0000874501-16-000121.txt : 20160224 0000874501-16-000121.hdr.sgml : 20160224 20160224182824 ACCESSION NUMBER: 0000874501-16-000121 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126680340 MAIL ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trick David CENTRAL INDEX KEY: 0001480597 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 161453369 MAIL ADDRESS: STREET 1: AMBAC FINANCIAL GROUP, INC. STREET 2: ONE STATE STREET PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 4/A 1 wf-form4a_145635649382426.xml FORM 4/A X0306 4/A 2016-02-22 2016-02-24 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001480597 Trick David AMBAC FINANCIAL GROUP, INC. ONE STATE STREET PLAZA NEW YORK NY 10004 0 1 0 0 Sr. MD., CFO & Treasurer Restricted Stock Units 2016-02-22 4 A 0 12887 A Common Stock 12887.0 24571 D Each RSU represents a contingent right to receive one share of the Company's common stock. On April 22, 2016 the reporting person received a grant of 12,887 restricted stock units ("RSUs") pursuant to Ambac's 2013 Incentive Compensation Plan. The RSUs will vest in three equal annual installments on each of February 21, 2017, February 21, 2018, and February 21, 2019. William White, attorney-in-fact 2016-02-24