-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sf7ulcMuvs3j/kZD4uG1gWM1y5ZiEy4D5tLW3R5+ks1Pduu8Gh+FQEc6lYIgKKTi nFN2QoQnJABZQxslEyT2hw== 0000950129-96-003349.txt : 19961217 0000950129-96-003349.hdr.sgml : 19961217 ACCESSION NUMBER: 0000950129-96-003349 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961212 FILED AS OF DATE: 19961216 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOPRO INC CENTRAL INDEX KEY: 0000874263 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 841042227 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-19167 FILM NUMBER: 96680743 BUSINESS ADDRESS: STREET 1: 2525 W EVANS AVE CITY: DENVER STATE: CO ZIP: 80219 BUSINESS PHONE: 3039351221 MAIL ADDRESS: STREET 1: 2525 W EVANS AVE CITY: DENVER STATE: CO ZIP: 80219 FORMER COMPANY: FORMER CONFORMED NAME: ENTERINVESTMENT CORP DATE OF NAME CHANGE: 19600201 10-C 1 FORM 10-C DATED 12-12-96 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT OF ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and rule 13a-17 or 15d-17 thereunder TOPRO, INC. ------------------------------------------------------ (Exact name of Registrant as specified in its charter) 2525 West Evans Avenue, Denver, Colorado 80219 ---------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code: (303) 935-1221 ----------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease of 5% or more in the number of shares outstanding: 1. Title of security: Common Stock, $.0001 par value 2. Number of shares outstanding before the change: 8,013,354 3. Number of shares outstanding after the change: 7,748,689 4. Effective date of change: November 27, 1996 5. Method of change: Issuance of shares from treasury Give brief description of transaction: Issuance of 26,049 shares of common stock on June 27, 1996 in payment of interest due as of March 31, 1996 on outstanding 10% Senior Convertible Promissory Notes. Cancellation of 1,400,000 restricted common stock shares held in escrow for the acquisition of Vision Engineering Holding Corporation by Topro on May 30, 1996 for the final audit of the books of Vision Engineering. Issuance of 22,500 shares for loan origination and extension fee on unsecured 12% notes issued on October 1, 1996. Issuance of 214,285 shares of restricted common stock for the conversion of Company's $375,000 in 270 Day 8% Convertible Notes. Issuance of 692,500 shares of restricted common stock on November 27, 1996 in a private placement to institutional and accredited investors. Issuance of 180,000 shares of restricted common stock on November 27, 1996 to Vision Engineering Corporation 401k plan for the settlement of a past obligation of the plan. II. CHANGE IN NAME OF ISSUER 1. Name prior to change: 2. Name after change: 3. Effective date of charter amendment changing name: 4. Date of shareholder approval of change, if required: Date: December 12, 1996 ------------------ Topro, Inc. By: /s/ John Jenkins ------------------------ John P. Jenkins President and CEO -----END PRIVACY-ENHANCED MESSAGE-----