0000874214-13-000018.txt : 20130319
0000874214-13-000018.hdr.sgml : 20130319
20130319175619
ACCESSION NUMBER: 0000874214-13-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130319
DATE AS OF CHANGE: 20130319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicholson Michael J
CENTRAL INDEX KEY: 0001412597
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10738
FILM NUMBER: 13702933
MAIL ADDRESS:
STREET 1: C/O ANNTAYLOR STORES CORPORATION
STREET 2: 7 TIMES SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANN INC.
CENTRAL INDEX KEY: 0000874214
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 133499319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2125413300
MAIL ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNTAYLOR STORES CORP
DATE OF NAME CHANGE: 20040920
FORMER COMPANY:
FORMER CONFORMED NAME: TAYLOR ANN STORES CORP
DATE OF NAME CHANGE: 19960221
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-15
0000874214
ANN INC.
ANN
0001412597
Nicholson Michael J
C/O ANN INC.
7 TIMES SQUARE
NEW YORK
NY
10036
0
1
0
0
EVP, COO & CFO
Common Stock
2013-03-15
4
F
0
2828
30.91
D
284387
D
Common Stock
2013-03-16
4
F
0
3771
31.20
D
280616
D
Common Stock
2013-03-16
4
M
0
3334
A
283950
D
Common Stock
10101
I
By 401(k) Plan
Restricted Units
2013-03-16
4
M
0
3334
0
D
Common Stock
3334
0
D
Includes holdings of approximately 9,065 shares in the Company's Associate Discount Stock Purchase Plan.
The reporting person is reporting the disposition of 3,334 restricted units in exchange for an equal number of shares of common stock.
Each restricted unit represents a contingent right to receive one share of common stock.
1/3 of the restricted units vested on March 16, 2011, 1/3 of the restricted units vested on March 16, 2012 and 1/3 of the restricted units vested on March 16, 2013.
Restricted units do not have and expiration date.
/s/ Katherine H. Ramundo by power of attorney
2013-03-19