0000950103-22-002126.txt : 20220207 0000950103-22-002126.hdr.sgml : 20220207 20220207160546 ACCESSION NUMBER: 0000950103-22-002126 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211028 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 22597416 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER NAME: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AES Grid Stability, LLC CENTRAL INDEX KEY: 0001891368 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 22597415 BUSINESS ADDRESS: STREET 1: C/O THE AES CORPORATION STREET 2: 4300 WILSON BOULEVARD, SUITE 1100 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 1-703-682-6336 MAIL ADDRESS: STREET 1: C/O THE AES CORPORATION STREET 2: 4300 WILSON BOULEVARD, SUITE 1100 CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluence Energy, Inc. CENTRAL INDEX KEY: 0001868941 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: (833) 358-3623 MAIL ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 3/A 1 dp166708_3a-aes.xml FORM 3/A X0206 3/A 2021-10-28 2021-10-28 0 0001868941 Fluence Energy, Inc. FLNC 0000874761 AES CORP 4300 WILSON BOULEVARD, SUITE 1100 ARLINGTON VA 22203 0 0 1 0 0001891368 AES Grid Stability, LLC 4300 WILSON BOULEVARD, SUITE 1100 ARLINGTON VA 22203 0 0 1 0 LLC Units of Fluence Energy, LLC Class A Common Stock 58586695 I See Footnote The LLC Units of Fluence Energy, LLC ("OpCo Units") and an equal number of shares of Class B-1 Common Stock, together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date. The OpCo Units are held by AES Grid Stability, LLC, which is a wholly owned subsidiary of the AES Corporation. /s/ The AES Corporation, By: Jennifer V. Gillcrist, Assistant Secretary 2022-02-07 /s/ AES Grid Stability, LLC, By: Pablo Fekete, Secretary 2022-02-07