Ambac Financial Group, Inc. |
(Exact name of Registrant as specified in its charter) |
Delaware | 1-10777 | 13-3621676 | ||
(State of incorporation) | (Commission file number) | (I.R.S. employer identification no.) |
One State Street Plaza, New York, New York 10004 |
(Address of principal executive offices) (Zip Code) |
(212) 658-7470 |
(Registrant's telephone number, including area code) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)) |
1. | The Company’s stockholders elected the six (6) director nominees named below to a term expiring at the 2017 annual meeting or until their successors are elected and qualified, with each receiving the following votes: |
Name | Number of Votes For | Votes Withheld | Broker Non-Votes | |||
Alexander D. Greene | 26,964,858 | 4,666,217 | 2,081,802 | |||
Ian D. Haft | 31,232,978 | 398,097 | 2,081,802 | |||
David Herzog | 31,388,935 | 242,140 | 2,081,802 | |||
C. James Prieur | 29,336,062 | 2,295,013 | 2,081,802 | |||
Jeffrey S. Stein | 26,795,236 | 4,835,839 | 2,081,802 | |||
Nader Tavakoli | 27,000,435 | 4,630,640 | 2,081,802 |
2. | The Company’s stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company’s 2016 Proxy Statement, with the following vote: |
Number of Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
17,327,673 | 15,061,942 | 124,552 | 1,198,710 |
3. | The Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2016 with the following vote: |
Number of Votes For | Votes Against | Abstentions | ||
33,622,711 | 72,305 | 17,861 |
Ambac Financial Group, Inc. | |||||
(Registrant) | |||||
Dated: | May 18, 2016 | By: | /s/ William J. White | ||
First Vice President, Secretary, and Assistant General Counsel |