0000912057-01-536200.txt : 20011026
0000912057-01-536200.hdr.sgml : 20011026
ACCESSION NUMBER: 0000912057-01-536200
CONFORMED SUBMISSION TYPE: U-57
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011022
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORPORATION
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: U-57
SEC ACT: 1935 Act
SEC FILE NUMBER: 073-00010
FILM NUMBER: 1763652
BUSINESS ADDRESS:
STREET 1: 1001 N 19TH ST
STREET 2: STE 2000
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 7035221315
U-57
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a2061605zu-57.txt
U-57
File No.____________
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
Light Servicos de Eletricidade S.A.
(name of foreign utility company)
by
THE AES CORPORATION
1001 N. 19th Street
Suite 2000
Arlington, Virginia 22209
(name of filing company, if filed on behalf of a foreign utility company)
The Commission is hereby requested to mail copies of all correspondence relating
to this Notification to:
Erik Luckau
The AES Corporation
1001 N. 19th Street
Suite 2000
Arlington, Virginia 22209
Andrew B. Young
Hugh E. Hilliard
Dewey Ballantine LLP
1775 Pennsylvania Avenue, N.W.
Washington, D.C. 20006
ITEM 1
Foreign utility company status is claimed by Light Servicos de Eletricidade S.A.
("Light"), a corporation organized and existing under the laws of Brazil, with
its business address at Avenida Marechal Floriano, 168, City of Rio de Janeiro,
State of Rio de Janeiro, Brazil.
Light owns and operates electric distribution networks in and around Rio de
Janeiro, Brazil.
The AES Corporation ("AES") indirectly owns approximately 23.89% of the common
shares of Light through its wholly owned subsidiaries, AES Coral Reef LLC, a
Cayman limited liability company (approximately 11.5%), AES Treasure Cove Ltd, a
Cayman company (approximately 8.7%) and AES Cemig Empreendimentos Inc., a Cayman
corporation (approximately 3.8%).
EDF International S.A., a corporation organized in France, owns, through
subsidiaries, approximately 64.3% of the common shares of Light. EDF
International S.A. is owned by Electricite de France.
AES, a Delaware corporation, is a public utility holding company exempt from
registration under section 3(a)(5) of the Public Utility Holding Company Act
of 1935, as amended (the "Act").
ITEM 2
Light has two domestic associate public utility companies, Central Illinois
Light Company ("CILCO") and Indianapolis Power and Light Company ("IPL"). CILCO
is wholly owned by CILCORP, Inc., which, in turn, is a wholly owned subsidiary
of AES. IPL is wholly owned by IPALCO Enterprises Inc., which, in turn, is a
wholly owned subsidiary of AES.
Neither CILCO nor IPL has made any investment in, nor has any contractual
relationship with, Light, nor are any such investments or contractual
relationships contemplated.
EXHIBIT A
By letter dated March 10, 1999, the Illinois Commerce Commission certified to
the Securities and Exchange Commission ("SEC") with respect to CILCO that (1)
it has the authority and resources to protect Illinois consumers in
accordance with applicable Illinois statutes, and (2) it intends to exercise
that authority, as required under section 33(a)(2) of the Act in connection
with AES' acquisition of foreign utility companies. AES hereby incorporates
this letter, filed June 10, 1999, in file number 070-09465, by reference.
By letter dated September 28, 2000, the Indiana Utility Regulatory Commission
certified to the SEC with respect to IPL that (1) it has the authority and
resources to protect ratepayers subject to its jurisdiction, and (2) it intends
to exercise that authority as required under section 33(a)(2) of the Act in
connection with AES' acquisition of foreign utility companies. AES hereby
incorporates this letter, filed October 27, 2000, in file number 070-09779, by
reference.
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The undersigned company has duly caused this statement to be signed on its
behalf by the undersigned thereunto duly authorized.
By: /s/ Erik Luckau
Erik Luckau
Associate General Counsel
The AES Corporation
1001 N. 19th Street, Suite 2000
Arlington, Virginia 22209
(703) 558-4879
Dated: October 22, 2001
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