0000874501-16-000163.txt : 20160331
0000874501-16-000163.hdr.sgml : 20160331
20160331191833
ACCESSION NUMBER: 0000874501-16-000163
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160330
FILED AS OF DATE: 20160331
DATE AS OF CHANGE: 20160331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000874501
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 133621676
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2126680340
MAIL ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: AMBAC INC /DE/
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herzog David L
CENTRAL INDEX KEY: 0001331793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10777
FILM NUMBER: 161544553
MAIL ADDRESS:
STREET 1: 180 MAIDEN LANE
CITY: NEW YORK
STATE: NY
ZIP: 10038
4
1
wf-form4_145946630247587.xml
FORM 4
X0306
4
2016-03-30
0
0000874501
AMBAC FINANCIAL GROUP INC
AMBC
0001331793
Herzog David L
ONE STATE STREET PLAZA
NEW YORK
NY
10004
1
0
0
0
Common Stock, par value $0.01 per share
2016-03-31
4
P
0
12820
15.84
A
12820
D
Restricted Stock Units
2016-03-30
4
A
0
1442
0
A
Restricted Stock Units
1442.0
1442
D
The price per share is a weighted average price. These shares were purchased in multiple transactions at a price ranging from $15.69 to $15.89, inclusive
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
RSUs shall vest on April 30, 2016. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.
William J. White, attorney-in-fact
2016-03-31