Ambac Financial Group, Inc. |
(Exact name of Registrant as specified in its charter) |
Delaware | 1-10777 | 13-3621676 | ||
(State of incorporation) | (Commission file number) | (I.R.S. employer identification no.) |
One State Street Plaza, New York, New York 10004 |
(Address of principal executive offices) (Zip Code) |
(212) 658-7470 |
(Registrant's telephone number, including area code) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)) |
1. | The Company’s stockholders elected the seven (7) director nominees named below to a term expiring at the 2019 annual meeting or until their successors are elected and qualified, with each receiving the following votes: |
Name | Number of Votes For | Votes Withheld | Broker Non-Votes | |||
Alexander D. Greene | 27,366,966 | 1,209,638 | 8,936,742 | |||
Ian D. Haft | 27,404,276 | 1,172,328 | 8,936,742 | |||
David Herzog | 27,472,719 | 1,103,885 | 8,936,742 | |||
Claude LeBlanc | 28,363,330 | 213,274 | 8,936,742 | |||
C. James Prieur | 27,336,634 | 1,239,970 | 8,936,742 | |||
Jeffrey S. Stein | 27,322,233 | 1,254,371 | 8,936,742 | |||
Joan Lamm-Tennant | 27,496,332 | 1,080,272 | 8,936,742 |
2. | The Company’s stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company’s 2018 Proxy Statement, with the following vote: |
Number of Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
24,748,196 | 2,572,284 | 1,256,124 | 8,936,742 |
3. | The Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018 with the following vote: |
Number of Votes For | Votes Against | Abstentions | ||
37,188,762 | 282,472 | 42,112 |
Ambac Financial Group, Inc. | |||||
(Registrant) | |||||
Dated: | May 18, 2018 | By: | /s/ William J. White | ||
First Vice President, Secretary, and Assistant General Counsel |