0000899243-15-003979.txt : 20150825 0000899243-15-003979.hdr.sgml : 20150825 20150825171116 ACCESSION NUMBER: 0000899243-15-003979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150821 FILED AS OF DATE: 20150825 DATE AS OF CHANGE: 20150825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANN INC. CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNTAYLOR STORES CORP DATE OF NAME CHANGE: 20040920 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURKE JAMES J JR CENTRAL INDEX KEY: 0001091323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 151073907 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-21 1 0000874214 ANN INC. ANN 0001091323 BURKE JAMES J JR C/O ANN INC. 7 TIMES SQUARE NEW YORK NY 10036 1 0 0 0 Common Stock 2015-08-21 4 D 0 43358 D 0 D Common Stock 2015-08-21 4 D 0 12500 D 0 I By 2001 Dynasty Trust The shares were disposed of in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of May 17, 2015, by and among ANN INC. (the "Company"), ascena retail group, inc. ("ascena") and Avian Acquisition Corp. Upon consummation of the merger, each share of the Company's common stock was converted into the right to receive $37.34 in cash and 0.68 of a share of ascena common stock. These shares are held for the benefit of the reporting person's children. /s/ Katherine H. Ramundo by power of attorney 2015-08-25