0000899243-15-003671.txt : 20150820 0000899243-15-003671.hdr.sgml : 20150820 20150820160201 ACCESSION NUMBER: 0000899243-15-003671 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150818 FILED AS OF DATE: 20150820 DATE AS OF CHANGE: 20150820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANN INC. CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNTAYLOR STORES CORP DATE OF NAME CHANGE: 20040920 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nicholson Michael J CENTRAL INDEX KEY: 0001412597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 151066368 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORPORATION STREET 2: 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-18 0 0000874214 ANN INC. ANN 0001412597 Nicholson Michael J C/O ANN INC. 7 TIMES SQUARE NEW YORK NY 10036 0 1 0 0 EVP, COO & CFO Common Stock 2015-08-18 4 A 0 7427 A 339089 D Common Stock 10100 I By 401(k) Plan This represents performance-vesting restricted stock that has been earned by the executive pursuant to performance-based awards made to him in March 2013, March 2014 and March 2015. These shares are scheduled to vest in March 2016 if the executive remains employed by the Company on those dates. All shares of outstanding restricted stock will fully vest and be settled for merger consideration in connection with the transaction contemplated by the Agreement and Plan of Merger, dated as of May 17, 2015, by and among ANN INC., ascena retail group, inc. and Avian Acquisition Corp. Includes holdings of approximately 11,178 shares in the Company's Associate Discount Stock Purchase Plan. /s/Katherine H. Ramundo by power of attorney 2015-08-20