0000874501-16-000163.txt : 20160331 0000874501-16-000163.hdr.sgml : 20160331 20160331191833 ACCESSION NUMBER: 0000874501-16-000163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160330 FILED AS OF DATE: 20160331 DATE AS OF CHANGE: 20160331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126680340 MAIL ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herzog David L CENTRAL INDEX KEY: 0001331793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 161544553 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 4 1 wf-form4_145946630247587.xml FORM 4 X0306 4 2016-03-30 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001331793 Herzog David L ONE STATE STREET PLAZA NEW YORK NY 10004 1 0 0 0 Common Stock, par value $0.01 per share 2016-03-31 4 P 0 12820 15.84 A 12820 D Restricted Stock Units 2016-03-30 4 A 0 1442 0 A Restricted Stock Units 1442.0 1442 D The price per share is a weighted average price. These shares were purchased in multiple transactions at a price ranging from $15.69 to $15.89, inclusive Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). RSUs shall vest on April 30, 2016. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. William J. White, attorney-in-fact 2016-03-31