FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/15/2020 |
3. Issuer Name and Ticker or Trading Symbol
IDEXX LABORATORIES INC /DE [ IDXX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10,105 | D | |
Common Stock | 160 | I | jointly with spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | (1) | (1) | Common Stock | 1,957(1) | (1) | D | |
Incentive Stock Option (right-to-buy) | (2) | 02/13/2025 | Common Stock | 698(11) | $79.54(11) | D | |
Non-Qualified Stock Option (right-to-buy) | (3) | 02/13/2026 | Common Stock | 27 | $67.85 | D | |
Incentive Stock Option (right-to-buy) | (4) | 02/13/2026 | Common Stock | 1,876 | $67.85 | D | |
Non-Qualified Stock Option (right-to-buy) | (5) | 02/13/2027 | Common Stock | 1,729 | $141.6 | D | |
Incentive Stock Option (right-to-buy) | (6) | 02/13/2027 | Common Stock | 1,043 | $141.6 | D | |
Non-Qualified Stock Option (right-to-buy) | (7) | 02/13/2028 | Common Stock | 5,865 | $178.26 | D | |
Incentive Stock Option (right-to-buy) | (8) | 02/13/2028 | Common Stock | 560 | $178.26 | D | |
Non-Qualified Stock Option (right-to-buy) | (9) | 02/13/2029 | Common Stock | 5,711 | $206.94 | D | |
Incentive Stock Option (right-to-buy) | (10) | 02/13/2029 | Common Stock | 483 | $206.94 | D |
Explanation of Responses: |
1. Each restricted stock unit represents a contingent right to receive one share of IDEXX Laboratories, Inc. common stock and vest in five equal annual installments beginning on the first anniversary of the date of grant. The number of restricted stock units reported was adjusted to reflect a 2-for-1 stock split in the form of a 100% stock dividend on IDEXX Laboratories, Inc. common stock paid on June 15, 2015 (the "Stock Split"). |
2. Grant of option to buy 1,366 shares of Issuer common stock that vest in five annual installments beginning on February 14, 2016, without giving effect to the Stock Split. |
3. Grant of option to buy 1,940 shares of Issuer common stock that vests in five annual installments beginning on February 14, 2017. |
4. Grant of option to buy 1,906 shares of Issuer common stock that vests as to 30 shares on February 14, 2018, 365 shares on February 14, 2020, and as to the remainder on February 14, 2021. |
5. Grant of option to buy 3,579 shares of Issuer common stock that vests in five annual installments beginning on February 14, 2018. |
6. Grant of option to buy 1,043 shares of Issuer common stock that vests in one installment on February 14, 2022. |
7. Grant of option to buy 5,685 shares of Issuer common stock that vests in five annual installments beginning on February 14, 2019. |
8. Grant of option to buy 560 shares of Issuer common stock that vests in one installment on February 14, 2023. |
9. Grant of option to buy 5,711 shares of Issuer common stock that vests in five annual installments beginning on February 14, 2020. |
10. Grant of option to buy 483 shares of Issuer common stock that vests in one installment on February 14, 2024. |
11. The number of derivative securities reported as beneficially owned and price with respect to this option were adjusted to reflect the Stock Split. |
/s/ Lily J. Lu, Attorney-in-Fact for Nimrata Hunt | 01/24/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |