-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FcgC7Mgq8ksurjVduP4oLJgwSWZKDaCslbjbhO+K5u5rJ1uQB+xhBiOAZSd2Lj/9 zFPIGVZlAFFyosi4tyuVWg== 0001005150-99-000851.txt : 19991018 0001005150-99-000851.hdr.sgml : 19991018 ACCESSION NUMBER: 0001005150-99-000851 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES TRUST III CENTRAL INDEX KEY: 0001027127 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-15379 FILM NUMBER: 99724961 BUSINESS ADDRESS: STREET 1: 1001 N. 19TH ST. CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-15379-01 FILM NUMBER: 99724962 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 8-A12B 1 FORM 8-A12B ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
AES TRUST III THE AES CORPORATION (Exact Name of Registrant as Specified in Its Charter) (Exact Name of Registrant as Specified in Its Charter) DELAWARE DELAWARE (State of Incorporation or Organization) (State of Incorporation or Organization) 54-1840550 54-1163725 (I.R.S. Employer Identification No.) (I.R.S. Employer Identification No.) C/O THE AES CORPORATION C/O THE AES CORPORATION 1001 NORTH 19TH STREET 1001 NORTH 19TH STREET ARLINGTON, VA 22209 ARLINGTON, VA 22209 (703) 522-1315 (703) 522-1315 (Address of Principal Executive Offices) (Address of Principal Executive Offices) If this form relates to the registration If this form relates to the registration of a class of securities pursuant to of a class of securities pursuant to Section 12(b) of the Exchange Act and is Section 12(g) of the Exchange Act and is effective pursuant to General Instruction effective pursuant to General Instruction A.(c), please check the following box. [ ] A.(d), please check the following box. [ ] Securities Act registration statement file number to which this form relates: 333-81953 Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on Which to be so Registered Each Class is to be Registered ------------------- ----------------------------------- Trust Convertible Preferred Security New York Stock Exchange Securities to be registered pursuant to Section 12(g) of the Act: (Title of Class) ---------------) (None)
================================================================================ ITEM 1: DESCRIPTION OF REGISTRANTS' SECURITIES TO BE REGISTERED The title of the class of securities to be registered hereunder is "Trust Convertible Preferred Security" (the "Securities"). A description of the Securities is set forth under the captions "The AES Trusts", "Description of the Preferred Securities", "Description of the Preferred Securities Guarantees," and "Description of the Junior Subordinated Debt Trust Securities" in the prospectus included within the Registration Statement on Form S-3 of the Registrants filed with the Commission under the Securities Act of 1933, as amended (Registration No. 333-81953) (the "Registration Statement"), and the description set forth under the captions "AES Trust III", "Description of the Preferred Securities", "Description of the Guarantee" and "Description of the Junior Subordinated Debentures" in a Prospectus Supplement relating to the securities filed by the Registrants pursuant to rule 424(b) under the Securities Act of 1933, as amended. The information in the foregoing Registration Statement and Prospectus is incorporated herein by reference. ITEM 2: EXHIBITS 1. Prospectus dated July 13, 1999, included in the Registrants' Registration Statement (Registration No. 333-81953-01) on Form S-3 as filed with the Commission on June 30, 1999 and as amended by Amendment No. 1 filed with the Commission on July 13, 1999 and the accompanying prospectus supplement, dated September 27, 1999 and hereby incorporated by reference herein. 2. Declaration of Trust dated November 1, 1996 of AES Trust III (incorporated by reference to Exhibit 4.14 of Amendment No. 1 to Registration Statement No. 333-15487 on Form S-3 filed with the Commission on November 18, 1996). 3. Form of Amended and Restated Declaration of Trust of AES Trust III (incorporated by reference to Exhibit 4.9 of Amendment No. 2 to Registration Statement No. 333-15487 on Form S-3 filed with the Commission on November 18, 1996). 4. Form of Preferred Security (included in immediately preceding exhibit) 5. Form of Preferred Securities Guarantee with respect to the Preferred Securities (incorporated by reference to Exhibit 4.13 of Amendment No. 2 to Registration Statement No. 333-15487 on Form S-3 filed with the Commission on November 27, 1996). 6. Junior Subordinated Debt Trust Securities Indenture dated as of March 1, 1997 between The AES Corporation and The First National Bank of Chicago, as Trustee (incorporated by reference to Exhibit 4.1 to Registration Statement No. 333-46189 on Form S-3 filed on February 12, 1998). 9. Form of Supplemental Indenture (incorporated by reference to Exhibit 4.11 to Registration Statement No. 333-15487 on Form S-3 filed on November 4, 1996). 2 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. AES Trust III By: The AES Corporation as Sponsor By: /s/ William R. Luraschi ----------------------------------------- Name: William R. Luraschi Title: Vice President and Secretary The AES Corporation By: /s/ William R. Luraschi ----------------------------------------- Name: William R. Luraschi Title: Vice President and Secretary Date: October 7, 1999 3 -----END PRIVACY-ENHANCED MESSAGE-----