0000874214-12-000057.txt : 20120828
0000874214-12-000057.hdr.sgml : 20120828
20120828121003
ACCESSION NUMBER: 0000874214-12-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120824
FILED AS OF DATE: 20120828
DATE AS OF CHANGE: 20120828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lynch Brian E
CENTRAL INDEX KEY: 0001393635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10738
FILM NUMBER: 121059059
MAIL ADDRESS:
STREET 1: C/O ANNTAYLOR STORES CORPORATION
STREET 2: 7 TIMES SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANN INC.
CENTRAL INDEX KEY: 0000874214
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 133499319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2125413300
MAIL ADDRESS:
STREET 1: 7 TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNTAYLOR STORES CORP
DATE OF NAME CHANGE: 20040920
FORMER COMPANY:
FORMER CONFORMED NAME: TAYLOR ANN STORES CORP
DATE OF NAME CHANGE: 19960221
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-08-24
0000874214
ANN INC.
ANN
0001393635
Lynch Brian E
C/O ANN INC.
7 TIMES SQUARE
NEW YORK
NY
10036
0
1
0
0
Brand President, AnnTaylor
Common Stock
2012-08-24
4
M
0
13
27.0866
A
215875
D
Common Stock
2012-08-24
4
S
0
13
35.15
D
215862
D
Common Stock
2012-08-24
4
M
0
2987
27.74
A
218849
D
Common Stock
2012-08-24
4
S
0
2987
35.15
D
215862
D
Employee Stock Option (right to buy)
27.0866
2012-08-24
4
M
0
13
0
D
2014-05-24
Common Stock
13
0
D
Employee Stock Option (right to buy)
27.74
2012-08-24
4
M
0
2987
0
D
2021-03-15
Common Stock
2987
7679
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.15 to $35.1517, inclusive. The reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
1/4 of the option vested on each of May 24, 2005, 2006, 2007 and 2008.
1/3 of the option vested on March 15, 2012, and the remainder will vest in two equal annual installments beginning March 15, 2013.
/s/ Brian Lynch
2012-08-28