0000899243-15-003671.txt : 20150820
0000899243-15-003671.hdr.sgml : 20150820
20150820160201
ACCESSION NUMBER: 0000899243-15-003671
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150818
FILED AS OF DATE: 20150820
DATE AS OF CHANGE: 20150820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANN INC.
CENTRAL INDEX KEY: 0000874214
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 133499319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2125413300
MAIL ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNTAYLOR STORES CORP
DATE OF NAME CHANGE: 20040920
FORMER COMPANY:
FORMER CONFORMED NAME: TAYLOR ANN STORES CORP
DATE OF NAME CHANGE: 19960221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicholson Michael J
CENTRAL INDEX KEY: 0001412597
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10738
FILM NUMBER: 151066368
MAIL ADDRESS:
STREET 1: C/O ANNTAYLOR STORES CORPORATION
STREET 2: 7 TIMES SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-18
0
0000874214
ANN INC.
ANN
0001412597
Nicholson Michael J
C/O ANN INC.
7 TIMES SQUARE
NEW YORK
NY
10036
0
1
0
0
EVP, COO & CFO
Common Stock
2015-08-18
4
A
0
7427
A
339089
D
Common Stock
10100
I
By 401(k) Plan
This represents performance-vesting restricted stock that has been earned by the executive pursuant to performance-based awards made to him in March 2013, March 2014 and March 2015. These shares are scheduled to vest in March 2016 if the executive remains employed by the Company on those dates. All shares of outstanding restricted stock will fully vest and be settled for merger consideration in connection with the transaction contemplated by the Agreement and Plan of Merger, dated as of May 17, 2015, by and among ANN INC., ascena retail group, inc. and Avian Acquisition Corp.
Includes holdings of approximately 11,178 shares in the Company's Associate Discount Stock Purchase Plan.
/s/Katherine H. Ramundo by power of attorney
2015-08-20