0000874501-20-000023.txt : 20200203 0000874501-20-000023.hdr.sgml : 20200203 20200203074212 ACCESSION NUMBER: 0000874501-20-000023 CONFORMED SUBMISSION TYPE: 25 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 20566986 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2126587470 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 25 1 a19-003x2form25warrants.htm 25 Document


UNITED STATES
 
OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION
 
OMB Number:
3235-0080

Washington, D.C. 20549
 
Expires:
March 31, 2021

FORM 25
 
Estimated average burden hours per response
1.00

NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE
SECURITIES EXCHANGE ACT OF 1934.
 
 
Commission File Number
1-10777
Issuer:  Ambac Financial Group, Inc.
Exchange:The Nasdaq Stock Market LLC
(Exact name of Issuer as specified in the charter, and name of Exchange where security is listed and/or registered)
 
Address: One World Trade Center
New York, NY 10007
Telephone Number: (212) 658-7470
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
Warrants
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
☐
17 CFP 240.12d2-2(a)(1)
☐
17 CFP 240.12d2-2(a)(2)
☐
17 CFP 240.12d2-2(a)(3)
☐
17 CFP 240.12d2-2(a)(4)
☐
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange:
☒
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements of the Securities Exchange Act of 1934, Ambac Financial Group, Inc. certifies that it has reasonable grounds to believe that it meets all the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
February 3, 2020
 
By
William J. White
 
Corporate Secretary
Date
 
 
Name
 
Title

1 
Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.


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