0000899243-15-003977.txt : 20150825
0000899243-15-003977.hdr.sgml : 20150825
20150825171052
ACCESSION NUMBER: 0000899243-15-003977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150821
FILED AS OF DATE: 20150825
DATE AS OF CHANGE: 20150825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANN INC.
CENTRAL INDEX KEY: 0000874214
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 133499319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2125413300
MAIL ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNTAYLOR STORES CORP
DATE OF NAME CHANGE: 20040920
FORMER COMPANY:
FORMER CONFORMED NAME: TAYLOR ANN STORES CORP
DATE OF NAME CHANGE: 19960221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicholson Michael J
CENTRAL INDEX KEY: 0001412597
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10738
FILM NUMBER: 151073901
MAIL ADDRESS:
STREET 1: C/O ANNTAYLOR STORES CORPORATION
STREET 2: 7 TIMES SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-21
1
0000874214
ANN INC.
ANN
0001412597
Nicholson Michael J
C/O ANN INC.
7 TIMES SQUARE
NEW YORK
NY
10036
0
1
0
0
EVP, COO & CFO
Common Stock
2015-08-21
4
A
0
15766
A
354856
D
Common Stock
2015-08-21
4
D
0
354856
D
0
D
Common Stock
2015-08-21
4
D
0
10100
D
0
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
32.36
2015-08-21
4
D
0
27000
D
2017-09-17
Common Stock
27000
0
D
Employee Stock Option (Right to Buy)
23.92
2015-08-21
4
D
0
30000
D
2018-03-12
Common Stock
30000
0
D
Employee Stock Option (Right to Buy)
23.22
2015-08-21
4
D
0
15000
D
2018-07-10
Common Stock
15000
0
D
Employee Stock Option (Right to Buy)
2.82
2015-08-21
4
D
0
50000
D
2019-03-10
Common Stock
50000
0
D
Employee Stock Option (Right to Buy)
7.32
2015-08-21
4
D
0
25000
D
2019-06-01
Common Stock
25000
0
D
Employee Stock Option (Right to Buy)
14.08
2015-08-21
4
D
0
25000
D
2019-09-01
Common Stock
25000
0
D
Employee Stock Option (Right to Buy)
19.58
2015-08-21
4
D
0
20000
D
2020-03-16
Common Stock
20000
0
D
Employee Stock Option (Right to Buy)
27.74
2015-08-21
4
D
0
15000
D
2021-03-15
Common Stock
15000
0
D
Employee Stock Option (Right to Buy)
27.85
2015-08-21
4
D
0
22500
D
2022-03-13
Common Stock
22500
0
D
This represents performance-vesting restricted stock that vests at target in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of May 17, 2015 (the "Merger Agreement"), by and among ANN INC. (the "Company"), ascena retail group, inc. ("ascena") and Avian Acquisition Corp.
The shares were disposed of in connection with the merger. Upon consummation of the merger, each share of the Company's common stock was converted into the right to receive $37.34 in cash and 0.68 of a share of ascena common stock.
Includes holdings of approximately 11,178 shares in the Company's Associate Discount Stock Purchase Plan.
The option to purchase ANN ordinary shares vested or was scheduled to vest in four equal annual installments beginning on the first anniversary of the date of grant.
The option to purchase ANN ordinary shares vested or was scheduled to vest in three equal annual installments beginning on the first anniversary of the date of grant.
Pursuant to the terms of the Merger Agreement, each option to purchase ANN shares, whether vested or unvested, was converted into the right to receive the per share merger consideration in respect of each net share underlying the ANN option, less the exercise price of the option.
/s/ Katherine H. Ramundo by power of attorney
2015-08-25