-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G6cyrHnjnNHfi1c7J00BLcGZs3wrK5BgycqHEaK7WP75v+R3ebmFZny7SaMXG3Hg ObWLzxOtXj7fqO9Phvt+EA== 0000912057-01-530922.txt : 20010831 0000912057-01-530922.hdr.sgml : 20010831 ACCESSION NUMBER: 0000912057-01-530922 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: 1935 Act SEC FILE NUMBER: 073-00010 FILM NUMBER: 1728410 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 U-57 1 a2058439zu-57.txt U-57 File No. __________________ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended Empresa Electrica de Oriente, S.A. de C.V. (name of foreign utility company) by THE AES CORPORATION 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 (name of filing company, if filed on behalf of a foreign utility company) The Commission is requested to mail copies of all correspondence relating to this Notification to: William R. Luraschi The AES Corporation 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 Andrew B. Young Hugh E. Hilliard Dewey Ballantine LLP 1775 Pennsylvania Avenue, N.W. Washington, D.C. 20006 ITEM 1 Foreign utility company status is claimed by Empresa Electrica de Oriente, S.A. de C.V., a company organized under the laws of El Salvador, with its business address at 9a. Avenida Sur #201-BIS, Colonia Santa Gertrudis, San Miguel, El Salvador. Empresa Electrica de Oriente, S.A. de C.V. owns and operates an electricity distribution company in El Salvador. The AES Corporation owns an 83.32% interest in Empresa Electrica de Oriente, S.A. de C.V. through its ownership in C.A. La Electricidad de Caracas (Venezuela) and the following wholly-owned subsidiaries of C.A. La Electricidad de Caracas: AES Caess Distribution, Inc (Delaware), AES EEO Distribution, Inc. (Delaware), AES El Salvador Distribution Ventures, Ltd (Cayman Islands), AES El Salvador Electric Light, Ltd (Cayman Islands), AES Central America Electric Light, Ltd (Cayman Islands), AES Empresa Electrica de El Salvador, Ltd de C.V. (El Salvador), and El Salvador Energy Holdings, S.A. (El Salvador). The AES Corporation owns 87.18% of C.A. La Electricidad de Caracas. The AES Corporation, a Delaware corporation, is an exempt public utility holding company under section 3(a)(5) of the Public Utility Holding Company Act of 1935 (the "Act"). ITEM 2 Empresa Electrica de Oriente, S.A. de C.V. has two domestic associate public utility companies, Central Illinois Light Company ("CILCO") and Indianapolis Power and Light Company ("IPL"). CILCO is wholly-owned by CILCORP, Inc., which in turn is a wholly-owned subsidiary of The AES Corporation. IPL is wholly-owned by IPALCO Enterprises Inc., which in turn is a wholly-owned subsidiary of The AES Corporation. Neither CILCO nor IPL has made any investment in, nor has any contractual relationship with, Empresa Electrica de Oriente, S.A. de C.V., nor are any such investments or contractual relationships contemplated. EXHIBIT A By letter dated March 10, 1999, the Illinois Commerce Commission certified to the SEC with respect to CILCO that (1) it has the authority and resources to protect Illinois consumers in accordance with applicable Illinois statutes, and (2) it intends to exercise that authority, as required under section 33(a)(2) of the Act in connection with The AES Corporation's acquisition of foreign utility companies. The AES Corporation hereby incorporates this letter, filed June 10, 1999, in file number 070-09465, by reference. By letter dated September 28, 2000, the Indiana Utility Regulatory Commission certified to the SEC with respect to IPL that (1) it has the authority and resources to protect ratepayers subject to its jurisdiction, and (2) it intends to exercise that authority as required under section 33(a)(2) of the Act in connection with The AES Corporation's acquisition of foreign utility 2 companies. The AES Corporation hereby incorporates this letter, filed October 27, 2000, in file number 070-09779, by reference. The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. By: /s/ WILLIAM R. LURASCHI -------------------------- William R. Luraschi Vice President and Secretary The AES Corporation 1001 N. 19th Street, Suite 2000 Arlington, Virginia 22209 (703) 522-1315 Dated: August 30, 2001. 3 -----END PRIVACY-ENHANCED MESSAGE-----