-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LuBn0gC7esAaWTMTB2qcV3hnEB8tc566bY/Wetn+Mm4Gql56tBFommOv3K1ErWPu 6incU91KdglPEIdMR8Wk9w== 0000950103-97-000174.txt : 19970320 0000950103-97-000174.hdr.sgml : 19970320 ACCESSION NUMBER: 0000950103-97-000174 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970319 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 97559458 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES TRUST I CENTRAL INDEX KEY: 0001026267 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291-01 FILM NUMBER: 97559459 BUSINESS ADDRESS: STREET 1: 1001 NORTH 19TH STREET CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 1001 NORTH 19TH STREET CITY: ARLINGTON STATE: VA ZIP: 22209 8-A12B 1 /dpw/cw/050/01144/004/SEC/EDGAR/8a.ed UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AES TRUST I THE AES CORPORATION (Exact name of Registrant as (Exact name of Registrant as specified specified in its charter) in its charter) Delaware Delaware (State or other jurisdiction of (State or other jurisdiction of incorporation or organization) incorporation or organization) 54-1840548 54-1163725 (I.R.S. Employer Identification No.) (I.R.S. Employer Identification No.) c/o The AES Corporation 1001 North 19th Street 1001 North 19th Street, Arlington, VA 22209 Arlington, VA 22209 (703) 522-1315 (703) 522-1315 (Address and telephone number (Address and telephone number of principal executive offices) of principal executive offices) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered Preferred Trust Securities New York Stock Exchange Securities to be registered pursuant to Section 12(g) of the Act: (None) INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrants' Securities to be Registered. For a full description of the Preferred Trust Securities (the "Preferred Securities") being registered hereby, reference is made to the information contained under the captions "The AES Trusts", "Description of the Preferred Securities", "Description of the Preferred Securities Guarantees" and "Description of the Junior Subordinated Debt Trust Securities" in the Prospectus dated December 4, 1996 (the "Prospectus") contained in the Registrants' Registration Statement on Form S-3 (Registration No. 333-15487) and information contained under the captions "Description of the TECONS", and "Description of the Junior Subordinated Debentures" in a Prospectus Supplement relating to the Securities to be filed by the Registrants pursuant to Rule 424(b) under the Securities Act of 1933, as amended. The information contained in the foregoing Registration Statement and Prospectus Supplement are incorporated herein by reference. Item 2. Exhibits. Prospectus dated December 4, 1996, included in the Registrants' Registration Statement on Form S-3 (Registration No. 333-15487) as filed with the Commission on November 4, 1996 and as amended by Amendments No. 1 and No. 2 filed with Commission on November 18, 1996 and November 27, 1996, respectively (together, the "S-3 Registration Statement") and hereby incorporated by reference herein Declaration of Trust dated November 1, 1996 of AES Trust I (incorporated by reference to Exhibit 4.5 to the S-3 Registration Statement.) Form of Amended and Restated Declaration of Trust of AES Trust I (incorporated by reference to Exhibit 4.9 to the S-3 Registration Statement.) Form of Preferred Security (included in immediately preceding exhibit) Form of Guarantee Agreement with respect to the Preferred Securities (incorporated by reference to Exhibit 4.13 to theS-3 Registration Statement.) Form of Indenture between The AES Corporation and The First National Bank of Chicago, as Trustee (incorporated by reference to Exhibit 4.4 to the S-3 Registration Statement.) Form of Supplemental Indenture to the Indenture (incorporated by reference to Exhibit 4.16 to the S-3 Registration Statement).. SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrants have duly caused this registration statement to be signed on their behalf by the undersigned, thereto duly authorized. (Registrant) AES Trust I By: The AES Corporation as Sponsor By: /s/ Barry J. Sharp -------------------- Name: Barry J. Sharp Title: Chief Financial Officer (Registrant) The AES Corporation By: /s/ Barry J. Sharp -------------------- Name: Barry J. Sharp Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----