0001209191-13-032517.txt : 20130617
0001209191-13-032517.hdr.sgml : 20130617
20130617165113
ACCESSION NUMBER: 0001209191-13-032517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130614
FILED AS OF DATE: 20130617
DATE AS OF CHANGE: 20130617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JONES GROUP INC
CENTRAL INDEX KEY: 0000874016
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330]
IRS NUMBER: 060935166
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1411 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2126423860
MAIL ADDRESS:
STREET 1: 1411 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: JONES APPAREL GROUP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITAROTONDA JAMES A
CENTRAL INDEX KEY: 0001254583
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10746
FILM NUMBER: 13917243
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE 17TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-06-14
0
0000874016
JONES GROUP INC
JNY
0001254583
MITAROTONDA JAMES A
C/O BARINGTON CAPITAL GROUP, L.P.
888 SEVENTH AVENUE, 17TH FL.
NEW YORK
NY
10019
1
0
0
0
Common Stock
2013-06-14
4
A
0
10323
0.00
A
10323
D
Common Stock
682300
I
by Barington Companies Investors, LLC
Common Stock
737300
I
by Barington SPV I, L.P.
Common Stock
585000
I
by Barington Companies Equity Partners, L.P.
This amount reflects restricted stock granted to the reporting person, pursuant to the terms of The Jones Group Inc. 2009 Long Term Incentive Plan. Vesting restrictions lapse as to one-third of the shares on the second business day immediately following the Company's public announcement of second quarter financial results for each of 2014, 2015 and 2016.
The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("BCI"). Pursuant to an investment advisory agreement between BCI and Hartz Capital Investments, LLC ("Hartz"), BCI manages an investment account on behalf of Hartz and may be deemed to share with Hartz beneficial ownership of these shares.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCI. BCI is the general partner of Barington SPV I, L.P.
The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCI. BCI is the general partner of Barington Companies Equity Partners, L.P.
/s/James A. Mitarotonda
2013-06-17