U-57 1 a2071637zu-57.txt U-57 File No.____________ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended AES Parana S.C.A. by THE AES CORPORATION 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 (name of filing company, if filed on behalf of a foreign utility company) The Commission is hereby requested to mail copies of all correspondence relating to this Notification to: Erik Luckau The AES Corporation 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 Andrew B. Young Hugh E. Hilliard Dewey Ballantine LLP 1775 Pennsylvania Avenue, N.W. Washington, D.C. 20006 ITEM 1 Foreign utility company status is claimed by AES Parana S.C.A. ("AES Parana"), a limited partnership with share capital organized and existing under the laws of Argentina with its business address at Rivadavia S/N, 2900 San Nicholas, Buenos Aires, Argentina. AES Parana owns and operates a 830-MW gas-fired co-generating facility at San Nicolas, Argentina. AES Parana is owned by AES Parana I Ltd. Partnership, which holds 66.67% of the equity interests, and PSEG Cayman Americas V Co., which owns 33.33% of the equity interests. AES Parana I Ltd. Partnership is an indirect, wholly owned subsidiary of The AES Corporation ("AES"). PSEG Cayman Americas V Co. is an indirect, wholly owned subsidiary of Public Service Enterprise Group Incorporated, a New Jersey corporation. AES, a Delaware corporation, is a public utility holding company exempt from registration under section 3(a)(5) of the Public Utility Holding Company Act of 1935 (the "Act"). ITEM 2 AES Parana has two domestic associate public utility companies, Central Illinois Light Company ("CILCO") and Indianapolis Power and Light Company ("IPL"). CILCO is wholly owned by CILCORP, Inc., which, in turn, is a wholly owned subsidiary of AES. IPL is wholly owned by IPALCO Enterprises Inc., which, in turn, is a wholly owned subsidiary of AES. Neither CILCO nor IPL has made any investment in, nor has any contractual relationship with, AES Parana, nor are any such investments or contractual relationships contemplated. EXHIBIT A By letter dated March 10, 1999, the Illinois Commerce Commission certified to the Securities and Exchange Commission ("SEC") with respect to CILCO that (1) it has the authority and resources to protect Illinois consumers in accordance with applicable Illinois statutes, and (2) it intends to exercise that authority, as required under section 33(a)(2) of the Act in connection with AES' acquisition of foreign utility companies. AES hereby incorporates this letter, filed June 10, 1999, in file number 070-09465, by reference. By letter dated September 28, 2000, the Indiana Utility Regulatory Commission certified to the SEC with respect to IPL that (1) it has the authority and resources to protect ratepayers subject to its jurisdiction, and (2) it intends to exercise that authority as required under section 33(a)(2) of the Act in connection with AES' acquisition of foreign utility companies. AES hereby incorporates this letter, filed October 27, 2000, in file number 070-09779, by reference. 2 The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. By: /s/ Erik Luckau --------------- Erik Luckau Associate General Counsel The AES Corporation 1001 N. 19th Street, Suite 2000 Arlington, Virginia 22209 (703) 558-4879 Dated: February 21, 2002 3