0000874501-16-000121.txt : 20160224
0000874501-16-000121.hdr.sgml : 20160224
20160224182824
ACCESSION NUMBER: 0000874501-16-000121
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160222
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000874501
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 133621676
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2126680340
MAIL ADDRESS:
STREET 1: ONE STATE ST PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: AMBAC INC /DE/
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trick David
CENTRAL INDEX KEY: 0001480597
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10777
FILM NUMBER: 161453369
MAIL ADDRESS:
STREET 1: AMBAC FINANCIAL GROUP, INC.
STREET 2: ONE STATE STREET PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10004
4/A
1
wf-form4a_145635649382426.xml
FORM 4/A
X0306
4/A
2016-02-22
2016-02-24
0
0000874501
AMBAC FINANCIAL GROUP INC
AMBC
0001480597
Trick David
AMBAC FINANCIAL GROUP, INC.
ONE STATE STREET PLAZA
NEW YORK
NY
10004
0
1
0
0
Sr. MD., CFO & Treasurer
Restricted Stock Units
2016-02-22
4
A
0
12887
A
Common Stock
12887.0
24571
D
Each RSU represents a contingent right to receive one share of the Company's common stock.
On April 22, 2016 the reporting person received a grant of 12,887 restricted stock units ("RSUs") pursuant to Ambac's 2013 Incentive Compensation Plan. The RSUs will vest in three equal annual installments on each of February 21, 2017, February 21, 2018, and February 21, 2019.
William White, attorney-in-fact
2016-02-24