-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U4RFXQpq6sVldTuU2jfrmHVVYJIYMnSOQ3WSaObvldOjqtext853j9z0oPJcdG1t O/zFKbwnokrTqtsxUi/j0g== 0000874761-97-000046.txt : 19971212 0000874761-97-000046.hdr.sgml : 19971212 ACCESSION NUMBER: 0000874761-97-000046 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971211 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: SEC FILE NUMBER: 073-00010 FILM NUMBER: 97736496 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 U-57 1 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS File No. _________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended TAU POWER HOLDINGS B.V. (Name of foreign utility company) THE AES CORPORATION (Name of filing company, if filed on behalf of a foreign utility company) ITEM 1 Foreign utility status is claimed by Tau Power Holdings B.V. ("Tau Power") located in the province of East Kazakhstan, Kazakhstan. Tau Power is the owner and operator of two hydro-electric stations ("GES") and four combined heat and power stations ("TETS"). The total electric capacity of the stations is 1,384 MW, with additional thermal capacity of over 1,000 MW electric equivalent. The power stations are the 332 MW Ust-Kamenogorsk GES, the 702 MW Shulbinsk GES, the 240 MW Ust-Kamenogorsk TETS, the 50 MW Leninorgorsk TETS, the 50 MW Swogrinsk TETS and the 10 MW Semipalatinsk TETS. Tau Power also has ownership and control of the retail sales department of the former utility in East Kazakhstan and assumed the existing power supply contracts with the 50 largest customers in East Kazakshstan, including the distribution companies. 85% of Tau Power is owned by AES Global Power Holdings, B.V., and 15% by Suntree Power, Ltd. Global Power Holdings B. V. is a wholly owned subsidiary of Global Power Holdings C.V., which is a subsidiary of the AES Corporation. ITEM 2 Not Applicable. EXHIBIT A Not Applicable. The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. By: /s/ William R. Luraschi --------------------------- William R. Luraschi General Counsel The AES Corporation 1001 N. 19th Street Arlington, Virginia 22209 (703) 522-1315 Dated: October 2, 1997 -----END PRIVACY-ENHANCED MESSAGE-----