0001209191-13-032517.txt : 20130617 0001209191-13-032517.hdr.sgml : 20130617 20130617165113 ACCESSION NUMBER: 0001209191-13-032517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20130617 DATE AS OF CHANGE: 20130617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JONES GROUP INC CENTRAL INDEX KEY: 0000874016 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 060935166 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126423860 MAIL ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: JONES APPAREL GROUP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAROTONDA JAMES A CENTRAL INDEX KEY: 0001254583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10746 FILM NUMBER: 13917243 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-06-14 0 0000874016 JONES GROUP INC JNY 0001254583 MITAROTONDA JAMES A C/O BARINGTON CAPITAL GROUP, L.P. 888 SEVENTH AVENUE, 17TH FL. NEW YORK NY 10019 1 0 0 0 Common Stock 2013-06-14 4 A 0 10323 0.00 A 10323 D Common Stock 682300 I by Barington Companies Investors, LLC Common Stock 737300 I by Barington SPV I, L.P. Common Stock 585000 I by Barington Companies Equity Partners, L.P. This amount reflects restricted stock granted to the reporting person, pursuant to the terms of The Jones Group Inc. 2009 Long Term Incentive Plan. Vesting restrictions lapse as to one-third of the shares on the second business day immediately following the Company's public announcement of second quarter financial results for each of 2014, 2015 and 2016. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("BCI"). Pursuant to an investment advisory agreement between BCI and Hartz Capital Investments, LLC ("Hartz"), BCI manages an investment account on behalf of Hartz and may be deemed to share with Hartz beneficial ownership of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCI. BCI is the general partner of Barington SPV I, L.P. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCI. BCI is the general partner of Barington Companies Equity Partners, L.P. /s/James A. Mitarotonda 2013-06-17