-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkW3qL68dfDMjbaVfDkm9NdlTtDBVXGeizXUChQXgzXFXik2a73Cta8Dzi7zLkl8 U+tBvT7cc3bkARMrtnQhRw== 0001019687-99-000055.txt : 19990211 0001019687-99-000055.hdr.sgml : 19990211 ACCESSION NUMBER: 0001019687-99-000055 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LASER POWER CORP/FA CENTRAL INDEX KEY: 0000874019 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 953423358 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52893 FILM NUMBER: 99528197 BUSINESS ADDRESS: STREET 1: 12777 HIGH BLUFF DR CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 6197550700 MAIL ADDRESS: STREET 1: 12777 HIGH BLUFF DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHERMAN GLENN H CENTRAL INDEX KEY: 0001055103 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 12777 HIGH BLUFF DR CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 6197550700 MAIL ADDRESS: STREET 1: 12777 HIGH BLUFF DR CITY: SAN DIEGO STATE: CA ZIP: 92130 SC 13G/A 1 SCHEDULE 13G/A FOR GLENN H. SHERMAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------ OMB APPROVAL ------------------------------------ OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response........14.90 ------------------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Laser Power Corporation ----------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 51806K 10 4 ----------- (CUSIP Number) December 31, 1998 ----------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 4 pages - ----------------------------- ----------------- CUSIP No. 51806K 10 4 13G Page 2 of 4 Pages ------------- - ----------------------------- ----------------- ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Glenn H. Sherman ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 103,332 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 564,499 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 103,332 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 564,499 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 667,831* ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.95% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ * Item 9 includes 82 shares held of record by Inamaria Sherman, Dr. Sherman's wife and 1,333 shares held by Martina Sherman, Dr. Sharman's daughter, and excludes 150 shares held in the name of Inamaria Sherman for the benefit of Margoth Klein, Mrs. Sherman's mother. Mr. Sherman disclaims beneficial ownership of such shares. Page 2 of 4 pages ITEM 1. (a) Name of Issuer: Laser Power Corporation (b) Address of Issuer's Principal Executive Offices: 12777 High Bluff Drive, San Diego, CA 92130 ITEM 2. (a) Name of Person Filing: Glenn H. Sherman (b) Address of Principal Business Office or, if none, Residence: 1103 Luneta Drive, Del Mar, CA 92014 (c) Citizenship: USA (d) Title of Class of Securities: Common (e) CUSIP Number: 51806K 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(b), OR 240.13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 667,831* (b) Percent of Class: 7.95% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 103,332 (ii) Shared power to vote or to direct the vote: 564,499 (iii) Sole power to dispose or to direct the disposition of: 103,332 (iv) Shared power to dispose or to direct the disposition of: 564,499 *Includes 103,332 shares subject to option exercisable within 60 days of December 31, 1999. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF A GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. Page 3 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 1999 --------------------------------------------- Date /s/ Glenn H. Sherman --------------------------------------------- Glenn H. Sherman Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----