0000874501-15-000092.txt : 20151221 0000874501-15-000092.hdr.sgml : 20151221 20151221190859 ACCESSION NUMBER: 0000874501-15-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151220 FILED AS OF DATE: 20151221 DATE AS OF CHANGE: 20151221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126680340 MAIL ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ksenak Stephen Michael CENTRAL INDEX KEY: 0001527850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 151300476 MAIL ADDRESS: STREET 1: AMBAC FINANCIAL GROUP, INC. STREET 2: ONE STATE STREET PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 4 1 wf-form4_145074292848119.xml FORM 4 X0306 4 2015-12-20 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001527850 Ksenak Stephen Michael AMBAC FINANCIAL GROUP, INC. ONE STATE STREET PLAZA NEW YORK NY 10004 0 1 0 0 Sr. MD & General Counsel Common Stock 2015-12-20 4 M 0 4740 A 4740 D Common Stock 2015-12-20 4 F 0 1640 14.39 D 3100 D Restricted Stock Units 2015-12-20 4 M 0 4740 D Common Stock 4740.0 4674 D On December 20, 2015, there were 4,740 restricted stock units ("RSUs") that settled and were converted into shares of common stock of the Company. Each RSU represents a contingent right to receive one share of the Company's common stock. William J. White, attorney-in-fact 2015-12-21