-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BpvY6dUzEiY1nmOIEovTnjygW1ILJmYahIvlJa0GwqNgEwmNWaeNeuGvyX0g0a95 5xR5TxKIXIzAo3aV/Y8iqw== 0001074757-05-000004.txt : 20050405 0001074757-05-000004.hdr.sgml : 20050405 20050405140659 ACCESSION NUMBER: 0001074757-05-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050315 FILED AS OF DATE: 20050405 DATE AS OF CHANGE: 20050405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNTAYLOR STORES CORP CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 142 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 142 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPAINHOUR J PATRICK CENTRAL INDEX KEY: 0001074757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 05733348 BUSINESS ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-541-3300 MAIL ADDRESS: STREET 1: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-15 0000874214 ANNTAYLOR STORES CORP ANN 0001074757 SPAINHOUR J PATRICK C/O ANNTAYLOR STORES CORPORATION 142 WEST 57TH STREET NEW YORK NY 10019 1 1 0 0 Chairman/Chief Exec Officer Common Stock 2005-03-15 4 A 0 10751 A 157251 D Common Stock 2005-03-15 4 F 0 5317 25.58 D 151934 D Common Stock 22500 I By Limited Liability Company Common Stock 2322.869 I By 401(k) Plan Employee Stock Option (right to buy) 16.8667 2005-03-15 4 A 0 32250 0 A 2012-01-29 Common Stock 32250 32250 D This represents vesting of performance-vesting restricted stock. This number reflects shares of common stock in the Company owned by a limited liability company of which the reporting person and his spouse are the sole members. The information in this report is based on a plan statement dated as of December 31, 2004. On January 29, 2002, the reporting person was granted an option to purchase 337,500 shares of common stock of the Company. The option vested in three equal annual istallments beginning on March 15, 2003, subject to the Company's satisfaction of certain performance criteria each year. Upon vesting, the options become exercisable immediately. This represents vesting of performance-vesting stock options. /s/ J. Patrick Spainhour 2005-04-05 -----END PRIVACY-ENHANCED MESSAGE-----