0001209191-14-022056.txt : 20140320 0001209191-14-022056.hdr.sgml : 20140320 20140320073219 ACCESSION NUMBER: 0001209191-14-022056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140318 FILED AS OF DATE: 20140320 DATE AS OF CHANGE: 20140320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANN INC. CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNTAYLOR STORES CORP DATE OF NAME CHANGE: 20040920 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWTHER KRILL KATHERINE CENTRAL INDEX KEY: 0001140530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 14705526 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-18 0 0000874214 ANN INC. ANN 0001140530 LAWTHER KRILL KATHERINE C/O ANN INC. 7 TIMES SQUARE NEW YORK NY 10036 1 1 0 0 President & CEO Common Stock 2014-03-18 4 A 0 37300 A 250306 D Employee Stock Option (right to buy) 37.52 2014-03-18 4 A 0 63700 0.00 A 2024-03-18 Common Stock 63700 63700 D This represents a grant of restricted stock. Exercisable 1/3 per year on each of the first three anniversaries of the grant date. This represents a grant of stock options. /s/Katherine H. Ramundo by power of attorney 2014-03-20