-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EmFP712/f4NAnEeyVBuv04Xu6bn60giK3YT/r1pCfhWhy/zp7BqAgqw9MyctgDQO 1CIWb9N0l6kAMse7Y7cBIA== 0000950116-96-001497.txt : 19961231 0000950116-96-001497.hdr.sgml : 19961231 ACCESSION NUMBER: 0000950116-96-001497 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961230 SROS: NONE GROUP MEMBERS: CAROLYN C. GUIDRY GROUP MEMBERS: GUIDRY MARK R REVOCABLE TRUST ET AL GROUP MEMBERS: MARK R. GUIDRY GROUP MEMBERS: MARK R. GUIDRY AND CAROLYN C. GUIDRY REVOCABLE TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED CIRCUIT SYSTEMS INC CENTRAL INDEX KEY: 0000874689 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 232000174 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-42103 FILM NUMBER: 96687511 BUSINESS ADDRESS: STREET 1: 2435 BLVD OF THE GENERALS CITY: NORRISTOWN STATE: PA ZIP: 19403 BUSINESS PHONE: 6106305300 MAIL ADDRESS: STREET 1: 2435 BLVD OF THE GENERALS CITY: NORRISTOWN STATE: PA ZIP: 19403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUIDRY MARK R REVOCABLE TRUST ET AL CENTRAL INDEX KEY: 0000905474 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 18640 OVERLOOK RD CITY: LOS GATOS STATE: CA ZIP: 95830 BUSINESS PHONE: 2067809133 MAIL ADDRESS: STREET 1: 13002 SUNRISE DRIVE NE CITY: BAINBRIDGE STATE: WA ZIP: 98110 FORMER COMPANY: FORMER CONFORMED NAME: GUIDRY MARK R CAROLYN C TRUST MARK R GUIDRY CAROLYN C GUIDRY DATE OF NAME CHANGE: 19930519 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* INTEGRATED CIRCUIT SYSTEMS, INC - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 45811K109 -------------- (CUSIP Number) Nancy D. Weisberg, Esquire Five Radnor Corporate Center, Suite 500 100 Matsonford Road, Radnor, Pennsylvania 19087 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 13, 1996 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following bo if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial oewnership of more than five percent of the class of securities described in Item 1; and (2) has file dno amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemd to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) - -------------------------------------------------------------------------------- CUSIP NO. 45811K109 SCHEDULE 13D PAGE 2 OF 7 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark R. Guidry and Carolyn C. Guidry Revocable Trust dated 4/24/91 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUND* Not applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- - -------------------------------------------------------------------------------- 8 SHARED VOTING POWER 358,207 - -------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 10 SHARED DISPOSITVE POWER 358,207 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 358,207 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.11% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP NO. 45811K109 SCHEDULE 13D PAGE 3 OF 7 - -------------------------------------------------------------------------------- INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark R. Guidry - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUND* Not applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- - -------------------------------------------------------------------------------- 8 SHARED VOTING POWER 358,207 - -------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 10 SHARED DISPOSITVE POWER 358,207 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 358,207 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.11% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP NO. 45811K109 SCHEDULE 13D PAGE 4 OF 7 - -------------------------------------------------------------------------------- INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Carolyn C. Guidry - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUND* Not applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- - -------------------------------------------------------------------------------- 8 SHARED VOTING POWER 358,207 - -------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 10 SHARED DISPOSITVE POWER 358,207 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 358,207 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.11% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 - -------------------------------------------------------------------------------- CUSIP NO. 45811K109 SCHEDULE 13D PAGE 5 OF 7 - -------------------------------------------------------------------------------- (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. This Amendment No. 10 to Schedule 13D is being filed jointly by the Mark R. Guidry and Carolyn C. Guidry Revocable Trust dated April 24, 1991 (the "Trust"), Mark R. Guidry and Carolyn C. Guidry (collectively, the "Reporting Persons"), and amends the Schedule 13D filed by the Reporting Persons on December 3, 1992, as amended by Amendment No. 1 filed on March 17, 1993, Amendment No. 2 filed on November 5, 1993, Amendment No. 3 filed on March 10, 1994, Amendment No. 4 filed on March 10, 1994, Amendment No. 5 filed on April 8, 1994, Amendment No. 6 filed on October 28, 1994, Amendment No. 7 filed on December 15, 1994 and Amendment No. 8 filed on March 15, 1995 and Amendment No. 9 filed on August 25, 1995. Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended in its entirety to provide as follows: (a) (i) As of December 5, 1996, the Trust (and, pursuant to subparagraph (b) hereof, Mark R. Guidry and Carolyn C. Guidry) beneficially owned 358,207 shares of Common Stock of the Issuer held by the Trust, which represented 3.11% of the Issuer's Common Stock (based on 11,523,050 shares outstanding on November 8, 1996.) (ii) As of December 5, 1996, Mark R. Guidry and Carolyn C. Guidry owned beneficially 358,207 shares of the Common Stock of the Issuer (which consists of the 358,207 shares which were held of record by the Trust), which represented 3.11% of the Issuer's Common Stock (based on shares 11,523,050 outstanding on November 8, 1996.) (b) Because the Trust may be deemed to be controlled by both Mark R. Guidry and Carolyn C. Guidry, each of them will likely be deemed to share the voting, disposition and investment power of the 358,207 shares listed above. (c) The following transactions involving the Reporting Parties and the Common Stock of the Issuer were effected in standard brokered transactions on the open market through the NASDAQ National Market during the period beginning on June 18, 1996 and ending on December 6, 1996: (i) the sale of 22,500 shares of Common Stock at a price of $13.50 per share by the Trust on June 18, 1996; (ii) the sale of 50,000 shares of Common Stock at a price of $11.50 per share by the Trust on October 30, 1996; - -------------------------------------------------------------------------------- CUSIP NO. 45811K109 SCHEDULE 13D PAGE 6 OF 7 - -------------------------------------------------------------------------------- (iii) the sale of 10,000 shares of Common Stock at a price of $12.125 per share by the Trust on October 30, 1996; (iv) the sale of 5,000 shares of Common Stock at a price of $12.125 per share by the Trust on Octobe 31, 1996; (v) the sale of 80,000 shares of Common Stock at a price of $12.00 per share by the Trust on November 13, 1995; (vi) the sale of 20,000 shares of Common Stock at a price of $12.00 per share by the Trust on November 14, 1996; and (vii) the sale of 100,000 shares of Common Stock at a price of $11.00 per share by the Trust on December 5, 1996. (d) No person, other than the Reporting Persons, is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities referenced above. (e) Not applicable. Item 7. Material to be Filed as Exhibits.
Exhibit 1* - Joint Filing Agreement dated as of November 30, 1992, by --------- and among the Trust, Mark R. Guidry and Carolyn C. Guidry. (Exhibit 1 to the Reporting Persons' Schedule 13D dated --------- December 3, 1992.) Exhibit 2* - Declaration of Trust dated April 24, 1991, creating the Mark --------- R. Guidry and Carolyn C. Guidry Revocable Trust dated April 24, 1991. (Exhibit 2 to the Reporting Persons' Schedule 13D --------- dated December 3, 1992.) Exhibit 3* - Power of Attorney dated March 25, 1994 appointing Carolyn --------- C. Guidry as attorney-in-fact for Mark R. Guidry.
- -------------------------------------------------------------------------------- CUSIP NO. 45811K109 SCHEDULE 13D PAGE 7 OF 7 - -------------------------------------------------------------------------------- After a reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 18, 1996 MARK R. GUIDRY and CAROLYN C. GUIDRY REVOCABLE TRUST dated April 24, 1991 By: /s/ Carolyn C., Guidry ------------------------------------ Name: Carolyn C. Guidry Title: Co-Trustee MARK R. GUIDRY /s/ Carolyn S. Guidry ---------------------------------------- Carolyn C. Guidry, as Attorney-in-Fact for Mark R. Guidry CAROLYN C. GUIDRY /s/ Carolyn S. Guidry ------------------------------------------ - ----------------------------- * Incorporated by reference. -----END PRIVACY-ENHANCED MESSAGE-----