0000874501-20-000003.txt : 20200106 0000874501-20-000003.hdr.sgml : 20200106 20200106164119 ACCESSION NUMBER: 0000874501-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith R Sharon CENTRAL INDEX KEY: 0001707461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 20510311 MAIL ADDRESS: STREET 1: ONE STATE STREET PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126680340 MAIL ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 4 1 wf-form4_157834686211220.xml FORM 4 X0306 4 2020-01-02 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001707461 Smith R Sharon AMBAC FIANCIAL GROUP, INC. ONE WORLD TRADE CENTER, 41ST FLOOR NEW YORK NY 10007 0 1 0 0 Senior Managing Director Common Stock 2020-01-02 4 M 0 2188 0 A 12790 D Common Stock 2020-01-02 4 F 0 859 21.76 D 11931 D Restricted Stock Units 2020-01-02 4 M 0 2188 0 D Common Stock 2188.0 12547 D On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Each RSU represents a contingent right to receive one share of the common stock the Company. William J. White, attorney-in-fact 2020-01-06