0000874214-12-000057.txt : 20120828 0000874214-12-000057.hdr.sgml : 20120828 20120828121003 ACCESSION NUMBER: 0000874214-12-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120824 FILED AS OF DATE: 20120828 DATE AS OF CHANGE: 20120828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Brian E CENTRAL INDEX KEY: 0001393635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 121059059 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORPORATION STREET 2: 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANN INC. CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNTAYLOR STORES CORP DATE OF NAME CHANGE: 20040920 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-08-24 0000874214 ANN INC. ANN 0001393635 Lynch Brian E C/O ANN INC. 7 TIMES SQUARE NEW YORK NY 10036 0 1 0 0 Brand President, AnnTaylor Common Stock 2012-08-24 4 M 0 13 27.0866 A 215875 D Common Stock 2012-08-24 4 S 0 13 35.15 D 215862 D Common Stock 2012-08-24 4 M 0 2987 27.74 A 218849 D Common Stock 2012-08-24 4 S 0 2987 35.15 D 215862 D Employee Stock Option (right to buy) 27.0866 2012-08-24 4 M 0 13 0 D 2014-05-24 Common Stock 13 0 D Employee Stock Option (right to buy) 27.74 2012-08-24 4 M 0 2987 0 D 2021-03-15 Common Stock 2987 7679 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.15 to $35.1517, inclusive. The reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. 1/4 of the option vested on each of May 24, 2005, 2006, 2007 and 2008. 1/3 of the option vested on March 15, 2012, and the remainder will vest in two equal annual installments beginning March 15, 2013. /s/ Brian Lynch 2012-08-28