SD 1 d735829dsd.htm FORM SD Form SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

ANN INC.

(Exact name of the registrant as specified in its charter)

 

 

 

Delaware   1-10738   13-3499319

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No)

 

7 Times Square

New York, NY

  10036
(Address of principal executive offices)   (Zip code)

Michael J. Nicholson

Executive Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer

(212) 541-3300

(Name and telephone number, including area code, of the

person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.

 

 

 

 

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Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

The Conflict Minerals Report for the calendar year ended December 31, 2013 filed herewith as Exhibit 1.02 is available at http://investor.anninc.com.

 

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.02 to this Form SD under Item 2.01.

Section 2 – Exhibits

 

Item 2.01 Exhibits

Exhibit 1.02 Conflict Minerals Report for the calendar year ended December 31, 2013

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

ANN INC.    

 

/s/ Michael J. Nicholson

    Date: May 30, 2014

Michael J. Nicholson

   

Executive Vice President, Chief Operating Officer,

   

Chief Financial Officer and Treasurer

   

 

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EXHIBIT INDEX

 

Exhibit

  

Description

1.02    Conflict Minerals Report for the calendar year ended December 31, 2013

 

4