-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHb+n5T6r6Lo9zXDnDdsXcQvlvHH8WYnbYREphDMR8QqBE6ioPo2k+6qKYwuPPrE du1zE5dSUvSKl2Rgw9AJfw== 0000950123-08-017564.txt : 20081215 0000950123-08-017564.hdr.sgml : 20081215 20081215085701 ACCESSION NUMBER: 0000950123-08-017564 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20081215 DATE AS OF CHANGE: 20081215 GROUP MEMBERS: GEMSTONE ACQUISITION CORPORATION GROUP MEMBERS: SMITHKLINE BEECHAM CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENELABS TECHNOLOGIES INC /CA CENTRAL INDEX KEY: 0000874443 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943010150 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42078 FILM NUMBER: 081248607 BUSINESS ADDRESS: STREET 1: 505 PENOBSCOT DR CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6503969500 MAIL ADDRESS: STREET 1: 505 PENOBSCOT DR CITY: REDWOOD CITY STATE: CA ZIP: 94063 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLAXOSMITHKLINE PLC CENTRAL INDEX KEY: 0001131399 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: 980 GREAT WEST ROAD CITY: BRENTFORD MIDDLESEX STATE: X0 ZIP: TW8 9GS BUSINESS PHONE: 011442080475000 MAIL ADDRESS: STREET 1: 980 GREAT WEST ROAD CITY: BRENTFORD MIDDLESEX STATE: X0 ZIP: TW8 9GS SC TO-T/A 1 y73282sctovtza.htm AMENDMENT NO.4 TO SCHEDULE TO SC TO-T/A
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Schedule TO
Amendment No. 4
(Rule 14d-100)
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
 
GENELABS TECHNOLOGIES, INC.
(Name of Subject Company (Issuer))
Gemstone Acquisition Corporation,
SmithKline Beecham Corporation
and
GlaxoSmithKline plc

(Names of Filing Persons (Offerors))
 
Common Stock, no par value per share
(Title of Class of Securities)
 
368706206
(CUSIP Number of Class of Securities)
 
Carol G. Ashe, Esq.
GlaxoSmithKline
One Franklin Plaza (FP 2355)
200 N. 16th Street
Philadelphia, Pennsylvania 19102
(215) 741-4000

(Name, Address and Telephone Numbers of Person Authorized
to Receive Notices and Communications on Behalf of Filing Persons)
Copy to:
Benet J. O’Reilly, Esq.
Cleary Gottlieb Steen & Hamilton LLP
One Liberty Plaza
New York, New York 10006
(212) 225-2000
CALCULATION OF FILING FEE
               
 
  Transaction Valuation*     Amount of Filing Fee**  
$71,505,930.60
    $2,810.18  
 
 
*   For purposes of calculating the filing fee pursuant to Rule 0-11(d) only, the transaction valuation was calculated on the basis of (a) 55,004,562, the estimated maximum number of shares of common stock, no par value per share, of Genelabs Technologies, Inc. (the “Shares”) that may be acquired in this tender offer and merger (representing (i) 43,684,465 Shares issued and outstanding, (ii) 3,693,966 Shares issuable upon the exercise of outstanding options and (iii) 7,626,131 Shares issuable upon the exercise of outstanding warrants) and (b) the offer price of $1.30 per Share.
 
**   The filing fee, calculated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, is calculated by multiplying the Transaction Valuation by .00003930.
 
þ   Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
     
Amount Previously Paid: $2,244.33
  Filing Party: Gemstone Acquisition Corporation and GlaxoSmithKline plc
Form or Registration No.: Schedule TO
  Date Filed: November 12, 2008
 
   
Amount Previously Paid: $565.85
  Filing Party: Gemstone Acquisition Corporation and GlaxoSmithKline plc
Form or Registration No.: Amendment No. 2 to Schedule TO
  Date Filed: December 3, 2008
o   Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which the statement relates:
þ   third-party tender offer subject to Rule 14d-1.
 
o   issuer tender offer subject to Rule 13e-4.
 
o   going-private transaction subject to Rule 13e-3.
 
o   amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the results of the tender offer: o
 
 


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Items 1-11
Item 12
SIGNATURE
EXHIBIT INDEX
EX-99.A.1.K: TEXT OF PRESS RELEASE ISSUED BY GSK ON 12/15/2008


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     This Amendment No. 4 to the Tender Offer Statement on Schedule TO (this “Amendment”), filed with the Securities and Exchange Commission on December 15, 2008, amends and supplements the Tender Offer Statement on Schedule TO filed on November 12, 2008, as amended by Amendment No. 1 filed on November 21, 2008, Amendment No. 2 filed on December 3, 2008 and Amendment No. 3 filed on December 8, 2008 (the “Schedule TO”) relates to the offer by Gemstone Acquisition Corporation, a California corporation (“Purchaser”) and a wholly-owned subsidiary of SmithKline Beecham Corporation, a Pennsylvania corporation (“SKB”) and a wholly-owned subsidiary of GlaxoSmithKline plc, a public limited company organized under the laws of England and Wales (“GSK”), to purchase all of the outstanding shares of common stock, no par value per share (the “Shares”), of Genelabs Technologies, Inc., a California corporation (“Genelabs”), at a price of $1.30 per Share, net to the seller in cash, without interest thereon and less any required withholding taxes, upon the terms and subject to the conditions set forth in the Offer to Purchase dated November 12, 2008 (the “Offer to Purchase”) and in the related Letter of Transmittal (which, together with any amendments or supplements thereto, collectively constitute the “Offer”), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively. This Amendment is being filed on behalf of Purchaser, SKB and GSK.
     All information set forth in the Offer to Purchase filed as Exhibit (a)(1)(A) to the Schedule TO is incorporated by reference in answer to Items 1 through 11 in the Schedule TO, except those items as to which information is specifically provided herein. The Agreement and Plan of Merger, dated as of October 29, 2008, by and among Purchaser, SKB and Genelabs, a copy of which is attached as Exhibit (d)(1) to the Schedule TO, is incorporated herein by reference with respect to Items 4 through 11 of the Schedule TO.
Items 1-11.
The Offer to Purchase is hereby amended and supplemented by adding the following:
“On December 15, 2008, Purchaser extended the Offer until 5:00 p.m., New York City time on Monday, December 29, 2008, unless the Offer is further extended. The Offer was scheduled to expire at 12:00 midnight, New York City time on Friday, December 12, 2008.
In addition, GSK has eliminated the alternative for delivery of Shares pursuant to a Notice of Guaranteed Delivery. Accordingly, all descriptions of and references to guaranteed delivery and the Notice of Guaranteed Delivery in the Schedule TO and the exhibits thereto, including the Offer to Purchase, are no longer applicable.
The Offer is conditioned upon, at the expiration of the Offer, there having been validly tendered and not withdrawn that number of Shares which, together with the number of Shares, if any, then beneficially owned by GSK and its wholly-owned subsidiaries, constitutes at least 90 percent of the total number of the then-outstanding Shares on a fully diluted basis. The Expiration Date for the Offer is being extended to allow time for additional shareholders to tender their Shares to satisfy the 90 percent tender condition.
The Depositary has advised GSK that as of 12:00 midnight, New York City time, on December 12, 2008, approximately 35,135,900 Shares had been validly tendered and not withdrawn pursuant to the Offer, representing approximately 79.1 percent of the outstanding Shares on a fully diluted basis. In addition, notices of guaranteed delivery with respect to approximately 1,428,400 Shares had been received by the Depositary for the Offer, which together with the Shares validly tendered pursuant to the Offer and Shares beneficially owned by GSK and its wholly-owned subsidiaries, would represent 82.5 percent of the outstanding Shares on a fully diluted basis.

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The full text of the press release issued by GSK announcing the extension of the Offer is filed as Exhibit (a)(1)(K) hereto and is incorporated herein by reference.”
Item 12.
Item 12 of the Schedule TO is hereby amended and supplemented by adding the following:
(a)(1)(K) Text of press release issued by GSK on December 15, 2008

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SIGNATURE
     After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  GlaxoSmithKline plc
 
 
  By:   /s/ Victoria A. Whyte    
    Name:   Victoria A. Whyte   
    Title:   Deputy Secretary   
 
  SmithKline Beecham Corporation
 
 
  By:   /s/ Carol G. Ashe    
    Name:   Carol G. Ashe   
    Title:   Vice President   
 
  Gemstone Acquisition Corporation
 
 
  By:   /s/ Carol G. Ashe    
    Name:   Carol G. Ashe   
    Title:   Authorized Signatory   
 
Dated: December 15, 2008


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EXHIBIT INDEX
     
(a)(1)(A)
  Offer to Purchase, dated November 12, 2008*
 
   
(a)(1)(B)
  Form of Letter of Transmittal (including Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9)*
 
   
(a)(1)(C)
  Form of Notice of Guaranteed Delivery*
 
   
(a)(1)(D)
  Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees*
 
   
(a)(1)(E)
  Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees*
 
   
(a)(1)(F)
  Text of press release issued by GSK and Genelabs, dated October 29, 2008 (incorporated by reference to Schedule TO-C filed by GSK with the Securities and Exchange Commission on October 29, 2008)*
 
   
(a)(1)(G)
  Text of press release issued by GSK on November 12, 2008*
 
   
(a)(1)(H)
  Form of summary advertisement, published November 12, 2008*
 
   
(a)(1)(I)
  Text of press release issued by GSK on December 3, 2008**
 
   
(a)(1)(J)
  Text of press release issued by GSK on December 8, 2008***
 
   
(a)(1)(K)
  Text of press release issued by GSK on December 15, 2008
 
   
(b)
  Not applicable
 
   
(d)(1)
  Agreement and Plan of Merger, dated as of October 29, 2008, by and among Purchaser, SKB and Genelabs*
 
   
(d)(2)
  Form of Tender and Shareholder Support Agreement, dated as of October 29, 2008, among Purchaser, SKB and certain shareholders of Genelabs*
 
   
(d)(3)
  Confidentiality Agreement, dated as of September 30, 2008, by and between SKB and Genelabs*
 
   
(g)
  Not applicable
 
   
(h)
  Not applicable
 
*   Previously filed on November 12, 2008.
 
**   Previously filed on December 3, 2008.
 
***   Previously filed on December 8, 2008.

EX-99.A.1.K 2 y73282exv99waw1wk.htm EX-99.A.1.K: TEXT OF PRESS RELEASE ISSUED BY GSK ON 12/15/2008 EX-99.A.1.K
Exhibit (a)(1)(K)
GLAXOSMITHKLINE FURTHER EXTENDS TENDER OFFER TO ACQUIRE
GENELABS TECHNOLOGIES, INC.
London, UK — 15 December, 2008 — GlaxoSmithKline plc [LSE/NYSE: GSK] announced today that it has extended its previously announced tender offer to purchase all of the outstanding shares of common stock of Genelabs Technologies, Inc. [Nasdaq: GNLB], for $1.30 in cash per share without interest and less any required withholding taxes, until 5:00 p.m., New York City time, on Monday, December 29, 2008, unless the tender offer is further extended. The tender offer was scheduled to expire at 12:00 midnight, New York City time, on Friday, December 12, 2008.
In addition, GSK eliminated the alternative for delivery of shares pursuant to notices of guaranteed delivery. Accordingly, the depositary for the tender offer will no longer accept any notices of guaranteed delivery with respect to the tender offer.
The depositary for the tender offer has advised GSK that as of 12:00 midnight, New York City time, on Friday, December 12, 2008, approximately 35,135,900 shares of Genelabs common stock had been validly tendered and not withdrawn pursuant to the tender offer, representing approximately 79.1 percent of the outstanding shares of Genelabs common stock on a fully diluted basis. In addition, notices of guaranteed delivery with respect to approximately 1,428,400 shares had been received by the depositary for the tender offer, which together with the shares validly tendered pursuant to the tender offer and shares beneficially owned by GSK and its wholly-owned subsidiaries, would represent 82.5 percent of the outstanding shares of Genelabs common stock on a fully diluted basis.
The tender offer is conditioned upon, at the expiration of the offer, there having been validly tendered and not withdrawn that number of shares which, together with the number of shares, if any, then beneficially owned by GSK and its wholly-owned subsidiaries, constitutes at least 90 percent of the total number of the then-outstanding Genelabs shares on a fully diluted basis. The expiration date for the tender offer is being extended to allow time for additional shareholders to tender their shares to satisfy the 90 percent tender condition.
The tender offer was commenced on November 12, 2008 pursuant to a previously announced Agreement and Plan of Merger dated October 29, 2008 among Genelabs, Gemstone Acquisition Corporation and SmithKline Beecham Corporation.
All other terms and conditions of the tender offer remain the same. The terms and conditions of the tender offer are set forth in the Offer to Purchase dated November 12, 2008, and as subsequently amended.
Questions and requests for assistance may be directed to the Information Agent for the tender offer, MacKenzie Partners, Inc., at (212) 929-5500 or (800) 322-2885 (toll free).
About GlaxoSmithKline plc
GlaxoSmithKline plc — one of the world’s leading research-based pharmaceutical and healthcare companies — is committed to improving the quality of human life by enabling people to do more, feel better and live longer. For company information including a copy of this announcement and details of the company’s updated product development pipeline, visit GSK at www.gsk.com.
         
Enquiries:
       
 
       
UK Media enquiries:
  Philip Thomson   (020) 8047 5502
 
       
 
  Alice Hunt   (020) 8047 5502
 
       
 
  Gwenan White   (020) 8047 5502
 
       
 
  Stephen Rea   (020) 8047 5502


 

         
US Media enquiries:
  Nancy Pekarek   (919) 483 2839
 
       
 
  Mary Anne Rhyne   (919) 483 2839
 
       
 
  Sarah Alspach   (215) 751 7709
 
       
European Analyst/Investor enquiries:
  David Mawdsley   (020) 8047 5564
 
       
 
  Sally Ferguson   (020) 8047 5543
 
       
 
  Gary Davies   (020) 8047 5503
 
       
US Analyst/ Investor enquiries:
  Tom Curry   (215) 751 5419
 
       
 
  Jen Hill   (215) 751 7002
Important information
This press release is neither an offer to purchase nor a solicitation of an offer to sell shares of Genelabs. The solicitation and the tender offer to buy shares of Genelabs is only being made pursuant to the Offer to Purchase and related materials that GSK, SmithKline Beecham Corporation and Gemstone Acquisition Corporation filed with the Securities and Exchange Commission (SEC) on November 12, 2008 and as subsequently amended. Investors and security holders should read these materials carefully because they contain important information, including the terms and conditions of the tender offer. Investors and security holders may obtain free copies of the materials filed with the SEC by GSK and Genelabs relating to the tender offer through the web site maintained by the SEC at www.sec.gov. In addition, investors and security holders may obtain free copies of these materials by contacting the Information Agent for the tender offer, MacKenzie Partners, Inc., at (212) 929-5500 or (800) 322-2885 (toll free) or the Investor Relations departments of GSK or Genelabs.

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