-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjsHVW9OkUY1i3i/ChWQdOh3YwJbI2HdSVi+BbGBiE1d/2UQr/lvDuEG1/luIYQj drLgiR4zazWbzcl5SFsV2w== 0001074757-05-000003.txt : 20050325 0001074757-05-000003.hdr.sgml : 20050325 20050325161820 ACCESSION NUMBER: 0001074757-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050323 FILED AS OF DATE: 20050325 DATE AS OF CHANGE: 20050325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNTAYLOR STORES CORP CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 142 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 142 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPAINHOUR J PATRICK CENTRAL INDEX KEY: 0001074757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 05704664 BUSINESS ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-541-3300 MAIL ADDRESS: STREET 1: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-23 0000874214 ANNTAYLOR STORES CORP ANN 0001074757 SPAINHOUR J PATRICK C/O ANNTAYLOR STORES CORPORATION 142 WEST 57TH STREET NEW YORK NY 10019 1 1 0 0 Chairman/Chief Exec Officer Common Stock 2005-03-23 4 M 0 421500 19.6667 A 721526 D Common Stock 2005-03-23 4 S 0 421500 24.858 D 300026 D Common Stock 2005-03-23 4 M 0 337500 16.8667 A 637526 D Common Stock 2005-03-23 4 S 0 337500 24.858 D 300026 D Common Stock 2005-03-23 4 M 0 305250 16.8667 A 605276 D Common Stock 2005-03-23 4 S 0 305250 24.858 D 300026 D Common Stock 2005-03-24 4 M 0 168750 6.4445 A 468776 D Common Stock 2005-03-24 4 S 0 168750 24.7834 D 300026 D Common Stock 2005-03-24 4 M 0 168750 8.2778 A 468776 D Common Stock 2005-03-24 4 S 0 168750 24.7834 D 300026 D Common Stock 2005-03-24 4 M 0 45000 6.8889 A 345026 D Common Stock 2005-03-24 4 S 0 45000 24.7834 D 300026 D Common Stock 2005-03-24 4 M 0 112500 19.6667 A 412526 D Common Stock 2005-03-24 4 S 0 112500 24.7834 D 300026 D Common Stock 2005-03-24 4 M 0 141000 19.6667 A 441026 D Common Stock 2005-03-24 4 S 0 141000 24.7834 D 300026 D Common Stock 2005-03-24 4 S 0 131026 24.81 D 169000 D Common Stock 2005-03-24 4 S 0 22500 25.2981 D 146500 D Common Stock 2005-03-24 4 S 0 4500 25.2981 D 22500 I By Limited Liability Company Common Stock 2322.869 I By 401(k) Plan Employee Stock Option (right to buy) 19.6667 2005-03-23 4 M 0 421500 0 D 2009-03-08 Common Stock 421500 141000 D Employee Stock Option (right to buy) 16.8667 2005-03-23 4 M 0 337500 0 D 2012-01-29 Common Stock 337500 0 D Employee Stock Option (right to buy) 16.8667 2005-03-23 4 M 0 305250 0 D 2012-01-29 Common Stock 305250 0 D Employee Stock Option (right to buy) 6.4445 2005-03-24 4 M 0 168750 0 D 2006-02-19 Common Stock 168750 0 D Employee Stock Option (right to buy) 8.2778 2005-03-24 4 M 0 168750 0 D 2006-12-12 Common Stock 168750 0 D Employee Stock Option (right to buy) 6.8889 2005-03-24 4 M 0 45000 0 D 2008-04-21 Common Stock 45000 0 D Employee Stock Option (right to buy) 19.6667 2005-03-24 4 M 0 112500 0 D 2009-03-08 Common Stock 112500 0 D Employee Stock Option (right to buy) 19.6667 2005-03-24 4 M 0 141000 0 D 2009-03-08 Common Stock 141000 0 D This number reflects shares of common stock in the Company owned by a limited liability company of which the reporting person and his spouse are the sole members. The information in this report is based on a plan statement dated as of December 31, 2004. This option is fully vested. /s/ J. Patrick Spainhour 2005-03-25 -----END PRIVACY-ENHANCED MESSAGE-----