0000874501-20-000003.txt : 20200106
0000874501-20-000003.hdr.sgml : 20200106
20200106164119
ACCESSION NUMBER: 0000874501-20-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith R Sharon
CENTRAL INDEX KEY: 0001707461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10777
FILM NUMBER: 20510311
MAIL ADDRESS:
STREET 1: ONE STATE STREET PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000874501
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 133621676
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2126680340
MAIL ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: AMBAC INC /DE/
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_157834686211220.xml
FORM 4
X0306
4
2020-01-02
0
0000874501
AMBAC FINANCIAL GROUP INC
AMBC
0001707461
Smith R Sharon
AMBAC FIANCIAL GROUP, INC.
ONE WORLD TRADE CENTER, 41ST FLOOR
NEW YORK
NY
10007
0
1
0
0
Senior Managing Director
Common Stock
2020-01-02
4
M
0
2188
0
A
12790
D
Common Stock
2020-01-02
4
F
0
859
21.76
D
11931
D
Restricted Stock Units
2020-01-02
4
M
0
2188
0
D
Common Stock
2188.0
12547
D
On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company").
Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
Each RSU represents a contingent right to receive one share of the common stock the Company.
William J. White, attorney-in-fact
2020-01-06