0000874214-13-000018.txt : 20130319 0000874214-13-000018.hdr.sgml : 20130319 20130319175619 ACCESSION NUMBER: 0000874214-13-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nicholson Michael J CENTRAL INDEX KEY: 0001412597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 13702933 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORPORATION STREET 2: 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANN INC. CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNTAYLOR STORES CORP DATE OF NAME CHANGE: 20040920 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-15 0000874214 ANN INC. ANN 0001412597 Nicholson Michael J C/O ANN INC. 7 TIMES SQUARE NEW YORK NY 10036 0 1 0 0 EVP, COO & CFO Common Stock 2013-03-15 4 F 0 2828 30.91 D 284387 D Common Stock 2013-03-16 4 F 0 3771 31.20 D 280616 D Common Stock 2013-03-16 4 M 0 3334 A 283950 D Common Stock 10101 I By 401(k) Plan Restricted Units 2013-03-16 4 M 0 3334 0 D Common Stock 3334 0 D Includes holdings of approximately 9,065 shares in the Company's Associate Discount Stock Purchase Plan. The reporting person is reporting the disposition of 3,334 restricted units in exchange for an equal number of shares of common stock. Each restricted unit represents a contingent right to receive one share of common stock. 1/3 of the restricted units vested on March 16, 2011, 1/3 of the restricted units vested on March 16, 2012 and 1/3 of the restricted units vested on March 16, 2013. Restricted units do not have and expiration date. /s/ Katherine H. Ramundo by power of attorney 2013-03-19