-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKVrOo3+/MYnCPxwM2cnZrDe25cKUIkGZxR6pPOYriYX/RM/d8pZyPWplV4NOYGg KnrPtCz6sVUGfR9Fbtwj0Q== 0000893838-99-000240.txt : 19990903 0000893838-99-000240.hdr.sgml : 19990903 ACCESSION NUMBER: 0000893838-99-000240 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: SEC FILE NUMBER: 073-00010 FILM NUMBER: 99705232 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 U-57 1 File No. ------------------ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended CENTRAL ELECTRICITY SUPPLY COMPANY OF ORISSA LIMITED (CESCO) (Name of foreign utility company) THE AES CORPORATION 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 (Name of filing company, if filed on behalf of foreign utility company) The Commission is requested to mail copies of all correspondence relating to this Notification to: William R. Luraschi, Esq. The AES Corporation 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 Lynn N. Hargis, Esq. Chadbourne & Parke LLP 1200 New Hampshire Avenue, N.W. Suite 300 Washington, D.C. 20036 ITEM 1 Foreign utility status is claimed by Central Electricity Supply Company of Orissa Limited ("CESCO"), located in the State of Orissa, India. The business address of CESCO is: 18 Forest Park, Bhubaneshwar, Orissa - 751009. CESCO owns and operates the business of electricity distribution in the areas of Bhubaneshwar, Puri, Dhenkanal and Paradeep in the State of Orissa, India. CESCO has applied for and obtained a Distribution and Retail Supply License, Orissa Distribution and Retail Supply License (No. 1/99) pursuant to Section 15 of the Act from the Regulator to undertake the business of distribution and retail supply as licensee in the Central Zone. The Grid Corporation of Orissa Limited ("GRIDCO"), a state government - -owned utility, is the owner of 49% of the equity of CESCO. AES Orissa Distribution Private Limited, a company incorporated under the Companies Act, 1956 (of India) and having its registered office at A-5, Forest Park, Bhubaneshwar, Orissa - 751009 ("JVCo") owns 51% of the equity. JVCo is owned 95% by The AES Corporation, a Delaware limited liability company and 5% by Jyoti Structures Limited, a company incorporated under the Companies Act, 1956 (of India) and having its registered office at "Keshava", 7th Floor, Bandra Kurla Comples, Bandra (E) Mumbai - 400051. The AES Corporation is a Delaware corporation. ITEM 2 CESCO has no domestic associate public utility companies. 1 [FN] - ----------------- 1 The Commission issued an order on August 20, 1999, granting the AES Corporation a Section 3(a)(5) exemption from PUHCA if it indirectly acquires CILCO, a domestic public utility company. However, that acquisition has not yet occurred. No state commission certification is required under Section 33(a)(2) of the Act in connection with this transaction. Signature The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. By: /s/ William R. Luraschi --------------------------- William R. Luraschi General Counsel The AES Corporation 1001 N. 19th Street Suite 2000 Arlington, Virginia 22209 (703) 522-1315 Dated: September 2, 1999 -----END PRIVACY-ENHANCED MESSAGE-----