0001140361-16-086917.txt : 20161116 0001140361-16-086917.hdr.sgml : 20161116 20161116121501 ACCESSION NUMBER: 0001140361-16-086917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING CONSTRUCTION CO INC CENTRAL INDEX KEY: 0000874238 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 251655321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2751 CENTERVILLE RD. STREET 2: SUITE 3131 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3024789170 MAIL ADDRESS: STREET 1: 20810 FERNBUSH LANE CITY: HOUSTON STATE: TX ZIP: 77073 FORMER COMPANY: FORMER CONFORMED NAME: OAKHURST CO INC DATE OF NAME CHANGE: 19950831 FORMER COMPANY: FORMER CONFORMED NAME: OAKHURST CAPITAL INC DATE OF NAME CHANGE: 19931130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLSCHMIEDE RONALD A CENTRAL INDEX KEY: 0001366918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31993 FILM NUMBER: 162001830 MAIL ADDRESS: STREET 1: 2103 RESEARCH FOREST DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77380 4 1 doc1.xml FORM 4 X0306 4 2016-11-09 0 0000874238 STERLING CONSTRUCTION CO INC STRL 0001366918 BALLSCHMIEDE RONALD A 1800 HUGHES LANDING BLVD. THE WOODLANDS TX 77380 0 1 0 0 EVP & CFO Common Stock 2015-11-09 4 F 0 13675 7.11 D 86325 D These shares were part of a restricted stock award, a portion of which was released from restrictions on November 9, 2016. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made. Of these shares,50,000 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances. Roger M. Barzun under a Power of Attorney 2016-11-16