0000874501-17-000050.txt : 20170501 0000874501-17-000050.hdr.sgml : 20170501 20170501174638 ACCESSION NUMBER: 0000874501-17-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170428 FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126680340 MAIL ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAFT IAN DAVID CENTRAL INDEX KEY: 0001573787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 17802228 MAIL ADDRESS: STREET 1: C/O 3883 HOWARD HUGHES PARKWY, SUITE 700 CITY: LAS VEGAS STATE: NV ZIP: 89169 4 1 wf-form4_149367518434228.xml FORM 4 X0306 4 2017-04-28 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001573787 HAFT IAN DAVID ONE STATE STREET PLAZA NEW YORK NY 10004 1 0 0 0 Restricted Stock Units 2017-04-28 4 A 0 10294 0 A Common Stock 10294.0 27140 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. William J. White, attorney-in-fact 2017-05-01