0000874501-17-000050.txt : 20170501
0000874501-17-000050.hdr.sgml : 20170501
20170501174638
ACCESSION NUMBER: 0000874501-17-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170428
FILED AS OF DATE: 20170501
DATE AS OF CHANGE: 20170501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000874501
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 133621676
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2126680340
MAIL ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: AMBAC INC /DE/
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAFT IAN DAVID
CENTRAL INDEX KEY: 0001573787
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10777
FILM NUMBER: 17802228
MAIL ADDRESS:
STREET 1: C/O 3883 HOWARD HUGHES PARKWY, SUITE 700
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
4
1
wf-form4_149367518434228.xml
FORM 4
X0306
4
2017-04-28
0
0000874501
AMBAC FINANCIAL GROUP INC
AMBC
0001573787
HAFT IAN DAVID
ONE STATE STREET PLAZA
NEW YORK
NY
10004
1
0
0
0
Restricted Stock Units
2017-04-28
4
A
0
10294
0
A
Common Stock
10294.0
27140
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.
William J. White, attorney-in-fact
2017-05-01