0000912057-01-536202.txt : 20011026
0000912057-01-536202.hdr.sgml : 20011026
ACCESSION NUMBER: 0000912057-01-536202
CONFORMED SUBMISSION TYPE: U-57
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011022
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORPORATION
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: U-57
SEC ACT: 1935 Act
SEC FILE NUMBER: 073-00010
FILM NUMBER: 1763789
BUSINESS ADDRESS:
STREET 1: 1001 N 19TH ST
STREET 2: STE 2000
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 7035221315
U-57
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a2061607zu-57.txt
U-57
File No.____________
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
AES Nigeria Barge Limited
(name of foreign utility company)
by
THE AES CORPORATION
1001 N. 19th Street
Suite 2000
Arlington, Virginia 22209
(name of filing company, if filed on behalf of a foreign utility company)
The Commission is hereby requested to mail copies of all correspondence relating
to this Notification to:
Erik Luckau
The AES Corporation
1001 N. 19th Street
Suite 2000
Arlington, Virginia 22209
Andrew B. Young
Hugh E. Hilliard
Dewey Ballantine LLP
1775 Pennsylvania Avenue, N.W.
Washington, D.C. 20006
ITEM 1
Foreign utility company status is claimed by AES Nigeria Barge Limited,
RRC, 366057, a joint stock company organized and existing under the laws of The
Federal Republic of Nigeria with its business address at 7th Floor, 38 Warehouse
Road, Yinka Folawiyo Plaza, Apapa, Lagos (Reg. Address: 5th Floor, 38/40
Strachen Street, Lagos).
AES Nigeria Barge Limited owns and operates a 290 MW barge-mounted
electric generating facility at Egbin in Lagos State, Nigeria.
AES Nigeria Barge Limited is owned jointly by Y F Power Ltd (5%) and
AES Nigeria Holdings Ltd (95%). AES Nigeria Holdings Ltd is a wholly owned
subsidiary of AES Frontier Ltd, which, in turn, is a wholly owned subsidiary of
The AES Corporation ("AES").
AES, a Delaware corporation, is a public utility holding company exempt
from registration under section 3(a)(5) of the Public Utility Holding Company
Act of 1935 (the "Act").
ITEM 2
AES Nigeria Barge Limited has two domestic associate public utility
companies, Central Illinois Light Company ("CILCO") and Indianapolis Power and
Light Company ("IPL"). CILCO is wholly owned by CILCORP, Inc., which, in turn,
is a wholly owned subsidiary of AES. IPL is wholly owned by IPALCO Enterprises
Inc., which, in turn, is a wholly owned subsidiary of AES.
Neither CILCO nor IPL has made any investment in, nor has any
contractual relationship with, AES Nigeria Barge Limited, nor are any such
investments or contractual relationships contemplated.
EXHIBIT A
By letter dated March 10, 1999, the Illinois Commerce Commission
certified to the Securities and Exchange Commission ("SEC") with respect to
CILCO that (1) it has the authority and resources to protect Illinois consumers
in accordance with applicable Illinois statutes, and (2) it intends to exercise
that authority, as required under section 33(a)(2) of the Act in connection with
AES' acquisition of foreign utility companies. AES hereby incorporates this
letter, filed June 10, 1999, in file number 070-09465, by reference.
By letter dated September 28, 2000, the Indiana Utility Regulatory
Commission certified to the SEC with respect to IPL that (1) it has the
authority and resources to protect ratepayers subject to its jurisdiction, and
(2) it intends to exercise that authority as required under section 33(a)(2) of
the Act in connection with AES' acquisition of foreign utility companies. AES
hereby incorporates this letter, filed October 27, 2000, in file number
070-09779, by reference.
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The undersigned company has duly caused this statement to be signed on
its behalf by the undersigned thereunto duly authorized.
By: /s/ Erik Luckau
Erik Luckau
Associate General Counsel
The AES Corporation
1001 N. 19th Street, Suite 2000
Arlington, Virginia 22209
(703) 558-4879
Dated: October 22, 2001
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