-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IoKP6BqHlb/xzTs2+T+mKZqlassrgju85exLUJEhT+cVGGN7aLwq1AsMNHIC9j7z fVZMyHZc4+GgP/Rg8rebug== 0000912057-02-007160.txt : 20020414 0000912057-02-007160.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-007160 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: 1935 Act SEC FILE NUMBER: 073-00010 FILM NUMBER: 02555477 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 U-57 1 a2071638zu-57.txt U-57 File No.____________ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended AES Kelvin Power (Proprietary) Limited (name of foreign utility company) by THE AES CORPORATION 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 (name of filing company, if filed on behalf of a foreign utility company) The Commission is hereby requested to mail copies of all correspondence relating to this Notification to: Erik Luckau The AES Corporation 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 Andrew B. Young Hugh E. Hilliard Dewey Ballantine LLP 1775 Pennsylvania Avenue, N.W. Washington, D.C. 20006 ITEM 1 Foreign utility company status is claimed by AES Kelvin Power (Proprietary) Limited ("AES Kelvin"), a private company organized and existing under the laws of the Republic of South Africa with its business address at 6 Sandown Valley Crescent, Sandown, Sandton, 2196. AES Kelvin owns and operates a 600 MW coal-fired generating facility at Ekurhuleni, Republic of South Africa, which is interconnected with the electric distribution system of City Power Johannesburg (Proprietary) Limited. The equity interests in AES Kelvin are held by AES South Africa Holdings BV, with a 95% interest, and Global African Power (Proprietary) Ltd., with a 5% interest. AES South Africa Holdings BV is a wholly owned, indirect subsidiary of The AES Corporation ("AES"). Global African Power (Proprietary) Ltd. is a South African local empowerment company. AES, a Delaware corporation, is a public utility holding company exempt from registration under section 3(a)(5) of the Public Utility Holding Company Act of 1935 (the "Act"). ITEM 2 AES Kelvin has two domestic associate public utility companies, Central Illinois Light Company ("CILCO") and Indianapolis Power and Light Company ("IPL"). CILCO is wholly owned by CILCORP, Inc., which, in turn, is a wholly owned subsidiary of AES. IPL is wholly owned by IPALCO Enterprises Inc., which, in turn, is a wholly owned subsidiary of AES. Neither CILCO nor IPL has made any investment in, nor has any contractual relationship with, AES Kelvin, nor are any such investments or contractual relationships contemplated. EXHIBIT A By letter dated March 10, 1999, the Illinois Commerce Commission certified to the Securities and Exchange Commission ("SEC") with respect to CILCO that (1) it has the authority and resources to protect Illinois consumers in accordance with applicable Illinois statutes, and (2) it intends to exercise that authority, as required under section 33(a)(2) of the Act in connection with AES' acquisition of foreign utility companies. AES hereby incorporates this letter, filed June 10, 1999, in file number 070-09465, by reference. By letter dated September 28, 2000, the Indiana Utility Regulatory Commission certified to the SEC with respect to IPL that (1) it has the authority and resources to protect ratepayers subject to its jurisdiction, and (2) it intends to exercise that authority as required under section 33(a)(2) of the Act in connection with AES' acquisition of foreign utility companies. AES hereby incorporates this letter, filed October 27, 2000, in file number 070-09779, by reference. 2 The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. By: /s/ Erik Luckau --------------- Erik Luckau Associate General Counsel The AES Corporation 1001 N. 19th Street, Suite 2000 Arlington, Virginia 22209 (703) 558-4879 Dated: February 21, 2002 3 -----END PRIVACY-ENHANCED MESSAGE-----