-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1O8rr9T2ouELwZ5hMPhMaQkypKHoaEWC2NiHfe9KqugYdzjwxsiEfk2jLBFXZjK 6kl7PAY7DRf+MY9Cgf9I+g== 0000950134-06-011160.txt : 20060606 0000950134-06-011160.hdr.sgml : 20060606 20060606134918 ACCESSION NUMBER: 0000950134-06-011160 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20060606 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060606 DATE AS OF CHANGE: 20060606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING CONSTRUCTION CO INC CENTRAL INDEX KEY: 0000874238 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 251655321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31993 FILM NUMBER: 06888731 BUSINESS ADDRESS: STREET 1: 2751 CENTERVILLE RD. STREET 2: SUITE 3131 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3024789170 MAIL ADDRESS: STREET 1: 3365 SPRUCE LANE CITY: GRAPEVINE STATE: TX ZIP: 76051 FORMER COMPANY: FORMER CONFORMED NAME: OAKHURST CO INC DATE OF NAME CHANGE: 19950831 FORMER COMPANY: FORMER CONFORMED NAME: OAKHURST CAPITAL INC DATE OF NAME CHANGE: 19931130 8-K 1 d36870e8vk.htm FORM 8-K e8vk
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 6, 2006
STERLING CONSTRUCTION COMPANY, INC.
(Exact name of Registrant as specified in its charter)
         
Delaware   001-31993   25-1655321
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer Identification
Number)
 
20810 Fernbush Lane
Houston, Texas 77073
(Address of principal executive offices)
 
(281) 821-9091
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 8.01 Other Events
     On June 6, 2006, Sterling Construction Company, Inc. (the “Company”) issued a press release announcing a secondary offering by certain stockholders of up to 600,000 shares of the Company’s common stock.
     This report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy these securities, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state or jurisdiction.
     The information furnished in this Form 8-K is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and is not deemed incorporated by reference in any filing under the Securities Act of 1933.
Item 9.01 Financial Statements and Exhibits
(c)     Exhibits
     
Exhibit no.   Description
99.1
  Press release dated June 6, 2006 announcing a secondary offering by certain stockholders.
SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
    Sterling Construction Company, Inc.
 
       
 
  By:   /s/ Roger M. Barzun
 
       
 
      Roger M. Barzun
Senior Vice President
Dated: June 6, 2006

 

EX-99.1 2 d36870exv99w1.htm PRESS RELEASE exv99w1
 

EXHIBIT 99.1
(STERLING CONSTRUCTION LOGO)
FOR IMMEDIATE RELEASE
STERLING CONSTRUCTION COMPANY, INC. ANNOUNCES
SECONDARY OFFERING BY CERTAIN STOCKHOLDERS
Houston, TX — June 6, 2006. Sterling Construction Company, Inc. (“Sterling” or the “Company”) (Nasdaq: STRL), today announced the proposed offering of 600,000 shares of common stock by three current officers and directors and by one of Sterling’s founders (the “Selling Stockholders”), through a firm commitment underwritten public offering. The Selling Stockholders also intend to grant the underwriter a 30-day option to purchase up to an additional 90,000 shares to cover over-allotments, if any.
The Selling Stockholders and the number of shares to be offered by them are as follows: Joseph P. Harper, Sr., President, COO and Director (200,000 shares); Maarten D. Hemsley, Chief Financial Officer and Director (150,000 shares); James D. Manning (150,000 shares), and Patrick T. Manning, Chairman of the Board and CEO (100,000 shares). Assuming the sale of these 600,000 shares, after the offering the Selling Stockholders would beneficially own approximately 13% of Sterling’s outstanding common stock, on a diluted basis.
Sterling will not receive any proceeds from the sale of shares of common stock to be offered by the Selling Stockholders. The Company will receive cash of $75,000 from the exercise of stock options underlying shares offered by one of the Selling Stockholders, or $86,250 if the underwriter exercises its over-allotment option in full.
The offering is being underwritten by D.A. Davidson & Co. When available, copies of the final prospectus may be obtained from D.A. Davidson & Co. — Prospectus Department, 8 Third Street North, Great Falls, MT 59401, (406) 791-7319. The consummation of the underwriting will be subject to the satisfaction by the Selling Stockholders of certain conditions contained in the underwriting agreement.
A registration statement relating to these securities has been filed and declared effective by the United States Securities and Exchange Commission. This press release shall not constitute an offer to sell or the solicitation of an offer to buy these securities, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state or jurisdiction.
Sterling Construction Company is a leading heavy civil construction company that specializes in the building and reconstruction of transportation and water infrastructure in large and growing markets in Texas. Its transportation infrastructure projects include highways, roads, bridges and light rail and its water infrastructure projects include water, wastewater and storm drainage systems.
Contact:
Sterling Construction Company, Inc.   Investor Relations Counsel
  Maarten Hemsley, CFO, 781-934-2219 The Equity Group Inc.
    or   Linda Latman 212-836-9609
  Joseph Harper, President, 281-821-9091 Lena Cati 212-836-9611
  www.sterlingconstructionco.com   www.theequitygroup.com
* * *

 

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