-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GC5r8pT5eFXMWpYEcJQ6wjw6xa0GSZ9w9s9dwJ+7Sd14QkBUrw5tE46IO1PPrrkI xhzdT9NnUQOYkqiO5VDdCg== 0000950123-10-070185.txt : 20100730 0000950123-10-070185.hdr.sgml : 20100730 20100730082926 ACCESSION NUMBER: 0000950123-10-070185 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20100730 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JONES APPAREL GROUP INC CENTRAL INDEX KEY: 0000874016 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 060935166 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10746 FILM NUMBER: 10979517 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126423860 MAIL ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 8-K 1 y85661e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
July 30, 2010
JONES APPAREL GROUP, INC.
(Exact Name of registrant as specified in its charter)
         
Pennsylvania   1-10746   06-0935166
         
(State or Other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
1411 Broadway
New York, New York 10018
 
(Address of principal executive offices)
(212) 642-3860
 
(Registrant’s telephone number, including area code)
Not Applicable
 
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 9.01 – Financial Statements and Exhibits.
Explanatory Note
Jones Apparel Group, Inc. (“Jones”) is filing this report for the sole purpose of re-filing certain material agreements previously filed with the United States Securities and Exchange Commission (the “SEC”).
On July 14, 2010, Jones received a letter from the SEC requesting that Jones re-file seven material agreements to include any schedules, exhibits, annexes and/or appendices thereto that were omitted from the agreements as originally filed. All such agreements are re-filed with this report in their entirety with all schedules, exhibits, annexes and/or appendices to such agreements.
             
Exhibit No.   Description        
10.1
  Credit Agreement, dated as of May 13, 2009, among Jones Apparel Group, Inc., Jones Apparel Group Holdings, Inc., Jones Apparel Group USA, Inc., Jones Retail Corporation, Nine West Footwear Corporation, Energie Knitwear, Inc., Jones Investment Co. Inc., Jones Jeanswear Group, Inc., L.E.I. Group, Inc., Nine West Development Corporation and Victoria + Co Ltd., as U.S. Borrowers, Jones Apparel Group Canada, LP, as Canadian Borrower, the other Loan Parties party thereto, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, JPMorgan Chase Bank, N.A., Toronto Branch, as Canadian administrative agent, JPMorgan Chase Bank, N.A. and General Electric Capital Corporation, as joint collateral agents, Citibank, N.A., as syndication agent, and Bank of America, N.A., Wachovia Bank, National Association and SunTrust Bank, as documentation agents (originally filed on Form 8-K on May 15, 2009).
 
   
10.2
  Amendment No. 3 dated as of January 5, 2009 to the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein and Wachovia Bank, National Association, as agent for the Lenders (originally filed on Form 8-K on December 26, 2008).
 
   
10.3
  Security Agreement dated as of January 5, 2009 by and among Jones Apparel Group USA, Inc., the other Grantors referred to therein and Wachovia Bank, National Association, as Administrative Agent (originally filed on Form 8-K on December 26, 2008).
 
   
10.4
  Amendment No. 3 dated as of June 6, 2008 to the Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004 by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein and Wachovia Bank, National Association, as agent for the Lenders (originally filed

2


 

     
 
  on Form 8-K on June 11, 2008).
 
   
10.5
  Amendment No. 2 dated as of June 6, 2008 to the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein and Wachovia Bank, National Association, as agent for the Lenders (originally filed on Form 8-K on June 11, 2008).
 
   
10.6
  Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein, J.P. Morgan Securities Inc. and Citigroup Global Markets, Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, JPMorgan Chase Bank and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank PLC and Suntrust Bank, as Documentation Agents (originally filed on Form 8-K on May 17, 2005).
 
   
10.7
  Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004, by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein, Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank PLC and Suntrust Bank as Documentation Agents (originally filed on Form 10-Q on August 2, 2004).

3


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  JONES APPAREL GROUP, INC.
(Registrant)
 
 
  By:   /s/ Ira M. Dansky    
    Ira M. Dansky   
  Executive Vice President, General Counsel and Secretary   
Date: July 30, 2010     

4


 

         
Exhibit Index
     
Exhibit No.   Description
10.1
  Credit Agreement, dated as of May 13, 2009, among Jones Apparel Group, Inc., Jones Apparel Group Holdings, Inc., Jones Apparel Group USA, Inc., Jones Retail Corporation, Nine West Footwear Corporation, Energie Knitwear, Inc., Jones Investment Co. Inc., Jones Jeanswear Group, Inc., L.E.I. Group, Inc., Nine West Development Corporation and Victoria + Co Ltd., as U.S. Borrowers, Jones Apparel Group Canada, LP, as Canadian Borrower, the other Loan Parties party thereto, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, JPMorgan Chase Bank, N.A., Toronto Branch, as Canadian administrative agent, JPMorgan Chase Bank, N.A. and General Electric Capital Corporation, as joint collateral agents, Citibank, N.A., as syndication agent, and Bank of America, N.A., Wachovia Bank, National Association and SunTrust Bank, as documentation agents (originally filed on Form 8-K on May 15, 2009).
 
   
10.2
  Amendment No. 3 dated as of January 5, 2009 to the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein and Wachovia Bank, National Association, as agent for the Lenders (originally filed on Form 8-K on December 26, 2008).
 
   
10.3
  Security Agreement dated as of January 5, 2009 by and among Jones Apparel Group USA, Inc., the other Grantors referred to therein and Wachovia Bank, National Association, as Administrative Agent (originally filed on Form 8-K on December 26, 2008).
 
   
10.4
  Amendment No. 3 dated as of June 6, 2008 to the Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004 by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein and Wachovia Bank, National Association, as agent for the Lenders (originally filed on Form 8-K on June 11, 2008).
 
   
10.5
  Amendment No. 2 dated as of June 6, 2008 to the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein and Wachovia Bank, National Association, as agent for the Lenders (originally filed on Form 8-K on June 11, 2008).
 
10.6
  Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein, J.P. Morgan Securities Inc. and Citigroup Global Markets, Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, JPMorgan Chase Bank and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank PLC and

5


 

     
 
  Suntrust Bank, as Documentation Agents (originally filed on Form 8-K on May 17, 2005).
 
   
10.7
  Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004, by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders referred to therein, Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank PLC and Suntrust Bank as Documentation Agents (originally filed on Form 10-Q on August 2, 2004).

6

EX-10.1 2 y85661exv10w1.htm EX-10.1 exv10w1
Exhibit 10.1
 
(CHASE LOGO)
CREDIT AGREEMENT
dated as of
May 13, 2009
among
JONES APPAREL GROUP, INC.,
JONES APPAREL GROUP HOLDINGS, INC.,
JONES APPAREL GROUP USA, INC.,
JONES RETAIL CORPORATION,
NINE WEST FOOTWEAR CORPORATION,
ENERGIE KNITWEAR, INC.,
JONES INVESTMENT CO. INC.,
JONES JEANSWEAR GROUP, INC.,
L.E.I. GROUP, INC.,
NINE WEST DEVELOPMENT CORPORATION and
VICTORIA + CO LTD.,
as U.S. Borrowers
JONES APPAREL GROUP CANADA, LP, as Canadian Borrower
The Lenders Party Hereto,
JPMORGAN CHASE BANK, N.A.,
as Administrative Agent,
JPMORGAN CHASE BANK, NA., TORONTO BRANCH,
as Canadian Administrative Agent,
JPMORGAN CHASE BANK, N.A. AND GENERAL ELECTRIC CAPITAL CORPORATION,
as Joint Collateral Agents
CITIBANK, N.A., as Syndication Agent,
and
BANK OF AMERICA, N.A, WACHOVIA BANK, NATIONAL ASSOCIATION
and SUNTRUST BANK, as Documentation Agents
 
J.P. MORGAN SECURITIES INC., CITIGROUP GLOBAL MARKETS INC., BANC OF
AMERICA SECURITIES LLC, WACHOVIA CAPITAL MARKETS LLC, SUNTRUST
ROBINSON HUMPHREY, INC. AND GENERAL ELECTRIC CAPITAL CORPORATION,
as Joint Bookrunners,
and
J.P. MORGAN SECURITIES INC. AND CITIGROUP GLOBAL MARKETS INC.,
as Joint Lead Arrangers
 
CHASE BUSINESS CREDIT
 

 


 

TABLE OF CONTENTS
         
    Page
ARTICLE I     Definitions
    1  
SECTION 1.01. Defined Terms
    1  
SECTION 1.02. Classification of Loans and Borrowings
    56  
SECTION 1.03. Terms Generally
    56  
SECTION 1.04. Accounting Terms; GAAP
    57  
SECTION 1.05. Currency Translations
    57  
 
       
ARTICLE II     The Credits
    57  
SECTION 2.01. Revolving Commitments
    57  
SECTION 2.02. Loans and Borrowings
    58  
SECTION 2.03. Requests for Revolving Borrowings
    59  
SECTION 2.04. Protective Advances
    60  
SECTION 2.05. Swingline Loans
    61  
SECTION 2.06. Letters of Credit
    63  
SECTION 2.07. Funding of Borrowings
    69  
SECTION 2.08. Interest Elections
    69  
SECTION 2.09. Termination and Reduction of Revolving Commitments; Increase in Revolving Commitments
    71  
SECTION 2.10. Repayment and Amortization of Loans and B/As; Evidence of Debt
    73  
SECTION 2.11. Prepayment of Loans and B/As
    74  
SECTION 2.12. Fees
    77  
SECTION 2.13. Interest
    78  
SECTION 2.14. Alternate Rate of Interest
    79  
SECTION 2.15. Increased Costs
    80  
SECTION 2.16. Break Funding Payments
    81  
SECTION 2.17. Taxes
    81  
SECTION 2.18. Payments Generally; Allocation of Proceeds; Sharing of Set-offs
    84  
SECTION 2.19. Mitigation Obligations; Replacement of Lenders
    87  
SECTION 2.20. Returned Payments
    88  
SECTION 2.21. Bankers’ Acceptances
    88  
SECTION 2.22. Circumstances Making Bankers’ Acceptances Unavailable
    92  
SECTION 2.23. Defaulting Lenders
    92  
SECTION 2.24. Excess Resulting From Exchange Rate Change
    95  
 
       
ARTICLE III     Representations and Warranties
    95  
SECTION 3.01. Organization; Powers
    95  
SECTION 3.02. Authorization; Enforceability
    96  
SECTION 3.03. Governmental Approvals; No Conflicts
    96  
SECTION 3.04. Financial Condition; No Material Adverse Change
    96  
SECTION 3.05. Properties
    96  
SECTION 3.06. Litigation and Environmental Matters
    97  
SECTION 3.07. Compliance with Laws and Agreements
    97  
SECTION 3.08. Investment Company Status
    97  

i


 

         
    Page
SECTION 3.09. Taxes
    97  
SECTION 3.10. ERISA
    98  
SECTION 3.11. Disclosure
    98  
SECTION 3.12. No Default
    99  
SECTION 3.13. Solvency
    99  
SECTION 3.14. Insurance
    99  
SECTION 3.15. Capitalization and Subsidiaries
    99  
SECTION 3.16. Security Interest in Collateral
    100  
SECTION 3.17. Employment Matters
    100  
SECTION 3.18. Credit Card Arrangements
    100  
SECTION 3.19. PATRIOT Act and Other Specified Laws
    100  
SECTION 3.20. Margin Regulations
    101  
 
       
ARTICLE IV     Conditions
    101  
SECTION 4.01. Effective Date
    101  
SECTION 4.02. Each Credit Event
    104  
 
       
ARTICLE V     Affirmative Covenants
    105  
SECTION 5.01. Financial Statements; Borrowing Base and Other Information
    105  
SECTION 5.02. Notices of Material Events
    109  
SECTION 5.03. Existence; Conduct of Business
    110  
SECTION 5.04. Payment of Obligations
    110  
SECTION 5.05. Maintenance of Properties
    111  
SECTION 5.06. Books and Records; Inspection Rights
    111  
SECTION 5.07. Compliance with Laws and Contractual Obligations
    111  
SECTION 5.08. Use of Proceeds
    111  
SECTION 5.09. Insurance
    112  
SECTION 5.10. Casualty and Condemnation
    112  
SECTION 5.11. Appraisals
    112  
SECTION 5.12. Field Examinations
    112  
SECTION 5.13. Depository Banks
    113  
SECTION 5.14. Additional Collateral; Further Assurances
    113  
SECTION 5.15. Credit Card Notification Agreements
    115  
SECTION 5.16. Post Closing Requirements
    115  
 
       
ARTICLE VI     Negative Covenants
    115  
SECTION 6.01. Indebtedness
    115  
SECTION 6.02. Liens
    117  
SECTION 6.03. Fundamental Changes
    119  
SECTION 6.04. Investments, Loans, Advances, Guarantees and Acquisitions
    119  
SECTION 6.05. Asset Sales
    122  
SECTION 6.06. Sale and Leaseback Transactions
    123  
SECTION 6.07. Swap Agreements
    123  
SECTION 6.08. Restricted Payments; Certain Payments of Indebtedness
    123  
SECTION 6.09. Transactions with Affiliates
    125  

ii


 

         
    Page
SECTION 6.10. Restrictive Agreements
    125  
SECTION 6.11. Amendment of Material Documents
    125  
SECTION 6.12. Fixed Charge Coverage Ratio
    126  
SECTION 6.13. Open Account Agreements
    126  
 
       
ARTICLE VII     Events of Default
    126  
 
       
ARTICLE VIII     The Administrative Agent and Canadian Administrative Agent, Joint Collateral Agents; Other Agents
    130  
SECTION 8.01. The Administrative Agent and the Canadian Administrative Agent
    130  
SECTION 8.02. The Joint Collateral Agents
    133  
SECTION 8.03. Other Agents
    135  
 
       
ARTICLE IX     Miscellaneous
    135  
SECTION 9.01. Notices
    135  
SECTION 9.02. Waivers; Amendments
    137  
SECTION 9.03. Expenses; Indemnity; Damage Waiver
    140  
SECTION 9.04. Successors and Assigns
    142  
SECTION 9.05. Survival
    146  
SECTION 9.06. Counterparts; Integration; Effectiveness
    146  
SECTION 9.07. Severability
    146  
SECTION 9.08. Right of Setoff
    146  
SECTION 9.09. Governing Law; Jurisdiction; Consent to Service of Process
    147  
SECTION 9.10. WAIVER OF JURY TRIAL
    148  
SECTION 9.11. Headings
    148  
SECTION 9.12. Confidentiality
    148  
SECTION 9.13. Several Obligations; Nonreliance; Violation of Law
    149  
SECTION 9.14. USA PATRIOT Act
    150  
SECTION 9.15. Disclosure
    150  
SECTION 9.16. Appointment for Perfection
    150  
SECTION 9.17. Interest Rate Limitation
    150  
SECTION 9.18. Judgment Currency
    150  
SECTION 9.19. Canadian Anti-Money Laundering Legislation
    151  
SECTION 9.20. Lender Loss Sharing Agreement
    151  
SECTION 9.21. No Fiduciary Duty
    153  
 
       
ARTICLE X     Loan Guaranty of US. Obligations
    154  
SECTION 10.01. Guaranty
    154  
SECTION 10.02. Guaranty of Payment
    154  
SECTION 10.03. No Discharge or Diminishment of Loan Guaranty
    154  
SECTION 10.04. Defenses Waived
    155  
SECTION 10.05. Rights of Subrogation
    156  
SECTION 10.06. Reinstatement; Stay of Acceleration
    156  
SECTION 10.07. Information
    156  
SECTION 10.08. Maximum Liability
    156  
SECTION 10.09. Contribution
    157  
SECTION 10.10. Liability Cumulative
    157  
SECTION 10.11. Common Enterprise
    157  

iii


 

         
    Page
ARTICLE XI     The Borrower Representative
    158  
SECTION 11.01. Appointment; Nature of Relationship
    158  
SECTION 11.02. Powers
    158  
SECTION 11.03. Employment of Agents
    158  
SECTION 11.04. Notices
    158  
SECTION 11.05. Successor Borrower Representative
    158  
SECTION 11.06. Execution of Loan Documents; Borrowing Base Certificate
    159  
SECTION 11.07. Reporting
    159  
SCHEDULES:
Revolving Commitment Schedule
Schedule I — Borrowers and U.S. Loan Guarantors Signatory
Schedule 2.06(1) — Existing Letters of Credit
Schedule 3.05 — Properties
Schedule 3.06 — Disclosed Matters
Schedule 3.14 — Insurance
Schedule 3.15 — Capitalization and Subsidiaries
Schedule 3.18 — Credit Card Arrangements
Schedule 6.01 — Existing Indebtedness
Schedule 6.02 — Existing Liens
Schedule 6.04 — Existing Investments
Schedule 6.05 — Asset Sales
Schedule 6.10 — Existing Restrictions
EXHIBITS:
Exhibit A — Form of Assignment and Assumption
Exhibit B — Form of Opinion of Borrower’s Counsel
Exhibit C — Form of Borrowing Base Certificate
Exhibit D — Form of Compliance Certificate
Exhibit E — Joinder Agreement
Exhibit F — Form of U.S. Tax Compliance Certificate
Exhibit G — Form of Borrowing Request
Exhibit H — Form of Discount Note

iv


 

          CREDIT AGREEMENT dated as of May 13, 2009 (as it may be amended or modified from time to time, this “Agreement”), among JONES APPAREL GROUP, INC., a Pennsylvania corporation, JONES APPAREL GROUP HOLDINGS, INC., a Delaware corporation, JONES APPAREL GROUP USA, INC., a Delaware corporation, JONES RETAIL CORPORATION, a New Jersey corporation, NINE WEST FOOTWEAR CORPORATION, a Delaware corporation, ENERGIE KNITWEAR, INC., a Delaware corporation, JONES INVESTMENT CO. INC., a Delaware corporation, JONES JEANSWEAR GROUP, INC., a New York corporation, L.E.I. GROUP, INC., a Delaware corporation, NINE WEST DEVELOPMENT CORPORATION, a Delaware corporation, and VICTORIA + CO LTD., a Rhode Island corporation, as Borrowers, JONES APPAREL GROUP CANADA, LP, an Ontario limited partnership, as Canadian Borrower, the other Loan Parties party hereto, the Lenders party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, JPMORGAN CHASE BANK, N.A., TORONTO BRANCH, as Canadian Administrative Agent, J.P. MORGAN SECURITIES INC. and GENERAL ELECTRIC CAPITAL CORPORATION, as Joint Collateral Agents, CITIBANK, N.A., as Syndication Agent, and BANK OF AMERICA, N.A., WACHOVIA BANK, NATIONAL ASSOCIATION and SUNTRUST BANK, as Documentation Agents.
          The parties hereto agree as follows:
ARTICLE I
Definitions
     SECTION 1.01. Defined Terms. As used in this Agreement, the following terms have the meanings specified below:
          “ABR”, when used in reference to any Loan or Borrowing, refers to whether such Loan, or the Loans comprising such Borrowing, are bearing interest at a rate determined by reference to the Alternate Base Rate.
          “Acceptance Fee” has the meaning assigned to such term in Section 2.21(m).
          “Account” has the meaning assigned to such term in the U.S. Security Agreement.
          “Account Debtor” means any Person obligated on an Account.
          “Adjusted LIBO Rate” means, with respect to any Eurodollar Borrowing for any Interest Period, an interest rate per annum (rounded upwards, if necessary, to the next 1/16 of 1%) equal to (a) the LIBO Rate for such Interest Period multiplied by (b) the Statutory Reserve Rate.
          “Administrative Agent” means JPMorgan Chase Bank, N.A., in its capacity as administrative agent for the Lenders hereunder, and its successors and assigns in such capacity.
          “Administrative Questionnaire” means an Administrative Questionnaire in a form supplied by the Administrative Agent.

1


 

          “Affiliate” means, with respect to a specified Person, another Person that directly, or indirectly through one or more intermediaries, Controls or is Controlled by or is under common Control with the Person specified.
          “Agents” means, individually and collectively as the context may require, the Administrative Agent, the Canadian Administrative Agent, the Joint Collateral Agents, the Syndication Agent and the Documentation Agents.
          “Aggregate Borrowing Base” means the aggregate amount of the U.S. Borrowing Base and the Canadian Borrowing Base; provided that the maximum amount of the Canadian Borrowing Base which may be included in the Aggregate Borrowing Base is the Canadian Sublimit.
          “Aggregate Credit Exposure” means, at any time, the aggregate Credit Exposure of all the Lenders.
          “Alternate Base Rate” means, for any day, a rate per annum equal to the greatest of (a) the Prime Rate in effect on such day, (b) the Federal Funds Effective Rate in effect on such day plus 1/2 of 1% and (c) the Adjusted LIBO Rate for a one month Interest Period on such day (or if such day is not a Business Day, the immediately preceding Business Day) plus 1%; provided that, for the avoidance of doubt, the Adjusted LIBO Rate for any day shall be based on the one-month rate appearing on the Reuters Screen LIBOR01 Page (or on any successor or substitute page) at approximately 11:00 a.m. London time on such day (without any rounding). Any change in the Alternate Base Rate due to a change in the Prime Rate, the Federal Funds Effective Rate or the Adjusted LIBO Rate shall be effective from and including the effective date of such change in the Prime Rate, the Federal Funds Effective Rate or the Adjusted LIBO Rate, respectively.
          “Alternative Currency” means (a) Pounds Sterling, (b) the Euro or (c) any other lawful currency (other than dollars) acceptable to the Issuing Banks which, in the case of this clause (c), is freely transferable and convertible into dollars in the United States currency market and is freely available to the applicable Issuing Bank in the London interbank deposit market.
          “AML Legislation” has the meaning assigned to such term in Section 9.19.
          “Applicable Percentage” means (a) with respect to Revolving Loans, LC Exposure or Swingline Loans, the percentage of the total Revolving Commitments equal to such Lender’s Revolving Commitment (or, if the Revolving Commitments have terminated or expired, such Lender’s share of the total Revolving Exposure at that time), (b) with respect to U.S. Revolving Loans, U.S. LC Exposure or U.S. Swingline Loans, a percentage of the total U.S. Commitments equal to such U.S. Lender’s U.S. Commitment (or, if the U.S. Commitments have terminated or expired, such U.S. Lender’s share of the total U.S. Revolving Exposure at that time) and (c) with respect to Canadian Revolving Loans, Canadian LC Exposure or Canadian Swingline Loans, a percentage of the total Canadian Commitments equal to such Canadian Lender’s Canadian Commitment (or, if the Canadian Commitments have terminated or expired, such Canadian Lender’s share of the total Canadian Revolving Exposure at that time); provided that in the case of Section 2.23 when a Defaulting Lender shall exist, any such Defaulting Lender’s Revolving Commitment (or U.S. Commitment or Canadian Commitment, as applicable) shall be disregarded in any of such calculations.

2


 

          “Applicable Rate” means, for any day, with respect to any ABR Loan, Canadian Prime Rate Loan, Eurodollar Loan or BA Drawing, as the case may be, the applicable rate per annum set forth below under the caption “ABR Spread”, “Canadian Prime Spread”, “Eurodollar Spread” or “BA Drawing Spread”, as the case may be, based upon the daily average Availability during the most recently completed fiscal quarter of the Company (the “Average Availability”); provided that until the last day of the second fiscal quarter ending after the Effective Date, the Applicable Rate shall be the applicable rate per annum set forth below in Category 2:
         
    ABR Spread and   Eurodollar Spread
    Canadian Prime   and BA Drawing
Availability   Spread   Spread
 
Category 1
≥ $400,000,000
  3.25%   4.25%
Category 2
< $400,000,000 but ≥ 200,000,000
  3.50%   4.50%
Category 3
< 200,000,000
  3.75%   4.75%
          For purposes of the foregoing, the Applicable Rate shall be determined as of the end of each fiscal quarter of the Company based upon the Borrowing Base Certificate that is delivered from time to time pursuant to Section 5.01(g), with any changes to the Applicable Rate resulting from changes in the Average Availability to be effective on the first day of the first month following delivery of such Borrowing Base Certificate; provided that the Average Availability shall be deemed to be in Category 3 (A) at any time that any Event of Default has occurred and is continuing (other than an Event of Default arising from the failure to deliver any Borrowing Base Certificate) or (B) if the Company fails to deliver any Borrowing Base Certificate that is required to be delivered pursuant to Section 5.01(g), during the period from the expiration of the time for delivery thereof until five days after each such Borrowing Base Certificate is so delivered; provided further that if any Borrowing Base Certificate is at any time restated or otherwise revised or if the information set forth in any Borrowing Base Certificate otherwise proves to be false or incorrect such that the Applicable Rate would have been higher than was otherwise in effect during any period, without constituting a waiver of any Default or Event of Default arising as a result thereof, interest due under this Agreement shall be immediately recalculated at such higher rate for any such applicable periods and shall be due and payable on demand.
          “Approved Fund” has the meaning assigned to such term in Section 9.04.
          “Assignment and Assumption” means an assignment and assumption entered into by a Lender and an assignee (with the consent of any party whose consent is required by Section 9.04), and accepted by the Administrative Agent, in the form of Exhibit A or any other form approved by the Administrative Agent.

3


 

          “Availability” means, at any time, an amount equal to (a) the lesser of (i) the Revolving Commitment, and (ii) the Aggregate Borrowing Base minus (b) the sum of (i) the aggregate Revolving Exposure of all the Lenders and (ii) the Open Account Aggregate Cap.
          “Availability Period” means the period from and including the Effective Date to but excluding the earlier of the Maturity Date and the date of termination of the Revolving Commitment.
          “Available Revolving Commitment” means, at any time, the Revolving Commitment then in effect minus the Revolving Exposure of all Revolving Lenders at such time.
          “BA Drawing” means B/As accepted and purchased, and any BA Equivalent Loan made in lieu of such acceptance and purchase, on the same date and as to which a single Contract Period is in effect.
          “BA Equivalent Loan” has the meaning assigned to such term in Section 2.21(j).
          “Bankers’ Acceptance” and “B/A” means a bill of exchange, including a depository bill issued in accordance with the Depository Bills and Notes Act (Canada), denominated in Canadian Dollars, drawn by the Canadian Borrower and accepted by a Canadian Lender (the foregoing to include a Discount Note except where the context otherwise requires).
          “Banking Services” means each and any of the following bank services provided at any time to any Loan Party by any Lender or any of its Affiliates: (a) credit cards for commercial customers (including, without limitation, “commercial credit cards” and purchasing cards), (b) stored value cards and (c) treasury management services (including, without limitation, controlled disbursement, automated clearinghouse transactions, return items, overdrafts and interstate depository network services).
          “Banking Services Obligations” of the Loan Parties means any and all obligations of the Loan Parties, whether absolute or contingent and howsoever and whensoever created, arising, evidenced or acquired (including all renewals, extensions and modifications thereof and substitutions therefor) in connection with Banking Services, including, without limitation, liabilities arising in respect of guarantees and indemnifications in favor of steamship lines or other carriers of Inventory. For the avoidance of doubt, the Open Account Obligations do not constitute Banking Services Obligations.
          “Banking Services Reserves” means all Reserves which the Joint Collateral Agents from time to time establish, in their Permitted Discretion, for Banking Services then provided or outstanding; provided that any such Reserves shall be net of any cash securing the Banking Services.
          “Board” means the Board of Governors of the Federal Reserve System of the United States of America.
          “Bonds” has the meaning assigned to such term in Section 8.01.

4


 

          “Borrower” or “Borrowers” means, individually and collectively as the context may require, the Company, Jones Apparel USA, Jones Holdings, Jones Retail, Nine West Footwear, Energie Knitwear, Jones Investment, Jones Jeanswear, L.E.I., Nine West Development, Victoria and the Canadian Borrower.
          “Borrower Representative” means the Company, in its capacity as contractual representative of the Borrowers pursuant to Article XI.
          “Borrowing” means (a) Revolving Loans of the same Type, made, converted or continued on the same date and, in the case of Eurodollar Loans, as to which a single Interest Period is in effect and, in the case of BA Drawings, as to which a single Contract Period is in effect, (b) a Swingline Loan and (c) a Protective Advance.
          “Borrowing Base” means, individually and collectively as the context may require, the Aggregate Borrowing Base, the U.S. Borrowing Base and the Canadian Borrowing Base.
          “Borrowing Base Certificate” means a certificate, signed and certified as accurate and complete by a Financial Officer of the Borrower Representative, in substantially the form of Exhibit C or another form which is acceptable to the Joint Collateral Agents in their Permitted Discretion, setting forth the Canadian Borrowing Base and the U.S. Borrowing Base.
          “Borrowing Request” means a request by the Borrower Representative for a Borrowing of Revolving Loans in accordance with Section 2.03.
          “Business Day” means any day that is not a Saturday, Sunday or other day on which commercial banks in New York City are authorized or required by law to remain closed; provided that (a) when used in connection with a Eurodollar Loan or any U.S. Letter of Credit denominated in an Alternative Currency, the term “Business Day” shall also exclude any day on which banks are not open for dealings in deposits in the London interbank market in (i) dollars, in the case of Eurodollar Loans, or (ii) such Alternative Currency, in the case of U.S. Letters of Credit; (b) in the case of U.S. Letters of Credit denominated in Euros, the term “Business Day” shall also exclude any day which is not a TARGET Day as determined by the Administrative Agent; and (c) when used in connection with any Canadian Loan or Canadian Letter of Credit, the term “Business Day” shall also exclude any day in which commercial banks in Toronto, Canada are authorized or required by law to remain closed.
          “Canadian Administrative Agent” means JPMorgan Chase Bank, N.A., Toronto Branch, in its capacity as administrative agent for the Canadian Lenders hereunder, and its successors in such capacity.
          “Canadian Availability” means (a) the lesser of (x) the Canadian Sublimit and (y) the sum of (i) the Canadian Borrowing Base plus (ii) solely to the extent the total Canadian Revolving Exposure exceeds the Canadian Borrowing Base, the U.S. Availability (if any, to the extent that it is available), minus (b) the total Canadian Revolving Exposure.
          “Canadian Borrower” means Jones Apparel Group Canada, LP, an Ontario limited partnership.

5


 

          “Canadian Borrowing Base” means, at any time (without duplication),
the sum of
          (a) (i) the product of (A) 85% multiplied by (B) the Eligible Accounts of the Canadian Borrower at such time plus (ii) the product of (A) 90% multiplied by (B) the Eligible Credit Card Accounts Receivable of the Canadian Borrower at such time,
plus
          (b) the lesser of (i) the product of 85% multiplied by the Net Orderly Liquidation Value percentage in respect of Retail Inventory of the Canadian Borrower identified in the most recent inventory appraisal ordered by the Joint Collateral Agents multiplied by the Eligible Retail Inventory of the Canadian Borrower, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time and (ii) the product of 75% multiplied by the Eligible Retail Inventory of the Canadian Borrower, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time,
plus
          (c) the lesser of (i) the product of 85% multiplied by the High Season or Low Season, as applicable, Net Orderly Liquidation Value percentage in respect of Wholesale Inventory of the Canadian Borrower identified in the most recent inventory appraisal ordered by the Joint Collateral Agents multiplied by the Eligible Wholesale Inventory of the Canadian Borrower, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time and (ii) the product of 75% multiplied by the Eligible Wholesale Inventory of the Canadian Borrower, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time,
minus
          (d) without duplication, Reserves established by the Joint Collateral Agents in their Permitted Discretion.
          The Joint Collateral Agents may, in their Permitted Discretion, reduce the advance rates set forth above (and subsequently increase the advance rates up to the levels set forth above), adjust Reserves or reduce one or more of the other elements used in computing the Canadian Borrowing Base (and subsequently increase such elements up to the levels set forth above). Any changes after the Effective Date in how the Borrowers value their Inventory in accordance with their historical practices prior to the Effective Date shall be subject to the approval of the Joint Collateral Agents.
          “Canadian Collection Deposit Account” has the meaning assigned to such term in the U.S. Security Agreement.

6


 

          “Canadian Commitment” means, with respect to each Lender, the commitment, if any, of such Canadian Lender to make Canadian Revolving Loans and to acquire participations in Canadian Letters of Credit and Canadian Swingline Loans hereunder, expressed as an amount representing the maximum possible aggregate amount of such Canadian Lender’s Canadian Revolving Exposure hereunder, as such commitment may be reduced or increased from time to time pursuant to (a) Section 2.09 and (b) assignments by or to such Canadian Lender pursuant to Section 9.04. The initial amount of each Canadian Lender’s Canadian Commitment is set forth on the Revolving Commitment Schedule, or in the Assignment and Assumption pursuant to which such Canadian Lender shall have assumed its Canadian Commitment, as applicable. The Canadian Commitment is a sub-facility of the Revolving Commitment and is not in addition to the Revolving Commitment.
          “Canadian Dollars” and “Cdn.$” means dollars in the lawful currency of Canada.
          “Canadian Funding Office” means the office of JPMorgan Chase Bank, N.A., Toronto Branch specified in Section 9.01 or such other office as may be specified from time to time by the Administrative Agent or the Canadian Administrative Agent by written notice to the Canadian Borrower and the Canadian Lenders.
          “Canadian Guarantee” means, individually and collectively as the context may require, (a) the Guarantee of Jones Canada GP, dated as of the date hereof, in favor of the Administrative Agent (for the benefit of the Canadian Lender Parties) and (b) the Guarantee of Jones Canada LP, dated as of the date hereof, in favor of the Administrative Agent (for the benefit of the Canadian Lender Parties), in each case as amended, restated or otherwise modified from time to time.
          “Canadian LC Collateral Account” has the meaning assigned to such term in Section 2.06(k).
          “Canadian LC Exposure” means, at any time, the sum of the Dollar Amount of the Commercial LC Exposure and the Standby LC Exposure of the Canadian Borrower. The Canadian LC Exposure of any Canadian Revolving Lender at any time shall be its Applicable Percentage of the total Canadian LC Exposure at such time.
          “Canadian Lender Parties” means, individually and collectively as the context may require, the Canadian Administrative Agent, the Issuing Banks issuing Canadian Letters of Credit and the Canadian Lenders.
          “Canadian Lenders” means the Persons listed on the Revolving Commitment Schedule as having a Canadian Commitment (provided that such Person or an Affiliate of such Person also has a U.S. Commitment) and any other Person that shall acquire a Canadian Commitment (provided that at such time such Person or an Affiliate of such Person has, or is acquiring, a U.S. Commitment pursuant to an Assignment and Assumption), other than any such Person that ceases to be a Canadian Lender pursuant to an Assignment and Assumption. Each Canadian Lender shall be a financial institution that is listed on Schedule I, II, or III of the Bank Act (Canada) or is not a foreign bank for purposes of the Bank Act (Canada), and if such financial institution is not resident in Canada and is not deemed to be resident in Canada for purposes of the ITA, that financial institution deals at arm’s length with each Canadian Borrower for purposes of the ITA.

7


 

          “Canadian Letter of Credit” means any Letter of Credit or similar instrument (including a bank guarantee) acceptable to the applicable Issuing Bank issued hereunder for the purpose of providing credit support for the Canadian Borrower.
          “Canadian Loan Documents” means, individually and collectively as the context may require, the Canadian Guarantee, the Canadian Security Agreement and all other agreements, instruments and certificates delivered, from time to time in connection therewith, in each case as amended, restated or otherwise modified from time to time.
          “Canadian Loan Parties” means, individually and collectively as the context may require, Jones Canada GP, Jones Canada LP, the Canadian Borrower and its Subsidiaries, and any other Person who becomes a party to a guarantee that guarantees the payment of, or a security agreement that secures the repayment of, the Canadian Obligations, in each case pursuant to Section 5.14(c), together with their successors and assigns.
          “Canadian Loans” means, individually and collectively as the context may require, the Canadian Revolving Loans, the Canadian Swingline Loans and the Canadian Protective Advances.
          “Canadian Obligations” means all unpaid principal of and accrued and unpaid interest on the Canadian Loans, all Canadian LC Exposure, all accrued and unpaid fees and all expenses, reimbursements, indemnities and other obligations of the Canadian Loan Parties to the Canadian Lenders or to any Canadian Lender, the Administrative Agent, the Canadian Administrative Agent, any Issuing Bank with respect to Canadian Letters of Credit or any indemnified party arising under the Loan Documents.
          “Canadian Pension Plans” means each pension plan required to be registered under Canadian federal or provincial law that is maintained or contributed to by a Canadian Loan Party for its employees or former employees, but does not include the Canada Pension Plan or the Quebec Pension Plan as maintained by the Government of Canada or the Province of Quebec, respectively.
          “Canadian Prime Rate” means on any day, the greater of (a) the annual rate of interest announced from time to time by the Canadian Administrative Agent as being its reference rate then in effect for determining interest rates on Canadian Dollar-denominated commercial loans made by it in Canada and (b) the CDOR Rate for a one-month term in effect from time to time plus 1% per annum.
          “Canadian Prime Rate Loan” means a Loan denominated in Canadian Dollars the rate of interest applicable to which is based upon the Canadian Prime Rate.
          “Canadian Protective Advance” has the meaning assigned to such term in Section 2.04(a).

8


 

          “Canadian Revolving Exposure” means, with respect to any Canadian Lender at any time, the sum of (a) the outstanding principal amount of Canadian Revolving Loans of such Canadian Lender at such time, plus (b) an amount equal to the Applicable Percentage of the aggregate principal amount of the Canadian Swingline Loans of such Canadian Lender at such time, plus (c) an amount equal to the Applicable Percentage of the Canadian LC Exposure at such time.
          “Canadian Revolving Loan” means a Revolving Loan made to the Canadian Borrower.
          “Canadian Security Agreement” means, individually and collectively as the context may require, (a) the General Security Agreement, dated as of the date hereof, of the Canadian Borrower in favor of the Administrative Agent (for the benefit of the Canadian Lender Parties), (b) the General Security Agreement, dated as of the date hereof, of Jones Canada GP in favor of the Administrative Agent (for the benefit of the Canadian Lender Parties), (c) the General Security Agreement, dated as of the date hereof, of Jones Canada LP in favor of the Administrative Agent (for the benefit of the Canadian Lender Parties), (d) the Securities Pledge Agreement, dated as of the date hereof, between Jones Canada LP and the Administrative Agent (for the benefit of the Canadian Lender Parties), (e) the Securities Pledge Agreement, dated as of the date hereof, of Jones Canada LP in favor of the Administrative Agent (for the benefit of the U.S. Lender Parties) and (f) the Deed of Hypothec, dated as of the date hereof, between the Canadian Borrower and the Administrative Agent (for the benefit of the Canadian Lender Parties), and any other pledge or security agreement entered into, after the Effective Date, by any Canadian Loan Party pursuant to the terms of this Agreement or any other Loan Document, including Section 5.14(c), as the same may be amended, restated or otherwise modified from time to time.
          “Canadian Secured Obligations” means all Canadian Obligations, together with all (a) Banking Services Obligations of the Canadian Loan Parties; (b) Swap Obligations of the Canadian Loan Parties owing to one or more Canadian Lenders or their respective Affiliates; provided that at or prior to the time that any transaction relating to such Swap Obligation is executed, the Canadian Lender or Affiliate of a Canadian Lender party thereto (other than Chase) shall have delivered written notice to the Administrative Agent that such a transaction has been entered into and that it constitutes a Canadian Secured Obligation entitled to the benefits of the Collateral Documents in favor of the Canadian Lender Parties; and (c) the Open Account Obligations of Open Account Obligors that are Canadian Loan Parties.
          “Canadian Sublimit” means $25,000,000, as such sublimit may be reduced or terminated in accordance with Section 2.09.
          “Canadian Swingline Lender” means JPMorgan Chase Bank, N.A., Toronto Branch, in its capacity as lender of Canadian Swingline Loans hereunder, and its successors and assigns in such capacity.
          “Canadian Swingline Loan” has the meaning assigned to such term in Section 2.05(b).

9


 

          “Canadian U.S. Borrowing Base Utilization” means the excess of (a) the total Canadian Revolving Exposure of all the Canadian Lenders minus (b) the Canadian Borrowing Base.
          “Capital Expenditures” means, without duplication, any expenditure for any purchase or other acquisition of any asset which would be set forth in a consolidated statement of cash flows of the Company and its Subsidiaries prepared in accordance with GAAP.
          “Capital Lease Obligations” of any Person means the obligations of such Person to pay rent or other amounts under any lease of (or other arrangement conveying the right to use) real or personal property, or a combination thereof, which obligations are required to be classified and accounted for as capital leases on a balance sheet of such Person under GAAP, and the amount of such obligations shall be the capitalized amount thereof determined in accordance with GAAP.
          “CDOR Rate” means on any day, with respect to a particular term as specified herein, the annual rate of discount or interest which is the arithmetic average of the discount rates for such term applicable to Canadian Dollar bankers’ acceptances identified as such on the Reuters Screen CDOR Page at approximately 10:00 a.m. on such day, or if such day is not a Business Day, then on the immediately preceding Business Day (as adjusted by the Canadian Administrative Agent after 10:00 a.m. to reflect any error in any posted rate or in the posted average annual rate). If such rate does not appear on the Reuters Screen CDOR Page as provided in preceding sentence, the CDOR Rate on any day shall be calculated as the arithmetic average of the annual discount rates for such term applicable to Canadian Dollar bankers’ acceptances of, and as quoted by, the Schedule I Reference Banks, as of 10:00 a.m. on that day, or if that day is not a Business Day, then on the immediately preceding Business Day.
          “Change in Control” means (a) the acquisition of ownership, directly or indirectly, beneficially or of record, by any Person or group (within the meaning of the Securities Exchange Act of 1934 and the rules of the Securities and Exchange Commission thereunder as in effect on the date hereof), of Equity Interests representing more than 50% of the aggregate ordinary voting power represented by the issued and outstanding Equity Interests of the Company; (b) occupation of a majority of the seats (other than vacant seats) on the board of directors of the Company by Persons who were neither (i) nominated by the board of directors of the Company nor (ii) appointed by directors so nominated; (c) cessation of ownership (directly or indirectly) by the Company, free and clear of all Liens or other encumbrances, of 100% of the outstanding voting Equity Interests of the other Borrowers or any other Loan Party on a fully diluted basis; or (d) the occurrence under the (i) Indenture or (ii) any other indenture or other instrument to which the Company or any other Loan Party is a party evidencing any debt in excess of $50,000,000, of any “change in control” or similar event obligating the Company or any other Loan Party to repurchase, redeem or repay all or any part of the debt or Equity Interests provided for therein.
          “Change in Law” means (a) the adoption of any law, rule or regulation after the date of this Agreement, (b) any change in any law, rule or regulation or in the interpretation or application thereof by any Governmental Authority after the date of this Agreement or (c) compliance by any Lender or any Issuing Bank (or, for purposes of Section 2.15(b), by any lending office of such Lender or by such Lender’s or the Issuing Bank’s holding company, if any) with any request, guideline or directive (whether or not having the force of law) of any Governmental Authority made or issued after the date of this Agreement.

10


 

          “Chase” means JPMorgan Chase Bank, N.A., a national banking association, in its individual capacity, and its successors.
          “Citibank Open Account Agent” means Citibank, N.A. and any of its successors and assigns that is a Lender or Affiliate thereof in its capacity as agent for each Citibank Open Account Bank.
          “Citibank Open Account Agreement” means that certain Amended and Restated Open Account Paying Agency Agreement, dated as of February 5, 2009, between Citibank, N.A., the Company and the other Open Account Obligors that are parties thereto, as any of the foregoing may be amended, modified, restated or replaced from time to time in accordance with Section 6.11.
          “Citibank Open Account Bank” means Citibank, N.A. and any Lender or Affiliate thereof that may become a party to the Citibank Open Account Agreement.
          “Citibank Open Account Cap” means, with respect to the Citibank Open Account Agreement at any time such Agreement is in effect or any Citibank Open Account Obligations are outstanding, (a) until the date that is 90 days after the Effective Date, $40,000,000, and (b) on any date thereafter, such lesser amount as may be specified in a written notice by the Citibank Open Account Agent and the Company to the Administrative Agent; provided that, without the consent of the Company and the Administrative Agent, the Citibank Open Account Agent may specify such lesser amount pursuant to this clause (b) only once during the term of this Agreement.
          “Citibank Open Account Obligations” means the “Payment Obligation”, as defined in Section 5 of the Citibank Open Account Agreement, including without limitation, the obligation of the applicable Open Account Obligors under the Citibank Open Account Agreement to pay or reimburse the Citibank Open Account Agent and each Citibank Open Account Bank for each (a) overadvance made pursuant to Section 4 (iii) of the Citibank Open Account Agreement or (b) “Vendor Financing” provided for and as defined in Section 5 of the Citibank Open Account Agreement, together with fees, interest and expenses accruing thereon or that are otherwise payable with respect thereto.
          “Code” means the Internal Revenue Code of 1986, as amended from time to time.
          “Collateral” means any and all personal/movable property owned, leased or operated by a Person covered by the Collateral Documents and any and all other personal/movable property of any Loan Party, now existing or hereafter acquired, that may at any time be or become subject to a security interest, hypothec or Lien in favor of the Administrative Agent, on behalf of the Lender Parties (to secure the U.S. Secured Obligations) and the Canadian Lender Parties (to secure the Canadian Secured Obligations), as the case may be.

11


 

          “Collateral Access Agreement” has the meaning assigned to such term in the U.S. Security Agreement.
          “Collateral Documents” means, individually and collectively as the context may require, the Canadian Security Agreement, each additional security and pledge agreement of a Canadian Loan Party entered into pursuant to Section 5.14(c), the U.S. Security Agreement, each Collateral Access Agreement, each Trademark Security Agreement, each Credit Card Notification Agreement, each Deposit Account Control Agreement, each Lock Box Agreement and each other document granting a Lien upon the Collateral as security for payment of the Secured Obligations.
          “Collection Deposit Account” has the meaning assigned to such term in the U.S. Security Agreement.
          “Commercial LC Exposure” means, at any time, the sum of (a) the aggregate undrawn amount of all outstanding Commercial Letters of Credit at such time plus (b) the aggregate amount of all LC Disbursements relating to Commercial Letters of Credit that have not yet been reimbursed by or on behalf of the Borrowers at such time. The Commercial LC Exposure of any Revolving Lender at any time shall be its Applicable Percentage of the total Commercial LC Exposure at such time.
          “Commercial Letter of Credit” means any Letter of Credit issued for the purpose of providing the primary payment mechanism in connection with the purchase of any materials, goods or services by a Borrower in the ordinary course of business of such Borrower.
          “Company” means Jones Apparel Group, Inc., a Pennsylvania corporation.
          “Compliance Certificate” means a certificate, signed and certified as accurate and complete by a Financial Officer of the Borrower Representative, in substantially the form of Exhibit D or another form which is mutually acceptable to the Joint Collateral Agents and the Borrower Representative.
          “Contract Period” means the term selected by the Canadian Borrower applicable to Bankers’ Acceptances in accordance with Section 2.21(b).
          “Control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management or policies of a Person, whether through the ability to exercise voting power, by contract or otherwise. “Controlling” and “Controlled” have meanings correlative thereto.
          “Credit Card Accounts Receivable” means (a) any receivables due to any Borrower from a credit card issuer in connection with purchases of Inventory of such Borrower on credit cards issued by Visa, MasterCard, American Express, Discover and any other credit card issuers or providers that are reasonably acceptable to the Administrative Agent, and (b) debit cards and mall cards issued by issuers or providers that are reasonably acceptable to the Administrative Agent, in each case which have been earned by performance by such Borrower but not yet paid to such Borrower by the credit card issuer or the credit card processor, as applicable.

12


 

          “Credit Card Notification Agreements” means each Credit Card Notification Agreement, in form and substance satisfactory to the Administrative Agent, executed by the Borrowers and delivered to the Borrowers’ credit card providers, as the same may be amended, restated or otherwise modified from time to time.
          “Credit Exposure” means, as to any Lender at any time, the sum of (a) such Lender’s Revolving Exposure at such time, plus (b) an amount equal to its Applicable Percentage, if any, of the aggregate principal amount of Protective Advances outstanding at such time.
          “Customer Credit Liability Reserves” means, at any time, the sum of (a) 50% of the aggregate remaining amount at such time of outstanding gift certificates and gift cards sold by the Borrowers entitling the holder thereof to use all or a portion of the certificate or gift card to pay all or a portion of the purchase price of Inventory and (b) 100% of the aggregate amount at such time of outstanding customer deposits and merchandise credits entitling the holder thereof to use all or a portion of such deposit or credit to pay all or a portion of the purchase price of Inventory.
          “Default” means any event or condition which constitutes an Event of Default or which upon notice, lapse of time or both would, unless cured or waived, become an Event of Default.
          “Defaulting Lender” means any Lender, as reasonably determined by the Administrative Agent, that has (a) failed to fund any portion of its Loans or participations in Letters of Credit or Swingline Loans within three Business Days of the date required to be funded by it hereunder, (b) notified any Borrower, the Administrative Agent, any Issuing Bank, the Swingline Lender or any Lender in writing that it does not intend to comply with any of its funding obligations under this Agreement or has made a public statement to the effect that it does not intend to comply with its funding obligations under this Agreement or under other agreements in which it commits to extend credit, (c) failed, within five Business Days after request by the Administrative Agent, to confirm that it will comply with the terms of this Agreement relating to its obligations to fund prospective Loans and participations in then outstanding Letters of Credit and Swingline Loans; provided that any such Lender shall cease to be a Defaulting Lender under this clause (c) upon receipt of such confirmation by the Administrative Agent, (d) otherwise failed to pay over to the Administrative Agent or any other Lender any other amount required to be paid by it hereunder within three Business Days of the date when due, unless the subject of a good faith dispute, or (e) (i) become or is insolvent or has a parent company that has become or is insolvent or (ii) become the subject of a bankruptcy or insolvency proceeding, or has had a receiver, interim receiver, receiver and manager, administrator, liquidator, conservator, trustee or custodian appointed for it, or has taken any action in furtherance of, or indicating its consent to, approval of or acquiescence in any such proceeding or appointment or has a parent company that has become the subject of a bankruptcy or insolvency proceeding, or has had a receiver, interim receiver, receiver and manager, liquidator, conservator, administrator, trustee or custodian appointed for it, or has taken any action in furtherance of, or indicating its consent to, approval of or acquiescence in any such proceeding or appointment; unless, in the case of any Lender referred to in this clause (e), the Company, the Administrative Agent, the Swingline Lender and each Issuing Lender shall determine in their sole and absolute discretion that such Lender intends and has the ability, and has all approvals required to enable it, to continue to perform its obligations as a Lender hereunder in accordance with all of the terms of this Agreement.

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          “Deposit Account Control Agreement” has the meaning assigned to such term in the U.S. Security Agreement.
          “Disclosed Matters” means the actions, suits and proceedings and the environmental matters disclosed in Schedule 3.06.
          “Discount Note” means a non-interest bearing promissory note denominated in Canadian Dollars, substantially in the form of Exhibit H, issued by the Canadian Borrower to a Non BA Lender to evidence a BA Equivalent Loan.
          “Discount Proceeds” means for any Bankers’ Acceptance issued hereunder, an amount calculated on the applicable date of Borrowing or conversion or continuation by multiplying (a) the face amount of the Bankers’ Acceptance by (b) the quotient obtained by dividing (i) one by (ii) the sum of one plus the product of (A) the Discount Rate applicable to the Bankers’ Acceptance and (B) a fraction, the numerator of which is the applicable Contract Period and the denominator of which is 365, with the quotient being rounded up or down to the fifth decimal place and .00005 being rounded up.
          “Discount Rate” means with respect to an issue of Bankers’ Acceptances with the same maturity date, (a) for a Revolving Lender which is a Schedule I Lender, the CDOR Rate for the appropriate term, and (b) for a Revolving Lender which is not a Schedule I Lender, the arithmetic average (rounded upwards to the nearest multiple of 0.01%) of the actual discount rates (expressed as annual rates) for B/As for such term accepted by three Schedule I banks (that are acceptable to the Canadian Administrative Agent) in accordance with their normal practices at or about 10:00 a.m. (Toronto time) on the date of issuance but not to exceed the actual rate of discount applicable to B/As established pursuant to clause (a) for the same B/A issue plus 0.1% per annum.
          “Document” has the meaning assigned to such term in the U.S. Security Agreement.
          “Documentation Agents” means, individually and collectively as the context may require, Bank of America, N.A., Wachovia Bank, National Association and SunTrust Bank, in their respective capacities as documentation agents hereunder, and each of their successors and assigns in such capacity.
          “dollars” or “$” refers to lawful money of the United States of America.
          “Dollar Amount” means (a) with regard to any Obligation or calculation denominated in dollars, the amount thereof, and (b) with regard to any Obligation or calculation denominated in an Alternative Currency, the amount of dollars which is equivalent to the sum of (i) the amount so expressed in an Alternative Currency at the applicable quoted spot rate on the appropriate page of the Reuter’s Screen as determined by the Administrative Agent at the relevant time; plus (ii) any amounts owed by the Borrowers pursuant to Section 2.06(f).

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          “Domestic Subsidiary” means each Subsidiary of a Borrower that is organized under the laws of the United States, any State of the United States or the District of Columbia.
          “Dominion Period” means any period (a) during which any Default under paragraph (a) of Article VII or any Event of Default has occurred and is continuing or (b) that constitutes a Level 2 Minimum Availability Period; provided that if the applicable circumstances described in clause (a) or (b) shall cease to exist the Borrower may, not more than twice during each period of 12 consecutive months, request that the Administrative Agent discontinue the applicable Dominion Period, and the Administrative Agent will promptly comply with such request and will provide notification of such discontinuance to the Borrower’s credit card processors.
          “Draft” means (a) a blank bill of exchange, within the meaning of the Bills of Exchange Act (Canada), drawn by the Canadian Borrower on a Canadian Lender, denominated in Canadian Dollars and bearing such distinguishing letters and numbers as such Canadian Lender may determine, but which at such time, except as otherwise provided herein, has not been completed or accepted by such Canadian Lender, or (b) a depository bill within the meaning of the Depository Bills and Notes Act (Canada); provided, however, that the Canadian Administrative Agent may require such Canadian Lender to use a general form of Bankers’ Acceptance satisfactory to the Canadian Borrower and such Canadian Lender, each acting reasonably, provided by the Canadian Administrative Agent for such purpose in place of each Canadian Lender’s own form.
          “EBITDAR” means, for any period, Net Income for such period plus without duplication and to the extent deducted in determining Net Income for such period, the sum of (a) Interest Expense for such period, (b) income tax expense for such period, (c) all amounts attributable to depreciation and amortization expense for such period, (d) any non-cash charges for such period (but excluding any non-cash charge in respect of an item that was included in Net Income in a prior period), (e) cash restructuring charges, cash charges in connection with store closures and other non-recurring cash charges, in each case related to cost reduction and brand exiting related activities in an aggregate amount not to exceed $18,000,000 during the term of this Agreement and (f) Rentals, all calculated for the Company and its Subsidiaries on a consolidated basis in accordance with GAAP.
          “Effective Date” means the date on which the conditions specified in Section 4.01, with respect to the each of the U.S. Commitment and the Canadian Commitment, are satisfied as provided in Section 4.01 or waived in accordance with Section 9.02.
          “Eligible Accounts” means, at any time, the Accounts of a Borrower which the Joint Collateral Agents determine, in their Permitted Discretion, are eligible as the basis for the (i) extension of Revolving Loans and Swingline Loans and (ii) the issuance of Letters of Credit. Without limiting the Joint Collateral Agents’ discretion provided herein, Eligible Accounts shall not include any Account:
     (a) which is not subject to a first priority perfected security interest in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);

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     (b) which is subject to any Lien other than (i) a Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) or (ii) a Permitted Encumbrance which does not have priority over the Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);
     (c) which (i) is unpaid more than 90 days after the date of the original invoice therefor or more than 60 days after the original due date; provided that (x) no Accounts owing by Specified Customers shall be ineligible solely as a result of this paragraph (c) except to the extent such Accounts are unpaid more than 120 days after the date of the original invoice therefor and (y) the availability represented in the Borrowing Base by such Accounts owing by Specified Customers that are unpaid more than 90 days but less than 120 days after the date of the original invoice therefor shall not exceed $15,000,000 at any time, or (ii) has been written off the books of the Borrower or otherwise designated as uncollectible;
     (d) which is owing by an Account Debtor for which more than 50% of the Accounts owing from such Account Debtor and its Affiliates are ineligible under this Agreement (other than as a result of the operation of paragraph (e) below);
     (e) which is owing by an Account Debtor to the extent the aggregate amount of Accounts owing from such Account Debtor and its Affiliates to all the Borrowers exceeds 20% of the aggregate amount of Eligible Accounts of all the Borrowers; provided that (i) no Accounts owing by Macy’s, Inc. or its Affiliates shall be ineligible solely as a result of this paragraph (e) except to the extent the aggregate amount of Accounts owing from Macy’s, Inc. and its Affiliates to all the Borrowers exceeds 30% (or, in the case of the Accounts owing from Macy’s, Inc. and its Affiliates and Wal-Mart Stores, Inc. and its Affiliates to all the Borrowers exceeds 50%) of the aggregate amount of Eligible Accounts of all the Borrowers; and (ii) no Accounts owing by Wal-Mart Stores, Inc. or its Affiliates shall be ineligible solely as a result of this paragraph (e) except to the extent the aggregate amount of Accounts owing from Wal-Mart Stores, Inc. and its Affiliates to all the Borrowers exceeds 30% (or, in the case of the Accounts owing from Macy’s, Inc. and its Affiliates and Wal-Mart Stores, Inc. and its Affiliates to all the Borrowers exceeds 50%) of the aggregate amount of Eligible Accounts of all the Borrowers;
     (f) with respect to which any (i) covenant has been breached or (ii) representation or warranty is not true in all material respects, in each case to the extent contained in this Agreement, the U.S. Security Agreement or the Canadian Security Agreement; provided that each such representation and warranty shall be true and correct in all respects to the extent it is already qualified by a materiality standard;
     (g) which (i) does not arise from the sale of goods or performance of services in the ordinary course of business, (ii) is not evidenced by an invoice or other documentation reasonably satisfactory to the Administrative Agent which has been sent to the Account Debtor, (iii) represents a progress billing, (iv) is contingent upon the Borrower’s completion of any further performance, (v) represents a sale on a bill-and- hold, guaranteed sale, sale-and-return, sale on approval, consignment, cash-on-delivery or any other repurchase or return basis or (vi) relates to payments of interest;

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     (h) for which the goods giving rise to such Account have not been shipped to the Account Debtor or for which the services giving rise to such Account have not been performed by such Borrower or if such Account was invoiced more than once;
     (i) with respect to which any check or other instrument of payment has been returned uncollected for any reason;
     (j) which is owed by an Account Debtor which has (i) applied for, suffered, or consented to the appointment of any receiver, interim receiver, custodian, trustee, monitor, administrator, sequestrator or liquidator of its assets, (ii) has had possession of all or a material part of its property taken by any receiver, interim receiver, custodian, trustee, monitor, administrator, sequestrator or liquidator, (iii) filed, or had filed against it, any request or petition for liquidation, reorganization, arrangement, adjustment of debts, adjudication as bankrupt, winding-up, or voluntary or involuntary case under any state, provincial, territorial or federal bankruptcy laws, (iv) has admitted in writing its inability, or is generally unable to, pay its debts as they become due, (v) become insolvent, or (vi) ceased operation of its business;
     (k) which is owed by any Account Debtor which has sold all or substantially all of its assets;
     (l) which is owed by an Account Debtor which (i) does not maintain its chief executive office in the U.S. or Canada or (ii) is not organized under applicable law of the U.S., any state of the U.S., Canada, or any province of Canada unless, in either case, such Account is backed by a Letter of Credit acceptable to the Administrative Agent which is in the possession of, has been assigned to and is directly drawable by the Administrative Agent;
     (m) which is owed in any currency other than U.S. or Canadian dollars;
     (n) which is owed by (i) the government (or any department, agency, public corporation, or instrumentality thereof) of any country other than the U.S. unless such Account is backed by a Letter of Credit acceptable to the Administrative Agent which is in the possession of the Administrative Agent, (ii) the government of the U.S., or any department, agency, public corporation, or instrumentality thereof, unless the Federal Assignment of Claims Act of 1940, as amended (31 U.S.C. § 3727 et seq. and 41 U.S.C. § 15 et seq., the “Assignment of Claims Act”), has been complied with to the Administrative Agent’s satisfaction, or (iii) the federal government of Canada, unless the Financial Administration Act (Canada), as amended, has been complied with to the Administrative Agent’s satisfaction and any other steps necessary to perfect the Lien of the Administrative Agent in such Account have been complied with to the Administrative Agent’s satisfaction; provided that Accounts in an aggregate amount of up to $7,500,000 that would otherwise be ineligible solely as a result of non-compliance with the requirements of the Assignment of Claims Act shall nevertheless be eligible for purposes of clause (ii);

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     (o) which is owed by any Affiliate, employee, officer, director, agent or stockholder of any Loan Party;
     (p) which is owed by an Account Debtor or any Affiliate of such Account Debtor to which any Loan Party is indebted, but only to the extent of such indebtedness or is subject to any security, deposit, progress payment, retainage or other similar advance made by or for the benefit of an Account Debtor, in each case to the extent thereof;
     (q) which is subject to any counterclaim, deduction, defense, setoff or dispute but only to the extent of any such counterclaim, deduction, defense, setoff or dispute;
     (r) which is evidenced by any promissory note, chattel paper, or instrument;
     (s) which is owed by an Account Debtor located in the States of New Jersey, Minnesota, Indiana, West Virginia or any other State which requires filing of a “Notice of Business Activities Report” or other similar report in order to permit the Borrower to which such Account is owed to seek judicial enforcement in such jurisdiction of payment of such Account, unless such Borrower has qualified to do business in New Jersey, Minnesota, Indiana, West Virginia or such other States, has filed a Notice of Business Activities Report or similar report with the appropriate Governmental Authority in each such State and the foregoing is duly effective, or is exempt from such filing requirement;
     (t) with respect to which such Borrower has made any agreement with the Account Debtor for any reduction thereof, other than discounts and adjustments given in the ordinary course of business, or any Account which was partially paid and such Borrower created a new receivable for the unpaid portion of such Account;
     (u) which does not comply in all material respects with the requirements of all applicable laws and regulations, whether Federal, state, provincial, territorial or local, including without limitation the Federal Consumer Credit Protection Act, the Federal Truth in Lending Act and Regulation Z of the Board;
     (v) which is for goods that have been sold under a purchase order or pursuant to the terms of a contract or other agreement or understanding (written or oral) that indicates or purports that any Person other than such Borrower has or has had an ownership interest in such goods, or which indicates any party other than such Borrower as payee or remittance party;
     (w) which is a Credit Card Accounts Receivable or Licensee Receivable; or
     (x) which the Joint Collateral Agents, in their Permitted Discretion, determine may not be paid by reason of the Account Debtor’s inability to pay or which the Joint Collateral Agents in their Permitted Discretion otherwise determine is unacceptable for any reason whatsoever.

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          In the event that a Financial Officer has knowledge that any Account Debtor with respect to an Eligible Account ceases to comply with the requirements of paragraphs (j), (k) or (l), such Borrower or the Borrower Representative shall notify the Administrative Agent thereof on and at the time of submission to the Administrative Agent of the next Borrowing Base Certificate. In determining the amount of an Eligible Account, the face amount of an Account may, in the Joint Collateral Agents’ Permitted Discretion, be reduced by, without duplication, to the extent not reflected in such face amount, (i) the amount of all accrued and actual discounts, claims, credits or credits pending, promotional program allowances, price adjustments, finance charges or other allowances (including any amount that such Borrower may be obligated to rebate to an Account Debtor pursuant to the terms of any agreement or understanding (written or oral)) and (ii) the aggregate amount of all cash received in respect of such Account but not yet applied by such Borrower to reduce the amount of such Account.
          “Eligible Credit Card Accounts Receivable” means, at any time, the Credit Card Accounts Receivable of a Borrower which the Joint Collateral Agents determine, in their Permitted Discretion, are eligible as the basis for the (i) extension of Revolving Loans and Swingline Loans and (ii) the issuance of Letters of Credit. Without limiting the Joint Collateral Agents’ discretion provided herein, Eligible Credit Card Accounts Receivable shall not include any Credit Card Accounts Receivable:
     (a) which is not earned or does not represent the bona fide amount due to a Borrower from a credit card processor and/or credit card issuer that originated in the ordinary course of business of the applicable Borrower;
     (b) which is not owned by a Borrower;
     (c) in which the payee of such Credit Card Accounts Receivable is a Person other than a Borrower;
     (d) which does not constitute an Account (as defined in the UCC or the PPSA, as applicable);
     (e) which has been outstanding more than five Business Days;
     (f) with respect to which the applicable credit card issuer or credit card processor has (i) applied for, suffered, or consented to the appointment of any receiver, interim receiver, custodian, trustee, monitor, administrator, sequestrator or liquidator of its assets, (ii) has had possession of all or a material part of its property taken by any receiver, interim receiver, custodian, trustee, monitor, administrator, sequestrator or liquidator, (iii) filed, or had filed against it, any request or petition for liquidation, reorganization, arrangement, adjustment of debts, adjudication as bankrupt, winding-up, or voluntary or involuntary case under any state, provincial, territorial or federal bankruptcy laws, (iv) has admitted in writing its inability, or is generally unable to, pay its debts as they become due, (v) become insolvent or (vi) ceased operation of its business;
     (g) which is not a valid, legally enforceable obligation of the applicable credit card issuer with respect thereto;

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     (h) which is not subject to a first priority perfected security interest in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);
     (i) which is subject to any Lien other than (i) a Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) and (ii) any Permitted Encumbrances contemplated by the processor agreements and for which appropriate Reserves (as determined by the Joint Collateral Agents in their Permitted Discretion) have been established;
     (j) with respect to which any (i) covenant has been breached or (ii) representation or warranty is not true in all material respects, in each case to the extent contained in this Agreement, the U.S. Security Agreement, the Canadian Security Agreement or in the credit card agreements relating to such Credit Card Accounts Receivable; provided that each such representation and warranty shall be true and correct in all respects to the extent already qualified by a materiality standard;
     (k) which is subject to risk of set-off, recoupment, non-collection or not being processed due to unpaid and/or accrued credit card processor fee balances, to the extent of the lesser of the balance of such Credit Card Accounts Receivable or unpaid credit card processor fees;
     (l) which is evidenced by “chattel paper” or an “instrument” of any kind unless such “chattel paper” or “instrument” is in the possession of the Administrative Agent, and to the extent necessary or appropriate, endorsed to the Administrative Agent;
     (m) which the Joint Collateral Agents in their Permitted Discretion determine may not be paid by reason of the applicable credit card processor’s or credit card issuer’s inability to pay or which the Joint Collateral Agents in their Permitted Discretion otherwise determine is unacceptable for any reason whatsoever;
     (n) which represents a deposit or partial payment in connection with the purchase of Inventory of such Borrower;
     (o) which is not subject to a Credit Card Notification Agreement; or
     (p) which does not meet such other usual and customary eligibility criteria for Credit Card Accounts Receivable as the Joint Collateral Agents, in their Permitted Discretion, may determine from time to time in their Permitted Discretion.
          In the event that a Financial Officer has knowledge that any credit card issuer or processor with respect to Eligible Credit Card Accounts Receivable ceases to comply with the requirements of clause (f), such Borrower or the Borrower Representative shall notify the Administrative Agent thereof on and at the time of submission to the Administrative Agent of the next Borrowing Base Certificate. In determining the amount of an Eligible Credit Card Accounts Receivable, the face amount of a Credit Card Accounts Receivable may, in the Joint Collateral Agents’ permitted discretion, be reduced by, without duplication, to the extent not reflected in such face amount, (i) the amount of all customary fees and expenses in connection with any credit card arrangements and (ii) the aggregate amount of all cash received in respect thereof but not yet applied by the Borrower to reduce the amount of such Credit Card Accounts Receivable.

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          “Eligible Domestic Licensee Receivables” means, at any time, that portion of Eligible Licensee Receivables owed by any Licensee that is organized under the applicable laws of the U.S., any State of the U.S., Canada or any Province of Canada.
          “Eligible Foreign Accounts” means, at any time, the Accounts of a U.S. Borrower which the Joint Collateral Agents determine, in their Permitted Discretion, are eligible as the basis for the (i) extension of Revolving Loans and Swingline Loans and (ii) the issuance of Letters of Credit. Without limiting the Joint Collateral Agents’ discretion provided herein, Eligible Foreign Accounts shall not include any Account:
     (a) which does not satisfy all of the criteria set forth in paragraphs (a) through (k), (o) through (r) and (t) through (x) of the definition of “Eligible Accounts”;
     (b) which is owed by an Account Debtor which is either located in, or organized under the laws of, any country (other than the U.S., any State of the U.S., Canada or any Province of Canada) that is not acceptable to the Joint Collateral Agents in their Permitted Discretion (it being agreed that, for purposes of this paragraph (b), as of the Effective Date the United Kingdom, France, Ireland, the Netherlands, Norway, Spain, Germany and Switzerland are acceptable to the Joint Collateral Agents; it being further agreed that the Joint Collateral Agents, in their Permitted Discretion, shall have the right to remove any such countries or add additional countries that are acceptable to them);
     (c) which is owed in any currency that is not acceptable to the Joint Collateral Agents in their Permitted Discretion (dollars and Canadian Dollars being acceptable for purposes of this paragraph (c));
     (d) which is owed by the government (or any department, agency, public corporation, or instrumentality thereof) of any country, other than the U.S. and Canada, unless such Account is backed by a Letter of Credit acceptable to the Administrative Agent which is in the possession of the Administrative Agent and any other steps necessary to perfect the Lien of the Administrative Agent in such Account have been complied with to the Administrative Agent’s satisfaction;
     (e) which does not comply in all material respects with all applicable laws and regulations, whether Federal, state or local; or
     (f) which the Joint Collateral Agents, in their Permitted Discretion, determine may not be paid by reason of the Account Debtor’s inability to pay or which the Joint Collateral Agents in their Permitted Discretion otherwise determine is unacceptable for any reason whatsoever.
          In the event that a Financial Officer has knowledge that any Account Debtor with respect to an Eligible Foreign Account ceases to comply with the requirements of paragraphs (j) or (k) of the definition of “Eligible Accounts” (as incorporated pursuant to paragraph (a)) or paragraph (b), such U.S. Borrower or the Borrower Representative shall notify the Administrative Agent thereof on and at the time of submission to the Administrative Agent of the next Borrowing Base Certificate. In determining the amount of an Eligible Foreign Account, the face amount of an Account may, in the Joint Collateral Agents’ Permitted Discretion, be reduced by, without duplication, to the extent not reflected in such face amount, (i) the amount of all accrued and actual discounts, claims, credits or credits pending, promotional program allowances, price adjustments, finance charges or other allowances (including any amount that such U.S. Borrower may be obligated to rebate to an Account Debtor pursuant to the terms of any agreement or understanding (written or oral)) and (ii) the aggregate amount of all cash received in respect of such Account but not yet applied by such U.S. Borrower to reduce the amount of such Account.

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          “Eligible Foreign Licensee Receivables” means, at any time, that portion of Eligible Licensee Receivables owed by any Licensee that is organized under the laws of any country (other than the U.S., any State of the U.S., Canada or any Province of Canada) which the Joint Collateral Agents determine, in their Permitted Discretion, are acceptable as the basis for (i) extensions of Revolving Loans and Swingline Loans and (ii) the issuance of Letters of Credit.
          “Eligible GRI Accounts” means, at any time, the Accounts of a U.S. Borrower in which the Account Debtor is GRI or any of its subsidiaries and the Joint Collateral Agents determine, in their Permitted Discretion, are acceptable as the basis for (i) extensions of Revolving Loans and Swingline Loans and (ii) the issuance of Letters of Credit. Without limiting the Joint Collateral Agents’ discretion provided herein, Eligible GRI Accounts shall not include any Account:
     (a) which does not satisfy all of the criteria set forth in paragraphs (a) through (c), (e) through (k), (p) through (x) of the definition of “Eligible Accounts”;
     (b) which is owed in any currency that is not acceptable to the Joint Collateral Agents in their Permitted Discretion (U.S. and Canadian Dollars being acceptable for purposes of this paragraph (b));
     (c) which does not comply in all material respects of all applicable laws and regulations, whether Federal, state or local;
     (d) which is an Account of a subsidiary of GRI unless the Joint Collateral Agents have approved such Account in their sole and absolute discretion; or
     (e) which the Joint Collateral Agents, in their Permitted Discretion, determine may not be paid by reason of the Account Debtor’s inability to pay or which the Joint Collateral Agents in their Permitted Discretion otherwise determine is unacceptable for any reason whatsoever.
          In the event that a Financial Officer has knowledge that GRI ceases to comply with the requirements of paragraphs (j) or (k) of the definition of “Eligible Accounts” (as incorporated pursuant to paragraph (a)), such U.S. Borrower or the Borrower Representative shall notify the Administrative Agent thereof on and at the time of submission to the Administrative Agent of the next Borrowing Base Certificate. In determining the amount of an Eligible GRI Account, the face amount of an Account may, in the Joint Collateral Agents’ Permitted Discretion, be reduced by, without duplication, to the extent not reflected in such face amount, (i) the amount of all accrued and actual discounts, claims, credits or credits pending, promotional program allowances, price adjustments, finance charges or other allowances (including any amount that such U.S. Borrower may be obligated to rebate to GRI pursuant to the terms of any agreement or understanding (written or oral)) and (ii) the aggregate amount of all cash received in respect of such Account but not yet applied by such U.S. Borrower to reduce the amount of such Account.

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          Notwithstanding the foregoing, none of the Accounts of GRI shall constitute Eligible GRI Accounts at any time that GRI is a Subsidiary.
          “Eligible GRI Licensee Receivables” means, at any time, that portion of the Eligible Licensee Receivables owed by GRI or any of its subsidiaries that the Joint Collateral Agents determine, in their Permitted Discretion, are acceptable.
          “Eligible Inventory” means, at any time, the Inventory of a Borrower which the Joint Collateral Agents determine, in their Permitted Discretion, are eligible as the basis for the (i) extension of Revolving Loans and Swingline Loans and (ii) the issuance of Letters of Credit. Without limiting the Joint Collateral Agents’ discretion provided herein, Eligible Inventory shall not include any Inventory:
     (a) which is not subject to a first priority perfected Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);
     (b) which is shipped by a Borrower on F.O.B. destination terms; provided that up to $2,000,000 at any one time of Inventory that is shipped on such terms may be included as Eligible Inventory;
     (c) which is subject to any Lien other than (i) a Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) and (ii) a Permitted Encumbrance which does not have priority over the Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);
     (d) which is, in the Joint Collateral Agents’ Permitted Discretion, slow moving, obsolete, unmerchantable, defective, used, unfit for sale, not salable at prices approximating at least the cost of such Inventory in the ordinary course of business or unacceptable due to age, type, category and/or quantity;
     (e) with respect to which any (i) covenant has been breached or (ii) representation or warranty is not true and correct in all material respects, in each case contained in this Agreement, the U.S. Security Agreement or the Canadian Security Agreement; provided that each such representation and warranty shall be true and correct in all respects to the extent it is already qualified by a materiality standard;
     (f) in which any Person other than such Borrower shall (i) have any direct or indirect ownership, interest or title to such Inventory or (ii) be indicated on any purchase order or invoice with respect to such Inventory as having or purporting to have an interest therein;

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     (g) which is not finished goods or which constitutes work-in-process, raw materials, spare or replacement parts, subassemblies, packaging and shipping material, manufacturing supplies, samples, prototypes, displays or display items, bill-and-hold goods, goods that are returned or marked for return (other than Wholesale Inventory that otherwise satisfies the requirements for being Eligible Inventory and subject to the imposition of Reserves with respect thereto (as determined by the Joint Collateral Agents in their Permitted Discretion)), repossessed goods, damaged goods, goods held on consignment, or goods which are not of a type held for sale in the ordinary course of the Borrowers’ business;
     (h) which is not located in the U.S. or Canada (only with respect to the Inventory owned by the Canadian Borrower) or is in transit with a common carrier from vendors and suppliers; provided that, up to the lesser of (x) $200,000,000 and (y) 33% of the total Revolving Commitment of Inventory in transit from vendors and suppliers may be included as eligible pursuant to this paragraph (h) so long as (i) the Administrative Agent shall have received (1) access, during normal business hours and at other times reasonably requested by the Administrative Agent, to a true and correct copy of the bill of lading and other shipping documents for such Inventory, (2) evidence of satisfactory casualty insurance naming the Administrative Agent as loss payee and otherwise covering such risks as the Administrative Agent may reasonably request, and (3) if the bill of lading is (A) non-negotiable and the inventory is in transit within the United States or in transit to the United States, a duly executed Collateral Access Agreement from the applicable customs broker for such Inventory, or (B) negotiable, confirmation that the bill is issued in the name of a Borrower and consigned to the order of the Administrative Agent, and an acceptable agreement has been executed with such Borrower’s customs broker, in which the customs broker agrees that it holds the negotiable bill as agent for the Administrative Agent and has granted the Administrative Agent access to the Inventory, (ii) the common carrier is not an Affiliate of the applicable vendor or supplier and (iii) the customs broker is not an Affiliate of any Borrower;
     (i) which is located in any (a) warehouse, cross-docking facility, distribution center, regional distribution center or depot or (b) any retail store located in a jurisdiction providing for a common law or statutory landlord’s lien on the personal property of tenants, which lien would be prior or superior to that of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be), in each case leased by the applicable Borrower unless (i) the lessor has delivered to the Administrative Agent a Collateral Access Agreement or (ii) a Rent Reserve has been established by the Joint Collateral Agents in their Permitted Discretion (provided that in the case of any location described in clause (a) above, (x) unless located in a jurisdiction providing for a common law or statutory landlord’s lien on the personal property of tenants, such Rent Reserve may be reduced if a Collateral Access Agreement has subsequently been received by the Administrative Agent) and (y) unless located in a jurisdiction providing for a common law or statutory landlord’s lien on the personal property of tenants, no Rent Reserve shall be established prior to the sixty-first day following the Effective Date;

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     (j) which is located in any third party warehouse or is in the possession of a bailee (other than a third party processor) and is not evidenced by a Document (other than bills of lading to the extent permitted pursuant to paragraph (h) above), unless (i) such warehouseman or bailee has delivered to the Administrative Agent a Collateral Access Agreement and such other documentation as the Administrative Agent may require in its Permitted Discretion or (ii) an appropriate Reserve has been established by the Joint Collateral Agents in their Permitted Discretion (which Rent Reserve may be reduced if a Collateral Access Agreement has subsequently been received by the Administrative Agent);
     (k) which is at a third party location or outside processor, or is in-transit to or from said third party location or outside processor (other than Inventory permitted to be included under paragraph (h) above);
     (l) which is a discontinued product or component thereof unless and to the extent that the salability thereof is not adversely impacted;
     (m) which is the subject of a consignment by such Borrower as consignor; provided that up to $25,000,000 of Inventory that is consigned to a third Person shall be Eligible Inventory if (i) it satisfies the other requirements for being Eligible Inventory, (ii) each applicable consignee has delivered to the Administrative Agent a Collateral Access Agreement and such other documentation as the Administrative Agent may require and (iii) such consigned Inventory is, in the reasonable determination of the Joint Collateral Agents, identifiable and traceable.
     (n) which contains or bears any intellectual property rights licensed to such Borrower unless the Administrative Agent is satisfied that it may sell or otherwise dispose of such Inventory without (i) infringing the rights of such licensor, (ii) violating any contract with such licensor, or (iii) incurring any liability with respect to payment of royalties other than royalties incurred pursuant to sale of such Inventory under the current licensing agreement;
     (o) which is not reflected in a current perpetual inventory report of such Borrower (unless such Inventory is reflected in a report to the Administrative Agent as “in transit” Inventory);
     (p) which does not conform in all material respects to all standards imposed by any Governmental Authority;
     (q) for which reclamation rights have been asserted by the seller; or
     (r) which the Joint Collateral Agents, in their Permitted Discretion, otherwise determine is unacceptable for any reason whatsoever including, without limitation, to address potential rights of vendors with respect to in transit Inventory;

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provided that in determining the value of the Eligible Inventory, such value shall be reduced by, without duplication, any amounts representing (a) Vendor Rebates; (b) costs included in Inventory relating to advertising; (c) the shrink reserve; (d) the unreconciled discrepancy between the general inventory ledger and the perpetual Inventory ledger, to the extent the general Inventory ledger reflects less Inventory than the perpetual inventory ledger; and (e) a reserve for Inventory which is designated or demanded to be returned to or retained by the applicable vendor or which is recognized as damaged or off quality by the applicable Borrower.
          In the event that a Financial Officer has knowledge that Inventory at any location having a fair market value of $7,500,000 or more which was previously Eligible Inventory ceases to be Eligible Inventory hereunder, such Borrower or the Borrower Representative shall notify the Joint Collateral Agents thereof on and at the time of submission to the Administrative Agent of the next Borrowing Base Certificate.
          “Eligible Licensee Receivables” means, at any time, the Licensee Receivables payable by a Licensee which the Joint Collateral Agents determine, in their Permitted Discretion, are eligible as the basis for the (i) extension of Revolving Loans and Swingline Loans and (ii) the issuance of Letters of Credit. Without limiting the Joint Collateral Agents’ discretion provided herein, Eligible Licensee Receivables shall not include any Licensee Receivable:
     (a) which does not represent (i) a fixed contractual minimum amount irrevocably payable not less than quarterly under the applicable licensing agreement or (ii) a contractual amount based on the net sales of the Licensee that is payable at such times and on such terms and conditions as is acceptable to the Administrative Agent in all respects;
     (b) which is not subject to a first priority perfected security interest in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);
     (c) which is subject to any Lien other than (i) a Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) and (ii) any Permitted Encumbrances which do not have priority over the Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);
     (d) which (i) is unpaid more than 60 days after the original due date or (ii) has been written off the books of the Borrower or otherwise designated as uncollectible;
     (e) which is owing by a Licensee for which more than 50% of the Licensee Receivables owing from such Licensee and its Affiliates are ineligible hereunder (other than as a result of the operation of paragraph (f) below);
     (f) which is owing by a Licensee to the extent the aggregate amount of Licensee Receivables owing from such Licensee and its Affiliates to all the Borrowers exceeds 20% of the aggregate amount of Eligible Licensee Receivables of all the Borrowers;

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     (g) with respect to which any (i) covenant has been breached or (ii) representation or warranty is not true in all material respects, in each case to the extent contained in this Agreement, the U.S. Security Agreement or the Canadian Security Agreement; provided that each such representation and warranty shall be true and correct in all respects to the extent it is already qualified by a materiality standard;
     (h) which does not arise from the licensing of intellectual property of the Borrowers in the ordinary course of business;
     (i) with respect to which any check or other instrument of payment has been returned uncollected for any reason;
     (j) which is owed by any Licensee which has (i) applied for, suffered, or consented to the appointment of any receiver, interim receiver custodian, trustee, monitor, administrator, sequestrator or liquidator of its assets, (ii) has had possession of all or a material part of its property taken by any receiver, interim receiver custodian, trustee, monitor, administrator, sequestrator or liquidator, (iii) filed, or had filed against it, any request or petition for liquidation, reorganization, arrangement, adjustment of debts, adjudication as bankrupt, winding-up, or voluntary or involuntary case under any state or federal bankruptcy laws, (iv) has admitted in writing its inability, or is generally unable to, pay its debts as they become due, (v) become insolvent, or (vi) ceased operation of its business;
     (k) which is owed by any Licensee which has sold all or substantially all of its assets;
     (l) which is denominated in or owed in any currency other than U.S. or Canadian dollars (unless a currency swap or similar hedge approved by the Administrative Agent has been entered into with respect to such Licensee Receivable the effect of which is to cause payment to be denominated in dollars) or payable in a jurisdiction other than the U.S. or Canada;
     (m) which is owed by (i) the government (or any department, agency, public corporation, or instrumentality thereof) of any country other than the U.S. unless such Licensee Receivable is backed by a Letter of Credit acceptable to the Administrative Agent which is in the possession of the Administrative Agent, (ii) the government of the U.S., or any department, agency, public corporation, or instrumentality thereof, unless the Assignment of Claims Act has been complied with to the Administrative Agent’s satisfaction or (iii) the federal government of Canada unless the Financial Administration Act (Canada), as amended, has been complied with to the Administrative Agent’s satisfaction and any other steps necessary to perfect the Lien of the Administrative Agent in such Account have been complied with to the Administrative Agent’s satisfaction;
     (n) which is owed by any Affiliate, employee, officer, director, agent or stockholder of any Loan Party; provided that the Licensee Receivables for which GRI is a Licensee shall be excepted from this paragraph;

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     (o) which is owed by a Licensee or any Affiliate of a Licensee to which any Loan Party is indebted, but only to the extent of such indebtedness or is subject to any security, deposit, progress payment, retainage or other similar advance made by or for the benefit of a Licensee, in each case to the extent thereof;
     (p) which is owed by a Licensee or any Affiliate of a Licensee that is a supplier to any Loan Party to the extent of any amounts that may be set-off by such supplier against the Licensee Receivable of such Loan Party;
     (q) which is subject to any counterclaim, deduction, defense, setoff or dispute but only to the extent of any such counterclaim, deduction, defense, setoff or dispute;
     (r) which is owed by a Licensee located in the States of New Jersey, Minnesota, Indiana, West Virginia or any other State which requires filing of a “Notice of Business Activities Report” or other similar report in order to permit the Borrower to which such Licensee Receivable is owed to seek judicial enforcement in such jurisdiction of payment of such Licensee Receivable, unless such Borrower has qualified to do business in New Jersey, Minnesota, Indiana, West Virginia or such other States, has filed a Notice of Business Activities Report or similar report with the appropriate Governmental Authority in each State and the foregoing is duly effective, or is exempt from such filing requirement;
     (s) with respect to which such Borrower has made any agreement with the Licensee for any reduction thereof, other than discounts and adjustments given in the ordinary course of business, or any Licensee Receivable which was partially paid and such Borrower created a new receivable for the unpaid portion of such Licensee Receivable;
     (t) which does not comply in all material respects with the requirements of all applicable laws and regulations, whether Federal, state or local, including without limitation (to the extent applicable) the Federal Consumer Credit Protection Act, the Federal Truth in Lending Act and Regulation Z of the Board;
     (u) which is with respect to trademarks of a Borrower for which any claim has been asserted or made that challenges the enforceability of the applicable trademark pursuant to which such Licensee Receivable relates;
     (v) which did not arise under a licensing agreement that (i) cannot be canceled by the Licensee during its stated term (other than as a result of the failure of the applicable Borrower to comply with the terms thereof), (ii) is assignable by the applicable Borrower and (iii) has at least six months remaining on the term of such agreement;
     (w) which did not arise from a completed and bona fide transaction, except to the extent that the applicable licensing agreement provides for the payment of fixed amounts regardless of any performance or non-performance thereunder;

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     (x) which does not constitute an “account” or “chattel paper” within the meaning of the UCC or the PPSA of the state or province in which the applicable Borrower is located;
     (y) which, to the knowledge of the Borrowers, is not in full force and effect or does not constitute a legal, valid and binding obligation of the Licensee enforceable in accordance with its terms, except as the enforceability thereof may be limited by bankruptcy, insolvency, moratorium and other similar laws affecting the enforcement of creditors’ rights generally and by general equity principles; or
     (z) which the Joint Collateral Agents, in their Permitted Discretion, determine may not be paid by reason of the Licensee’s inability to pay or which the Joint Collateral Agents in their Permitted Discretion otherwise determine is unacceptable for any reason whatsoever.
          In the event that a Financial Officer has knowledge that any Licensee with respect to an Eligible Licensee Receivable ceases to comply with the requirements of paragraphs (f), (j) or (k), such Borrower or the Borrower Representative shall notify the Administrative Agent thereof on and at the time of submission to the Administrative Agent of the next Borrowing Base Certificate. In determining the amount of an Eligible Licensee Receivable, the face amount of a Licensee Receivable may, in the Joint Collateral Agents’ Permitted Discretion, be reduced by, without duplication, to the extent not reflected in such face amount, (i) the amount of all accrued and actual discounts, claims, credits or credits pending, promotional program allowances, price adjustments, finance charges or other allowances (including any amount that such Borrower may be obligated to rebate to Licensee pursuant to the terms of any agreement or understanding (written or oral)) and (ii) the aggregate amount of all cash received in respect of such Licensee Receivable but not yet applied by such Borrower to reduce the amount of such Licensee Receivable.
          “Eligible Retail Inventory” means Eligible Inventory that is Retail Inventory.
          “Eligible Wholesale Inventory” means Eligible Inventory that is Wholesale Inventory.
          “Energie Knitwear” means Energie Knitwear, Inc., a Delaware corporation.
          “Environmental Laws” means all laws, rules, regulations, codes, ordinances, orders, decrees, judgments, injunctions, notices or binding agreements issued, promulgated or entered into by any Governmental Authority relating in any way to the environment, preservation or reclamation of natural resources, the management, release or threatened release of any Hazardous Material or to health and safety matters.
          “Environmental Liability” means any liability, contingent or otherwise (including any liability for damages, costs of environmental remediation, fines, penalties or indemnities), of any Borrower or any Subsidiary directly or indirectly resulting from or based upon (a) any violation of any Environmental Law, (b) the generation, use, handling, transportation, storage, treatment or disposal of any Hazardous Materials, (c) exposure to any Hazardous Materials, (d) the release or threatened release of any Hazardous Materials into the environment or (e) any contract, agreement or other consensual arrangement pursuant to which liability is assumed or imposed with respect to any of the foregoing.

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          “Equity Interests” means shares of capital stock, partnership interests, membership interests in a limited liability company, beneficial interests in a trust or other equity ownership interests in a Person, and any warrants, options or other rights entitling the holder thereof to purchase or acquire any such equity interest.
          “Equivalent Amount” means, on any date, the amount of dollars into which an amount of Canadian Dollars may be converted or the amount of Canadian Dollars into which an amount of dollars may be converted, in each case, at the Canadian Administrative Agent’s spot buying rate in Toronto as at approximately 12:00 noon (Toronto time) on such date.
          “ERISA” means the Employee Retirement Income Security Act of 1974, as amended from time to time.
          “ERISA Affiliate” means any trade or business (whether or not incorporated) that, together with a Borrower, is treated as a single employer under Section 414(b), (c), (m) or (o) of the Code.
          “ERISA Event” means (a) any “reportable event”, as defined in Section 4043 of ERISA or the regulations issued thereunder with respect to a Pension Plan (other than an event for which the 30-day notice period is waived); (b) the failure by any Pension Plan to satisfy any minimum funding standard (as defined in Section 412 of the Code or Section 302 of ERISA) applicable to such Pension Plan, whether or not waived; (c) the filing pursuant to Section 412(c) of the Code or Section 302(c) of ERISA of an application for a waiver of the minimum funding standard with respect to any Pension Plan; (d) the incurrence by any Borrower or any of its ERISA Affiliates of any liability under Title IV of ERISA with respect to the termination of any Pension Plan; (e) the taking of any steps by any Borrower or any ERISA Affiliate to terminate any Pension Plan or the receipt by any Borrower or any ERISA Affiliate from the PBGC or a plan administrator of any notice relating to an intention to terminate any Pension Plan or Pension Plans or to appoint a trustee to administer any Pension Plan; (f) the incurrence by any Borrower or any of its ERISA Affiliates of any liability with respect to the withdrawal or partial withdrawal from any Pension Plan or Multiemployer Plan; (g) the receipt by any Borrower or any ERISA Affiliate of any notice, or the receipt by any Multiemployer Plan from any Borrower or any ERISA Affiliate of any notice, concerning the imposition of Withdrawal Liability or a determination that a Multiemployer Plan is, or is expected to be, in endangered or critical status, within the meaning of Section 305 of ERISA; (h) the adoption of an amendment to any Pension Plan that, pursuant to Section 401(a)(29) of the Code, would result in the loss of tax-exempt status of the trust of which such Pension Plan is a part if any Borrower or any of its ERISA Affiliates fails to timely provide security to such Pension Plan in accordance with the provisions of said Section; or (i) a contribution failure has occurred with respect to any Pension Plan sufficient to give rise to a lien under Section 303(k) of ERISA.
          “Euro” means the single currency of the Participating Member States as constituted by the Treaty on European Union and as referred to in the legislative measures of the Participating Member States for the introduction of, change over to or operation of the Euro in one or more member states.

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          “Eurodollar”, when used in reference to any Loan or Borrowing, refers to whether such Loan, or the Loans comprising such Borrowing, are bearing interest at a rate determined by reference to the Adjusted LIBO Rate.
          “Event of Default” has the meaning assigned to such term in Article VII.
          “Excluded Taxes” means, with respect to the Administrative Agent, any Lender, any Issuing Bank or any other recipient of any payment to be made by or on account of any obligation of any Borrower under any Loan Document, (a) income or franchise taxes imposed on (or measured by) its net income by the United States of America, or by the jurisdiction under the laws of which such recipient is organized or in which its principal office is located or, in the case of any Lender, in which its applicable lending office is located, (b) any branch profits taxes imposed by the United States of America or any similar tax imposed by any other jurisdiction in which such recipient is located and (c) any U.S. federal withholding tax that is imposed on amounts payable to such recipient (other than an assignee pursuant to a request by a Borrower under Section 2.19(b)) at the time such recipient becomes a party to this Agreement (or designates a new lending office) or is attributable to such recipient’s failure to comply with Section 2.17(f), except to the extent that such recipient (or its assignor, if any) was entitled, at the time of designation of a new lending office (or assignment), to receive additional amounts from the Borrowers with respect to such withholding tax pursuant to Section 2.17(a).
          “Existing Debt Securities” means, individually and collectively as the context may require, the 4.250% Senior Notes of the Company due 2009, the 5.125% Senior Notes of the Company due 2014 and the 6.125% Senior Notes of the Company due 2034.
          “Existing Debt Securities Reserve” means with respect to the Existing Debt Securities, as of any date during any Dominion Period, the sum of (a) an amount equal to all remaining principal payments due in respect thereof through and including the Maturity Date plus (b) an amount equal to the interest to be paid thereon on the next interest payment date following such date which, in each case, shall, at the request of the Borrowers, be released if and to the extent each such amount is paid in full in cash.
          “Existing Letters of Credit” means the letters of credit referred to on Schedule 2.06(1) hereto, which letters of credit have been issued by an Issuing Bank or a Lender.
          “Federal Funds Effective Rate” means, for any day, the weighted average (rounded upwards, if necessary, to the next 1/100 of 1%) of the rates on overnight Federal funds transactions with members of the Federal Reserve System arranged by Federal funds brokers, as published on the next succeeding Business Day by the Federal Reserve Bank of New York, or, if such rate is not so published for any day that is a Business Day, the average (rounded upwards, if necessary, to the next 1/100 of 1%) of the quotations for such day for such transactions received by the Administrative Agent from three Federal funds brokers of recognized standing selected by it.

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          “Financial Officer” means the chief financial officer, principal accounting officer, treasurer or controller of a Borrower.
          “First-Tier Foreign DRE” means any Foreign DRE (other than Jones Canada LP and Nine West Melbourne Pty Ltd., an Australian corporation) that is owned directly, or indirectly through one or more Foreign DREs, by a U.S. Borrower or a Domestic Subsidiary; provided that if Nine West Melbourne Pty Ltd. is not dissolved in the entirety on or prior to the sixtieth day following the Effective Date (or such later date that may be approved by the Administrative Agent in its discretion), it shall be a First-Tier Foreign DRE as of such date.
          “First-Tier Foreign Subsidiary” means any Foreign Subsidiary (other than a Foreign DRE and Asia Expert Limited, a Hong Kong corporation), owned directly by one or more of the U.S. Borrowers, the Domestic Subsidiaries, or the First-Tier Foreign DREs; provided that if Asia Expert Limited is not dissolved in the entirety on or prior to the sixtieth day following the Effective Date (or such later date that may be approved by the Administrative Agent in its discretion), it shall be a First-Tier Foreign Subsidiary as of such date.
          “Fixed Charges” means, with reference to any period, without duplication, cash Interest Expense (including, without limitation, any interest portion of Capital Lease Obligation payments), plus Rentals, plus prepayments and scheduled principal payments on Indebtedness made during such period, plus cash taxes paid (net of cash refunds), plus dividends, distributions or redemptions of Equity Interests paid in cash, plus Capital Lease Obligation payments, plus normal cash contributions to any Pension Plan (which shall exclude 401(k) and other defined contribution plans), all calculated for the Company and its Subsidiaries on a consolidated basis; provided, however, that Fixed Charges shall not include any amounts paid on the Existing Debt Securities that are maturing in November 2009.
          “Fixed Charge Coverage Ratio” means the ratio, as determined at the end of any Test Period, of (a) EBITDAR minus the unfinanced portion of Capital Expenditures to (b) Fixed Charges, all calculated for the Company and its Subsidiaries on a consolidated basis in accordance with GAAP.
          “Foreign DRE” means a Foreign Subsidiary that for U.S. federal income tax purposes is classified as a partnership or that is “disregarded as an entity separate from its owner” (within the meaning of Treas. Reg. § 301.7701-3), but not any such Foreign Subsidiary whose assets consist solely of stock of a “controlled foreign corporation” (within the meaning of Section 957(a) of the Code).
          “Foreign Subsidiary” means each Subsidiary of a Borrower that is not a Domestic Subsidiary.
          “Funding Accounts” has the meaning assigned to such term in Section 4.01(g).
          “GAAP” means generally accepted accounting principles in the United States of America.
          “Governmental Authority” means the government of the United States, Canada, any other nation or any political subdivision thereof, whether state, provincial or local, and any agency, authority, instrumentality, regulatory body, court, central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative powers or functions of or pertaining to government.

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          “GRI” means GRI Group Limited, a British Virgin Islands company.
          “Guarantee” of or by any Person (the “guarantor”) means any obligation, contingent or otherwise, of the guarantor guaranteeing or having the economic effect of guaranteeing any Indebtedness or other obligation of any other Person (the “primary obligor”) in any manner, whether directly or indirectly, and including any obligation of the guarantor, direct or indirect, (a) to purchase or pay (or advance or supply funds for the purchase or payment of) such Indebtedness or other obligation or to purchase (or to advance or supply funds for the purchase of) any security for the payment thereof, (b) to purchase or lease property, securities or services for the purpose of assuring the owner of such Indebtedness or other obligation of the payment thereof, (c) to maintain working capital, equity capital or any other financial statement condition or liquidity of the primary obligor so as to enable the primary obligor to pay such Indebtedness or other obligation or (d) as an account party in respect of any letter of credit or letter of guaranty issued to support such Indebtedness or obligation; provided that the term Guarantee shall not include endorsements for collection or deposit in the ordinary course of business.
          “Guaranteed Obligations” has the meaning assigned to such term in Section 10.01.
          “Hazardous Materials” means all explosive or radioactive substances or wastes and all hazardous or toxic substances, wastes or other pollutants, including petroleum or petroleum distillates, asbestos or asbestos containing materials, polychlorinated biphenyls, radon gas, infectious or medical wastes and all other substances or wastes of any nature regulated pursuant to any Environmental Law.
          “High Season” means all times other than Low Season.
          “Indebtedness” of any Person means, without duplication, (a) all obligations of such Person for borrowed money (including, without limitation, the Existing Debt Securities), (b) all obligations of such Person evidenced by bonds, debentures, notes or similar instruments, (c) all obligations of such Person under conditional sale or other title retention agreements relating to property acquired by such Person, (d) all obligations of such Person in respect of the deferred purchase price of property or services (excluding current accounts payable incurred in the ordinary course of business, deferred compensation and any purchase price adjustment, earnout or deferred payments of a similar nature), (e) all Indebtedness of others secured by (or for which the holder of such Indebtedness has an existing right, contingent or otherwise, to be secured by) any Lien on property owned or acquired by such Person, whether or not the Indebtedness secured thereby has been assumed; provided that if recourse for the payment of such Indebtedness is limited exclusively to such property and such Person has absolutely no personal liability with respect thereto, the amount of such Indebtedness shall equal the lesser of (A) the fair market value of such property and (B) the amount of Indebtedness so secured, (f) all Guarantees by such Person of Indebtedness of others, (g) all Capital Lease Obligations of such Person, (h) all obligations, contingent or otherwise, of such Person as an account party in respect of letters of credit and letters of guaranty, (i) all obligations, contingent or otherwise, of such Person in respect of bankers’ acceptances, (j) obligations under any liquidated earn-out and (k) any other Off-Balance Sheet Liability. The Indebtedness of any Person shall include the Indebtedness of any other entity (including any partnership in which such Person is a general partner) to the extent such Person is liable therefor as a result of such Person’s ownership interest in or other relationship with such entity, except to the extent the terms of such Indebtedness provide that such Person is not liable therefor. Notwithstanding the foregoing, Indebtedness shall not include (x) unsecured trade payables that are paid to banks financing vendor receivables in the ordinary course of business of the Borrowers to the extent any such trade payables are deemed to be indebtedness solely as a result of requirements under GAAP and (y) operating leases as defined under GAAP as of the Effective Date to the extent that such leases are deemed to be Indebtedness solely as a result of any change in the requirements under GAAP after the Effective Date.

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          “Indemnified Taxes” means Taxes (including Other Taxes) other than Excluded Taxes.
          “Indenture” means the Indenture, dated as of November 22, 2004, as the same may be amended, supplemented or otherwise modified from time to time in accordance with Section 6.11, among the Company, Jones Holdings, Jones Apparel USA, Nine West Footwear and Jones Retail, as issuers, and U.S. Bank as successor in interest to SunTrust Bank, as trustee.
          “Information Memorandum” means the Confidential Information Memorandum dated April 2009 relating to the Borrowers and the Transactions.
          “Interest Election Request” means a request by the Borrower Representative to convert or continue a Revolving Borrowing in accordance with Section 2.08.
          “Interest Expense” means, with reference to any period, total interest expense (including that attributable to Capital Lease Obligations) of the Company and its Subsidiaries for such period with respect to all outstanding Indebtedness of the Company and its Subsidiaries (including all commissions, discounts and other fees and charges owed with respect to letters of credit and bankers’ acceptance financing and net costs under Swap Agreements in respect of interest rates to the extent such net costs are allocable to such period in accordance with GAAP), calculated on a consolidated basis for the Company and its Subsidiaries for such period in accordance with GAAP.
          “Interest Payment Date” means (a) with respect to any ABR Loan and Canadian Prime Rate Loan (other than a Swingline Loan), the first day of each calendar month and the Maturity Date, and (b) with respect to any Eurodollar Loan, the last day of the Interest Period applicable to the Borrowing of which such Loan is a part and, in the case of a Eurodollar Loan with an Interest Period of more than three months’ duration, each day prior to the last day of such Interest Period that occurs at intervals of three months’ duration after the first day of such Interest Period and the Maturity Date.

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          “Interest Period” means with respect to any Eurodollar Borrowing, the period commencing on the date of such Borrowing and ending on the numerically corresponding day in the calendar month that is one, two, three or six months thereafter, as the Borrower Representative may elect; provided that (i) if any Interest Period would end on a day other than a Business Day, such Interest Period shall be extended to the next succeeding Business Day unless, in the case of a Eurodollar Borrowing only, such next succeeding Business Day would fall in the next calendar month, in which case such Interest Period shall end on the next preceding Business Day and (ii) any Interest Period pertaining to a Eurodollar Borrowing that commences on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the last calendar month of such Interest Period) shall end on the last Business Day of the last calendar month of such Interest Period. For purposes hereof, the date of a Borrowing initially shall be the date on which such Borrowing is made and thereafter shall be the effective date of the most recent conversion or continuation of such Borrowing.
          “Inventory” has the meaning assigned to such term in the U.S. Security Agreement.
          “Investment” by any Person in any other Person means (i) any direct or indirect loan, advance or other extension of credit or capital contribution to or for the account of such other Person (by means of any transfer of cash or other property to any Person or any payment for property or services for the account or use of any Person, or otherwise), (ii) any direct or indirect purchase or other acquisition of any Equity Interests, bond, note, debenture or other debt or equity security or evidence of Indebtedness, or any other ownership interest (including, any option, warrant or any other right to acquire any of the foregoing), issued by such other Person, whether or not such acquisition is from such or any other Person, (iii) any direct or indirect payment by such Person on a Guarantee of any obligation of or for the account of such other Person or any direct or indirect issuance by such Person of such a Guarantee (provided, however, that for purposes of Section 6.04, payments under Guarantees not exceeding the amount of the Investment attributable to the issuance of such Guarantee will not be deemed to result in an increase in the amount of such Investment) or (iv) any other investment of cash or other property by such Person in or for the account of such other Person. Any repurchase by any Borrower of its own Equity Interests or Indebtedness shall not constitute an Investment for purposes of this Agreement. The amount of any Investment shall be the original principal or capital amount thereof less all returns of principal or equity thereon (and without adjustment by reason of the financial condition of such other Person) and shall, if made by the transfer or exchange of property other than cash, be deemed to have been made in an original principal or capital amount equal to the fair market value of such property at the time of such transfer or exchange.
          “Investment Basket” has the meaning assigned to such term in Section 6.04(c).
          “IP Secured Financing” means a transaction or series of substantially contemporaneous transactions pursuant to which one or more of the Borrowers incur Indebtedness, on terms reasonably satisfactory to the Administrative Agent, in an aggregate principal amount of not less than $150,000,000 that is secured exclusively by the Borrowers’ registered intellectual property; provided that (a) substantially concurrently with the incurrence of such Indebtedness (i) the Administrative Agent has (A) been granted a second priority perfected security interest in such registered intellectual property and (B) entered into an intercreditor agreement with the issuer of such Indebtedness, in each case on terms that are in form and substance satisfactory to the Administrative Agent, (ii) the Administrative Agent has been granted, on terms satisfactory to it, a royalty-free license with respect to such intellectual property to the extent any such intellectual property is used in connection with or affixed to any of the Collateral and (iii) all of the Net Proceeds of such Indebtedness have been applied to prepay the Revolving Loans then outstanding as provided in Section 2.11(e); and (b) no Default or Event of Default has occurred and is continuing immediately prior to or after giving effect to the incurrence of such Indebtedness.

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          “IRS” means the United States Internal Revenue Service.
          “Issuing Banks” means, individually and collectively as the context may require, (a) in the case of each Letter of Credit, other than the Existing Letters of Credit, Chase, Wachovia Bank, National Association and any other Lender proposed by the Borrower Representative that is reasonably acceptable to the Administrative Agent, each in its capacity as an issuer of Letters of Credit hereunder, and its successors and assigns in such capacity as provided in Section 2.06(j); and (b) in the case of each Existing Letter of Credit, the issuer thereof under the Prior Credit Agreement, and its successors and assigns in such capacity as provided in Section 2.06(j). Each Issuing Bank referred to in clause (a) of this definition, may, in its sole discretion, arrange for one or more Letters of Credit to be issued by Affiliates of such Issuing Bank, in which case the term “Issuing Bank” shall include any such Affiliate with respect to Letters of Credit issued by such Affiliate.
          “ITA” means the Income Tax Act (Canada), as amended.
          “Joinder Agreement” has the meaning assigned to such term in Section 5.14(a).
          “Joint Bookrunners” means, individually and collectively as the context may require, J.P. Morgan Securities Inc., Citigroup Global Markets Inc., Banc of America Securities LLC, Wachovia Capital Markets LLC, SunTrust Robinson Humphrey, Inc. and General Electric Capital Corporation, in their respective capacities as joint bookrunners hereunder, and each of their successors and assigns in such capacity.
          “Joint Collateral Agents” means, individually and collectively as the context may require, Chase and General Electric Capital Corporation, in their respective capacities as joint collateral agents hereunder, and each of their successors and assigns in such capacity; provided that if one or more of the Joint Collateral Agents shall resign as provided in Section 8.02, reference to the Joint Collateral Agents shall refer to the Sole Remaining Collateral Agent or the Sole Successor Collateral Agent, as the case may be.
          “Joint Lead Arrangers” means, individually and collectively as the context may require, J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., in their capacity as joint lead arrangers, and each of their successors and assigns in such capacity.
          “Jones Apparel USA” means Jones Apparel Group USA, Inc., a Delaware corporation.
          “Jones Canada GP” means Jones Canada, Inc., an Ontario corporation.

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          “Jones Canada LP” means Jones Apparel Group Canada ULC, a Nova Scotia unlimited liability company.
          “Jones Holdings” means Jones Apparel Group Holdings, Inc., a Delaware corporation.
          “Jones Investment” means Jones Investment Co. Inc., a Delaware corporation.
          “Jones Jeanswear” means Jones Jeanswear Group, Inc., a New York corporation.
          “Jones Retail” means Jones Retail Corporation, a New Jersey corporation.
          “LC Collateral Account” has the meaning assigned to such term in Section 2.06(k).
          “LC Disbursement” means a payment made by an Issuing Bank pursuant to a Letter of Credit, including in respect of a time draft presented thereunder; provided that, with respect to any component of any such amount in an Alternative Currency under a U.S. Letter of Credit, such amount shall be the Dollar Amount thereof. The date of an LC Disbursement shall be the date of payment by the applicable Issuing Bank under a Letter of Credit or a time draft presented thereunder, as the case may be.
          “LC Exposure” means, at any time, the sum of the U.S. LC Exposure and the Canadian LC Exposure.
          “L.E.I.” means L.E.I. Group, Inc., a Delaware corporation.
          “Lender Parties” means, individually and collectively as the context may require, the Agents, the Lenders and the Issuing Banks.
          “Lenders” means, individually and collectively as the context may require, the Canadian Lenders and the U.S. Lenders. Unless the context otherwise requires, the term “Lenders” includes the Swingline Lender.
          “Letter of Credit” means any Commercial Letter of Credit or Standby Letter of Credit issued pursuant to this Agreement. Without limiting the foregoing, (a) Letters of Credit shall include any time draft presented under a Letter of Credit and (b) the Existing Letters of Credit shall be deemed Letters of Credit issued under this Agreement.
          “LIBO Rate” means, with respect to any Eurodollar Borrowing for any Interest Period, the rate appearing on Reuters Screen LIBOR01 Page (or on any successor or substitute page of such Service, or any successor to or substitute for such Service, providing rate quotations comparable to those currently provided on such page of such Service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to dollar deposits in the London interbank market) at approximately 11:00 a.m., London time, two Business Days prior to the commencement of such Interest Period, as the rate for dollar deposits having a maturity comparable to such Interest Period. In the event that such rate is not available at such time for any reason, then the “LIBO Rate” with respect to such Eurodollar Borrowing for such Interest Period shall be the rate at which dollar deposits of $5,000,000 and for a maturity comparable to such Interest Period are offered by the principal London office of the Administrative Agent in immediately available funds in the London interbank market at approximately 11:00 a.m., London time, two Business Days prior to the commencement of such Interest Period.

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          “Licensee” means any Person (other than a natural person) that licenses trademarks of one or more of the Borrowers.
          “Licensee Receivable” means any receivables due to any Borrower from a Licensee that arise as a result of such Licensee manufacturing, selling or distributing goods utilizing or incorporating trademarks of such Borrower.
          “Lien” means, with respect to any asset, (a) any mortgage, deed of trust, lien, pledge, hypothecation, encumbrance, charge or security interest in, on or of such asset, (b) the interest of a vendor or a lessor under any conditional sale agreement, capital lease or title retention agreement (or any financing lease having substantially the same economic effect as any of the foregoing) relating to such asset and (c) in the case of securities, any purchase option, call or similar right of a third party with respect to such securities.
          “Loan Documents” means, individually and collectively as the context may require, this Agreement, any promissory notes issued pursuant to this Agreement, any Letters of Credit applications, the Collateral Documents, the Loan Guaranty, the Canadian Guarantee and each additional guaranty entered into by a Canadian Loan Party pursuant to Section 5.14(c), the Post-Closing Deliverables Agreement and all other agreements, instruments, documents and certificates identified in Section 4.01 executed and delivered to, or in favor of, the Administrative Agent, the Canadian Administrative Agent or any Lenders and including all other pledges, powers of attorney, consents, assignments, contracts, notices, letter of credit agreements and all other written matter whether heretofore, now or hereafter executed by or on behalf of any Loan Party, or any employee or partner of any Loan Party, and delivered to the Administrative Agent, the Canadian Administrative Agent or any Lender in connection with this Agreement or the transactions contemplated thereby. Any reference in this Agreement or any other Loan Document to a Loan Document shall include all appendices, exhibits or schedules thereto, and all amendments, restatements, supplements or other modifications thereto, and shall refer to this Agreement or such Loan Document as the same may be in effect at any and all times such reference becomes operative. For the avoidance of doubt, the Open Account Agreements, the Swap Agreements and the agreements pursuant to which Banking Services are provided shall not constitute Loan Documents.
          “Loan Guarantor” means (a) with respect to the U.S. Obligations, each Loan Party (other than the Canadian Loan Parties) and any other Person that becomes a U.S. Loan Guarantor pursuant to Section 5.14(a); and (b) with respect to the Canadian Obligations, each Loan Party (other than the Canadian Borrower) and any other Person that becomes a Loan Guarantor pursuant to Section 5.14 (a) and (c).
          “Loan Guaranty” means Article X of this Agreement.

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          “Loan Parties” means, individually and collectively as the context may require, the U.S. Loan Parties and the Canadian Loan Parties.
          “Loans” means the loans and advances made by the Lenders pursuant to this Agreement, including Swingline Loans and Protective Advances.
          “Lock Box Agreement” means, individually and collectively as the context may require, each “Lock Box Agreement” referred to in the U.S. Security Agreement.
          “Low Season” means, for any period of determination of the Borrowing Base with respect to Wholesale Inventory, the periods (a) (i) commencing March 1 of each year and ending May 30 of such year and (ii) commencing October 1 of each year and ending December 31 of such year, and (b) such other periods that have been approved by the Administrative Agent and are identified as the “low season” in the most recent appraisal delivered from the time pursuant to this Agreement.
          “Material Adverse Effect” means a material adverse effect on (a) the business, assets, property, operations, prospects or condition, financial or otherwise, of the Company and its Subsidiaries, taken as a whole, (b) the ability of any Loan Party to perform any of its obligations under the Loan Documents to which it is a party, (c) the Collateral, the Administrative Agent’s Liens (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) on the Collateral or the priority of such Liens or (d) the rights of or benefits available to the Administrative Agent, any other Agent, the Issuing Banks or the Lenders under the Loan Documents.
          “Material Indebtedness” means Indebtedness (other than the Loans and Letters of Credit) or obligations in respect of one or more Swap Agreements, of any one or more of the Company and its Subsidiaries in an aggregate principal amount exceeding $50,000,000. For purposes of determining Material Indebtedness, the “obligations” of any Borrower or any Subsidiary in respect of any Swap Agreement at any time shall be the maximum aggregate amount (giving effect to any netting agreements) that such Borrower or such Subsidiary would be required to pay if such Swap Agreement were terminated at such time.
          “Maturity Date” means May 13, 2012 or any earlier date on which the Revolving Commitments are reduced to zero or otherwise terminated pursuant to the terms hereof.
          “Maximum Liability” has the meaning assigned to such term in Section 10.08.
          “Maximum Utilization Period” means any period (a) commencing, on any date when the aggregate principal amount of Revolving Loans is greater than or equal to 33.3% of the total Revolving Commitment, and (b) ending on the date immediately after the aggregate principal amount of Revolving Loans is less than 33.3% of the total Revolving Commitment.
          “Minimum Availability Period” means (including by reference to the Levels described below), any period (a) commencing when Availability is on any date less than:

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          Level 1: an amount equal to 15% (or if the IP Secured Financing has been consummated, 17.5%) of the total Revolving Commitments then in effect;
          Level 2: an amount equal to 20% of the total Revolving Commitments then in effect, but more than Level 1;
and (b) ending after Availability is greater than 25% of the total Revolving Commitments then in effect for a period of 60 consecutive days (such period being referred to herein as a “Level 1 Minimum Availability Period” or a “Level 2 Minimum Availability Period”, as applicable). For the avoidance of doubt, (x) at any time that Availability is equal to or greater than the amounts set forth in Level 2 above, Availability shall also be deemed to be greater than Level 1 and (y) a Level 1 Minimum Availability Period includes a Level 2 Minimum Availability Period.
          “Moody’s” means Moody’s Investors Service, Inc.
          “Multiemployer Plan” means a multiemployer plan as defined in Section 4001(a)(3) of ERISA.
          “Net Income” means, for any period, the consolidated net income (or loss) of the Company and its Subsidiaries, determined on a consolidated basis in accordance with GAAP; provided that there shall be excluded (a) the income (or deficit) of any Person accrued prior to the date it becomes a Subsidiary or is merged into or consolidated with the Company or any of its Subsidiaries, (b) the income (or deficit) of any Person (other than a Subsidiary) in which the Company or any of its Subsidiaries has an ownership interest, except to the extent that any such income is actually received by the Company or such Subsidiary in the form of dividends or similar distributions, (c) the undistributed earnings of any Subsidiary to the extent that the declaration or payment of dividends or similar distributions by such Subsidiary is not at the time permitted by the terms of any contractual obligation (other than under any Loan Document) or Requirement of Law applicable to such Subsidiary.
          “Net Orderly Liquidation Value” means, with respect to Inventory of any Person, the orderly liquidation value thereof as determined in a manner acceptable to the Administrative Agent by an appraiser acceptable to the Joint Collateral Agents, net of all costs of liquidation thereof.
          “Net Proceeds” means, with respect to any event, (a) the cash proceeds received in respect of such event including (i) any cash received in respect of any non-cash proceeds (including any cash payments received by way of deferred payment of principal pursuant to a note or installment receivable or purchase price adjustment receivable or otherwise, but excluding any interest payments), but only as and when received, (ii) in the case of a casualty, insurance proceeds and (iii) in the case of a condemnation or similar event, condemnation awards and similar payments, net of (b) the sum of (i) all reasonable fees and out-of-pocket expenses paid to third parties (other than Affiliates) in connection with such event, (ii) in the case of a sale, transfer or other disposition of an asset (including pursuant to a sale and leaseback transaction or a casualty or a condemnation or similar proceeding), the amount of all payments required to be made as a result of such event to repay Indebtedness (other than Loans) secured by such asset or otherwise subject to mandatory prepayment as a result of such event and (iii) the amount of all taxes paid (or reasonably estimated to be payable) and the amount of any reserves established to fund contingent liabilities reasonably estimated to be payable, in each case during the year that such event occurred or the next succeeding year and that are directly attributable to such event (as determined reasonably and in good faith by a Financial Officer).

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          “Nine West Development” means Nine West Development Corporation, a Delaware corporation.
          “Nine West Footwear” means Nine West Footwear Corporation, a Delaware corporation.
          “Non BA Lender” means a Canadian Lender that cannot or does not as a matter of policy accept bankers’ acceptances.
          “Non-Consenting Lender” has the meaning assigned to such term in Section 9.02(d).
          “Non-Paying Guarantor” has the meaning assigned to such term in Section 10.09.
          “Obligated Party” has the meaning assigned to such term in Section 10.02.
          “Obligations” means, individually and collectively as the context may require, the U.S. Obligations and the Canadian Obligations.
          “Off-Balance Sheet Liability” of a Person means (a) any repurchase obligation or liability of such Person with respect to accounts or notes receivable sold by such Person, (b) any indebtedness, liability or obligation under any so-called “synthetic lease” transaction entered into by such Person, or (c) any indebtedness, liability or obligation arising with respect to any other transaction which is the functional equivalent of or takes the place of borrowing but which does not constitute a liability on the balance sheets of such Person (other than operating leases).
          “Open Account Agent” means, individually and collectively as the context may require, (a) the Citibank Open Account Agent and (b) any other Lender or Affiliate thereof that is acting as agent from time to time pursuant to any Other Open Account Agreement.
          “Open Account Aggregate Cap” means the sum of (a) the Citibank Open Account Cap and (b) the Open Account Other Cap.
          “Open Account Agreement” means, individually and collectively as the context may require, (a) the Citibank Open Account Agreement and (b) each Other Open Account Agreement.
          “Open Account Bank” means, individually and collectively as the context may require, (a) the Citibank Open Account Banks and (b) any Lender or Affiliate thereof that may become a party to any Other Open Account Agreement.
          “Open Account Excess Obligations” means, individually and collectively as the context may require, (a) the Citibank Open Account Obligations that are in excess of the Citibank Open Account Cap and (b) the Open Account Obligations with respect to any Other Open Account Agreement that are in excess of the applicable Open Account Other Cap with respect to each such Other Open Account Agreement.

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          “Open Account Obligations” means, individually and collectively as the context may require, (a) the Citibank Open Account Obligations and (b) the obligations of the other Open Account Obligors that are parties to the Other Open Account Agreements to pay and reimburse each applicable Open Account Agent and Open Account Bank that are parties thereto for any advances, overadvances or financings provided to any vendor of one or more of such Open Account Obligors, together with fees, interest and expenses accruing thereon or that are otherwise payable with respect thereto.
          “Open Account Obligors” means each Loan Party that is a party to an Open Account Agreement.
          “Open Account Other Cap” means, with respect to all the Other Open Account Agreements, initially zero, and thereafter, at any time any such other Open Account Agreement is in effect or any Open Account Obligations with respect thereto are outstanding, an aggregate amount not to exceed $15,000,000 in the aggregate at any time; provided, that the Open Account Other Cap with respect to each such Other Open Account Agreement shall be equal to the aggregate amount that is authorized to be outstanding pursuant to the terms of each such other Open Account Agreement (which amount shall be specified in a written notice of the applicable Open Account Agent and the Company that is delivered to the Administrative Agent prior to the effectiveness of each applicable Open Account Agreement), the foregoing to be subject to the approval of the Administrative Agent (such approval to not be unreasonably withheld or delayed).
          “Original Currency” has the meaning assigned to such term in Section 9.18.
          “Other Open Account Agreement” means each open account funding agreement, other than the Citibank Open Account Agreement, entered into by any Open Account Agent and Open Account Bank with the Company and the other Open Account Obligors, as each such open account funding agreement may be amended, modified, restated or replaced from time to time in accordance with Section 6.11.
          “Other Taxes” means any and all present or future stamp or documentary taxes or any other excise or property taxes, charges or similar levies arising from any payment made hereunder or from the execution, delivery or enforcement of, or otherwise with respect to, this Agreement.
          “Participant” has the meaning assigned to such term in Section 9.04(c).
          “Participant Register” has the meaning assigned to such term in Section 9.04(c).
          “Participating Member States” means each State so described in any legislative measures of the European Council for the introduction of, change over to or operation of a single or unified European Community, and includes, without limitation, each member State of the European Community that adopts or has adopted the Euro as its lawful currency in accordance with the aforementioned legislative measures.

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          “Patriot Act” has the meaning assigned to such term in Section 3.19(a).
          “Paying Guarantor” has the meaning assigned to such term in Section 10.09.
          “PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA and any successor entity performing similar functions.
          “Pension Event” means (a) the whole or partial withdrawal of a Canadian Loan Party from a Canadian Pension Plan during a plan year; or (b) the filing of a notice of interest to terminate in whole or in part a Canadian Pension Plan or the treatment of a Canadian Pension Plan amendment as a termination or partial termination; or (c) the institution of proceedings by any Governmental Authority to terminate in whole or in part or have a trustee appointed to administer a Canadian Pension Plan; or (d) any other event or condition which might constitute grounds for the termination of, winding up or partial termination of winding up or the appointment of trustee to administer, any Canadian Pension Plan.
          “Pension Plan” means any employee pension benefit plan (other than a Multiemployer Plan) subject to the provisions of Title IV of ERISA or Section 412 of the Code or Section 302 of ERISA, and in respect of which any Borrower or any ERISA Affiliate is (or, if such plan were terminated, would under Section 4069 of ERISA be deemed to be) an “employer” as defined in Section 3(5) of ERISA.
          “Permitted Acquisition” means any acquisition by any Loan Party, whether by purchase, merger, amalgamation or otherwise, of all or substantially all of the assets of, or of the voting Equity Interests of, or a business line or unit or a division of, any Person or the subsidiaries of such Person; provided that:
          (a) such acquisition shall be consensual;
          (b) such Person is in the same or similar line of business as the Company and its Subsidiaries, or a component thereof;
          (c) such acquisition shall be consummated in accordance with all Requirements of Law, except where the failure to so comply would not reasonably be expected to have a Material Adverse Effect;
          (d) in the case of the acquisition of Equity Interests, (i) all of the Equity Interests (except for any such securities in the nature of directors’ qualifying shares) acquired or otherwise issued by such Person (or, in the case of an acquisition of a group of companies, the parent company of such group) or any newly formed Subsidiary of any Borrower in connection with such acquisition shall be directly and beneficially owned 100% by such Loan Party, except with respect to Investments permitted by Section 6.04(c)(ii) in Subsidiaries that are not Loan Parties, and (ii) such newly acquired Subsidiary shall be a Loan Party and the Company and its Subsidiaries shall have complied with Section 5.14 with respect thereto; and

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          (e) in the case of any acquisition or series of related acquisitions in excess of $50,000,000 (whether paid in cash, deferred payments, securities, the assumption of debt (including to the extent that any continuing debt would be newly reflected on a consolidated balance sheet of the Company) or otherwise), the Company shall furnish to the Administrative Agent at least five Business Days prior to such proposed acquisition a certificate from a Financial Officer evidencing compliance with Section 6.04(l), together with such detailed information relating thereto as the Administrative Agent may reasonably request to demonstrate such compliance;
provided further, that it is understood that to the extent the assets acquired are to be included in any Borrowing Base, due diligence (including, without limitation, field exams and appraisals) in respect of such acquired assets satisfactory to the Administrative Agent, in its Permitted Discretion, shall be completed prior to the inclusion of such assets in the Borrowing Base.
          “Permitted Discretion” means a determination made in good faith and in the exercise of reasonable (from the perspective of a secured asset-based lender) business judgment.
          “Permitted Encumbrances” means:
     (a) Liens imposed by law for taxes that are not yet due or are being contested in compliance with Section 5.04;
     (b) carriers’, warehousemen’s, mechanics’, materialmen’s, repairmen’s and other like Liens imposed by law, arising in the ordinary course of business and securing obligations that are not overdue by more than 30 days or are being contested in compliance with Section 5.04;
     (c) pledges and deposits made in the ordinary course of business in compliance with workers’ compensation laws, unemployment, general liability and other insurance and other social security laws or retirement benefits or similar laws or regulations;
     (d) Liens granted and deposits and other investments made to secure the performance of bids, trade contracts, leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature, in each case in the ordinary course of business;
     (e) Liens incurred to secure appeal bonds and judgment and attachment liens in respect of judgments that do not constitute an Event of Default under paragraph (k) of Article VII;
     (f) easements, zoning restrictions, rights-of-way and similar encumbrances on real property imposed by law or arising in the ordinary course of business that do not secure any monetary obligations and do not materially detract from the value of the affected property or interfere with the ordinary conduct of business of any Borrower or any Subsidiary; and

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          (g) Liens in favor of a credit card processor arising in the ordinary course of business under any processor agreement;
provided that the term “Permitted Encumbrances” shall not include any Lien securing Indebtedness.
          “Permitted Investments” means:
     (a) direct obligations of, or obligations the principal of and interest on which are unconditionally guaranteed by, the United States of America (or by any agency thereof to the extent such obligations are backed by the full faith and credit of the United States of America), in each case maturing within one year from the date of acquisition thereof;
     (b) investments in commercial paper maturing within 270 days from the date of acquisition thereof and having, at such date of acquisition, the highest credit rating obtainable from S&P or from Moody’s;
     (c) investments in (i) certificates of deposit and time deposits, in each case maturing within 365 days and (ii) banker’s acceptances, in each case maturing within 180 days from the date of acquisition thereof, issued or guaranteed by or placed with, and money market deposit accounts issued or offered by, any domestic office of any commercial bank organized under the laws of the United States of America or any State thereof which has a combined capital and surplus and undivided profits of not less than $500,000,000;
     (d) fully collateralized repurchase agreements with a term of not more than 30 days for securities described in paragraph (a) above and entered into with a financial institution satisfying the criteria described in paragraph (c) above; and
     (e) money market funds that (i) comply with the criteria set forth in Securities and Exchange Commission Rule 2a-7 under the Investment Company Act of 1940, (ii) are rated AAA by S&P and Aaa by Moody’s and (iii) have portfolio assets of at least $5,000,000,000.
          “Permitted Lien” means any Lien permitted under Section 6.02.
          “Person” means any natural person, corporation, limited liability company, unlimited liability company, trust, joint venture, association, company, partnership, Governmental Authority or other entity.
          “Post-Closing Deliverables Agreement” means that certain Post-Closing Deliverables Agreement, dated as of the date hereof, between the Loan Parties and the Administrative Agent, as the same may be amended, restated or otherwise modified from time to time.
          “Pounds Sterling” means the lawful currency of the United Kingdom of Great Britain and Northern Ireland.

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          “PPSA” means the Personal Property Security Act (Ontario), including the regulations thereto, provided that if perfection or the effect of perfection or non-perfection or the priority of any Lien created hereunder or under any other Loan Document on the Collateral is governed by the personal property security legislation or other applicable legislation with respect to personal property security in effect in a jurisdiction in Canada other than the Province of Ontario, “PPSA” means the Personal Property Security Act or such other applicable legislation in effect from time to time in such other jurisdiction in Canada for purposes of the provisions hereof relating to such perfection, effect of perfection or non-perfection or priority.
          “Prepayment Event” means:
     (a) any sale, transfer or other disposition (including pursuant to a sale and leaseback transaction) of any property or asset of any Loan Party, other than dispositions described in Section 6.05(a), (b), (c) (to the extent that the transaction is solely among the Loan Parties), (d) or (j); or
     (b) any casualty or other insured damage to, or any taking under power of eminent domain or by condemnation or similar proceeding of, any property or asset of any Loan Party with a fair value immediately prior to such event equal to or greater than $10,000,000, in the case of each individual event, and $25,000,000 in the aggregate, in the case of a series of related events; or
     (c) the issuance by the Company of any Equity Interests, other than Equity Interests issued pursuant to an employee stock option plan or similar plan, or pursuant to a merger permitted by Section 6.03; or
     (d) the incurrence by any Loan Party of any Indebtedness, other than Indebtedness permitted under Section 6.01 (other than paragraph (i) thereof) or permitted by the Required Lenders.
          “Prime Rate” means (a) for the purpose of Loans made available to the U.S. Borrowers, the rate of interest per annum publicly announced from time to time by Chase as its prime rate at its offices at 270 Park Avenue in New York City or any successor executive office, and (b) for the purpose of dollar-denominated Loans made available to the Canadian Borrower, the rate of interest per annum publicly announced from time to time by the Canadian Administrative Agent at its Toronto office as its U.S. base rate for dollar-denominated commercial loans; each change in the Prime Rate shall be effective from and including the date such change is publicly announced as being effective.
          “Priority Payable Reserve” means reserves for amounts secured by any Liens, choate or inchoate, which rank or are capable of ranking in priority to the Administrative Agent’s or any other Canadian Lender Parties’ Liens and/or for amounts which may represent costs relating to the enforcement of the Administrative Agent’s Liens including, without limitation, in the Permitted Discretion of the Canadian Administrative Agent, any such amounts due and not paid for wages, vacation pay, amounts due and not paid under any legislation relating to workers’ compensation or to employment insurance, all amounts deducted or withheld and not paid and remitted when due under the ITA, amounts currently or past due and not paid for realty, municipal or similar taxes (to the extent impacting personal or moveable property) and all amounts currently or past due and not contributed, remitted or paid to or under any Canadian Pension Plan or under the Canada Pension Plan, the Pension Benefits Act (Ontario) or any similar legislation.

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          “Prior Credit Agreement” means the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, as amended and restated as of January 5, 2009, among the Company, Jones Apparel USA, Jones Holdings, Nine West Footwear, Jones Retail, the lenders parties thereto and Wachovia Bank, National Association, as administrative agent.
          “Proceeds of Crime Act” means the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Canada), as amended from time to time, and including all regulations thereunder.
          “Pro Forma Basis” means, with respect to any test hereunder in connection with any event, that such test shall be calculated after giving effect on a pro forma basis for the period of such calculation to (i) such event as if it happened on the first day of such period or (ii) the incurrence of any Indebtedness by the Company or any Subsidiary and any incurrence, repayment, issuance or redemption of other Indebtedness of the Company or any Subsidiary occurring at any time subsequent to the last day of the Test Period and on or prior to the date of determination, as if such incurrence, repayment, issuance or redemption, as the case may be, occurred on the first day of the Test Period.
          “Projections” has the meaning assigned to such term in Section 5.01(f).
          “Protective Advance” means, individually and collectively as the context may require, the U.S. Protective Advances and the Canadian Protective Advances.
          “Register” has the meaning assigned to such term in Section 9.04.
          “Related Parties” means, with respect to any specified Person, such Person’s Affiliates and the respective directors, officers, employees, agents and advisors of such Person and such Person’s Affiliates.
          “Rentals” means, with reference to any period, the aggregate amounts payable by the Company and its Subsidiaries under any operating leases (net of sublease income), calculated on a consolidated basis for the Company and its Subsidiaries for such period in accordance with GAAP.
          “Rent Reserve” means with respect to (a) any warehouse, cross-docking facility, distribution center, regional distribution center or depot that is not located in a jurisdiction providing for a common law or statutory landlord’s Lien on the personal property of tenants, which Lien would be prior or superior to that of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) and with respect to which no Collateral Access Agreement is in effect; or (b) any store, warehouse, cross-docking facility, distribution center, regional distribution center, depot or other location that is located in a jurisdiction providing for a common law or statutory landlord’s Lien on the personal property of tenants, which Lien would be prior or superior to that of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be), a reserve equal to two months’ rent at such store, warehouse, cross-docking facility, distribution center, regional distribution center, depot or other location.

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          “Report” means reports prepared by the Joint Collateral Agents or another Person showing the results of appraisals, field examinations or audits pertaining to the Borrowers’ assets from information furnished by or on behalf of the Borrowers, after the Joint Collateral Agents have exercised their rights of inspection pursuant to this Agreement, which Reports shall be distributed to the Lenders by the Administrative Agent.
          “Required Lenders” means, at any time, Lenders having Aggregate Credit Exposure and unused Revolving Commitments representing at least 51% of the sum of the Aggregate Credit Exposure and unused Revolving Commitments at such time.
          “Requirement of Law” means, as to any Person, the Certificate of Incorporation and By Laws or other organizational or governing documents of such Person, and any law, treaty, rule or regulation or determination of an arbitrator or a court or other Governmental Authority, in each case applicable to or binding upon such Person or any of its property or to which such Person or any of its property is subject.
          “Reserves” means any and all reserves which the Joint Collateral Agents deem necessary, in their Permitted Discretion, to maintain (including, without limitation, reserves for accrued and unpaid interest on the Secured Obligations, Banking Services Reserves, Customer Credit Liability Reserves, Rent Reserves, Priority Payable Reserves, Existing Debt Securities Reserves, reserves for dilution of Accounts, reserves for Inventory shrinkage, reserves for customs charges and shipping charges related to any Inventory in transit, reserves for Swap Obligations, reserves for contingent liabilities of any Loan Party (including with respect to the declaration by any Loan Party that is a public company of its intention to pay dividends pursuant to Section 6.08(a)(iv) but not yet paid), reserves for uninsured losses of any Loan Party, reserves for uninsured, underinsured, un-indemnified or under-indemnified liabilities or potential liabilities with respect to any litigation and reserves for taxes, fees, assessments, and other governmental charges) with respect to the Collateral or any Loan Party.
          “Restricted Payment” means any dividend or other distribution (whether in cash, securities or other property) with respect to any Equity Interests in the Company or any Subsidiary, or any payment (whether in cash, securities or other property), including any sinking fund or similar deposit, on account of the purchase, redemption, retirement, acquisition, cancellation or termination of any such Equity Interests in the Company or any option, warrant or other right to acquire any such Equity Interests in the Company.
          “Retail Inventory” means Inventory to be sold by the Borrowers through the Borrowers’ retail distribution channels.
          “Revolver Termination Date” has the meaning assigned to such term in Section 9.03(c).
          “Revolving Commitment” means, with respect to each Lender, individually and collectively as the context may require, the U.S. Commitment and the Canadian Commitment of such Lender. The initial aggregate amount of the Lenders’ Revolving Commitments is $650,000,000.

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          “Revolving Commitment Schedule” means the Schedule attached hereto identified as such.
          “Revolving Exposure” means, individually and collectively as the context may require, the U.S. Revolving Exposure and the Canadian Revolving Exposure.
          “Revolving Lender” means, as of any date of determination, a Lender with a Revolving Commitment or, if the Revolving Commitments have terminated or expired, a Lender with Revolving Exposure.
          “Revolving Loan” means a Loan made pursuant to Section 2.01.
          “S&P” means Standard & Poor’s Ratings Services, a division of The McGraw Hill Companies, Inc.
          “Second Currency” has the meaning assigned to such term in Section 9.18.
          “Secured Obligations” means, individually and collectively as the context may require, the U.S. Secured Obligations and the Canadian Secured Obligations.
          “Settlement” has the meaning assigned to such term in Section 2.05(d).
          “Settlement Date” has the meaning assigned to such term in Section 2.05(d).
          “Sole Remaining Collateral Agent” has the meaning assigned to such term in Section 8.02.
          “Sole Successor Collateral Agent” has the meaning assigned to such term in Section 8.02.
          “Specified Customers” means, individually and collectively as the context may require, JC Penney, Costco, Wal-Mart Stores, Inc./Sams Club, Sears, Zellers, TJ MAXX/MARMAXX, BJs Wholesale Club, Burlington Coat Factory, Ross, Fred Myer and Beall’s Outlet.
          “Standby Letter of Credit” means any Letter of Credit other than a Commercial Letter of Credit.
          “Standby LC Exposure” means, at any time, the sum of (a) the aggregate undrawn amount of all outstanding standby Letters of Credit at such time plus (b) the aggregate amount of all LC Disbursements relating to standby Letters of Credit that have not yet been reimbursed by or on behalf of the Borrowers at such time. The Standby LC Exposure of any Revolving Lender at any time shall be its Applicable Percentage of the total Standby LC Exposure at such time.

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          “Statutory Reserve Rate” means a fraction (expressed as a decimal), the numerator of which is the number one and the denominator of which is the number one minus the aggregate of the maximum reserve percentages (including any marginal, special, emergency or supplemental reserves) expressed as a decimal established by the Board or other Governmental Authority to which the Administrative Agent is subject with respect to the Adjusted LIBO Rate, for Eurodollar funding (currently referred to as “Eurocurrency Liabilities” in Regulation D of the Board). Such reserve percentages shall include those imposed pursuant to such Regulation D. Eurodollar Loans shall be deemed to constitute Eurodollar funding and to be subject to such reserve requirements without benefit of or credit for proration, exemptions or offsets that may be available from time to time to any Lender under such Regulation D or any comparable regulation. The Statutory Reserve Rate shall be adjusted automatically on and as of the effective date of any change in any reserve percentage.
          “Subordinated Indebtedness” of a Person means any Indebtedness of such Person the payment of which is subordinated to payment of the Obligations to the written satisfaction of the Administrative Agent.
          “subsidiary” means, with respect to any Person (the “parent”) at any date, any corporation, limited liability company, partnership, association or other entity the accounts of which would be consolidated with those of the parent in the parent’s consolidated financial statements if such financial statements were prepared in accordance with GAAP as of such date, as well as any other corporation, limited liability company, partnership, association or other entity (a) of which securities or other ownership interests representing more than 50% of the equity or more than 50% of the ordinary voting power or, in the case of a partnership, more than 50% of the general partnership interests are, as of such date, owned, controlled or held, or (b) that is, as of such date, otherwise Controlled, by the parent or one or more subsidiaries of the parent or by the parent and one or more subsidiaries of the parent; provided that such term shall not include any joint venture, corporation, partnership or similar arrangement the accounts of which would be consolidated with those of the Company in the Company’s consolidated financial statements in accordance with GAAP but of which not more than 50% of the equity or the ordinary voting power (or in the case of a partnership, not more than 50% of the general partnership interests) are, as of such date, owned controlled or held by the Company or any of its consolidated Subsidiaries.
          “Subsidiary” means any direct or indirect subsidiary of the Company or a Loan Party, as applicable.
          “Supermajority Lenders” means, at any time, Lenders having Aggregate Credit Exposure and unused Revolving Commitments representing at least 75% of the sum of the total Aggregate Credit Exposure and unused Revolving Commitments at such time.
          “Swap Agreement” means any agreement with respect to any swap, forward, future or derivative transaction or option or similar agreement involving, or settled by reference to, one or more rates, currencies, commodities, equity or debt instruments or securities, or economic, financial or pricing indices or measures of economic, financial or pricing risk or value or any similar transaction or any combination of these transactions; provided that no phantom stock or similar plan providing for payments only on account of services provided by current or former directors, officers, employees or consultants of the Borrowers or the Subsidiaries shall be a Swap Agreement.

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          “Swap Obligations” of a Person means any and all obligations of such Person, whether absolute or contingent and howsoever and whensoever created, arising, evidenced or acquired (including all renewals, extensions and modifications thereof and substitutions therefor), under (a) any and all Swap Agreements, and (b) any and all cancellations, buy backs, reversals, terminations or assignments of any Swap Agreement transaction.
          “Swingline Exposure” means, at any time, the sum of the aggregate amount of all outstanding Swingline Loans at such time. The Swingline Exposure of any Revolving Lender at any time shall be its Applicable Percentage of the total Swingline Exposure at such time.
          “Swingline Lender” means, individually and collectively as the context may require, the U.S. Swingline Lender and the Canadian Swingline Lender.
          “Swingline Loan” means, individually and collectively as the context may require, each U.S. Swingline Loan and each Canadian Swingline Loan.
          “Syndication Agent” means Citibank, N.A., in its capacity as Syndication Agent, and its successors and assigns in such capacity.
          “TARGET Day” means any day on which (i) TARGET2 is open for settlement of payments in Euro and (ii) banks are open for dealings in deposits in Euro in the London interbank market.
          “TARGET2” means the Trans-European Automated Real-time Gross Settlement Express Transfer payment system which utilizes a single shared platform and which was launched on November 19, 2007.
          “Taxes” means any and all present or future taxes, levies, imposts, duties, deductions, withholdings, assessments, fees or other charges imposed by any Governmental Authority, including any interest, additions to tax or penalties applicable thereto.
          “Test Period” means (a) from the date hereof until December 31, 2009, the most recent period of four fiscal quarters, and (b) at all times thereafter, 12 consecutive full fiscal months immediately preceding each date (taken as one accounting period) in respect of which the Company has delivered the financial statements referred to in paragraph (c) of Section 5.01.
          “Transactions” means the execution, delivery and performance by the Borrowers of this Agreement, the borrowing of Loans and other credit extensions, the use of the proceeds thereof and the issuance of Letters of Credit hereunder.
          “Treaty on European Union” means the Treaty of Rome of March 25, 1957, as amended by the Single European Act 1986 and the Maastricht Treaty (signed February 7, 1992), as amended from time to time.

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          “Type”, when used in reference to any Loan or Borrowing, refers to whether the rate of interest on such Loan, or on the Loans comprising such Borrowing, is determined by reference to the Adjusted LIBO Rate, the Alternate Base Rate or the Canadian Prime Rate.
          “UCC” means the Uniform Commercial Code as in effect from time to time in the State of New York or any other state the laws of which are required to be applied in connection with the issue of perfection of security interests.
          “United States” or “U.S.” means the United States of America.
          “Unliquidated Obligations” means, at any time, any Secured Obligations (or portion thereof) that are contingent in nature or unliquidated at such time, including any Secured Obligation that is: (i) an obligation to reimburse a bank for drawings not yet made under a letter of credit issued by it; (ii) any other obligation (including any guarantee) that is contingent in nature at such time; or (iii) an obligation to provide collateral to secure any of the foregoing types of obligations.
          “U.S. Availability” means (a) the lesser of (i) the U.S. Commitment and (ii) the U.S. Borrowing Base minus (b) (i) the total U.S. Revolving Exposure and (ii) the Canadian U.S. Borrowing Base Utilization.
          “U.S. Borrowers” means, individually and collectively as the context may require, the Company, Jones Apparel USA, Jones Holdings, Jones Retail, Nine West Footwear, Energie Knitwear, Jones Investment, Jones Jeanswear, L.E.I., Nine West Development and Victoria.
          “U.S. Borrowing Base” means, at any time (without duplication),
the sum of
          (a) (i) the product of (A) 85% multiplied by (B) the Eligible Accounts of the U.S. Borrowers at such time plus (ii) the product of (A) 90% multiplied by (B) the Eligible Credit Card Accounts Receivable of the U.S. Borrowers at such time,
plus
          (b) the product of (i) 80% multiplied by (ii) the Eligible Domestic Licensee Receivables of the U.S. Borrowers at such time; provided that the availability represented by Eligible Domestic Licensee Receivables of the U.S. Borrowers included in the Borrowing Base shall not at any time exceed $10,000,000,
plus
          (c) the product of (i) 35% multiplied by (ii) the Eligible Foreign Licensee Receivables of the U.S. Borrowers at such time; provided that the availability represented by Eligible Foreign Licensee Receivables of the U.S. Borrowers included in the Borrowing Base shall not at any time exceed $5,000,000,
plus

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          (d) the product of (i) 35% multiplied by (ii) the Eligible Foreign Accounts of the U.S. Borrowers at such time; provided that the availability represented by Eligible Foreign Accounts of the U.S. Borrowers included in the Borrowing Base shall not at any time exceed $5,000,000,
plus
          (e) subject to the last sentence of this definition, the product of (i) 35% multiplied by (ii) the sum of (A) the Eligible GRI Accounts of the U.S. Borrowers and (B) the Eligible GRI Licensee Receivables of the U.S. Borrowers at such time; provided that the availability represented by Eligible GRI Accounts of the U.S. Borrowers included in the Borrowing Base shall not at any time exceed $15,000,000,
plus
          (f) the lesser of (i) the product of 85% multiplied by the Net Orderly Liquidation Value percentage in respect of Retail Inventory of the U.S. Borrowers identified in the most recent inventory appraisal ordered by the Joint Collateral Agents multiplied by the Eligible Retail Inventory of the U.S. Borrowers, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time and (ii) the product of 75% multiplied by the Eligible Retail Inventory of the U.S. Borrowers, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time,
plus
          (g) the lesser of (i) the product of 85% multiplied by the High Season or Low Season, as applicable, Net Orderly Liquidation Value percentage in respect of Wholesale Inventory of the U.S. Borrowers identified in the most recent inventory appraisal ordered by the Joint Collateral Agents multiplied by the Eligible Wholesale Inventory of the U.S. Borrowers, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time and (ii) the product of 75% multiplied by the Eligible Wholesale Inventory of the U.S. Borrowers, valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market value, at such time,
minus
          (h) without duplication, Reserves established by the Joint Collateral Agents in their Permitted Discretion.
          The Joint Collateral Agents may, in their Permitted Discretion, reduce the advance rates set forth above (and subsequently increase the advance rates up to the levels set forth above) including, for reasons relating to potential rights of vendors with respect to in transit Inventory, adjust Reserves or reduce one or more of the other elements used in computing the U.S. Borrowing Base (and subsequently increase such elements up to the levels set forth above). Any changes after the Effective Date in how the Borrowers value their Inventory in accordance with their historical practices prior to the Effective Date shall be subject to the approval of the Joint Collateral Agents.

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          Notwithstanding the foregoing, the Eligible GRI Accounts and Eligible GRI Licensee Receivables shall not constitute a part of the U.S. Borrowing Base unless the Joint Collateral Agents, in the exercise of their Permitted Discretion, have approved of the same.
          “U.S. Commitment” means, with respect to each U.S. Lender, the commitment, if any, of such U.S. Lender to make U.S. Revolving Loans and to acquire participations in U.S. Letters of Credit and U.S. Swingline Loans hereunder, expressed as an amount representing the maximum possible aggregate amount of such U.S. Lender’s U.S. Revolving Exposure hereunder, as such commitment may be reduced or increased from time to time pursuant to (a) Section 2.09 and (b) assignments by or to such U.S. Lender pursuant to Section 9.04. The initial amount of each U.S. Lender’s U.S. Commitment is set forth on the Revolving Commitment Schedule, or in the Assignment and Assumption pursuant to which such U.S. Lender shall have assumed its U.S. Commitment, as applicable. The U.S. Commitment is a sub-facility of the Revolving Commitment and is not in addition to the Revolving Commitment.
          “U.S. LC Exposure” means, at any time, the sum of the Dollar Amount of the Commercial LC Exposure and the Standby LC Exposure of the U.S. Borrowers. The U.S. LC Exposure of any U.S. Lender at any time shall be its Applicable Percentage of its total U.S. LC Exposure at such time.
          “U.S. Lender Parties” means, individually and collectively as the context may require, the Administrative Agent, the U.S. Lenders, the Issuing Banks issuing U.S. Letters of Credit and the other Agents.
          “U.S. Lenders” means the Persons listed on the Revolving Commitment Schedule as having a U.S. Commitment and any other Person that shall acquire a U.S. Commitment pursuant to an Assignment and Assumption, other than any such Person that ceases to be such a Person hereto pursuant to an Assignment and Assumption.
          “U.S. Letter of Credit” means any Letter of Credit or similar instrument (including a bank guarantee) acceptable to the applicable Issuing Bank issued for the purpose of providing credit support for the U.S. Borrowers.
          “U.S. Loan Guarantor” means each Loan Party (other than the Canadian Loan Parties) and any other Person that becomes a U.S. Loan Guarantor pursuant to Section 5.14(a).
          “U.S. Loan Parties” means the U.S. Borrowers, the U.S. Borrowers’ Domestic Subsidiaries and the First-Tier Foreign DREs (other than those Persons in which Investments are made pursuant to Sections 6.04(c)(ii) and (iii)) and any other Person who becomes a party to this Agreement in its capacity as a U.S. Loan Party pursuant to a Joinder Agreement and their successors and assigns; provided that neither Rachel Roy IP Company LLC nor GRI shall be a U.S. Loan Party unless 100% of the Equity Interests of each of them is owned by a U.S. Loan Party.

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          “U.S. Loans” means, individually and collectively as the context may require, the U.S. Revolving Loans, the U.S. Swingline Loans and the U.S. Protective Advances.
          “U.S. Obligations” means, with respect to the U.S. Loan Parties, all unpaid principal of and accrued and unpaid interest on the U.S. Loans, all U.S. LC Exposure, all accrued and unpaid fees and all expenses, reimbursements, indemnities and other obligations of the U.S. Loan Parties to the Lenders or to any Lender, the Administrative Agent, any Issuing Bank with respect to a U.S. Letter of Credit or any indemnified party arising under the Loan Documents.
          “U.S. Person” means a “United States person” within the meaning of Section 7701(a)(30) of the Code.
          “U.S. Protective Advance” has the meaning assigned to such term in Section 2.04(a).
          “U.S. Revolving Exposure” means, with respect to any U.S. Lender at any time, the sum of (a) the outstanding principal amount of Revolving Loans of such U.S. Lender at such time, plus (b) an amount equal to the Applicable Percentage of the aggregate principal amount of the U.S. Swingline Loans of such U.S. Lender at such time, plus (c) an amount equal to the Applicable Percentage of the U.S. LC Exposure of such U.S. Lender at such time.
          “U.S. Revolving Loan” means a Revolving Loan made to the U.S. Borrowers.
          “U.S. Secured Obligations” means all U.S. Obligations, together with all (a) Banking Services Obligations of the U.S. Loan Parties; (b) Swap Obligations of the U.S. Loan Parties owing to one or more U.S. Lenders or their respective Affiliates; provided that (i) at or prior to the time that any transaction relating to such Swap Obligation is executed, the U.S. Lender or Affiliate of a U.S. Lender party thereto (other than Chase) shall have delivered written notice to the Administrative Agent that such a transaction has been entered into and that it constitutes a U.S. Secured Obligation entitled to the benefits of the Collateral Documents in favor of the U.S. Lender Parties; and (c) the Open Account Obligations of Open Account Obligors that are U.S. Loan Parties.
          “U.S. Security Agreement” means that certain Pledge and Security Agreement, dated as of the date hereof, between the Loan Parties (other than Jones Canada GP and Jones Canada LP) and the Administrative Agent, for the benefit of the Lender Parties and the Canadian Lender Parties, as the case may be, and any other pledge or security agreement entered into, after the Effective Date by any other U.S. Loan Party (as required by this Agreement or any other Loan Document), or any other Person, as the same may be amended, restated or otherwise modified from time to time.
          “U.S. Swingline Lender” means JPMorgan Chase Bank, N.A., in its capacity as lender of U.S. Swingline Loans hereunder.
          “U.S. Swingline Loan” has the meaning assigned to such term in Section 2.05(a).
          “Vendor Rebates” means the credits earned from vendors for volume purchases that reduce net inventory costs for the Borrowers.

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          “Victoria” means Victoria + Co Ltd., a Rhode Island corporation.
          “Weekly Reporting Period” means any period during (a) which any Default under paragraph (a) of Article VII or any Event of Default has occurred and is continuing, (b) that constitutes a Level 2 Minimum Availability Period or (c) that constitutes a Maximum Utilization Period.
          “Wholesale Inventory” means Inventory to be sold by the Borrowers through the Borrowers’ wholesale distribution channels.
          “Withdrawal Liability” means liability to a Multiemployer Plan as a result of a complete or partial withdrawal from such Multiemployer Plan, as such terms are defined in Part I of Subtitle E of Title IV of ERISA.
          “Withholding Agent” means any Loan Party and the Administrative Agent.
     SECTION 1.02. Classification of Loans and Borrowings. For purposes of this Agreement, Loans and Borrowings may be classified and referred to by Type (e.g., a “Eurodollar Loan” or a “Eurodollar Borrowing”).
     SECTION 1.03. Terms Generally. The definitions of terms herein shall apply equally to the singular and plural forms of the terms defined. Whenever the context may require, any pronoun shall include the corresponding masculine, feminine and neuter forms. The words “include”, “includes” and “including” shall be deemed to be followed by the phrase “without limitation”. The word “will” shall be construed to have the same meaning and effect as the word “shall”. Unless the context requires otherwise (a) any definition of or reference to any agreement, instrument or other document herein shall be construed as referring to such agreement, instrument or other document as from time to time amended, supplemented or otherwise modified (subject to any restrictions on such amendments, supplements or modifications set forth herein), (b) any reference herein to any Person shall be construed to include such Person’s successors and assigns, (c) the words “herein”, “hereof” and “hereunder”, and words of similar import, shall be construed to refer to this Agreement in its entirety and not to any particular provision hereof, (d) all references herein to Articles, Sections, Exhibits and Schedules shall be construed to refer to Articles and Sections of, and Exhibits and Schedules to, this Agreement and (e) the words “asset” and “property” shall be construed to have the same meaning and effect and to refer to any and all tangible and intangible assets and properties, including cash, securities, accounts and contract rights. A Default or Event of Default shall be deemed to exist at all times during the period commencing on the date that such Default or Event of Default occurs to the date on which such Default or Event of Default is waived by the Administrative Agent pursuant to this Agreement or, in the case of a Default, is cured within any period of cure expressly provided for in this Agreement; and an Event of Default shall “continue” or be “continuing” until such Event of Default has been waived by the Administrative Agent.
          For purposes of any Collateral located in the Province of Quebec or charged by any deed of hypothec (or any other Loan Document) and for all other purposes pursuant to which the interpretation or construction of a Loan Document may be subject to the laws of the Province of Quebec or a court or tribunal exercising jurisdiction in the Province of Quebec, (a) “personal property” shall be deemed to include “movable property”, (b) “real property” shall be deemed to include “immovable property”, (c) “tangible property” shall be deemed to include “corporeal property”, (d) “intangible property” shall be deemed to include “incorporeal property”, (e) “security interest” and “mortgage” shall be deemed to include a “hypothec”, (f) all references to filing, registering or recording under the UCC or the PPSA shall be deemed to include publication under the Civil Code of Québec, (g) all references to “perfection” of or “perfected” Liens shall be deemed to include a reference to the “opposability” of such Liens to third parties, (h) any “right of offset”, “right of setoff” or similar expression shall be deemed to include a “right of compensation”, (i) “goods” shall be deemed to include “corporeal movable property” other than chattel paper, documents of title, instruments, money and securities, and (j) an “agent” shall be deemed to include a “mandatary”.

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     SECTION 1.04. Accounting Terms; GAAP. Except as otherwise expressly provided herein, all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in effect from time to time; provided that, if the Borrower Representative notifies the Administrative Agent that the Borrowers request an amendment to any provision hereof to eliminate the effect of any change occurring after the date hereof in GAAP or in the application thereof on the operation of such provision (or if the Administrative Agent notifies the Borrower Representative that the Required Lenders request an amendment to any provision hereof for such purpose), regardless of whether any such notice is given before or after such change in GAAP or in the application thereof, then such provision shall be interpreted on the basis of GAAP as in effect and applied immediately before such change shall have become effective until such notice shall have been withdrawn or such provision amended in accordance herewith.
     SECTION 1.05. Currency Translations. Without limiting the other terms of this Agreement the calculations and determinations under this Agreement of any amount in any currency other than dollars shall be deemed to refer to dollars or the Dollar Amount (as determined by the Administrative Agent) or the Equivalent Amount (as determined by the Canadian Administrative Agent), as the case may be, and all certificates delivered under this Agreement, shall express such calculations or determinations in dollars or the Dollar Amount or the Equivalent Amount thereof, as the case may be.
ARTICLE II
The Credits
     SECTION 2.01. Revolving Commitments. Subject to the terms and conditions set forth herein, (a) each U.S. Lender agrees to make U.S. Revolving Loans from time to time during the Availability Period to the U.S. Borrowers, and (b) each Canadian Lender agrees to make Canadian Revolving Loans (including by way of BA Drawings in accordance with Section 2.21) from time to time during the Availability Period to the Canadian Borrower, if, in each case after giving effect thereto:
     (i) the U.S. Revolving Exposure or Canadian Revolving Exposure of any Lender would not exceed such Lender’s U.S. Commitment or Canadian Commitment, as the case may be;

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     (ii) the total U.S. Revolving Exposure of all the U.S. Lenders would not exceed (A) the lesser of (x) the total U.S. Commitments or (y) the U.S. Borrowing Base minus (B) the Canadian U.S. Borrowing Base Utilization;
     (iii) the total Canadian Revolving Exposure of all the Canadian Lenders would not exceed the lesser of (A) the Canadian Sublimit or (B) (x) the Canadian Borrowing Base plus (y) the U.S. Availability; and
     (iv) the sum of (A) (x) the total Revolving Exposures of all the Lenders and (y) the Open Account Aggregate Cap would not exceed the lesser of (B)(x) the total Revolving Commitments or (y) the Aggregate Borrowing Base;
subject to the Administrative Agent’s or Canadian Administrative Agent’s authority, as applicable, in their sole discretion, to make Protective Advances pursuant to the terms of Section 2.04. Within the foregoing limits and subject to the terms and conditions set forth herein, each Borrower may borrow, prepay and reborrow its Revolving Loans.
     SECTION 2.02. Loans and Borrowings. (a) Each Loan (other than a Swingline Loan) shall be made as part of a Borrowing consisting of Loans of the same Type made by the Lenders ratably in accordance with their respective Revolving Commitments. Any Protective Advance and any Swingline Loan shall be made in accordance with the procedures set forth in Section 2.04 and 2.05.
          (b) Subject to Section 2.14 and Section 2.21, (i) each Borrowing of U.S. Revolving Loans shall be comprised entirely of ABR Loans or Eurodollar Loans as the Borrower Representative may request in accordance herewith; provided that all Borrowings made on the Effective Date must be made as ABR Borrowings but may be converted into Eurodollar Borrowings in accordance with Section 2.08; (ii) each Borrowing of Canadian Revolving Loans denominated in Canadian Dollars shall be comprised entirely of Canadian Prime Rate Loans or, pursuant to Section 2.21, BA Drawings as the Borrower Representative may request in accordance herewith; and (iii) each Borrowing of Canadian Revolving Loans denominated in dollars shall be comprised entirely of ABR Loans or Eurodollar Loans as the Borrower Representative may request in accordance herewith. Each U.S. Swingline Loan and Canadian Swingline Loan denominated in dollars shall be an ABR Loan, and each Canadian Swingline Loan denominated in Canadian Dollars shall be a Canadian Prime Rate Loan. Each Lender at its option may make any Eurodollar Loan by causing any domestic or foreign branch or Affiliate of such Lender to make such Loan; provided that any exercise of such option shall not affect the obligation of the Borrowers to repay such Loan in accordance with the terms of this Agreement.
          (c) At the commencement of each Interest Period for any Eurodollar Borrowing, such Borrowing shall be in an aggregate amount that is an integral multiple of $1,000,000 and not less than $5,000,000. ABR Borrowings and Canadian Prime Rate Borrowings may be in any amount. Each Swingline Loan shall be in an amount that is an integral multiple of $1,000,000 and not less than $5,000,000. Borrowings of more than one Type may be outstanding at the same time; provided that there shall not at any time be more than a total of six Eurodollar Borrowings outstanding.

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          (d) At the commencement of each Contract Period for any BA Drawing of Canadian Revolving Loans, such Borrowing shall be in an aggregate face amount that is an integral multiple of Cdn.$1,000,000 and not less than Cdn.$5,000,000; provided that there shall not at any time be more than a total of five BA Drawings outstanding.
          (e) Notwithstanding any other provision of this Agreement, neither the Borrower Representative nor any Borrower shall be entitled to request, or to elect to convert or continue, any Borrowing if the Interest Period or Contract Period requested with respect thereto would end after the Maturity Date.
     SECTION 2.03. Requests for Revolving Borrowings. To request a Borrowing, the Borrower Representative shall notify the applicable Administrative Agent of such request either in writing (delivered by hand or facsimile) substantially in the form attached hereto as Exhibit G and signed by the Borrower Representative or by telephone (a) with respect to U.S. Loans (i) in the case of a Eurodollar Borrowing, not later than 11:00 a.m., Chicago time, three Business Days before the date of the proposed Borrowing or (ii) in the case of an ABR Borrowing, not later than 2:00 p.m., Chicago time, on the date of the proposed Borrowing, and (b) with respect to Canadian Loans, (i) in the case of a Eurodollar Borrowing, not later than 12:00 noon, Toronto time three Business Days before the date of the proposed Borrowing, (ii) in the case of a BA Drawing, not later than 3:00 p.m., Toronto time, three Business Days before the date of the proposed Borrowing, and (iii) in the case of a Canadian Prime Rate Borrowing or an ABR Borrowing, not later than 1:00 p.m., Toronto time, one Business Day before the date of the proposed Borrowing, provided that any such notice of an ABR Borrowing to finance the reimbursement of an LC Disbursement (in the case of any U.S. Letter of Credit) as contemplated by Section 2.06(e), may be given not later than 2:00 p.m., Chicago time, on the date of the proposed Borrowing. Each such telephonic Borrowing Request shall be irrevocable and shall be confirmed promptly by hand delivery or facsimile to the Administrative Agent or the Canadian Administrative Agent, as applicable, of a written Borrowing Request in a form approved by the Administrative Agent or the Canadian Administrative Agent, as applicable, and signed by the Borrower Representative. Each such telephonic and written Borrowing Request shall specify the following information in compliance with Section 2.01:
          (i) the name of the applicable Borrower;
          (ii) the aggregate amount of the requested Borrowing and a breakdown of the separate wires comprising such Borrowing;
          (iii) the date of such Borrowing, which shall be a Business Day;
          (iv) whether such Borrowing is to be an ABR Borrowing, a Canadian Prime Rate Borrowing, a BA Drawing or a Eurodollar Borrowing;
          (v) in the case of a Eurodollar Borrowing, the initial Interest Period to be applicable thereto, which shall be a period contemplated by the definition of the term “Interest Period”; and

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          (vi) in the case of a BA Drawing, the initial Contract Period to be applicable thereto, which shall be a period contemplated by the definition of the term “Contract Period”.
If no election as to the Type of Borrowing of Revolving Loans is specified, then (A) a Borrowing of U.S. Revolving Loans or Canadian Revolving Loans requested in dollars shall be an ABR Borrowing, and (B) a Borrowing of Canadian Revolving Loans requested in Canadian Dollars shall be a Canadian Prime Rate Borrowing. If no Interest Period is specified with respect to any requested Eurodollar Borrowing of Revolving Loans, then the applicable Borrower shall be deemed to have selected an Interest Period of one month’s duration. Promptly following receipt of a Borrowing Request in accordance with this Section, the Administrative Agent or the Canadian Administrative Agent, as applicable, shall advise each applicable Lender of the details thereof and of the amount of such Lender’s Loan to be made as part of the requested Borrowing.
     SECTION 2.04. Protective Advances. (a) Subject to the limitations set forth below, the Administrative Agent or the Canadian Administrative Agent, as applicable, is authorized by the Borrowers and the Lenders, from time to time in the Administrative Agent’s or the Canadian Administrative Agent’s, as the case may be, sole discretion (but, in either such case, neither of them shall have absolutely any obligation to), to make (i) in the case of the Administrative Agent, Loans to the U.S. Borrowers on behalf of the U.S. Lenders (each such Loan, a “U.S. Protective Advance”), or (ii) in the case of the Canadian Administrative Agent, Loans to the Canadian Borrower in Canadian Dollars or dollars on behalf of the Canadian Lenders (each such Loan, a “Canadian Protective Advance”), which the Administrative Agent or Canadian Administrative Agent, as applicable, in its Permitted Discretion, deems necessary or desirable (A) to preserve or protect the Collateral, or any portion thereof, (B) to enhance the likelihood of, or maximize the amount of, repayment of the Loans and other Obligations, or (C) to pay any other amount chargeable to or required to be paid by the applicable Borrower pursuant to the terms of this Agreement, including payments of reimbursable expenses (including costs, fees, and expenses as described in Section 9.03) and other sums payable under the Loan Documents; provided, that the aggregate amount of Protective Advances outstanding at any time shall not at any time exceed $30,000,000; provided further, that (1) the aggregate amount of outstanding Protective Advances in favor of the U.S. Borrowers plus the aggregate U.S. Revolving Exposure shall not exceed the U.S. Commitment, (2) the aggregate amount of outstanding Protective Advances in favor of the Canadian Borrower plus the aggregate Canadian Revolving Exposure shall not exceed the Canadian Commitment and (3) the aggregate amount of all outstanding Protective Advances plus the sum of the aggregate Revolving Exposures of all the Lenders and the Open Account Aggregate Cap shall not exceed the aggregate Revolving Commitments. Protective Advances may be made even if the conditions precedent set forth in Section 4.02 have not been satisfied. The (i) U.S. Protective Advances shall be secured by the Liens in favor of the Administrative Agent (for the benefit of the Lender Parties) and (ii) the Canadian Protective Advance shall be secured by the Liens in favor of the Administrative Agent (for the benefit of the Canadian Lender Parties) in and to the Collateral of the U.S. Loan Parties (in the case of the U.S. Protective Advances) or the Collateral (in the case of the Canadian Protective Advances) and shall constitute U.S. Obligations (in the case of U.S. Protective Advances) and Canadian Obligations (in the case of Canadian Protective Advances). All U.S. Protective Advances and Canadian Protective Advances denominated in dollars shall be ABR Borrowings, and all Canadian Protective Advances denominated in Canadian Dollars shall be Canadian Prime Rate Borrowings. The Administrative Agent’s or Canadian Administrative Agent’s, as the case may be, authorization to make Protective Advances may be revoked at any time by the Required Lenders. Any such revocation must be in writing and shall become effective prospectively upon the Administrative Agent’s or the Canadian Administrative Agent’s (as applicable) receipt thereof. At any time that there is sufficient Availability and the conditions precedent set forth in Section 4.02 have been satisfied, the Administrative Agent, Canadian or Administrative Agent, as applicable, may request the Revolving Lenders to make a Revolving Loan, in the currency in which the applicable Protective Advance was denominated, to repay a Protective Advance. At any other time the Administrative Agent or Canadian Administrative Agent (as applicable) may require the Lenders to fund, in the currency in which the applicable Protective Advance was denominated, their risk participations described in Section 2.04(b).

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          (b) Upon the making of a Protective Advance (whether before or after the occurrence of a Default) by the Administrative Agent or the Canadian Administrative Agent, as applicable, each U.S. Lender or Canadian Lender, as applicable, shall be deemed, without further action by any party hereto, to have unconditionally and irrevocably purchased from the Administrative Agent or the Canadian Administrative Agent, as applicable, without recourse or warranty, an undivided interest and participation in such U.S. Protective Advance or Canadian Protective Advance, as applicable, in proportion to its Applicable Percentage. From and after the date, if any, on which any Lender is required to fund its participation in any Protective Advance purchased hereunder, the Administrative Agent or the Canadian Administrative Agent, as applicable, shall promptly distribute to such Lender, such Lender’s Applicable Percentage of all payments of principal and interest and all proceeds of Collateral received by the Administrative Agent or the Canadian Administrative Agent, as applicable, in respect of such Protective Advance.
     SECTION 2.05. Swingline Loans. (a) The Administrative Agent, the U.S. Swingline Lender and the U.S. Lenders agree that in order to facilitate the administration of this Agreement and the other Loan Documents, promptly after the Borrower Representative requests an ABR Borrowing, the U.S. Swingline Lender may elect to have the terms of this Section 2.05(a) apply to such Borrowing Request by advancing, on behalf of the U.S. Lenders and in the amount requested, same day funds to the U.S. Borrowers, on the applicable Borrowing date to the Funding Account(s) (each such Loan made solely by the U.S. Swingline Lender pursuant to this Section 2.05(a) is referred to in this Agreement as a “U.S. Swingline Loan”), with settlement among them as to the U.S. Swingline Loans to take place on a periodic basis as set forth in Section 2.05(d). Each U.S. Swingline Loan shall be subject to all the terms and conditions applicable to other ABR Loans funded by the U.S. Lenders, except that all payments thereon shall be payable to the U.S. Swingline Lender solely for its own account. The aggregate amount of U.S. Swingline Loans outstanding at any time shall not exceed $60,000,000. The U.S. Swingline Lender shall not make any U.S. Swingline Loan if the requested U.S. Swingline Loan exceeds U.S. Availability (before giving effect to such U.S. Swingline Loan). All U.S. Swingline Loans shall be ABR Borrowings.
          (b) The Canadian Administrative Agent, the Canadian Swingline Lender and the Canadian Lenders agree that in order to facilitate the administration of this Agreement and the other Loan Documents, promptly after the Borrower Representative requests an ABR Borrowing, the Canadian Swingline Lender may elect to have the terms of this Section 2.05(b) apply to such Borrowing Request by advancing, on behalf of the Canadian Lenders and in the amount requested, same day funds to the Canadian Borrower, on the applicable Borrowing date to the Funding Account(s) (each such Loan made solely by the Canadian Swingline Lender pursuant to this Section 2.05(b) is referred to in this Agreement as a “Canadian Swingline Loan”), with settlement among them as to the Swingline Loans to take place on a periodic basis as set forth in Section 2.05(d). Each Canadian Swingline Loan shall be subject to all the terms and conditions applicable to other ABR Loans funded by the Canadian Lenders, except that all payments thereon shall be payable to the Canadian Swingline Lender solely for its own account. The aggregate amount of Canadian Swingline Loans outstanding at any time shall not exceed $2,500,000 (or the Equivalent Amount thereof). The Canadian Swingline Lender shall not make any Canadian Swingline Loan if the requested Canadian Swingline Loan exceeds Canadian Availability (before giving effect to such Canadian Swingline Loan). All Canadian Swingline Loans shall be Canadian Prime Rate Borrowings.

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          (c) Upon the making of a Swingline Loan (whether before or after the occurrence of a Default and regardless of whether a Settlement has been requested with respect to such Swingline Loan), each U.S. Lender or Canadian Lender, as applicable, shall be deemed, without further action by any party hereto, to have unconditionally and irrevocably purchased from the applicable Swingline Lender, the Administrative Agent or the Canadian Administrative Agent, as the case may be, without recourse or warranty, an undivided interest and participation in the applicable Swingline Loan in proportion to its Applicable Percentage of the Revolving Commitments. The applicable Swingline Lender may, at any time, require the applicable Lenders to fund, in the currency in which the applicable Swingline Loan was denominated, their participations. From and after the date, if any, on which any Lender is required to fund its participation in any Swingline Loan purchased hereunder, the Administrative Agent or the Canadian Administrative Agent, as applicable, shall promptly distribute to such Lender, such Lender’s Applicable Percentage of all payments of principal and interest and all proceeds of Collateral received by such Administrative Agent in respect of such Loan.
          (d) Each of the Administrative Agent and the Canadian Administrative Agent, on behalf of the U.S. Swingline Lender or the Canadian Swingline Lender, as applicable, shall request settlement (a “Settlement”) with the U.S. Lenders or Canadian Lenders, as applicable, on at least a weekly basis or on any more frequent date that the Administrative Agent or the Canadian Administrative Agent, as the case may be, elects, by notifying the applicable Lenders of such requested Settlement by facsimile, telephone or e-mail no later than 12:00 noon Chicago time (i) on the date of such requested Settlement (the “Settlement Date”), with regard to U.S. Swingline Loans, and (ii) two Business Days prior to the Settlement Date, with regard to Canadian Swingline Loans (or on the date of such requested Settlement, if a Default or an Event of Default has occurred and is continuing). Each U.S. Lender or Canadian Lender, as applicable (other than the Swingline Lenders, in the case of the Swingline Loans) shall transfer, in the currency in which the applicable Loan was denominated, the amount of such Lender’s Applicable Percentage of the outstanding principal amount of the applicable Loan with respect to which Settlement is requested to the Administrative Agent or the Canadian Administrative Agent, as applicable, to an account of the Administrative Agent or Canadian Administrative Agent, as applicable, as it may designate, not later than 2:00 p.m., Chicago time, on such Settlement Date. Settlements may occur during the existence of a Default and whether or not the applicable conditions precedent set forth in Section 4.02 have then been satisfied. Such amounts transferred to the Administrative Agent or the Canadian Administrative Agent, as applicable, shall be applied against the amounts of the applicable Swingline Lender’s Swingline Loans and, together with such Swingline Lender’s Applicable Percentage of such Swingline Loan, shall constitute Revolving Loans of such applicable Lenders (and shall no longer constitute Swingline Loans). If any such amount referred to in this paragraph (d) is not transferred to the applicable Agent by any applicable Lender on such Settlement Date, the applicable Swingline Lender shall be entitled to recover such amount on demand from such Lender together with interest thereon as specified in Section 2.07.

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     SECTION 2.06. Letters of Credit. (a) General. Subject to the terms and conditions set forth herein, the Borrower Representative may request the issuance of Letters of Credit denominated in dollars, an Alternative Currency (in the case of Commercial Letters of Credit that are U.S. Letters of Credit) and Canadian Dollars (in the case of Canadian Letters of Credit) for its own account or for the account of another Borrower, in a form reasonably acceptable to the Administrative Agent or the Canadian Administrative Agent, as applicable, and the applicable Issuing Bank, at any time and from time to time during the Availability Period. In the event of any inconsistency between the terms and conditions of this Agreement and the terms and conditions of any form of letter of credit application or other agreement submitted by the Borrowers to, or entered into by the Borrowers with, an Issuing Bank relating to any Letter of Credit, the terms and conditions of this Agreement shall control.
          (b) Notice of Issuance, Amendment, Renewal, Extension; Certain Conditions. To request the issuance of a Letter of Credit (or the amendment, renewal or extension of an outstanding Letter of Credit), the Borrower Representative shall hand deliver or facsimile (or transmit by electronic communication, if arrangements for doing so have been approved by the applicable Issuing Bank) to the applicable Issuing Bank and the Administrative Agent (in the case of U.S. Letters of Credit) and the Canadian Administrative Agent (in the case of Canadian Letters of Credit) with a copy to the Administrative Agent, in each case prior to 9:00 a.m., Chicago time at least three Business Days prior to the requested date of issuance, amendment, renewal or extension) a notice requesting the issuance of a Letter of Credit, or identifying the Letter of Credit to be amended, renewed or extended, and specifying the date of issuance, amendment, renewal or extension (which shall be a Business Day), the date on which such Letter of Credit is to expire (which shall comply with paragraph (c) of this Section), the amount of such Letter of Credit, the currency in which such Letter of Credit will be denominated (which may be in dollars or Canadian Dollars (in the case of Canadian Letters of Credit), or, in the case of a Commercial Letter of Credit that is issued pursuant to the U.S. Commitment, an Alternative Currency), the name and address of the beneficiary thereof and such other information as shall be necessary to prepare, amend, renew or extend such Letter of Credit. If requested by the applicable Issuing Bank, the applicable Borrower also shall submit a letter of credit application on such Issuing Bank’s standard form in connection with any request for a Letter of Credit. A Letter of Credit shall be issued, amended, renewed or extended only if (and upon issuance, amendment, renewal or extension of each Letter of Credit the Borrowers shall be deemed to represent and warrant that), after giving effect to such issuance, amendment, renewal or extension (i) the aggregate LC Exposure shall not exceed $450,000,000, (ii) the Standby LC Exposure shall not exceed $50,000,000, (iii) the Commercial LC Exposure shall not exceed $400,000,000, (iv) the LC Exposure on account of Commercial Letters of Credit denominated in an Alternative Currency that are issued pursuant to the U.S. Commitment shall not exceed $100,000,000, (v) the Canadian LC Exposure shall not exceed $5,000,000, (vi) the total U.S. Revolving Exposure of all the U.S. Lenders would not exceed the lesser of (A) (x) the total U.S. Commitments or (y) the U.S. Borrowing Base minus (B) the Canadian U.S. Borrowing Base Utilization, (vii) the total Canadian Revolving Exposure of all the Canadian Lenders would not exceed the lesser of (A) the Canadian Sublimit or (B) (x) the Canadian Borrowing Base plus (y) the U.S. Availability and (viii) the sum of (A) (x) the total Revolving Exposures of all the Lenders and (y) Open Account Aggregate Cap shall not exceed the lesser of (B) (i) the total Revolving Commitments and (ii) the Aggregate Borrowing Base then in effect.

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          (c) Expiration Date. Each Letter of Credit shall expire at or prior to the close of business on the earlier of (i) the date one year after the date of the issuance of such Letter of Credit (or, in the case of any renewal or extension thereof, one year after such renewal or extension) and (ii) the date that is five Business Days prior to the Maturity Date (it being understood that any Letter of Credit that provides for time drafts to be submitted thereunder shall have an expiry date which is in advance of such five Business Days prior to the Maturity Date by the number of days contemplated for such time drafts).
          (d) Participations. By the issuance of a Letter of Credit (or an amendment to a Letter of Credit increasing the amount thereof) and without any further action on the part of any Issuing Bank or the Revolving Lenders, the applicable Issuing Bank hereby grants to each U.S. Lender, with respect to a U.S. Letter of Credit, and each Canadian Lender, with respect to a Canadian Letter of Credit, and each U.S. Lender and Canadian Lender, as applicable, hereby acquires from the applicable Issuing Bank, a participation in each such Letter of Credit equal to such Lender’s Applicable Percentage of the aggregate Dollar Amount (in the case of each U.S. Letter of Credit) or Equivalent Amount (in the case of each Canadian Letter of Credit) available to be drawn under such Letter of Credit. In consideration and in furtherance of the foregoing, (i) with respect to each U.S. Letter of Credit, each U.S. Lender hereby absolutely and unconditionally agrees to pay in dollars to the Administrative Agent, and (ii) with respect to any Canadian Letters of Credit, each Canadian Lender hereby absolutely and unconditionally promises to pay, in the same currency in which such Canadian Letter of Credit is issued, the Canadian Administrative Agent, in each case for the account of the applicable Issuing Bank, such Lender’s Applicable Percentage of each LC Disbursement, made by such Issuing Bank and not reimbursed by the applicable Borrower on the date due as provided in paragraph (e) of this Section, or of any reimbursement payment required to be refunded to such Borrowers for any reason. Each Revolving Lender acknowledges and agrees that its obligation to acquire participations pursuant to this paragraph in respect of Letters of Credit is absolute and unconditional and shall not be affected by any circumstance whatsoever, including any amendment, renewal or extension of any Letter of Credit or the occurrence and continuance of a Default or reduction or termination of the Revolving Commitments, and that each such payment shall be made without any offset, abatement, withholding or reduction whatsoever.

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          (e) Reimbursement. If any Issuing Bank shall make any LC Disbursement in respect of a Letter of Credit, the applicable Borrower shall reimburse such LC Disbursement by paying to (i) the Administrative Agent (in the case of any U.S. Letter of Credit) in dollars and (ii) the Canadian Administrative Agent (in the case of any Canadian Letters of Credit) in the same currency as the applicable LC Disbursement an amount equal to such LC Disbursement not later than 2:00 p.m., Chicago time, on the Business Day that the Borrower Representative receives notice of such LC Disbursement, if such notice is received prior to 9:00 a.m., Chicago time, on such Business Day (or, if the Borrower Representative receives notice of such LC Disbursement after 9:00 a.m., Chicago time, on any Business Day, by 2:00 p.m., Chicago time, on the next following Business Day); provided, that the Borrowers may, subject to the conditions to borrowing set forth herein, request in accordance with Section 2.03 or 2.05 that such payment be financed with an ABR Borrowing (in the case of U.S. Letters of Credit), a Canadian Prime Rate Borrowing (in the case of Canadian Letters of Credit) or a Swingline Loan in an equivalent amount and, to the extent so financed (in the event that such LC Disbursement was made in an Alternative Currency, such Borrowing Request shall be for an amount equal to the Dollar Amount of the amount of such LC Disbursement, and in the event such LC Disbursement was made with respect to a Canadian Letter of Credit, such Borrowing Request shall be in the same currency as such LC Disbursement), the Borrowers’ obligation to make such payment shall be discharged and replaced by the resulting ABR Borrowing or Swingline Loan (or the applicable portion thereof). If the Borrowers fail to make such payment when due, the Administrative Agent or the Canadian Administrative Agent, as applicable, shall notify each U.S. Lender or Canadian Lender of the applicable LC Disbursement, the payment then due from the applicable Borrower in respect thereof and such Lender’s Applicable Percentage thereof. Promptly following receipt of such notice, each applicable Lender shall pay to (x) the Administrative Agent dollars (in the case of the U.S. Letter of Credit) or (y) the Canadian Administrative Agent (in the case of Canadian Letters of Credit) in the same currency as the applicable LC Disbursement, an amount equal to its Applicable Percentage of the payment then due from the applicable Borrower, in the same manner as provided in Section 2.07 with respect to Loans made by such Lender (and Section 2.07 shall apply, mutatis mutandis, to the payment obligations of the Revolving Lenders), and Administrative Agent and the Canadian Administrative Agent, as the case may be, shall promptly pay to the applicable Issuing Bank the amounts so received by it from the Revolving Lenders. Promptly following receipt by the Administrative Agent or the Canadian Administrative Agent, as the case may be, of any payment from the Borrowers pursuant to this paragraph, each of them shall distribute such payment to the applicable Issuing Bank or, to the extent that Revolving Lenders have made payments pursuant to this paragraph to reimburse the applicable Issuing Bank, then each of them shall distribute such payment to such Revolving Lenders and the applicable Issuing Bank as their interests may appear. Any payment made by a Revolving Lender pursuant to this paragraph to reimburse the applicable Issuing Bank for any LC Disbursement (other than the funding of ABR Loans (in the case of U.S. Letters of Credit), a Canadian Prime Rate Loan (in the case of Canadian Letters of Credit) or a Swingline Loan as contemplated above) shall not constitute a Loan (but shall be Secured Obligations) and shall not relieve the Borrowers of their obligation to reimburse such LC Disbursement.

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          (f) Exchange Indemnification and Increased Costs. The Borrowers shall, upon demand from any Issuing Bank or any Revolving Lender, pay to such Issuing Bank or such Revolving Lender, the amount of (i) any loss or cost or increased cost incurred by such Issuing Bank or such Revolving Lender, (ii) any reduction in any amount payable to or in the effective return on the capital to such Issuing Bank or such Revolving Lender, (iii) any currency exchange loss, in each case with respect to clauses (i), (ii) and (iii), that such Issuing Bank or such Revolving Lender sustains as a result of the Borrowers’ repayment in dollars of any Commercial Letter of Credit that is a U.S. Letter of Credit that was denominated in an Alternative Currency or (iv) any interest or any other return, including principal, foregone by such Issuing Bank as a result of the introduction of, change over to or operation of the Euro in any member state participating in the Euro. A certificate of the applicable Issuing Bank setting forth in reasonable detail the basis for determining such additional amount or amounts necessary to compensate such Issuing Bank shall be conclusively presumed to be correct save for manifest error.
          (g) Obligations Absolute. The Borrowers’ joint and several obligation to reimburse LC Disbursements as provided in paragraph (e) of this Section shall be absolute, unconditional and irrevocable, and shall be performed strictly in accordance with the terms of this Agreement under any and all circumstances whatsoever and irrespective of (i) any lack of validity or enforceability of any Letter of Credit or this Agreement, or any term or provision therein, (ii) any draft or other document presented under a Letter of Credit proving to be forged, fraudulent or invalid in any respect or any statement therein being untrue or inaccurate in any respect, (iii) payment by an Issuing Bank under a Letter of Credit against presentation of a draft or other document that does not comply with the terms of such Letter of Credit, or (iv) any other event or circumstance whatsoever, whether or not similar to any of the foregoing, that might, but for the provisions of this Section, constitute a legal or equitable discharge of, or provide a right of setoff against, the Borrowers’ obligations hereunder. Neither the Administrative Agent nor the Canadian Administrative Agent, the Revolving Lenders nor any Issuing Bank, nor any of their Related Parties, shall have any liability or responsibility by reason of or in connection with the issuance or transfer of any Letter of Credit or any payment or failure to make any payment thereunder (irrespective of any of the circumstances referred to in the preceding sentence), or any error, omission, interruption, loss or delay in transmission or delivery of any draft, notice or other communication under or relating to any Letter of Credit (including any document required to make a drawing thereunder), any error in interpretation of technical terms or any consequence arising from causes beyond the control of the applicable Issuing Bank; provided that the foregoing shall not be construed to excuse the applicable Issuing Bank from liability to the Borrowers to the extent of any direct damages (as opposed to consequential damages, claims in respect of which are hereby waived by the Borrowers to the extent permitted by applicable law) suffered by any Borrower that are caused by the applicable Issuing Bank’s failure to exercise the standard of care hereunder to be applicable when determining whether drafts and other documents presented under a Letter of Credit comply with the terms thereof. The parties hereto expressly agree that, in the absence of gross negligence or wilful misconduct on the part of an Issuing Bank (as finally determined by a court of competent jurisdiction), such Issuing Bank shall be deemed to have exercised such standard of care in each such determination. In furtherance of the foregoing and without limiting the generality thereof, the parties agree that, with respect to documents presented which appear on their face to be in substantial compliance with the terms of a Letter of Credit, the applicable Issuing Bank may, in its sole discretion, either accept and make payment upon such documents without responsibility for further investigation, regardless of any notice or information to the contrary, or refuse to accept and make payment upon such documents if such documents are not in strict compliance with the terms of such Letter of Credit.
          (h) Disbursement Procedures. The applicable Issuing Bank shall, promptly following its receipt thereof, examine all documents purporting to represent a demand for payment under a Letter of Credit. The applicable Issuing Bank shall promptly notify the Administrative Agent or the Canadian Administrative Agent, as applicable, and the applicable Borrower by telephone (confirmed by facsimile) of such demand for payment and whether such Issuing Bank has made or will make an LC Disbursement thereunder; provided that any failure to give or delay in giving such notice shall not relieve the Borrowers of their obligation to reimburse the applicable Issuing Bank and the applicable Revolving Lenders with respect to any such LC Disbursement.

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          (i) Interim Interest. If any Issuing Bank shall make any LC Disbursement, then, unless the Borrowers shall reimburse such LC Disbursement in full on the date such LC Disbursement is made, the unpaid amount thereof shall bear interest, for each day from and including the date such LC Disbursement is made to but excluding the date that the Borrowers reimburse such LC Disbursement, (i) (x) in the case of LC Disbursements made in dollars, at the rate per annum then applicable to ABR Loans, and (y) in the case of an LC Disbursement made in Canadian Dollars, at the rate per annum then applicable to Canadian Prime Rate Loans, and (ii) in the case of LC Disbursements made in respect of any Commercial Letters of Credit that are U.S. Letters of Credit in an Alternative Currency, at the overnight London interbank offered rate for the relevant Alternative Currency determined by the Administrative Agent in good faith plus the rate per annum then applicable to Eurodollar Borrowings; provided that, if the Borrowers fail to reimburse such LC Disbursement when due pursuant to paragraph (e) of this Section, then Section 2.13(e) shall apply. Interest accrued pursuant to this paragraph shall be for the account of the applicable Issuing Bank, except that interest accrued on and after the date of payment by any Revolving Lender pursuant to paragraph (e) of this Section to reimburse the Issuing Bank shall be for the account of such Revolving Lender to the extent of such payment.
          (j) Replacement of the Issuing Banks. Any Issuing Bank may be replaced at any time by written agreement among the Borrower Representative, the Administrative Agent, the Issuing Bank to be replaced and the successor Issuing Bank. The Administrative Agent shall notify the Revolving Lenders of any such replacement of an Issuing Bank. At the time any such replacement shall become effective, the Borrowers shall pay all unpaid fees accrued for the account of the replaced Issuing Bank pursuant to Section 2.12(b). From and after the effective date of any such replacement, (i) the successor Issuing Bank shall have all the rights and obligations of an Issuing Bank under this Agreement with respect to Letters of Credit to be issued thereafter and (ii) references herein to the term “Issuing Bank” shall be deemed to refer to such successor or to any previous Issuing Bank, or to such successor and all previous Issuing Banks, as the context shall require. After the replacement of an Issuing Bank hereunder, the replaced Issuing Bank shall remain a party hereto and shall continue to have all the rights and obligations of an Issuing Bank under this Agreement with respect to Letters of Credit issued by it prior to such replacement, but shall not be required to issue additional Letters of Credit.
          (k) Cash Collateralization. Subject to Section 2.18(b), if any Event of Default shall occur and be continuing, on the Business Day that the Borrower Representative receives notice from the Administrative Agent, the Canadian Administrative Agent or the Required Lenders demanding the deposit of cash collateral pursuant to this paragraph or if any of the other provisions hereof require cash collateralization (or, on the Business Day on or immediately following the maturity of the Loans if the Loans have been accelerated, without any further notice), (i) the U.S. Borrowers shall deposit in an account with the Administrative Agent, in the name of the Administrative Agent and for the benefit of the Lender Parties (the “LC Collateral Account”), the Dollar Amount in cash equal to 103% of the U.S. LC Exposure as of such date plus accrued and unpaid interest thereon and (ii) the Canadian Borrower shall deposit in an account with the Administrative Agent, in the name of the Administrative Agent and for the benefit of the Canadian Lender Parties (the “Canadian LC Collateral Account”), the Equivalent Amount in cash equal to 103% of the Canadian LC Exposure as of such date plus accrued and unpaid interest thereon; provided that the obligation to deposit such cash collateral shall become effective immediately, and such deposit shall become immediately due and payable, without demand or other notice of any kind, upon the occurrence of any Event of Default with respect to any Borrower described in paragraph (h) or (i) of Article VII. Such deposit shall be held by the Administrative Agent as collateral for the payment and performance of the Secured Obligations, in the case of deposits in the LC Collateral Account, and the Canadian Secured Obligations, in the case of deposits in the Canadian LC Collateral Account. The Administrative Agent shall have exclusive dominion and control, including the exclusive right of withdrawal, over such accounts; and (x) the U.S. Borrowers hereby grant the Administrative Agent (for the benefit of the Lender Parties) a security interest in the LC Collateral Account and (y) the Canadian Borrower hereby grants the Administrative Agent (for the benefit of the Canadian Lender Parties) a security interest in the Canadian LC Collateral Account. Other than any interest earned on the investment of such deposits, which investments shall be in the form of Permitted Investments made at the option and sole discretion of the Administrative Agent (in accordance with its usual and customary practices for investments of this type), and at the Borrowers’ risk and reasonable expense, such deposits shall not bear interest. Interest or profits, if any, on such investments shall accumulate in such account. Moneys in such account shall be applied by the Administrative Agent to reimburse the applicable Issuing Bank for LC Disbursements for which it has not been reimbursed and, to the extent not so applied, shall be held for the satisfaction of the reimbursement obligations of the U.S. Borrowers or the Canadian Borrower, as applicable, for the LC Exposure at such time or, if the maturity of the Loans has been accelerated (but subject to the consent of Required Lenders), be applied, in the case of moneys in the LC Collateral Account, to satisfy other Secured Obligations or, in the case of moneys in the Canadian LC Collateral Account, to satisfy other Canadian Secured Obligations. If the Borrowers are required to provide an amount of cash collateral hereunder as a result of the occurrence of an Event of Default, such amount (to the extent not applied as aforesaid) shall be returned to the Borrowers within three Business Days after all such Events of Default have been cured or waived.

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          (l) Existing Letters of Credit. On the Effective Date, each Existing Letter of Credit shall, automatically and without further action, be deemed to be a Letter of Credit that has been issued hereunder as of the Effective Date for all purposes hereunder and under the other Loan Documents. Without limiting the foregoing (i) each such Existing Letter of Credit shall be included in the calculation of LC Exposure, (ii) all liabilities of the Borrowers and the other Loan Parties with respect to such Existing Letters of Credit shall constitute Obligations and (iii) each Lender shall have reimbursement obligations with respect to such Existing Letters of Credit as provided in this Section 2.06. Any Existing Letter of Credit that is renewed or extended shall be issued by an Issuing Bank referred to in clause (a) of the definition thereof.
          (m) LC Exposure Reporting. Each Issuing Bank shall, not later than 10:00 a.m., New York time, on each Business Day, notify the Administrative Agent in reasonable detail as to the amount of the LC Exposure with respect to the Letters of Credit issued by such Issuing Bank.

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     SECTION 2.07. Funding of Borrowings. (a) Each Lender shall make each Loan to be made by it hereunder on the proposed date thereof by wire transfer of immediately available funds by 3:00 p.m., Chicago time, to the account of the Administrative Agent or the Canadian Administrative Agent, as applicable; provided, that Swingline Loans shall be made as provided in Section 2.05. Each of the Administrative Agent and the Canadian Administrative Agent, as applicable, will make such Loans available to the Borrower Representative by promptly crediting the amounts so received, in like funds, to the Funding Account(s); provided that ABR Loans made to finance (i) the reimbursement of an LC Disbursement as provided in Section 2.06(e) shall be remitted by the Administrative Agent or the Canadian Administrative Agent, as applicable, to the applicable Issuing Bank and (ii) a Protective Advance shall be retained by the Administrative Agent or the Canadian Administrative Agent, as applicable, and disbursed in its discretion. U.S. Loans and participations in U.S. Swingline Loans and U.S. Letters of Credit will be funded by each U.S. Lender pro rata in accordance with its Applicable Percentage of the U.S. Commitments. Canadian Loans and participations in Canadian Swingline Loans and Canadian Letters of Credit will be funded by each Canadian Lender pro rata in accordance with its Applicable Percentage of the Canadian Commitments.
          (b) Unless the Administrative Agent or the Canadian Administrative Agent, as applicable, shall have received notice from a Lender prior to the proposed date of any Borrowing (or, in the case of any ABR Borrowing or Canadian Prime Rate Borrowing, prior to the time of such proposed Borrowing) that such Lender will not make available to the Administrative Agent or the Canadian Administrative Agent, as applicable, such Lender’s share of such Borrowing, the Administrative Agent or the Canadian Administrative Agent, as applicable, may assume that such Lender has made such share available on such date in accordance with paragraph (a) of this Section and may, in reliance upon such assumption, make available to the applicable Borrower a corresponding amount. In such event, if a Lender has not in fact made its share of the applicable Borrowing available to the Administrative Agent or the Canadian Administrative Agent, as applicable, then the applicable Lender and the Borrowers severally agree to pay to the Administrative Agent or the Canadian Administrative Agent, as applicable, forthwith on demand such corresponding amount with interest thereon, for each day from and including the date such amount is made available to the applicable Borrower to but excluding the date of payment to the Administrative Agent or the Canadian Administrative Agent, as applicable, at (i) in the case of such Lender, the greater of the Federal Funds Effective Rate and a rate determined by the Administrative Agent or the Canadian Administrative Agent, as applicable, in accordance with banking industry rules on interbank compensation, or (ii) in the case of the Borrowers, the interest rate applicable to ABR Loans (in the case of dollar denominated amounts), Canadian Prime Rate Loans (in the case of Canadian Dollar denominated amounts). If such Lender pays such amount to the Administrative Agent or the Canadian Administrative Agent, as applicable, then such amount shall constitute such Lender’s Loan included in such Borrowing.
     SECTION 2.08. Interest Elections. (a) Each Revolving Borrowing initially shall be of the Type specified in the applicable Borrowing Request and, (i) in the case of a Eurodollar Revolving Borrowing, shall have an initial Interest Period as specified in such Borrowing Request and (ii) in the case of BA Drawings, shall have an initial Contract Period as specified in such Borrowing Request. Thereafter, the Borrower Representative may elect to convert such Borrowing to a Borrowing of a different Type, to convert BA Drawings to Canadian Prime Rate Loans, to convert Canadian Prime Rate Loans (other than Swingline Loans) into BA Drawings or to continue such Borrowing and, in the case of a Eurodollar Revolving Borrowing, may elect Interest Periods therefor, all as provided in this Section. The Borrower Representative may elect different options with respect to different portions of the affected Borrowing, in which case each such portion shall be allocated ratably (in accordance with the principal amount of the U.S. Loans or Canadian Loans, as the case may be) among the Lenders holding the Loans comprising such Borrowing, and the Loans comprising each such portion shall be considered a separate Borrowing. This Section shall not apply to Swingline Borrowings or Protective Advances, which may not be converted or continued.

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          (b) To make an election pursuant to this Section, the Borrower Representative shall notify the (i) Administrative Agent, with respect to each U.S. Revolving Loan, and (ii) the Canadian Administrative Agent (with a copy to the Administrative Agent) with respect to any Canadian Revolving Loan, of such election by telephone by the time that a Borrowing Request would be required under Section 2.03 if the Borrowers were requesting a Revolving Borrowing of the Type resulting from such election to be made on the effective date of such election, subject to paragraph (f) below in the case of BA Drawings. Each such telephonic Interest Election Request shall be irrevocable and shall be confirmed promptly by hand delivery or facsimile to the Administrative Agent or the Canadian Administrative Agent, (with a copy to the Administrative Agent) as applicable, of a written Interest Election Request in a form approved by the Administrative Agent or the Canadian Administrative Agent, as applicable, and signed by the Borrower Representative.
          (c) Each telephonic and written Interest Election Request shall specify the following information in compliance with Section 2.02:
     (i) the Borrower and the Borrowing to which such Interest Election Request applies and, if different options are being elected with respect to different portions thereof, the portions thereof to be allocated to each resulting Borrowing (in which case the information to be specified pursuant to clauses (iii) and (iv) below shall be specified for each resulting Borrowing);
     (ii) the effective date of the election made pursuant to such Interest Election Request, which shall be a Business Day;
     (iii) whether the resulting Borrowing is to be an ABR Borrowing, a Eurodollar Borrowing or Canadian Prime Rate Borrowing; and
     (iv) if the resulting Borrowing is a Eurodollar Borrowing, the Interest Period to be applicable thereto after giving effect to such election, which shall be a period contemplated by the definition of the term “Interest Period”.
If any such Interest Election Request requests a Eurodollar Borrowing but does not specify an Interest Period, then the Borrowers shall be deemed to have selected an Interest Period of one month’s duration.
          (d) Promptly following receipt of an Interest Election Request, the Administrative Agent shall advise each Lender of the details thereof and of such Lender’s portion of each resulting Borrowing.

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          (e) If the Borrower Representative fails to deliver a timely Interest Election Request with respect to a Eurodollar Borrowing prior to the end of the Interest Period applicable thereto, then, unless such Borrowing is repaid as provided herein, at the end of such Interest Period such Borrowing shall be converted to (i) an ABR Borrowing, in the case of a Eurodollar Borrowing of either U.S. Revolving Loans or Canadian Revolving Loans denominated in dollars, and (ii) a Canadian Prime Rate Borrowing, in the case of any BA Drawing. Notwithstanding any contrary provision hereof, if an Event of Default has occurred and is continuing and the Administrative Agent, at the request of the Required Lenders, so notifies the Borrower Representative, then, so long as an Event of Default is continuing (i) no outstanding Revolving Borrowing may be converted to or continued as a Eurodollar Borrowing and (ii) no outstanding Canadian Prime Rate Loans may be converted to BA Drawings, and (iii) unless repaid, (A) each Eurodollar Borrowing of U.S. Revolving Loans or of Canadian Revolving Loans denominated in dollars shall be converted to an ABR Borrowing at the end of the Interest Period applicable thereto and (B) each BA Drawing shall be converted to, or repaid with the proceeds of, a Canadian Prime Rate Borrowing at the end of the Contract Period applicable thereto.
          (f) At or before 12:00 noon (Toronto time) three Business Days before the last day of the Contract Period of any BA Drawing, the Borrower Representative shall give to the Canadian Administrative Agent its written Interest Election Request in respect of such BA Drawing which shall specify either that the Canadian Borrower intends to repay the maturing B/As on such date or to continue to issue B/As on such date to provide for the payment of the maturing B/As. If the Borrower Representative fails to deliver such timely notice with respect to a BA Drawing prior to the end of the Contract Period applicable thereto, then, unless such Borrowing is repaid as provided herein, at the end of such Contract Period such Borrowing shall be converted to Canadian Prime Rate Loans. Upon the conversion to or continuation of any Borrowing or portion thereof as a BA Drawing, the Discount Proceeds that would otherwise be payable to the Canadian Borrower by each Canadian Lender pursuant to Section 2.21(d) in respect of such new BA Drawing shall be applied against the principal amount of such Borrowing (in the case of a conversion) or the reimbursement obligation owed to such Lender in respect of such maturing B/As (in the case of a continuation) (collectively, the “maturing amounts”) and the Canadian Borrower shall pay to such Canadian Lender an amount equal to the excess of the maturing amounts over such Discount Proceeds
     SECTION 2.09. Termination and Reduction of Revolving Commitments; Increase in Revolving Commitments. (a) Unless previously terminated, all Revolving Commitments shall terminate on the Maturity Date.
          (b) The Borrowers may at any time terminate the Revolving Commitments upon (i) the payment in full in cash of all outstanding U.S. Loans, in the case of the U.S. Commitment, and Canadian Loans, in the case of the Canadian Commitment, together with accrued and unpaid interest thereon and on any U.S. Letters of Credit, in the case of the U.S. Commitment, and Canadian Letters of Credit, in the case of the Canadian Commitment, as applicable, (ii) the cancellation and return of all outstanding U.S. Letters of Credit, in the case of the U.S. Commitment, and Canadian Letters of Credit, in the case of the Canadian Commitment, (or alternatively, (A) with respect to each such U.S. Letter of Credit, the deposit in the LC Collateral Account of cash equal to 103% of the U.S. LC Exposure or with respect to each such Canadian Letter of Credit, the deposit in the Canadian LC Collateral Account of cash equal to 103% Canadian LC Exposure, as applicable, as of such date in accordance with Section 2.06(k), (B) with the consent of the Administrative Agent and the Canadian Administrative Agent, as applicable, and each applicable Issuing Bank, a back-up standby letter of credit equal to 103% of the U.S. LC Exposure or Canadian LC Exposure, as applicable, as of such date or (C) the inclusion of such Letters of Credit in a credit facility that refinances the Obligations outstanding under this Agreement), (iii) the payment in full in cash of the accrued and unpaid fees, and (iv) the payment in full in cash of all reimbursable expenses and other U.S. Obligations or Canadian Obligations, as applicable, together with accrued and unpaid interest thereon.

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          (c) The Borrowers may from time to time reduce the U.S. Commitment and the Canadian Sublimit; provided that (i) each reduction shall be in an amount that is an integral multiple of $5,000,000 (or, if less, the aggregate remaining U.S. Commitment or Canadian Sublimit), (ii) the Borrower Representative shall allocate each such reduction, in whole or in part, to the U.S. Commitment or the Canadian Sublimit, (iii) each reduction in the U.S. Commitment to an amount less than the then effective Canadian Sublimit shall result in a dollar-for-dollar reduction in the Canadian Sublimit and (iv) the Borrowers shall not reduce the Revolving Commitments if, after giving effect to any concurrent prepayment of the Revolving Loans in accordance with Section 2.10, (A) the sum of (1) the total Revolving Exposures of all the Lenders, plus the Open Account Aggregate Cap would exceed the lesser of (B) (1) the total Revolving Commitments and (2) the Aggregate Borrowing Base.
          (d) The Borrower Representative shall notify (i) the Administrative Agent of any election to terminate or reduce the U.S. Commitments and (ii) the Canadian Administrative Agent (with a copy to the Administrative Agent) of any election to terminate or reduce the Canadian Commitments, in each case under paragraph (b) or (c) of this Section at least five Business Days prior to the effective date of such termination or reduction, specifying such election and the effective date thereof. Promptly following receipt of any notice, the Administrative Agent or the Canadian Administrative Agent, as applicable, shall advise the U.S. Lenders or the Canadian Lenders, as applicable, of the contents thereof. Each notice delivered by the Borrower Representative pursuant to this Section shall be irrevocable; provided that a notice of termination of the Revolving Commitments delivered by the Borrower Representative may state that such notice is conditioned upon the effectiveness of other credit facilities, in which case such notice may be revoked by the Borrower Representative (by notice to the Administrative Agent on or prior to the specified effective date) if such condition is not satisfied. Any termination or reduction of the Revolving Commitments shall be permanent. Each reduction of the Revolving Commitments shall be made ratably among the Lenders in accordance with their respective Revolving Commitments.
          (e) The Borrowers shall have the right to increase the Revolving Commitment by obtaining additional U.S. Commitments, either from one or more of the Lenders or another lending institution; provided that (i) any such request for an increase shall be in a minimum amount of $10,000,000, (ii) the Borrower Representative, on behalf of the Borrowers, may make a maximum of five such requests, (iii) the Administrative Agent has approved the identity of any such new Lender, such approval not to be unreasonably withheld, (iv) any such new Lender assumes all of the rights and obligations of a “Lender” hereunder, (v) any such additional Revolving Commitments shall be on the same terms as the other Revolving Commitments and (vi) the procedure described in Section 2.09(f) have been satisfied.

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          (f) Any amendment hereto for such an increase or addition shall be in form and substance satisfactory to the Administrative Agent and shall only require the written signatures of the Administrative Agent, the Borrowers and the Lender(s) being added or increasing their U.S. Commitment, subject only to the approval of all Lenders if any such increase would cause the Revolving Commitment to exceed $700,000,000. As a condition precedent to such an increase, (1) the Borrower Representative shall deliver to the Administrative Agent a certificate of each Loan Party (in sufficient copies for each Lender) signed by an authorized officer of such Loan Party (i) certifying and attaching the resolutions adopted by such Loan Party approving or consenting to such increase, and (ii) in the case of the Borrowers, certifying that, before and after giving effect to such increase, (A) the representations and warranties contained in Article III and the other Loan Documents are true and correct in all material respects, except to the extent that such representations and warranties specifically refer to an earlier date, in which case they are true and correct in all material respects as of such earlier date, and (B) no Default exists; and (2) the Indenture shall have been amended in accordance with the terms thereof to provide that the incremental Indebtedness incurred pursuant to this Section 2.09 (in addition to all the other Indebtedness outstanding pursuant to this Agreement) is excepted from the requirements of Section 4.04 of the Indenture.
          (g) Within a reasonable time after the effective date of any increase, the Administrative Agent shall, and is hereby authorized and directed to, revise the Revolving Commitment Schedule to reflect such increase and shall distribute such revised Revolving Commitment Schedule to each of the Lenders and the Borrowers, whereupon such revised Revolving Commitment Schedule shall replace the old Revolving Commitment Schedule and become part of this Agreement. On the Business Day following any such increase, all outstanding ABR Loans shall be reallocated among the Lenders (including any newly added Lenders) in accordance with the Lenders’ respective revised Applicable Percentages. Eurodollar Loans shall not be reallocated among the Lenders prior to the expiration of the applicable Interest Period in effect at the time of any such increase; provided that if an Event of Default occurs after the date of any such increase but prior to the reallocation of the Eurodollar Loans such Loans shall, subject to Section 2.16, be reallocated among the Lenders pro rata in accordance with their Revolving Commitments.
     SECTION 2.10. Repayment and Amortization of Loans and B/As; Evidence of Debt. (a) The Borrowers hereby unconditionally promise to pay (i) to the Administrative Agent or the Canadian Administrative Agent, as applicable, for the account of each U.S. Lender and Canadian Lender, as the case may be, the then unpaid principal amount of each Revolving Loan on the Maturity Date, (ii) to the Canadian Administrative Agent for the account of each applicable Canadian Lender, the then unpaid principal amount of any BA Drawing in accordance with Section 2.21 and (iii) the then unpaid amount of each Protective Advance on the earlier of the Maturity Date and demand by the Administrative Agent (with respect to the U.S. Protective Advances) or the Canadian Administrative Agent (with respect to the Canadian Protective Advances).
          (b) On each Business Day during a Dominion Period, (i) the Administrative Agent shall apply all funds credited to the Collection Deposit Account as of the previous Business Day (whether or not immediately available) first to prepay any Protective Advances that may be outstanding, second to prepay the Swingline Loans, and third, pro rata, to prepay the Revolving Loans (without a corresponding reduction in the Revolving Commitments) and to deposit in the LC Collateral Account and the Canadian LC Collateral Account, as the case may be, cash in an amount equal to 103% of the U.S. LC Exposure and the Canadian LC Exposure at such time and (ii) the Canadian Administrative Agent shall apply all funds credited to the Canadian Collection Deposit Account as of the previous Business Day (whether or not immediately available) first to prepay any Canadian Protective Advances that may be outstanding, second to prepay the Canadian Swingline Loans, and third, pro rata, to prepay the Canadian Revolving Loans (without a corresponding reduction in the Canadian Commitments) and to deposit in the Canadian LC Collateral Account cash in an amount equal to 103% of the Canadian LC Exposure at such time. All amounts applied pursuant to clause (i) above shall be applied pro rata as among the U.S. Lenders and all amounts applied pursuant to clause (ii) above shall be applied pro rata as among the Canadian Lenders.

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          (c) Each Lender shall maintain in accordance with its usual practice an account or accounts evidencing the indebtedness of the Borrowers to such Lender resulting from each Loan made by such Lender, including the amounts of principal and interest payable and paid to such Lender from time to time hereunder.
          (d) The Administrative Agent and the Canadian Administrative Agent, as the case may be, shall maintain accounts in which it shall record (i) the amount of each Loan made hereunder, the Type thereof and the Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from the Borrowers to each Lender hereunder and (iii) the amount of any sum received by the Administrative Agent or the Canadian Administrative Agent hereunder for the account of the Lenders and each Lender’s share thereof.
          (e) The entries made in the accounts maintained pursuant to paragraph (c) or (d) of this Section shall be prima facie evidence of the existence and amounts of the obligations recorded therein; provided that the failure of any Lender or the Administrative Agent or the Canadian Administrative Agent to maintain such accounts or any error therein shall not in any manner affect the obligation of the Borrowers to repay the Loans in accordance with the terms of this Agreement.
          (f) Any Lender may request that Loans made by it be evidenced by a promissory note. In such event, the Borrowers shall prepare, execute and deliver to such Lender a promissory note payable to the order of such Lender (or, if requested by such Lender, to such Lender and its registered assigns) and in a form approved by the Administrative Agent. Thereafter, the Loans evidenced by such promissory note and interest thereon shall at all times (including after assignment pursuant to Section 9.04) be represented by one or more promissory notes in such form payable to the order of the payee named therein (or, if such promissory note is a registered note, to such payee and its registered assigns).
     SECTION 2.11. Prepayment of Loans and B/As. (a) The Borrowers shall have the right at any time and from time to time to prepay any Borrowing in whole or in part, subject to prior notice in accordance with paragraph (f) of this Section, except that the Borrowers shall not prepay any BA Drawings except on the last day of the Contract Period applicable thereto (subject to any mandatory prepayment requirements hereunder).

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          (b) In the event and on such occasion that (i) the sum of (A) the total Revolving Exposure of all the Lenders and (B) the Open Account Aggregate Cap exceeds the lesser of (x) the total Revolving Commitments or (y) the Aggregate Borrowing Base, (ii) the total U.S. Revolving Exposure of all the U.S. Lenders exceeds (A) the lesser of (x) the total U.S. Commitments or (y) the U.S. Borrowing Base minus (B) the Canadian U.S. Borrowing Base Utilization or (iii) the total Canadian Revolving Exposure of all the Canadian Lenders exceeds the lesser of (A) the Canadian Sublimit or (B) (x) the Canadian Borrowing Base plus (y) the U.S. Availability, the Borrowers shall promptly prepay (or in the case of the LC Exposure, cash collateralize) the Revolving Loans, LC Exposure and/or Swingline Loans in an aggregate amount equal to such excess.
          (c) If the Administrative Agent determines that the outstanding principal Dollar Amount of all outstanding Commercial Letters of Credit issued that are U.S. Letters of Credit denominated in an Alternative Currency exceeds the lesser of (A) $450,000,000 less the sum of the outstanding principal amount of the LC Exposure denominated in dollars and (B) $100,000,000, then not later than one Business Day after notice of the amount of such excess from the Administrative Agent to the Borrower Representative, the U.S. Borrowers shall deposit in the LC Collateral Account cash in an amount equal to such excess (to be held as cash collateral in accordance with Section 2.06(k)).
          (d) During a Dominion Period, in the event and on each occasion that any Net Proceeds are received by or on behalf of any Loan Party in respect of any Prepayment Event, the Borrowers shall, immediately after such Net Proceeds are received by any Loan Party, prepay the Obligations as set forth in Section 2.11(f) below in an aggregate amount equal to 100% of such Net Proceeds to the extent that such Obligations are then outstanding; provided that, in the case of any event described in paragraph (a) or (b) of the definition of the term “Prepayment Event”, if the Borrower Representative shall deliver to the Administrative Agent a certificate of a Financial Officer to the effect that the Loan Parties intend to apply the Net Proceeds from such event (or a portion thereof specified in such certificate), within 180 days after receipt of such Net Proceeds, to acquire (or replace or rebuild) real property, equipment or other tangible assets (excluding inventory) to be used in the business of the Loan Parties, and certifying that no Default has occurred and is continuing, then if the Net Proceeds specified in such certificate are to be applied by (A) the Borrowers, then such Net Proceeds shall be applied by the Administrative Agent to reduce the outstanding principal balance of the Revolving Loans (without a permanent reduction of the Revolving Commitment) and upon such application, the Administrative Agent shall establish a Reserve against the Borrowing Base in an amount equal to the amount of such proceeds so applied and (B) any Loan Party that is not a Borrower, then such Net Proceeds shall be deposited in a cash collateral account and in either case, thereafter, such funds shall be made available to the applicable Loan Party as follows:
     (1) the Borrower Representative shall request a Revolving Loan (specifying that the request is to use Net Proceeds pursuant to this Section) or the applicable Loan Party shall request a release from the cash collateral account be made in the amount needed;

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     (2) so long as the conditions set forth in Section 4.02 have been met, the Revolving Lenders shall make such Revolving Loan or the Administrative Agent shall release funds from the cash collateral account; and
     (3) in the case of Net Proceeds applied against the Revolving Loan, the Reserve established with respect to such insurance proceeds shall be reduced by the amount of such Revolving Loan;
provided that to the extent of any such Net Proceeds therefrom that have not been so applied by the end of such 180 day period, at which time a prepayment shall be required in an amount equal to such Net Proceeds that have not been so applied; provided further that the Borrowers shall not be permitted to make elections to use Net Proceeds to acquire (or replace or rebuild) equipment or other tangible assets (excluding inventory) with respect to Net Proceeds in any fiscal year in an aggregate amount in excess of $50,000,000.
          (e) In the event that the IP Secured Financing is consummated, the Net Proceeds that are received by or on behalf of any Loan Party shall, as provided in the definition of “IP Secured Financing” be applied to prepay the Obligations as set forth in Section 2.11(f) below in an aggregate amount equal to 100% of such Net Proceeds to the extent that such Obligations are then outstanding.
          (f) All such amounts pursuant to Sections 2.11(d) and (e) shall be applied, first to prepay any Protective Advances that may be outstanding, pro rata, and second to prepay the Revolving Loans (including Swingline Loans) without a corresponding reduction in the Revolving Commitment and, except in the case of amounts due pursuant to paragraph (e) above, to cash collateralize outstanding LC Exposure. If the precise amount of insurance or condemnation proceeds allocable to Inventory as compared to equipment, fixtures and real property is not otherwise determined, the allocation and application of those proceeds shall be determined by the Administrative Agent, in its Permitted Discretion. Notwithstanding the foregoing, any such application of proceeds from Collateral securing solely the Canadian Obligations shall be made solely in respect of the Canadian Obligations.
          (g) The Borrower Representative shall notify the Administrative Agent and the Canadian Administrative Agent (and, in the case of prepayment of a Swingline Loan, the applicable Swingline Lender) by telephone (confirmed by facsimile) of any prepayment hereunder (i) in the case of prepayment of a Eurodollar Borrowing, not later than 10:00 a.m., Chicago time, three Business Days before the date of prepayment, or (ii) in the case of prepayment of an ABR Borrowing or a Canadian Prime Rate Borrowing, not later than 10:00 a.m., Chicago time, on the date of prepayment. Each such notice shall be irrevocable and shall specify the prepayment date and the principal amount of each Borrowing or portion thereof to be prepaid; provided that, if a notice of prepayment is given in connection with a conditional notice of termination of the Revolving Commitments as contemplated by Section 2.09, then such notice of prepayment may be revoked if such notice of termination is revoked in accordance with Section 2.09. Promptly following receipt of any such notice relating to a Revolving Borrowing, the Administrative Agent shall advise the Lenders of the contents thereof. Each partial prepayment of any Revolving Borrowing shall be in an amount that would be permitted in the case of an advance of a Revolving Borrowing of the same Type as provided in Section 2.02. Each prepayment of a Revolving Borrowing shall be applied ratably to the Revolving Loans included in the prepaid Borrowing. Prepayments shall be accompanied by accrued interest to the extent required by Section 2.13.

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     SECTION 2.12. Fees. (a) The U.S. Borrowers agree to pay to the Administrative Agent for the account of each Lender a commitment fee, which shall accrue at a rate equal to (i), if the average daily unused portion of the Revolving Commitment is greater than 50% of the total Revolving Commitment during the period in respect of which the payment is being made, 1.00%, per annum, and (ii), if the average daily unused portion of the total Revolving Commitment is less than or equal to 50% of the total Revolving Commitment during the period in respect of which the payment is being made, 0.75%, per annum, in each case on the average daily amount of the Available Revolving Commitment of such Lender during the period from and including the Effective Date to but excluding the date on which the Lenders’ Revolving Commitments terminate. Accrued commitment fees shall be payable in arrears on the first day of each calendar month and on the date on which the Revolving Commitments terminate, commencing on the first such date to occur after the date hereof. All commitment fees shall be computed on the basis of a year of 360 days and shall be payable for the actual number of days elapsed (including the first day but excluding the last day).
          (b) The (i) U.S. Borrowers agree to pay to the Administrative Agent for the account of each U.S. Lender a participation fee with respect to its participations in U.S. Letters of Credit and (ii) Canadian Borrower agrees to pay to the Canadian Administrative Agent for the account of each Canadian Lender a participation fee with respect to its participations in Canadian Letters of Credit, which, in each case, which shall accrue at the same Applicable Rate used to determine the interest rate applicable to Eurodollar Loans (or, in the case of Commercial Letters of Credit that do not provide for the presentation of a time draft, 50% of such Applicable Rate) on the average daily amount of such Lender’s applicable LC Exposure (excluding any portion thereof attributable to unreimbursed LC Disbursements) during the period from and including the Effective Date to but excluding the later of the date on which such Lender’s Revolving Commitment terminates and the date on which such Revolving Lender ceases to have any LC Exposure. In addition, each Borrower agrees to pay to the applicable Issuing Bank with respect to each Standby Letter of Credit issued for the account of such Borrower a fronting fee, which shall accrue at the rate of 0.1% per annum on the average daily amount of the Standby LC Exposure (excluding any portion thereof attributable to unreimbursed LC Disbursements) during the period from and including the Effective Date to but excluding the later of the date of termination of the Revolving Commitments and the date on which there ceases to be any LC Exposure, as well as the applicable Issuing Bank’s standard fees with respect to the issuance, amendment, renewal or extension of any Letter of Credit or processing of drawings thereunder. Participation fees and fronting fees accrued through and including the last day of each calendar quarter shall be payable on the first day of each January, April, July and October following such last day, commencing on the first such date to occur after the Effective Date; provided that all such fees shall be payable on the date on which the Revolving Commitments terminate and any such fees accruing after the date on which the Revolving Commitments terminate shall be payable on demand. Any other fees payable to an Issuing Bank pursuant to this paragraph shall be payable within 10 days after demand. All participation fees and fronting fees payable pursuant to this paragraph (b) shall be computed on the basis of a year of 360 days and shall be payable for the actual number of days elapsed (including the first day but excluding the last day).

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          (c) The U.S. Borrowers agree to pay to the Administrative Agent, for its own account, fees payable in the amounts and at the times separately agreed upon between the Borrowers and the Administrative Agent.
          (d) All fees payable hereunder shall be paid on the dates due, in immediately available funds, to the Administrative Agent or the Canadian Administrative Agent, as applicable, (or to the applicable Issuing Bank in the case of fees payable to it) for distribution, in the case of commitment fees and participation fees, to the Lenders. Fees paid shall not be refundable under any circumstances.
     SECTION 2.13. Interest. (a) The Loans comprising each ABR Borrowing (including each Swingline Loan) shall bear interest at the Alternate Base Rate plus the Applicable Rate.
          (b) The Loans comprising each Eurodollar Borrowing shall bear interest at the Adjusted LIBO Rate for the Interest Period in effect for such Borrowing plus the Applicable Rate.
          (c) Each Protective Advance shall bear interest at the Alternate Base Rate plus the Applicable Rate for Revolving Loans plus 2%.
          (d) The Loans comprising each Canadian Prime Rate Borrowing shall bear interest at the Canadian Prime Rate plus the Applicable Rate.
          (e) Notwithstanding the foregoing, during the occurrence and continuance of any Event of Default under paragraph (a) of Article VII, the Administrative Agent or the Required Lenders may, at their option, by notice to the Borrower Representative (which notice may be revoked at the option of the Required Lenders notwithstanding any provision of Section 9.02 requiring the consent of “each Lender affected thereby” for reductions in interest rates), declare that (i) all Loans that are subject to such Event of Default shall bear interest at 2% plus the rate otherwise applicable to such Loans as provided in the preceding paragraphs of this Section or (ii) in the case of any other amounts outstanding hereunder that are subject to such Event of Default, (x) if such amount is denominated in dollars, such amount shall accrue at 2% plus the rate applicable to such fee or other obligation as provided hereunder (or, if no such interest rate is specified, at a rate of interest equal to 2% plus the rate otherwise applicable to ABR Loans) and (y) if such amount is denominated in Canadian Dollars, such amount shall accrue at 2% plus the rate applicable to Canadian Prime Rate Loans as provided in paragraph (d) of this Section.
          (f) Accrued interest on each Loan (for ABR Loans, accrued through the last day of the prior calendar month) shall be payable in arrears on each Interest Payment Date for such Loan and upon termination of the Revolving Commitments; provided that (i) interest accrued pursuant to paragraph (d) of this Section shall be payable on demand, (ii) in the event of any repayment or prepayment of any Loan (other than a prepayment of an ABR Loan or Canadian Prime Rate Loan prior to the end of the Availability Period), accrued interest on the principal amount repaid or prepaid shall be payable on the date of such repayment or prepayment and (iii) in the event of any conversion of any Eurodollar Loan prior to the end of the current Interest Period therefor, accrued interest on such Loan shall be payable on the effective date of such conversion. Accrued interest shall be payable (i) to the Administrative Agent, for the account of each U.S. Lender, ratably with respect to interest on any U.S. Revolving Loan or U.S. Swingline Loan, (ii) to the Administrative Agent, with respect to interest on any U.S. Protective Advance, (iii) to the Canadian Administrative Agent, for the account of each Canadian Lender, ratably with respect to interest on a Canadian Revolving Loan or a Canadian Swingline Loan, and (iv) to the Canadian Administrative Agent, with respect to interest on any Canadian Protective Advance denominated in Canadian Dollars.

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          (g) All interest hereunder shall be computed on the basis of a year of 360 days, except that the Acceptance Fee and the interest computed by reference to the Alternate Base Rate at times when the Alternate Base Rate is based on the Prime Rate shall be computed on the basis of a year of 365 days (or 366 days in a leap year), and in each case shall be payable for the actual number of days elapsed (including the first day but excluding the last day). The applicable Alternate Base Rate, Canadian Prime Rate, Discount Rate, Adjusted LIBO Rate or LIBO Rate shall be determined by the Administrative Agent or the Canadian Administrative Agent, as applicable, and such determination shall be conclusive absent manifest error.
          (h) For purposes of the Interest Act (Canada) and disclosure thereunder, whenever any interest or any fee to be paid hereunder or under any other Loan Document is to be calculated on the basis of a 360-day year or any other period of time less than a calendar year, the yearly rate of interest or fees to which the rate used in such calculation is equivalent, is the rate so used multiplied by the actual number of days in the applicable calendar year and divided by 360 or such other period of time.
     SECTION 2.14. Alternate Rate of Interest. If prior to the commencement of any Interest Period for a Eurodollar Borrowing:
          (a) the Administrative Agent determines (which determination shall be conclusive absent manifest error) that adequate and reasonable means do not exist for ascertaining the Adjusted LIBO Rate or the LIBO Rate, as applicable, for such Interest Period; or
          (b) the Administrative Agent is advised by the Required Lenders that the Adjusted LIBO Rate or the LIBO Rate, as applicable, for such Interest Period will not adequately and fairly reflect the cost to such Lenders (or Lender) of making or maintaining their Loans (or its Loan) included in such Borrowing for such Interest Period;
then the Administrative Agent shall give notice thereof to the Borrower Representative and the Lenders by telephone or facsimile as promptly as practicable thereafter and, until the Administrative Agent notifies the Borrower Representative and the Lenders that the circumstances giving rise to such notice no longer exist, (i) any Interest Election Request that requests the conversion of any Revolving Borrowing to, or continuation of any Revolving Borrowing as, a Eurodollar Borrowing shall be ineffective, and (ii) any such request for a continuation of a Eurodollar Borrowing of (A) U.S. Revolving Loans or Canadian Revolving Loans denominated in dollars shall be deemed to be a request to convert such Borrowing to an ABR Borrowing, and (B) Canadian Revolving Loans denominated in Canadian Dollars shall be deemed to be a request to convert such Borrowing to a Canadian Prime Rate Borrowing.

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     SECTION 2.15. Increased Costs. (a) If any Change in Law shall:
     (i) impose, modify or deem applicable any reserve, special deposit or similar requirement (other than any Taxes) against assets of, deposits with or for the account of, or credit extended by, any Lender (except any such reserve requirement reflected in the Adjusted LIBO Rate) or Issuing Bank; or
     (ii) impose on any Lender or Issuing Bank, or the London interbank market, any other condition affecting this Agreement or Eurodollar Loans, Bankers’ Acceptances of BA Equivalent Loans made by such Lender or Letter of Credit (or any participation therein);
and the result of any of the foregoing shall be (A) to increase the cost to such Lender of making or maintaining any Eurodollar Loan (or of maintaining its obligation to make any such Loan), (B) to increase the cost to such Lender or such Issuing Bank of participating in, issuing or maintaining any Letter of Credit, (C) to increase the cost to such Lender of participating in or of purchasing or accepting Bankers’ Acceptances or (D) to reduce the amount of any sum received or receivable by such Lender or Issuing Bank hereunder (whether of principal, interest or otherwise), then the Borrowers will pay to such Lender or Issuing Bank, as the case may be, such additional amount or amounts as will compensate such Lender or Issuing Bank, as the case may be, for such additional costs incurred or reduction suffered.
          (b) If any Lender or Issuing Bank determines that any Change in Law regarding capital requirements has or would have the effect of reducing the rate of return on such Lender’s or Issuing Bank’s capital or on the capital of such Lender’s or Issuing Bank’s holding company, if any, as a consequence of this Agreement or the Loans made by, or Letters of Credit held by, such Lender or Issuing Bank, to a level below that which such Lender or Issuing Bank or such Lender’s or Issuing Bank’s holding company could have achieved but for such Change in Law (taking into consideration such Lender’s or Issuing Bank’s policies and the policies of such Lender’s or Issuing Bank’s holding company with respect to capital adequacy), then from time to time the Borrowers will pay to such Lender or Issuing Bank, as the case may be, such additional amount or amounts as will compensate such Lender or Issuing Bank or such Lender’s or Issuing Bank’s holding company for any such reduction suffered.
          (c) A certificate of a Lender or Issuing Bank setting forth the amount or amounts necessary to compensate such Lender or Issuing Bank or its holding company, as the case may be, as specified in paragraph (a) or (b) of this Section shall be delivered to the Borrower Representative and shall be conclusive absent manifest error. The Borrowers shall pay such Lender or Issuing Bank, as the case may be, the amount shown as due on any such certificate within 10 days after receipt thereof.
          (d) Failure or delay on the part of any Lender or Issuing Bank to demand compensation pursuant to this Section shall not constitute a waiver of such Lender’s or Issuing Bank’s right to demand such compensation; provided that the Borrowers shall not be required to compensate a Lender or Issuing Bank pursuant to this Section for any increased costs or reductions incurred more than 270 days prior to the date that such Lender or Issuing Bank, as the case may be, notifies the Borrower Representative of the Change in Law giving rise to such increased costs or reductions and of such Lender’s or Issuing Bank’s intention to claim compensation therefor; provided further that, if the Change in Law giving rise to such increased costs or reductions is retroactive, then the 270-day period referred to above shall be extended to include the period of retroactive effect thereof.

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     SECTION 2.16. Break Funding Payments. In the event of (a) the payment of any principal of any Eurodollar Loan other than on the last day of an Interest Period applicable thereto (including as a result of an Event of Default), (b) the conversion of any Eurodollar Loan other than on the last day of the Interest Period applicable thereto, (c) the failure to borrow, convert, continue or prepay any Eurodollar Loan on the date specified in any notice delivered pursuant hereto (regardless of whether such notice may be revoked under Section 2.09(d) and is revoked in accordance therewith), or (d) the assignment of any Eurodollar Loan other than on the last day of the Interest Period applicable thereto as a result of a request by the Borrower Representative pursuant to Section 2.19, then, in any such event, the Borrowers shall compensate each Lender for the loss, cost and expense attributable to such event. In the case of a Eurodollar Loan, such loss, cost or expense to any Lender shall be deemed to include an amount determined by such Lender to be the excess, if any, of (i) the amount of interest which would have accrued on the principal amount of such Loan had such event not occurred, at the Adjusted LIBO Rate (including the Applicable Rate) that would have been applicable to such Loan, for the period from the date of such event to the last day of the then current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for the period that would have been the Interest Period for such Loan), over (ii) the amount of interest which would accrue on such principal amount for such period at the interest rate which such Lender would bid were it to bid, at the commencement of such period, for dollar deposits of a comparable amount and period from other banks in the eurodollar market. A certificate of any Lender setting forth any amount or amounts that such Lender is entitled to receive pursuant to this Section shall be delivered to the Borrower Representative and shall be conclusive absent manifest error. The Borrowers shall pay such Lender the amount shown as due on any such certificate within 10 days after receipt thereof.
     SECTION 2.17. Taxes. (a) Each payment by any Loan Party under any Loan Document shall be made without deduction or withholding for any Taxes, unless such deduction or withholding is required by applicable law. If any Withholding Agent determines, in its sole discretion exercised in good faith, that it is so required to deduct or withhold Taxes, then such Withholding Agent may so deduct or withhold and shall timely pay the full amount of withheld Taxes to the relevant Governmental Authority in accordance with applicable law. If such Taxes are Indemnified Taxes, then the amount to be paid by the Loan Parties shall be increased as necessary so that, net of such withholding (including any deduction or withholding applicable to additional amounts payable under this Section), the applicable recipient of such payment receives the amount it would have received had no such deduction or withholding been made.
          (b) The Loan Parties shall pay any Other Taxes to the relevant Governmental Authority in accordance with applicable law.

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          (c) The Loan Parties shall jointly and severally indemnify the Administrative Agent, the Canadian Administrative Agent, each Lender and each Issuing Bank, within 10 days after written demand therefor, for the full amount of any Indemnified Taxes paid by the Administrative Agent, the Canadian Administrative Agent, such Lender or such Issuing Bank, as the case may be, on or with respect to any payment by or on account of any obligation of the Loan Parties under any Loan Document (including Indemnified Taxes imposed or asserted on or attributable to amounts payable under this Section) and reasonable expenses arising therefrom or with respect thereto, whether or not such Indemnified Taxes were correctly or legally imposed or asserted by the relevant Governmental Authority. A certificate as to the amount of such payment or liability delivered to the Borrower Representative by a Lender or an Issuing Bank, or by the Administrative Agent or the Canadian Administrative Agent on its own behalf or on behalf of any Lender Party, shall be conclusive absent manifest error.
          (d) Each Lender and Issuing Bank shall indemnify each Loan Party and the Administrative Agent, within 10 days after written demand therefor, for the full amount of any Taxes described in clause (c) of the definition of “Excluded Taxes” that are imposed on amounts paid to such Lender or Issuing Bank by such Loan Party or the Administrative Agent on or with respect to any payment by or on account of any obligation of any Loan Party under any Loan Document and any reasonable expenses arising therefrom or with respect thereto, whether or not such Taxes were correctly or legally imposed or asserted by the relevant Governmental Authority. A certificate as to the amount of such payment or liability delivered to the applicable Lender or Issuing Bank by the Loan Party or the Administrative Agent shall be conclusive absent manifest error. The Loan Party or the Administrative Agent, as applicable, shall notify the applicable Lender or Issuing Bank of the incurrence or assertion of such liability within a reasonable time after the incurrence or assertion. Each Lender and Issuing Bank hereby authorizes the Administrative Agent to set off and apply any and all amounts at any time owing to such Lender or Issuing Bank, as the case may be, under this Agreement or any other Loan Document against any amount due to the Administrative Agent under this Section 2.17(d).
          (e) As soon as practicable after any payment of Indemnified Taxes by a Loan Party to a Governmental Authority, such Loan Party or the Borrower Representative shall deliver to the Administrative Agent or the Canadian Administrative Agent, as applicable, the original or a certified copy of a receipt issued by such Governmental Authority evidencing such payment, a copy of the return reporting such payment or other evidence of such payment reasonably satisfactory to the Administrative Agent or the Canadian Administrative Agent, as applicable.
          (f) (i) Any Lender that is entitled to an exemption from or reduction of withholding tax under the law of the jurisdiction in which any Borrower is located, or any treaty to which such jurisdiction is a party, with respect to payments under any Loan Document shall deliver to the Borrower Representative and the Administrative Agent or the Canadian Administrative Agent, as applicable, at the time or times prescribed by applicable law or reasonably requested in writing by the Borrower Representative or the Administrative Agent or the Canadian Administrative Agent, as applicable, such properly completed and executed documentation prescribed by applicable law or reasonably requested by the Borrower Representative or the Administrative Agent or the Canadian Administrative Agent, as applicable, as will permit such payments to be made without withholding or at a reduced rate. In addition, any Lender shall deliver such other documentation prescribed by applicable law or reasonably requested by the Borrower Representative or the Administrative Agent or the Canadian Administrative Agent, as applicable, as will enable the Borrower Representative or the Administrative Agent or the Canadian Administrative Agent, as applicable, to determine whether or not such Lender is subject to backup withholding or information reporting requirements. Upon the reasonable request of the Borrower Representative or the Administrative Agent or the Canadian Administrative Agent, as applicable, any Lender shall update any form or certification previously delivered pursuant to this Section. If any such form or certification expires or becomes obsolete or inaccurate in any respect with respect to a Lender, such Lender shall promptly (and in any event within 10 days after such expiration, obsolescence or inaccuracy) notify the Borrower Representative and the Administrative Agent or the Canadian Administrative Agent, as applicable, in writing of such expiration, obsolescence or inaccuracy; provided that in no event shall a Lender be liable to the Borrower, the Administrative Agent or the Canadian Administrative Agent, as applicable, or any other Person for failing to provide the notification referenced in this sentence.

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          (ii) Without limiting the generality of the foregoing, if any Borrower is a U.S. Person, any Lender with respect to such Borrower shall, if it is legally eligible to do so, deliver to the Borrower Representative and the Administrative Agent (in such number of copies reasonably requested by the Borrower Representative and the Administrative Agent) on or prior to the date on which such Lender becomes a party hereto, duly completed and executed copies of whichever of the following is applicable:
  (A)  
in the case of a Lender that is a U.S. Person, IRS Form W-9;     
 
  (B)  
in the case of a Lender (other than a U.S. Person) claiming the benefits of an income tax treaty to which the United States is a party (1) with respect to payments of interest under any Loan Document, IRS Form W-8BEN establishing an exemption from, or reduction of, U.S. federal withholding Tax pursuant to the “interest” article of such tax treaty and (2) with respect to all other payments under any Loan Document, IRS Form W-8BEN establishing an exemption from U.S. federal withholding Tax pursuant to the “business profits” or “other income” article of such tax treaty;
 
  (C)  
in the case of a Lender (other than a U.S. Person) for whom payments under any Loan Document constitute income that is effectively connected with such Lender’s conduct of a trade or business in the United States, IRS Form W-8ECI;
 
  (D)  
in the case of a Lender (other than a U.S. Person) claiming the benefits of the exemption for portfolio interest under Section 881(c) of the Code both (1) IRS Form W-8BEN and (2) a certificate substantially in the form of Exhibit F (a “U.S. Tax Compliance Certificate”) to the effect that such Lender is not (a) a “bank” within the meaning of Section 881(c)(3)(A) of the Code, (b) a “10 percent shareholder” of a Borrower within the meaning of Section 881(c)(3)(B) of the Code, (c) a “controlled foreign corporation” described in Section 881(c)(3)(C) of the Code and (d) conducting a trade or business in the United States with which the relevant interest payments are effectively connected;

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  (E)   in the case of a Lender (other than a U.S. Person) that either is not the beneficial owner of payments made under any Loan Document or is a partnership (1) an IRS Form W-8IMY on behalf of itself and (2) the relevant forms prescribed in clauses (A), (B), (C), (D) and (F) of this paragraph (f)(ii) that would be required of each such beneficial owner or partner of such partnership if such beneficial owner or partner were a Lender; or
 
  (F)   any other form prescribed by law as a basis for claiming exemption from, or a reduction of, U.S. federal withholding Tax together with such supplementary documentation necessary to enable the Borrower Representative or the Administrative Agent to determine the amount of Tax (if any) required by law to be withheld.
     (g) If any recipient of any payment to be made by or on account of any obligation of a Loan Party under any Loan Document determines, in its sole discretion exercised in good faith, that it has received a refund of any Taxes as to which it has been indemnified pursuant to this Section 2.17 (including additional amounts paid by any Loan Party pursuant to this Section 2.17), it shall pay to the indemnifying party an amount equal to such refund (but only to the extent of indemnity payments made under this Section 2.17 with respect to the Taxes giving rise to such refund), net of all out-of-pocket expenses (including any Taxes) of each such Person and without interest (other than any interest paid by the relevant Governmental Authority with respect to such refund). Such indemnifying party, upon the request of any such Person, shall repay to such Person the amount paid to such indemnifying party pursuant to the previous sentence (plus any penalties, interest or other charges imposed by the relevant Governmental Authority) in the event any such Person is required to repay such refund to such Governmental Authority. Notwithstanding anything to the contrary in this paragraph, in no event will any such Person be required to pay any amount to any Loan Party pursuant to this paragraph if such payment would place any such Person in a less favorable position (on a net after-Tax basis) than any such Person would have been in if the indemnification payments or additional amounts giving rise to such refund had never been paid. This paragraph shall not be construed to require any such Person to make available its Tax returns (or any other information relating to its Taxes that it deems confidential) to any Loan Party or any other Person.
     SECTION 2.18. Payments Generally; Allocation of Proceeds; Sharing of Set-offs. (a) The Borrowers shall make each payment required to be made by them hereunder (whether of principal, interest, fees or reimbursement of LC Disbursements, or of amounts payable under Section 2.15, 2.16 or 2.17, or otherwise) prior to 2:00 p.m., Chicago time, on the date when due, in immediately available funds, without set off or counterclaim. All payments hereunder shall be made in dollars except that all payments in respect of Loans (and interest thereon) and LC Exposures to be made to the Canadian Lenders or the Canadian Administrative Agent shall be made in the same currency in which such Loan was made or Letter of Credit issued. All such payments shall be made and allocated, in the case of the U.S. Loans, for the account of the U.S. Lenders, and in the case of the Canadian Loans, for the account of its Canadian Lenders, in each case pro rata in accordance with the respective unpaid principal amounts of the U.S. Loans and the U.S. LC Exposure or the Canadian Loans and the Canadian LC Exposure, as the case may be, made to the applicable Borrower held by them. Any amounts received after such time on any date may, in the discretion of the Administrative Agent or the Canadian Administrative Agent, as applicable, be deemed to have been received on the next succeeding Business Day for purposes of calculating interest thereon. All such payments shall be made to the Administrative Agent at its offices at 10 South Dearborn Street, 22nd Floor, Chicago, Illinois, except (i) with respect to payments of Canadian Loans, LC Disbursements of any Issuing Bank in respect of Canadian Letters of Credit, fronting fees payable to any Issuing Bank in respect of Canadian Letters of Credit, the Canadian Administrative Agent at its offices at 200 Bay Street, Royal Bank Plaza, Floor 18, Toronto M57 2J2 Canada, and (ii) payments to be made directly to an Issuing Bank or Swingline Lender as expressly provided herein and except that payments pursuant to Sections 2.15, 2.16, 2.17 and 9.03 shall be made directly to the Persons entitled thereto. Each of the Administrative Agent and the Canadian Administrative Agent shall distribute any such payments received by it for the account of any other Person to the appropriate recipient, in like funds, promptly following receipt thereof. If any payment hereunder shall be due on a day that is not a Business Day, the date for payment shall be extended to the next succeeding Business Day, and, in the case of any payment accruing interest, interest thereon shall be payable for the period of such extension.

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          (b) Any proceeds of Collateral received by the Administrative Agent or the Canadian Administrative Agent after an Event of Default has occurred and is continuing and the Administrative Agent or the Canadian Administrative Agent so elects or the Required Lenders so direct shall be applied ratably (based in respect of each of the following separate categories, computed independently of the other categories, on each Lender Party’s interest in the aggregate specific type of outstanding Secured Obligations described within (and only within) each specific category of Secured Obligations listed respectively below) first, to pay any fees, indemnities or expense reimbursements, including amounts then due to the Administrative Agent, the Canadian Administrative Agent and each Issuing Bank from the Borrowers (other than in connection with Banking Services, Swap Obligations or Open Account Obligations), second, to pay any fees or expense reimbursements then due to the Lenders from the Borrowers (other than in connection with Banking Services, Swap Obligations or Open Account Obligations), third, to pay interest due in respect of the Protective Advances, fourth, to pay the principal of the Protective Advances, fifth, to pay interest then due and payable on the Loans (other than the Protective Advances), sixth, to prepay principal on the Loans (other than the Protective Advances) and LC Disbursements, seventh, to deposit in the U.S. LC Collateral Account and the Canadian L.C. Collateral Account cash (as provided in Section 2.06(k)) collateral equal to 103% of the sum of the U.S. LC Exposure and Canadian LC Exposure, as the case may be, to be held as cash collateral for such Obligations and such Canadian Obligations, as the case may be, eighth, to pay (i) the Citibank Open Account Obligations in an aggregate amount up to the Citibank Open Account Cap and (ii) the other Open Account Obligations in an aggregate amount up to the applicable Open Account Other Cap with respect to each Other Open Account Agreement related thereto, ninth, to payment of any amounts owing with respect to Banking Services and Swap Obligations, tenth, to the payment of any other Secured Obligation due to any Lender Party by the Borrowers and eleventh, to pay the Open Account Excess Obligations. Notwithstanding anything to the contrary contained in this Agreement, unless so directed by the Borrower Representative, or unless an Event of Default is in existence, none of the Administrative Agent, the Canadian Administrative Agent nor any Lender shall apply any payment which it receives to any Eurodollar Loan, except (a) on the expiration date of the Interest Period applicable to any such Eurodollar Loan or (b) in the event, and only to the extent, that there are no outstanding ABR Loans or Canadian Prime Rate Loans and, in any such event, the Borrowers shall pay the break funding payment required in accordance with Section 2.16. Each of the Administrative Agent, the Canadian Administrative Agent and the Lenders shall have the continuing and exclusive right to apply and reverse and reapply all such proceeds and payments to any portion of the Secured Obligations. Notwithstanding the foregoing, any such application of proceeds from Collateral securing solely the Canadian Obligations shall be made solely in respect of Canadian Obligations.

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          (c) At the election of the Administrative Agent or the Canadian Administrative Agent, as the case may be, all payments of principal, interest, LC Disbursements, Open Account Obligations, fees, premiums, reimbursable expenses (including, without limitation, all reimbursement for fees and expenses pursuant to Section 9.03), and other sums payable under the Loan Documents, may be paid from the proceeds of Borrowings made hereunder whether made following a request by the Borrower Representative pursuant to Section 2.03 or a deemed request as provided in this Section or (following substantially contemporaneous notice to the Borrower Representative, except that delivery of such notice shall not be required during the continuance of any Event of Default and the Administrative Agent shall have no liability, in any event, for failing to deliver such notice) may be deducted from any deposit account of any Borrower maintained with the Administrative Agent or the Canadian Administrative Agent. Each Borrower hereby irrevocably authorizes (i) the Administrative Agent or the Canadian Administrative Agent, as applicable, to make a Borrowing for the purpose of paying each payment referred to in the preceding sentence and agrees that all such amounts charged shall constitute Loans (including Swingline Loans, but such a Borrowing may only constitute a Protective Advance if it is to reimburse costs, fees and expenses as described in Section 9.03) and that all such Borrowings shall be deemed to have been requested pursuant to Sections 2.03, 2.04 or 2.05, as applicable and (ii) the Administrative Agent or the Canadian Administrative Agent, as applicable (following substantially contemporaneous notice to the Borrower Representative, except that delivery of such notice shall not be required during the continuance of any Event of Default and the Administrative Agent shall have no liability, in any event, for failing to deliver such notice) to charge any deposit account of any Borrower maintained with the Administrative Agent or the Canadian Administrative Agent, as applicable, for each payment of principal, interest and fees as it becomes due hereunder or any other amount due under the Loan Documents.
          (d) If any Lender shall, by exercising any right of set off or counterclaim or otherwise, obtain payment in respect of any principal of or interest on any of its Loans or participations in LC Disbursements resulting in such Lender receiving payment of a greater proportion of the aggregate amount of its Loans and participations in LC Disbursements and accrued interest thereon than the proportion received by any other Lender, then the Lender receiving such greater proportion shall purchase (for cash at face value) participations in the Loans and participations in LC Disbursements of other Lenders to the extent necessary so that the benefit of all such payments shall be shared by the Lenders ratably in accordance with the aggregate amount of principal of and accrued interest on their respective Loans and participations in LC Disbursements; provided that (i) if any such participations are purchased and all or any portion of the payment giving rise thereto is recovered, such participations shall be rescinded and the purchase price restored to the extent of such recovery, without interest, and (ii) the provisions of this paragraph shall not be construed to apply to any payment made by the Borrowers pursuant to and in accordance with the express terms of this Agreement or any payment obtained by a Lender as consideration for the assignment of or sale of a participation in any of its Loans or participations in LC Disbursements to any assignee or participant. Each Borrower consents to the foregoing and agrees, to the extent it may effectively do so under applicable law, that any Lender acquiring a participation pursuant to the foregoing arrangements may exercise against such Borrower rights of set-off and counterclaim with respect to such participation as fully as if such Lender were a direct creditor of such Borrower in the amount of such participation.

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          (e) Unless the Administrative Agent shall have received notice from the Borrower Representative prior to the date on which any payment is due to the Administrative Agent or the Canadian Administrative Agent, as applicable, for the account of the Lenders or an Issuing Bank hereunder that the Borrowers will not make such payment, the Administrative Agent or the Canadian Administrative Agent, if applicable, may assume that the Borrowers have made such payment on such date in accordance herewith and may, in reliance upon such assumption, distribute to the Lenders, the Open Account Banks or the Issuing Banks, as the case may be, the amount due. In such event, if the Borrowers have not in fact made such payment, then each of the Lenders, the Open Account Banks or the Issuing Banks, as the case may be, severally agrees to repay to the Administrative Agent or the Canadian Administrative Agent, as applicable, forthwith on demand the amount so distributed to such Lender, Open Account Bank or such Issuing Bank with interest thereon, for each day from and including the date such amount is distributed to it to but excluding the date of payment to the Administrative Agent or the Canadian Administrative Agent, if applicable, at the greater of the Federal Funds Effective Rate and a rate determined by the Administrative Agent or the Canadian Administrative Agent, as applicable, in accordance with banking industry rules on interbank compensation.
          (f) If any Lender shall fail to make any payment required to be made by it pursuant to Section 2.05, 2.06(d) or (e), 2.07(b), 2.18(e), 2.21(d) or 9.03(c), then the Administrative Agent and, if applicable, the Canadian Administrative Agent, may, in its discretion (notwithstanding any contrary provision hereof), apply any amounts thereafter received by the Administrative Agent for the account of such Lender to satisfy such Lender’s obligations under such Sections until all such unsatisfied obligations are fully paid.
     SECTION 2.19. Mitigation Obligations; Replacement of Lenders. (a) If any Lender or Issuing Bank requests compensation under Section 2.15, or if the Borrowers are required to pay any additional amount to any Lender Issuing Bank or any Governmental Authority for the account of any Lender or Issuing Bank pursuant to Section 2.17, then such Lender or Issuing Bank shall use reasonable efforts to designate a different lending office for funding or booking its Loans or Letters of Credit hereunder or to assign its rights and obligations hereunder to another of its offices, branches or affiliates, if, in the judgment of such Lender or Issuing Bank, such designation or assignment (i) would eliminate or reduce amounts payable pursuant to Section 2.15 or 2.17, as the case may be, in the future and (ii) would not subject such Lender or Issuing Bank to any unreimbursed cost or expense and would not otherwise be disadvantageous to such Lender or Issuing Bank. The Borrowers hereby agree to pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment;

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          (b) If any Lender or Issuing Bank requests compensation under Section 2.15, or if the Borrowers are required to pay any additional amount to any Lender, Issuing Bank or any Governmental Authority for the account of any Lender or Issuing Bank pursuant to Section 2.17, or if any Lender becomes a Defaulting Lender, then the Borrowers may, at their sole expense and effort, upon notice to such Lender or Issuing Bank and the Administrative Agent, require such Lender or Issuing Bank to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in Section 9.04), all its interests, rights and obligations under this Agreement to an assignee that shall assume such obligations (which assignee may be another Lender, if a Lender accepts such assignment); provided that (i) the Borrowers shall have received the prior written consent of the Administrative Agent and the Issuing Banks (other than any Issuing Bank required to assign and delegate its interests, rights and obligations pursuant to this paragraph (b)), which consent shall not unreasonably be withheld, (ii) such Lender or Issuing Bank shall have received payment of an amount equal to the outstanding principal of its Loans and participations in LC Disbursements and Swingline Loans, accrued interest thereon, accrued fees and all other amounts payable to it hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrowers (in the case of all other amounts) and (iii) in the case of any such assignment resulting from a claim for compensation under Section 2.15 or payments required to be made pursuant to Section 2.17, such assignment will result in a reduction in such compensation or payments. No Lender or Issuing Bank shall be required to make any such assignment and delegation if, prior thereto, as a result of a waiver by such Lender or Issuing Bank or otherwise, the circumstances entitling the Borrowers to require such assignment and delegation cease to apply.
     SECTION 2.20. Returned Payments. If after receipt of any payment which is applied to the payment of all or any part of the Obligations, the Administrative Agent, the Canadian Administrative Agent or any Lender is for any reason compelled to surrender such payment or proceeds to any Person because such payment or application of proceeds is invalidated, declared fraudulent, set aside, determined to be void or voidable as a preference, impermissible setoff, or a diversion of trust funds, or for any other reason, then the Obligations or part thereof intended to be satisfied shall be revived and continued and this Agreement shall continue in full force as if such payment or proceeds had not been received by the Administrative Agent, the Canadian Administrative Agent or such Lender. The provisions of this Section 2.20 shall be and remain effective notwithstanding any contrary action which may have been taken by the Administrative Agent or any Lender in reliance upon such payment or application of proceeds. The provisions of this Section 2.20 shall survive the termination of this Agreement.
     SECTION 2.21. Bankers’ Acceptances. (a) The Canadian Borrower may issue Bankers’ Acceptances denominated in Canadian Dollars for acceptance and purchase by the Canadian Lenders in accordance with the provisions of Section 2.01, Section 2.03 and this Section 2.21.
          (b) Each Bankers’ Acceptance shall have a Contract Period of approximately 30, 60 or 90 days. No Contract Period shall extend beyond the Maturity Date. If such Contract Period would otherwise end on a day that is not a Business Day, such Contract Period shall end on the next preceding day that is a Business Day.

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          (c) On each Borrowing date on which Bankers’ Acceptances are to be accepted, the Canadian Administrative Agent shall advise the Canadian Borrower as to the Canadian Administrative Agent’s determination of the applicable Discount Rate for the Bankers’ Acceptances which any of the Canadian Lenders have agreed to purchase.
          (d) Each Canadian Lender agrees to purchase a Bankers’ Acceptance accepted by it. The Canadian Borrower shall sell, and such Canadian Lender shall purchase, the Bankers’ Acceptance at the applicable Discount Rate. Such Canadian Lender shall provide to the Canadian Funding Office the Discount Proceeds less the Acceptance Fee payable by the Canadian Borrower with respect to such Bankers’ Acceptance. Such proceeds will then be made available to the Canadian Borrower by the Canadian Administrative Agent crediting an account as directed by the Canadian Borrower with the aggregate of the amounts made available to the Canadian Administrative Agent by such Canadian Lenders and in like funds as received by the Canadian Administrative Agent.
          (e) Each Canadian Lender may from time to time hold, sell, rediscount or otherwise dispose of any or all Bankers’ Acceptances accepted and purchased by it.
          (f) To facilitate borrowings under the Canadian Commitments by way of B/As, the Canadian Borrower hereby appoints each Canadian Lender as its attorney to sign and endorse on its behalf, in handwriting or by facsimile or mechanical signature as and when deemed necessary by such Canadian Lender, blank forms of B/As. In this respect, it is each Canadian Lender’s responsibility to maintain an adequate supply of blank forms of B/As for acceptance under this Agreement. The Canadian Borrower recognizes and agrees that all B/As required to be accepted and purchased by any Canadian Lender and which are signed and/or endorsed on its behalf by a Canadian Lender shall bind the Canadian Borrower as fully and effectually as if signed in the handwriting of and duly issued by the proper signing officers of the Canadian Borrower. Each Canadian Lender is hereby authorized to issue such B/As endorsed in blank in such face amounts as may be determined by such Canadian Lender; provided that the aggregate amount thereof is equal to the aggregate amount of B/As required to be accepted and purchased by such Canadian Lender. No Canadian Lender shall be liable for any damage, loss or other claim arising by reason of any loss or improper use of any such instrument except the gross negligence or willful misconduct of such Canadian Lender or its officers, employees, agents or representatives. On request by the Canadian Borrower, a Canadian Lender shall cancel all forms of B/As which have been pre-signed or pre-endorsed by or on behalf of the Canadian Borrower and which are held by such Canadian Lender and have not yet been issued in accordance herewith. Each Canadian Lender shall maintain a record with respect to B/As held by it in blank hereunder, voided by it for any reason, accepted and purchased by it hereunder, and cancelled at their respective maturities. Each Canadian Lender agrees to provide such records to the Canadian Borrower at the Canadian Borrower’s expense upon request.
          (g) Drafts drawn by the Canadian Borrower to be accepted as Bankers’ Acceptances shall be signed by a duly authorized officer or officers of the Canadian Borrower or the Borrower Representative or by their respective attorneys, including attorneys appointed pursuant to Section 2.21(f) above. Notwithstanding that any Person whose signature appears on any Bankers’ Acceptance may no longer be an authorized signatory for the Canadian Borrower or Borrower Representative, as applicable, at the time of issuance of a Bankers’ Acceptance, that signature shall nevertheless be valid and sufficient for all purposes as if the authority had remained in force at the time of issuance and any Bankers’ Acceptance so signed shall be binding on the Canadian Borrower.

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          (h) The Canadian Administrative Agent, promptly following receipt of a notice of Borrowing, continuation or conversion by way of Bankers’ Acceptances, shall advise the applicable Canadian Lenders of the notice and shall advise each such Canadian Lender of the face amount of Bankers’ Acceptances to be accepted by it and the applicable Contract Period (which shall be identical for all Canadian Lenders). The aggregate face amount of Bankers’ Acceptances to be accepted by a Canadian Lender shall be determined by the Administrative Agent by reference to such Canadian Lender’s Applicable Percentage of the issue of Bankers’ Acceptances, except that, if the face amount of a Bankers’ Acceptance which would otherwise be accepted by a Canadian Lender would not be Cdn.$100,000, or a whole multiple thereof, the face amount shall be increased or reduced by the Canadian Administrative Agent in its sole discretion to Cdn.$100,000, or the nearest whole multiple of that amount, as appropriate.
          (i) The Canadian Borrower waives presentment for payment and any other defense to payment of any amounts due to a Canadian Lender in respect of a Bankers’ Acceptance accepted and purchased by it pursuant to this Agreement which might exist solely by reason of the Bankers’ Acceptance being held, at the maturity thereof, by such Canadian Lender in its own right and the Canadian Borrower agrees not to claim any days of grace if such Canadian Lender as holder sues the Canadian Borrower on the Bankers’ Acceptance for payment of the amount payable by the Canadian Borrower thereunder. On the specified maturity date of a B/A, or the date of any prepayment thereof in accordance with this Agreement, if earlier, the Canadian Borrower shall pay to such Canadian Lender that has accepted such B/A the full face amount of such B/A (or shall make provision for payment by way of conversion or continuation in accordance with Section 2.08) in full and absolute satisfaction of its obligations with respect to such B/A, and after such payment, the Canadian Borrower shall have no further liability in respect of such B/A (except to the extent that any such payment is rescinded or reclaimed by operation of law or otherwise) and such Canadian Lender shall be entitled to all benefits of, and will make and otherwise be responsible for all payments due to the redeeming holder or any third parties under, such B/A.
          (j) Whenever the Canadian Borrower requests a borrowing by way of Bankers’ Acceptances, each Non BA Lender shall, in lieu of accepting and purchasing any B/As, make a Loan (a “BA Equivalent Loan”) to the Canadian Borrower in the amount and for the same term as each Draft which such Lender would otherwise have been required to accept and purchase hereunder. Each such Lender will provide to the Canadian Administrative Agent the amount of Discount Proceeds of such BA Equivalent Loan for the account of the Canadian Borrower in the same manner as such Lender would have provided the Discount Proceeds in respect of the Draft which such Lender would otherwise have been required to accept and purchase hereunder. Each such BA Equivalent Loan will bear interest at the same rate that would result if such Lender had accepted (and been paid an acceptance fee) and purchased (on a discounted basis) a B/A for the relevant Contract Period (it being the intention of the parties that each such BA Equivalent Loan shall have the same economic consequences for the relevant Lenders and the Canadian Borrower as the B/A that such BA Equivalent Loan replaces). All such interest shall be paid in advance on the date such BA Equivalent Loan is made, and will be deducted from the principal amount of such BA Equivalent Loan in the same manner in which the discounted portion of a B/A would be deducted from the face amount of the B/A. Subject to the repayment requirements of this Agreement, on the last day of the relevant Contract Period for such BA Equivalent Loan, the Canadian Borrower shall be entitled to convert each such BA Equivalent Loan into another type of Loan, or to roll over each such BA Equivalent Loan into another BA Equivalent Loan, all in accordance with the applicable provisions of this Agreement. Each Non BA Lender may, at its discretion, request in writing to the Canadian Administrative Agent and the Canadian Borrower that BA Equivalent Loans made by it shall be evidenced by Discount Notes.

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          (k) For greater certainty, all provisions of this Agreement that are applicable to B/As shall also be applicable, mutatis mutandis, to BA Equivalent Loans, and notwithstanding any other provision of this Agreement, all references to principal amounts or any repayment or prepayment of any Loans that are applicable to B/As or BA Drawings shall be deemed to refer to the full face amount thereof in the case of B/As and to the principal amount of any portion thereof consisting of BA Equivalent Loans. As set out in the definition of “Bankers’ Acceptances”, that term includes Discount Notes and all terms of this Agreement applicable to Bankers’ Acceptances (including the provisions of Section 2.21(f) relating to their execution by the Canadian Lenders under power of attorney) shall apply equally to Discount Notes evidencing BA Equivalent Loans with such changes as may in the context be necessary. For greater certainty:
     (i) the term of a Discount Note shall be the same as the Contract Period for Bankers’ Acceptances accepted and purchased on the same Borrowing date in respect of the same borrowing;
     (ii) an acceptance fee will be payable in respect of a Discount Note and shall be calculated at the same rate and in the same manner as the Acceptance Fee in respect of a Bankers’ Acceptance; and
     (iii) the Discount Rate applicable to a Discount Note shall be the Discount Rate applicable to Bankers’ Acceptances accepted by a Canadian Lender that is not a Schedule I Lender in accordance with the definition of “Discount Rate” on the same Borrowing date or date of continuation or conversion, as the case may be, in respect of the same borrowing for the relevant Contract Period.
          (l) Depository Bills and Notes Act. At the option of the Canadian Borrower and any Canadian Lender, Bankers’ Acceptances under this Agreement to be accepted by such Canadian Lender may be issued in the form of depository bills for deposit with The Canadian Depository for Securities Limited pursuant to the Depository Bills and Notes Act (Canada). All depository bills so issued shall be governed by the provisions of this Section 2.21.
          (m) Upon acceptance of a Bankers’ Acceptance by a Canadian Lender, the Canadian Borrower shall pay to the Canadian Administrative Agent on behalf of such Canadian Lender a fee (the “Acceptance Fee”) calculated on the face amount of the Bankers’ Acceptance at a rate per annum equal to the Applicable Rate on the basis of the number of days in the Contract Period for such Bankers’ Acceptance. Any adjustment to the Acceptance Fee (including any adjustment as necessary to reflect the operation of Section 2.13(e)) shall be computed based on the number of days remaining in the Contract Period of such Bankers’ Acceptances from and including the effective date of any change in the Applicable Rate. Any increase in such Acceptance Fee shall be paid by the Canadian Borrower to the Canadian Administrative Agent on behalf of the Canadian Lenders on the last day of the Contract Period of the relevant Bankers’ Acceptance. Any decrease in such Acceptance Fee shall be paid by each Canadian Lender to the Canadian Borrower, through the Canadian Administrative Agent, on the last day of the Contract Period of the relevant Bankers’ Acceptance.

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     SECTION 2.22. Circumstances Making Bankers’ Acceptances Unavailable. (a) If prior to the commencement of any Contract Period, (i) the Canadian Administrative Agent determines in good faith, which determination shall be conclusive and binding on the Canadian Borrower, and notifies the Canadian Borrower that, by reason of circumstances affecting the money market, there is no readily available market for Bankers’ Acceptances, or (ii) the Canadian Administrative Agent determines (which determination shall be conclusive absent manifest error) that adequate and reasonable means do not exist for ascertaining the Discount Rate or CDOR Rate, as applicable, for such Contract Period; or (iii) the Canadian Administrative Agent is advised by one or more Canadian Lenders that the Discount Rate or CDOR Rate, as applicable, for such Contract Period will not adequately and fairly reflect the cost to such Lenders (or Lender) of making or maintaining their portion of such BA Drawings included in such Borrowing for such Contract Period then:
     (i) the right of the Canadian Borrower to request a borrowing by way of BA Drawing shall be suspended until the Canadian Administrative Agent determines that the circumstances causing such suspension no longer exist and the Canadian Administrative Agent so notifies the Canadian Borrower; and
     (ii) any notice relating to a borrowing by way of BA Drawing which is outstanding at such time shall be deemed to be a notice requesting a borrowing by way of Canadian Prime Rate Loans (all as if it were a notice given pursuant to Section 2.03).
          (b) The Administrative Agent shall promptly notify the Canadian Borrower and the Canadian Lenders of the suspension in accordance with Section 2.22(a) of the Canadian Borrower’s right to request a borrowing by way of BA Drawing and of the termination of such suspension.
     SECTION 2.23. Defaulting Lenders. Notwithstanding any provision of this Agreement to the contrary, if any Lender becomes a Defaulting Lender, then the following provisions shall apply for so long as such Lender is a Defaulting Lender:
     (a) fees shall cease to accrue on the unfunded portion of the Revolving Commitment of such Defaulting Lender pursuant to Section 2.12(a);
     (b) the Revolving Commitment and the Credit Exposure of such Defaulting Lender shall not be included in determining whether all Lenders or the Required Lenders have taken or may take any action hereunder (including any consent to any amendment or waiver pursuant to Section 9.02), provided that any waiver, amendment or modification requiring the consent of all Lenders or each affected Lender which affects such Defaulting Lender differently than other affected Lenders shall require the consent of such Defaulting Lender;

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     (c) if any Swingline Exposure or LC Exposure exist at the time a Lender becomes a Defaulting Lender then:
          (i) all or any part of such Swingline Exposure and LC Exposure shall be reallocated among the non-Defaulting Lenders in accordance with their respective Applicable Percentages but only to the extent (x) the sum of all non-Defaulting Lenders’ Credit Exposures plus the Open Account Aggregate Cap plus such Defaulting Lender’s Swingline Exposure and LC Exposure does not exceed the total of all non-Defaulting Lenders’ Revolving Commitments and (y) the conditions set forth in Section 4.02 are satisfied at such time; and
          (ii) if the reallocation described in paragraph (i) above cannot, or can only partially, be effected, the Borrowers shall within one Business Day following notice by the Administrative Agent (x) first, prepay such Defaulting Lender’s Swingline Exposure (after giving effect to any partial reallocation pursuant to paragraph (i) above) and (y) second, cash collateralize such Defaulting Lender’s LC Exposure (after giving effect to any partial reallocation pursuant to paragraph (i) above) in accordance with the procedures set forth in Sections 2.06(k) and for so long as any such LC Exposure is outstanding;
          (iii) if the Borrowers cash collateralize any portion of such Defaulting Lender’s LC Exposure pursuant to this Section 2.23(c), the Borrowers shall not be required to pay any fees to such Defaulting Lender pursuant to Section 2.12(b), as the case may be, with respect to such Defaulting Lender’s LC Exposure, as the case may be, during the period such Defaulting Lender’s LC Exposure is cash collateralized;
          (iv) if the LC Exposure of the non-Defaulting Lenders are reallocated pursuant to this Section 2.23(c), then the fees payable to the Lenders pursuant to Sections 2.12(a) and (b), as the case may be, shall be adjusted in accordance with such non-Defaulting Lenders’ Applicable Percentages; or
          (v) if any Defaulting Lender’s LC Exposure is not cash collateralized, prepaid or reallocated pursuant to this Section 2.23(c), then, without prejudice to any rights or remedies of the applicable Issuing Bank or any Lender hereunder, all facility fees that otherwise would have been payable to such Defaulting Lender (solely with respect to the portion of such Defaulting Lender’s Revolving Commitment that was utilized by such LC Exposure) and letter of credit fees payable under Section 2.12(b) with respect to such Defaulting Lender’s LC Exposure shall be payable to the applicable Issuing Bank until such Defaulting Lender’s LC Exposure is cash collateralized;

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     (d) so long as any Lender is a Defaulting Lender, no Issuing Bank shall be required to issue, extend, create, incur, amend or increase any Letter of Credit unless it is satisfied that the related exposure will be 100% covered by the Revolving Commitments of the non-Defaulting Lenders and/or cash collateral will be provided by the Borrowers in accordance with Section 2.23(c), and participating interests in any such newly issued, extended or created Letter of Credit or newly made Swingline Loan shall be allocated among non-Defaulting Lenders in a manner consistent with Section 2.23(c)(i) (and Defaulting Lenders shall not participate therein); and
     (e) any amount payable to such Defaulting Lender hereunder (whether on account of principal, interest, fees or otherwise and including any amount that would otherwise be payable to such Defaulting Lender pursuant to Section 2.18(d) but excluding Section 2.19(b)) shall, in lieu of being distributed to such Defaulting Lender, be retained by the Administrative Agent in a segregated account and, subject to any applicable requirements of law, be applied at such time or times as may be determined by the Administrative Agent (i) first, to the payment of any amounts owing by such Defaulting Lender to the Administrative Agent hereunder, (ii) second, pro rata, to the payment of any amounts owing by such Defaulting Lender to the applicable Issuing Bank or the Swingline Lender hereunder, (iii) third, if so determined by the Administrative Agent or requested by an Issuing Bank or the Swingline Lender, to be held in such account as cash collateral for future funding obligations of the Defaulting Lender of any participating interest in any Swingline Loan or any Letter of Credit, (iv) fourth, to the funding of any Loan in respect of which such Defaulting Lender has failed to fund its portion thereof as required by this Agreement, as determined by the Administrative Agent, (v) fifth, if so determined by the Administrative Agent and the Borrower Representative, held in such account as cash collateral for future funding obligations of the Defaulting Lender of any Loans under this Agreement, (vi) sixth, to the payment of any amounts owing to the Lenders, the Issuing Banks or the Swingline Lender as a result of any judgment of a court of competent jurisdiction obtained by any Lender, any Issuing Bank or the Swingline Lender against such Defaulting Lender as a result of such Defaulting Lender’s breach of its obligations under this Agreement, (vii) seventh, to the payment of any amounts owing to the Borrowers as a result of any judgment of a court of competent jurisdiction obtained by the Borrowers against such Defaulting Lender as a result of such Defaulting Lender’s breach of its obligations under this Agreement, and (viii) eighth, to such Defaulting Lender or as otherwise directed by a court of competent jurisdiction; provided that if such payment is (x) a prepayment of the principal amount of any Loans or reimbursement obligations in respect of LC Disbursements for which a Defaulting Lender has funded its participation obligations and (y) made at a time when the conditions set forth in Section 4.02 are satisfied, such payment shall be applied solely to prepay the Loans of, and reimbursement obligations owed to, all non-Defaulting Lenders pro rata prior to being applied to the prepayment of any Loans, or reimbursement obligations owed to, any Defaulting Lender.
          In the event that the Administrative Agent (or, in the case of any Canadian Lender, the Canadian Administrative Agent), the Borrowers, the Issuing Banks and the Swingline Lender each agrees that a Defaulting Lender has adequately remedied all matters that caused such Lender to be a Defaulting Lender, then the Swingline Exposure and LC Exposure of the Lenders shall be readjusted to reflect the inclusion of such Lender’s Revolving Commitment and on such date such Lender shall purchase at par such of the Loans of the other Lenders (other than Swingline Loans) as the Administrative shall determine may be necessary in order for such Lender to hold such Loans in accordance with its Applicable Percentage.

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     SECTION 2.24. Excess Resulting From Exchange Rate Change.
     (a) With respect to the Canadian Commitment, at any time following one or more fluctuations in the exchange rate of the Canadian Dollar against the dollar, (i) the aggregate outstanding principal amount of Canadian Loans of the Canadian Borrower exceeds the lesser of the Canadian Borrowing Base or the Canadian Sublimit or any other limitations hereunder based on dollars or (ii) the aggregate outstanding principal balance of Canadian Loans exceeds any other limit based on dollars set forth herein for such Canadian Obligations, the Canadian Borrower shall (A) if such excess is in an aggregate amount that is greater than or equal to $1,000,000, within two Business Days of notice from the Canadian Administrative Agent, (B) if such excess is an aggregate amount that is less than $1,000,000 and such excess continues to exist in an aggregate amount less than $1,000,000 for at least five Business Days, within two Business Days of notice from the Canadian Administrative Agent or (C) if any Event of Default has occurred and is continuing, immediately (x) make the necessary payments or repayments to reduce such Canadian Obligations to an amount necessary to eliminate such excess or (y) maintain or cause to be maintained with the Administrative Agent (for the benefit of the Canadian Lender Parties) deposits as continuing collateral security for the Canadian Obligations in an amount equal to or greater than the amount of such excess, such deposits to be maintained in such form and upon such terms as are acceptable to the Canadian Administrative Agent. Without in any way limiting the foregoing provisions, the Canadian Administrative Agent shall, weekly or more frequently in the sole discretion of the Canadian Administrative Agent, make the necessary exchange rate calculations to determine whether any such excess exists on such date and advise the Borrowers if such excess exists.
     (b) If one or more of the U.S. Borrowers provide cash collateral to secure obligations related to U.S. Letters of Credit that are denominated in an Alternative Currency (including, without limitation, pursuant to Section 2.06(k), 2.10(b) or 2.18(b)) and, as a result of fluctuations in the applicable exchange rate between dollars and the applicable Alternative Currency, the Dollar Amount of cash collateral held by the Administrative Agent is less than the specified amount of cash collateral so required to be maintained by the U.S. Borrowers, the U.S. Borrowers shall, promptly following a request therefor by the Administrative Agent, deposit in the LC Collateral Account an additional Dollar Amount of cash collateral equal to such shortfall to be held as cash collateral in accordance with Section 2.06(k).
ARTICLE III
Representatives and Warranties
          Each Loan Party represents and warrants to the Lender Parties that:
     SECTION 3.01. Organization; Powers. Each of the Loan Parties and each of the Subsidiaries is duly organized, validly existing and in good standing under the laws of the jurisdiction of its organization, has all requisite power and authority to carry on its business as now conducted and, except where the failure to do so, individually or in the aggregate, could not reasonably be expected to result in a Material Adverse Effect, is qualified to do business in, and is in good standing in, every jurisdiction where such qualification is required.

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     SECTION 3.02. Authorization; Enforceability. The Transactions are within each Loan Party’s organizational powers and have been duly authorized by all necessary organizational actions and, if required, actions by equity holders. The Loan Documents to which each Loan Party is a party have been duly executed and delivered by such Loan Party and each constitutes a legal, valid and binding obligation of such Loan Party, enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding in equity or at law.
     SECTION 3.03. Governmental Approvals; No Conflicts. The Transactions (a) do not require any consent or approval of, registration or filing with, or any other action by, any Governmental Authority, except such as have been obtained or made and are in full force and effect and except for filings necessary to perfect Liens created pursuant to the Loan Documents, (b) will not violate any Requirement of Law applicable to any Loan Party or any of the Subsidiaries, (c) will not violate or result in a default under any indenture or other material agreement or instrument binding upon any Loan Party or any of the Subsidiaries or its assets, or give rise to a right under any such indenture, material agreement or instrument (other than a Loan Document) to require any payment to be made by any Loan Party or any of the Subsidiaries, and (d) will not result in the creation or imposition of any Lien on any asset of any Loan Party or any of the Subsidiaries, except Liens created pursuant to the Loan Documents.
     SECTION 3.04. Financial Condition; No Material Adverse Change. (a) The Company has heretofore furnished to the Lenders (i) historical audited consolidated income statements, balance sheets and statements of cash flow of the Company for its 2007 and 2008 fiscal years and (ii) unaudited interim consolidated income statements, balance sheets and statements of cash flow of the Company for each fiscal month and quarter ended after December 31, 2008 through the Effective Date. Such financial statements present fairly, in all material respects, the financial condition and results of operations and cash flows of the Company and its consolidated Subsidiaries as of such dates and for such periods in accordance with GAAP, consistently applied, subject to year end audit adjustments and the absence of footnotes in the case of the unaudited consolidated income statements, balance sheets and statements of cash flows of the Company.
          (b) No event, change or condition has occurred that has had, or could reasonably be expected to have, a Material Adverse Effect, since December 31, 2008.
     SECTION 3.05. Properties. (a) As of the date of this Agreement, Schedule 3.05 sets forth the address of each parcel of real property that is owned or leased by each Loan Party. Each of such leases and subleases is valid and enforceable in accordance with its terms and is in full force and effect, and no default by any party to any such lease or sublease exists, except where the foregoing, individually or in the aggregate, would not reasonably be expected to have a Material Adverse Effect. Each of the Loan Parties and the Subsidiaries has good and indefeasible title to, or valid leasehold interests in, all its real and personal property that is material to its business, free of all Liens other than Permitted Liens.

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          (b) Each Loan Party and the Subsidiaries owns, or is licensed to use, all trademarks, tradenames, copyrights, patents and other intellectual property necessary to its business as currently conducted, a correct and complete list of which, as of the date of this Agreement is set forth on Schedule 3.05, and the use thereof by the Loan Parties and the Subsidiaries does not infringe in any material respect upon the rights of any other Person, and the Loan Parties’ rights thereto are not subject to any licensing agreement or similar arrangement as of the Effective Date (except for agreements and arrangements reflected on Schedule 3.05 and other licensing agreements that are not, either individually or in the aggregate, material to any Loan Party).
     SECTION 3.06. Litigation and Environmental Matters. (a) Except for the Disclosed Matters, there are no actions, suits or proceedings by or before any arbitrator or Governmental Authority pending against or, to the knowledge of any Loan Party, threatened against or affecting the Loan Parties or any of the Subsidiaries (i) as to which there is a reasonable possibility of an adverse determination and that, if adversely determined, could reasonably be expected, individually or in the aggregate, to result in a Material Adverse Effect (other than the Disclosed Matters) or (ii) that involve this Agreement or the Transactions.
          (b) Except for the Disclosed Matters (i) no Loan Party nor any of the Subsidiaries has received written notice of any claim with respect to any material Environmental Liability or knows of any basis for any Environmental Liability that, individually or in the aggregate, would reasonably be expected to result in a Material Adverse Effect, and (ii) except with respect to any other matters that, individually or in the aggregate, could not reasonably be expected to result in a Material Adverse Effect, no Loan Party nor any of the Subsidiaries (1) has failed to comply with any Environmental Law or to obtain, maintain or comply with any permit, license or other approval required under any Environmental Law or (2) has become subject to any Environmental Liability.
          (c) Since the Effective Date, there has been no change in the status of the Disclosed Matters that, individually or in the aggregate, has resulted in, or materially increased the likelihood of, a Material Adverse Effect.
     SECTION 3.07. Compliance with Laws and Agreements. Each Loan Party and the Subsidiaries is in compliance with all Requirements of Law applicable to it or its property and all indentures, agreements and other instruments binding upon it or its property, except where the failure to do so, individually or in the aggregate, could not reasonably be expected to result in a Material Adverse Effect. No Default has occurred and is continuing.
     SECTION 3.08. Investment Company Status. No Loan Party nor any of the Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.
     SECTION 3.09. Taxes. Each Loan Party and each Subsidiary has timely filed or caused to be filed all Tax returns and reports required to have been filed and has paid or caused to be paid all Taxes required to have been paid by it, except (a) Taxes that are being contested in good faith by appropriate proceedings and for which such Loan Party or such Subsidiary, as applicable, has set aside on its books adequate reserves or (b) to the extent that the failure to do so could not reasonably be expected to result in a Material Adverse Effect. No Liens for Taxes (other than Permitted Encumbrances) have been filed and no claims are being asserted with respect to any such Taxes.

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     SECTION 3.10. ERISA. (a) No ERISA Event has occurred or is reasonably expected to occur that, when taken together with all other such ERISA Events for which liability is reasonably expected to occur, could reasonably be expected to result in a Material Adverse Effect. Except for any failure that would not reasonably be expected to have a Material Adverse Effect, each Pension Plan that is intended to be qualified under Section 401(a) of the Code has been determined by the IRS to be so qualified, and each trust related to such plan has been determined to be exempt under Section 501(a) of the Code. No liability that could reasonably be expected to result in a Material Adverse Effect has been incurred by the Loan Parties or any ERISA Affiliate which remains unsatisfied for any taxes or penalties with respect to any Pension Plan or any Multiemployer Plan.
          (b) Canadian Pension Plans. Each Canadian Loan Party and its Subsidiaries is in compliance with the requirements of the Pension Benefits Act (Ontario) and other federal, provincial or state laws with respect to each Canadian Pension Plan, except where the failure to so comply would not reasonably be expected to have a Material Adverse Effect. No fact or situation that may reasonably be expected to result in a Material Adverse Effect exists in connection with any Canadian Pension Plan. Neither any Canadian Loan Party nor any of its Subsidiaries has any material withdrawal liability in connection with a Canadian Pension Plan. No Pension Event has occurred. No Lien has arisen, choate or inchoate, in respect of any Canadian Loan Party or its Subsidiaries or their property in connection with any Canadian Pension Plan (save for contribution amounts not yet due)
     SECTION 3.11. Disclosure. Each Borrower has disclosed to the Lenders all agreements, instruments and corporate or other restrictions to which it or any Subsidiary is subject, and all other matters known to it, that, individually or in the aggregate, could reasonably be expected to result in a Material Adverse Effect. Neither the Information Memorandum nor any of the other reports, financial statements, certificates or other information furnished by or on behalf of any Loan Party to the Administrative Agent or any Lender in connection with the negotiation of this Agreement or any other Loan Document (as modified or supplemented by other information so furnished), when taken as a whole, contains any material misstatement of fact or omits to state any material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that, with respect to projected financial information, (a) the Borrowers represent only that such information was prepared in good faith based upon assumptions believed to be reasonable at the time delivered and, if such projected financial information was delivered prior to the Effective Date, as of the Effective Date, and (b) it is understood and agreed that uncertainty is inherent in any forecasts or projections and no assurances can be given by the Company or the other Loan Parties of the future achievement of such performance.

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     SECTION 3.12. No Default. No Loan Party nor any of the Subsidiaries is in default in the performance, observance or fulfillment of any of the obligations, covenants or conditions contained in any agreement, instrument or other undertaking to which such Person is a party or by which it or any of its property is bound in any respect that could reasonably be expected to have a Material Adverse Effect. Immediately prior to, and after giving effect to the occurrence of, the Effective Date, (a) no default or event of default has occurred or will occur under the Indenture or the Existing Debt Securities and (b) the Borrowers are not compelled under the Indenture to secure the Existing Debt Securities equally and ratably with the Obligations. No Default or Event of Default has occurred and is continuing.
     SECTION 3.13. Solvency. (a) Immediately after the consummation of the Transactions to occur on the Effective Date (after giving effect to Sections 10.08 and 10.09), (i) the fair value of the assets of each Loan Party, at a fair valuation, will exceed its debts and liabilities, subordinated, contingent or otherwise; (ii) the present fair saleable value of the property of each Loan Party will be greater than the amount that will be required to pay the probable liability of its debts and other liabilities, subordinated, contingent or otherwise, as such debts and other liabilities become absolute and matured; (iii) each Loan Party will be able to pay its debts and liabilities, subordinated, contingent or otherwise, as such debts and liabilities become absolute and matured; and (iv) no Loan Party will have unreasonably small capital with which to conduct the business in which it is engaged as such business is now conducted and is proposed to be conducted after the Effective Date.
          (b) No Loan Party intends to, or will permit any of the Subsidiaries to, and no Loan Party believes that it or any of the Subsidiaries will, incur debts beyond its ability to pay such debts as they mature, taking into account the timing of and amounts of cash to be received by it or any such Subsidiary, the timing of the amounts of cash to be payable on or in respect of its Indebtedness or the Indebtedness of any such Subsidiary and the funds available under this Agreement.
     SECTION 3.14. Insurance. Schedule 3.14 sets forth a description of all insurance maintained by or on behalf of the Loan Parties as of the Effective Date. As of the Effective Date, all premiums in respect of such insurance have been paid. The Borrowers believe that the insurance maintained by or on behalf of the Loan Parties is adequate.
     SECTION 3.15. Capitalization and Subsidiaries. Schedule 3.15 sets forth (a) a correct and complete list of the name and relationship to the Company of each of the Company’s Subsidiaries and each joint venture, partnership or similar arrangement of the Company and its Subsidiaries, (b) a true and complete listing of each class of each of the Borrowers’ authorized Equity Interests (other than the Company), of which all of such issued shares are validly issued, outstanding, fully paid and non-assessable, and owned beneficially and of record by the Persons identified on Schedule 3.15, and (c) the type of entity of the Company and each of the Subsidiaries and each joint venture, partnership or similar arrangement of the Company and its Subsidiaries, in each case as of the Effective Date. All of the issued and outstanding Equity Interests of a Subsidiary owned by any Loan Party have been duly authorized and issued and are fully paid and non-assessable (to the extent such concepts are relevant with respect to such ownership interests).

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     SECTION 3.16. Security Interest in Collateral. The provisions of this Agreement and the other Loan Documents create legal and valid Liens on all the Collateral in favor of the Administrative Agent, for the benefit of the Lender Parties and the Canadian Lender Parties, as the case may be, and, for so long as UCC and PPSA financing statements, RDPRM recordations or Deposit Account Control Agreements, as the case may be, with respect to such Collateral have not been terminated by the Administrative Agent (or otherwise amended by the Administrative Agent in a manner that adversely affects the Lien in favor of the Lender Parties or the Canadian Lender Parties, as the case may be, thereby perfected) such Liens constitute perfected and continuing Liens on the Collateral to the extent perfection can be obtained by filing UCC or PPSA financing statements, RDPRM recordations or the entering into of a Deposit Account Control Agreement, securing the Secured Obligations, enforceable against the applicable Loan Party and all third parties, and having priority over all other Liens on the Collateral except in the case of (a) Permitted Liens to the extent any such Liens would have priority over the Liens in favor of the Administrative Agent pursuant to any applicable law or agreement and (b) Liens perfected only by possession (including possession of any certificate of title) to the extent the Administrative Agent has not obtained or does not maintain possession of such Collateral.
     SECTION 3.17. Employment Matters. As of the Effective Date, there are no material strikes, lockouts or slowdowns against any Loan Party or any Subsidiary pending or, to the knowledge of the Borrowers, threatened. The hours worked by and payments made to employees of the Loan Parties and the Subsidiaries have not been in material violation of the Fair Labor Standards Act, the Employee Standards Act (Ontario) or any other applicable federal, provincial, territorial, state, local or foreign law dealing with such matters. All material payments due from any Loan Party or any Subsidiary, or for which any claim may be made against any Loan Party or any Subsidiary, on account of wages, vacation pay and employee health and welfare insurance and other benefits, including with respect to the Canada Pension Plans, have been paid or accrued as a liability on the books of the Loan Party or such Subsidiary.
     SECTION 3.18. Credit Card Arrangements. Schedule 3.18 (as updated from time to time as permitted by Section 5.15) sets forth, a list of all credit card processing arrangements to which any Loan Party is a party with respect to the payment to any Borrower of the proceeds of all credit card charges for sales by such Loan Party in the United States of America or Canada.
     SECTION 3.19. PATRIOT Act and Other Specified Laws. (a) To the extent applicable, each Loan Party is in compliance, in all material respects, with the (i) Trading with the Enemy Act, as amended, and each of the foreign assets control regulations of the United States Treasury Department (31 CFR, Subtitle B, Chapter V, as amended) and any other enabling legislation or executive order relating thereto, (ii) Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “Patriot Act”), and (iii) the Proceeds of Crime Act. No part of the proceeds of the Loans, Letters of Credit or payments made to vendors of the Open Account Obligors pursuant to any Open Account Agreement will be used, directly or indirectly, in violation in any material respect of the United States Foreign Corrupt Practices Act of 1977, as amended or the Proceeds of Crime Act. No Loan Party is engaged in or has engaged in any course of conduct that could reasonably be expected to subject any of their respective properties to any Lien, seizure or other forfeiture under any criminal Law, racketeer influenced and corrupt organizations law or the Proceeds of Crime Act or other similar laws. None of the Loan Parties is named on the list of Specially Designated Nationals and Blocked Persons maintained by the United States Department of Treasury Office of Foreign Assets Control.

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          (b) No Borrower nor any other Loan Party (i) is a Person whose property or interest in property is blocked or subject to blocking pursuant to Section 1 of Executive Order 13224 of September 23, 2001 Blocking Property and Prohibiting Transactions With Persons Who Commit, Threaten to Commit, or Support Terrorism (66 Fed. Reg. 49079 (2001)), (ii) engages in any dealings or transactions prohibited by Section 2 of such Executive Order, or is otherwise associated with any such Person in any manner that violates such Section 2, or (iii) is a Person on the list of Specially Designated Nationals and Blocked Persons or subject to the limitations or prohibitions under any other U.S. Department of Treasury’s Office of Foreign Assets Control regulation or executive order.
     SECTION 3.20. Margin Regulations. No Borrower nor any other Loan Party is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “margin stock” (as defined in Regulation U of the Board). None of the proceeds of any Loan or Letter of Credit will be used by the Borrowers or any Subsidiaries for the purpose of purchasing or carrying “margin stock” as defined in Regulation U of the Board or otherwise in violation of Regulations T, U or X of the Board.
ARTICLE IV
Conditions
     SECTION 4.01. Effective Date. The obligations of the Lenders to make Loans and of the Issuing Banks to issue Letters of Credit hereunder shall not become effective until the date on which each of the following conditions are satisfied (or waived in accordance with Section 9.02) to the satisfaction of each Lender and, where specifically referred to below, the Administrative Agent and the Joint Collateral Agents; provided that the Administrative Agent may declare the Effective Date to have occurred if all the conditions set forth below are satisfied, other than the Administrative Agent receiving satisfactory evidence that its first priority security interest in the Collateral securing the Canadian Secured Obligations has been perfected; provided further, however, that the Canadian Borrower may not utilize the Canadian Commitments unless the Administrative Agent has received evidence of its first priority perfected security interest in the Collateral securing the Canadian Secured Obligations in a manner that is in form and substance satisfactory to the Administrative Agent and the Lenders:
     (a) Credit Agreement and Loan Documents. The Administrative Agent (or its counsel) shall have received (i) from each party hereto either (A) a counterpart of this Agreement signed on behalf of such party or (B) written evidence satisfactory to the Administrative Agent (which may include PDF or facsimile transmission of a signed signature page of this Agreement) that such party has signed a counterpart of this Agreement and (ii) duly executed copies (or PDF or facsimile copies) of the Loan Documents and such other certificates, documents, instruments and agreements as the Lenders shall reasonably request in connection with the transactions contemplated by this Agreement and the other Loan Documents, including any promissory notes requested by a Lender pursuant to Section 2.10 payable to the order of each such requesting Lender and written opinions of the Loan Parties’ counsel, addressed to the Administrative Agent, the Canadian Administrative Agent, the Issuing Banks, the Citibank Open Account Agent, the Citibank Open Account Banks and the Lenders in substantially the form of Exhibit B.

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     (b) Closing Certificates; Certified Certificate of Incorporation; Good Standing Certificates. The Agents shall have received (i) a certificate of each Loan Party, dated the Effective Date and executed by its Secretary or an Assistant Secretary, which shall (A) certify the resolutions of its Board of Directors, members or other body authorizing the execution, delivery and performance of the Loan Documents to which it is a party, (B) identify by name and title and bear the signatures of the Financial Officers and any other officers of such Loan Party authorized to sign the Loan Documents to which it is a party, and (C) contain appropriate attachments, including the certificate or articles of incorporation or organization of each Loan Party certified by the relevant authority of the jurisdiction of organization of such Loan Party and a true and correct copy of its bylaws or operating, management or partnership agreement, and (ii) if obtainable from the applicable jurisdiction, a long form good standing certificate for each Loan Party from its jurisdiction of organization.
     (c) No Default Certificate. The Agents shall have received a certificate, signed by the chief financial officer of the Borrower Representative and dated the Effective Date (i) stating that no Default has occurred and is continuing, (ii) stating that the representations and warranties contained in Article III are true and correct as of such date and (iii) certifying any other factual matters as may be reasonably requested by any Agent.
     (d) Fees. The Lenders, the Administrative Agent, the Joint Collateral Agents and the Joint Bookrunners shall have received all fees required to be paid, and all expenses for which invoices have been presented (including the reasonable fees and expenses of legal counsel of the Administrative Agent), on or before the Effective Date. All such amounts will be paid with proceeds of Loans made on the Effective Date and will be reflected in the funding instructions given by the Borrower Representative to the Administrative Agent on or before the Effective Date.
     (e) Lien Searches. The Agents shall have received the results of a recent lien search report in each of the jurisdictions where assets of the Loan Parties are located, and such search shall reveal no Liens on any of the assets of the Loan Parties except for Permitted Liens or Liens discharged on or prior to the Effective Date pursuant to a pay-off letter or other documentation satisfactory to the Agents.
     (f) Pay-Off Letter. The Agents shall have received pay-off letters with respect to the Prior Credit Agreement and all other existing Indebtedness to be repaid from the proceeds of the initial Borrowing, confirming that all Liens upon any of the property of the Loan Parties constituting Collateral will be terminated concurrently with such payment (other than Liens in favor of the Administrative Agent).

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     (g) Funding Accounts. The Agents shall have received a notice from the Borrower Representative setting forth the deposit account(s) of the Borrowers (the “Funding Accounts”) to which the Lender is authorized by the Borrowers to transfer the proceeds of any Borrowings requested or authorized pursuant to this Agreement.
     (h) Customer List. The Agents shall have received a true and complete customer list as of a recent date to be specified by the Administrative Agent.
     (i) Credit Card Notification Agreement. The Agents shall have received PDF or facsimile copies of Credit Card Notification Agreements distributed to each of the Borrowers’ credit card processors.
     (j) Solvency. The Agents shall have received a solvency certificate from a Financial Officer of each Borrower.
     (k) Borrowing Base Certificate. The Agents shall have received a Borrowing Base Certificate which calculates the Borrowing Base as of April 18, 2009.
     (l) Closing Availability. After giving effect to all Borrowings to be made on the Effective Date, the issuance of any Letters of Credit (or deemed issuance, in the case of Existing Letters of Credit) on the Effective Date and payment of all fees and expenses due hereunder, and with all of the Loan Parties’ indebtedness, liabilities and obligations current, the Borrowers’ Availability plus cash on hand shall not be less than $300,000,000.
     (m) Pledged Stock; Stock Powers; Pledged Notes. The Administrative Agent shall have received (i) the certificates representing the shares of Equity Interests pledged pursuant to the U.S. Security Agreement or the Canadian Security Agreement, together with an undated stock power for each such certificate executed in blank by a duly authorized officer of the pledgor thereof, and (ii) each promissory note (if any) pledged to the Administrative Agent pursuant to the U.S. Security Agreement or the Canadian Security Agreement endorsed (without recourse) in blank (or accompanied by an executed transfer form in blank) by the pledgor thereof.
     (n) Filings, Registrations and Recordings. Each document (including any Uniform Commercial Code financing statement, PPSA financing statement or RDPRM recordation) required by the Collateral Documents or under law or reasonably requested by any Agent to be filed, registered or recorded in order to create in favor of the Administrative Agent, for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be, a perfected Lien on the Collateral described therein, prior and superior in right to any other Person (other than with respect to Permitted Liens), shall be in proper form for filing, registration or recordation.
     (o) Approvals. All governmental and third party approvals necessary in connection with the Transactions and the financing contemplated hereby shall have been obtained and be in full force and effect, and all applicable waiting periods shall have expired without any action being taken or threatened by any competent authority that would restrain, prevent or otherwise impose adverse conditions on the Transactions or the financing contemplated hereby.

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     (p) Amendment to Indenture. The Indenture shall have been amended in accordance with the terms thereof to provide that the Indebtedness under this Agreement is excepted from the requirements of Section 4.04 of the Indenture.
     (q) Citibank Open Account Agreement. The Agents shall have received a true and complete copy of the Citibank Open Account Agreement.
     (r) Insurance. The Agents shall have received evidence of insurance coverage in form, scope and substance evidencing compliance with the terms of Section 5.09 and Section 4.12 of the U.S. Security Agreement.
     (s) Appraisals and Field Exams. The Agents shall have received appraisals of Inventory and field exams from appraisers satisfactory to the Joint Collateral Agents (it being understood and agreed that the receipt of the field examination, dated as of March 17, 2009, and the appraisal, dated as of March 26, 2009, shall satisfy the condition precedent set forth in this paragraph (s)).
     (t) Letter of Credit Application. The applicable Issuing Bank shall have received a properly completed letter of credit application if the issuance of a Letter of Credit will be required on the Effective Date. The Borrowers shall have executed the applicable Issuing Bank’s master agreement for the issuance of Commercial Letters of Credit.
     (u) Other Documents. The Agent shall have received such other documents as any Agent, any Issuing Bank, any Open Account Bank, any Lender or their respective counsel may have reasonably requested.
The Administrative Agent shall notify the Borrowers and the Lenders as of the Effective Date, and such notice shall be conclusive and binding. Notwithstanding the foregoing, the obligations of the Lenders to make Loans and of the Issuing Banks to issue Letters of Credit hereunder shall not become effective unless each of the foregoing conditions is satisfied (or waived pursuant to Section 9.02) at or prior to 2:00 p.m., Chicago time, on June 1, 2009 (and, in the event such conditions are not so satisfied or waived, the Revolving Commitments shall terminate at such time).
     SECTION 4.02. Each Credit Event. The obligation of (i) each Lender to make a Loan on the occasion of any Borrowing and (ii) each Issuing Bank to issue, amend, renew or extend any Letter of Credit is subject to the satisfaction of the following conditions:
     (a) The representations and warranties of the Loan Parties set forth in this Agreement shall be true and correct in all material respects on and as of the date of (i) such Borrowing or (ii) the issuance, amendment, renewal or extension of such Letter of Credit, except that such representations and warranties (A) that relate solely to an earlier date shall be true and correct in all material respects as of such earlier date and (B) shall be true and correct in all respects to the extent they are qualified by a materiality standard.

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     (b) At the time of and immediately after giving effect to (i) such Borrowing and (ii) the issuance, amendment, renewal or extension of such Letter of Credit, as applicable, no Default shall have occurred and be continuing.
     (c) After giving effect to (i) such Borrowing and (ii) the issuance of such Letter of Credit, Availability is not less than zero.
Each (i) Borrowing and (ii) issuance, amendment, renewal or extension of a Letter of Credit shall be deemed to constitute a representation and warranty by the Borrowers on the date thereof as to the matters specified in paragraphs (a), (b) and (c) of this Section 4.02.
Notwithstanding the failure to satisfy the conditions precedent set forth in paragraphs (a) or (b) of this Section, unless otherwise directed by the Required Lenders, the Administrative Agent may, but shall have no obligation to, continue to make (or authorize the Canadian Administrative Agent to make) Loans and an Issuing Bank may, but shall have no obligation to, issue or cause to be issued any Letter of Credit, in each case for the ratable account and risk of Lenders from time to time if the Administrative Agent believes that making such Loans, issuing or causing to be issued any such Letter of Credit is in the best interests of the Lenders.
ARTICLE V
Affirmative Covenants
          Until all the Revolving Commitments have expired or been terminated as provided in Section 2.09(a) or (b), as the case may be, each Loan Party executing this Agreement covenants and agrees, jointly and severally with all of the Loan Parties, with the Lender Parties that:
     SECTION 5.01. Financial Statements; Borrowing Base and Other Information. The Borrowers will furnish to the Administrative Agent and each Lender:
     (a) within 90 days after the end of each fiscal year of the Company, its audited consolidated and unaudited consolidating balance sheet and related statements of operations, stockholders’ equity and cash flows as of the end of and for such year, setting forth in each case in comparative form the figures for the previous fiscal year, all reported on by BDO Seidman, LLP or other independent public accountants of recognized national standing (without a “going concern” or like qualification or exception and without any qualification or exception as to the scope of such audit) to the effect that such financial statements present fairly in all material respects the financial condition and results of operations of the Company and its consolidated Subsidiaries in accordance with GAAP consistently applied accompanied by any management letter prepared by said accountants;
     (b) within 45 days after the end of each of the first three fiscal quarters of each fiscal year of the Company, its consolidated balance sheet and related statements of operations, stockholders’ equity and cash flows as of the end of and for such fiscal quarter and the then elapsed portion of the fiscal year, setting forth in each case in comparative form the figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the previous fiscal year, all certified by one of the Financial Officers of the Borrower Representative as presenting fairly in all material respects the financial condition and results of operations of the Company and its consolidated Subsidiaries in accordance with GAAP consistently applied, subject to normal year-end audit adjustments and the absence of footnotes;

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     (c) within 30 days after the end of each fiscal month of the Company, its consolidated balance sheet and related statements of operations and cash flows as of the end of and for such fiscal month and the then elapsed portion of the fiscal year, setting forth in each case in comparative form the figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the previous fiscal year, all certified by one of its Financial Officers as presenting fairly in all material respects the financial condition and results of operations of the Company and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently applied, subject to normal year-end audit adjustments and the absence of footnotes;
     (d) concurrently with any delivery of financial statements under paragraph (a) or (b) or (c) above, a Compliance Certificate of a Financial Officer of the Borrower Representative (i) certifying, in the case of the financial statements delivered under paragraph (b) or (c), as presenting fairly in all material respects the financial condition and results of operations of the Company and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently applied, subject to normal year-end audit adjustments and the absence of footnotes, (ii) certifying as to whether a Default has occurred and, if a Default has occurred, specifying the details thereof and any action taken or proposed to be taken with respect thereto, (iii) certifying in the case of the financial statements delivered under paragraph (c), a reasonably detailed calculation of the Fixed Charge Coverage Ratio and, during any Level 1 Minimum Availability Period, demonstrating compliance with Section 6.12, and (iv) stating whether any change in GAAP or in the application thereof has occurred since the date of the audited financial statements referred to in Section 3.04 and, if any such change has occurred, specifying the effect of such change on the financial statements accompanying such certificate;
     (e) concurrently with any delivery of financial statements under paragraph (a) above, a certificate of the accounting firm that reported on such financial statements stating whether they obtained knowledge during the course of their examination of such financial statements of any Default (which certificate may be limited to the extent required by accounting rules or guidelines);
     (f) as soon as available, but within 15 days prior to the end of each fiscal year of the Company, a copy of the plan and forecast (including a projected consolidated and consolidating balance sheet, income statement and funds flow statement in form acceptable to the Administrative Agent) of the Company for each month of the upcoming fiscal year (the “Projections”) in form reasonably satisfactory to the Administrative Agent;

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     (g) as soon as available, but in any event within 20 days of the end of each fiscal month (or, within three Business Days of the end of each calendar week (it being understood that a calendar week ends on Sunday), during any Weekly Reporting Period), a Borrowing Base Certificate which calculates the Borrowing Base as of the last day of the fiscal period then ended, together with supporting information in connection therewith and any additional reports with respect to the Borrowing Base as the Administrative Agent may reasonably request;
     (h) as soon as available, but in any event within 20 days of the end of each fiscal month (or, in the case of clauses (h)(i)(B)and (h)(ii) below within three Business Days of the end of each calendar week, during any Weekly Reporting Period) and at such other times as may be reasonably requested by the Administrative Agent, as of the fiscal period then ended, all delivered electronically in a formatted file acceptable to the Administrative Agent:
          (i) (A) a detailed aging of the Borrowers’ Accounts (1) including all invoices aged by invoice date and due date (with an explanation of the terms offered) and (2) reconciled to the Borrowing Base Certificate delivered as of such date prepared in a manner reasonably acceptable to the Administrative Agent, and (B) a summary aging of the Borrowers’ Accounts specifying the name, address and balance due for each Account Debtor;
          (ii) a schedule detailing the Borrowers’ Inventory, in form satisfactory to the Administrative Agent (which shall be in a short-form format that is reasonably satisfactory to the Administrative Agent if delivered during a Weekly Reporting Period), (1) by location (showing Inventory in transit, any Inventory located with a third party under any consignment, bailee arrangement, or warehouse agreement), by class (raw material, work-in-process and finished goods), by product type and by volume on hand, which Inventory shall be valued at the lower of cost (determined in accordance with the historical practices of the Borrowers prior to the Effective Date) or market and adjusted for Reserves as the Joint Collateral Agents have previously indicated to the Borrower Representative are deemed by the Joint Collateral Agents to be appropriate, (2) including a report of any variances or other results of Inventory counts performed by the Borrowers since the last Inventory schedule (including information regarding sales or other reductions, additions, returns, credits issued by Borrowers and complaints and claims made against the Borrowers), and (3) reconciled to the Borrowing Base Certificate delivered as of such date;
          (iii) a worksheet of calculations prepared by the Borrowers to determine Eligible Credit Card Accounts Receivable, Eligible Accounts and Eligible Inventory, such worksheets detailing the Credit Card Accounts Receivable, Accounts and Inventory excluded from Eligible Credit Card Accounts Receivable, Eligible Accounts and Eligible Inventory and the reason for such exclusion;

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          (iv) a reconciliation of the Borrowers’ Accounts and Inventory between the amounts shown in the Borrowers’ general ledger and financial statements and the reports delivered pursuant to paragraphs (i) and (ii) above; and
          (v) a reconciliation of the loan balance per the Borrowers’ general ledger to the loan balance under this Agreement;
     (i) as soon as available, but in any event within 20 days of the end of each fiscal month (or, within three Business Days of the end of calendar week, during any Weekly Reporting Period) and at such other times as may be reasonably requested by the Administrative Agent, as of the fiscal period then ended, a schedule and aging of the Borrowers’ accounts payable, delivered electronically in a formatted file acceptable to the Administrative Agent;
     (j) promptly upon the Administrative Agent’s request:
          (i) copies of invoices issued by the Borrowers in connection with any Accounts, credit memos, shipping and delivery documents, and other information related thereto;
          (ii) copies of purchase orders, invoices and shipping and delivery documents in connection with any Inventory or equipment purchased by any Loan Party;
          (iii) a schedule detailing the balance of all intercompany accounts of the Loan Parties;
          (iv) a sales journal, cash receipts journal (identifying trade and non-trade cash receipts) and debit memo/credit memo journal; and
          (v) copies of all tax returns filed by any Loan Party with the IRS or Canada Revenue Service;
     (k) within 45 days of each March 31 and September 30, an updated customer list for each Borrower and its Subsidiaries, which list shall state the customer’s name, mailing address and phone number and shall be certified as true and correct by a Financial Officer of the Borrower Representative;
     (l) promptly upon the Administrative Agent’s request (but, in any event not more than once each calendar year), a certificate of good standing for each Loan Party from the appropriate governmental officer in its jurisdiction of incorporation, formation or organization;
     (m) promptly after the same become publicly available, copies of all periodic reports, proxy statements and registration statements filed by the Company or any Subsidiary with the U.S. Securities and Exchange Commission, the Ontario Securities Commission or any Governmental Authority succeeding to any or all of the functions of said Commissions, or with any national or provincial securities exchange, or distributed by the Company to its shareholders generally, as the case may be; provided that any documents required to be delivered pursuant to this paragraph (n) shall be deemed to have been delivered on the date (i) on which the Company posts such documents, or provides a link thereto on the Company’s website on the Internet at the website address referenced in Section 9.01(b); or (ii) on which such documents are posted on the Company’s behalf on IntraLinks/IntraAgency or another relevant website, if any to which each Lender and the Administrative Agent have access (whether a commercial, third-party website or whether sponsored by the Administrative Agent); provided further that: (x) upon written request by the Administrative Agent, the Company shall deliver paper copies of such documents to the Administrative Agent for further distribution to each Lender until a written request to cease delivering paper copies is given by the Administrative Agent and (y) the Company shall notify (which may be by facsimile or electronic mail) the Administrative Agent of the posting of any such documents and provide to the Administrative Agent by electronic mail electronic versions (i.e., soft copies) of such documents; and

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     (n) promptly following any request therefor, such other information regarding the operations, business affairs and financial condition of any Borrower or any Subsidiary, or compliance with the terms of this Agreement, as the Administrative Agent or any Lender, acting through the Administrative Agent, may reasonably request.
     SECTION 5.02. Notices of Material Events. The Borrowers will furnish to the Administrative Agent (for delivery to each Lender) written notice of the following:
     (a) the occurrence of any Default or Event of Default;
     (b) receipt of any notice of any governmental investigation or any governmental or other litigation or proceeding commenced or threatened against any Loan Party that (i) if adversely determined, could reasonably be expected to result in liability in excess of $30,000,000, (ii) seeks injunctive relief, (iii) is asserted or instituted against any Pension Plan, its fiduciaries or its assets, (iv) alleges criminal misconduct by any Loan Party, (v) alleges the violation of any law regarding, or seeks remedies in connection with, any Environmental Laws which would result in liabilities or costs in excess of $30,000,000, (vi) contests any tax, fee, assessment or other governmental charge in excess of $30,000,000 or (vii) involves any material product recall;
     (c) any Lien (other than Permitted Encumbrances and Liens in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be)) or claim made or asserted in writing against any material portion of the Collateral;
     (d) any loss, damage or destruction to the Collateral in the amount of $30,000,000 or more, whether or not covered by insurance;
     (e) any and all default notices received under or with respect to (i) the Indenture or (ii) any actual knowledge of a Financial Officer of any leased location or public warehouse where Collateral with a cost in excess of $5,000,000 is located (which shall be delivered within two Business Days after receipt thereof);

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     (f) all amendments to the Indenture, together with a copy of each such amendment;
     (g) any Loan Party entering into a Swap Agreement or an amendment to a Swap Agreement, together with copies of all agreements evidencing such Swap Agreement or amendments thereto (which shall be delivered within two Business Days);
     (h) any actual knowledge of a Financial Officer of the occurrence of any ERISA Event or Pension Event that, alone or together with any other ERISA Events and Pension Events that have occurred, could reasonably be expected to result in liability of the Borrowers and their Subsidiaries in an aggregate amount exceeding $30,000,000;
     (i) any amendment, modification or waiver of or with respect to any licensing agreement pursuant to which any Eligible Licensee Receivable is subject if the foregoing would reasonably be expected to reduce the amounts paid, or postpone the date of any payment of any such Eligible Licensee Receivable; and
     (j) any other development that results in, or could reasonably be expected to result in, a Material Adverse Effect.
Each notice delivered under this Section shall be accompanied by a statement of a Financial Officer or other executive officer of the Borrower Representative setting forth in reasonable detail the nature of the event or development requiring such notice and any action taken or proposed to be taken with respect thereto.
     SECTION 5.03. Existence; Conduct of Business. Each Loan Party will, and will cause each Subsidiary to, (a) do or cause to be done all things necessary to preserve, renew and keep in full force and effect its legal existence and, except where the failure to so preserve, renew or keep in full force and effect any of the following could not reasonably be expected to result in a Material Adverse Effect, the rights, qualifications, licenses, permits, franchises, governmental authorizations, intellectual property rights, licenses and permits material to the conduct of its business, and maintain all requisite authority to conduct its business in each jurisdiction in which its business is conducted; provided that the foregoing shall not prohibit any merger, consolidation, liquidation or dissolution permitted under Section 6.03 and (b) carry on and conduct its business in substantially the same manner and in substantially the same fields of enterprise as it is presently conducted.
     SECTION 5.04. Payment of Obligations. Each Loan Party will, and will cause each Subsidiary to, pay or discharge all Material Indebtedness and all other material liabilities, including Taxes, before the same shall become delinquent or in default, except where (a) the validity or amount thereof is being contested in good faith by appropriate proceedings, (b) such Loan Party or such Subsidiary has set aside on its books adequate reserves with respect thereto in accordance with GAAP and (c) the failure to make payment pending such contest could not reasonably be expected to result in a Material Adverse Effect.

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     SECTION 5.05. Maintenance of Properties. Each Loan Party will, and will cause each Subsidiary to, keep and maintain all property material to the conduct of its business in good working order and condition, ordinary wear and tear excepted.
     SECTION 5.06. Books and Records; Inspection Rights. Without limiting Sections 5.11 and 5.12, each Loan Party will, and will cause each Subsidiary to, (i) keep proper books of record and account in which full, true and correct entries are made of all dealings and transactions in relation to its business and activities and (ii) permit any representatives designated by the Administrative Agent (including employees of the Administrative Agent or any consultants, accountants, lawyers and appraisers retained by the Administrative Agent), upon reasonable prior notice, to visit and inspect its properties, to examine and make extracts from its books and records, including environmental assessment reports and Phase I or Phase II studies, and to discuss its affairs, finances and condition with its officers and independent accountants, all at such reasonable times and as often as reasonably requested. For purposes of this Section 5.06, it is understood and agreed that a single site visit and inspection may consist of examinations conducted at multiple relevant sites and involve one or more relevant Loan Parties and Subsidiaries and their respective assets. The Loan Parties acknowledge that the Administrative Agent, after exercising its rights of inspection, may prepare and distribute to the Lenders certain Reports pertaining to the Loan Parties’ assets for internal use by the Administrative Agent and the Lenders.
     SECTION 5.07. Compliance with Laws and Contractual Obligations.
          (a) Each Loan Party will, and will cause each Subsidiary to, comply with all of its contractual obligations and Requirements of Law applicable to it or its property, except where the failure to do so, individually or in the aggregate, could not reasonably be expected to result in a Material Adverse Effect.
          (b) In addition to and without limiting the generality of paragraph (a), each Loan Party will, and will cause each Subsidiary and ERISA Affiliate to (i) comply with all applicable provisions of ERISA, the Code, the ITA, the Pension Benefits Act (Ontario) (or similar provincial statutes) and the regulations and published interpretations thereunder with respect to all Pension Plans and Canadian Pension Plans, except where the failure to comply could not reasonably be expected to have a Material Adverse Effect, (ii) not take any action or fail to take action the result of which would result in a liability to the PBGC, FSCO (or similar Governmental Authority) or to a Multiemployer Plan in an amount that could reasonably be expected to have a Material Adverse Effect and (iii) furnish to the Administrative Agent upon the Administrative Agent’s request such additional information about any Pension Plan and Canadian Pension Plans concerning compliance with this covenant as may be reasonably requested by the Administrative Agent.
     SECTION 5.08. Use of Proceeds. The proceeds of the Loans will be used only to (a) repay amounts outstanding under the Prior Credit Agreement, (b) repay the Existing Debt Securities that are maturing in November 2009, subject to the limitations set forth in Section 6.08(b)(v), and (c) for general corporate purposes (including, without limitation, payments on Open Account Obligations) of the Borrowers and, subject to compliance with Article VI of this Agreement, their respective Subsidiaries in the ordinary course of business. No part of the proceeds of any Loan and no Letter of Credit will be used, whether directly or indirectly, for any purpose that entails a violation of any of the Regulations of the Board, including Regulations T, U and X.

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     SECTION 5.09. Insurance. Each Loan Party will, and will cause each Subsidiary to, maintain with financially sound and reputable carriers having a financial strength rating of at least A- by A.M. Best Company (a) insurance in such amounts (with no greater risk retention) and against such risks (including loss or damage by fire and loss in transit, theft, burglary, pilferage, larceny, embezzlement and other criminal activities; business interruption; and general liability) and such other hazards, as is customarily maintained by companies of established repute engaged in the same or similar businesses operating in the same or similar locations and (b) all insurance required pursuant to the Collateral Documents. The Borrowers will furnish to the Lenders, upon request of the Administrative Agent, information in reasonable detail as to the insurance so maintained.
     SECTION 5.10. Casualty and Condemnation. The Borrowers (a) will furnish to the Administrative Agent (for delivery to the Lenders) prompt written notice of any casualty or other insured damage to any material portion of the Collateral or the commencement of any action or proceeding for the taking of any material portion of the Collateral or interest therein under power of eminent domain or by condemnation or similar proceeding and (b) will ensure that the Net Proceeds of any such event (whether in the form of insurance proceeds, condemnation awards or otherwise) are collected and applied in accordance with the applicable provisions of this Agreement and the Collateral Documents.
     SECTION 5.11. Appraisals. At any time that the Joint Collateral Agents request, the Borrowers and the Subsidiaries will provide the Joint Collateral Agents with appraisals or updates thereof of their Inventory from an appraiser selected and engaged by the Joint Collateral Agents, and prepared on a basis satisfactory to the Joint Collateral Agents, such appraisals and updates to include, without limitation, information required by applicable law and regulations; provided, however, only one such appraisal per calendar year shall be at the sole expense of the Loan Parties; provided further, however, (a) two such appraisals per calendar year shall be at the sole expense of the Loan Parties if a Revolving Loan has been made during such calendar year, (b) three such appraisals per calendar year shall be at the sole expense of the Loan Parties if a Level 2 Minimum Availability Period, solely with respect to clause (a) of such defined term, has been in effect for a period of at least five consecutive Business Days during such calendar year and (c) if an Event of Default has occurred during any calendar year there shall be no limitation as to number and frequency of such appraisals during such calendar year that shall be at the sole expense of the Loan Parties. For purposes of this Section 5.11, it is understood and agreed that a single appraisal may consist of examinations conducted at multiple relevant sites, both domestic and international, and involve one or more relevant Loan Parties and their assets. The Joint Collateral Agents will conduct not less than one appraisal per calendar year of the Inventory of the Loan Parties.
     SECTION 5.12. Field Examinations. At any time that the Joint Collateral Agents request, the Borrowers and the Subsidiaries will allow the Joint Collateral Agents to conduct field examinations or updates thereof during normal business hours to ensure the adequacy of Collateral included in any Borrowing Base and related reporting and control systems; provided, however, only one such field examination per calendar year shall be at the sole expense of the Loan Parties; provided further, however, (a) two such field examinations per calendar year shall be at the sole expense of the Loan Parties if a Revolving Loan has been made during such calendar year, (b) three such field examinations per calendar year shall be at the sole expense of the Loan Parties if a Level 2 Minimum Availability Period, solely with respect to clause (a) of such defined term, has been in effect for a period of at least five consecutive Business Days during such calendar year and (c) if an Event of Default has occurred during any calendar year there shall be no limitation as to number and frequency of such field examinations during such calendar year that shall be at the sole expense of the Loan Parties. For purposes of this Section 5.12, it is understood and agreed that a single field examination may consist of examinations conducted at multiple relevant sites, both domestic and international, and involve one or more relevant Loan Parties and their assets. The Joint Collateral Agents will conduct not less than one field examination per calendar year of the Collateral included in each Borrowing Base.

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     SECTION 5.13. Depository Banks. The Borrowers and the Subsidiaries will maintain one or more of the Lenders as its principal depository bank, including for the maintenance of operating, administrative, cash management, collection activity, and other deposit accounts for the conduct of its business.
     SECTION 5.14. Additional Collateral; Further Assurances. (a) Subject to applicable law, each Borrower and each Subsidiary that is a U.S. Loan Party shall cause each of the Domestic Subsidiaries and each of the First-Tier Foreign DREs (other than Investments in Persons that are permitted to be made pursuant to Sections 6.04(c)(ii) and (iii)) formed or acquired after the Effective Date in accordance with the terms of this Agreement to become a U.S. Loan Party by executing the Joinder Agreement set forth as Exhibit E hereto (the “Joinder Agreement”). Upon execution and delivery thereof, each such Person (i) shall automatically become a U.S. Loan Guarantor hereunder and thereupon shall have all of the rights, benefits, duties, and obligations in such capacity under the Loan Documents and (ii) will grant Liens to the Administrative Agent, for the benefit of the Lender Parties in any property of such U.S. Loan Party which constitutes Collateral.
          (b) To secure the prompt payment and performance of all the U.S. Secured Obligations, each Borrower and each Subsidiary that is a U.S. Loan Party will cause (i) 100% of the issued and outstanding Equity Interests of each of the Domestic Subsidiaries, (ii) 100% of the issued and outstanding Equity Interests of each of the First-Tier Foreign DREs, (iii) 65% of the Equity Interests constituting the total combined classes of Equity Interests entitled to vote in each First-Tier Foreign Subsidiary, (iv) 100% of the non-voting Equity Interests of each First-Tier Foreign Subsidiary, and (v) 309/476 of the Equity Interests constituting the total combined classes of Equity Interests entitled to vote, and 100% of the non-voting Equity Interests, of the Canadian Borrower (it being understood that all such Equity Interests described in this clause (v) shall be pledged by Jones Canada LP and not by Jones Canada GP) to be subject at all times to a first priority, perfected Lien in favor of the Administrative Agent (for the benefit of the U.S. Lender Parties) pursuant to the terms and conditions of the Loan Documents or other security documents as the Administrative Agent shall reasonably request, provided, however, that (i) if the Canadian Borrower issues additional Equity Interests that are entitled to vote, Jones Canada LP agrees to promptly pledge to the Administrative Agent such additional number of whole limited partnership units of the Canadian Borrower equal to approximately (but not in excess of) 65% of such additional limited partnership units that are so issued and (ii) none of the Equity Interests of Rachel Roy IP Company LLC shall be subject to such Lien so long as 100% of the Equity Interests of Rachel Roy IP Company LLC are not owned by one or more U.S. Loan Parties. The Borrowers agree if (a) the Administrative Agent notifies the Borrower Representative that as a result of a change in law there is a reason to believe that a pledge of a greater percentage of any First-Tier Foreign Subsidiary’s voting Equity Interests or a guarantee by any First-Tier Foreign Subsidiary of the Guaranteed Obligations would not result in a “deemed dividend” under Section 956 of the Code and (b) subsequent to the receipt of such notice the Borrower Representative reasonably determines (which determination the Borrower Representative agrees to consider, in consultation with its counsel and other tax advisors, promptly following receipt of such notice from the Administrative Agent) that a pledge of more than 65% of the total combined voting power of all classes of Equity Interests entitled to vote of such First-Tier Foreign Subsidiary or a guarantee by such First-Tier Foreign Subsidiary of the Guaranteed Obligations would not result in such a “deemed dividend” or any other tax liability to the Borrowers, the applicable Borrower will promptly pledge such greater percentage of the voting Equity Interests of each such First-Tier Foreign Subsidiary and cause each such First-Tier Foreign Subsidiary to provide a guarantee of the Guaranteed Obligations, in each case to the extent that the foregoing would not result in such a “deemed dividend” under Section 956 of the Code or other tax liability to the Borrowers.

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          (c) Subject to applicable law, the Canadian Borrower and each other Canadian Loan Party shall cause each of their Subsidiaries that is organized under the laws of Canada or any province thereof (other than those Persons in which Investments are made pursuant to Section 6.04(c)(ii) and (iii)) to become party to a guarantee agreement that guarantees repayment of the Canadian Obligations (which guarantee agreement shall be in substantially the form of the Canadian Guarantee referred to in clause (a) of the definition thereof) and a security agreement (which shall, among other things, pledge 100% of the Equity Interests in each such Subsidiary and grant a security interest in all the personal property of each such Subsidiary, the foregoing to be in a form substantially similar to General Security Agreement, the Securities Pledge Agreement and, if any of such assets is located in the Province of Quebec, the Deed of Hypothec, in each case as the foregoing are referred to in the definition of “Canadian Security Agreement”) that secures repayment of the Canadian Obligations, together with such other documentation and filings that the Administrative Agent may reasonably require in order to perfect its first priority security interest in the assets subject to the terms of such Security Agreement; provided, however, that so long as 100% of the Equity Interests of GRI are not owned by one or more Loan Parties, none of the Equity Interests of GRI shall be subject to such Lien.
          (d) Without limiting the foregoing, each Loan Party will, and will cause each Subsidiary to, execute and deliver, or cause to be executed and delivered, to the Administrative Agent such documents, agreements and instruments, and will take or cause to be taken such further actions (including the filing and recording of financing statements, hypothecs, fixture filings, mortgages, deeds of trust and other documents and such other actions or deliveries of the type required by Section 4.01, as applicable), which may be required by law or which the Administrative Agent may, from time to time, reasonably request to carry out the terms and conditions of this Agreement and the other Loan Documents and to ensure perfection and priority of the Liens created or intended to be created by the Collateral Documents, all at the expense of the Loan Parties.

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          (e) If any assets constituting personal property that are acquired by any Borrower or any Subsidiary that is a Loan Party have at any time a fair market value in excess of $2,000,000 individually or $5,000,000 in the aggregate for all Loan Parties (other than assets constituting Collateral under the U.S. Security Agreement or the Canadian Security Agreement that become subject to the Lien in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) upon acquisition thereof), the Borrower Representative will promptly notify the Administrative Agent and the Lenders thereof, and, if requested by the Administrative Agent or the Required Lenders, the Borrowers will cause such assets to be subjected to a Lien in favor of Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) securing the Secured Obligations and will take, and cause the Subsidiary Loan Parties to take, such actions as shall be necessary or reasonably requested by the Administrative Agent to grant and perfect such Liens, including actions described in paragraph (c) of this Section, all at the expense of the Loan Parties.
     SECTION 5.15. Credit Card Notification Agreements. The Borrowers and the Subsidiaries will maintain credit card processing arrangements with the credit card issuers and processors identified on Schedule 3.18; provided, however, that the Borrowers may amend Schedule 3.18 to remove any credit card issuer or processor identified therein or to add additional credit card issuers and processors that are satisfactory to the Administrative Agent, in its sole discretion, and concurrently with the making of any such amendment the Borrowers shall provide to the Administrative Agent a Credit Card Notification Agreement with respect thereto.
     SECTION 5.16. Post Closing Requirements. The Borrowers and the other Loan Parties shall deliver, when and as required by the terms of the Post-Closing Deliverables Agreement, the items referenced therein.
ARTICLE VI
Negative Covenants
          Until all the Revolving Commitments have expired or been terminated as provided in Section 2.09(a) or (b), as the case may be, each Loan Party executing this Agreement covenants and agrees, jointly and severally with all of the Loan Parties, with the Lender Parties that:
     SECTION 6.01. Indebtedness. No Loan Party will, nor will it permit any of the Subsidiaries to, create, incur or suffer to exist any Indebtedness, except:
     (a) the Secured Obligations;
     (b) Indebtedness existing on the date hereof and set forth in Schedule 6.01 and extensions, renewals and replacements of any such Indebtedness in accordance with paragraph (f) hereof;

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     (c) Indebtedness of any Borrower to any Subsidiary and of any Subsidiary to any Borrower or any other Subsidiary; provided that (i) Indebtedness of any Subsidiary that is not a Loan Party to any Borrower or any Subsidiary that is a Loan Party shall be subject to Section 6.04 and (ii) Indebtedness of any Borrower to any Subsidiary and Indebtedness of any Subsidiary that is a Loan Party to any Subsidiary that is not a Loan Party shall be subordinated to the Secured Obligations on terms reasonably satisfactory to the Administrative Agent;
     (d) Guarantees by any Borrower of Indebtedness of any Subsidiary and by any Subsidiary of Indebtedness of any Borrower or any other Subsidiary, provided that (i) the Indebtedness so Guaranteed is permitted by this Section 6.01, (ii) Guarantees by any Borrower or any Subsidiary that is a Loan Party of Indebtedness of any Subsidiary that is not a Loan Party shall be subject to Section 6.04(e) and (iii) Guarantees permitted under this paragraph (d) shall be subordinated to the Secured Obligations of the applicable Subsidiary if, and on the same terms as, the Indebtedness so Guaranteed is subordinated to the Secured Obligations;
     (e) Indebtedness of any Borrower or any Subsidiary incurred to finance the acquisition, construction or improvement of any fixed or capital assets (whether or not constituting purchase money Indebtedness), including Capital Lease Obligations and any Indebtedness assumed in connection with the acquisition of any such assets or secured by a Lien on any such assets prior to the acquisition thereof; provided that (i) such Indebtedness is incurred prior to or within 120 days after such acquisition or the completion of such construction or improvement and (ii) the aggregate principal amount of Indebtedness permitted by this paragraph (e) shall not exceed $75,000,000 at any time outstanding;
     (f) Indebtedness which represents an extension, refinancing, replacement or renewal of any of the Indebtedness described in paragraphs (b), (e), (i), (j) and (k) hereof; provided that (i) the principal amount of such Indebtedness is not increased (except to the extent used to finance accrued interest and premiums (including tender or make-whole premiums) thereon and underwriting discounts, defeasance costs, fees, commissions and expenses), (ii) any Liens securing such Indebtedness are not extended to any additional property of any Loan Party, (iii) no Loan Party that is not originally obligated with respect to repayment of such Indebtedness is required to become obligated with respect thereto, (iv) such extension, refinancing, replacement or renewal does not result in a shortening of the average weighted maturity of the Indebtedness so extended, refinanced, replaced or renewed and (v) if the Indebtedness that is refinanced, replaced, renewed or extended was subordinated in right of payment to the Secured Obligations, then the terms and conditions of the refinancing, replacement, renewal, or extension Indebtedness must include subordination terms and conditions that are at least as favorable to the Administrative Agent and the Lenders as those that were applicable to the refinanced, replaced, renewed, or extended Indebtedness;
     (g) Indebtedness owed to any Person providing workers’ compensation, health, disability or other employee benefits or property, casualty or liability insurance, pursuant to reimbursement or indemnification obligations to such Person, in each case incurred in the ordinary course of business;

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     (h) Indebtedness of any Borrower or any Subsidiary in respect of performance bonds, bid bonds, appeal bonds, surety bonds and similar obligations, in each case provided in the ordinary course of business;
     (i) secured Indebtedness incurred in connection with the IP Secured Financing;
     (j) Indebtedness of any Person that becomes a Subsidiary after the date hereof; provided that (i) such Indebtedness exists at the time such Person becomes a Subsidiary and is not created in contemplation of or in connection with such Person becoming a Subsidiary and (ii) the aggregate principal amount of Indebtedness permitted by this paragraph (j) shall not exceed $50,000,000 at any time outstanding;
     (k) other unsecured Indebtedness in an aggregate principal amount not exceeding $300,000,000 at any time outstanding;
     (l) Indebtedness arising out of leases incurred in connection with sale and leaseback transactions permitted by Section 6.06;
     (m) the Indebtedness of any joint venture, partnership or similar arrangement which would be consolidated with those of the Company in the Company’s consolidated financial statements in accordance with GAAP but of which not more than 50% of the equity or the ordinary voting power (or in the case of a partnership, not more than 50% of the general partnership interests) are, as of such date, owned, controlled or held by the Company or any of its consolidated Subsidiaries; and
     (n) Indebtedness of any Subsidiaries that are not Loan Parties; provided that the aggregate principal amount of Indebtedness permitted by this paragraph (n) shall not exceed $50,000,000 at any time outstanding.
     SECTION 6.02. Liens. No Loan Party will, nor will it permit any of the Subsidiaries to, create, incur, assume or permit to exist any Lien on any property or asset now owned or hereafter acquired by it, or assign or sell any income or revenues (including accounts receivable) or rights in respect of any thereof, except:
     (a) Liens created pursuant to any Loan Document;
     (b) Permitted Encumbrances;
     (c) any Lien on any property or asset of any Borrower or any Subsidiary existing on the date hereof and set forth in Schedule 6.02; provided that (i) such Lien shall not apply to any other property or asset of such Borrower or Subsidiary and (ii) such Lien shall secure only those obligations which it secures on the date hereof and extensions, renewals and replacements thereof that do not increase the outstanding principal amount thereof;

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     (d) Liens on fixed or capital assets acquired, constructed or improved by any Borrower or any Subsidiary; provided that (i) such security interests secure Indebtedness permitted by paragraph (e) of Section 6.01, (ii) such security interests and the Indebtedness secured thereby are incurred prior to or within 120 days after such acquisition or the completion of such construction or improvement, (iii) the Indebtedness secured thereby does not exceed 100% of the cost of acquiring, constructing or improving such fixed or capital assets and (iv) such security interests shall not apply to any other property or assets of such Borrower or Subsidiary or any other Borrower or Subsidiary;
     (e) any Lien existing on any property or asset (other than Accounts and Inventory) prior to the acquisition thereof by any Borrower or any Subsidiary, including or as a result of merger or consolidation with any Borrower or any Subsidiary that is permitted pursuant to Section 6.03, or existing on any property or asset (other than Accounts and Inventory) of any Person that becomes a Subsidiary after the date hereof prior to the time such Person becomes a Subsidiary; provided that (i) such Lien is not created in contemplation of or in connection with such acquisition, merger or consolidation or such Person becoming a Subsidiary, as the case may be, (ii) such Lien shall not apply to any other property or assets of such Borrower or Subsidiary or any other Borrower or Subsidiary and (iii) such Lien shall secure only those obligations which it secures on the date of such acquisition or the date such Person becomes a Subsidiary, as the case may be and extensions, renewals and replacements thereof that do not increase the outstanding principal amount thereof except to the extent permitted by paragraph (f) of Section 6.01;
     (f) Liens (i) of a collecting bank arising in the ordinary course of business under Section 4-210 of the Uniform Commercial Code in effect in the relevant jurisdiction covering only the items being collected upon or (ii) in favor of a banking institution arising as a matter of law, encumbering amounts credited to deposit or securities accounts (including the right of set-off) and which are within the general parameters customary in the banking industry;
     (g) Liens arising out of sale and leaseback transactions permitted by Section 6.06;
     (h) Liens on the registered intellectual property of the Borrowers pursuant to the IP Secured Financing;
     (i) Liens granted by a Subsidiary that is not a Loan Party in favor of any Borrower or another Loan Party in respect of Indebtedness owed by such Subsidiary;
     (j) Liens arising from precautionary UCC or PPSA financing statements, including in respect of any operating lease or disposition permitted by this Agreement;
     (k) Liens arising solely by virtue of any statutory or common law provision relating to banker’s liens, rights of setoff or similar rights and remedies, in each case as to deposit accounts or other funds maintained with a creditor depositary institution;

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     (l) Liens granted to secure payment of the Indebtedness permitted pursuant to Section 6.01(f); provided that such Liens do not spread to cover any property or assets that were not originally secured by the Indebtedness being so refinanced; and
     (m) Liens not otherwise permitted by this Section 6.02 so long as (i) neither (A) the aggregate outstanding principal amount of the obligations secured thereby nor (B) the aggregate fair market value (determined as of the date such Lien is incurred) of the assets subject thereto exceeds (as to the Borrowers and all Subsidiaries) $25,000,000 at any one time and (ii) any such Liens do not cover any Collateral.
Notwithstanding the foregoing, none of the Permitted Liens (other than nonconsensual Permitted Liens securing Indebtedness in an aggregate amount at any time not exceeding $5,000,000) may at any time attach to any Loan Party’s (1) Accounts, other than those permitted under paragraph (a) of the definition of “Permitted Encumbrances” and paragraph (a) and (g) above and (2) Inventory, other than those permitted under paragraphs (a) and (b) of the definition of “Permitted Encumbrances” and paragraph (a) above.
     SECTION 6.03. Fundamental Changes. (a) No Loan Party will, nor will it permit any of the Subsidiaries to, merge into or consolidate or amalgamate with any other Person, or permit any other Person to merge into or consolidate or amalgamate with it, or liquidate or dissolve, except that, if at the time thereof and immediately after giving effect thereto no Event of Default shall have occurred and be continuing (i) any Subsidiary of any Borrower may merge into or amalgamate with any Borrower in a transaction in which such Borrower is the surviving corporation, (ii) any Loan Party (other than a Borrower) may merge into or amalgamate with any Loan Party in a transaction in which the surviving entity is a Loan Party (iii) any Subsidiary may transfer its assets to a Loan Party and any Subsidiary which is not a Loan Party may transfer its assets to another Subsidiary that is not a Loan Party, (iv) any Borrower may merge with any other Borrower, (v) any Loan Party (other than a Borrower) may merge into or amalgamate with any other person if required to complete a Permitted Acquisition; (vi) any Subsidiary that is not a Loan Party may merge into or amalgamate with any other Subsidiary that is not a Loan Party and (vii) any Subsidiary that is not a Loan Party may liquidate or dissolve if the Borrower which owns such Subsidiary determines in good faith that such liquidation or dissolution is in the best interests of such Borrower and is not materially disadvantageous to the Lenders; provided that any such merger involving a Person that is not a wholly owned Subsidiary immediately prior to such merger shall not be permitted unless also permitted by Section 6.04.
          (b) No Loan Party will, nor will it permit any of the Subsidiaries to, engage in any business other than businesses of the type conducted by the Borrowers and the Subsidiaries on the date of execution of this Agreement and businesses reasonably related thereto.
     SECTION 6.04. Investments, Loans, Advances, Guarantees and Acquisitions. No Loan Party will, nor will it permit any of the Subsidiaries to, purchase, hold or acquire (including pursuant to any merger or amalgamation with any Person that was not a Loan Party and a wholly owned Subsidiary prior to such merger) any Equity Interests, evidences of indebtedness or other securities (including any option, warrant or other right to acquire any of the foregoing) of, make or permit to exist any loans or advances to, Guarantee any obligations of, or make or permit to exist any investment or any other interest in, any other Person, or purchase or otherwise acquire (in one transaction or a series of transactions) any assets of any other Person constituting a business unit (whether through purchase of assets, merger or otherwise), except:

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     (a) Permitted Investments, subject (as provided in the U.S. Security Agreement or the Canadian Security Agreement, as the case may be) to control agreements in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be) or otherwise subject to a perfected security interest in favor of the Administrative Agent (for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be);
     (b) Investments in existence on the date of this Agreement and described in Schedule 6.04;
     (c) Investments by the Borrowers and the Subsidiaries in Equity Interests in Persons that are (i) Loan Parties, (ii) Subsidiaries that are not Loan Parties and (iii) GRI and Rachel Roy IP Company LLC; provided that (A) any such Equity Interests held by a U.S. Loan Party shall be pledged pursuant to the U.S. Security Agreement (subject to the limitations applicable to Equity Interests of First-Tier Foreign Subsidiaries referred to in Section 5.14(b)(iv) and any such Equity Interests held by a Canadian Loan Party shall be pledged pursuant to the applicable Canadian Security Agreement) and (B) the aggregate amount of Investments made after the date hereof by Loan Parties in any Person described in clause (ii) or (iii) above (including intercompany loans permitted under clause (B) to the proviso to Section 6.04(d) and outstanding Guarantees permitted under the proviso to Section 6.04(e)) shall not exceed the sum of (1) (x) Investments existing on the Effective Date in GRI, Rachel Roy IP Company LLC and Subsidiaries that are not Loan Parties, (y) loans and advances existing on the Effective Date of the Loan Parties to Subsidiaries that are not Loan Parties and (z) Guarantees existing on the Effective Date by Loan Parties of the aggregate principal amount of Indebtedness of Subsidiaries that are not Loan Parties (in each case as set forth on Schedule 6.04) and (2) $30,000,000 (the “Investment Basket”) at any time outstanding (in each case determined without regard to any write-downs or write-offs);
     (d) loans or advances made by (i) any Borrower to any Subsidiary or any other Borrower and (ii) any Subsidiary to any Borrower or any other Subsidiary, provided that (A) any such loans and advances made by a Loan Party shall be evidenced by a promissory note pledged pursuant to the U.S. Security Agreement or the applicable Canadian Security Agreement, as applicable, and (B) the amount of such loans and advances made after the Effective Date by Loan Parties to Subsidiaries that are not Loan Parties (together with outstanding Investments permitted under clause (B) to the proviso to Section 6.04(c) and made after the Effective Date and outstanding Guarantees permitted under the proviso to Section 6.04(e) and made after the Effective Date) shall not exceed the Investment Basket at any time outstanding (in each case determined without regard to any write-downs or write-offs);
     (e) Guarantees constituting Indebtedness permitted by Section 6.01, provided that the aggregate principal amount of Indebtedness of Subsidiaries that are not Loan Parties that is Guaranteed by any Loan Party after the Effective Date shall (together with outstanding Investments permitted under clause (B) to the proviso to Section 6.04(c) and made after the Effective Date and outstanding intercompany loans permitted under clause (B) to the proviso to Section 6.04(d) and made after the Effective Date) shall not exceed the Investment Basket at any time outstanding (in each case determined without regard to any write-downs or write-offs);

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     (f) loans or advances by the Borrowers and the Subsidiaries to their employees in the ordinary course of business consistent with past practices for travel and entertainment expenses, relocation costs and similar purposes up to a maximum of $4,000,000 in the aggregate at any one time outstanding;
     (g) loans and advances to third party contractors in the ordinary course of business and consistent with past practices in an aggregate outstanding amount not to exceed at any time $2,000,000 (excluding such loans and advances consisting of prepayments or advances for inventory or services);
     (h) subject to Sections 4.2(a) and 4.4 of the U.S. Security Agreement, notes payable, or stock or other securities issued by Account Debtors to a Loan Party pursuant to negotiated agreements with respect to settlement of such Account Debtor’s Accounts in the ordinary course of business, consistent with past practices;
     (i) Investments in the form of Swap Agreements permitted by Section 6.07;
     (j) Investments of any Person existing at the time such Person becomes a Subsidiary of a Borrower or consolidates or merges with a Borrower or any of the Subsidiaries (including in connection with a Permitted Acquisition) so long as such Investments were not made in contemplation of such Person becoming a Subsidiary or of such merger;
     (k) Investments received in connection with the dispositions of assets permitted by Section 6.05;
     (l) Permitted Acquisitions; provided that both immediately before and immediately after giving effect thereto, (i) no Default or Event of Default shall have occurred and be continuing, (ii) the Fixed Charge Coverage Ratio for the Test Period in effect at the time such Permitted Acquisition is to occur shall be not less than 1.25 to 1.00 (determined on a Pro Forma Basis in respect of the Test Period in effect at such time) and (iii) Availability will not be less than 30% of the total Revolving Commitment as of the date such Permitted Acquisition is consummated and for the period of 60 consecutive days immediately preceding the consummation of such Permitted Acquisition after giving pro forma effect thereto;
     (m) Investments constituting deposits described in paragraphs (c) and (d) of the definition of the term “Permitted Encumbrances”;
     (n) Guarantees by the Borrower or any of the Subsidiaries of leases (other than Capital Lease Obligations) or of other obligations of the Borrower or any of its Subsidiaries that do not constitute Indebtedness, in each case entered into in the ordinary course of business that is consistent with past practice; and

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     (o) other Investments not otherwise permitted by this Section 6.04; provided that both immediately before and immediately after giving effect thereto, (i) no Default or Event of Default shall have occurred and be continuing, (ii) the Fixed Charge Coverage Ratio for the Test Period in effect at the time such Investment is to occur shall be not less than 1.25 to 1.00 (determined on a Pro Forma Basis in respect of the Test Period in effect at such time), (iii) Availability will not be less than 30% of the total Revolving Commitment as of the date such Investment is consummated and for the period of 60 consecutive days immediately preceding the consummation of such Permitted Acquisition after giving pro forma effect thereto, and (iv) the aggregate amount of all Investments made pursuant to this paragraph (o) shall not exceed $50,000,000 in any fiscal year of the Borrower.
     SECTION 6.05. Asset Sales. No Loan Party will, nor will it permit any of the Subsidiaries to, sell, transfer, lease or otherwise dispose of any asset, including any Equity Interest owned by it, nor will any Borrower permit any Subsidiary to issue any additional Equity Interest in such Subsidiary (other than to another Borrower or another Subsidiary in compliance with Section 6.04), except:
     (a) the sales, transfers, leases or dispositions of assets described in Schedule 6.05;
     (b) sales, transfers and dispositions of (i) inventory in the ordinary course of business and (ii) used, obsolete, worn out or surplus equipment or property in the ordinary course of business;
     (c) sales, transfers and dispositions to any Borrower or any Subsidiary, provided that any such sales, transfers or dispositions involving a Subsidiary that is not a Loan Party shall (i) be made in compliance with Section 6.09 and (ii) not have an aggregate fair market value, when added to the fair market value of all the assets sold, transferred or disposed of pursuant to paragraph (h) below, of more than $10,000,000 during any fiscal year of the Borrowers;
     (d) sales, transfers and dispositions of accounts receivable in connection with the compromise, settlement or collection thereof;
     (e) sales, transfers and dispositions of Investments permitted by paragraphs (c)(ii), (h) and (i) of Section 6.04 and the proviso to Section 6.04(d);
     (f) sale and leaseback transactions permitted by Section 6.06;
     (g) dispositions resulting from any casualty or other insured damage to, or any taking under power of eminent domain or by condemnation or similar proceeding of, any property or asset of any Borrower or any Subsidiary;

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     (h) sales, transfers and other dispositions of assets (other than Equity Interests in a Subsidiary unless all Equity Interests in such Subsidiary are sold) that are not permitted by any other paragraph of this Section, provided that the aggregate fair market value of all assets sold, transferred or otherwise disposed of in reliance upon this paragraph (h) and pursuant to paragraph (c) to Subsidiaries that are not Loan Parties shall not exceed $10,000,000 during any fiscal year of the Borrowers;
     (i) Restricted Payments permitted by Section 6.08; and
     (j) dispositions of cash and Permitted Investments in the ordinary course of business that is consistent with past practices;
provided that all sales, transfers, leases and other dispositions permitted hereby (other than those permitted by paragraphs (c) (to the extent that the applicable transaction is solely among Loan Parties), (g) and (i) above) shall be made for fair value and for at least 75% cash consideration.
     SECTION 6.06. Sale and Leaseback Transactions. No Loan Party will, nor will it permit any of the Subsidiaries to, enter into any arrangement, directly or indirectly, whereby it shall sell or transfer any property, real or personal, used or useful in its business, whether now owned or hereafter acquired, and thereafter rent or lease such property or other property that it intends to use for substantially the same purpose or purposes as the property sold or transferred, except for any such sale of any fixed or capital assets by any Borrower or any Subsidiary that is made for cash consideration in an amount not less than the fair value of such fixed or capital asset and is consummated within 120 days after such Borrower or such Subsidiary acquires or completes the construction of such fixed or capital asset.
     SECTION 6.07. Swap Agreements. No Loan Party will, nor will it permit any of the Subsidiaries to, enter into any Swap Agreement, except (a) Swap Agreements entered into to hedge or mitigate risks to which any Borrower or any Subsidiary has actual exposure (other than those in respect of Equity Interests of any Borrower or any of its Subsidiaries), and (b) Swap Agreements entered into in order to effectively cap, collar or exchange interest rates (from fixed to floating rates, from one floating rate to another floating rate or otherwise) with respect to any interest-bearing liability or Investment of any Borrower or any Subsidiary.
     SECTION 6.08. Restricted Payments; Certain Payments of Indebtedness. (a) No Loan Party will, nor will it permit any of the Subsidiaries to, declare or make, or agree to pay or make, directly or indirectly, any Restricted Payment, or incur any obligation (contingent or otherwise) to do so, except (i) each Borrower may declare and pay dividends with respect to its common stock payable solely in additional shares of its common stock, and, with respect to its preferred stock, payable solely in additional shares of such preferred stock or in shares of its common stock, (ii) Subsidiaries may declare and pay dividends ratably with respect to their Equity Interests, (iii) the Company may make Restricted Payments pursuant to and in accordance with stock option plans or other benefit plans for management or employees of the Company and any of its Subsidiaries in an aggregate amount not to exceed $2,000,000 during any fiscal year of the Company; provided that, both immediately before and immediately after giving effect to each such Restricted Payment, no Default or Event of Default shall have occurred and be continuing, and (iv) the Borrowers may make other Restricted Payments; provided that, (A) both immediately before the declaration of, and (other than the declaration of a dividend of a Loan Party that is a public company, which dividend shall be subject to a Reserve as provided in the definition thereof) immediately after giving effect to each such Restricted Payment, no Default or Event of Default shall have occurred and be continuing, and (B) at the time any Restricted Payment is declared (x) the Fixed Charge Coverage Ratio for the Test Period in effect at the time shall not be less than 1.25 to 1.00 (determined on a Pro Forma Basis in respect of the Test Period in effect at such time) and (y) Availability shall not be less than 30% of the total Revolving Commitment for the period of 60 consecutive days immediately preceding the date such Restricted Payment is declared after giving pro forma effect thereto.

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          (b) No Loan Party will, nor will it permit any of the Subsidiaries to, make or agree to pay or make, directly or indirectly, any payment or other distribution (whether in cash, securities or other property) of or in respect of principal of or interest on any Indebtedness, or any payment or other distribution (whether in cash, securities or other property), including any sinking fund or similar deposit, on account of the purchase, redemption, retirement, acquisition, cancellation or termination of any Indebtedness, except:
     (i) payment of Indebtedness created under the Loan Documents;
     (ii) payment of regularly scheduled interest and principal payments as and when due in respect of any Indebtedness (including the Existing Debt Securities that are maturing in November 2009), other than payments in respect of the Subordinated Indebtedness prohibited by the subordination provisions thereof or relating thereto; provided that (A) if, either immediately before or after giving effect to any such payment on the Existing Debt Securities any Default or Event of Default has occurred and is continuing, no such payment may be made in an amount exceeding the Existing Debt Securities Reserve and (B) no payment on any other Indebtedness shall be made if, either immediately before or after giving effect to any such payment, any Default or Event of Default has occurred and is continuing;
     (iii) refinancings, replacements and renewals of Indebtedness to the extent permitted by Section 6.01;
     (iv) payment of secured Indebtedness that becomes due as a result of the voluntary sale or transfer of the property or assets securing such Indebtedness;
     (v) prepayment of the Existing Debt Securities that are maturing in November 2009 pursuant to the tender offer for such Existing Debt Securities; provided that both immediately before and after giving effect to such prepayment, (A) no Default or Event of Default shall have occurred and be continuing and (B) Availability plus cash on hand of the Loan Parties (which is reasonably identified to the satisfaction of the Joint Collateral Agents) is not less than $300,000,000; provided further, however, that such payment shall be made not later than 30 days after the Effective Date; and
     (vi) payment of intercompany Indebtedness in accordance with past practices arising in connection with cash management transactions in the ordinary course of business; provided that no such payment shall be made by a Loan Party to a Person that is not a Loan Party if immediately before or after giving effect thereto any Default or Event of Default has occurred and is continuing.

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     SECTION 6.09. Transactions with Affiliates. No Loan Party will, nor will it permit any of the Subsidiaries to, sell, lease or otherwise transfer any property or assets to, or purchase, lease or otherwise acquire any property or assets from, or otherwise engage in any other transactions with, any of its Affiliates, except (a) transactions that (i) are in the ordinary course of business and (ii) are at prices and on terms and conditions not less favorable to such Borrower or such Subsidiary than could be obtained on an arm’s-length basis from unrelated third parties, (b) transactions between or among any Borrowers and other Loan Parties (including transfers of Inventory) and any Subsidiary that is a Loan Party not involving any other Affiliate, (c) any loans, advances, Guarantees or other Investments permitted by Sections 6.04(c), (d) or (e), (d) any Indebtedness permitted under Section 6.01(c), (d) or (e), (e) any Restricted Payment permitted by Section 6.08, (f) loans or advances to employees permitted under Section 6.04, (g) the payment of reasonable fees to directors of any Borrower or any Subsidiary who are not employees of such Borrower or Subsidiary, and compensation and employee benefit arrangements paid to, and indemnities provided for the benefit of, directors, officers or employees of the Borrowers or their Subsidiaries in the ordinary course of business and (h) any issuances of securities or other payments, awards or grants in cash, securities or otherwise pursuant to, or the funding of, employment agreements, stock options and equity incentive and stock ownership plans approved by a Borrower’s board of directors.
     SECTION 6.10. Restrictive Agreements. No Loan Party will, nor will it permit any of the Subsidiaries to, directly or indirectly, enter into, incur or permit to exist any agreement or other arrangement that prohibits, restricts or imposes any condition upon (a) the ability of such Loan Party or any of the Subsidiaries to create, incur or permit to exist any Lien upon any of its property or assets to secure the Secured Obligations, or (b) the ability of any Subsidiary to pay dividends or other distributions with respect to any shares of its Equity Interests or to make or repay loans or advances to any Borrower or any other Subsidiary or to Guarantee Indebtedness of any Borrower or any other Subsidiary; provided that (i) the foregoing shall not apply to restrictions and conditions imposed by law or by any Loan Document, (ii) the foregoing shall not apply to restrictions and conditions imposed on the Loan Parties existing on the date hereof identified on Schedule 6.10 (but shall apply to any extension or renewal of, or any amendment or modification expanding the scope of, any such restriction or condition), (iii) the foregoing shall not apply to the IP Secured Financing to the extent approved by the Administrative Agent in accordance with such defined term, (iv) the foregoing shall not apply to customary restrictions and conditions contained in agreements relating to the sale of a Subsidiary pending such sale; provided further that such restrictions and conditions apply only to the Subsidiary that is to be sold and such sale is permitted hereunder, (v) clause (a) of the foregoing shall not apply to restrictions or conditions imposed by any agreement relating to secured Indebtedness or sale and leaseback transactions permitted by this Agreement if such restrictions or conditions apply only to the property or assets securing such Indebtedness and (vi) clause (a) of the foregoing shall not apply to customary provisions in leases restricting the assignment thereof.
     SECTION 6.11. Amendment of Material Documents. No Loan Party will, nor will it permit any of the Subsidiaries to, amend, modify or waive any of its rights under (a) agreement relating to any Subordinated Indebtedness, (b) its certificate of incorporation, by-laws, operating, memorandum of association, management or partnership agreement or other organizational documents or (c) the Indenture, any Open Account Agreement or the Existing Debt Securities to the extent any such amendment, modification or waiver would be materially adverse to the Lenders in any respect.

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     SECTION 6.12. Fixed Charge Coverage Ratio. During any Level 1 Minimum Availability Period, the Borrowers will not permit the Fixed Charge Coverage Ratio as at the last day of any Test Period to be less than 1.0 to 1.0.
     SECTION 6.13. Open Account Agreements. No Loan Party will, nor will it permit any of its Subsidiaries to, enter into any Other Open Account Agreement without the prior consent of the Administrative Agent, such consent not to be unreasonably withheld or delayed. The aggregate amount of Open Account Obligations that are authorized to be outstanding at any time pursuant to the terms of any Open Account Agreement shall not exceed (a) in the case of Citibank Open Account Agreement, the Citibank Open Account Cap, and (b) in the case of any Other Open Account Agreement, the Open Account Other Cap with respect thereto as provided in the definition of “Open Account Other Cap.”
ARTICLE VII
Events of Default
     If any of the following events (“Events of Default”) shall occur:
     (a) any Borrower shall fail to pay (i) any principal of any Loan or any repayment or reimbursement obligation in respect of any LC Disbursement or (ii) any Open Account Obligation, in each case, when and as the same shall become due and payable, whether at the due date thereof or at a date fixed for prepayment thereof or otherwise;
     (b) any Borrower shall fail to pay any interest on any Loan or any fee or any other Obligation (other than an amount referred to in paragraph (a) of this Article) payable pursuant to this Agreement, when and as the same shall become due and payable, and such failure shall continue unremedied for a period of three Business Days;
     (c) any representation or warranty made or deemed made by or on behalf of any Loan Party or any Subsidiary in or in connection with this Agreement or any other Loan Document or any amendment or modification thereof or waiver thereunder, or in any report, certificate, financial statement or other document furnished pursuant to or in connection with this Agreement or any other Loan Document or any amendment or modification thereof or waiver thereunder, shall prove to have been materially incorrect when made or deemed made;
     (d) any Loan Party shall fail to observe or perform any covenant, condition or agreement contained in Section 5.02(a), 5.03 (with respect to a Loan Party’s existence), 5.08, 5.15 or 5.16 or in Article VI;

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     (e) any Loan Party shall fail to observe or perform any covenant, condition or agreement contained in this Agreement or any other Loan Document (other than those which constitute a default under another Section of this Article), and such failure shall continue unremedied for (i) during a Weekly Reporting Period, a period of one day after the earlier of any Loan Party’s knowledge of such breach or notice thereof from the Administrative Agent (which notice will be given at the request of any Lender) if such breach relates to terms or provisions of Section 5.01(g), (h) or (i), (ii) a period of five days after the earlier of any Loan Party’s knowledge of such breach or notice thereof from the Administrative Agent (which notice will be given at the request of any Lender) if such breach relates to terms or provisions of Section 5.01 (other than Section 5.01(g), (h) or (i) during a Weekly Reporting Period), 5.02 (other than Section 5.02(a)), 5.03 through 5.07, 5.09, 5.10, 5.11 or 5.12 of this Agreement or (iii) a period of 15 days after the earlier of any Loan Party’s knowledge of such breach or notice thereof from the Administrative Agent (which notice will be given at the request of any Lender) if such breach relates to terms or provisions of any other Section of this Agreement;
     (f) any Loan Party or any Subsidiary shall fail to make any payment (whether of principal or interest and regardless of amount) in respect of any Material Indebtedness, when and as the same shall become due and payable;
     (g) any event or condition occurs that results in any Material Indebtedness becoming due prior to its scheduled maturity or that enables or permits (with or without the giving of notice, the lapse of time or both) the holder or holders of any Material Indebtedness or any trustee or agent on its or their behalf to cause any Material Indebtedness to become due, or to require the prepayment, repurchase, redemption or defeasance thereof, prior to its scheduled maturity; provided that this paragraph (g) shall not apply to secured Indebtedness that becomes due as a result of the voluntary sale or transfer of the property or assets securing such Indebtedness;
     (h) an involuntary proceeding shall be commenced or an involuntary petition shall be filed seeking (i) liquidation, reorganization or other relief in respect of a Loan Party or any Subsidiary of any Loan Party or its debts, or of a substantial part of its assets, under any federal, state, provincial or foreign bankruptcy, insolvency, receivership or similar law now or hereafter in effect or (ii) the appointment of a receiver, interim receiver, trustee, custodian, sequestrator, monitor, administrator, conservator or similar official for any Loan Party or any Subsidiary of any Loan Party or for a substantial part of its assets, and, in any such case, such proceeding or petition shall continue undismissed for 60 days or an order or decree approving or ordering any of the foregoing shall be entered;
     (i) any Loan Party or any Subsidiary shall (i) voluntarily commence any proceeding or file any petition, proposal or notice of intention to file a proposal seeking liquidation, reorganization or other relief under any federal, state, provincial or foreign bankruptcy, insolvency, receivership or similar law now or hereafter in effect, (ii) consent to the institution of, or fail to contest in a timely and appropriate manner, any proceeding or petition described in paragraph (h) of this Article, (iii) apply for or consent to the appointment of a receiver, interim receiver, trustee, custodian, sequestrator, monitor, administrator, conservator or similar official for such Loan Party or Subsidiary of any Loan Party or for a substantial part of its assets, (iv) file an answer admitting the material allegations of a petition filed against it in any such proceeding, (v) make a general assignment for the benefit of creditors or (vi) take any action for the purpose of effecting any of the foregoing;

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     (j) any Loan Party or any Subsidiary shall become unable, admit in writing its inability or fail generally to pay its debts as they become due;
     (k) one or more judgments for the payment of money in an aggregate amount in excess of $50,000,000 shall be rendered against any Loan Party, any Subsidiary or any combination thereof and the same shall remain undischarged for a period of 30 consecutive days during which execution shall not be effectively stayed, or any action shall be legally taken by a judgment creditor to attach or levy upon any assets of any Loan Party or any Subsidiary to enforce any such judgment or any Loan Party or any Subsidiary shall fail within 30 days to discharge one or more non-monetary judgments or orders which, individually or in the aggregate, could reasonably be expected to have a Material Adverse Effect, which judgments or orders, in any such case, are not stayed on appeal or otherwise being appropriately contested in good faith by proper proceedings diligently pursued;
     (l) (i)(A) an ERISA Event shall have occurred, (B) a trustee shall be appointed by a United States district court to administer any Pension Plan, (C) the PBGC shall institute proceedings to terminate any Pension Plan, (D) any Loan Party or any of their respective ERISA Affiliates shall have been notified by the sponsor of a Multiemployer Plan that it has incurred or will be assessed Withdrawal Liability to such Multiemployer Plan and such entity does not have reasonable grounds for contesting such Withdrawal Liability or is not contesting such Withdrawal Liability in a timely and appropriate manner; or (E) any other event or condition shall occur or exist with respect to a Pension Plan; and in each case in paragraphs (A) through (E) above, such event or condition, together with all other such events or conditions, if any, could, in the opinion of the Required Lenders, reasonably be expected to result, individually or in the aggregate, in a Material Adverse Effect; or (ii) a Pension Event shall occur which, in the Administrative Agent’s determination, constitutes grounds for the termination under any applicable law, of any Canadian Pension Plan or for the appointment by the appropriate Governmental Authority of a trustee for any Canadian Pension Plan, or if any Canadian Pension Plan shall be terminated or any such trustee shall be requested or appointed, or if a Loan Party or any of its Subsidiaries is in default with respect to payments to a Multiemployer Plan or Canadian Pension Plan resulting from their complete or partial withdrawal from such Canadian Pension Plan and any such event may reasonably be expected to have a Material Adverse Effect or any Lien arises (except for contribution amounts not yet due) in connection with any Canadian Pension Plan;
     (m) a Change in Control shall occur;
     (n) the occurrence of any “default”, under and as defined in the U.S. Security Agreement or the Canadian Security Agreement, or the breach of any of the terms or provisions of any Loan Document (other than this Agreement), which default or breach continues beyond any period of grace therein provided;

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     (o) the Loan Guaranty shall fail to remain in full force or effect or any action shall be taken to discontinue or to assert the invalidity or unenforceability of the Loan Guaranty, or any Loan Guarantor shall fail to comply with any of the terms or provisions of the Loan Guaranty to which it is a party, or any Loan Guarantor shall deny that it has any further liability under the Loan Guaranty to which it is a party, or shall give notice to such effect;
     (p) any Collateral Document shall for any reason fail to create a valid and perfected first priority security interest in any Collateral purported to be covered thereby, except as permitted by the terms of any Collateral Document, or any Collateral Document shall fail to remain in full force or effect or any action shall be taken to discontinue or to assert the invalidity or unenforceability of any Collateral Document, or any Loan Party shall fail to comply with any of the terms or provisions of any Collateral Document; or
     (q) any material provision of any Loan Document for any reason ceases to be valid, binding and enforceable in accordance with its terms (or any Loan Party shall challenge the enforceability of any Loan Document or shall assert in writing, or engage in any action or inaction based on any such assertion, that any provision of any of the Loan Documents has ceased to be or otherwise is not valid, binding and enforceable in accordance with its terms);
then, and in every such event (other than an event with respect to the Borrowers described in paragraph (h) or (i) of this Article), and at any time thereafter during the continuance of such event, the Administrative Agent may, and at the request of the Required Lenders shall, by notice to the Borrower Representative, take either or both of the following actions, at the same or different times: (i) terminate the Revolving Commitments, and thereupon the Revolving Commitments shall terminate immediately and (ii) declare the Loans and other Obligations then outstanding to be due and payable in whole (or in part, in which case any Obligations not so declared to be due and payable may thereafter be declared to be due and payable), and thereupon the principal of the Loans and other Obligations so declared to be due and payable, together with accrued interest thereon and all fees and other obligations of the Borrowers accrued hereunder, shall become due and payable immediately, without presentment, demand, protest or other notice of any kind, all of which are hereby waived by the Borrowers; and in case of any event with respect to the Borrowers described in paragraph (h) or (i) of this Article, the Revolving Commitments shall automatically terminate and the principal of the Loans and other Obligations then outstanding, together with accrued interest thereon and all fees and other Obligations of the Borrowers accrued hereunder, shall automatically become due and payable, without presentment, demand, protest or other notice of any kind, all of which are hereby waived by the Borrowers. Upon the occurrence and the continuance of an Event of Default, the Administrative Agent or the Canadian Administrative Agent, may, and at the request of the Required Lenders shall, exercise any rights and remedies provided to it under the Loan Documents or at law or equity, including all remedies provided under the UCC, the PPSA, the Civil Code of Quebec or any other legislation.

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ARTICLE VIII
The Administative Agent and Canadian Administrative Agent, Joint Collateral Agents; Other Agents
     SECTION 8.01. The Administrative Agent and the Canadian Administrative Agent. Each of the Lender Parties hereby irrevocably appoints each of the Administrative Agent and the Canadian Administrative Agent as its agent hereunder and under the other Loan Documents and authorizes the Administrative Agent and the Canadian Administrative Agent to take such actions on its behalf, including execution of the other Loan Documents and an intercreditor agreement in connection with the IP Secured Financing (as provided in the definition of such term in Section 1.01), and to exercise such powers as are delegated to the Administrative Agent and the Canadian Administrative Agent by the terms of the Loan Documents, together with such actions and powers as are reasonably incidental thereto.
          Without limiting the powers of the Administrative Agent hereunder and under the other Loan Documents, each Lender Party and the Administrative Agent (in its sole capacity as the initial holder of the Bonds (as defined below)) hereby acknowledges and agrees that the Administrative Agent (or any successor thereto) shall, for the purposes of holding any security granted under the Loan Documents pursuant to the laws of the Province of Quebec to secure payment of debentures (or any similar instruments) issued by the Canadian Borrower or any other Loan Party (which debentures as amended, restated, replaced, modified or supplemented at any time, for purposes of this Section, shall be hereinafter referred to as the “Bonds”), be the holder of an irrevocable power of attorney (“fondé de pouvoir”) (within the meaning of Article 2692 of the Civil Code of Quebec) for all present and future Lender Parties and holders of the Bonds. Each Lender Party and the Administrative Agent (solely in its capacity as the initial holder of the Bonds) hereby ratifies the appointment of and constitutes, to the extent necessary, the Administrative Agent as the holder of such irrevocable power of attorney (“fondé de pouvoir”) in order to hold hypothecs or other Liens granted by any one of the Loan Parties under the Loan Documents in the Province of Quebec to secure payment of the Bonds. Each assignee Lender Party and each assignee holder of Bonds shall be deemed to have confirmed and ratified the constitution of the Administrative Agent as the holder of such irrevocable power of attorney (“fondé de pouvoir”) by execution of the relevant agreements relating to such assignment. The Administrative Agent agrees to act in such capacity. Furthermore, the Administrative Agent hereby agrees and each of the other Lender Parties hereby appoints the Administrative Agent to act in the capacity of the holder and depositary of the Bonds on its own behalf as Administrative Agent and for and on behalf and for the benefit of all present and future Lender Parties. Each assignee Lender Party shall be deemed to have confirmed and ratified the constitution of the Administrative Agent as such holder and depositary of the Bonds by execution of the relevant agreements relating to such assignment. To the extent necessary, each Lender Party shall be deemed to confirm and ratify the appointments made under this Section by its execution of any the relevant Loan Document. The execution by the Administrative Agent prior to the date hereof of any document creating or evidencing any such hypothec or other Lien for the benefit of any of the Lender Parties is hereby ratified and confirmed.
          The parties hereto expressly waive the provisions and protection of Section 32 of An Act Respecting Special Powers of Legal Persons (Québec). The Administrative Agent may acquire and be the holder of the Bonds or other titles of indebtedness. Each of the parties hereto acknowledges and agrees that the Bonds constitute a title of indebtedness as such term is used in Article 2692 of the Civil Code of Quebec.

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     The bank serving as the Administrative Agent or the Canadian Administrative Agent hereunder shall have the same rights and powers in its capacity as a Lender as any other Lender and may exercise the same as though it were not the Administrative Agent or the Canadian Administrative Agent, and such bank and its Affiliates may accept deposits from, lend money to and generally engage in any kind of business with the Loan Parties or any Subsidiary of a Loan Party or other Affiliate thereof as if it were not the Administrative Agent or the Canadian Administrative Agent hereunder.
     Neither the Administrative Agent nor the Canadian Administrative Agent shall have any duties or obligations except those expressly set forth in the Loan Documents. Without limiting the generality of the foregoing, (a) neither the Administrative Agent nor the Canadian Administrative Agent shall be subject to any fiduciary or other implied duties, regardless of whether a Default has occurred and is continuing, (b) the Administrative Agent and the Canadian Administrative Agent shall not have any duty to take any discretionary action or exercise any discretionary powers, except discretionary rights and powers expressly contemplated by the Loan Documents that the Administrative Agent or the Canadian Administrative Agent is required to exercise in writing as directed by the Required Lenders (or such other number or percentage of the Lenders as shall be necessary under the circumstances as provided in Section 9.02), and (c) except as expressly set forth in the Loan Documents, neither the Administrative Agent nor the Canadian Administrative Agent shall have any duty to disclose, and shall not be liable for the failure to disclose, any information relating to any Loan Party or any of the Subsidiaries that is communicated to or obtained by the bank serving as Administrative Agent or Canadian Administrative Agent or any of its Affiliates in any capacity. The Administrative Agent and the Canadian Administrative Agent shall not be liable for any action taken or not taken by it with the consent or at the request of the Required Lenders (or such other number or percentage of the Lenders as shall be necessary under the circumstances as provided in Section 9.02) or in the absence of its own gross negligence or wilful misconduct. The Administrative Agent or the Canadian Administrative Agent, as the case may be, shall be deemed not to have knowledge of any Default unless and until written notice thereof is given to the Administrative Agent and the Canadian Administrative Agent by the Borrower Representative or a Lender Party, and the Administrative Agent and the Canadian Administrative Agent shall not be responsible for or have any duty to ascertain or inquire into (i) any statement, warranty or representation made in or in connection with any Loan Document, (ii) the contents of any certificate, report or other document delivered hereunder or in connection with any Loan Document, (iii) the performance or observance of any of the covenants, agreements or other terms or conditions set forth in any Loan Document, (iv) the adequacy, accuracy or completeness of any information (whether oral or written) set forth or in connection with any Loan Document, (v) the legality, the validity, enforceability, effectiveness, adequacy or genuineness of any Loan Document or any other agreement, instrument or document, (v) the creation, perfection or priority of Liens on the Collateral or the existence of the Collateral, or (vi) the satisfaction of any condition set forth in Article IV or elsewhere in any Loan Document, other than to confirm receipt of items expressly required to be delivered to the Administrative Agent and the Canadian Administrative Agent, as the case may be.

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     The Administrative Agent and the Canadian Administrative Agent shall be entitled to rely upon, and shall not incur any liability for relying upon, any representation, notice, request, certificate, consent, statement, instrument, document or other writing or communication believed by it to be genuine, correct and to have been authorized, signed or sent by the proper Person. The Administrative Agent and the Canadian Administrative Agent also may rely upon any statement made to it orally or by telephone and believed by it to be made or authorized by the proper Person, and shall not incur any liability for relying thereon. The Administrative Agent and the Canadian Administrative Agent may consult with legal counsel (who may be counsel for the Borrowers), independent accountants and other experts selected by it, and shall not be liable for any action taken or not taken by it in accordance with the advice of any such counsel, accountants or experts.
     The Administrative Agent and the Canadian Administrative Agent may perform any and all its duties and exercise its rights and powers by or through any one or more sub-agents appointed by the Administrative Agent or the Canadian Administrative Agent, as the case may be. The Administrative Agent, the Canadian Administrative Agent and any such sub-agent thereof may perform any and all its duties and exercise its rights and powers through their respective Related Parties. The exculpatory provisions of the preceding paragraphs shall apply to any such sub-agent and to the Related Parties of the Administrative Agent, the Canadian Administrative Agent and any such sub-agent, and shall apply to their respective activities in connection with the syndication of the credit facilities provided for herein as well as activities as the Administrative Agent and the Canadian Administrative Agent.
     Subject to the appointment and acceptance of a successor Administrative Agent and the Canadian Administrative Agent, as the case may be, as provided in this paragraph, the Administrative Agent and the Canadian Administrative Agent may resign at any time by notifying the Lenders, the Issuing Banks and the Borrower Representative. Upon any such resignation, the Required Lenders shall have the right, in consultation with the Borrowers, to appoint a successor (which shall, in the case of the Canadian Administrative Agent only, be an Affiliate of the Administrative Agent acting through a branch or an office in Canada). If no successor shall have been so appointed by the Required Lenders and shall have accepted such appointment within 30 days after the retiring Administrative Agent or Canadian Administrative Agent, as the case may be, gives notice of its resignation, then the retiring Administrative Agent or Canadian Administrative Agent, as the case may be, may, on behalf of the Lender Parties, appoint a successor Administrative Agent which shall be a commercial bank or an Affiliate of any such commercial bank (which shall, in the case of the Canadian Administrative Agent only, be an Affiliate of the Administrative Agent acting through an office in Canada). Upon the acceptance of its appointment as Administrative Agent or Canadian Administrative Agent, as the case may be, hereunder by a successor, such successor shall succeed to and become vested with all the rights, powers, privileges, obligations and duties of the retiring (or retired) Administrative Agent or Canadian Administrative Agent, as the case may be, and the retiring Administrative Agent or Canadian Administrative Agent shall be discharged from its duties and obligations hereunder. The fees payable by the Borrowers to a successor Administrative Agent and Canadian Administrative Agent shall be the same as those payable to its predecessor unless otherwise agreed between the Borrowers and such successor. After the Administrative Agent’s or Canadian Administrative Agent’s resignation hereunder, the provisions of this Article, Section 2.17(d) and Section 9.03 shall continue in effect for the benefit of such retiring Administrative Agent or Canadian Administrative Agent as the case may be, its sub agents and their respective Related Parties in respect of any actions taken or omitted to be taken by any of them while it was acting as Administrative Agent or Canadian Administrative Agent as the case may be.

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          Each Lender Party acknowledges that it has, independently and without reliance upon the Administrative Agent, the Canadian Administrative Agent or any other Lender and based on such documents and information as it has deemed appropriate, made its own credit analysis and decision to enter into this Agreement. Each Lender Party also acknowledges that it will, independently and without reliance upon the Administrative Agent, the Canadian Administrative Agent or any other Lender Party and based on such documents and information as it shall from time to time deem appropriate, continue to make its own decisions in taking or not taking action under or based upon this Agreement, any other Loan Document or any related agreement or any document furnished hereunder or thereunder.
          The first time (and no subsequent time) that Availability on any date is less than $125,000,000, the Administrative Agent agrees to exercise its best efforts to give the Citibank Open Account Agent prompt notice of such event within one Business Day after the occurrence thereof; provided that the Administrative Agent shall not incur any liability for failing to deliver such notice.
      SECTION 8.02. The Joint Collateral Agents. Each of the Lender Parties hereby irrevocably appoints the Joint Collateral Agents as its agent hereunder and under the other Loan Documents and authorizes the Joint Collateral Agents to take such actions on its behalf and to exercise such powers as are delegated to the Joint Collateral Agents by the terms of the Loan Documents, together with such actions and powers as are reasonably incidental thereto.
          Each of the banks serving as a Joint Collateral Agent hereunder shall have the same rights and powers in its capacity as a Lender as any other Lender and may exercise the same as though it were not a Joint Collateral Agent, and such bank and its Affiliates may accept deposits from, lend money to and generally engage in any kind of business with the Loan Parties or any Subsidiary of a Loan Party or other Affiliate thereof as if it were not a Joint Collateral Agent hereunder.
          The Joint Collateral Agents shall not have any duties or obligations except those expressly set forth in the Loan Documents. Without limiting the generality of the foregoing, (a) neither Joint Collateral Agent shall be subject to any fiduciary or other implied duties, regardless of whether a Default has occurred and is continuing, (b) neither Joint Collateral Agent shall have any duty to take any discretionary action or exercise any discretionary powers except as expressly set forth in this Agreement and (c) except as expressly set forth in the Loan Documents, neither Joint Collateral Agent shall have any duty to disclose, nor shall be liable for the failure to disclose, any information relating to any Loan Party or any of the Subsidiaries that is communicated to or obtained by any bank serving as a Joint Collateral Agent or any of its Affiliates in any capacity. Neither Joint Collateral Agent shall be liable for any action taken nor not taken by it in the absence of its own gross negligence or wilful misconduct. Neither Joint Collateral Agent shall be responsible for or have any duty to ascertain or inquire into (i) any statement, warranty or representation made in or in connection with any Loan Document, (ii) the contents of any certificate, report or other document delivered hereunder or in connection with any Loan Document, (iii) the performance or observance of any of the covenants, agreements or other terms or conditions set forth in any Loan Document, (iv) the adequacy, accuracy or completeness of any information (whether oral or written) set forth or in connection with any Loan Document, (v) the legality, the validity, enforceability, effectiveness, adequacy or genuineness of any Loan Document or any other agreement, instrument or document, (vi) the creation, perfection or priority of Liens on the Collateral or the existence of the Collateral, or (vii) the satisfaction of any condition set forth in Article IV or elsewhere in any Loan Document, other than to confirm receipt of items expressly required to be delivered to the Joint Collateral Agents.

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          The Joint Collateral Agents shall be entitled to rely upon, and shall not incur any liability for relying upon, any representation, notice, request, certificate, consent, statement, instrument, document or other writing or communication believed by it to be genuine, correct and to have been authorized, signed or sent by the proper Person. The Joint Collateral Agents may consult with legal counsel (who may be counsel for the Borrowers), independent accountants and other experts selected by them, in their Permitted Discretion, and shall not be liable for any action taken or not taken by it in accordance with the advice of any such counsel, accountants or experts.
          The Joint Collateral Agents may perform any and all their duties and exercise their rights and powers by or through any one or more sub-agents appointed by either Joint Collateral Agent. The Joint Collateral Agents and any such sub-agent may perform any and all their duties and exercise their rights and powers through their respective Related Parties. The exculpatory provisions of the preceding paragraphs shall apply to any such sub-agent and to the Related Parties of the Joint Collateral Agents and any such sub-agent, and shall apply to their respective activities in connection with the syndication of the credit facilities provided for herein as well as activities as the Joint Collateral Agents.
          Either or both Joint Collateral Agents may resign at any time by notifying the other Joint Collateral Agent, if any, the Administrative Agent, the Issuing Banks and the Borrower Representative. Upon any such resignation, the remaining Joint Collateral Agent (the “Sole Remaining Collateral Agent”) shall perform all of the functions of the Joint Collateral Agents, and the retiring Joint Collateral Agent shall be discharged from its duties and obligations hereunder. If both Joint Collateral Agents shall resign substantially simultaneously, the Required Lenders shall have the right, in consultation with the Borrowers, to appoint one successor collateral agent, who shall be the sole successor collateral agent hereunder (the “Sole Successor Collateral Agent”). If a Sole Successor Collateral Agent has not been so appointed by the Required Lenders and shall have accepted such appointment within 30 days after both Joint Collateral Agents have given their notice of such resignation, then the retiring Joint Collateral Agents may, on behalf of the Lender Parties, appoint a Sole Successor Collateral Agent which shall be a commercial bank or an Affiliate of any such commercial bank. Upon the acceptance of its appointment as Sole Successor Collateral Agent, such Person shall succeed to and become vested with all the rights, powers, privileges, obligations and duties of the retiring (or retired) Joint Collateral Agents, and the retiring Joint Collateral Agent shall be discharged from the duties and obligations hereunder.

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          The fees payable by the Borrowers to the Sole Remaining Collateral Agent or Sole Successor Collateral Agent shall be the same as those payable to the Joint Collateral Agents unless otherwise agreed between the Borrowers and such Sole Remaining Collateral Agent or Sole Successor Collateral Agent, as the case may be. After any Joint Collateral Agent’s resignation hereunder, the provisions of this Article, Section 2.17(d) and Section 9.03 shall continue in effect for the benefit of such retiring Joint Collateral Agent, its sub-agents and their respective Related Parties in respect of any actions taken or omitted to be taken by any of them while it was acting as Joint Collateral Agent.
          Each Lender Party hereby agrees that (a) it has requested a copy of each Report prepared by or on behalf of the Joint Collateral Agents; (b) no Joint Collateral Agent (i) makes any representation or warranty, express or implied, as to the completeness or accuracy of any Report or any of the information contained therein or any inaccuracy or omission contained in or relating to a Report and (ii) shall not be liable for any information contained in any Report; (c) the Reports are not comprehensive audits or examinations, and that any Person performing any field examination will inspect only specific information regarding the Loan Parties and will rely significantly upon the Loan Parties’ books and records, as well as on representations of the Loan Parties’ personnel and that the Joint Collateral Agents undertake no obligation to update, correct or supplement the Reports; (d) it will keep all Reports confidential and strictly for its internal use, and it will not share the Report with any Loan Party or any other Person except as otherwise permitted pursuant to this Agreement; and (e) without limiting the generality of any other indemnification provision contained in this Agreement, it will pay and protect, and indemnify, defend, and hold the Joint Collateral Agents and any such other Person preparing a Report harmless from and against, the claims, actions, proceedings, damages, costs, expenses, and other amounts (including reasonable attorney fees) incurred by as the direct or indirect result of any third parties who might obtain all or part of any Report through the indemnifying Lender.
     SECTION 8.03. Other Agents. The Joint Bookrunners, the Joint Lead Arrangers, the Syndication Agent and the Documentation Agents shall not have any right, power, obligation, liability, responsibility or duty under this Agreement other than those applicable to all Lenders as such.
ARTICLE IX
Miscellaneous
     SECTION 9.01. Notices. (a) Except in the case of notices and other communications expressly permitted to be given by telephone (and subject to paragraph (b) below), all notices and other communications provided for herein shall be in writing and shall be delivered by hand or overnight courier service, mailed by certified or registered mail or sent by facsimile, as follows:
  (i)   if to any Loan Party, to the Borrower Representative at:
 
      Jones Apparel Group, Inc.
1411 Broadway
New York, NY 10018
Attention: Chief Financial Officer
Telephone No.: (212) 703-9152
Telecopy No.: (212) 703-9154

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      with a copy to:
 
      Jones Apparel Group Canada, LP
388 Applewood Crescent
Vaughan, Ontario
L4K 4B4
Attention: Roger Flores
Phone: (905) 760-6070
Fax: (905) 660-6777
 
  (ii)   if to the Administrative Agent or the Swingline Lender, to:
 
      JPMorgan Chase Bank, N.A.
270 Park Avenue, 44th Floor
NY1-K855
New York, NY 10017
Attention: Jones Apparel Account Officer
Facsimile No: (646) 534-2270
 
  (iii)   if to the Canadian Administrative Agent or the Canadian Swingline Lender, to:
 
      JPMorgan Chase Bank, N.A., Toronto Branch
200 Bay Street
Royal Bank Plaza, Floor 18
Toronto M57 2J2 Canada
Attention: Dan Howat
Telecopy: (416) 981-2375
            (iv) if to any other Lender, any other Agent or any Issuing Bank, or any Open Account Agent or Open Account Bank, to it at its address or facsimile number set forth in its Administrative Questionnaire or in any other writing delivered by any such Person to the Administrative Agent.
All such notices and other communications (i) sent by hand or overnight courier service, or mailed by certified or registered mail, shall be deemed to have been given when received or (ii) sent by facsimile shall be deemed to have been given when sent, provided that if not given during normal business hours for the recipient, shall be deemed to have been given at the opening of business on the next Business Day for the recipient.
          (b) Notices and other communications to the Lenders hereunder may be delivered or furnished by electronic communications (including e-mail and internet or intranet websites) pursuant to procedures approved by the Administrative Agent; provided that the foregoing shall not apply to notices pursuant to Article II, to compliance notices or to Event of Default certificates delivered pursuant to Section 5.01(d) unless otherwise agreed by the Administrative Agent and the Canadian Administrative Agent, as the case may be, and the applicable Lender. The Administrative Agent or the Borrower Representative (on behalf of the Loan Parties) may, in its discretion, agree to accept notices and other communications to it hereunder by electronic communications pursuant to procedures approved by it; provided that approval of such procedures may be limited to particular notices or communications. All such notices and other communications (i) sent to an e-mail address shall be deemed received upon the sender’s receipt of an acknowledgement from the intended recipient (such as by the “return receipt requested” function, as available, return e-mail or other written acknowledgement), provided that if not given during the normal business hours of the recipient, such notice or communication shall be deemed to have been given at the opening of business on the next Business Day for the recipient, and (ii) posted to an Internet or intranet website shall be deemed received upon the deemed receipt by the intended recipient at its e-mail address as described in the foregoing clause (b)(i) of notification that such notice or communication is available and identifying the website address therefor.

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          (c) Any party hereto may change its address or facsimile number for notices and other communications hereunder by notice to the other parties hereto.
     SECTION 9.02. Waivers; Amendments. (a) No failure or delay by any Lender Party in exercising any right or power hereunder or under any other Loan Document shall operate as a waiver thereof, nor shall any single or partial exercise of any such right or power, or any abandonment or discontinuance of steps to enforce such a right or power, preclude any other or further exercise thereof or the exercise of any other right or power. The rights and remedies of the Lenders Parties, hereunder and under any other Loan Document are cumulative and are not exclusive of any rights or remedies that they would otherwise have. No waiver of any provision of any Loan Document or consent to any departure by any Loan Party therefrom shall in any event be effective unless the same shall be permitted by paragraph (b) of this Section, and then such waiver or consent shall be effective only in the specific instance and for the purpose for which given. Without limiting the generality of the foregoing, the making of a Loan or the issuance of a Letter of Credit shall not be construed as a waiver of any Default, regardless of whether any Lender Party may have had notice or knowledge of such Default at the time.

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          (b) Neither this Agreement nor any other Loan Document nor any provision hereof or thereof may be waived, amended or modified except (i) in the case of this Agreement, pursuant to an agreement or agreements in writing entered into by the Borrowers and the Required Lenders or (ii) in the case of any other Loan Document, pursuant to an agreement or agreements in writing entered into by the Administrative Agent, the Canadian Administrative Agent (to the extent it is a party to such Loan Document) and each Loan Party that is a party thereto, with the consent of the Required Lenders; provided that no such agreement shall (A) increase the Commitment of any Lender without the written consent of such Lender, (B) reduce or forgive the principal amount of any Loan, LC Disbursement or reduce the rate of interest thereon, or reduce or forgive any interest or fees payable hereunder, without the written consent of each Lender directly affected thereby, (C) postpone any scheduled date of payment of the principal amount of any Loan or LC Disbursement, or any date for the payment of any interest, fees or other Obligations payable hereunder, or reduce the amount of, waive or excuse any such payment, postpone the scheduled date of expiration of the Revolving Commitment, without the written consent of each Lender directly affected thereby, (D) increase the advance rates set forth in the definition of “Borrowing Base”, without the written consent of each Lender, (E) change the penultimate sentence of Section 2.08(a), the last sentence of Section 2.09(d), the third sentence of Section 2.18(a), Section 2.18(b) or Section 2.18(d) in a manner that would alter the manner or order in which payments are shared or change any provision requiring ratable funding, without the written consent of each Lender, (F) modify eligibility criteria, as such eligibility criteria are in effect on the Effective Date (including adding new categories of eligible assets or eliminating any category of the reserves), in any manner that has the effect of weakening or eliminating any applicable eligibility criteria or increasing the amounts available to be borrowed hereunder without the written consent of the Joint Collateral Agents and the Supermajority Lenders, (G) change any of the provisions of this Section or the definition of “Required Lenders”, “Joint Collateral Agents” or “Supermajority Lenders” or any other provision of any Loan Document specifying the number or percentage of Lenders required to waive, amend or modify any rights thereunder or make any determination or grant any consent thereunder, without the written consent of each Lender, (H) release any Loan Guarantor from its obligation under its Loan Guaranty (except as otherwise permitted herein or in the other Loan Documents), without the written consent of each Lender, (I) except as provided in paragraphs (c) and (d) of this Section or Section 6.01(i), release all or substantially all of the Collateral, without the written consent of each Lender, (J) change Section 2.10(b) or Section 2.11(f) without the written consent of each Lender, (K) increase the total Revolving Commitments to an aggregate amount exceeding $700,000,000 without the written consent of each Lender, (L) subordinate the Liens of the Administrative Agent, or with respect to any other Indebtedness of the Borrowers cause the Liens of the Administrative Agent to be pari passu with the Liens securing such other Indebtedness, in each case with respect to all or substantially all of the Collateral (other than the Liens securing the IP Secured Financing, the Indebtedness permitted to be incurred pursuant to Section 2.09(e) or other Indebtedness that is permitted to be outstanding pursuant to Section 6.01) without the written consent of each Lender, (M) subordinate the repayment of all or any substantial part of the Obligations to the repayment of any other Indebtedness without the written consent of each Lender, (N) modify (except as the following relates to the Citibank Open Account Agreement and related terms, which shall be subject to clause (O)) (x) the defined terms “Open Account Agent”, “Open Account Agreement”, “Open Account Bank”, “Open Account Other Cap”, “Open Account Obligations” and “Open Account Excess Obligations” or (y) Section 2.18(b) in a manner that would alter the manner or order in which payments are made to any Open Account Agent or any Open Account Bank, in each case without the written consent of the Required Lenders and the applicable Open Account Agent affected thereby, or (O) modify (x) the defined terms “Citibank Open Account Agent”, “Citibank Open Account Agreement”, “Citibank Open Account Bank”, “Citibank Open Account Cap”, “Citibank Open Account Obligations”, and “Open Account Excess Obligations” or (y) Section 2.18(b) in a manner that would alter the manner or order in which payments are made to the Citibank Open Account Agent or any Citibank Open Account Bank, in each case without the written consent of the Required Lenders and the Citibank Open Account Agent; provided further that no such agreement shall amend, modify or otherwise affect the rights or duties of any Agent, Swingline Lender or Issuing Bank without the prior written consent of such Agent, Swingline Lender or Issuing Bank. The Administrative Agent may also amend the Revolving Commitment Schedule to reflect assignments entered into pursuant to Section 9.04.

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          (c) The Lender Parties hereby irrevocably authorize the Administrative Agent, at its option and in its sole discretion, to release any Liens granted to the Administrative Agent by the Loan Parties or the Canadian Loan Parties, as the case may be, on any Collateral (i) upon the termination of all Revolving Commitments, payment and satisfaction in full in cash of all Secured Obligations (other than Unliquidated Obligations), and the cash collateralization of all Unliquidated Obligations in a manner satisfactory to each affected Lender Party, (ii) constituting property being sold or disposed of if the Loan Party disposing of such property certifies to the Administrative Agent that the sale or disposition is made in compliance with the terms of this Agreement (and the Administrative Agent may rely conclusively on any such certificate, without further inquiry), and to the extent that the property being sold or disposed of constitutes 100% of the Equity Interest of a Subsidiary, the Administrative Agent is authorized to release any Loan Guaranty provided by such Subsidiary, (iii) constituting property leased to a Loan Party under a lease which has expired or been terminated in a transaction permitted under this Agreement, (iv) as required to effect any sale or other disposition of such Collateral in connection with any exercise of remedies of the Administrative Agent and the Lenders pursuant to Article VII, (v) constituting registered intellectual property that will secure other Indebtedness as permitted by Section 6.01(i) or (vi) if such Liens were granted by any Loan Party with respect to which 100% of the Equity Interests have been sold in a transaction permitted by Section 6.05. Except as provided in the preceding sentence and in Section 9.02(b)(ii)(I), the Administrative Agent will not release any Liens on Collateral without the prior written authorization of the Required Lenders. The Lender Parties hereby irrevocably authorize the Administrative Agent, at its option and in its sole discretion, to release any Loan Guarantor from its obligation under its Loan Guaranty if 100% of the Equity Interests of such Loan Guarantor have been sold in a transaction permitted pursuant to Section 6.05. Any such release shall not in any manner discharge, affect, or impair the Obligations or any Liens (other than those expressly being released) upon (or obligations of the Loan Parties in respect of) all interests retained by the Loan Parties, including the proceeds of any sale, all of which shall continue to constitute part of the Collateral. In connection with any termination or release pursuant to this Section, the Administrative Agent shall reasonably promptly execute and deliver to any Loan Party, at such Loan Party’s expense, all documents that such Loan Party shall reasonably request to evidence such termination or release.
          (d) If, in connection with any proposed amendment, waiver or consent requiring the consent of “each Lender” or “each Lender affected thereby,” the consent of the Required Lenders is obtained, but the consent of other necessary Lenders is not obtained (any such Lender whose consent is necessary but not obtained being referred to herein as a “Non-Consenting Lender”), then the Borrowers may elect to replace a Non-Consenting Lender as a Lender party to this Agreement, provided that, concurrently with such replacement, (i) another bank or other entity which is reasonably satisfactory to the Borrowers and the Administrative Agent shall agree, as of such date, to purchase for cash the Loans and other Obligations due to the Non-Consenting Lender pursuant to an Assignment and Assumption and to become a Lender for all purposes under this Agreement and to assume all obligations of the Non-Consenting Lender to be terminated as of such date and to comply with the requirements of paragraph (b) of Section 9.04, and (ii) the Borrowers shall pay to such Non-Consenting Lender in same day funds on the day of such replacement (1) all interest, fees and other amounts then accrued but unpaid to such Non-Consenting Lender by the Borrowers hereunder to and including the date of termination, including without limitation payments due to such Non-Consenting Lender under Sections 2.15 and 2.17, and (2) an amount, if any, equal to the payment which would have been due to such Lender on the day of such replacement under Section 2.16 had the Loans of such Non-Consenting Lender been prepaid on such date rather than sold to the replacement Lender.

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     SECTION 9.03. Expenses; Indemnity; Damage Waiver. (a) The Borrowers shall pay (i) all reasonable out-of-pocket expenses incurred by the Administrative Agent and the Canadian Administrative Agent, the Joint Collateral Agents, the Joint Lead Arrangers and their Affiliates, including the reasonable fees, charges and disbursements of a single New York counsel for the Administrative Agent and such special and local counsel as the Administrative Agent and the Canadian Administrative Agent may deem appropriate in its good faith discretion, in connection with the syndication and distribution (including, without limitation, via the internet or through a service such as Intralinks) of the credit facilities provided for herein, the preparation and administration of the Loan Documents or any amendments, modifications or waivers of the provisions of the Loan Documents (whether or not the transactions contemplated hereby or thereby shall be consummated), (ii) all reasonable out-of-pocket expenses incurred by the applicable Issuing Bank in connection with the issuance, amendment, renewal or extension of any Letter of Credit or any demand for payment thereunder, (iii) all reasonable out-of-pocket expenses incurred by the Joint Collateral Agents in connection with the performance of their duties pursuant to the provisions of the Loan Documents and (iv) all reasonable out-of-pocket expenses incurred by the Administrative Agent, any Issuing Bank or any Lender, including the fees, charges and disbursements of any counsel for the Administrative Agent, any Issuing Bank or any Lender, in connection with the enforcement, collection or protection of its rights in connection with the Loan Documents, including its rights under this Section, or in connection with the Loans made and Letters of Credit issued hereunder including all such reasonable out-of pocket expenses incurred in connection with any workout, restructuring or negotiations in respect of such Loans or Letters of Credit. Expenses being reimbursed by the Borrowers under this Section include, without limiting the generality of the foregoing, costs and expenses incurred in connection with:
     (i) subject to Section 5.11, appraisals and insurance reviews;
     (ii) subject to Section 5.12, field examinations and the preparation of Reports based on the fees charged by a third party retained by the Joint Collateral Agents or the internally allocated fees for each Person employed by the Joint Collateral Agents with respect to each field examination;
     (iii) taxes, fees and other charges for (A) lien and title searches and title insurance and (B) recording the Collateral Documents, filing financing statements and continuations, and other actions to perfect, protect, and continue the Administrative Agent’s Liens;
     (iv) sums paid or incurred to take any action required of any Loan Party under the Loan Documents that such Loan Party fails to pay or take; and
     (v) forwarding loan proceeds, collecting checks and other items of payment, and establishing and maintaining the accounts and lock boxes, and costs and expenses of preserving and protecting the Collateral.

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All of the foregoing costs and expenses may be charged to the Borrowers as Revolving Loans or to another deposit account, all as described in Section 2.18(c).
          (b) The Borrowers shall, jointly and severally, indemnify each Lender Party, and Related Party thereof (each such Person being called an “Indemnitee”) against, and hold each Indemnitee harmless from, any and all losses, claims, damages, penalties, incremental taxes, liabilities and related expenses, including the reasonable fees, charges and disbursements of any counsel for any Indemnitee, incurred by or asserted against any Indemnitee arising out of, in connection with, or as a result of any actual or prospective claim, litigation, investigation or proceeding relating to any of the following, whether based on contract, tort or any other theory and regardless of whether any Indemnitee is a party thereto (i) the execution or delivery of the Loan Documents or any agreement or instrument contemplated thereby (other than the Open Account Agreements, the Swap Agreements and the agreements pursuant to which Banking Services are provided), the performance by the parties hereto of their respective obligations thereunder or the consummation of the Transactions or any other transactions contemplated hereby (other than transactions contemplated by the Open Account Agreements, the Swap Agreements and the Banking Services), (ii) any Loan or any Letter of Credit or the use of the proceeds therefrom (including any refusal by an Issuing Bank to honor a demand for payment under a Letter of Credit if the documents presented in connection with such demand do not strictly comply with the terms of such Letter of Credit), (iii) any actual or alleged presence or release of Hazardous Materials on or from any property owned or operated by any Borrower or any of their Subsidiaries, or any Environmental Liability related in any way to any Borrower or any of their Subsidiaries or (iv) the failure of the Borrowers to deliver to the Administrative Agent the required receipts or other required documentary evidence with respect to a payment made by the Borrowers for Taxes pursuant to Section 2.17; provided that such indemnity shall not, as to any Indemnitee, be available to the extent that such losses, claims, damages, penalties, liabilities or related expenses are determined by a court of competent jurisdiction by final and nonappealable judgment to have resulted from the gross negligence or wilful misconduct of such Indemnitee.
          (c) To the extent that the Borrowers fail to pay any amount required to be paid by them to the Administrative Agent, the Canadian Administrative Agent, an Issuing Bank or the Swingline Lender under paragraph (a) or (b) of this Section, each Lender severally agrees to pay to the Administrative Agent the Canadian Administrative Agent, such Issuing Bank or the Swingline Lender, as the case may be, such Lender’s Applicable Percentage (determined as of the time that the applicable unreimbursed expense or indemnity payment is sought) of such unpaid amount; provided that (i) the unreimbursed expense or indemnified loss, claim, damage, penalty, liability or related expense, as the case may be, was incurred by or asserted against the Administrative Agent, such Issuing Bank or the Swingline Lender in its capacity as such and (ii) if (A) all the Revolving Commitments have been terminated, (B) all the Secured Obligations (other than Unliquidated Obligations, Open Account Obligations, Banking Services Obligations and Swap Obligations) owing to all the Lender Parties have been paid in full in cash or, in the case of Letters of Credit, cash collateralized, subject to a back-up standby letter of credit or refinanced, in each case as provided in Section 2.09(b)(ii) (the date in which the events described in clauses (A) and (B) having occurred being the “Revolver Termination Date”), and (c) one or more of the Loan Documents continue to be effective for the sole purpose of the Collateral securing the Open Account Obligations, the Banking Services Obligations or the Swap Obligations, each Lender that ceases to be a Lender hereunder shall have no additional liability to the Administrative Agent or any other Lender Party or Loan Party with respect to events or circumstances occurring after the date it ceases to be a Lender hereunder; provided that, notwithstanding the foregoing, each such Lender shall, for the period prior to the time it ceases to be a Lender, have all the rights and be subject to the obligations as set forth in this Agreement and in the other Loan Documents.

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          (d) To the extent permitted by applicable law, no Loan Party shall assert, and each hereby waives, any claim against any Indemnitee, on any theory of liability, for special, indirect, consequential or punitive damages (as opposed to direct or actual damages) arising out of, in connection with, or as a result of, this Agreement or any agreement or instrument contemplated hereby, the Transactions, any Loan or Letter of Credit or the use of the proceeds thereof.
          (e) All amounts due under this Section shall be payable promptly after written demand therefor.
          (f) Notwithstanding any other provision contained in this Agreement or any other Loan Document, no Open Account Bank, Open Account Agent or party to any Swap Agreement or agreement relating to Banking Services shall have any voting or consent rights under this Agreement or any other Loan Document (or any actions taken or omitted to be taken in connection therewith) in its capacity as obligee or obligor thereunder, except as provided in Section 9.02(b)(ii)(N) or (O); provided that any such Person’s rights or obligations in its capacity as a Lender under this Agreement or any other Loan Document shall be unaffected as a result of it acting as an Open Account Bank, Open Account Agent or party to any Swap Agreement or agreement relating to Banking Services. No Lender Party (solely in its capacity as a Lender Party) shall have any liability or responsibility of any kind whatsoever in respect of any matters arising out of or relating to any Open Account Agreement, Swap Agreement or agreement relating to Banking Services Obligations. To the extent that any Open Account Obligations, Banking Services Obligations or Swap Obligations are outstanding on the Revolver Termination Date (or there are any outstanding commitments with respect thereto), this Agreement and the other Loan Documents shall continue in order to provide security in the Collateral for such Secured Obligations on such terms as may be mutually agreed upon by the Company, the Administrative Agent and the applicable Open Account Banks, Open Account Agents and parties to the Swap Agreements or agreements relating to the Banking Services.
     SECTION 9.04. Successors and Assigns. (a) The provisions of this Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns permitted hereby (including any Affiliate of an Issuing Bank that issues any Letter of Credit), except that (i) no Borrower may assign or otherwise transfer any of its rights or obligations hereunder without the prior written consent of each Lender (and any attempted assignment or transfer by a Borrower without such consent shall be null and void) and (ii) no Lender may assign or otherwise transfer its rights or obligations hereunder except in accordance with this Section. Nothing in this Agreement, expressed or implied, shall be construed to confer upon any Person (other than the parties hereto, their respective successors and assigns permitted hereby (including any Affiliate of an Issuing Bank that issues any Letter of Credit), Participants (to the extent provided in paragraph (c) of this Section) and, to the extent expressly contemplated hereby, the Related Parties of each of the Agents, the Issuing Banks and the Lenders) any legal or equitable right, remedy or claim under or by reason of this Agreement.

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          (b) (i) Subject to the conditions set forth in paragraph (b)(ii) below, any Lender may assign to one or more assignees all or a portion of its rights and obligations under this Agreement (including all or a portion of its Revolving Commitment and the Loans at the time owing to it) with the prior written consent (such consent not to be unreasonably withheld) of:
          (A) the Borrower Representative, provided that no consent of the Borrower Representative shall be required for an assignment to a Lender, an Affiliate of a Lender, any Approved Fund, a successor-in-interest to a Lender pursuant to a consolidation, sale or merger or, if any Default or Event of Default has occurred and is continuing, any other assignee;
          (B) the Administrative Agent; and
          (C) the Issuing Banks.
          (ii) Assignments shall be subject to the following additional conditions:
          (A) except in the case of an assignment to a Lender, an Affiliate of a Lender or a successor-in-interest to a Lender pursuant to a consolidation, sale or merger or an assignment of the entire remaining amount of the assigning Lender’s Revolving Commitment or Loans, the amount of the Revolving Commitment or Loans of the assigning Lender subject to each such assignment (determined as of the date the Assignment and Assumption with respect to such assignment is delivered to the Administrative Agent) shall not be less than $5,000,000 unless each of the Borrower Representative and the Administrative Agent otherwise consent; provided that no such consent of the Borrower Representative shall be required if an Event of Default has occurred and is continuing;
          (B) each partial assignment shall be made as an assignment of a proportionate part of all the assigning Lender’s rights and obligations under this Agreement;
          (C) the parties to each assignment shall execute and deliver to the Administrative Agent an Assignment and Assumption, together with a processing and recordation fee of $3,500;
          (D) the assignee, if it shall not be a Lender, shall deliver to the Administrative Agent an Administrative Questionnaire in which the assignee designates one or more credit contacts to whom all syndicate-level information (which may contain material non-public information about the Company, the Loan Parties and their Related Parties or their respective securities) will be made available and who may receive such information in accordance with the assignee’s compliance procedures and applicable laws, including Federal and state securities laws; and

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          (E) any assignments of all or a portion of a Lender’s Canadian Commitment or other rights and obligations under this Agreement relating to the Canadian Borrower shall be made to a Canadian Lender.
          For the purposes of this Section 9.04(b), the term “Approved Fund” has the following meaning:
          “Approved Fund” means any Person (other than a natural person) that is engaged in making, purchasing, holding or investing in bank loans and similar extensions of credit in the ordinary course of its business and that is administered or managed by (a) a Lender, (b) an Affiliate of a Lender or (c) an entity or an Affiliate of an entity that administers or manages a Lender.
          (iii) Subject to acceptance and recording thereof pursuant to paragraph (b)(v) of this Section, from and after the effective date specified in each Assignment and Assumption the assignee thereunder shall be a party hereto and, to the extent of the interest assigned by such Assignment and Assumption, have the rights and obligations of a Lender under this Agreement, and the assigning Lender thereunder shall, to the extent of the interest assigned by such Assignment and Assumption, be released from its obligations under this Agreement (and, in the case of an Assignment and Assumption covering all of the assigning Lender’s rights and obligations under this Agreement, such Lender shall cease to be a party hereto but shall continue to be entitled to the benefits of Sections 2.15, 2.16, 2.17 and 9.03). Any assignment or transfer by a Lender of rights or obligations under this Agreement that does not comply with this Section 9.04 shall be treated for purposes of this Agreement as a sale by such Lender of a participation in such rights and obligations in accordance with paragraph (c) of this Section.
          (iv) The Administrative Agent, acting for this purpose as an agent of the Borrowers and the Lender Parties, shall maintain at one of its offices a copy of each Assignment and Assumption delivered to it and a register for the recordation of the names and addresses of the Lenders, and the Revolving Commitment of, and principal amount of the Loans and LC Disbursements owing to, each Lender pursuant to the terms hereof from time to time (the “Register”). The entries in the Register shall be conclusive, and the Borrowers, the Administrative Agent, the Agents, the Issuing Banks and the Lenders may treat each Person whose name is recorded in the Register pursuant to the terms hereof as a Lender or Issuing Bank, as the case may be, hereunder for all purposes of this Agreement, notwithstanding notice to the contrary. The Register shall be available for inspection by the Borrowers, any Issuing Bank and any Lender, at any reasonable time and from time to time upon reasonable prior notice.
          (v) Upon its receipt of a duly completed Assignment and Assumption executed by an assigning Lender and an assignee, the assignee’s completed Administrative Questionnaire (unless the assignee shall already be a Lender hereunder), the processing and recordation fee referred to in paragraph (b) of this Section and any written consent to such assignment required by paragraph (b) of this Section, the Administrative Agent shall accept such Assignment and Assumption and record the information contained therein in the Register; provided that if either the assigning Lender or the assignee shall have failed to make any payment required to be made by it pursuant to Section 2.05, 2.06(d) or (e), 2.07(b), 2.18(d), 2.21(d) or 9.03(c), the Administrative Agent shall have no obligation to accept such Assignment and Assumption and record the information therein in the Register unless and until such payment shall have been made in full, together with all accrued interest thereon. No assignment shall be effective for purposes of this Agreement unless it has been recorded in the Register as provided in this paragraph.

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          (c) (i) Any Lender may, without the consent of the Borrowers, the Administrative Agent, the Issuing Banks or the Swingline Lender, sell participations to one or more banks or other entities (a “Participant”) in all or a portion of such Lender’s rights and obligations under this Agreement (including all or a portion of its Revolving Commitment and the Loans owing to it); provided that (A) such Lender’s obligations under this Agreement shall remain unchanged, (B) such Lender shall remain solely responsible to the other parties hereto for the performance of such obligations and (C) the Borrowers, the Agents, the Issuing Banks and the other Lenders shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement. Any agreement or instrument pursuant to which a Lender sells such a participation shall provide that such Lender shall retain the sole right to enforce this Agreement and to approve any amendment, modification or waiver of any provision of this Agreement; provided that such agreement or instrument may provide that such Lender will not, without the consent of the Participant, agree to any amendment, modification or waiver described in the first proviso to Section 9.02(b) that affects such Participant. Subject to paragraph (c)(ii) of this Section, the Borrowers agree that each Participant shall be entitled to the benefits of Sections 2.15, 2.16 and 2.17 to the same extent as if it were a Lender and had acquired its interest by assignment pursuant to paragraph (b) of this Section. To the extent permitted by law, each Participant also shall be entitled to the benefits of Section 9.08 as though it were a Lender; provided that such Participant agrees to be subject to Section 2.18(c) as though it were a Lender.
          (ii) A Participant shall not be entitled to receive any greater payment under Section 2.15 or 2.17 than the applicable Lender would have been entitled to receive with respect to the participation sold to such Participant, unless the sale of the participation to such Participant is made with the Borrower Representative’s prior written consent. A Participant that would be a Lender that is not a U.S. Person if it were a Lender shall not be entitled to the benefits of Section 2.17 unless the Borrower Representative is notified of the participation sold to such Participant and such Participant agrees, for the benefit of the Borrowers, to comply with Section 2.17(f) as though it were a Lender.
          (iii) Each Lender that sells a participation shall, acting solely for this purpose as an agent of the Borrowers, maintain a register on which it enters the name and address of each Participant and the Revolving Commitment of, and principal amount of the Loans, LC Disbursements and Factoring Advances owing to each participant under the Loans or other obligations under this Agreement (the “Participant Register”). The entries in the Participant Register shall be conclusive absent manifest error, and such Lender shall treat each Person whose name is recorded in the Participant Register as the owner of such participation for all purposes of this Agreement, notwithstanding notice to the contrary.
          (d) Any Lender may at any time pledge or assign a security interest in all or any portion of its rights under this Agreement to secure obligations of such Lender, including, without limitation, any pledge or assignment to secure obligations to a Federal Reserve Bank, and this Section shall not apply to any such pledge or assignment of a security interest; provided that no such pledge or assignment of a security interest shall release a Lender from any of its obligations hereunder or substitute any such pledgee or assignee for such Lender as a party hereto.

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     SECTION 9.05. Survival. All covenants, agreements, representations and warranties made by the Loan Parties in the Loan Documents and in the certificates or other instruments delivered in connection with or pursuant to this Agreement or any other Loan Document shall be considered to have been relied upon by the other parties hereto and shall survive the execution and delivery of the Loan Documents and the making of any Loans and issuance of any Letters of Credit, regardless of any investigation made by any such other party or on its behalf and notwithstanding that any Lender Party may have had notice or knowledge of any Default or incorrect representation or warranty at the time any credit is extended hereunder, and shall continue in full force and effect as long as the principal of or any accrued interest on any Loan or any fee or any other amount payable under this Agreement is outstanding and unpaid, or any Letter of Credit is outstanding (unless the same has been cash collateralized in accordance with Section 2.06(k)) and so long as the Revolving Commitments have not expired or terminated. The provisions of Sections 2.15, 2.16, 2.17 and 9.03 and Article VIII shall survive and remain in full force and effect regardless of the consummation of the transactions contemplated hereby, the repayment of the Loans, the expiration or termination of the Letters of Credit and the Revolving Commitments or the termination of this Agreement or any provision hereof.
     SECTION 9.06. Counterparts; Integration; Effectiveness. This Agreement may be executed in counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Agreement, the other Loan Documents and any separate letter agreements with respect to fees payable to the Administrative Agent constitute the entire contract among the parties relating to the subject matter hereof and supersede any and all previous agreements and understandings, oral or written, relating to the subject matter hereof. Except as provided in Section 4.01, this Agreement shall become effective when it shall have been executed by the Administrative Agent and when the Administrative Agent shall have received counterparts hereof which, when taken together, bear the signatures of each of the other parties hereto, and thereafter shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns. Delivery of an executed counterpart of a signature page of this Agreement by facsimile or PDF transmission shall be effective as delivery of a manually executed counterpart of this Agreement.
     SECTION 9.07. Severability. Any provision of any Loan Document held to be invalid, illegal or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or unenforceability without affecting the validity, legality and enforceability of the remaining provisions thereof; and the invalidity of a particular provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction.
     SECTION 9.08. Right of Setoff. If an Event of Default shall have occurred and be continuing, each Lender and each of its Affiliates is hereby authorized at any time and from time to time, to the fullest extent permitted by law, to set off and apply any and all deposits (general or special, time or demand, provisional or final) at any time held and other obligations at any time owing by such Lender or Affiliate to or for the credit or the account of the Borrowers or any Loan Guarantor against any of and all the Secured Obligations held by such Lender, irrespective of whether or not such Lender shall have made any demand under the Loan Documents and although such obligations may be unmatured. The applicable Lender shall notify the Borrower Representative and the Administrative Agent of such set-off or application; provided that any failure to give or any delay in giving such notice shall not affect the validity of any such set-off or application under this Section. The rights of each Lender under this Section are in addition to other rights and remedies (including other rights of setoff) which such Lender may have.

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     SECTION 9.09. Governing Law; Jurisdiction; Consent to Service of Process. (a) The Loan Documents (other than those containing a contrary express choice of law provision) shall be governed by and construed in accordance with the laws of the State of New York, but giving effect to federal laws applicable to national banks; provided, however, that if the laws of any jurisdiction other than the State of New York shall govern in regard to the validity, perfection or effect of perfection of any Lien or in regard to procedural matters affecting enforcement of any Liens on all or any party of the Collateral, such laws of such other jurisdictions shall continue to apply to that extent, and provided further that the appointment of the Administrative Agent as fondé de pouvoir in accordance with Section 8.01 shall be governed by the laws of Quebec.
          (b) Each Loan Party hereby irrevocably and unconditionally submits, for itself and its property, to the exclusive jurisdiction of any U.S. Federal or New York State court sitting in the Borough of Manhattan, New York in any action or proceeding arising out of or relating to any Loan Documents, or for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably and unconditionally agrees that all claims in respect of any such action or proceeding may be heard and determined in such New York State or, to the extent permitted by law, in such Federal court; provided that claims with respect to Canadian Loan Documents may, as provided therein, also be tried in the courts of the Province of Ontario. Each of the parties hereto agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Nothing in this Agreement or any other Loan Document shall affect any right that the Administrative Agent, the Canadian Administrative Agent, any Issuing Bank or any Lender may otherwise have to bring any action or proceeding relating to this Agreement or any other Loan Document against any Loan Party or its properties in the courts of any jurisdiction.
          (c) Each Loan Party hereby irrevocably and unconditionally waives, to the fullest extent it may legally and effectively do so, any objection which it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Agreement or any other Loan Document in any court referred to in paragraph (b) of this Section. Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an inconvenient forum to the maintenance of such action or proceeding in any such court.

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          (d) Each party to this Agreement irrevocably consents to service of process in the manner provided for notices in Section 9.01. Nothing in this Agreement or any other Loan Document will affect the right of any party to this Agreement to serve process in any other manner permitted by law.
     SECTION 9.10. WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT, ANY OTHER LOAN DOCUMENT OR THE TRANSACTIONS CONTEMPLATED THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION.
     SECTION 9.11. Headings. Article and Section headings and the Table of Contents used herein are for convenience of reference only, are not part of this Agreement and shall not affect the construction of, or be taken into consideration in interpreting, this Agreement.
     SECTION 9.12. Confidentiality. Each of the Lender Parties agrees to maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential), (b) to the extent requested by any regulatory or self-regulatory authority, (c) to the extent required by Requirement of Laws or by any subpoena or similar legal process (in which case each such Person agrees to promptly notify the Borrower Representative to the extent not prohibited by law), (d) to any other party to this Agreement, (e) in connection with the exercise of any remedies hereunder or any suit, action or proceeding relating to this Agreement or any other Loan Document or the enforcement of rights hereunder or thereunder, (f) subject to an agreement containing provisions substantially the same as those of this Section, to (i) any assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement or (ii) any actual or prospective counterparty (or its advisors) to any swap or derivative transaction relating to the Loan Parties and their obligations (and any such Person may disclose such Information to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential)), (g) with the written consent of the Borrower Representative, (h) to the extent such Information (i) becomes publicly available other than as a result of a breach of this Section or (ii) becomes available to any Lender Party on a non-confidential basis from a source other than the Borrowers or their representatives which is not known by any such Person to be under a duty of confidentiality with respect to the Information or (i) subject to clause (d), in connection with a legal action related to this Agreement (in which case each Lender Party shall at the sole cost and expense of the Borrowers and if not adverse to its interests, use commercially reasonable efforts to seek confidential treatment of the Information). In addition, each Lender Party may disclose the existence of this Agreement and the information about this Agreement to market data collectors, similar service providers to the lending industry and service providers to the Lender Parties in connection with administration and management of this Agreement and the other Loan Documents. For the purposes of this Section, “Information” means all information received from the Borrowers relating to the Borrowers or their business, other than any such information that is available to any Lender Party on a non-confidential basis prior to disclosure by the Borrowers; provided that, in the case of information received from the Borrowers after the date hereof, such information is clearly identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information.

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          EACH LENDER ACKNOWLEDGES THAT INFORMATION AS DEFINED IN SECTION 9.12 FURNISHED TO IT PURSUANT TO THIS AGREEMENT MAY INCLUDE MATERIAL NON-PUBLIC INFORMATION CONCERNING THE COMPANY AND ITS AFFILIATES AND THEIR RELATED PARTIES OR THEIR RESPECTIVE SECURITIES, AND CONFIRMS THAT IT HAS DEVELOPED COMPLIANCE PROCEDURES REGARDING THE USE OF MATERIAL NON-PUBLIC INFORMATION AND THAT IT WILL HANDLE SUCH MATERIAL NON-PUBLIC INFORMATION IN ACCORDANCE WITH THOSE PROCEDURES AND APPLICABLE LAW, INCLUDING FEDERAL AND STATE SECURITIES LAWS.
          ALL INFORMATION, INCLUDING REQUESTS FOR WAIVERS AND AMENDMENTS, FURNISHED BY THE BORROWERS OR THE ADMINISTRATIVE AGENT PURSUANT TO, OR IN THE COURSE OF ADMINISTERING, THIS AGREEMENT WILL BE SYNDICATE-LEVEL INFORMATION, WHICH MAY CONTAIN MATERIAL NON-PUBLIC INFORMATION ABOUT THE COMPANY, THE LOAN PARTIES AND THEIR RELATED PARTIES OR THEIR RESPECTIVE SECURITIES. ACCORDINGLY, EACH LENDER REPRESENTS TO THE BORROWERS AND THE ADMINISTRATIVE AGENT THAT IT HAS IDENTIFIED IN ITS ADMINISTRATIVE QUESTIONNAIRE A CREDIT CONTACT WHO MAY RECEIVE INFORMATION THAT MAY CONTAIN MATERIAL NON-PUBLIC INFORMATION IN ACCORDANCE WITH ITS COMPLIANCE PROCEDURES AND APPLICABLE LAW, INCLUDING FEDERAL AND STATE SECURITIES LAWS.
     SECTION 9.13. Several Obligations; Nonreliance; Violation of Law. The respective obligations of the Lenders hereunder are several and not joint and the failure of any Lender to make any Loan or perform any of its obligations hereunder shall not relieve any other Lender from any of its obligations hereunder. Each Lender hereby represents that it is not relying on or looking to any margin stock for the repayment of the Borrowings provided for herein. Anything contained in this Agreement to the contrary notwithstanding, neither any Issuing Bank nor Lender shall be obligated to extend credit to the Borrowers in violation of any Requirement of Law.

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     SECTION 9.14. USA PATRIOT Act. Each Lender that is subject to the requirements of the Patriot Act hereby notifies the Borrowers that pursuant to the requirements of the Patriot Act, it is required to obtain, verify and record information that identifies the Borrowers, which information includes the names and addresses of the Borrowers and other information that will allow such Lender to identify the Borrowers in accordance with the Patriot Act.
     SECTION 9.15. Disclosure. Each Loan Party and each Lender hereby acknowledges and agrees that the Administrative Agent and/or its Affiliates from time to time may hold investments in, make other loans to or have other relationships with any of the Loan Parties and their respective Affiliates.
     SECTION 9.16. Appointment for Perfection. Each Lender Party hereby appoints each other Lender Party as its agent for the purpose of perfecting Liens, for the benefit of the Lender Parties or the Canadian Lender Parties, as the case may be, in assets which, in accordance with Article 9 of the UCC, the PPSA, the Securities Transfer Act (Ontario) or any other applicable law can be perfected only by possession. Should any Lender Party (other than the Administrative Agent) obtain possession of any such Collateral, such Lender Party shall notify the Administrative Agent thereof, and, promptly upon the Administrative Agent’s request therefor shall deliver such Collateral to the Administrative Agent or otherwise deal with such Collateral in accordance with the Administrative Agent’s instructions.
     SECTION 9.17. Interest Rate Limitation. Notwithstanding anything herein to the contrary, if at any time the interest rate applicable to any Loan, together with all fees, charges and other amounts which are treated as interest on such Loan under applicable law (collectively the “Charges”), shall exceed the maximum lawful rate (the “Maximum Rate”) which may be contracted for, charged, taken, received or reserved by the Lender holding such Loan in accordance with applicable law, the rate of interest payable in respect of such Loan hereunder, together with all Charges payable in respect thereof, shall be limited to the Maximum Rate and, to the extent lawful, the interest and Charges that would have been payable in respect of such Loan but were not payable as a result of the operation of this Section shall be cumulated and the interest and Charges payable to such Lender in respect of other Loans or periods shall be increased (but not above the Maximum Rate therefor) until such cumulated amount, together with interest thereon at the Federal Funds Effective Rate to the date of repayment, shall have been received by such Lender.
     SECTION 9.18. Judgment Currency. If for the purpose of obtaining judgment in any court it is necessary to convert an amount due hereunder in the currency in which it is due (the “Original Currency”) into another currency (the “Second Currency”), the rate of exchange applied shall be that at which, in accordance with normal banking procedures, the Administrative Agent could purchase in the New York foreign exchange market, the Original Currency with the Second Currency on the date two Business Days preceding that on which judgment is given. Each Loan Party agrees that its obligation in respect of any Original Currency due from it hereunder shall, notwithstanding any judgment or payment in such other currency, be discharged only to the extent that, on the Business Day following the date the Administrative Agent receives payment of any sum so adjudged to be due hereunder in the Second Currency, the Administrative Agent may, in accordance with normal banking procedures, purchase, in the New York foreign exchange market, the Original Currency with the amount of the Second Currency so paid; and if the amount of the Original Currency so purchased or could have been so purchased is less than the amount originally due in the Original Currency, each Loan Party agrees as a separate obligation and notwithstanding any such payment or judgment to indemnify the Administrative Agent against such loss. The term “rate of exchange” in this Section 9.18 means the spot rate at which the Administrative Agent, in accordance with normal practices, is able on the relevant date to purchase the Original Currency with the Second Currency, and includes any premium and costs of exchange payable in connection with such purchase.

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     SECTION 9.19. Canadian Anti-Money Laundering Legislation. (a) Each Borrower acknowledges that, pursuant to the Proceeds of Crime Act and other applicable anti-money laundering, anti-terrorist financing, government sanction and “know your client” laws (collectively, including any guidelines or orders thereunder, “AML Legislation”), the Lender Parties may be required to obtain, verify and record information regarding the Borrowers and their respective directors, authorized signing officers, direct or indirect shareholders or other Persons in control of the Borrowers, and the transactions contemplated hereby. Each Borrower shall promptly provide all such information, including supporting documentation and other evidence, as may be reasonably requested by any Lender Party or any prospective assignee or participant of a Lender, any Issuing Bank or any Agent, in order to comply with any applicable AML Legislation, whether now or hereafter in existence.
          (b) If the Canadian Administrative Agent has ascertained the identity of any Borrower or any authorized signatories of the Borrower for the purposes of applicable AML Legislation, then the Canadian Administrative Agent:
     (i) shall be deemed to have done so as an agent for each Lender Party, and this Agreement shall constitute a “written agreement” in such regard between each Lender Party and the Canadian Administrative Agent within the meaning of the applicable AML Legislation; and
     (ii) shall provide to each Lender Party copies of all information obtained in such regard without any representation or warranty as to its accuracy or completeness.
          Notwithstanding the preceding sentence and except as may otherwise be agreed in writing, each of the Lender Parties agrees that neither the Canadian Administrative Agent nor any other Agent has any obligation to ascertain the identity of the Borrowers or any authorized signatories of the Borrowers on behalf of any Lender Party, or to confirm the completeness or accuracy of any information it obtains from any Borrower or any such authorized signatory in doing so.
     SECTION 9.20. Lender Loss Sharing Agreement.
     (a) Definitions. As used in this Section 9.20, the following terms shall have the following meanings:
     (i) “CAM” means the mechanism for the allocation and exchange of interests in the Loans, participations in Letters of Credit and collections thereunder established under Section 9.20(b).

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     (ii) “CAM Exchange” means the exchange of the U.S. Lenders’ interests and the Canadian Lenders’ interests provided for in Section 9.20(b).
     (iii) “CAM Exchange Date” means the first date after the Effective Date on which there shall occur (a) any event described in paragraphs (h) or (i) of Article VII with respect to any Borrower, or (b) an acceleration of Loans and termination of the Commitments pursuant to Article VII.
     (iv) “CAM Percentage” means as to each Lender, a fraction, (a) the numerator of which shall be the aggregate amount of such Lender’s Commitments immediately prior to the CAM Exchange Date and the termination of the Commitments, and (b) the denominator of which shall be the amount of the Commitments of all the Lenders immediately prior to the CAM Exchange Date and the termination of the Commitments.
     (v) “Designated Obligations” means all Obligations of the Borrowers with respect to (a) principal and interest under the Loans, (b) unreimbursed drawings under Letters of Credit and interest thereon and (c) fees under Section 2.12.
     (vi) “Revolver Facility” means the facility established under the U.S. Commitments and the Canadian Commitments.
     (b) CAM Exchange.
     (i) On the CAM Exchange Date,
          (A) the U.S. Commitments and the Canadian Commitments shall have terminated in accordance with Article VII;
          (B) each U.S. Lender shall fund its participation in any outstanding Swingline Loans and Protective Advances in accordance with Section 2.04 and Section 2.05 of this Agreement, and each Canadian Lender shall fund its participation in any outstanding Swingline Loans and Protective Advances in accordance with Section 2.04 and Section 2.05;
          (C) each U.S. Lender shall fund its participation in any unreimbursed LC Disbursements made under the U.S. Letters of Credit in accordance with Section 2.06(e), and each Canadian Lender shall fund its participation in any unreimbursed LC Disbursements made under the Canadian Letters of Credit in accordance with Section 2.06(e); and
          (D) the Lenders shall purchase in dollars at par Dollar Amount interests in the Designated Obligations under each Revolver Facility (and shall make payments in dollars to the Administrative Agent for reallocation to other Lenders to the extent necessary to give effect to such purchases) and shall assume the obligations to reimburse Issuing Banks for unreimbursed LC Disbursements under outstanding Letters of Credit under such Revolver Facility such that, in lieu of the interests of each Lender in the Designated Obligations under the U.S. Commitments and the Canadian Commitments in which it shall have participated immediately prior to the CAM Exchange Date, such Lender shall own an interest equal to such Lender’s CAM Percentage in each component of the Designated Obligations immediately following the CAM Exchange.

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     (ii) Each Lender and each Person acquiring a participation from any Lender as contemplated by this Section 9.20 hereby consents and agrees to the CAM Exchange. Each Borrower agrees from time to time to execute and deliver to the Lenders all such promissory notes and other instruments and documents as the Administrative Agent shall reasonably request to evidence and confirm the respective interests and obligations of the Lenders after giving effect to the CAM Exchange, and each Lender agrees to surrender any promissory notes originally received by it in connection with its Loans under this Agreement to the Administrative Agent against delivery of any promissory notes so executed and delivered; provided that the failure of any Lender to deliver or accept any such promissory note, instrument or document shall not affect the validity or effectiveness of the CAM Exchange.
     (iii) As a result of the CAM Exchange, from and after the CAM Exchange Date, each payment received by the Administrative Agent pursuant to any Loan Document in respect of any of the Designated Obligations shall be distributed to the Lenders, pro rata in accordance with their respective CAM Percentages.
     (iv) In the event that on or after the CAM Exchange Date, the aggregate amount of the Designated Obligations shall change as a result of the making of a disbursement under a Letter of Credit by an Issuing Bank that is not reimbursed by U.S. Borrowers or Canadian Borrower, if applicable, then each Lender shall promptly reimburse such Issuing Bank for its CAM Percentage of such unreimbursed payment in the Dollar Amount thereof.
          Notwithstanding any other provision of this Section 9.20, the Administrative Agent and each Lender agree that if the Administrative Agent or a Lender is required under applicable law to withhold or deduct any taxes or other amounts from payments made by it hereunder or as a result hereof, such Person shall be entitled to withhold or deduct such amounts and pay over such taxes or other amounts to the applicable Governmental Authority imposing such tax without any obligation to indemnify the Administrative Agent or any Lender with respect to such amounts and without any other obligation of gross up or offset with respect thereto and there shall be no recourse whatsoever by the Administrative Agent or any Lender subject to such withholding to the Administrative Agent or any other Lender making such withholding and paying over such amounts, but without diminution of the rights of the Administrative Agent or such Lender subject to such withholding as against Borrowers and the other Loan Parties to the extent (if any) provided in this Agreement and the other Loan Documents. Any amounts so withheld or deducted shall be treated as, for the purpose of this Section 9.20, having been paid to the Administrative Agent or such Lender with respect to which such withholding or deduction was made.
     SECTION 9.21. No Fiduciary Duty. Each Lender Party may have economic interests that conflict with those of any Loan Party and its Affiliates. The Loan Parties agree that nothing in the Loan Documents or otherwise will be deemed to create an advisory, fiduciary or agency relationship or fiduciary or other implied duty between any Lender Party, on the one hand, and any Loan Party and its Affiliates, on the other. The Loan Parties acknowledge and agree that (a) the transactions contemplated by the Loan Documents (including the exercise of rights and remedies thereunder) are arm’s-length commercial transactions between each Lender Party, on the one hand, and each Loan Party, on the other, and (b) in connection therewith and with the process leading thereto, (i) no Lender Party has assumed an advisory or fiduciary responsibility in favor of any Loan Party and its Affiliates with respect to the transactions contemplated hereby (or the exercise of rights or remedies with respect thereto) or the process leading thereto (irrespective of whether any Lender Party has advised, is currently advising or will advise any Loan Party or any of its Affiliates on other matters) or any other obligation to any Loan Party except the obligations expressly set forth in the Loan Documents and (ii) each Lender Party is acting solely as principal and not as the agent or fiduciary of each Loan Party, its management, stockholders, creditors or any Affiliates thereof. Each Loan Party acknowledges and agrees that each Loan Party has consulted its own legal and financial advisors to the extent it deemed appropriate and that it is responsible for making its own independent judgment with respect to the transactions contemplated by the Loan Documents and the process leading thereto. Each Borrower agrees that it will not claim that any Lender has rendered advisory services of any nature or respect, or owes a fiduciary or similar duty to any Borrower, in connection with the transaction contemplated by the Loan Documents or the process leading thereto.

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ARTICLE X
Loan Guaranty of US. Obligations
     SECTION 10.01. Guaranty. Each U.S. Loan Guarantor hereby agrees that it is jointly and severally liable for, and, as primary obligor and not merely as surety, absolutely and unconditionally guarantees to the Lender Parties the prompt payment when due, whether at stated maturity, upon acceleration or otherwise, and at all times thereafter, of the Secured Obligations (the “Guaranteed Obligations”). Each U.S. Loan Guarantor further agrees that the Guaranteed Obligations may be extended or renewed in whole or in part without notice to or further assent from it, and that it remains bound upon its guarantee notwithstanding any such extension or renewal. All terms of this Loan Guaranty apply to and may be enforced by or on behalf of any domestic or foreign branch or Affiliate of any Lender Party that extended any portion of the Guaranteed Obligations.
     SECTION 10.02. Guaranty of Payment. This Loan Guaranty is a guaranty of payment and not of collection. Each U.S. Loan Guarantor waives any right to require any Lender Party to sue any Borrower, any other U.S. Loan Guarantor, any other guarantor, or any other Person obligated for all or any part of the Guaranteed Obligations (each, an “Obligated Party”), or otherwise to enforce its payment against any collateral securing all or any part of the Guaranteed Obligations.
     SECTION 10.03. No Discharge or Diminishment of Loan Guaranty. (a) Except as otherwise provided for herein, the obligations of each U.S. Loan Guarantor hereunder are unconditional and absolute and not subject to any reduction, limitation, impairment or termination for any reason (other than the indefeasible payment in full in cash of the Guaranteed Obligations), including: (i) any claim of waiver, release, extension, renewal, settlement, surrender, alteration, or compromise of any of the Guaranteed Obligations, by operation of law or otherwise; (ii) any change in the corporate existence, structure or ownership of any Borrower or any other guarantor of or other person liable for any of the Guaranteed Obligations; (iii) any insolvency, bankruptcy, reorganization or other similar proceeding affecting any Obligated Party, or their assets or any resulting release or discharge of any obligation of any Obligated Party; (iv) the existence of any claim, setoff or other rights which any U.S. Loan Guarantor may have at any time against any Obligated Party, any Lender Party, or any other Person, whether in connection herewith or in any unrelated transactions, or (v) any law or regulation of any jurisdiction or any other event affecting any term of a guaranteed obligation.

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          (b) The obligations of each U.S. Loan Guarantor hereunder are not subject to any defense or setoff, counterclaim, recoupment, or termination whatsoever by reason of the invalidity, illegality, or unenforceability of any of the Guaranteed Obligations or otherwise, or any provision of applicable law or regulation purporting to prohibit payment by any Obligated Party, of the Guaranteed Obligations or any part thereof.
          (c) Further, the obligations of any U.S. Loan Guarantor hereunder are not discharged or impaired or otherwise affected by: (i) the failure of any Lender Party to assert any claim or demand or to enforce any remedy with respect to all or any part of the Guaranteed Obligations; (ii) any waiver or modification of or supplement to any provision of any agreement relating to the Guaranteed Obligations; (iii) any release, non-perfection, or invalidity of any indirect or direct security for the obligations of any Borrower for all or any part of the Guaranteed Obligations or any obligations of any other guarantor of or other person liable for any of the Guaranteed Obligations; (iv) any action or failure to act by any Lender Party with respect to any collateral securing any part of the Guaranteed Obligations; or (v) any default, failure or delay, willful or otherwise, in the payment or performance of any of the Guaranteed Obligations, or any other circumstance, act, omission or delay that might in any manner or to any extent vary the risk of such U.S. Loan Guarantor or that would otherwise operate as a discharge of any U.S. Loan Guarantor as a matter of law or equity (other than the indefeasible payment in full in cash of the Guaranteed Obligations).
     SECTION 10.04. Defenses Waived. To the fullest extent permitted by applicable law, each U.S. Loan Guarantor hereby waives any defense based on or arising out of any defense of any Borrower or any U.S. Loan Guarantor or the unenforceability of all or any part of the Guaranteed Obligations from any cause, or the cessation from any cause of the liability of any Borrower or any U.S. Loan Guarantor, other than the indefeasible payment in full in cash of the Guaranteed Obligations. Without limiting the generality of the foregoing, each U.S. Loan Guarantor irrevocably waives acceptance hereof, presentment, demand, protest and, to the fullest extent permitted by law, any notice not provided for herein, as well as any requirement that at any time any action be taken by any person against any Obligated Party or any other Person. The Administrative Agent may, at its election, following the occurrence of an Event of Default, foreclose on any Collateral held by it by one or more judicial or nonjudicial sales, accept an assignment of any such Collateral in lieu of foreclosure or otherwise act or fail to act with respect to any collateral securing all or a part of the Guaranteed Obligations, compromise or adjust any part of the Guaranteed Obligations, make any other accommodation with any Obligated Party or exercise any other right or remedy available to it against any Obligated Party, without affecting or impairing in any way the liability of such U.S. Loan Guarantor under this Loan Guaranty except to the extent the Guaranteed Obligations have been fully and indefeasibly paid in cash. To the fullest extent permitted by applicable law, each U.S. Loan Guarantor waives any defense arising out of any such election even though that election may operate, pursuant to applicable law, to impair or extinguish any right of reimbursement or subrogation or other right or remedy of any U.S. Loan Guarantor against any Obligated Party or any security.

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     SECTION 10.05. Rights of Subrogation. No U.S. Loan Guarantor will assert any right, claim or cause of action, including, without limitation, a claim of subrogation, contribution or indemnification that it has against any Obligated Party, or any collateral, until the Loan Parties and the U.S. Loan Guarantors have fully performed all their obligations to the Lender Parties and no Obligation is outstanding.
     SECTION 10.06. Reinstatement; Stay of Acceleration. If at any time any payment of any portion of the Guaranteed Obligations is rescinded or must otherwise be restored or returned upon the insolvency, bankruptcy, or reorganization of any Borrower or otherwise, each U.S. Loan Guarantor’s obligations under this Loan Guaranty with respect to that payment shall be reinstated at such time as though the payment had not been made and whether or not the Lenders Parties are in possession of this Loan Guaranty. If acceleration of the time for payment of any of the Guaranteed Obligations is stayed upon the insolvency, bankruptcy or reorganization of any Borrower, all such amounts otherwise subject to acceleration under the terms of any agreement relating to the Guaranteed Obligations shall nonetheless be payable by the U.S. Loan Guarantors forthwith on demand by the Lender Parties.
     SECTION 10.07. Information. Each U.S. Loan Guarantor assumes all responsibility for being and keeping itself informed of the Borrowers’ financial condition and assets, and of all other circumstances bearing upon the risk of nonpayment of the Guaranteed Obligations and the nature, scope and extent of the risks that each U.S. Loan Guarantor assumes and incurs under this Loan Guaranty, and agrees that no Lender Party shall have any duty to advise any U.S. Loan Guarantor of information known to it regarding those circumstances or risks.
     SECTION 10.08. Maximum Liability. The provisions of this Loan Guaranty are severable, and in any action or proceeding involving any state corporate law, or any state, federal or foreign bankruptcy, insolvency, reorganization or other law affecting the rights of creditors generally, if the obligations of any U.S. Loan Guarantor under this Loan Guaranty would otherwise be held or determined to be avoidable, invalid or unenforceable on account of the amount of such U.S. Loan Guarantor’s liability under this Loan Guaranty, then, notwithstanding any other provision of this Loan Guaranty to the contrary, the amount of such liability shall, without any further action by the U.S. Loan Guarantors or the Lender Parties, be automatically limited and reduced to the highest amount that is valid and enforceable as determined in such action or proceeding (such highest amount determined hereunder being the relevant U.S. Loan Guarantor’s “Maximum Liability”). This Section with respect to the Maximum Liability of each U.S. Loan Guarantor is intended solely to preserve the rights of the Lender Parties to the maximum extent not subject to avoidance under applicable law, and no U.S. Loan Guarantor nor any other person or entity shall have any right or claim under this Section with respect to such Maximum Liability, except to the extent necessary so that the obligations of any U.S. Loan Guarantor hereunder shall not be rendered voidable under applicable law. Each U.S. Loan Guarantor agrees that the Guaranteed Obligations may at any time and from time to time exceed the Maximum Liability of each U.S. Loan Guarantor without impairing this Loan Guaranty or affecting the rights and remedies of the Lender Parties hereunder; provided that nothing in this sentence shall be construed to increase any U.S. Loan Guarantor’s obligations hereunder beyond its Maximum Liability.

156


 

     SECTION 10.09. Contribution. In the event any U.S. Loan Guarantor (a “Paying Guarantor”) shall make any payment or payments under this Loan Guaranty or shall suffer any loss as a result of any realization upon any collateral granted by it to secure its obligations under this Loan Guaranty, each other U.S. Loan Guarantor (each a “Non-Paying Guarantor”) shall contribute to such Paying Guarantor an amount equal to such Non-Paying Guarantor’s “Applicable Percentage” of such payment or payments made, or losses suffered, by such Paying Guarantor. For purposes of this Article X, each Non-Paying Guarantor’s “Applicable Percentage” with respect to any such payment or loss by a Paying Guarantor shall be determined as of the date on which such payment or loss was made by reference to the ratio of (i) such Non-Paying Guarantor’s Maximum Liability as of such date (without giving effect to any right to receive, or obligation to make, any contribution hereunder) or, if such Non-Paying Guarantor’s Maximum Liability has not been determined, the aggregate amount of all monies received by such Non-Paying Guarantor from the Borrowers after the date hereof (whether by loan, capital infusion or by other means) to (ii) the aggregate Maximum Liability of all U.S. Loan Guarantors hereunder (including such Paying Guarantor) as of such date (without giving effect to any right to receive, or obligation to make, any contribution hereunder), or to the extent that a Maximum Liability has not been determined for any U.S. Loan Guarantor, the aggregate amount of all monies received by such U.S. Loan Guarantors from the Borrowers after the date hereof (whether by loan, capital infusion or by other means). Nothing in this provision shall affect any U.S. Loan Guarantor’s several liability for the entire amount of the Guaranteed Obligations (up to such U.S. Loan Guarantor’s Maximum Liability). Each of the U.S. Loan Guarantors covenants and agrees that its right to receive any contribution under this Loan Guaranty from a Non-Paying Guarantor shall be subordinate and junior in right of payment to the payment in full in cash of the Guaranteed Obligations. This provision is for the benefit of both the Lender Parties and the U.S. Loan Guarantors and may be enforced by any one, or more, or all of them in accordance with the terms hereof.
     SECTION 10.10. Liability Cumulative. The liability of each Loan Party as a U.S. Loan Guarantor under this Article X is in addition to and shall be cumulative with all liabilities of each Loan Party to the Lenders Parties under this Agreement and the other Loan Documents to which such Loan Party is a party or in respect of any obligations or liabilities of the other Loan Parties, without any limitation as to amount, unless the instrument or agreement evidencing or creating such other liability specifically provides to the contrary.
     SECTION 10.11. Common Enterprise. The successful operation and condition of each of the Loan Parties is dependent on the continued successful performance of the functions of the group of the Loan Parties as a whole and the successful operation of each of the Loan Parties is dependent on the successful performance and operation of each other Loan Party. Each Loan Party expects to derive benefit (and its board of directors or other governing body has determined that it may reasonably be expected to derive benefit), directly and indirectly, from (i) the successful operations of each of the other Loan Parties and (ii) the credit extended by the Lenders to the Borrowers hereunder, both in their separate capacities and as members of the group of companies. Each Loan Party has determined that execution, delivery, and performance of this Agreement and any other Loan Documents to be executed by such Loan Party is within its purpose, will be of direct and indirect benefit to such Loan Party, and is in its best interest.

157


 

ARTICLE XI
The Borrower Representative
     SECTION 11.01. Appointment; Nature of Relationship. The Company is hereby appointed by each of the Borrowers as its contractual representative (herein referred to as the “Borrower Representative”) hereunder and under each other Loan Document, and each of the Borrowers irrevocably authorizes the Borrower Representative to act as the contractual representative of such Borrower with the rights and duties expressly set forth herein and in the other Loan Documents. The Borrower Representative agrees to act as such contractual representative upon the express conditions contained in this Article XI. Additionally, the Borrowers hereby appoint the Borrower Representative as their agent to receive all of the proceeds of the Loans in the Funding Account(s), at which time the Borrower Representative shall promptly disburse such Loans to the appropriate Borrower; provided that, in the case of a Revolving Loan, such amount shall not exceed such Borrower’s Availability. None of the Lender Parties, respective officers, directors, agents or employees shall be liable to the Borrower Representative or any Borrower for any action taken or omitted to be taken by the Borrower Representative or the Borrowers pursuant to this Section 11.01.
     SECTION 11.02. Powers. The Borrower Representative shall have and may exercise such powers under the Loan Documents as are specifically delegated to the Borrower Representative by the terms of each thereof, together with such powers as are reasonably incidental thereto. The Borrower Representative shall have no implied duties to the Borrowers, or any obligation to the Lenders Parties to take any action thereunder except any action specifically provided by the Loan Documents to be taken by the Borrower Representative.
     SECTION 11.03. Employment of Agents. The Borrower Representative may execute any of its duties as the Borrower Representative hereunder and under any other Loan Document by or through authorized officers.
     SECTION 11.04. Notices. Each Borrower shall immediately notify the Borrower Representative of the occurrence of any Default hereunder referring to this Agreement describing such Default and stating that such notice is a “notice of default.” In the event that the Borrower Representative receives such a notice, the Borrower Representative shall give prompt notice thereof to the Administrative Agent and the other Lender Parties. Any notice provided to the Borrower Representative hereunder shall constitute notice to each Borrower on the date received by the Borrower Representative.
     SECTION 11.05. Successor Borrower Representative. Upon the prior written consent of the Administrative Agent, the Borrower Representative may resign at any time, such resignation to be effective upon the appointment of a successor Borrower Representative. The Administrative Agent shall give prompt written notice of such resignation to the Lender Parties.

158


 

     SECTION 11.06. Execution of Loan Documents; Borrowing Base Certificate. The Borrowers hereby empower and authorize the Borrower Representative, on behalf of the Borrowers, to execute and deliver to the Lender Parties the Loan Documents and all related agreements, certificates, documents, or instruments as shall be necessary or appropriate to effect the purposes of the Loan Documents, including without limitation, the Borrowing Base Certificates and the Compliance Certificates. Each Borrower agrees that any action taken by the Borrower Representative or the Borrowers in accordance with the terms of this Agreement or the other Loan Documents, and the exercise by the Borrower Representative of its powers set forth therein or herein, together with such other powers that are reasonably incidental thereto, shall be binding upon all of the Borrowers.
     SECTION 11.07. Reporting. Each Borrower hereby agrees that such Borrower shall furnish promptly after each fiscal month to the Borrower Representative a copy of its Borrowing Base Certificate and any other certificate or report required hereunder or requested by the Borrower Representative on which the Borrower Representative shall rely to prepare the Borrowing Base Certificates and Compliance Certificates required pursuant to the provisions of this Agreement.

159


 

     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by their respective authorized officers as of the day and year first above written.
         
  BORROWERS:

JONES APPAREL GROUP, INC.,
a Pennsylvania corporation
JONES APPAREL GROUP HOLDINGS, INC.,
a Delaware corporation
JONES APPAREL GROUP USA, INC.,
a Delaware corporation
JONES RETAIL CORPORATION,
a New Jersey corporation
NINE WEST FOOTWEAR CORPORATION,
a Delaware corporation
JONES INVESTMENT CO. INC.,
a Delaware corporation
NINE WEST DEVELOPMENT CORPORATION,
a Delaware corporation
 
 
  By   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    In his capacity as officer for each aforenamed
Borrower as set forth opposite such Borrower
on Schedule I attached hereto 
 
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-1


 

         
 
ENERGIE KNITWEAR, INC.,
a Delaware corporation
JONES JEANSWEAR GROUP, INC.,
a New York corporation
L.E.I. GROUP, INC.,
a Delaware corporation
 
 
  By   /s/ Tami Fersko    
    Name:   Tami Fersko   
    In her capacity as officer for each aforenamed
Borrower as set forth opposite such Borrower
on Schedule I attached hereto 
 
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-2


 

         
  VICTORIA + Co LTD.,
a Rhode Island corporation
 
 
  By   /s/ Thomas Murray    
    Name:   Thomas Murray   
    In his capacity as officer for each aforenamed
Borrower as set forth opposite such Borrower
on Schedule I attached hereto 
 
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-3


 

         
  JONES APPAREL GROUP CANADA, LP,
an Ontario Limited Partnership
 
 
  By:   JONES CANADA, INC., its General Partner    
       
  By   /s/ Roger Flores    
    Name:   Roger Flores   
    In his capacity as officer for each aforenamed
Borrower as set forth opposite such Borrower
on Schedule I attached hereto 
 
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-4


 

         
  LOAN GUARANTORS:

APPAREL TESTING SERVICES, INC.,
a New Jersey corporation
JONES DISTRIBUTION CORPORATION,
a Delaware corporation
JONES MANAGEMENT SERVICE COMPANY,
a Delaware corporation
JONES HOLDING, INC.,
a Delaware corporation
 
 
  By   /s/ Joseph T. Donnalley    
    Name: Joseph T. Donnalley
In his capacity as officer for each aforenamed
Guarantor as set forth opposite such Guarantor on
Schedule I attached hereto 
 
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-5


 

         
  JPMORGAN CHASE BANK, N.A., as U.S.
Lender, Issuing Bank, Administrative
Agent, Joint Collateral Agent, U.S.
Swingline Lender, Chase Open Account
Agent and Chase Open Account Bank
 
 
  By   /s/ Susanna Profis    
    Name:   Susanna Profis   
    Title:   Vice President   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-6


 

         
  JPMORGAN CHASE BANK, N.A., TORONTO BRANCH, as Canadian Lender, Issuing Bank,
Canadian Administrative Agent, Canadian Swingline
Lender and Chase Open Account Bank
 
 
  By   /s/ Dan Howat    
    Name:   Dan Howat   
    Title:   Senior Vice President   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-7


 

         
  GENERAL ELECTRIC CAPITAL
CORPORATION, as Lender and Joint Collateral
Agent
 
 
  By   /s/ Philip F. Carfora    
    Name:   Philip F. Carfora   
    Title:   Duly Authorized Signatory   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-8


 

         
 



CITIBANK, N.A., as Lender and Syndication Agent
 
 
  By   /s/ Thomas M. Halsch    
    Name:   Thomas M. Halsch   
    Title:   Vice President   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-9


 

         
  BANK OF AMERICA, N.A., as Lender and
Documentation Agent
 
 
  By   /s/ David Vega    
    Name:   David Vega   
    Title:   Managing Director   
 
 



BANK OF AMERICA, NATIONAL ASSOCIATION, as Canadian Lender
 
 
  By   /s/ Medina Sales de Andrade    
    Name:   Medina Sales de Andrade   
    Title:   Vice President   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-10


 

         
  WACHOVIA BANK, NATIONAL ASSOCIATION,
as Lender, Issuing Bank and Documentation Agent
 
 
  By   /s/ Irene Rosen Marks    
    Name:   Irene Rosen Marks   
    Title:   Managing Director   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-11


 

         
  SUNTRUST BANK, as Lender and Documentation Agent
 
 
  By   /s/ William L Otott Jr.    
    Name:   William L Otott Jr.   
    Title:   Director   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-12


 

         
  CIT BANK, as Lender
 
 
  By   /s/ Benjamin Haslam    
    Name:   Benjamin Haslam   
    Title:   Authorized Signatory   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-13


 

         
  PNC BANK, as Lender
 
 
  By   /s/ Diane M. Shaak    
    Name:   Diane M. Shaak   
    Title:   Senior Vice President   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-14


 

         
  US BANK NATIONAL ASSOCIATION, as Lender
 
 
  By   /s/ Jeffrey S. Gruender    
    Name:   Jeffrey S. Gruender   
    Title:   Vice President   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-15


 

         
  CAPITAL ONE LEVERAGE FINANCE CORP.,
as Lender
 
 
  By   /s/ Paul Dellova    
    Name:   Paul Dellova   
    Title:   SVP & Manager - Syndicated Bank Loans   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-16


 

         
  GOLDMAN SACHS LENDING PARTNERS LLC,
as Lender
 
 
  By   /s/ Mark Walton    
    Name:   Mark Walton   
    Title:   Authorized Signatory   
 
[SIGNATURE PAGE TO CREDIT AGREEMENT]

S-17


 

COMMITMENT SCHEDULE
                             
    U.S.       Canadian   Revolving
U.S. Lender   Commitment   Canadian Lender   Commitment   Commitment
JPMorgan Chase Bank, N.A.
  $ 90,000,000     JPMorgan Chase Bank, N.A., Toronto Branch   $ 4,972,376     $ 90,000,000  
Citibank, N.A.
  $ 90,000,000         $ 4,972,376     $ 90,000,000  
Bank of America, N.A.
  $ 87,500,000     Bank of America, N.A.
(acting through its Canada Branch)
  $ 4,834,254     $ 87,500,000  
Wachovia Bank,
National Association
  $ 87,500,000         $ 4,834,254     $ 87,500,000  
SunTrust Bank
  $ 87,500,000         $ 0     $ 87,500,000  
General Electric Capital Corporation
  $ 87,500,000         $ 4,834,254     $ 87,500,000  
CIT Bank
  $ 45,000,000         $ 0     $ 45,000,000  
PNC Bank, National Association
  $ 25,000,000         $ 0     $ 25,000,000  
US Bank National Association
  $ 25,000,000         $ 0     $ 25,000,000  
Capital One Leverage Finance Corp.
  $ 15,000,000         $ 0     $ 15,000,000  
Goldman Sachs Lending Partners LLC
  $ 10,000,000         $ 552,486     $ 10,000,000  
Total
  $ 650,000,000         $ 25,000,000     $ 650,000,000  

1


 

SCHEDULE I
     
    FINANCIAL OFFICER
BORROWER/LOAN GUARANTOR   NAME & TITLE
JONES APPAREL GROUP USA, INC.
  Joseph Donnalley
 
  Treasurer
 
   
JONES APPAREL GROUP, INC.
  Joseph Donnalley
 
  Treasurer and Senior Vice
 
  President, Corporate
 
  Taxation and Risk
 
  Management
 
   
JONES APPAREL GROUP HOLDINGS, INC.
  Joseph Donnalley
 
  Treasurer
 
   
JONES RETAIL CORPORATION
  Joseph Donnalley
 
  Vice President and
 
  Treasurer
 
   
NINE WEST FOOTWEAR CORPORATION
  Joseph Donnalley
 
  Treasurer
 
   
ENERGIE KNITWEAR, INC.
  Tami Fersko
 
  Vice President and
 
  Treasurer
 
   
JONES INVESTMENT CO. INC.
  Joseph Donnalley
 
  Vice President/Finance,
 
  Treasurer and Assistant
 
  Secretary
 
   
JONES JEANSWEAR GROUP, INC.
  Tami Fersko
 
  Vice President and
 
  Treasurer
 
   
L.E.I. GROUP, INC.
  Tami Fersko
 
  Vice President and
 
  Treasurer
 
   
NINE WEST DEVELOPMENT CORPORATION
  Joseph Donnalley
 
  Vice President/Finance,
 
  Treasurer and Assistant
 
  Secretary

 


 

     
    FINANCIAL OFFICER
BORROWER/LOAN GUARANTOR   NAME & TITLE
VICTORIA + CO LTD.
  Thomas Murray
 
  Senior Executive Vice
 
  President, Chief Financial
 
  Officer, Treasurer and
 
  Secretary
 
   
APPAREL TESTING SERVICES, INC.
  Joseph Donnalley
 
  Treasurer and Assistant
 
  Secretary
 
   
JONES DISTRIBUTION CORPORATION
  Joseph Donnalley
 
  Vice President & Treasurer
 
   
JONES MANAGEMENT SERVICE COMPANY
  Joseph Donnalley
 
  Vice President/Finance
 
  Treasurer and Assistant
 
  Secretary
 
   
JONES HOLDING, INC.
  Joseph Donnalley
 
  Vice President and Treasurer

 


 

Schedule 2.06(1)
Existing Letters of Credit

 


 

     
Imports Outstanding Liability: By Bank Reference   12 May 2009
     
Jones Apparel AKA Norton McNaughton of S   12:31 PM
                                 
                Issue   Expiry   Outstanding   Outstanding
Norton Reference   Bank Reference   Beneficiary Name   Beneficiary Country   Date   Date   LiabilityAmount   Liability USD
DOJI00014060LEI
  TD605500139330-8   TAIWAN JULONG CO., LTD.   TAIWAN   07 Jan 2009   18 May 2009   1,694,328.86 USD     1,694,328.86  
DOJI00024061LEI
  TD605500139331-9   EZ. CO., LTD.   TAIWAN   07 Jan 2009   04 May 2009   75,139.29 USD     75,139.29  
DOJIME0010MEGFBM
  TD605500139347-9   MEGA TEXTILE S.A.E.   EGYPT   15 Jan 2009   29 Apr 2009   167,907.60 USD     167,907.60  
DOJI00084080EN
  TD605500139353-9   HAIYANG/QINGHONG/GARMENT CO., LTD.   CHINA   22 Jan 2009   15 Jun 2009   58,305.60 USD     58,305.60  
DOJI00104090EN
  TD605500139356-9   CHINA BLOOM ASIA LTD   HONG KONG   29 Jan 2009   04 May 2009   40,165.39 USD     40,165.39  
DOJI00114091EN
  TD605500139357-9   PROFIT UP GARMENT LTD   HONG KONG   29 Jan 2009   04 May 2009   19,196.84 USD     19,196.84  
 
                               
Selection Criteria:
                      Grand Total:     2,055,043.58  
     
Page 1 of 1   ILCLIBBK.RPT

 


 

     
    Outstanding Report — Import LC   Report as of 11-May-09
         
        Page 1 of 1
         
Customer   Total Items   Total Amount (USD Eqv)
JONES APPAREL GROUP USA, INC   1   7,080.24
 
    1   7,080.24
JONES APPAREL GROUP USA, INC
Total Items: 1
Total Outstanding Amount (USD Equivalent) : 7,080.24
                                             
CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
TD605500139336-9
  DOJIME0002MAG291   USD     7,080.24       7,080.24     15-Jan-09   21-Mar-09   0   MAGSONS EXPORTS   lNDIA

 


 

     
May 12, 2009
 
  JONES APPAREL GROUP USA INC   (JPMorganChase LOGO)
 
       
 
  Letters of Credit Outstanding    
 
       
 
  By Applicant and Bank Reference Number    
                                         
               Reference Numbers                                
JP Morgan   JONESAPP       Open   Expiry   Latest               Outstanding
Reference   Reference   Beneficiary Name   Date   Date   Ship Date   Curr   Outstanding   USD Equivalent
 
JONES APPAREL GROUP CANADA INC.                                    
 
                                       
I1HI-525002
  0093JG90443   TRIPLE A APPAREL LTD.   04/06/09   04/30/09       USD     12,782.70       12,782.70  
 
                                       
I1HI-525003
  0094JG90457   LUNG KAE GARMENT CO   04/06/09   05/15/09       USD     10,567.31       10,567.31  
 
                                       
I1HI-525004
  0095JG90456   DO DO FASHION LTD   04/06/09   05/04/09       USD     12,354.88       12,354.88  
 
                                       
I1HI-525054
  0096TRICH174   TRISTATE TRADING LIMITED-MAC COM   04/08/09   05/16/09       USD     1,288.47       1,288.47  
 
                                       
I1HI-525055
  0097YY0902   HONGKONG ORIENTAL YEYANG INTL LTD   04/08/09   06/16/09       USD     358,751.99       358,751.99  
 
                                       
I1HI-525192
  099TRIVN143   TRISTATE TRADING LIMITED-MACAO COM   04/15/09   05/16/09       USD     23,803.58       23,803.58  
 
                                       
I1HI-525336
  0104JG90484   TAl KEI KNITTERS LTD.   04/29/09   06/03/09       USD     64,340.26       64,340.26  
 
                                       
I1HI-525338
  0102TRIVN144   TRISTATE TRADING LIMITED-MACAO COM   04/23/09   05/16/09       USD     25,859.34       25,859.34  
 
                                       
I1HI-525340
  0101JG90465   LUNG KAE GARMENT CO   04/23/09   05/30/09       USD     17,365.11       17,365.11  
 
                                       
I1HI-525557
  0107TRICH175   TRISTATE TRADING LIMITED-MACAO COM   04/30/09   05/22/09       USD     36,134.99       36,134.99  
 
                                       
I1HI-525606
  0110JG90483   PAK TAK KNITTING AND GARMENT   05/01/09   06/03/09       USD     44,999.05       44,999.05  
 
                                       
I1HI-525607
  0111JG90482   UNITEX FASHION (KNITWEAR) LIMITED   05/01/09   06/03/09       USD     21,433.04       21,433.04  
 
                                       
I1HI-525613
  0113JK90475   YEE TUNG GARMENT COMPANY LTD   05/07/09   06/17/09       USD     16,501.57       16,501.57  
 
                                       
I1HI-525694
  0116JK90499   FORTUNE MINT LIMITED   05/06/09   06/17/09       USD     33,926.26       33,926.26  
 
                                       
I1HI-525695
  0117LCPW00002   CHINAMINE TRADING LTD   05/07/09   06/06/09       USD     47,180.07       47,180.07  
 
                                       
I1HI-525699
  0119HF00809   HIGH FASHION GARMENTS CO. LTD.   05/11/09   07/03/09       USD     45,905.09       45,905.09  
 
                                       
I1HI-525780
  01209F5601C   SEJEE COMPANY LTD.   05/11/09   06/15/09       USD     14,625.87       14,625.87  
 
                                       
I1HI-525782
  0122JG90494   YEE TUNG GARMENT COMPANY LTD   05/11/09   06/20/09       USD     26,757.24       26,757.24  
 
                                       
I1HI-525783
  0123JG90504   RGM GARMENT CO., LTD.   05/11/09   06/13/09       USD     16,013.28       16,013.28  
 
                                       
I1HI-525784
  0124JG90480   FORNTON KNITTING CO LTD   05/11/09   06/24/09       USD     22,048.59       22,048.59  
 
                                       
I1HI-525785
  0125JK90512   FORTUNE MINT LIMITED   05/11/09   06/24/09       USD     28,165.13       28,165.13  
 
                                       
I1HI-525786
  0126JG90485   FASTWELL KNITWEAR MANUFACTURING   05/11/09   06/03/09       USD     10,503.99       10,503.99  
 
                                       
I1HI-525787
  0127JG90490   TAl KEI KNITTERS LTD   05/11/09   06/20/09       USD     64,470.38       64,470.38  
 
                                       
Trade Channel   Date Format: MM/DD/YY   Page 1 of 6

 


 

     
May 12, 2009
 
  JONES APPAREL GROUP USA INC   (JPMORGANCHASE LOGO)
 
       
 
  Letters of Credit Outstanding    
 
       
 
  By Applicant and Bank Reference Number    
                                         
               Reference Numbers                                
JP Morgan   JONESAPP       Open   Expiry   Latest               Outstanding
Reference   Reference   Beneficiary Name   Date   Date   Ship Date   Curr   Outstanding   USD Equivalent
 
I1HI-574469
  0060JG90161   TRIPLE A APPAREL LTD.   01/27/09   05/20/09       USD     20,048.90       20,048.90
 
                                       
I1HI-575329
  0074HF00409   HIGH FASHION GARMENTS CO. LTD.   03/18/09   05/09/09       USD     10,292.52       10,292.52
 
                                       
I1HI-575330
  0073HF00309   HIGH FASHION GARMENTS CO. LTD.   03/16/09   05/15/09       USD     4,583.23       4,583.23
 
                                       
I1HI-575416
  0080JK90426   WINNER WAY INDUSTRIAL LTD.   03/18/09   04/29/09       USD     1,493.09       1,493.09
 
                                       
I1HI-575429
  0081JG90427   JAZZING KNITTING CO., LTD   03/18/09   04/29/09       USD     11,562.43       11,562.43
 
                                       
I1HI-575497
  00859S563740   SEJEE COMPANY LTD.   03/20/09   05/05/09       USD     524.57       524.57
 
                                       
I1HI-575654
  0089HF00409A   HIGH FASHION GARMENTS CO. LTD.   03/27/09   05/15/09       USD     17,765.72       17,765.72
 
                                       
I1HI-575779
  0091LCIJ01   INJAE TRADING COMPANY   04/02/09   05/28/09       USD     1,941.01       1,941.01
 
                                       
IITI-525173
  0098EPIC696C   EPIC DESIGNERS VIETNAM LTD.   04/15/09   06/07/09       USD     67,538.99       67,538.99
 
                                       
IITI-525195
  0100JG90449   BURl CO., LTD   04/16/09   07/11/09       USD     15,442.11       15,442.11
 
                                       
IITI-525337
  0105JG90481   TONGLU PUDE GARMENTS CO   04/30/09   06/03/09       USD     17,029.52       17,029.52
 
                                       
IITI-525556
  0106JK90477   NANTONG ZHONG YING FASHION PRODUCT   04/30/09   07/14/09       USD     22,540.33       22,540.33
 
                                       
IITI-525564
  0108KT042209   KEN TRADING   05/01/09   06/14/09       USD     20,690.67       20,690.67
 
                                       
IITI-525565
  0109JG90473   BURl CO., LTD   05/01/09   07/03/09       USD     21,785.91       21,785.91
 
                                       
IITI-525612
  0112JG90495   L AND A GROUP OF COMPANIES LTD   05/01/09   06/13/09       USD     544,567.55       544,567.55
 
                                       
IITI-525690
  0114JG90496   JIANGSU ZHONGJIN INVESTING DEV CO   05/07/09   06/12/09       USD     25,206.15       25,206.15
 
                                       
IITI-525691
  0115JG90497   JIANGSU ZHONGJIN INVESTING DEV CO   05/07/09   06/09/09       USD     12,439.69       12,439.69
 
                                       
IITI-525698
  0118EPIC718C   EPIC DESIGNERS VIETNAM LTD.   05/07/09   07/16/09       USD     55,085.29       55,085.29
 
                                       
IITI-525788
  0128JG90495   L AND A GROUP OF COMPANIES LTD   05/11/09   06/20/09       USD     681,321.81       681,321.81
 
                                       
IITI-574370
  0051JG90064   NANTONG ZHONG YING FASHION PRODUCT   01/21/09   03/05/09       USD     7,844.15       7,844.15
 
                                       
IITI-575376
  0079AG17ASU09   APPAREL MERCHANDISING CO.,   03/16/09   05/07/09       USD     36,436.53       36,436.53
 
                                       
IITI-575498
  0086AKSO310   HYUNJIN APPAREL CO. LTD.   03/20/09   04/26/09       USD     26,909.02       26,909.02
 
                                       
IITI-575754
  0090EPIC703C   EPIC DESIGNERS VIETNAM LTD.   04/02/09   05/13/09       USD     903.82       903.82
 
                                       
Trade Channel   Date Format: MM/DD/YY   Page 2 of 6

 


 

     
May 12, 2009
 
  JONES APPAREL GROUP USA INC   (JPMORGANCHASE LOGO)
 
       
 
  Letters of Credit Outstanding    
 
       
 
  By Applicant and Bank Reference Number    
                                         
               Reference Numbers                                
JP Morgan   JONESAPP       Open   Expiry   Latest               Outstanding
Reference   Reference   Beneficiary Name   Date   Date   Ship Date   Curr   Outstanding   USD Equivalent
 
IITI-575780
  0092JG90381   SUY CO LTD   04/02/09   04/29/09       USD     12,877.20       12,877.20  
 
                                       
TITI-573554
  0673YM1204C   HYUNJIN APPAREL CO. LTD.   12/12/08   05/11/09       USD     47,443.66       47,443.66  
 
                          USD Total:     2,640,052.06  
Jones Jeanswear Group, Inc.                                    
 
                                       
I1HI-525250
  0115MELC115   GLORY ON INTERNATIONAL LTD.   04/20/09   07/05/09       USD     30,894.95       30,894.95  
 
                                       
I1HI-525297
  01194168LEI   CHINA BLOOM ASIA LTD   04/22/09   05/26/09       USD     582,384.66       582,384.66  
 
                                       
I1HI-525789
  01234177LEI   PROFIT UP GARMENT LTD   05/11/09   06/23/09       USD     1,747,547.77       1,747,547.77  
 
                                       
I1HI-574476
  00414085LEI   FORTUNELY INTERNATIONAL LTD   01/29/09   05/11/09       USD     29,028.95       29,028.95  
 
                                       
I1HI-574478
  00434095LEI   GARTEX KNITTING FACTORY LTD   01/27/09   05/25/09       USD     981,176.27       981,176.27  
 
                                       
I1HI-574500
  00874127EN   GRANDBLESS HK LTD   03/05/09   05/18/09       USD     66,661.51       66,661.51  
 
                                       
I1HI-574541
  00474096LEI   WORLD GRACE HONG KONG LIMITED   01/30/09   05/22/09       USD     1,349,188.20       1,349,188.20  
 
                                       
I1HI-574542
  00484097LEI   FLOURISHING INTERNATIONAL TRADING   01/30/09   05/25/09       USD     1,245,862.08       1,245,862.08  
 
                                       
I1HI-574662
  00634081EN   WORLD GRACE HONG KONG LIMITED   02/09/09   06/26/09       USD     265,816.51       265,816.51  
 
                                       
I1HI-574663
  00644099EN   GARTEX KNITTING FACTORY LTD   02/09/09   06/30/09       USD     996,459.80       996,459.80  
 
                                       
I1HI-574805
  00744108EN   PROFIT UP GARMENT LTD   02/17/09   09/07/09       USD     1,396,657.93       1,396,657.93  
 
                                       
I1HI-574806
  00754118EN   WORLD GRACE HONG KONG LIMITED   02/17/09   07/13/09       USD     147,884.88       147,884.88  
 
                                       
I1HI-574871
  00764119EN   GLOBAL SOURCING LIMITED   02/19/09   06/23/09       USD     149,415.28       149,415.28  
 
                                       
I1HI-574872
  00774111EN   GRANDBLESS HK LTD   02/18/09   05/11/09       USD     12,454.94       12,454.94  
 
                                       
I1HI-574874
  00794110EN   CHINA BLOOM ASIA LTD   02/19/09   09/07/09       USD     2,327,131.17       2,327,131.17  
 
                                       
I1HI-574877
  00804109EN   PROFIT UP GARMENT LTD   02/19/09   07/21/09       USD     2,326,320.81       2,326,320.81  
 
                                       
I1HI-574878
  00814112EN   PROFIT COME GARMENT LTD   02/19/09   07/13/09       USD     114,167.29       114,167.29  
 
                                       
I1HI-574879
  00824115EN   GARTEX KNITTING FACTORY LTD   02/19/09   07/07/09       USD     434,003.70       434,003.70  
 
                                       
I1HI-574880
  00834116EN   MORE UNION CO LTD   02/19/09   07/06/09       USD     315,885.90       315,885.90  
 
                                       
I1HI-575235
  00894132EN   KEEN LOYAL LTD   03/09/09   07/10/09       USD     194,094.80       194,094.80  
 
                                       
Trade Channel     Date Format: MM/DD/YY Page 3 of 6

 


 

     
May 12, 2009
 
  JONES APPAREL GROUP USA INC   (JPMORGANCHASE LOGO)
 
       
 
  Letters of Credit Outstanding    
 
       
 
  By Applicant and Bank Reference Number    
                                             
               Reference Numbers                                
JP Morgan   JONESAPP       Open     Expiry   Latest               Outstanding
Reference   Reference   Beneficiary Name   Date     Date   Ship Date   Curr     Outstanding   USD Equivalent
 
I1HI-575236
  00904130LEI   CASUAL TIME LTD   03/09/09     05/26/09         USD     702,924.28       702,924.28  
 
                                           
I1HI-575249
  00914131EN   CASUAL TIME LTD   03/09/09     07/13/09     06/28/09   USD     170,978.48       170,978.48  
 
                                           
I1HI-575415
  00954135LEI   GARTEX KNITTING FACTORY LTD   03/17/09     05/18/09         USD     765,026.46       765,026.46  
 
                                           
I1HI-575434
  00984107EN   MAU WING INDUSTRIAL LIMITED   03/20/09     07/15/09         USD     127,010.12       127,010.12  
 
                                           
I1HI-575679
  01064148LEI   KEEN LOYAL LTD   04/01/09     07/10/09         USD     2,133,293.68       2,133,293.68  
 
                                           
IITI-525005
  01094147EN   ORCHID SWEATER LIMITED   04/06/09     06/13/09         USD     64,469.76       64,469.76  
 
                                           
IITI-525090
  0110MESTX0032   PT SRI REJEKI ISMAN   04/09/09     05/10/09         USD     12,653.55       12,653.55  
 
                                           
IITI-525172
  0112GV1   JEANS PLUS LIMITED   04/13/09     06/15/09         USD     61,096.14       61,096.14  
 
                                           
IITI-525193
  0113MEKINGS41009   KINGS APPAREL INDUSTRIES (PVT) LTD   04/15/09     05/15/09         USD     21,807.45       21,807.45  
 
                                           
IITI-525194
  0114AMAJONESLEI0409   ALI MURTAZA ASSOCIATES (PVT) LTD   04/15/09     06/04/09         USD     21,523.32       21,523.32  
 
                                           
IITI-525251
  0116GV1   SILVER ENTERPRISES CO., LTD   04/16/09     06/14/09         USD     48,414.87       48,414.87  
 
                                           
IITI-525296
  01174164EN   DENG LOONG INDUSTRIAL CO LTD   04/20/09     07/15/09         USD     38,059.53       38,059.53  
 
                                           
IITI-525339
  0120GV1   NISHAT APPAREL LTD   04/24/09     05/13/09         USD     298,416.51       298,416.51  
 
                                           
IITI-525341
  0118GV1   JEANS PLUS LIMITED   04/21/09     07/15/09         USD     681,312.30       681,312.30  
 
                                           
IITI-525608
  01214170EN   YU JIAN INDUSTRY CO LTD   05/01/09     07/30/09         USD     157,444.77       157,444.77  
 
                                           
IITI-525609
  0122GV1   WELSON TRADING LIMITED   05/01/09     08/20/09         USD     422,887.19       422,887.19  
 
                                           
IITI-525796
  0124GV1   CLASSIC FASHION APPAREL   05/11/09     07/03/09         USD     1,550,621.60       1,550,621.60  
 
                                           
IITI-574363
  0036GV1   M/S RAJBY INDUSTRIES   01/21/09     03/18/09         USD     73,284.62       73,284.62  
 
                                           
IITI-574479
  0044GV1   PT SAINATH INDUSTRIES   01/27/09     03/10/09         USD     75,832.29       75,832.29  
 
                                           
IITI-574558
  0054GV1   IVORY GARMENTS FACTORY LLC   02/03/09     03/13/09         USD     18,573.29       18,573.29  
 
                                           
IITI-574625
  0058GV1   THIRD DIMENSION APPAREL LLC   02/04/09     05/29/09         USD     125,778.79       125,778.79  
 
                                           
IITI-574626
  0059GV1   AFRICA APPARELS EPZ LTD   02/05/09     03/03/09         USD     513,498.13       513,498.13  
 
                                           
IITI-574661
  00624094EN   HAIYANG MINHE GARMENTS CO LTD   02/09/09     08/14/09         USD     158,495.99       158,495.99  
 
                                           
IITI-574664
  0065LEIB07217   CHERRY GROUP CO., LTD   02/13/09     04/01/09         USD     30,526.14       30,526.14  
 
                                           
Trade Channel     Date Format: MM/DD/YY Page 4 of 6

 


 

     
May 12, 2009
 
  JONES APPAREL GROUP USA INC   (JPMORGANCHASE LOGO)
Letters of Credit Outstanding
By Applicant and Bank Reference Number
                                         
Reference Numbers                                  
JP Morgan   JONESAPP       Open   Expiry   Latest               Outstanding  
Reference   Reference   Beneficiary Name   Date   Date   Ship Date   Curr   Outstanding     USD Equivalent  
IITI-574799
  0068GV1   PEARL GLOBAL LIMITED   02/17/09   05/16/09       USD     65,566.87       65,566.87  
 
                                       
IITI-574800
  0069GV1   PEARL GLOBAL LIMITED   02/17/09   05/16/09       USD     7,935.72       7,935.72  
 
                                       
IITI-574802
  0071GV1   MUSTAFA AND KAMAL ASHRAF TRADING   02/17/09   05/01/09       USD     50,844.84       50,844.84  
 
                                       
IITI-574804
  00734081EN   PRODUCT DEVELOPMENT   02/18/09   04/06/09       USD     24,790.95       24,790.95  
 
                                       
IITI-574873
  00784100LEI   TAIWAN JULONG CO LTD   02/19/09   06/15/09       USD     995,874.93       995,874.93  
 
                                       
IITI-575250
  00924124EN   E.Z. CO. LTD   03/09/09   05/15/09       USD     114,819.88       114,819.88  
 
                                       
IITI-575377
  0093GV1   AFRICA APPARELS EPZ LTD   03/17/09   04/30/09       USD     241,363.00       241,363.00  
 
                                       
IITI-575378
  0094GV1   AFRICA APPARELS EPZ LTD   03/17/09   06/20/09       USD     213,970.68       213,970.68  
 
                                       
IITI-575499
  0096LC031609AA   AFRICA APPARELS EPZ LTD   03/20/09   06/16/09       USD     350,464.91       350,464.91  
 
                                       
IITI-575500
  00974093EN   ARPO GARMENT CO LTD   03/20/09   07/21/09       USD     314,186.64       314,186.64  
 
                                       
IITI-575569
  0099GV1   AFRICA APPARELS EPZ LTD   03/24/09   06/09/09       USD     951,039.01       951,039.01  
 
                                       
IITI-575573
  0101GV1   AFRICA APPARELS EPZ LTD   03/24/09   06/20/09       USD     119,309.90       119,309.90  
 
                                       
IITI-575648
  0102GV1   AFRICA APPARELS EPZ LTD   03/26/09   06/02/09       USD     116,109.00       116,109.00  
 
                                       
IITI-575651
  0103GV1   AFRICA APPARELS EPZ LTD   03/26/09   06/09/09       USD     673,815.98       673,815.98  
 
                                       
IITI-575652
  01044144EN   SPECIAL INTERNATIONAL CO LTD   03/27/09   05/25/09       USD     34,383.36       34,383.36  
 
                                       
IITI-575653
  01054113EN   CONCEPT CLOTHING   03/30/09   05/12/09       USD     61,849.44       61,849.44  
 
                                       
IITI-575680
  01074146EN   HAIYANG QINGHONG GARMENT CO LTD   04/02/09   09/14/09       USD     1,269,072.48       1,269,072.48  
 
                                       
IITI-575753
  01084114EN   MA’AM ARTS   04/02/09   05/05/09       USD     39,552.00       39,552.00  
 
                                       
TITI-573368
  05752CLASSIC121   CLASSIC FASHION APPAREL   12/10/08   05/08/09       USD     50,366.86       50,366.86  
 
                                       
TITI-573570
  05824056NW   SHINWON CORP   12/15/08   03/30/09       USD     30,588.35       30,588.35  
 
                                       
TITI-573674
  0605LC131208AA   AFRICA APPARELS EPZ LTD   01/07/09   06/16/09       USD     1,956,904.76       1,956,904.76  
 
                          USD Total:     30,669,776.22  
 
                                       
                        USD Grand Total:     33,309,828.28  
 
Trade Channel   Date Format: MM/DD/YY   Page 5 of 6

 


 

     
May 12, 2009
 
  JONES APPAREL GROUP USA INC   (JPMORGANCHASE LOGO)
Letters of Credit Outstanding
By Applicant and Bank Reference Number
                                                                 
Reference Numbers                                                
JP Morgan     JONESAPP             Open     Expiry     Latest                     Outstanding  
Reference     Reference     Beneficiary Name     Date     Date     Ship Date     Curr     Outstanding     USD Equivalent  
 
 
Trade Channel                                                   Date Format: MM/DD/YY             Page 6 of 6

 


 

     
(CITI LOGO)
  CitiDirect® Online Banking
Outstanding Import Letters of Credit by Exporter Country
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                 
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
HONG KONG
                               
 
                               
5818555760
  HONGKONG ORIENTAL YEYANG   Sight   11/24/2008   4,800,000.00 USD   5/5        
1056YY0901
  HONG KONG       10/15/2009   4,800,000.00 USD       5,040,000.00 USD
 
                               
5819554811
  HENFIELD ENTERPRISES LIMITED.   Sight   02/24/2009   176,002.75 USD   5/5        
0145JK90234
  HONG KONG       04/30/2009   34,322.50 USD       43,122.64 USD
 
                               
5819554817
  JAZZING KNITTING CO., LTD   Sight   02/26/2009   33,151.75 USD   5/5        
0151JG90123
  HONG KONG       05/06/2009   81.67 USD       1,739.26 USD
 
                               
5819554818
  METRO LEGEND LTD   Sight   02/27/2009   139,968.48 USD   5/5        
0152JK90375
  HONG KONG       05/04/2009   0.00 USD       3,514.20 USD
 
                               
5819554821
  TAl KEI KNITTERS LTD.   Sight   02/27/2009   41,338.70 USD   5/5        
0155JG90122REV2
  HONG KONG       05/06/2009   1,454.87 USD       3,521.81 USD
 
                               
5819554825
  WINNER WAY INDUSTRIAL LTD ..,   Sight   03/02/2009   15,734.09 USD   5/5        
0159JK90216
  HONG KONG       04/29/2009   0.00 USD       329.14 USD
 
                               
5819554828
  UNIFORM KNITTERS LIMITED   Sight   03/02/2009   10,030.00 USD   5/5        
0162JK90233
  HONG KONG       04/30/2009   10,030.00 USD       10,531.50 USD
 
                               
5819554830
  LAI KO KNITTING FACTORY LIMITED   Sight   03/18/2009   10,578.65 USD   5/5        
0164JG90124
  HONG KONG       05/06/2009   0.00 USD       406.03 USD
 
                               
5819554831
  FORNTON KNITTING CO LTD..   Sight   03/18/2009   51,553.50 USD   5/5        
0165JG90127
  HONG KONG       05/06/2009   0.00 USD       1,284.88 USD
 
                               
5819554832
  FASTWELL KNITWEAR MANUFACTURING   Sight   03/24/2009   29,250.00 USD   5/5        
0166JG83537
  HONG KONG       05/06/2009   0.00 USD       1,462.50 USD
 
                               
5819554833
  TRIPLE A APPAREL LIMITED   Sight   03/24/2009   73,855.00 USD   5/5        
0167JG90382
  HONG KONG       05/07/2009   73,855.00 USD       77,547.75 USD
 
                               
Report Date 05/12/2009 08:28:23 (EDT)   Unsaved Outstanding Import Letters of Credit 1 of 6

 


 

Outstanding Import Letters of Credit by Exporter Country
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                             
LC Reference   Exporter Name   Tenor Type   Issuance Date               Original Amount          
Importer Reference   Exporter Country   Tenor Terms   Expiry Date               Outstanding Amount   Credit Tolerance+/-%     Liability Amount
5819554834
  LAI KO KNITTING FACTORY LIMITED   Sight   04/01/2009               41,818.60 USD     5/5      
0168JK90215
  HONG KONG       05/13/2009               41,818.60 USD           0.00 USD
         
 
                                           
 
      Count / Total Outstanding Amount   12           4,961,562.64 USD            
 
                                           
        Total Liability Amount                               5,183,459.71 USD
 
                                           
        Count for HONG KONG         12                      
 
                                           
INDIA
                                           
 
                                           
5819554835
  M.M. EXPORTS (INDIA)   Sight   04/01/2009               21,194.78 USD     5/5      
0169PI412
  INDIA       05/13/2009               21,194.78 USD           22,254.52 USD
 
                                           
 
      Count / Total Outstanding Amount   1           21,194.78 USD            
 
                                           
        Total Liability Amount                               22,254.52 USD
 
                                           
        Count for INDIA         1                      
 
                                           
PEOPLE’S REPUBLIC OF CHINA                                          
 
                                           
5819554827
  JIANGSU ZHONGJIN INVESTING DEV CO   Sight   03/02/2009               29,400.00 USD     5/5      
0161JG90383
  PEOPLE’S REPUBLIC OF CHINA       04/30/2009               29,400.00 USD           30,870.00 USD
 
                                           
5819554836
  NINGBO FANHUA IMP AND EXP CO LTD   Sight   04/15/2009               283,326.56 USD     5/5      
0170JK90368
  PEOPLE’S REPUBLIC OF CHINA       06/02/2009               283,326.56 USD           297,492.89 USD
         
 
                                           
 
      Count / Total Outstanding Amount   2           312,726.56 USD            
 
                                           
        Total Liability Amount                               328,362.89 USD
 
                                           
        Count for PEOPLE’S REPUBLIC OF CHINA         2                      
 
                                           
REPUBLIC OF KOREA                                        
 
                                           
Report Date 05/12/2009 08:28:23 (EDT)   Unsaved Outstanding Import Letters of Credit   2 of 6

 


 

Outstanding Import Letters of Credit by Exporter Country
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                             
LC Reference   Exporter Name   Tenor Type   Issuance Date               Original Amount          
Importer Reference   Exporter Country   Tenor Terms   Expiry Date               Outstanding Amount   Credit Tolerance+/-%     Liability Amount
5818555902
  SEOHAP CO. LTD.   Sight   12/15/2008               18,175.10 USD     5/5      
1189KDS1209
  REPUBLIC OF KOREA       05/09/2009               15,235.50 USD           16,893.41 USD
 
                                           
5819554800
  SAMKWANG APPAREL CORP..   Sight   02/16/2009               37,421.10 USD     5/5      
0135SK0209B
  REPUBLIC OF KOREA       04/30/2009               185.38 USD           2,056.44 USD
 
                                           
5819554807
  POONG IN TRADING CO., LTD.. 19F ACE   Sight   02/19/2009               17,237.60 USD     5/5      
0141PI0209
  REPUBLIC OF KOREA       04/30/2009               17,237.60 USD           18,099.48 USD
 
                                           
5819554826
  SUY CO., LTD.   Sight   03/02/2009               105,120.00 USD     5/5      
0160JG90379
  REPUBLIC OF KOREA       04/29/2009               105,120.00 USD           110,376.00 USD
 
                                           
5819554829
  HONGS INTERNATIONAL LIMITED   Sight   03/02/2009               10,019.87 USD     5/5      
0163HS0209B
  REPUBLIC OF KOREA       04/30/2009               0.00 USD           500.99 USD
         
 
                                           
 
      Count / Total Outstanding Amount   5           137,778.48 USD            
 
                                           
        Total Liability Amount                               147,926.32 USD
 
                                           
        Count for REPUBLIC OF KOREA         5                      
 
                                           
THAILAND                                        
 
                                           
5819554824
  THAI GARMENT EXPORT CO., LTD   Sight   03/02/2009               56,854.00 USD     5/5      
0158JK90405
  THAILAND       05/02/2009               13,964.60 USD           16,807.30 USD
         
 
                                           
 
      Count / Total Outstanding Amount   1           13,964.60 USD            
 
                                           
        Total Liability Amount                               16,807.30 USD
 
                                           
        Count for THAILAND         1                      
 
                                           
UNITED STATES OF AMERICA                                        
 
                                           
5819086512
  UTI USA, INC   Sight   03/27/2009               11,210.74 USD            
5818556075
  UNITED STATES OF AMERICA       03/23/2010               11,210.74 USD           11,210.74 USD
 
                                           
Report Date 05/12/2009 08:28:23 (EDT)   Unsaved Outstanding Import Letters of Credit   3 of 6

 


 

Outstanding Import Letters of Credit by Exporter Country
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                             
LC Reference   Exporter Name   Tenor Type   Issuance Date               Original Amount          
Importer Reference   Exporter Country   Tenor Terms   Expiry Date               Outstanding Amount   Credit Tolerance+/-%     Liability Amount
 
      Count / Total Outstanding Amount   1           11,210.74 USD            
 
                                           
        Total Liability Amount                               11,210.74 USD
 
                                           
        Count for UNITED STATES OF AMERICA         1                      
 
                                           
        Count for 949148         22                      
 
                                           
Report Date 05/12/2009 08:28:23 (EDT)   Unsaved Outstanding Import Letters of Credit   4 of 6

 


 

Outstanding Import Letters of Credit by Exporter Country
                                         
 
      Count for All Customer IDs         22                  
 
                                       
 
      Total Outstanding Amount   USD                   5,458,437.80 USD
 
                                       
 
      Total Liability Amount   USD                   5,710,021.48 USD
 
                                       
Report Date 05/12/2009 08:28:23 (EDT)   Unsaved Outstanding Import Letters of Credit   5 of 6

 


 

Outstanding Import Letters of Credit by Exporter Country
                 
SELECTION CRITERIA                
Customer ID
  949148     712  
Group By
  Exporter Country        
User
  MARK   SANTANGELO
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Report Date 05/12/2009 08:28:23 (EDT)   Unsaved Outstanding Import Letters of Credit   6 of 6

 


 

    
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.   Page: 1
 
  Outstanding Summary Report    
 
  For Applicant: JONES APPAREL GROUP USA INC.   Date: 05/11/2009
Applicant Name: JONES APPAREL GROUP USA INC — STBY
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
SM204355
  SM204355   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY   US   07/31/2003   07/01/2009   3,000,000.00 USD
SM210022
  SM210022   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       09/15/2004   07/01/2009   2,500,000.00 USD
SM220915
  SM220915   USA   SBLC   RREEF AMERICA REIT II CORP.   US   07/13/2006   09/30/2009   28,000.00 USD
SM228205
  SM228205   USA   SBLC   SAFECO INSURANCE COMPANY OF AMERICA   US   10/10/2007   10/09/2009   5,300,000.00 USD
SM411647
  SM411647   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY   US   02/02/2000   07/01/2009   200,000.00 USD
SM414948
  SM414948   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       11/20/2000   06/01/2010   2,200,000.00 USD
SM417227
  SM417227   USA   SBLC   H. ROSS/525 L.L.C. & E.ROSS/525LLC   US   06/15/2001   05/31/2010   123,200.00 USD
SM417889
  SM417889   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       08/17/2001   07/01/2009   1,700,000.00 USD
                        Appl Name Total:     15,051,200.00  
Applicant Name: JONES APPAREL GROUP USA,INC.
                                 
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC676021H
  0070JG90171   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   01/28/2009   05/05/2009   3,021.80 USD
IC676067H
  0094JG90159   HNK   IMLC   TRIPLE A APPAREL LIMITED   HK   01/29/2009   05/14/2009   404,486.77 USD
IC676256H
  0127JG90298   HNK   IMLC   JIANGSU ARTS AND CRAFTS CORPORATION   CN   02/13/2009   04/30/2009   1,880.93 USD
IC676507H
  0139JG90372   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   02/20/2009   06/01/2009   20,263.98 USD
IC676561H
  0159JK90235   HNK   IMLC   HENFIELD ENTERPRISES LIMITED   HK   02/23/2009   04/30/2009   5,893.13 USD
IC676571H
  0164JG90384   HNK   IMLC   JIANGSU ZHONGJIN INVESTING DEV CO   CN   02/23/2009   04/30/2009   6,363.10 USD
IC676577H
  0170JG90295   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   HK   02/23/2009   04/29/2009   163,082.85 USD
IC676591H
  0174JG90330   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   02/24/2009   04/29/2009   107,845.88 USD
IC676602H
  0178JG90307   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   02/24/2009   05/06/2009   111,641.75 USD
IC676603H
  0186JG90231   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   02/24/2009   04/29/2009   11,101.03 USD
IC676718H
  0202JG90312   HNK   IMLC   FORTUNE MINT LIMITED   HK   02/25/2009   04/29/2009   110,064.85 USD
IC676720H
  0204JG90315   HNK   IMLC   FORTUNE MINT LIMITED   HK   02/25/2009   04/29/2009   11,447.92 USD
IC676722H
  0205JG90297   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   HK   02/25/2009   04/29/2009   11,373.68 USD
IC676726H
  0207JG90293   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   02/25/2009   04/29/2009   97,891.49 USD
IC676739H
  0210JG90374   HNK   IMLC   TY FASHION INTERNATIONAL CO., LTD   TW   02/27/2009   04/30/2009   16,929.56 USD
IC676748H
  0214AG180SU09   HNK   IMLC   ORIENT CRAFT LIMITED   IN   02/26/2009   05/07/2009   8,883.20 USD
IC676787H
  0223JK90281   HNK   IMLC   NANTONG ZHONG YING FASHION PROD LTD   CN   03/02/2009   05/15/2009   32,973.87 USD

 


 

    
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.   Page: 2
 
  Outstanding Summary Report    
 
  For Applicant: JONES APPAREL GROUP USA INC.   Date: 05/11/2009
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC676788H
  0224JK90282   HNK   IMLC   NANTONG ZHONG YING FASHION PROD LT   CN   03/02/2009     05/15/2009     115,980.71 USD
IC676805H
  0231SH0213   HNK   IMLC   SEOHAP CO., LTD   KR   03/02/2009     05/09/2009     70,264.70 USD
IC676806H
  0232AG19OSU09   HNK   IMLC   ORIENT CRAFT LIMITED   IN   03/02/2009     05/14/2009     74,221.86 USD
IC676810H
  0233AG16ASU09   HNK   IMLC   APPAREL MERCHANDISING CO.,   IN   03/02/2009     05/07/2009     181,570.87 USD
IC676845H
  0236JG90394   HNK   IMLC   DO DO FASHION LTD.   HK   03/02/2009     05/04/2009     5,997.20 USD
IC676849H
  0237JG90395   HNK   IMLC   DO DO FASHION LTD.   HK   03/02/2009     05/04/2009     5,587.76 USD
IC676857H
  0244JG90369   HNK   IMLC   JAZZING KNITTING CO. LTD.   HK   03/05/2009     04/29/2009     81,325.06 USD
IC676858H
  0245JG90288   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   03/02/2009     04/29/2009     30,293.22 USD
IC676859H
  0246JG90316   HNK   IMLC   KATTIE FASHION (HONG KONG) LIMITED   HK   03/02/2009     04/29/2009     112,366.09 USD
IC676861H
  0247JG90246   HNK   IMLC   CHERRY GROUP CO LTD   CN   03/02/2009     04/29/2009     29,655.11 USD
IC676862H
  0248JG90294   HNK   IMLC   TAl KEI KNITTERS LIMITED   HK   03/02/2009     04/29/2009     19,395.43 USD
IC676863H
  0249JG90287   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   03/02/2009     04/29/2009     323,947.05 USD
IC676864H
  0250JG90245   HNK   IMLC   CHERRY GROUP CO LTD   CN   03/02/2009     05/02/2009     12,424.17 USD
IC676865H
  025lJG90327   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   03/02/2009     04/29/2009     2,134.81 USD
IC676867H
  0252JG90328   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   03/02/2009     04/29/2009     52,021.35 USD
IC676868H
  0253JG90329   HNK   IMLC   CHERRY GROUP CO LTD   CN   03/02/2009     04/29/2009     1,768.43 USD
IC676869H
  0254JG90286   HNK   IMLC   TAl KEI KNITTERS LIMITED   HK   03/02/2009     04/29/2009     15,042.30 USD
IC676870H
  0255JG90292   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   03/02/2009     04/29/2009     16,011.45 USD
IC676871H
  0256JG90207   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   03/02/2009     04/29/2009     12,337.54 USD
IC676872H
  0257JG90197   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   HK   03/02/2009     04/29/2009     22,042.65 USD
IC676873H
  0258JG90326   HNK   IMLC   NANTONG ZHONG YING FASHION PROD LT   CN   03/02/2009     04/30/2009     16,765.81 USD
IC676874H
  0259JG90256   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   03/02/2009     05/18/2009     39,180.09 USD
IC676882H
  0260JG90255   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   03/02/2009     05/11/2009     304,709.52 USD
IC676883H
  0261YJ0211E   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   03/02/2009     04/30/2009     1,740.41 USD
IC676884H
  0262YJ0211D   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   03/02/2009     04/30/2009     2,661.41 USD
IC677256H
  0266YJ0211B   HNK   IMLC   SAMKWANG APPAREL CORP   KR   03/19/2009     04/30/2009     4,319.38 USD
IC677257H
  0267YJ0212A   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   03/19/2009     04/30/2009     219,357.60 USD
IC677259H
  0268YJ0211C   HNK   IMLC   HONGS INTERNATIONAL LTD.   KR   03/19/2009     04/30/2009     36,155.71 USD
IC677260H
  0269MK0206F   HNK   IMLC   SAMKWANG APPAREL CORP   KR   03/19/2009     05/04/2009     894.72 USD
IC677261H
  0270MK0206A   HNK   IMLC   SAMKWANG APPAREL CORP   KR   03/19/2009     04/29/2009     11,865.21 USD

 


 

    
         
(WACHOVIA LOGO)
      Page: 3
    Wachovia Bank, N.A.  
 
  Outstanding Summary Report   Date: 05/11/2009
 
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC677262H
  0271MK0206C   HNK   IMLC   POONG IN TRADING CO., LTD   KR   03/19/2009   05/04/2009   72,202.11 USD
IC677264H
  0272MK0206B   HNK   IMLC   HONGS INTERNATIONAL LTD.   KR   03/19/2009   04/30/2009   77,687.43 USD
IC677312H
  0273YJ0212C   HNK   IMLC   SAMKWANG APPAREL CORP   KR   03/23/2009   05/07/2009   23,460.24 USD
IC677313H
  0274JG90206   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   03/23/2009   05/06/2009   26,673.70 USD
IC677314H
  0275JG90091   HNK   IMLC   SLITHER LTD.   HK   03/24/2009   05/04/2009   13,596.41 USD
IC677315H
  0276JG90058   HNK   IMLC   ESQUEL ENTERPRISES LIMITED   HK   03/23/2009   05/04/2009   937.57 USD
IC677316H
  0277JG90089   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/23/2009   05/04/2009   5,305.09 USD
IC677317H
  0278JG90202   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   03/24/2009   05/06/2009   29,862.00 USD
IC677393H
  0279JG90391   HNK   IMLC   UNIMIX EXPORTERS LTD   HK   03/27/2009   05/25/2009   33,235.79 USD
IC677453H
  0280YJ0212B   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   04/02/2009   05/15/2009   46,289.88 USD
IC677496H
  0281JG90401   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/03/2009   05/16/2009   40,011.47 USD
IC677497H
  0282JG90385   HNK   IMLC   JIANGSU ARTS AND CRAFTS CORPORATION   CN   04/03/2009   05/16/2009   122,427.34 USD
IC677705H
  0283JG90376   HNK   IMLC   TRIPLE A APPAREL LIMITED   HK   04/16/2009   05/28/2009   14,617.89 USD
 
                                   
                        Appl Name Total:     3,453,490.33  
Applicant Name: JONES RETAIL CORPORATION
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
SM233625
  SM233625   USA   SBLC   LONGCHAMP USA, INC.   US   12/23/2008   11/30/2009   550,000.00  USD
                        Appl Name Total:     550,000.00  
 
                                   
 
                      Total:         19,054,690.33  
BA/ACCPT Summary:                        
 
                                   
 
                      Total:            
*** END OF OUTSTANDING SUMMARY REPORT

 


 

    
         
(WACHOVIA LOGO)
      Page: 1
 
  Wachovia Bank, N.A.    
 
  Outstanding Summary Report   Date: 05/11/2009
 
  For Applicant: NINE WEST    
Applicant Name: NINE WEST GROUP INC.
                                             
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC676772H
  0031NWND017   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW     02/26/2009       05/19/2009     9,559.35  USD
IC677122H
  0036NWDP487   HNK   IMLC   GREAT SINO (HK) LIMITED   HK     03/12/2009       06/03/2009     35,046.00  USD
IC677123H
  0037NWDP488   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW     03/12/2009       06/03/2009     55,704.00  USD
IC677124H
  0038NWDP489   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW     03/12/2009       06/03/2009     88,132.80  USD
IC677706H
  0039NWSP79   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW     04/16/2009       06/03/2009     4,200.00  USD
IC677847H
  0041NWND019   HNK   IMLC   BARTER WORLDWIDE LTD.   HK     04/23/2009       06/05/2009     21,105.00  USD
IC677849H
  0043NWDP490   HNK   IMLC   HONOUR SERVICES LTD.   TW     04/23/2009       07/08/2009     30,084.00  USD
IC678088H
  044NWND021   HNK   IMLC   BARTER WORLDWIDE LTD.   HK     05/05/2009       06/17/2009     16,884.00  USD
IC678090H
  0045NWND020   HNK   IMLC   BARTER WORLDWIDE LTD.   HK     05/05/2009       06/14/2009     4,221.00  USD
 
                                           
                        Appl Name Total:     264,936.15  
 
                                           
 
                        Total:             264,936.15  
BA/ACCPT Summary:                                
 
                                           
 
                        Total:                
*** END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

Schedule 3.05
Properties

 


 

PATENTS & PATENT APPLICATIONS
                     
        Patent/        
Title   Owner   Application Number   Filing Date   Issue Date
 
  Jones Investment Co. Inc.     D418,917*     7/27/1995   2/1/2000
 
                   
COMBINATION JEANS FLY PORTION AND JEWELRY THEREFOR
  Jones Investment Co. Inc.     D381,189*     07/27/1995   07/22/1997
 
                   
COMBINED JEANS FLY AND WAIST BAND PORTIONS, AND JEWELRY THEREFOR
  Jones Investment Co. Inc.     D394,025*     10/16/1995   05/05/1998
 
                   
EXERCISE SHOE HAVING FIT ADAPTIVE UPPER
  Nine West Development Corporation   Canada Patent #2,226,707       7/10/2001
 
                   
EXERCISE SHOE HAVING FIT ADAPTIVE UPPER
  Nine West Development Corporation   United Kingdom Patent #2321584       5/2/2001
 
                   
EXERCISE SHOE HAVING FIT ADAPTIVE UPPER
  Nine West Group Inc.   Japan Patent #3236811]]†       9/28/2001
 
                   
EXERCISE SHOE HAVING FIT ADAPTIVE UPPER
  Nine West Development Corporation     5,765,296     01/31/1997   06/16/1998
 
                   
FLEXIBLE SOLE WITH CUSHIONED BALL AND/OR HEEL REGIONS
  Nine West Development Corporation     6,038,790     02/26/1998   03/21/2000
 
                   
FOOTBED AND FOREPART THEREOF
  Nine West Development Corp.     D543,680     07/25/2006   06/05/2007
 
                   
FOOTBED FOREPART
  Nine West Development Corp.     D530,896     02/06/2004   10/31/2006
 
                   
FOOTBED SYSTEM AND FOOTWEAR CONSTRUCTION
  Nine West Development Corporation   Application No. 61172565   4/24/2009    
 
                   
FOOTWEAR HAVING A HEEL AND HEEL BREAST
  Nine West Development Corp.     7,152,341     06/01/2004   12/26/2006
 
                   
FOOTWEAR HAVING SELECTIVELY ATTACHABLE SOCKLINER
  Nine West Development Corp.     11/551,300     10/20/2006  

 


 

                 
        Patent/        
Title   Owner   Application Number   Filing Date   Issue Date
FOOTWEAR HAVING
SELECTIVELY ATTACHABLE SOCKLINER
  Nine West Development Corp.   Chinese Patent Appl. #200710170188.4        
 
               
FOOTWEAR HAVING SLOW
RECOVERY LINER
  Nine West Development Corporation   Canada Patent #2,227,070       4/23/2002
 
               
FOOTWEAR HAVING SLOW
RECOVERY LINER
  Nine West Development Corporation   5,946,825   01/31/1997   09/07/1999
 
               
JEWELRY DISPLAY CASE
  Jones Investment Co. Inc.   D429,463   07/16/1999   08/15/2000
 
               
LOW CUT SPORT SHOE UPPER
  Nine West Development Corporation   D400,698   05/21/1997   11/10/1998
 
               
MERCHANDISE DISPLAY
  Jones Investment Co. Inc.   D408,654   05/05/1998   04/27/1999
 
               
MULTI-LAYER SOLE
CONSTRUCTION FOR WALKING SHOES
  Nine West Development Corporation   5,718,064   09/06/1995   02/17/1998
 
               
SHOE AND SHOE SOLE
  Nine West Development Corporation   D367,353   04/18/1994   02/27/1996
 
               
SHOE OUTSOLE AND UPPER
  Nine West Development Corporation   D366,952   04/12/1994   02/13/1996
 
               
SOCKLINER
  Nine West Development Corporation   6,199,304   05/18/1999   03/13/2001
 
               
SPORT SHOE
  Nine West Development Corporation   D413,013   05/22/1997   08/24/1999
 
               
SPORT SHOE OUTSOLE
  Nine West Development Corporation   D4l5,339   10/15/1997   10/19/1999
 
               
SPORT SHOE SOLE
  Nine West Development Corporation   D399,345   03/18/1997   10/13/1998
 
               
SPORT SHOE SOLE
  Nine West Development Corporation   D391,748   01/31/1997   03/10/1998
 
               
SPORT SHOE UPPER
  Nine West Development Corporation   D394,743   01/31/1997   06/02/1998

 


 

                 
        Patent/        
Title   Owner   Application Number   Filing Date   Issue Date
SPORT SHOE UPPER
  Nine West Development Corporation   D392,793   01/31/1997   03/31/1998
 
               
WALKING AND RUNNING
SHOEUPPER
  Nine West Development Corporation   D407,542   06/11/1997   04/06/1999
 
               
WALKING SHOE
  Nine West Development Corporation   D370,113   04/12/1994   05/28/1996
 
*  
These 3 patents were assigned to Jones Investment Co.Inc. but the assignment document was recorded in the USPTO against patents 381,189, 394,025 and 418,917 due to a typographical error in the assignment document.
 
 
This Japanese patent has been assigned to Nine West Development Corporation but the assignment has not yet been recorded in the Japanese patent office. Nine West is in the process of seeking to record the assignment.

 


 

TRADEMARKS
TRADEMARK APPLICATIONS
Foreign
Jones Investment Co. Inc.
         
Owner Trademark Report by Country
  Printed: 4/27/2009   Page 1
International
       
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ANTIGUA & BARBUDA                            
T30044AG01   JUDITH JACK                   MAILED        
 
AUSTRALIA                            
T30124AU13   GLO                   MAILED     18,25  
    18 - luggage, handbags, purses, briefcases, school bags, tote-bags, beach bags, cosmetic bags sold empty, leather key fobs and leather key cases, credit card cases, change purses and wallets
    25 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras and
T30124AU01   V BY VANDERBILT   9/8/1995   633939           PENDING     3  
    03 - Cosmetics, perfumes, Perfume Sprays, Toilet Water, Toilet Water Sprays, Body Lotions and Body Powders and preparations for personal care.
 
BAHAMAS                            
T30276BS01   AK ANNE KLEIN   1/4/2007   30152           PENDING     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories (Int. Class 8)
T30276BS05   AK ANNE KLEIN   1/4/2007   30153           PENDING     14  
    14 - Jewelry and watches
T30276BS06   AK ANNE KLEIN   1/4/2007   30154           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests (Local Class 38)
T30276BS07   AK ANNE KLEIN   1/4/2007   30155           PENDING     3  
    3 - Fragrances and cosmetics (Local Class 48)
T30276BS08   AK ANNE KLEIN   1/4/2007   30156           PENDING     24  
    24 - Body, bath and sports towels (Local Class 50)
T30276BS00   ANNE KLEIN NEW YORK   1/4/2007   30157           PENDING     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories (local Class 8)
T30276BS02   ANNE KLEIN NEW YORK   1/4/2007   30159           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests (local Class 38)
T30276BS03   ANNE KLEIN NEW YORK   1/4/2007   30160           PENDING     3  
    3 - Fragrances and cosmetics (local Class 48)
T30276BS04   ANNE KLEIN NEW YORK   1/4/2007   30161           PENDING     24  
    24 - Body, bath and sports towels (Local Class 50)
T00103BS02   JONES NEW YORK   1/24/2006   29016           PENDING     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories. (local class 8)
T30044BS00   JUDITH JACK   1/28/2002   24524           PENDING     38  
    38 - ARTICLES OF CLOTHING (TO COVER “BELTS)

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 2
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BAHAMAS continued . . .                            
T30044BS03   JUDITH JACK   1/28/2002   24527           PENDING     10  
    10 - Horological instruments (to cover “watches”)
 
BAHRAIN                            
T30276BH00   AK ANNE KLEIN   3/3/2008   63667           PENDING     9  
    9 - Ophthalmic eyewear and related accessories; non-prescription sunglasses and related accessories.
T30276BH01   AK ANNE KLEIN   3/3/2008   63668           PENDING     14  
    14 - Jewelry and watches
T30276BH02   AK ANNE KLEIN   3/3/2008   63669           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
 
BANGLADESH                            
T30162BD00   L.E.I.   7/13/1999   60707           PENDING     25  
    25 - Apparel footwear and headgear
T30155BD00   L.E.I. Design   7/13/1999   60708           PENDING     25  
    25 - Apparel footwear and headgear
T30154BD03   L.E.I. LIFE ENERGY   2/28/1999   59014           PENDING     25  
   
 
  INTELLIGENCE Design                            
    25 - Apparel footwear and headgear
T30157BD00   LIFE ENERGY INTELLIGENCE   7/13/1999   60706           PENDING     25  
    25 - Apparel footwear and headgear
 
BARBADOS                            
T30276BBO0   AK ANNE KLEIN   7/12/2007   23426           PENDING     18  
    18 - Handbags and Small leather goods.
T30276BBO2   AK ANNE KLEIN   7/12/2007   23427           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276BBO4   AK ANNE KLEIN   7/12/2007   23425           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through ‘optical’ retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276BBO5   AK ANNE KLEIN   7/12/2007   23424           PENDING     03  
    03 - Fragrances and Cosmetics
T30276BBO1   ANNE KLEIN NEW YORK   7/12/2007   23420           PENDING     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276BBO6   ANNE KLEIN NEW YORK   7/12/2007   23423           PENDING     18  
    18 - Handbags and small leather goods
T30276BBO7   ANNE KLEIN NEW YORK   7/12/2007   23422           PENDING     14  
    14 - Jewelry and watches
T30276BBO8   ANNE KLEIN NEW YORK   7/12/2007   23421           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through ‘optical’ retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276BBO9   ANNE KLEIN NEW YORK   7/12/2007   23419           PENDING     03  
    03 - Fragrances and cosmetics
T00103BBO0   JONES NEW YORK   3/30/2006   8121609           PENDING     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 3
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BERMUDA                            
T30276BM00   AK ANNE KLEIN   10/1/2008   48538           PENDING     003  
    003 - Fragrances and Cosmetics
T30276BM01   AK ANNE KLEIN   10/1/2008   48539           PENDING     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories, non-prescription sunglasses and related accessories.
T30276BM02   AK ANNE KLEIN   10/1/2008   48540           PENDING     18  
    18 - Handbags and Small leather Goods
T30276BM03   AK ANNE KLEIN   10/1/2008   48541           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276BM04   ANNE KLEIN   10/1/2008   na           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276BM05   ANNE KLEIN   10/1/2008   na           PENDING     18  
    18 - Handbags and Small leather Goods
355   JONES NEW YORK   6/5/1997   n/a           PENDING     25  
    25 - Clothing, footwear, headgear.
356   JONES NEW YORK   6/5/1997   n/a           PENDING     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30406BMO0   Lion Head design   10/2/2008   48544           PENDING     14  
    14 - jewelry and watches
T30406BMO1   Lion Head design   10/2/2008   48545           PENDING     18  
    18 - Handbags and Small leather Goods
T30406BMO2   Lion Head design   10/1/2008   48546           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
 
BRAZIL                            
T30276BRO0   AK ANNE KLEIN   1/18/2007   828947503           PENDING     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30276BRO1   AK ANNE KLEIN   1/18/2007   828947414           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276BRO2   AK ANNE KLEIN   1/18/2007   828947406           PENDING     14  
    14 -
T30276BRO3   AK ANNE KLEIN   1/18/2007   828947481           PENDING     24  
    24 -
T30276BRO4   AK ANNE KLEIN   1/18/2007   828947449           PENDING     25  
    25 -
T30276BR11   AK ANNE KLEIN   2/22/2007   829007660           PENDING     18  
   
18 -
                               
118853   ANNE KLEIN   7/1/1997   820113646           PENDING     9  
    9 - Reproduction, photographic, cinematographic, optical and teaching apparatus and instruments; eyeglass frames, sunglass frames, eyeglasses, sunglasses, clip-on sunglasses, eyeglass and sunglass cases, eyeglass and sunglass chains and cords; parts, accessories and fittings for eyeglasses and sunglasses.

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 4  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BRAZIL continued . . .                                
T30276BR05   ANNE KLEIN NEW YORK   1/18/2007   828947473           PENDING     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30276BR06   ANNE KLEIN NEW YORK   1/18/2007   828947422           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276BR07   ANNE KLEIN NEW YORK   1/18/2007   828947368           PENDING     14  
    14 -
T30276BR08   ANNE KLEIN NEW YORK   1/18/2007   828947430           PENDING     24  
    24 -
T30276BR09   ANNE KLEIN NEW YORK   1/18/2007   828947392           PENDING     25  
    25 -
T30276BR10   ANNE KLEIN NEW YORK   2/22/2007   829007679           PENDING     18  
    18 -
T30107BR00   ERIKA   11/20/2003   825952891           PENDING     25  
    25 - DRESSES, SWEATERS, KNIT AND WOVEN TOPS, BLOUSES, PANTS, SKIRTS, JACKETS, VESTS, SHIRTS, SHORTS AND FOOTWEAR
T00066BR03   EVAN-PICONE       827509286           PENDING     18  
    18 -
T30242BR01   GLO JEANS   2/4/2005   827147635           PENDING     25  
    25 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras and
T30200BR00   JEANSTAR   2/4/2005   827147627           PENDING     025  
    025 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras and
T00103BR03   JONES NEW YORK   7/31/2003   825737966           PENDING     25  
    25 - FOOTWEAR, namely shoes, boots, sandals and slippers.
T00103BR04   JONES NEW YORK   8/10/2006   828618992           PENDING     9  
    9 - eyewear
T30181BR00   JONES NEW YORK SIGNATURE 7/31/2003   825737923           PENDING     25  
    25 - FOOTWEAR, namely shoes, boots, sandals and slippers.
T00103BR02   JONESWEAR   7/31/2003   825737940           PENDING     25  
    25 - FOOTWEAR, namely shoes, boots, sandals and slippers.
T30155BR00   L.E.I. Design   8/18/1999   821574442           PENDING     25  
    25 - Apparel footwear and headgear
 
                                   
BRUNEI                                
T00103BN02   JONES NEW YORK   6/9/2007   38732           PENDING     25  
    25 - Clothing, footwear, headgear.
 
                                   
CANADA                                
247128   AK ANNE KLEIN   8/10/2007   1359368           ALLOWED     18,25,35  
    18 - Pocketbooks of all kinds, handbags, tote bags, purses, wallets, key cases, key fobs, belts and umbrellas.
    25 - Coats, suits, jackets, pants, shirts, dresses, blouses, sweaters, gloves and shoes.
    35 - Operation of retail clothing stores, retail apparel stores, retail shoe stores, retail jewelry stores, boutiques in department stores; on-line retail store services featuring clothing, apparel, footwear, cosmetics, perfume, toiletries, eyewear, watches, jewelry and leather goods.

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 5  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CANADA continued . . .                                
126809   AK ANNE KLEIN *to be abandoned 5/6/2003   1177020           ALLOWED     24  
    24 - Sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, wash cloths, body sheets and bath rugs; hand towels made of textile; table linens, namely, napkins and place mats.
126808   ANNE KLEIN *to be abandoned   5/6/2003   1177021           ALLOWED     24  
    24 - Sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, wash cloths, body sheets and bath rugs; hand towels made of textile; table linen, namely, napkins and place mats.
126810   ANNE KLEIN NEW YORK *to be abandoned 5/6/2003   1177022           PENDING     24  
    24 - Sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, wash cloths, body sheets and bath rugs; hand towels made of textile; table linen, namely, napkins and place mats.
130395   ALBERT NIPON   7/10/2003   1182802           PENDING     18  
    18 - Handbags, cosmetic cases are sold empty, clutches, purses, wallets, billfolds, credit card cases, checkbook holders, key cases, pouches, travel bags are sold empty, passport cases, key fobs
T00094CA04   JNY ESSENTIALS   2/19/2004   1206866           ALLOWED     25  
    25 - Clothing, namely dresses, skirts, pants, shorts, tops, shirts, blouses, sweaters, tops, jumpsuits, jackets and coats
T00094CA03   JNY SPORT   2/19/2004   1206865           ALLOWED     25  
    25 - Clothing, namely, dresses, skirts, pants, shorts, tops, shirts, blouses, sweaters, tops, jumpsuits, jackets and coats
T00103CA05   JONES NEW YORK   12/29/2004   1242220           PENDING     25  
    25 - Cold weather accessories, namely caps, hats, scarves, mittens, gloves, and earmuffs in International Class 25
1010   JONES WEAR   2/19/2001   1093287           ALLOWED     14  
    14 - Hair Accessories namely, hairclips, pins, combs, barrettes, bands and ornaments. Women’s costume jewelry, namely earrings, bracelets, necklaces, pins, pendants and rings.
T00118CA02   JONES WEAR   7/20/2005   1265557           ALLOWED     14  
    14 - watches
T30162CA00   L.E.I.   5/11/2001   1102769           PENDING     25,35  
    25 - 1) Cosmetics, namely, foundations, eye shadows, ,eyeliners, eye pencils, mascara, cheek powders and blush, lipsticks, lip gloss, lip stick sealers, lip balms, makeup remover, nail polish, nail polish base coat, nail polish top coat, nail hardener and nail polish remover; perfume and toiletries, namely, perfumes, colognes, eau de toilette, toilet milks, dusting body powders, bath powders, talcum powders, body deodorants for personal use; bath and body preparations, namely, toilet and bath soaps, lotions and oils, sun tanning creams, skin toners, skin moisturizers, cleansing and moisturizing creams, cleansing and tonic lotions; facial creams, facial lotions, and beauty masks; eyewear, namely, eyeglasses, eyeglass frames, eyeglass lenses, eyeglass cases, sunglasses, monocles, goggles; baseball helmets, bicycle helmets, football helmets, skateboard helmets; watches and jewelry; backpacks, beach bags, book bags, briefcase type portfolios, duffel bags, fanny packs, gym bags, handbags, leather shopping bags, leather cases for business travel or leisure, luggage, mesh shopping bags, purses, rucksacks, school bags, school satchels, suitcases, textile shopping bags, tote bags, traveling bags, and wallets; sporting goods, namely, archery bows, archery strings, bow string wax, archery arrows, archery targets, target faces, arm guards, archery quivers, athletic gloves, namely, weightlifting gloves, skateboard gloves, scuba gloves, field hockey gloves, ice hockey gloves, boxing gloves, batting gloves, bicycle gloves, baseball gloves, bowling gloves, golf gloves, handball gloves, racquetball gloves, soccer gloves, squash gloves, swimming gloves, basketball backboards, badminton nets, badminton shuttlecocks, baseball mitts, basketball nets, bats, namely, baseball bats and softball bats, baseball batting tees, catcher’s masks, paddle ball games, balloons, balls, namely, handballs, lacrosse balls, racquetballs, rubber action balls, rugby balls, squash balls, basketballs, table tennis balls, field hockey balls, playground balls, tether balls, softballs, tennis balls, bowling balls, golf balls, footballs, soccer balls, volleyballs, exercise banners, gymnastic banners, exercise bars, starting blocks, body boards, body board leashes, body board fins, body board straps, bowling ball bags, bowling ball covers, bowling pins, bobsleds, boxing bags, flying discs, croquet sets, football body protectors, golf clubs, golf club heads, golf club inserts, golf club shafts, grip tape for golf clubs, golf club head covers, golf club bags, divot repair tools for golfers, golf bag tags, golf ball markers, golf tees, pads for athletic use, namely, field hockey pads, ice hockey pads, karate shin pads, football shoulder pads, skateboard pads, elbow guards for athletic use, shoulder guards for athletic use, arm guards for athletic use, knee guards for athletic use, leg guards for athletic use, shin guards for athletic use, exercise machines, exercise treadmills, exercise benches, exercise weights, athletic shoe laces, face masks, karate head guards, hockey pucks, ice hockey sticks, field hockey sticks, horseshoes, horseshoe stakes, masks, namely, scuba diving masks, skin diving masks, ice hockey masks, field hockey masks, swim masks, pumps for inflatable sports equipment, rackets, namely, badminton rackets, racquetball rackets, squash rackets, tennis rackets, racket strings, tennis racket strings, sail boards, scuba equipment, namely, scuba fins, scuba flippers, scuba snorkels, snorkels, skateboards, skateboard equipment, namely, trucks for skateboards, wheels for skateboards, ice skates, in-line skates, roller skates, snow skis, ski wax, ski poles, ski bindings, snow boards, snow board bindings, softball mitts, soccer ball nets, racket covers, namely, badminton racket covers, tennis racket covers, squash racket covers, surfboards, surfboard equipment, namely, surfboard fins, surfboard wax, surfboard leashes, swim floats for recreational use, swim goggles, swim boards, table tennis paddles, table tennis nets, table tennis tables, tennis nets, athletic tape, tetherball poles, volleyball nets, volleyball standards, water-skis, water-ski bindings, water-ski bridges, water-ski ropes, water-ski carrying cases, water-ski wax,wax, and weightlifting belts.

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 6  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SERVICES:                            
    35 - 1) Operation of retail clothing stores, retail apparel stores, retail shoes stores, retail jewelry stores, boutiques in department stores; on-line retail store services featuring clothing, apparel, footwear, cosmetics, perfume, toiletries, eyewear, watches, jewelry, leather goods and sporting goods

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 6  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CANADA continued . . .                                
T30310 CAOO   I.e.i. LIFE ENERGY INTELLIGENCE   5/11/2001   1102770           PENDING     3,35  
    3 - 1) Cosmetics, namely, foundations, eye shadows, eyeliners, eye pencils, mascara, cheek powders and blush, lipsticks, lip gloss, lip stick sealers, lip balms, makeup remover, nail polish, nail polish base coat, nail polish top coat, nail hardener and nail polish remover; perfume and toiletries, namely, perfumes, colognes, eau de toilette, toilet milks, dusting body powders, bath powders, talcum powders, body deodorants for personal use; bath and body preparations, namely, toilet and bath soaps, lotions and oils, sun tanning creams, skin toners, skin moisturizers, cleansing and moisturizing creams, cleansing and tonic lotions; facial creams, facial lotions, and beauty masks; eyewear, namely, eyeglasses, eyeglass frames, eyeglass lenses, eyeglass cases, sunglasses, monocles, goggles; baseball helmets, bicycle helmets, football helmets, skateboard helmets; watches and jewelry; backpacks, beach bags, book bags, briefcase type portfolios, duffel bags, fanny packs, gym bags, handbags, leather shopping bags, leather cases for business travel or leisure, luggage, mesh shopping bags, purses, rucksacks, school bags, school satchels, suitcases, textile shopping bags, tote bags, traveling bags, and wallets; sporting goods, namely, archery bows, archery strings, bow string wax, archery arrows, archery targets, target faces, arm guards, archery quivers, athletic gloves, namely, weightlifting gloves, skateboard gloves, scuba gloves, field hockey gloves, ice hockey gloves, boxing gloves, batting gloves, bicycle gloves, baseball gloves, bowling gloves, golf gloves, handball gloves, racquetball gloves, soccer gloves, squash gloves, swimming gloves, basketball backboards, badminton nets, badminton shuttlecocks, baseball mitts, basketball nets, bats, namely, baseball bats and softball bats, baseball batting tees, catcher’s masks, paddle ball games, balloons, balls, namely, handballs, lacrosse balls, racquetballs, rubber action balls, rugby balls, squash balls, basketballs, table tennis balls, field hockey balls, playground balls, tether balls, softballs, tennis balls, bowling balls, golf balls, footballs, soccer balls, volleyballs, exercise banners, gymnastic banners, exercise bars, starting blocks, body boards, body board leashes, body board fins, body board straps, bowling ball bags, bowling ball covers, bowling pins, bobsleds, boxing bags, flying discs, croquet sets, football body protectors, golf clubs, golf club heads, golf club inserts, golf club shafts, grip tape for golf clubs, golf club head covers, golf club bags, divot repair tools for golfers, golf bag tags, golf ball markers, golf tees, pads for athletic use, namely, field hockey pads, ice hockey pads, karate shin pads, football shoulder pads, skateboard pads, elbow guards for athletic use, shoulder guards for athletic use, arm guards for athletic use, knee guards for athletic use, leg guards for athletic use, shin guards for athletic use, exercise machines, exercise treadmills, exercise benches, exercise weights, athletic shoe laces, face masks, karate head guards, hockey pucks, ice hockey sticks, field hockey sticks, horseshoes, horseshoe stakes, masks, namely, scuba diving masks, skin diving masks, ice hockey masks, field hockey masks, swim masks, pumps for inflatable sports equipment, rackets, namely, badminton rackets, racquetball rackets, squash rackets, tennis rackets, racket strings, tennis racket strings, sail boards, scuba equipment, namely, scuba fins, scuba flippers, scuba snorkels, snorkels, skateboards, skateboard equipment, namely, trucks for skateboards, wheels for skateboards, ice skates, in-line skates, roller skates, snow skis, ski wax, ski poles, ski bindings, snow boards, snow board bindings, softball mitts, soccer ball nets, racket covers, namely, badminton racket covers, tennis racket covers, squash racket covers, surfboards, surfboard equipment, namely, surfboard fins, surfboard wax, surfboard leashes, swim floats for recreational use, swim goggles, swim boards, table tennis paddles, table tennis nets, table tennis tables, tennis nets, athletic tape, tetherball poles, volleyball nets, volleyball standards, water-skis, water-ski bindings, water-ski bridges, water-ski ropes, water-ski carrying cases, water-ski wax, wax, and weightlifting belts.
    SERVICES:
    35 - 1) Operation of retail clothing stores, retail apparel stores, retail shoes stores, retail jewelry stores, boutiques in department stores; on-line retail store services featuring clothing, apparel, footwear, cosmetics, perfume, toiletries, eyewear, watches, jewelry, leather goods and sporting goods
T30167CAOO   lei stylized   8/23/1999   1026515           PENDING     25  
    25 - (1) Apparel, namely, jeans, shirts, jackets, vests, pants, jumpsuits, shorts, skorts, overalls, shortalls, dresses, skirts, T-shirts, sweatpants, shoes, sneakers, boots, sandals, socks, belts, coats, jackets, hats, swimwear, underwear, tank tops and pajamas.
    (2) Apparel, namely, jeans, shirts, jackets, vests, pants, sweatpants, jumpsuits, sweaters, shorts, skorts, overalls, shortalls, dresses, skirts and T-shirts.
    (3) Clothing, namely, lingerie and shoes, sneakers, boots, sandals.
 
                                   
CHILE                                
118521   A AMERICAN STYLE FLAG DESIGN   10/23/2002   586268           PENDING     25  
    25 - FOOTWEAR
118508   A LINE AMERICAN STYLE and Design   10/23/2002   586256           PENDING     25  
    25 - CLOTHING FOR ADULTS; NAMELY, JACKETS, RAINCOATS, BLOUSES, SKIRTS, DRESSES, OVERCOATS, TROUSERS, SHORTS, WAISTCOATS, BOMBER JACKETS, BASEBALL JACKETS, PARKAS, BLAZERS, SHIRTS, T-SHIRTS, STRAIGHT-LEGGED TROUSERS, JEANS, STRAIGHT-LEGGED SHORTS, JUMPSUITS, SWEATERS, HATS, BELTS, SCARVES, NECKWEAR, SOCKS, AND STOCKINGS
118506   A LINE AMERICAN STYLE and Design   10/23/2002   586258           PENDING     18  
    18 - HANDBAGS, SHOULDER BAGS, EVENING BAGS, COSMETIC BAGS SOLD EMPTY, COSMETIC CASES SOLD EMPTY, COSMETIC POUCHES SOLD EMPTY, GROOMING KITS SOLD EMPTY, LEATHER SHOULDER BELTS, WALLETS, BILLFOLDS CREDIT CARD CASES, BUSINESS CARD CASES, KEY CASES, LEATHER KEY FOBS, CASES FOR PASSPORTS, COIN PURSES, PURSES FOR COINS/KEYES, CARRY-ALL CLUTCHES, CHECK BOOK CLUTCHES, CLUTCH PURSES, GENERAL PURPOSE PURSES, POUCHES, BOOK BAGS, BELT BAGS, LEATHER AND TEXTILE SHOPPING BAGS (SOLD EMPTY), TOTE BAGS, SADDLE BAGS, ROLL BAGS, SLING BAGS, TRAVEL BAGS, OVERNIGHT BAGS, WEEKENDER BAGS, DUFFEL BAGS, SUIT BAGS, GARMENT BAGS FOR TRAVEL, GYM BAGS, ATHLETIC BAGS, BEACH BAGS, CASES FOR TIES, BAGS FOR THE WAIST, FANNY PACKS, BACKPACKS, KNAPSACKS, ATIACHE CASES, BRIEFCASES, BRIEFCASE-TYPE PORTFOLIOS, LEATHER ENVELOPES FOR CARRYING PERSONAL DOCUMENTS, SECRETARIES, SATCHELS, SUITCASES, LUGGAGE, TRUNKS, UMBRELLAS, BEACH UMBRELLAS.

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 7  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHILE continued . . .                                
118505   A LINE AMERICAN STYLE and Design   10/23/2002   586259           PENDING     14  
    14 - JEWELRY AND COSTUME JEWELRY; HOROLOGICAL AND CHRONOMETRIC INSTRUMENTS, PARTS AND ACCESSORIES THEREOF, NAMELY, WATCHES, WATCH BANDS, WATCH STRAPS, WATCH BRACELETS, WATCH CHAINS, WATCH CASES
118504   A LINE AMERICAN STYLE and Design   10/23/2002   586261           PENDING     3  
    3 - FACE CREAM, BODY CREAM, BODY LOTION, BODY CLEANING CREAM, BODY EXFOLIATING PREPARATION, HAIR SHAMPOO, HAIR CONDITIONER, EAU DE TOILETTE, PERFUME, FRAGRANCED BODY LOTION, FRAGRANCED BODY CREAM, SKIN CLEANSING LOTION, SKIN CLEANSING GEL, SHAVING FOAM, PRE-SHAVING PREPARATIONS, AFTER SHAVE LOTIONS AND GELS, AFTER SHAVE BALMS, ANTIPERSPIRANT/DEODORANT, NON-MEDICATED ANTI-WRINKLE CREAM, NON-MEDICATED SKIN RENEWING CREAM, EYE CREAM, BODY OIL, NON-MEDICATED LIP BALMS, SKIN BALANCING LOTION, FACE SKIN OIL CONTROLLER, SKIN STRENGTHENING PREPARATION, NON-MEDICATED PREPARATION FOR SKIN IMPERFECTIONS, FACE STRENGTHENERS, BODY STRENGTHENERS, FACE CLEANERS, FACE EXFOLIATING PREPARATION, ALL-IN-ONE BODY AND HAIR SHAMPOO AND CONDITIONER, MAKEUP REMOVER FOR THE EYES, MAKEUP REMOVER FOR THE FACE, FACE MASK, BODY MASK, SKIN REFRESHING LOTION, SKIN REFRESHING CREAM AND GEL, HAIR SPRAY, HAIR MOUSSE, HAIR GEL, HAIR MOISTENERS, NON-MEDICATED HAIR REVITALIZING TREATMENT, SUN BLOCKING PREPARATION FOR THE BODY, SUN BLOCKING PREPARATION FOR THE FACE, NON-MEDICATED LIP PREPARATION FOR SUN CARE, SUN SHADING PREPARATION FOR HAIR, ANTI TANNING PREPARATION IN THE FORM OF TANNING GEL, TANNING LOTIONS AND CREAMS, AFTER SUNBATHING SOFTENING AND MOISTENING LOTIONS, AFTER SUNBATHING SOFTENING AND MOISTENING CREAMS AND GELS, BASE MAKEUP, LIPSTICK, LIP GLITTER, EYELID LINERS, EYE SHADES, MASCARA, SKIN TONE CORRECTOR, THAT IS MAKEUP, CREAMS AND LOTIONS TO ENSURE CONSISTENCE IN SKIN TONING, FACE POWDERS, BODY POWDERS, TANNING PREPARATIONS, THAT IS CREAMS, LOTIONS AND GELS FOR GIVING A TANNING COLOR TO BE USED IN THE CAR, TANNING SUBSTANCES, FACE AND BODY HIDING SUBSTANCES, EYEBROW PENCILS, COSMETIC PENCILS, CHEEK ROUGE, NAIL POLISH, NAIL POLISH TOP LAYERS, NAIL POLISH BASE LAYERS, FAST-DRY NAIL POLISH TOP LAYERS, NAIL CONDITIONERS, NAIL HARDENERS, NAIL POLISH REMOVER, NAIL FLUTE FILLERS, THAT IS CREAM USED IN THE CARE OF NAILS TO ENSURE A SOFT SURFACE FOR NAILS, CUTICLE MOISTENING CREAM, CUTICLE REMOVING PREPARATIONS, NAIL BLEACHES, THAT IS NON-MEDICATED BLEACHING CREAM, BATH POWDERS, BATH OILS, SPRAY OIL FOR FACE AND BODY, SKIN SOAP, POTPOURRIS, MASSAGE OILS, ESSENTIAL OILS FOR PERSONAL USE.
118507   A LINE AMERICAN STYLE and Design   10/23/2002   586257           PENDING     24  
    24 - SHEETS, PILLOW CASES, SHAMS, DUST RUFFLES, DUVET COVERS, BLANKETS, COMFORTERS, QUILTS, BATH TOWELS, BEACH TOWELS, WASH CLOTHS, BODY SHEETS AND BATH RUGS
T30107 CL00   ERIKA   12/10/2008   847750           PENDING     25  
    25 -apparel, footwear and headgear
T30044 CL00   JUDITH JACK   10/1/2001   544452           PENDING     14,18,25  
    14 -Jewelry and Watches
    18 - Handbags
    25 - Belts
 
                                   
CHINA                                
T30372 CN10   AK ANNE KLEIN in Chinese characters   9/22/2006   5624540           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30372 CN11   AK ANNE KLEIN in Chinese characters   9/22/2006   5624541           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts therefor
T30372 CN12   AK ANNE KLEIN in Chinese characters   9/22/2006   5624543           PENDING     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30372 CN13   AK ANNE KLEIN in Chinese characters   9/22/2006   5630217           PENDING     35  
    35 -
T30372 CN19   AK ANNE KLEIN in Chinese characters   9/22/2006               PENDING     18  
    18 -

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 8
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued . . .                            
249166   ALBERT NIPON   8/15/2005   4844135           PENDING     18  
    18 - Leather and imitations of leather, handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks.
249173   ALBERT NIPON   8/15/2005   4836529           PENDING     25  
    25 - Clothing, Footwear, headgear, belts, scarves, neckties, socks and stockings.
T30372CN02   ANNE KLEIN in Chinese
characters
  9/22/2006   5624549           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts therefor
T30372CN03   ANNE KLEIN in Chinese
characters
  9/22/2006   na           PENDING     18  
    18 -
T30372CN04   ANNE KLEIN in Chinese
Characters
  9/22/2006   5624570           PENDING     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30372CN05   ANNE KLEIN in Chinese
characters
  9/22/2006   5630218           PENDING     35  
    35 -
T30372CN01   ANNE KLEIN in Chinese   9/22/2006   5624548           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30372CN06   ANNE KLEIN NEW YORK in
Chinese characters
  9/22/2006   5624545           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30372CN07   ANNE KLEIN NEW YORK in
Chinese characters
  9/22/2006   5624544           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts therefor
T30372CN08   ANNE KLEIN NEW YORK in
Chinese characters
  9/22/2006   5624547           PENDING     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30372CN09   ANNE KLEIN NEW YORK in
Chinese characters
  9/22/2006   5630216           PENDING     35  
    35 -
T30372CN20   ANNE KLEIN NEW YORK in
Chinese characters
  9/22/2006   5624546           PENDING     18  
 
  18-                                
T30394CN01   ANNE KLEIN NEW YORK Logo   9/7/2006   5591462           PENDING     09  
    09 - Eyeglass frames, sunglasses, non-prescription magnifying eyeglasses, eyeglass and sun glass cases, eyeglass and sun glass chains and cords, clip-on sunglasses, anti-glare glasses, common eyeglasses, eye shades, goggles for sports, shooting glasses, binoculars;
T30394CN02   ANNE KLEIN NEW YORK Logo   9/7/2006   5591463           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts thereof
T30394CN03   ANNE KLEIN NEW YORK Logo   9/7/2006   5591465           PENDING     35  
    35 - Advertising and publicity services, retail store services and online services offering the sale of apparel, handbags, footwear, jewelry, belts, scarves, sunglasses, watches and small gift items

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 9
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued . . .                            
T30394CN04   ANNE KLEIN NEW YORK Logo   9/7/2006   5591464           PENDING     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attaché cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
T30107CN00   ERIKA   1/7/2004   3878890           PENDING     25  
    25 - Footwear, headgear, socks, stockings, gloves, ties, belts, swimwear, raincoats
T30108CN00   ERIKA COLLECTION   9/12/2003   3714091           PENDING     25  
    25 - clothing, footwear, headgear, socks, stockings, gloves, ties, belts, swimwear, raincoats
T30429CN04   EVAN-PICONE in Chinese
Characters
  8/3/2006   5519655           PENDING     03  
    03 -
T30429CN10   EVAN-PICONE in Chinese
characters
  8/3/2006   5519656           PENDING     18  
    18 - Garment bags for travel; handbags; suitcases; valises; trunks(luggage); purses; pocket wallets; backpacks; shopping bags; briefcases; vanity cases for containing cosmetic purpose (not fitted).
T30429CN11   EVAN-PICONE in Chinese
characters
  8/3/2006   5519657           PENDING     25  
    25 - Ready-made clothing; knitwear (clothing); outer clothing; jackets (clothing); suits jerseys (clothing); shirts; skirts trousers; scarf; gloves (clothing); hosiery; sweaters; belts (clothing); headgear.
T30124CN00   GLO   10/10/2004   93052000           PENDING     25  
    25 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sport coats, blazers, coats, vests, jackets, tOshirts, overalls, swimsuits, [socks], sleepwear, robes, footwear, blouses, skirts, dresses,[ hosiery, tights, stockings,] briefs, bras, and panties
T30286CN00   GRANE   12/24/2008   7130462           PENDING     25  
    25 - jeans, headgear and footwear
T30286CN01   GRANE   12/24/2008   7130463           PENDING     18  
    18 - handbags, satchels, shoulder bags, duffle bags, backpacks, clutches, totes, small leather goods (wallets, key cases, cosmetic cases sold empty, purses, checkbook holders) and similar goods made of other fabrications.
T30200CN01   JEANSTAR   10/12/2007   6319303           PENDING     024  
    024 - fabrics
T00094CN00   JNY   3/13/2008   6594628           PENDING     26  
    26 - Buttons; snaps; zipper pulls; clothing (edgings for–); trimmings for clothing; false hair; haberdashery, except thread; artificial flowers; shoulder pads for clothing; patches (heat adhesive –) for decoration of textile articles [haberdashery]; linen (letters for marking –); cozies
T00094CN02   JNY   3/21/2008   661 0917           PENDING     25  
    25 - layettes;bathing suits; waterproof clothing; masquerade costumes; gymnastic shoes; shoes; hats; hosiery; gloves; scarves; belts; chasubles; sashes for wear; wimples; maniples; caps; masks; wedding cloth.
T00095CN01   JNY JONES NEW YORK   3/21/2008   6610816           PENDING     25  
    25 -layettes; bathing suits; waterproof clothing; masquerade costumes; gymnastic shoes; shoes; hats; hosiery; gloves; scarves; belts; chasubles; sashes for wear; wimples; maniples; caps; masks; wedding cloth.
T00103CN02   JONES NEW YORK   3/31/2006   5254967           PENDING     9  
    9 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
T00103CN03   JONES NEW YORK   12/4/2006   5764996           PENDING     03  
    03 - cosmetics; perfumery; perfumes; toiletries; soap; shampoo; laundry preparations; cleaning preparations; polishing preparations; abrasive paste; essential oils; dentifrices; potpourris (fragrances); cosmetics for animals
T00103CN04   JONES NEW YORK   12/4/2006   5764995           PENDING     14  
    14 - necklaces (jewelry); brooches of precious metals; chains (jewelry); bracelets (jewelry); earrings (jewelry); rings; ornaments (jewelry); pins (jewelry); badges of precious metals; watches; precious metals, unwrought or semi-wrought; imitation gold (Objects of–)

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 10
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued . . .                            
T30203CN00   JONES NEW YORK   12/24/2004   4432680           PENDING     025  
    025 - jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts”
T30203CN01   JONES NEW YORK   12/4/2006   5764997           PENDING     03  
    03 - cosmetics; perfumery; perfumes; toiletries; soap; shampoo; laundry preparations; cleaning preparations; polishing preparations; abrasive paste; essential oils; dentifrices; potpourris (fragrances); cosmetics for animals
T30203CN02   JONES NEW YORK   12/4/2006   5764998           PENDING     09  
    09 - sunglasses; eyeglasses; eyeglass frames; eyeglass cases
T30203CN03   JONES NEW YORK   12/4/2006   5764999           PENDING     14  
    14 - necklaces (jewelry); brooches of precious metals; chains (jewelry); bracelets (jewelry); earrings (jewelry); rings; ornaments (jewelry); pins (jewelry); badges of precious metals; watches; precious metals, unwrought or semi-wrought; imitation gold (Objects of-)
T30203CN04   JONES NEW YORK   12/4/2006   5765000           PENDING     18  
    18 - luggage; handbags; purses; briefcase; school bags; tote bags; duffel bags; beach bags; traveling trunks; traveling valises; cosmetic bags sold empty; umbrellas; key cases (leatherwear); wallets; passport cases (leatherwear); leather, unworked or semi-worked; fur; walking sticks; clothing for pets;
T30372CN14   JONES NEW YORK in Chinese
characters
  9/22/2006   5624538           PENDING     09  
    09 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts therefor
T30372CN15   JONES NEW YORK in Chinese
characters
  9/22/2006   5624537           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts therefor
T30372CN17   JONES NEW YORK in Chinese
characters
  9/22/2006   5624535           PENDING     025  
    025 -
T30372CN18   JONES NEW YORK in Chinese
characters
  9/25/2006   5630215           PENDING     35  
    35 -
T30372CN21   JONES NEW YORK in Chinese
characters
  9/22/2006   5624536           PENDING     18  
    18 -
T30181CNO5   JONES NEW YORK SIGNATURE   3/8/2004   3945709           PENDING     25  
    25 - footwear namely, shoes, boots, sandals, sneakers and slippers
T30181CNO6   JONES NEW YORK SIGNATURE   11/14/2008   7057681           PENDING     25  
    25 - Belts; layettes [clothing]; bathing suits; raincoat; costumes (masquerade-); gymnastic shoes; hats; hosiery; gloves [clothing]; scarves; chasubles; sashes for wear; wimples; maniples; caps (shower-); sleep masks; wedding dress.” as proposed.
T00118CNO0   JONES WEAR   12/23/2008   5394606           PENDING     25  
    25 - Clothing; layettes [clothing]; bathing suits; raincoat; costumes (masquerade-); gymnastic shoes; shoes; hats; hosiery; gloves [clothing]; scarves; leather belts [clothing]; chasubles; sashes for wear; wimples; maniples; caps (shower-); sleep masks; wedding dress.

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 11
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued . . .                            
T30402CN00   KASPER   12/16/2008   7115789           PENDING     18  
    18 - Animal skins; handbags, shoulder bags, clutches, satchels, duffel bags, overnight bags; wallets, key cases [leatherwear], purses, coin purses, checkbook holders (made by leather), cosmetic cases sold empty; coverings of skins [furs]; leather straps; fur-skins; umbrellas; walking sticks; clothing for pets; sausages (gut for making).
T30402CN01   KASPER   12/16/2008   7115788           PENDING.     25  
    25 - Clothing; layettes [clothing]; bathing suits; raincoat; costumes (masquerade-); gymnastic shoes; shoes; hats; hosiery; gloves [clothing]; scarves; leather belts [clothing]; chasubles; sashes for wear; wimples; maniples; caps (shower-); sleep masks; wedding dresses.
T30162CN02   L.E.I.   3/12/2002   3112144           PENDING     25  
    25 - apparel footwear and headgear
T30478CN00   L.E.I. [365]   2/1/2009   NA           PENDING     25  
    25 - Tops and Bottoms
T30478CN01   L.E.I. [365] LIFE ENERGY INTELLIGENCE   2/4/2009   NA           PENDING     25  
    25 - Tops and Bottoms
T00185CN01   RENA ROWAN   12/23/2008   5334663           PENDING     25  
    25 - Clothing; layettes [clothing]; bathing suits; raincoat; costumes (masquerade-); gymnastic shoes; shoes; hats; hosiery; gloves [clothing]; scarves; leather belts [clothing]; chasubles; sashes for wear; wimples; maniples; caps (shower-); sleep masks; wedding dress.
 
COLOMBIA                                
T30354CO03   AK ANNE KLEIN   4/4/2007   07034291           PENDING     03  
    03 - Cosmetics and fragrances
 
CYPRUS                                
T00103CY00   JONES NEW YORK   7/13/2004   70384           PENDING     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
 
DOMINICA                                
T30044DM00   JUDITH JACK   11/6/2001   2003-7171           PENDING     14,37  
    14 - JEWELRY
    37 - LOCAL CLASS 37 FOR BELTS AND HANDBAGS
 
ECUADOR                                
247140   AK ANNE KLEIN   6/6/2005   158046           PENDING     35  
    35 - Advertising and publicity services; retail store services, online services
 
EGYPT                                
T30276EG00   AK ANNE KLEIN   3/11/2008   214076           PENDING     03  
    03 - Fragrances and Cosmetics
T30276EG01   AK ANNE KLEIN   3/11/2008   214077           PENDING     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276EG02   AK ANNE KLEIN   3/11/2008   214078           PENDING     14  
    14 - Jewelry and Watches
T30276EG03   AK ANNE KLEIN   3/11/2008   214079           PENDING     18  
    18 - Handbags and Small leather Goods
T30276EG04   AK ANNE KLEIN   3/11/2008   214080           PENDING     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276EG05   AK ANNE KLEIN   3/11/2008   214081           PENDING     35  
    35 - The bringing together for the benefit of others, of a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase those goods.

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 12
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EGYPT continued . . .                            
T30155EG00   L.E.I. Design   7/17/1999   125395           PENDING     25  
    25 - Apparel footwear and headgear
T30154EG04   L.E.I. LIFE ENERGY INTELLIGENCE Design   6/18/2005   160309           PENDING     25  
    25 - apparel
EUROPEAN UNION (CTM)                                
T00066EU01   EVAN-PICONE   10/29/2003   3465606           PENDING     9,35  
    9 - eyewear
    35 - retail store services
118448   KASPER A.S.L.   6/20/2001   2276210           PENDING     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; jewelry made of precious metals or coated therewith, namely ankle bracelets, identification bracelets, bracelets, belt buckles, brooches, chains, charms, ear clips, cufflinks, earrings, hat ornaments, money clips, necklaces, ornamental pins, pendants, rings, tie clips, tie pins, tie tacks, wedding bands - - all made of precious metal or coated therewith; costume jewelry; watches, parts and accessories thereof, namely wrist watches, stop watches, watch fobs, pocket watches; watch bands, watch straps, watch bracelets, watch chains; watch cases, watch movements; clocks, namely wall clocks, table clocks, alarm clocks
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; parasols and walking sticks; whips, harness and saddlery; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), leather shoulder belts, grooming kits (sold empty), wallets, billfolds, credit card cases, business card cases, key cases, passport cases, coin purses, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, satchels, suitcases, luggage, trunks; umbrellas; beach umbrellas
    25 - Clothing, namely coats, overcoats, trench coats, fur coats, capes, raincoat, ponchos, anoraks, parkas, blazers, jackets, cardigans, boleros, sport coats, wind resistant jackets, fur stoles, suits, vests, dresses, caftans, evening gowns, cocktail dresses, jumpers, skirts, evening skirts and tops, pants, slacks, trousers, jeans, dungarees, jumpsuits, overalls, coveralls, flight suits, jogging suits, sweat pants, shorts, skorts, rompers, culottes, sweaters, pullovers, jerseys, shirts, formal shirts, blouses, tunics, sweatshirts, T-shirts, halter tops, tank tops, bodysuits, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belts, briefs, boxer shorts, bloomers, underpants, panties, thermal underwear, lingerie, nightgowns, night shirts, negligees, robes, pajamas, aprons, hosiery, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, handkerchiefs, scarves, shawls, neckerchiefs, gloves, mittens, belts, sashes, cummerbunds, swimwear, bathing suits, beach robes, beachwear, sarongs, ski apparel, ski suits, ski bibs, ski pants, ski gloves, thermal socks, golf apparel, golf shirts, golf pants, golf shorts, golf gloves, tennis apparel, tennis shirts, tennis pants, tennis shorts, tennis gloves, infant wear, creepers, snow suits, bibs, booties, pinafores, playsuits; headwear, namely hats, caps, berets, earmuffs, hoods, head bands; footwear, namely shoes, sandals, boots, high boots, hiking boots, slippers, galoshes, sneakers, athletic footwear, golf shoes, tennis shoes
 
FEDERATION OF RUSSIA                                
T00094RUO0   JNY   7/5/2005   2005716351           PENDING     18,25,35  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - pants, skirts, dresses, jackets, coats, blouses, shirts, hosiery, belts and footwear
    35 - retail store services
 
GUATEMALA                                
T30276GTO3   ANNE KLEIN NEW YORK   11/7/2006   934902006           PENDING     18  
    18 -
 
HONDURAS                                
247194   AK ANNE KLEIN   6/28/2005   14923/2005           PENDING     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247147   AK ANNE KLEIN   6/28/2005   14924/2005           PENDING     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
 
INDIA                                

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 13
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
INDIA continued . . .                            
384   JONES NEW YORK   6/16/1997   755887           PENDING     25  
    25 - Clothing, footwear, headgear.
250608   KASPER   9/27/2005   1387766           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
T30154IN01   L.e.i. (stylized)   7/15/1999   866124           PENDING     025  
    025 - Apparel footwear and headgear
T30157IN00   LIFE ENERGY INTELLIGENCE   7/15/1999   866125           PENDING     25  
    25 - Apparel footwear and headgear
 
INDONESIA                                
247154   AK ANNE KLEIN   6/13/2005   D00.2005.0077           PENDING     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs.. fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
T30354ID04   AK ANNE KLEIN   11/17/2006   D00.2006.037419           PENDING     03  
    03 - Fragrances and Cosmetics
T30354ID05   AK ANNE KLEIN   11/17/2006   D00.2006.037420           PENDING     09  
    09 -
T30276ID01   ANNE KLEIN NEW YORK   11/17/2006   D00.2006.037421           PENDING     03  
    03 - Fragrances and Cosmetics
T30276ID02   ANNE KLEIN NEW YORK   11/17/2006   D00.2006.037422           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276ID03   ANNE KLEIN NEW YORK   11/17/2006   D00.2006.037423           PENDING     14  
    14 - Jewelry and Watches
T30276ID04   ANNE KLEIN NEW YORK   11/17/2006   D00.2006.037424           PENDING     18  
    18 - Handbags and small leather goods
T30276ID05   ANNE KLEIN NEW YORK   11/17/2006   D00.2006.037425           PENDING     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual),. mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T00094ID00   JNY   7/17/2006   D002006022566           PENDING     25  
    25 - slacks, skorts, blazers, cardigans, pullovers, jeans, jackets, sweaters, camisoles, culottes, tank tops, jumpsuits skirts, suits, shorts, blouses, dresses, vests, t-shirts and dusters.
 
KAZAKHSTAN                                
T30354KZ00   AK ANNE KLEIN   3/26/2007   38463           PENDING     18,25,35  
 
                                14  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses]
    14 - Jewelry and Watches

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 14
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
KAZAKHSTAN continued . . .                            
T30276KZ00   ANNE KLEIN NEW YORK   3/26/2007   38464           PENDING     18,25,35
14
 
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses]
    14 - Jewelry and Watches
 
MALAYSIA                                
247163   AK ANNE KLEIN   6/9/2005   5009211           PENDING     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
247164   AK ANNE KLEIN   6/9/2005   5009210           PENDING     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
118894   ANNE KLEIN II   4/7/1994   94/02648           PENDING     14  
    14 - WOMEN’S JEWELRY, WATCHES, CLOCKS AND TABLE CLOCKS
T30276MY02   ANNE KLEIN NEW YORK   11/1/2006   06019855           PENDING     14  
    14 - Jewelry and Watches
T30276MY04   ANNE KLEIN NEW YORK   11/1/2006   06019858           PENDING     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30007/MY00   NAPIER (stylized)   5/24/1995   4867/95           PENDING     14  
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS MATERIALS.
 
MEXICO                                
118535   A and Design   10/14/2002   570594           PENDING     18  
    18 - Handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, leather key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, checks book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, the cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas.
T30107MX00   ERIKA   12/16/2003   634535           PENDING     25  
    25 - CLOTHING, NAMELY, DRESSES, ACRYLIC SWEATERS AND PULLOVERS, INDIAN GAUZE TOPS, NYLON KNIT BLOUSES, DENIM PANTS, SKIRTS AND VESTS, T-SHIRTS, POLO SHIRTS, SWEATSHIRTS, SWEATPANTS, DENIM, SHORTS AND FOOTWEAR.
T30124MX00   JEANSTAR and Design   12/6/2000   461306           PENDING     25  
    25 - Women’s and children’s pants, jeans, jumpsuits, shorts, shirts, sweaters, vests, jackets, t-shirts, overalls, swimsuits, socks and underwear; and Women’s’ and Girls’ blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, underwear, namely briefs and tops, bras and panties, hats scarves, gloves and footwear namely shoes, boots and sandals.
T30162MX00   L.E.I.   8/31/2001   504822           PENDING     25  
    25 - Apparel footwear and headgear
T30155MX00   L.E.I. Design   3/2/1999   365659           PENDING     25  
    25 - Apparel footwear and headgear

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 15
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued . . .                            
T30154MX16   L.E.I. LIFE ENERGY   3/4/2001   366107           PENDING     25  
   
 
  INTELLIGENCE /Riding Wear                            
   
 
  DeSign                            
    25 - Apparel footwear and headgear
T30154MX17   L.E.I. LIFE ENERGY   7/20/1999   383678           PENDING     25  
   
 
  INTELLIGENCE /Slanted                            
   
 
  Letter Design                            
    25 - Apparel footwear and headgear
T30154MX08   L.E.I. LIFE ENERGY   3/10/1999   366876           PENDING     25  
   
 
  INTELLIGENCE full original logo                            
    25 - Apparel footwear and headgear
T30154MX09   L.E.I. LIFE ENERGY   8/31/2001   504816           PENDING     25  
   
 
  INTELLIGENCE full updated logo                            
    25 - Apparel footwear and headgear
T30154MX25   L.E.I. (Stylized)   10/16/2008   968201           PENDING     25  
    25 - Clothing, footwear, headgear
T30157MX00   LIFE ENERGY INTELLIGENCE   3/2/1999   365658           PENDING     25  
    25 - Apparel footwear and headgear
T30154MX01   LIFE ENERGY INTELLIGENCE   11/27/1999   394950           PENDING     25  
   
 
  JEANS L.E.I. Design                            
    25 - Apparel footwear and headgear
T30154MX11   LIFE ENERGY INTELLIGENCE   8/31/2001   396247           PENDING     25  
   
 
  L.E.I. Jeans Design                            
    25 -
T30005MX01   NAPIER   3/29/2005   709121           PENDING     14  
    14 - SEE FILE FOR LIST OF FILED-FOR GOODS.
T30162MX03   THE ORIGINAL L.E.I. DENIM   8/31/2001   504812           PENDING     25  
   
 
  JEANS Design                            
    25 - Apparel footwear and headgear
   
 
                               
PAKISTAN                                
240355   KASPER   1/25/2005   205219           PENDING     25  
    25 - Clothing, footwear, headgear.
   
 
                               
PANAMA                                
T30354PA03   AK ANNE KLEIN   11/8/2006   156539           PENDING     03  
    03 - Fragrances and Cosmetics
T30354PA04   AK ANNE KLEIN   11/8/2006   156538           PENDING     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30354PA05   AK ANNE KLEIN   11/8/2006   156537           PENDING     14  
    14 - Jewelry and Watches
T30276PA00   ANNE KLEIN NEW YORK   11/8/2006   156536           PENDING     03  
    03 - Fragrances and Cosmetics
T30276PA01   ANNE KLEIN NEW YORK   11/8/2006   156535           PENDING ·     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276PA02   ANNE KLEIN NEW YORK   11/8/2006   156534           PENDING     14  
    14 - Jewelry and Watches

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 16
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PERU                                
T30124PE00   GLO   8/31/2004   218874           PENDING     025  
    025 -
   
 
                               
PHILIPPINES                                
T00094PH00   JNY   12/17/2007   42007013874           PENDING     25  
    25 - CLOTHING, NAMELY, DRESSES, SKIRTS, PANTS, SHORTS, TOPS, SHIRTS BLOUSES, SWEATERS, JUMPSUITS, JACKETS AND COATS, VESTS, ACTIVE WEAR, OUTER WEAR, CASUAL BOTTOMS, DENIM BOTTOMS, HATS
T00103PH03   JONES NEW YORK   9/5/2008   4-2008-010781           PENDING     25  
    25 - Clothing for women and misses, namely skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely suits, slacks jackets, pants, sports coats and neckwear, in International Class 25
T00103PH04   JONES NEW YORK   1/22/2009   42009000752           PENDING     18  
    18 - Handbags
T30181PH01   JONES NEW YORK SIGNATURE   42008000406           PENDING     25,3,9  
   
 
                            14,18  
    25 - footwear namely, shoes, boots, sandals, sneakers and slippers Clothing namely, skirts, suits, slacks, pants; shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
    3 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
    9 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
    14 - watches and jewelry
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas
   
 
                               
PUERTO RICO                                
T30276PR00   AK ANNE KLEIN   3/26/2008   na           PENDING     14  
    14 - Watches
T30276PR01   ANNE KLEIN NEW YORK   3/26/2008   na           PENDING     14  
    14 - Watches
   
 
                               
QATAR                                
T00103QA00   JONES NEW YORK   3/3/2008   49506           PENDING     9  
    9 - Ophthalmic or prescription eyewear and sunglasses, and non-prescription eyewear and sunglasses, frames and eyewear related
T00103QA01   JONES NEW YORK MEN’S   3/3/2008   49507           PENDING     9  
    9 - Ophthalmic or prescription eyewear and sunglasses, and non-prescription eyewear and sunglasses, frames and eyewear related
T00111QA00   JONES NEW YORK PETITE   3/3/2008   49508           PENDING     9  
    9 - Ophthalmic or prescription eyewear and sunglasses, and non-prescription eyewear and sunglasses, frames and eyewear related
   
 
                               
SAUDI ARABIA                                
T30276SA00   AK ANNE KLEIN   2/27/2008   127586           PENDING     3  
    3 - Cosmetics and Fragrances
T30276SA01   AK ANNE KLEIN   2/27/2008   127587           PENDING     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276SA02   AK ANNE KLEIN   2/27/2008   127588           PENDING     18  
    18 - Handbags and Small leather Goods

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 17
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SAUDI ARABIA continued . . .                            
T30276SAO3   AK ANNE KLEIN   2/27/2008   127589           PENDING   25
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276SAO4   AK ANNE KLEIN   2/27/2008   127590           PENDING   35
    35 - The bringing together for the benefit of others, of a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase those goods.
T30276SA05   AK ANNE KLEIN   3/8/2008   127905           PENDING   14
    14 - jewelry and watches
T00103SAO2   JONES NEW YORK   3/12/2008   128135           PENDING   9
    9 - Ophthalmic or prescription eyewear and sunglasses, and non-prescription eyewear and sunglasses, frames and eyewear related
 
                                   
SINGAPORE                                
T30203SG00   JONES NEW YORK   12/28/2004   T0422939B           PENDING   025
    025 - Apparel, namely, jackets, coats, pants, skirts, dresses, blouses, knitwear, sweaters and jerseys.
 
                                   
SOUTH AFRICA                              
225234   ANNE KLEIN   12/3/2004   2004/22638           PENDING   18
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30162ZA01   L.E.I. Design   7/21/1999   9913101           PENDING   25
    25 - Apparel footwear and headgear
 
                                   
SOUTH KOREA                                
T00066KR02   EVAN-PICONE   7/3/2008   326432008           PENDING   25
    25 - wearing apparel
 
                                   
SRI LANKA                                
118465   ANNE KLEIN 2   8/9/2000   99352           PENDING   25
    25 - CLOTHING, FOOTWEAR AND HEADGEAR
SURINAME                                
T00103SR01   JONES NEW YORK   2/8/2007   20692           PENDING   9
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists); non-prescription sunglasses and Cases for spectacles and for contact lenses; Chains for spectacles.
 
                                   
TAIWAN                                
T00103TWO2   JONES NEW YORK   12/4/2006   na           PENDING   03
    03 - cosmetics; perfumery; perfumes; toiletries; soap; shampoo; laundry preparations; cleaning preparations; polishing preparations; abrasive paste; essential oils; dentifrices; potpourris (fragrances); cosmetics for animals
T00103TWO3   JONES NEW YORK   12/4/2006   na           PENDING   14
    14 - necklaces (jewelry); brooches of precious metals; chains (jewelry); bracelets (jewelry); earrings (jewelry); rings; ornaments (jewelry); pins (jewelry); badges of precious metals; watches; precious metals, unwrought or semi-wrought; imitation gold (Objects of-)
T30203TWO1   JONES NEW YORK   12/4/2006   na           PENDING   03
    03 - cosmetics; perfumery; perfumes; toiletries; soap; shampoo; laundry preparations; cleaning preparations; polishing preparations; abrasive paste; essential oils; dentifrices; potpourris (fragrances); cosmetics for animals
T30203TWO2   JONES NEW YORK   12/4/2006   na           PENDING   09
    09 - sunglasses; eyeglasses; eyeglass frames; eyeglass cases
T30203TW03   JONES NEW YORK   12/4/2006   na           PENDING   14
    14 - necklaces (jewelry); brooches of precious metals; chains (jewelry); bracelets (jewelry); earrings (jewelry); rings; ornaments (jewelry); pins (jewelry); badges of precious metals; watches; precious metals, unwrought or semi-wrought; imitation gold (Objects of-)

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 18
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued . . .                            
T30203TW04   JONES NEW YORK   12/4/2006   na           PENDING   18
    18 - luggage; handbags; purses; briefcase; school bags; tote bags; duffel bags; beach bags; traveling trunks; traveling valises; cosmetic bags sold empty; umbrellas; key cases (leatherwear); wallets; passport cases (leatherwear); leather, unworked or semi-worked; fur; walking sticks; clothing for pets
   
 
                               
THAILAND                                
T30354TH04   AK ANNE KLEIN   10/7/2006   644125           PENDING   09
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276TH01   ANNE KLEIN NEW YORK   10/7/2006   644130           PENDING   09
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
   
 
                               
TRINIDAD & TOBAGO                            
T30276TT01   ANNE KLEIN NEW YORK   11/30/2006   38027           PENDING   3,9,14
   
 
                            18,25
    3-
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -
T00103TI00   JONES NEW YORK                   MAILED   9
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30044TI00   JUDITH JACK   10/16/2001   32343           PENDING   14,18,25
    14 - Jewelry and watches
    18 - Handbags
    25 - belts
   
 
                               
UNITED ARAB EMR                            
247189   AK ANNE KLEIN   6/21/2005   70606           PENDING     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247190   AK ANNE KLEIN   6/21/2005   70607           PENDING     35  
    35 - Advertising and publicity services; online services; the bringing together for the benefit of others, of a variety of good (excluding the transport thereof), enabling customers to conveniently view and purchase those goods
T00103AE00   JONES NEW YORK   1/29/2006   77138           PENDING   25
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits; Outerwear namely, overcoats, capes, jackets, coats jackets and stoles made of fur, coats and jackets made of leather and rainwear; Intimate Apparel namely, sleepwear namely, pajamas, nightshirts, nightgowns and robes; intimate apparel namely, panties, brassieres, petticoats, slips half-slips, chemises, teddies, garter belts, girdles, tank tops and boxers briefs; hosiery namely, pantyhose, socks, leotards, tights and leggings; Swimwear and swimwear cover-ups; Fashion accessories namely, belts and suspenders; scarves, shawls, hats, mittens and gloves; Footwear namely, shoes, boots, sandals, sneakers and slippers; Active wear namely, sweatshirts sweatpants, warm-up jackets, tennis and racquetball outfits, crew shirts and baseball jackets; jogging and running warm-up jackets and tennis skirts
T00103AE01   JONES NEW YORK   2/24/2008   107762         PENDING   9
    9 - Ophthalmic or prescription eyewear and sunglasses, and non-prescription eyewear and sunglasses, frames and eyewear related
 
VENEZUELA                                
247192   AK ANNE KLEIN   6/2/2005   11998/2005           PENDING   25
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247193   AK ANNE KLEIN   6/2/2005   11994/2005           PENDING   35
    35 - Advertising and publicity services; retail store services, online services

 


 

             
Owner Trademark Report by Mark
  Printed: 4/27/2009     Page 19
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
VENEZUELA continued . . .                            
247191   AK ANNE KLEIN   6/2/2005   11997/2005           PENDING     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases,business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
253162   AK ANNE KLEIN   12/28/2005   28949/2005           PENDING     46  
    46 - Retail store services, online services.
T30107VE00   ERIKA   12/19/2003   188882003           PENDING     25  
    25 - Apparel, footwear, headgear
T30162VE00   L.E.I.   10/1/1999   99012452           PENDING     25  
    25 - Apparel footwear and headgear
T30162VE01   L.E.I. Design   10/1/1999   99012451           PENDING     25  
    25 - Apparel footwear and headgear
 
   
 
          END OF REPORT           TOTAL ITEMS SELECTED =     251  

 


 

TRADEMARK. APPLICATIONS
Foreign
Nine West Development Corporation
             
Owner Trademark Report by Country   Printed: 4/27/2009   Page 1
 
Country
           
Status:
PENDING        
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
ARGENTINA                            
T00012AR00   BANDOLINO (Word Mark)   10/7/2004   2.546.332           PENDING     35  
    35 - The bringing together, for the benefit of others, of a variety of goods (excluding the transport thereof), enabling consumers to conveniently view and purchase those goods”, which is an acceptable description for the Trademark Office.
T30202AR03   NINE WEST (Word Mark)   5/16/2005   2590462           PENDING     25  
    25 - Clothing, footwear, headgear
T30202AR04   NINE WEST (Word Mark)   5/16/2005   2590463           PENDING     35  
    35 - The bringing together, for the benefit of others, of a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase those goods.
 
AZERBAIJAN                            
T30441AZ00   BOUTIQUE 9   6/6/2008   TBD           PENDING     14,18,25  
    14- Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments;
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; handbags; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery;
    25 - Clothing, footwear, headgear;
T00055AZ00   EASY SPIRIT (Word Mark)   1/16/2008   TBD           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear;
T30224AZ00   ENZO ANGIOLINI (Word Mark)   1/16/2008   N/A           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear;
T30202AZ00   NINE WEST (Word Mark)   1/16/2008   TBD           PENDING     09,14,18  
   
 
                            25,35  
 
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords;
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments;
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear;
    35 - Retail store services;
 
BAHAMAS                            
T00012BS00   BANDOLINO (Word Mark)   8/8/2002   25,228           PENDING     37  
    37 - All Goods in Local Class
T00012BS01   BANDOLINO (Word Mark)   8/8/2002   25,229           PENDING     25  
    25 - Clothing and headgear (local class 38)
T30441BS00   BOUTIQUE 9   4/19/2007   30,500           PENDING     14  
    14 - Jewelry
T30441BS01   BOUTIQUE 9   4/19/2007   30,501           PENDING     18  
    18 - Handbags and small leather goods (Local Class 37)
T30441BS02   BOUTIQUE 9   4/19/2007   30,502           PENDING     25  
    25 - Clothing, footwear and headgear (Local Class 38)
T30243BS00   COMFORT 2 (STYLIZED)   12/16/2004   27,274           PENDING     25  
    25 - FOOTWEAR

 


 

             
Owner Trademark Report by Mark   Printed: 4/27/2009   Page 2
 
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
BAHAMAS continued . . .                            
T00057BSO0   EASY SPIRIT (Stylized)   8/8/2002   25,226           PENDING     18  
    18 - All goods in local class 37.
T00055BSO1   EASY SPIRIT (Word Mark)   8/8/2002   25,227           PENDING     25  
    25 - Clothing, headgear in local class 38
T00055BSO2   EASY SPIRIT (Word Mark)   7/11/2005   27,915           PENDING     09  
    09 - Instruments, apparatus and contrivances, not medicated, for surgical or curative purposes, or in relation to the health of men or animals.( Eyeglasses). (Local Class 11)
T00055BS04   EASY SPIRIT (Word Mark)   7/11/2005   27,916           PENDING     14  
    14 - Horological instruments.(watches) (Local Class 10)
T00055BS05   EASY SPIRIT (Word Mark)   7/11/2005   27,918           PENDING     09  
    09 - Sunglasses, eyewear. (Local Class 50)
T00055BS06   EASY SPIRIT (Word Mark)   7/11/2005   27,917           PENDING     14  
    14 - Goods of precious metal (including aluminum, nickel) and jewelry, and imitations of such goods and jewelry
T30224BS00   ENZO ANGIOLINI (Word Mark)   8/8/2002   25,230           PENDING     14  
    14 - Watches (Local Class 10)
T30224BS01   ENZO ANGIOLINI (Word Mark)   8/8/2002   25,232           PENDING     14  
    14 - Jewelry (Local Class 13)
T30224BS02   ENZO ANGIOLINI (Word Mark)   8/8/2002   25,235           PENDING     09  
    09 - Eyeglass cases (Local Class 50)
T30224BS03   ENZO ANGIOLINI (Word Mark)   8/8/2002   25,231           PENDING     09  
    09 - Eyewear (Local Class 8)
T30224BS04   ENZO ANGIOLINI (Word Mark)   8/8/2002   25,233           PENDING     18  
    18 - Bags and Shoes (Local Class 37)
T30224BS05   ENZO ANGIOLINI (Word Mark)   8/8/2002   25,234           PENDING     25  
    25 - Clothing; headgear (Local Class 37)
T30202BS00   NINE WEST (Word Mark)   8/8/2002   25,236           PENDING     09  
    09 - Eyewear (Local Class 8)
T30202BS01   NINE WEST (Word Mark)   8/8/2002   25,241           PENDING     09  
    09 - Eyeglass cases, chains, cords (Local Class 50)
T30202BS02   NINE WEST (Word Mark)   8/8/2002   25,238           PENDING     14  
    14 - Jewelry (metal) (Local Class 13)
T30202BS03   NINE WEST (Word Mark)   8/8/2002   25,237           PENDING     14  
    14 - Watches (Local Class 10)
T30202BS04   NINE WEST (Word Mark)   8/8/2002   25,239           PENDING     25  
    25 - shoes, boots, slippers, sandals (Local Class 37)
T30202BS05   NINE WEST (Word Mark)   8/8/2002   25,240           PENDING     25  
    25 - Clothing, headgear (Local Class 38)
T30315BSOO   STUDIO 9 (Word Mark)   2/16/2006   29032           PENDING     25  
    25 - Clothing, footwear, headgear (Local Class 38)
 
BAHRAIN                            
T30441 BHO0   BOUTIQUE 9   1/8/2007   52925           PENDING     14  
    14 - Jewelry

 


 

             
Owner Trademark Report by Mark   Printed: 4/27/2009   Page 3
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
BAHRAIN continued . . .                            
T30441BHO1   BOUTIQUE 9   1/8/2007   52926           PENDING     18  
    18 - Handbags and small leather goods
T30441BHO2   BOUTIQUE 9   1/8/2007   52927           PENDING     25  
    25 - Clothing, footwear, headgear
T30233BH01   CIRCA JOAN & DAVID                   MAILED     25  
    25 - Footwear
T30315BHOO   STUDIO 9 (Word Mark)   4/25/2006   47737          PENDING     25  
    25 - Clothing, footwear, headgear
 
BOTSWANA                            
T30202BW00   NINE WEST (Word Mark)   7/23/2007   BW/M/07/00495           PENDING     18,25  
    18- Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear and headgear
 
BRAZIL                            
3834/0447   ANTI-GRAVITY   3/27/2000   822585863          PENDING     25  
    25 - Footwear
3834/0407   BANDOLINO (Word Mark)   10/28/1999   822145677          PENDING     25  
    25 - Footwear
T30233BR00   CIRCA JOAN & DAVID   1/16/2004   826213413           PENDING     18  
    18 - Handbags and leather goods
T30233BR01   CIRCA JOAN & DAVID   1/16/2004   826213421          PENDING     25  
    25 - Footwear
T30233BR02   CIRCA JOAN & DAVID & Design   1/16/2004   826213472         PENDING     18  
    18 - Handbags and leather goods
T30233BR03   CIRCA ,JOAN & DAVID (Stylized)   1/16/2004   826213375          PENDING     25  
    25 - Footwear
T20073BR00   CLOUD NINE (Word Mark)   8/7/1998   820966118          PENDING     25  
    25 - Clothes and clothing accessories of common use; clothes and clothing accessories for practice of sports; clothes and clothing accessories for professional use. (Local Classes 25.10, 25.20 and 25.30)
T30232BR00   DAVID & DAVID   1/16/2004   826213448          PENDING     25  
    25 - Footwear
T30233BR05   DAVID & DAVID & Design   1/16/2004   82613430         PENDING     18  
    18 - Handbags and small leather accessories
T30224BR02   ENZO ANGIOLINI (Word Mark)       825421500           PENDING     35  
    35 - Retail store services in the fields of footwear, apparel, cosmetics, jewelry and leather goods
T30202BR00   NINE WEST (Word Mark)   4/3/2003   825421527          PENDING     25  
    25 - All goods in the class.
T30202BR03   NINE WEST (Word Mark)   5/30/2005   827465106           PENDING     09  
    09 - Sunglasses and eyewear
T30202BR04   NINE WEST (Word Mark)   5/30/2005   827465149           PENDING     14  
    14 - Jewelry and watches
T20247BR21   NINE WEST LOGO   2/26/1999   821443470           PENDING     35  
    35 - Retail store services

 


 

             
Owner Trademark Report by Mark   Printed: 4/27/2009   Page 4
                                     
REFERENCE     MARK   FILED   APPL# REGDT   REG#   STATUS     CLASSES  
BRAZIL continued ...                            
T30192BR00   PAPPAGALLO (Word Mark)   9/15/2003     825833647         PENDING     25  
   
25 - All goods in the
class                            
T20298BRO   SELBY   9/15/1994     818029781         PENDING     25  
   
25 - Footwear.
                               
 
CAMBODIA                            
T30202CBOO   NINE WEST (Word Mark)   10/30/2008     32441         PENDING     09  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T30202CB01   NINE WEST (Word Mark)   10/30/2008     32442         PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T30202CB02   NINE WEST (Word Mark)   10/30/2008     32443         PENDING     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags.
T30202CB03   NINE WEST (Word Mark)   10/30/2008     32444         PENDING     25  
    25 - Clothing, footwear, headgear.
T30202CB04   NINE WEST (Word Mark)   10/30/2008     32445         PENDING     35  
    35 - Retail Store Services
 
CANADA                            
T00012CA02   BANDOLINO (Word Mark)   11/29/2007     1,374,084         PENDING     35  
    35 - Operation of a retail store specializing in the sale of footwear and handbags
T30441CA00   BOUTIQUE 9   1/4/2007     1,330,196         PENDING     14,18,25  
    14 - Jewelry;
    18 - Handbags and small leather goods;
    25 - Footwear
T00033CA00   CLOUD 9 NINE WEST   9/17/1998     0890724         PENDING     18,25  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases, traveling bags, umbrellas and walking sticks;
    25 - Footwear namely shoes, boots, moccasins, sandals, and slippers; handbags; footwear, namely shoes, boots, moccasins, sandals and slippers.
T30243CA00   COMFORT 2 (Stylized)   10/19/2004     1,234,118         PENDING     25  
    25 - Boots, shoes sandals slippers.
T30483CA00   EASYPRO   4/7/2009     1,433,818         PENDING     25  
    25 - Footwear
T00055CA01   EASY SPIRIT (Word Mark)   7/7/2004     1,222,740         PENDING     24  
    24 - Bed sheets, pillow cases, bed sheet sets comprised of bed sheets and pillowcases, bed spreads, throws, duvets and coverlets, comforters, dust ruffles, pillow shams, comforter sets comprised of comforters, bath mats, towels and unfitted fabric furniture slipcovers.
T00055CA02   EASY SPIRIT (Word Mark)   5/17/2005     1,257,984         ALLOWED     18  
    18 - Handbags and footwear; small leather goods
T00055CA04   EASY SPIRIT (Word Mark)   5/20/2005     1,258,389         PENDING     09  
    09 - Eyewear namely, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains and eyeglass cords.
T30198CA00   EASY SPIRIT COMFORT2   7/8/2004     1,234,116         PENDING     25  
    25 - Footwear
T30232CA04   MOOTSIES TOOTSIES   4/30/2005     1,254,802         PENDING     18,25,35  
    18 - Handbags and small leather goods;
    25 - Footwear;
    35 - Retail store services;

 


 

             
Owner Trademark Report by Mark   Printed: 4/27/2009   Page 5
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
CANADA continued . . .                            
T30078CA01   NINE & COMPANY (Logo)   2/17/2009   1,428,082           PENDING     MC  
    MC - Purses, bags, namely handbags, shoulder bags, tote and travel bags, duffel bags, toiletry and cosmetic bags, waist and fanny packs, backpacks, knapsacks, wallets, key purses, pouches, cases, namely attache cases, briefcases, suitcases, vanity cases, coin and card cases, luggage straps, umbrellas (U.S. reg. No. 2,760,248)
    Perfumery;
    Watches (U.S. reg. No. 2,938,076)
    Swimwear (U.S. reg. No. 2,745,259)
    Lingerie, sleepwear (U.S. reg. No. 2,728,246)
    Household sprays, namely room freshening and deodorizing fragrances
    Skin care and cosmetic products, namely skin creams and lotions, make-up remover and facial make-up
    Sunglasses, eyeglasses, eyeglass and sunglass frames and clip-on frames (U.S. reg. No. 2,748,784)
    Accessories, namely belts, socks, hosiery, tights, gloves, mittens, scarves and hats (U.S. reg. No. 2,765,670)
    Household linens, namely bed sheets, bedspreads, comforters, duvets, table cloths, bath towels and face cloths (U.S. reg. No. 3,021,623)
    Toothbrush holders (U.S. reg. No. 3,139,721)
    Household accessories, namely soap dishes and soap dispensers, lotion dispensers and candles
T30202CA01   NINE WEST (Word Mark)   6/28/2004   1,222,027           PENDING     24  
    24 - Bed sheets, pillow cases, bed sheet sets comprised of bed sheets and pillow cases, bed spreads, throws, duvets and coverlets, comforters, dust ruffles, pillow shams, comforter sets comprised of comforters, bath mats, towels and unfitted fabric furniture slipcovers.
T30202CA02   NINE WEST (Word Mark)   5/17/2005   1,257,985           PENDING     25  
    25 - Leather knit and woven dresses, coats, jackets, blouses, shirts, sweaters, t-shirts, tank-tops, camisoles, cardigans, pullovers, vests, pants, shorts, jeans, skirts; clothing, namely jackets, leather coats and rainwear.
 
CHILE                            
T30441CL00   BOUTIQUE 9   3/14/2007   766079           PENDING     14,18,25  
    14 - Jewelry
    18 - Handbags and small leather goods
    25 - Clothing, footwear, headgear
T30224CL00   ENZO ANGIOLINI (Word Mark)   4/28/2004   645.320           PENDING     09,14,18  
    09 - Goods description not included in filing receipt
    14 - Goods description not included in filing receipt
    18 - Goods description not included in filing receipt
T30315CL00   STUDIO 9 (Word Mark)   1/12/2006   717041           PENDING     25  
    25 - Clothing, footwear, headgear
 
CHINA                            
T00012CN0   BANDOLINO (Word Mark)   8/6/2004   4207865           PENDING     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags, umbrellas and walking
T00012CN02   BANDOLINO (Word Mark)   6/7/2006   5402980           PENDING     09  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords
T00012CN03   BANDOLINO (Word Mark)   6/7/2006   5402981           PENDING     14  
    14 - Jewelry and watches
T30423CN00   BANDOLINO in Chinese   7/14/2006   2479739           PENDING     09  
    09 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords;

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 6  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued...                                
T30423CNO1   BANDOLINO in Chinese   7/14/2006   2479740           PENDING     14  
    14 - Watches and jewelry
T30423CNO2   BANDOLINO in Chinese   7/14/2006   5479742           PENDING     25  
    25 - Clothing, footwear, headgear
T30423CNO3   BANDOLINO in Chinese   7/14/2006   5479741           PENDING     18  
    18 - Bags, handbags, purses, credit card holders (leatherwear), knapsacks, billfolds, wallets, key fobs (leatherwear), key cases (leatherwear), travel bags, umbrellas and walking sticks.
T30441CN00   BOUTIQUE 9   1/5/2007   5830472           PENDING     14  
    14 - Jewelry; precious stones; precious metals, unwrought or semi-wrought; alloys of precious metal; imitation gold (objects of -); clocks;
T30441CN01   BOUTIQUE 9   1/5/2007   5830448           PENDING     18  
    18 - Handbags; cheque wallets (made of leather); leather leads; leather thongs; leather; imitation leather; furs; umbrellas; walking sticks; clothing for pets; gut for making sausages
T30441CN02   BOUTIQUE 9   1/5/2008   5830449           PENDING     25  
    25 - Clothing, footwear, headgear
T30448CN00   BOUTIQUE 9 in Chinese Characters   2/2/2007   5885728           PENDING     14  
    14 - Jewelry; precious stones; precious metals, unwrought or semi-wrought; alloys of precious metal; imitation gold (objects of -); clocks;
T30448CN01   BOUTIQUE 9 in Chinese Characters   2/2/2007   5885727           PENDING     18  
    18 - Handbags; cheque wallets (made of leather); leather leads; leather thongs; leather; imitation leather; furs; umbrellas; walking sticks; clothing for pets; gut for making sausages
T30448CN02   BOUTIQUE 9 in Chinese Characters   2/2/2007   5885726           PENDING     25  
    25 - Clothing, footwear, headgear
T30232CN01   CIRCA COMFORT 365   7/24/2004   4136620           PENDING     25  
    25 - Footwear
T30233CN11   CIRCA JOAN & DAVID   2/16/2006   5160951           PENDING     25  
    25 - Footwear
T30233CN03   CIRCA JOAN & DAVID & Design   1/15/2004   3888998           PENDING     25  
    25 - Clothing, footwear, headgear
T30233CN13   CIRCA JOAN & DAVID & Design   1/15/2004   3888999           PENDING     18  
    18 - handbags and small leather goods
T30429CN00   CIRCA JOAN & DAVID in Chinese Characters   8/3/2006   5519649           PENDING     18  
    18 - Garment bags for travel; handbags; suitcases; valises; trunks (luggage); purses; pocket wallets; backpacks; shopping bags; briefcases; vanity cases for containing cosmetic purpose (not fitted).
T30429CN05   CIRCA JOAN & DAVID in Chinese Characters   8/3/2006   5519648           PENDING     25  
    25 - Ready-made clothing; knitwear (clothing); outer clothing; jackets (clothing); suits; jerseys (clothing); shirts; skirts; trousers; scarf; gloves (clothing); hosiery; sweaters; belts (clothing); headgear.
T00055CN00   EASY SPIRIT (Word Mark)   8/17/2005   4842775           PENDING     18  
    18 - Accessories, handbags, small leather goods
T00055CN01   EASY SPIRIT (Word Mark)   8/17/2005   4842756           PENDING     35  
    35 - Retail store services
T00055CN02   EASY SPIRIT (Word Mark)   6/7/2006   5402982           PENDING     09  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords
T00055CN03   EASY SPIRIT (Word Mark)   6/7/2006   5402910           PENDING     14  
    14 - Jewelry and watches

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 7  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued...                                
T00055CN04   EASY SPIRIT (Word Mark)   6/7/2006   5402911           PENDING     25  
    25 - Clothing, footwear, headgear
T30198CN00   EASY SPIRIT COMFORT 2 (stylized)   10/26/2004   4330537           PENDING     25  
    25 - Footwear
T20139CN01   EASY SPIRIT IN CHINESE CHARACTERS   6/7/2006   5402913           PENDING     09  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords
T20139CN02   EASY SPIRIT IN CHINESE CHARACTERS   6/7/2006   5402912           PENDING     14  
    14 - Jewelry and watches
T20139CN03   EASY SPIRIT IN CHINESE CHARACTERS   6/7/2006   5402914           PENDING     18  
    18 - Accessories, handbags, small leather goods
T30326CN01   EASY SPIRIT LOGO AND CHINESE LETTERS   4/25/2006   5313807           PENDING     25  
    25 - Clothing, footwear, headgear
T30332CN02   EASY SPIRIT LOGO AND CHINESE LETTERS   5/8/2006   5336036           PENDING     35  
    35 - Sales promotion for others; import-export agencies advertising; business management and organization consultancy; business information; personnel management consultancy; relocation services for businesses; issuing invoices; accounting; rental of vending
T30326CN03   EASY SPIRIT LOGO AND CHINESE LETTERS   4/25/2006   5313808           PENDING     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags, umbrellas and walking sticks
T30224CN01   ENZO ANGIOLINI (Word Mark)   8/15/2005   4836530           PENDING     14  
    14 - Jewelry and watches
T30420CN00   ENZO ANGIOLINI in Chinese characters   7/14/2006   5479746           PENDING     09  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords
T30420CN01   ENZO ANGIOLINI in Chinese Characters   7/14/2006   5479745           PENDING     14  
    14 - Watches and jewelry
2   ENZO ANGIOLINI in Chinese Characters   7/14/2006   5479743           PENDING     25  
    25 - Clothing, footwear, headgear
T30420CN03   ENZO ANGIOLINI in Chinese Characters   7/14/2006   2479744           PENDING     18  
    18 - Bags, handbags, purses, credit card holders (leatherwear), knapsacks, billfolds, wallets, key fobs (leatherwear), key cases (leatherwear), travel bags, umbrellas and walking sticks.
T30420CN04   ENZO ANGIOLINI in Chinese Characters   7/17/2006   5484943           PENDING     35  
    35 - Retail store services with sales promotion for others and import-export agencies “(subclass 3503) which are standard terms bearing similar meaning to retail store services “advertising (subclass 3501); business management and organization consultancy (subclass 3502); business information (subclass 3502); personnel management consultancy (subclass 3504); relocation services for businesses (subclass 3505); issuing invoices (subclass 3506); accounting (subclass 3507); rental of vending machines (subclass3508)
T30233CN08   JOAN & DAVID   8/7/2003   3664663           PENDING     18  
    18-Handbags
T30429CN01   JOAN & DAVID in Chinese Characters   8/3/2006   5519652           PENDING     18  
    18 - Garment bags for travel; handbags; suitcases; valises; trunks (luggage); purses; pocket wallets; backpacks; shopping bags; briefcases; vanity cases for containing cosmetic purpose (not fitted).

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 8  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued...                                
T30429CN06   JOAN & DAVID in Chinese Characters   8/3/2006   5519651           PENDING     25  
    25 - Ready-made clothing; knitwear (clothing); outer clothing; jackets (clothing); suits; jerseys (clothing); shirts; skirts; trousers; scarf; gloves (clothing); hosiery; sweaters; belts (clothing); headgear.
T30429CN07   JOAN & DAVID in Chinese Characters   8/3/2006   5519650           PENDING     35  
    35 - Retail store services
T30429CN02   MOOTSIES TOOTSIES in Chinese characters   8/3/2006   5519653           PENDING     25  
    25 - Ready-made clothing; knitwear (clothing); outer clothing; jackets (clothing); suits; jerseys (clothing); shirts; skirts; trousers; scarf; gloves (clothing);hosiery; sweaters; belts headgear.
T20071CN11   NINE WEST (GIO-SY) (Chinese Characters)   9/21/2006   TBD           PENDING     35  
    35 - Advertising and publicity services; sales promotions for others; import and export agencies; business information; online advertising on a computer network; personnel recruitment; relocation services for businesses; issuing invoices; accounting; rental of vending machines
T20071CN12   NINE WEST (GIO-SY) (Chinese Characters)   6/7/2006   5402915           PENDING     09  
    09 - Eyeglasses
T20071CN13   NINE WEST (GIO-SY) (Chinese Characters)   6/7/2006   5402916           PENDING     14  
    14 - Jewelry
T30202CN02   NINE WEST (Word Mark)   5/12/2005   4651874           PENDING     18  
    18 - Knapsacks, purses; school satchels, card cases (notecases); briefcases, shopping bags; purses; pouches of leather for packaging; key cases, billfolds and wallets
T30202CN03   NINE WEST (Word Mark)   5/10/2005   4651873           PENDING     35  
    35 - Advertising services relating to the operation of wholesale and retail stores; business management and business advisory services relating to the management and administration of retail and wholesale stores, including sales information, business franchising and customer Service information; organizing fashion shows.
T30202CN04   NINE WEST (Word Mark)   10/8/2006   N/A           PENDING     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils.
T30202CN07   NINE WEST (Word Mark)   1/8/2009   7155191           PENDING     25  
    25 - Clothing; layettes [clothing]; bathing suits; raincoat; masquerade costumes; gymnastic shoes; shoes; hats; hosiery; gloves [clothing]; scarves; belts; chasubles; sashes for wear; wimples; maniples; shower caps; sleep masks; wedding dress.
T30192CN02   PAPPAGALLO (Word Mark)   12/3/2003   3827198           PENDING     18  
    18 - Bags, purses, handbags, shopping bags, suitcases, traveling bags, trunks, briefcases, leather belts, (not for clothing), traveling sets (leather ware), umbrellas, leather and imitation leather.
T30429CN03   SAM & LIBBY in Chinese characters   8/3/2006   5519654           PENDING     25  
    25 - Ready-made clothing; knitwear (clothing); outer clothing; jackets (clothing); suits; jerseys (clothing); shirts; skirts; trousers; scarf; gloves (clothing); hosiery; sweaters; belts (clothing); headgear.
 
                                   
COLOMBIA                                
T30233CO01   CIRCA JOAN & DAVID   4/26/2005   T2005/039543           PENDING     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T00055CO00   EASY SPIRIT (Word Mark)   8/5/2005   T2005/077711           PENDING     14  
    14 - Jewelry and watches
T00055CO02   EASY SPIRIT (Word Mark)   8/5/2005   T2005/077718           PENDING     25  
    25 - Clothing,footwear, headgear.
T00055CO04   EASY SPIRIT (Word Mark)   8/5/2005   T2005/077707           PENDING     09  
    09 - Sunglasses and eyewear

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 9  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
COSTA RICA                                  
T30441CR00   BOUTIQUE 9       2007-2523           PENDING     14  
    14 - Jewelry
T30441CR01   BOUTIQUE 9       2007-2521           PENDING     25  
    25 -
T30441CR02   BOUTIQUE 9       2007-2522           PENDING     18  
    18 -
T30232CR01   MOOTSIES TOOTSIES   6/13/2005   20054686           PENDING     25  
    25 - Footwear
   
 
                               
CYPRUS                                  
T30441CY00   BOUTIQUE 9   1/16/2007   74315           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
T30441CY01   BOUTIQUE 9   1/16/2007   73416           PENDING     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
T30441CY02   BOUTIQUE 9   1/16/2007   73417           PENDING     25  
    25 - Clothing, footwear, headgear
T30202CY01   NINE WEST (Word Mark)   9/12/2001   61132           PENDING     14  
    14 - All goods in the Class
T30315CY00   STUDIO 9 (Word Mark)   1/16/2006   72014           PENDING     25  
    25 - Clothing, footwear, headgear
   
 
                               
ECUADOR                                  
T30224EC00   ENZO ANGIOLINI (Word Mark)   11/19/2002   128232           PENDING     09  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T30315EC00   STUDIO 9 (Word Mark)   1/20/2006   166754           PENDING     25  
    25 - Clothing, footwear, headwear
   
 
                               
EL SALVADOR                                  
3834/0503   BANDOLINO (Word Mark)   3/15/2000   1858/2000           PENDING     25  
    25 - Clothing, including boots, shoes and slippers.
T30441SV00   BOUTIQUE 9   1/4/2007   33382           PENDING     14  
    14 - Jewelry
T30441SV01   BOUTIQUE 9   1/4/2007   33383           PENDING     18  
    18 - Handbags and small leather goods
T30441SV02   BOUTIQUE 9   1/4/2007   33384           PENDING     25  
    25 - Clothing, footwear, headgear
T30191SV00   NINE WEST (TRADENAME)   10/23/2002   2002020451           PENDING     42  
    42 - All services in class.
   
 
                               
EUROPEAN UNION (CTM)                              
T30315EU00   STUDIO 9 (Word Mark)   1/13/2006   .004833612(2)           PENDING     25  
    25 - Clothing, footwear, headgear
   
 
                               
FEDERATION OF RUSSIA                              

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 10  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
FEDERATION OF RUSSIA continued...                                
T00012RU00   BANDOLINO (Word Mark)   3/18/2005   2005705899           PENDING     09,14,18  
   
 
                            25,35  
    09 - Eyewear, sunglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
    14 - Jewelry and watches
    18 - Handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios, and umbrellas; small leather goods, namely clutch purses, leather key cases, key fogs, credit card cases sold empty, change purses, wallets, business card cases and passport cases.
    25 - Footwear, clothing, and headgear including, clothing, namely pants, skirts, dresses, shirts, blouses, vests, shorts, sweaters, suits, blazers, jeans, vests, tank tops, t-shirts, and neckwear; active wear, namely sweatshirts, sweatpants, and warm-up jackets; outerwear and rainwear, namely jackets, coats, capes, furs, parkas and ponchos; sleepwear, namely, pajamas, nightshirts, nightgowns and robes; intimate apparel; hosiery, namely, pantyhose, socks, leotards, tights and leggings; swimwear; cold weather accessories, namely shawls; caps, hats, scarves, mittens, gloves and earmuffs; footwear, namely shoes boots, sandals, sneakers and slippers; and belts.
    35 - Sales promotion (for others), including retail store services and online retail store services.
   
 
                               
GEORGIA                                  
T30441GE00   BOUTIQUE 9   5/27/2008   48255/03           PENDING     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags.
    25 - Clothing, footwear, headgear.
T30202GE00   NINE WEST (Word Mark)   5/27/2008   48256/03           PENDING     09,14,18  
   
 
                            25,35  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags.
    25 - Clothing, footwear, headgear.
    35 - Retail store services.
   
 
                               
GUATEMALA                                  
T30441GT02   BOUTIQUE 9   1/10/2007 ·   M-157-2007           PENDING     25  
    25 - Clothing, footwear and headgear
T30243GT00   COMFORT 2 (Stylized)   11/9/2004   8304-2004           PENDING     25  
    25 - Footwear
T30232GT01   MOOTSIES TOOTSIES   4/22/2005   M26322005           PENDING     25  
    25 - Footwear
   
 
                               
HONDURAS                                  
T30441HN02   BOUTIQUE 9   1/5/2007   390/2007           PENDING     25  
    25 - Clothing, footwear, headgear
T30243HN00   COMFORT 2 (Stylized)   1/1/2005   19044/2004           PENDING     25  
    25 - Footwear
TOO055HN02   EASY SPIRIT (Word Mark)   5/13/2005   9899-05           PENDING     18  
    18 - Accessories, handbags and small leather goods.
T30232HN03   MOOTSIES TOOTSIES   4/21/2005   7665           PENDING   35
    35 - Retail store services
HONG KONG                                
T30315HK00   STUDIO 9 (Word Mark)   1/14/2006   300565128           PENDING   25
    25 - Clothing, footwear, headgear
   
 
                               
INDIA                                  

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 11  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
INDIA continued...   BOUTIQUE 9   1/12/2007   1523476           PENDING     14,18,25  
T30441IN00                                
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear and headgear
T30233IN00   CIRCA JOAN & DAVID   4/28/2005   1354152           PENDING     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
T30232IN00   MOOTSIES TOOTSIES   4/28/2005   1354153           PENDING     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
T30232IN03   SAM & LIBBY   4/28/2005   1354154           PENDING     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
T30315IN00   STUDIO 9 (Word Mark)   2/7/2006   1420009           PENDING     25  
    25 - Clothing, footwear, headgear
INDONESIA                                
T30441ID00   BOUTIQUE 9   1/12/2007   D00 2007 001132           PENDING     14  
    14 - Jewelry
T30441ID01   BOUTIQUE 9   1/12/2007   D00 2007 001133           PENDING     18  
    18 - Handbags
T30233ID03   CIRCA JOAN & DAVID   12/26/2005   029539           PENDING     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233ID04   CIRCA JOAN & DAVID   12/26/2005   029531           PENDING     25  
    25 - Footwear
T30233ID05   CIRCA JOAN & DAVID   12/26/2005   029529           PENDING     35  
    35 - Retail store services
T30232ID00   MOOTSIES TOOTSIES   12/26/2005   029527           PENDING     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232ID01   MOOTSIES TOOTSIES   12/26/2005   029521           PENDING     25  
    25 - Footwear
T30232ID02   MOOTSIES TOOTSIES   12/26/2005   029525           PENDING     35  
    35 - Retail store services
T30078ID01   NINE & COMPANY (Logo)   8/30/2001   D002001-18858           PENDING     25  
    25 - All goods in Class.
T30202ID00   NINE WEST (Word Mark)   10/13/2006   D00 2006 034130           PENDING     03  
    03 -Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eye brow pencils.
T30202ID02   NINE WEST (Word Mark)   8/16/2005   2005 015638           PENDING     09  
    09 - Sunglasses and eyewear
T30202ID07   NINE WEST (Word Mark)       TBD           PENDING     25  
    25 - Clothing, footwear, headgear

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 12  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
INDONESIA continued...                                
T303151D00   STUDIO 9 (Word Mark)   1/20/2006   D00 2006-001925           PENDING     25  
    25 - Clothing, footwear, headgear
   
 
                               
IRAN  
 
                               
T302021R00   NINE WEST (Word Mark)   12/16/2004   83091518           PENDING     09  
    09 -
   
 
                               
ISRAEL                                  
T30441IL01   BOUTIQUE 9   1/7/2007   196726           PENDING     18  
    18 - Handbags and small leather goods
T30441IL02   BOUTIQUE 9   1/7/2007   196727           PENDING     25  
    25 - Clothing, footwear and headgear
T30233IL05   DAVID & DAVID & Design   1/15/2004   169568           PENDING   18  
    18 - Handbags
T00055IL01   EASY SPIRIT (Word Mark)   5/16/2005   180583           PENDING     14  
    14 - Jewelry and watches
T00055IL02   EASY SPIRIT (Word Mark)   5/16/2005   180586           PENDING     18  
    18 - Handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios and umbrellas; small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases.
   
 
                               
ITALY                                  
T302021T00   NINE WEST (Word Mark)   5/7/2003   RM2003C002558           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols, and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
   
 
                               
JAMAICA                                  
T30441JM00   BOUTIQUE 9   1/4/2007   049697           PENDING     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear
   
 
                               
JAPAN                                  
T30441 JP00   BOUTIQUE 9   1/4/2007   000030/2007           PENDING     14,18,25  
    14 - Jewelry, personal ornaments, unwrought and semi-wrought precious stones and their imitations, precious metals, key rings of leather, other key rings, jewel cases, trophies, commemorative shoe ornaments of precious metal, watch bands and straps of leather, shields, clocks and watches;
    18 - Handbags, bags of leather, other bags and the like, card cases of leather, key cases of leather, business card cases of leather, small leather goods, pouches of leather, other pouches and the like, vanity cases, handbag frames, purse frames, horseshoes, industrial packaging containers of leather, clothing for domestic pets, umbrellas and their parts, walking-sticks, canes, metal parts of canes and walking-sticks, handles of canes and walking-sticks, saddlery, leather and fur;
    25 - Clothing, headgear, footwear, garters, sock suspenders, suspenders, belts for clothing, masquerade costumes, clothes for sports, shoes for sports;
T30202JP01   NINE WEST (Word Mark)   10/10/2006   094371/2006           PENDING     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face lipstick, lip pencils, blush, eye shadow, glitter, eye cream, eye liner, mascara and eyebrow pencils.
   
 
                               
JORDAN                                  
T30224JO02   ENZO ANGIOLINI (Word Mark)   3/27/2006   N/A           PENDING     25  
    25 - Clothing, footwear, headgear

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 13  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
KAZAKHSTAN                                
T30233KZ00   CIRCA JOAN & DAVID   3/27/2007   38492           PENDING     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear;
    35 - Retail store services;
T30224KZ00   ENZO ANGIOLINI (Word Mark)   3/27/2007   38490           PENDING     09,18,25  
   
 
                            35  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords;
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear;
    35 - Retail store services;
T30202KZ00   NINE WEST (Word Mark)   3/27/2007   38491           PENDING     09,14,18  
   
 
                            25,35  
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords;
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments;
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear;
    35 - Retail store services;
   
 
                               
KUWAIT                                
T30441KW00   BOUTIQUE 9   2/15/2009   101378           PENDING     14  
    14 - Jewelry
T30441 KW01   BOUTIQUE 9   2/15/2009   101379           PENDING     18  
    18 - Handbags
T30441 KW02   BOUTIQUE 9   2/15/2009   101380           PENDING     25  
    25 - Clothing, footwear, headgear
T30202KW00   NINE WEST (Word Mark)   4/30/2005   70222           PENDING     09  
    09 - Sunglasses and eyewear
T30202KW01   NINE WEST (Word Mark)   4/30/2005   70223           PENDING     14  
    14 - Jewelry and watches
T30202KW02   NINE WEST (Word Mark)   4/30/2005   70224           PENDING     18  
    18 - Accessories, handbags, small leather goods
T30202KW03   NINE WEST (Word Mark)   4/30/2005   70225           PENDING     25  
    25 - Clothing and footwear
T30202KW04   NINE WEST (Word Mark)   4/30/2005   70226           PENDING     35  
    35 - Retail store services
T30315KW00   STUDIO 9 (Word Mark)   1/14/2006   74593           PENDING     25  
    25 - Clothing, footwear, headgear
   
 
                               
LEBANON                                
T30441LB00   BOUTIQUE 9   2/19/2007   109838           PENDING     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; handbags and small leather goods; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear and headgear
   
 
                               
MACAO                                

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 14  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MACAO continued...                                
T00012MO02   BANDOLINO (Word Mark)   8/26/2004   N14779           PENDING     35  
    35 - All services in class
T30233MO00   JOAN & DAVID   11/6/2006   N/25164           PENDING     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; Cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T30233MO01   JOAN & DAVID   11/6/2006   N/25165           PENDING     18  
    18 - Handbags, knapsacks, traveling bags and other kinds of bags all made of leather and imitation leather; purses, credit card holders, billfolds, wallets, key fobs, key cases, toilet cases, pouches all made of leather and imitation leather; accessories for bags and purses.
T30233MO02   JOAN & DAVID   11/6/2006   N/25166           PENDING     25  
    25 - Footwear, clothing, and headgear, including, jackets, coats, pants, skirts, dresses, blouses, knitwear, sweaters, jerseys, suits, shirts, scarves, belts, gloves, hats, and lingerie.
T30202MO01   NINE WEST (Word Mark)   11/6/2006   N/25163           PENDING     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
   
 
                               
MALAYSIA                                  
3834/0364MY   BANDOLINO (Stylized)   10/29/1997   MA/15471/97           PENDING     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T00012MY00   BANDOLINO (Word Mark)   8/11/2004   04011684           PENDING     35  
    35 - Retail Store Services
T30441MY00   BOUTIQUE 9   1/29/2007   07001571           PENDING     25  
    25 - Clothing, footwear, headgear
T30441MY01   BOUTIQUE 9   1/29/2007   07001570           PENDING     18  
    18 - Handbags and small leather goods
T30441MY02   BOUTIQUE 9   1/29/2007   07001569           PENDING     14  
    14 - Jewelry
T30233MY00   CIRCA JOAN & DAVID   1/16/2004   200400635           PENDING     18  
    18 - Handbags
T30233MY01   CIRCA JOAN & DAVID   1/16/2004   200400636           PENDING     25  
    25 - Footwear
T30233MY02   CIRCA JOAN & DAVID & Design   1/16/2004   200400637           PENDING     18  
    18 - Handbags
T30233MY03   CIRCA JOAN & DAVID & Design   1/16/2004   200400638           PENDING     25  
    25 - Footwear
T30243MY00   COMFORT 2 (Stylized)   11/2/2004   04016942           PENDING     25  
    25 - Footwear
T30233MY05   DAVID & DAVID & Design   1/16/2004   200400639           PENDING     18  
    18 - Handbags
3834/0610MY   ENZO ANGIOLINI (Word Mark)   10/7/1994   MA/9135/94           PENDING     25  
    25 - Shirts, T-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, hats, scarves, kerchiefs, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers.
T30232MY01   MOOTSIES TOOTSIES   12/9/2005   05020795           PENDING     35  
    35 - Retail store services

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 15
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MALAYSIA continued ...                            
T30232MY02   MOOTSIES TOOTSIES   12/9/2005   05020794           PENDING     25  
    25 - Footwear
T30202MY01   NINE WEST (Word Mark)   6/12/2008   08011447           PENDING     09  
    09 - All types of eyewear including sunglasses, eyeglasses, reading glasses and eyeglass frames; eyeglass cases, eyeglass chains, and eyeglass cords.
T30202MY02   NINE WEST (Word Mark)       TBD           PENDING     25  
    25 - Clothing, footwear, headgear
3834/0612MY   NINE WEST LOGO   10/7/1994   MA/9137/94           PENDING     25  
    25 - Shoes, boots, moccasins and sandals.
3834/0578MY   NW NINE WEST   6/1/2000   2000/06943           PENDING     18  
    18 - Briefcases, opera bags, satchels, trunks, suitcases, totes, shoulder bags, backpacks, knapsacks, wallets, name card cases, mountain climbing bags, key fobs and key cases, credit card cases, passport cases, check holders, ticket cases, traveling bags, umbrellas, parasols and walking sticks.
3834/0634MY00   NW NINE WEST MEN and Arrow Design   8/8/2000   2000/10831           PENDING     18  
    18 - Briefcases, opera bags, satchels, trunks, suitcases, totes, shoulder bags, back packs, knapsacks, Boston bags, knapsacks, wallets, name card cases, mountain climbing bags, packing bags, key cases, credit card cases, passport cases, check holders, gas range cases, ticket cases and poly-bags, straw bags.
3834/0635MY00   NW NINE WEST MEN and Arrow Design   7/22/2000   2000/09789           PENDING     25  
    25 - Footwear, clothing, headgear for men and boys.
T30232MY05   SAM & LIBBY   9/12/2005   05020797           PENDING     25  
    25 - Footwear
T30232MY06   SAM & LIBBY   12/9/2005   05020798           PENDING     35  
    35 - Retail store services
 
                                   
MEXICO                                
T20009MX01   9 WEST & CO. OUTLET   2/7/2003   587402           PENDING     42  
    42 - Retail Store Services
T30441MX00   BOUTIQUE 9       TBD           PENDING     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear
T30233MX01   CIRCA JOAN & DAVID   1/16/2004   637784           PENDING     25  
    25 - Footwear
T30233MX03   CIRCA JOAN & DAVID & Design   1/16/2004   637786           PENDING     25  
    25 - Footwear
T30224MX00   ENZO ANGIOLINI (Word Mark)   7/4/2003   608482           PENDING     09  
    09 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords in
T30224MX02   ENZO ANGIOLINI (Word Mark)   8/6/2004   670630           PENDING     09  
    09 - All kinds of glasses, including sunglasses, (not translated).
T15901MX00   forever   2/7/2003   587406           PENDING     42  
    42 - RETAIL STORE SERVICES
T30078MX00   NINE & COMPANY (Logo)   8/15/2001   501720           PENDING     25  
    25 - All goods in the class.

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 16
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued ...                            
T30202MX02   NINE WEST (Word Mark)   7/27/2006   796649           PENDING     03  
    03 - Perfume, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powers, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T00164MX02   PAPPAGALLO (Stylized)   6/15/2004   661645           PENDING     25  
    25 - Clothing and footwear, excluding hats and caps
T30315MX00   STUDIO 9 (Word Mark)   1/16/2006   760709           PENDING     25  
    25 - Clothing, footwear, headgear
   
 
                               
MOLDOVA                                
T30441MD00   BOUTIQUE 9   5/27/2008   25298           PENDING     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags.
    25 - Clothing, footwear, headgear.
T30202MD00   NINE WEST (Word Mark)   5/27/2008   25299           PENDING     09,14,18
25,35
 
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags.
    25 - Clothing, footwear, headgear.
    35 - Retail store services.
   
 
                               
MONGOLIA                                
T30202MN01   NINE WEST (Word Mark)       TBD           PENDING     09,14,18
35
 
    09 - Eyewear, sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags.
    35 - Retail store services.
   
 
                               
NAMIBIA (S.W. AFRICA)                            
T30202NA00   NINE WEST (Word Mark)   7/20/2007   2007/1480-81           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear and headgear
   
 
                               
NEW ZEALAND                                
T30224NZ01   ENZO ANGIOLINI (Word Mark)   12/3/2007   780625           PENDING     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; bags and baggage; handbags; totes; tote bags; attache cases; briefcases; briefcase-type portfolios; valises; trunks; beach bags; backpacks; school bags; duffel bags; suitcases; suitcase handles; luggage; travel bags; traveling bags; garment bags; satchels; wallets; credit card cases; business card cases; cheque-book cases; purses; clutch purses; change purses; passport cases; cosmetic cases; key cases; leather key fobs; animal skins, hides; umbrellas, parasols and walking sticks; whips, harness and saddlery;
T30202NZ00   NINE WEST (Word Mark)   12/3/2007   780622           PENDING     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; bags and baggage; handbags; totes; tote bags; attache cases; briefcases; briefcase-type portfolios; valises; trunks; beach bags; backpacks; school bags; duffel bags; suitcases; suitcase handles; luggage; travel bags; traveling bags; garment bags; satchels; wallets; credit card cases; business card cases; cheque-book cases; purses; clutch purses; change purses; passport cases; cosmetic cases; key cases; leather key fobs; animal skins, hides; umbrellas, parasols and walking sticks; whips, harness and saddlery;
   
 
                               
OMAN                                

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 17
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
OMAN continued ...                            
T30232OM01   MOOTSIES TOOTSIES   4/25/2005   36220           PENDING     25  
    25 - Footwear
T30202OM02   NINE WEST (Word Mark)   5/1/2005   36280           PENDING     18  
    18 - Accessories, handbags, small leather goods
T30202OM03   NINE WEST (Word Mark)   5/1/2005   36281           PENDING     25  
    25 - Clothing, footwear, headgear
T30232OM03   SAM & LIBBY   4/25/2005   36222           PENDING     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30315OM00   STUDIO 9 (Word Mark)   1/21/2006   38746           PENDING     25  
    25 - Clothing, footwear, headgear
 
                                   
PAKISTAN                                
T30202PKO0   NINE WEST (Word Mark)   4/19/2004   194042           PENDING     35  
    35 - Retail store services
3834/0410PK   NINE WEST (Word Mark)   10/29/1999   158,582           PENDING     18  
    18 - All goods in the Class.
 
                                   
PANAMA                                
T00012PAO1   BANDOLINO (Word Mark)   2/26/2003   125860           PENDING     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30441PAO0   BOUTIQUE 9   4/25/2007   158990           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
T30441PAO1   BOUTIQUE 9   4/25/2007   158991           PENDING     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
T30441PA02   BOUTIQUE 9   4/25/2007   158992           PENDING     25  
    25 - Clothing, footwear, headgear
T30232PA04   SAM & LIBBY   4/22/2005   141983           PENDING     25  
    25 - Footwear
 
                                   
PHILIPPINES                                
T00012PH01   BANDOLINO (Word Mark)   8/31/2004   4-2004-008032           PENDING     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags; umbrellas and walking sticks.
T30441PH00   BOUTIQUE 9   1/9/2007   4-2007-000286           PENDING     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear
T30233PH05   CIRCA JOAN & DAVID   7/25/2007   4-2007-007980           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 18
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PHILIPPINES continued...                            
T30233PH06   CIRCA JOAN & DAVID & Design   7/25/2007   4-2007-007981           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear
T00055PH03   EASY SPIRIT (Word Mark)   5/15/2008   4-2008-005670           PENDING     25  
    25 - Footwear, namely leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers
T00055PH04   EASY SPIRIT (Word Mark)   11/17/2008   4-2008-014055           PENDING     09,14,18  
   
 
                            25,35  
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Accessories, namely, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, briefcase type portfolios and umbrellas; small leather goods, namely, cosmetic bags sold empty, ; small leather .goods, namely clutch purses, leather key cases, credit card cases, change purses, wallets, business card cases and passport cases.
    25 - Clothing and headgear, namely, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail services
T30232PH00   MOOTSIES TOOTSIES   4/28/2005   4-2005-003906           PENDING     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear, namely shoes, boots, sandals and slippers
    35 - Retail Store Services
T30202PH00   NINE WEST (Word Mark)   10/16/2006   4-2006-011304           PENDING     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T30202PH04   NINE WEST (Word Mark)   11/25/2008   4-2008-014268           PENDING     14,18  
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
T30202PH05   NINE WEST (Word Mark)   11/25/2008   4-2008-014269           PENDING     09  
    09 - Sunglasses and eyewear
3834/0382PH   NINE WEST LOGO   11/4/1994   96192           PENDING     18  
    18 - Handbags and purses.
T30232PH04   SAM & LIBBY   6/12/2008   4-2008-006901           PENDING     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
   
 
                               
PUERTO RICO                                
T30224PR02   ENZO ANGIOLINI (Word Mark)   1/17/2003   68690           PENDING     14  
    14 - Jewelry and watches
   
 
                               
QATAR                                
T30315QA00   STUDIO 9 (Word Mark)   2/20/2006   38679           PENDING     25  
    25 - Clothing, footwear, headgear
   
 
                               
SAUDI ARABIA                                
T20576SA00   NINE WEST (Word Mark)   4/30/2005   96629           PENDING     25  
    25 - Clothing, footwear and headgear
   
 
                               
SOUTH AFRICA                                

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 19
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH AFRICA continued ...                            
T30441ZA00   BOUTIQUE 9   1/5/2007   2007/00355           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments;
T30441ZA01   BOUTIQUE 9   1/5/2007   2007/00356           PENDING     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags and small leather goods Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery;
T30441ZA02   BOUTIQUE 9   1/5/2007   2007/00357           PENDING     25  
    25 - Clothing, footwear, headgear
T30202ZA00   NINE WEST (Word Mark)   5/11/2005   2005109329           PENDING     25  
    25 - Clothing, footwear, headgear
T30202ZA01   NINE WEST (Word Mark)   5/11/2005   2005109330           PENDING     35  
    35 - Advertising; business management; business administration; office functions; offering for sale and the sale of goods in the retail and wholesale trade.
T30202ZA02   NINE WEST (Word Mark)   5/11/2005   2005109326           PENDING     09  
    09 - Sunglasses and eyewear
T30202ZA03   NINE WEST (Word Mark)   5/11/2005   2005109327           PENDING     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T30202ZA04   NINE WEST (Word Mark)   5/11/2005   2005109328           PENDING     18  
    18 - Leather and imitations of leather and goods made of these materials not included in other classes; trunks and traveling bags; handbags; umbrellas, parasols.
 
                                   
SOUTH KOREA                                
T30302KR00   STUDIO 9 (Stylized)   9/16/2006   40-2006-47576           PENDING     25  
    25 - Low heel shoes, boots, lace-up boots, leather shoes, rubber shoes, vinyl shoes, hiking shoes, over shoes; slippers, sandals, slippers with a thick wooden soles, low heel shoes with a thick wooden sole, sandals with a thick wooden sole, one-piece dresses, two-piece dresses, evening gowns, skirts, blouses, suits, long coats, short coats, raincoats, top coats, sweaters, jackets, slacks, jeans pants, jean shorts, sweat pants, under pants, trousers, shorts, sport shirts, body shirts, dress shirts, polo shirts, sweat shirts, cardigans, vests, leather belts, garters, stocking suspenders, sock suspenders for clothing, lounge-wear for women (clothing usually worn while relaxing at home), lounge-wear for men (clothing usually worn while relaxing at home), lounge-wear for children (clothing usually worn while relaxing at home), panty hose, socks, neckties, collars (clothing), mufflers, scarves, shawls, jump suits, gloves for cold weather, mittens, hats, leg warmers, jogging suits, t-shirts, sun visors, berets, miters, hoods (clothing) turbans and top hats.
 
                                   
SRI LANKA                                
T30078LK00   NINE & COMPANY (Logo)   8/24/2001   104749           PENDING     25  
    25 - All goods in the class.
3834/0598   NINE WEST (Word Mark)   6/14/2000   98396           PENDING     18  
    18 - Handbags and leather goods
3834/0599LK   NINE WEST (Word Mark)   6/14/2000   98397           PENDING     25  
    25 -
 
                                   
SWAZILAND                                
T30202SZ00   NINE WEST (Word Mark)   7/19/2007   304/07           PENDING     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear and headgear
 
                                   
TAIWAN                                
T30233TW04   CIRCA JOAN & DAVID & Design   8/20/2003   092050350           PENDING     25  
    25 - Footwear

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 20
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued...                            
T30233TW05   CIRCA JOAN & DAVID & Design   8/20/2003   092050349           PENDING     18  
    18 - Handbags
T30202TW06   NINE WEST (Word Mark)       TBD           PENDING     25  
    25 - Clothing, footwear, headgear
T30302TW00   STUDIO 9 (Stylized)   7/21/2006   095037685           PENDING     25  
    25 - Shoes, boots, hosiery, clothing, caps and hats, scarves
   
 
                               
THAILAND                                
T00012TH01   BANDOLINO (Word Mark)   8/13/2004   562268           PENDING     35  
    35 - The bringing together, for the benefits of others, of a variety of goods, enabling customers to conveniently view and purchase those
T30233TH03   CIRCA JOAN & DAVID   12/9/2005   612216           PENDING     18  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233TH05   CIRCA JOAN & DAVID   12/9/2005   612218           PENDING     35  
    35 - Retail store services
T30078TH00   NINE & COMPANY (Logo)   11/16/2001   472371           PENDING     25  
    25 - Dresses, shirts, t-shirts, tank tops, blouses, turtlenecks, vests, camisoles, sweaters, sweatshirts, sweatpants, slacks, jeans, trousers/pants, shorts, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, socks, stockings, belts, ties, wristbands, gloves/mittens, shoes, sport shoes, hats/caps, scarves.
T30078TH01   NINE & COMPANY (Logo)   11/16/2001   472370           PENDING     18  
    18 - Bags, satchels, shoulder bags, totes, suitcases, briefcases, toiletry article cases, backpacks, knapsacks, portfolio, trunks, card cases, billfolds, wallets, key fobs of leather, key cases of leather, travelling bags, umbrellas, walking sticks.
T30302TH00   STUDIO 9 (Stylized)   8/2/2006   634309           PENDING     25  
    25 - 1, Shirts 2.T-shirts 3. Tank tops 4. Blouses 5. Turtlenecks 6. Vests 7. Sweaters 8. Sweatshirts 9. Sweat pants 10. Slacks 11. Jeans 12. Trousers/pants 13. Shorts 14. Suits 15. Warm-up suits 16. Dresses 17. Jackets 18. Coats 19. Windbreakers 20, Parkas 21. Ponchos 22. Rainwear 223. Socks 24. Belts 25. Ties 26. Wristbands 27. Gloves 28. Mittens 20. Shoes 30. Sport shoes 31. Hats/caps 32. Scarves
   
 
                               
TURKEY                                
T30233TR01   CIRCA JOAN & DAVID   8/15/2006   2006/39456           PENDING     03,14,18  
   
 
                            25,35  
    03 - Cosmetics
    14 - Jewelry
    18 - Handbags and small leather goods
    25 - Clothing and Footwear
    35 - Retail store services
T30224TR00   ENZO ANGIOLINI (Word Mark)   8/24/2006   TBD           PENDING     35  
    35 - The bringing together of a variety of goods, enabling customers to conveniently view and purchase those goods.
T30202TR01   NINE WEST (Word Mark)   5/30/2005   2005/021452           PENDING     14  
    14 - Jewelry and watches
T30315TR00   STUDIO 9 (Word Mark)   1/19/2006   2006/001442           PENDING     25  
    25 - Clothing made of all kinds of materials (innerwear and outerwear); hosiery; footwear; headgear; special articles for babies included in this class; ties; belts.
   
 
                               
UNITED ARAB EMR                                
T30441AE00   BOUTIQUE 9       96520           PENDING     14  
    14 - Jewelry
T30441AE01   BOUTIQUE 9       96521           PENDING     18  
    18 - Handbags and small leather goods
T30441AE02   BOUTIQUE 9   6/24/2007   96522           PENDING     25  
    25 - Clothing, footwear, headgear

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 21
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
UNITED ARAB EMR continued...                            
T30232AE05   MOOTSIES TOOTSIES   4/30/2005   69191           PENDING     35  
    35 - The bringing together for the benefit of others, of a variety of goods (excluding the transport thereof), enabling customers to Conveniently view and purchase those goods, in class 35
T30202AE01   NINE WEST (Word Mark)   5/14/2005   69707           PENDING     18  
    18 - Accessories, handbags, small leather goods.
T30302AE00   STUDIO 9 (Stylized)   1/21/2006   76881           PENDING     25  
    25 - Clothing, footwear, headgear
 
                                   
UNITED KINGDOM                                
T30315GB00   STUDIO 9 (Word Mark)   1/12/2006   4210918           PENDING     25  
    25 - Clothing, footwear, headgear
 
                                   
VENEZUELA                                
T30441VEO0   BOUTIQUE 9   1/10/2007   00354/2007           PENDING     14  
    14 - All goods in class.
T30441VEO1   BOUTIQUE 9   1/10/2007   00352/2007           PENDING     18  
    18 - All goods in class.
T30441VEO2   BOUTIQUE 9   1/10/2007   00353/2007           PENDING     25  
    25 - Clothing, footwear, headgear
T30233VEO1   CIRCA JOAN & DAVID   4/28/2005   05-8635           PENDING     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233VEO4   CIRCA JOAN & DAVID   4/28/2005   05-8636           PENDING     25  
    25 - Footwear
T30233VEO5   CIRCA JOAN & DAVID   4/28/2005   86382005           PENDING     35  
    35 - Retail store services
T00057VEO0   EASY SPIRIT (Stylized)   10/8/2004   16019/2004           PENDING     35  
    35 - Filed as a tradename for “a store engaged in the sale of products”.
T00055VEO4   EASY SPIRIT (Word Mark)   6/30/2005   14326           PENDING     35  
    35 - Retail services of sunglasses and eyewear, jewelry and watches’ accessories, handbags and small leather goods; clothing, shoes and headgear.
T00055VEO5   EASY SPIRIT (Word Mark)   6/30/2005   14227           PENDING     18  
    18 - Accessories, handbags, small leather goods.
T00055VEO6   EASY SPIRIT (Word Mark)   6/30/2005   14228           PENDING     14  
    14 - Jewelry and watches
T00055VEO7   EASY SPIRIT (Word Mark)   6/30/2005   14229           PENDING     09  
    09 - Sunglasses and eyewear
T30233VEO0   JOAN & DAVID   10/15/1990   1742990           PENDING     25  
    25 - Ties, shirts, blouses, jackets, footwear
T30232VEO0   MOOTSIES TOOTSIES   4/28/2005   86332005           PENDING     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232VEO1   MOOTSIES TOOTSIES   4/28/2005   86372005           PENDING     35  
    35 - Retail store services
T30232VEO2   MOOTSIES TOOTSIES   4/29/2005   86342005           PENDING     25  
    25 - Footwear
T30202VEO0   NINE WEST (Word Mark)   6/30/2005   14231           PENDING     18  
    18 - Accessories, handbags, small leather goods.


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 22
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
VENEZUELA continued...                            
T30202VE01   NINE WEST (Word Mark)   6/30/2005   14230           PENDING     25  
    25 - Clothing, footwear, headgear
T30202VE02   NINE WEST (Word Mark)   6/30/2005   14233           PENDING     9  
    9 - Sunglasses and eyewear
T00146VE15   NINE WEST (Word Mark)   6/30/2005   14232           PENDING     14  
    14 - Watches and jewelry
T30315VE00   STUDIO 9 (Word Mark)   1/23/2006   1153/2006           PENDING     25  
    25 - Clothing, footwear, headgear
   
 
                               
VIETNAM                                
T30202VN01   NINE WEST (Word Mark)   6/25/2008   4-2008—13522           PENDING     09  
    09 - All types of eyewear including sunglasses, eyeglasses, reading glasses and eyeglass frames; eyeglass cases, eyeglass chains, and eyeglass cords.
   
 
                               
VIRGIN ISLANDS                                
T30202VS01   NINE WEST (Word Mark)                   MAILED     14  
    14 - Jewelry
T30202VS03   NINE WEST (Word Mark)       N/A           PENDING     25  
    25 - Wearing apparel for women, namely, leather, knit and woven dresses, coats, suits, jackets, blouses, shirts, sweaters, t-shirts, tank-tops, camisoles, cardigans, pullovers, vests, pants, shorts, jeans, skirts, scarves and hats
   
 
                               
   
 
          END OF REPORT   TOTAL ITEMS SELECTED =     328  

 


 

TRADEMARK APPLICATIONS
UNITED STATES
Jones Investment Co. Inc.
         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 1
Country: US
       
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
A LINE and Design        
UNITED STATES   T30349US05   3/11/2009   77/688,186           PENDING     14  
    14 - jewelry
 
                                   
AK ANNE KLEIN        
UNITED STATES   253522   2/7/2006   78/809,196           ALLOWED     3  
    3 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
 
                                   
AK ANNE KLEIN * will be abandoned        
UNITED STATES   T30276US11   1/27/2006   78/800,707           ALLOWED     24,27  
    24 - sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, wash cloths, body sheets; hand towels made of textile; table linens, namely, napkins and place mats
    27 - bath rugs
 
                                   
ANNE KLEIN        
UNITED STATES   248646   2/6/2006   78/808,054           ALLOWED     3  
    3 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
 
                                   
BEHOLD        
UNITED STATES   T30436US00   11/6/2006   77/037,424           ALLOWED     25  
    25 - tops and bottoms
 
                                   
BEHOLD heart design        
UNITED STATES   T30436US01   6/21/2007   77/211,708           ALLOWED     25  
    25 - tops and bottoms
BLUE SUDS        
UNITED STATES   T30466US00   2/5/2008   77/388,703           ALLOWED     25  
    25 - Tops and Bottoms
 
                                   
DENIM DIET        
UNITED STATES   T30475US00   7/1/2008   77/512,044           ALLOWED     25  
    25 - Denim Bottoms
 
                                   
E JEANS Stylized        
UNITED STATES   T30204US00   2/13/2004   78/367,698           ALLOWED     25  
    25 - Clothing, namely, skirts, pants, shorts, tops, shirts, and jackets
 
                                   
EMBRACE YOUR INDEPENDENCE        
UNITED STATES   T30447US00   1/25/2007   77/091,278           ALLOWED     25  
    25 - Bottoms; Bras; Camisoles; [Coats; Footwear];[ Hats;] Jackets; Jeans; Panties; [Socks;] [Tights;] Tops
 
                                   
EVAN-PICONE        
UNITED STATES   T00066US08   11/20/2006   77/047,759           ALLOWED     14  
    14 - Jewelry and Watches
 
                                   
EYE FALCON        
UNITED STATES   T30434US00   10/6/2006   77/015,363           ALLOWED     25  
    25 - tops and bottoms
 
                                   
GLO JEANS Stylized horizontal        
UNITED STATES   T30469US01   4/15/2008   77/448,142           PENDING     25  
    25 - tops and bottoms

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 2
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
GLO JEANS Stylized vertical        
UNITED STATES   T30469US00   4/15/2008   77/448,148           PENDING     25  
    25 - tops and bottoms
GRANE        
UNITED STATES   T30286US02   10/2/2007   77/294,196           ALLOWED     25  
    25 - Footwear
GREEN INDIGO (Opposed)        
UNITED STATES   T30462US00   8/7/2007   77/249,189           PENDING     25  
    25 - top and bottoms
GV BABY (Suspended)        
UNITED STATES   T30235US01   9/10/2004   78/481,772           PENDING     25  
    25 - Children’s and infants clothing
HEED (Opposed)        
UNITED STATES   T30435US00   10/10/2006   77/017,534           PENDING     025  
    025 - tops and bottoms
J JONES NEW YORK logo        
UNITED STATES   T30459US00   4/26/2007   77/166,523           ALLOWED     25  
    25 - tops bottoms footwear belts
UNITED STATES   T30459US01   4/26/2007   77/166,544           ALLOWED     18  
    18 - handbags, wallets, purses, leather key cases
JJ JUDITH JACK        
UNITED STATES   T30050US01   8/21/2006   78/956,614           ALLOWED     25  
    25 - Belts
UNITED STATES   T30050US02   8/21/2006   78/956,599           ALLOWED     18  
    18 - handbags
JNY        
UNITED STATES   T00094US05   7/2/2007   77/220,102           ALLOWED     14  
    14 - Jewelry and watches
UNITED STATES   T00094US06   12/22/2008   77/638,024           PENDING     25  
    25 - Belts
JONES NEW YORK        
UNITED STATES   T00103US21   10/13/2008   77/591,094           PENDING     25  
    25 - swimwear
UNITED STATES   T00103US22   12/23/2008   78/786,547           PENDING     14  
    14 - jewelry and watches
JONES NEW YORK ESSENTIALS        
UNITED STATES   T30061US01   10/18/2007   77/307,086           ALLOWED     25  
    25 - tops, bottoms and jackets
JONES NEW YORK SIGNATURE        
UNITED STATES   T30181US11   8/28/2009   77/558,593           ALLOWED     18  
    18 - Handbags, purses, key cases, cosmetic cases sold empty
JONES WEAR        
UNITED STATES   T00118US08   5/13/2005   78/629,320           ALLOWED     18  
    18 - Handbags, purses, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather
UNITED STATES   T00118US09   5/13/2005   78/629,326           ALLOWED     25  
    25 - Apparel, namely coats, suits, jackets, pants, shirts, vests, belts, scarves, gloves, hats, earmuffs, hosiery and [footwear]
UNITED STATES   T00118US15   5/13/2005   78/629,333           ALLOWED     25  
    25 - Footwear
UNITED STATES   T00118US17   8/29/2008   77/558,581           SUSPENDED     25  
    25 - Swimwear
UNITED STATES   T00118US16   12/22/2005   78/779,240           ALLOWED     14  
    14 - Jewelry and Watches

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 3  
 
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JONES WEAR JEANS                                
UNITED STATES   T30275US00   2/25/2005   78/575,095           ALLOWED     25  
    25 - pants, skirts, jackets, shirts, sweaters,
KASPER                                
UNITED STATES   T30402US02   4/14/2008   77/447,405           ALLOWED     25  
    25 - Footwear
L.E.I.                                
UNITED STATES   T30162US06   7/17/2008   77/524,494           ALLOWED     14  
    14 - jewelry
UNITED STATES   T30162US07   7/17/2008   77/524,482           ALLOWED     003  
    003 - Fragrances and Cosmetics
UNITED STATES   T30162US09   8/14/2008   77/547,108           ALLOWED     25  
    25 - sleepwear, pajamas and loungewear
UNITED STATES   T30162US10   4/13/2009   77/712,439           PENDING     18  
    18 - handbags
L.E.I. (men’s design)                        
UNITED STATES   T30485US00   4/6/2009   77/707,185           PENDING     25  
    25 - tops and bottoms
L.E.I. [365]                                
UNITED STATES   T30478US00   1/30/2009   77/659,922           PENDING     25  
    25 - TOPS AND BOTTOMS
L.E.I. [365] LIFE ENERGY INTELLIGENCE
UNITED STATES   T30478US01   1/30/2009   77/659,929           PENDING     25  
    25 - Tops and Bottoms
L.E.I. [365] LIFE ENERGY INTELLIGENCE stylized
UNITED STATES   T30478US02   2/3/2009   77/662,370           PENDING     25  
    25 - Tops and Bottoms
L.E.I. YOUR WORLD
UNITED STATES   T30460US00   5/9/2007   77/176,532           ALLOWED     25  
    25 - tops and bottoms
UNITED STATES   T30460US01   5/9/2007   77/176,505           ALLOWED     35  
    35 - on-line and retail store services
Lion’s Head Design                            
UNITED STATES   T30322US01   2/7/2006   78/809,197           ALLOWED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
LOCK STITCH CONTROL
UNITED STATES   T30474US00   7/14/2008   77/521,189           PENDING     25  
    25 - Bottoms
THIS IS L.E.I. COUNTRY
UNITED STATES   T30471US00   5/9/2008   77/470,412           ALLOWED     25  
    25 - tops and bottoms
UNITED STATES   T30471US01   5/9/2008   77/470,425           ALLOWED     25  
    25 - footwear

 


 

                                     
Owner Trademark Report by Mark         Printed:4/27/2009   Page 4  
 
COUNTRY     REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
THIS IS LEI. COUNTRY continued....
UNITED STATES   T30471US02   5/9/2008   77/470,648           ALLOWED     18  
  18 - Handbags and wallets  
UNITED STATES   T30471US03   5/9/2008   77/470,662           ALLOWED     14  
  14 - jewelry and watches  
UNITED STATES   T30471US04   5/9/2008   77/470,634           ALLOWED     9  
  9 - eye wear  
UNITED STATES   T30471US05   5/9/2008   77/470,491           ALLOWED     03  
  03 - cosmetics and fragrances  
UNITED STATES   T30471US06   5/9/2008   77/470,386           ALLOWED     35  
  35 - On-line computerized retail services; retail store services  
VOYCE                                
UNITED STATES   T30455US00   4/10/2007   77/152,529           ALLOWED     25  
  25 - tops and bottoms  
X-AM                                
UNITED STATES   T00237US03   7/11/2006   78/926,741           ALLOWED     25  
  25 - tops and bottoms  
   
 
          END OF REPORT     TOTAL ITEMS SELECTED = 51  

 


 

TRADEMARK APPLICATIONS
UNITED STATES
Nine West Development Corporation
                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 1  
 
Country: US                                
Status: PENDING                                
COUNTRY     REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
9 BY NINE WEST
UNITED STATES   T30325US01   1/17/2008   77/373,830           ALLOWED     09  
  09 - eyewear  
UNITED STATES   T30325US02   1/17/2008   77/373,839           ALLOWED     14  
  14 - jewelry and watches  
UNITED STATES   T30325US03   1/17/2008   77/373,845           ALLOWED     18  
  18 - handbags, wallets, keycases  
UNITED STATES   T30325US04   1/17/2008   77/373,851           ALLOWED     25  
  25 - tops, bottoms, dresses  
9 LOVES
UNITED STATES   T30468US00   4/14/2008   77/447,175           ALLOWED     35  
  35 - Customer loyalty services and customer club services, for commercial, promotional and/or advertising purposes  
9 OF DIAMONDS BY NINE WEST and Design
UNITED STATES   T30444US00   1/11/2007   77/081,208           ALLOWED     25  
  25 - footwear  
UNITED STATES   T30444US01   1/11/2007   77/081,197           ALLOWED     25  
  25 - footwear  
9 OF HEARTS
UNITED STATES   T30166US04   12/20/2006   77/068,189           ALLOWED     14  
  14 - Jewelry and Watches  
UNITED STATES   T30166US05   12/20/2006   77/068,339           ALLOWED     18  
  18 - handbags  
UNITED STATES   T30166US06   12/20/2006   77/068,226           ALLOWED     25  
  25 - Bottoms; Dresses; Tops  
UNITED STATES   T30166US07   12/20/2006   77/068,236           ALLOWED     25  
  25 - footwear  
UNITED STATES   T30166US08   6/7/2007   77/200,077           ALLOWED     3  
  3 - Bar soap; Bath gel; Blush; Body lotion; Cologne; Cosmetic pencils; Eau de parfum; Eau de toilette; Eau-de-toilette; Eyeliner; Eyeshadow; Face powder; Facial lotion; Foundation; Lipstick; Make-up  
9 X 9 BY NINE WEST
UNITED STATES   T30325US00   3/15/2006   78/837,371           ALLOWED     25  
  25 - pants, tops, jackets, skirts  
B FLEXIBLE BY BANDOLINO
UNITED STATES   T30424US00   7/10/2006   78/925,755           ALLOWED     25  
  25 - Footwear  
BOUTIQUE 9
UNITED  
STATES
  T30441US05   12/21/2006   77/069,142           ALLOWED     14,18,25  
  14 - Jewelry  
  18 - Handbags and small leather goods, namely, clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases  
  25 - Footwear  

 


 

                                     
Owner Trademark Report by Mark                   Printed: 4/27/2009   Page 2  
 
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
DREAMFLEX
UNITED STATES   T30476US00   12/10/2008   77/630,056           PENDING     25  
    25 - Footwear
UNITED STATES   T30476US01   2/13/2009   77/669,935           PENDING     35  
    35 - Store services
EASY SPIRIT
UNITED STATES   T15856US61   8/3/2006   78/943,748           ALLOWED     14  
    14 - Jewelry
UNITED STATES   T15856US62   6/12/2007   77/203,660           ALLOWED     25  
    25 - tops and bottoms
EASYPRO
UNITED STATES   T30483US00   3/20/2009   77/695,436           PENDING     25  
    25 - Footwear
EBREEZE
UNITED STATES   T00062US01   6/9/2006   78/904,849           ALLOWED     25  
    25 - Footwear
CIRCA JOAN & DAVID (Stylized)
UNITED STATES   T30233US06   7/16/2003   78/274,847           PENDING     25  
    25 - Clothing, namely, pants, suits, blouses, shirts, scarves, hosiery, jackets, footwear
* Request for Extension of Time to oppose has been filed
CIRCA JOAN & DAVID
UNITED STATES   T30233US07   7/16/2003   78/274,851           PENDING     25  
    25 - Clothing, namely, pants, suits, blouses, shirts, scarves, hosiery, jackets, footwear
* Request for Extension of Time to Oppose has been filed
JOAN & DAVID
UNITED STATES   T30233US16   7/28/2008   77/532,381           ALLOWED     25  
    25 - Suits, jackets, shirts, blouses, sweaters, scarves, coats, belts, gloves, hats, pants, dresses, and lingerie
NINE & COMPANY
UNITED STATES   T00145US16   9/29/2005   78/723,457           ALLOWED     03  
    03 - Bath oil; Bath soaps in liquid, solid or gel form; Blush; Body lotion; Body lotions; Body spray used as a personal deodorant and as fragrance; Cologne; Eau de toilette; Eye cream; Eye shadow; Eyebrow pencils; Eyeliner; Foundation; Fragrances for personal use; Hand soaps; Lip liner; Lipsticks; Mascaras; Perfume; Perfumed powder; Pressed face powder; Room fragrances; Skin cream; Skin moisturizer; Soaps for body care; Sun tan lotion; Sun tan oil
NINE BY NINE WEST
UNITED STATES   T30325US05   1/17/2008   77/373,854           ALLOWED     09  
    09 - eyewear
UNITED STATES   T30325US06   1/17/2008   77/373,892           ALLOWED     14  
    14 - jewelry and watches
UNITED STATES   T30325US07   1/17/2008   77/373,896           ALLOWED     18  
    18 - handbags, wallets, keycases
UNITED STATES   T30325US08   1/17/2008   77/373,906           ALLOWED     25  
    25 - tops, bottoms, dresses
NINE WEST
UNITED STATES   T00146US15   12/16/2008   77/634,300           PENDING     25  
    25 - SWIMWEAR,
NINE WEST (Word Mark)
UNITED STATES   T30202US00   9/30/2005   78/724,031           ALLOWED     03  
    03 - Perfume, cologne, eau de toilette, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; Cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eyeshadow, eye cream, eyeliner, mascara and eyebrow pencils.

 


 

                                     
Owner Trademark Report by Mark                 Printed: 4/27/2009   Page 3  
 
COUNTRY     REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NINE WEST 9 VINTAGE AMERICA COLLECTION & Design
UNITED STATES   T30484US00   3/24/2009   77/697,548           PENDING     18  
    18 - Handbags  
UNITED STATES   T30484US01   3/24/2009   77/697,562           PENDING     25  
    25 - tops, bottoms, footwear, belts  
NWX
UNITED STATES   T30071US01   5/24/2006   78/891,508           ALLOWED     025  
    025 - Shirts, jackets, tops, dresses, skirts, pants, shorts and jumpers  
PAPPAGALLO (word mark)
UNITED STATES   T30192US04   3/11/2009   77/688,033           PENDING     9  
    9 - prescription and non-prescription eyewear and sunglasses  
UNITED STATES   T30192US05   3/11/2009   77/688,049           PENDING     14  
    14 - jewelry and watches  
UNITED STATES   T30192US06   3/11/2009   77/688,061           PENDING     18  
    18 - handbags, satchels, totes, back packs, luggage, clutches, coin cases, wallets, key cases, cosmetic cases sold empty  
UNITED STATES   T30192US07   3/11/2009   77/688,097           PENDING     25  
    25 - tops and bottoms  
UNITED STATES   T30192US08   3/11/2009   77/688,109           PENDING     25  
    25 - footwear  
RICKI2GO
UNITED STATES   T30294US00   6/9/2005   78/647,400           ALLOWED     025  
    025 - Footwear  
SAM & LIBBY and HEART DESIGN
UNITED STATES   T30438US01   3/10/2009   77/686,977           PENDING     25  
    25 - Dresses  
SPA EASY SPIRIT
UNITED STATES   T20330US00   10/24/2007   77/311 ,744           ALLOWED     25  
    25 - Footwear  
THIS IS YOUR LIFE LIVE IT COMFORTABLY
UNITED STATES   T20956US02   10/23/2007   77/310,756           ALLOWED     35  
    35 - Retail store services in the field of footwear and apparel.  
TRUE SPIRIT
UNITED STATES   T30457US00   4/12/2007   77/155,196           ALLOWED     18  
    18 - handbags, wallets, purses, key cases  
UNITED STATES   T30457US01   4/12/2007   77/155,218           ALLOWED     25  
    25 - tops, bottoms, footwear, belts  
V.A.C.
UNITED STATES   T30486US00   4/14/2009   77/713,543           PENDING     25  
    25 - Tops and Bottoms  
WESTIES
UNITED STATES   T15982US03   3/11/2009   77/688,200           PENDING     14  
    14 - jewelry  
   
 
          END OF REPORT       TOTAL ITEMS SELECTED = 46  

 


 

TRADEMARK REGISTRATIONS
Foreign
Jones Investment Co. Inc.
        Owner Trademark Report by Country Printed:
    5/7/2009   Page 1
Country Omitted: UNITED STATES        
Status: REGISTERED        
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ANDORRA                                
T30276AD0O   AK ANNE KLEIN   8/11/2008   26417   8/11/2008   26417   REGISTERED     18,25,9  
   
 
                            14,35  
    18 - Handbags and smg’s
    25 - Footwear
    9 -
    14 -
    35 -
118799   ANNE KLEIN   12/13/1996   1877   12/13/1996   20519   REGISTERED     25  
    25 - Clothing, footwear and headgear.
377   JONES NEW YORK   6/13/1997   6683   6/13/1997   659938   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    Clothing, footwear, headgear.
    25 -
   
 
                               
ANGUILLA                            
T30044AI00   JUDITH JACK           12/11/2002   3453   REGISTERED     10,14,50  
    10 - Watches (Local Class 10)
    14 - Local Class 14. Goods of precious metals (including nickel, Brittannia Metal) and jewelry and imitations of such goods and jewelry.
    50 - (10) Local Class 50(10)
   
 
                               
ANTIGUA & BARBUDA                            
T30276AG00   AK ANNE KLEIN   7/23/2007   33818   1/18/2008   6825   REGISTERED     3,9,14  
   
 
                            18,25  
    3-
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -
T30276AG01   ANNE KLEIN NEW YORK   7/23/2007   33821   1/18/2008   6824   REGISTERED     3,9,14,
18,25
 
    3-
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -
T30044AG00   JUDITH JACK   3/6/2002   6012   3/6/2002   6012   REGISTERED     14  
    14 - Jewelry and watches
   
 
                               
ARGENTINA                            
118688   ANNE KLEIN   5/11/1984   1434419   4/30/1993   1938735   REGISTERED     3  
    3 - ALL GOODS IN INTERNATIONAL CLASS 3
118731   ANNE KLEIN & Lion Head Design   10/3/1991   1818726   9/30/1993   1961624   REGISTERED     25  
    25 - ALL GOODS IN INTERNATIONAL CLASS 25
4   EVAN-PICONE   2/27/2003   2415010   4/4/2004   1972785   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

 


 

Owner Trademark Report by Mark   Printed: 5/7/2009   Page 2
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ARGENTINA continued ...                            
T00066AR02   EVAN-PICONE   9/17/2003   2448742   1/25/2005   2007349   REGISTERED     25  
    25 - Clothing, footwear, headgear.
429   JONES NEW YORK       N/A   4/28/1995   2584223   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00103AR01   JONES NEW YORK   7/3/2001   2344778   11/25/2002   1900393   REGISTERED     14  
    14 - Jewelry and watches
T00103AR03   JONES NEW YORK   7/3/2001   2344779   1/1/2003   1900394   REGISTERED     18  
    18 - Handbags and small leather goods
T00103AR05   JONES NEW YORK   7/3/2001   2344780   11/25/2002   1900395   REGISTERED     35  
    35 - Retail Services
T00103AR06   JONES NEW YORK   7/3/2001   2344777   6/14/2005   2031171   REGISTERED     9  
    9 - EYEGLASSES AND SUNGLASSES
T30162AR00   L.E.I.       2228852   7/31/2003   1943423   REGISTERED     25  
    25 - apparel footwear and headgear
T30154AR00   L.E.I. and Design       2228854   7/31/2003   1943426   REGISTERED     25  
    25 - apparel footwear and headgear
T30157AR00   L.E.I. LIFE ENERGY INTELLIGENCE and Design       na   3/31/2000   1.785.077   REGISTERED     25  
    25 - apparel footwear and headgear
   
 
                               
ARUBA                                
T30276AB00   AK ANNE KLEIN   1/15/2007   07011511   12/6/2007   26881   REGISTERED     3,9,14  
   
 
                            18,25  
   
3 - 
                               
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -
118791   ANNE KLEIN   9/12/1996   IM-960912.19   9/12/1996   18170   REGISTERED     18  
    18 - All goods in Class 18.
118915   ANNE KLEIN II   9/12/1996   IM-960912.18   9/12/1996   18169   REGISTERED     18  
    18 - All goods in Class 18.
T30276AB01   ANNE KLEIN NEW YORK   1/15/2007   07011512   12/6/2007   26882   REGISTERED     3,9,14  
   
 
                            18,25  
    3 -
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -
T00103AB00   JONES NEW YORK   7/30/2004   23024   8/27/2004   23024   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30044AB00   JUDITH JACK   11/29/2001   0112g.12   3/19/2003   22281   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Handbags
    25 - Belts
   
 
                               
AUSTRALIA                            

 


 

Owner Trademark Report by Mark   Printed: 5/7/2009   Page 3
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
AUSTRALIA continued ...                            
118978   A LINE ANNE KLEIN   2/6/1995   652452   2/6/1995   652452   REGISTERED     25  
    25 - Clothing, footwear, headgear; excluding footwear for children.
203723   AK ANNE KLEIN   7/19/2004   1011792   7/19/2004   1011792   REGISTERED     14  
    14 - Jewelry, Including jewelry made of precious and non-precious metals; horological and chronometric instruments, watches, clocks and timers.
T30354AU01   AK ANNE KLEIN   9/10/2007   1198359   9/10/2007   1198359   REGISTERED     3,9,18
25
 
    3 - Fragrances and Cosmetics
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    18 - Handbags, tote bags, briefcases, wallets, change purses, leather key cases and cosmetic bags (sold empty).
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
118349   ALBERT NIPON   1/17/1980   342046   1/17/1980   342046   REGISTERED     25  
    25 - All types of wearing apparel; all other goods in said class.
118351   ALBERT NIPON   1/4/1984   401949   1/4/1984   401949   REGISTERED     16  
    16 - Dress patterns and all other goods in this class.
118850   ANNE KLEIN   6/16/1997   736959   6/16/1997   736959   REGISTERED     9  
    9 - Eyeglass frames, sunglass frames, eyeglasses, sunglasses, clip-on sunglasses, eyeglass and sunglass cases, eyeglass and sunglass chains and cords; parts, accessories and fittings for eyeglasses and sunglasses.
203718   ANNE KLEIN   7/19/2004   1011791   7/19/2004   1011791   REGISTERED     14  
    14 - Jewelry including jewelry made of precious and non-precious metals; watches, clocks and timers.
118742   ANNE KLEIN & Lion Head Design (Label)   2/26/1993   597043   2/26/1993   B597043   REGISTERED     18  
    18 - Women’s personal leather accessories in this class, handbags and tote bags.
118551   ANNE KLEIN (Script-Diagonal)   11/29/1973   274394   11/29/1973   274394   REGISTERED     25  
    25 - All goods included in Class 25.
118547   ANNE KLEIN (Script — Diagonal)   11/29/1973   274390   11/29/1973   274390   REGISTERED     14  
    14 - All goods included in this class.
118548   ANNE KLEIN (Script — Diagonal)   11/29/1973   274391   11/29/1973   274391   REGISTERED     18  
    18 - All goods in Class 18.
118550   ANNE KLEIN (Script — Diagonal)   11/29/1973   274393   11/29/1973   274393   REGISTERED     24  
    24 - All goods in Class 24.
118546   ANNE KLEIN (Script — Diagonal)   11/29/1973   274389   11/29/1973   274389   REGISTERED     3  
    3 - All goods included in this class.
118903   ANNE KLEIN II   9/22/1992   587014   9/22/1992   587014   REGISTERED     14  
    14 - All goods included in this class.
118883   ANNE KLEIN II (Block and Stylized Series — Australia)   2/22/1993   596574   2/22/1993   596574   REGISTERED     18  
    18 - Women’s personal leather accessories in this class, handbags and tote bags.
118818   ANNE KLEIN II (stylized)   5/21/1987   465590   5/21/1987   465590   REGISTERED     25  
    25 - Clothing, footwear and headgear.

 


 

Owner Trademark Report by Mark   Printed: 5/7/2009   Page 4
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
AUSTRALIA continued ...                            
T30276AU00   ANNE KLEIN NEW YORK   9/10/2007   1198360   9/10/2007   1198360   REGISTERED     3,9,14  
   
 
                            18,25  
    3 - Fragrances and Cosmetics
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 - Jewelry and Watches
    18 - Handbags, tote bags, briefcases, wallets, change purses, leather key cases and cosmetic bags (sold empty).
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
6   EVAN-PICONE   2/21/1983   387704   1/30/1986   387704   REGISTERED     25  
    25 - All goods in Class 25, excluding boots, shoes, slippers and sandals. Agent Acknowledged inst. to renew 10/7/03
5   EVAN-PICONE   6/20/1990   536,530   8/20/1992   A536530   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30124AU11   Floating Swan Design           8/25/1984   A412805   REGISTERED     25  
    25 - Women’s sportswear, namely blouses, tops, sweaters, skirts, pants, jeans, shorts, bathing suits and accessories therefor.
T30124AU06   G.V. Triangle design           3/11/1981   B357581   REGISTERED     25  
    25 - Clothing, including jeans and tops and all goods in the class
T30242AU00   GLO JEANS   5/31/2006   1116799   5/31/2006   1116799   REGISTERED     025  
    025 - Clothing including pants skirts, dresses, jackets coats, blouses, shirts, hosiery, belts and footwear
T30124AU03   GLORIA VANDERBILT       376293   6/2/1982   B376293   REGISTERED     18  
    18 - knapsacks and bags, namely, handbags, purses, carryalls, duffel bags, and cosmetic cases sold empty, umbrellas
T30124AU07   GLORIA VANDERBILT           4/15/1982   B374252   REGISTERED     25  
    25 - Clothing and all other goods in the class
T30124AU00   GLORIA VANDERBILT & Swan Design   8/15/1994   637840   8/14/1994   637840   REGISTERED     25  
    25 - men’s, women’s and children’s pants, jeans, jumpsuits, rompers, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, underwear, footwear, hats, scarves and gloves; women’s and girl’s blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, leotards, underwear, briefs and tops, bras and panties
T30125AU00   GLORIA VANDERBILT Signature       226158   8/3/1979   A226158   REGISTERED     25  
    25 - clothing
T30125AU01   GLORIA VANDERBILT Signature           6/2/1982   A376292   REGISTERED     18  
    18 - LEATHER AND IMITATIONS OF LEATHER, AND ARTICLES MADE FROM THESE MATERIALS
T30200AU00   JEANSTAR   11/1/2004   1027730   11/1/2004   1027730   REGISTERED     025  
    025 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras and

 


 

                 
Owner Trademark Report by Mark
      Printed:   5/7/2009   Page 5
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
AUSTRALIA continued...                            
312  
 
  JONES NEW YORK   6/2/1997   735851   6/2/1997   735851   REGISTERED     010,9,14  
   
 
                            18,25  
    010 - Clothing, footwear, headgear.
 
    Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery essential oils, cosmetics, hair lotions; dentifrices.
 
    Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
 
    Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
    9 - eye wear                        
    14 -                                
    18 -                                
    25 -                                
T00113AU00       JONES NEW YORK SPORT   11/2/2001   893983   6/18/2002   893983   REGISTERED     25  
    25 - Clothing, footwear and headgear                        
T30044AU00  
 
  JUDITH JACK   9/27/2001   890509   9/27/2001   890509   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Handbags
    25 - Belts
118402  
 
  KASPER   2/23/1998   755735   2/23/1998   755735   REGISTERED     25  
    25 - Wearing apparel, including sweaters, shirts, blouses, t-shirts, pants, jeans, skirts, dresses, shorts, jackets, coats, suits, raincoats, capes, ponchos, shawls, scarves and vests.
T30154AU00  
 
  L.E.I           3/31/2000   1785077   REGISTERED     25  
    25 - Apparel, footwear and headgear                        
T30154AU02  
 
  L.E.I LIFE ENERGY   12/24/1999   na   12/24/1999   782897   REGISTERED     25  
   
 
  INTELLIGENCE and Design                            
    25 - Apparel footwear and headgear                        
T30154AU01  
 
  L.E.I. and Design           12/24/1999   799362   REGISTERED     25  
    25 - Apparel footwear and headgear                        
T30154AU05  
 
  LEI THONG       NA   4/12/2001   872608   REGISTERED     25  
    25 - Apparel, footwear and headgear                        
T30154AU06  
 
  LEI THONG & Design       NA   4/12/2001   872607   REGISTERED     25  
    25 - Apparel, footwear and headgear                        
T30157AU00  
 
  LIFE ENERGY INTELLIGENCE   12/24/1999   na   12/24/1999   799364   REGISTERED     25  
    25 - Apparel footwear and headgear                        
118680  
 
  Lion Head Design   1/23/1989   503408   1/23/1989   503408   REGISTERED     14  
    14 - Women’s costume jewelry, fabricated from base metals, sterling silver, electroplated gold and silver, gold-filled materials, synthetic and semi-precious stones, and diamonds.
118738  
 
  Lion Head Design   9/22/1992   587015   9/22/1992   587015   REGISTERED     14  
    14 - All goods included in this class.                        
118553  
 
  Lion Head Design   6/25/1976   298104   6/25/1976   298104   REGISTERED     25  
    25 - All goods included in this class.                        
T30005AU00  
 
  RICHELIEU           4/3/1978   B316926   REGISTERED     14  
    14 - JEWELRY NOT BEING IN THE FORM OF SMOKERS’ ARTICLES.

 


 

                 
Owner Trademark Report by Mark
      Printed:   5/7/2009   Page 6
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
AUSTRALIA continued ...                            
T30154AU04   Slanted Bubble Design   12/24/1999   na   12/24/1999   799361   REGISTERED     25  
    25 - Apparel footwear and headgear
T30124AU09   Swan Design           6/23/1982   A377268   REGISTERED     18  
    18 - All goods in this class
T30124AU10   Swan Design           8/3/1990   A398242   REGISTERED     25  
    25 - Women’s sportswear, namely blouses, tops, sweaters, skirts, pants, jeans, shorts, bathing suits and accessories therefor.
T30124AU02   VANDERBILT BY GLORIA
VANDERBILT
      380503   9/2/1982   A380503   REGISTERED ·     03  
    03 - Cosmetics, Perfumes, Perfume Sprays, Toilet Water, Toilet Water Sprays, Body Lotions and Body Powders and preparations for personal care.
T30124AU04   VANDERBILT GLORIA VANDERBILT & Swan Design     381064   9/15/1982   A381064   REGISTERED     03  
    03 - Cosmetics, toiletries, perfumes, fragrances, talc, lotions, for cosmetic purposes, shampoos, soaps, beauty preparations and preparations for personal care and all other goods in the class.
   
 
                               
AUSTRIA                                
118374   ALBERT NIPON       AM 3071/81   3/29/1982   99329   REGISTERED     3,4,14,16,18  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, preparations for body and beauty care, hair lotions; dentifrices
    4 - industrial oils and greases (except edible oil, edible greases and essential oils); lubricants; dust binding components; fuels (including motor spirit)and illuminants; candles, night lights, wicks for lighting
    14 - precious metals and their alloys as well as goods made thereof and coated therewith (except cutlery, forks and spoons); jewelry, precious stones; clocks and watches and other means for measuring of time
    16 - paper, cardboard and goods made from these materials, not included in other classes; printing matters, papers and magazines, books, bookbinding articles; photographs; stationery, adhesives (for stationery); artists’ materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); playing cards; printers’ types; printing blocks
    18 - leather and leather imitations as well as goods made thereof, not included in other classes, in particular jewelry bags, travelling bags, cosmetic bags; animals skins and hides; travelling and hand suitcases; umbrellas parasols and walking sticks; whips, harness and
118554   ANNE KLEIN   5/21/1976   AM 1438/76   4/3/1981   96556   REGISTERED     3  
    3 - Perfume; cologne; toilet water; dusting powder; bath oil; body splash; soap; oil; toner; mask; astringent; face lotion; skin lotion; cleansing lotion; depilatories; hair coloring preparations; hair conditioners; face powder; makeup items; sun care products.
118702   ANNE KLEIN & Lion Head Design 6/27/1990   AM3283/90   9/6/1990   132483   REGISTERED     25  
    25 - Clothing, boots, shoes and slippers.
12  
 
  E.P.S. EVAN-PICONE SPORT   3/5/1990   AM 1160/90   9/17/1990   132676   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3  
 
  EVAN-PICONE   9/10/1968   AM2183/68   11/22/1968   63189   REGISTERED     18,25  
    18 - hosiery, woven and knitted clothing, body linen, table linen, bed linen, corsets, neckties, braces, gloves
   
 
                               
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
   
25 -
                               
8  
 
  EVAN-PICONE SPORT   5/2/1991   AM 593/91   6/17/1991   136155   REGISTERED     25  
   
 
  (STYLIZED)                            
    25 - Clothing, footwear, headgear.
T30124AT00   GLORIA VANDERBILT           8/5/1991   136902   REGISTERED     24  
    24 - Home Furnishings
430  
 
  JNY JONES NEW YORK &   3/12/1991   n/a   11/20/1991   138893   REGISTERED     25  
    25 - Clothing
   
 
                               
BAHAMAS                                

 


 

                 
Owner Trademark Report by Mark
      Printed:   5/7/2009   Page 7
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BAHAMAS continued...                            
13  
 
  EVAN-PICONE   11/10/1983   11,115   11/21/1983   11,115   REGISTERED     38  
    38 - Clothing, footwear, headgear.
388  
 
  JONES NEW YORK   6/30/1997   19734   6/30/1997   19734   REGISTERED     38  
    38 - Clothing, footwear, headgear.
399  
 
  JONES NEW YORK   7/11/1997   19743   7/11/1997   19743   REGISTERED     37  
    37 - Leather goods
T30044BS01   JUDITH JACK   1/28/2002   24525   9/27/2006   24525   REGISTERED     37  
    37 - LEATHER, SKINS UNWROUGHT AND WROUGHT, AND ARTICLES MADE OF LEATHER NOT INCLUDED IN OTHER CLASSES (TO COVER “HANDBAGS AND BELTS”. PROVIDING THESE CASES OF MADE OF LEATHER.
T30044BS02   JUDITH JACK   1/28/2002   24526   9/27/2006   24526   REGISTERED     14  
    14 - GOODS OF PRECIOUS METALS AND JEWELRY, AND IMITATIONS OF SUCH GOODS AND JEWELRY (TO COVER
   
 
                               
BAHRAIN                                
T30338BH01   A (Underscored) LINE ANNE   9/21/1994   1087/94   9/21/1994   17939   REGISTERED     25  
    25 -Clothing, including jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, trousers, jeans, shorts, t-shirts, skirts, jumpsuits, sweaters, cardigans, hats, belts, headbands, lingerie, neckwear, namely scarves, mufflers, ascots and ties, overalls, gloves, hosiery, stockings (knee-high and thigh-high), pantyhose, tights, socks, leggings, swimwear and footwear (including shoes, boots and slippers), except for children’s footwear
118780   ANNE KLEIN           9/21/1994   17940   REGISTERED     25  
    25 - CLOTHING, INCLUDING JACKETS, COATS, PARKAS, RAINCOATS, BLAZERS, BLOUSES, SHIRTS, DRESSES, SUITS, TROUSERS, PANTS, JEANS, SHORTS, T-SHIRTS, SKIRTS, JUMPSUITS, SWEATERS, CARDIGANS, HATS, BELTS, HEADBANDS, LINGERIE, NECKWEAR, OVERALLS, GLOVES, SCARVES, SHAWLS, MUFFLERS, HOSIERY, STOCKINGS (KNEE-HIGH AND THIGH-HIGH), PANTYHOSE, TIGHTS, SOCKS, LEGGINGS, SWIMWEAR; FOOTWEAR, INCLUDING BOOTS, SHOES, ATHLETIC FOOTWEAR, AND SLIPPERS; AND HEADGEAR
118902   ANNE KLEIN II   9/21/1994   1089/94   9/21/1994   17938   REGISTERED     25  
    25 - Clothing, including jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, suits, trousers, pants, jeans, shorts, t-shirts, skirts, jumpsuits, sweaters, cardigans, hats, belts, headbands, lingerie, neckwear, overalls, gloves, scarves, shawls, mufflers, hosiery, stockings (knee-high and thigh-high), pantyhose, tights, socks, leggings, swimwear; footwear, including boots, shoes, athletic footwear, and slippers; and headgear.
T30005BH01   NAPIER   6/27/1988   426/88   12/29/1992   11734   REGISTERED     14  
    14 - Jewelry made of previous and semi-precious metals.
   
 
                               
BARBADOS                                
118792   ANNE KLEIN   9/13/1996   N/A   2/23/2000   81/11443   REGISTERED     18  
    18 - HANDBAGS, TOTE BAGS, AND PERSONAL LEATHER ACCESSORIES, NAMELY BILLFOLDS, WALLETS, CHECKBOOK HOLDERS, CHECKBOOK CLUTCHES, COSMETIC CASES, COSMETIC POUCHES, CREDIT CARD CASES, KEY CASES, KEY FOBS, PURSES, COIN PURSES, COIN/KEY PURSES, MONEY BELTS, PASSPORT CASES, CARRY-ALL CLUTCHES, TRAVEL KITS (SOLD EMPTY) AND SECRETARIES IN INTL. CLASS 18
118914   ANNE KLEIN II   9/13/1996   N/A   2/23/2000   81/11444   REGISTERED     18  
    18 - Handbags, tote bags, and personal leather accessories, namely billfolds, wallets, checkbook holders, checkbook clutches, cosmetic cases, cosmetic pouches, credit card cases, key cases, key fobs, purses, coin purses, coin/key purses, money belts, passport cases, carry-all clutches, travel kits (sold empty) and secretaries in Int. Class 18.
T30044BBO0   JUDITH JACK           9/6/2002   81/16333   REGISTERED     14  
    14 - Jewelry and watches
BB  
 
  JUDITH JACK           9/6/2002   81/16334   REGISTERED     18  
    18 - Handbags
T30044BBO2   JUDITH JACK           9/6/2002   81/16335   REGISTERED     25  
    25 - Belts
   
 
                               
BELARUS                                
118769   ANNE KLEIN   8/25/1994   3363   8/25/1994   6595   REGISTERED     25  
    25 - COATS, SUITS, JACKETS, PANTS, SHIRTS, SKIRTS, DRESSES, BLOUSES, SWEATERS, BELTS, GLOVES, SCARVES, MUFFLERS, SHAWLS, SWIMWEAR, HOSIERY, STOCKINGS, PANTYHOSE, TIGHTS, SOCKS, FOOTWEAR AND HEADGEAR

 


 

                 
Owner Trademark Report by Mark
      Printed:   5/7/2009   Page 8
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BELIZE                            
T00103BZ01   JONES NEW YORK   2/22/2006   373906   2/22/2006   3739.06   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
   
 
                               
BENELUX                            
T30306BX00   A LINE ANNE KLEIN       na   8/10/1995   578592   REGISTERED        
118984   A LINE ANNE KLEIN   9/25/1995   856247   9/25/1995   578592   REGISTERED     25  
    25 - Clothing, footwear (with the exception of children’s footwear), headgear.
118371   ALBERT NIPON   10/6/1983   49791   10/6/1983   395514   REGISTERED     25  
    25 - Clothing, shoes, footwear, headgear for wear.
118372   ALBERT NIPON   12/1/1981   46311   12/1/1981   377076   REGISTERED     3  
    3 - Perfumes, toiletry essentials, cosmetics, lotions for the hands, dentifrices, colognes and products of toiletries, soap.
118555   ANNE KLEIN   12/18/1973   600994   12/18/1973   322944   REGISTERED     3,14,18
20,24,25
27
 
    3 - Bleaching preparations and other laundry preparations; cleaning, polishing, degreasing and abrasives; soap, perfumery, essential oils, cosmetics, hair lotions; dentifrices.
    14 - Precious metals and their alloys and articles made wholly, wellplates and silver wares (except cutlery, fork and spoons); jewelry, precious stones; horological and other chronometric instruments.
    18 - Leather and artificial leather and thereof made products that is not included in other classes; skins and sheets; valises and bags; umbrellas, parasols and walking sticks; whips; harness and saddlery.
    20 - Furniture, mirrors, frames; of wood, cork, reed, reed, tea, horn, bone, ivory, whalebone, tortoise shell, amber, mother of pearl, meerschaum, celluloid and substitutes for these materials or made of plastic products that is not included in other classes.
    24 - Fabric; bed covers and table cloths; textile goods not included in other classes.
    25 - Clothing; including boots, shoes and slippers.
    27 - Carpets, rugs, linoleum and other floor covering; wall hangings (except for a fabric).
944   BIG JONES       N/A   12/1/1989   0473540   REGISTERED     25  
    25 - Clothing, footwear, headgear.
24   EVAN-PICONE   6/13/1979   302303   4/2/1980   361399   REGISTERED     25  
    25 - Clothing.
315   EVAN-PICONE   6/27/1990   748249   6/27/1990   483669   REGISTERED     18  
    18 - Cases especially made for photographic equipment.
    Leather and imitations of leather, goods made of these materials and not included in other classes. luggage, handbags, purses, attache cases, briefcases, business and credit card cases, passport cases, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags, key fobs and key cases.
    Sacks and bags (not included in other classes)
23   EVAN-PICONE   6/5/1981   302554   3/12/1982   0375161   REGISTERED     3,4,8
14,21
 
    3 - Fragrance candles; manicure implements; jewelry, particularly jewelry containing perfume, fragrance decanters; cosmetic implements such as eyebrow pencils and lip brushes.
   
4 -
                               
   
8 -
                               
   
14 -
                               
   
21 -
                               
19   EVAN-PICONE SPORT
(STYLIZED)
  12/21/1990   758064   12/21/1990   494908   REGISTERED     25  
    25 - Clothing, including footwear.
434   JNY   8/22/1990   n/a   8/22/1990   484316   REGISTERED     25  
    25 - Women’s T-shirts, sweaters, shorts, shirts, jackets, pull-on pants blouses, vests.
945   JONES       N/A   12/1/1989   0473541   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

                 
Owner Trademark Report by Mark
      Printed:   5/7/2009   Page 9
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BENELUX continued...                            
435   JONES NEW YORK   9/19/1990   n/a   9/19/1990   485804   REGISTERED     25  
    25 - Women’s, junior misses, and petites apparel
T30044BX00   JUDITH JACK   5/10/2001   998066   5/10/2001   715810   REGISTERED     14,18,25  
    14 - Watches and Jewelry
    18 - Handbags
    25 - Belts
118405   KASPER   2/20/1998   910855   2/20/1998   627110   REGISTERED     25  
    25 - Clothing, footwear, headgear.
118703   Lion Head Design   6/1/1990   747093   6/1/1990   482969   REGISTERED     25  
    25 - Clothing, footwear and headgear.
T30005BX01   NAPIER   7/18/1986   658501   7/18/1986   0420829   REGISTERED     14,18,21  
                              25,26  
    14 - All goods in the class
    18 - All goods in the class
    21 - All goods in the class
    25 - All goods in the class
    26 - All goods in the class
T30005BX02   RICHELIEU           3/7/1978   350368   REGISTERED     14  
    14 - jewelry
562   X-AM   12/10/1993   n/a   12/10/1993   543632   REGISTERED     25  
    25 - Clothing, footwear.
 
                                   
BERMUDA                            
118970   A (underscored) LINE ANNE 6/8/1994   26156   6/8/1994   26156B   REGISTERED     25  
    25 - Jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, trousers, jeans, shorts, t-shirts, skirts, jumpsuits, sweaters, cardigans, hats, belts, headbands, lingerie, neckwear, overalls, gloves, scarves, hosiery, stockings, pantyhose, tights socks, leggings, swimwear, suits, jumpers, capes, vests, collars, chemises, slips, petticoats, pajamas, negligees, nightgowns, tank tops, camisoles, pullovers, body shirts, leotards, stoles, and footwear; but none of the aforesaid being children’s footwear; all included in Class 25.
118704   ANNE KLEIN & Lion Head Design 7/4/1990   20972   7/4/1990   20972   REGISTERED     25  
    25 - ARTICLES OF CLOTHING INCLUDED IN CLASS 25 FOR WOMEN AND GIRLS
118695   ANNE KLEIN (script) 6/28/1990   20967   6/28/1990   20967   REGISTERED     14  
    14 - ARTICLES INCLUDED IN CLASS 14 MADE OF PRECIOUS METALS OR THEIR ALLOYS OR COATED THEREWITH; JEWELRY, HOROLOGICAL AND CHRONOMETRIC INSTRUMENTS
118896   ANNE KLEIN II   6/8/1994   26157   6/8/1994   B26157   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, culottes, belts, gloves, scarves, shorts, hosiery, stockings, pantyhose, tights, socks, and footwear; all included in Class 25.
T30107BM00   ERIKA   5/6/2002   34226   12/6/2002   34226   REGISTERED     25  
    25 - CLOTHING, NAMELY, DRESSES, ACRYLIC SWEATERS AND PULLOVERS, INDIAN GAUZE TOPS, NYLON KNIT BLOUSES, DENIM PANTS, SKIRTS AND VESTS, T-SHIRTS, POLO SHIRTS, SWEATSHIRTS, SWEATPANTS, DENIM, SHORTS AND FOOTWEAR.
T30107BM01   ERIKA   5/6/2002   34225   12/6/2002   34225   REGISTERED     18  
    18 - LUGGAGE, HANDBAGS, PURSES, ATTACHE CASES, BRIEFCASES, SCHOOL BAGS, TOTE BAGS, ALL PURPOSE SPORT TOTE BAGS, DUFFEL BAGS, BEACH BAGS, TRAVELLING TRUNKS AND VALISES, COSMETIC BAGS SOLD EMPTY, BRIEFCASE TYPE PORTFOLIOS, UMBRELLAS;
 
    SMALL LEATHER GOODS, NAMELY CLUTCH PURSES, CIGARETTE CASES, LEATHER KEY FOBS AND LEATHER KEY CASES, CREDIT CARD CASES, COSMETIC CASES, CHANGE PURSES, WALLETS, EYEGLASS CASES, BUSINESS CARD CASES, PASSPORT CASES, AGENDA CASES AND LIPSTICK HOLDERS

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 10
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BERMUDA continued ...                                
T30108BM00  
 
  ERIKA COLLECTION   5/6/2002   34227   12/6/2002   34227   REGISTERED     18  
    18 - LUGGAGE, HANDBAGS, PURSES, ATTACHE CASES, BRIEFCASES, SCHOOL BAGS, TOTE BAGS, ALL PURPOSE SPORT TOTE BAGS, DUFFEL BAGS, BEACH BAGS, TRAVELLING TRUNKS AND VALISES, COSMETIC BAGS SOLD EMPTY, BRIEFCASE TYPE PORTFOLIOS, UMBRELLAS; .
    SMALL LEATHER GOODS, NAMELY CLUTCH PURSES, CIGARETTE CASES, LEATHER KEY FOBS AND LEATHER KEY CASES, CREDIT CARD CASES, COSMETIC CASES, CHANGE PURSES, WALLETS, EYEGLASS CASES, BUSINESS CARD CASES, PASSPORT CASES, AGENDA CASES AND LIPSTICK HOLDERS
T30108BM01  
 
  ERIKA COLLECTION   5/7/2002   34228   12/6/2002   34228   REGISTERED     25  
    25 - CLOTHING, NAMELY, DRESSES, ACRYLIC SWEATERS AND PULLOVERS, INDIAN GAUZE TOPS, NYLON KNIT BLOUSES, DENIM PANTS, SKIRTS AND VESTS, T-SHIRTS, POLO SHIRTS, SWEATSHIRTS, SWEATPANTS, DENIM, SHORTS AND FOOTWEAR.
T30107BM03  
 
  ERIKA DRESSES   5/6/2002   34232   12/6/2002   34232   REGISTERED     25  
    25 - CLOTHING, NAMELY, DRESSES, ACRYLIC SWEATERS AND PULLOVERS, INDIAN GAUZE TOPS, NYLON KNIT BLOUSES, DENIM PANTS, SKIRTS AND VESTS, T-SHIRTS, POLO SHIRTS, SWEATSHIRTS, SWEATPANTS, DENIM, SHORTS AND FOOTWEAR.
T30107BM05  
 
  ERIKA DRESSES   5/7/2002   34231   12/6/2002   34231   REGISTERED     18  
    18 - LUGGAGE, HANDBAGS, PURSES, ATTACHE CASES, BRIEFCASES, SCHOOL BAGS, TOTE BAGS, ALL PURPOSE SPORT TOTE BAGS, DUFFEL BAGS, BEACH BAGS, TRAVELLING TRUNKS AND VALISES, COSMETIC BAGS SOLD EMPTY, BRIEFCASE TYPE PORTFOLIOS, UMBRELLAS;
SMALL LEATHER GOODS, NAMELY CLUTCH PURSES, CIGARETTE CASES, LEATHER KEY FOBS AND LEATHER KEY CASES, CREDIT CARD CASES, COSMETIC CASES, CHANGE PURSES, WALLETS, EYEGLASS CASES, BUSINESS CARD CASES, PASSPORT CASES, AGENDA CASES AND LIPSTICK HOLDERS
T30107BM04  
 
  ERIKA SPORT   5/6/2002   34230   12/6/2002   34230   REGISTERED     25  
    25 - CLOTHING, NAMELY, DRESSES, ACRYLIC SWEATERS AND PULLOVERS, INDIAN GAUZE TOPS, NYLON KNIT BLOUSES, DENIM PANTS, SKIRTS AND VESTS, T-SHIRTS, POLO SHIRTS, SWEATSHIRTS, SWEATPANTS, DENIM, SHORTS AND FOOTWEAR.
T30107BM06  
 
  ERIKA SPORT   5/7/2002   34229   12/6/2002   34229   REGISTERED     18  
    18 - LUGGAGE, HANDBAGS, PURSES, ATTACHE CASES, BRIEFCASES, SCHOOL BAGS, TOTE BAGS, ALL PURPOSE SPORT TOTE BAGS, DUFFEL BAGS, BEACH BAGS, TRAVELLING TRUNKS AND VALISES, COSMETIC BAGS SOLD EMPTY, BRIEFCASE TYPE PORTFOLIOS, UMBRELLAS;
SMALL LEATHER GOODS, NAMELY CLUTCH PURSES, CIGARETTE CASES, LEATHER KEY FOBS AND LEATHER KEY CASES, CREDIT CARD CASES,COSMETIC CASES, CHANGE PURSES, WALLETS, EYEGLASS CASES, BUSINESS CARD CASES, PASSPORT CASES, AGENDA CASES AND LIPSTICK HOLDERS
T30044BM00  
JUDITH JACK
      10/2/2001   33564   10/2/2001   33564   REGISTERED     14  
    14 - Jewelry and watches
T30044BM01  
 
  JUDITH JACK   10/2/2001   33565   10/2/2001   33565   REGISTERED     18  
    18 - HANDBAGS
T30044BM02  
 
  JUDITH JACK   10/2/2001   33566   10/2/2001   33566   REGISTERED     25  
    25 - Belts
T30162BM00  
 
  L.E.I.   5/31/2007   47189   12/5/2002   47189   REGISTERED     9  
    9 - Sunglasses
T30162BM01  
 
  L.E.I.   5/31/2007   47190   12/5/2008   47190   REGISTERED     14  
    14 - Jewelry and Watches
T30162BM02  
 
  L.E.I.   5/31/2007   47191   12/5/2008   47191   REGISTERED     18  
    18 - Handbags
T30162BM03  
 
  L.E.I.   5/31/2007   47192   12/5/2002   47192   REGISTERED     25  
    25 - Lingerie, hats, leg wear, jackets, coats, jeans and footwear
T30005BM01  
 
  NAPIER   12/14/1979   NIA   12/14/1979   8940   REGISTERED     14  
    14 - JEWELRY FORMED OF PRECIOUS METALS AND STONES
BOLIVIA  
 
                               
T30276BO00  
 
  AK ANNE KLEIN   10/24/2006   4119   8/13/2007   110041   REGISTERED     03  
    03 - Fragrances and Cosmetics

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 11
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BOLIVIA continued ...                                
T30276BO01  
 
  AK ANNE KLEIN   10/24/2006   4120   8/13/2007   110050   REGISTERED     9  
    9 - optical and non optical eyewear
T30276BO02  
 
  AK ANNE KLEIN   10/24/2006   4121   8/13/2007   110042   REGISTERED     14  
    14 - jewelry and watches
T30276BO03  
 
  AK ANNE KLEIN   10/24/2006   4292   8/13/2007   110040   REGISTERED     18  
    18 -
T30354BO00  
 
  AK ANNE KLEIN   10/24/2006   4123   8/13/2007   110043   REGISTERED     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30354BO01  
 
  AK ANNE KLEIN       na   8/13/2007   110044   REGISTERED     24  
    24 - Body, bath and sport towels
T30276BO05  
 
  ANNE KLEIN NEW YORK   10/24/2006   4124   8/13/2007   110052   REGISTERED     03  
    03 - Fragrances and Cosmetics
T30276BO06  
 
  ANNE KLEIN NEW YORK   10/24/2006   4125   8/13/2007   110051   REGISTERED     09  
    09 - eyewear Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276BO07  
 
  ANNE KLEIN NEW YORK   10/24/2006   4126   8/13/2007   110124   REGISTERED     14  
    14 - jewelry and watches
T30276BO08  
 
  ANNE KLEIN NEW YORK   10/24/2006   4291   8/13/2007   110055   REGISTERED     18  
    18 -
T30276BO09  
 
  ANNE KLEIN NEW YORK   10/24/2006   4128   8/13/2007   110054   REGISTERED     25  
    25 - Belts, blouses, camisoles, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276BO10  
 
  ANNE KLEIN NEW YORK       na   8/13/2007   110053   REGISTERED     24  
    24 - Body, bath and sport towels
27  
 
  EVAN-PICONE   7/24/2002   SM-2275-02   12/18/2003   91979   REGISTERED     25  
    25 - Dry goods, corsets, dresses, hats, shirts, collars and cuffs.
436  
 
  JONES NEW YORK   8/3/1994   n/a   6/13/1996   61272-C   REGISTERED     25  
    25 - Women’s, junior misses, and petites apparel
T00103BO01  
 
  JONES NEW YORK   2/10/2006   12063   8/23/2007   110361-C   REGISTERED     09  
    09 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30007BO00  
 
  NAPIER (Stylized)           8/27/1993   55182-C   REGISTERED     14  
    14 - GOODS NOT LISTED.
BRAZIL  
 
                               
118852  
 
  ANNE KLEIN   6/17/1996   819258776   7/16/2002   819258776   REGISTERED     14  
    14 - Chronometers, clocks, watches and their parts included in this class.
118728  
 
  ANNE KLEIN & Lion Head Design   4/12/1991   816121028   1/7/1997   816121028   REGISTERED     25  
    25 - CLOTHING AND CLOTHING ACCESSORIES OF COMMON USE; CLOTHES AND CLOTHING ACCESSORIES FOR THE PRACTICE OF SPORTS; CLOTHES AND CLOTHING ACCESSORIES FOR PROFESSIONAL USE.
118899  
 
  ANNE KLEIN II   5/11/1994   817866906   4/16/1996   817866906   REGISTERED     25  
    25 - Clothes and clothing accessories of common use. Clothes and clothing accessories for practice of sports. Clothes and clothing accessories for professional use. (Local Classes 25.10, 25.20, and 25.30)
118862  
 
  ANNE KLEIN II (stylized)   7/4/1990   815560532   3/3/1992   815560532   REGISTERED     25  
    25 - Clothing; hats; footwear; uniforms; visors (hatmaking); clothing for gymnastics; stockings; camisoles; lingerie; sleepwear; swimwear; fur coats; scarves; gloves; belts and money belts.

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 12
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BRAZIL continued...                                
127311       ANNE KLEIN II (stylized)   7/4/1990   815560532   3/3/1992   200036530   REGISTERED   18  
    18 - Clothing articles made of leather and of imitation leather; bags; handbags; purses; coin purses; key purses; wallets; rucksacks; backpacks; umbrellas; shoulder bags; billfolds and pocket wallets; cases for credit cards; key cases; cheque book clutches; carry-all clutches and secretaries; school bags and satchels; tote bags; game bags and hip bags; bags for campers and for climbers; cosmetic bags and pouches; knapsacks; haversacks; lunch bags.
29  
 
  EVAN-PICONE   1/16/1995   818293160   10/11/2005   818293160   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00066BR02  
 
  EVAN-PICONE   9/28/2001   824094573   4/17/2007   824094573   REGISTERED     14  
   
14 -
                               
T30124BR00  
 
  GLORIA VANDERBILT       810059711   12/26/1984   810059711   REGISTERED     25  
    25 - Clothes and clothing accessories of common use; clothes and clothing accessories for practice of sports; professional cloths and
T30124BR11  
 
  GLORIA VANDERBILT   7/24/2003   825729939   8/19/2008   825729939   REGISTERED     25  
    25 - FOOTWEAR, namely shoes, boots, sandals and slippers.
T30124BR06  
 
  GLORIA VANDERBILT & Swan Design       817936327   12/31/1996   817936327   REGISTERED     25  
    25 - Clothes and clothing accessories of common use, active sportswear and professional use
T30124BR05  
 
  GLORIA VANDERBILT (Signature)       811054780   3/27/1984   811054780   REGISTERED     14  
    14 - Jewels and their imitations
T30124BR02  
 
  GLORIA VANDERBILT and Swan Design       810665565   5/9/1989   810665565   REGISTERED     25  
    25 - Clothes and clothing accessories of common use, active sportswear and professional use
T30124BR07  
 
  GVNY       819173495   8/24/1999   819173495   REGISTERED     9  
    9 - eye wear
T30154BR02  
 
  L.E.I. LIFE ENERGY   2/5/1999   821172050   11/20/2007   821172050   REGISTERED     25  
   
 
  INTELLIGENCE Design                            
    25 - Apparel footwear and headgear
T30157BR00  
 
  LIFE ENERGY INTELLIGENCE   7/28/1999   821518046   9/2/2008   821518046   REGISTERED     25  
    25 - Apparel footwear and headgear
T30005BR03  
 
  NAPIER   2/18/2004   826258980   9/11/2007   826258980   REGISTERED     14  
    14 - Jewelry made of precious and semi-precious materials.
T30007BR01  
 
  NAPIER (Stylized)       816963142   11/11/1992   816963142   REGISTERED     14  
    14 - Jewelry made of precious and semi-precious stones.
T30124BR01  
 
  Swan Design       810500973   7/3/1984   810500973   REGISTERED     3  
    3 - Perfumery and Hygiene products and toiletry articles in general
T30124BR03  
 
  VANDERBILT BY GLORIA       810963620   10/9/1984   810963620   REGISTERED     3  
   
 
  VANDERBILT                            
    3 - Perfumery and Hygiene products and toiletry Articles in general
T30124BR04  
 
  VANDERBILT GLORIA       810997673   4/2/1985   810997673   REGISTERED     03  
   
 
  VANDERBILT & Swan Design                            
    03 - Perfumery and Hygiene products and toiletry articles in general
BRITISH VIRGIN ISLANDS                                
31  
 
  EVAN-PICONE   12/15/1983   696   8/21/1984   2038   REGISTERED     25  
    25 - Clothing, footwear, headgear.
354  
 
  JONES NEW YORK   6/16/1997   n/a   6/16/1997   3161   REGISTERED     37  
    37 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 13
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BRITISH VIRGIN ISLANDS continued ...                                
353  
 
  JONES NEW YORK   6/16/1997   n/a   6/16/1997   3161   REGISTERED     38  
    38 - Clothing, footwear, headgear.
T30044VG00  
 
  JUDITH JACK   12/21/2002   N/A   12/21/2002   3803   REGISTERED     14,37,25  
    14 - watches
    37 - Handbags
    25 - Belts
BRUNEI  
 
                               
32  
 
  EVAN-PICONE   9/17/1981   28,613   9/14/1981   11766   REGISTERED     25  
    25 - Articles of clothing, including boots, shoes and slippers
357  
 
  JONES NEW YORK   6/26/1997   27838   7/3/1999   24842   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes : animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
CANADA  
 
                               
118941  
 
  A (underscored) LINE ANNE   3/26/1991   678690   1/29/1998   TMA488527   REGISTERED     18,25  
    18 - Tote bags.
    25 - Clothing, namely, jackets, coats, parkas, raincoats, blazers, blouses, shirts, t-shirts, skirts, dresses, trousers, jeans, shorts, jumpsuits, overalls, sweaters, cardigans, hats, headbands, belts, gloves, scarves, neckwear, namely ties, cowls, mufflers, swimwear, hosiery, stockings, knee-high and thigh-high stockings, pantyhose, tights, socks, knit leggings; footwear, namely shoes, boots, slippers, except
118364  
 
  ALBERT NIPON   1/9/1981   463879   5/28/1982   269469   REGISTERED     25  
    25 - (1) Women’s dresses, shirts, skirts, jackets, sportswear and outerwear consisting of coordinated sweaters, shirts, skirts, slacks and scarves. (2) Ladies co-ordinates, ladies separates and ladies activewear, namely, blouses, pants, suits, outerwear coats.
118361  
 
  ALBERT NIPON   5/27/1987   584750   1/27/1989   TMA350563   REGISTERED     9  
    9 - (1) Eye frames and sunglasses. (2) Men’s and women’s eye frames and sunglasses.
118343  
 
  ALBERT NIPON   12/8/1981   479352   3/27/1987   TMA325222   REGISTERED     3  
    3 - Perfume, cologne and toilet water.
118851  
 
  ANNE KLEIN   5/23/1997   845942   5/7/1998   TMA494095   REGISTERED     9,25  
    9 - Ophthalmic eyeglass frames; sunglasses.
    25 - Scarves; stoles; shawls; ties; fabric ponchos and mufflers.
118558  
 
  ANNE KLEIN   10/3/1973   368555   7/22/1977   TMA222047   REGISTERED     25  
    25 - (1) Coats, suits, jackets, pants, skirts, and dresses for women. (2) Shirts and sweaters for women. (3) Women’s non-sheer socks.
118833  
 
  ANNE KLEIN   10/10/1991   709352   10/29/1993   TMA418966   REGISTERED     25  
    25 - Shorts and tops.
118677  
 
  ANNE KLEIN   2/22/1989   625892   5/8/1992   TMA397954   REGISTERED     14  
    14 - Jewelry.
118686  
 
  ANNE KLEIN   5/15/1989   631983   4/12/1991   TMA382887   REGISTERED     3  
    3 - Fragrances, cosmetics, skin care, bath and related personal beauty care products, namely, perfume, eau de parfum, lotions, creams, oils, bath and shower gel, bath oil, dusting powder and soap.
118736  
 
  ANNE KLEIN   9/17/1992   713010   12/17/1993   TMA421182   REGISTERED     14  
    14 - Women’s watches, clocks, and table clocks.
118725  
 
  ANNE KLEIN   3/21/1991   680508   3/26/1993   TMA410034   REGISTERED     25  
    25 - Women’s hosiery, namely stockings, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights (or stockings) and
118560  
 
  ANNE KLEIN & Lion Head Design   7/9/1974   376879   12/7/1979   TMA237942   REGISTERED     18,25  
    18 - Pocketbooks of all kinds, handbags, tote bags, belts and umbrellas.
    25 - Ladies wearing apparel, namely, ladies’ coats, suits, jackets, pants, shirts, dresses, blouses, sweaters, gloves, shoes.
118837  
 
  ANNE KLEIN & Lion Head Design   7/6/1992   708350   8/25/1995   TMA446375   REGISTERED     18  
    18 - Personal leather accessories, namely, billfolds, checkbook holders, credit card cases, checkbook clutches and wallets.

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 14
                                     
REFERENCE       MARK   FILED   APPL# REGDT   REG# STATUS     CLASSES  
CANADA continued...                                
118723  
 
  ANNE KLEIN & Lion Head Design   5/31/1991   683356   4/16/1993   TMA411169   REGISTERED     25  
    25 - Fur outerwear for women, namely fur coats, fur jackets, shearlings, fur-lined coats (which may also be fur-trimmed).
118878  
 
  ANNE KLEIN II *to be abandoned   5/28/1992   705876   9/17/1993   TMA417126   REGISTERED     14  
    14 - Jewellery, belts, watches, clocks, table clocks.
118873  
 
  ANNE KLEIN II   3/21/1991   680506   3/26/1993   410033   REGISTERED     25  
    25 - Women’s hosiery, namely stockings, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights, (or stockings) and
118860  
 
  ANNE KLEIN II   7/18/1990   662329   1/29/1993   TMA407369   REGISTERED     3,9,18,25  
    3 - Fragrances, bath and related personal beauty care products, namely perfume, eau de parfum, lotions, creams, oils, bath and shower gel, bath oil, dusting powder, soap.
    9 - Women’s sunglasses; women’s ophthalmic eyeglass and sunglass frames.
18 - Chequebook holders and clutches, cosmetic cases and pouches, key cases, leather book coverings, leather boxes, leather envelopes, memo pads, money belts, organizers, paper holder with paper refills, passport cases, portfolios, coin purses, ·travel kits, wallets, handbags, tote bags.
    25 - Ladies’ gloves, belts, footwear, namely, shoes.
544  
 
  CODE BLEU   2/7/1994   747067   1/29/1999   TMA507305   REGISTERED     25  
    25 - All kinds of clothing, bags and cosmetics
535  
 
  CODE BLEU     0523834   1/31/1986   310964   REGISTERED     25  
    25 - Young men’s sportswear, namely shirts, pants, and jackets
T30107CA00  
 
  ERIKA   10/1/1999   1031022   7/9/2001   TMA547874   REGISTERED     25  
    25 - Clothing, namely, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants, skirts and vests, t-shirts, polo shirts, sweatshirts, sweatpants, denim and shorts
T30103CA00  
 
  ERIKA & CO.   10/1/1999   1031023   7/9/2001   TMA547864   REGISTERED     25  
    25 - Knit and woven t-shirts, etc.
T30108CA00  
 
  ERIKA COLLECTION   10/1/1999   1031025   7/9/2001   TMA547862   REGISTERED     25  
    25 - Clothing, namely, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants, skirts and vests, t-shirts, polo shirts, sweatshirts, sweatpants, denim and shorts
T30107CA05  
 
  ERIKA DRESSES   5/20/2002   1141492   11/25/2003   TMA595546   REGISTERED     25  
    25 - Dresses
T30107CA03  
 
  ERIKA II & CO.   10/1/1999   1031024   7/9/2001   TMA547863   REGISTERED     25  
    25 - Knit and woven t-shirts, blouses, sweaters, pants, shorts, and skirts
T30107CA04  
 
  ERIKA SPORT   5/21/2002   1141493   11/25/2003   TMA595619   REGISTERED     25  
    25 - Clothing, namely, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants, skirts and vests, t-shirts, polo shirts, sweatshirts, sweatpants, denim and shorts
38  
 
  EVAN-PICONE   8/29/1968   315,676   10/9/1970   171879   REGISTERED     25  
    25 - (1) Women’s and misses’ sportswear, namely, women’s and misses skirts, slacks, shorts and sweaters. (2) Skirts, suits, slacks, shorts, blouses, dresses, coats, for women and misses. (3) Eyeglass frames
118306  
 
  EXECUTIVE DRESS BY ALBERT NIPON   1/9/1984   514948   10/26/1984   TMA296418   REGISTERED     25  
    25 - Dresses.
589  
 
  FAMOUS MAKER   12/9/1994   770738   1/29/1999   TMA507,402   REGISTERED     25  
    25 - Ladies’ clothing namely, blouses, knit tops, pants, skirts, sweaters, jackets, shells, shirts, coats, dresses and shorts. Clothing, footwear, headgear.
T30017CA00  
 
  FLEUR DE MER   4/27/1981   468,953   2/26/1982   266,979   REGISTERED     14  
    14 - Jewelry
T30006CA00  
 
  GLASSTIQUE   7/29/1985   0546686   9/12/1986   318310   REGISTERED     14  
    14 - Jewelry. No class in Canada.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 15
                                         
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
CANADA continued ...                                    
T30272CA01   GLO GIRL   5/3/2000   1057412   2/26/2003   576437   REGISTERED     003,009,014  
 
    003 - Personal care products namely shower gel, body wash, bath foam, body scrub, glitter gel, shampoo, conditioner, hair gel, body lotion, massage lotion, foot lotion, lip gloss, lip shine, body mist, perfume, nail polish; cosmetics, namely eye liner, eye shadow, lipstick, blush, mascara, and face powder;, body tattoos,
    009 - sunglasses
    014 - body jewelry, namely rings, bracelets, anklets, watches;
    018 - bags, namely handbags, cosmetic cases and tote bags.
    025 - clothing, namely t-shirts, sweatshirts, hats, belts;
    026 - hair accessories, namely hair clips, barrettes, brushes, combs; mirrors
T30272CA03   GLO GIRL   12/5/2005   1281952   6/7/2007   TMA689233   REGISTERED     25  
    25 - Jeans, capris, shorts, jackets as articles of clothing, and knitwear namely sweaters, cardigans, pullovers and knitted scarves and
T30125CA11   GLO GLORIA VANDERBILT       805852   1/22/1998   488037   REGISTERED     25  
    25 - Clothing, namely jackets, suits, vests, dresses, pants, blouses, skirts, shorts
T30124CA04   GLORIA VANDERBILT & Swan Design       761496   6/14/1996   459346   REGISTERED     25  
    25 - pants, jeans, jumpsuits, rompers, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, underwear, footwear, hats, scarves and gloves; women’s and girl’s blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, leotards, underwear, briefs and tops, bras and panties
T30125CA12   GLORIA VANDERBILT Signature       589396   2/2/1996   453243   REGISTERED     14  
    14 - Watches and jewelry
T30125CA13   GLORIA VANDERBILT Signature       442469   2/17/1984   288070   REGISTERED     18,25  
    18 - Cosmetic bags, cases, purses and travel accessories
    25 - pants, jeans, jumpsuits, rompers, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, underwear, footwear, hats, scarves and gloves; women’s and girl’s blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, leotards, underwear, briefs and tops, bras and panties
T30124CA05   JEANSTAR and Design   3/31/1999   1010575   9/23/2002   567821   REGISTERED     25  
    25 - Women’s and children’s pants, jeans, jumpsuits, shorts, shirts, sweaters, vests, jackets, t-shirts, overalls, swimsuits, socks and underwear; and Women’s’ and Girls’ blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, underwear, namely briefs and tops, bras and panties, hats scarves, gloves and footwear namely shoes, boots and sandals.
T30043CA0O   JJ & Design   9/7/2000   1074053   3/24/2004   TMA606133   REGISTERED     14,18,25  
    14 - JEWELRY; WATCHES AND BELTS; HANDBAGS AND PURSES
    18 -
    25 -
T00094CA0O   JNY   2/19/2004   1206861   9/8/2005   TMA647,603   REGISTERED     25  
    25 - Clothing, namely, dresses, skirts, pants, shorts, tops, shirts, blouses, sweaters, tops, jumpsuits, jackets and coats
T00103CA04   JNY BLUE   1/16/2004   1203526   1/31/2005   TMA631561   REGISTERED     25,35,009  
    25 - Junior Women’s Apparel
t-shirts -shirts -sweaters -active wear - outerwear - casual bottoms - denim bottoms - casual skirts - dresses - accessories -hats Young Men’s Apparel -t-shirts -shirts - casual bottoms - denim bottoms - sweaters - outerwear active wear - hats -accessories
    35 - - Retail Store Services
    009 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T00094CA02   JNY JONES NEW YORK COLLECTION   2/19/2004   1206864   3/22/2006   661221   REGISTERED     25  
    25 - Clothing, namely, dresses, skirts, pants, shorts, tops, shirts, blouses, sweaters, tops, jumpsuits, jackets and coats


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 16
                                         
REFERENCE     MARK   FILED   APPL#   REGDT   REG#       STATUS   CLASSES  
CANADA continued ...        
510  
 
  JONES CLUB   9/5/1995   0792,055   6/9/1997   TMA477366   REGISTERED     25  
    25 - Women’s clothing, namely — petite, women’s and misses’ skirts, slacks, shorts, sweaters, suits, blouses, dresses, coats, jackets, and eyeglass frames and hosiery.
513  
 
  JONES NEW YORK   4/29/1998   876707   2/21/2002   TMA558300   REGISTERED     3,9,14
18,25
 
    3 - perfume, eau de toilette, cologne, body lotions, body creams, soap, bath gel, bath salts, scented candles, dusting powder and potpourri.
    9 - men’s and women’s ophthalmic and non-ophthalmic eyeglasses, sunglasses and eyeglasses accessories namely cases and holders,
    14 - hair accessories namely, hairclips, pins, combs, barrettes, bands and ornaments; men’s and women’s timepieces namely watches; costume jewelry
    18 - luggage, handbags, purses, attache cases, briefcases, camera bags, wallets, checkbook covers, schoolbags, tote bags, duffel bags, beach bags, travel trunks and valises, briefcase-type portfolios, key fobs, key cases, umbrellas;
    25 - Men’s, boy’s, women’s, junior miss and petite’s knitwear namely, knitted and woven dress and casual shirts; suits, skirts, knit and woven skirts, knit and woven pants, two piece woven suits, coats, rainwear namely raincoats and slickers, hosiery; loungewear namely robes, nightgowns, kaftans, shirts and robes; men’s tailored suits and sports coats, constructed tailored sports coats, constructed tailored suits, overcoats, rainwear and underwear; Clothing for men and women namely, leather outerwear, neckties, belts and suspenders; suits, leather outerwear namely coats and jackets, scarves, intimate apparel namely, bras, panties, leggings, body suits, unitards, camisoles, chemises, foundation garments; footwear namely shoes and boots, hats and belts;
484  
 
  JONES NEW YORK   2/23/1978   421498   2/26/1982   266983   REGISTERED     25  
    25 - Mens. boy’s, Juniors,& Women’s knitwear, namely knitted & woven tops, pullovers, jackets, slacks, shorts, swimsuits, sport suits, pajamas, sweaters, vests, night shirts, & Junior Miss & Women’s Knitted & woven shells, blouses, dresses, shifts & robes.
590  
 
  JONES NEW YORK COUNTRY   12/27/2000   1084403   3/25/2003   TMA578153   REGISTERED     25  
    25 - Clothing for women, namely Shirts, skirts, blouses. sweaters, jeans, jackets, tops dresses, shorts and vests Clothing, footwear, headgear.
T30061CAO0   JONES NEW YORK ESSENTIALS   6/5/1998   880,507   8/1/2001   549,069   REGISTERED     25  
    25 - wearing apparel for women namely, leather, knit and woven dresses, coats, suits, jackets, blouses, shirts, sweaters, t-shirts, tank-tops, camisoles, cardigans, pullovers, vests, pants, shorts, jeans, skirts, scarves and hats
505  
 
  JONES NEW YORK PETITE   4/9/1997   0841706   9/10/1998   TMA500367   REGISTERED     25  
    25 - Ladies clothing, namely, blouses, knit tops, pants, slacks, skirts, sweaters, jackets, shells, coats, dresses, shorts.
509  
 
  JONES NEW YORK PETITE   7/29/1981   0473284   5/6/1988   TMA339882   REGISTERED     25  
    25 - Ladies clothing, namely, blouses, knit tops, pants, slacks, skirts, sweaters, jackets, shells, coats, dresses, shorts.
507  
 
  JONES NEW YORK SEPARATES   9/17/1990   0666553   9/16/1994   TMA433271   REGISTERED     25  
    25 - Ladies clothing, namely, blouses, knit tops, pants, slacks, skirts, sweaters, jackets, shells, coats, dresses, shorts.
T30181CAO4   JONES NEW YORK SIGNATURE   12/19/2003   1200807   8/30/2007   TMA695174   REGISTERED     25  
    25 - skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers jeans, vests, jackets, sweaters, camisoles, culottes, knit pants,knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
506  
 
  JONES NEW YORK SPORT   6/29/1994   0758083   6/14/1996   TMA459326   REGISTERED     25  
    25 - Ladies clothing, namely, blouses, knit tops, pants, slacks, skirts, sweaters, jackets, shells, coats, dresses, shorts.
514  
 
  JONES NEW YORK SPORT   4/29/1998   876711   1/15/2003   TMA573653   REGISTERED     25,18,14
09
 
    25 - Clothing for Men and Women namely Men’s hosiery, leather outerwear, underwear, neckties, casual and sport shirts, belts and suspenders;
Women’s, junior misses and petite’s jackets, slacks, shorts, suits, sweaters, vests, skirts, knit and woven skirts, knit and woven pants, two piece woven suits, swimwear, coats, rainwear, leather outerwear, sweaters, scarves, hosiery; footwear, hats, and belts. Luggage, handbags, purses, attache cases, briefcases, camera bags, wallets, checkbook covers, schoolbags, tote bags, sport tote bags, duffel bags, beach bags, travel trunks and valises, cosmetic bags, briefcase-type portfolios, key fobs, key cases, Costume jewelry, hair accessories,
Men’ and Women’s ophthalmic and non-ophthalmic eyeglasses, sunglasses and eyeglass accessories
    18 -
    14 -
    09 -
515  
 
  JONES NEW YORK SUIT   4/29/1998   876706   7/3/2002   TMA564230   REGISTERED     25  
    25 - Ladies Suits

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 17
                                         
REFERENCE     MARK   FILED   APPL#   REGDT   REG#       STATUS     CLASSES
CANADA continued ...        
508  
 
  JONES NEW YORK WOMAN   9/17/1990   0666535   8/5/1994   TMA431348   REGISTERED     25  
    25 - Ladies clothing, namely, blouses, knit tops, pants, slacks, skirts, sweaters, jackets, shells, coats, dresses, shorts.
511  
 
  JONES STUDIO   6/22/1995   0785855   2/25/1997   TMA471638   REGISTERED     25  
    25 - Women’s Sportswear, namely — petite, women’s and misses’ skirts, slacks, shorts, sweaters, suits, blouses, dresses, coats, jackets, and eyeglass frames and hosiery.
T00117CA01   JONES STUDIO   5/21/2002   1141195   11/3/2008   727656   REGISTERED   NA
    NA — Jewelry, watches; clothing, namely, pajamas, bras, panties, underwear, briefs, bathrobes and nightgowns.
T00117CA03   JONES STUDIO   5/29/2006   1302979   6/29/2007   691163   REGISTERED     025  
    025 - Knit and woven scarves, shawls, wraps, pareos, handkerchiefs, hats, and gloves.
T00117CA02   JONES STUDIO ESSENTIALS   5/28/2002   1141494   9/26/2003   TMA590962   REGISTERED     14  
    14 – Jewelry
516  
 
  JONES WEAR   4/29/1998   876710   1/21/2002   TMA556182   REGISTERED     25  
    25 - Clothing for Men and Women namely Men’s sport coats, hosiery, leather outerwear, underwear, neckties, dress shirts, casual and sport shirts, belts and suspenders;
Women’s, junior misses and petite’s jackets, slacks, shorts, suits, sweaters, vests, skirts, knit and woven skirts, knit and woven pants, two piece woven suits, blouses. Knit tops. leather outerwear, sweaters, hosiery
1010  
 
  JONES WEAR   2/19/2001   1093287   5/14/2003   TMA581591   REGISTERED     14  
    14 - Hair Accessories namely, hairclips, pins, combs, barrettes, bands and ornaments. Women’s costume jewelry, namely earrings, bracelets, necklaces, pins, pendants and rings.
517  
 
  JONES WEAR and Design   5/6/1998   877345   1/14/2004   TMA599436   REGISTERED     25  
    25 - Clothing for Men and Women namely Men’s sport coats, hosiery, leather outerwear, underwear, neckties, dress shirts, casual and sport shirts, belts and suspenders;
Women’s, junior misses and petite’s jackets, slacks, shorts, suits, sweaters, vests, skirts, knit and woven skirts, knit and woven pants, two piece woven suits, blouses. Knit tops. leather outerwear, sweaters, hosiery
519  
 
  JONES WEAR SPORT   4/29/1998   876708   7/4/2006   666968   REGISTERED     25  
    25 - Women’s, junior misses and petite’s jackets, slacks, shorts, suits, sweaters, vests, skirts, knit and woven skirts, knit and woven pants, two piece woven suits, blouses. Knit tops. leather outerwear, sweaters, hosiery
T00103CA02   JONESWEAR   7/31/2003   1186201   8/29/2007   695052   REGISTERED     09  
    09 – eyewear
T30044CA00   JUDITH JACK   9/7/2000   1074054   8/30/2002   566752   REGISTERED     14  
    14 - JEWELRY; WATCHES AND belts; HANDBAGS AND PURSES
127214   KASPER   10/20/1992   715144   3/10/1998   TMA491089   REGISTERED     42,25  
    42 - Designing clothing, sheets, pillowcases, tablecloths, table decorations, wall coverings, curtains, drapes, furs, towels and bathroom accessories for others.
    25 - (1) Wearing apparel, namely: sweaters, shirts, blouses, T-shirts, pants, jeans, skirts, shorts, jackets, coats, suits, raincoats, capes, ponchos, shawls, scarves, evening gowns, evening skirts and tops, daytime and cocktail dresses, tennis shorts, tennis shirts, tennis dresses, fur coats, fur trimmed coats, fur lined coats and reversible fur coats having fur on one side, cloth on the opposite side arid wearable on either side. (2) Women’s clothing, namely: suits, suit-like costumes, dresses; women’s sportswear, namely; pants, tops, shirts, skirts, sweaters, blouses and vests. (3) Men’s clothing, namely; jogging suits, bathing suits, sweat shirts, swim wear, sports jackets, sports coats, raincoats, overcoats, evening shirts, ties, bow ties, blazers, jackets, suits, tuxedos, pants, trousers, slacks, Bermuda shorts, shirts, sport shirts, T-shirts, polo shirts, vests, sweaters; women’s clothing; namely: coats, raincoats, shorts.
T30164CAO1   L.E. I.       1026519   8/23/2002   566343   REGISTERED     25  
    25 - Apparel, namely, jeans, shirts, jackets, vests, pants, sweaters, sweatpants, jumpsuits, shorts, skorts, overalls, shortalls, dresses, skirts and T-shirts. clothing, namely, lingerie and footwear, namely, shoes, sneakers, boots and sandals.
T30157CAO1   L.E.I. LIFE ENERGY
INTELLIGENCE and Design
      877151   5/22/2001   545412   REGISTERED     25  
    25 - Apparel, namely, jeans, shirts, pants, jumpsuits, shorts, skorts, t-shirts and footwear, namely shoes, boots, and sandals.
T30157CAO0   LIFE ENERGY INTELLIGENCE   8/23/1999   1026514   8/23/2002   566342   REGISTERED     25  
    25 - (1) Apparel, namely, jeans, shirts, jackets, vests, pants, sweaters, sweatpants, jumpsuits, shorts, skorts, overalls, shortalls, dresses, skirts and T-shirts.
    (2) Clothing, namely, lingerie and footwear, namely, shoes, sneakers, boots and sandals.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 18
                                         
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
CANADA continued ...        
118737   Lion Head Design   9/17/1992   713011   11/19/1993   419898   REGISTERED     14  
    14 - WOMEN’S WATCHES, CLOCKS, AND TABLE CLOCKS
118678   Lion Head Design   2/22/1989   625893   5/11/1990   TMA368636   REGISTERED     14  
    14 - Jewelry.
118724   Lion Head Design   3/21/1991   680507   10/23/1992   tma404002   REGISTERED     25  
    25 - WOMEN’S HOSIERY, INCLUDING STOCKINGS, PANTYHOSE, KNEE-HIGH AND THIGH-HIGH STOCKINGS, CUT-AND-SEWN SPECIALTY TIGHTS (OR STOCKINGS) AND SOCKS
118562   Lion Head Design   6/15/1982   488320   2/18/1983   TMA276743   REGISTERED     25  
    25 - (1) Women’s non-sheer socks. (2) Clothing, namely sweaters, pants, shirts, shorts, tops, coats, dresses.
T30085CA00   MAGGIE MCNAUGHTON   12/9/1993   743060   8/20/1997   TMA480990   REGISTERED     25  
    25 - Women’s and children’s clothing, namely, dresses slacks, pants, tops, shirts, jackets, skirts, blouses,
118559   MARK OF THE LION   12/16/1974   381430   3/10/1978   226571   REGISTERED     25  
    25 - MEN’S CLOTHING—NAMELY, SHIRTS, PANTS, JACKETS, SWEATERS
T30005CA03   NAPIER   3/3/1936   167793   3/3/1936   UCA6297   REGISTERED     14  
    14 - BAGS OF METAL MESH, SILK OR LEATHER WITH METAL FRAMES; VANITY CASES, CIGARETTE CASES, FLASKS, POWDER OR ROUGE CASES, COIN CASES, CARDCASES, MATCH CASES, L1-SALVE CONTAINERS, BELT BUCKLES, PURSES OF MESH OR LEATHER WITH METAL TRIMMINGS, ALL MADE WHOLLY OR IN PART OF PRECIOUS METAL OR PLATED THEREWITH; BRACELETS, BROOCHES, BAR PINS, FINGER RINGS, ORNAMENTAL METAL MOUNTED COMBS, ORNAMENTAL HAIRPINS, NECKLACES, LOCKETS; PHRYPHORIC LIGHTERS, HORS D’OEURVE SERVERS, ASH TRAYS, COCKTAIL SHAKERS, DRINK MIXING DEVICES, SPOONS AND TONGS FOR SERVING FOOD, AND SMALL DISHES AND BOWLS.
T30007CA00   NAPIER (Stylized)   9/9/1994   763769   9/27/1996   463715   REGISTERED     14  
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS MATERIALS.
T30007CA01   NAPIER (Stylized)   12/31/1997   0865476   3/1/2000   TMA524174   REGISTERED     14  
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS MATERIALS.
118396   NINA CHARLES   6/16/1998   881562   7/26/1999   TMA513230   REGISTERED     25  
    25 - Clothing, namely tops and dresses.
118363   NIPON STUDIO   6/21/1994   757931   7/7/1995   TMA445051   REGISTERED     25  
    25 - Clothing, namely, pants, skirts, jackets, blouses, vests, dresses, jumpsuits, shorts, t-shirts, and sweaters.
T30094CA00   NORTON MCNAUGHTON   12/9/1993   743057   10/31/1997   TMA485068   REGISTERED     25  
    25 - Women’s sportswear namely, sweaters, blouses, jackets, pants, skirts, vests and shorts.
T30008CA00   NOW YOU’RE DRESSED   12/31/1997   865441   3/1/2000   524173   REGISTERED     14  
    14 - Jewelry
54   PICONE SPORT   1/22/1993   721,126   1/29/1998   488519   REGISTERED     25  
    25 - Clothing namely, women’s skirts, pants, shorts, tops, jackets and knitwear namely, sweaters, shorts and skirts.
T30005CA00   RICHELIEU   5/1/1942   181024   5/1/1942   16868   REGISTERED     14  
    14 – Jewelry
34   STUDIO PICONE   5/8/1986   562,242   5/29/1987   328,195   REGISTERED     25  
    25 - Clothing, namely, pants, sport coats and suits
T30124CA00   Swan Design       442468   11/29/1985   308709   REGISTERED     25  
    25 - Pants jeans trousers slacks shorts skirts blouses and shirts
T30124CA01   Swan Design       532115   10/6/1995   448472   REGISTERED     25  
    25 - pants, jeans, jumpsuits, rompers, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, underwear, footwear, hats, scarves and gloves; women’s and girl’s blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, leotards, underwear, briefs and tops, bras and panties

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 19
                                         
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
CANADA continued ....        
T30124CA02   Swan Design       621442   2/9/1996   453619   REGISTERED     18  
    18 - Cosmetic bags, cases, purses, wallets, coin purses, check organizers, card cases cigarette cases, eyeglass cases, key rings, lingerie bags, travel bags, umbrellas, tote bags and handbags
T30124CA03   Swan Design       589397   2/16/1996   454034   REGISTERED     14  
    14 - Watches, precious metals, precious and semiprecious stones and costume jewelry
T30431CA00   ‘TIQUE   9/7/2006   1315620   10/12/2007   698421   REGISTERED     35  
    35 - Retail store services selling clothing
T30125CA08   V by VANDERBILT Design       742608   1/29/1997   470067   REGISTERED     30  
    30 - Toiletries, Namely, eau de toilet, perfumes, fragrances, beauty preparations and preparations for personal care, namely facial moisturizer and body lotion all non medicated
T30125CA10   VANDERBILT FOR MEN   1/10/1999   1024554   9/23/2002   567859   REGISTERED     25  
    25 - Shirts, pants, jeans, sweaters, suits, jackets, ties, shorts, underwear, bathing suits, socks, shoes, vests, hats, scarves, gloves, mufflers, belts, watches, cufflinks, tie tacks, tie bars, bracelets, wallets, and key chains.
T30125CA02   VANDERBILT GLORIA VANDERBILT & Swan Design       492269   5/29/1987   328021   REGISTERED     3  
    3 - Cosmetics and fragrances ·
T30040CA00   VISTA   6/23/1986   564,947   7/17/1987   330,052   REGISTERED     14  
    14 - SIMULATED PEARL EARRINGS AND NECKLACES
563   X-AM       762,765   10/20/1995   449175   REGISTERED     25  
    25 - Sportswear, namely shirts, sweatshirts, t-shirts, sweaters, pants, jackets, pants, jackets; coats; hats; belts; headbands; scarves; men’s, women’s and boys’ jeans and men’s and boys’ shorts.
    Clothing, footwear, headgear.
   
 
                                   
CAYMAN ISLANDS                                    
T30276KY01   AK ANNE KLEIN   6/7/2007   CT4462371   6/7/2007   CT4462371   REGISTERED     18,25  
    18 -
    25 -
118740   ANNE KLEIN (Script- Diagonal)   1/15/1993   1021109   1/22/1993   1021109   REGISTERED     14  
    14 - ARTICLES OF PRECIOUS METALS OR THEIR ALLOYS OR COATED THEREWITH; JEWELRY; HOROLOGICAL AND
   
CHRONOMETRIC INSTRUMENTS
                                   
118565   Lion Head Design   7/27/1976   1066302   7/27/1976   1066302   REGISTERED     25  
    25 - ARTICLES OF CLOTHING FOR WOMEN, GIRLS AND BOYS
   
 
                                   
CHILE                                    
118511   A AMERICAN STYLE and Design   10/23/2002   586269       TBA   REGISTERED     25  
    25 - FOOTWEAR
118513   A and Design   10/23/2002   586264   1/17/2003   654927   REGISTERED     18  
    18 - HANDBAGS, SHOULDER BAGS, NIGHT BAGS, COSMETIC BAGS SOLD EMPTY, COSMETIC CASES SOLD EMPTY, COSMETIC POUCHES SOLD EMPTY, VASES FOR CLEANING ITEMS SOLD EMPTY, LEATHER BELTS FOR THE SHOULDERS, WALLETS, POCKET PURSES, CREDIT CARD CASES, BUSINESS CARD CASES, KEY CASES, LEATHER PURSES FOR THE KEYS, CASES FOR PASSPORTS, COIN PURSES, PURSES FOR COINS/KEYS, BAGS FOR KEEPING ALL KINDS OF ITEMS; CHECK BOOK CASES, WOMEN’S BAGS, PURSES FOR MULTIPLE PURPOSES, HAVERSACKS, BAGS FOR BOOKS, WAIST BAGS, LEATHER AND TEXTILE PURCHASE BAGS (EMPTY), KNAPSACKS, HAVERSACKS FOR MOUNTS, SPORTS BAGS, SLING CARRYING KNAPSACKS, TRAVEL BAGS, SHORT TRIP BAGS, WEEK TRIP BAGS, CANTON FLANNEL BAGS, SUIT BAGS, TRAVEL BAGS FOR CLOTHES, GYM BAGS, ATHLETIC BAGS, BEACH BAGS, CASES FOR TIES, BAGS FOR THE WAIST, PROTECTING BAGS, KNAPSACKS, SADDLEBAGS, ATTACHÉ CASES, BRIEFCASES, BRIEFCASE-TYPE PORTFOLIOS, LEATHER ENVELOPES FOR CARRYING PERSONAL DOCUMENTS, SECRETARY-TYPE DOCUMENT CASES, PURSES, SUITCASES, LUGGAGE, TRUNKS, UMBRELLAS, PARASOLS.
118514   A and Design   10/23/2002   586262   1/17/2003   654926   REGISTERED     25  
    25 - DRESSING CLOTHES FOR ADULTS; NAMELY, JACKETS, RAINCOATS, BLOUSES, SKIRTS, DRESSES, OVERCOATS, TROUSERS, SHORTS, WAISTCOATS, BOMBARDIER JACKETS, BASEBALL JACKETS, PARKAS, BLAZERS, SHIRTS, T-SHIRTS, STRAIGHT-LEGGED TROUSERS, JEANS, STRAIGHT-LEGGED SHORTS, JUMPSUITS, SWEATERS, HATS, BELTS, SCARVES, NECKWEAR, SOCKS AND STOCKINGS

 


 

             
Owner Trademark Report by Mark   Printed: 5/7/2009   Page 20
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
CHILE continued...                            
118515   A and Design   10/23/2002   586263   11/3/2003   677690   REGISTERED     24  
    24 - SHEETS, PILLOW CASES, SHAMS, DUST RUFFLES, DUVET COVERS, BLANKETS, COMFORTERS, QUILTS, BATH TOWELS, BEACH TOWELS, WASH CLOTHS OF TEXTILE MATERIALS, BODY SHEETS AND BATH RUGS
118499   A and Design   10/23/2002   586266   1/17/2003   654955   REGISTERED     9  
    9 - EYEGLASS FRAMES, SUN GLASS FRAMES, SUNGLASSES, NON-PRESCRIPTION MAGNIFYING EYEGLASSES, EYEGLASS AND SUN GLASS CASES, EYEGLASS AND SUN GLASS CHAINS AND ROPES, PARTS FOR EYEGLASSES AND SUNGLASSES, CLIP-ON SUN GLASSES, SPECTACLES, VISORS
118512   A and Design   10/23/2002   586265   1/17/2003   654928   REGISTERED     14  
    14 - JEWELRY AND ORDERED JEWELS; HOROLOGICAL AND CHRONOMETRIC INSTRUMENTS, PARTS AND ACCESSORIES FOR THEM, NAMELY, WATCHES, BELTS FOR WATCHES, WATCH BANDS, WATCH STRAPS, WATCH CHAINS, WATCH CASES
118510   A and Design   10/23/2002   586267   1/22/2003   655604   REGISTERED     3  
    3 - FACE CREAM, BODY CREAM, BODY LOTION, BODY CLEANSER, BODY EXFOLIATING PREPARATION, HAIR SHAMPOO, HAIR CONDITIONER, EAU DE TOILETTE, PERFUME, FRAGRANCED BODY LOTION, FRAGRANCED BODY CREAM, SKIN CLEANSING LOTION, SKIN CLEANSING GEL, SHAVING FOAM, PRE-SHAVING PREPARATIONS, AFTER SHAVE LOTIONS AND GELS, AFTER SHAVE BALM, ANTIPERSPIRANT/DEODORANT, NON-MEDICATED ANTI-WRINKLE CREAM, NON-MEDICATED SKIN RENEWAL CREAM, EYE CREAM, BODY OIL, NON-MEDICATED LIP BALM, SKIN BALANCING LOTION, FACIAL SKIN OIL CONTROLLER, SKIN FIRMING PREPARATION, NON-MEDICATED SKIN BLEMISH PREPARATIONS, FACIAL TONER, BODY TONER, FACIAL CLEANER, FACIAL EXFOLIATING PREPARATION, BODY AND HAIR SHAMPOO AND CONDITIONER-IN-ONE, EYE MAKEUP REMOVER, FACIAL MAKEUP REMOVER, FACE MASQUE, BODY MASQUE, SKIN REFRESHING LOTION, SKIN REFRESHING CREAM AND GEL, HAIR SPRAY, HAIR MOUSSE, HAIR GEL, HAIR HUMECTANT, NON-MEDICATED HAIR REVITALIZING TREATMENT, BODY SUNSCREEN, FACIAL SUNSCREEN, NON-MEDICATED LIP SUN CARE PREPARATION, HAIR SUNSCREEN, SELF-TANNING PREPARATION IN THE FORM OF TANNING GELS, TANNING LOTIONS AND CREAMS, AFTER SUNBATHING SOFTENING AND MOISTENING LOTIONS, AFTER SUN SOOTHING MOISTURIZING LOTIONS, AFTER SUN SOOTHING MOISTURIZING CREAMS AND GELS, FOUNDATION MAKEUP, LIPSTICK, LIP GLOSS, EYELINER, EYE SHADOW, MASCARA, SKIN-TONE CORRECTOR, NAMELY MAKEUP, CREAMS AND LOTIONS FOR ENSURING CONSISTENCY IN SKIN TONES, FACE POWDER, BODY POWDER, BRONZER, NAMELY CREAMS, LOTIONS AND GELS FOR GIVING SKIN A BRONZE COLOR FOR USE IN SELF-TANNING, CONCEALER FOR FACE AND BODY, EYEBROW PENCILS, COSMETIC PENCILS, BLUSHER, NAIL ENAMEL, NAIL ENAMEL TOP COAT, NAIL ENAMEL BASE COAT, QUICK DRY TOP COAT FOR NAILS, NAIL CONDITIONERS, NAIL STRENGTHENERS, NAIL POLISH REMOVER, RIDGE FILLER FOR NAILS, NAMELY A CREAM USED IN NAIL CARE FOR ENSURING A SMOOTH SURFACE FOR NAILS, CUTICLE MOISTURIZING CREAM, CUTICLE REMOVING PREPARATIONS, NAIL WHITENER, NAMELY NON-MEDICATED WHITENING CREAM, BATH POWDER, BATH OIL, FACIAL AND BODY OIL SPRAY, SKIN SOAP, POTPOURRI, MASSAGE OILS, ESSENTIAL OILS FOR PERSONAL USE.
118503   A LINE AMERICAN STYLE and Design   10/23/2002   586260   11/9/2004   708107   REGISTERED     9  
    9 - EYEGLASS FRAMES, SUN GLASS FRAMES, SUNGLASSES, NON-PRESCRIPTION MAGNIFYING EYEGLASSES, EYEGLASS AND SUN GLASS CASES, EYEGLASS AND SUN GLASS CHAINS AND CORDS, PARTS FOR EYEGLASSES AND SUNGLASSES, CLIP-ON SUN GLASSES, SPECTACLES, EYE SHADES
T30276CL01   AK ANNE KLEIN   9/20/2007   789115   11/26/2008   934904   REGISTERED     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276CL05   AK ANNE KLEIN   9/20/2007   789118   11/26/2008   834944   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276CL07   AK ANNE KLEIN   9/20/2007   789117   11/26/2008   834937   REGISTERED     18  
    18 - Handbags, cosmetic cases sold empty, wallets
T30276CL08   AK ANNE KLEIN   9/20/2007   789116   11/26/2008   834930   REGISTERED     14  
    14 - Watches and Jewelry
T30276CL09   AK ANNE KLEIN   9/20/2007   789114   11/26/2008   834905   REGISTERED     03  
    03 - Fragrances and Cosmetics
118323   ALBERT NIPON   4/18/1983   15524   9/28/1983   679131   REGISTERED     3  
    3 - All goods in Class 3.
118727   ANNE KLEIN & Lion Head Design   5/23/1991   177233   9/2/1991   611492   REGISTERED     14  
    14 - Jewels, clocks, and all other products comprised in this class.
118717   ANNE KLEIN & Lion Head Design   7/6/1990   156427   11/20/1990   586519   REGISTERED     25  
    25 - ALL PRODUCTS COMPRISED IN CLASS 25


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 21
                                     
RE  
FERENCE
  MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
CHILE continued...                            
118886   ANNE KLEIN II   8/10/1993   248884   3/31/1994   705687   REGISTERED     25  
    25 - All goods comprised in Class 25.
T30276CL00   ANNE KLEIN NEW YORK   9/20/2007   789119   11/26/2008   834909   REGISTERED     3  
    3 - Fragrances and Cosmetics
T30276CL02   ANNE KLEIN NEW YORK   9/20/2007   798120   11/26/2008   834942   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276CL03   ANNE KLEIN NEW YORK   9/20/2007   789121   11/26/2008   834941   REGISTERED     14  
    14 - Watches and Jewelry
T30276CL04   ANNE KLEIN NEW YORK   9/20/2007   789123   12/4/2008   835584   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276CL 10   ANNE KLEIN NEW YORK       789122   11/26/2008   834940   REGISTERED     18  
    18 - Handbags, cosmetic cases sold empty, wallets
39   EVAN-PICONE   7/1/1981   178,869   11/5/1981   377354   REGISTERED     25  
    25 - Clothing, footwear, headgear.
40   EVAN-PICONE   10/18/1991   190,285   4/13/1992   385.579   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
42   EVAN-PICONE   7/26/1990   157,676   12/21/1990   362,975   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30103CL00   JAMIE SCOTT   11/2/1994   25996   9/29/1999   549068   REGISTERED     25  
    25 - All products in Class 25
942   JONES NEW YORK   12/15/2000   511737   1/8/2002   616013   REGISTERED     25  
    25 -
T00103CL01   JONES NEW YORK   12/15/2000   511736   8/8/2001   601343   REGISTERED     18  
    18 – handbags and small leather goods
T00103CL02   JONES NEW YORK   1/17/2006   717331   8/23/2006   765589   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
43   JONES WEAR   9/21/1994   286,198   7/5/1996   764965   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00118CL01   JONES WEAR       678448   4/24/1995   723540   REGISTERED     014  
    014 - Jewelry
T30164CL00   L. E. I. LIFE ENERGY INTELLIGENCE and Design           9/10/1999   547764   REGISTERED     25  
    25 - apparel footwear and headgear
T30162CL00   L.E.I.   7/10/1999   453695   5/1/2003   780476   REGISTERED     25  
    25 - apparel footwear and headgear
T30154CL00   L.E.I. and Design   7/19/1999   453697   5/1/2003   453697   REGISTERED     25  
    25 - apparel footwear and headgear
T30157CL00   LIFE ENERGY INTELLIGENCE       559030   1/20/2000   559030   REGISTERED     25  
    25 - apparel footwear and headgear
T30005CL01   NAPIER       N/A   6/20/2001   597.932   REGISTERED     14  
    14 - All goods in international Class 14.

2


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 22
                                     
REFERENCE  
  MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
CHILE continued...                            
T30005CL03   NAPIER   4/14/2004   698,736   7/22/2004   698,736   REGISTERED     30  
    30 - Local
T30094CL00   NORTON MCNAUGHTON   7/12/1994   279433   4/12/1995   723014   REGISTERED     25  
    25 - Women’s sportswear namely, sweaters, blouses, jackets, pants, skirts, vests and shorts.
CHINA                                
118952   A (underscored) LINE ANNE   3/23/1992   92012895   3/10/1993   633411   REGISTERED     25  
    25 - Clothing, footwear, headgear.
118959   A (underscored) LINE ANNE   3/23/1992   92012894   3/10/1993   633410   REGISTERED     25  
    25 - Clothing, footwear, headgear.
247116   AK ANNE KLEIN   6/9/2005   4709548   2/28/2009   4709548   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coinlkey purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
247118   AK ANNE KLEIN   6/9/2005   4709547   1/28/2009   4709547   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services
157126   AK ANNE KLEIN   5/9/2004   4054728   1/14/2007   4054728   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts therefor
247117   AK ANNE KLEIN   6/8/2005   4707374   1/21/2009   4707374   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
118477   AK ANNE KLEIN LOGO   11/8/2002   3363267   4/14/2006   3363267   REGISTERED     25  
    25 - CLOTHING, FOOTWEAR, HEADGEAR, BABIES PANTS, SWIMMING SUITS, RAINCOATS, CLOTHING FOR OPERAS, SOCCER SHOES, SOCKS, GLOVES, NECKTIES, BELTS (CLOTHING), CHASUBLES
T30472CN00   AK ANNE KLEIN SPORT (and
Design)
  9/12/2003   3714049   10/7/2008   3714049   REGISTERED     25  
    25 - Clothing, footwear headgear
157125   ANNE KLEIN   4/14/2004   4016788   9/14/2006   4016788   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, table clocks and parts therefor
118566   ANNE KLEIN & Lion Head Design   9/12/1979   7910874   5/14/1982   157540   REGISTERED     25  
    25 - Articles of clothing.
118864   ANNE KLEIN II (stylized)   7/24/1990   90029912   8/10/1991   561342   REGISTERED     25  
    25 - Clothing, coats, suits, jackets, pants, shirts, dresses, blouses, sweaters, belts, gloves, scarves, hosiery, footwear, headgear and hats.
118519   ANNE KLEIN NEW YORK Logo   11/8/2002   3363268   3/28/2008   3363268   REGISTERED     25  
    25 - CLOTHING, FOOTWEAR, HEADGEAR, BABIES PANTS, SWIMMING SUITS, RAINCOATS, CLOTHING FOR OPERAS, SOCCER SHOES, SOCKS, GLOVES, NECKTIES, BELTS (CLOTHING), CHASUBLES
566   CODE BLEU       N/A   11/28/1996   905278   REGISTERED     25  
    25 - Men’s, women’s and children’s jeans, shorts, jackets, skirts, vest shirts, and other clothing, garters, sock suspenders, braces, bands, belts, footwear, special sporting and gymnastic footwear, polo shirts, jogging suits, coats, warm-up suits, hats, neckties, scarves, jumpsuits, sweaters, pajamas, nightshirts and robes, women’s and girls dresses, skirts blouses. jumpers, nightgowns, intimate apparel, panties, bras, petticoats, slips ,half-slips, camisoles, chemises, teddies, garter belts, garters, girdles, pantaloons, tap pants, tank tops, pantyhose, leotards, leggings, tights, men’s and boy’s underwear, briefs and boxer shorts,
T30108CN01   ERIKA COLLECTION   5/4/2006   3714093   5/4/2006   3714093   REGISTERED     25  
    25 - footwear, headgear, socks and stockings, gloves, ties, belts, swimwear, raincoats

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 23
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
CHINA continued...                            
104   EVAN-PICONE   10/19/1990   90043284   10/30/1991   570247   REGISTERED     25  
    25 - Clothing, footwear, headgear.
59   EVAN-PICONE   10/17/1990   90041985   10/10/1991   567984   REGISTERED     18  
    18 - Luggage, Hand Bags, Purses, Attaché Cases, Briefcases, Camera Bags, Business and Credit Card Cases, Passport Cases, Wallets, Checkbook Covers, School Bags, Tote bags, Sport Tote Bags, Duffel Bags, Beach Bags, Travelling Trunks and Valises, Cosmetic Bags, Portfolios, Key Fobs, Key Cases.
T00066CN02   EVAN-PICONE   10/19/2001   2001194218   2/7/2003   1970051   REGISTERED     3  
    3 - Perfume and cosmetics
T30242CN00   GLO JEANS   10/15/2004   4312189   2/6/2009   4312189   REGISTERED     025  
    025 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sport coats, blazers, coats, vests, jackets, tOshirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, tights, stockings, briefs, bras, and panties
T30200CN00   JEANSTAR   10/28/2004   4333543   8/7/2008   4333543   REGISTERED     025  
    025 - Class 25 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras
920   JONES   5/15/2000   1228348   12/7/1998   1228348   REGISTERED     25  
    25 - Clothing, namely, stockings, hosiery and footwear, in International Class 25
T00103CN00   JONES NEW YORK   1/12/2004   3882637   11/21/2007   3882637   REGISTERED     18  
    18 - Handbags and small leather goods
T00103CN01   JONES NEW YORK   12/31/2000   2020769   7/28/2006   2020769   REGISTERED     025  
    025 - clothing, footwear, headgear, hosiery, socks, cloves, ties, baby clothing, swim wear, raincoat, gymnastic shoes, belts
T30181CN00   JONES NEW YORK SIGNATURE   12/17/2003   3848928   7/27/2008   3848928   REGISTERED     09  
    09 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
T30181CN01   JONES NEW YORK SIGNATURE   12/17/2003   3848929   7/28/2008   3848929   REGISTERED     14  
    14 - watches and jewelry
T30181CN02   JONES NEW YORK SIGNATURE   12/17/2003   3848910   1/28/2009   3848910   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas
T30181CN03   JONES NEW YORK SIGNATURE   12/17/2003   3848911   1/28/2009   3848911   REGISTERED     25  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
T30181CN04   JONES NEW YORK SIGNATURE   12/17/2003   3848927   5/21/2008   3848927   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30181CN05   JONES NEW YORK SIGNATURE   3/8/2004   3945709   1/28/2009   3945709   REGISTERED     25  
    25 - footwear namely, shoes, boots, sandals, sneakers and slippers
T30044CN00   JUDITH JACK   9/29/2001   2001183700   12/7/2002   2010275   REGISTERED     14  
    14 - Watches and Jewelry
T30044CN02   JUDITH JACK   9/29/2001   2001183701   1/14/2003   1992111   REGISTERED     25  
    25 - Belts
T30044CN03   JUDITH JACK           11/28/2002   2001288   REGISTERED     18  
    18 -
T30154CN00   L.E.I           4/28/2001   1560617   REGISTERED     18  
    18 - HANDBAGS and LEATHER GOODS

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 24
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
CHINA continued...                            
T30162CN00   L.E.I.           7/17/2001   1597242   REGISTERED   25
    25 - apparel footwear and headgear
T30162CN01   L.E.I.   12/28/2002   3112145   3/28/2003   3112145   REGISTERED   14
    14 - Jewelry and watches
T30157CN00   L.E.I. LIFE ENERGY INTELLIGENCE and Design           9/28/2000   1450065   REGISTERED   25
    25 - apparel footwear and headgear
T30164CN02   L.EI. and Design           2/28/2001   1529593   REGISTERED   25
    25 - apparel footwear and headgear
T30157CN01   LIFE ENERGY INTELLIGENCE           1/5/2000   1501115   REGISTERED   25
    25 - apparel footwear and headgear
T30157CN02   LIFE ENERGY INTELLIGENCE           4/28/2001   1560616   REGISTERED   18
    18 - HANDBAGS and LEATHER GOODS
118808   Lion Head Design   2/2/1999   9900012175   7/27/2002   1815951   REGISTERED   18
    18 - Handbags, tote bags, billfolds (imitations of leather), wallets (imitations of leather), checkbook holders (imitations of leather), checkbook clutches, cosmetic cases, cosmetic pouches, credit card cases (imitations of leather), key cases, key fobs (imitations of leather), purses, coin purses, coinlkey purses, money belts, passport cases (imitations of leather), carry-all clutches and travel kits (sold empty).
T30085CN01   MAGGIE MCNAUGHTON   5/16/2002   3177285    10/7/2003   3177285   REGISTERED   25
    25 - Dresses, slacks, pants, tops, shirts, blouses, shorts, jeans, clothing, layettes [clothing], bathing suits, waterproof clothing, theatrical costume, gymnastic shoes, footwear, hats, hosiery, gloves [clothing], scarves, belts [clothing], sashes for wear.
T30189CN00   MISS ERIKA   9/12/2003   3714092   5/14/2006   3714092   REGISTERED   25
    25 - footwear, headgear, socks, stockings, gloves, ties, belts, swimwear, raincoats
T30025CN00   Napier (INITIAL CAP)   3/18/1994   94021336   11/28/1995   795472   REGISTERED   14
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS METAL.
T30094CN00   NORTON MCNAUGHTON   5/16/2002   3177284   10/7/2003   3177284   REGISTERED   25
    25 - Women’s sportswear namely, sweaters, blouses, jackets, pants, skirts, vests and shorts,clothing, layettes [clothing], bathing suits, waterproof clothing, theatrical costume, gymnastic shoes, footwear, hats, hosiery, gloves [clothing], scarves, belts [clothing], sashes for
T00168CN00   PICONE   1/13/2005   4461874   10/7/2008   4461874   REGISTERED   25
    25 - DRESSES, SKIRTS, COATS, SUITS, JACKETS, BLOUSES, SHIRTS, SWEATERS, VESTS, PANTS, BLAZERS, SHORTS, HATS, SCARVES, HOSIERY, SOCKS, LINGERIE, SLEEPWEAR, FOOTWEAR, T-SHIRTS and PULLOVERS
T00169CN00   PICONE SPORT   1/13/2005   4461873   10/7/2008   4461873   REGISTERED   025
    025 - DRESSES, SKIRTS, COATS, SUITS, JACKETS, BLOUSES, SHIRTS, SWEATERS, VESTS, PANTS, BLAZERS, SHORTS, HATS, SCARVES, HOSIERY, SOCKS, LINGERIE, SLEEPWEAR, FOOTWEAR, T-SHIRTS and PULLOVERS
T00170CN00   PICONE STUDIO   1/13/2005   4461872   10/7/2008   4461872   REGISTERED   025
    025 - DRESSES, SKIRTS, COATS, SUITS, JACKETS, BLOUSES, SHIRTS, SWEATERS, VESTS, PANTS, BLAZERS, SHORTS, HATS, SCARVES, HOSIERY, SOCKS, LINGERIE, SLEEPWEAR, FOOTWEAR, T-SHIRTS and PULLOVERS
T30164CN06   Slanted Bubble Design           1/7/2000   1501469   REGISTERED   25
    25 - apparel            footwear and headgear
COLOMBIA                                
247130  
 
  AK ANNE KLEIN   5/31/2005   552804   12/14/2005   307910   REGISTERED   25
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 25
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#       STATUS   CLASSES  
COLOMBIA continued...                            
247129   AK ANNE KLEIN   5/31/2005   5 52800   1/27/2006   308771   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags; shoulder bags; evening bags; cosmetic bags (sold empty); cosmetic cases (sold empty); cosmetic pouches (sold empty); grooming kits (sold empty); leather shoulder belts; wallets; billfolds; credit card cases; business card cases; key cases; key fobs; passport cases; coin purses; coin/key purses; carry-all clutches; check book clutches; clutch purses; general purpose purses; pouches; book bags; belt bags; leather and textile shopping bags (sold empty); tote bags; saddle bags; roll bags; sling bags; travel bags; overnight bags; weekender bags; duffel bags; suit bags; garment bags for travel; gym bags; athletic bags; beach bags; tie cases; waist packs; fanny packs; backpacks; knapsacks; attaché cases; briefcases; briefcase type portfolios; leather envelopes for carrying personal papers; secretaries; satchels; suitcases; luggage; trunks; umbrellas; beach umbrellas; parasols; walking sticks.
247131   AK ANNE KLEIN   5/31/2005   552799   12/14/2005   307960   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services
T30354CO04   AK ANNE KLEIN   4/4/2007   07034292   10/22/2007   343352   REGISTERED     09  
    09 - eyewear
T30354CO05   AK ANNE KLEIN   4/4/2007   07034294   10/22/2007   343353   REGISTERED     14  
    14 - jewelry and watches
118716   ANNE KLEIN & Lion Head Design 6/1/2001   92.327.403   4/29/2004   300261   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30276CO00   ANNE KLEIN NEW YORK   4/4/2007   07034281   10/17/2007   343344   REGISTERED     03  
    03 - cosmetics and fragrances
T30276CO01   ANNE KLEIN NEW YORK   4/4/2007   07034283   10/18/2007   343346   REGISTERED     9  
    9 - eyewear
T30276CO02   ANNE KLEIN NEW YORK   4/4/2007   07034284   10/18/2007   343347   REGISTERED     14  
    14 - jewelry and watches
T30276CO03   ANNE KLEIN NEW YORK   4/4/2007   07034286   10/18/2007   343348   REGISTERED     24  
    24 -
T30276CO04   ANNE KLEIN NEW YORK   4/4/2007   07034282   10/18/2007   342245   REGISTERED     25  
    25 -
T30276CO05   ANNE KLEIN NEW YORK   2/5/2008   08011119   8/15/2008   360823   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags; shoulder bags; evening bags; cosmetic bags (sold empty); cosmetic cases (sold empty); cosmetic pouches (sold empty); grooming kits (sold empty); leather shoulder belts; wallets; billfolds; credit card cases; business card cases; key cases; key fobs; passport cases; coin purses; coin/key purses; carry-all clutches; check book clutches; clutch purses; general purpose purses; pouches; book bags; belt bags; leather and textile shopping bags (sold empty); tote bags; saddle bags; roll bags; sling bags; travel bags; overnight bags; weekender bags; duffel bags; suit bags; garment bags for travel; gym bags; athletic bags; beach bags; tie cases; waist packs; fanny packs; backpacks; knapsacks; attache cases; briefcases; briefcase type portfolios; leather envelopes for carrying personal papers; secretaries; satchels; suitcases; luggage; trunks; umbrellas; beach umbrellas; parasols; walking sticks.
75  
 
  EVAN-PICONE       N/A   1/22/1985   107180   REGISTERED     25  
    25 - Clothing, including boots, shoes, and slippers.
74  
 
  EVAN-PICONE   5/22/1990   322439   5/31/1994   166150   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
72  
 
  EVAN-PICONE   5/22/1990   322440   5/30/1994   166155   REGISTERED     9  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines and data processing equipment; fire-extinguishing apparatus.
73  
 
  EVAN-PICONE   4/22/1994   324235   2/28/1994   153501   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T30124CO00   GLO   1/12/2005   05001804   1/13/2009   371816   REGISTERED     025  
    025 - apparel, footwear, headgear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 26
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
COLOMBIA continued...                            
438   JONES NEW YORK   8/3/1994   n/a   11/29/1994   168385   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00103CO02   JONES NEW YORK   7/19/2004   04068716   1/25/2005   293103   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30157CO00   L.E.I. LIFE ENERGY INTELLIGENCE and Design           12/31/1999   224633   REGISTERED     25  
    25 - apparel footwear and headgear
 
                                   
COSTA RICA                                
T30276CR05   AK ANNE KLEIN   6/7/2005   0004196   9/18/2006   162410   REGISTERED     25  
    25 -
247134   AK ANNE KLEIN   6/7/2005   2005-0004195   8/23/2006   161 704   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services
247132   AK ANNE KLEIN   6/7/2005   20050004197   8/22/2006   161695   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
T30354CR03   AK ANNE KLEIN   10/20/2006   200610182   6/13/2008   178145   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30354CR04   AK ANNE KLEIN   10/20/2006   200610183   6/16/2008   176295   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30354CR05   AK ANNE KLEIN   10/20/2006   200610184   6/12/2008   176071   REGISTERED     14  
    14 - jewelry and watches
118910   ANNE KLEIN II   6/3/1996   101756   1/21/1997   99007   REGISTERED     25  
    25 - Articles of clothing, including coats, suits, jackets, pants, shirts, blouses, dresses, sweaters, belts (for clothing), skirts, culottes, vests, scarves, mufflers, shawls, gloves, pocket squares, camisoles, swimwear, hosiery (including stockings, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings and socks), headgear (including hoods and knitted headwear) and footwear (including shoes, loafers, espadrilles, pumps, sling backs, thongs, clogs, sandals, boots and slippers).
T30276CR00   ANNE KLEIN NEW YORK   10/20/2006   0010185   2/4/2008   172986   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30276CR01   ANNE KLEIN NEW YORK   10/20/2006   0010186   2/4/2008   172985   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276CR02   ANNE KLEIN NEW YORK   10/20/2006   200610187   7/8/2008   176072   REGISTERED     14  
    14 -
T30276CR03   ANNE KLEIN NEW YORK   10/20/2006   0000812   10/16/2007   170599   REGISTERED     18  
    18 -
T30276CR04   ANNE KLEIN NEW YORK   10/20/2006   200610189   6/12/2008   176073   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30276CR06   ANNE KLEIN NEW YORK   2/13/2007   2007812   10/16/2007   2007812   REGISTERED     18  
    18 -

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 27
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
COSTA RICA continued...                            
T30276CR07   ANNE KLEIN NEW YORK   10/31/2006   10188   2/6/2009   186327   REGISTERED     24  
    24 - fabrics
86   EVAN-PICONE       N/A   8/29/1991   76883   REGISTERED     18  
    18 - Luggage, handbags, purses, attache.cases, briefcases, camera bags, business and credit card cases, passport cases, wallets, checkbook covers, schoolbags, tote bags, sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags (sold empty), portfolios, key fobs and key cases.
84   EVAN-PICONE   2/22/1982   025946   7/15/1982   61037   REGISTERED     25  
    25 - Clothing for women and misses, namely skirts, suits, slacks, shorts, blouses, dresses, coats, sweaters, scarves, vests, jackets, camisoles, knickers, culottes, hosiery, footwear, robes and nightgowns; tailored clothing for men, namely suits, slacks, jackets, pants, shorts and sports coats; men’s’ sportswear, namely outer jackets, sweaters, shirts, casual slacks, jeans, shorts, knit pants and knit tops; and men’s dress shirts and neckwear and activewear for men and women, namely sweatshirts, jogging suits, running shorts, warm-up jackets, tennis shorts and shirts, racquetball outfits, crew shirts and baseball jackets.
439   JONES NEW YORK   10/13/1994   n/a   3/16/1995   90618   REGISTERED     25  
    25 - Clothing, for Women’s, Junior Misses’ & Petites
T00103CR02   JONES NEW YORK   10/7/2004   0007409   3/14/2006   157122   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30154CR00   L.E.I           3/2/2000   118738   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154CR02   L.E.I and Design           3/2/2000   118721   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154CR01   L.E.I LIFE ENERGY INTELLIGENCE and Design           4/7/2000   119564   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157CR00   LIFE ENERGY INTELLIGENCE           10/12/2000   122489   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
CURACAO                                
T30276NT01   AK ANNE KLEIN   1/15/2007   D700018   3/6/2007   12680   REGISTERED     3,9,14
18,25
 
    3 -
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -
T30276NT00   ANNE KLEIN NEW YORK   1/15/2007   D700019   3/6/2007   12681   REGISTERED     3,9,14
18,25
 
    3 -
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -
T00103NT00   JONES NEW YORK   7/29/2004   D-400305   8/5/2004   10709   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30044NT00   JUDITH JACK   10/5/2001   D-3844   10/5/2001   03195   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Handbags
    25 - Belts
 
                                   
CZECH REPUBLIC                            

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 28
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CZECH REPUBLIC continued...                            
118760   ANNE KLEIN   1/20/1994   94/85949   4/29/1996   189556   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, scarves, muffs, shawls, woolen scarves, swim suits, hosiery, stockings, panty hoses, ties, socks, footwear and headgear.
89   EVAN-PICONE   10/24/1981   None   10/24/1981   165195   REGISTERED     25  
    25 - Skirts, suits, slacks, shorts, blouses, dresses, coats for women and misses.
375   JONES NEW YORK   6/18/1997   05120997Ho   6/18/1997   217721   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
724   JONES NEW YORK   9/28/1997   147290   9/28/2001   232 687   REGISTERED     25  
    25 -
T30154CZ01   L.E.I       061534   12/23/2003   259592   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154CZ02   l.e.i and Design       0145115   12/23/2003   259584   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154CZ03   l.e.i and Design   7/23/1999   145116   8/25/2004   264928   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154CZ00   L.E.I LIFE ENERGY INTELLIGENCE and Design   12/27/1999   na   12/27/1999   222046   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157CZ00   LIFE ENERGY INTELLIGENCE   5/23/2001   na   5/23/2001   233574   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157CZ01   LIFE ENERGY INTELLIGENCE   7/23/1999   na   7/23/1999   237065   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
DENMARK                                
118319   ALBERT NIPON   9/23/1983   4576/83   9/14/1984   3333-1984   REGISTERED     25  
    25 - All goods in Class 25, especially clothing.
118567   ANNE KLEIN   7/14/1976   3311/1976   3/25/1977   01158/1977   REGISTERED     3,25  
    3 - all goods.
    25 - all goods.
118705   ANNE KLEIN & Lion Head Design   6/1/1990   4402/1990   7/26/1991   04498/1991   REGISTERED     25  
    25 - All goods in Class 25.
80   E.P.S. EVAN PICONE SPORT (STYLIZED)   3/30/1990   2653/90   12/17/1993   VR 85921993   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 29
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
DENMARK continued...                            
81   EVAN-PICONE   8/5/1981   3243/81   1/29/1982   463-1982   REGISTERED     3,4,14
21
 
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.
 
    Industrial oils and greases; lubricants; dust absorbing, wetting and binding compositions; fuels (including motor spirit) and illuminants; candles, wicks.
Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
    Household or kitchen utensils and containers (not of precious metal or coated therewith); combs and sponges; brushes (except paint brushes); brush-making materials; articles for cleaning purposes; steel wool; uncorked or semi-worked glass (except glass used in building); glassware, porcelain and earthenware not included in other classes.
    4 -
    14 -
    21 -
79   EVAN-PICONE   10/19/1990   8026/1990   9/20/1991   VR 06.185-1991   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
83   EVAN-PICONE   9/6/1968   3.366/68   2/28/1969   VR 617-1969   REGISTERED     25  
    25 - Sportswear for women and girls, especially skirts, slacks, shorts and sweaters
78   EVAN-PICONE SPORT
(STYLIZED)
  1/30/1991   VA 00.742/91   4/23/1993   02.974-1993   REGISTERED     25  
    25 - Sports clothes for women and young girls, especially skirts, slacks, shorts and sweaters
440   JONES NEW YORK   9/11/1990   n/a   8/16/1991   VR05161/91   REGISTERED     25  
    25 - Clothing, for Women’s, Junior Misses’ & Petites
118568   Lion Head Design   7/14/1976   3310/1976   6/10/1977   2045/1977   REGISTERED     3,25  
    3 - all goods.
    25 - all goods.
T30005DK01   RICHELIEU           3/2/1979   vr19979 00627   REGISTERED     14  
    14 - Jewelry
   
 
                               
DOMINICAN REPUBLIC                            
247135   AK ANNE KLEIN   7/7/2005   2005-43151   9/29/2005   150775   REGISTERED     18,25,35  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags; shoulder bags; evening bags; cosmetic bags (sold empty); cosmetic cases (sold empty); cosmetic pouches (sold empty); grooming kits (sold empty); leather shoulder belts; wallets; billfolds; credit card cases; business card cases; key cases; key fobs; passport cases; coin purses; coin/key purses; carry-all clutches; check book clutches; clutch purses; general purpose purses; pouches; book bags; belt bags; leather and textile shopping bags (sold empty); tote bags; saddle bags; roll bags; sling bags; travel bags; overnight bags; weekender bags; duffel bags; suit bags; garment bags for travel; gym bags; athletic bags; beach bags; tie cases; waist packs; fanny packs; backpacks; knapsacks; attache cases; briefcases; briefcase type portfolios; leather envelopes for carrying personal papers; secretaries; satchels; suitcases; luggage; trunks; umbrellas; beach umbrellas; parasols; walking sticks.
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings.
    35 - Advertising and publicity services; retail store services, online services.
T30354DO01   AK ANNE KLEIN   9/21/2007   37190   12/31/2007   164873   REGISTERED     3,9,14  
    3 - Fragrances and Cosmetics
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 - Jewelry and Watches
T30276DO00   ANNE KLEIN NEW YORK   9/21/2007   37189   12/31/2007   164872   REGISTERED     25,3,14
9
 
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
    3 - Fragrances and Cosmetics
    14 - Jewelry and Watches
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 30
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
DOMINICAN REPUBLIC continued...        
105  
 
  EVAN-PICONE   10/18/1994   40376   1/15/1995   76029   REGISTERED     44  
    44 - All goods in local class 44, especially hosiery
371  
 
  JONES NEW YORK       N/A   9/15/1997   92456   REGISTERED     18  
    18 - Umbrellas, parasols, and canes, not included in the cabinet-making line, trunks and suitcases, travelers’ supplies and the like;
370  
 
  JONES NEW YORK   9/15/1997   n/a   9/15/1997   92440   REGISTERED     25  
    25 - All the articles included in this class, namely, “footwear of all kinds.
369  
 
  JONES NEW YORK   9/15/1997   n/a   9/15/1997   92437   REGISTERED     25  
    25 - All goods in local class 44, especially hosiery All the articles included in this class, namely, “dresses, hats, feathers, artificial flowers, embroidery, braids, buttons, ribbons, narrow lace edgings and other dressing ornaments in general; models, patterns and any other objects required for fashions; passementerie in general; button, glove, corset, needle and pin making, and mercery in general
T00103DO03   JONES NEW YORK   7/20/2004   58972   10/15/2004   144415   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30044DO00   JUDITH JACK   11/6/2001   001-114081-0   1/15/2002   133350   REGISTERED     14  
    14 - Jewelry
T30044DO01   JUDITH JACK   11/6/2001   001-1114081   1/15/2002   133433   REGISTERED     18  
    18 - Handbags
T30044DO02   JUDITH JACK   11/6/2001   2003-9969   1/15/2002   133427   REGISTERED     25  
    25 - Belts
T30154DO00   L.E.I           10/15/1999   107455   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154DO02   L.E.I and Design           10/15/1999   107486   REGISTERED     25  
    25 - Shoes
T30154DO01   L.E.I and Design           10/5/1999   108184   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154DO03   L.E.I LIFE ENERGY INTELLIGENCE and Design           4/30/1999   103685   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157DO00   LIFE ENERGY INTELLIGENCE           10/15/1999   107456   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157DO01   LIFE ENERGY INTELLIGENCE           10/15/1999   107488   REGISTERED     25  
    25 - Shoes
   
 
                               
ECUADOR  
 
                               
118983  
 
  A LINE ANNE KLEIN   5/26/1995   57172   11/15/1996   2928-96   REGISTERED     25  
    25 - Clothing including jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, trousers, jeans, shorts, t-shirts, skirts, jumpsuits, sweaters, cardigans, hats, belts, headbands, lingerie, neckwear, overalls, gloves, scarves, hosiery, stockings (knee-high and thigh-high), pantyhose, tights, socks, leggings, swimwear; and footwear (including shoes, boots and slippers), except children’s’ footwear.
T30276EC01   AK ANNE KLEIN   3/6/2007   181352   1/15/2008   41408   REGISTERED     3  
    3 -
T30276EC02   AK ANNE KLEIN   3/6/2007   181353   1/15/2008   41508   REGISTERED     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276EC03   AK ANNE KLEIN   3/6/2007   181354   1/15/2008   41308   REGISTERED     14  
    14 -

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 31
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ECUADOR continued...        
247138  
 
  AK ANNE KLEIN   6/6/2005   158043   8/28/2006   250606   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attaché cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
247139  
 
  AK ANNE KLEIN   6/6/2005   158045   8/28/2006   270706   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
118843  
 
  ANNE KLEIN   11/17/1993   42977-93   12/7/1994   4289-94   REGISTERED     25  
    25 - Clothing, footwear and headgear.
118726  
 
  ANNE KLEIN & Lion Head Design   5/20/1991   25560/91   3/4/1992   428-92   REGISTERED     14  
    14 - All goods in Class 14.
118907  
 
  ANNE KLEIN II   5/26/1995   57173-95   11/15/1996   2929-96   REGISTERED     25  
    25 - Clothing, including coats, suits, jackets, pants, shirts, blouses, dresses, sweaters, belts, skirts, culottes, vests, scarves, mufflers, shawls, gloves, pocket squares, camisoles, swimwear, hosiery (including stockings, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings and socks), headgear (including hoods and knitted headwear) and footwear (including shoes,
T30276EC00   ANNE KLEIN NEW YORK   3/6/2007   181355   1/15/2008   41608   REGISTERED     3  
    3 -
T30276EC04   ANNE KLEIN NEW YORK   3/6/2007   181356   1/15/2008   41808   REGISTERED     9  
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276EC05   ANNE KLEIN NEW YORK   3/6/2007   181357   1/15/2008   41708   REGISTERED     14  
    14 -
T30276EC06   ANNE KLEIN NEW YORK   3/6/2007   181358   1/15/2008   41909   REGISTERED     25  
    25 -
107  
 
  EVAN-PICONE   10/2/1996   33633   11/5/1991   2831   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
106  
 
  EVAN-PICONE   3/23/1987   7826   5/20/1988   1194-88   REGISTERED     25  
    25 - Clothing, footwear, headgear.
318  
 
  JONES NEW YORK           2/26/1997   99-97   REGISTERED     25  
    25 - Clothing, footwear, headgear.
376  
 
  JONES NEW YORK   6/12/1997   78968   6/10/1998   543798   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T00103EC04   JONES NEW YORK   8/3/2004   147218   11/30/2004   33342   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30154EC00   L.E.I           5/12/2000   256500   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154EC01   L.E.I and Design           5/12/2000   256600   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154EC02   L.E.I LIFE ENERGY INTELLIGENCE and Design           2/13/2001   1212101   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157EC00   LIFE ENERGY INTELLIGENCE           5/12/2000   256700dnpi   REGISTERED     25  
    25 - Apparel footwear and headgear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 32
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ECUADOR continued...
T30007EC00   NAPIER (Stylized)   7/15/1991   057274   2/17/1995   670-95   REGISTERED     14  
    14 - GOODS NOT LISTED.
   
 
                               
EGYPT  
 
                               
118689  
 
  ANNE KLEIN   5/7/1984   64071   5/7/1984   64071   REGISTERED     3  
    3 - Men’s and women’s fragrances, skin care, cosmetic, bath and related beauty care products.
118706  
 
  ANNE KLEIN & Lion Head Design   6/2/1990   77450   1/27/1992   77450   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, knitted headwear, mufflers, swimwear, socks, scarves, shawls, and all other clothes kinds of clothes, and shoes, and all these goods being included in class 25 and not in other classes.
T30373EG01   ANNE KLEIN & Lion Head Design   6/2/1990   77450   6/2/1990   77450   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, knitted headwear, mufflers, swimwear, socks, scarves, shawls, and all other clothing and shoes
118906  
 
  ANNE KLEIN II   5/22/1995   95790   1/10/2001   95790   REGISTERED     25  
    25 - Clothing, including coats, suits, jackets, pants, shirts, blouses, dresses, sweaters, belts, skirts, culottes, vests, scarves, mufflers, shawls, gloves, pocket squares, camisoles, swimwear, hosiery (including stockings, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings and socks), headgear (including hoods and knitted headwear) and footwear (including shoes,
108  
 
  EVAN-PICONE   8/15/1990   77892   8/15/1990   77892   REGISTERED     25  
    25 - Clothing for women and misses, namely skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, sleepwear, footwear; clothing for men, namely, suits, slacks, jackets, pants, shirts, sweaters and neckwear
345  
 
  JONES NEW YORK   6/2/1997   107396   1/23/2002   107396   REGISTERED     25  
    25 - Clothing, footwear, headgear.
346  
 
  JONES NEW YORK   6/2/1997   107395   1/18/2002   107395   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30162EG00   L.E.I.   6/24/2003   160310   6/12/2007   160310   REGISTERED     25  
    25 - Apparel, namely, jeans, shirts, jackets, vests, pants, sweatpants; jumpsuits; shorts, skorts, overalls, shortalls, dresses, skirts. T-shirts, sweatpants, tops, buttons, lingerie, footwear, socks, belts, coats, jackets, hats. Swimwear, underwear, tank tops and pajamas.
T30154EG03   L.E.I. LIFE ENERGY INTELLIGENCE Design   1/27/1999   120861   7/1/2002   120861   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157EG00   LIFE ENERGY INTELLIGENCE   6/24/2003   160311   6/22/2007   160311   REGISTERED     25  
    25 - Apparel, namely, jeans, shirts, jackets, vests, pants, sweatpants; jumpsuits; shorts, skorts, overalls, shortalls, dresses, skirts. T-shirts, sweatpants, tops, buttons, lingerie, footwear, socks, belts, coats, jackets, hats. Swimwear, underwear, tank tops and pajamas.
   
 
                               
EL SALVADOR  
 
                               
247141  
 
  AK ANNE KLEIN   7/4/2005   2005050196   2/1/2006   228/56   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags; shoulder bags; evening bags; cosmetic bags (sold empty); cosmetic cases (sold empty); cosmetic pouches (sold empty); grooming kits (sold empty); leather shoulder belts; wallets; billfolds; credit card cases; business card cases; key cases; key fobs; passport cases; coin purses; coin/key purses; carry-all clutches; check book clutches; clutch purses; general purpose purses; pouches; book bags; belt bags; leather shopping bags; shopping bags; net bags for shopping; tote bags; saddle bags; roll bags; sling bags; travel bags; overnight bags; weekender bags; duffel bags; suit bags; garment bags for travel; gym bags; athletic bags; beach bags; tie cases; waist packs; fanny packs; backpacks; knapsacks; attaché cases; briefcases; briefcase type portfolios; leather envelopes for carrying personal papers; secretaries; satchels; suitcases; luggage; trunks; umbrellas; beach umbrellas; parasols; walking sticks.
247143  
 
  AK ANNE KLEIN   7/4/2005   2005050195   1/19/2006   213/55   REGISTERED     35  
    35 - Advertising and publicity services; retail store services; online sales services; on-line advertising on a computer network.
247142  
 
  AK ANNE KLEIN   7/4/2005   2005050198   1/19/2006   217/55   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings.
319  
 
  JONES NEW YORK           1/13/1997   41 B.44   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 33
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EL SALVADOR continued...
T00103SV01   JONES NEW YORK   7/21/2004   E-41988-2004   4/22/2005   205-37   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30154SV00   L.E.I           8/7/2000   8book113p17-18   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154SV01   L.E.I           2/11/2002   139book150   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154SV02   L.E.I and Design       5737/1999   8/7/2000   16book113p33-4   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154SV03   L.E.I LIFE ENERGY INTELLIGENCE and Design           9/21/2001   125139p251-252   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157SV00   LIFE ENERGY INTELLIGENCE           5/17/2000   112104p225-26   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157SV01   LIFE ENERGY INTELLIGENCE           9/28/2001   193139p387-388   REGISTERED     25  
    25 - Apparel footwear and headgear
T30007SV00   NAPIER (Stylized)   3/9/1993   895/93   6/6/1997   151   REGISTERED     14  
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS MATERIALS.
   
 
                               
ESTONIA  
 
                               
118766  
 
  ANNE KLEIN   3/11/1994   9400596   4/19/1996   19266   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30154EE00   L.E.I           2/22/2001   33407   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154EE01   L.E.I and Design           2/22/2001   33408   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154EE02   L.E.I LIFE ENERGY INTELLIGENCE and Design           8/24/2000   31949   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162EE00   L.E.I. Design           2/22/2001   33408   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157EE02   LIFE ENERGY INTELLIGENCE           2/22/2001   33406   REGISTERED     25  
    25 - Apparel footwear and headgear
   
 
                               
EUROPEAN UNION (CTM)
T30276EU01   AK ANNE KLEIN   10/23/2006   005408976   11/10/2007   005408976   REGISTERED     03,09,14  
    03 - Fragrances and Cosmetics
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 34
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...
247197  
 
  AK ANNE KLEIN   5/30/2005   4462371   9/15/2006   4462371   REGISTERED     18,25,35  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attaché cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
    35 - Advertising and publicity services also provided online; retail store services, online retail services both in relation to leather and imitations of leather and goods made of these materials, handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attaché cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks, umbrellas, beach umbrellas, parasols and walking sticks, clothing, footwear, headgear, belts, scarves, neckties, socks and stockings.
124181  
 
  ALBERT NIPON   4/11/2003   3129319   7/29/2004   3129319   REGISTERED     3,9,14  
   
 
                            18  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.
    9 - Eyeglasses and sunglasses; eyeglass and sunglass frames; eye shades; eyeglass and sunglass cases; eyeglass and sunglass chains and chords; parts, accessories and fittings for eyeglasses and sunglasses; protective eye wear and eye wear for sports.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
118406  
 
  ALBERT NIPON   4/1/1996   128868   6/5/1998   128868   REGISTERED     25  
    25 - Clothing, footwear, headgear and legwear; women’s men’s and children’s clothing, footwear, headgear and legwear
118788  
 
  ANNE KLEIN   4/1/1996   176255   11/25/1998   176255   REGISTERED     3,9,14  
   
 
                            18,24,25  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices; non-medicated toilet preparations (including the following: perfume, eau de perfume, cologne, toilet water, dusting powder, bath oil, bath salts, soap, oil, toner, mask, astringent, face lotion, skin lotion, cleansing lotion, creams, depilatories, hair coloring preparations, hair conditioners, hair shampoo, face powder, sun care products, bath salts, bath and shower gel, makeup items). Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus; eyeglass frames, sunglass frames, sunglasses, eyeglass and sunglass cases, eyeglass and sunglass chains and chords; parts, accessories and fittings for eyeglasses and sunglasses. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, and table clocks. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags, tote bags, cosmetic cases, cosmetic pouches, carry-all clutches, purses, wallets, money belts, billfolds, credit card cases, key cases, key fobs, travel kits (sold empty), luggage, trunks, suitcases. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    24 - Textiles and textile goods, not included in other classes; bed and table covers; wall hangings made of textile; fabrics; table linen, bed linen, bath linen; window curtains and draperies. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    25 - Clothing, footwear, and headgear for men, women, and children; coats, suits, jackets, blazers, vests, pants, shorts, shirts, dresses, skirts, blouses, sweaters, belts, gloves, ties, leggings, scarves, mufflers, shawls, stoles, swimwear, hosiery (including stockings, panty hose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings, and socks), shoes, sandals, boots, slippers, knitted headwear, hats, caps, and berets. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland,

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 35
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...                            
118483   ANNE KLEIN   2/22/2000   1520030   2/26/2002   1520030   REGISTERED     16,21,35,42  
    16 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists’ materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers’ type; printing blocks.
    21 - Household or kitchen utensils and containers (not of precious metal or coated therewith); combs and sponges; brushes (except paint brushes); brush-making materials; articles for cleaning purposes; steel wool; uncorked or semi-worked glass (except glass used in building); glassware, porcelain and earthenware not included in other classes.
    35 - Retail store services in the field of cosmetics, toiletries and fragrances, eyeglass frames, sun glass frames, sunglasses, and other optical products and accessories, jewelry, watches and clocks, paper patterns for sewing, stationery, fine writing instruments, and other desktop/stationery articles and accessories, bags and other personal accessories of leather and imitations of leather, porcelain, china, and crystal; linens for bed, bathroom, and table and clothing, footwear, and head wear; business management consultancy, including giving assistance and advise in the establishment of retail stores in the field of cosmetics, toiletries and fragrances, eyeglass frames, sun glass frames, sunglasses, and other optical products and accessories, jewelry, watches and clocks, paper patterns for sewing, stationery, fine writing instruments, and other desktop/stationery articles and accessories, bags and other personal accessories of leather and imitations of leather, porcelain, china, and crystal; linens for bed, bathroom, and table and clothing, footwear, and head wear; the bringing together, for the benefits of others, of a variety of goods including cosmetics, toiletries and fragrances, eyeglass frames, sun glass frames, sunglasses, and other optical products and accessories, jewelry, watches and clocks, paper patterns for sewing, stationery, fine writing instruments, and other desktop/stationery articles and accessories, bags and other personal accessories of leather and imitations of leather, porcelain, china, and crystal; linens for bed, bathroom, and table and clothing, footwear, and head wear; the bringing together, for the benefit of others, of a variety of goods including cosmetics, toiletries and fragrances, eyeglass frames, sun glass frames, sunglasses, and other optical products and accessories, jewelry, watches and clocks, paper patterns for sewing, stationery, fine writing instruments, and other desktop/stationery articles and accessories, bags and other personal accessories of leather and imitations of leather, porcelain, china, and crystal; linens for bed, bathroom, and table and clothing, footwear, and head wear-excluding the transport thereof-enabling consumers to conveniently view and purchase those goods.
    42 - Technical consultancy and advising in the establishment of retail stores in the field of cosmetics, toiletries and fragrances, eyeglass frames, sun glass frames, sunglasses, and other optical products and accessories, jewelry, watches and clocks, paper patterns for sewing, stationery, fine writing instruments, and other desktops/stationery articles and accessories, bags and other personal accessories of leather and imitations of leather, porcelain, china, and crystal; linens for bed, bathroom, and table and clothing, footwear, and head wear.
118457   ANNE KLEIN 2   7/17/2000   1761584   10/26/2001   1761584   REGISTERED     9,14,18
25
 
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus; including eyeglass frames, sunglass frames, sunglasses, non-prescription magnifying eyeglasses, eyeglass and sunglass cases, eyeglass and sunglass chains and cords, parts for eyeglasses and sunglasses, clip-on sunglasses, spectacles, eye shades, goggles, shooting glasses, binoculars.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry and costume jewelry, precious stones; horological and chronometric instruments, parts and accessories thereof, namely, watches, watch bands, watch straps, watch bracelets, watch chains, watch cases; wall clocks, table clocks, alarm clocks, clocks incorporating radios; chronometers, chronographs; decorative items for the home made of precious metal or coated therewith, namely, bowls, platters, serving trays, chargers, jugs, plates, mugs, vases, cache pots, ice buckets, canisters, cruets, pencil boxes, pencil cups, letter openers, desk trays, serving trays, decorative trays, candlesticks, candelabras, candle holders, candle rings, candle snuffers, candle trays, decorative boxes, jewelry boxes, jewelry cases, picture frames, decorative stands, decorative pedestals, cigarette cases, cigarette boxes, cigarette holders, cigarette lighters, ashtrays, nutcrackers, coffee pots, coffee services, tea pots, tea services, tea balls, tea infusers, serviette rings, napkin rings -all made of precious metal or coated therewith; works of art made of precious metal or coated therewith, namely busts, figurines, statues,
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), holders for grooming articles made of leather, nylon or other materials as far as included in this class, leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, ladies’ purses without handles, ladies’ purses especially designed for checkbooks, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attaché cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, organizers, satchels, suitcases, luggage, trunks, umbrellas, beach umbrellas.
    25 - Clothing, footwear, headgear; including coats, fur coats, overcoats, trench coats, raincoats, anoraks, parkas, blazers, jackets, cardigans, boleros, sport coats, wind resistant jackets, fur stoles, suits, vests, dresses, caftans, evening gowns, jumpers, skirts, pants, slacks, trousers, jeans, dungarees, jumpsuits, overalls, coveralls, flight suits, jogging suits, sweat pants, shorts, skorts, culottes, sweaters, pullovers, jerseys, shirts, formal shirts, blouses, tunics, sweatshirts, t-shirts, halter tops, tank tops, bodysuits, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belts, briefs, boxer shorts, bloomers, underpants, panties, thermal underwear, lingerie, nightgowns, night shirts, negligees, robes, pajamas, aprons, hosiery, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, handkerchiefs, scarves, shawls, neckerchiefs, gloves, mittens, belts, sashes, cummerbunds, swimwear, bathing suits, beach robes, beachwear, sarongs, ski suits, ski bibs, ski pants, ski gloves, thermal socks, golf shirts, golf pants, golf shorts, tennis shirts, tennis pants, tennis shorts, hats, caps, berets, shoes, boots, slippers, sandals, espadrilles, sneakers.


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 36
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...                        
T30276EU0O   ANNE KLEIN NEW YORK   9/20/2006   5325642   8/30/2007   5325642   REGISTERED     3,9,1418,25,35  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices; non-medicated toilet preparations (including the following: perfume, eau de perfume, cologne, toilet water, dusting powder, bath oil, bath salts, soap, oil, toner, mask, astringent, face lotion, skin lotion, cleansing lotion, creams, depilatories, hair coloring preparations, hair conditioners, hair shampoo, face powder, sun care products, bath salts, bath and shower gel, makeup items). Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus; eyeglass frames, sunglass frames, sunglasses, eyeglass and sunglass cases, eyeglass and sunglass chains and chords; parts, accessories and fittings for eyeglasses and sunglasses. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches, clocks, and table clocks. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags, tote bags, cosmetic cases, cosmetic pouches, carry-all clutches, purses, wallets, money belts, billfolds, credit card cases, key cases, key fobs, travel kits (sold empty), luggage, trunks, suitcases. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland, France, Italy.
    25 - Clothing, footwear, and headgear for men, women, and children; coats, suits, jackets, blazers, vests, pants, shorts, shirts, dresses, skirts, blouses, sweaters, belts, gloves, ties, leggings, scarves, mufflers, shawls, stoles, swimwear, hosiery (including stockings, panty hose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings, and socks), shoes, sandals, boots, slippers, knitted headwear, hats, caps, and berets. Seniority claimed (examination of claims pending): Austria, Benelux, Germany, Denmark, Finland,
    35 - Retail Store Services
T30107EU00   ERIKA   10/29/2003   3465549   4/19/2005   3465549   REGISTERED     35,25  
    35 - retail store services
    25 - Clothing
405   EVAN-PICONE   4/1/1996   76489   4/1/1996   76489   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
                                   
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    Clothing, footwear, headgear.
    18 -
    25 -
406   EVAN-PICONE SPORT   4/1/1996   76414   4/1/1996   76414   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
                                   
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
                                   
    Clothing, footwear, headgear.
    18 -
    25 -
T30200EU00   JEANSTAR   11/9/2004   4114401   1/24/2006   4114401   REGISTERED     025  
    025 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras and
662   JNY   4/1/1996   76513   10/7/1998   76513   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
                                   
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
                                   
    Clothing, footwear, headgear.
    18 -
    25 -

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 37
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...                            
403   JONES NEW YORK   4/1/1996   76547   4/4/1996   76547   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
                                   
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
                                   
    Clothing, footwear, headgear.
    18 -
    25 -
T00103EU01   JONES NEW YORK   10/29/2003   3465556   2/8/2005   3465556   REGISTERED     9,35  
    9 - eyewear
    35 - retail store services
490   JONES NEW YORK SPORT   4/1/1996   64956   2/2/1998   64956   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
                                   
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
                                   
    Clothing, footwear, headgear.
    18 -
    25 -
491   JONES WEAR   4/1/1996   64923   2/27/1998   64923   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
                                   
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins,hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
                                   
    Clothing, footwear, headgear.
    18 -
    25 -
T30044EU00   JUDITH JACK   10/31/2003   003512639   5/13/2005   003512639   REGISTERED     14,18,25
35
 
 
                                   
    14 - ALL GOODS IN THE CLASS
    18 - ALL GOODS IN THE CLASS
    25 - ALL GOODS IN THE CLASS
    35 - ALL GOODS IN THE CLASS

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 38
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...                            
118445   KASPER   10/19/2001   2417798   7/19/2004   2417798   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; jewelry made of precious metals or coated therewith, namely ankle bracelets, identification bracelets, bracelets, belt buckles, brooches, chains, charms, ear clips, cufflinks, earrings, hat ornaments, money clips, necklaces, ornamental pins, pendants, rings, tie clips, tie pins, tie tacks, wedding bands — all made of precious metal or coated therewith; costume jewelry; watches, parts and accessories thereof, namely wrist watches, stop watches, watch fobs, pocket watches; watch bands, watch straps, watch bracelets, watch chains, watch cases, watch movements; clocks, namely wall clocks, table clocks, alarm clocks;
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; parasols and walking sticks; whips, harness and saddlery; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), leather shoulder belts, grooming kits (sold empty), wallets, billfolds, credit card cases, business card cases, key cases, passport cases, coin purses, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attaché cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, satchels, suitcases, luggage, trunks; umbrellas; beach umbrellas;
    25 - Clothing, namely coats, overcoats, trench coats, fur coats, capes, raincoat, ponchos, anoraks, parkas, blazers, jackets, cardigans, boleros, sport coats, wind resistant jackets, fur stoles, suits, vests, dresses, caftans, evening gowns, cocktail dresses, jumpers, skirts, evening skirts and tops, pants, slacks, trousers, jeans, dungarees, jumpsuits, overalls, coveralls, flight suits, jogging suits, sweat pants, shorts, skorts, rompers, culottes, sweaters, pullovers, jerseys, shirts, formal shirts, blouses, tunics, sweatshirts, T-shirts, halter tops, tank tops, bodysuits, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belts, briefs, boxer shorts, bloomers, underpants, panties, thermal underwear, lingerie, nightgowns, night shirts, negligees, robes, pajamas, aprons, hosiery, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, handkerchiefs, scarves, shawls, neckerchiefs, gloves, mittens, belts, sashes, cummerbunds, swimwear, bathing suits, beach robes, beachwear, sarongs, ski apparel, ski suits, ski bibs, ski pants, ski gloves, thermal socks, golf apparel, golf shirts, golf pants, golf shorts, golf gloves, tennis apparel, tennis shirts, tennis pants, tennis shorts, tennis gloves, infant wear, creepers, snow suits, bibs, booties, pinafores, playsuits; headwear, namely hats, caps, berets, earmuffs, hoods, head bands; footwear, namely shoes, sandals, boots, high boots, hiking boots, slippers, galoshes, sneakers, athletic footwear, golf shoes, tennis shoes.
T30154EU01   L.E.I LIFE ENERGY INTELLIGENCE and Design   1/22/1999   1056340   1/22/1999   1056340   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162EU00   L.E.I.   7/8/1999   1234244   7/8/1999   1234244   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30162EU01   L.E.I.   10/29/2003   3465671   4/19/2005   3465671   REGISTERED     35,14,18  
    35 - retail store services
    14 - jewelry
    18 - handbags and small leather goods
T30154EU00   L.E.I. and Design   7/8/1999   1234236   7/8/1999   1234236   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157EU00   LIFE ENERGY INTELLIGENCE   7/8/1999   1234749   7/8/1999   1234749   REGISTERED     25  
    25 - Apparel footwear and headgear
118458   Lion Head Design   3/10/2000   1551084   11/8/2001   1551084   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; including watches, clocks, table clocks; parts and accessories for the aforementioned goods. Seniority claims to be made after grant of registration: Benelux, Denmark, Finland, France, Germany, Italy, United Kingdom.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; including hand bags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), grooming kits (sold empty), travel kits (sold empty), leather shoulder belts, money belts, wallets, billfolds, credit card cases, business card cases, passport cases, key cases, key fobs, checkbook holders, coin purses, clutch purses, general purpose purses, pouches, belt bags, tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, duffel bags, suit bags, garment bags for travel, gym bags, tie cases, backpacks, attaches, satchels, suitcases, luggage, trunks; umbrellas. Seniority claims to be made after grant of registration: Benelux, Denmark, Finland, France, Germany, Italy, United Kingdom.
    25 - Clothing, footwear, headgear; including clothing, footwear, and headgear for men, women and children, namely coats, shirts, jackets, blazers, vests, pants, shorts, shirts, dresses, skirts, blouses, sweaters, belts, gloves, ties, leggings, scarves, mufflers, shawls, stoles, swimwear, hosiery (including stocking, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings, and socks), shoes, sandals, boots, slippers, athletic footwear, knitted headwear, hats, caps, berets. Seniority claims to be made after grant of registration: Benelux, Denmark, Finland, France, Germany, Italy, United Kingdom.
T30005EU00   NAPIER   10/31/2003   003512605   5/13/2005   003512605   REGISTERED     14  
    14 - ALL GOODS IN THE CLASS.- PRECIOUS METALS AND THEIR ALLOYS AND GOODS IN PRECIOUS METALS OR COATED THEREWITH, NOT INCLUDED IN OTHER CLASSES; JEWELRY, PRECIOUS STONES; HOROLOGICAL AND CHRONOMETRIC INSTRUMENTS.
T30094EU00   NORTON MCNAUGHTON   11/28/1996   000409383   10/28/1998   000409383   REGISTERED     25  
    25 - clothing

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 39  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...                            
T30094EU01 NORTON MCNAUGHTON   10/29/2003   3465441   4/19/2005   3465441   REGISTERED     35,14,18  
    35 - retail store services                            
    14 - jewelry                            
    18 - handbags and small leather goods                            
 
FEDERATION OF RUSSIA                            
245347  
 
  AK ANNE KLEIN   4/21/2005   2005709307   6/5/2006   307951   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses]
248073  
 
  ALBERT NIPON   7/5/2005   2005716227   12/25/2006   318793   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses].
254584  
 
  ANNE KLEIN   3/22/2006   2006706736   4/26/2007   325238   REGISTERED     9,14,18  
   
 
                            25,35  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; retail store services
207567  
 
  ANNE KLEIN NEW YORK   7/21/2004   2004716239   2/14/2006   301193   REGISTERED     25  
    25 - Clothing, headgear
248086  
 
  ANNE KLEIN NEW YORK   7/5/2005   2005716228   3/29/2007   322815   REGISTERED     18,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses].
574  
 
  CODE BLEU   11/18/1994   n/a   11/18/1994   137421   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30107RU00    
ERIKA
  7/4/2005   2005716205   5/23/2007   326851   REGISTERED     25  
   
25 - footwear
                               
239  
 
  EVAN-PICONE   1/30/1991   130986   1/30/1991   98611   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whipsi harness and saddlery.
    Clothing, footwear, headgear.
    25 - Clothing for Men and Women
T30124RU00    
GLO
  7/11/2005   2005716871   11/13/2006   316470   REGISTERED     18,25,35  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - pants, skirts, dresses, jackets, coats, blouses, shirts, hosiery, belts and footwear
    35 - retail store services


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 40  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
FEDERATlON OF RUSSIA continued...                            
T30242RU0O   GLO JEANS   7/11/2005   2005716876   4/4/2007   323839   REGISTERED     18,25  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - pants, skirts, dresses, jackets, coats, blouses, shirts, hosiery, belts and footwear
T30200RU0O   JEANSTAR   7/5/2005   2005716206   3/5/2007   322087   REGISTERED     18,25  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - pants, skirts, dresses, jackets, coats, blouses, shirts, hosiery, belts and footwear
328   JONES NEW YORK   6/13/1997   97708581   6/13/1997   196341   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags,; umbrellas, parasols and walking sticks; whips, harness and saddlery
    25 - Clothing for women and misses, namely skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely suits, slacks jackets, pants, sports coats and neckwear, in International Class 25
T00103RU01   JONES NEW YORK   4/12/2007   2007710522       366451   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists); non-prescription sunglasses; non-prescription reading glasses.
T30044RU0O   JUDITH JACK   7/5/2005   2005716350   7/19/2006   310743   REGISTERED     14,35  
    14 - jewelry, watches
    35 - retail store services
248084   KASPER   7/5/2005   2005716225   3/19/2007   322845   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses].
T30162RU00   L.E.I.   10/23/2000   na   10/23/2000   195749   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162RU01   L.E.I.   7/7/2005   2005716499   10/10/2006   314752   REGISTERED     18,35  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    35 - retail store services
T30155RU00   L.E.I. Design   9/14/2000   na   9/14/2000   19473   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154RU02   L.E.I. LIFE ENERGY
INTELLIGENCE Design
  4/11/2000   na   4/11/2000   187277   REGISTERED     25  
    25 - Apparel footwear and headgear
T30126RU09   L.E.I. & Design   7/7/2005   2005716500   7/7/2006   314240   REGISTERED     18,35  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    35 - retail store services
T30126RU08   L.E.I. LIFE ENERGY
INTELLIGENCE & Design
  7/7/2005   2005716496   7/24/2006   310952   REGISTERED     18,35  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    35 - retail store services
248085   LE SUIT   7/5/2005   2005716224   11/14/2007   337326   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30157RU00   LIFE ENERGY INTELLIGENCE   9/4/2000   na   9/4/2000   193644   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157RU01   LIFE ENERGY INTELLIGENCE   7/7/2005   2005716498   8/31/2006   312928   REGISTERED     18,35  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    35 - retail store services

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 41  
 
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
FEDERATlON OF RUSSIA continued...                            
253169   Lion Head Design   1/23/2006   2006700991   2/13/2007   320946   REGISTERED     9,14  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
248119   Lion Head Design   7/7/2005   2005716497   6/7/2006   308156   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses].
T30005RU00   NAPIER   7/5/2005   2005716348   9/20/2006   313822   REGISTERED     14,35  
    14 - jewelry and watches
    35 - retail store services
248083   NIPON BOUTIQUE   7/5/2005   2005716226   8/3/2007   330908   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    35 - Advertising; business management; business administration; office functions; bringing together for the benefit of others a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase the goods; procurement services for others [purchasing goods and services for other businesses].
T30094RU00   NORTON MCNAUGHTON   7/5/2005   2005716349   12/28/2006   319095   REGISTERED     25  
    25 - pants, skirts, dresses, jackets, coats, blouses, shirts, hosiery, belts and footwear
T30164RU00   Slanted Bubble Design   9/4/2000   na   9/4/2000   193643   REGISTERED     25  
    25 - Apparel footwear and headgear
   
 
                               
FINLAND                                
118569   ANNE KLEIN   11/19/1976   N/A   8/20/1980   74516   REGISTERED     25  
    25 - Articles of clothing, including boots, shoes and slippers.
109   EVAN-PICONE   8/9/1990   4070-90   3/20/1992   117824   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
112   EVAN-PICONE SPORT   1/30/1991   508/91   9/21/1992   122114   REGISTERED     25  
   
 
  (STYLIZED)                            
    25 - Clothing, footwear, headgear. All goods.
111   EVAN-PICONE with Design   9/4/1968   3240/68   5/20/1970   56543   REGISTERED     25  
    25 - All goods in Class 25, especially women’s and misses’ skirts, slacks, shorts and sweaters.
118570   Lion Head Design   11/19/1976   5094/76   11/5/1981   79246   REGISTERED     3,25  
    3 - Bleaching-agents and other preparations for washing of clothes; preparations for cleaning, polishing and stain removal as well as abrasive agents; soap; perfumery products, essential oils, cosmetic preparations, hair lotions; dental care preparations.
    25 - clothes, therein included boots, shoes and slippers.
T30005FI00   NAPIER   5/21/1987   2304/87   5/22/1989   104158   REGISTERED     14  
    14 - Not listed.
   
 
                               
FRANCE                                
118313   ALBERT NIPON   1/8/1980   178901   1/8/1980   1568862   REGISTERED     25  
    25 - All types of wearing apparel, including boots, shoes and slippers and rainwear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 42
                                         
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
FRANCE continued...                                
118312
  ALBERT NIPON   3/23/1993     93460726     3/23/1993     93460726     REGISTERED   3,4,14
16,18
    3 - Soaps, perfumes, dressing table essentials, colognes, cosmetics, bath products, lotions for hands.
    4 - Wax candles.
    14 - Jewelry.
    16 - Publications.
    18 - Luggage, bags, valises.
118331
  ALBERT NIPON BOUTIQUE   10/10/1979     159998     10/10/1979     1554633     REGISTERED     25  
    25 - Clothing for women.
118573
  ANNE KLEIN   11/28/1973     680533     11/3/1993     1271550     REGISTERED   14,18,20
24,25,27
    14 - PRECIOUS METALS AND THEIR ALLOYS AND PRODUCT SUBSTANCES OR PLATED NOT INCLUDED IN OTHER CLASSES; JEWELRY, JEWELRY, PRECIOUS STONES; HOROLOGICAL INSTRUMENTS AND CHRONOMETRIC INSTRUMENTS;
    18 - LEATHER AND IMITATION LEATHER, PRODUCTS OF THESE SUBSTANCES NOT INCLUDED IN OTHER CLASSES; ANIMAL SKINS; TRUNKS AND VALISES; UMBRELLAS, PARASOLS AND WALKING STICKS; WHIPS AND SADDLERY.
    20 - FURNITURE, MIRRORS (MIRRORS), FRAMES; GOODS, NOT INCLUDED IN OTHER CLASSES, OF WOOD,CORK, REED, RUSH,WICKER, HORN, BONE, IVORY, WHALEBONE, TORTOISESHELL, AMBER, MOTHER OF PEARL, MEERSCHAUM, SUBSTITUTES OF ALL THESE SUBSTANCES OR OF PLASTIC;
    24 - FABRICS AND TEXTILE PRODUCTS NOT INCLUDED IN OTHER CLASSES; BED COVERS AND TABLE;
    25 - CLOTHING, FOOTWEAR, HEADGEAR;
    27 - CARPETS, DOOR MATS, MATS, LINOLEUMS AND OTHER FLOOR COVERINGS; WALL HANGINGS NOT OF TEXTILE.
118572
  ANNE KLEIN   4/1/1973     660245     4/1/1973     1232104     REGISTERED     3  
    3 - Preparations for bleaching and other substances for washing; preparations for cleansing, polishing, degreasing and abrading; soap; perfumery; essential oils; cosmetic hair lotions; dentifrices.
118918
  ANNE KLEIN II   9/4/1996     96640421     9/4/1996     96640421     REGISTERED     16,18  
    16 - Checkbook holders, checkbook clutches, passport cases and secretaries.
    18 - Leather and imitations of leather; animal pelts; trunks and travelling bags; umbrellas, parasols and walking sticks; whips and saddlery; handbags, tote bags, and personal leather accessories, namely billfolds, wallets, cosmetic cases, cosmetic pouches, credit card cases, key cases, key fobs, purses, coin purses, coin/key purses, money belts, carry-all clutches, covers made of leather and imitations of leather for personal planners, notebooks, appointment books and diaries.
113
  EVAN-PICONE   2/7/1989     108,575     2/7/1989     1,513,133     REGISTERED     N/A  
    N/A - Clothing, footwear, headgear.
115
  EVAN-PICONE   7/27/1990     228989     7/27/1990     1606568     REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
442
  JNY   8/22/1990     n/a     8/22/1990     1611493     REGISTERED     25  
    25 - Women’s apparel namely, vests, T-Shirts, sweaters, shorts, shirts, skirts, jackets, pull-on-pants, blouses
443
  JONES NEW YORK   9/17/1990     n/a     9/17/1990     1615649     REGISTERED     25  
    25 - Women’s apparel namely, vests, T-Shirts, sweaters, shorts, shirts, skirts, jackets, pull-on-pants, blouses
T30044FR00   JUDITH JACK   9/25/2001     013122581     9/25/2001     013122581     REGISTERED     14,18,25  
    14 - Watches and jewelry
 
  18 - Handbags                                    
 
  25 - Belts                                    
118404
  KASPER   2/25/1998     98719963     2/25/1998     98719963     REGISTERED     25  
    25 - Wearing apparel, namely, sweaters, shirts, blouses, t-shirts, pants, jeans, skirts, dresses, shorts, jackets, coats, suits, raincoats, capes, ponchos, shawls, scarves and vests.
118574   Lion Head Design   9/20/1976     807974     7/28/1986     1365589     REGISTERED     3,25  
    3 - PREPARATIONS FOR BLEACHING AND OTHER SUBSTANCES FOR WASHING; PREPARATIONS FOR CLEANING, POLISHING, DEGREASING AND ABRADING; SOAP; PERFUMERY, ESSENTIAL OILS, COSMETIC, HAIR LOTIONS; DENTIFRICES
    25 - CLOTHING, FOOTWEAR, HEADGEAR.
T30007FR00   NAPIER (Stylized)               10/19/1989     1632493     REGISTERED     14  
 
  14 - jewelry                                    

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 43
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
FRANCE continued...                                
118316
  NIPON BOUTIQUE   12/2/1988   970788   12/2/1988     1501589     REGISTERED     25  
    25 - Clothing for females, clothing, footwear, headgear.
T30005FR00   RICHELIEU           5/20/1987     1427539     REGISTERED     14  
    14 - JEWELRY
567
  X-AM   12/10/1993   n/a         93496163     REGISTERED     25  
    25 - Clothing, footwear.
 
                                   
GERMANY                                
118986
  A LINE ANNE KLEIN   9/12/1996   39639789.1   12/9/1996     39639789     REGISTERED     25  
    25 - Clothing, particularly jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, suits, trousers, breeches, jeans, t-shirts, skirts, gymnastic suits, jumpsuits, sweaters, cardigans and woolen waistcoats, belts, underwear, in particular for ladies, scarves, shawls, in particular ascots, overalls, gloves, hosiery, knee and thigh stockings, also nylon stockings, panty-hoses, leotards, socks, leggings, bathing and swimming suits; footwear, in particular shoes, boots, slippers and sports shoes, except children’s footwear; headgear, particularly hats, caps, berets and headbands.
118451
  ALBERT NIPON   12/15/1981   N17935/3WZ   7/26/1982     1036121     REGISTERED   3,4,14
16,18
    3 - Perfumes and colognes; cosmetics.
    4 - Candles.
    14 - Jewelry.
    16 - Printed matter, newspapers, magazines, and books.
    18 - Traveling and jewelry suitcases, bags and handbags, beauty cases, cosmetic bags.
118340
  ALBERT NIPON   2/28/1980   N16917/25WZ   2/28/1980     1007473     REGISTERED     25  
    25 - Clothing of all kinds, including boots, shoes and slippers.
118617
  ANNE KLEIN   9/22/1976   K 37 895/3 Wz   2/27/1980     998460     REGISTERED     3  
    3 - WASHING AND BLEACH; CLEANING, POLISHING PREPARATIONS, FAT REMOVING AGENTS AND SHARPENING PREPARATIONS; SOAPS;PERFUME SHOPS, ESSENTIAL OILS, BODY CARE PRODUCTS AND BEAUTY CARE, HAIR LOTIONS;
118616
  ANNE KLEIN   11/28/1973   K 35.112/20W   11/28/1973     991355     REGISTERED   14,18,20
24,25,27
    14 - JEWELRY, PRECIOUS STONES AND CLOCKS
    18 - LEATHER GOODS, NAMELY TRUNKS AND TRAVEL SACKS, HANDBAGS AND CARRYING BAGS, BRIEFCASES, BRIEF CASES, PURSES AND KEY BAGS, CASES FOR SPECTACLES AND CIGARETTES, FOR PHOTOGRAPHS AS WELL AS FOR CHEQUES AND CREDIT CARDS; CHEQUEBOOK AND TRAVEL PASS COVERS, BELTS, ALSO WITH BAGS FOR RECORDING SMALL OBJECTS AND MONEY; JEWELRY CONTAINERS AND TOGETHER ROLL BARS JEWELRY BAGS; UMBRELLAS, PARASOLS AND WALKING
    20 - FURNITURE, MIRRORS AND PICTURE FRAMES;
    24 - FABRICS; BED COVERS AND TABLE LINEN; BED LINEN AND TABLE LINEN;
    25 - CLOTHING, INCLUDING BOOTS,SHOES AND SLIPPERS
    27 - FLOOR COVERINGS, NAMELY CARPETS, CARPET TILES, CARPETS AS METAL GOODS, STRAW AND LlBER MATS, PLASTIC COVERINGS, TILE FORM, LINOLEUM; WALLPAPER
 
                                   
118721
  ANNE KLEIN & Lion Head Design   9/7/1990   W 64 266/25   4/28/1993   DO 652 953   REGISTERED     25  
    25 - Clothing, footwear, headgear
118867
  ANNE KLEIN II (stylized)   9/7/1990   W 64 267/25   4/28/1993   DO 652 955   REGISTERED     25  
    25 - Clothing, footwear, headgear.
149
  E.P.S. EVAN PICONE SPORT
(STYLIZED)
  3/31/1990   P39 327/25 W   2/19/1991     1172169     REGISTERED     25  
    25 - Clothing, footwear, headgear.
150
  EVAN-PICONE   8/16/1990   P39 931/18 W   6/3/1991     1177165     REGISTERED     25  
 
  25 -                                
151
  EVAN-PICONE   7/27/1990   W62373   4/28/1992   DD 651 100   REGISTERED     18,25  
    18 - Goods made of leather or of leather imitations, namely handbags and other cases not adapted to the product they are intended to contain as well as small articles of leather in particular purses, pocket wallets, key cases.
 
                                   
    Clothing, footwear, headgear.
 
  25 -                                

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 44
                                         
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
GERMANY continued...                                    
152
  EVAN-PICONE   12/3/1981   P28884/3Wz   3/1/1985     1074359     REGISTERED     25  
    25 - Clothing for women and misses (including woven and knitted clothing): skirts, jackets, slacks, shorts, blouses, dresses, scarves, vests, camisoles, culottes, hosiery, nightgowns, sweaters and coats, men’s’ clothing (including woven and knitted clothing): suits, slacks, pants, jackets, coats and overcoats, sportswear, sweaters, jeans, shirts and shorts.
153
  EVAN-PICONE   9/5/1968     E13684     9/5/1968     874593     REGISTERED     25  
    25 - Clothing (outerwear) for ladies, including knitted clothing.
148
  EVAN-PICONE SPORT
(STYLIZED)
  2/6/1991   P40 668/25 Wz   11/12/1991     2006160     REGISTERED     25  
    25 - Clothing, footwear, headgear.
444
  JONES NEW YORK   5/4/1993     n/a     5/4/1993     2089887     REGISTERED     25  
    25 - Women’s, Junior Misses’ & Petite Clothing
118614
  Lion Head Design   10/15/1976   K 37 980/25 W     5/23/1980     1002421     REGISTERED     25  
    25 - Clothing, including boots, shoes, and slippers
T30005DE00
  NAPIER   1/8/1980   N16852/14Wz   7/24/1980     1005389     REGISTERED     14  
    14 - JEWELRY GOODS, GEMS; JEWELRY, ORNAMENTAL GOODS, WHICH HAVE BEEN MADE USING NOBLE METALS AND/OR GEMS, CLOCKS, WATCHES.
T30005DE01
  RICHELIEU         V15794     3/1/1978     979771     REGISTERED     14  
 
  14 -                                    
561
  X-AM   12/14/1993     n/a     10/18/1994     2081148     REGISTERED     25  
    25 - Clothing, footwear, headgear.
 
                                       
GREECE                                    
118708
  ANNE KLEIN & Lion Head Design   7/18/1990     99903     7/18/1990     99903     REGISTERED     25  
    25 - All goods in Class 25, in particular, coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, knitted headwear, mufflers, swimwear, socks, scarves, shawls and shoes.
155
  EVAN-PICONE   10/26/1981     100400     9/21/1984     70,142     REGISTERED     4,14,25  
    4 - Candles and particularly fragrant candles. Articles from precious metals and amalgams of same; jewelry and particularly jewelry containing perfumes or cosmetics. Clothing.
 
  14 -                                    
 
  25 -                                    
156
  EVAN-PICONE   8/23/1990     100400     8/23/1990     100400     REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
445
  JNY   10/15/1990     n/a     12/17/1993     101083     REGISTERED     25  
    25 - Women’s apparel namely, vests, T-Shirts, Sweaters, Shorts, Shirts, Skirts, Jackets, Pull-On Pants, Blouses.
446
  JONES NEW YORK   11/2/1990     101436     8/17/1999     101436     REGISTERED     25  
    25 - Women’s, Junior, Misses and Petite apparel.
 
                                       
GUATEMALA                                    
247145   AK ANNE KLEIN   6/6/2005   M-3761-2005     2/8/2006     140,373     REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247146
  AK ANNE KLEIN   6/6/2005   M-3762-2005     2/1/2006     140,275     REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 45
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
GUATEMALA continued ...                            
247144   AK ANNE KLEIN   6/6/2005   M-3763-2005   3/6/2006   140,828   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks        
T30354GT03   AK ANNE KLEIN   11/7/2006   934502006   5/15/2007   149378   REGISTERED     03  
    03 - Cosmetics and Fragrances        
T30354GT04   AK ANNE KLEIN   11/7/2006   934302006   5/21/2007   149665   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.        
T30354GT05   AK ANNE KLEIN   11/7/2006   934502006   5/29/2007   149768   REGISTERED     14  
    14 - jewelry and watches        
118798   ANNE KLEIN   10/30/1996   8445-96   3/10/1998   89094   REGISTERED     25  
    25 - Clothing, shoes and headgear.        
118921   ANNE KLEIN II   10/30/1996   8444-96   3/10/1998   89093   REGISTERED     25  
    25 - Clothing, shoes and headgear.        
T30276GT00   ANNE KLEIN NEW YORK   11/7/2006   934602006   5/30/2007   149793   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, Skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils        
T30276GT01   ANNE KLEIN NEW YORK   11/7/2006   934702006   5/22/2007   149701   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.        
T30276GT02   ANNE KLEIN NEW YORK   11/7/2006   934802006   5/30/2007   149794   REGISTERED     14  
    14 - jewelry and watches        
T30276GT04   ANNE KLEIN NEW YORK       09349   6/4/2007   149863   REGISTERED     25  
    25 - Shirts, blouses, camisoles, footwear, gloves, underwear, skirts, pajamas, belts        
157      
EVAN-PICONE
  3/5/1982   74203   10/17/1983   45196/371/105   REGISTERED     25  
    25 - Skirts, suits, slacks, sports clothes, shorts, blouses, women’s suits, women’s and misses dresses.        
T00103GT01   JONES NEW YORK   7/15/2004   51772004   1/20/2005   133852   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.        
T00103GT03   JONES NEW YORK   11/4/2004   8392004   10/6/2005   138292   REGISTERED     25  
    25 -        
T30154GT00   L.E.I           11/24/1999   100829   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30154GT01   L.E.I Design           11/24/1999   100830   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30154GT02   L.E.I LIFE ENERGY
INTELLIGENCE Design
          7/21/1999   96898   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30157GT00   LIFE ENERGY INTELLIGENCE           11/24/1999   100831   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30005GT00   NAPIER   8/12/1992   050821   7/24/1994   71803   REGISTERED     14  
    14 - Goods not listed.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 46
                                             
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
GUYANA                                        
T30007GY00   NAPIER (Stylized)   12/9/1992     14002A     12/9/1992     14002A     REGISTERED     14  
    14 - JEWELRY AND SIMILAR DECORATIVE ITEMS.        
       
 
                                   
HAITI                                        
T30044HT00   JUDITH JACK               4/30/2002     277-133     REGISTERED     14  
    14 - Jewelry and Watches        
T30044HT01   JUDITH JACK               4/30/2002     278-133     REGISTERED     18  
    18 - Handbags        
T30044HT02   JUDITH JACK               4/30/2002     279-133     REGISTERED     25  
    25 - Belts        
       
 
                                   
HONDURAS                                        
247195   AK ANNE KLEIN   6/28/2005     14922/2005     4/3/2008     13269     REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services        
T30354HN03   AK ANNE KLEIN   10/26/2006     36345/2006     7/2/2007     101278     REGISTERED     03  
    03 - Fragrances and Cosmetics        
T30354HN04   AK ANNE KLEIN   10/26/2006     36346/2006     7/2/2007     101270     REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.        
T30354HN05   AK ANNE KLEIN   10/26/2006     36347/2006     7/2/2007     101277     REGISTERED     14  
    14 - Jewelry and Watches        
T30276HN00   ANNE KLEIN NEW YORK   10/26/2006     36351/2006     7/2/2007     101276     REGISTERED     03  
    03 - Fragrances and Cosmetics        
T30276HN04   ANNE KLEIN NEW YORK   10/26/2006     36350/2006     7/2/2007     101271     REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.        
T30276HN05   ANNE KLEIN NEW YORK   10/26/2006     36348/2006     7/2/2007     101272     REGISTERED     14  
    14 - Jewelry and Watches        
T30276HN06   ANNE KLEIN NEW YORK   10/26/2006     36349/2006     1/23/2008     103555     REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.        
448   JONES NEW YORK   8/30/1994     n/a     7/31/1995     62353     REGISTERED     25  
    25 - Women’s, Junior, Misses and Petite apparel.        
T00103HN01   JONES NEW YORK   7/15/2004     1252204     1/19/2005     93179     REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.        
T30154HN00   L.E.I LIFE ENERGY
INTELLIGENCE Design
              4/1/2000     76993     REGISTERED     25  
    25 - Apparel footwear and headgear        
T30157HN00   LIFE ENERGY INTELLIGENCE               7/14/1994     77590     REGISTERED     25  
    25 - Apparel footwear and headgear        
       
 
                                   
HONG KONG                                      
118949   A (underscored) LINE ANNE   3/20/1991     1835/91     8/29/1995     07301/1995     REGISTERED     25  
    25 - Tops, knitwear, dresses, jackets, pants, skirts, jumpsuits, coats.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 47
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONG KONG continued ...                            
T30276HK00   AK ANNE KLEIN   11/1/2006   300751211   11/1/2006   300751211   REGISTERED     03,09,14  
    03 - Fragrances and Cosmetics        
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.        
    14 -        
247148   AK ANNE KLEIN   5/28/2005   300428823   5/28/2005   300428823   REGISTERED     18,25,35  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks        
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings        
    35 - Advertising and publicity services; retail store services, online services, provision of on-line information in respect of all the aforesaid services.        
118335   ALBERT NIPON   11/10/1988   7144/88   11/10/1988   B2443/1990   REGISTERED     25  
    25 - Dresses, shirts, skirts, jackets, sportswear, coordinated sweaters, slacks and scarves, all being for women.        
124235   ALBERT NIPON   4/11/2003   300005318   4/11/2003   300005318   REGISTERED     3  
    3 - Perfumery, cosmetics and toilet preparations.        
118481   ANNE KLEIN   2/11/2000   2613/2000   1/23/2002   00906/2002   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
118771   ANNE KLEIN   3/9/1994   2750/1994   4/21/1999   B4905/1999   REGISTERED     9  
    9 - Sunglasses, ophthalmic eyeglass frames, and ophthalmic sunglass frames; all included in Class 9.        
118729   ANNE KLEIN   10/24/1992   17281/1992   1/10/1995   B198/1995   REGISTERED     42  
    42 - Retail store services for clothing, footwear, headgear, spectacles, sunglasses, perfumery, cosmetics, hair care preparations, skin care preparations, essential oils, jewelry, horological and chronometric instruments, leather and imitation of leather, and goods made of these materials, textiles and textile goods, handbags, purses, wallets, travelling bags, umbrellas, parasols and walking sticks; all included in Class        
118783   ANNE KLEIN   1/19/1996   667/1996   11/19/1999   14462/1999   REGISTERED     25  
    25 - Footwear, hosiery, stockings, pantyhose, tights and socks.        
118838   ANNE KLEIN   8/13/1992   14540/92   11/19/1999   14401/1999   REGISTERED     14  
    14 - Watches.        
118575   ANNE KLEIN (script) & Lion Head Design   6/20/1978   1164/1978   4/14/1980   697/1980   REGISTERED     3  
    3 - Cosmetics and perfumery.        
118576   ANNE KLEIN (script) & Lion Head Design   6/20/1978   1164/A/1978   4/14/1980   698/1980   REGISTERED     25  
    25 - Articles of clothing, including hats and footwear.        
118494   ANNE KLEIN 2 (series)   7/19/2000   16058/2000   9/30/2002   12760(A-B)/2002   REGISTERED     25  
    25 - Clothing, footwear and headgear; all included in Class 25.        
118891   ANNE KLEIN II   3/9/1994   94/02749   4/21/1999   B04904/1999   REGISTERED     9  
    9 - Sunglasses, ophthalmic eyeglass frames, and ophthalmic sunglass frames; all included in Class 9.        
118874   ANNE KLEIN II (stylized)   8/19/1991   6039/91   8/29/1995   07302/1995   REGISTERED     25  
    25 - Tops, knitwear, dresses, jackets, pants, skirts, jumpsuits, coats.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 48
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONG KONG continued ...                            
T30276HK01   ANNE KLEIN NEW YORK   11/1/2006   300751248   11/1/2006   300751248   REGISTERED     03,09,14  
       
 
                        18,25  
    03 - Fragrances and Cosmetics        
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.        
    14 -        
    18 -        
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.        
118854   ANNE KLEIN, ANNE KLEIN II   9/6/1997   12813/1997   9/6/1997   03102(A-B)/2000   REGISTERED     14  
        (series)                            
    14 - Jewelry and watches.        
161   E.P.S. EVAN PICONE SPORT   8/6/1990   6400/90   1/28/1993   B00385/93   REGISTERED     25  
        (STYLIZED)                            
    25 - Clothing, footwear, headgear.        
162   EVAN-PICONE   9/1/1990   7223/90   7/7/1992   2716/92   REGISTERED     18  
    18 - Articles of luggage, handbags, purses, attache cases; briefcases, business and credit card cases, passport cases, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags; travelling trunks and valises, cosmetic bags, key fobs and key cases; all of leather and all included in Class 18.        
163   EVAN-PICONE   8/6/1990   6402/90   8/6/1990   5049/95   REGISTERED     25  
    25 - Clothing, footwear, headgear.        
160   EVAN-PICONE SPORT   2/27/1991   1288/91   8/16/1995   B6941/95   REGISTERED     25  
        (STYLIZED)                            
    25 - Clothing, footwear, headgear.        
T30200HK00   JEANSTAR   11/1/2004   300311039   11/1/2004   300311039   REGISTERED     025  
    025 - Class 25 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras        
663   JONES NEW YORK   4/21/1999   9904954   4/21/1999   B12505   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
391   JONES NEW YORK   4/4/2003   199709377   4/4/2003   300138384   REGISTERED     25  
    25 - Clothing, footwear, headgear.        
T30203HK00   JONES NEW YORK   12/24/2004   300343412   12/24/2004   300343412   REGISTERED     025  
    025 - jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts”./        
T30181HK00   JONES NEW YORK SIGNATURE   12/18/2003   300131255   12/20/2003   300131255   REGISTERED     25,3,9  
       
 
                        14,18  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits and footwear namely, shoes, boots, sandals, sneakers and slippers        
    3 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils        
    9 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.        
    14 - watches and jewelry        
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas        

 


 

             
Owner Trademark Report by Mark   Printed: 5/7/2009   Page 49
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONG KONG continued...
T30044HK00   JUDITH JACK   9/28/2001   15821/2001   9/28/2001   200203616AA   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; watches, horological and chronometric instruments all included in Class 14.
    18 - Leather and imitations of leather and goods made of these materials; handbags; toilet bags; trunks and travelling bags; travel cases; luggage; suitcases; hold alls; bags; vanity cases; briefcases; attache cases; purses; wallets; credit card cases and holders; umbrellas; parasols; walking sticks; shooting sticks; shoulder belts; parts and fittings for all the aforesaid goods; all included in Class 18.
    25 - Clothing, belts (clothing), footwear, headgear.
T30154HK01   L.E.I LIFE ENERGY
INTELLIGENCE Design
          2/3/1999   422/2001   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154HK00   L.E.I (Series)   7/20/1996   na   7/20/1999   3675A-D/2002   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157HK00   LIFE ENERGY INTELLIGENCE   3/8/1996   na   3/8/1999   10083/2002   REGISTERED     25  
    25 - Apparel footwear and headgear
118482   Lion Head Design   2/11/2000   2614/2000   1/23/2002   907/2002   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
118839   Lion Head Design   8/13/1992   14539/92   7/31/1995   06359/1995   REGISTERED     14  
    14 - Precious metals and their alloys; goods in precious metals or coated therewith and not included in other classes; jewelry; precious stones; horological and chronometric instruments; watches and clocks, all included in class 14.
T30005HK00   RICHELIEU   6/2/2005   300431324   4/4/2006   300431324   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
 
                                   
HUNGARY                                
118762   ANNE KLEIN   1/27/1994   M9400565   3/4/1997   142 994   REGISTERED     25  
    25 - Clothing articles, footwear, headgear.
164   EVAN-PICONE   7/19/1990   2841/90   12/18/1991   140002   REGISTERED     18,25  
    18 - Luggage, handbags, purses, attache cases, briefcases, camera bags, business and credit cards cases, passport cases, wallets, check book covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, travelling travel and valises, cosmetic bags, portfolios, key fobs an key cases.
    Clothing, footwear, headgear.
    25 -
325   JONES NEW YORK   5/30/1997   M9701836   4/28/1998   151818   REGISTERED     18,25  
    18 - Clothing for women and misses, namely skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely suits, slacks jackets, pants, sports coats and neckwear, in International Class 25
 
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 -
T30154HU00   L.E.I   7/22/1999   M99 03502   7/22/1999   169158   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154HU01   L.E.I Design           7/22/1999   164861   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154HU02   L.E.I LIFE ENERGY
INTELLIGENCE Design
          1/20/1999   169502   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157HU00   LIFE ENERGY INTELLIGENCE           7/22/1999   164913   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
ICELAND                                

 


 

             
Owner Trademark Report by Mark   Printed: 5/7/2009   Page 50
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ICELAND continued...
219  
 
  EVAN-PICONE   1/17/1991   46/1991   4/26/1991   502/1991   REGISTERED     25  
    25 - Clothing, footwear, headgear.
   
 
                               
INDIA
247151   AK ANNE KLEIN   6/13/2005   1363479   8/4/2008   1363479   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
248033   AK ANNE KLEIN   6/13/2005   1363480   3/28/2008   1363480   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
248035   AK ANNE KLEIN   6/13/2005   1363481   5/23/2007   1363481   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services.
118719   ANNE KLEIN & Lion Head Design   7/19/1990   533696   7/19/1990   533696   REGISTERED     25  
    25 - COATS, SUITS, JACKETS, PANTS, SHIRTS, SKIRTS, DRESSES, BLOUSES, SWEATERS, BELTS, GLOVES, KNITIED HEADWEAR, MUFFLERS, SWIMWEAR, SOCKS, SCARVES, SHAWLS, SHOES.
118861   ANNE KLEIN II (stylized)   6/15/1990   531607   6/15/1990   531607   REGISTERED     25  
    25 - WOMEN’S COATS, SUITS, PANTS, SHIRTS, DRESSES, BLOUSES, SWEATERS, BELTS (CLOTHING), GLOVES AND SCARVES AND GOODS INCLUDED IN CLASS 25.
T000351N00   CODE BLEU   1/18/2006   1414967   8/8/2008   1414967   REGISTERED     25  
    25 - jeans
T00066IN02   EVAN-PICONE   9/20/2002   1135224   7/24/2006   1135224   REGISTERED     25  
    25 - Clothing, footwear, headgear
385   JONES NEW YORK   6/16/1997   755886   2/22/2005   755886   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30181IN01   JONES NEW YORK SIGNATURE   12/30/2003   1259549   11/7/2005   1259549   REGISTERED     25  
    25 - Footwear namely, shoes, boots, sandals, sneakers and slippers
T30181IN02   JONES NEW YORK SIGNATURE   12/30/2003   1259548   11/7/2005   1259548   REGISTERED     09  
    09 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
T30181IN03   JONES NEW YORK SIGNATURE   12/30/2003   1259552   11/7/2005   1259552   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas
T30181IN04   JONES NEW YORK SIGNATURE   12/30/2003   1259551   1/6/2004   1259551   REGISTERED     14  
    14 - watches and jewelry
T30181IN05   JONES NEW YORK SIGNATURE   12/30/2003   1259553   9/12/2006   1259553   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30181IN06   JONES NEW YORK SIGNATURE   1/6/2004   1259550   11/7/2005   1259550   REGISTERED     25  
    25 - Skirts, suits, pants shorts, tops, jackets, coats dresses, sweaters, blazers, dusters, cardigans, pullovers, jeans, vests, camisoles, culottes, knit pants, knit tops, tank tops, polo shirts, denim jackets, and jumpsuits

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 51
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
INDIA continued...
T30154IN00   L.E.I   7/15/1999   866123   2/24/2006   866123   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154IN03   L.E.I LIFE ENERGY INTELLIGENCE and Design   1/25/1999   838308   1/20/2006   838308   REGISTERED     25  
    25 - Apparel footwear and headgear
T30007IN01   NAPIER (Stylized)   5/1/1995   664230   5/1/2002   664230   REGISTERED     14  
    14 - Jewelry made of precious &semi-precious materials.
 
                                   
INDONESIA
247155   AK ANNE KLEIN   6/13/2005   D00.2005.0077   2/14/2007   0000110104   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247156   AK ANNE KLEIN   6/13/2005   D00.2005.0077   2/14/2007   0000110106   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services
207682   AK ANNE KLEIN   8/4/2004   2004.2215422329   4/25/2006   0000704001   REGISTERED     14  
    14 - Jewelry belonging in Class 14 including jewelry made of precious and non-precious metals; watches, clocks and timers
207685   ANNE KLEIN   8/4/2004   D00.2004.22153.   4/25/2006   000070400   REGISTERED     14  
    14 - Jewelry belonging in Class 14 including jewelry made of precious and non-precious metals; watches, clocks and timers
118794   ANNE KLEIN   8/5/1996   D96 16456   9/19/1997   391511   REGISTERED     18  
    18 - Walking sticks, whips, harnesses and saddlery.
118855   ANNE KLEIN   10/13/1997   D9722373   3/26/1999   425357   REGISTERED     25  
    25 - Clothing, footwear, and headgear, namely, coats, suits, jackets, blazers, vests, pants, shorts, shirts, dresses, skirts, blouses, sweaters, belts, gloves, ties, leggings, scarves, mufflers, shawls, stoles, swimwear, hosiery (including stockings, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings and socks), shoes, sandals, boots, slippers, knitted headwear, hats, caps
118917   ANNE KLEIN II   8/5/1996   D96 16455   9/22/1997   392155   REGISTERED     18  
    18 - Walking sticks, whips,harnesses and saddlery.
217   EVAN-PICONE   1/3/1991   287821   2/13/1993   287821   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    Clothing, footwear, headgear.
    25 -
216   EVAN-PICONE with Design   11/8/1990   287045   2/1/1993   287045   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
398   JONES NEW YORK   6/16/1997   DJ711715   4/28/1998   413770   REGISTERED     25  
    25 - Clothing, footwear, headgear.
381   JONES NEW YORK   6/16/1997   DJ711714   4/2/1998   413769   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30181ID00   JONES NEW YORK SIGNATURE   1/12/2004   D00 2004 00383   3/25/2009   IDM000116134   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30181ID01   JONES NEW YORK SIGNATURE   1/12/2004   D003800389   1/8/2004   003800389   REGISTERED     09  
    09 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
T30181ID02   JONES NEW YORK SIGNATURE   1/12/2004   D00 2004 0038   1/8/2004   000047091   REGISTERED     14  
    14 - Jewelry and Watches

 


 

             
Owner Trademark Report by Mark   Printed: 5/7/2009   Page 52
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
INDONESIA continued...
T30181ID03   JONES NEW YORK SIGNATURE   1/8/2004   D00 2004 0038   1/8/2004   0038 00385   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas
T30181ID04   JONES NEW YORK SIGNATURE   1/12/2004   D00 2004 0038   1/8/2004   0038 00386   REGISTERED     25  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
T30181ID05   JONES NEW YORK SIGNATURE   1/12/2004   D00 2004 0038   1/8/2004   0038 00387   REGISTERED     25  
    25 - Footwear
T30157ID00   LIFE ENERGY INTELLIGENCE           8/2/1999   460789   REGISTERED     25  
    25 - Apparel footwear and headgear
IRELAND                                
118332   ALBERT NIPON   9/19/1988   4030/88   9/19/1988   133257   REGISTERED     25  
    25 - Articles of clothing, footwear and headgear, all included in Class 25.
118709   ANNE KLEIN & Lion Head Design   6/1/1990   3098/90   6/1/1990   140176   REGISTERED     25  
    25 - Clothing included in Class 25, footwear, headgear.
209   EVAN-PICONE   7/24/1981   2132/81   9/18/1986   B115625   REGISTERED     25  
    25 - Clothing, footwear, headgear.
330   JONES NEW YORK   5/23/1997   211431   5/23/1997   211431   REGISTERED     18,25  
    18 - Clothing for women and misses, namely skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely suits, slacks jackets, pants, sports coats and neckwear, in International Class 25
 
    Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 -
118400   KASPER   2/23/1998   207445   2/23/1998   207445   REGISTERED     25  
    25 - Clothing, footwear, headgear included in Class 25.
T30007IE00   NAPIER (Stylized)   4/24/1995   95/2963   4/24/1995   167170   REGISTERED     14  
    14 - GOODS NOT LISTED.
118330   NIPON PETITES   9/19/1988   4031/88   9/19/1988   133258   REGISTERED     25  
    25 - Articles of clothing, footwear and headgear, all included in Class 25.
ISRAEL                                
118786   ANNE KLEIN   5/21/1995   98757   1/5/1997   98757   REGISTERED     9  
    9 - Optical apparatus and instruments, including sunglasses, eyeglasses, frames for sunglasses and eyeglasses, sunshades, lenses, carrying cases, chains, cords and parts and fittings for the aforesaid goods; all included in Class 9.
118690   ANNE KLEIN   9/12/1984   59501   10/20/1988   59501   REGISTERED     3  
    3 - Soaps,perfumery, cosmetics and non-medicated toilet preparations.
118710   ANNE KLEIN & Lion Head Design   6/28/1990   76789   9/23/1993   76789   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, knitted headwear, mufflers, swimwear, socks, scarves, shawls and shoes, all included in Class 25.
118904   ANNE KLEIN II   12/26/1994   96258   7/1/1996   96258   REGISTERED     25  
    25 - All goods in Class 25.
213   EVAN-PICONE   12/30/1981   53484   3/3/1986   53484   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 53
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ISRAEL continued ...                            
210   EVAN-PICONE   8/17/1990   77277   3/10/1994   77277   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, camera bag, business and credit card cases, passport cases, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags, portfolios, key fobs and key cases all included in class 18.
326   JONES NEW YORK   6/7/1996   105672   12/4/1997   105672   REGISTERED     25  
    25 - Clothing for women and misses, namely skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely suits, slacks jackets, pants, sports coats and neckwear, in International Class 25
T00103IL01   JONES NEW YORK   1/15/2006   186577   10/14/2007   186577   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related
T30154IL02   L.E.I. LIFE ENERGY INTELLIGENCE Design           1/20/1999   125234   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162IL01   L.E.I. Design           7/12/1999   129146   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157IL00   LIFE ENERGY INTELLIGENCE           7/12/1999   129147   REGISTERED     25  
    25 - Apparel footwear and headgear
T30005IL00   NAPIER   8/21/1979   48497   8/21/1979   48497   REGISTERED     14  
    14 - JEWELRY, PARTICULARLY EARRINGS, NECKLACES, PINS AND RELATED ITEMS.
ITALY                                
118326   ALBERT NIPON   9/28/1983   21686C/83   9/28/1983   417086   REGISTERED     25  
    25 - Clothing, footwear, headgear.
118307   ALBERT NIPON   12/14/1981   23064C   1/27/1986   396566   REGISTERED     3  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing; scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.
118790   ANNE KLEIN   8/9/1996   RM96C003623   8/9/1996   758176   REGISTERED     9  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus; eyeglasses, sunglasses, frames for eyeglasses and sunglasses, eyeshades, eyeglass and sunglass cases, chains, cords, and other accessories for eyeglasses and sunglasses, parts and
118578   ANNE KLEIN   11/23/1973   RM93C003766   11/24/1975   663229   REGISTERED     3,14,18
20,24,25
27
 
    3 - All goods in class 3
    14 - All goods in class 14
    18 - All goods in class 18
    20 - All goods in class 20
    24 - All goods in class 24
    25 - All goods in class 25
    27 - All goods in class 27
118741   ANNE KLEIN   2/11/1993   RM93C000403   2/11/1993   659346   REGISTERED     25  
    25 - Footwear.
118912   ANNE KLEIN II   8/9/1996   RM96C003624   8/31/1998   758177   REGISTERED     9  
    9 - ALL GOODS IN CLASS 9, AND SPECTACLES, SUNGLASSES, LENSES BLINDS, EYEGLASS AND SUNGLASS CASES, CHAINS, BRUSHES, AND OTHER ACCESSORIES FOR SPECTACLES AND SUNGLASSES, PARTS AND ACCESSORIES FOR AFORESAID
539   CODE BLEU   8/11/1987   n/a   8/11/1987   508578   REGISTERED     25  
    25 - Clothing, footwear, headgear.
208   E.P.S. EVAN-PICONE SPORT with Design   4/20/1990   39648C/90   3/1/1993   589791   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 54
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ITALY continued ...                            
215   EVAN-PICONE   8/1/1990   49577-C/90   2/15/1993   587903   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, camera bags, business and credit card cases, passport cases, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, traveling trunks and calieses, cosmetic bags, portfolios, key fobs and key cases.
207   EVAN-PICONE   2/19/1982   39928-C/82   3/10/1986   411614   REGISTERED     3,4,14  
    3 - Men’s and women’s fragrances, including emulsions, lotions, creams, moisturizers, astringent cleaners, toners, masques, skin care, cosmetics, including nail products, such as nail enamels, nail hardener, nail mending kits, base coat, top coat, cuticle creams, cuticle remover, nail enamel remover; lip products, namely lip gloss, lipstick, lipstick brushes, lip color pencils, eye products, namely eye shadow, eye creams, mascara, mascara remover, eye liner, eyebrow pencils; make-up products, namely theatrical make-up, blush, rouge (cream and powder), cream make-up liquid make-up, pressed powder compacts, loose powder, powder puffs, refills for powder compacts, cover concealer; toiletries, including talcum powder, shaving foam, after shave lotions, moisturizers, hair preparations, perfumed bath oils, bath powders; cosmetic-contained jewelry items, including bracelets, rings, and necklace lockets containing crème perfumes, powder compacts and perfume compacts; bath and related personal health and beauty care items, including soaps, shampoos, deodorants, hair conditioners, hair thickeners, and specialty gift items, including pomanders, fragrance decanters and fragrance candles.
    4 -
    14 -
212   EVAN-PICONE   10/24/2003   rm2001c005101       687031   REGISTERED     25  
    25 - Clothing, footwear, headgear.
214   EVAN-PICONE SPORT (STYLIZED)   4/10/1991   RM91C/001323   12/16/1993   612204   REGISTERED     25  
    25 - Clothing, footwear, headgear.
449   JNY   8/24/1990   n/a   10/20/1993   917181   REGISTERED     25  
    25 - Women’s apparel namely, vests, T-Shirts, Sweaters, Shorts, Shirts, Skirts, Jackets, Pull-On Pants, Blouses.
450   JONES NEW YORK   9/20/1990   n/a   10/20/1993   917180   REGISTERED     25  
    25 - Apparel for women’s, misses, juniors and petites
T30044IT00   JUDITH JACK   3/14/2002   F12002C000239   9/4/2006   1018525   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Handbags
    25 - Belts
T30048IT00   JUDITH JACK JJ & DESIGN         6/12/1996   00775087   REGISTERED     18  
    18 - HANDBAGS AND SMALL LEATHER GOODS AND ALL OTHER GOODS IN CLASS 18.
118577   Lion Head Design   8/27/1976   34701C/76   5/28/1983   758269   REGISTERED     3,25  
    3 - PREPARATIONS FOR WASHING LAUNDRY AND OTHER SUBSTANCES FOR LAUNDRY; PREPARATIONS FOR CLEANING, POLISHING, DEGREASING, SCRAPERS; SOAP; PERFUMERY, ESSENTIAL OILS, COSMETICS, HAIR LOTIONS, DENTIFRICES.
    25 - ARTICLES OF CLOTHING, INCLUDING BOOTS, SHOES AND SLIPPERS
T30007IT00   NAPIER (Stylized)   11/26/1979   40985-C/79   11/21/1985   380703   REGISTERED     14  
    14 - JEWELRY FORMED OF PRECIOUS METAL.
T30005IT00   RICHELIEU   10/19/1984   41249-C84   7/25/1996   684350   REGISTERED     14  
    14 - GOODS NOT LISTED
572   X-AM           12/28/1993   663619   REGISTERED     25  
    25 - Clothing and footwear
   
 
                               
JAMAICA                                
T30276JM00   AK ANNE KLEIN   10/26/2006   049445   10/26/2006   049445   REGISTERED     03,09,14
24,25
 
    03 - Fragrances and Cosmetics
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    24 -
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 55
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAMAICA continued ...                            
T30276JM02   AK ANNE KLEIN   9/11/2007   050831   8/18/2008   050831   REGISTERED     18  
    18 - All goods in category
T30276JM01   ANNE KLEIN NEW YORK   10/26/2006   49444   10/26/2006   49444   REGISTERED     03,09,14
24
 
    03 - Fragrances and Cosmetics
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    24 -
T30276JM03   ANNE KLEIN NEW YORK   9/11/2007   050832   9/12/2008   050832   REGISTERED     18  
    18 - All goods in category
T00103JM00   JONES NEW YORK   1/11/2006   047932   1/11/2006   047932   REGISTERED     25  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits; Outerwear namely, overcoats, capes, jackets, coats jackets and stoles made of fur, coats and jackets made of leather and rainwear; Intimate Apparel namely, sleepwear namely, pajamas, nightshirts, nightgowns and robes; intimate apparel namely, panties, brassieres, petticoats, slips half-slips, chemises, teddies, garter belts, girdles, tank tops and boxers briefs; hosiery namely, pantyhose, socks, leotards, tights and leggings; Swimwear and swimwear cover-ups; Fashion accessories namely, belts and suspenders; scarves, shawls, hats, mittens and gloves; Footwear namely, shoes, boots, sandals, sneakers and slippers; Active wear namely, sweatshirts sweatpants, warm-up jackets, tennis and racquetball outfits, crew shirts and baseball jackets; jogging and running warm-up jackets and tennis skirts
T00103JM01   JONES NEW YORK   8/9/2007   050709   9/22/2008   050709   REGISTERED     9  
    9 -
T30044JM00   JUDITH JACK   10/10/2001   41356   10/9/2001   41356   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Handbags
    25 - Belts
   
 
                               
JAPAN                                
T30338JP01   A (Underscored) LINE ANNE   9/30/1991   3-9990   7/29/1994   2685856   REGISTERED     25  
    25 - Clothing
118988   A LINE ANNE KLEIN   6/17/1996   8-66448   5/22/1998   4147036   REGISTERED     14  
    14 - Personal ornaments; jewelry/rough gemstones/imitations of jewelry; clocks/watches.
118987   A LINE ANNE KLEIN   6/17/1996   8-066451   11/14/1997   4081537   REGISTERED     25  
    25 - Clothing, garters, stocking suspenders, braces, waistbands, belts, footwear, special sporting/ gymnastic wear, and special sporting and gymnastic footwear.
247119   AK ANNE KLEIN   6/6/2005   2005-050214   4/7/2006   4943594   REGISTERED     18,25,35  
    18 - Metal fittings for bags, purse clasps, leather containers, clothing for pets, bags or the like, pouches or the like, portable toiletry article cases, umbrellas and parasols, sticks, canes, fittings of metal for canes, cane handles, horse-riding equipment, leather.
    25 - Clothing, garters, sock suspenders, braces, bands, belts, footwear, costumes for dressing-up, special sporting and gymnastic wear, special sporting and gymnastic footwear
    35 - Advertising and publicity services, online advertising on a computer network, providing online information on commodity sales, order processing agencies for online sales

 


 

             
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page 56
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued ...                            
T30354JP01   AK ANNE KLEIN   10/27/2006   2006100336   8/10/2007   5070313   REGISTERED     03,09,14 18,25  
    03 - Antistatic agents for home use, Defatting agents for home use, Rust removing preparations, Benzine for removing stains, Softener for laundry use, Laundry bleaches, Gums for wigs, Adhesives for false eyelashes use, Laundry starches, “Funori” for laundry use, Stripping agents for paint, Shoe cream, Shoe polish, Polishing agents, Soaps & the like, Dentifrices, Cosmetics, Fragrances and flavorings, Sand papers, Grinding cloth, Grinding sands, Artificial pumice stones, Polishing papers, Polishing cloth, False nails, False eyelashes        
    09 - Ear plugs, Processed glass (excluding those for building use), Arc-welding machines, Metal cutting machines, Electric welding apparatus, Ozone generators, Electrolysers, Egg graders, Cash registers, Coin counting or selecting machines, Job recording machines, Photo-copying machines, Hand calculators, Drawing or drafting machines and instruments, Time stamping machines, Time recorders, Punch card system machines, Vote computing machines, Billing machines, Postage stamp checking apparatus, Automatic vending machines, Gasoline station equipment, Coin-operated gates for car parks, Life saving apparatus and equipment, Fire extinguishers, Fire hydrants, Nozzles for fire hoses, Fire-extinguishing sprinkler system, Fire alarm systems, Gas leakage alarm apparatus, Anti-theft warning apparatus, Protective helmets, Railway signal machines, Triangular signs for warning of vehicle accident, Luminous or mechanical road sign, Diving machines and apparatus, Arcade video game machines, Electrically operated door closing apparatus, Vehicle driving training simulators, Sports training simulators, Physical and chemical apparatus and instruments, Photographic apparatus and instruments, Motion picture apparatus and instruments, Optical apparatus and instruments, Measuring apparatus and instruments, Electrical distribution or control machines and apparatus, Rotary converters, Phase modifiers, Batteries, Electrical and magnetic measuring instruments, Electric wires and cables, Electric irons, Electric hair-curlers, Electric buzzers, Electrical communication machines and apparatus, Electronic machines/instruments & their parts/fittings, Magnetic cores, Resistance wires, Electrodes, Fireboats, Rockets, Fire engines, Cigar lighters for cars, Gloves for protection against accident, Dust masks, Gas masks, Welding masks, Clothing for protection against fire, Glasses, Video game apparatus for personal use, Electronic circuits and CD-ROMs on which programs for hand-held games with liquid crystal displays are recorded, Slot machine, Weight belts, Wet suits, Inflatable swimming floats, Protective helmets for sports, Air tanks, Swimming floatboards, Regulators, Records, Metronomes, Electronic circuits and CD-ROMs on which automatic performance programs for electronic musical instruments are recorded, Slide rules, Cinematographic films, Transparencies, Slide film mounts, Pre-recorded video discs and video tapes, Electronic publications        
    14 - Precious metals, Key holders, Tableware of precious metals, Nut-crackers, pepper pots, sugar bowls, saltshakers, egg stands, napkin holders, napkin rings, trays, toothpick stands of precious metal, Needle cases of precious metal, Candle extinguishers and candlesticks of precious metal, Jewel cases of precious metal, Vases and flower bowls of precious metal, Trophies, Commemorative shields, Personal ornaments, Purses and wallets of precious metal, Jewels and their raw ores and imitations of jewels, Compacts of precious metal, Shoe decorations of precious metal, Clocks and watches, Smokers’ articles of precious metal        
    18 - Metal fittings for bags, Purse clasps, Leather containers, Clothing for pets, Bags or the like, Pouches or the like, Portable toiletry article cases, Umbrellas and parasols, Sticks, Canes, Fittings of metal for canes, Cane handles, Horse-riding equipment, Leather        
    25 - Clothing; Garters; Sock suspenders; Braces; Bands; Belts; Footwear; Costumes for dressing-up; Special sporting and gymnastic wear; Special sporting and gymnastic footwear        
118460   AK2 (Stylized)/ANNE KLEIN
[Square Logo]
  2/19/2001   2001-013335   11/30/2001   4526001   REGISTERED     18,25  
    18 - Leather, bags/pouches and the like, vanity cases, metal fittings for bags, purse clasps, umbrellas and parasols, walking sticks, canes, metal fittings for canes, walking stick/cane handles, equestrian equipment, and pet accessories.        
    25 - Clothing, garters, stocking suspenders, braces, waistbands, belts, footwear, costumes for masquerades, special sporting/gymnastic wear and special sporting/gymnastic footwear.        
118424   ALBERT NIPON   12/24/1993   128063/93   11/29/1996   3222649   REGISTERED     25  
    25 - Non-Japanese style outerwear, coats, sweaters and the like, shirts and the like, nightwear, underwear, collar protectors, socks and stockings, shawls, scarves, gloves, neckties, mufflers, hats, caps and belts.        
118318   ALBERT NIPON   3/16/1982   21270/82   7/23/1987   1968395   REGISTERED     3  
    3 - Soaps, dentifrices, cosmetics, fragrances and flavorings. (Local Class 4)        
118581   ANNE KLEIN   3/16/1971   46-26101   5/6/1975   1120332   REGISTERED     25  
    25 - Clothing. (Local Class 17)        
118586   ANNE KLEIN (English and Katakana)   12/17/1973   48-196640   6/27/1980   1420023   REGISTERED     3  
    3 - Soaps (excluding those belonging to medicines and drugs); dentifrices, cosmetics (excluding those belonging to medicines and drugs); and fragrances and flavorings.        
118583   ANNE KLEIN (English and Katakana)   12/17/1973   48-196643   12/22/1978   1362979   REGISTERED     21,14,26 18  
    21 - Personal ornaments and accessories; toiletries. (Local Class 21)        
    14 - Jewels and imitation jewels. (Local Class 21)        
    26 - Buttons; artificial flowers. (Local Class 21)        
    18 - Bags and pouches. (Local Class 21 )        
118722   ANNE KLEIN (English and Katakana)   12/17/1973   48-196644   6/30/1981   1466381   REGISTERED     18,25  
    18 - Umbrellas and parasols, walking sticks, canes, metal fittings for canes and walking stick/cane handles.        
    25 - Footwear.        

 


 

             
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page 57
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued ...                            
118588   ANNE KLEIN (English and Katakana)   12/17/1973   48-196641   4/30/1981   1459020   REGISTERED     24,26  
    24 - Woven fabrics, knitted fabrics, felt and non-woven textile fabrics, oilcloths, gummed cloths, vinyl cloths, rubberized cloths, leather cloths, and filter cloths.        
    26 - Knit lace fabrics, embroidered lace fabrics, tapes, ribbons, tassels and the like.        
118589   ANNE KLEIN (English and Katakana)   7/25/1975   50-97538   4/30/1981   1459049   REGISTERED     9,14  
    9 - Spectacles.        
    14 - Clocks and watches.        
118582   ANNE KLEIN (Script with   4/10/1973   48-59714   11/1/1976   1229725   REGISTERED     25  
    25 - Ladies’ shirts; sweaters; coats; suits; jackets; pants; skirts and dresses, and all other goods belonging to this class.        
118486   ANNE KLEIN 2   7/7/2000   2000-079375   5/18/2001   4475406   REGISTERED     18  
    18 - Leather, bags/pouches and the like, vanity cases, metal fittings for bags, purse clasps, umbrellas and parasols, walking sticks, canes, metal fittings for canes, walking stick/cane handles, equestrian equipment, and pet accessories.        
118856   ANNE KLEIN II (stylized)   10/11/1989   1-114856   9/30/1992   2456602   REGISTERED     20,21,24 25  
    20 - Cushions, Japanese floor cushions, pillows, and mattresses.        
    21 - Gloves for household purposes.        
    24 - Personal articles of woven textile (not for wear), mosquito nets, bed sheets, futon and quilts, futon and quilts cases (linen), futon ticks (unstuffed futon), pillowcases (pillow slips) and blankets.        
    25 - Clothing.        
T30276JP00   ANNE KLEIN NEW YORK   10/27/2006   2006100337   8/10/2007   5070314   REGISTERED     03,09,14 18,25  
    03 - Antistatic agents for home use, Defatting agents for home use, Rust removing preparations, Benzine for removing stains, Softener for laundry use, Laundry bleaches, Gums for wigs, Adhesives for false eyelashes use, Laundry starches, “Funori” for laundry use, Stripping agents for paint, Shoe cream, Shoe polish, Polishing agents, Soaps & the like, Dentifrices, Cosmetics, Fragrances and flavorings, Sand papers, Grinding cloth, Grinding sands, Artificial pumice stones, Polishing papers, Polishing cloth, False nails, False eyelashes        
    09 - Ear plugs, Processed glass (excluding those for building use), Arc-welding machines, Metal cutting machines, Electric welding apparatus, Ozone generators, Electrolysers, Egg graders, Cash registers, Coin counting or selecting machines, Job recording machines, Photo-copying machines, Hand calculators, Drawing or drafting machines and instruments, Time stamping machines, Time recorders, Punch card system machines, Vote computing machines, Billing machines, Postage stamp checking apparatus, Automatic vending machines, Gasoline station equipment, Coin-operated gates for car parks, Life saving apparatus and equipment, Fire extinguishers, Fire hydrants, Nozzles for fire hoses, Fire-extinguishing sprinkler system, Fire alarm systems, Gas leakage alarm apparatus, Anti-theft warning apparatus, Protective helmets, Railway signal machines, Triangular signs for warning of vehicle accident, Luminous or mechanical road sign, Diving machines and apparatus, Arcade video game machines, Electrically operated door closing apparatus, Vehicle driving training simulators, Sports training simulators, Physical and chemical apparatus and instruments, Photographic apparatus and instruments, Motion picture apparatus and instruments, Optical apparatus and instruments, Measuring apparatus and instruments, Electrical distribution or control machines and apparatus, Rotary converters, Phase modifiers, Batteries, Electrical and magnetic measuring instruments, Electric wires and cables, Electric irons, Electric hair-curlers, Electric buzzers, Electrical communication machines and apparatus, Electronic machines/instruments & their parts/fittings, Magnetic cores, Resistance wires, Electrodes, Fireboats, Rockets, Fire engines, Cigar lighters for cars, Gloves for protection against accident, Dust masks, Gas masks, Welding masks, Clothing for protection against fire, Glasses, Video game apparatus for personal use, Electronic circuits and CD-ROMs on which programs for hand-held games with liquid crystal displays are recorded, Slot machine, Weight belts, Wet suits, Inflatable swimming floats, Protective helmets for sports, Air tanks, Swimming floatboards, Regulators, Records, Metronomes, Electronic circuits and CD-ROMs on which automatic performance programs for electronic musical instruments are recorded, Slide rules, Cinematographic films, Transparencies, Slide film mounts, Pre-recorded video discs and video tapes, Electronic publications        
    14 - Precious metals, Key holders, Tableware of precious metals, Nut-crackers, pepper pots, sugar bowls, saltshakers, egg stands, napkin holders, napkin rings, trays, toothpick stands of precious metal, Needle cases of precious metal, Candle extinguishers and candlesticks of precious metal, Jewel cases of precious metal, Vases and flower bowls of precious metal, Trophies, Commemorative shields, Personal ornaments, Purses and wallets of precious metal, Jewels and their raw ores and imitations of jewels, Compacts of precious metal, Shoe decorations of precious metal, Clocks and watches, Smokers’ articles of precious metal        
    18 - Metal fittings for bags, Purse clasps, Leather containers, Clothing for pets, Bags or the like, Pouches or the like, Portable toiletry article cases, Umbrellas and parasols, Sticks, Canes, Fittings of metal for canes, Cane handles, Horse-riding equipment, Leather        
    25 - Clothing; Garters; Sock suspenders; Braces; Bands; Belts; Footwear; Costumes for dressing-up; Special sporting and gymnastic wear; Special sporting and gymnastic footwear        
128  
 
  EVAN-PICONE   3/13/1964   10575/1964   12/21/1965   693332   REGISTERED     17  
    17 - Clothing, personal articles made of cloth, bedding.        
118  
 
  EVAN-PICONE   8/9/1985   81731/1985   8/29/1988   2072870   REGISTERED     22  
    22 - Footwear (excluding special sporting and gymnastic footwear), umbrellas and parasols, canes, their parts and accessories.        

 


 

             
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page 58
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued ...                            
123  
 
  EVAN-PICONE   7/27/1995   25007/1993   2/29/1996   3124092   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
124  
 
  EVAN-PICONE   8/9/1985   81732/1985   8/29/1988   2071083   REGISTERED     9,14  
    9 - Eyewear.        
    14 - Watches        
129  
 
  EVAN-PICONE (in Katakana)   9/11/1985   92421/1985   11/30/1988   2098661   REGISTERED     18,25  
    18 - Bags and the like, Pouches and the like, Vanity cases (not fitted).        
    25 - Belts for clothing        
127  
 
  EVAN-PICONE (in Katakana)       92422/1985   8/31/1989   2160081   REGISTERED     22  
    22 - Footwear (excluding special sporting and gymnastic footwear), umbrellas and parasols, canes, their parts and accessories.        
311  
 
  EVAN-PICONE (in Katakana)   9/11/1985   92423/1985   8/31/1989   2166960   REGISTERED     23  
    23 - Time keepers, spectacles, parts and accessories of these goods.        
122  
 
  EVAN-PICONE (in Katakana)   7/28/1970   78709170   9/12/1987   1298916   REGISTERED     17  
    17 - Skirts, slacks, shirts, coats and all other clothing, and all goods belonging to Class 17 (Japanese).        
313  
 
  EVAN-PICONE SPORT
(STYLIZED)
  1/8/1991   184/1991   12/26/1997   2723875   REGISTERED     17  
    17 - Clothing except clothing for athletic use, fabric apparel accessories, cloth-made personal except those belonging to other classes, bedclothes excluding beds.        
132  
 
  EVAN-PICONE SPORT
(STYLIZED)
      185/1991   12/24/1993   2611455   REGISTERED     6,14  
    6 - Ferrules of metal for canes and walking sticks        
    14 - Shoe ornaments of precious metal        
139  
 
  EVAN-PICONE with Design   8/9/1985   81735/1985   11/30/1988   2098660   REGISTERED     18,25  
    18 - Bags and the like, Pouches and the like, Vanity cases (not fitted).        
    25 - Belts for clothing        
140  
 
  EVAN-PICONE with Design   8/9/1985   81736/1985   1/23/1989   2107469   REGISTERED     25,18  
    25 - umbrellas        
    18 - footwear        
138  
 
  EVAN-PICONE with Design   8/9/1985   817737/1985   1/23/1989   2107470   REGISTERED     9,14  
    9 - eyewear        
    14 - Watches        
120  
 
  EVAN-PICONE with Design   8/9/1985   81738/1985   3/30/1988   2031842   REGISTERED     25  
    25 - Papers, stationery.        
121  
 
  EVAN-PICONE with Design   8/9/1985   81734/85   5/26/1988   2050604   REGISTERED     17  
    17 - Clothing (excluding special sporting and gymnastic clothing), fabric apparel accessories (excluding those belonging to other classes), bedding (excluding beds).        
T30124JP00   GLORIA VANDERBILT           2/26/1993   2505192   REGISTERED     24  
    24 - Home Furnishings bed and table covers, textiles not otherwise classified        
T30124JP01   GLORIA VANDERBILT           11/30/1993   2598961   REGISTERED     24  
    24- Home Furnishings        
522  
 
  JONES NEW YORK   6/14/1994   184214   10/6/2000   4422339   REGISTERED     17  
    17 - Clothing except clothing for athletic use, fabric apparel accessories, cloth-made personal except those belonging to other classes, bedclothes excluding beds.        
451  
 
  JONES NEW YORK   7/21/1989   184215   2/26/1993   2502959   REGISTERED     18,25  
    18 - Buttons, bags, pouches, jewels, etc.        
    25 -                                

 


 

             
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page 59
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued ...                            
453  
 
  JONES NEW YORK   7/21/1989   n/a   1/29/1993   2494651   REGISTERED     14,9  
    14 - Horological instruments glasses, their parts and accessories        
    9 - eyewear        
452  
 
  JONES NEW YORK   7/21/1989   1-84216   3/31/1995   2705806   REGISTERED     22  
    22 - Footwear, umbrellas, and parasols, canes, their parts and acces.        
T00103JP04   JONES NEW YORK   3/29/2006   28265   1/19/2007   5020336   REGISTERED     18,25  
    18 - Umbrellas and their parts. Walking sticks, canes, metal parts of canes and walking-sticks; handles of canes and walking - sticks        
    25 - Footwear        
T00103JP05   JONES NEW YORK   4/5/2006   200631012   11/2/2007   5087989   REGISTERED     18,25  
    18 - Handbags, wallets, billfolds, change purses key cases and cosmetic bags (sold empty) ; handbag frames, purse frames; industrial packaging containers of leather; clothing for domestic pets; bags and the like; pouches and the like; vanity cases (not fitted); saddlery; leather (uncorked or semi-worked) in International Class 18        
    25 - International Class 25        
    Clothing designed in New York, U.S.A.; garters designed in New York, U.S.A.; sock suspenders designed in New York, U.S.A.; suspenders (braces) designed in New York, U.S.A.; waistbands designed in New York, U.S.A.; belts for clothing designed in New York, U.S.A.; footwear designed in New York, U.S.A.; masquerade costumes designed in New York, U.S.A.; clothes for sports designed in New York, U.S.A.; boots for sports designed in New York, U. S .A.        
T30265JP00   JONES NEW YORK SIGNATURE   12/22/2004   2004117205   5/18/2007   5047720   REGISTERED     025  
    025 - Jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts”./        
T30203JP00   JONES NEW YORK   12/22/2004   20004117204   11/2/2007   5087983   REGISTERED     025  
    025 - International Class 25        
    Clothing designed in New York, U.S.A.; garters designed in New York, U.S.A.; sock suspenders designed in New York, U.S.A.; suspenders (braces) designed in New York, U.S.A.; waistbands designed in New York, U.S.A.; belts for clothing designed in New York, U.S.A.; footwear designed in New York, U.S.A.; masquerade costumes designed in New York, U.S.A.; clothes for sports designed in New York, U.S.A.; boots for sports designed in New York, U. S .A.        
T30044JP01   JUDITH JACK   8/10/2001   73380/2001   5/2/2003   4667918   REGISTERED     14,18,25  
    14 - Raw ores of jewels, watches and clocks        
    18 - Handbags, evening bags, other bags, pouches        
    25 - Bands, belts        
T30044JP02   JUDITH JACK   7/12/2002   058567/2002   5/21/2004   4771958   REGISTERED     14  
    14 - Personal ornaments, jewels and imitation of jewels        
T30162JP01   L.E.I.   1/1/1997   1172137   3/12/2004   4755287   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30154JP01   L.E.I. LIFE ENERGY INTELLIGENCE Design           2/8/2002   4542544   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30162JP00   L.E.I. Stylized   8/10/1999   1172139   3/12/2004   4755288   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30157JP00   LIFE ENERGY INTELLIGENCE           11/17/2000   4433731   REGISTERED     25  
    25 - Apparel footwear and headgear        
118664   Lion Head Design   7/25/1975   50-97546   6/25/1985   1779022   REGISTERED     21  
    21 - Personal ornaments and accessories, buttons, bags, pouches, jewels and imitation jewels, artificial flowers and toiletries.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 60
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued .                            
118585   Lion Head Design   7/25/1975   50-97544   4/30/1980   1415504   REGISTERED     24,25  
    24 - Cloth-made accessories (excluding those belonging to any other class), and bedding (excluding beds). (Local Class 17)
    25 - Clothing (excluding specialty sportswear). (Local Class 17)
118587   Lion Head Design   7/25/1975   50-97547   3/31/1981   1457948   REGISTERED     18,25  
    18 - Umbrellas and parasols, walking sticks, canes, metal fittings for canes and walking-stick/cane handles.
    25 - Footwear.
118580   Lion Head Design   7/25/1975   50-097543   1/30/1979   1368609   REGISTERED     24  
    24 - Woven fabrics; knitted fabrics, felt, and cloths.
118590   Lion Head Design   7/25/1975   50-97548   4/27/1983   1583310   REGISTERED     9,14  
    9 - Spectacles (eyeglasses and goggles).
    14 - Clocks and watches.
T30007JP00   NAPIER (Stylized)   11/22/1979   88350/79   1/24/1986   1833205   REGISTERED     6,14,26  
    6 - Buckles of metal
    14 - personal ornaments, semi-wrought precious stones and their imitations
    26 - Insignias for wear (not of precious metal),badges for wear (not of precious metal), buckles for clothing, brooches for clothing, special sash clips for obi, bonnet pins (not of precious metal), ornamental stickers for front jackets, brassards, buttons and the like.
T30008JP00   NOW YOU’RE DRESSED   7/4/2000   2000-74128   9/21/2001   4508762   REGISTERED     14  
    14 - Jewelry and their imitations
142   PICONE with Katakana   9/22/1995   97037/1995   1/28/2000   4355120   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30005JP00   RICHELIEU   3/9/1978   15649/1978   2/26/1982   1499973   REGISTERED     14  
    14 - GOODS NOT LISTED.
T30164JP00   Slanted Bubble Design           1/5/2001   4443555   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
JORDAN                                
T30276J00   AK ANNE KLEIN   5/30/2005   80205   5/30/2005   80205   REGISTERED     25  
    25 - Clothing footwear headgear, belts, scarves, neckties, socks and stocking
247157   AK ANNE KLEIN   5/30/2005   80204   5/30/2005   80204   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags; shoulder bags; evening bags; cosmetic bags (sold empty); cosmetic cases (sold empty); cosmetic pouches (sold empty); grooming kits (sold empty); leather shoulder belts; wallets; billfolds; credit card cases; business card cases; key cases; key fobs; passport cases; coin purses; coin/key purses; carry-all clutches; check book clutches; clutch purses; general purpose purses; pouches; book bags; belt bags; leather and textile shopping bags (sold empty); tote bags; saddle bags; roll bags; sling bags; travel bags; overnight bags; weekender bags; duffel bags; suit bags; garment bags for travel; gym bags; athletic bags; beach bags; tie cases; waist packs; fanny packs; backpacks; knapsacks; attache cases; briefcases; briefcase type portfolios; leather envelopes for carrying personal papers; secretaries; satchels; suitcases; luggage; trunks; umbrellas; beach umbrellas; parasols; walking sticks.
247159   AK ANNE KLEIN   5/30/2005   80737   4/3/2006   80737   REGISTERED     35  
    35 - Advertising and publicity services; online services; the bringing together for the benefit of others, of a variety of good (eXcluding the transport thereof), enabling customers to conveniently view and purchase those goods
118802   ANNE KLEIN   6/7/1998   50188   6/7/1998   50188   REGISTERED     25  
    25 - Clothing, footwear, headgear.
118691   ANNE KLEIN   1/22/1985   22634   1/22/1985   22634   REGISTERED     3  
    3- Men’s & women’s fragrances; skin care; cosmetic; bath & related beauty care products
205   EVAN-PICONE   7/29/1982   18781   7/29/1989   18781   REGISTERED     25  
    25 - Clothing, footwear, headgear.
351   JONES NEW YORK   6/11/1997   46169   6/11/1997   46169   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 61
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JORDAN continued ...                            
352   JONES NEW YORK   6/11/1997   46166   6/11/1997   46166   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
                                   
KENYA                                
225235   KASPER   11/17/2004   56759   11/17/2004   56759   REGISTERED     25  
    25 - Clothing, footwear, headgear.
 
                                   
KUWAIT                                
118816   ANNE KLEIN   2/17/1999   42387   2/17/1999   39327   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, dresses, blouses, sweaters and belts; hosiery, including stockings, pantyhose, knee-high or thigh-high stockings, cut-and-sewn specialty tights (or stockings) and socks
118814   ANNE KLEIN   2/17/1999   42384   2/17/1999   38832   REGISTERED     9  
    9 - Sunglasses, ophthalmic eyeglass frames.
118813   ANNE KLEIN   2/17/1999   42386   2/17/1999   39326   REGISTERED     18  
    18 - Leather goods-namely, Cosmetic cases, clutches, purses, wallets, billfolds, credit card cases, checkbook holders, key cases, pouches, travel kits and passport cases, pocketbooks.
118815   ANNE KLEIN   2/17/1999   42385   2/17/1999   39325   REGISTERED     14  
    14 - Jewelry, watches.
118733   ANNE KLEIN & Lion Head Design   3/7/1992   25299   3/7/1992   23487   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, knitted headwear, mufflers, swimwear, socks, scarves, shawls, boots, shoes and slippers and all other goods falling in this class.
T00103KW01   JONES NEW YORK   9/7/2004   66151   9/7/2004   65641   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T00103KW02   JONES NEW YORK   2/10/2006   75371   2/27/2006   65051   REGISTERED     25  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits; Outerwear namely, overcoats, capes, jackets, coats jackets and stoles made of fur, coats and jackets made of leather and rainwear; Intimate Apparel namely, sleepwear namely, pajamas, nightshirts, nightgowns and robes; intimate apparel namely, panties, brassieres, petticoats, slips half-slips, chemises, teddies, garter belts, girdles, tank tops and boxers briefs; hosiery namely, pantyhose, socks, leotards, tights and leggings; Swimwear and swimwear cover-ups; Fashion accessories namely, belts and suspenders; scarves, shawls, hats, mittens and gloves; Footwear namely, shoes, boots, sandals, sneakers and slippers; Active wear namely, sweatshirts sweatpants, warm-up jackets, tennis and racquetball outfits, crew shirts and baseball jackets; jogging and running warm-up jackets and tennis skirts
T30044KW00   JUDITH JACK   3/27/2002   539962   3/27/2002   44350   REGISTERED     14  
    14 - Jewelry and watches
T30044KW01   JUDITH JACK   3/27/2002   53963   3/27/2002   44382   REGISTERED     18  
    18 - Handbags
T30044KW02   JUDITH JACK   3/27/2002   53964   3/27/2002   44383   REGISTERED     25  
    25 - Clothing
 
                                   
LATVIA                                
118765   ANNE KLEIN   2/8/1994   M-94-381   12/21/1996   M34846   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, scarves, mufflers, shawls, swimwear, hosiery, stockings, pantyhose, tights, socks, footwear and headgear.
T30162LV00   L.E.I.           11/20/2000   M46779   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154LV01   L.E.I. LIFE ENERGY INTELLIGENCE Design           12/20/1999   M45049   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157LV00   LIFE ENERGY INTELLIGENCE           11/20/2000   M46778   REGISTERED     25  
    25 - Apparel footwear and headgear

 


 

             
Owner Trademark Report by Mark   Printed: 5/7/2009   Page 62
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
LATVIA continued...                            
T30157LV01   LIFE ENERGY INTELLIGENCE           11/20/2000   M46778   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
LEBANON                                
T30276LB00   AK ANNE KLEIN   3/4/2008   1630   4/8/2008   115721   REGISTERED     03,09,14
18,25,35 
 
    03 -
    09 -
    14 -
    18 -
    25 -
    35 -
118800   ANNE KLEIN   6/27/1997   1720   7/21/1997   72916   REGISTERED     9  
    9 - All goods in Class 9.
118692   ANNE KLEIN   9/22/1984   4289   9/22/1984   82003   REGISTERED     3  
    3 - Men’s and women’s fragrances, skin care, care, cosmetic, bath and related beauty care products.
118924   ANNE KLEIN II   10/3/1996   3034   10/31/1996   70594   REGISTERED     25  
    25 - All goods in Class 25.
396   JONES NEW YORK   8/4/1997   24302   10/9/1997   73101   REGISTERED     18,25  
    18 - Leather, and imitations of leather, and goods made of these materials and not included in other classes : animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    Clothing, foot wear, headgear.
    25-
T00103LB01   JONES NEW YORK   8/9/2004   99008   8/9/2004   99008   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30044LB00   JUDITH JACK   1/3/2002   140   1/3/2002   89391   REGISTERED     14,18,25  
    14 - Jewelry;
    18 - Handbag
    25 - Belts
 
                                   
LITHUANIA                                
118764   ANNE KLEIN   2/10/1994   ZP 14752   2/10/1994   24970   REGISTERED     25  
    25 - Clothing, footwear and headgear.
T30162LT00   L.E.I.           9/14/2000   40110   REGISTERED     25  
    25 - Apparel footwear and headgear
T30155LT00   L.E.I. Design           9/14/2000   40111   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154LT03   L.E.I. LIFE ENERGY INTELLIGENCE Design               39800   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157LT00   LIFE ENERGY INTELLIGENCE           9/14/2000   40109   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
MACAO                                
T30354MO00   AK ANNE KLEIN   11/10/2006   25540   4/20/2007   025540   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30354MO01   AK ANNE KLEIN   11/10/2006   25541   4/20/2007   025541   REGISTERED     09  
    09-

 


 

                         
Owner Trademark Report by Mark
  Printed:   5/7/2009     Page 63
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MACAO continued ...                            
T30354MO02   AK ANNE KLEIN   11/10/2006   25542   4/20/2007   025542   REGISTERED     14  
    14 -
T30354MO03   AK ANNE KLEIN   11/10/2006   25543   4/20/2007   025543   REGISTERED     18  
    18 -
T30354MO04   AK ANNE KLEIN   11/10/2006   25544   4/20/2007   025544   REGISTERED     25  
    25 -
118748   ANNE KLEIN   3/12/1993   12516-M   5/27/1994   12516-M   REGISTERED     25  
    25 - Clothing, footwear, and headgear.
T30276MO00   ANNE KLEIN NEW YORK   11/10/2006   25545   4/20/2007   025545   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30276MO01   ANNE KLEIN NEW YORK   11/10/2006   25546   4/20/2007   025546   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276MO02   ANNE KLEIN NEW YORK   11/10/2006   25547   4/20/2007   025547   REGISTERED     14  
    14 -
T30276MO03   ANNE KLEIN NEW YORK   11/10/2006   25548   4/20/2007   025548   REGISTERED     18  
    18 -
T30276MO04   ANNE KLEIN NEW YORK   11/10/2006   25549   4/20/2007   025549   REGISTERED     25  
    25 -
400   JONES NEW YORK   9/26/1997   002578   3/10/1998   002578   REGISTERED     25  
    25 - Clothing, footwear, headgear.
401   JONES NEW YORK   9/26/1997   002576   7/6/1998   002576   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30203MO00   JONES NEW YORK   2/3/2005   N016009   8/23/2005   N016009   REGISTERED     025  
    025 - jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts”./
T30181MO00   JONES NEW YORK SIGNATURE   2/3/2005   N016010   8/23/2005   N016010   REGISTERED     025  
    025 - jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts”./
T30162MO00   I.e.i.   5/6/2005   016856   10/7/2005   016856   REGISTERED     25  
    25 - apparel, footwear, headgear
118747   Lion Head Design   3/12/1993   12519-M   5/27/1994   12519-M   REGISTERED     25  
    25 - Clothing, footwear and headgear.
 
                                   
MALAYA                                
198   EVAN-PICONE   9/17/1981   M/92240   8/17/1988   M/92240   REGISTERED     25  
    25 - Articles of clothing, including boots, shoes and slippers included in Class 25.
 
                                   
MALAYSIA                                
118966   A (underscored) LINE ANNE   7/8/1993   93/04824   7/8/1993   93004824   REGISTERED     25  
    25 - Jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, trousers, jeans, shorts, t-shirts, jump-suits, sweaters, cardigans, hats, belts, (clothing), headbands, lingerie, neckwear, overalls, gloves, scarves, hosiery, stockings, pantyhose, tights, socks, leggings, swimwear and footwear, all being goods included in Class 25.
247165   AK ANNE KLEIN   6/9/2005   5009209   11/22/2007   5009209   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 64
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MALAYSIA continued . ..                              
207687   AK ANNE KLEIN   8/6/2004   4011407   8/6/2004   4011407   REGISTERED     14  
    14 - Jewelry belonging in Class 14 including jewelry made of precious and non-precious metals; watches, clocks and timers
T30354MY04   AK ANNE KLEIN   11/6/2006   06019852   10/3/2008   06019852   REGISTERED     03  
    03 - Fragrances and Cosmetics
T30354MY05   AK ANNE KLEIN   11/6/2006   06019853   9/12/2008   06019853   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
118774   ANNE KLEIN   7/12/1994   94005898   7/12/2001   94005898   REGISTERED     25  
    25 - HOSIERY, INCLUDING STOCKINGS, PANTYHOSE, KNEE-HIGH OR THIGH-HIGH STOCKINGS, CUT-AND-SEWN SPECIALTY TIGHTS AND STOCKINGS, AND SOCKS; FOOTWEAR ALL INCLUDED IN CLASS 25.
118773   ANNE KLEIN   4/7/1994   94/02647   4/7/1994   94B02647   REGISTERED     14  
    14 - Women’s jewelry, watches, clocks and table clocks, all included in Class 14.
118772   ANNE KLEIN   4/7/1994   94/02637   4/7/1994   94/B02637   REGISTERED     9  
    9 - Women’s sunglasses included in Class 9.
118732   ANNE KLEIN & Lion Head Design   4/8/1992   92/02181   4/8/1992   92/02181   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts (clothing), gloves (clothing), knitted headwear, mufflers, swimwear, socks, scarves, shawls, shoes and articles of clothing, all included in Class 25.
118775       ANNE KLEIN & Lion Head Design (Label)   6/27/1994   94/05199   6/27/1994   94/05199   REGISTERED        
    18 - Billfolds, wallets, purses, checkbook clutches, cosmetic cases, credit card cases, key cases, cosmetic pouches, coin purses, carry-all clutches, coin/key purses, key fobs and handbags, all included in Class 18.
118897   ANNE KLEIN II   6/29/1994   94/05288   6/29/1994   94/05288   REGISTERED     18  
    18 - Billfolds, wallets, purses, checkbook clutches, cosmetic cases, credit card cases, key cases, cosmetic pouches, coin purses, carry-all clutches, key purses, key fobs and handbags, all included in Class 18.
118876   ANNE KLEIN II (stylized)   4/8/1992   92/02182   4/8/1992   92/02182   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts (clothing), gloves, knitted headwear, mufflers, swimwear, socks, scarves, shawls, shoes and articles of clothing, all included in Class 25.
T30276MY00   ANNE KLEIN NEW YORK   11/1/2006   06019857   4/3/2008   06019857   REGISTERED     03  
    03 - Fragrances and Cosmetics
T30276MY01   ANNE KLEIN NEW YORK   11/1/2006   06019856   11/10/2008   06019856   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276MY03   ANNE KLEIN NEW YORK   11/1/2006   06019854   11/12/2008   06019854   REGISTERED     18  
    18 - Handbags and small leather goods
199   EVAN-PICONE   7/12/1990   n/a   7/12/1990   90/04425   REGISTERED     18  
    18 - Luggage, handbags, purses, attaché cases, briefcases, camera bags, business and credit card cases, passport cases, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags, portfolios, key fobs and key cases; all being articles made from leather and imitation of leather included in Class 18.
T00066MY01   EVAN-PICONE   N/A   9/17/1992   M092240       REGISTERED     25  
   
25 -
                               
393   JONES NEW YORK   7/22/1997   97/10623   5/27/2008   97/10623   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins,hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
395   JONES NEW YORK   7/1/1997   97/10622   10/10/2006   97/10622   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30265MY00   JONES NEW YORK SIGNATURE   1/4/2005   05000042   1/4/2005   05000042   REGISTERED     025  
    025 - Jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts”/

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 65
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MALAYSIA continued ...                            
T30203MY00   JONES NEW YORK   1/4/2005   05000043   1/4/2005   05000043   REGISTERED     025  
    025 - Jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts”./
T30162MY00   L.E.I.   2/23/1999   99/07456   2/23/1999   99/07456   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154MY03   L.E.I. LIFE ENERGY INTELLIGENCE Design   1/25/1999   -   1/25/1999   99/00541   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162MY01   L.E.I. Design   2/13/1999   99/07454   2/22/1999   99/07454   REGISTERED.     25  
    25 - Apparel footwear and headgear
T30157MY00   LIFE ENERGY INTELLIGENCE       99/07455   3/8/1999   99/07455   REGISTERED     25  
    25 - Apparel footwear and headgear
T30007/MY00   NAPIER (stylized)   5/24/1995   4867/95   2/23/2009   95004867   REGISTERED     14  
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS MATERIALS.
 
                                   
MEXICO                                
T30338MX01   A (Underscored) LINE ANNE   1/10/1995   221269   1/10/1995   507157   REGISTERED     25  
    25 - Jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, trousers, jeans, shorts, t-shirts, skirts, jumpsuits, sweaters, cardigans, hats, belts, headbands, lingerie, neckwear, namely scarves, mufflers, ascots and ties, overalls, gloves, hosiery, stockings (knee-high and thigh-high), pantyhose, tights, socks, leggings, swimwear and footwear (including shoes, boots and slippers), except for
118544   A AMERICAN STYLE and Design   10/14/2002   570589   2/12/2003   778281   REGISTERED     25  
    25 - Footwear
118542   A AMERICAN STYLE FLAG DESIGN   10/14/2002   570590   2/12/2003   778282   REGISTERED     25  
    25 - Footwear
118537   A and Design   10/14/2002   570596   2/12/2003   778283   REGISTERED     25  
    25 - Clothing for adults; namely jackets, raincoats, blouses, skirts, dresses, coats, trousers, shorts, cardigans, bomber jackets, parkas, blazers, shirts, t-shirts, straight-legged trousers, jeans, straight-legged shorts, jumpsuits, sweaters, hats, belts, scarves, neckwear, socks
118538   A and Design   10/14/2002   570595   3/4/2005   865413   REGISTERED     24  
    24 - SHEETS, PILLOW CASES, SHAMS, DUST RUFFLES, DUVET COVERS, BLANKETS, COMFORTERS, QUILTS, BATH TOWELS, BEACH TOWELS, WASH CLOTHS, BODY SHEETS AND BATH RUGS
118539   A and Design   10/14/2002   570593   2/20/2003   779245   REGISTERED     14  
    14 - Jewelry and costume jewelry; horological and chronometric instruments, parts and accessories thereof, namely, watches, watch bands, watch straps, watch bracelets, watch chains, watch cases
118540   A and Design   10/14/2002   570592   1/31/2003   777369   REGISTERED     9  
    9 - EYEGLASS FRAMES, SUN GLASS FRAMES, SUNGLASSES, NON-PRESCRIPTION MAGNIFYING EYEGLASSES, EYEGLASS AND SUN GLASS CASES, EYEGLASS AND SUN GLASS CHAINS AND CORDS, PARTS FOR EYEGLASSES AND SUNGLASSES, CLIP-ON SUN GLASSES, SPECTACLES, EYE SHADES

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 66
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued .                            
118541   A and Design   10/14/2002   570591   2/27/2003   780968   REGISTERED     3  
    3 - FACE CREAM, BODY CREAM, BODY LOTION, BODY CLEANSER, BODY EXFOLIATING PREPARATION, HAIR SHAMPOO, HAIR CONDITIONER, EAU DE TOILETTE, PERFUME, FRAGRANCED BODY LOTION, FRAGRANCED BODY CREAM, SKIN CLEANSING LOTION, SKIN CLEANSING GEL, SHAVING FOAM, PRE-SHAVE PREPARATIONS, AFTER SHAVE LOTIONS AND GELS, AFTER SHAVE BALM, ANTI-PERSPIRANT /DEODORANT, NON-MEDICATED ANTI-WRINKLE CREAM, NON-MEDICATED SKIN RENEWAL CREAM, EYE CREAM, BODY OIL, NON-MEDICATED LIP BALM, SKIN BALANCING LOTION, FACIAL SKIN OIL CONTROLLER, SKIN FIRMING PREPARATION, NON-MEDICATED SKIN BLEMISH PREPARATION, FACIAL TONER, BODY TONER, FACIAL CLEANSER, FACIAL EXFOLIATING PREPARATION, BODY AND HAIR SHAMPOO AND CONDITIONER-IN-ONE, EYE MAKEUP REMOVER, FACIAL MAKEUP REMOVER, FACE MASQUE, BODY MASQUE, SKIN REFRESHING LOTION, SKIN REFRESHING CREAM AND GEL, HAIR SPRAY, HAIR MOUSSE, HAIR GEL, HAIR HUMECTANT, NON-MEDICATED HAIR REVITALIZING TREATMENT, BODY SUNSCREEN, FACIAL SUNSCREEN, NON-MEDICATED LIP SUN CARE PREPARATION, HAIR SUNSCREEN, SELF-TANNING PREPARATION IN THE FORM OF TANNING GELS, TANNING LOTIONS AND CREAMS, AFTER SUN SOOTHING MOISTURIZING LOTIONS, AFTER SUN SOOTHING MOISTURIZING CREAMS AND GELS, FOUNDATION MAKEUP, LIPSTICK, LIP GLOSS, EYELINER, EYE SHADOW, MASCARA, SKIN-TONE CORRECTOR, NAMELY MAKEUP, CREAMS AND LOTIONS FOR ENSURING CONSISTENCY IN SKIN TONES, FACE POWDER, BODY POWDER, BRONZER, NAMELY CREAMS, LOTIONS AND GELS FOR GIVING SKIN A BRONZE COLOR FOR USE IN SELF-TANNING, CONCEALER FOR FACE AND BODY, EYEBROW PENCILS, COSMETIC PENCILS, BLUSHER, NAIL ENAMEL, NAIL ENAMEL TOP COAT, NAIL ENAMEL BASE COAT, QUICK DRY TOP COAT FOR NAILS, NAIL CONDITIONERS, NAIL STRENGTHENERS, NAIL POLISH REMOVER, RIDGE FILLER FOR NAILS, NAMELY A CREAM USED IN NAIL CARE FOR ENSURING A SMOOTH SURFACE FOR NAILS, CUTICLE MOISTURIZING CREAM, CUTICLE REMOVING PREPARATIONS, NAIL WHITENER, NAMELY NON-MEDICATED WHITENING CREAM, BATH POWDER, BATH OIL, FACIAL AND BODY OIL SPRAY, SKIN SOAP, POTPOURRI, MASSAGE OIL, ESSENTIAL OILS FOR PERSONAL USE
118509   A LINE AMERICAN STYLE and Design   10/14/2002   570600   5/30/2005   884220   REGISTERED     18  
    18 - Handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, leather key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, clutch purses, general purpose purses, pouches, check book clutches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, the cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas.
118501   A LINE AMERICAN STYLE and Design   10/14/2002   570602   2/12/2003   778284   REGISTERED     25  
    25 - Clothing for adults; namely, jackets, raincoats, blouses, skirts, coats, trousers, shorts, cardigans, bomber jackets, baseball jackets, parkas, blazers, shirts, t-shirts, straight-legged trousers, jeans, straight-legged shorts, jumpsuits, sweaters, hats, belts, scarves, neckwear, socks and leggings
118500   A LINE AMERICAN STYLE and Design   10/14/2002   570601   10/22/2003   810547   REGISTERED     24  
    24 - SHEETS, PILLOW CASES, SHAMS, DUST RUFFLES, DUVET COVERS, BLANKETS, COMFORTERS,QUILTS, BATH TOWELS, BEACH TOWELS, WASH CLOTHS, BODY SHEETS
118526   A LINE AMERICAN STYLE and Design   10/14/2002   570599   1/13/2003   774431   REGISTERED     14  
    14 - Jewelry and costume jewelry; horological and chronometric instruments, parts and accessories thereof, namely, watches, watch bands, watch straps, watch bracelets, watch chains, watch cases
118543   A LINE AMERICAN STYLE and Design   10/14/2002   570598   1/31/2003   777370   REGISTERED     9  
    9 - EYEGLASS FRAMES, SUN GLASS FRAMES, SUNGLASSES, NON-PRESCRIPTION MAGNIFYING EYEGLASSES, EYEGLASS AND SUN GLASS CASES, EYEGLASS AND SUN GLASS CHAINS AND CORDS, PARTS FOR EYEGLASSES AND SUNGLASSES, CLIP-ON SUN GLASSES, SPECTACLES, EYE SHADES
T30276MX00   AK ANNE KLEIN   10/10/2007   888123   10/10/2007   1008851   REGISTERED     03  
   
03 -
                               
T30276MX01   AK ANNE KLEIN   10/10/2007   888124   10/10/2007   1008852   REGISTERED     9  
   
9-
                               
T30276MX02   AK ANNE KLEIN   10/10/2007   888125   10/10/2007   10088123   REGISTERED     14  
    14 - watches
T30276MX03   AK ANNE KLEIN   10/10/2007   888126   10/10/2007   1008854   REGISTERED     18  
   
18 -
                               
T30276MX04   AK ANNE KLEIN   10/10/2007   888127   10/10/2007   1008855   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 67
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued...                            
T30276MX05   AK ANNE KLEIN   10/10/2007   888128   10/10/2007   1008856   REGISTERED     35  
    35 -
126812   AK ANNE KLEIN   5/12/2003   600274   11/10/2003   811952   REGISTERED     24  
    24 - Sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, towels, body sheets and bath rugs; hand towels made of textile; table linens, namely, napkins and place mats.
118411   ALBERT NIPON   4/28/1992   138526   4/28/1992   458197   REGISTERED     25  
    25 - Clothing, footwear, headgear.
118782   ANNE KLEIN   7/22/1994   206204   7/22/1994   473618   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones, horological and other chronometric instruments, particularly, jewelry, watches, clocks and table clocks.
126811   ANNE KLEIN   5/12/2003   600272   10/27/2003   810361   REGISTERED     24  
    24 - Sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, towels, body sheets and bath rugs; hand towels made of textile; table linens, namely, napkins and place mats.
118484   ANNE KLEIN   2/28/2000   413133   4/30/2003   789049   REGISTERED     9  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus.
118781   ANNE KLEIN   7/22/1994   206203   7/22/1994   497545   REGISTERED     25  
    25 - Clothing, footwear, headgear, particularly coats, suits, jackets, pants, shirts, dresses, blouses, sweaters, belts, hosiery, stockings (knee-high and thigh- high), pantyhose, tights, socks, leggings, swimwear, gloves, scarves, mufflers, shawls, headgear and footwear (including shoes, boots and slippers).
118859   ANNE KLEIN II (stylized)   3/26/1990   83957   3/26/1990   403135   REGISTERED     9  
    9 - Sunglasses and in general scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
126813   ANNE KLEIN NEW YORK   5/12/2003   600273   10/17/2003   810362   REGISTERED     24  
    24 - Sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, towels, body sheets and bath rugs; hand towels made of textile; table linens, namely, napkins and place mats.
T30393MX06   ANNE KLEIN NEW YORK   10/10/2007   888129   10/10/2007   1008857   REGISTERED     03  
    03 -
T30393MX07   ANNE KLEIN NEW YORK   10/10/2007   888130   10/10/2007   1008858   REGISTERED     9  
    9-
T30393MX08   ANNE KLEIN NEW YORK   10/10/2007   888131   10/10/2007   1008859   REGISTERED     14  
    14 - watches
T30393MX09   ANNE KLEIN NEW YORK   10/10/2007   888132   10/10/2007   1008860   REGISTERED     18  
    18 -
T30393MX10   ANNE KLEIN NEW YORK   10/10/2007   888133   10/10/2007   1008861   REGISTERED     25  
    25 - Shoes
T30393MX12   ANNE KLEIN NEW YORK   10/10/2007   888134   10/10/2007   1008862   REGISTERED     35  
    35 -
T00035MX01   CODE BLEU   6/15/2005   723191   6/15/2005   918766   REGISTERED     25  
    25 - Men’s, women’s and children’s jeans, shorts, jackets, skirts, vest shirts, and other clothing, garters, sock suspenders, braces, bands, belts, footwear, special sporting and gymnastic footwear, polo shirts, jogging suits, coats, warm-up suits, hats, neckties, scarves, jumpsuits, sweaters, pajamas, nightshirts and robes, women’s and girls dresses, skirts blouses. jumpers, nightgowns, intimate apparel, panties, bras, petticoats, slips ,half-slips, camisoles, chemises, teddies, garter belts, garters, girdles, pantaloons, tap pants, tank tops, pantyhose, leotards, leggings, tights, men’s and boy’s underwear, briefs and boxer shorts,

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 68
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued ...                            
T30103MX02   CURRANTS   1/22/2005   698532   11/22/2005   908843   REGISTERED     25  
    25 - Clothing, footwear and headgear, including shoes for women, men and children, slippers, football and golf shoes, shirts, blouses, skirts, pants, coats, vests, socks, dresses, suits, belts, lingerie, underwear, pajamas, t-shirts, hats, caps, ties, stockings, jerseys, sweaters, bathing suits, sweat pants and shirts, scarves, uniforms, robes
T30121 MX00   DESIGN STUDIO   8/21/2002   562238   8/21/2002   764064   REGISTERED     14  
    14 - Jewelry
190   E.P.S. EVAN-PICONE SPORT
with Design
  7/11/1991   n/a   7/11/1991   409905   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30107MX08   ERIKA   12/16/2003   634527   1/29/2004   820151   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery
T30108MX01   ERIKA COLLECTION   12/16/2003   634530   1/29/2004   820152   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery
T30107MX06   ERIKA DRESSES   12/16/2003   634533   1/29/2004   820154   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery
T30107MX05   ERIKA SPORT   12/16/2003   634532   1/29/2004   820153   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery
182   EVAN-PICONE       N/A   7/11/1991   472357   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00066MX03   EVAN-PICONE   3/17/2005   707984       905097   REGISTERED     18  
    18 - Handbags and small leather goods
194   JONES NEW YORK   7/27/1989   n/a   7/27/1989   388839   REGISTERED     25,9,018  
    25 - All kinds of Garments (Except protection and pet garments)
    9 - eyewear
    018 - handbags and pet garments
193   JONES NEW YORK   7/27/1989   n/a   7/27/1989   388841   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
179   JONES NEW YORK           7/27/1989   388840   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T00103MX03   JONES NEW YORK   7/31/2003   612621   7/31/2003   841602   REGISTERED     9  
    9 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
T30044MX03   JUDITH JACK   9/20/2001   507880   5/31/2002   750272   REGISTERED     25  
    25 - BELTS
T30044MX04   JUDITH JACK   9/20/2001   507879   5/31/2002   750271   REGISTERED     14  
    14 - WATCHES AND JEWELRY
118391   KASPER   11/21/2002   576248   6/9/2004   836458   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30162MX02   L.E.I.   8/31/2001   504821   8/26/2008   1055925   REGISTERED     18  
    18 - HANDBAGS and LEATHER GOODS
T30154MX00   L.E.I. LIFE ENERGY
INTELLIGENCE Design
  3/15/1999   367451   9/17/1999   622720   REGISTERED     25  
    25 - Apparel footwear and headgear

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 69
                                     
REFERENCE MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued ...                            
T30154MX15   L.E.I. LIFE ENERGY
INTELLlGENCE/full original logo
  8/31/2001   504815   11/30/2001   726270   REGISTERED     18  
    18 - HANDBAGS and LEATHER GOODS
T30154MX10   L.E.I. LIFE ENERGY
INTELLlGENCE/full updated logo
  8/31/2001   504814   11/30/2001   726269   REGISTERED     18  
    18 - HANDBAGS and Leather Goods
T30154MX24   L.E.I. and Design   5/3/2003   591075   6/30/2008   1047505   REGISTERED     16  
    16 -
T30154MX07   Leibnitz Design   3/31/2001   418917   10/23/2000   675370   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157MX01   LIFE ENERGY INTELLIGENCE   8/31/2001   504817   10/29/2004   858032   REGISTERED     16  
    16 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists’ materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers’ type; printing blocks.
T30157MX02   LIFE ENERGY INTELLIGENCE   8/31/2001   504818   10/30/2001   723060   REGISTERED     18  
    18 - HANDBAGS and LEATHER GOODS
T30154MX03   LIFE ENERGY INTELLIGENCE
Design
  11/27/1997   315783   4/28/1999   607337   REGISTERED     25  
    25 - Apparel footwear and headgear
118498   Lion Head Design   2/28/2000   413135   2/28/2000   659606   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
118485   Lion Head Design   2/28/2000   413134   2/28/2000   655474   REGISTERED     9  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
T30094MX00   NORTON MCNAUGHTON   6/14/1994   202101   6/14/1994   482534   REGISTERED     25  
    25 - apparel, footwear, headwear
T30162MX04   THE ORIGINAL L.E.I. DENIM
JEANS Design
  8/31/2001   504811   3/25/2009   1077824   REGISTERED     18  
    18 - HANDBAGS and LEATHER GOODS
 
                                   
MONGOLIA                            
940   JONES NEW YORK SPORT   6/29/2000   3282   9/14/2000   3117   REGISTERED     25  
    25 - Clothing for women and misses, namely knitted and woven skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely knitted and woven suits, slacks jackets, pants, sports coats and neckwear
939   JONES NEW YORK SPORT   6/29/2000   3279   9/14/2000   3115   REGISTERED     25  
    25 - Clothing for women and misses, namely knitted and woven skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely knitted and woven suits, slacks jackets, pants, sports coats and neckwear
 
                                   
MONTSERRAT                            
T30044MS00   JUDITH JACK           2/22/2002   3259   REGISTERED     10,14,37  
    10 - Watches
    14 - Jewelry
    37 - Leather handbags and belts.
 
                                   
NETHERLANDS ANTILLES                            
118795   ANNE KLEIN   9/11/1996   0-1975   9/11/1996   1938   REGISTERED     18  
    18 - All goods in Class 18.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 70
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NETHERLANDS ANTILLES continued ...                            
118913   ANNE KLEIN II   9/11/1996   D-1976   9/11/1996   1939   REGISTERED     18  
    18 - All goods in Class 18.
177   EVAN-PICONE   10/5/2001   D3845       03316   REGISTERED     25  
    25 - All types of clothing and accessories including footwear.
368   JONES NEW YORK   6/17/1997   n/a   7/22/1997   03196   REGISTERED     18,25  
    18 - Handbags and small leather goods
    25 - apparel and footwear
 
                                   
NEW ZEALAND                            
118668   ANNE KLEIN   5/3/1984   152560   7/11/1986   B152560   REGISTERED     3  
    3 - Men’s and women’s fragrant preparations; skin care, cosmetic, bath and related beauty care products.
118681   ANNE KLEIN & Lion Head Design   1/19/1989   190404   4/28/1992   190404   REGISTERED     14  
    14 - All goods in Class 14.
118711   ANNE KLEIN & Lion Head Design   5/31/1990   202237   4/27/1994   202237   REGISTERED     25  
    25 - Articles of clothing including boots, shoes and slippers.
178   EVAN-PICONE   9/9/1968   B87944   6/23/1970   87944   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30124NZ07   Floating Swan Design           8/2/1984   154184   REGISTERED     25  
    25 - Article of clothing for women and girls
T30124NZ09   GLORIA VANDERBILT & Swan Design           8/8/1994   239745   REGISTERED     25  
    25 - clothing
T30124NZ00   GLORIA VANDERBILT (signature)           9/30/1985   141305   REGISTERED     25  
    25 - Article of clothing for women and girls
T30124NZ01   GLORIA VANDERBILT (signature)           6/3/1982   142596   REGISTERED     14  
    14 - watches and jewelry
T30124NZ02   GLORIA VANDERBILT (signature)           6/3/1982   142597   REGISTERED     18  
    18 - Umbrellas, wallets, and bags in this class including travel bags, knapsacks, duffle bags, school bags, handbags, gym bags and brief
336   JONES NEW YORK   6/16/1997   278327   6/16/1998   B278327   REGISTERED     9  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
339   JONES NEW YORK   6/16/1997   278328   6/16/1998   B278328   REGISTERED     3  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.
332   JONES NEW YORK   6/16/1997   278325   6/16/1998   B278325   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
331   JONES NEW YORK   6/16/1997   278324   6/16/1998   B278324   REGISTERED     25  
    25 - Clothing, footwear, headgear.
335   JONES NEW YORK   6/16/1997   278326   6/16/1998   B278326   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T30162NZ00   L.E.I.           2/23/1996   312789   REGISTERED     25  
    25 - Apparel footwear and headgear

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 71
                                     
REFERENCE MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NEW ZEALAND continued ...                            
T30155NZ00   L.E.I. Design           2/23/1996   312788   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154NZ02   L.E.I. LIFE ENERGY
INTELLIGENCE Design
          1/14/1999   303838   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157NZ00   LIFE ENERGY INTELLIGENCE           1/18/2000   312787   REGISTERED     25  
    25 - Apparel footwear and headgear
T30005NZ00   RICHELIEU   8/1/1985   160175       160175   REGISTERED     14  
    14 - Jewelry, precious stones
T30124NZ03   Swan Device           6/3/1982   142598   REGISTERED     14  
    14 - Articles of Jewelry
T30124NZ04   Swan Device           6/3/1982   142599   REGISTERED     18  
    18 - Handbags, luggage small leather goods, umbrellas
T30124NZ08   V BY GLORIA VANDERBILT
Stylized
          6/14/1996   237865   REGISTERED     03  
    03 - Cosmetics, toiletries, perfumes, fragrances, essential oils, talc, lotions, shampoos, beauty preparations, and preparations for personal
T30124NZ05   VANDERBILT GLORIA
VANDERBILT (signature)
          9/27/1988   B148677   REGISTERED     3  
    3 - Cosmetics, toiletries, perfumes, fragrances, essential oils, talc, lotions, shampoos, beauty preparations, and preparations for personal
T30124NZ06   VANDERBILT GLORIA
VANDERBILT and Device
          8/31/1983   148678   REGISTERED     03  
    03 - Cosmetics, toiletries, perfumes, fragrances, essential oils, talc, lotions, shampoos, beauty preparations, and preparations for personal
   
 
                               
NICARAGUA                            
247169   AK ANNE KLEIN   7/6/2005   2005-02163   3/3/2006   0600570   REGISTERED     18,25,35  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
    35 - Advertising and publicity services; retail store services, online services
T30354NI01   AK ANNE KLEIN   11/1/2006   03866   11/21/2007   0703111   REGISTERED     03,09,14  
   
 
                            18  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
    09 - eye glasses and sunglasses
    14 - jewelry and watches
    18 - handbags and wallets
T30276NI00   ANNE KLEIN NEW YORK   11/1/2006   03865   11/21/2007   0703110   REGISTERED     03,09,14  
   
 
                            18,25  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 -
    18 -
    25 -

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 72
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NICARAGUA continued ...                            
460   JONES NEW YORK   8/8/1994   9402020   6/9/1995   28695c.c.   REGISTERED     25  
    25 - Women’s, Junior Misses and Petites Clothing
T00103NI01   JONES NEW YORK   7/13/2004   200402206   3/9/2005   81654   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30162NI01   L.E.I.       NA   5/10/2000   43822   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154NI03   L.E.I. LIFE ENERGY
INTELLIGENCE Design
      na   5/27/2000   44049   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162NI02   L.E.I. Design       NA   5/10/2000   43823   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157NI00   LIFE ENERGY INTELLIGENCE       na   5/11/2000   43842   REGISTERED     25  
    25 - Apparel footwear and headgear
T30007NI00   NAPIER (Stylized)           11/7/1994   27111 C.C.   REGISTERED     33  
    33 - JEWELRY MADE FROM PRECIOUS AND SEMIPRECIOUS METALS, CLOCKS, CUPS PLATES, FLOWER VASES, COCKTAIL MIXERS, CANDELABRUMS, DRESSING TABLE SETS, BABIES’ CUPS, SALAD SETS. SANDWICH SERVERS, BEVERAGE MIXERS, LIQUID MEASURERS, SUCH AS CUPS AND SPOONS, BOTTLE OPENERS, CORKSCREWS, AND CIGARETTE MATCHES AND ASH TRAYS AMD CONTAINERS, SMALL ORNAMENTAL LAMPS, PICTURE FRAMES, BABIES’ RATTLES, WHISTLES, TABLE ORNAMENTS, BOOK MARKERS, DESK ACCESSORIES, CROSSES AND CRUCIFIXES FOR PERSONAL WEAR, BAGS MADE OF METAL MESH, SILK OR LEATHER WITH METAL FRAMES, PURSES OF METAL MESH OR LEATHER WITH METAL TRIMMINGS, MATCH AND CIGARETTE CASES, FLASKS, RIGID COIN CASES, CARD CASES, LIP-SALVE CONTAINERS, MEN’S BELT BUCKLES, WOMEN’S ORNAMENTAL BUCKLES, TIE CLIPS, KEY CHAINS, CUFF LINKS, KEY CASES, ORNAMENTAL KEY TOPS FOR ATTACHMENT TO STANDARD KEYS TO AID IN DISTINGUISHING ONE SUCH KEY FROM OTHERS, POCKET LIGHTERS, MATCH BOXES, PHOTO CASES, NAIL FILE CASES, BRACELETS, BROOCHES, DRESS CLIPS, BAR PINS, FINGER RINGS, DRESS BUCKLES, SHOE BUCKLES, ORNAMENTAL MOUNTED COMBS, ORNAMENTAL HAIRPINS, BARRETTES, HAIR ORNAMENTS, NECKLACES, LOCKETS AND EARRINGS.
 
                                   
NIGERIA                                
225236   KASPER   11/24/2004   94734/04   6/14/2007   70766   REGISTERED     25  
    25 - Clothing, footwear, headgear.
 
                                   
NORWAY                                
44185   ALBERT NIPON           11/16/1989   139494   REGISTERED     3  
    3 - Perfumes; eau-de-cologne and toilet-water for skin care.
173   E.P.S. EVAN-PICONE SPORT with Design   2/21/1990   900987   9/19/1991   146961   REGISTERED     25  
    25 - Clothing for women, namely skirts, pants, shorts, tops, jackets and knitwear, namely sweaters, shirts and skirts.
172   EVAN PICONE SPORT
(STYLIZED)
  1/16/1991   91.0365   6/17/1993   157086   REGISTERED     25  
    25 - Clothing, footwear, headgear.
174   EVAN-PICONE   7/25/1990   903823   7/16/1992   151474   REGISTERED     18  
    18 - Articles of luggage, namely, handbags, purses, attache cases, briefcases, business-, credit-, and passport cases made of leather and imitation leather, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags, portfolios and key cases.
461   JNY   8/24/1990   904322   12/23/1992   154014   REGISTERED     25  
    25 - Women’s’ apparel, namely vests, t-shirts, sweaters, shorts, skirts, shirts, jackets, pull-on pants and blouses.
T00103NO00   JONES NEW YORK   12/13/2006   200614721   5/23/2007   239326   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists); non-prescription sunglasses; non-prescription reading glasses.
T30162NO00   L.E.I.       na   12/16/1999   200725   REGISTERED     25  
    25 - Apparel footwear and headgear
T30155NO00 L.E.I.   Design       na   12/16/1999   200726   REGISTERED     25  
    25 - Apparel footwear and headgear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 73
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NORWAY continued ...                            
T30154NO02   L.E.I. LIFE ENERGY
INTELLIGENCE Design
          6/4/1999   197827   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157NO00   LIFE ENERGY INTELLIGENCE           11/11/1999   200247   REGISTERED     25  
    25 - Apparel footwear and headgear
T30007NO00   NAPIER (Stylized)   5/15/1987   891977   7/19/1990   142069   REGISTERED     14  
    14 - GOODS NOT LISTED.
 
                                   
OMAN                                
247174   AK ANNE KLEIN   7/6/2005   36964   8/1/2006   36964   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services
247173   AK ANNE KLEIN   7/6/2005   36963   8/1/2006   36963   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247172   AK ANNE KLEIN   7/6/2005   36962   10/30/2006   36962   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coinlkey purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
 
                                   
PANAMA                                
247177   AK ANNE KLEIN   6/1/2005   142725   6/1/2005   142725   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services
247175   AK ANNE KLEIN   6/1/2005   142722   6/1/2005   142722   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coinlkey purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
247176   AK ANNE KLEIN   6/1/2005   142723   6/1/2005   142723   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
124237   ALBERT NIPON   10/6/2003   131108   10/6/2003   131108   REGISTERED     3  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.
118718   ANNE KLEIN & Lion Head Design   8/3/1990   54115   6/23/1994   54115   REGISTERED     25  
    25 - Clothing, namely coats, suits, jackets, pants, shirts, dresses, blouses, sweaters and belts.
T30276PA03   ANNE KLEIN NEW YORK   11/8/2006   156533   11/8/2006   156533   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
573   CODE BLEU       43409   11/18/1987   43409   REGISTERED     25  
    25 - Clothing, footwear, headgear.
171   EVAN-PICONE   11/30/1983   034586   10/29/1984   034586   REGISTERED     25  
    25 - Clothing for Women and Misses, namely, skirts, suits, slacks, shorts, blouses, dresses, coats, sweaters, scarves, vests, jackets, camisoles, knickers, culottes, hosiery, footwear, robes and nightgowns; tailored clothing for men, namely, suits slacks, jackets, pants, shorts and sport coats; men’s sportswear, namely, outer jackets, sweaters, shirts, casual slacks, jeans, shorts, knit pants and knit tops; and men’s dress shirts and neckwear; and active wear for men and women, namely, sweatshirts, jogging suits, running shorts, warm-up jackets, tennis shorts and shirts, racquetball outfits, crew shirts and baseball jackets.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 74
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PANAMA continued .                            
170   EVAN-PICONE   5/26/1981   002757   8/30/1983   27773   REGISTERED     25  
    25 - Clothing, footwear, headgear, skirts, suits, slacks, shorts, blouses, dresses, coats for Women and Misses ..
166   EVAN-PICONE   4/27/1992   060958   1/13/1994   060958   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
387   JONES NEW YORK   9/28/1994   72797   9/28/1994   72797   REGISTERED     25  
    25 - Clothing for Women and Misses, namely, skirts, suits, slacks, shorts, blouses, dresses, coats, sweaters, scarves, vests, jackets, camisoles, knickers, culottes, hosiery, footwear, robes and nightgowns; tailored clothing for men, namely, suits slacks, jackets, pants, shorts and sport coats; men’s sportswear, namely, outer jackets, sweaters, shirts, casual slacks, jeans, shorts, knit pants and knit tops; and men’s dress shirts and neckwear; and active wear for men and women, namely, sweatshirts, jogging suits, running shorts, warm-up jackets, tennis shorts and shirts, racquetball outfits, crew shirts and baseball jackets.
T00103PA02   JONES NEW YORK   9/24/2004   13775801   3/23/2005   137758 01   REGISTERED     9  
    9 - Men’s and Women’s ophthalmic eyewear, including ophthalmic sunglasses of prescription quality.
T30044PA00   JUDITH JACK   9/28/2001   117356   9/28/2001   117356   REGISTERED     14  
    14 - JEWELRY AND WATCHES
T30044PA01   JUDITH JACK   9/28/2001   117358   9/28/2001   117358   REGISTERED     18  
    18 - Handbags(No translation of the goods)
T30154PA01   L.E.I. LIFE ENERGY
INTELLIGENCE Design
          3/12/1999   99324   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157PA00   LIFE ENERGY INTELLIGENCE       101908   7/28/1999   101908   REGISTERED     25  
    25 - Apparel footwear and headgear
T30007PA00   NAPIER (Stylized)       57274   8/12/1994   57274   REGISTERED     14  
    14 - GOODS NOT LISTED.
 
                                   
PARAGUAY                                
T30276PYOO   AK ANNE KLEIN   10/27/2006   32613/2006   12/10/2007   305995   REGISTERED     03  
    03 - Fragrances and Cosmetics
T30276PY01   AK ANNE KLEIN   10/27/2006   32614/2006   12/10/2007   305996   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276PY02   AK ANNE KLEIN   10/27/2006   32615/2006   12/10/2007   305997   REGISTERED     14  
    14 - Jewelry and Watches
T30276PY03   AK ANNE KLEIN   10/27/2006   32616/2006   12/10/2007   305998   REGISTERED     24  
    24 -
T30276PY04   AK ANNE KLEIN   10/27/2006   32617/2006   12/10/2007   305999   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276PY10   AK ANNE KLEIN   12/1/2006   37583   2/8/2008   307608   REGISTERED     18  
    18 - all goods in class
118840   ANNE KLEIN   3/26/1992   4763/92   11/19/1992   245490   REGISTERED     14  
    14 - All the articles for Class 14 comprised of among other things: precious metals and their alloys and objects of other materials or plates (except cutlery, forks and spoons), jewelry, precious stones, watches and other chronometric instruments.
118667   ANNE KLEIN & Lion Head Design   12/18/19871   1811/87   6/8/1990   228194   REGISTERED     25  
    25 - All goods in Class 25 including clothing, boots, shoes, slippers.
T30276PY05   ANNE KLEIN NEW YORK   10/27/2006   32618/2006   12/10/2007   306000   REGISTERED     03  
    03 - Fragrances and Cosmetics

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 75
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PARAGUAY continued...                            
T30276PY06   ANNE KLEIN NEW YORK   10/27/2006   32619/2006   12/10/2007   306003   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276PY07   ANNE KLEIN NEW YORK   10/27/2006   32620/2006   4/25/2008   309936/2008   REGISTERED     14  
    14 - Jewelry and Watches
T30276PY08   ANNE KLEIN NEW YORK   11/27/2006   32621/2006   12/10/2007   306001   REGISTERED     24  
    24 -
T30276PY09   ANNE KLEIN NEW YORK   10/27/2006   32622/2006   12/10/2007   306002   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30276PY11   ANNE KLEIN NEW YORK   12/1/2006   37584   2/8/2008   307609   REGISTERED     18  
    18 - all goods in class
236   EVAN-PICONE   11/11/1992   18316   4/17/1995   176420   REGISTERED     25  
    25 - Clothing, footwear, headgear.
462   JONES NEW YORK   7/26/1994   1422594   6/9/1995   280224   REGISTERED     25  
    25 - Clothing, footwear, headgear for Women’s, Junior Misses and Petites
T00103PY01   JONES NEW YORK   7/15/2004   188302004   5/13/2005   278145   REGISTERED     9  
    9 - eyewear
T30162PY00   L.E.I.       na   3/19/2002   245277   REGISTERED     25  
    25 - Apparel footwear and headgear
T30155PY00   L.E.I. Design       na   6/23/2000   225908   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154PY02   L.E.I. LIFE ENERGY
INTELLIGENCE Design
      na   7/21/2000   226994   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157PY00   LIFE ENERGY INTELLIGENCE       na   4/3/2000   223917   REGISTERED     25  
    25 - Apparel footwear and headgear
T30007PY00   NAPIER (Stylized)   12/21/1992   92/20933   9/27/1993   256924   REGISTERED     14  
    14 - All goods in Class 14.
T30007PY01   NAPIER (Stylized)           9/27/2003   256294   REGISTERED     14  
    14 - GOODS NOT LISTED
 
                                   
PERU                                
T30276PE09   AK ANNE KLEIN   9/28/2007   330539   2/29/2008   135587   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
118922   ANNE KLEIN II   9/10/1996   9620765   1/16/1997   32689   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, blouses, dresses, skirts, sweaters, belts, culottes, vests, scarves, mufflers, shawls, gloves, pocket squares, camisoles, swimwear, hosiery (including stockings, pantyhose, knee-high and thigh-high stockings, cut-and-sewn specialty tights or stockings and socks), shoes, sandals, boots, slippers, hats, caps, hoods, cowls and berets and in general all products in this class.
T30276PE03   ANNE KLEIN NEW YORK   11/2/2006   295868   1/18/2007   123742   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
251   EVAN-PICONE   8/3/1990   173265   11/23/1990   88355   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, camera bags, business and credit card cases, passport cases, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags, portfolios, key fobs and key cases.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 76
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PERU continued ...                            
248   EVAN-PICONE       249091   9/11/1994   81212   REGISTERED     25  
    25 - Clothing, footwear, headgear.
463   JONES NEW YORK   4/11/1991   75661   2/21/1995   013580   REGISTERED     25  
    25 - Women’s. Junior Misses and Petites Clothing
T00103PE01   JONES NEW YORK   2/10/2006   268911   6/23/2006   00116644   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related
T30181PE00   JONES NEW YORK SIGNATURE   1/5/2004   198782   1/5/2004   98320   REGISTERED     3  
    3 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30181PE01   JONES NEW YORK SIGNATURE   1/5/2004   198790   1/5/2004   98322   REGISTERED     09  
    09 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
T30181PE02   JONES NEW YORK SIGNATURE   1/5/2004   198781   7/20/2004   98726   REGISTERED     14  
    14 - Jewelry and Watches
T30181PE03   JONES NEW YORK SIGNATURE   1/5/2004   198782   1/5/2004   98321   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas
T30181PE04   JONES NEW YORK SIGNATURE   1/7/2004   199357   1/7/2004   98414   REGISTERED     25  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
T30162PE00   L.E.I.       na   10/7/1999   0058188   REGISTERED     25  
    25 - Apparel footwear and headgear
T30155PE00   L.E.I. Design       na   10/29/1999   058704   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154PE03   L.E.I. LIFE ENERGY
INTELLIGENCE Design
      na   5/27/1999   0055153   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157PE00   LIFE ENERGY INTELLIGENCE       na   10/29/1999   058703   REGISTERED     25  
    25 - Apparel footwear and headgear
T30147PE00   Napier (Stylized)   10/15/2002   164210   9/9/2003   00091547   REGISTERED     14  
    14 - Jewelry
 
                                   
PHILIPPINES                                
247178   AK ANNE KLEIN   6/6/2005   4-2005-005174   6/6/2006   4-2005-005174   REGISTERED     t5,25,35  
    t5 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
    35 - Advertising and publicity services; retail store services, online services

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 77
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PHILIPPINES continued ...                            
T30354PH01   AK ANNE KLEIN   11/3/2006   42006011963   9/17/2007   42006011963   REGISTERED     3,9,14
18,25
 
    3 - Fragrances and Cosmetics
    9 - eyewear
    14 - jewelry and watches
    18 - handbags and wallets
    25 - belts, blouses, camisoles, coats, footwear
118842   ANNE KLEIN   12/23/1993   90046   11/5/1996   63814   REGISTERED     14  
    14 - Jewelry and watches.
118845   ANNE KLEIN   2/2/1994   90793   5/21/1996   62969   REGISTERED     18  
    18 - Pocketbooks and leather goods - namely, cosmetic cases, clutches, purses, wallets, billfolds, credit card cases, checkbook holders, key cases, pouches, travel kits and passport cases.
118848   ANNE KLEIN   2/2/1994   90794   5/21/1996   63070   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, dresses, blouses, sweaters and belts; shoes; hosiery, including stockings, pantyhose, knee-high or thigh-high stockings, cut-and-sewn specialty tights (or stockings) and socks.
T30276PH00   ANNE KLEIN NEW YORK   11/3/2006   042006011962   8/4/2008   042006011962   REGISTERED     3,9,14
18,25
 
    3- Fragrances ans Cosmetics
    9 - eyewear
    14 - jewelry and watches
    18 - handbags and wallets
    25 - belts, blouses, camisoles, coats, footwear
256  
 
  EVAN-PICONE   4/11/1991   75569   11/10/1995   61992   REGISTERED     18  
    18 - Handbags and Accessories
T00066PH02   EVAN-PICONE   9/21/2006   42006010496   9/3/2007   42006010496   REGISTERED     025  
    025 - Clothing namely, skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear namely; shoes, slippers and neckwear.
T00066PH03   EVAN-PICONE   11/8/2006   012148   12/24/2007   012148   REGISTERED     18  
    18 - Handbags and Accessories
T00103PH02   JONES NEW YORK   7/15/2004   42004006289   2/26/2007   42004006289   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related
T30203PH00   JONES NEW YORK   1/7/2005   42005000282   7/17/2006   42005000282   REGISTERED     25  
    25 - Apparel, namely, jackets, coats, pants, skirts, dresses, blouses, knitwear, sweaters and jerseys
T30162PH00   L.E.I.   10/4/2002   4200208544   2/5/2007   4200208544   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154PH01   L.E.I. LIFE ENERGY   10/4/2002   42002008545   10/4/2002   42002008545   REGISTERED     25  
   
 
  INTELLIGENCE Design                            
    25 - Apparel footwear and headgear

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 78
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
PHILIPPINES continued .                            
118467   Lion Head Design   11/9/2001   4-2001-000838   5/26/2006   4-2001-0008383   REGISTERED     25,14,18  
    25 - Coats, fur coats, overcoats, trench coats, raincoats, anoraks, parkas, blazers, jackets, cardigans, boleros, sport coats, wind resistant jackets, fur stoles, suits, vests, dresses, caftans, evening gowns, jumpers, skirts, pants, slacks, trousers, jeans, dungarees, jumpsuits, overalls, coveralls, flight suits, jogging suits, sweat pants, shorts, skorts, culottes, sweaters, pullovers, jerseys, shirts, formal shirts, blouses, tunics, sweatshirts, t-shirts, halter tops, tank tops, bodysuits, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belts, briefs, boxer shorts, bloomers, underpants, panties, thermal underwear, lingerie, nightgowns, night shirts, negligees, robes, pajamas, aprons, hosiery, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, handkerchiefs, scarves, shawls, neckerchiefs, gloves, mittens, belts, sashes, cummerbunds, swimwear, bathing suits, beach robes, beachwear, sarongs, ski suits, ski bibs, ski pants, ski gloves, thermal socks, golf shirts, golf pants, golf shorts, tennis shirts, tennis pants, tennis shorts, hats, caps, berets, shoes, boots, slippers, sandals, espadrilles, sneakers.
 
                                   
    14 - Jewelry and costume jewelry; horological and chronometric instruments, parts and accessories thereof, namely, watches, watch bands, watch straps, watch bracelets, watch chains, watch cases; wall clocks, table clocks, alarm clocks, clocks incorporating radios; chronometers; chronographs; decorative items for the home made of precious metal or coated therewith, namely, bowls, platters, serving trays, chargers, jugs, plates, mugs, vases, cache pots, ice buckets, canisters, cruets, pencil boxes, pencil cups, letter openers, desk trays, serving trays, decorative trays, candlesticks, candelabras, candle holders, candle rings, candle snuffers, candle trays, decorative boxes, jewelry boxes, jewelry cases, picture frames, decorative stands, decorative pedestals, cigarette cases, cigarette boxes, cigarette holders, cigarette lighters, ashtrays, nutcrackers, coffee pots, coffee services, tea pots, tea services, tea balls, tea infusers, serviette rings, napkin rings - all made of precious metal or coated therewith; works of art made of precious metal or coated therewith, namely busts,
 
                                   
    18 - Handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas.
 
                                   
POLAND                                
118806   ANNE KLEIN   9/11/1998   Z-191728   9/11/1998   133169   REGISTERED     14  
    14 - Precious metals and their alloys, goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
118763   ANNE KLEIN   2/14/1994   Z-129776   2/14/1994   R-94868   REGISTERED     25  
    25 - Clothing, outwear, jackets, suits, sets of clothing, anoraks, trousers, shirts, skirts, blouses, sweaters, belts, gloves, snow-wear, bands, scarves, shawls, swimwear, swimsuits, knitted articles, stockings, tights, footless tights, knitted fabrics, socks, footwear, headgear.
118930   ANNE KLEIN II   9/11/1998   Z-191727   9/11/1998   133099   REGISTERED     14  
    14 - Precious metals and their alloys, goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
257   EVAN-PICONE   12/31/1991   Z-104.534   4/29/1994   78017   REGISTERED     25  
    25 - Clothing, footwear, headgear.
389   JONES NEW YORK   7/1/1997   Z-175383   9/4/2000   REJ-123273   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
T30162PL00   L.E.I.   8/9/1999   Z205807   1/31/2003   142099   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154PL02   L.E.I. LIFE ENERGY INTELLIGENCE Design   2/5/1999   na       134862   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162PL01   L.E.I. Design   8/9/1999   Z205805   1/31/2003   142097   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157PL00   LIFE ENERGY INTELLIGENCE   8/9/1999   Z205806   1/31/2003   142098   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
PORTUGAL                                
118712   ANNE KLEIN & Lion Head Design   6/29/1990   265576   10/22/1992   265576   REGISTERED     25  
    25 - Clothing, footwear and headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 79
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PORTUGAL continued...                            
259   E.P.S. EVAN-PICONE SPORT   3/23/1990   263036 N   9/7/1992   263036   REGISTERED     25  
   
 
  with Design                            
    25- Clothing; namely women’s skirts, pants, shorts, tops, jackets, and knitwear — namely, sweaters, shirts and skirts
233   EVAN-PICONE       N/A   1/10/1970   151072 Z   REGISTERED     25  
    25 - Clothing, footwear, headgear.
234   EVAN-PICONE   10/30/1990   n/a   12/28/1992   268546 F   REGISTERED     18  
    18 - Handbags, purses, brief cases, business and credit card cases, passport cases, wallets, checkbook covers and key cases.
235   EVAN-PICONE SPORT (STYLIZED)   2/21/1991   n/a   2/3/1993   271 480 K   REGISTERED     25  
    25 - Clothing, footwear, headgear.
432   JNY   8/22/1990   266840   11/20/1992   266840   REGISTERED     25  
    25 - Women’s apparel, namely, vests, T-shirts, sweaters, shorts, skirts, jackets, pull-on pants, blouses.
320   JONES NEW YORK   9/17/1990   267397   12/21/1992   267397   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00103PT01   JONES NEW YORK   3/4/2004   379343   11/23/2004   379343   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related
   
 
                               
PUERTO RICO                            
118441   ALBERT NIPON   10/17/1996   N/A   10/17/1996   39086   REGISTERED     25  
    25 - Women’s dresses, shirts, skirts, jackets, coordinated sportswear and outerwear.
118622   ANNE KLEIN   12/1/1977   21311   3/9/1978   21311   REGISTERED     25  
    25 - Scarves, shawls, capes and belts. (Local Class 39)
118620   ANNE KLEIN   12/1/1977   21309   3/9/1978   21309   REGISTERED     18  
    18 - Handbags and tote bags made of leather.
T30124PR01   GLORIA VANDERBILT           8/29/1984   25606   REGISTERED     25  
    25 - clothing and shoes
T30124PR02   GLORIA VANDERBILT & Swan Design           10/19/1994   35344   REGISTERED     25  
    25 - clothing and shoes
T30044PR00   JUDITH JACK   12/5/2001   51,391   12/5/2001   51,391   REGISTERED     14  
    14 - Jewelry
T30044PR01   JUDITH JACK   12/5/2001   51,390   12/5/2002   51,389   REGISTERED     18  
    18 - Leather Goods
T30044PR02   JUDITH JACK   12/5/2001   51,389   12/5/2001   51,390   REGISTERED     25  
    25 - Clothing
T30162PR00   L.E.I.       na   8/12/1999   46245   REGISTERED     25  
    25 - Apparel footwear and headgear
T30155PR00   L.E.I. Design           8/12/1999   46247   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154PR01   L.E.I. LIFE ENERGY INTELLIGENCE Design       na   2/26/1999   44763   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157PR00   LIFE ENERGY INTELLIGENCE       na   8/12/1999   46248   REGISTERED     25  
    25 - Apparel footwear and headgear


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 80
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PUERTO RICO continued...                            
118623   Lion Head Design   12/1/1977   21312   3/9/1978   21312   REGISTERED     25  
    25 - Scarves, shawls, capes, and belts.
118621   Lion Head Design   12/1/1977   21310   3/9/1978   21310   REGISTERED     18  
    18 - Handbags and tote bags made of leather. (Local Class 3)
T30007PR00   NAPIER (Stylized)           12/19/1994   35192   REGISTERED     14  
    14 - GOODS NOT LISTED.
T30124PR00   Swan Design           8/29/1984   25604   REGISTERED     25  
    25 - clothing and shoes
   
 
                               
QATAR                            
247179   AK ANNE KLEIN   7/24/2005   36387   5/26/2008   36387   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
247180   AK ANNE KLEIN   7/24/2005   36388   5/26/2008   36388   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247181   AK ANNE KLEIN   7/24/2005   36389   5/26/2008   36389   REGISTERED     35  
    35 - Advertising and publicity services; retail store services, online services
118803   ANNE KLEIN   6/15/1998   18848   11/28/2004   18848   REGISTERED     25  
    25 - ALL GOODS IN INTERNATIONAL CLASS 25
   
 
                               
ROMANIA                            
118491   ANNE KLEIN   3/20/2000   M200001285   3/20/2000   43608   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
238   EVAN-PICONE       26086   1/20/1992   R 12472   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30154RO00   L.E.I. LIFE ENERGY       na   2/3/1999   38364   REGISTERED     25  
   
 
  INTELLIGENCE Design                            
    25 - Apparel footwear and headgear
T30157RO00   LIFE ENERGY INTELLIGENCE   7/21/1999   na       39200   REGISTERED     25  
    25 - Apparel footwear and headgear
   
 
                               
SABAH                            
308   EVAN-PICONE   9/17/1981   28613   9/17/1981   S28613   REGISTERED     25  
    25 - Articles of clothing, including boots, shoes and slippers.
   
 
                               
SAINT KITTS & NEVIS                            
T30044KN00   JUDITH JACK           1/9/2002   5221   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Handbags
    25 - Belts
   
 
                               
SARAWAK                            
309   EVAN-PICONE   9/25/1981   23816   9/25/1981   23816   REGISTERED     25  
    25 - Articles of clothing, including boots, shoes and slippers.


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 81
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SAUDI ARABIA                            
118812   ANNE KLEIN   12/23/1998   47295   8/29/1999   489/42   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
118811   ANNE KLEIN   12/23/1998   47294   8/29/1999   489/40   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
118810   ANNE KLEIN   12/23/1998   47293   8/29/1999   489/39   REGISTERED     9  
    9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
118809   ANNE KLEIN   12/23/1998   47296   8/29/1999   489/41   REGISTERED     25  
    25 - Clothing, footwear, headgear.
118713   ANNE KLEIN & Lion Head Design   9/24/1990   12343   4/21/1991   235/74   REGISTERED     25  
    25 - Clothing, footwear and headgear.
118932   ANNE KLEIN II   12/23/1998   47297   8/29/1999   489/38   REGISTERED     25  
    25 - Clothing, footwear, headgear.
242   EVAN-PICONE   7/21/1991   14099   2/8/1992   252/12   REGISTERED     25  
    25 - Clothing, footwear, headgear.
366   JONES NEW YORK   8/26/1997   40458   1/24/1999   45880   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
 
                                   
367   JONES NEW YORK   8/26/1997   40459   1/24/1999   45861   REGISTERED     25  
    25 - Clothing, footwear, headgear.
 
                                   
SERBIA AND MONTENEGRO                            
T00066CS00   EVAN-PICONE   10/25/1994   N/A       27753   REGISTERED     25  
    25 - Apparel
 
                                   
SINGAPORE                            
247123   AK ANNE KLEIN   5/28/2005   T0508853I   5/28/2005   T0508853I   REGISTERED     35  
    35 - Advertising and publicity services; bringing together, for the benefit of others, of a variety of goods/services, namely, clothing, jewelry, watches and all other types of horological instruments, accessories, perfume, cologne, household items, cosmetics, leather goods, footwear, headgear, bags and carrying cases (excluding transport thereof), enabling customers to conveniently view and purchase those goods/services by means of internet; on-line advertising on a computer network.
247122   AK ANNE KLEIN   5/28/2005   T05/08852J   5/28/2005   T05/08852J   REGISTERED     25  
    25 - Clothing, footwear, headgear; belts, scarves, neckties, socks and stockings
247121   AK ANNE KLEIN   5/28/2005   T05/08851B   5/28/2005   T05/08851B   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty) [not fitted], cosmetic cases (sold empty) [not fitted], cosmetic pouches (sold empty)[not fitted], grooming kits (sold empty)[not fitted], leather shoulder belts, wallets, billfolds, credit card cases [wallets], business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
207688   AK ANNE KLEIN   7/28/2004   T04/12337C   7/28/2004   T04/12337C   REGISTERED     14  
    14 - Jewelry belonging in Class 14 including jewelry made of precious and non-precious metals; watches, clocks and timers
T30354SG04   AK ANNE KLEIN   10/25/2006   T0622605F   10/25/2006   T0622605F   REGISTERED     03  
    03 - Fragrances and Cosmetics


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 82
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SINGAPORE continued...                            
T30354SG05   AK ANNE KLEIN   10/25/2006   T0622606D   10/25/2006   T0622606D   REGISTERED     09  
    09-
118399   ALBERT NIPON   3/6/1998   T98/01979F   3/6/1998   T98/01979F   REGISTERED     25  
    25 - Clothing, namely, sweaters, shirts, blouses, t-shirts, pants, jeans, skirts, dresses, shorts, jackets, coats, suits, raincoats, jumpsuits
124239   ALBERT NIPON   4/11/2003   T03/05122J   4/11/2003   T03/05122J   REGISTERED     3  
    3 -Perfumery, cosmetics and toilet preparations.
118784   ANNE KLEIN   8/17/1994   S/7079/94   8/17/1994   T94/07079G   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, gloves, scarves, mufflers, shawls, belts (clothing), swimwear, hosiery, stockings, pantyhose, tights, socks; headgear; and footwear; all included in Class 25.
118776   ANNE KLEIN   5/7/1994   S/3647/94   5/7/1994   T94/03647E   REGISTERED     18  
    18 - Handbags, tote bags, billfolds, checkbook holders, cosmetic cases, cosmetic pouches, credit card cases, key cases, key fobs, money belts, passport cases, purses, coin purses, key purses, travel kits (sold empty), wallets, and carry-all clutches.
207689   ANNE KLEIN   8/11/2004   T04/13366B   8/11/2004   T04/13366B   REGISTERED     14  
    14 - Jewelry belonging in Class 14 including jewelry made of precious and non-precious metals; watches, clocks, digital clocks and watches with automatic timers”
118735   ANNE KLEIN & Lion Head Design   8/31/1992   6656/92   8/31/1992   T92/06656C   REGISTERED     25  
    25 - Footwear included in Class 25
118673   ANNE KLEIN (script)   7/27/1988   S/3914/88   7/27/1988   T88/03914Z   REGISTERED     25  
    25 – Articles of clothing for women and girls.
118672   ANNE KLEIN (script)   7/27/1988   S/3915/88   7/27/1988   T88/03915H   REGISTERED     14  
    14 - Articles of precious metals or their alloys or coated therewith; horological and chronometric instruments.
118669   ANNE KLEIN (script)   9/13/1984   S483284   9/13/1984   483284   REGISTERED     3  
    3 - Bleaching preparations included in Class 3 and substances for laundry use; soaps, perfumes and perfumed non-medicated toilet preparations, essential oils; cosmetics; hair lotions and dentifrices.
118671   ANNE KLEIN (script)   7/27/1988   S/3913/88   7/27/1988   T88/03913A   REGISTERED     9  
    9 - Sunglasses and eyeglasses and frames therefor.
118892   ANNE KLEIN II   3/22/1994   S/2257/94   3/22/1994   T94/02257A   REGISTERED     9  
    9 - Sunglasses, ophthalmic eyeglass frames, and ophthalmic sunglass frames.
118893   ANNE KLEIN II   3/22/1994   S/B2256/94   3/22/1994   T94/02256C   REGISTERED     14  
    14 - Jewelry, watches, clocks and table clocks.
118869   ANNE KLEIN II (stylized)   8/21/1990   S584590   8/21/1990   5845H90   REGISTERED     25  
    25 - Articles of clothing included in Class 25 for women and for girls.
T30276SG00   ANNE KLEIN NEW YORK   10/25/2006   T0622607B   10/25/2006   T0622607B   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30276SG01   ANNE KLEIN NEW YORK   10/25/2006   T0622608J   10/25/2006   T0622608J   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276SG02   ANNE KLEIN NEW YORK   10/26/2006   T06226091   10/26/2006   T06226091   REGISTERED     14  
    14 – Jewelry and Watches
T30276SG03   ANNE KLEIN NEW YORK   10/25/2006   T0622610B   10/25/2007   T0622610B   REGISTERED     18  
    18 -
T30276SG04   ANNE KLEIN NEW YORK   10/26/2006   T0622611 J   10/25/2006   T0622611 J   REGISTERED     25  
    25 -


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 83
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SINGAPORE continued...                            
143   EVAN-PICONE   6/21/1983   3181/83   6/21/1983   B3181/83   REGISTERED     25  
    25 - Articles of sports clothing for women and girls.
145   EVAN-PICONE SPORT (STYLIZED)   2/28/1991   128691   2/28/1991   128691   REGISTERED     25  
    25 - Articles of sportswear and leisurewear; footwear and headgear.
144   EVAN-PICONE SPORT (STYLIZED)   7/2/1990   474890   7/2/1990   474890   REGISTERED     18  
    18 - Handbags; purses; Attaché cases; Brief cases; Bags (envelopes, pouches) of leather, for packaging; Card cases (note cases); cases, of leather or leather board; School bags; Beach bags; Bags (Game); Trunks (luggage); Travelling bags; Valises.
T00103SG03   JONES NEW YORK   3/21/2006   T06/05222H   5/24/2007   T06/05222H   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists); non-prescription sunglasses and Cases for spectacles and for contact lenses; Chains for spectacles.
350   JONES NEW YORK Label   6/30/1997   7704/97   6/30/1997   7704197   REGISTERED     25  
    25 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T00103SG02   JONES NEW YORK label           6/30/1997   07703B   REGISTERED     18  
    18 - Handbags and small leather goods
T30181SG00   JONES NEW YORK SIGNATURE   12/28/2004   T0422940F   12/28/2004   T0422940F   REGISTERED     025  
    025 - Apparel, namely, jackets, coats, pants, skirts, dresses, blouses, knitwear, sweaters and jerseys.
T30044SG00   JUDITH JACK   10/2/2001   T01/155021   10/2/2001   T/01/155021   REGISTERED     14  
    14 - JEWELRY AND WATCHES
T30044SG01   JUDITH JACK   10/2/2001   T01/15503G   10/2/2001   T01/15503G   REGISTERED     18  
    18 - Handbags
T30044SG02   JUDITH JACK   10/2/2001   T01/15504E   10/2/2001   T01/15504E   REGISTERED     25  
    25 - Belts
T30162SG00   L.E.I.   2/23/1999   na   2/23/1999   T9907784F   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154SG03   L.E.I. LIFE ENERGY INTELLIGENCE Design   3/8/1999   na   3/8/1999   T9900247A   REGISTERED     25  
    25 - Apparel footwear and headgear
T30162SG01   L.E.I. Design   7/26/1999   na   7/26/1999   T9907783H   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157SG00   LIFE ENERGY INTELLIGENCE   3/8/1999   na   3/8/1999   T9907782Z   REGISTERED     25  
    25 - Apparel footwear and headgear
118777   Lion Head Design   5/7/1994   S/3645/94   5/7/1994   T94/036451   REGISTERED     18  
    18 - Handbags, tote bags, billfolds, checkbook holders, cosmetic cases, cosmetic pouches, credit card cases, key cases, key fobs, money belts, passport cases, purses, coin purses, key purses, travel kits (sold empty), wallets, and carry-all clutches.
118674   Lion Head Design   7/27/1988   S391088   7/27/1988   3910G88   REGISTERED     9  
    9 - Sunglasses and eyeglasses and spectacle frames.
118676   Lion Head Design   7/27/1988   S/3911/88   7/27/1988   T88/03911E   REGISTERED     25  
    25 - Articles of clothing for women, girls and boys.
118675   Lion Head Design   7/27/1988   S/3912/88   7/27/1988   T88/039’12   REGISTERED     14  
    14 - Articles of precious metals or their alloys or coated therewith; horological and chronometric instruments; all included in Class 14; but not including medals, trophies, plaques and badges, all made wholly or principally of precious metals.
 
                                   
SLOVAK REPUBLIC                            


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 84
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SLOVAK REPUBLIC continued...                            
118761   ANNE KLEIN   1/20/1994   POZ 0128-94   2/12/1998   179 725   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, skirts, dresses, blouses, sweaters, belts, gloves, scarves, mufflers, shawls, swimwear, hosiery, stockings, pantyhose, tights, socks, footwear and headgear.
243   EVAN-PICONE   10/24/1981   nla   10/24/1981   165 195   REGISTERED     25  
    25 - Skirts, suits, slacks, shorts, blouses, dresses, coats for women and misses.
374   JONES NEW YORK   6/24/1997   POZ 1756-97   6/24/1997   187493   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
Clothing, footwear, headgear.
   
25 -
                               
   
 
                               
SOUTH AFRICA                            
118779   ANNE KLEIN   6/22/1994   94/6404   6/22/1994   94/6404   REGISTERED     25  
    25 - Clothing, footwear, headgear.
244   EVAN-PICONE   8/31/1990   90/7510   8/31/1990   907510   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
245   EVAN-PICONE with Design   9/9/1968   68/4042   9/9/1968   B68/4042   REGISTERED     25  
    25 - Clothing, footwear, headgear.
373   JONES NEW YORK   6/10/1997   09708604   6/10/1997   9708604   REGISTERED     25  
    25 - Clothing, footwear, headgear.
372   JONES NEW YORK   6/10/1997   09708603   6/10/1997   9808603   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T00103ZA02   JONES NEW YORK   7/12/2004   2004111611       2004111611   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related
T30162ZA00   L.E.I.   7/21/1999   99/13100   2/23/1999   13100   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154ZA00   L.E.I. LIFE ENERGY INTELLIGENCE Design   2/12/1999   99/00145   1/7/1999   00145   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157ZA00   LIFE ENERGY INTELLIGENCE   7/21/1999   9913099   7/21/1999   13099   REGISTERED     25  
    25 - Apparel footwear and headgear
   
 
                               
SOUTH KOREA                            


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 85
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued...                            
247120   AK ANNE KLEIN   6/8/2005   45-2005-2504   8/16/2006   17128   REGISTERED     25,35  
    25 - Half coats, long coats, fur coats, over coats, trench coats, rain coats, sporting anoraks, anoraks (except for sporting anoraks), parkas, blazers, jackets, cardigans, boleros, sports coats, wind resistant jackets, fur stoles, suits, vests, one-piece dresses, two-piece dresses, caftans, evening gowns, jumpers, skirts, slacks, trousers, jean pants, jean shorts, jean jackets, jean skirts, jean dresses, jean overalls, jean jump suits, jean shirts, work clothes (dungarees), jumpsuits, overalls, coveralls, flight suit, jogging suits, sweat pants, shorts, skorts, culottes, sweaters, pullovers, jerseys, dress shirts, polo shirts, short sleeve shirts, body shirts, sports shirts, tuxedo shirts, formal shirts, blouses, tunics, sweat shirts, t-shirts, halter tops, tank tops, body suits, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belts, briefs, boxer shorts, bloomers, underpants, under panties, thermal underwear, brassieres, corsets, teddies, petticoats, nightgowns, night shirts, negligees, bath robes, pajamas, aprons, stockings, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, scarves, shawls, neckerchiefs, winter gloves, evening gloves, mittens, leather belts, belts for clothing made of imitation leather, belts for clothing made of fabric, belts for clothing made of vinyl, belts for clothing made of plastics, sashes, suspenders for clothing, stocking suspenders, sock suspenders, garters, cummerbunds, swimwear, namely bathing caps, bathing suits and bathing pants; beach robes, bikinis, sarongs, ski suits, ski bibs, ski pants, thermal socks, golf shirts, golf pants, golf shorts, tennis shirts, tennis pants, tennis shorts, hats and caps, berets, crowns, nightcaps, sun visors, miters, hoods (clothing), turbans, top hats, leather shoes, rubber shoes, galoshes, golf shoes, hiking shoes, lace boots, bath sandals, bath slippers, half boots, boots, vinyl shoes, beach shoes, sandals, ski boots, slippers, overshoes, rain shoes, top boots, gymnastic shoes, laced shoes, espadrilles and sneakers
 
    35 - Publication of advertisement services, modeling services for advertising or sales promotion, advertisement planning services, advertising agency services, publicity columns preparation services, dissemination of advertising, advertisement publishing services, advertisement brokerage services, publicity material rental services, advertising material updating services, advertising space rental services, billboard leasing services, enterprise advertising and promoting services, radio advertising services, bill-posting services, services in connection with organization of trade fairs for commercial or advertising purposes, services in connection with organization of exhibitions or commercial or advertising purposes, distribution of samples services, film advertising services, outdoor advertising services, direct mail advertising services, mail order advertising services, television advertising services, promotion agency services, on-line advertising on a computer network, rental of advertising time on communication media, retail agencies of cosmetics, retail mediating services of cosmetics, retail agencies of perfumery, retail mediating services of perfumery, retail agencies of soaps, retail mediating services of soaps, retail agencies of toilet preparations, namely articles such as shampoo, soap or shaving cream, used in washing or caring for the appearance; retail mediating services of toilet preparations, retail agencies of eyewear, retail mediating services of eyewear, retail agencies of bags, retail mediating services of bags, retail agencies of clothing, retail mediating services of clothing, retail agencies of footwear, retail mediating services of footwear, retail agencies of headgear, retail mediating services of headgear, retail agencies of belts, retail mediating services of belts


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 86
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued ...                            
118517   AK ANNE KLEIN   10/24/2002   40-2002-48925   9/1/2004   592008   REGISTERED     9,14,18
03
 
 
                                   
    9 - EYEGLASS FRAMES, SUNGLASSES, NON-PRESCRIPTION MAGNIFYING EYEGLASSES, EYEGLASS AND SUN GLASS CASES, EYEGLASS AND SUN GLASS CHAINS AND CORDS, CLIP-ON SUNGLASSES, ANTI-GLARE GLASSES, COMMON EYEGLASSES, EYE SHADES, GOGGLES FOR SPORT, SHOOTING GLASSES, BINOCULARS
    14 - WRIST WATCHES, STOP WATCHES, WATCH FOBS, POCKET WATCHES, WATCH BANDS, WATCH STRAPS, WATCH BRACELETS, WATCH CHAINS, AND WATCH CASES; WALL CLOCKS, TABLE CLOCKS, ALARM CLOCKS, CLOCKS INCORPORATING RADIOS Earrings made of precious gem, necklaces made of precious gems, rings made of precious gems, bracelets made of precious gems, artificial jewelry, master clocks, atomic clocks, clocks for automobiles, electric clocks and watches, electronic clocks and watches, control clocks, chronoscopes, sundials, chronometers, chronographs, bowls made of precious metal, bowls coated with precious metal, platters made of precious metal, platters coated with precious metal, serving trays made of precious metal, serving trays coated with precious metal, chargers made of precious metal, chargers coated with precious metal, plates made of precious metal, plates coated with precious metal, mugs made of precious metal, mugs coated with precious metal, vases made of precious metal, vases coated with precious metal, canisters for kitchen purposes made of precious metal, canisters for kitchen purposes coated with precious metal, cruets made of precious metal, cruets coated with precious metal, memorial decorative trays made of precious metal, memorial decorative trays coated with precious metal, candlesticks made of precious metal, candlesticks coated with precious metal, candelabras made of precious metal, candelabras coated with precious metal, candle holders made of precious metal, candle holders coated with precious metal, candle ring made of precious metal, candle ring coated with precious metal, candle snuffers made of precious metal, candle snuffers coated with precious metal, candle trays made of precious metal, candle trays coated with precious metal, decorative jewelry boxes of precious metal, decorative jewelry boxes coated with precious metal, jewelry boxes made of precious metal, jewelry boxes coated with precious metal, jewelry cases made of precious metal, jewelry cases coated with precious metal, cigarette cases made of precious metal, cigarette cases coated with precious metal, cigarette boxes made of precious metal, cigarette boxes coated with precious metal, cigarette holders made of precious metal, cigarette holders coated with precious metal, ashtrays made of precious metal, ashtrays coated with precious metal, nutcrackers made of precious metal, nutcrackers coated with precious metal, coffee pots made of precious metal, coffee pots coated with precious metal, non-electric coffee pots made of precious metal, non-electric coffee pots coated with precious metal, tea pots made of precious metal, tea pots coated with precious metal, non-electric tea infusers made of precious metal, non-electric tea infusers coated with precious metal, tea ball made of precious metal, tea ball coated with precious metal, tea infusers made of precious metal, tea infusers coated with precious metal, serviette rings made of precious metal, serviette rings coated with precious metal, napkin ring made of precious metal, napkin ring coated with precious metal, Virgin Mary icons made of precious metal, Virgin Mary icons coated with precious metal, Buddha icons made of precious metal, Buddha icons coated with precious metal, Jesus Christ icons made of precious metal, Jesus Christ icons coated with precious metal, clutches purses of precious metal and key fobs.
    18 - HANDBAGS, SHOULDER BAGS, EVENING BAGS, COSMETIC BAGS SOLD EMPTY, LEATHER SHOULDER BELTS, GROOMING KITS SOLD EMPTY, WALLETS NOT OF PRECIOUS METAL, BILLFOLDS NOT OF PRECIOUS METAL, CREDIT CARD CASES, BUSINESS CARD CASES, KEY CASES, PASSPORT CASES, COIN PURSES, CLUTCH PURSES, GENERAL PURPOSE PURSES, DRAWSTRING POUCHES, BOOK BAGS, BELT BAGS, TOTE BAGS, SADDLE BAGS, ROLL BAGS, SLING BAGS, TRAVEL BAGS, OVERNIGHT BAGS, DUFFEL BAGS, SUIT BAGS, GARMENT BAGS FOR TRAVEL, GYM BAGS, ATHLETIC BAGS, BEACH BAGS, TIE CASES, WAIST PACKS, FANNY PACKS, BACKPACKS, KNAPSACKS, ATIACHE CASES, BRIEFCASES, BRIEFCASE TYPE PORTFOLIOS, LEATHER BAGS IN THE SHAPES OF AN ENVELOPE FOR CARRYING PERSONAL PAPERS, SATCHELS, SUITCASES, LUGGAGE, TRUNKS; UMBRELLAS,
    03 - Eyebrow pencils, lipsticks, mascaras, mask packs, massage oils, liquid face powder, beauty bath additives, antiperspirants, bath oils, bath powder, blushers, perfumed powder, skin fresheners, eye liners, eye shadows, eau de cologne, body deodorants, lip glosses, cosmetic preparations for slimming purposes, cold cream, compact powder, cleansing cream, foundation cream, face powder, potpourris <fragrances>, hand creams, perfumes, perfumed oils, make-up powder, astringents for cosmetic purposes, cosmetic pencils, cosmetic dyes, toilet bath salts, colorants for toilet purposes and talcum powder for toilet use.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 87
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued ...                            
247390   ANNE KLEIN   6/3/2005   40-2005-25515   3/6/2008   739556   REGISTERED     14,25,26
18
 
 
                                   
    14 - Jewelry, costume jewelry, horological instruments, chronometric instruments, parts of horological instruments, accessories of horological instruments, parts of chronometric instruments, accessories of chronometric instruments, master clocks, stopwatches, atomic clocks, clocks for automobiles, electric clocks and watches, electronic clocks and watches, control clocks, chronoscopes, wrist watches, sundials, pocket watches, watch bands, watch straps, watch bracelets, watch chains, watch cases, wall clocks, table clocks, alarm clocks, clocks incorporating radios, chronometers, chronographs, decorative items for the home made of precious metal, decorative items for the home coated with precious metal, bowls made of precious metal, bowls coated with precious metal, platters made of precious metal, platters covered with precious metal, serving trays made of precious metal, serving trays coated with precious metal, chargers made of precious metal, chargers coated with precious metal, jugs made of precious metal, jugs coated with precious metal, plates made of precious metal, plates coated with precious metal, mugs made of precious metal, mugs coated with precious metal, vases made of precious metal, vases coated with precious metal, cache pots made of precious metal, cache pots coated with precious metal, ice buckets made of precious metal, ice buckets coated with precious metal, canisters made of precious metal, canisters coated with precious metal, cruets made of precious metal, cruets coated with precious metal, pencil boxes made with precious metal, pencil boxes coated with precious metal, pencil cups made of precious metal, pencil cups coated with precious metal, letter opener made of precious metal, letter opener coated with precious metal, desk trays made of precious metal, desk trays coated with precious metal, decorative trays made of precious metal, decorative trays coated with precious metal, candlesticks made of precious metal, candlesticks coated with precious metal, candelabras made of precious metal, candelabras coated with precious metal, candle holders made of precious metal, candle holders coated with precious metal, candle ring made of precious metal, candle ring coated with precious metal, candle snuffers made of precious metal, candle snuffers coated with precious metal, candle trays made of precious metal, candle trays coated with precious metal, decorative jewelry boxes of precious metal, decorative jewelry boxes coated with precious metal, jewelry boxes made of precious metal, jewelry boxes coated with precious metal, jewelry cases made of precious metal, jewelry cases coated with precious metal, picture frames made of precious metal, picture frames coated with precious metal, decorative photograph stand made of precious metal, decorative photograph stand coated with precious metal, decorative flower pot pedestals made of precious metal, decorative flower pot pedestals coated with precious metal, cigarette cases made of precious metal, cigarette cases coated with precious metal, cigarette boxes made of precious metal, cigarette boxes coated with precious metal, cigarette holders made of precious metal, cigarette holders coated with precious metal, cigarette lighters made of precious metal, cigarette lighters coated with precious metal, ashtrays made of precious metal, ashtrays coated with precious metal, nutcrackers made of precious metal, nutcrackers coated with precious metal, coffee pots made of precious metal, coffee pots coated with precious metal, non-electric coffee pots made of precious metal, non-electric coffee pots coated with precious metal, tea pots made of precious metal, tea pots coated with precious metal, non-electric tea infusers made of precious metal, non-electric tea infusers coated with precious metal, tea ball made of precious metal, tea ball coated with precious metal, tea infusers made of precious metal, tea infusers coated with precious metal, serviette rings made of precious metal, serviette rings coated with precious metal, napkin ring made of precious metal, napkin ring coated with precious metal, works of art made of precious metal, works of art coated with precious metal,Virgin Mary icons made of precious metal, Virgin Mary icons coated with precious metal, Buddah icons made of precious metal, Buddah icons coated with precious metal, Jesus Christ icons made of precious metal, Jesus Christ icons coated with precious metal, and clutches purses
    25 - Long coats, short coats, fur coats, trench coats, rain coats, sporting anoraks (except for sports anoraks), parkas, blazers, jackets, cardigans, boleros, sports coats, wing resistant jackets, fur stoles, suits, vests, one-piece dresses, twocpiece dresses, caftans, evening gowns, jumpers, skirts, breeches, paeja (Korean vests), slacks, trousers, blue jean pants, blue jean skirts, blue jean jackets, blue jean shorts, dungarees, jumpsuits, overalls, coveralls, flight suits, jogging suits, sweat pants, shorts, skorts, culottes, sweaters, pullovers, jerseys, dress shirts, polo shirts, short sleeve aloha shirts, sport shirts, formal shirts, tunics, sweatshirts, t-shirts, halter tops, tank tops, bodyshirts, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belt, briefs, boxer shorts, bloomers, underpants, under panties, thermal underwear, girdles, brassieres, corsets, corselets, teddies, nightgowns, night shirts, negligees, bath robe, pajamas, aprons, stockings, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, scarves, shawls, neckerchiefs, winter gloves, mittens, leather belts, sashes, cummerbunds, bathing caps, bathing trunks, bikini, maillot, one-piece swimsuit, bathing suits, beach robes, beachwear, sarongs, ski suits, ski bibs, ski pants, ski gloves, thermal socks, golf, shirts, golf pants, golf shorts, tennis shirts, tennis pants, tennis shorts, hats, caps, berets, leather shoes, rubber shoes, golf shoes, shoe soles, Korean clogs, fishing boots, basketball shoes, low shoes, heels, mountaineering shoes, rugby shoes, lace boots, bath sandals, bath sleepers, half-boots, insulated boots, boxing boots, vinyl shoes, beach shoes, ski boots, inner soles, soles for footwear, uppers of a shoe, heelpieces for shoes, beach shoes, ski boots, inner soles, soles for footwear, uppers of a shoe, heelpieces for shoes, non-slipping devices for shoes, tips for footwear, iron fittings for shoes, baseball shoes, Undong-Hwa, esparto shoes or sandals, overshoes, rain shoes, track shoes, work shoes, top boots, Gipsin (Korean traditional shoes made of straw), gymnastics shoes (for exclusive use for gymnastics), soccer shoes, laced shoes, hockey shoes, handball shoes, boots, slippers, sandals, espadrilles and sneakers.
    26 - Brooches of non-precious metal (clothing accessories), badges of non-precious metal, buckles of non-precious metal (clothing accessories), insignia, ornamental ribbons, ornamental hairpins, hairpins, hair nets, pigtail ribbons, wigs, hair wicks, hair ribbons, lace(except for embroidered lace), buttons, press buttons, magic tape and slide fasteners
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, handbags, shoulder bags, evening bags, cosmetic bags sold empty, cosmetic cases sold empty, cosmetic pouches sold empty, grooming kits sold empty, leather shoulder belts for bags, wallets not of precious metal, billfolds not of precious metal, credit card cases, business card cases, key cases of leather ware, key fobs, passport cases, coin purses, coin/key purses, carry-all clutch bags, check book clutch bags, clutches purses not of precious metal, general purpose purses not of precious metal, pouches, book bags, belt bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcases type portfolios, leather envelopes for carrying personal paper, secretaries, satchels, suit cases, luggage, trunks, umbrellas, beach umbrellas, parasols, and walking canes.
118849   ANNE KLEIN   12/28/1996   1996-57572   2/9/1999   441246   REGISTERED     14  
    14 - Wrist watches, pocket watches, electronic watches, alarm clocks, table clocks, wall clocks, watch bands and watch chains. (Local
118655   ANNE KLEIN & Lion Head Design   6/10/1987   87-11478   8/26/1988   158570   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchels, suit cases, boston bags, wallets made of non-precious metal, namecard cases, leather packing sacks.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 88
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued ...                            
118492   ANNE KLEIN 2   7/24/2000   40-2000-35509   10/10/2001   503401   REGISTERED     25  
    25 - Half coats, long coats, fur coats, over coats, trench coats, rain coats, sporting anoraks, anoraks (except for sporting anoraks), parkas, blazers, jackets, cardigans, boleros, sports coats, wind resistant jackets, fur stoles, suits, vests, one-piece dresses, two-piece dresses, caftans, evening gowns, jumpers, skirts, slacks, trousers, jean pants, jean shorts, jean jackets, jean skirts, jean dresses, jean overalls, jean jump suits, jean shirts, work clothes (dungarees), jumpsuits, overalls, coveralls, flight suit, jogging suits, sweat pants, shorts, skorts, culottes, sweaters, pullovers, jerseys, dress shirts, polo shirts, short sleeve shirts, body shirts, sports shirts, tuxedo shirts, formal shirts, blouses, tunics, sweat shirts, t-shirts, halter tops, tank tops, body suits, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belts, briefs, boxer shorts, bloomers, underpants, under panties, thermal underwear, brassieres, corsets, teddies, petticoats, nightgowns, night shirts, negligees, bath robes, pajamas, aprons, stockings, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, scarves, shawls, neckerchiefs, winter gloves, evening gloves, mittens, leather belts, belts for clothing made of imitation leather, belts for clothing made of fabric, belts for clothing made of vinyl, belts for clothing made of plastics, sashes, cummerbunds, swimwear, beach robes, bikinis, sarongs, ski suits, ski bibs, ski pants, thermal socks, golf shirts, golf pants, golf shorts, tennis shirts, tennis pants, tennis shorts, hats and caps, berets, leather shoes, rubber shoes, galoshes, golf shoes, hiking shoes, lace boots, bath sandals, bath slippers, half boots, boots, vinyl shoes, beach shoes, sandals, ski boots, slippers, overshoes, rain shoes, top boots, gymnastic shoes, laced shoes, espadrilles and sneakers.
118825   ANNE KLEIN II   1/6/1989   89-98   9/22/1990   201402   REGISTERED     6,9,10
17,21,25
 
 
                                   
    6 - Buckles of metal.
    9 - Gloves for protection against X-rays for industrial purposes, and gloves for protection against accidents.
    10 - Gloves for massage and gloves for medical purposes.
    17 - Insulating gloves.
    21 - Gloves for household purposes, polishing gloves, and gardening gloves.
    25 - Winter gloves, mittens, formal gloves, full dresses, trousers, evening dresses, suits, skirts, children’s clothing, overcoats, raincoats, sweaters, cardigans, dress shirts, blouses, under pants, chemise, slips, petticoats, brassieres, bathing suits, nightgowns, pajamas, negligees, stockings and belts.
 
                                   
118871   ANNE KLEIN II   12/19/1990   90-37245   12/20/1991   228905   REGISTERED     9  
    9 - OPTICAL FRAMES
118925   ANNE KLEIN II   11/6/1996   96-49465   2/6/1998   394685   REGISTERED     25,18  
    25 - LOW HEEL SHOES, BOOTS, LACED BOOTS, LEATHER SHOES, SANDALS, SLIPPERS, SHOE THONGS, RAIN SHOES, and ESPADRILLES (Local class 27)
    18 - UMBRELLAS
118870   ANNE KLEIN II (stylized)   12/19/1990   90-37244   2/22/1992   233224   REGISTERED     18  
    18 - Brief case, handbag, opera bag, satchel, traveling trunk, suitcase, boston bag, knapsack, wallets not of precious metal, name-card case, billfold, purse, checkbook clutch, cosmetic case, cosmetic pouch, credit card case, key cases of leather, key cases imitations of leather, coin purse, coin/key purse, carry-all clutch and key fob.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 89
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued ...                            
118518   ANNE KLEIN NEW YORK   10/24/2002   40-2002-48926   9/1/2004   592007   REGISTERED     9,14,18
25,03
 
 
                                   
    9 - Eyeglass frames, sunglasses, non-prescription magnifying eyeglasses, eyeglass and sun glass cases, eyeglass and sun glass chains and cords, clip-on sunglasses, anti-glare glasses, common eyeglasses, eye shades, goggles for sports, shooting glasses, binoculars        
    14 - Wrist watches, stop watches, watch fobs, pocket watches, watch bands, watch straps, watch bracelets, watch chains, watch cases; wall clocks, table clocks, alarm clocks, and clocks incorporating radios Earrings made of precious gem, necklaces made of precious gems, rings made of precious gems, bracelets made of precious gems, artificial jewelry, master clocks, atomic clocks, clocks for automobiles, electric clocks and watches, electronic clocks and watches, control clocks, chronoscopes, sundials, chronometers, chronographs, bowls made of precious metal, bowls coated with precious metal, platters made of precious metal, platters coated with precious metal, serving trays made of precious metal, serving trays coated with precious metal, chargers made of precious metal, chargers coated with precious metal, plates made of precious metal, plates coated with precious metal, mugs made of precious metal, mugs coated with precious metal, vases made of precious metal, vases coated with precious metal, canisters for kitchen purposes made of precious metal, canisters for kitchen purposes coated with precious metal, cruets made of precious metal, cruets coated with precious metal, memorial decorative trays made of precious metal, memorial decorative trays coated with precious metal, candlesticks made of precious metal, candlesticks coated with precious metal, candelabras made of precious metal, candelabras coated with precious metal, candle holders made of precious metal, candle holders coated with precious metal, candle ring made of precious metal, candle ring coated with precious metal, candle snuffers made of precious metal, candle snuffers coated with precious metal, candle trays made of precious metal, candle trays coated with precious metal, decorative jewelry boxes of precious metal, decorative jewelry boxes coated with precious metal, jewelry boxes made of precious metal, jewelry boxes coated with precious metal, jewelry cases made of precious metal, jewelry cases coated with precious metal, cigarette cases made of precious metal, cigarette cases coated with precious metal, cigarette boxes made of precious metal, cigarette boxes coated with precious metal, cigarette holders made of precious metal, cigarette holders coated with precious metal, ashtrays made of precious metal, ashtrays coated with precious metal, nutcrackers made of precious metal, nutcrackers coated with precious metal, coffee pots made of precious metal, coffee pots coated with precious metal, non-electric coffee pots made of precious metal, non-electric coffee pots coated with precious metal, tea pots made of precious metal, tea pots coated with precious metal, non-electric tea infusers made of precious metal, non-electric tea infusers coated with precious metal, tea ball made of precious metal, tea ball coated with precious metal, tea infusers made of precious metal, tea infusers coated with precious metal, serviette rings made of precious metal, serviette rings coated with precious metal, napkin ring made of precious metal, napkin ring coated with precious metal, Virgin Mary icons made of precious metal, Virgin Mary icons coated with precious metal, Buddha icons made of precious metal, Buddha icons coated with precious metal, Jesus Christ icons made of precious metal, Jesus Christ icons coated with precious metal, clutches purses of precious metal and key fobs.        
    18 - Handbags, shoulder bags, evening bags, cosmetic bags sold empty, leather strap for bags, case for toiletry items sold empty, wallets not of precious metal, billfolds not of precious metal, credit card cases, business card cases, key cases, passport cases, coin purses, clutch purses, general purpose purses, drawstring pouches, book bags, belt bags, tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather bags in the shape of an envelope for carrying personal papers, satchels, suitcases, luggage, trunks, umbrellas, and beach umbrellas        
    25 - Long coats, short coats, fur coats, overcoats, trench coats, rain coats, sporting anoraks, anoraks (except for sports anoraks), parkas, blazers, jackets, cardigans, boleros, sports coats, wind resistant jackets, fur stoles, suits, vests, one-piece dresses, two-piece dresses, caftans, evening gowns, jumpers, skirts, breeches, Paji (Korean trousers), slacks, trousers, blue jean pants, blue jean skirts, blue jean jackets, blue jean shorts, dungarees, jumpsuits, overalls, coveralls, flight suits, jogging suits, sweat pants, shorts, skorts, culottes, sweaters, pullovers, jerseys, dress shirts, polo shirts, short sleeve aloha shirts, sport shirts, formal shirts, tunics, sweatshirts, t-shirts, halter tops, tank tops, bodyshirts, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belt, briefs, boxer shorts, bloomers, underpants, under panties, thermal underwear, girdles, brassieres, corsets, corselets, teddies, nightgowns, night shirts, negligees, bath robe, pajamas, aprons, stockings, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, scarves, shawls, neckerchiefs, winter gloves, mittens, leather belts; sashes, cummerbunds, bathing caps, bathing trunks, bikini, maillot, one-piece swimsuit, bathing suits, beach robes, beachwear, sarongs, ski suits, ski bibs, ski pants, thermal socks, golf shirts, golf pants, golf shorts, tennis shirts, tennis pants, tennis shorts, hats, caps, berets, leather shoes, rubber shoes, golf shoes, shoe soles, Korean clogs, fishing boots, basketball shoes, low shoes, heels, mountaineering shoes, rugby shoes, lace boots, bath sandals, bath slippers, half-boots, insulated boots, boxing boots, vinyl shoes, beach shoes, ski boots, inner soles, soles for footwear, uppers of a shoe, heelpieces for shoes, non-slipping devices for shoes, tips for footwear, iron fittings for shoes, baseball shoes, Undong-Hwa, esparto shoes or sandals, overshoes, rain shoes, track shoes, work shoes, top boots, Gipsin (Korean traditional shoes made of straw), gymnastics shoes (for exclusive use for gymnastics), soccer shoes, laced shoes, hockey shoes, handball shoes, boots, slippers, sandals, espadrilles and sneakers.        
    03 - Eyebrow pencils, lipsticks, mascaras, mask packs, massage oils, liquid face powder, beauty bath additives, antiperspirants, bath oils, bath powder, blushers, perfumed powder, skin fresheners, eye liners, eye shadows, eau de cologne, body deodorants, lip glosses, cosmetic preparations for slimming purposes, cold cream, compact powder, cleansing cream, foundation cream, face powder, potpourris <fragrances>, hand creams, perfumes, perfumed oils, make-up powder, astringents for cosmetic purposes, cosmetic pencils, cosmetic dyes, toilet bath salts, colorants for toilet purposes and talcum powder for toilet use.        
 
                                   
195   E.P.S. EVAN-PICONE SPORT with Design       3425/1990   6/19/1991   215411   REGISTERED     45  
    45 - Clothing, namely, women’s skirts, pants, shorts, tops, jackets and knitwear, namely sweaters, white shirts and skirts, socks and hats and caps.        
201   EVAN-PICONE       19195/1990   7/26/1991   217481   REGISTERED     18  
    18 - Briefcases, name card cases, handbags, purses, cans, boxes, sacks, straw sacks, wrappers for packing containers and bottles.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 90
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued ...                            
200  
 
  EVAN-PICONE SPORT
(STYLIZED)
      2188/1991   8/18/1992   247304   REGISTERED     45  
   
 
                               
    45 - Clothing, personal ornaments, artificial flowers. Western-Style Clothes: full dress, business suits, school uniform, work clothes, trousers, evening dress, suits, skirt, children’s clothing, overcoat, raincoat, mantle.
Korean-Style Clothes: “baji” (trousers), “jugori” (Korean jacket), “chima” (Korean skirt), “duramagi” (Korean overcoat), “dongjung” (neck band), “magoza” (Korean halfcoat), “baja” (Korean vest).
Sweaters, Shirts, Underwear, Pajamas: sweater, cardigan, vest, shirt, collar, cuffs, blouses, sport shirt, polo shirt, undershirt, pants, combination, chemise, slip, petticoat, corset, brassiere, bathing suit, bathing hat, nightgown, pajamas, negligee, night cloth, uniform. Other Clothing: socks, “busuns” (Korean socks), “busun” cover, gloves (including rubber gloves, insulating rubber gloves and medical gloves), “mokdori” (Korean neck wrap), muffler, scarf, neckerchief, shawl, necktie, gaiters, apron, diaper, stockings. Masks: welding mask, gas mask, dust-proof mask, sanitary mask.
Fireproof Clothes; Hats: hat, nightcap, helmet, “kwan” (old Korean hat), “manggun” (Korean headband), “nambawi” (Korean fur hat). Evening dresses, overcoats, suits, jackets, blouses, sweaters, vests, pants, skirts, shorts, hats, scarves, stockings, socks, slips, undershirts and sleepwear.
   
 
                               
196  
 
  EVAN-PICONE SPORT
(STYLIZED)
      1440/1991   6/24/1992   241646   REGISTERED     27  
    27- Shoes, boots, slippers, shoe strings, umbrellas, canes and fans.
51  
 
  JONES & CO.   8/20/1996   96-36497   6/25/1998   406284   REGISTERED     25  
   
 
                               
    25 - Clothing, personal ornaments, artificial flowers. Western-Style Clothes: full dress, business suits, school uniform, work clothes, trousers, evening dress, suits, skirt, children’s clothing, overcoat, raincoat, mantle.
Korean-Style Clothes: “baji” (trousers), “jugori” (Korean jacket), “chima” (Korean skirt), “duramagi” (Korean overcoat), “dongjung” (neck band), “magoza” (Korean halfcoat), “baja” (Korean vest).
Sweaters, Shirts, Underwear, Pajamas: sweater, cardigan, vest, shirt, collar, cuffs, blouses, sport shirt, polo shirt, undershirt, pants, combination, chemise, slip, petticoat, corset, brassiere, bathing suit, bathing hat, nightgown, pajamas, negligee, night cloth, uniform. Other Clothing: socks, “busuns” (Korean socks), “busun” cover, gloves (including rubber gloves, insulating rubber gloves and medical gloves), “mokdori” (Korean neck wrap), muffler, scarf, neckerchief, shawl, necktie, gaiters, apron, diaper, stockings. Masks: welding mask, gas mask, dust-proof mask, sanitary mask.
Fireproof Clothes; Hats: hat, nightcap, helmet, “kwan” (old Korean hat), “manggun” (Korean headband), “nambawi” (Korean fur hat). Cloth-Made Accessories: handkerchief, towel, “bezagi” (packing cloth).
Belts: belt, suspenders, garters, “denim” (Korean garters).
Personal Ornaments: necklace, earring, bracelet, brooch, ring, necktie pin, badge, medal, buckle, ornamental ribbon, “binyu” (topknot pin), hairpin, hair net, insignia, false lock of hair, human hair, “daenggi” (Korean hair ribbon), wig, “mori shimji” (Korean paddings of hair), hair ribbon, safety pin.
Buttons: button, cuff button, press button, hook, slide fastener, magic tape.
Artificial Flower.
T30265KR00   JONES NEW YORK
COLLECTION
  12/29/2004   40200458770   10/13/2005   635037   REGISTERED     025  
   
 
                               
    025 - “rain coats”, “long coats”, “half-coats”, “dress coats”, and “topcoats”; “jeans, trousers”, and “slacks”; “evening dresses” and daytime dresses; “knit shirts”, “knit pants”, and sweaters
455  
 
  JONES NEW YORK   6/22/1992   5020037042   7/6/1993   268219   REGISTERED     25  
   
 
                               
    25 - Clothing, personal ornaments, artificial flowers.
Western-Style Clothes: full dress, business suits, school uniform, work clothes, trousers, evening dress, suits, skirt, children’s clothing, overcoat, raincoat, mantle.
Korean-Style Clothes: “baji” (trousers), “jugori” (Korean jacket), “chima” (Korean skirt), “duramagi” (Korean overcoat), “dongjung” (neck band), “magoza” (Korean halfcoat), “baja” (Korean vest).
Sweaters, Shirts, Underwear, Pajamas: sweater, cardigan, vest, shirt, collar, cuffs, blouses, sport shirt, polo shirt, undershirt, pants, combination, chemise, slip, petticoat, corset, brassiere, bathing suit, bathing hat, nightgown, pajamas, negligee, night cloth, uniform. Other Clothing: socks, “busuns” (Korean socks), “busun” cover, gloves (including rubber gloves, insulating rubber gloves and medical gloves), “mokdori” (Korean neck wrap), muffler, scarf, neckerchief, shawl, necktie, gaiters, apron, diaper, stockings.
Masks: welding mask, gas mask, dust-proof mask, sanitary mask.
Fireproof Clothes; Hats: hat, nightcap, helmet, “kwan” (old Korean hat), “manggun” (Korean headband), “nambawi” (Korean fur hat). Cloth-Made Accessories: handkerchief, towel, “bezagi” (packing cloth).
Belts: belt, suspenders, garters, “denim” (Korean garters).
Personal Ornaments: necklace, earring, bracelet, brooch, ring, necktie pin, badge, medal, buckle, ornamental ribbon, “binyu” (topknot pin), hairpin, hair net, insignia, false lock of hair, human hair, “daenggi” (Korean hair ribbon), wig, “mori shimji” (Korean paddings of hair), hair ribbon, safety pin.
Buttons: button, cuff button, press button, hook, slide fastener, magic tape.
Artificial Flower.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 91
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued ...                            
49  
 
  JONES NEW YORK DRESS   8/20/1996   96-36496   6/25/1998   406283   REGISTERED     25  
    25 - Clothing, personal ornaments, artificial flowers.
Western-Style Clothes: full dress, business suits, school uniform, work clothes, trousers, evening dress, suits, skirt, children’s clothing, overcoat, raincoat, mantle.
Korean-Style Clothes: “baji” (trousers), “jugori” (Korean jacket), “chima” (Korean skirt), “duramagi” (Korean overcoat), “dongjung” (neck band), “magoza” (Korean halfcoat), “baja” (Korean vest). Sweaters, Shirts, Underwear, Pajamas: sweater, cardigan, vest, shirt, collar, cuffs, blouses, sport shirt, polo shirt, undershirt, pants, combination, chemise, slip, petticoat, corset, brassiere, bathing suit, bathing hat, nightgown, pajamas, negligee, night cloth, uniform. Other Clothing: socks, “busuns” (Korean socks), “busun” cover, gloves (including rubber gloves, insulating rubber gloves and medical gloves), “mokdori” (Korean neck wrap), muffler, scarf, neckerchief, shawl, necktie, gaiters, apron, diaper, stockings. Masks: welding mask, gas mask, dust-proof mask, sanitary mask.
Fireproof Clothes; Hats: hat, nightcap, helmet, “kwan” (old Korean hat), “manggun” (Korean headband), “nambawi” (Korean fur hat). Cloth-Made Accessories: handkerchief, towel, “bezagi” (packing cloth).
Belts: belt, suspenders, garters, “denim” (Korean garters).
Personal Ornaments: necklace, earring, bracelet, brooch, ring, necktie pin, badge, medal, buckle, ornamental ribbon, “binyu” (topknot pin), hairpin, hair net, insignia, false lock of hair, human hair, “daenggi” (Korean hair ribbon), wig, “mori shimji” (Korean paddings of hair), hair ribbon, safety pin.
Buttons: button, cuff button, press button, hook, slide fastener, magic tape.
Artificial Flower.
   
 
                               
T30181KR00   JONES NEW YORK SIGNATURE   1/8/2004   402004871   3/6/2006   653873   REGISTERED     25,3,9
14,18
 
    25 - footwear namely, shoes, boots, sandals, sneakers and slippers Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
    3 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
    9 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
    14 - watches and jewelry
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas
   
 
                               
50  
 
  JONES NEW YORK SPORT   8/20/1996   96-36495   6/25/1998   406282   REGISTERED     25  
    25 - Clothing, personal ornaments, artificial flowers.
Western-Style Clothes: full dress, business suits, school uniform, work clothes, trousers, evening dress, suits, skirt, children’s clothing, overcoat, raincoat, mantle.
Korean-Style Clothes: “baji” (trousers), “jugori” (Korean jacket), “chima” (Korean skirt), “duramagi” (Korean overcoat), “dongjung” (neck band), “magoza” (Korean halfcoat), “baja” (Korean vest).
Sweaters, Shirts, Underwear, Pajamas: sweater, cardigan, vest, shirt, collar, cuffs, blouses, sport shirt, polo shirt, undershirt, pants, combination, chemise, slip, petticoat, corset, brassiere, bathing suit, bathing hat, nightgown, pajamas, negligee, night cloth, uniform. Other Clothing: socks, “busuns” (Korean socks), “busun” cover, gloves (including rubber gloves, insulating rubber gloves and medical gloves), “mokdori” (Korean neck wrap), muffler, scarf, neckerchief, shawl, necktie, gaiters, apron, diaper, stockings. Masks: welding mask, gas mask, dust-proof mask, sanitary mask.
Fireproof Clothes; Hats: hat, nightcap, helmet, “kwan” (old Korean hat), “manggun” (Korean headband), “nambawi” (Korean fur hat). Cloth-Made Accessories: handkerchief, towel, “bezagi” (packing cloth).
Belts: belt, suspenders, garters, “denim” (Korean garters).
Personal Ornaments: necklace, earring, bracelet, brooch, ring, necktie pin, badge, medal, buckle, ornamental ribbon, “binyu” (topknot pin), hairpin, hair net, insignia, false lock of hair, human hair, “daenggi” (Korean hair ribbon), wig, “mori shimji” (Korean paddings of hair), hair ribbon, safety pin.
Buttons: button, cuff button, press button, hook, slide fastener, magic tape.
Artificial Flower.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 92
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued ...                            
53   JONES WEAR   8/20/1996   96-36498   6/25/1998   406285   REGISTERED     25  
    25 - Clothing, personal ornaments, artificial flowers.
Western-Style Clothes: full dress, business suits, school uniform, work clothes, trousers, evening dress, suits, skirt, children’s clothing, overcoat, raincoat, mantle.
Korean-Style Clothes: “baji” (trousers), “jugori” (Korean jacket), “chima” (Korean skirt), “duramagi” (Korean overcoat), “dongjung” (neck band), “magoza” (Korean halfcoat), “baja” (Korean vest).
Sweaters, Shirts, Underwear, Pajamas: sweater, cardigan, vest, shirt, collar, cuffs, blouses, sport shirt, polo shirt, undershirt, pants, combination, chemise, slip, petticoat, corset, brassiere, bathing suit, bathing hat, nightgown, pajamas, negligee, night cloth, uniform.
Other Clothing: socks, “busuns” (Korean socks), “busun” cover, gloves (including rubber gloves, insulating rubber gloves and medical gloves), “mokdori” (Korean neck wrap), muffler, scarf, neckerchief, shawl, necktie, gaiters, apron, diaper, stockings.
Masks: welding mask, gas mask, dust-proof mask, sanitary mask.
Fireproof Clothes; Hats: hat, nightcap, helmet, “kwan” (old Korean hat), “manggun” (Korean headband), “nambawi” (Korean fur hat).
Cloth-Made Accessories: handkerchief, towel, “bezagi”(packing cloth).
Belts: belt, suspenders, garters, “denim” (Korean garters). Personal Ornaments: necklace, earring, bracelet, brooch, ring, necktie pin, badge, medal, buckle, ornamental ribbon, “binyu” (topknot pin), hairpin, hair net, insignia, false lock of hair, human hair, “daenggi” (Korean hair ribbon), wig, “mori shimji” (Korean paddings of hair), hair ribbon, safety pin.
Buttons: button, cuff button, press button, hook, slide fastener, magic tape.
Artificial Flower.
 
                                   
T30044KR00   JUDITH JACK   9/29/2001   40-2001-43444   6/17/2003   40-551301   REGISTERED     14,18,25  
    14 - Wallets of precious metal, handbags of precious metal, jewel cases of precious metal, costume jewelry, cloisonne jewelry, marcasite jewelry, silver leafs, wrought silver articles, earrings, buckles of precious metal, belt ornaments of precious metal, pins of precious metal, necktie pins, necklaces, rings, anklets, ornamental pins, charms, tie clips, bracelets, stopwatches, movements for clocks and watches, clock dials, clock hands, watch springs, watch crystals, watch chains, watch cases, clockworks, electric clocks and watches, electronic clocks and watches, wrist watches, pocket watches, key holders, and cuff links.
    18 - Sponge leather, imitation leather cloth, imitation fur, polyurethane leather, key cases of leatherwear, name card cases, knapsacks, wallets not of precious meta, brief cases, check holders, credit card cases, traveling bags, opera bags, passport cases, school bags, handbags, boxes of leather, leather straps, umbrellas and umbrella cases.
    25 - Suspenders for clothing, and leather belts.
T30044KR01   JUDITH JACK   1/15/2003   70-2003-34   4/12/2004   551301   REGISTERED     14  
    14 - Amulets Jewelry)
247389   Lion Head Design   6/16/2005   40-2005-27994   10/26/2006   683158   REGISTERED     14,25,26
18
 
    14 - Necklaces, earrings, necktie pins, medals, cuff buttons, bracelets, brooches Jewelry), rings, badges of precious metal, and buckles of precious metals
    25 - Ceremonial dresses, business suits, school uniforms, working clothes, trousers, evening dresses, suits, skirts, children’s dresses, overcoats, short coats, raincoats, mantles, jumpers, collars (attached to top border of coat), sweaters, cardigans, vests, sports shirts, white shirts, collars, cuffs, blouses, sports uniforms, polo shirts, undershirts, underpants, combinations, chemises, slips, petticoats, corsets, brassieres, swimsuits, swim caps, sleeping garments, pajamas, negligees, nightgowns, socks, stockings, winter gloves, mittens, mufflers, scarves, neckerchiefs, shawls, neckties, gaiters, aprons, sports stockings, bibs, tights, hats, night caps, crowns, hoods hemmed with fur, leather belts, suspenders for clothing, garters, shoulder belts and neckpieces
    26 – Brooches of non-precious metal (clothing accessories), badges of non-precious metal, buckles of non-precious metal (clothing accessories), insignia, ornamental ribbons, ornamental hairpins, hairpins, hair nets, pigtail ribbons, wigs, hair wicks, hair ribbons, lace (except for embroidered lace), buttons, press buttons, magic tape and slide fasteners
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
 
                                   
SPAIN                                
118980   A LINE ANNE KLEIN   3/30/1995   1957128   3/30/1995   1957128   REGISTERED     25  
    25 - Clothing, footwear, headgear.
118438   ALBERT NIPON   9/23/1983   1047073   6/5/1984   1047073   REGISTERED     25  
    25 - Clothing, footwear, and headgear.
118596   ANNE KLEIN (script)   12/3/1973   734603   12/3/1973   734603   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 93
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SPAIN continued . ..                            
260   EVAN-PICONE   7/25/1990   n/a   7/25/1990   1582239   REGISTERED     18  
    18 - Luggage, handbags, purses, attache cases, briefcases, camera bags, business and credit card cases, passport cases, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags, portfolios, key fobs and key cases.
263   EVAN-PICONE   3/7/1983   1006137   3/7/1983   1006137   REGISTERED     25  
    25 - Clothing, footwear, headgear.
464   JNY   8/24/1990   1586170   8/24/1990   1586170   REGISTERED     25  
    25 - Women’s. apparel, namely vests, t-shirts, sweaters, shorts, shirts, skirts, jackets, pull-on pants and blouses
465   JONES NEW YORK   9/19/1990   1588854   9/19/1990   1588854   REGISTERED     25  
    25 - Women’s. Junior Misses and Petites Clothing
T30044ES00   JUDITH JACK   10/10/2001   2429679   10/10/2002   2429679   REGISTERED     14  
    14 - Jewelry and watches
T30044ES01   JUDITH JACK   10/10/2001   2429680   10/10/2002   2429680   REGISTERED     18  
    18 - Handbags
T30044ES02   JUDITH JACK   10/10/2001   2429681   10/10/2002   2429681   REGISTERED     25  
    25 - Belts
T30007ES00   NAPIER (Stylized)   11/15/1979   924487   6/6/1980   924487   REGISTERED     14  
    14 - GOODS NOT LISTED.
 
                                   
SRI LANKA                            
360   JONES NEW YORK   6/16/1997   83631   5/8/2000   83631   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
359   JONES NEW YORK   6/16/1997   83632   6/16/2001   83632   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30162LK00   L.E.I.   9/9/1999   93984   4/16/2004   93984   REGISTERED     25  
    25 - Apparel footwear and headgear
T30155LK00   L.E.I. Design   8/9/1999   93983   2/23/2009   93983   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154LK01   L.E.I. LIFE ENERGY INTELLIGENCE Design   4/19/1999   92481   4/19/1999   92481   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157LK00   LIFE ENERGY INTELLIGENCE   8/9/1999   93982   8/9/1999   93982   REGISTERED     25  
    25 - Apparel footwear and headgear
 
                                   
SURINAME                            
T30007SR00   NAPIER (Stylized)   1/6/1993   13481   1/6/1993   13481   REGISTERED     14  
    14 - JEWELRY
 
                                   
SWEDEN                            
266   EVAN-PICONE   8/7/1990   90-07238   3/27/1992   231924   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
268   EVAN-PICONE SPORT (STYLIZED)   2/5/1991   91-01062   7/31/1992   238376   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30124SE00   GLORIA VANDERBILT           6/18/1993   249757   REGISTERED     24  
    24 - Home Furnishings

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 94
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SWEDEN continued ...                            
T30005SE00   RICHELIEU           7/28/1978   164239   REGISTERED     14  
    14 - All goods in International Class 14.
 
                                   
SWITZERLAND                            
118430   ALBERT NIPON   3/11/1983   1514   3/11/1983   324241   REGISTERED     3  
    3 - BLEACHING PREPARATIONS AND OTHER SUBSTANCES FOR LAUNDRY USE; CLEANING, POLISHING, SCOURING AND ABRASIVE PREPARATIONS, SOAPS; PERFUMERY, ESSENTIAL OILS, COSMETICS, HAIR LOTIONS, DENTIFRICES
118443   ALBERT NIPON   9/23/1983   5384/1983   9/23/1983   327933   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
118599   ANNE KLEIN   11/26/1973   N/A   11/26/1973   268438   REGISTERED     3,14,18
20,24,22
23,25,26
27
 
    3 - Washing and bleach; cleaning, polishing preparations, fat removing agents and sharpening preparations; soaps; perfume shops, essential oils, cosmetic products, shampoos; dentifrices; precious metals and their alloys, as well as objects thereof, and plated objects; jewelry, also of leather and imitation leather, as well as of wood, horn, bones, ivory, tortoiseshell, amber, mother of pearl and plastics; precious stones; clocks and other chronometric instruments; leather and leather imitations, as well as belts, handbags, note books, bags, cigarette holders, brief cases, purses, bank notes, cards and key cases, briefcases and cosmetic cases of leather and imitation leather, skins and furs; trunks and travelling bags, also of leather and imitation leather, umbrellas, parasols and walking sticks; whips, horse harnesses and saddlery; furniture of wood, pipe, wickerwork, plastics, leather and imitation leather, mirrors, frames; small figurines, image hoes works and decoration objects for home of wood, cork, reed, wickerwork, horn, bones, ivory,whalebone, tortoiseshell, amber, mother of pearl, meerschaum, celluloid and their substitutes or of plastics; fabrics; bed covers and table linen, textile products; clothing, including boots, shoes and slippers, also such of leather or imitation leather; carpets, mats, linoleum and other goods, as floor covering being used;
    14 -
    18 -
    20 -
    24 -
    22 -
    23 -
    25 -
    26 -
    27 -
118715   ANNE KLEIN & Lion Head Design   6/5/1990   4351/1990.1   6/5/1990   383.879   REGISTERED     25  
    25 - Clothing, footwear, headgear for wear.
118866   ANNE KLEIN II (stylized)   6/7/1990   4352/1990.3   6/7/1990   383880   REGISTERED     25  
    25 - Clothing, footwear, headgear for wear.
276   E.P.S. EVAN-PICONE SPORT with Design   1/4/1991   2104/1990.7   1/4/1991   382731   REGISTERED     25  
    25 - Clothing, footwear, headgear.
274   EVAN-PICONE   7/12/1990   5294/1990.9   9/9/1991   383956   REGISTERED     18  
    18 - handbags, purses, attache cases, briefcases, camera bags, business and credit card cases, passport cases, wallets, checkbook covers, school bags, tote bags, sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags, portfolios, key fobs
273   EVAN-PICONE   9/30/1988   6862 Ren. 236   9/30/1988   366921   REGISTERED     25  
    25 - Clothing, footwear, headgear.
277   EVAN-PICONE SPORT (STYLIZED)   1/4/1991   44/1991.1   1/4/1991   387276   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30185CH00   GLORIA VANDERBILT               390273   REGISTERED     24  
    24 - Home Furnishings
466   JNY JONES NEW YORK &   9/11/1990   66401990   9/11/1990   385270   REGISTERED     25  
    25 - Women’s apparel namely, vests, T-Shirts, Sweaters, Shorts, Shirts, Skirts, Jackets, Pull-On Pants, Blouses.
467   JONES NEW YORK   9/18/1990   688391990   9/18/1990   385933   REGISTERED     25  
    25 - Women’s, Junior Misses, and Petites apparel

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 95
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SWITZERLAND continued ...                            
T30044CH00   JUDITH JACK   9/27/2001   9455/2001   9/27/2002   495133   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Handbags
    25 - Belts
168948   KASPER   5/7/2004   53009/2004   5/7/2004   522730   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery
    25 - Clothing, footwear, headgear
T30154CH00   L.E.I. LIFE ENERGY INTELLIGENCE Design   1/11/1999   462859   7/13/2009   462859   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157CH00   LIFE ENERGY INTELLIGENCE   7/21/1999   468891   1/25/2000   468891   REGISTERED     25  
    25 - Apparel footwear and headgear
118600   Lion Head Design   8/24/1976   4086   8/24/1976   284896   REGISTERED     3,25  
    3 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps, perfumery, essential oils, cosmetics, shampoos, dentifrices.
    25 - Clothing, including boots, shoes, and slippers.
T30007CH00   NAPIER (Stylized)   12/29/1979   6594   12/28/1979   304285   REGISTERED     14  
    14 - GOODS NOT LISTED.
 
                                   
TAIWAN                            
118969   A (underscored) LINE ANNE   4/1/1994   83025749   5/31/2007   662530   REGISTERED     25  
    25 - Boots and shoes. (Local Class 41)
118985   A LINE ANNE KLEIN   4/9/1996   85015798   5/1/1997   760256   REGISTERED     25  
    25 - Jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, trousers, jeans, t-shirts, skirts, jumpsuits, sweaters, cardigans, belts, lingerie, neckties, scarves and ascots, overalls, gloves, scarves, hosiery, stockings (knee-high and thigh-high), pantyhose, tights, socks, leggings, swimwear; hats and headbands; and footwear (including shoes, boots and slippers), except children’s footwear.
T30276TW02   AK ANNE KLEIN   10/26/2006   095053950   7/1/2007   1270156   REGISTERED     03,09  
    03 - Fragrances and Cosmetics
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
247184   AK ANNE KLEIN   6/9/2005   94027521   6/1/2006   1212352   REGISTERED     35  
    35 - Advertising and publicity services; retailing services relating to clothing, footwear and headgear; goods made of leather and imitation leather including trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harnesses and saddlery; precious metals, diamonds pearls, jade, coral rock crystal carnelian, precious stones, necklaces, pins, bracelets, earrings, bangles, pendants, wrist chains, rings, neck chains, watches, watch bands, watch straps, clocks and table clocks, and parts and fittings for the aforesaid goods; scarf clips; online retail services in relation to the aforesaid goods; online shopping services; mail order services; online advertising and publicity
247183   AK ANNE KLEIN   6/9/2005   94027520   4/16/2006   1200130   REGISTERED     25  
    25 - Clothing, boots, shoes, sneakers, athletic shoes, slippers, sandals and espadrilles, hats, caps, berets, and bandanas; belts, scarves, neckties, socks and stockings
247182   AK ANNE KLEIN   6/9/2005   94027519   3/16/2006   1200020   REGISTERED     18  
    18 - Leather and imitations of leather; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
118384   ALBERT NIPON   10/15/1992   81051610   6/1/1993   599443   REGISTERED     3  
    3 - Perfume and cologne. (Local Class 6)
118755   ANNE KLEIN   8/13/1993   82039728   3/16/1994   637173   REGISTERED     14  
    14 - PRECIOUS METALS, DIAMONDS, PEARLS, JADE, CORAL, ROCK CRYSTAL, CARNELIAN, PRECIOUS STONES, NECKLACES, PINS, BRACELETS, EARRINGS, BANGLES, PENDANTS, WRIST CHAINS, RINGS, NECK CHAINS (Local class 56)

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 96
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued ...                                
118654  
 
  ANNE KLEIN   4/27/1987   76(022085)   9/1/1988   411973   REGISTERED     25  
    25 - CLOTHING (Local class 40)
118754  
 
  ANNE KLEIN   8/13/1993   82039737   3/1/1994   634914   REGISTERED     25  
    25 - Shoes. (Local Class 41 )
118789  
 
  ANNE KLEIN   9/12/1996   85046033   9/16/1997   776798   REGISTERED     25  
    25 - CLOTHING FOR MEN, WOMEN AND CHILDREN, NAMELY COATS, SUITS, JACKETS, PANTS, SHIRTS, BLOUSES, DRESSES, SWEATERS, BELTS, SKIRTS, CULOTIES, VESTS, SCARVES, MUFFLERS, SHAWLS, GLOVES, CAMISOLES, SWIMWEAR, HOSIERY (INCLUDING STOCKINGS, PANTYHOSE, KNEE-HIGH AND THIGH-HIGH STOCKINGS, CUT-AND- SEWN SPECIALTY TIGHTS OR STOCKINGS AND SOCKS), SHOES, SANDALS, BOOTS, SLIPPERS, HOODS, HATS, CAPS, BERETS AND COWLS
118801  
 
  ANNE KLEIN   7/31/1997   86039490   10/16/1998   822012   REGISTERED     14  
    14 - Watches, watch bands, watch straps, clocks and table clocks, and parts and fittings for all the aforesaid goods, and scarf clips.
118753  
 
  ANNE KLEIN   8/13/1993   82039727   2/16/1994   632611   REGISTERED     25  
    25 - HOSIERY (Local class 39)
118841  
 
  ANNE KLEIN   9/20/1993   82046799   7/1/1995   76607   REGISTERED     35  
    35 - SERVICE IN IMPORT-EXPORT TRADING AND AGENT FOR QUOTATIONS, TENDERS AND SALES OF VARIOUS PRODUCTS FOR DOMESTIC AND FOREIGN MANUFACTURES
118758  
 
  ANNE KLEIN (CHINESE CHARACTERS - ENGLISH TRANSLATION ELEGANT COURT LADY   9/20/1993   82046798   7/1/1995   76657   REGISTERED     8  
    8 - SERVICE IN IMPORT-EXPORT TRADING AND AGENT FOR QUOTATIONS, TENDERS AND SALES OF VARIOUS PRODUCTS FOR DOMESTIC AND FOREIGN MANUFACTURES
118463  
 
  ANNE KLEIN 2 Logo   7/19/2000   89041557   9/16/2001   961645   REGISTERED     25  
    25 - Coats, overcoats, trench coats, raincoats, anoraks, parkas, blazers, jackets, cardigans, boleros, sport coats, wind resistant jackets, fur stoles, suits, vests, dresses, caftans, evening gowns, jumpers, skirts, pants, slacks, trousers, jeans, dungarees, jumpsuits, overalls, coveralls, flight suits, jogging suits, sweat pants, shorts, skorts, culottes, sweaters, pullovers, jerseys, shirts, formal shirts, blouses, tunics, sweatshirts, t-shirts, halter tops, tank tops, bodysuits, unitards, camisoles, chemises, undershirts, slips, bustiers, garter belts, briefs, boxer shorts, bloomers, underpants, panties, thermal underwear, lingerie, nightgowns, night shirts, negligees, robes, pajamas, aprons, hosiery, pantyhose, tights, knee high stockings, leg warmers, leggings, socks, neckties, bow ties, ascots, pocket squares, scarves, shawls, neckerchiefs, gloves and mittens for clothing use, belts (clothing), sashes, cummerbunds, swimwear, bathing suits, beach robes, beachwear, sarongs, ski suits, ski bibs, ski pants, thermal socks, golf shirts, golf pants, golf shorts, tennis shirts, tennis pants, tennis shorts, hats, caps, berets, shoes, boots, slippers, sandals, espadrilles, sneakers.
118642  
 
  ANNE KLEIN II   7/31/1997   86039491   10/16/1998   821946   REGISTERED     14  
    14 - WATCHES, WATCH BANDS, WATCH STRAPS, CLOCKS AND TABLE CLOCKS AND PARTS AND FITTINGS FOR ALL THE AFORESAID GOODS, AND SCARF CLIPS
118659  
 
  ANNE KLEIN II   11/18/1986   75/056079   6/16/1987   368262   REGISTERED     43  
    43 - HATS AND CAPS
118658  
 
  ANNE KLEIN II   11/18/1986   75/056073   6/1/1987   367297   REGISTERED     62  
    62 - PRECIOUS METALS, DIAMONDS, PEARLS, JADE, CORAL, ROCK CRYSTAL, CARNELIAN, PRECIOUS STONES, NECKLACES, PINS, BRACELETS, EARRINGS, BANGLES, PENDANTS, WRIST CHAINS, RINGS, NECK CHAINS
118657  
 
  ANNE KLEIN II   11/18/1986   75056076   6/1/1987   367007   REGISTERED     48  
    48 - BOOTS AND SHOES
118660  
 
  ANNE KLEIN II   11/18/1986   75/056077   6/16/1987   368489   REGISTERED     25  
    25 - HOSIERY AND PANTY HOSES (local class 47)
118923  
 
  ANNE KLEIN II   8/6/1996   85038720   1/1/1998   791364   REGISTERED     25  
    25 - CLOTHING FOR MEN, WOMEN AND CHILDREN, NAMELY COATS, SUITS, JACKETS, PANTS, SHIRTS, BLOUSES, DRESSES, SWEATERS, BELTS, SKIRTS, CULOTTES, VESTS, SCARVES, MUFFLERS, SHAWLS, GLOVES, CAMISOLES, SWIMWEAR, HOSIERY (INCLUDING STOCKINGS, PANTYHOSE, KNEE-HIGH AND THIGH-HIGH STOCKINGS, BOOTS, SLIPPERS, HOODS, HATS, CAPS, BERETS, AND COWLS.
118661  
 
  ANNE KLEIN II   11/18/1986   75/056075   7/1/1987   369278   REGISTERED     18  
    18 - HANDBAGS, TRAVELING BAGS, WALLETS, LEATHER BAGS, PURSES, LEATHER SACKS, POCKET WALLETS, KEY CASES, COSMETIC BAGS, SHOULDER BAGS

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 97
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued ...                                
118656  
 
  ANNE KLEIN II   11/18/1986   75/056078   6/11/1987   366953   REGISTERED     25,28  
    25 - GLOVES FOR CLOTHING USE AND PROTECTION AGAINST COLD;
    28 - GLOVES FOR SPORTING USE
118662  
 
  ANNE KLEIN II   11/18/1986   75/056072   6/15/1987   368568   REGISTERED     18  
    18 - ALL KINDS OF UMBRELLAS (Local class 51)
118820  
 
  ANNE KLEIN II (ENGLISH AND CHINESE CHARACTERS)   8/4/1986   75/037946   3/11/1987   357845   REGISTERED     25  
    25 - Clothing
T30276TW00  
 
  ANNE KLEIN NEWYORK   10/26/2006   095053948   8/1/2007   1273751   REGISTERED     03,09,14
18,25
 
    03 - Fragrances and Cosmetics
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
    14 - Jewelry and Watches
    18 - Handbags and small leather goods
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30107TW00  
 
  ERIKA   1/20/2004   93002857   10/1/2004   1121823   REGISTERED     25  
    25 - blouses, shirts, pullovers, sweaters, pants, shorts, skirts, dresses, vests, Jackets, coats and shoes
T30108TW00  
 
  ERIKA COLLECTION   1/20/2004   93002858   10/1/2004   1121824   REGISTERED     25  
    25 - blouses, shirts, pullovers, sweaters, pants, shorts, skirts, dresses, vests, jackets, coats and shoes
67  
 
  EVAN-PICONE   11/18/1982   37341/71   5/16/1983   211653   REGISTERED     44  
    44 - Clothes and articles of clothing not included in other classes and other commodities properly belonging to this class
62  
 
  EVAN-PICONE   11/18/1982   37340/71   5/16/1983   211760   REGISTERED     48  
    48 - Boots, shoes. and other commodities properly belonging to this class
65  
 
  EVAN-PICONE   7/16/1990   79-30890   4/1/1991   518930   REGISTERED     43  
    43 - Luggage, bags, handbags, purses, suitcases, briefcases, camera bags, pocket wallets, School bags, big hand bags, sport bags, camp bags, beach bags, traveling bags, make-up bags, brief bags and key bags
64  
 
  EVAN-PICONE   12/7/1981   40777/70   7/1/1982   182270   REGISTERED     6  
    6 - Cosmetics, perfumes, covering emulsions, lotions, creams, moisturizers, toners, nail enamels, nail hardener, base coat, top coat, cuticle creams, cuticle remover, nail enamel remover, lip gloss, lipstick, lipstick brushes, lip color pencils, eye shadow, eye creams, mascara, mascara remover, eye liner, eye-brow pencils, theatrical make-up, liquid make-up, pressed powder compacts, talcum powder, shaving foam, after shave lotions, moisturizers, hair preparations, perfumed bath oils, bath powders, and other commodities properly belonging in
56  
 
  EVAN-PICONE   8/21/2002   91035901   5/6/2003   1043009   REGISTERED     05  
    05 - Deodorants not for personal use, medicated hair tonics and fragrance preparations
63  
 
  EVAN-PICONE   8/21/2002   91035902   11/16/2003   1064806   REGISTERED     03  
    03 - Fragrances sprays for human bodies soaps, creams, lotions and creams, moisturizers, sun tanning lotions and shampoos for human bodies; cosmetic products, namely, face and body powders, foundation, lipstick, lip pencils, blush, eyeshadow, eyecream, eyeliner, mascara and eyebrow pencils.
60  
 
  EVAN-PICONE   8/21/2002   91035900   6/1/2003   1045660   REGISTERED     14  
    14 - Precious metals, diamonds, jade, corral, crystals, agates, jewels, minerals not included in other classes, articles and imitations thereof covering bracelets, rings and necklaces and other commodities properly belonging in this class.
T30124TW00  
 
  GLO   11/10/2004   93052000   9/1/2005   1171309   REGISTERED     25  
    25 - socks, hosiery, panty hoses and stockings
T30200TW00  
 
  JEANSTAR   11/2/2004   93050591   8/1/2005   1166823   REGISTERED     025  
    025 - Class 25 - pants, jeans, jumpsuits, shorts, shirts, sweaters, sweatshirts, jogging suits, sports coats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, footwear, blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, briefs, bras
382  
 
  JONES NEW YORK   6/13/1997   86029496   1/16/1999   835883   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 98
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued ...                                
T00103TW04  
 
  JONES NEW YORK   12/4/2006   95060528   10/1/2007   1282247   REGISTERED     25  
    25 - clothing; skirts; suits; trousers; shirts; dresses; outer clothing; sweaters; business suit; outer clothing for sports; vests; jackets; underwear; scarves; head kerchief; mantillas; neckties; bow ties; hosiery; boots; shoes
T30203TW00  
 
  JONES NEW YORK   12/28/2004   93059971   9/16/2006   01228814   REGISTERED     025  
    025 - jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; //knit shirts, knit skirts“J
T30181TW00  
 
  JONES NEW YORK SIGNATURE   12/12/2003   92071642   11/16/2004   1128390   REGISTERED     03,09,14
18,25
 
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
    09 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.
    14 - watches and jewelry
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport cases; umbrellas
    25 - Apparel and footwear
T30044TW00  
 
  JUDITH JACK   9/27/2001   90039779   6/16/2002   1002279   REGISTERED     14  
    14 - Watches and jewelry
T30044TW01  
 
  JUDITH JACK   9/26/2001   90039780   11/16/2002   1023455   REGISTERED     18  
    18 - Handbags
T30044TW02  
 
  JUDITH JACK   9/26/2001   90039781   11/1/2002   1021158   REGISTERED     25  
    25 - Belts (clothing)
T30110TW00  
 
  JUDITH JACK in Chinese                            
   
 
  Characters   11/28/2001   90048516   8/1/2002   1009598   REGISTERED     14  
    14 - Watches and Jewelry
T30110TW01  
 
  Judith Jack in Chinese Characters   11/28/2001   90048517   1/3/2003   1035191   REGISTERED     18  
    18 - Handbags
T30110TW02  
 
  Judith Jack in Chinese Characters   11/28/2001   90048518   11/16/2002   1023858   REGISTERED     25  
    25 - Belts (clothing).
T30162TW00  
 
  LEI.   7/23/1999   88036128   7/31/2002   1011987   REGISTERED     25  
    25 - Apparel footwear and headgear
T30155TW00  
 
  LEI. Design   7/23/1999   88036129   9/16/2002   1011988   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154TW02  
 
  LEI. LIFE ENERGY INTELLIGENCE Design   1/18/1999   88001890   8/1/2002   1009918   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157TW00  
 
  LIFE ENERGY INTELLIGENCE   7/23/1999   88036127   8/16/2002   1011986   REGISTERED     25  
    25 - Apparel footwear and headgear
118663  
 
  Lion Head Design   1/10/1987   76/001140   11/15/1987   382726   REGISTERED     25  
    25 - ALL KINDS OF CLOTHING (Local class 44)
T30171TW00  
 
  NAPIER (Stylized)           11/16/1994   660772   REGISTERED     056  
    056 - Jewelry made of precious and semi-precious materials, precious metals, diamonds brooch, ring, necklace, bracelet, and earring.
T00168TW00  
 
  PICONE   3/20/2002   91006454   3/1/2003   1035491   REGISTERED     25  
    25 - Dresses, suits, shorts, blouses, shirts, pants, skirts, coats, shoes, boots, slippers, gloves for clothing/warming, hats, hosiery, swim-suits, nightgowns, pajamas, bras, and panties.

 


 

                 
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 99
                                     
REFERENCE       MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued ...                                
576  
 
  X-AM           10/16/1994   658687   REGISTERED     25  
    25 - Clothing, footwear, headgear.
   
 
                               
THAILAND  
 
                               
118981  
 
  A LINE ANNE KLEIN   6/12/1995   287268   6/12/1995   287268/TM87774   REGISTERED     25  
    25 - Jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, suits, trousers, pants, jeans, shorts, t-shirts, skirts, jumpsuits, sweaters, cardigans, belts, lingerie, mufflers, ascots and ties, overalls, gloves, scarves, stockings (knee-high and thigh-high), pantyhose, tights, socks, leggings, leotards, swimwear, jumpers, capes, vests, collars, chemises, slips, petticoats, pajamas, negligees, nightgowns, tank tops, camisoles, pullovers, bodysuits, stoles; boots, shoes, athletic footwear, slippers, except footwear for children; caps, hats and
247187  
 
  AK ANNE KLEIN   6/9/2005   593000   10/10/2006   31461   REGISTERED     35  
    35 - Advertising and publicity services; Bringing together various kinds of goods to conveniently view and purchase for buyers; on-line services relating to advertising and publicity; providing business information through the internet
247186  
 
  AK ANNE KLEIN   6/9/2005   592999   8/29/2006   247378   REGISTERED     25  
    25 - Jackets, coats, parkas, raincoats, blazers, blouses, shirts, dresses, suits, trousers, pants (except underpants and sports pants), jeans, shorts, t-shirts, skirts, jumpsuits, sweaters, cardigans, belts, lingerie, mufflers, ascots and ties, overalls, gloves, scarves, stockings (knee-high and thigh-high), pantyhose, tights, socks, leggings, leotards, swimwear, jumpers, capes, vests, collars, chemises, slips, petticoats, pajamas, negligees, nightgowns, tank tops, camisoles, pullovers, bodysuits, stoles; boots, shoes including sport shoes, slippers;
247185  
 
  AK ANNE KLEIN   6/9/2005   592998   3/21/2007   258103   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
T30354TH03  
 
  AK ANNE KLEIN   10/7/2006   644124   10/6/2006   TM271681   REGISTERED     03  
    03 - Fragrances and Cosmetics
T30354TH05  
 
  AK ANNE KLEIN   10/10/2006   644126   11/6/2006   644126   REGISTERED     14  
    14 - Jewelry and Watches
124240  
 
  ALBERT NIPON   4/17/2003   516056   4/17/2003   516056/TM205256   REGISTERED     3  
    3 - Perfumery, eau de cologne, essential oils, soaps, bath salts, skin creams, preparations (cosmetics) for skin care, eyebrow pencils, false eyelashes, eye shadows, eye pencils, lipsticks, rouge, face powders, mascara, lip pencils, nail polish, pomades, preparations (cosmetics) for hair care, hair shampoos, hair conditioners, talcum powder, sunscreen preparations (cosmetics), and toothpaste.
118785  
 
  ANNE KLEIN   11/24/1994   276395   11/24/1994   276395/SM3828   REGISTERED     35  
    35 - Retail store services
118756  
 
  ANNE KLEIN   12/16/1993   257449   12/16/1993   257449/TM21892   REGISTERED     18  
    18 - Billfolds, wallets, purses, checkbook clutches, cosmetic cases, credit card cases, key cases, cosmetic pouches, coin purses, carry-all clutches, coin/key purses, secretaries, key fobs and handbags.
118745  
 
  ANNE KLEIN   7/19/1993   248666   7/19/1993   248666/TM18324   REGISTERED     14  
    14 - Earrings, bracelets, pendants, pins, necklaces, neck chains, scarf clips, barrettes, pony tail holders, jewelry headbands, chain belts, key rings, dress bracelet watches, sport bracelet watches, bangle bracelet watches, pendant (i.e. necklace) watches with chains; leather watchbands, and leather straps.
118701  
 
  ANNE KLEIN & Lion Head Design   7/18/1990   204618   7/18/1990   425460/TM137252   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, dresses, blouses, sweaters, belts, gloves, shawls, scarves, mufflers, swimwear and hosiery, including stockings, pantyhose, knee-high and thigh-high stockings, cut and sewn specialty tights (or stockings) and socks, hats, caps, berets, hoods, cowls, and earmuffs, shoes, boots, sandals, slippers, galoshes, sneakers and sport shoes.
118821  
 
  ANNE KLEIN II   9/3/1987   168820   9/3/1987   341801/TM63619   REGISTERED     25  
    25 - Coats, suits, jackets, pants, shirts, blouses, dresses, sweaters, belts (for clothing), skirts, culottes, vests, scarves, mufflers, shawls, gloves, pocket squares, camisoles, swimwear, stockings, pantyhose, knee high and thigh high stockings, cut and sewn specialty tights or stockings and socks, hoods and knitted headwear, shoes (excluding sport shoes), loafers, espadrilles, pumps, slingbacks, thongs, clogs, sandals, boots and slippers.
T30276THOO  
 
  ANNE KLEIN NEW YORK   10/7/2006   644129   10/6/2006   TM271680   REGISTERED     03  
    03 - Fragrances and Cosmetics

 


 

                                     
Owner Trademark Report by Mark                       Printed: 5/7/2009   Page 100  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
THAILAND continued ...                                
T30276TH02   ANNE KLEIN NEW YORK   10/7/2006   644131   1/8/2008   274198   REGISTERED     14  
    14 - Jewelry and Watches
T30276TH03   ANNE KLEIN NEW YORK   10/7/2006   644132   10/24/2007   644132   REGISTERED     18  
    18 - Handbags and small leather goods
T30276TH04   ANNE KLEIN NEW YORK   10/7/2006   644133   11/6/2006   644133   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30107TH00   ERIKA   1/31/2005   580249   1/30/2005   Kor253231   REGISTERED     25  
    25 - “upper outer garments (not being inner or sports garments), inner upper garments, pants (not being inner sports pants), sport upper garments, inner pants, sport pants, underwear, sleepwear, dresses, suits, skirts, wristbands, scarves, shawls, ties, gloves, socks, stockings, shoes (not being sport shoes), sports shoes, hats, headbands and belts”.
279   EVAN-PICONE   7/16/1990   423525   7/16/1990   Kor118608   REGISTERED     37  
    37 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
280   EVAN-PICONE   10/13/1981   120435   10/13/1981   46712   REGISTERED     38  
    38 - Clothing, footwear, headgear.
278   EVAN-PICONE   7/16/1990   423526   7/16/1990   Kor118607   REGISTERED     50  
    50 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30045TH00   JJ and DEVICE   11/9/1988   373337   11/9/1988   Kor 897545   REGISTERED     14  
    14 - GOLD AND SILVER JEWELRY
402   JONES NEW YORK   7/24/1997   339468   7/24/1999   Kor84692   REGISTERED     25  
    25 - skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, socks, tights, pantyhose, nylon stockings, shoes, boots, sandals, slippers, slacks, pants, (except for sport pants), sport coats, ties, shawls.
383   JONES NEW YORK   7/24/1997   339467   7/24/1999   Kor 84691   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30203TH00   JONES NEW YORK   12/28/2004   577433   12/28/2004   Kor226096   REGISTERED     025  
    025 - jackets; coats; pants (not being inner pants or sports pants); skirts; dresses; blouses; I/knit shirts, knit skirts”./
T30181TH00   JONES NEW YORK SIGNATURE   1/9/2004   541155   1/8/2004   Kor210792   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils
T30181TH01   JONES NEW YORK SIGNATURE   1/9/2004   541156   11/17/2004   Kor205642   REGISTERED     09  
    09 - eye wear
T30181TH02   JONES NEW YORK SIGNATURE   1/9/2004   511157   1/10/2005   Kor207816   REGISTERED     14  
    14 - watches and jewelry
T30181TH03   JONES NEW YORK SIGNATURE   1/912004   541159   1/9/2004   Kor214180   REGISTERED     18  
    18 - handbags and leather straps
T30181TH04   JONES NEW YORK SIGNATURE   1/9/2004   541160   1/9/2004   Kor2124336   REGISTERED     25  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
T30046TH00   JUDITH JACK THAILAND AND JJ AND DESIGN   7/20/1994   268946   7/20/1994   Kor36217   REGISTERED     14  
    14 - RINGS, BROOCHES, EARRINGS, NECKLACES, BRACELETS, PENDANTS MADE OF GOLD, SILVER AND PLATINUM AND TRINKETS OF JEWELRY.
T30162TH00   L.E.I.   9/1/1999   Kor11949   9/1/1999   Kor11949   REGISTERED     25  
    25 - Apparel footwear and headgear

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 101  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
THAILAND continued ...                                
T30155TH00   L.E.I. Design   2/23/1999   na   2/23/1999   Kor122039   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154TH07   L.E.I. LIFE ENERGY   5/10/2001   na   5/10/2001   Kor133870   REGISTERED     25  
   
 
  INTELLIGENCE Design                            
    25 - Apparel footwear and headgear
118757   Lion Head Design   7/19/1993   248667   7/19/1993   248667/TM19067   REGISTERED     14  
    14 - Earrings, bracelets, pendants, pins, necklaces, neck chains, scarf clips, barrettes, pony tail holders, jewelry headbands, chain belts, key rings, dress bracelet watches, sport bracelet watches, bangle bracelet watches, pendant (i.e. necklace) watches with chains; leather watchbands, and leather straps.
118746   Lion Head Design   12/16/1993   257450   12/16/1993   257450/TM20132   REGISTERED     18  
    18 - Billfolds, wallets, purses, checkbook clutches, cosmetic cases, credit card cases, key cases, cosmetic pouches, coin purses, carry-all clutches, coin/key purses, secretaries, key fobs and handbags.
T30005TH00   NAPIER   12/3/1987   347235   9/1/1988   Kor66244   REGISTERED     14  
    14 - JEWELRY MADE OF GOLD, JEWELRY MADE OF SILVER, JEWELRY MADE OF PLATINUM, PERSONAL ORNAMENTS MADE OF JEWELRY, TRINKETS, SEMI-PRECIOUS STONES, BRACELETS, EARRINGS, RINGS MADE OF PRECIOUS METAL, PASTE DIAMONDS, PERSONAL ORNAMENTS IMITATED OF [PRECIOUS METAL, PERSONAL ORNAMENTS IMITATE OF JEWELRY MADE OF GOLD, AND PERSONAL ORNAMENTS MADE OF GOLD AND SILVER PLATED.
 
TRINIDAD & TOBAGO
T30276TT00   AK ANNE KLEIN   11/30/2006   38026   11/30/2006   38026   REGISTERED     3,9,14
18,25
 
    3 -
    9 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
   
14 -
                               
   
18 -
                               
   
25 -
                               
 
TURKEY                                
118974   A LINE & DESIGN   12/26/1994   45547/94   12/26/1994   158184   REGISTERED     14,18,25  
    14 - Jewelry and all types and kinds of watches and clocks.
    18 - Pocketbooks; cosmetic cases made of leather or imitations thereof, clutches, purses, money bags, wallets, rucksacks, billfolds, credit card cases, checkbook holders, key cases, pouches, travel kits and passport cases.
    25 - Clothing, especially coats, raincoats, suits, skirts, jackets, cardigans, bomber jackets, baseball jackets, parkas, blazers, trousers, shirts, T-shirts, jeans, overalls, dresses, camisoles, blouses, sweaters, belts-hangers, gloves, scarves, foulards, neckwear, shawls, swimwear (swimsuits, sports, towel clothing, bonnets, sea shoes), knit leggings (gaiters), socks and stockings (short, long, normal socks and pantyhose), tights, shoes, boots, high-boots and sporting shoes for sporting, slippers, hats, casquettes, caps, sun visors.
T30276TR00   AK ANNE KLEIN   8/21/2006   040431   8/21/2006   040431   REGISTERED     18,25,35  
    18 - Leather goods
    25 - Clothing, footwear
    35 - Advertising and business services
118743   ANNE KLEIN   5/10/1993   38615/93   5/10/1993   143371   REGISTERED     14,18,25
16
 
    14 - Jewelry and all types and kinds of watches and clocks.
    18 - Cosmetic cases made of leather or imitations thereof, clutches, purses, money bags, wallets, rucksacks, billfolds, credit card cases, checkbook holders, key cases, pouches, travel kits and passport cases.
    25 - Clothing, especially coats, suits, jackets, trousers, shirts, dresses, blouses, sweaters, belts, gloves, scarves, foulards, mufflers, shawls, swimwear (swimsuits, shorts, towel clothing, bonnets, seawear), socks and stockings (short, long, normal socks and pantyhose), tights, footwear, boots, high boots and sporting shoes for sporting, slippers, hats, casquettes, caps, sun visors.
    16 - Pocketbooks.

 


 

                                     
Owner Trademark Report by Mark                   Printed:517/2009   Page 102  
 
REFERENCE   MARK     FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TURKEY continued ...                                
118863   ANNE KLEIN" (stylized)   8/10/1990   51601/90   8/10/1990   123951   REGISTERED     3,9,14  
   
 
                            18,25  
    3 - Perfumed or odorless and/or colored or uncolored soaps; cosmetics (creams, emulsions, lotions, gels and oils, face masks, make-up powders for bath and hygienic purposes), deodorant soaps, bath and shower preparations (salts, foams, oils, gels), depilatories, deodorizers and antiperspirants, hair care preparations (waving, straightening, fixing, cleaning), hair creams and balsams, hair sprays, brilliants (forming and protecting), shaving creams and foams, lotions, face and eyes make-up and cleansing preparations thereof, lipsticks, preparations for nail care and embellishment (nail polish and similar and polish removers), external personal hygienic preparations, sunbath preparations, suntan preparations, preparations against skin wrinkles, dentifrices and toothpastes and tablets and liquids cleaning for tooth prosthesis; perfumery (essential oils, eau de colognes, lotions, eau de toilettes, eau de colognes sprays), body creams.
    9 - Sunglasses, ophthalmic eyeglass frames, ophthalmic sunglass frames and their glass.
    14 - Jewelry (made of precious metals or their coated or precious stones therewith (diamond, ruby, pearl, emerald, brilliant, agate, garnet, sapphire), earring, ring, bracelet, watch chains, watch bracelets, watch holders, brooch, clasp, pendant, chain, necklace, buckles, name tag, medallions.
    18 - Wallets, portfolio, purses, billfolds, checkbook clutches, key cases, cosmetic bags, cosmetic pouches, coin purses, carry-all clutches, coin/key purses, secretaries, key chains, key fobs, brief cases, handbags made from leather or imitations of leather.
    25 - Clothing, particularly suits, jackets, trousers, skirts, culottes, dresses, tailleurs, vests, shirts, undershirts, combinations, blouses, T-shirts, sweaters, belts, hangers, gloves, scarves, foulards, mufflers, shawls, hoods, pocket squares, swimwear, towels, towel dresses, bonnets, beach shoes, socks and hats, caps, sun-visors.
T30276TR01   ANNE KLEIN NEW YORK   1/18/2006   2007001527   1/18/2007   2007001527   REGISTERED     18,25,35  
   
 
                            3,9  
    18 - Leather goods
    25 - Clothing, footwear
    35 - Advertising and business services
    3- 
    9- 
284   EVAN-PICONE   11/9/1981   101556   11/9/1981   133760   REGISTERED     25  
    25 - Skirts, suits, slacks, shorts, blouses, dresses, coats for women and misses
365   JONES NEW YORK   9/5/1997   9713202   9/5/1997   97013202   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    Clothing, footwear, headgear.
25 -
T00103TR01   JONES NEW YORK   7/23/2004   23104   7/23/2004   23104   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related
T30162TR00   L.E.I.   8/3/1999   na   8/3/1999   1999012678   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154TR02   L.E.I. LIFE ENERGY   2/2/1999   na   2/2/1999   205990   REGISTERED     25  
   
 
  INTELLIGENCE Design                            
    25 - Apparel footwear and headgear
T30162TR01   L.E.I. Design   8/3/1999   na   8/3/1999   1999012679   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157TR00   LIFE ENERGY INTELLIGENCE   8/3/1999   na   8/3/1999   1999012677   REGISTERED     25  
    25 - Apparel footwear and headgear
118  
744
  Lion Head Design   5/10/1993   38616/93   5/10/1993   143372   REGISTERED     14,18,25
16
 
    14 - Jewelry and all types and kinds of watches and clocks.
    18 - Cosmetic cases made of leather or imitations thereof, clutches, purses, money bags, wallets, rucksacks, billfolds, credit card cases, checkbook holders, key cases, pouches, travel kits and passport cases.
    25 - Clothing, especially coats, suits, jackets, trousers, shirts, dresses, blouses, sweaters, belts, gloves, scarves, foulards, mufflers, shawls, swimwear (swimsuits, shorts, towel clothing, bonnets, seawear), socks and stockings (short, long, normal socks and pantyhose), tights, footwear, boots, high boots and sporting shoes for sporting, slippers, hats, casquettes, caps, sun visors.
    16 - Pocketbooks.
TURKS & CAICOS                                

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 103  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TURKS & CA/COS continued ...
T30044TC00   JUDITH JACK   1/3/2002   12666   1/3/2002   12666   REGISTERED     14  
    14 - All goods listed in class to include watches and jewelry
T30044TC01   JUDITH JACK   1/3/2002   12667   1/3/2002   12667   REGISTERED     18  
    18 - All goods listed in Class 18 to include “Handbags”.
T30044TC02   JUDITH JACK   1/3/2002   12668   1/3/2002   12668   REGISTERED     25  
    25 - All goods listed in Class to include “belts”.
UKRAINE
118768   ANNE KLEIN   1/28/1994   94010395IT   1/28/1994   11549   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30162UA00   L.E.I.   7/22/1999   na   7/22/1999   26377   REGISTERED     25  
    25 - Apparel footwear and headgear
T30154UA00   L.E.I. LIFE ENERGY   7/15/1999   99072485   10/15/2002   27359   REGISTERED     25  
   
 
  INTELLIGENCE Design                            
    25 - Apparel footwear and headgear
T30162UA01   L.E.I. Design   7/22/1999   na   7/22/1999   26375   REGISTERED     25  
    25 - Apparel footwear and headgear
T30157UA00   LIFE ENERGY INTELLIGENCE   7/22/1999   na   7/22/1999   26376   REGISTERED     25  
    25 - Apparel footwear and headgear
UNITED ARAB EMR
247188   AK ANNE KLEIN   6/21/2005   70605   3/19/2006   58869   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; handbags, shoulder bags, evening bags, cosmetic bags (sold empty), cosmetic cases (sold empty), cosmetic pouches (sold empty), grooming kits (sold empty), leather shoulder belts, wallets, billfolds, credit card cases, business card cases, key cases, key fobs, passport cases, coin purses, coin/key purses, carry-all clutches, check book clutches, clutch purses, general purpose purses, pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, attache cases, briefcases, briefcase type portfolios, leather envelopes for carrying personal papers, secretaries, satchels, suitcases, luggage, trunks; umbrellas, beach umbrellas, parasols and walking sticks
T30354AE03   AK ANNE KLEIN   10/30/2006   86810   4/7/2008   87268   REGISTERED     3  
   
3-
                               
T30354AE04   AK ANNE KLEIN   10/30/2006   86811   3/2/2008   86660   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30354AE05   AK ANNE KLEIN   10/30/2006   86812   3/2/2008   86658   REGISTERED     14  
    14 - Jewelry and Watches
118804   ANNE KLEIN   6/29/1998   27405   5/9/1999   22126   REGISTERED     25  
    25 - Coats, suits, jackets, blazers, vests, pants, shorts, shirts, dresses, skirts, blouses, cardigans, belts, gloves, ties, leggings, scarves, ear muffs, shawls, dressing gowns, bathing suits, hosiery (including stockings, pant legs, knee-highs, tights & socks), shoes, sandals, boots, slippers, head gear, hats, caps, and berets.
118805   ANNE KLEIN   6/29/1998   27406   5/9/1999   22128   REGISTERED     35  
    35 - Retail store services.
T30276AE00   ANNE KLEIN NEW YORK   10/30/2006   86813   3/3/2008   86672   REGISTERED     03  
    03 - Fragrances and Cosmetics
T30276AE01   ANNE KLEIN NEW YORK   10/30/2006   86815   3/2/2008   86664   REGISTERED     09  
    09 - Ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related accessories.
T30276AE02   ANNE KLEIN NEW YORK   10/30/2006   86817   3/2/2008   8655   REGISTERED     14  
    14 - Jewelry and Watches
T30276AE03   ANNE KLEIN NEW YORK   10/30/2006   86819   1/26/2009   92898   REGISTERED     18  
    18 - Handbags, small leather goods, namely wallets, coin purses and key cases

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 104  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
UNITED ARAB EMR continued ...                              
T30276AE04   ANNE KLEIN NEW YORK   10/30/2006   86820   3/2/2008   89637   REGISTERED     25  
    25 - Belts, blouses, camisoles, coats, footwear (shoes, boots, sandals, slippers), gloves, jackets, leg wear (both sheer and casual), mufflers, pants, scarves, shirts, skirts, stoles, sleepwear, socks, swimwear and vests.
T30044AE00   JUDITH JACK   1/21/2002   45893   1/21/2002   36854   REGISTERED     14  
    14 - Jewelry and watches
T30044AE01   JUDITH JACK   1/21/2002   45895   1/21/2002   36853   REGISTERED     25  
    25 - Belts
T30114AE00   JUDITH JACK   1/21/2001   45894   1/21/200   36852   REGISTERED     18  
    18 - Handbags
UNITED KINGDOM                                
118946   A (underscored) LINE ANNE   3/6/1991   1457768   2/12/1993   B1457768   REGISTERED     18  
    18 - Articles made from leather; trunks, suitcases, bags, umbrellas, parasols, walking sticks and whips; all included in Class 18.
118944   A (underscored) LINE ANNE KLEIN (Design)   3/6/1991   1457769   2/12/1993   B1457769   REGISTERED     25  
    25 - Articles of clothing; headwear; footwear; all included in Class 25; but not including children’s footwear.
118945   A (underscored) LINE ANNE KLEIN (Design)   3/6/1991   1457767   9/3/1993   B1457767   REGISTERED     14  
    14 - Articles made of precious metals or their alloys or coated therewith; jewelry; horological and chronometric instruments; all included in Class 14.
118381   ALBERT NIPON   2/11/1982   1169623   2/11/1982   1169623   REGISTERED     25  
    25 - Articles of clothing for women and girls.
118378   ALBERT NIPON   1/31/1984   1211891   1/31/1984   1211891   REGISTERED     20  
    20 - Bags and covers, all included in Class 20 for covering cloths.
118385   ALBERT NIPON   1/5/1984   1210215   1/5/1984   1210215   REGISTERED     16  
    16 - Paper patterns for making dresses.
118387   ALBERT NIPON   3/1/1983   1191328   3/1/1983   1191328   REGISTERED     18  
    18 - Articles of luggage, suitcases, tote bags, portfolios (not being stationery) and attache cases.
118416   ALBERT NIPON   12/8/1981   1166082   12/8/1981   1166082   REGISTERED     3  
    3 - Perfumes, eau de cologne, non-medicated toilet preparations; toilet articles included in Class 3.
118388   ALBERT NIPON SUITS   1/19/1990   1411242   1/19/1990   1411242   REGISTERED     25  
    25 - Women’s suits, shirts, blouses, skirts, pants and jackets, all included in Class 25.
118707   ANNE KLEIN & Lion Head Design   6/5/1990   1428033   3/6/1992   B1428033   REGISTERED     25  
    25 - Articles of clothing included in Class 25 for women and girls.
118601   ANNE KLEIN (Script — Diagonal)   11/21/1973   1021108   11/21/1973   1021108   REGISTERED     3  
    3 - Bleaching preparations included in Class 3, and substances for laundry use; soaps; perfumes and perfumed non-medicated toilet preparations, essential oils; cosmetics; hair lotions, and dentifrices.
118603   ANNE KLEIN (Script — Diagonal)   11/21/1973   1021110   11/21/1973   1021110   REGISTERED     18  
    18 - Articles included in Class 18 made from leather; trunks, suitcases, bags included in Class 18, umbrellas, parasols, walking sticks and
118602   ANNE KLEIN (Script-Diagonal)   11/21/1973   1021109   11/21/1973   1021109   REGISTERED     14  
    14 - Articles of precious metals or their alloys or coated therewith; jewelry; horological and chronometric instruments.
118610   ANNE KLEIN (Script — Horizontal)   10/27/1978   1103696   10/27/1978   1103696   REGISTERED     24  
    24 - Textile piece goods, bed sheets, pillow-cases, bed blankets; towels, tablecloths curtains and wall hangings, all of textile materials; bedspreads.
118611   ANNE KLEIN (Script — Horizontal)   10/27/1978   1103697   10/27/1978   1103697   REGISTERED     25  
    25 - Articles of clothing for women and girls.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 105
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
UNITED KINGDOM continued...                            
118609   ANNE KLEIN (Script-Horizontal)
With Lion Head Design Below
  12/17/1977   1088346   12/17/1977   1088346   REGISTERED     25  
    25 - Articles of clothing for women and girls.
118919   ANNE KLEIN II (BLOCK AND STYLIZED SERIES - UK)   8/23/1996   2108364   4/4/1997   2108364   REGISTERED     18  
    18 - Goods made of leather and of imitation leather, bags, handbags, purses, coin purses, coin/key purses, wallets, travelling bags, suitcases, hold alls, rucksacks, backpacks, briefcases, belts, umbrellas; articles of luggage; attache cases, shoulder bags, billfolds and pocket wallets; cases for credit cards and for passports; cheque book covers; key cases; cheque book holders, cheque book clutches, key fobs, money belts, carry-all clutches and secretaries, school bags and satchels; tote bags, game bags and hip bags, bags for campers and for climbers; cosmetic bags and pouches; knapsacks, haversacks; lunch bags; sports bags, purses, beach bags, gym bags; carry-ails.
118822   ANNE KLEIN II (stylized)   1/28/1988   1333369   1/28/1988   1333369   REGISTERED     25  
    25 - Articles of clothing included in Class 25 for women and girls.
580   CODE BLEU   12/8/1994   n/a       2004924   REGISTERED     25  
    25 - Men’s, women’s and children’s jeans, shorts, jackets, skirts, vest shirts, and other clothing, garters, sock suspenders, braces, bands, belts, footwear, special sporting and gymnastic footwear, polo shirts, jogging suits, coats, warm-up suits, hats, neckties, scarves, jumpsuits, sweaters, pajamas, nightshirts and robes, women’s and girls dresses, skirts blouses. jumpers, nightgowns, intimate apparel, panties, bras, petticoats, slips ,half-slips, camisoles, chemises, teddies, garter belts, garters, girdles, pantaloons, tap pants, tank tops, pantyhose, leotards, leggings, tights, men’s and boy’s underwear, briefs and boxer shorts,
T30016GB00   ENCORE   3/21/1986   1263120   3/21/1986   1263120   REGISTERED     14  
    14 - Jewelry
T30107GB00   ERIKA   5/24/2002   2301390   5/24/2003   2301390A   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; trunks and travelling bags; luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all-purpose sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags sold empty, briefcase-type portfolios; umbrellas, parasols and walking sticks; small leather goods, clutch purses, cigarette cases, leather key fobs and leather key cases, credit card cases, cosmetic cases, change purses, wallets, eyeglass cases, business card cases, agenda cases and lipstick holders.
25 - Clothing, dresses, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants and shorts, skirts, vests, T-shirts, polo shirts, sweatshirts, sweat pants, and footwear.
T30108GB00   ERIKA COLLECTION   5/24/2002   2301390   5/24/2003   2301390B   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; trunks and travelling bags; luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all-purpose sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags sold empty, briefcase-type portfolios; umbrellas, parasols and walking sticks; small leather goods, clutch purses, cigarette cases, leather key fobs and leather key cases, credit card cases, cosmetic cases, change purses, wallets, eyeglass cases, business card cases, agenda cases and lipstick holders.
    25 - Clothing, dresses, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants and shorts, skirts, vests, T-shirts, polo shirts, sweatshirts, sweat pants, and footwear.
T30107GB02   ERIKA DRESSES   5/24/2002   2301390   5/24/2003   2301390D   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; trunks and travelling bags; luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all-purpose sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags sold empty, briefcase-type portfolios; umbrellas, parasols and walking sticks; small leather goods, clutch purses, cigarette cases, leather key fobs and leather key cases, credit card cases, cosmetic cases, change purses, wallets, eyeglass cases, business card cases, agenda cases and lipstick holders.
25 - Clothing, dresses, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants and shorts, skirts, vests, T-shirts, polo shirts, sweatshirts, sweat pants, and footwear.
T30107GB03   ERIKA SPORT   5/24/2002   2301390   5/24/2003   2301390C   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; trunks and travelling bags; luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all-purpose sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags sold empty, briefcase-type portfolios; umbrellas, parasols and walking sticks; small leather goods, clutch purses, cigarette cases, leather key fobs and leather key cases, credit card cases, cosmetic cases, change purses, wallets, eyeglass cases, business card cases, agenda cases and lipstick holders.
    25 - Clothing, dresses, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants and shorts, skirts, vests, T-shirts, polo shirts, sweatshirts, sweat pants, and footwear.
503   EVAN-PICONE       N/A   9/5/1968   B930527   REGISTERED     25  
    25 - Articles of sportswear and leisurewear; all included in Class 25.
135   EVAN-PICONE   7/2/1990   1430027   7/2/1990   1430027   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 106
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
UNITED KINGDOM continued ...                            
136       EVAN-PICONE SPORT 
(STYLIZED)
  3/5/1991    1457438    3/5/1991    1457438    REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30124GB00   GLORIA VANDERBILT       1453747   1/1/1998   1453747   REGISTERED     24,21,20  
 
                                27  
    24 - Bed sheets, duvet covers, pillow cases and shams, bedspreads, coverlets, curtains, quilts, placemats, table napkins, towels, oven gloves and chair pads; household and bed linen; bedroom textile fabrics, curtains, wall hangings, handkerchiefs; travelling rugs; all included
    21 - Porcelain spice jars and racks therefor; wine glasses; household and kitchen utensils and containers; porcelain moulds; candlesticks; parts and fittings for all the aforesaid goods; brushes and combs, and cases therefor; flower and plant pots and holders; figurines and statuettes; all included in Class 21.
    20 - Wood planters; boxes, cases and decorative boxes; baskets, trays, furniture, mirrors and picture frames; parts and fittings for all the aforesaid goods; wall plaques; works of art, figurines and statuettes; all included in Class 20.
    27 - Wall hangings and wall paper; carpets and rugs; all included in Class 27.
T30044GB01   JUDITH JACK   9/27/2001   2281725   9/27/2001   2281725   REGISTERED     14,18,25  
    14 - jewelry and watches
    18 - Handbags
    25 - Belts
118394   KASPER   2/24/1998   2159060   2/24/1998   2159060   REGISTERED     25  
    25 - Articles of clothing; sweaters, shirts, blouses, t-shirts, pants, jeans, skirts, dresses, shorts, jackets, coats, suits, raincoats, capes, ponchos, shawls, scarves and vests.
118679   Lion Head Design   1/20/1989   1370718   2/15/1991   1370718   REGISTERED     14  
    14 - Jewelry, imitation jewelry; precious and semi-precious stones; imitation or synthetic precious stones; articles of precious metals or their alloys or coated therewith; horological and chronometric instruments, all included in Class 14; but not including any such goods being in the Form of or bearing representations of felidae.
118607   Lion Head Design   7/27/1976   1066302   7/27/1976   1066302   REGISTERED     25  
    25 - Articles of clothing for women, girls and boys.
T30085GB00   MAGGIE MCNAUGHTON   8/10/1994   1581367       1581367   REGISTERED     25  
    25 - WOMEN’S CLOTHING
T30005GB00   NAPIER   8/9/1988   1354253   8/9/1988   1354253   REGISTERED     14  
    14 – GOODS NOT LISTED.
T30005GB01   NAPIER   4/24/1991   1462057   10/2/1992   1462057   REGISTERED     14  
    14 – GOODS NOT LISTED.
T30005GB02   NAPIER   1/12/1998   2155331   1/12/1998   2155331   REGISTERED     14  
    14 – Jewelry made of precious and semi-precious materials.
T30008GB01   NOW YOU’RE DRESSED   7/21/1998   2172691   7/21/1998   2172691   REGISTERED     14  
    14 – GOODS NOT LISTED.
133   PICONE SPORT   5/4/1993   1534600   11/6/1998   1534600   REGISTERED     N/A  
 
  N/A - Articles of clothing for women, footwear and headgear; but not including women’s bikinis, swimsu its, beachwear or beach cover-ups
T30005GB03   RICHELIEU   12/6/1984   1231657   12/6/1984   1231657   REGISTERED     14  
    14 - JEWELRY
 
                                   
URUGUAY                                
118699   ANNE KLEIN   1/12/1990   234905   4/27/1993   345588   REGISTERED     3  
    3 - All goods in Class 3.
118700   ANNE KLEIN & Lion Head Design   1/12/1990   234906   4/27/1993   345587   REGISTERED     14,25  
    14 - All goods in Class 14.
    25 - All goods in Class 25.
304   EVAN-PICONE   8/10/1990   330050   5/27/1991   330050   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes: animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 107
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
URUGUAY continued ...                            
303   EVAN-PICONE   8/1/1984   270574   8/1/1984   178665   REGISTERED     25  
    25 - Clothing, footwear, headgear.        
468   JONES NEW YORK   8/23/1994   272091   11/1/1996   272091   REGISTERED     25  
    25 - Clothing, footwear, headgear.        
T00103UY01   JONES NEW YORK   2/20/2006   368705   1/26/2007   368.705   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related        
T30154UY00   L.E.I. LIFE ENERGY INTELLIGENCE Design   9/17/1999   na   9/17/1999   309714   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30157UY00   LIFE ENERGY INTELLIGENCE   3/24/2000   na   3/24/2000   314598   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30007UY00   NAPIER (Stylized)   10/10/1993   261543   10/10/1993   261543   REGISTERED     14  
    14 - GOODS NOT LISTED.        
 
                                   
VENEZUELA                                
118991   A LINE ANNE KLEIN   10/21/1996   17598/96   10/31/1997   201857-P   REGISTERED     25  
    25 - Clothing, headgear and footwear, namely jackets, coats, parkas, raincoats, blazers, blouses, shorts, dresses, suits, trousers, pants, jeans, shorts, T-shirts, jumpsuits, sweaters, cardigans, belts, lingerie, mufflers, scarves, ascots, overalls, pantyhose, tights, socks, leggings, swimwear, footwear (including shoes, boots, slippers, and athletic footwear) except children’s footwear, hats, caps, besets, and        
T30365VE00   ALBERT NIPON           6/1/1988   133508   REGISTERED     03  
    03 - Perfumery, especially perfumes, colognes and products for the dressing table        
118694   ANNE KLEIN   1/15/1986   384-86   1/28/1988   132895-F   REGISTERED     3  
    3 - Cologne for women and men, skincare products, cosmetic products, beauty care products and personal care products.        
118613   ANNE KLEIN & Lion Head Design   5/18/1978   3006   1/25/1981   96837-F   REGISTERED     25  
    25 - Clothing, headgear, and footwear        
228   EVAN-PICONE   11/5/1980   8391   3/2/1984   107657   REGISTERED     21  
    21 - Fragrance decanters.        
227   EVAN-PICONE   4/30/1984   3516   5/16/1986   123508-F   REGISTERED     39  
    39 - Articles of clothing, hats and shoes.        
231   EVAN-PICONE       22274-90   3/2/1984   107655   REGISTERED     03  
    03 - Fragrance and Cosmetics        
223   EVAN-PICONE   11/5/1980   8390   3/2/1984   107656   REGISTERED     14  
    14 - Articles of jewelry.        
T00066VE04   EVAN-PICONE       N/A   6/10/1994   234392   REGISTERED     18  
    18 - Handbags        
469   JONES NEW YORK   9/28/1994   1298194   2/9/1996   P186929   REGISTERED     25  
    25 - Women’s, Junior Misses, & Petites Clothing        
T00103VE01   JONES NEW YORK   2/8/2006   3727   11/30/2006   na   REGISTERED     9  
    9 - Men’s and women’s ophthalmic eyewear (including ophthalmic sunglasses that are prescription quality and sold only through “optical” retail stores, opticians, optometrists and dispensing ophthalmologists) and related accessories; non-prescription sunglasses and related        
T30154VE00   L.E.I. LIFE ENERGY INTELLIGENCE Design   9/29/2000   na   9/28/2000   P223842   REGISTERED     25  
    25 - Apparel footwear and headgear        
T30157VE00   LIFE ENERGY INTELLIGENCE   2/25/2000   na   2/25/2000   P218365   REGISTERED     25  
    25 - Apparel footwear and headgear        

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 108
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS     CLASSES  
VENEZUELA continued ...                            
T30007VE00   NAPIER (stylized)   3/27/1992   6066-92   10/7/1994   F169788   REGISTERED     14  
    14 - All goods in International Class 14.        
   
 
                               
VIETNAM                                
118734   ANNE KLEIN   3/12/1992   6456   9/12/1992   5985   REGISTERED     25  
    25 - Clothing, namely, coats, suits, jackets, blazers, vests, pants, shorts, jumpsuits, jeans, culottes, shirts, T-shirts, skirts, dresses, blouses, sweaters, cardigans, hats, headbands, belts, gloves, knitted headwear, mufflers, lingerie, neckwear, swimwear, socks, hosiery, stockings, pantyhose, leggings, scarves, shawls, raincoats, rainjackets, water repellant ponchos, hoods, camisoles and shoes.        
118787   ANNE KLEIN   11/2/1995   25692   7/31/1996   21722   REGISTERED     14  
    14 - Precious metals, alloys of precious metals, goods in precious metals or coated therewith, jewelry, precious stones, horological and chronometric instruments, watches.        
T00066VN00   EVAN-PICONE   2/15/1993   10651   2/15/1993   9124   REGISTERED     9,25  
   
9 -
                               
   
25 -
                               
T30181VN00   JONES NEW YORK SIGNATURE   1/6/2004   00136   4/22/2005   62154   REGISTERED     03,09,14
18,25
 
    03 - Perfume, cologne, eau de toilette, room and personal fragrance sprays, soaps, namely hand soap and skin soap, skin cleansers, skin lotions and creams, skin moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation make-up, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eyeliner, mascara and eyebrow pencils        
    09 - Sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames.        
    14 - jewelry and watches        
    18 - Luggage, handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, cosmetic bags sold empty, briefcase type portfolios, umbrellas; Small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses,wallets, business card cases and passport cases; umbrellas        
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits and footwear namely, shoes, boots, sandals, sneakers and slippers        
   
 
                               
VIRGIN ISLANDS                                
118797   ANNE KLEIN           10/7/1996   7306   REGISTERED     18  
    18 - Pocketbooks.        
   
 
                               
            END OF REPORT       TOTAL ITEMS SELECTED =     1453  

 


 

TRADEMARK REGISTRATIONS
Foreign
Nine West Development Corporation
         
Owner Trademark Report by Country
  Printed: 5/7/2009   Page 1
Country Omitted UNITED STATES
       
Status: REGISTERED
       
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ANDORRA                            
T30202AD00   14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags.
    25 - Clothing, footwear, headgear.
    35 - Retail store services.
 
                                   
ANGUILLA                            
T00012AI00   BANDOLINO (Word Mark)      3486     8/19/2002   3486    REGISTERED      18,25,35
42 
 
    18 - All goods in the class.
    25 - All goods in the class.
    35 - All services in the class.
    42 -
T00055AI00   EASY SPIRIT (Word Mark)      3488     8/19/2002   3488    REGISTERED      18,25,35
42 
 
    18 - All goods in the class.
    25 - All goods in class.
    35 - All services in class.
    42 - All services in class.
T30224AI00   ENZO ANGIOLINI (Word Mark)            8/19/2002   3487    REGISTERED      9,14,18
25,35 
 
    9 - All goods in class.
    14 - All goods in class.
    18 - All goods in class.
    25 - All goods in class.
    35 - All services in class.
T30202AI00   NINE WEST (Word Mark)      3489     10/2/2002   3489    REGISTERED      09,14,18
25,35,42 
 
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
    25 - Footwear, clothing, headgear. Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs
    35 - Business management, business administration,; office functions and other retail store functions
    42 - Retail store services.
 
                                   
ANTIGUA & BARBUDA                            
T00055AG02   EASY SPIRIT (Word Mark)   8/2/2002   na       11/27/2005   155/02   REGISTERED      18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather. (Local class 37)
T30224AG00   ENZO ANGIOLINI (Word Mark)    8/2/2002   na     8/2/2005   156/02   REGISTERED      09,14,18
25
 
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cards. (Local Class 11)
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather. (Local Class 37)
    25 - Footwear, clothing, headgear, shirts, t-shirts, tanks tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stocking, socks, wristbands, gloves, mitten, leather shoes, canvas shoes, rubber shoes, sandals, slippers, hats, scarves, kerchiefs. (Local Class 38)

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 2
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ANTIGUA & BARBUDA continued...                            
T30202AG00   NINE WEST (Word Mark)   8/2/2002   na   1/16/2003   160/02   REGISTERED     09,14,18  
   
 
                            25  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords (Local class 11)
    14 - Jewelry and watches (Local Class)
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather. (Local Class 37)
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, pOQchos, rainwear, stocking, socks, wristbands, gloves, mitten, leather shoes, canvas shoes, rubber shoes, sandals, slippers, hats, scarves, kerchiefs. (Local Class 38)
   
 
                               
ARGENTINA                            
3834/0552   BANDOLINO (Word Mark)   5/29/2000   2,288746   10/31/2001   1849927   REGISTERED     18  
    18 - All goods in the Class.
3834/0553ar   BANDOLINO (Word Mark)   5/29/2000   2,288,747   4/30/2004   1979360   REGISTERED     25  
    25 - All goods in the Class.
T30202AR00   NINE WEST (Word Mark)   10/27/2002   2,313,432   6/20/2002   1.876.859   REGISTERED     09  
    09 - Eyeglasses and sunglasses
T30202AR02   NINE WEST (Word Mark)   5/16/2005   2590461   9/13/2006   2.113.465   REGISTERED     18  
    18 - Accessories, handbags, small leather goods
3834/0669   NINE WEST (Word Mark)   10/25/2000   2,313,433   6/20/2002   1.876.860   REGISTERED     14  
    14 - All goods in the Class, namely watches and jewelry.
T0014AR00   NINE WEST LOGO   7/17/1995   1,990,514   7/15/1999   1,744,830   REGISTERED     25  
    25 - All goods in Class 25.
3834/0294AR   NINE WEST LOGO   3/23/1999   2,209,530   7/30/2004   1.986,636   REGISTERED     35  
    35 - The bringing together of a variety of goods (excepting the transport thereof) to allow the consumer to conveniently view and purchase
3834/0290   NINE WEST LOGO   3/23/1999   2,209,529   5/12/2000   1,793,837   REGISTERED     18  
    18 - All goods in the Class.
T20382ARO   WESTIES   2/21/1985   1477069   10/30/1997   1649233   REGISTERED     25  
    25 - All goods in Class 25.
   
 
                               
ARUBA                            
T00012AB00       BANDOLINO (Word Mark)   11/29/2002   01112g. 14   11/29/2001   22284   REGISTERED      9,14,25
35,42
 
    9 - All goods in class.
    14 - All goods in class.
    25 - All goods in class.
    35 - All services in class.
    42 -
T00055AB00       EASY SPIRIT (Word Mark)   11/29/2001   01112g. 11   11/29/2001   22282   REGISTERED      9,14,18
25,35,42
 
    9 - All goods in class.
    14 - All goods in class.
    18 - All goods in class.
    25 - All goods in class.
    35 - All services in class.
    42 - All services in the class.
T30224AB00       ENZO ANGIOLINI (Word Mark)   11/29/2002   01112g. 15   11/29/2001   22283   REGISTERED      9,14,25
35,42
 
    9 - All goods in class.
    14 - All goods in class.
    25 - All goods in class.
    35 - All services in class.
    42 - All services in class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 3
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ARUBA continued...                            
T30202AB00   NINE WEST (Word Mark)   11/29/2001   0012g.13   11/29/2001   22280   REGISTERED     9,14,25  
   
 
                            35,42  
    9 - All goods in class.
    14 - All goods in class.
    25 - All goods in class.
    35 - All services in class.
    42-
   
 
                               
AUSTRALIA                            
T20003AU0   9 & CO. (DESIGN)   10/13/1994   643037   10/13/1994   643037   REGISTERED     18  
    18 - All goods included in Class 18.
T20003AU1   9 WEST (Stylized)   10/13/1994   643035   10/13/1994   643035   REGISTERED     25  
    25 - All goods included in Class 25.
T20011AU0   9 WEST LOGO   1/28/1983   386786   1/28/1983   B386786   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals; footwear, all being articles of clothing.
T00003AU00   9 WEST NINE WEST (Series)   5/1/2003   952494   5/1/2003   952494   REGISTERED     18  
    18 - Leather and imitations of leather; and goods made of these materials and not included in other classes; bags and baggages; handbags; totes; tote bags; attached cases; briefcases; briefcase-type portfolios; valises; trunks; beach bags; back packs; school bags; duffel bags; suitcases; suitcase handles; luggage; travel bags; traveling bags; garment bags; satchels; wallets; credit card cases; business card cases; cheque-books cases; purses; clutch purses, change purses’ passport cases; cosmetics cases; key cases; leather key fobs; animal skins and hides; umbrellas; parasols; walking sticks; whips; harness and saddlery.
T20039AU0   BANDOLINO (Stylized)   1/7/1963   177872   1/7/1963   A177872   REGISTERED     25  
    25 - Shoes.
T20036AU0   BANDOLINO (Word Mark)   8/12/1968   438805   1/3/1986   A438805   REGISTERED     25  
    25 - Footwear, including women’s shoes.
T20059AU0   CALICO   12/15/1994   648508   12/15/1994   648508   REGISTERED     25  
    25 - Footwear in Class 25, excluding shoes made of calico.
T20059AU1   CALICO   12/15/1994   648509   12/15/1994   648509   REGISTERED     42  
    42 - Retail services of footwear excluding footwear made of calico.
T20062AU0   CALICO LOGO   1/2/1985   421255   1/24/1985   B421255   REGISTERED     25  
    25 - Shoes in Class 25, excluding shoes made of calico.
T20127AU0   EASY SPIRIT (Word Mark)   5/1/1987   464462   5/1/1987   464462   REGISTERED     25  
    25 - Footwear.
T30224AU00   ENZO ANGIOLINI (Word Mark)   6/15/2001   879338   6/15/2001   879338   REGISTERED     35  
    35 - Retail store services.
T20150AU0   ENZO ANGIOLINI (Word Mark)   1/15/1985   420838   1/15/1985   B420838   REGISTERED     25  
    25 - All forms of footwear including shoes.
T20150AU2   ENZO ANGIOLINI (Word Mark)   10/10/1994   642692   10/10/1994   642692   REGISTERED     42  
    42 - Retailing services in this class, namely, retail store services relating to the sale of footwear and clothing.
T20150AU3   ENZO ANGIOLINI (Word Mark)   10/10/1994   642691   10/10/1994   642691   REGISTERED     18  
    18 - All goods included in Class 18.
3834/0347   ENZO ANGIOLINI (Word Mark)   3/17/1998   757365   3/17/1998   757,365   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
T00003AU02   ENZO ANGIOLINI (Word Mark)   10/13/1994   643034   10/13/1994   643034   REGISTERED     42  
    42 - Retail services.
T20175AU0   GAROLINI   3/21/1983   388931   3/21/1983   A388931   REGISTERED     25  
    25 - Footwear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 4
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
AUSTRALIA continued...                            
T30078AU00   NINE &COMPANY (Logo)   8/10/2001   885490   8/10/2003   885490   REGISTERED     25  
    25 - Clothing, headgear and footwear.
T30202AU01   NINE WEST (Word Mark)           5/1/2003   952494   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; bags and baggage; handbags; totes; tote bags; attache cases; briefcases; briefcase-type portfolios; valises; trunks; beach bags; backpacks; school bags; duffel bags; suitcases; suitcase handles; luggage; travel bags; traveling bags; garment bags; satchels; wallets; credit card cases; business card cases; cheque-book cases; purses; clutch purses; change purses; passport cases; cosmetic cases; key cases; leather key fobs; animal skins, hides; umbrellas, parasols and walking sticks; whips, harness and saddlery;
T30202AU02   NINE WEST (Word Mark)   4/27/2005   1052647   4/27/2005   1052647   REGISTERED     14,18,25  
    14 - Jewelry and watches
    18 - Accessories, handbags and small leather goods
    25 - Clothing, footwear, headgear
3834/0346   NINE WEST (Word Mark)   3/17/1998   757366   3/17/1998   757366   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
T30202AU04   NINE WEST (Word Mark)   6/15/2001   879337   6/15/2001   879337   REGISTERED     35  
    35 - RETAIL SERVICES BEING IN CLASS 35.
T20247AU0   NINE WEST LOGO   10/10/1994   642689   10/10/1994   642689   REGISTERED     18  
    18 - All goods included in Class 18.
3834/0427   NINE WEST LOGO   12/1/1992   591533   12/1/1992   B591533   REGISTERED     42  
    42 - Retailing services included in this class, including retail store services relating to the sale of footwear and clothing.
3834/0414   NINE WEST LOGO   11/11/1992   590017   11/11/1992   B590017   REGISTERED     25  
    25 - All goods included in this class.
3834/0433   NINE WEST SPA COLLECTION
(STYLIZED)
  12/30/1992   593429   12/30/1992   B593429   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals; footwear, all being articles of clothing.
T20332AU0   SPA NINE WEST & DESIGN   9/2/1994   639492   9/2/1994   639492   REGISTERED     42  
    42 - Retailing services included in this class, including retail store services relating to the sale of footwear and clothing.
T20333AU0   SPA NINE WEST (STYLIZED)   10/10/1994   642690   10/10/1994   642690   REGISTERED     18  
    18 - All goods included in Class 18.
T20333AU1   SPA NINE WEST (STYLIZED)   9/2/1994   639491   9/2/1994   639491   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20382AU0   WESTIES   1/18/1985   420967   1/18/1985   A420967   REGISTERED     25  
    25 - Footwear, including boots, shoes, slippers and sandals and all other goods in class 25.
 
                                   
AUSTRIA                            
T20011AT0   9 WEST (Logo)   1/17/1985   AM 139/85   11/28/1985   110971   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T20062AT0   CALICO LOGO   1/22/1985   AM 206/85   7/29/1985   109880   REGISTERED     25  
    25 - Shoes.
3834/0241   EASY SPIRIT LOGO   10/14/1988   AM4622/88   2/1/1989   123733   REGISTERED     25  
    25 - Footwear, clothing
T20150AT0   ENZO ANGIOLINI (Word Mark)   1/15/1985   AM 117/85   6/13/1985   109376   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers of Italian origin.
T20175AT0   GAROLINI   10/25/1984   AM3306/84   3/13/1986   112004   REGISTERED     25  
    25 - Footwear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 5
                                       
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
AUSTRIA continued...                              
T30233AT00   JOAN & DAVID       na   10/13/1997    17083   REGISTERED   18,25  
    18 - Handbags  
    25 - Footwear  
T20247AT0   NINE WEST LOGO   11/16/1992   AM 5512/92   2/10/1993   145847   REGISTERED   18,25  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.  
    25 - Clothing, footwear, headgear  
T20382AT0   WESTIES   1/17/1985   AM 140/85   11/28/1985   110972   REGISTERED   25  
    25 - Clothing, including boots, shoes and slippers.  
 
                                     
BAHAMAS                              
3834/0205   9 WEST LOGO   1/18/1985   11515   1/18/1985    11515   REGISTERED   25  
    25 - Clothing, headgear and footwear, including boots, shoes and slippers. (Local Class 38)  
T20013BS0   9 WEST SPORT LOGO   10/30/1987   12661   10/30/1987    12661   REGISTERED   38  
    38 - Clothing, headgear and footwear, including boots, shoes, insoles for shoes and slippers.  
T20036BS0   BANDOLINO (Word Mark)   9/12/1974   7961   9/12/1974    7361   REGISTERED   38  
    38 - Footwear.  
3834/0208   CALICO LOGO   1/23/1985   11518   1/23/1985    11518   REGISTERED   38  
    38 - Shoes.  
3834/0203   ENZO ANGIOLINI (Word Mark)   1/17/1985   11510   1/15/1985    11510   REGISTERED   38  
    38 - All forms of footwear, including especially shoes.  
T20247BS0   NINE WEST LOGO   11/10/1992   15527   11/10/1992    15527   REGISTERED   38  
    38 - Articles of clothing.  
3834/0120   PAPPAGALLO (Word Mark)   10/31/1984   11,457   10/31/1984    11,457   REGISTERED   25,N  
    25 - Local Class 38: Ladies’ shoes, belts, blouses, coats, pantyhose, scarves, smocks, dresses, and sweaters. N — *This mark is currently in the name of Nine West Group Inc. pending the acceptance of the assignment to Nine West Development Corporation by the Bahamas Registry.  
3834/0204   WESTIES   1/18/1985   11513   1/18/1985    11513   REGISTERED   25  
    25 - Clothing, headgear and footwear including boots, shoes and slippers. (Local Class 38)  
T20399BS0   YFA BANDOLINO LOGO   11/29/1994   16896   11/29/1994    16896   REGISTERED   25  
    25 - All goods, in particular shoes, boots, sandals. (Local Class 38)  
 
                                     
BAHRAIN                              
T20141BH0   EASY SPIRIT (Logo)   8/31/1994   1021/94   8/31/1994    17878   REGISTERED   25  
    25 - Footwear.  
T20150BH0   ENZO ANGIOLINI (Word Mark)   4/30/1995   SM 495/95   4/30/1995   SM 1638   REGISTERED   42  
    42 - Retail store services for purses, handbags and footwear.  
T20150BH1   ENZO ANGIOLINI (Word Mark)   4/30/1995   493/95   4/30/1995    18745   REGISTERED   18  
    18 - Purses and handbags.  
T20150BH2   ENZO ANGIOLINI (Word Mark)   4/30/1995   494/95   4/30/1995    18746   REGISTERED   25  
    25 - Shoes.  
T30232BH00   MOOTSIES TOOTSIES   6/8/2005   44561   6/8/2005    44561   REGISTERED   18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty  
T30232BH01   MOOTSIES TOOTSIES   6/8/2005   44562   6/8/2005    44562   REGISTERED   25  
    25 - Footwear  

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 6
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BAHRAIN continued...                            
T30232BH02   MOOTSIES TOOTSIES   6/8/2005   44563   6/8/2005   44563   REGISTERED     35  
    35 - Retail store services
T30202BH00   NINE WEST (Word Mark)   5/2/2005   44274   5/2/2005   44274   REGISTERED     14  
    14 - Jewelry and watches
T30202BH01   NINE WEST (Word Mark)   5/2/2005   44275   5/2/2005   44275   REGISTERED     18  
    18 - Accessories, handbags, small leather goods
T30202BH02   NINE WEST (Word Mark)   5/2/2005   44276   5/2/2005   44276   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30202BH03   NINE WEST (Word Mark)   5/2/2005   44277   5/2/2005   44277   REGISTERED     35  
    35 - Retail store services
T30202BH04   NINE WEST (Word Mark)   5/2/2005   44273   5/2/2005   44273   REGISTERED     09  
    09 - Sunglasses and eyewear
T20247BHO   NINE WEST LOGO   4/30/1995   490/95   4/30/1995   18743   REGISTERED     18  
    18 - Purses and handbags.
T20247BH1   NINE WEST LOGO   4/30/1995   491/95   4/30/1995   18744   REGISTERED     25  
    25 - Shoes.
T20247BH2   NINE WEST LOGO   4/30/1995   SM 492/95   4/30/1995   SM 1637   REGISTERED     42  
    42 - Retail store services for footwear, purses and handbags.
T30232BH03   SAM & LIBBY   6/812005   44565   6/8/2005   44565   REGISTERED     25  
    25 - Footwear
T30232BH04   SAM & LIBBY   6/8/2005   44566   6/8/2005   44565   REGISTERED     35  
    35 - Retail store services
T30232BH05   SAM & LIBBY   6/8/2005   44564   6/8/2005   44564   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
BARBADOS                            
T00012BB00   BANDOLINO (Word Mark)   10/1/2002   N/A   6/12/2003   81/17388   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T00012BB01   BANDOLINO (Word Mark)   10/1/2002   N/A   6/12/2003   81/17389   REGISTERED     25  
    25 - Footwear, clothing, headgear, Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T00012BB02   BANDOLINO (Word Mark)   10/1/2002   N/A   6/12/2003   81/17390   REGISTERED     35  
    35 - Retail Store Services
T00055BB00   EASY SPIRIT (Word Mark)           7/9/2003   81/17385   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
T00055BB01   EASY SPIRIT (Word Mark)           7/9/2003   81/17386   REGISTERED     25  
    25 - Footwear, clothing, headgear; including, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers,hats, scarves, kerchiefs.
T00055BB02   EASY SPIRIT (Word Mark)           7/9/2003   81/17387   REGISTERED     35  
    35 - Retail store services.
T30224BB00   ENZO ANGIOLINI (Word Mark)   10/1/2002   81/17384   5/24/2005   81/17384   REGISTERED     35  
    35 - Retail store services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 7
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BARBADOS continued...                            
T30224BB01   ENZO ANGIOLINI (Word Mark)   10/1/2002   81/17383   7/29/2005   81/17383   REGISTERED     25  
    25 - Footwear, clothing, headgear. Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs.
T30224BB02   ENZO ANGIOLINI (Word Mark)   10/1/2002   81/17382   727/2005   81/17382   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
T30224BB03   ENZO ANGIOLINI (Word Mark)   10/1/2002   81/17381   7/27/2005   81/17381   REGISTERED     14  
    14 - Jewelry and watches
T30224BB04   ENZO ANGIOLINI (Word Mark)   10/1/2002   81/17380   7/27/2005   81/17380   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
T30233BB00   JOAN & DAVID   1/15/1998   na   1/15/1998   B16278   REGISTERED     25  
    25 - Footwear
T30202BB00   NINE WEST (Word Mark)   10/1/2002   N/A   6/12/2003   81/17368   REGISTERED     14  
    14 - Jewelry and watches
T30202BB01   NINE WEST (Word Mark)   10/1/2002   N/A   6/12/2003   81/17369   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30202BB02   NINE WEST (Word Mark)   10/1/2002   N/A   6/12/2003   81/17370   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30202BB03   NINE WEST (Word Mark)   10/1/2002   N/A   6/12/2003   81/17371   REGISTERED     35  
    35 - Retail Store Services
T30202BB04   NINE WEST (Word Mark)   10/1/2002   N/A   6/12/2003   81/17367   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords in International
3834/0245   NINE WEST LOGO   4/511993   N/A   8/19/1998   81/7712   REGISTERED     25  
    25 - Clothing, namely, dresses, coats, jackets, blouses, sweaters, skirts, gloves and mittens, hats, hosiery, trousers, scarves, skirts, vests, footwear, namely, shoes, boots, moccasins, sneakers and sandals: soles for footwear.
 
                                   
BELIZE                            
T00012BZ00   BANDOLINO (Word Mark)   9/12/2002   N/A   9/12/2002   BZ1000.02   REGISTERED     18,25,35  
    18 - All kinds of bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
    25 - All kinds of footwear, clothing, headgear, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs.
    35 - All kinds of retail store services.
T30233BZ00   CIRCA JOAN & DAVID   5/11/2005   308105   8/15/2005   308105   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty.
    25 - Footwear
    35 - Retail store services
T00055BZ00   EASY SPIRIT (Word Mark)   9/12/2002   N/A   9/12/2002   BZ997.02   REGISTERED     18,25,35  
    18 - All kinds of bags, handbags, purses, credit cards holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
    25 - All kinds of footwear, clothing, headgear, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs.
    35 - Retail store services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 8
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BELIZE continued...                            
T30224BZ00   ENZO ANGIOLINI (Word Mark)   9/12/2002   N/A   9/12/2002   BZ999.02   REGISTERED     9,14,18
25
 
    9 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
    14 - All kinds of jewelry and watches.
    18 - All kinds of bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks, all made of leather or imitations of leather included in international Class 18.
    25 - All kinds of footwear, clothing, headgear, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs, included in
T30224BZ01   ENZO ANGIOLINI (Word Mark)   9/12/2002   N/A   9/12/2002   BZ998.02   REGISTERED     35  
    35 - All kinds of retail services included in International Class 35.
T30232BZ01   MOOTSIES TOOTSIES   4/30/2005   308005   8/15/2005   308005   REGISTERED     18,25,35  
    18 - Handbags
    25 - Footwear
    35 - Retail store services
T30202BZ00   NINE WEST (Word Mark)   9/12/2002   N/A       BZ 996.02   REGISTERED     18,09,14  
   
 
                            25  
    18 - All kinds of bags, handbags purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
    09 - All kinds of eyewear including sunglasses, eyeglass, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
    14 - All kinds of jewelry and watches
    25 - All kinds of footwear, clothing headgear, including, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs included
T30202BZ01   NINE WEST (Word Mark)   9/12/2002   N/A   9/12/2002   BZ1001.2   REGISTERED     35  
    35 - All kinds of retail store services.
T30232BZ03   SAM & LIBBY   4/30/2005   308205   8/15/2005   308205   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
   
 
                               
BENELUX                            
T20011 BX00   9 WEST (Stylized)   1/28/1983   48260   1/28/1983   387733   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
3834/0440   BANDOLINO (Word Mark)   2/14/1990   741453   2/14/1990   475842   REGISTERED     25  
    25 - Footwear.
T20062BXO   CALICO LOGO   1/22/1985   52781   1/22/1985   406602   REGISTERED     25  
    25 - Shoes.
3834/0092   EASY SPIRIT (Word Mark)   8/30/1988   718925   8/30/1988   451084   REGISTERED     25  
    25 - Shoes.
T20150BXO   ENZO ANGIOLINI (Word Mark)   1/22/1985   52779   1/22/1985   407709   REGISTERED     10,25  
    10- CI. 10: Orthopedic footwear and all articles for fitting with footwear, their parts and accessories included in this class.
C1.25: Footwear, boots, half-boots, heelless slippers, rubbers (overshoes), slippers, with footwear, their parts and accessories included in this class.
    25 -
T20247BXO   NINE WEST LOGO   11/18/1992   074619   11/18/1992   524972   REGISTERED     18,25  
    18 - Leather and imitations of leather and goods made of these materials not included in other classes; animal skins, trunks and travelling bags; umbrellas, parasols and walking sticks; whips and saddlery.
    25 - Clothing, footwear and headgear.
383410252   PAPPAGALLO (Word Mark)   2/21/1989   725548   2/21/1989   457245   REGISTERED     25  
    25 - Shoes.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 9
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BENELUX continued ...                            
T20264BX2   PAPPAGALLO (Word Mark)   7/18/1986   685522   7/18/1986   419738   REGISTERED     25  
    25 - Shoes.
T20298BX0   SELBY   6/21/1997   533743   6/21/1997   038882   REGISTERED     25  
    25 - Boots and shoes made from leather, synthetic material or rubber.
T20382BX0   WESTIES   1/22/1985   52780   1/22/1985   407410   REGISTERED     25  
    25 - Clothing, footwear and headgear.
BERMUDA                                
3834/0023BM   9 WEST (Stylized)   9/21/1998   30067   9/23/1997   30067   REGISTERED     14  
    14 - Jewelry and watches.
T00012BM00   BANDOLINO (Word Mark)   7/31/2002   34470   7/31/2003   34470   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T00012BM01   BANDOLINO (Word Mark)   7/31/2002   34471   7/31/2002   34471   REGISTERED     25  
    25 - Footwear, clothing, headgear, Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T00012BM02   BANDOLINO (Word Mark)   7/31/2002   34472   7/31/2005   34472   REGISTERED     35  
    35 - Retail Store Services
T20036BM00   BANDOLINO (Word Mark)   8/20/1974   7626   8/20/1974   7626   REGISTERED     38  
    38 - Footwear.
T30233BM00   CIRCA JOAN & DAVID   1/21/2004   40811   1/23/2004   40811   REGISTERED     18  
    18 - Handbags and leather goods
T30233BM04   CIRCA JOAN & DAVID   1/23/2004   40812   1/23/2004   40812   REGISTERED     25  
    25 - Footwear
T30233BM01   CIRCA JOAN & DAVID & Design   1/21/2004   40807   1/23/2004   40807   REGISTERED     18  
    18 - Handbags and leather goods
T30233BM05   CIRCA JOAN & DAVID & Design       40808   1/23/2004   40808   REGISTERED     25  
    25 - Footwear
T30232BM00   DAVID & DAVID   1/21/2004   40809   1/23/2004   40809   REGISTERED     18  
    18 - Handbags and small leather goods
T30232BM01   DAVID & DAVID       40810   1/23/2004   40810   REGISTERED     25  
    25 - Footwear
3834/0073   EASY SPIRIT (Stylized)   11/24/1997   29328   11/24/1997   29328   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear; footwear, including shoes, boots, moccasins and sandals; headgear.
T00055BM00   EASY SPIRIT (Word Mark)   7/31/2002   34473   7/31/2002   34473   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T00055BM01   EASY SPIRIT (Word Mark)   7/31/2002   34474   7/31/2002   34474   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T00055BM03   EASY SPIRIT (Word Mark)   7/31/2002   34475   7/31/2002   34475   REGISTERED     35  
    35 - Retail Store services
T30224BM00   ENZO ANGIOLINI (Word Mark)   7/31/2002   34464   7/31/2002   34464   REGISTERED     35  
    35 - Retail Store Services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 10
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BERMUDA continued ...                            
T30224BM01   ENZO ANGIOLINI (Word Mark)   7/31/2002   34463   7/31/2002   34463   REGISTERED     25  
    25 - Footwear, clothing, headgear, Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30224BM02   ENZO ANGIOLINI (Word Mark)   7/31/2002   34462   7/31/2002   34462   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30224BM03   ENZO ANGIOLINI (Word Mark)   7/31/2002   34461   7/31/2002   34461   REGISTERED     14  
    14 - Jewelry and watches
T30224BM04   ENZO ANGIOLINI (Word Mark)   7/31/2002   34460   7/31/2002   34460   REGISTERED     09  
    09 - Eyewear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T20150BM0   ENZO ANGIOLINI (Word Mark)   9/15/1995   27179   9/15/1995   27179   REGISTERED     25  
    25 - Outer clothing, scarves and stoles, jackets, skirts, trousers and pants, footwear, shoes, boots, moccasins and sandals, all included in Class 25.
T20150BM1   ENZO ANGIOLINI (Word Mark)   9/15/1995   27180   9/15/1995   27180   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks, all included in Class 18.
T30233BM03   JOAN & DAVID   4/30/1992   21724   4/30/1992   21724   REGISTERED     25  
    25 - Footwear
T30202BM00   NINE WEST (Word Mark)   7/31/2003   34469   7/31/2002   34469   REGISTERED     35  
    35 - Retail Store Services
T30202BM01   NINE WEST (Word Mark)   7/31/2003   34468   7/31/2002   34468   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30202BM02   NINE WEST (Word Mark)   7/31/2002   34467   7/31/2002   34467   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30202BM03   NINE WEST (Word Mark)   7/31/2003   34466   7/31/2002   34466   REGISTERED     14  
    14 - Jewelry and watches
T30202BM04   NINE WEST (Word Mark)   7/31/2002   34465       34465   REGISTERED     09  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
3834/0426   NINE WEST LOGO   11/24/1992   21921   11/24/1992   21921   REGISTERED     25  
    25 - Footwear, shoes, boots, moccasins and sandals, all included in Class 25.
3834/0033BM   NINE WEST LOGO   9/21/1998   30066   9/23/2005   30066   REGISTERED     14  
    14 - Jewelry and watches.
BOLIVIA                                
3834/0554   BANDOLINO (Word Mark)   6/7/2000   016996   3/27/2001   82883   REGISTERED     18  
    18 - All goods in the Class.
3834/0555   BANDOLINO (Word Mark)   6/7/2000   016997   3/27/2001   83884   REGISTERED     25  
    25 - All goods in the Class.
T00055BO00   EASY SPIRIT (Word Mark)   11/22/2002   368102   1/3/2004   93337-C   REGISTERED     18  
    18 - Small leather goods
T00055BO01   EASY SPIRIT (Word Mark)   11/25/2002   368102   3/1/2004   93336-C   REGISTERED     25  
    25 - Clothing, footwear
T00055BO03   EASY SPIRIT (Word Mark)       36832002   3/1/2004   93335-C   REGISTERED     35  
    35 - All services in class 35.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 11
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BOLIVIA continued ...                            
T30224BO00   ENZO ANGIOLINI (Word Mark)   11/25/2002   368002   3/1/2004   93330-C   REGISTERED     35  
    35 - Retail store services.
T30224BO01   ENZO ANGIOLINI (Word Mark)   11/22/2002   367902   2/26/2004   93263-C   REGISTERED     18  
    18 - Small leather goods
3834/0299   ENZO ANGIOLINI (Word Mark)   3/4/1999   011054   6/6/2000   79029-C   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20200BO01   JOYCE           9/20/1943   c-5596 a-37600   REGISTERED     25  
    25 - Shoes
T30202BO00   NINE WEST (Word Mark)   11/22/2002   367702   3/2512004   93698-C   REGISTERED     18  
    18 - All goods in class.
T30202BO01   NINE WEST (Word Mark)   11/25/2002   367802   3/25/2004   93699-C   REGISTERED     25  
    25 - All goods in class.
T30202BO02   NINE WEST (Word Mark)   5/13/2005   SM-1697   8/20/2007   110237-C   REGISTERED     09  
    09 - Sunglasses and eyewear
T30202BO03   NINE WEST (Word Mark)   5/13/2005   SM-1698   8/20/2007   110238-C   REGISTERED     14  
    14 - Jewelry and watches
3834/0144   NINE WEST (Word Mark)   10/12/1998   009362   5/30/2000   78877-C   REGISTERED     35  
    35 - Retail store services.
3834/0313   NINE WEST LOGO   11/17/1992   1138   12/15/1995   60075-C   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins, slippers and sandals. Headgear.
3834/0237   NINE WEST LOGO   9/11/1995   2287   12/22/1998   69775 C   REGISTERED     42  
    42 - Retail store services.
BRAZIL                                
T20073BRO1   CLOUD NINE (Word Mark)   8/7/1998   820966126   8/7/1998   820966126   REGISTERED     25  
    25 - Travel articles. (Local class 25.60)
T30233BRO6   DAVID & JOAN       na   9/3/1996   817911014   REGISTERED     25  
    25 - Footwear
3834/0653   DIVERTENTE STUDIO   10/4/1988   814439680   8/14/1990   814489680   REGISTERED     25  
    25 - Clothes and clothing accessories for common use.
3834/0342   ENZO ANGIOLINI (Word Mark)   3/28/1985   811934152   7/15/1986   811934152   REGISTERED     25  
    25 - Shoes in general.
T30233BR07
  JOAN & DAVID   5/11/1994   817866582   3/2/1999   817866582   REGISTERED     NA,LC  
    NA - Local Class 15
    LC - Local Class 40
T30233BR08   JOAN & DAVID   11/13/1990   815879679   11/28/2000   815879679   REGISTERED     25  
    25 - Footwear
T30078BR00   NINE & COMPANY (Word Mark)   7/17/2003   825724090   5/22/2007   825724090   REGISTERED     25  
    25 - All goods in the class.
T30202BR05   NINE WEST (Word Mark)   6/30/2005   827465173   6/17/2008   827465173   REGISTERED     35  
    35 - Retail store services
3834/0344   NINE WEST LOGO   11/27/1992   816968284   11/29/1994   816968284   REGISTERED     18,25  
    18 - Handbags (Local class 25.10, 25.20; 25.30)
    25 - Shoes (Local class 25.10, 25.20; 25.30)

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 12
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BRAZIL continued ...                            
3834/0251BR   NINE WEST LOGO   2/26/1999   821443470   6/26/2007   821443470   REGISTERED     42  
    42 - Retail store services. (Brazilian Class 40.15)
T30115BR00   NINE WEST STUDIO   7/17/2003   825720370   12/9/2008   825720370   REGISTERED     25  
    25 - All goods in the class.
3834/0714   RED CROSS SHOES   5/16/1988   814239803   5/7/1991   814239803   REGISTERED     25  
    25 - Clothes and clothing accessories for common use.
3834/0345BR   WESTIES   2/26/1985   811900487   9/6/1987   811900487   REGISTERED     25  
    25 - Shoes in general.
BRITISH VIRGIN ISLANDS                            
T00012VG00   BANDOLINO (Word Mark)   1/23/2003   4005   1/24/2003   4005   REGISTERED     18,25  
    18 - Leather skirts, unwrought and wrought, and articles made of leather, not included in other classes, including bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags and leather shoes. (Local Class 37); Umbrellas (Local Class 50(5)) Class 50(10) Goods not included in the foregoing classes, including bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags, all made of materials other than leather; handkerchiefs. (Local Class 50(1))
    25 - Articles of clothing, including footwear, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats and scarves. (Local Class
T00055VG00   EASY SPIRIT (Word Mark)   1/23/2003   2699   1/24/2003   4006   REGISTERED     18,25  
    18 - Leather, skins unwrought, and wrought, and articles made of leather, not included in other classes, including bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags and leather shoes. (Local Class 37); Umbrellas Local Class 50 (5); Goods not included in the foregoing classes, including bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags, all made of materials other than leather, handkerchiefs Local Class 50(10).
    25 - Articles of clothing, including footwear, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, Windbreakers, parkas, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, and scarves. (Local Class
3834/0442   ENZO ANGIOLINI (Stylized)   12/5/1997   N/A   12/5/1997   3218   REGISTERED     38  
    38 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals. Headgear.
T20247VG0   NINE WEST LOGO   2/10/1993   N/A   2/25/1993   2559   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals. Headgear. (Local Class 38)
BRUNEI                                
T30232BN00   DAVID & DAVID   1/15/2004   36031   1/15/2004   36031   REGISTERED     18,25  
    18 - Bags and wallets
    25 - Clothing and footwear
T20129BN0   EASY SPIRIT (STYLIZED)   9/12/1994   24182   9/12/1994   20093   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
3834/0623BN   NINE WEST (Word Mark)   7/6/2000   33,152   7/6/2003   33,152   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs.
BULGARIA                                
3834/0430   EASY SPIRIT LOGO   8/28/1990   018984   8/28/1990   18984   REGISTERED     25  
    25 - Footwear.
T30078BG01   NINE & COMPANY (Logo)   9/3/2001   56287   9/3/2001   44879   REGISTERED     25  
    25 - All goods in class 25.
CANADA                                
T20003CA0   9 & CO. (Word Mark)   12/14/1995   799729   5/14/1997   476222   REGISTERED     25,35  
    25 - Footwear, namely boots, shoes, sandals and slippers.
    35 - Retail store services for footwear and handbags.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 13
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CANADA continued ...                            
T20007CA3   9 WEST (Stylized)   11/1/1985   551846   5/17/1991   384401   REGISTERED     18  
    18 - Handbags.
T20007CA1   9 WEST (Word Mark)   12/19/1980   463228   6/26/1981   260256   REGISTERED     25  
    25 - Shoes.
T20007CA2   9 WEST (Word Mark)   9/19/1990   666750   1/31/1992   393589   REGISTERED     035  
    035 - Services of operating a store specializing in the sale of shoes and accessories.
3834/0348   9 WEST LOGO   2/9/1983   498583   10/28/1983   284426   REGISTERED     025  
    025 - Shoes.
T20032CA0   ARPEGGIOS DESIGN   9/9/1987   591461   1/20/1989   350142   REGISTERED     09  
    09 - Eyeglasses and frames for spectacles.
3834/0136   BABY NINE   12/14/1995   799731   12/31/1998   506,033   REGISTERED     25  
    25 - Footwear.
3834/0132   BANDOLINO & DESIGN   1/29/1998   866116   3/26/1999   510132   REGISTERED     09  
    09 - Eyeglasses, frames for spectacles and sunglasses.
T00012CA00   BANDOLINO (Word Mark)   3/4/2003   1169489   9/30/2005   649414   REGISTERED     25  
    25 - Clothing, namely headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear, stockings, socks, wristband, gloves, mittens and kerchiefs.
T20036CA0   BANDOLINO (Word Mark)   1/20/1992   697245   1/8/1993   406899   REGISTERED     25  
    25 - Ladies’ shoes.
T20061CA0   CALICO LITES & DESIGN   12/16/1992   718987   4/14/1995   441770   REGISTERED     25  
    25 - Footwear, namely, shoes, boots and slippers.
T20062CA0   CALICO LOGO   1/25/1985   535443   8/22/1986   317594   REGISTERED     25  
    25 - Shoes.
T20063CA0   CALICO SOFTFIT   7/18/1989   636592   6/3/1994   427992   REGISTERED     25  
    25 - Shoes.
T30233CA03   CIRCA JOAN & DAVID   4/20/2005   1,254,801   8/25/2006   TMA671,241   REGISTERED     25  
    25 - Women’s footwear, namely casual and dress shoes, boots, sandals, mules, loafers and sling-backs; handbags and small leather goods, namely wallets, key cases, and cosmetic bags.
T20112CA0   DIVERTENTE   3/14/1988   602867   2/24/1989   352204   REGISTERED     25  
    25 - Shoes.
T20113CA0   DIVERTENTE STUDIO   10/21/1988   617671   2/16/1990   365523   REGISTERED     25  
    25 - Shoes.
T00055CA00   EASY SPIRIT (Word Mark)   8/14/1998   887438   11/25/2005   653571   REGISTERED     14  
    14 - Jewelry
T20127CA0   EASY SPIRIT (Word Mark)   5/1/1987   583262   2/10/1989   351124   REGISTERED     25,35  
    25 - Shoes;
    35 - Operation of retail stores featuring shoes and shoe related accessories.
3834/0133   EASY SPIRIT ANTI-GRAVITY   3/5/1997   838514   1/5/1999   506,096   REGISTERED     25  
    25 - Shoes.
T20141CA0   EASY SPIRIT LOGO   9/14/1993   736869   10/28/1994   435014   REGISTERED     25  
    25 - Footwear decorative items, namely shoe bows, shoe ornaments, shoe ribbons and shoe clips.
T20141CA1   EASY SPIRIT LOGO   11/12/1992   716680   8/23/1996   461382   REGISTERED     25  
    25 - Socks.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 14
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CANADA continued...                            
T20141CA2   EASY SPIRIT LOGO   12/9/1992   718490   8/23/1996   461384   REGISTERED     25  
    25 - Men’s and ladies’ shoes.
3834/0111   EASY SPIRIT SLIPPERS   11/14/1997   861540   11/24/2000   537,721   REGISTERED     25  
    25 - Slippers.
T30224CA00   ENZO ANGIOLINI (Word Mark)   7/11/2003   0538021   3/20/1987   TMA324995   REGISTERED     25  
    25 - Wares: (1) Shoes; (2) Sunglasses; handbags, purses, billfolds, wallets; boots, sandals, moccasins and slippers and hosiery. (3) Purses and handbags; (4) Eyewear, namely eyeglasses and eyeglass frames; eyeglass cases, chains and cords. Services: 1) Operation of a store specializing in the sale of footwear, purses, handbags and bags, hosiery and eyewear. (2) Retail store services for purses, handbags and footwear.
T20160CA0   FEATHER CONSTRUCTION   11/26/1993   742177   6/30/1995   444638   REGISTERED     25  
    25 - Footwear, namely shoes and boots.
3834/0419   GAROLINI   3/16/1983   500385   11/16/1984   297100   REGISTERED     25  
    25 - Women’s shoes.
T30233CA00   JOAN AND DAVID   2/11/1982   0482209   4/19/1985   302046   REGISTERED     18,25  
    18 - Handbags, luggage, hand luggage, wallets, belts, portfolios, dispatch cases, purses, card cases and containers for lighters, keys, cigarette packages, eyeglasses and manicure sets; Handbags namely, ladies’ handbags, luggage, and small leather articles, namely, wallets, key containers, money belts, umbrellas, and dispatch cases, namely brief cases;
    25 - Ladies’ shoes. scarves, women’s clothing, namely coats, hats, suits, dresses, sweaters, skirts, scarves, shirts, blouses, stockings, gloves, underwear, robes and rainwear namely raincoats, scarves, belts and women’s clothing namely, gloves, hats, sweaters, slacks, coats, jackets, skirts, dresses, suits, lingerie, and bathing suits.
T30234CA00   JOAN AND DAVID   11/6/1987   0594986   11/10/1989   362725   REGISTERED     35  
    35 - Retail store services in the advertising and sale of women’s clothing, shoes and accessories.
T30237CA00   JOAN HELPERN SIGNATURE   10/18/1994   0766362   10/18/2001   464260   REGISTERED     18  
   
 
  and Design                            
    18 - Handbags and leather goods
3834/0667   JOYCE   10/23/1940   178404   10/23/1940   NS59/15584   REGISTERED     25  
    25 - Footwear.
3834/0163   LUCAB   5/23/1997   845989   8/6/1998   TMA498,352   REGISTERED     25  
    25 - Footwear, namely, shoes, boots, moccasins, slippers and sandals.
T30078CA00   NINE & COMPANY (Logo)   2/11/2003   1167263   3/11/2009   TMA735,795   REGISTERED     25  
    25 - Wearing apparel for women, namely leather, knit, and woven dresses, coats, suits, jackets, blouses, shirts, sweaters, t-shirts, tank tops, camisoles, cardigans, pullovers, vests, pants, shorts, jeans, skirts, scarves and hats.
 
    Footwear, namely shoes, slippers, sandals and boots
3834/0160   NINE WEST (Word Mark)   4/4/1996   809398   4/28/1999   511,176   REGISTERED     09,18,25  
   
 
                            35  
    09 - Sunglasses, reading eyeglasses, clip-on sunglasses, eyeglass cases, sunglass and eyeglass cords, eyeglass care kits, namely lens cleaning cloths, screwdrivers and lens cleaners,
    18 - Handbags.bags, purses, packs, cases, billfolds, wallets, key fobs and key cases, travelling bags, umbrellas, walking sticks.
    25 - Boots, sandals, moccasins and slippers, and hosiery.
    35 - Retail store services specializing in the sale of footwear and accessories. Retail store services specializing in the sale of eyewear and eyewear accessories.
3834/0255   NINE WEST (Word Mark)   1/13/1997   833528   9/13/2000   532,617   REGISTERED     14  
    14 - Jewelry, watches and clocks.
3834/0200   NINE WEST LOGO   1/8/1993   720,268   12/22/1995   452,088   REGISTERED     18,25,35  
    18 - Handbags.
    25 - Shoes.
    35 - Operating a store specializing in the sale of shoes and accessories.
3834/0165   NINE WEST SHOE STUDIO   5/9/1997   844,608   1/6/1999   506,154   REGISTERED     18,25,35  
    18 - Handbags.
    25 - Footwear, socks
    35 - Retail store services specializing in the sale of footwear, socks and handbags.
T30232CA05   PANINARI BY MOOTSIES   6/7/1989   0633753   1/24/1992   TMA393,037   REGISTERED     25  
   
 
  TOOTSIES                            
    25 - Footwear, namely, women’s and chidren’s shoes, sneakers, boots, sandals and slippers.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 15
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CANADA continued...                            
3834/0098   PAPPAGALLO (SCRIPT)   2/25/1981   466092   9/23/1983   283459   REGISTERED     25  
    25 - (1) Ladies’ ready-to-wear, namely, belts, blouses, fur coats, pantyhose, scarves, smocks and shoes. (2) Costume and precious metal jewelry. (3) Handbags. (4) Women’s shoes.
3834/0679   PAPPAGALLO DESIGN   9/28/1983   509937   12/27/1985   309657   REGISTERED     18  
    18 - Leather handbags and non-leather handbags.
T30232CA00   SAM & LIBBY   6/27/1990   0660938   4/23/1993   TMA411337   REGISTERED     25  
    25 - Wearing apparel and accessories of all kinds excluding footwear, namely dresses, skirts, vests, vestees, sweaters, sweatshirts, blouses, shirts, jerseys, t-shirts, shells, tunics, loungewear, slacks, jeans shorts.
T30232CA01   SAM & LIBBY   11/18/2002   1159527   8/9/2004   TMA616464   REGISTERED     25  
    25 - Footwear
T30232CA02   SAM & LIZZY   8/3/1989   0637816   4/12/1991   382906   REGISTERED     25  
    25 - Footwear
T20298CA0   SELBY   4/1/1953   219138   4/1/1953   UCA046417   REGISTERED     25  
    25 - Men’s and women’s shoes.
T20300CA0   SELBY & HEART DESIGN   11/17/1972   358841   6/22/1973   192069   REGISTERED     25  
    25 - Shoes.
T20302CA0   SELBY ARCH PRESERVER & DESIGN   2/10/1933   157897   9/2/1987   TMDA56419   REGISTERED     25  
    25 - Boots and shoes.
T20305CA0   SELBY FIFTH AVENUE & Design   4/22/1970   332344   7/16/1971   176984   REGISTERED     25  
    25 - Boots and shoes.
3834/0305   SELBY MOC FIT   3/5/1997   838513   3/22/2001   542,938   REGISTERED     25  
    25 - Shoes.
3834/0045   SHOP FOR PAPPAGALLO   9/24/1974   379089   8/5/1977   222292   REGISTERED     35  
    35 - Retail store services in connection with the sale of shoes, clothing and accessories, namely, scarves, jewelry, smocks, handbags, belts, hats, ribbons, sweaters, umbrellas, shopping bags, stockings and socks, stuffed animals and similar novelties, t-shirts and jackets and other wearing apparel.
T20359CA0   TREO   11/9/1995   796952   1/17/1997   468970   REGISTERED     25  
    25 - Shoes.
T20373CA0   ULTRASOFT BY CALICO   10/26/1989   643521   5/27/1994   427695   REGISTERED     25  
    25 - Shoes.
3834/0694   WESTIES   11/23/1984   532145   1/31/1986   310882   REGISTERED     25  
    25 - Shoes.
T20390CA0   WM JOYCE (DESIGN)   8/18/1952   216232   8/18/1952   NS171/43580   REGISTERED     25  
    25 - Shoes.
T20393CA0   YFA BANDOLINO   4/29/1994   753672   5/12/1995   442894   REGISTERED     25  
    25 - Ladies’ shoes.
CAYMAN ISLANDS                            
T20271 KYO   PAPPAGALLO (SCRIPT)   9/5/1990   N/A   12/16/1991   1234686   REGISTERED     18  
    18 - Umbrellas, coin purses (not of precious metals or coated therewith), pocket wallets, card cases (in the nature of pocket wallets), key cases, briefcases, portfolios (in the nature of briefcases), handbags, duffle bags, tote bags, shoe bags, clothes carriers (travel bags),
T20268KY01   PAPPAGALLO (SCRIPT)   12/7/1984   N/A   12/7/1984   1234687   REGISTERED     25  
    25 - Sweaters, hats, rain-proof jackets, bathing suits, blazers, blouses, coats, dresses, hosiery, knickers, knee socks. Gloves and belts, all being articles of clothing.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 16
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CAYMAN ISLANDS continued...                            
T20269KY0   THE SHOP FOR PAPPAGALLO & DESIGN   12/7/1984   N/A   12/7/1984   1234689   REGISTERED     25  
    25 - Sweaters, hats, rain-proof jackets, bathing suits, blazers, blouses, coats, dresses, hosiery, knickers, knee socks. Gloves and belts, all being articles of clothing.
T20264KYO   THE SHOP FOR PAPPAGALLO & Design   12/7/1984   N/A   4/14/1986   1234688   REGISTERED     18  
    18 - Umbrellas, coin purses (not of precious metals or coated therewith), pocket wallets, card cases (in the nature of pocket wallets), key cases, briefcases, portfolios (in the nature of briefcases), handbags, dufflebags, tote bags, shoe bags, clothes carriers (travel bags),
   
 
                               
CHILE                                
T20003CL0   9 & CO. (Word Mark)   10/25/1995   323951   11/18/1996   471881   REGISTERED     18,25  
    18 - All products in Class 18.
    25 - All products in Class 25.
T20007CL00   9 WEST (Word Mark)       676433   5/26/2005   726235   REGISTERED     25  
    25 -
T00012CL00   BANDOLINO (Word Mark)   4/28/2004   645.322   10/28/2004   707194   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travel bags and umbrellas
3834/0134   BANDOLINO (Word Mark)   7/2/1997   382328   3/10/1998   506,535   REGISTERED     25  
    25 - Footwear.
T20062CL0   CALICO LOGO   1/23/1985   45971   4/26/1995   726236   REGISTERED     25  
    25 - Shoes.
T20073CL00   CLOUD NINE (Word Mark)   8/7/1998   423323   1/19/1999   532535   REGISTERED     18  
    18 - All goods in class 18.
T00055CL00   EASY SPIRIT (Word Mark)   4/28/2004   645.321   12/16/2004   711772   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags and umbrellas.
3834/0673   EASY SPIRIT (Word Mark)   12/14/2000   511423   11/7/2001   607367   REGISTERED     03  
    03 - All goods in the Class.
3834/0115   EASY SPIRIT (Word Mark)   10/25/1995   323952   6/22/1998   515,075   REGISTERED     25  
    25 - All goods in the Class.
T30224CL01   ENZO ANGIOLINI (Word Mark)       677159   5/19/2005   725651   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20150CL0   ENZO ANGIOLINI (Word Mark)   1/25/1985   46117   3/8/1985   294668   REGISTERED     25  
    25 - All kinds of footwear, especially shoes.
T30233CL00   JOAN & DAVID       658557   2/4/2005   716775   REGISTERED     25  
    25 - Footwear
T30202CL00   NINE WEST (Word Mark)   4/28/2004   645.319   11/9/2004   708214   REGISTERED     9,14,18
25
 
    9 - All products in the class
    14 - All products in the class
    18 - All products in the class
    25 - All products in the class.
3834/0238   NINE WEST (Word Mark)   12/10/1998   435,037   6/22/1999   543,139   REGISTERED     42  
    42 - Commercial establishment covering goods in classes 18 & 25.
3834/0010   NINE WEST (Word Mark)   10/19/1998   430,384   4/19/1999   538,943   REGISTERED     42  
    42 - Commercial establishment covering goods in classes 18 & 25.
T20247CL02   NINE WEST LOGO   10/24/2003   614.088   10/24/2003   676.749   REGISTERED     18,25  
    18 - All goods in class.
    25 - All goods in class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 17
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHILE continued...                            
T15982CL00   WESTIES       676432   5/26/2005   726234   REGISTERED     25  
    25 - All goods in class.
 
                                   
CHINA                                
T20003CN1   9 & CO. (Logo)   10/2/1994   94107927   9/28/1996   875035   REGISTERED     18  
    18 - Leather, imitations of leather, animal skins, hides, trunks, travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery, goods made of leather and imitations of leather, namely: bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key
T20003CN0   9 & CO. (Word Mark)   10/2/1994   94107928   12/21/1997   1136543   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0448   ANTI-GRAVITY   3/14/2000   2000029033   4/7/2001   1549168   REGISTERED     25  
    25 - Clothing, headgear, footwear.
T20039CN0   BANDOLINO (Stylized)   6/20/1991   91026868   6/10/1992   598197   REGISTERED     25  
    25 - Footwear.
3834/0125   BANDOLINO (Stylized)   9/29/1997   97103192   2/21/1999   1248695   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00012CN01   BANDOLINO (Word Mark)   8/9/2004   4210781   1/7/2008   4210781   REGISTERED     35  
    35 - Retail store services
T30233CN04   CIRCA JOAN & DAVID   1/15/2004   3591384   10/21/2005   3591384   REGISTERED     25  
    25 - Knitwear, outerwear, suits, jerseys, shirts, skirts, trousers, scarves, gloves, hosiery, sweaters, belts, headgear.
T30233CN12   CIRCA JOAN & DAVID           10/28/2005   3591385   REGISTERED     18  
    18 - Garment bags for travel; handbags, suitcases, valises, trunks (luggage); purses; pocket wallets, backpacks, shopping bags, briefcases, vanity cases for containing cosmetic purposes.
T00033CN00   CLOUD 9 NINE WEST   9/25/1998   9800109592   1/21/2000   1355892   REGISTERED     25  
    25 - Footwear
T20073CN00   CLOUD NINE (Word Mark)   8/5/1998   87038212   12/1/1999   876851   REGISTERED     18  
    18 - Leather and imitations of leather, animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases.
T20073CN02   CLOUD NINE (Word Mark)   8/20/1998   9800095098   11/7/1999   1330551   REGISTERED     18  
    18 - Goods made of leather, goods made of imitations of leather, namely bags, handbags, purses, packsacks, cases, billfolds, wallets, key fobs, key cases, animal skins, hides, suit cases, traveling bags, umbrellas, parasols, walking sticks, whips, harness and saddlery.
T20141CN0   EASY SPIRIT (Logo)   6/20/1991   91026878   6/10/1992   598199   REGISTERED     25  
    25 - Footwear.
T20139CN0   EASY SPIRIT IN CHINESE CHARACTERS   8/27/1992   92056023   9/28/1993   659718   REGISTERED     25  
    25 - Footwear.
T30224CN00   ENZO ANGIOLINI (Word Mark)   7/1/2003   3613268   1/2/2005   3613268   REGISTERED     09  
    09 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T20150CN0   ENZO ANGIOLINI (Word Mark)   12/1/1992   92080327   1/21/1994   674937   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20150CN1   ENZO ANGIOLINI (Word Mark)   10/2/1994   94107929   9/28/1996   875036   REGISTERED     18  
    18 - Leather and imitations of leather, animal skins, hides, trunks, traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery, goods made of leather and imitations of leather, namely: bags, handbags, purses, packs, cases, billfolds, wallets, key fobs,
T20175CN0   GAROLINI   11/1/1983   90026371   11/1/1983   558727   REGISTERED     25  
    25 - Footwear including men’s shoes, women’s shoes and children’s shoes.
T20177CN0   GAROLINI (Stylized)   7/3/1990   90026370   7/20/1991   558728   REGISTERED     25  
    25 - Footwear including men’s shoes, women’s shoes and children’s shoes.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 18
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued ...                            
T30233CN07   JOAN & DAVID       na   4/7/1993   636988   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30233CN09   JOAN & DAVID   10/6/1996   na   10/13/1997   118548   REGISTERED     25  
    25 - Footwear
T30233CN10   JOAN & DAVID   1/5/1996   na   7/28/1997   1063579   REGISTERED     18  
    18 - Handbags
T30237CN00   JOAN HELPERN SIGNATURE   1/5/1996   na   8/14/1997   1076397   REGISTERED     18  
    18 - Handbags
T30237CN01   JOAN HELPERN SIGNATURE   1/5/1996   na   7/21/1997   1058770   REGISTERED     25  
    25 - Footwear
T30232CN04   MOOTSIES TOOTSIES   10/26/1993   NA   4/21/1995   741985   REGISTERED     25  
    25 - Footwear
T30078CN00   NINE & COMPANY (Logo)           3/14/2003   2001652   REGISTERED     18  
    18 - Handbags, pocketbooks, straps for handbags, shoulder bags, evening bags, cosmetic bag (sold empty), toiletry cases (sold empty), vanity cases (sold empty), leather shoulder belts, grooming kits (sold empty), wallets, billfolds, credit card cases, business card cases, key cases, leather key fobs, passport cases, coin purses, clutch purses, cloth bags, general purpose passport cases, ouches, drawstring pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, overnight cases, shoe bags for travel, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, athletic bags, beach bags, carry-on bags, tie cases, waist packs, fanny packs, backpacks, baby backpacks, knapsacks, diaper bags, attache cases, briefcases, document cases, briefcase type portfolios, leather envelopes for carrying personal papers, satchels, suitcases, luggage straps for luggage, luggage tags, trunks, sportsmens hunting bags.
T30078CN01   NINE & COMPANY (Logo)   8/28/2001   2001158704   9/21/2007   2003328   REGISTERED     25  
    25 - Dresses; coats; suits; jackets; blouses; shirts; sweaters; T-shirts; tanktops; camisoles; cardigans; pullovers; vests; trousers; shorts; jeans; skirts; scarves; hats; hosiery; shoes; boots; sandals; slippers
3834/0199CN   NINE WEST (GIO-SY) (Chinese Characters)   10/5/1997   9700104819   2/7/1999   1,244,685   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0198   NINE WEST (GIO-SY) (Chinese Characters)   10/5/1997   9700104818   2/7/1999   1,244,380   REGISTERED     18  
    18 - Leather, imitations of leather, animal skins, hides, trunks, traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery, goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key
T30202CN00   NINE WEST (Word Mark)   4/14/2004   4016787   5/21/2006   4016787   REGISTERED     09  
    09 - Prescription eyeglasses and frames and prescription sunglasses.
T30202CN01   NINE WEST (Word Mark)   5/12/2005   4651875   9/14/2008   4651875   REGISTERED     14  
    14 - Jewelry, watches, bracelets. Charms [jewelry], brooches [jewelry], necklaces [jewelry], ornaments [jewelry], paste jewelry [costume jewelry], hat ornaments [of precious metal] shoe ornaments [of precious metal].
T30202CN02   NINE WEST (Word Mark)   5/12/2005   4651874   1/7/2009   4651874   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; clothing for pets; handbags; knapsacks; purses; school satchels; card cases (notecases); brief cases; shopping bags; pouches, of leather, for packaging; key cases (leather ware); billfolds;
T30202CN03   NINE WEST (Word Mark)   5/10/2005   4651873   1/28/2009   4651873   REGISTERED     35  
    35 - Advertising services relating to the operation of wholesale and retail stores; business management and business advisory services relating to the management and administration of retail and wholesale stores, including sales information, business franchising and customer service information; organizing fashion shows.
3834/0518/CN   NINE WEST (Word Mark)   3/30/2000   2000039675   7/28/2001   1610578   REGISTERED     09  
    09 - Sunglasses, non-prescription reading glasses, clip-on sunglasses, eyeglass cases, eyeglass cords, sunglass cords, lens cleaning
T20241CN0   NINE WEST (Word Mark)   1/10/1991   91001193   1/10/1992   578746   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 19
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CHINA continued ...                            
T20247CN0   NINE WEST LOGO   10/22/1994   94107930   9/28/1996   875034   REGISTERED     18  
    18 - Leather, imitations of leather, animal skins, hides, trunks, travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery, goods made of leather and imitations of leather, namely: bags, handbags, purses, packs, cases, billfolds, wallets, key fobs,
T20247CN2   NINE WEST LOGO   4/3/1993   93022657   3/28/1995   738122   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0168   NW NINE WEST LOGO   6/2/1997   970054038   9/7/1998   1,204,790   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0171   NW NINE WEST LOGO   6/2/1997   970054037   7/7/1998   1,188,512   REGISTERED     18  
    18 - Leather, imitations ofleather, animal skins, hides, trunks, traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery, goods made of leather and limitations of leather, namely: bags, handbags, purses, packs, cases, billfolds, wallets, key fobs,
3834/0636   NW NINE WEST MEN and Arrow Design   7/20/2000   2000107479   3/14/2002   1728747   REGISTERED     18  
    18 – Goods made of leather, namely: bags, satchels, shoulder bags, totes, backpacks, knapsacks, cases, billfolds, wallets, key fobs, key cases, animal skins, hides, suitcases, traveling bags, umbrellas, walking sticks.
3834/0637   NW NINE WEST MEN and Arrow Design   7/20/2000   2000107480   9/14/2001   1633401   REGISTERED     25  
    25 - Footwear, clothing, headgear for men and boys.
T20271CN0   PAPPAGALLO (SCRIPT)   6/20/1991   91026872   6/10/1992   598201   REGISTERED     25  
    25 - Footwear.
T30192CN00   PAPPAGALLO (Word Mark)   11/14/2003   3798514   11/21/2006   3798514   REGISTERED     25  
    25 - Clothing, footwear, headgear, layettes, swimsuits, rain coats, masquerade costumes, football shoes, hosiery, gloves, neckties, belts (clothing), shower caps
T30192CN01   PAPPAGALLO (Word Mark)   12/3/2003   3827197   12/14/2005   3827197   REGISTERED     14  
    14 – Necklace (jewelry); bracelets (jewelry); brooches (jewelry); rings (jewelry); earrings (jewelry); trinkets (jewelry); ornaments (jewelry); watches, clocks.
T30192CN02   PAPPAGALLO (Word Mark)   12/3/2003   3827198   1/28/2009   3827198   REGISTERED     18  
    18 - Bags, purses, handbags, shopping bags, suitcases, traveling bags, trunks, briefcases, leather belts, (not for clothing), traveling sets (leather ware), umbrellas, leather and Imitation leather.
T30232CN05   SAM & LIBBY   8/6/2002   3265611   2/28/2004   3265611   REGISTERED     25  
    25 - Clothes, shoes, boots, hats, stockings, gloves, ties, neck cloths and girdles
T20298CN0   SELBY   8/27/1992   92056025   9/21/1993   658936   REGISTERED     25  
    25 - Footwear.
T20333CN0   SPA NINE WEST (STYLIZED)   10/22/1994   94107931   9/28/1996   875033   REGISTERED     18  
    18 - Leather, imitations of leather, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery, goods made of leather and imitations of leather, namely: bags, handbags, purses, packs, cases, billfolds, wallets, key fobs,
T30315CN00   STUDIO 9 (Word Mark)   1/12/2006   5115216   1/13/2006   300565128   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20382CN0   WESTIES   12/12/1995   950156640   6/7/1997   1022441   REGISTERED     18  
    18 – Goods made of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases, animal skins, hides, suit cases, traveling bags, umbrellas, parasols, walking sticks, whips, harnesses and saddlery.
3834/0356   WESTIES   7/1/1996   960076724   8/14/2000   1,432,212   REGISTERED     25  
    25 - Shoes.
T20399CN0   YFA BANDOLINO LOGO   12/21/1994   94132999   10/28/1996   889449   REGISTERED     25  
    25 - Shoes, boots, sandals.
COLOMBIA                                
3834/0074   9 & CO. (Logo)   8/1/1997   97044247   4/13/1998   207334   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 20
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
COLOMBIA continued ...                            
3834/0556   BANDOLINO (Word Mark)   8/25/2000   00.063.716   6/1/2001   241570   REGISTERED     18  
    18 – All goods in the Class.
3834/0557   BANDOLINO (Word Mark)   8/25/2000   00.063.717   10/26/2004   291797   REGISTERED     25  
    25 - Clothing, footwear, headgear
T00012COO2   BANDOLINO (Word Mark)   10/2/2002   02088383   11/24/2003   276237   REGISTERED     35  
    35 – Retail Store Services
T30441COO0   BOUTIQUE 9   1/11/2007   T2007/02290   7/18/2007   336672   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30441COO1   BOUTIQUE 9   1/11/2007   T2007/002295   7/18/2007   336674   REGISTERED     18  
    18 – Handbags and small leather goods
T30441COO2   BOUTIQUE 9   1/11/2007   T2007/002293   7/18/2007   336673   REGISTERED     14  
    14 – Jewelry
T30233COO3   CIRCA JOAN & DAVID   4/26/2005   T2005/039541   11/23/2005   306638   REGISTERED     35  
    35 – Retail store services
3834/0118   ENZO ANGIOLINI (Stylized)   8/1/1997   97044246   4/2/2001   241263   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30224COOO   ENZO ANGIOLINI (Word Mark)   10/2/2002   02088379   9/12/2003   273385   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses, eyeglass frames, eyeglass chains and eyeglass cords.
T30224CO01   ENZO ANGIOLINI (Word Mark)   10/2/2002   02088380   10/29/2003   280775   REGISTERED     14  
    14 - Jewelry and watches
T30224COO2   ENZO ANGIOLINI (Word Mark)   10/2/2002   02088382   9/12/2003   273384   REGISTERED     35  
    35 – Retail Store Services
3834/0659   ENZO ANGIOLINI (Word Mark)   8/29/2000   00-064427   12/4/2001   253521   REGISTERED     18  
    18 – Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides, trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30233COOO   JOAN & DAVID   11/15/2005   na   10/18/1994   169532   REGISTERED     18,42  
    18 - Handbags
    42 – Retail store services
T30232COOO   MOOTSIES TOOTSIES   4/25/2005   T2005/038909   11/15/2005   305459   REGISTERED     18  
    18 – Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232CO01   MOOTSIES TOOTSIES   4/25/2005   T2005/038906   11/15/2005   305440   REGISTERED     25  
    25 – footwear
T30232CO02   MOOTSIES TOOTSIES   4/25/2005   T2005/038907   11/15/2005   305460   REGISTERED     35  
    35 – Retail store services
T30078CO00   NINE & COMPANY (Logo)   8/16/2001   01-067068   11/6/2002   258225   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30202CO00   NINE WEST (Word Mark)   10/2/2002   02088375   9/12/2003   273387   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T30202CO01   NINE WEST (Word Mark)   10/2/2002   02088381   11/24/2003   276243   REGISTERED     35  
    35 – Retail Store Services
T30202CO02   NINE WEST (Word Mark)   10/20/2002   02088377   9/12/2003   273386   REGISTERED     14  
    14 – Jewelry and watches

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 21
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
COLOMBIA continued ...                            
T30202C003   NINE WEST (Word Mark)   10/2/2002   02088378   8/24/2004   284704   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and traveling bags, umbrellas and walking ticks, all made of leather or imitations of leather
T30202CO04   NINE WEST (Word Mark)   2/11/2004   T2004/011586   10/27/2004   295901   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20247CO00   NINE WEST LOGO   11/25/1992   92371327   1/31/1994   150902   REGISTERED     25  
    25 - All goods in Class 25
T30232CO03   SAM & LIBBY   4/25/2005   T2005/038903   11/15/2005   305443   REGISTERED     18  
    18 – Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232CO04   SAM & LIBBY   4/25/2005   T2005/038905   11/15/2005   305441   REGISTERED     35  
    35 - Retail store services
T30232CO05   SAM & LIBBY   4/25/2005   T2005/038904   11/15/2005   305442   REGISTERED     25  
    25 - Footwear
T30315CO00   STUDIO 9 (Word Mark)   1/13/2006   T2006/002684   8/8/2006   320.364   REGISTERED     25  
    25 - Clothing, footwear, headgear
COSTA RICA                                
T00012CR00   BANDOLINO (Word Mark)   10/8/2002   2002-0007107   11/14/2003   142574   REGISTERED     35  
    35 - Retail store services
T00012CR01   BANDOLINO (Word Mark)   10/17/2000   20028811   10/17/2001   122576   REGISTERED     25  
    25 - Clothing, footwear, headgear
T00012CR02   BANDOLINO (Word Mark)   5/5/2003   142573   11/14/2003   142573   REGISTERED     42  
    42 - All goods in the class
T00012CR03   BANDOLINO (Word Mark)           11/12/2003   142537   REGISTERED     25  
    25 - Footwear, clothing, headgear, including shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, horts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves kerchiefs.
3834/0491   BANDOLINO (Word Mark)   3/1/2000   N/A   10/17/2000   122,573   REGISTERED     18  
    18 - All goods in the Class.
3834/0493   CALICO   3/1/2000   N/A   10/17/2000   122,574   REGISTERED     18  
    18 - All goods in the Class.
3834/0494   CALICO   3/1/2000   N/A   10/17/2000   122,577   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30233CR00   CIRCA JOAN & DAVID   6/13/2005   20054689   4/24/2006   157875   REGISTERED     18  
    18 – Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233CR05   CIRCA JOAN & DAVID   6/13/2005   20054687   4/24/2006   157873   REGISTERED     25  
    25 – Footwear
35   CIRCA JOAN & DAVID   6/13/2005   20054685   4/24/2006   157872   REGISTERED     35  
    35 - Retail store services
T00055CR00   EASY SPIRIT (Word Mark)   10/8/2002   2002-0007103   11/14/2003   142578   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking stick, all made of leather or imitations of leather.
T00055CR01   EASY SPIRIT (Word Mark)   5/5/2003   200271-4   11/14/2003   142577   REGISTERED     25  
    25 - Footwear, clothing, headgear; Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 22
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
COSTA RICA continued ...                            
T00055CR02   EASY SPIRIT (Word Mark)   10/8/2002   2002-007105   11/1/2003   142576   REGISTERED     35  
    35 - Retail store services
T00055CR03   EASY SPIRIT (Word Mark)       N/A   11/14/2003   142575   REGISTERED     42  
    42 - All services in the class.
T00055CR04   EASY SPIRIT (Word Mark)   5/17/2005   2005-0003631   1/30/2006   156032   REGISTERED     09  
    09 - Sunglasses and eyewear
T00055CR05   EASY SPIRIT (Word Mark)   5/17/2005   2005-0003630   1/30/2006   156031   REGISTERED     14  
    14 - Jewelry and watches
T30198CR00   EASY SPIRIT COMFORT 2(STYLIZED)   10/28/2004   2004-8096   11/28/2006   164072   REGISTERED     25  
    25 - Footwear
T20151CR0   ENZO ANGIOLINI (STYLIZED)   10/17/1997   N/A   8/21/2005   107611   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals. Headgear.
T30224CR00   ENZO ANGIOLINI (Word Mark)   5/5/2003   20028810   7/22/2004   148709   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
3834/0488   ENZO ANGIOLINI (Word Mark)   3/1/2000   N/A   2/20/2001   123,589   REGISTERED     18  
    18 - Handbags and leather goods
T30224CR02   ENZO ANGIOLINI (Word Mark)   10/8/2002   2002-7101   11/14/2003   142579   REGISTERED     42  
    42 - RETAIL STORE SERVICES
T30224CR03   ENZO ANGIOLINI (Word Mark)   10/8/2002   2002-7100   7/22/2004   148683   REGISTERED     14  
    14 - Jewelry and Watches
T30224CR04   ENZO ANGIOLINI (Word Mark)   10/8/2002   2002-0007099   7/22/2004   148707   REGISTERED     09  
    09 - Eyewear
T30224CR05   ENZO ANGIOLINI (Word Mark)   10/2/2002   2002-0007101   7/21/2004   148699   REGISTERED     35  
    35 - Retail services of items in stores.
T30232CR00   MOOTSIES TOOTSIES   6/19/2005   20054690   4/24/2006   157876   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232CR02   MOOTSIES TOOTSIES   6/13/2005   20054683   4/24/2006   157870   REGISTERED     35  
    35 - Retail store services
T30202CR00   NINE WEST (Word Mark)   10/8/2002   2002-0007095   11/11/2003   142471   REGISTERED     09  
    09 - Eyewear
T30202CR01   NINE WEST (Word Mark)   10/8/2002   2002-0007096   11/11/2003   142470   REGISTERED     14  
    14 - Jewelry and Watches
T30202CR02   NINE WEST (Word Mark)   10/8/2002   2002-0007097   7/22/2004   148710   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30202CR04   NINE WEST (Word Mark)   10/8/2002   2002-007098   11/11/2003   142469   REGISTERED     42  
    42 - Retail Store Services
3834/0485   NINE WEST (Word Mark)   3/1/2000   2000-0001759   2/20/2001   123858   REGISTERED     18  
    18 - All goods in the Class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 23
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
COSTA RICA continued...                            
3834/0492   NINE WEST LOGO   3/1/2000   N/A   10/17/2000   122,576   REGISTERED     25  
    25 - Footwear, clothing, headgear, including shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
3834/0487   NINE WEST LOGO   3/1/2000   N/A   10/17/2000   122,572   REGISTERED     35  
    35 - Retail store services.
T30232CR05   SAM & LIBBY   6/13/2005   2005-0004604   4/24/2006   157871   REGISTERED     35  
    35 - Retail store services
T30232CR06   SAM & LIBBY   6/23/2005   2005-0004688   4/24/2006   157874   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30315CR00   STUDIO 9 (Word Mark)   1/16/2006   2006-0000484   6/5/2006   159422   REGISTERED     25  
    25 - Clothing, footwear, headgear
3834/0495   WESTIES   3/1/2000   N/A   10/17/2000   122,575   REGISTERED     18  
    18 - All goods in the Class.
3834/0496   WESTIES   3/1/2000   N/A   10/17/2000   122,578   REGISTERED     25  
    25 - All goods in the Class.
 
                                   
CROATIA                                
3834/0053   EASY SPIRIT (Logo)   10/28/1994   Z9421834   1/4/1997   Z942183   REGISTERED     25  
    25 - All goods in Class 25.
 
                                   
CYPRUS                                
T30202CY00   NINE WEST (Word Mark)   9/12/2001   61133   9/12/2001   61133   REGISTERED     18  
    18 - All goods in the class
T30202CY02   NINE WEST (Word Mark)   9/12/2002   61134   4/7/2006   61134   REGISTERED     25  
    25 - All goods in the class.
T30202CY03   NINE WEST (Word Mark)   9/12/2001   61135   9/12/2001   61135   REGISTERED     35  
    35 - All goods in class.
 
                                   
CZECH REPUBLIC                          
3834/0618   EASY SPIRIT LOGO   7/27/1990   58165   7/29/1992   169,120   REGISTERED     25  
    25 - Footwear
T20247CZ1   ENZO ANGIOLINI (Word Mark)   11/19/1992   73183   2/24/1995   183070   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals.
T20247CZ0   NINE WEST LOGO   11/11/1992   72925   3/13/1995   183413   REGISTERED     18,25  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, packs, cases, billfolds, wallets, key fobs and key cases, travelling bags, umbrellas, walking sticks.
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals.
 
                                   
DENMARK                                
T20011DK0   9 WEST LOGO   1/26/1983   00446-1983   10/7/1983   03574/1983   REGISTERED     25  
    25 - All goods in the Class.
3834/0411   9 WEST SPORT LOGO   11/4/1987   0733/1987   11/3/1989   06360/1989   REGISTERED     25  
    25 - All goods in Class 25.
T20036DK0   BANDOLINO (Word Mark)   2/14/1990   01266/1990   9/6/1991   05741/1991   REGISTERED     25  
    25 - All goods in class.
T20062DK0   CALICO LOGO   7/18/1986   00523/1985   7/18/1986   01612/1986   REGISTERED     25  
    25 - Shoes.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 24
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
DENMARK continued...                            
T00055DK00   EASY SPIRIT (Word Mark)           12/14/1990   219982   REGISTERED     25  
    25 - All goods in class.
T20141DK0   EASY SPIRIT LOGO   6/19/1990   04802/1990   7/5/1991   04168/1991   REGISTERED     25  
    25 - Footwear.
T20150DK0   ENZO ANGIOLINI (Word Mark)   1/16/1985   00374/1985   6/13/1986   01415/1986   REGISTERED     25  
    25 - Footwear, including shoes.
T20175DK0   GAROLINI   10/25/1984   05885/1984   10/11/1985   03428/1985   REGISTERED     25  
    25 - Footwear.
3834/0666   JOYCE   11/1/1978   4616/1978   10/24/1980   04006/1980   REGISTERED     25  
    25 - Footwear made of leather.
T20247DKO0   NINE WEST LOGO   11/12/1992   07.985 1992   4/29/1994   02.646 1994   REGISTERED     18,25  
    18 - All goods in the class
    25 - All goods in the class
T20153DK0   WESTIES   9/10/1975   3709/75   3/21/1986   01124/1976   REGISTERED     25  
    25 - Footwear.
T20382DK0   WESTIES   1/22/1985   00493-1985   3/21/1986   00719/1986   REGISTERED     25  
    25 - All goods in Class 25.
 
                                   
DOMINICAN REPUBLIC                          
3834/0451   ANTI-GRAVITY   3/2/2000   2000013555   5/15/2000   113182   REGISTERED     25  
    25 - All goods in the Class.
T00012DO00   BANDOLINO (Word Mark)           2/28/2001   118434   REGISTERED     18  
    18 - All goods in class.
3834/0558   BANDOLINO (Word Mark)   2/15/2001   2000041114   2/15/2001   116013   REGISTERED     18,25  
    18 - All goods in the Class.
    25 - All goods in the Class.
T30441DO00   BOUTIQUE 9   1/5/2007   2007-1198   4/1/2007   159920   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear
T30233DO00   CIRCA JOAN & DAVID   7/1/2005   200542270   9/14/2005   1499588   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
T30247DO00   COMFORT 2 (STYLIZED)   10/26/2004   2004-86282   1/15/2005   145738   REGISTERED     25  
    25 - FOOTWEAR
T00055DO00   EASY SPIRIT (Word Mark)   1/7/2003   2003655   2/28/2003   134061   REGISTERED     18  
    18 - Handbags and leather goods
T00055D001   EASY SPIRIT (Word Mark)   1/3/2003   2003354   2/28/2003   134060   REGISTERED     25  
    25 - Clothing, footwear, headgear
3834/0196   ENZO ANGIOLINI (Stylized)   3/19/1998   98000326   5/15/1998   96744   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T30224DO00   ENZO ANGIOLINI (Word Mark)   1/7/2003   2003357   2/28/2003   134074   REGISTERED     09  
    09 - All goods in class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 25
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
DOMINICAN REPUBLIC continued...                            
T30224DO01   ENZO ANGIOLINI (Word Mark)   1/7/2003   2003356   2/28/2003   134127   REGISTERED     18  
    18 - All goods in class.
T30224DO02   ENZO ANGIOLINI (Word Mark)   1/7/2003   2003355   2/28/2003   134073   REGISTERED     14  
    14 - All goods in class.
T30232DO00   MOOTSIES TOOTSIES   7/1/2005   200542271   9/14/2005   149669   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
T30202DO00   NINE WEST (Word Mark)   1/7/2003   2003364   2/28/2003   133745   REGISTERED     09  
    09 - All goods in the class.
T30202DO01   NINE WEST (Word Mark)   1/7/2003   2003360   2/28/2003   133748   REGISTERED     14  
    14 - All goods in class.
T30202DO02   NINE WEST (Word Mark)   1/7/2003   2003361   2/28/2003   133744   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harnesses and saddlery.
T30202DO03   NINE WEST (Word Mark)   1/7/2003   2003363   2/28/2003   133746   REGISTERED     35  
    35 - All services in class.
T30202DO04   NINE WEST (Word Mark)   11/27/2002   2002-168986   2/28/2003   133747   REGISTERED     25  
    25 - Clothing, footwear, headgear.
TOOO65DO06   NINE WEST LOGO           2/28/2003   134074   REGISTERED     09  
    09 - All goods in class.
T30232DO03   SAM & LIBBY   7/1/2005   200542272   9/14/2005   149670   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - Retail store services
T30315DO00   STUDIO 9 (Word Mark)   2/10/2006   2006-9986   6/14/2006   154664   REGISTERED     25  
    25 - Clothing, footwear, headgear
 
                                   
ECUADOR                                
T00012EC00   BANDOLINO (Word Mark)   11/19/2002   128236   6/3/2003   23774   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, travel bags, umbrellas and walking
T00012EC01   BANDOLINO (Word Mark)   11/19/2002   128235   6/3/2003   23773   REGISTERED     25  
    25 - Footwear, clothing, headgear, including shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T00012EC02   BANDOLINO (Word Mark)   11/19/2002   128250   6/3/2003   8118   REGISTERED     35  
    35 - Retail Store Services
T30441 EC00   BOUTIQUE 9   1/15/2007   179600   8/15/2007   7135-07   REGISTERED     14  
    14 - Jewelry
T30441EC01   BOUTIQUE 9   1/15/2007   179599   8/15/2007   7174-07   REGISTERED     18  
    18 - Handbags and small leather goods
T30441EC02   BOUTIQUE 9   1/15/2007   179598   8/15/2007   7128-07   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30233EC00   CIRCA JOAN & DAVID   5/3/2005   156798   1/4/2006   1103-06   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 26
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ECUADOR continued...                            
T30233EC01   CIRCA JOAN & DAVID   5/3/2005   156797   1/4/2006   1104-06   REGISTERED     25  
    25 - Footwear
T30233EC02   CIRCA JOAN & DAVID   5/3/2005   156796   1/4/2006   315-06   REGISTERED     35  
    35 - Retail store services
3834/0075   EASY SPIRIT (STYLIZED)   7/28/1997   80254   10/16/1998   6102-98   REGISTERED     25  
    25 - All goods included in Class 25.
T00055EC00   EASY SPIRIT (Word Mark)   11/19/2002   128245   7/31/2003   24964   REGISTERED     18  
    18 - All goods in class.
T00055EC01   EASY SPIRIT (Word Mark)   11/19/2002   128237   7/31/2003   24963   REGISTERED     25  
    25 - Clothing, footwear, headgear
T00055EC02   EASY SPIRIT (Word Mark)   11/19/2002   128238   6/3/2003   8117   REGISTERED     35  
    35 - Retail store services
T00055EC03   EASY SPIRIT (Word Mark)   5/5/2005   157653   12/23/2005   622-06   REGISTERED     09  
    09 - Sunglasses and eyewear
T00055EC04   EASY SPIRIT (Word Mark)   5/5/2005   157654   12/23/2005   623-06   REGISTERED     14  
    14 - Jewelry and watches
3834/0072   ENZO ANGIOLINI (STYLIZED)   7/28/1997   80255   10/16/1998   6103-98   REGISTERED     25  
    25 - All goods included in Class 25.
T30224EC01   ENZO ANGIOLINI (Word Mark)   11/19/2002   128239   6/3/2003   8116   REGISTERED     35  
    35 - Retail Store Services
T30224EC02   ENZO ANGIOLINI (Word Mark)   11/19/2002   128246   6/3/2003   23778   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30224EC03   ENZO ANGIOLINI (Word Mark)   11/19/2002   128249   6/3/2003   23780   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30224EC04   ENZO ANGIOLINI (Word Mark)   11/19/2002   128233   6/3/2003   23772   REGISTERED     14  
    14 - Jewelry and watches
T30232EC00   MOOTSIES TOOTSIES   5/3/2005   156799   1/4/2006   1101-06   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232EC01   MOOTSIES TOOTSIES   5/3/2005   156800   1/4/2006   1102-06   REGISTERED     25  
    25 - Footwear
T30232EC02   MOOTSIES TOOTSIES   5/3/2005   156801   1/4/2006   31406   REGISTERED     35  
    35 - Retail store services
T30202EC00   NINE WEST (Word Mark)   11/19/2002   128240   6/3/2003   23776   REGISTERED     09  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T30202EC01   NINE WEST (Word Mark)   11/19/2002   128241   6/4/2003   23777   REGISTERED     14  
    14 - Jewelry and watches
T30202EC02   NINE WEST (Word Mark)   11/19/2002   128237   6/3/2003   23775   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30202EC03   NINE WEST (Word Mark)   11/19/2002   128247   6/3/2003   23779   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 27
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ECUADOR continued...                            
T30202EC04   NINE WEST (Word Mark)   11/19/2002   128231   6/3/2003   8115   REGISTERED     35  
    35 - Retail Store Services
T20247EC1   NINE WEST LOGO   12/2/1992   35730   2/1/1994   0001-94   REGISTERED     25  
    25 - All goods included in Int. CI. 25, namely, clothing, footwear, headgear, including boots, shoes and slippers.
T20247EC2   NINE WEST LOGO   5/5/1994   47237   7/12/1995   0625-95   REGISTERED     42  
    42 - Services in Class 42, especially retail store services.
3834/0292   NINE WEST LOGO   3/4/1999   94513   5/19/2000   2767-00   REGISTERED     18  
    18 - All goods in the Class.
T20248EC0   NINE WEST LOGO(COMMERCIAL NAME)   4/22/1994   4051   5/31/1995   297-95   REGISTERED     N/A  
    N/A - Commercial name to protect retail store services for the sale of footwear, clothing, accessories for footwear and clothing, leather
T30232EC03   SAM & LIBBY   5/3/2005   156802   1/4/2006   109906   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232EC04   SAM & LIBBY   5/3/2005   156804   1/4/2006   110001   REGISTERED     25  
    25 - Footwear
T30232EC05   SAM & LIBBY   5/3/2005   15603   1/4/2006   3130   REGISTERED     35  
    35 - Retail store services
 
                                   
EGYPT                                
T20150EG0   ENZO ANGIOLINI (Word Mark)   11/23/1992   85002   4/20/1995   85002   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals, headgear.
T30078EG00   NINE & COMPANY (Logo)   8/21/2001   144844   5/24/2006   144844   REGISTERED     25  
    25 - All goods in the class.
T20247EG1   NINE WEST (Word Mark)   11/16/1992   84925   4/20/1995   84925   REGISTERED     25  
    25 - Clothing, shoes, boots, moccasins and sandals.
T20247EG0   NINE WEST LOGO   11/16/1992   84926   1/14/1996   84926   REGISTERED     35  
    35 - Commercial functions of retail stores
 
                                   
EL SALVADOR                                
3834/0500SV   9 & CO. (Word Mark)   3/15/2000   1861/2000   10/10/2001   Bk141pp69-70   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0501SV   9 & CO. (Word Mark)   3/15/2000   1859/2000   10/26/2001   163Bk142pp327-8   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T15894SV00   BANDOLINO (Stylized)           10/17/2001   Book141pp413-14   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers
T00012SV03   BANDOLINO (Tradename)   12/6/2002   202029453   9/13/2004   114bK2PP229023   REGISTERED   NC
    NC - Commercial establishments destined to expand the store and distribution of the services of the applicant that consists of eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords. Jewelry and watches. Bags and handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather. Footwear, clothing, headgear. Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs. (Local Class 98).
3834/0502SV   BANDOLINO (Word Mark)   10/5/2001   1852/2000   5/10/2001   244   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T00012SV01   BANDOLINO (Word Mark)   10/2/2002   200202046   3/15/2005   66-Bk. 35   REGISTERED     35  
    35 - Retail shoe store services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 28
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EL SALVADOR continued...                            
T00012SV02   BANDOLINO (Word Mark)           10/17/2001   Bk 141 413/414   REGISTERED     25  
    25 - Articles of clothing, including boots, shoes and slippers.
3834/0504SV   CALICO   3/15/2000   1856/2000   10/5/2001   Book140p283-84   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0505SV   CALICO   3/15/2000   1857/2000   10/5/2001   Bk140pp285-86   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T30233SV00   CIRCA JOAN & DAVID   6/29/2005   2005050049   2/1/2006   8571718   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233SV01   CIRCA JOAN & DAVID   6/29/2005   2005050050   2/1/2006   15734   REGISTERED     25  
    25 - Footwear
T30233SV02   CIRCA JOAN & DAVID   6/30/2005   2005050119   2/1/2006   239/564/794/89   REGISTERED     35  
    35 - Retail store services
T00055SV03   EASY SPIRIT (Tradename)   12/6/2002   2002029455   9/27/2004   116 Bk2   REGISTERED   LC
    LC — LOCAL CLASS- A commercial establishment destined to expand the store and distribution of the services of the applicant that consists of eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords, Jewelry and watches. Bags, handbags, purses, credit cards holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather. Footwear, clothing, headgear. Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers,
T00055SV00   EASY SPIRIT (Word Mark)   10/2/2002   2002028047   1/10/2005   147BK29   REGISTERED     35  
    35 - Retail shoe store services.
T00055SV01   EASY SPIRIT (Word Mark)   10/2/2002   2002028049   8/13/2004   7BK18pp15-16   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T00055SV02   EASY SPIRIT (Word Mark)   10/2/2002   2002028055   3/12/2004   78 bK.11   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T00055SV04   EASY SPIRIT (Word Mark)   5/25/2005   2005048883   1/10/2006   225BK54   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass chains, eyeglass cords, eyeglass cases, eyeglass frames
T00055SV05   EASY SPIRIT (Word Mark)   5/25/2005   2005048884   1/10/2006   233 BK.54   REGISTERED     14  
    14 - Jewelry and watches
T30198SV00   EASY SPIRIT COMFORT 2 (Stylized)   11/8/2004   2004-044487       148bk37 PP 333   REGISTERED     25  
    25 - Footwear
T30224SV02   ENZO ANGIOLINI (Tradename)       200229452   1/24/2005   248BK2pp497-498   REGISTERED     42  
    42 - A commercial establishment destined to expand the store and distribution of the services of the applicant that consists of Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords, jewelry and watches. Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather. Footwear, clothing, headgear. Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves,
T30224SV00   ENZO ANGIOLINI (Word Mark)   9/2/2002   2002028053   10/18/2004   176 Bk 23   REGISTERED     14  
    14 - Jewelry and Watches
T30224SV01   ENZO ANGIOLINI (Word Mark)   9/2/2002   2002028055   10/18/2004   206 Bk 23   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
3834/0499   ENZOANGIOLINI (Word Mark)   3/15/2000   2000001853   10/10/2001   32 Book 141   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

 


 

             
Owner Trademark Report by Mark
  Printed:   5/7/2009      Page 29
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EL SAL VADOR continued...                            
T30224SV04   ENZO ANGIOLINI (Word Mark)   9/2/2002   2002028048   1/10/2005   145 BK 29   REGISTERED     42  
    42 – Retail Store Services
T30224SV05   ENZO ANGIOLINI (Word Mark)   9/2/2002   200208050   11/24/2004   2004 Bk 23   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30232SV00   MOOTSIES TOOTSIES   6/29/2005   2005050045   2/1/2006   249/56/499/500   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232SV01   MOOTSIES TOOTSIES   6/29/2005   2005050046   2/1/2006   35778   REGISTERED     25  
    25 - Footwear
T30232SV02   MOOTSIES TOOTSIES   7/18/2005   na   2/1/2006   232/56/465/466   REGISTERED     35  
    35 - Retail store services
T30202SV00   NINE WEST (Word Mark)   10/2/2002   2002028054   10/13/2004   118Bk. 23pp243-   REGISTERED     09  
    09 - Eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
T30202SV01   NINE WEST (Word Mark)   9/20/2002   2002027854   5/12/2004   93bk13 PP191-92   REGISTERED     14  
    14 - Watches and jewelry
T30202SV02   NINE WEST (Word Mark)   12/6/2002   2002029451   11/17/2005   140BK4Pp281-2   REGISTERED   LC
    LC — Trade Name A commercial establishments destined to expand the store and distribution of the services of the applicant that consists of eyewear, including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords. Jewelry and watches. Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather. Footwear, clothing, headgear. Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, cannas shoes, rubber shoes, boots, sandals, slippers,
T30202SV03   NINE WEST (Word Mark)   7/9/2002   2002028051   3/9/2004   248bK 10   REGISTERED     25  
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves and kerchiefs.
T30202SV04   NINE WEST (Word Mark)   7/9/2002   2002028051   7/9/2002   70Bk156P153-154   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0497SV   NINE WEST (Word Mark)   3/15/2000   1851/2000   7/9/2001   148BK138 299030   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0498SV   NINE WEST (Word Mark)   3/15/2000   2002022300   12/6/2004   47Bk188pp97-98   REGISTERED     42  
    42 - Retail store services.
3834/0185SV0   NINE WEST LOGO   8/12/1997   4722/97   7/9/2002   70 Bk156pp153-4   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30232SV03   SAM & LIBBY   6/29/2005   2005050047   2/1/2006   246/56/493/494   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232SV04   SAM & LIBBY   6/29/2005   2005050048   3/16/2006   243/59/495-496   REGISTERED     25  
    25 - Footwear
T30232SV05   SAM & LIBBY   6/30/2005   2005050118   3/16/2006   260/56   REGISTERED     35  
    35 - Retail store services
T30315SV00   STUDIO 9 (Word Mark)   1/20/2006   2006054927   8/8/2006   78 bk.67 PP 161   REGISTERED     25  
    25 - Clothing, footwear, headgear
3834/050SV   WESTIES   3/15/2000   1855/2000   9/20/2001   Bk139Pg201-202   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 30
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EL SALVADOR continued...                            
3834/0507SV   WESTIES   3/15/2000   1854/2000   10/10/2001   33 Bk141 67/8   REGISTERED     25  
    25 - Clothing, including boots, shoes and slipper.        
ESTONIA                            
T20141EE0   EASY SPIRIT LOGO   8/2/1994   94-01583   2/21/1997   22485   REGISTERED     25  
    25 - Footwear, namely shoes and boots.        
 
                                   
EUROPEAN UNION (CTM)                            
3834/0041   9 WEST   8/13/1998   000903419   8/13/1998   000903419   REGISTERED     09,14,18
25
 
 
                                   
    09 - Optical apparatus and instruments; optical goods; especially eyewear and parts and accessories thereof.        
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other Classes; jewelry, precious stones; horological and chronometric instruments.        
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
    25 - Clothing, footwear, headgear.        
 
                                   
3834/0103   9 & CO. (Word Mark)   8/22/1997   000617019   8/22/1997   617,019   REGISTERED     18,25,35  
 
                                   
    18 - Handbags, carrying cases, suitcases and travelling bags, key cases, pocket wallets, school bags, shopping bags, shoulder straps.        
    25 - Clothing, footwear, headgear.        
    35 - The bringing together, for the benefit of others, of handbags, carrying cases, suitcases and traveling bags, key cases, pocket wallets, school bags, shopping bags, shoulder straps, clothing, footwear and headgear (excluding the transport thereof), enabling customers to conveniently view and purchase those goods.        
3834/0040   9 & CO. (Word Mark)   8/13/1998   000903336   8/13/1998   000903336   REGISTERED     14,18,25
9
 
 
                                   
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.        
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
    25 - Clothing, footwear, headgear.        
    9 - Optical apparatus and instruments; optical goods; especially eyewear and parts and accessories thereof.        
3834/0436/EU   ANTI-GRAVITY   2/3/2000   001493832   2/3/2001   001493832   REGISTERED     18,25  
    18 - All goods in the Class.        
    25 - All goods in the Class.        
3834/0035EU   BANDOLINO (Word Mark)   8/13/1998   000903518   8/13/1998   000903518   REGISTERED     14,18,25  
    14 - All goods in the Class.        
    18 - All goods in the Class.        
    25 - All goods in the Class.        
T30441EU00   BOUTIQUE 9   1/5/2007   005599031   1/5/2007   005599031   REGISTERED     14,18,25
35
 
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments        
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;        
    25 - Clothing, footwear, headgear        
    35 - Advertising; business management; business administration; office functions; retail store services in the field of precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments; leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags; clothing, footwear,        
T30311EU00   CHELSEA COBBLER           1/7/1998   715,961   REGISTERED     14,18,25  
 
                                   
    14 - Jewelry; imitation jewelry; costume jewelry; watches; clocks; parts and fittings for all the aforesaid goods        
    18 - Handbags; purses; wallets; back packs; shoulder bags’ key cases        
    25 - Boots; shoes; slippers; sandals; footwear; hosiery; socks; articles of clothing; gloves; mittens; scarves; shawls; headwear; hats; caps.        
T30232EU00   CIRCA COMFORT 365   6/22/2004   3896206   10/18/2005   3896206   REGISTERED     14,18,25  
    14 - All goods in class.        
    18 - All goods in class.        
    25 - All goods in class.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 31
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...                            
T30233EU02   CIRCA JOAN & DAVID   1/15/2004   3613122   3/7/2005   3613122   REGISTERED     14,18,25  
    14 - All goods in class.
    18 - All goods in class.
    25 - All goods in class.
T30233EU03   CIRCA JOAN & DAVID & Design   1/15/2004   3613131   5/18/2005   3613131   REGISTERED     14,18,25  
    14 - All goods in class.
    18 - All goods in class.
    25 - All goods in class.
T00033EU00   CLOUD 9 NINE WEST   11/5/1998   000978353   11/5/1998   000978353   REGISTERED     18,25  
    18 - Goods made of leather and imitations of leather, namely: bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases, animal skins, hides, suit cases, traveling bags, umbrellas parasols, walking sticks, whips, harness and saddlery,
    25 - Clothing, footwear, headgear.
T20073EU01   CLOUD NINE (Word Mark)   3/17/1998   001549518   9/6/1999   001549518   REGISTERED     18,25  
    18 - Umbrellas, parasols and walking sticks.
    25 - Articles of clothing excluding socks, leisure wear and casual wear, articles of sport clothing, headgear, articles of underclothing; lingerie.
T30243EU00   COMFORT 2 (Stylized)   10/14/2004   004068301   10/14/2004   004068301   REGISTERED     25  
    25 - Footwear.
T00055EU00   EASY SPIRIT (Word Mark)   10/31/2003   003515351   6/21/2005   003515351   REGISTERED     09,14,35  
    09 - Optical apparatus and instruments; optical goods; especially eyewear and parts and accessories thereof.
    14 - Precious metals, jewelry
    35 - Advertising services relating to the operation of wholesale and retail stores; business management and business advisory services relating to the management and administration of retail and wholesale stores, including sales information, business franchising and customer service information.
3834/0036/EU00   EASY SPIRIT (Word Mark)   8/13/1998   000906016   8/13/1998   000906016   REGISTERED     18,3,25  
    18 - All goods in the Class.
    3 - All goods in the Class.
    25 - All goods in the Class.
3834/0037EU01   EASY SPIRIT ANTI-GRAVITY   8/13/1998   000906024   8/13/1998   000906024   REGISTERED     03,18,25  
    03 - Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery; essential oils, cosmetics, hair lotions; dentifrices.
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear and headgear.
T30198EU00   EASY SPIRIT COMFORT 2   10/14/2004   004068193   10/14/2004   004068193   REGISTERED     25  
    25 - FOOTWEAR
T30224EU00   ENZO ANGIOLINI (Word Mark)   10/31/2003   003515772   5/13/2005   003515772   REGISTERED     03,14,35  
    03 - All goods in the class
    14 - All goods in the class
    35 - All services in the class
3834/0038/EU   ENZO ANGIOLINI (Word Mark)   8/13/1998   000906065   8/13/1998   000906065   REGISTERED     18,25,09  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
    09 - Optical apparatus and instruments; optical goods; especially eyewear and parts and accessories thereof.
T30233EU00   JOAN & DAVID   4/1/1996   000085357   4/16/1998   85357   REGISTERED     18,25  
    18 - Handbags, namely, ladies handbags, and small leather articles, namely, wallets and key containers; umbrellas
    25 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
T30233EU05   JOAN & DAVID   3/11/2002   2610350   6/26/2003   2610350   REGISTERED     16,35,42  
    16 - All goods in class.
    35 - All services in class.
    42 - All services in class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 32
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EUROPEAN UNION (CTM) continued...                            
T30232EU02   MOOTSIES TOOTSIES   4/26/2005   004419065   2/20/2006   004419065   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty.        
    25 - Footwear        
    35 - Retail store services featuring apparel, footwear handbags, leather goods and accessories        
T30259EU00   NINE WEST & 9 Design   11/5/2004   004111217   11/5/2004   004111217   REGISTERED     09,14,18,25  
    09 - Eyewear and sunglasses        
    14 - Jewelry, watches and clocks        
    18 - Handbags, small leather goods        
    25 - Clothing, footwear and accessories        
T30202EU00   NINE WEST (Word Mark)   3/1/2002   002602696   12/18/2003   002602696   REGISTERED     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils in International Class 3.        
T30202EU01   NINE WEST (Word Mark)   10/31/2003   003514081   3/15/2005   003514081   REGISTERED     35  
    35 - Advertising services relating to the operation of wholesale and retail stores; business management and business advisory services relating to the management and administration of retail and wholesale stores, including sales information, business franchising and customer service information.        
3834/0042   NINE WEST (Word Mark)   8/13/1998   000906073   8/13/1998   000906073   REGISTERED     14,18,25,09  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other Classes; jewelry, precious stones; horological and chronometric instruments.        
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
    25 - Clothing, footwear, headgear.        
    09 - Optical apparatus and instruments; optical goods; especially eyewear and parts and accessories thereof.        
T30259EU05   NINE WEST 9 & Design   11/5/2004   004111233   2/3/2006   004111233   REGISTERED     09,14,18,25  
    09 - Eyewear and sunglasses        
    14 - Jewelry, watches and clocks        
    18 - AMENDED GOODS: SMALL LEATHER GOODS INCLUDED IN CLASS 18        
    25 - AMENDED GOODS: Footwear, clothing, belts, gloves, mittens, hats, kerchiefs, scarves and shawls.        
3834/0002EU   NW NINE WEST MEN and Arrow Design   7/8/1998   870857   12/10/1999   870857   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other Classes; jewelry, precious stones; horological and chronometric instruments.        
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides, trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
    25 - Men’s footwear        
T30192EU00   PAPPAGALLO (Word Mark)   10/31/2003   003514031   4/12/2005   003514031   REGISTERED     18,25,35  
    18 - All goods in the class.        
    25 - All goods in the class.        
    35 - All services in the class.        
T30312EU00   RAYNE (in the name of The Shoe Studio Group)           7/31/1997   2593   REGISTERED     25  
    25 - Footwear        
T30232EU05   SAM & LIBBY   4/26/2005   004419073   4/26/2006   004419073   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely, wallets, key cases, and cosmetic bags sold empty.        
    25 - Footwear        
    35 - Retail store services featuring apparel, footwear handbags, leather goods and accessories        
 
                                   
FEDERATION OF RUSSIA                            

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 33
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
FEDERATION OF RUSSIA continued...                            
T30280RU00   BRIDGET SHUSTER   7/5/2005   2005716359   7/5/2005   317396   REGISTERED     18,25,35  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty        
    25 - pants, skirts, dresses, jackets, coats, blouses, shirts, hosiery, belts and footwear        
    35 - retail store services        
T30233RU00   CIRCA JOAN & DAVID   4/22/2005   2005709576   6/5/2006   307955   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty        
    25 - Footwear        
    35 - Retail store services        
T00055RU00   EASY SPIRIT (Word Mark)   3/18/2005   2005705900   6/1/2006   307808   REGISTERED     18,25,35  
    18 - Handbags, purses, attache cases, briefcases, school bags,tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios and umbrellas; small leather goods, namely clutch purses, leather key cases, key fobs, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport        
    25 - Clothing, namely, pants, skirts, dresses, shirts, blouses, vests, shorts, sweaters, suits, blazers, jeans, vests, tank tops, t-shirts, and neckwear; active wear, namely, sweatshirts, sweatpants, and warm-up jackets; outerwear and rainwear, namely jackets, coats, capes, furs, parkas and ponchos; sleepwear, namely, pajamas, nightshirts, nightgowns and robes; intimate apparel; hosiery, namely pantyhose, socks, leotards, tights and leggings; swimwear; cold weather accessories, namely shawls, caps, hats, scarves, mittens, gloves and earmuffs; footwear, namely shoes, boots, sandals, sneakers and slippers; and belts.        
    35 - The bringing together for the benefit of others of a variety of goods, enabling customers to conveniently view and purchase those goods, namely retail store services and online retail store services.        
3834/687RU0   EASY SPIRIT LOGO   4/4/1991   134075   4/4/1991   100632   REGISTERED     25  
    25 - Footwear.        
T30224RU00   ENZO ANGIOLINI (Word Mark)   3/18/2005   2005705901   3/31/2006   304042   REGISTERED     09,18,25
35
 
    09 - Eyewear, sunglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.        
    18 - Handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios and umbrellas; small leather goods, namely clutch purses, leather key cases, key fobs, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport        
    25 - Footwear, clothing and headgear; clothing, namely, pants, skirts, dresses, shirts, blouses, vests, shorts, sweaters, suits, blazers, jeans, vests, tank tops, t-shirts, and neckwear; active wear, namely, sweatshirts, sweatpants, and warm-up jackets; outerwear and rainwear, namely jackets, coats, capes, furs, parkas and ponchos; sleepwear, namely, pajamas, nightshirts, nightgowns and robes; intimate apparel; hosiery, namely pantyhose, socks, leotards, tights and leggings; swimwear; cold weather accessories, namely shawls, caps, hats, scarves, mittens, gloves and earmuffs; footwear, namely shoes, boots, sandals, sneakers and slippers; and belts.        
    35 - The bringing together for the benefit of others of a variety of goods, enabling customers to conveniently view and purchase those goods, namely retail store services and online retail store services.        
T20175RU00   GAROLINI   7/5/2005   2005716357   8/31/2006   312927   REGISTERED     18,25  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty        
    25 - Footwear        
T30233RU01   JOAN & DAVID   7/7/2005   2005716358   12/21/2006   318613   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty        
    25 - Pants, skirts, dresses, jackets, coats, blouses, shirts, hosiery, belts and footwear        
    35 - Retail store services        
T30232RU00   MOOTSIES TOOTSIES   4/22/2005   2005709577   8/9/2006   311964   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty        
    25 - Footwear        
    35 - Retail store services        
T30202RU00   NINE WEST (Word Mark)   10/12/2006   2006729404   2/21/2008   344388   REGISTERED     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 34
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
FEDERATION OF RUSSIA continued...                            
T30202RU01   NINE WEST (Word Mark)   3/18/2005   2005705902   6/1/2006   307809   REGISTERED     09,14,18  
   
 
                            25,35  
    09 - Eye wear, sunglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.        
    14 - Jewelry and watches.        
    18 - Handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios and umbrellas; small leather goods, namely clutch purses, leather key cases, key fobs, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases and passport        
    25 - Clothing, namely, pants, skirts, dresses, shirts, blouses, vests, shorts, sweaters, suits, blazers, jeans, vests, tank tops, t-shirts, and neckwear; active wear, namely, sweatshirts, sweatpants, and warm-up jackets; outerwear and rainwear, namely jackets, coats, capes, furs, parkas and ponchos; sleepwear, namely, pajamas, nightshirts, nightgowns and robes; intimate apparel; hosiery, namely pantyhose, socks, leotards, tights and leggings; swimwear; cold weather accessories, namely shawls, caps, hats, scarves, mittens, gloves and earmuffs; footwear, namely shoes, boots, sandals, sneakers and slippers; and belts.        
    35 - The bringing together for the benefit of others of a variety of goods, enabling customers to conveniently view and purchase those goods, namely retail store services and on-line retail store services.        
T30192RU00   PAPPAGALLO (Word Mark)   7/5/2005   2005716354   7/5/2005   313482   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely, wallets, key cases, and cosmetic bags sold empty        
    25 - Footwear        
    35 - Sales promotion and commercial operations related to wholesale and retail services.        
T30232RU03   SAM & LIBBY   4/22/2005   2005709575   7/13/2006   310457   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty        
    25 - Footwear        
    35 - Retail store services        
T00193RU00   SELBY   7/5/2005   2005716355   10/24/2006   315558   REGISTERED     25  
    25 - Footwear        
T15982RU00   WESTIES   7/5/2005   2005716356   8/31/2006   312891   REGISTERED     25  
    25 - Footwear        
   
 
                               
FINLAND                            
T20141FI0   EASY SPIRIT LOGO   12/7/1992   5770/92   12/7/1993   129410   REGISTERED     25  
    25 - Footwear.        
3834/0543   GOLD CROSS   3/21/1975   1420/75   1/21/1990   71708   REGISTERED     25  
    25 - Footwear and parts therefor falling into Class 25.        
   
 
                               
FRANCE                            
T20007FR0   9 WEST (Word Mark)   1/22/1985   728540   1/22/1985   1296533   REGISTERED     25  
    25 - All goods in Class 25, heading of which is: Clothing, footwear, headgear.        
3834/0021   9 WEST (Word Mark)   8/6/1998   98745202   8/6/1998   98745202   REGISTERED     14  
    14 - Jewelry and watches.        
T20011FR0   9 WEST LOGO   1/22/1985   728538   1/22/1985   1296531   REGISTERED     25  
    25 - Clothing, footwear, headgear.        
3834/0709   BANDOLINO (Stylized)   4/2/1991   1653424   4/2/1991   1653424   REGISTERED     18  
    18 - Handbags, wallets, purses and credit card holders.        
3834/0441   BANDOLINO (Word Mark)   2/16/1990   188662   2/16/1990   1,575,911   REGISTERED     25  
    25 - Footwear.        
T20062FR0   CALICO LOGO   1/24/1985   728959   1/24/1985   1296858   REGISTERED     25  
    25 - Shoes.        
3834/0086   EASY SPIRIT (Word Mark)   9/7/1988   952985   9/7/1988   1487196   REGISTERED     25  
    25 - Footwear and footwear articles.        
T20150FR0   ENZO ANGIOLINI (Word Mark)   1/21/1985   728415   1/21/1985   1296461   REGISTERED     25  
    25 - All articles of footwear, boots, shoes and slippers.        

 


 

             
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page 35
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
FRANCE continued...                            
3834/0443   GAROLINI   2/22/1980   545420   2/20/1990   1,576,299   REGISTERED     25  
    25 - Women’s shoes.
T30233FR01   JOAN & DAVID   7/9/1993   93475859   6/11/2003   93475859   REGISTERED     18,42  
    18 - Handbags
    42 - Retail store services
T30233FR00   JOAN AND DAVID   3/4/1991   na   3/4/1991   1647828   REGISTERED     025,018  
    025 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
    018 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
T30237FR00   JOAN HELPERN SIGNATURE
and Design
  11/8/1994   94543743   11/8/2004   94543743   REGISTERED     18,25,35
42
 
    18 - Leather and imitation leather, products of these substances not included ‘in other classes; handbags, trunks and valises
    25 - footwear and clothing
    35 - Retail store services
    42 - Designing of clothing and footwear
3834/0031   NINE WEST (Word Mark)   8/6/1998   98745203   8/6/1998   98745203   REGISTERED     14  
    14 - Jewelry and watches.
T20247FR1   NINE WEST LOGO   11/12/1992   92441378   11/12/1992   92441378   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
    25 - Clothing, footwear, headgear
T20264FR0   PAPPAGALLO (Word Mark)   10/23/1974   183098   10/23/1974   1287560   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T30232FR00   SAM & LIBBY           2/6/1991   1699628   REGISTERED     03,14,18
25
 
 
                                   
    03 -
    14 -
    18 -
    25 -
T30232FR01   SAM & LIBBY           8/2/1988   1604391   REGISTERED     25  
    25 - Footwear
3834/0516   SELBY   3/29/1990   199135   3/29/1990   1,584,071   REGISTERED     25  
    25- Footwear.
T20382FR0   WESTIES   1/22/1985   728539   1/22/1985   1296532   REGISTERED     25  
    25- All goods in Class 25, heading of which is: Clothing, footwear, headgear.
 
                                   
GEORGIA                            
3834/005/GE   EASY SPIRIT (Logo)   8/26/1994   007653/03   6/4/1998   9564   REGISTERED     25  
    25 - Footwear.
 
                                   
GERMANY                            
T00012DE00   BANDOLINO (Word Mark)   7/18/1991   U8198/18Wz   8/24/1993   2043149   REGISTERED     18  
    18 - Handbags, wallets, purses and credit card holders.
3834/0650   BANDOLINO (Word Mark)   8/4/1980   U5510/25Wz   12/4/1981   1026324   REGISTERED     25  
    25 - Boots and shoes.
T20062DE0   CALICO LOGO   1/25/1985   F33306/25Wz   10/14/1988   1129037   REGISTERED     25  
    25 - Shoes made of leather, imitation leather and combinations thereof.
T20076DE0   COBBlE   9/13/1988   U7336/25Wz   5/30/1989   1140414   REGISTERED     25  
    25 - Footwear.

 


 

             
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page 36
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES
GERMANY continued...                            
T20127DE0   EASY SPIRIT (Word Mark)   5/27/1988   U7262/25Wz   3/17/1993   1187230   REGISTERED     25  
    25 - All kinds of shoes and orthopedic shoes.
T20150DE0   ENZO ANGIOLINI (Word Mark)   1/23/1985   E24854/25Wz   1/30/1986   1087268   REGISTERED     25  
    25 - Footwear, shoes and slippers, all goods manufactured to an Italian design.
T20175DE0   GAROLINI   3/19/1983   U6045/25Wz   9/29/1983   1054153   REGISTERED     25  
    25 - Footwear (except woven and knitted footwear).
T30233DE01   JOAN & DAVID   9/28/1990   na   9/28/1990   653440   REGISTERED     18,25,21
9
 
 
                                   
    18 - Handbags
    25 - Footwear
    21 - All goods in class
    9 - Eyewear
T30233DE00   JOAN AND DAVID   5/31/2001   na       1033179   REGISTERED     025  
    025 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
3834/0424   JOYCE   11/21/1949   N/A   6/19/1951   608201   REGISTERED     25  
    25 - Footwear, namely shoes, slippers and sandals made of leather, woven fabric, rubber, cork or any combination of these materials.
3834/0651   MIRAMONTE   8/4/1980   U5509/25Wz   4/5/1982   1,031,774   REGISTERED     25  
    25 - Boots and shoes.
T20247DE0   NINE WEST LOGO   8/29/1995   39535337.8   8/29/1996   39535337   REGISTERED     18  
    18 - Leather and imitations of leather as well as goods made of leather and imitations of leather, namely, bags (as far as included in Class 18 ), handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
T20247DE1   NINE WEST LOGO   11/19/1992   N 25318/25Wz   6/16/1993   2045014   REGISTERED     25  
    25 - Shoes.
T20264DE0   PAPPAGALLO (Word Mark)   2/24/1965   N/A   4/5/1966   818001   REGISTERED     25  
    25 - Boots, shoes, house-shoes, all referred goods of Italian origin or destined for export to Italian speaking countries
T30232DE00   SAM & LIBBY       na   1/30/1990   1185486   REGISTERED     03,14,18
25
 
 
                                   
    03 - All goods in class.
    14 - All goods in class.
    18 - All goods in class.
    25 -.AII goods in class.
T30232DE01   SAM & LIBBY       na   8/2/1988   1141670   REGISTERED     25  
    25 - All goods in class.
3834/0536   SELBY   4/18/1980   U5436/25Wz   2/16/1981   1,014,283   REGISTERED     25  
    25 - Boots and shoes.
T20382DE0   WESTIES   1/19/1985   F33295/25Wz   2/10/1989   1134530   REGISTERED     25  
    25 - Leather shoes both for women and growing girls and both for dress and casual wear.
 
                                   
GREECE                            
T20011GR0   9 WEST LOGO   3/3/1983   74145   3/3/1983   74145   REGISTERED     25  
    25 - All goods in Class 25.
T20062GR0   CALICO LOGO   1/30/1985   79066   1/30/1985   79066   REGISTERED     25  
    25 - Shoes.
3834/0648   EASY SPIRIT LOGO   7/27/1990   100094   7/27/1990   100094   REGISTERED     25  
    25 - Footwear.
T20247GR0   NINE WEST LOGO   11/27/1992   11642   11/27/1992   11642   REGISTERED     25  
    25 - All goods in Class 25, Le. clothes, footwear and headwear.

 


 

                 
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page   37
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
GREECE continued...                                
T20264GR0   PAPPAGALLO (Word Mark)   12/28/1974   54019   12/28/1974   54019   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T20382GR0   WESTIES   1/30/1985   79067   1/30/1985   79067   REGISTERED     25  
    25 - All goods in Class 25.
GUATEMALA                                
3834/0480   9 & CO. (Word Mark)   3/8/2000   M-1738-2000   11/17/2000   108273   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
3834/0479   9 & CO. (Word Mark)   3/8/2000   M-1760-2000   10/17/2000   107,008   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T00012GT01   BANDOLINO (Word Mark)   3/8/2000   6937-2002   1/19/2004   127,385   REGISTERED     35  
    35 - Wholesale store services
T00012GT03   BANDOLINO (Word Mark)           8/13/2003   125,153   REGISTERED     18  
    18 - All goods in class.
3834/0481   BANDOLINO (Word Mark)   10/10/2000   6905-2002   10/10/2000   106477   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0482   BANDOLINO (Word Mark)   3/8/2000   2000-01741   5/12/2004   129,591   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers
T30441GT00   BOUTIQUE 9   1/10/2007   M-146-2007   7/25/2007   150981   REGISTERED     14  
    14 - All goods in class.
T30441GT01   BOUTIQUE 9   1/10/2007   M-147-2007   7/25/2007   150982   REGISTERED     18  
    18 - All goods in class.
3834/0483   CALICO   3/8/2000   M-1756-2000   10/13/2000   106,992   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0484   CALICO   3/8/2000   M-1761-2000   10/17/2000   107,029   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T30233GT00   CIRCA JOAN & DAVID   4/22/2005   M26342005   11/20/2005   139159   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233GT01   CIRCA JOAN & DAVID   4/22/2005   M26352005   5/23/2006   142477   REGISTERED     25  
    25 – Footwear
T30233GT02   CIRCA JOAN & DAVID   4/22/2005   M26332995   1/31/2006   140210   REGISTERED     35  
    35 - Retail store services
T00055GT01   EASY SPIRIT (Word Mark)   10/25/2002   133505   1/5/2005   133505   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags; umbrellas and walking sticks;
T00055GT03   EASY SPIRIT (Word Mark)       125171   8/17/2003   125171   REGISTERED     35  
    35 - Wholesale store services.
T00055GT04   EASY SPIRIT (Word Mark)       125196   8/18/2003   125196   REGISTERED     25  
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters” sweatshirts, sweat pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, wins\breakers, parkas, rainwear, stocking, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, handkerchiefs
T00055GT06   EASY SPIRIT (Word Mark)   5/25/2005   m-3446-2005   1/30/2006   140190   REGISTERED     09  
    09 - Sunglasses and eyewear

 


 

                 
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page 38
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
GUA TEMALA continued...                                
T00055GT07   EASY SPIRIT (Word Mark)   5/25/2005   m-3447-2005   1/17/2006   139712   REGISTERED     14  
    14 — Jewelry and watches
T30099GT00   ENZO ANGIOLINI (Word Mark)   10/25/2002   N/A   8/18/2003   125220   REGISTERED     09  
    09 — Eyewear, including sunglasses, eyeglass frames, eyeglass cases, eyeglass chains, and eyeglass cords.
T30224GT00   ENZO ANGIOLINI (Word Mark)           9/1/2003   125530   REGISTERED     35  
    35 — Wholesale store services
T30224GT01   ENZO ANGIOLINI (Word Mark)           8/19/2003   125259   REGISTERED     35  
    35 - Retail store services
T30224GT02   ENZO ANGIOLINI (Word Mark)           8/18/2003   125220   REGISTERED     9  
    9 - All goods in class.
3834/0478   ENZO ANGIOLINI (Word Mark)   3/8/2000   M-1759-2000   10/17/2000   107024   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T00065GT00   ENZO ANGIOLlNI- Industrial Commercial Mark   10/25/2002   na   8/18/2003   125220   REGISTERED     09  
    09 - All goods in class.
T00065GT01   ENZO ANGIOLlNI- Industrial Commercial mark   10/25/2002   na   9/1/2003   125510   REGISTERED     14  
    14 - All goods in class.
T00065GT02   ENZO ANGIOLlNI- Industrial Commercial Mark           8/18/2003   2003-01723   REGISTERED     18  
    18 - Commercial mark for Class 18 goods.
T00065GT03   ENZO ANGIOLlNI- Industrial Commercial mark   10/25/2002   6895-2002   5/26/2004   129838   REGISTERED     25  
    25 - Clothing, headgear, footwear.
3834/0689   JOYCE CALIFORNIA   2/16/1990   N/A   11/7/1990   62919   REGISTERED     25  
    25 - Women’s shoes.
T20208GT0   JOYCE DESIGN   5/22/1946   N/A   12/13/1987   33648   REGISTERED     25  
    25 - Footwear, namely, shoes, slippers, and sandals made of leather, fabric, rubber, or cork, and/or of combinations of said materials.
T30232GT00   MOOTSIES TOOTSIES   4/22/2005   M26392005   11/16/2005   139055   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232GT02   MOOTSIES TOOTSIES   4/22/2005   M26382005   11/15/2005   139076   REGISTERED     35  
    35 - Retail store services
T30202GT03   NINE WEST (Word Mark)   12/17/2003   2002-06939   12/17/2003   127141   REGISTERED     35  
    35 - Wholesale store services.
3834/0477   NINE WEST (Word Mark)   3/8/2000   M-1758-2000   10/12/2000   106,504   REGISTERED     35  
    35 - Retail store services.
3834/0530   NINE WEST (Word Mark)   4/12/2000   M-2906-2000   11/29/2000   107,901   REGISTERED     42  
    42 - Computerized on-line retail store services featuring cosmetics, footwear, headgear, apparel, belts, handbags, jewelry, sunglasses and legwear.
3834/0529   NINE WEST (Word Mark)   4/12/2000   M-2908-2000   11/29/2000   107,899   REGISTERED     25  
    25 - All goods in the Class.
3834/0476   NINE WEST Industrial-Commercial mark   3/8/2000   M-1751-2000   10/10/2000   106,481   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

 


 

                 
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page   39
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
GUATEMALA continued...                                
T15867GT43   NINE WEST Industrial-Commercial mark   10/25/2003   6895-2002   8/21/2003   125288   REGISTERED     25  
    25 - Clothing, headgear, footwear
T15867GT44   NINE WEST Industrial-Commercial mark           8/13/2003   125133   REGISTERED     35  
    35 - Retail store services.
T15867GT45   NINE WEST Industrial-Commercial mark   10/25/2002   na   8/13/2003   125137   REGISTERED     14  
    14 - All goods in class.
T15867GT46   NINE WEST Industrial-Commercial mark   10/25/2002   na   8/18/2003   125197   REGISTERED     9  
    9 - All goods in class.
T30232GT03   SAM & LIBBY   4/22/2005   139152   11/21/2005   139152   REGISTERED     18  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232GT04   SAM & LIBBY   4/22/2005   M26372005   11/21/2005   139155   REGISTERED     25  
    25 – Footwear
T30232GT05   SAM & LIBBY   4/22/2005   M26292995   9/21/2005   138054   REGISTERED     35  
    35 - Retail store services
T30315GT00   STUDIO 9 (Word Mark)           8/21/2006   144481   REGISTERED     25  
    25 - Clothing, footwear, headgear
3834/0531   WESTIES   4/12/2000   M-2907-2000   11/24/2000   108298   REGISTERED     35  
    35 - Computerized on-line retail store services featuring cosmetics, footwear, headgear, apparel, belts, handbags, jewelry, sunglasses and legwear.
T15982GT01   WESTIES           4/17/2001   110562   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T15982GT03   WESTIES   11/23/2001   2001-08542   1/19/2004   127,420   REGISTERED     35  
    35 - Retail Store Services in the area of cosmetics, footwear, headgear, apparel, belts, handbags, jewelry, sunglasses and legwear.
 
GUERNSEY                                
T30202GG00   NINE WEST (Word Mark)   6/19/2001   2160239   6/19/2001   2160239   REGISTERED     09  
    09 - Sunglasses. Eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
3834/0704GG   NINE WEST (Word Mark)   6/26/2001   2174122A   8/6/1998   2174122a   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith: not included in other classes; jewelry, precious stones; horological and chronometric instruments; watches.
3834/0702GG   NINE WEST LOGO   6/26/2001   2031891   8/29/1995   2031891   REGISTERED     18  
    18 – Good made of leather and imitations of leather; bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags; umbrellas and walking sticks
T30100GG01   NINE WEST LOGO   6/19/2001   1518898   6/19/2001   1518898   REGISTERED     25  
    25 - Footwear; being articles of clothing for women; all included in Class 25.
 
HAITI                                
T00012HT01   BANDOLINO (Word Mark)           5/10/2003   D-5417   REGISTERED     25  
    25 - All goods in class.
T00012HT02   BANDOLINO (Word Mark)       116   5/10/2003   5416   REGISTERED     18  
    18 - All goods in class.
T00012HT04   BANDOLINO (Word Mark)           5/10/2003   5418   REGISTERED     42  
    42 - All services in class.

 


 

                 
Owner Trademark Report by Mark
  Printed:   5/7/2009   Page   40
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HAITI continued...                                
T00055HT00   EASY SPIRIT (Word Mark)           5/10/2004   5419   REGISTERED     18  
    18 - All goods in class.
T00055HT01   EASY SPIRIT (Word Mark)           5/10/2004   5420   REGISTERED     25  
    25 - All goods in class.
T00055HT02   EASY SPIRIT (Word Mark)           5/10/2004   5421   REGISTERED     42  
    42 - All services in class.
T30099HT00   ENZO ANGIOLlNI (Word Mark)           5/10/2004   5424   REGISTERED     18  
    18 -
T30224HT00   ENZO ANGIOLlNI (Word Mark)           5/10/2004   5423   REGISTERED     14  
    14 - All goods in class.
T30224HT01   ENZO ANGIOLlNI (Word Mark)           5/10/2004   5422   REGISTERED     09  
    09 - All goods in class.
T30224HT02   ENZO ANGIOLlNI (Word Mark)           5/10/2004   5425   REGISTERED     25  
    25 - All goods in class.
T30224HT03   ENZO ANGIOLlNI (Word Mark)           5/10/2004   5426   REGISTERED     42  
    42 - All services in class.
T30202HT00   NINE WEST (Word Mark)           5/10/2004   5427   REGISTERED     09  
    09 - All goods in class
T30202HT01   NINE WEST (Word Mark)           5/10/2004   5428   REGISTERED     14  
    14 - All goods in class.
T30202HT02   NINE WEST (Word Mark)           8/27/2003   5429   REGISTERED     18  
    18 - All goods in class.
T30202HT03   NINE WEST (Word Mark)           5/10/2004   5430   REGISTERED     25  
    25 - All goods in class.
T30202HT04   NINE WEST (Word Mark)           5/10/2004   5431   REGISTERED     42  
    42 - All goods in class.
 
HONDURAS                                
3834/0469HN   9 & CO. (Word Mark)   3/2/2000   4008/2000   11/23/2000   79,911   REGISTERED     25  
    25 - Clothing, footwear and headgear.
3834/0468HN   9 & CO. (Word Mark)   3/2/2000   4010/2000   11/23/2000   79,910   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T20007HN0   9 WEST (Word Mark)   8/6/1993   7493/93   3/23/1994   59550   REGISTERED     25  
    25 - Shoes, all forms of footwear, clothing, headgear.
3834/0470HN   BANDOLlNO (Word Mark)   3/2/2000   4007/2000   11/23/2000   79,904   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in Other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/047HN   BANDOLlNO (Word Mark)   3/2/2000   4006/2000   11/23/2000   79,905   REGISTERED     25  
    25 - Clothing, footwear and headgear.
T30441HN00   BOUTIQUE 9   1/5/2007   389/2007   8/7/2007   101722   REGISTERED     14  
    14 - All goods in class.
T30441HN01   BOUTIQUE 9   1/5/2007   390/2007   8/7/2007   101.842   REGISTERED     18  
    18 - All goods in class.

 


 

\

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 41
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONDURAS continued...
3834/0472   CALICO   3/2/2000   4005/2000   11/23/2000   79,888   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0473   CALICO   3/2/2000   4004/2000   11/8/2000   79,684   REGISTERED     25  
    25 - Clothing, footwear and headgear.
T30233HN00   CIRCA JOAN & DAVID   4/21/2005   7663   3/8/2006   96579   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233HN01   CIRCA JOAN & DAVID   4/21/2005   7662   3/8/2006   96568   REGISTERED     25  
    25 - Footwear
T30233HN02   CIRCA JOAN & DAVID   4/21/2005   7664   3/13/2006   11257   REGISTERED     35  
    35 - Retail store services
T00055HN00   EASY SPIRIT (Word Mark)   6/6/2005   12227-05   2/28/2006   96.338   REGISTERED     09  
    09 - Sunglasses and eyewear
T00055HN01   EASY SPIRIT (Word Mark)   5/13/2005   9898-2005   2/21/2008   103.848   REGISTERED     25  
    25 - Clothing, footwear, headgear
T00055HN03   EASY SPIRIT (Word Mark)   5/13/2005   9900-05   4/25/2006   96.969   REGISTERED     14  
    14 - Jewelry and watches
T00055HN04   EASY SPIRIT (Word Mark)   5/13/2005   9901-05   2/9/2006   96013   REGISTERED     35  
    35 - Retail store services
3834/0089   ENZO ANGIOLINI (STYLIZED)   8/6/1997   9079/97   3/26/1998   71,188   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0467   ENZO ANGIOLINI (Word Mark)   3/2/2000   4012/2000   11/23/2000   79,898   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T20208HN0   JOYCE DESIGN   1/16/1980   15395-2004   9/10/1984   43714   REGISTERED     25  
    25 - Footwear, men’s shoes, shoes, slippers and sandals made from leather, fabric, rubber or cork and/or the combinations of said materials, clothing in Class 25.
T30232HN01   MOOTSIES T00TSIES   4/21/2005   7666   3/1/2006   96418   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232HN02   MOOTSIES T00TSIES   4/21/2005   7658   2/9/2006   96016   REGISTERED     25  
    25 - Footwear
T30202HN00   NINE WEST (Word Mark)   2/19/2004   3176/2004   2/25/2005   93525   REGISTERED     25  
    25 - Clothing, shoes, headgear
96  
 
  NINE WEST (Word Mark)   6/6/2005   12226-05   2/9/2006   96014   REGISTERED     09  
    09 - Sunglasses and eyewear
T30202HN02   NINE WEST (Word Mark)   5/13/2005   9902-05   2/17/2006   11188   REGISTERED     14  
    14 - Jewelry and watches
3834/0466HN   NINE WEST (Word Mark)   3/2/2000   4011/2000   11/23/2000   79,909   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30202HN04   NINE WEST (Word Mark)   5/13/2005   9903-05   3/3/2006   11234   REGISTERED     35  
    35 - Retail store services
3834/0234   NINE WEST LOGO   4/28/1995   4288/95   3/15/1996   3479   REGISTERED     42  
    42 - Retail store services for footwear, purses and handbags.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 42
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONDURAS continued...
3834/0233   NINE WEST LOGO   8/6/1993   7492-93   2/17/1994   59360   REGISTERED     25  
    25 - Shoes, all kinds of footwear, clothing, headgear.
T30232HN00   SAM & LIBBY   4/21/2005   7667   2/28/2006   96353   REGISTERED     25  
    25 - Footwear
T30232HN04   SAM & LIBBY   4/21/2005   7659   3/29/2006   96.816   REGISTERED     18  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232HN05   SAM & LIBBY   4/21/2005   7669   3/3/2006   11215   REGISTERED     35  
    35 - Retail store services
3834/0095   SELBY   9/5/1963   N/A   9/5/1993   11.524   REGISTERED     25  
    25 - All kinds of footwear and accessories therefor.
T30315HN00   STUDIO 9 (Word Mark)   2/13/2006   6279/2006   12/6/2006   96.101   REGISTERED     25  
    25 - Clothing, footwear, headgear
A   WESTIES   3/2/2000   4003/2000   11/8/2000   79,688   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0475   WESTIES   3/2/2000   4002/2000   11/8/2000   79,687   REGISTERED     25  
    25 - Clothing, footwear and headgear.
   
 
                               
HONG KONG                                
3834/0017   9 WEST (Word Mark)   8/7/1998   10513/98   8/7/1998   B15430/99   REGISTERED     14  
    14 - Jewelry and watches.
T20036HK0   BANDOLINO (Stylized)   8/13/1980   2009/1980   8/13/1980   2204/81   REGISTERED     25  
    25 - Footwear.
T00012HK00   BANDOLINO (Word Mark)   8/12/2004   300267147   12/16/2004   300267147   REGISTERED     18,35  
    18 - Bags, handbags, purses, credit card holders made of leather or imitation leather, knapsacks, billfolds, wallets, key fobs made of leather or imitation leather, key cases made of leather or imitation leather, travel bags, umbrellas and walking sticks.
    35 - Retail store services in the field of clothing, footwear, headgear, bags, handbags, purses, credit card holders made of leather or imitation leather, knapsacks, billfolds, wallets, key fobs made of leather or imitation leather, key cases made of leather or imitation leather, travel bags, umbrellas and walking sticks.
T00012HK02   BANDOLINO (Word Mark)   8/19/2004   300270837   8/19/2004   300270837   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30441HK00   BOUTIQUE 9   1/5/2007   300791497   1/5/2007   300791497   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments;
   
18 - Leather and imitations of leather, and goods made of these materials and not included in other c1asses; animal skins, hides; trunks and traveling bags; handbags; umbrellas, parasols and walking sticks; whips, harness and saddlery;
    25 - Clothing, footwear, headgear
T20059HK0   CALICO   11/9/1994   13143/94   11/9/1994   B10859/96   REGISTERED     42  
    42 - Retailing services of footwear, but not including any such goods made of calico, all included in Class 42.
T20059HK1   CALICO   11/9/1994   13142/1994   11/9/1994   B9774/96   REGISTERED     25  
    25 - Footwear, but not including any such goods made of calico.
T30233HK00   CIRCA JOAN & DAVID   7/24/2003   300052361   5/28/2004   300052361   REGISTERED     025,018  
    025 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
    018 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
T30233HK01   CIRCA JOAN & DAVID & Design   1/15/2004   300143612   1/15/2004   300143612   REGISTERED     18,25  
    18 - Handbags and small leather goods
    25 - Clothing footwear and headgear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 43
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONG KONG continued...
T20073HK01   CLOUD NINE (Word Mark)   8/3/1998   10298/98   8/3/1999   7219/1999   REGISTERED     18  
    18 - Goods made of leather and imitations of leather and not included in other classes, bags, handbags, purses, packsacks, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T30249HK00   COMFORT2 (Stylized)   11/3/2004   300312272   11/3/2004   300312272   REGISTERED     25  
    25 - Footwear
T30232HK00   DAVID & DAVID   1/15/2004   300143603   1/15/2004   300143603   REGISTERED     18,42  
    18 - Handbags and accessories
    42 - Retail Store Services
T00055HK00   EASY SPIRIT (Word Mark)   5/13/2005   300420416   5/13/2005   300420416   REGISTERED     09,14,18
35
 
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; bags, trunks, traveling bags, handbags, purses, satchels, shoulder bags, packs, cases, billfolds, wallets, key fobs, key cases, suitcases, briefcases, totes, back packs, packsacks, knapsacks, toiletry articles cases, small leather goods; umbrellas, parasols and walking sticks;
    35 - Retail services in relation to (specify all goods filed for in classes 9, 14, 18, 25); the bringing together, for the benefit of others, of a variety of goods, enabling customers to conveniently view and purchase those goods from a clothing and accessories catalogue by mail order or by means of telecommunications.
T20127HK0   EASY SPIRIT (Word Mark)   9/7/1988   5525/1988   9/7/1988   2621/1992   REGISTERED     25  
    25 - Footwear.
T30326HK00   EASY SPIRIT LOGO AND CHINESE LETTERS   5/8/2006   300634040   5/8/2006   300634040   REGISTERED     18,25,35  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travel bags, umbrellas and walking
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves and kerchiefs.
    35 - Retail store services relating to clothing, footwear, headgear, underwear, rainwear, swimwear, ties, socks, gloves, kerchiefs, mittens, glasses, sun glasses, jewelry, watches, clocks, bags, cases, articles of luggage, traveling bags, purses and wallets, leather goods, umbrellas, walking sticks.
T20150HK1   ENZOANGIOLINI (Word Mark)   10/4/1994   11709/1994   10/4/1994   1535/1996   REGISTERED     42  
    42 - Retailing services of footwear and clothing, all included in Class 42 .
3834/0421   ENZO ANGIOLINI (Word Mark)   11/19/1992   18286/92   11/19/1992   4297/1994   REGISTERED     25  
    25 - Clothing, outer-clothing and sportswear. Footwear, shoes, boots, moccasins, slippers and sandals. Headgear.
3834/0166   ENZO ANGIOLINI (Word Mark)   3/19/1998   3440/98   3/19/1998   1795/99   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T20175HK0   GAROLINI   3/20/1983   N/A   3/30/1983   2451/1983   REGISTERED     25  
    25 - Footwear.
T30233HK02   JOAN & DAVID       12499   10/3/2003   199800596   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30233HK04   JOAN & DAVID   11/13/1995   144371995       199800788   REGISTERED     18  
    18 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
T30233HK05   JOAN & DAVID   3/11/2002   062402004       200406204   REGISTERED     35  
    35 - Retail store services
T30233HK06   JOAN AND DAVID   6/2/1988   3259   6/2/1988   B0057/1991   REGISTERED     25  
    25 - Clothing, Footwear and Headgear
T30237HK00   JOAN HELPERN SIGNATURE and Design   11/13/1995   14461995   11/13/1995   199911309   REGISTERED     18  
    18 - Handbags
T30237HK01   JOAN HELPERN SIGNATURE and Design   10/20/1994   na   10/20/1994   199701830   REGISTERED     25  
    25 - Footwear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 44
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONG KONG continued...
T20200HK0   JOYCE   6/17/1974   N/A   6/17/1974   1227/1975   REGISTERED     25  
    25 - Shoes for women.
T30007HK00   NAPIER (Stylized)   7/12/1995   95/8534   6/17/1997   06488/1997   REGISTERED     14  
    14 - NO GOODS LISTED
T30078HK00   NINE & COMPANY (Logo)   2/25/2002   02583/2002   2/25/2002   2004B06465   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; bags, trunks, travelling bags, handbags, purses, satchels, shoulder bags, packs, cases, billfolds, wallets, key fobs, key cases, suitcases, briefcases, totes, back packs, packsacks, knapsacks, toiletry articles cases, small leather goods; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30078HK01   NINE & COMPANY (Logo)   2/25/2002   02584/2002   2/25/2002   2004B06466   REGISTERED     25  
    25 - Clothing, outer clothing, sportswear; footwear, shoes, boots, moccasins, slippers, sandals; headgear.
T30202HK00   NINE WEST (Word Mark)   5/13/2005   300420425   5/13/2005   300420425   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; bags, trunks, traveling bags, handbags, purses, satchels, shoulder bags, packs, cases, billfolds, wallets, key fobs, key cases, suitcases, briefcases, totes, back packs, packsacks, knapsacks, toiletry articles cases, small leather goods; umbrellas, parasols and walking sticks;
    25 - Clothing, footwear, headgear
    35 - Retail services in relation to (specify all goods filed for in classes 9, 14, 18, 25); the bringing together, for the benefit of others, of a variety of goods, enabling customers to conveniently view and purchase those goods from a clothing and accessories catalogue by mail order or by means of telecommunications.
T30202HK01   NINE WEST (Word Mark)   10/9/2006   300736074   10/9/2006   300736074   REGISTERED     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
3834/0423   NINE WEST LOGO   11/19/1992   18285/92   11/19/1992   B05959/94   REGISTERED     25  
    25 - Clothing, outer clothing and sportswear; footwear, shoes, boots, moccasins, slippers and sandals. Headgear.
T20247HK1   NINE WEST LOGO   10/4/1994   11707/94   10/4/1994   B3977/96   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, bags, handbags, purses, packs, cases of leather or leather board, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
3834/0187   NINE WEST LOGO   3/19/1998   3441/98   3/19/1999   B6316/99   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
3834/0027   NINE WEST LOGO   8/7/1998   10514/98   8/7/1998   B15431/99   REGISTERED     14  
    14 - Jewelry and watches.
3834/0569HK   NW NINE WEST   5/29/2000   11871/2000   5/29/2000   B8954/2001   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, small leather goods, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
3834/0570HK   NW NINE WEST   5/29/2000   11872/2000   5/29/2000   B8955/2001   REGISTERED     25  
    25 - Clothing, footwear and headgear.
3834/0571HK   HK NW NINE WEST   5/29/2000   11873/2000   5/29/2000   B8956/2001   REGISTERED     35  
    35 - Retail store services for footwear, clothing, headgear, belts, jewelry, watches, perfumes, handbags, bags, sport bags, small leather goods, eyewear, linens.
3834/0625HK   NW NINE WEST MEN and Arrow Design   7/17/2000   15794/2000   7/17/2000   B12868/2001   REGISTERED     18  
    18 - Goods made of leather and imitations of leather bags, satchels, shoulder bags, packs, cases, billfolds, wallets, key fobs, key cases, suitcases, brief cases, totes, trunks, back packs, knapsacks, toiletry article cases and travelling bags, umbrellas and walking sticks.
3834/0626HK   NW NINE WEST MEN and Arrow Design   7/17/2000   15795/2000   7/17/2000   B12869/2001   REGISTERED     25  
    25 - Clothing, footwear and headgear for men and boys
T20264HK0   PAPPAGALLO (Word Mark)   7/12/1973   853/73   7/12/1973   1391/1974   REGISTERED     25  
    25 - Footwear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 45
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
HONG KONG continued...                            
T30232HK04   SAM & LIBBY   7/3/1997   NA   11/11/2001   199300730   REGISTERED     18  
    18 - Handbags and leather accessories
T30232HK05   SAM & LIBBY   7/3/1997   NA   7/24/2001   199301187   REGISTERED     25  
    25 - Footwear
T30232HK06   SAM & LIBBY   7/3/1997   NA   11/19/2001   199202199   REGISTERED     14  
    14 - Jewelry
3834/0357   SHOE STUDIO   10/13/1997   14570/97   10/13/1997   B8275/2000   REGISTERED     35  
    35 - Retailing services of footwear, clothing, purses and handbags, all included in Class 42.
3834/0192   SHOE STUDIO   10/13/1997   14569/97   10/13/1997   B6611/99   REGISTERED     25  
    25 - Clothing, outer clothing and sportswear, footwear, shoes, boots, moccasins, slippers and sandals.
T20333HK0   SPA NINE WEST (STYLIZED)   10/4/1994   11706/94   10/4/1994   5392/96   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T20333HK1   SPA NINE WEST (STYLIZED)   8/25/1994   9853/94   8/25/1994   5954/96   REGISTERED     25  
    25 - Clothing, sports clothing. Footwear. Headgear.
                                 
HUNGARY                                
3834/0649   EASY SPIRIT LOGO   7/24/1990   2895/1990   7/24/1990   130741   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
3834/0123   ENZO ANGIOLINI (Word Mark)   11/20/1992   M9205947   11/20/1992   138035   REGISTERED     25  
    25 - Clothing articles, footwear, headwear.
T20247HU0   NINE WEST LOGO   11/16/1992   M9205828   11/16/1992   137376   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
                                 
ICELAND                                
T20003IS0   9 & CO. (Logo)   10/25/1996   1294/1996   2/18/1997   233/1997   REGISTERED     18,25  
    18 - All goods included in Class
    25 - All goods included in Class
T30441IS00   BOUTIQUE 9   1/4/2007   15/2007   3/5/2007   323/2007   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear and headgear
T20127IS0   EASY SPIRIT (Word Mark)   10/8/1996   1196/1996   6/23/1997   696/1997   REGISTERED     18,25  
    18 - All goods included in Class.
    25 - All goods included in Class.
T20150IS0   ENZO ANGIOLINI (Word Mark)   10/8/1996   1194/1996   2/18/1997   170/1997   REGISTERED     18,25  
    18 - All goods included in Classes 18 and 25.
    25 -
T30202IS00   NINE WEST (Word Mark)       1296/2005   7/4/2005   604/2005   REGISTERED     09,14,18  
 
                                25,35  
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Accessories, handbags and small leather goods
    25 - Clothing, footwear, headgear
    35 - Retail store services

1


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 46
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ICELAND continued...                            
T20247IS0   NINE WEST LOGO   10/8/1996   1195/1996   2/18/1997   17111997   REGISTERED     18,25  
    18 - All goods included in Class.
    25 - All goods included in Class.
T30315IS00   STUDIO 9 (Word Mark)   1/12/2006   99/2006   414/2006   312/2006   REGISTERED     25  
    25 - Clothing, footwear, headgear
 
INDIA                                
3834/0211   9 WEST (Stylized)   1/31/1985   433193   1/31/1985   433193   REGISTERED     25  
    25 - Clothing including boots, shoes and slippers.
3834/0592   BANDOLINO (Word Mark)   5/31/2000   928655   5/31/2000   928655   REGISTERED     25  
    25 - All goods in the Class including footwear, headgear, belts and clothing.
3834/0412   CALICO LOGO   11/8/1985   445385   11/8/1985   445385   REGISTERED     25  
    25 - Shoes.
T00055IN00   EASY SPIRIT (Word Mark)   4/13/2004   1278363   4/13/2004   1278363   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides, trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harnesses and saddlery.
    25 - Clothing, footwear, headgear.
3834/0207   ENZO ANGIOLINI (Word Mark)   1/21/1985   432642   1/21/1985   432642   REGISTERED     25  
    25 - All forms of footwear, including especially shoes.
3834/0624IN   NINE WEST (Word Mark)   8/14/2000   947751   8/14/2000   947751   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20011IN01   NINE WEST (Word)   5/12/2005   1356825   5/12/2005   1356825   REGISTERED     09,14,18  
 
                                35  
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Accessories, handbags, small leather goods
    35 - Retail store services
3834/0235IN   NINE WEST LOGO   12/3/1992   586140   12/3/1992   586140   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins, slippers and sandals, headgear
3834/0210   WESTIES   1/31/1985   433194   1/31/1985   433194   REGISTERED     25  
    25 - Clothing, including boots, shoes, and slippers.
 
INDONESIA                                
3834/0362   BANDOLINO (Stylized)   10/27/1997   D9723476   3/29/1999   425,962   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins, sandals, slippers, socks, hosiery, caps and hats, scarves, kerchiefs.
3834/0361   BANDOLINO (Stylized)   10/27/1997   D9723475   3/25/1999   424,919   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, cases, billfolds, wallets, key fobs, key cases, travelling bags, umbrellas and walking sticks.
T00012ID00   BANDOLINO (Word Mark)   8/13/2004   J20042330423497   8/12/2004   IDM000069024   REGISTERED     35  
    35 - The bringing together, for the benefit of others, of a variety of goods enabling customers to conveniently view and purchase those
T00012ID01   BANDOLINO (Word Mark)   2/24/2005   D00 2005   2/24/2005   IDM000096087   REGISTERED     25  
    25 - Clothing and footwear.
T20059ID0   CALICO   3/21/1995   J954600   4/11/1996   357841   REGISTERED     42  
    42 - Retail store services, providing of food and drink, temporary accommodation, medical, hygienic and beauty care, veterinary and agricultural services, legal services, scientific and industrial research, computer programming.
T20059ID1   CALICO   3/21/1995   0954599   3/18/1996   356769   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals, headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 47
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
INDONESIA continued...                            
3834/0363   EASY SPIRIT (STYLIZED)   10/27/1997   D9723474   10/27/1997   424,673   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, cases, billfolds, wallets, key fobs, key cases, traveling bags, umbrellas and walking sticks.
T30224ID00   ENZO ANGIOLINI (Word Mark)           10/20/1994   352597   REGISTERED     18  
    18 - Goods made of leather and imitation of leather, namely bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags; umbrellas, walking sticks.
T20150ID0   ENZO ANGIOLINI (Word Mark)   1/31/1985   HC 01.01.874   6/4/1985   347577   REGISTERED     25  
    25 - All forms of footwear, including especially shoes, clothing, including boots, slippers.
3834/0550   ENZO ANGIOLINI (Word Mark)   5/31/2000   J00-11-421   6/16/2000   480657   REGISTERED     35  
    35 - Retail Store Services.
T20150ID1   ENZO ANGIOLINI (Word Mark)   10/20/1994   H4.HC.01.01-1   1/31/1996   352597   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely: bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas walking sticks, all goods in Class 18.
T30233ID00   JOAN & DAVID   3/4/1992   272433   8/8/2003   546320   REGISTERED     18,42,16  
    18 - Handbags
    42 - Retail services
    16 - All goods in class.
T30233ID01   JOAN & DAVID   3/4/2002   272433   8/8/2003   546322   REGISTERED     16  
    16 - All goods covered in class.
T30233ID02   JOAN & DAVID   3/4/1992   272433   8/8/2003   546321   REGISTERED     18  
    18 - All goods covered in class.
T30237ID00   JOAN HELPERN SIGNATURE and Design   6/14/1995   na       378659   REGISTERED     25  
    25 - Footwear
T302371D01   JOAN HELPERN SIGNATURE and Design       na   6/14/1995   378658   REGISTERED     18  
    18 - Handbags
T20247ID21   NINE WEST LOGO           5/10/2003   546487   REGISTERED     18  
    18 - Handbags and leather goods
T20247ID22   NINE WEST LOGO           5/10/2003   546486   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20247ID23   NINE WEST LOGO           5/11/2003   546488   REGISTERED     42  
    42 - Retail store services
3834/0572   NWNINEWEST   5/31/2000   D00-11-419   5/31/2000   481895   REGISTERED     18  
    18 - Handbags, other bags, small leather goods.
3834/0573/1D   NWNINEWEST   5/31/2000   D00-11-420   5/31/2000   481896   REGISTERED     25  
    25 - Footwear and clothing.
3834/0609   NW NINE WEST   5/31/2000   J00-11-418   6/16/2000   480658   REGISTERED     35  
    35 - Retail store services.
3834/0627ID   NW NINE WEST MEN and Arrow Design   7/20/2000   N/A   7/20/2000   482045   REGISTERED     18  
    18 - All goods in the Class.
3834/0628   NW NINE WEST MEN and Arrow Design   7/20/2000   N/A   7/20/2000   482046   REGISTERED     25  
    25 - Footwear, clothing, headgear for men and boys.
T20382ID0   WESTIES   1/31/1985   HC.01.01.868   6/22/1985   347590   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 48
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
IRELAND                            
T20036IE0   BANDOLINO (Word Mark)   2/15/1990   865/90   2/15/1990   136619   REGISTERED     25  
    25 - Footwear
T20062IE0   CALICO LOGO   1/24/1985   252/85   1/24/1985   117780   REGISTERED     25  
    25 - Footwear made from leather, from imitation leather or from a combination thereof.
T20141IE0   EASY SPIRIT LOGO   6/19/1990   90/3477   6/19/1990   140179   REGISTERED     25  
    25 - Footwear.
T20150IE0   ENZO ANGIOLINI (Word Mark)   1/15/1985   144/85   1/15/1985   114256   REGISTERED     25  
    25 - All forms of footwear.
3834/0319   ENZO ANGIOLINI (Word Mark)   3/10/1998   98/0919   3/10/1998   206990   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords; optical apparatus and instruments; photographic and cinematographic apparatus and instruments.
T20177IE0   GAROLINI (Stylized)   6/23/1989   3414/89   6/23/1989   134679   REGISTERED     25  
    25 - Footwear included in Class 25. ASSIGNMENT FROM NWG TO NWDC RECORDED ON 11/22/02.
T20181IE0   GOLD CROSS   2/15/1990   864/90   2/15/1990   136763   REGISTERED     25  
    25 - Footwear, included in Class 25.
3834/0372   NINE WEST (Word Mark)   3/10/1998   98/0920   3/10/1998   208758   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords; optical apparatus and instruments; photographic and cinematographic apparatus and instruments.
3834/0420   NINE WEST LOGO   11/16/1992   92/6045   11/16/1992   153355   REGISTERED     25  
    25 - Clothing, footwear, headgear.
221275   NW NINE WEST   2/19/2001   221274   2/19/2001   221274   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials including bags, handbags, purses, packs cases, billfolds, wallets, key fobs; key cases; animal skins, hides; trunks and traveling bags; umbrellas
    25 - Clothing, footwear and headgear
3834/0697IE   NW NINE WEST MEN & ARROW DESIGN   2/19/2001   2001/00529   2/18/2002   221275   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials including bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases, animal skins, hides, trunks and traveling bags, and umbrellas.
    25 - Clothing, footwear, headgear.
3834/0328   PAPPAGALLO (Word Mark)   8/27/1957   N/A   8/27/1957   59613   REGISTERED     25  
    25 - Articles of clothing. Including boots and shoes.
T20298IE0   SELBY   4/12/1946   N/A   4/12/1946   46480   REGISTERED     25  
    25 - Women’s shoes.
T20382IE0   WESTIES   1/21/1985   205/85   1/21/1985   113865   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals, footwear, all being articles of clothing.
 
ISRAEL                                
3834/0385iI2   BANDOLINO (Word Mark)   8/30/1996   n/a   10/7/1997   107,249   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags; umbrellas and walking sticks.
T20036IL0   BANDOLINO (Word Mark)   8/30/1996   107250   8/30/1996   107250   REGISTERED     42  
    42 - Retail store services
T20036IL1   BANDOLINO (Word Mark)   8/29/1996   107231   8/29/1996   107231   REGISTERED     25  
    25 - Shoes
T30441IL00   BOUTIQUE 9   1/7/2007   196724   1/7/2007   196274   REGISTERED     14  
    14 - Jewelry

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 49
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ISRAEL continued...                            
T30233IL00   CIRCA JOAN & DAVID   1/15/2004   169566   1/15/2004   169566   REGISTERED     18  
    18 - Handbags
T30233IL01   CIRCA JOAN & DAVID   1/15/2004   169565   1/15/2004   169565   REGISTERED     25  
    25 - Footwear
T30233IL02
  CIRCA JOAN & DAVID & Design   1/15/2004   169563   1/15/2004   169563   REGISTERED   18  
    18 - Handbags
T30233IL03
  CIRCA JOAN & DAVID & Design   1/15/2004   169564   1/15/2004   169564   REGISTERED   25  
    25 - Footwear
T30232IL00   DAVID & DAVID   1/15/2004   169567   1/15/2004   169567   REGISTERED     25  
    25 -
3834/0108   E EASY SPIRIT LOGO   11/4/1997   115718   11/4/1998   115,718   REGISTERED     42  
    42 - Retail store services, all included in Class 42.
3834/0076   E EASY SPIRIT LOGO   11/4/1997   115717   12/7/1998   115,717   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, belts, footwear, including shoes, boots, moccasins, slippers and sandals, hosiery, socks, headgear, all included in Class 25.
3834/0212   E EASY SPIRIT LOGO   11/9/1997   115822   11/9/1997   115,822   REGISTERED     03  
    03 - Perfume, cologne, eau de toilette, soap, body powder, body gel, body oil, hair shampoo, body lotion, face moisturizer, deodorants, antiperspirants, sunscreen preparations, cleaning and polishing preparations, all for footwear, handbags, wallets and purses, all included in Class 3.
3834/0107   E EASY SPIRIT LOGO   11/4/1997   115716   11/4/1998   115,716   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, parts and fittings therefor, umbrellas and walking sticks, all included in Class 18.
T00055IL00   EASY SPIRIT (Word Mark)   5/16/2005   180581   5/16/2005   180581   REGISTERED     09  
    09 - Sunglasses and eyewear
T00055IL03   EASY SPIRIT (Word Mark)       180588   5/16/2005   180588   REGISTERED     25  
    25 - Clothing, footwear, headgear
T00055IL04   EASY SPIRIT (Word Mark)   5/16/2005   180590   5/16/2005   180590   REGISTERED     35  
    35 - Retails store services in boutiques, shops and outlets for the sale of shoes, apparel, handbags, small leather goods, umbrellas, jewelry and watches.
T30198IL00   EASY SPIRIT COMFORT 2
(STYLIZED)
  12/8/2004   176775       176775   REGISTERED     25  
    25 - Footwear
3834/05401L   EASY SPIRIT LOGO   5/21/1993   87469   5/21/1993   87469   REGISTERED     25  
    25 - Footwear.
3834/0422   ENZO ANGIOLINI (Word Mark)   11/19/1992   85385   11/19/1992   85385   REGISTERED     25  
    25 - Clothing, including upper clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals. Headgear.
T30078IL00   NINE & COMPANY (Logo)   9/18/2002   159363   9/18/2003   159363   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery, included in Class 18.
T30078IL01   NINE & COMPANY (Logo)   9/18/2002   159363   9/18/2002   159365   REGISTERED     35  
    35 - Retail store services relating to the sale of footwear, clothing, handbags, small leather accessories, pocket mirrors and cosmetic cases; all included in Class 35.
T30078IL02   NINE & COMPANY (Logo)   9/18/2002   159363   9/18/2002   159364   REGISTERED     25  
    25 - Clothing, footwear, headgear, all included in Class 25.
T30202IL00   NINE WEST (Word Mark)   5/16/2005   180582   8/3/2006   180582   REGISTERED     09  
    09 - Sunglasses and eyewear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/712009   Page 50
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ISRAEL continued ...                            
T30202IL01   NINE WEST (Word Mark)   5/16/2005   180584   8/3/2006   180584   REGISTERED     14  
    14 - Jewelry and watches
T30202IL02   NINE WEST (Word Mark)   5/16/2005   180587   5/16/2005   180587   REGISTERED     18  
    18 - Handbags, purses, attache cases, briefcases, school bags, tote bags, all purpose sport bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios and umbrellas; small leather goods, namely, clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, change purses, wallets, business card cases, and passport cases.
T30202IL03   NINE WEST (Word Mark)   5/16/2005   180589   8/3/2006   180589   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30202IL04   NINE WEST (Word Mark)   5/16/2005   180591   5/16/2005   180591   REGISTERED     35  
    35 - Retails store services in boutiques, shops and outlets for the sale of shoes, apparel, handbags, small leather goods, umbrellas, jewelry and watches.
3834/0415IL   NINE WEST LOGO   11/11/1992   85299   11/11/1992   85299   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals. Headgear, all included in Class 25.
3834/0429   NINE WEST LOGO   12/3/1992   85552   12/3/1992   85552   REGISTERED     42  
    42 - Retail store services.
3834/0295   NINE WEST LOGO   3/8/1999   126,348   3/8/1999   126,348   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, parts and fittings therefor, umbrellas and walking sticks.
T20298IL0   SELBY   8/29/1996   107230   8/29/1996   107230   REGISTERED     25  
    25 - Shoes made from leather, fabric, rubber or combinations of these materials, included in Class 25.
T30315IL00   STUDIO 9 (Word Mark)   1/11/2006   186525   1/11/2006   186525   REGISTERED     25  
    25 - Clothing, footwear, headgear
 
ITALY                                
T20007IT00   9 WEST (Word Mark)   1/22/1985   32886C85   2/2/1987   712480   REGISTERED     25  
    25 - Clothing, footwear, headwear
3834/0449   ANTI-GRAVITY   3/29/2000   RM2000C001967   6/20/2003   898255   REGISTERED     25  
    25 - All goods in the Class.
3834/0515   BANDOLINO (Stylized)   3/16/1990   RM2000C001612   12/9/1992   582970   REGISTERED     25  
    25 - Footwear for men, women and children.
3834/0677   BANDOLINOS (Stylized Script)   11/17/1960   35432C/80   10/3/1986   412340   REGISTERED     25  
    25 - Men, women and children’s’ footwear.
T20062IT0   CALICO LOGO   1/25/1985   RM95C000356   6/13/1997   712483   REGISTERED     25  
    25 - Shoes.
3834/0094IT00   EASY SPIRIT (Word Mark)   10/28/1988   RM98C005256   4/22/1991   847973   REGISTERED     25  
    25 - Footwear.
T20150IT0   ENZO ANGIOLINI (Word Mark)   2/7/1985   RM95C000507   6/13/1997   712613   REGISTERED     25  
    25 - All forms of footwear, including especially shoes.
3834/0444   GAROLINI   2/18/1980   RM2000C000991   9/29/1986   448266   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
T30233IT00   JOAN AND DAVID   5/11/1981   na   1/22/1986   393201   REGISTERED     025,018  
    025 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
    018 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
3834/0354   MIRAMONTE   6/8/1979   RM99C002877   10/24/1985   374823   REGISTERED     25  
    25 - Footwear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/712009   Page 51
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ITALY continued ...
T20247IT0   NINE WEST LOGO   11/27/1992   RM 92 C004311   3/7/1995   644864   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
    25 - Clothing, footwear, headgear.
T20298IT0   SELBY   5/22/1995   MI95C005195   9/26/1997   727038   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20382IT0   WESTIES   1/22/1985   RM95C000354   6/13/1997   712481   REGISTERED     25  
    25 - Clothing, footwear, headgear.
 
JAMAICA                                
3834/0056/JM/01   BANDOLINO (Stylized)   10/17/1997   25/1934   10/17/1997   35,683   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins, slippers and sandals, headgear.
T00012JM00   BANDOLINO (Word Mark)   7/30/2002   42749   7/30/2002   42749   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks, whips harnesses and saddlery
    25 - Clothing, footwear, headgear
    35 - Advertising; business management; business administration; office functions; the bringing together, for the benefit of others, of a variety of goods, enabling customers to conveniently view and purchase those goods in a retail store.
25   COMFORT2 (Stylized)   10/22/2005   45,863   1/10/2006   45863   REGISTERED     25  
    25 - Footwear
T00055JM00   EASY SPIRIT (Word Mark)   7/30/2002   42750   7/30/2002   42750   REGISTERED     18,25,35  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail Store Services
T00055JM01   EASY SPIRIT (Word Mark)   5/17/2005   046835   5/17/2005   46,835   REGISTERED     9,14  
    9 - Sunglasses and eyewear
    14 - Jewelry and watches
T30224JM00   ENZO ANGIOLINI (Word Mark)   7/30/2002   42747   7/30/2002   42,747   REGISTERED     9,14,18
25,35
 
    9 - All goods in class.
    14 - All goods in class.
    18 - All goods in class.
    25 - All goods in class.
    35 - All services in class.
T30202JM00   NINE WEST (Word Mark)   7/30/2002   42748   7/30/2002   42748   REGISTERED     09,14,18
25,35
 
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
    25 - Footwear, clothing, headgear, Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail Store Services
3834/0431JM   NINE WEST LOGO   12/8/1992   25/1407   12/8/1992   27,468   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins, slippers and sandals, headgear.
T30315JM00   STUDIO 9 (Word Mark)   1/16/2006   47,946   1/16/2006   47,946   REGISTERED     25  
    25 - Footwear, clothing, headgear
 
JAPAN                                

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 52
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued ...                            
3834/0172   9 & CO. (Word Mark)   3/6/1995   20497/1995   2/5/1999   4236630   REGISTERED     25  
    25 - Clothing, garters, sock suspenders, braces, bands belts, footwear, special sporting and gymnastic use, special sporting and gymnastic footwear.
T20003JP1   9 & CO. (Word Mark)   3/6/1995   24096/1995   4/25/1997   3288879   REGISTERED     18  
    18 - Leather, bags or the like, pouches or the like, portable toiletry article cases, metal fittings for bags, purse clasps, umbrella and parasols, sticks, canes, fittings of metal for canes, cane handles, horse-riding equipment, clothing for pets.
3834/0322   9 & CO. (Word Mark)   10/22/1997   169259/1997   10/29/1999   4329806   REGISTERED     35  
    35 - Offering of information relating to the sales, promotion and marketing of clothing, footwear, bands, belts, bags or the like, pouches or the like made of leather or imitation leather, portable toiletry article cases made of leather and imitation of leather.
3834/0390/JP   9 WEST (Stylized)   9/11/1987   102916/1987   9/30/1991   2336609   REGISTERED     25  
    25 - Clothing
3834/0015   9 WEST (Word Mark)   8/5/1998   66221/1998   1/12/2001   4444809   REGISTERED     14  
    14 - Precious metals, personal ornaments, jewels and their raw ores and imitations of jewels, horological instruments.
T20011JP0   9 WEST LOGO   9/11/1987   102917/1987   12/26/1990   2292684   REGISTERED     14,18,25
26
 
    14 - Personal ornaments; pouches and purses of precious metal., jewels and their imitations; compacts of precious metal
    18 - Bags, pouches, portable toiletry article cases
    25 - Bands, belts, garters, sock suspenders, braces
    26 - Brooches for clothing, medals for clothing (excluding those of precious metal), badges for wearing (excluding those of precious metal), pins for bonnets (excluding those of precious metal), buckles for clothing.
T20039JP0   BANDOLINO (Stylized)   5/22/1991   053285/1991   5/31/1993   2540146   REGISTERED     18  
    18 - Handbags, other bags, purses, wallets, credit card cases, other pouches, vanity cases in International Class 18.
T00012JP00   BANDOLINO (Word Mark)   8/9/2004   73659/2004   7/29/2005   4884387   REGISTERED     35  
    35 - Providing information relating to the sales of goods.
3834/0377   BANDOLINO (Word Mark)   2/18/1986   015639/1986   6/23/1989   2150816   REGISTERED     25  
    25 - Footwear and all others belonging to Class 25.
3834/0157   BANDOLINO (Word Mark)   2/18/1986   15640/1986   11/30/1988   2094248   REGISTERED     25  
    25 - Special shoes for sports, and all others belonging to this Class.
T20059JP0   CALICO   10/6/1994   100738/1994   6/13/1997   3322407   REGISTERED     25  
    25 - Footwear.
T20062JP0   CALICO LOGO   1/22/1985   4440/1985   3/30/1988   2030244   REGISTERED     22  
    22 - Shoes.
T30232JP01   CIRCA COMFORT 365   6/23/2004   na   12/10/2004   48425473   REGISTERED        
T30233JP01   CIRCA JOAN & DAVID   1/16/2004   20043040   6/4/2004   4776642   REGISTERED     18,25  
    18 - Handbags
    25 - Footwear
T30233JP02   CIRCA JOAN & DAVID & Design   1/15/2004   20043041   8/17/2004   4787211   REGISTERED     18,25  
    18 - Handbags
    25 - Footwear
T00033JP00   CLOUD 9 NINE WEST   6/16/1998   78791/1998   8/8/2000   4414726   REGISTERED     18,25  
    18 - Leather and imitations of leather, trunks, traveling bags, handbags, other bags, wallets (excluding those of precious metal), pouches (excluding those of precious metal), billfolds, key cases, other pouches, portable toiletry article cases, parasols, other umbrellas and parasols, canes, walking sticks.
    25 - Leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, moccasins, and other footwear.
T20073JP00   CLOUD NINE (Word Mark)   7/23/1998   61829/1998   1/29/2000   4354884   REGISTERED     18,25  
    18 - Leather and imitations of leather, trunks, traveling bags, handbags, other bags, wallets (excluding those of precious metal), pouches (excluding those of precious metal), billfolds, key cases, other pouches, portable toiletry article cases, parasols, other umbrellas and parasols, canes, walking sticks.
    25 - Leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, moccasins and other footwear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 53
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued ...                            
T30233JP03   DAVID & DAVID & Design       20043042   5/28/2004   4775330   REGISTERED     18,25  
    18 - Handbags
    25 - Footwear
3834/0143   EASY SPIRIT (STYLIZED)   7/25/1997   141305/1997   5/28/1999   4276650   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, traveling bags, other bags, wallets, billfolds, purses, key cases, other pouches, portable toiletry articles cases, cases made of leather and imitations of leather, umbrellas and parasols, walking sticks, canes, fittings of metal for canes, cane handles.
T20127JP0   EASY SPIRIT (Word Mark)   2/3/1989   52677/2001   11/29/1991   2351464   REGISTERED     25  
    25 - Footwear.
T00055JP02   EASY SPIRIT (Word Mark)   5/11/2005   41242/2005   11/11/2005   4907691   REGISTERED     09,14,18
25,35
 
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - All kinds of bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
    25 - Clothing and headgear
    35 - Provision of information relating to sales of goods.
T00055JP03   EASY SPIRIT (Word Mark)   5/11/2005   41242/2004   11/11/2005   4907691   REGISTERED     09,14,18
25,35
 
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Handbags, knapsacks, traveling bags and other kinds of bags all made of leather and imitation of leather; purses, credit card holders, billfolds, wallets, key fobs, key cases, toilet cases, pouches all made of leather and imitation of leather; accessories for bags and purses.
    25 - Clothing, headgear,
    35 - Provision of information relating to sales of goods.
T30198JP00   EASY SPIRIT COMFORT 2 (STYLIZED)   12/20/2004   116213/2004   12/22/2005   4918206   REGISTERED     25  
    25 - Footwear
3834/0547   ENZO ANGIOLINI (Word Mark)   5/26/2000   57730/2000   1/11/2002   4533607   REGISTERED     09,25,35  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords, other glasses.
    25 - Apparel, headgear, belts
    35 - Providing information on commodity sales for footwear, apparel, headgear, belts, accessories, jewelry, watches, perfumes, cosmetics, handbags, bags, sport bags, small leather goods, eyewear and linens; providing information on other commodity sales.
T20150JP0   ENZO ANGIOLINI (Word Mark)   10/5/1994   100275/1994   3/12/1997   3267280   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, cases, billfolds, wallets, key cases and traveling bags, portable toiletry article cases, umbrellas and walking sticks, canes, cane handles.
T20150JP1   ENZO ANGIOLINI (Word Mark)   1/22/1985   4439/1985   7/23/1987   1965678   REGISTERED     25  
    25 - All forms of footwear, including especially shoes.
T20176JP0   GAROLINI (Stylized)   6/6/1990   064224   9/30/1992   2455112   REGISTERED     25  
    25 - Footwear
T30233JP05   JOAN & DAVID   3/15/1994   na   11/29/1996   3230390   REGISTERED     18  
    18 - Handbags
T30233JP06   JOAN & DAVID   6/22/1994   na   4/25/1997   3287044   REGISTERED     25  
    25 - Footwear
T30233JP08   JOAN & DAVID   9/8/2003   200377609   4/30/2004   4768787   REGISTERED     35  
    35 - Retail store services
T30233JP07   JOAN AND DAVI D   5/6/1981   na   6/21/1984   1691461   REGISTERED     18,21,25  
    18 - Umbrellas and parasols, walking sticks, canes, metal can fittings, walking-stick/cane handles;
    21 - Shoe brushes, shoe horns, shoe shine cloths, handy shoe shiners, shoe trees;
    25 - Footwear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 54
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued...                            
T30237JP00   JOAN HELPERN SIGNATURE and Design   10/19/1994   na   4/18/1997   3281448   REGISTERED     25  
    25 - Footwear
T30232JP05   MOOTSIES TOOTSIES       292233   1/29/1993   2494887   REGISTERED     25  
    25 -
3834/0025   NINE WEST (Word Mark)   8/5/1998   66222/1998   1/12/2001   4444810   REGISTERED     14  
    14 - Precious metals, personal ornaments, jewels and their raw ores and imitations of jewels, horological instruments.
T30078JP00   NINE & COMPANY (Logo)   8/14/2001   74066/2001   1/24/2002   4638393   REGISTERED     18,25,14  
    18 - Handbags, pocket books, straps for handbags, shoulder bags, evening bags, cosmetic bags (sold empty) , toiletry cases (sold empty), vanity cases (sold empty), leather shoulder belts, grooming kits (sold empty), wallets, billfolds, credit card cases, business card cases, key cases, leather key fobs, passport cases, coin purses, clutch purses, clutch bags, general purpose purses, pouches, drawstring pouches, book bags, belt bags, leather and textile shopping bags (sold empty), tote bags, saddle bags, roll bags, sling bags, travel bags, overnight bags, overnight cases, shoe bags for travel, weekender bags, duffel bags, garment bags for travel, gym bags, athletic bags, beach bags, carry-on bags, tie-cases, waist packs, fanny packs, backpacks, baby backpacks, knapsacks, diaper bags, attache cases, briefcases, document cases, briefcase types of portfolios, leather envelopes for carrying personal papers, satchels, suitcases, luggage, straps for luggage, luggage tags, trunks, umbrellas, beach umbrellas, umbrella cases, sportsmen’s hunting bags, other bags and pouches,
    25 - Leather, knit and woven dresses, coats, suits, jackets, blouses, shirts, sweaters, t-shirts, tank-tops, camisoles, cardigans, pullovers, vests, pants, shorts, jeans, skirts, scarves, hats, footwear, shoes, boots, slippers and hosiery, other footwear.
    14 - Leather key holders
T30202JP00   NINE WEST (Word Mark)   3/3/2004   19572/2004   10/1/2004   4806567   REGISTERED     25  
    25 - Footwear; hats and caps, other clothing; garters, socks, suspenders, braces, bands, belts; masquerade costumes; special sporting gymnastic wear, special sporting and gymnastic footwear.
T30202JP02   NINE WEST (Word Mark)   5/11/2005   41241/2005   12/16/2005   4915985   REGISTERED     09,18,35  
    09 - Sunglasses and eyewear
    18 - Handbags, knapsacks, travelling bags and other kinds of bags all made of leather and imitation leather; purses, credit card holders, billfolds, wallets, key fobs, key cases, toilet cases, pouches all made of leather and imitation leather; accessories for bags and purses.
    35 - Provision of information relating to sales of goods.
T20247JP0   NINE WEST LOGO   11/11/1992   311176/1992   6/28/1996   3167531   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0321   NINE WEST LOGO   10/21/1997   168957/1997   10/29/1999   4329805   REGISTERED     35  
    35 - Offering of information relating to the sales, promotion and marketing of clothing, footwear, bands, belts, bags or the like, pouches or the like made of leather or imitation leather, portable toiletry article cases made of leather and imitation of leather.
T20247JP2   NINE WEST LOGO   10/5/1994   100274/1994   4/25/1997   3291796   REGISTERED     18  
    18 - Goods made of leather and imitations of leather namely, bags, handbags, purses, cases, billfold, wallets, key cases and traveling bags, portable toiletry article cases, umbrellas and walking sticks, canes, cane handles.
3834/0574   NW NINE WEST   5/26/2000   57747/2000   6/22/2001   4483359   REGISTERED     18,25,35  
    18 - Handbags, other bags, pouches, portable toiletry article cases.
    25 - Clothing, footwear, bands, belts.
    35 - Providing information on commodity sales for footwear, apparel, headgear, belts, accessories, jewelry, watches, perfumes, cosmetics, handbags, bags, sport bags,small leather goods, eyewear and linens; providing information on other commodity sales.
3834/0629   NW NINE WEST MEN and Arrow Design   7/19/2000   80449/2000   6/8/2001   4480125   REGISTERED     18,25  
    18 - Goods made of leather and imitations of leather namely, bags, satchels, shoulder bags, cases, billfold, wallets, key cases, suitcases, brief cases, totes, trunks, back packs, knapsacks and traveling bags, portable toiletry article cases, umbrellas and walking sticks, canes, cane handles.
    25 - Footwear, clothing, headgear for men and boys.
T20264JP0   PAPPAGALLO (Word Mark)   1/22/1965   3668/65   5/1/1967   742783   REGISTERED     25  
    25 - Footwear.
T30232JP02   SAM & LIBBY       2004064589   4/15/2005   4856210   REGISTERED     18,25  
    18 - Metal parts for bags, buckles for bags, packaging containers made of leather, clothing for pets, bags, pouches, portable cosmetic cases, umbrellas, sticks, canes, handles for canes, horse-riding equipment; leather.
    25 - footwear, belts, athletic clothing, costumes

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 55
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JAPAN continued...                            
T30232JP04   SAM & LIBBY   12/6/2005   114434   5/26/2006   4955967   REGISTERED     35  
    35 - Advertising and publicity, issuance of trading stamps, business management analysis or information on commodity sales of clothing, footwear, bags, jewelry, leather goods, leather accessories, key chains and wallets
T30315JP00   STUDIO 9 (Word Mark)   2/9/2006   10649/2006   2/23/2007   5027401   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20382JP0   WESTIES   1/23/1985   4819/1985   7/23/1987   1965679   REGISTERED     25  
    25 - Women’s shoes
T20387JP0   WM JOYCE   11/16/1973   183312/73   12/19/1977   1317065   REGISTERED     25  
    25 - Footwear.
 
                                   
JERSEY                                
3834/0703JE   NINE WEST LOGO   6/8/2001   8086   6/8/2001   8086   REGISTERED     18  
    18 - Goods made of leather and imitation of leather, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags; umbrellas and walking sticks..
T20247JE01   NINE WEST LOGO   6/8/2001   8085   6/8/2001   8085   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones, horological and chronometric instruments; watches.
T20247JE02   NINE WEST LOGO   6/8/2001   8084   6/8/2001   8084   REGISTERED     25  
    25 - Clothing; outer clothing and sportswear; footwear; shoes, boots, moccasins, slippers and sandals; headgear.
3834/0701JE   NINE WEST LOGO   6/8/2001   8083   6/8/2001   8083   REGISTERED     09  
    09 - Sunglasses, eyeglasses eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords
 
                                   
JORDAN                                
T30441JO00   BOUTIQUE 9   1/16/2007   90172   1/16/2007   90172   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
T30441JO01   BOUTIQUE 9   1/16/2007   90209   1/16/2007   90209   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
T30441JO02   BOUTIQUE 9   1/16/2007   90173   1/16/2007   90173   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30233JO00   CIRCA JOAN & DAVID   9/20/2005   81778   6/15/2006   81778   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233JO03   CIRCA JOAN & DAVID   9/20/2005   81787   6/15/2006   81787   REGISTERED     25  
    25 - Footwear
T30233JO04   CIRCA JOAN & DAVID   9/20/2005   81776   6/15/2006   81776   REGISTERED     35  
    35 - Retail store services
T20141JO0   EASY SPIRIT LOGO   11/30/1994   36777   11/30/1994   36777   REGISTERED     25  
    25 - Footwear.
T30224JO00   ENZO ANGIOLINI (Word Mark)   3/27/2006   84963   3/27/2006   84963   REGISTERED     42  
    42 - Retail store services.
T30224JO01   ENZO ANGIOLINI (Word Mark)   3/27/2006   84962   3/27/2006   84962   REGISTERED     18  
    18 - Handbags, leather goods
T30232JO00   MOOTSIES TOOTSIES   9/20/2005   81783   6/15/2006   81783   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232JO01   MOOTSIES TOOTSIES   9/20/2005   81790   6/15/2006   81790   REGISTERED     25  
    25 - Footwear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 56
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JORDAN continued ...                            
T30232JO02   MOOTSIES TOOTSIES   9/20/2005   81777   6/15/2006   81777   REGISTERED     35  
    35 - Retail store services
T30202JO00   NINE WEST (Word Mark)   7/28/2005   n/a/   7/28/2005   81088   REGISTERED     14  
    14 - Jewelry and watches
T30202JO01   NINE WEST (Word Mark)   7/28/2005   n/a   6/18/2006   81508   REGISTERED     42  
    42 - Retail services
T30202JO02   NINE WEST (Word Mark)   7/28/2005   n/a   7/28/2005   81083   REGISTERED     09  
    09 - Sunglasses and eyewear
3834/0657   NINE WEST LOGO   8/10/2000   5318   7/22/2002   60128   REGISTERED     18  
    18 - All goods in the Class.
3834/0656   NINE WEST LOGO   8/10/2000   5319   8/10/2000   58787   REGISTERED     18  
    18 - All goods in the Class.
3834/0654   NINE WEST LOGO   8/10/2000   5321   8/10/2000   58853   REGISTERED     25  
    25 - All goods in the Class.
T30232JO03   SAM & LIBBY   9/20/2005   81789   6/15/2006   81789   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232JO04   SAM & LIBBY   9/20/2005   81788   6/15/2006   81788   REGISTERED     25  
    25 - Footwear
T30232JO05   SAM & LIBBY   9/20/2005   81780   6/15/2006   81780   REGISTERED     35  
    35 - Retail store services
T30315JO00   STUDIO 9 (Word Mark)   1/18/2006   84634   1/18/2006   84634   REGISTERED     25  
    25 - Clothing, footwear, headgear
 
                                   
KENYA                                
T30202KE00   NINE WEST (Word Mark)   10/8/2007   62135   10/8/2007   62135   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear and headgear
 
                                   
KUWAIT                                
T20150KW0   ENZO ANGIOLINI (Word Mark)   7/12/1995   31491   7/12/1995   29866   REGISTERED     18  
    18 - Purses and handbags.
T20150KW1   ENZO ANGIOLINI (Word Mark)   7/12/1995   31494   7/12/1995   29153   REGISTERED     42  
    42 - Retail store services for purses, handbags and footwear.
T20150KW2   ENZO ANGIOLINI (Word Mark)   7/12/1995   31492   7/12/1995   29784   REGISTERED     25  
    25 - Shoes.
T30232KW01   MOOTSIES TOOTSIES   7/2/2005   71272   7/2/2005   71272   REGISTERED     25  
    25 - Footwear
T20247KW0   NINE WEST LOGO   7/12/1995   31489   7/12/1995   46653   REGISTERED     18  
    18 - Handbags and purses.
T20247 KW1   NINE WEST LOGO   7/12/1995   31490   7/12/1995   29865   REGISTERED     25  
    25 - Shoes.
3834/0117/KW/0   PAPPAGALLO (SCRIPT)   3/11/1984   16525   3/11/1984   15434   REGISTERED     25  
    25 - Footwear and clothing.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 57
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
KUWAIT continued...                            
T30232KW03   SAM & LIBBY   7/2/2005   71273   7/2/2005   71273   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232KW04   SAM & LIBBY   7/2/2005   71274   7/2/2005   71274   REGISTERED     25  
    25 - Footwear
T30232KW05   SAM & LIBBY   7/2/2005   71275   7/2/2005   71275   REGISTERED     35  
    35 - Retail store services
   
 
                               
LATVIA                                
T20141LV0   EASY SPIRIT (Logo)   7/18/1994   M-94-1513   2/20/1997   M 36068   REGISTERED     25  
    25 - Footwear, namely shoes, boots.
   
 
                               
LEBANON                                
T20003LB0   9 & CO. (Word Mark)   10/26/1996   70512   10/26/1996   70512   REGISTERED     18,25,42  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes, skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, harness and saddlery
    25 - Clothing, including, boots, shoes and slippers
    42 - Retail store services for handbags, purses, clothing, footwear and headgear
T30233LB00   DAVID & JOAN       na   7/15/1994   63619   REGISTERED     25  
    25 - Footwear
T20127LB0  
 
  EASY SPIRIT (Word Mark)   10/26/1996   70511   10/26/1996   70511   REGISTERED     18,25,42  
    18 - Handbags and leather goods
    25 - Clothing, including, boots, shoes and slippers
    42 - Retail store services
3834/0124   ENZOANGIOLINI (Word Mark)   10/26/1996   70510   10/26/1996   70510   REGISTERED     18,25,42  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes, skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, harness and saddlery
    25 - Clothing, including, boots, shoes and slippers
    42 - Retail store services for handbags, purses, clothing, footwear and headgear
T30233lB01   JOAN & DAVID       59628   12/29/1992   59628   REGISTERED     25  
    25 - Footwear
T30233LB02   JOAN & DAVID   7/15/1994   63618   7/15/1994   63618   REGISTERED     42  
    42 - Retail store services
T30202LB00   NINE WEST (Word Mark)   6/1/2005   102419   6/1/2005   102419   REGISTERED     09,14,18  
   
 
                            25,35  
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Accessories, handbags and small leather goods
    25 - Clothing, footwear, headgear
    35 - Retail services
T20247LB0   NINE WEST LOGO   10/26/1996   70509   10/26/1996   70509   REGISTERED     18,25,42  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
    25 - Clothing, including, boots, shoes and slippers
    42 - Retail store services for handbags, purses, clothing, footwear and headgear—Class 42.
T30315LB00   STUDIO 9 (Word Mark)   2/13/2006   105334   2/13/2006   105334   REGISTERED     25  
    25 - Clothing, footwear, headgear
   
 
                               
LITHUANIA                                
T20141LT0  
 
  EASY SPIRIT LOGO   7/27/1994   ZP16293   11/14/1997   25954   REGISTERED     25  
    25 - Footwear, namely shoes, boots.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 58
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MACAO                                
T20003MOO   9 & CO. (Logo)   5/2/1995   14751-M   3/4/1996   14751-M   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T20003MO1   9 & CO. (Logo)   5/2/1995   14752-M   3/4/1996   14752-M   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00012MOO1   BANDOLINO (Word Mark)   9/26/1997   N2593   3/9/1998   N/2593   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30441MOO0   BOUTIQUE 9   2/6/2007   N/26789   7/30/2007   N/26789   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T30441MOO1   BOUTIQUE 9   2/6/2007   N/26791   7/30/2007   N/26791   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30441MOO2   BOUTIQUE 9   2/6/2007   N/26790   7/30/2007   N/26790   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; handbags and small leather goods; umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0360   EASY SPIRIT (STYLIZED)   9/26/1997   N/2591   11/12/1999   N/2591   REGISTERED     18  
    18 - Bags, including handbags, traveling bags, purses, packs, cases, wallets, including billfolds, key fobs, key cases, umbrellas and walking sticks.
T00055MOOO   EASY SPIRIT (Word Mark)   9/26/1997   n/2591   11/12/1999   N/2591   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
T20127MOO   EASY SPIRIT (Word Mark)   8/22/1994   13809/DSE   7/10/1995   13983-M   REGISTERED     25  
    25 - Clothing, footwear and headgear
T20150MOO   ENZO ANGIOLINI (Word Mark)   5/2/1995   14750-M   3/4/1996   14750-M   REGISTERED     42  
    42 - Retail store services in respect of handbags, purses, clothing, footwear, headgear.
T20150MO1   ENZO ANGIOLINI (Word Mark)   5/2/1995   14748-M   3/4/1996   14748-M   REGISTERED     18  
    18 - Suitcases, handbags, purses, packs, cases, billfolds, men’s wallets, key fobs, key cases, travelling bags, umbrellas and walking
T20150MO2   ENZO ANGIOLINI (Word Mark)   5/2/1995   14749-M   3/4/1996   14749-M   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30078MOO   NINE & COMPANY (Logo)   8/29/2001   N8/537   4/11/2002   N8/537   REGISTERED     18  
    18 - All goods in the class.
T30078MO01   NINE & COMPANY (Logo)   8/29/2001   N8/538   4/11/2002   N8/538   REGISTERED     25  
    25 - Clothing, shoes and headwear.
T30202MOOO   NINE WEST (Word Mark)   5/30/2005   N/17094   9/9/2005   n/17094   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30202MO02   NINE WEST (Word Mark)   5/30/2005   N/17091   9/9/2005   n/17091   REGISTERED     09  
    09 - Sunglasses and eyewear
T30202MO03   NINE WEST (Word Mark)   5/30/2005   N/17092   9/9/2005   n/17092   REGISTERED     14  
    14 - Jewelry and watches
T30202MO04   NINE WEST (Word Mark)   5/30/2005   N/17093   9/9/2005   n/17093   REGISTERED     18  
    18 - Accessories, handbags, small leather goods
T30202MO05   NINE WEST (Word Mark)   5/30/2005   N/17095   9/9/2005   n/17095   REGISTERED     35  
    35 - Retail services
T20247MO0   NINE WEST LOGO   5/2/1995   14743-M   3/4/1996   14743-M   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 59
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MACAO continued...                            
T20247MO1   NINE WEST LOGO   5/2/1995   14744-M   3/4/1996   14744-M   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20247MO2   NINE WEST LOGO   5/2/1995   14747-M   3/4/1996   14747-M   REGISTERED     42  
    42 - Retail store services (supplies) in respect of handbags, purses, clothing, footwear, headgear.
3834/0576   NW NINE WEST   6/21/2000   N/6192   11/17/2000   N/6192   REGISTERED     18  
    18 - Handbags, other bags, small leather goods.
3834/0577   NW NINE WEST   6/21/2000   N/6193   11/17/2000   N/6193   REGISTERED     25  
    25 - Footwear and clothing.
3834/0607   NW NINE WEST   6/30/2000   N/6194   11/17/2000   N/6194   REGISTERED     35  
    35 - Retail store services
3834/0632   NW NINE WEST MEN and Arrow Design   7/31/2000   N6523   11/30/2000   N6523   REGISTERED     18  
    18 - Bags, satchels, shoulder bags, suit cases, briefcases, trunks, totes, toiletry article cases, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, back packs, knapsacks, umbrellas and walking sticks.
3834/0633   NW NINE WEST MEN and Arrow Design   7/31/2000   N6522   11/30/2000   N6522   REGISTERED     25  
    25 - Footwear, clothing, headgear for men and boys.
T30315MO00   STUDIO 9 (Word Mark)   1/23/2006   N/20760   6/9/2006   N/20760   REGISTERED     25  
    25 - Clothing, footwear, headgear
 
                                   
MACEDONIA                                
T00057MK00   EASY SPIRIT (Stylized)   5/30/2002   Z20020405   5/16/2006   11203   REGISTERED     25  
    25 - All goods in the class.
 
                                   
MALAYSIA                                
3834/0365MY   BANDOLINO (Stylized)   10/29/1997   MAl15470/97   10/29/1997   97/15470   REGISTERED     25  
    25 - Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, hats, scarves, kerchiefs, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, all included in Class 25.
T00033MY00   CLOUD 9 NINE WEST   10/7/1998   ma/11547/98   10/7/1998   98011547   REGISTERED     25  
    25 - Footwear
T20073MY00   CLOUD NINE (Word Mark)   9/11/1998   98010475   9/11/1998   98010475   REGISTERED     25  
    25 - Clothing, footwear; headgear, including, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, underwear, bras, panties, sweatshirts, sweatpants, wristbands, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, hosiery, gloves, mittens, hats, caps, berets, scarves, kerchiefs, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers and moccasins.
T20073MY01   CLOUD NINE (Word Mark)   9/11/1998   98/10474   9/11/1998   98010474   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides, trunks and traveling bags; umbrellas, parasols and walking sticks; bags, handbags, purses, backpacks, cases, billfolds, wallets, key fobs, key cases;
3834/0366/MY   EASY SPIRIT (Stylized)   10/31/1997   MAl15626/97   10/31/2004   97015626   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all included in Class 18.
T20141MY00   EASY SPIRIT LOGO   1/27/1993   9300042       9300042   REGISTERED     25  
    25 - Footwear
3834/0611MY   ENZO ANGIOLINI (STYLIZED)   12/1/1997   MA/19500/97   12/1/1997   97/19500   REGISTERED     35  
    35 - Retail store services relating to footwear, clothing, purses and handbags.
T20150MY0   ENZO ANGIOLINI (Word Mark)   10/12/1994   MA/9278/94   10/12/1994   94/09278   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 60
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MALAYSIA continued...                            
T30233MY06   JOAN & DAVID       na   12/22/2000   B790689   REGISTERED     18  
    18 - Handbags
T30233MY07   JOAN & DAVID       na   12/10/2000   790789   REGISTERED     25  
    25 - Footwear
T30233MY08   JOAN & DAVID       na   12/22/2000   89/7908   REGISTERED     16  
    16 - All goods in class.
T30237MY00   JOAN HELPERN SIGNATURE and Design   11/26/1996   96/14334   11/26/1996   96/14334   REGISTERED     18  
    18 - Handbags, wallets, briefcases,purses, business card cases, credit card cases key cases leather straps suitcases
T30237MY01   JOAN HELPERN SIGNATURE and Design       9603632   4/9/1996   9603632   REGISTERED     25  
    25 - Footwear
T20200MY00   JOYCE           3/15/1996   MB/67946   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals.
T30232MY03   MOOTSIES TOOTSIES   12/9/2005   05020793   12/9/2005   05020793   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30202MY00   NINE WEST (Word Mark)   10/20/2006   06019397   10/20/2006   06019397   REGISTERED     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T20247MY0   NINE WEST LOGO   10/7/1994   MA/ 9136/94   10/7/1994   94/009136   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
3834/0613MY   NINE WEST LOGO   12/1/1997   MA/19501/97   12/1/1997   97/19501   REGISTERED     42  
    42 - Retail store services relating to footwear, clothing, purses and handbags.
T20247MY21   NINE WEST LOGO   12/1/1994   N/A   12/1/1997   97019501   REGISTERED     35  
    35 - Retail store services relating to footwear, clothing, purses and handbags; all included in class 35.
3834/0579MY   NW NINE WEST   6/1/2000   2000/06944   6/1/2000   00006944   REGISTERED     25  
    25 - All footwear and clothing included in Class 25.
3834/0606MY   NW NINE WEST   6/1/2000   2000/06942   6/1/2000   00006942   REGISTERED     35  
    35 - Retail store services for footwear, apparel, headgear, belts, accessories, jewelry, watches, perfumes, cosmetics, handbags, bags, sport bags, small leather goods, eyewear and linens, all included in class 35.
T30232MY04   SAM & LIBBY   12/9/2005   05020796   12/9/2005   05020796   REGISTERED     18  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T20333MY0   SPA NINE WEST (STYLIZED)   10/12/1994   MA/ 9279/94   3/11/2005   94009279   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
 
                                   
MAURITIUS                                
T30202MU00   NINE WEST (Word Mark)   7/25/2007   MU/M/07/06244   7/1/2008   05791/2008   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear and headgear
 
                                   
MEXICO                                
T15930MX00   9 & CO. (Logo)   2/7/2003   587409   3/19/2003   783598   REGISTERED     42  
    42 - Retail store services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 61
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued...                            
T20003MX11   9 & CO. (Word Mark)   2/7/2003   587410   3/19/2003   783598   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20003MX12   9 & CO. (Word Mark)   2/7/2003   587409   9/1/2003   805313   REGISTERED     35  
    35 - Sales in Retail Stores
T20031MX0   ARPEGGIOS   11/17/1993   183414   11/17/1993   552671   REGISTERED     9  
   
9 - Ophthalmic eyewear including some glasses, sunglasses and optical accessories.
T00012MX00  
 
  BANDOLINO (Word Mark)   11/25/2003   630945   7/21/2004   843711   REGISTERED     09  
   
09 - All kinds of eyewear including, sunglasses, eyeglasses and eyeglass frames, eyeglass cases, eyeglass chains, and eyeglass cords
T30233MX00   CIRCA JOAN & DAVID   1/16/2004   637783       828720   REGISTERED     18  
    18 - Handbags and small leather goods
T30233MX02   CIRCA JOAN & DAVID & Design   1/16/2004   637785   1/16/2004   831379   REGISTERED     18  
   
18 - Bags, handbags purses, wallets, tote bags and luggage
T30243MX00   COMFORT 2 (Stylized)   10/19/2004   682999   2/15/2005   867314   REGISTERED     25  
   
25 - Footwear
T15901MX01   COMPANY 9   2/7/2003   587407   3/19/2003   805500   REGISTERED     25  
   
25 - Clothing, footwear, headgear.
T15901MX02   COMPANY 9   2/7/2003   587406   9/3/2003   8055500   REGISTERED     35  
   
35 - Salons in Retail Stores
T30232MX01   DAVID & DAVID   1/16/2004   637789       828722   REGISTERED     25  
   
25 - Footwear
T30233MX05   DAVID & DAVID & Design   1/16/2004   637788       828721   REGISTERED     18  
   
18 -
T30168MX00   EASY SPIRIT & DESIGN   2/7/2003   587401   1/23/2004   818332   REGISTERED     35  
   
35 - All kinds of retail store services in any kind of stores
T00055MX00   EASY SPIRIT (Word Mark)   11/25/2003   630946   7/21/2004   843712   REGISTERED     09  
   
09 - All types of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
T00055MX01   EASY SPIRIT (Word Mark)   5/16/2005   717639   8/18/2005   895185   REGISTERED     14  
   
14 - Jewelry and watches
T00055MX02   EASY SPIRIT (Word Mark)   5/16/2005   717638   2/27/2006   921816   REGISTERED     18  
   
18 - Accessories and small leather articles such as all kind of bags; handbags, purses, credit card holders, knapsacks, billfolds; wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitation of leather.
T00055MX03   EASY SPIRIT (Word Mark)   5/16/2005   717637   5/16/2005   921815   REGISTERED     35  
   
35 - Product commercialization for others
T20127MX0   EASY SPIRIT (Word Mark)   3/19/1992   135646   3/19/1992   415787   REGISTERED     25  
   
25 - Clothing, footwear, headgear.
T30198MX00   EASY SPIRIT COMFORT 2   10/19/2004   683000   2/24/2005   868914   REGISTERED     25  
   
25 - Footwear
T20150MX0   ENZO ANGIOLINI (Word Mark)   1/6/1995   221136   1/6/1995   487024   REGISTERED     18  
   
18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases, trunks, traveling bags, umbrellas, parasols and walking sticks.
T20150MX2   ENZO ANGIOLINI (Word Mark)   1/6/1995   221134   1/6/1995   487022   REGISTERED     42  
   
42 - Retailing services, with respect to clothing, shoes, bags and handbags.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 62
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MEXICO continued...                            
T20150MX1   ENZO ANGIOLINI (Word Mark)   5/31/1988   42902   5/31/1988   355838   REGISTERED     10,25  
    10 - Only orthopedic footwear.
    25 - Only footwear (with the exception of orthopedic).
T30233MX06   JOAN & DAVID       na   8/2/2000   444826   REGISTERED     25  
    25 - Footwear
T30262MX00   MOOTSIES TOOTSIES & Design           12/30/1992   654076   REGISTERED     25  
    25 - Footwear
T20247MX21   NINE WEST (Stylized)   5/16/2005   717635   3/24/2006   925300   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20247MX22   NINE WEST (Stylized)   5/16/2005   717636   2/27/2006   921813   REGISTERED     18  
    18 - All kinds of bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
T20247MX23   NINE WEST (Stylized)   1/25/2005   872864   1/25/2005   872864   REGISTERED     09  
    09 - Sunglasses; eyewear
T30202MX01   NINE WEST (Word Mark)   5/16/2005   717636   2/27/2006   921814   REGISTERED     35  
    35 - Retail services
3834/0034   NINE WEST (Word Mark)   8/17/1998   343,782   2/25/1999   601,583   REGISTERED     14  
    14 - Jewelry and watches.
T20247MX0   NINE WEST LOGO   8/14/1992   147410   8/14/1992   525178   REGISTERED     18  
    18 - Leather and imitations of leather, products of these materials not included comprised in other classes; animal leathers, trunks and traveling bags; umbrellas, parasols and walking sticks, whips and harness (saddlery).
T20247MX1   NINE WEST LOGO   8/14/1992   147402   3/13/1998   575767   REGISTERED     42  
    42 - Retail store services.
T20247MX2   NINE WEST LOGO   8/14/1992   147409   8/14/1992   454274   REGISTERED     25  
    25 - Clothes, footwear, hats.
T30231MX00   PAPPAGALLO (Large Parrot
Design)
  6/15/2004   661646   7/26/2004   844420   REGISTERED     18  
    18 - Leather and imitations of leather, products of these materials not comprised in other classes; animal leathers; trunks and traveling bags; umbrellas, parasols and walking sticks, whips and harness saddlery.
T30231MX01   PAPPAGALLO (Large Parrot
Design)
  6/15/2004   661647   6/20/2006   939008   REGISTERED     25  
    25 - Clothing and footwear, excluding hats and caps.
3834/0033   PAPPAGALLO (Stylized)   6/15/2004   661646   7/26/2004   844419   REGISTERED     18  
    18 - Leather and imitations of leather, products of these materials not comprised in other classes; animal leathers; trunks and traveling bags; umbrellas, parasols and walking stick, whips and harness saddlery.
T20264MX03   PAPPAGALLO (Word Mark)   11/25/2003   630947   7/21/2004   843713   REGISTERED     09  
    09 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords, all included in Class 09.
T30192MX02   PAPPAGALLO (Word Mark)   12/18/2003   635091   3/30/2005   874140   REGISTERED     35  
    35 - Retail store services for women’s clothing and footwear.
T30232MX00   SAM & LIBBY           9/30/1991   400179   REGISTERED     25  
    25 - Shoes
T00193MX00   SELBY   2/7/2003   587403       816615   REGISTERED     25  
    25 - Clothing, footwear and headgear
T20382MX1   WESTIES   8/14/1992   147407   8/14/1992   527030   REGISTERED     42  
    42 - Retail store services.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 63
                                     
REFERENCE MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES        
MEXICO continued ...                            
T20382MX2   WESTIES   8/14/1992   147411   8/14/1992   462358   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30169MXOO   WESTIES JR. FASHION & DESIGN   2/7/2003   587405   7/22/2003   800152   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20392MXO   YFA   11/24/1994   218463   11/24/1994   517607   REGISTERED     25  
    25- Shoes, boots and sandals.
MONGOLIA                                
T30202MN00   NINE WEST (Word Mark)   6/29/2000   3280   9/14/2000   3116   REGISTERED     25  
    25 - Clothing for women and misses, namely knitted and woven skirts, suits, slacks, blouses, dresses, coats, sweaters, scarves, vests, jackets, hosiery, footwear; tailored clothing for men namely knitted and woven suits, slacks jackets, pants, sports coats and neckwear
MOZAMBIQUE                                
T30202MZ00   NINE WEST (Word Mark)   7/20/2007   12204/2007   7/20/2007   12204/2007   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags; (
T30202MZ01   NINE WEST (Word Mark)   7/20/2007   12205/2007   7/20/2007   12205/2007   REGISTERED     25  
    25 - Clothing, footwear and headgear
NETHERLANDS ANTILLES                        
T15894AN00   BANDOLINO (Stylized)           10/2/1997   03198   REGISTERED     18,25,35  
    18 - All goods in class.
    25 - All goods in class.
    35 -
T20039AN0   BANDOLINO (Stylized)   10/2/1997   None Assigned   10/27/1997   20285   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins, sandals, slippers, socks, hosiery, caps and hats, scarves, kerchiefs.
T00012AN01   BANDOLINO (Word Mark)   8/2/2002   08754   8/2/2002   08754   REGISTERED     18,25,35  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail Store Services
T00055AN01   EASY SPIRIT (Word Mark)   8/2/2002   98755   8/2/2002   08755   REGISTERED     18,25,35  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
    25 - Footwear, clothing, headgear; shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail Store Services
T20141AN00   EASY SPIRIT LOGO       03199   10/2/1997   03199   REGISTERED     18,25,35  
    18 -
    25 -
    35 -
T20151AN01   ENZO ANGIOLINI (Stylized)           10/2/1997   20446   REGISTERED     09,14,18
25,35
 
    09 - All goods in class.
    14 - All goods in class.
    18 - All goods in class.
    25 - All goods in class.
    35 - All services in class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 64
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NETHERLANDS ANTILLES continued . . .                            
T30224AN00   ENZO ANGIOLINI (Word Mark)   8/2/2002   08756   8/2/2002   08756   REGISTERED     9,14,18 25,35  
    9 - Eyewear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail Store Services
3834/0692   JOYCE   12/11/1950   N/A   12/11/1950   03197   REGISTERED     25  
    25 - Footwear, namely, shoes, slippers and sandals made of leather, woven cloth or rubber, and/or combination of these materials.
T30202AN00   NINE WEST (Word Mark)   8/2/2002   08757   8/2/2002   08757   REGISTERED     09,14,18 25,35  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail Store Services
   
 
                               
NEW ZEALAND                                
T15930NZ00   9 & CO. (DESIGN)           5/14/1997   276666   REGISTERED     25  
    25 - Clothing, headgear and footwear.
T20007NZ0   9 WEST (Word Mark)   2/3/1981   135877   2/3/1981   135877   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals and similar kinds of footwear.
3834/0190   BANDOLINO (Word Mark)   8/1/1974   109,163   8/1/1974   109,163   REGISTERED     25  
    25 - Footwear, including boots, shoes and slippers, and excluding socks, stockings, and hosiery.
T20062NZ0   CALICO LOGO   1/23/1985   156656   1/23/1985   156656   REGISTERED     25  
    25 - Shoes, not containing or incorporating cotton calico.
T20106NZ0   DAVID EVINS (SCRIPT)   9/1/1975   112960   9/1/1975   112960   REGISTERED     25  
    25 - Footwear including boots, shoes, and slippers excluding socks, stockings and hosiery.
T20127NZ0   EASY SPIRIT (Word Mark)   6/30/1988   185198   6/30/1988   185198   REGISTERED     25  
    25 - Footwear.
T20150NZ0   ENZO ANGIOLINI (Word Mark)   1/17/1985   156571   7/26/1990   B156571   REGISTERED     25  
    25 - Footwear of all kinds.
T20172NZ0   FRONT ROW   8/6/1981   138311   8/6/1981   138311   REGISTERED     25  
    25 - Boots excluding rugby boots, shoes, slippers and similar kinds of footwear.
T20175NZ0   GAROLINI   5/11/1989   193080   5/11/1989   193080   REGISTERED     25  
    25 - Boots, shoes, slippers, and similar kinds of footwear.
3834/0413   NINE WEST LOGO   11/10/1992   222819   11/10/1992   222819   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins, slippers and sandals. Headgear.
3834/0428   NINE WEST LOGO   12/1/1992   223359   12/1/1992   223359   REGISTERED     42  
    42 - Retail store services in respect of footwear and clothing.
T20382NZ0   WESTIES   1/22/1985   156625   1/22/1985   156625   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals, and similar kinds of footwear.
   
 
                               
NICARAGUA                                
3834/0458   9 & CO. (Word Mark)   3/3/2000   2000/00975   5/14/2001   48,702 C.C.   REGISTERED     18  
    18 - All goods in the Class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 65
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NICARAGUA continued . . .                            
3834/0459   9 & CO. (Word Mark)   3/3/2000   2000/00976   5/14/2001   48,704 C.C.   REGISTERED     25  
    25 - All goods in the Class.
3834/0460   BANDOLINO (Word Mark)   3/3/2000   2000/00967   5/14/2001   48,706 C.C.   REGISTERED     18  
    18 - All goods in the Class.
3834/0461   BANDOLINO (Word Mark)   3/3/2000   2000/00968   5/14/2001   48,698 C.C.   REGISTERED     25  
    25 - All goods in the Class.
T00012NI02   BANDOLINO (Word Mark)   10/25/2002   02794   6/17/2003   58091   REGISTERED     35  
    35 - Retail Store Services
T30441NI00   BOUTIQUE 9   1/9/2007   2007-00068   12/18/2007   0703405 LM   REGISTERED     14,18,25  
    14 - Jewelry, Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Handbags and small leather goods, leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear
3834/0462   CALICO   3/3/2000   2000/00969   5/14/2001   48,707 C.C.   REGISTERED     18  
    18 - All goods in the Class.
3834/0463   CALICO   3/3/2000   2000/00970   5/14/2001   48,699 C.C.   REGISTERED     25  
    25 - All goods in the Class.
T30233NI00   CIRCA JOAN & DAVID   4/29/2005   01295   1/19/2006   0600072   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - retail store services
T30243NI00   COMFORT 2 (stylized)   10/27/2004   2004-03471   6/16/2005   82649   REGISTERED     25  
    25 - Footwear
3834/0239   EASY SPIRIT (STYLIZED)   10/30/1997   97-03728   9/24/1998   38,777 CC   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals. Headgear.
T00055NI01   EASY SPIRIT (Word Mark)   10/25/2002   02795   6/17/2003   58092   REGISTERED     25,35,18  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
    35 - Retail Store Services
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T00055NI02   EASY SPIRIT (Word Mark)   5/19/2005   2005-01496   1/24/2006   0600127   REGISTERED     09,14  
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
3834/0240   ENZO ANGIOLINI (STYLIZED)   10/30/1997   97-03729   9/24/1998   38,778 CC   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals. Headgear.
3834/0457   ENZO ANGIOLINI (Word Mark)   3/3/2000   2000/00971   5/14/2001   48,7000 C.C.   REGISTERED     18  
    18 - All goods in the Class.
T30224NI01   ENZO ANGIOLINI (Word Mark)   10/25/2002   02796   6/17/2003   58093   REGISTERED     09,14,35  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
    14 - Jewelry
    35 - Retail services
3834/0691   JOYCE DESIGN   12/12/1950   N/A   1/22/1951   6488   REGISTERED     25  
    25 - Shoes, slippers, sandals and other articles of clothing to cover the feet made of leather, cloth, rubber or cork and/or combinations of these materials.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 66
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NICARAGUA continued...                            
T30232NI00   MOOTSIES TOOTSIES   4/29/2005   01296   1/19/2006   0600067   REGISTERED     18,25,35  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear
    35 - retail store services
T30202NI00   NINE WEST (Word Mark)   10/25/2002   02797   6/17/2003   58094   REGISTERED     9,14  
    9 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
    14 - Jewelry and watches
3834/0456   NINE WEST (Word Mark)   3/3/2000   2000/00974   5/14/2001   48,701   REGISTERED     35  
    35 - Retail store services.
3834/0454   NINE WEST (Word Mark)   3/3/2000   2000/00972   5/16/2001   48,748 C.C.   REGISTERED     18  
    18 - All goods in the Class.
3834/0455   NINE WEST (Word Mark)   3/3/2000   2000/00973   5/16/2001   48,749 C.C.   REGISTERED     25  
    25 - All goods in the Class.
T30232NI03   SAM & LIBBY   5/13/2005   01416   2/21/2006   0600433   REGISTERED     25,18,35  
    25 - Footwear
    18 - Handbags
    35 -
T30315NI00   STUDIO 9 (Word Mark)   1/17/2006   2006-00168   11/13/2006   0602759 LM   REGISTERED     25  
    25 - Clothing, footwear, headgear
3834/0464   WESTIES   3/3/2000   2000/00977   5/14/2001   48,703 C.C.   REGISTERED     18  
    18 - All goods in the Class.
3834/0465   WESTIES   3/3/2000   2000/00978   5/14/2001   48,705 C.C.   REGISTERED     25  
    25 - All goods in the Class.
   
 
                               
NIGERIA                                
T20211NG1   JOYCE LOGO   7/29/1991   TP11295/91/3   7/29/1991   TP11295/91/3   REGISTERED     25  
    25 - Footwear.
   
 
                               
NORWAY                                
T30441NO00   BOUTIQUE 9   1/8/2007   200700394   6/18/2007   239731   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments;
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear
T00055NO00   EASY SPIRIT (Word Mark)   1/28/2004   200400589   3/7/2005   225888   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00055NO02   EASY SPIRIT (Word Mark)   5/19/2005   200504743   5/22/2006   232761   REGISTERED     09,14,18  
   
 
                            35  
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
    35 - Retail services
T20141NO0   EASY SPIRIT LOGO   5/11/1992   922467   1/27/1994   161199   REGISTERED     25  
    25 - Footwear (not included in other classes).
T20150NO0   ENZO ANGIOLINI (Word Mark)   11/23/1992   925836   7/21/1994   163838   REGISTERED     25  
    25 - All goods in Class 25.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 67
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NORWAY continued...                            
T20247NO0   NINE WEST LOGO   11/11/1992   925641   12/9/1993   160600   REGISTERED     18,25  
    18 - All goods in class
    25 - All goods in class.
T30315NO00   STUDIO 9 (Word Mark)   1/13/2006   200600434   11/2/2006   236027   REGISTERED     25  
    25 - Footwear, clothing, headgear
 
                                   
OMAN                                
T30441OM00   BOUTIQUE 9   1/9/2007   43099   4/16/2008   43099   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments.
T30441OM01   BOUTIQUE 9   1/9/2007   43100   4/16/2008   43100   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.
T30441OM02   BOUTIQUE 9   1/9/2007   43101   4/16/2008   43101   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30233OM00   CIRCA JOAN & DAVID   4/25/2005   36216   6/21/2006   36216   REGISTERED     18  
    18 - handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233OM01   CIRCA JOAN & DAVID   4/25/2005   36217   6/21/2006   36217   REGISTERED     25  
    25 - Footwear
T30233OM02   CIRCA JOAN & DAVID   4/25/2005   36218   6/21/2006   36218   REGISTERED     35  
    35 - Retail store services
3834/0711   EASY SPIRIT LOGO   9/10/1994   10444   5/18/2004   10444   REGISTERED     25  
    25 - Footwear.
T20150OM0   ENZO ANGIOLINI (Word Mark)   4/3/1995   11359   3/30/2003   11359   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20150OM1   ENZO ANGIOLINI (Word Mark)   4/3/1995   11358   7/24/2002   11358   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
T20150OM2   ENZO ANGIOLINI (Word Mark)   4/3/1995   11360   5/6/2002   11360   REGISTERED     42  
    42 - Retail store services, in respect of handbags, purses, footwear, headgear.
T30232OM00   MOOTSIES TOOTSIES   4/25/2005   36219   6/21/2006   36219   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232OM02   MOOTSIES TOOTSIES   4/25/2005   36221   6/21/2006   36221   REGISTERED     35  
    35 - Retail store services
T00146OM00   NINE WEST (Word Mark)   5/1/2005   36278   6/21/2006   36278   REGISTERED     09  
    09 - Sunglasses and eyewear
T302020M01   NINE WEST (Word Mark)   5/1/2005   36279   6/21/2006   36279   REGISTERED     14  
    14 - Jewelry and watches
T302020M04   NINE WEST (Word Mark)   5/1/2005   36282   6/21/2006   36282   REGISTERED     35  
    35 - Retail services
3834/0250   NINE WEST LOGO   4/3/1995   11357   7/24/2001   11357   REGISTERED     42  
    42 - Retail store services, in respect of handbags, purses, footwear, headgear.
3834/0249   NINE WEST LOGO   4/3/1995   11356   7/24/2001   11356   REGISTERED     25  
    25 - Clothing, footwear, headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 68
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
OMAN continued...                            
3834/0248   NINE WEST LOGO   4/3/1995   11355   7/24/2001   11355   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
T30232OM04   SAM & LIBBY   4/25/2005   36223   6/21/2006   36223   REGISTERED     25  
    25 - Footwear
T30232OM05   SAM & LIBBY   4/25/2005   36224   6/21/2006   36224   REGISTERED     35  
    35 - Retail store services
 
                                   
PAKISTAN                                
3834/0409PK   NINE WEST (Word Mark)   10/29/1999   158583   10/29/1999   158583   REGISTERED     25  
    25 - Clothing, footwear, headgear
 
                                   
PANAMA                                
T20003PA0   9 & CO. (Logo)   6/29/1993   066735   6/29/1993   66735   REGISTERED     25  
    25 - Footwear.
T00012PA00   BANDOLINO (Word Mark)   2/26/2003   125859   2/26/2003   125859   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags; umbrellas and walking
T00012PA02   BANDOLINO (Word Mark)   2/26/2003   125861   2/26/2003   125861   REGISTERED     35  
    35 - Retail Store Services (Local Class 39)
T30233PA01   CIRCA JOAN & DAVID   4/22/2005   141977   4/22/2005   141977   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30233PA02   CIRCA JOAN & DAVID   4/22/2005   141979   4/22/2005   141979   REGISTERED     25  
    25 - Footwear
T30233PA03   CIRCA JOAN & DAVID   4/22/2005   141980   4/22/2005   141980   REGISTERED     35  
    35 - Retail store services
T00055PA02   EASY SPIRIT (Word Mark)   2/26/2003   125863   2/26/2003   125863   REGISTERED     25  
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T00055PA03   EASY SPIRIT (Word Mark)   2/26/2003   125864   2/26/2003   125864   REGISTERED     35  
    35 - Retail Store Services (Local Class 39)
T00055PA06   EASY SPIRIT (Word Mark)   5/18/2005   142502   5/18/2005   142502   REGISTERED     09  
    09 - Sunglasses and eyewear
T00055PA07   EASY SPIRIT (Word Mark)   5/18/2005   142503   5/18/2005   142503   REGISTERED     14  
    14 - Jewelry and watches
T00055PA08   EASY SPIRIT (Word Mark)   2/26/2003   125862   2/26/2003   125862   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30266PA00   EASY SPIRIT COMFORT2 (STYLIZED)   11/18/2004   138959   3/29/2005   138959   REGISTERED     25  
    25 - Shoes
T20141PA0   EASY SPIRIT LOGO   11/19/1990   N/A   5/18/1992   055116   REGISTERED     25  
    25 - Footwear.
T30224PA00   ENZO ANGIOLINI (Word Mark)   2/26/2003   125854   2/26/2003   125854   REGISTERED     09  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T30224PA01   ENZO ANGIOLINI (Word Mark)   2/26/2003   125856   2/26/2003   125856   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 69
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PANAMA continued...                            
T30224PA02   ENZO ANGIOLINI (Word Mark)   2/25/2003   125587   2/26/2003   125857   REGISTERED     25  
    25 - Footwear, clothing, headgear, Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30224PA03   ENZO ANGIOLINI (Word Mark)   2/26/2003   125858   2/26/2003   125858   REGISTERED     35  
    35 - Retail Store Services
T30224PA04   ENZO ANGIOLINI (Word Mark)   2/26/2003   125855   2/26/2003   125855-01   REGISTERED     14  
    14 -Jewelry and watches
T30233PA00   JOAN & DAVID   8/29/1994   58366   8/29/1994   58366   REGISTERED     25  
    25 - Footwear
T30232PA00   MOOTSIES TOOTSIES   4/22/2005   141982   4/22/2005   141982   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232PA01   MOOTSIES TOOTSIES   4/22/2005   141984   4/22/2005   141984   REGISTERED     25  
    25 - Footwear
T30232PA02   MOOTSIES TOOTSIES   4/22/2005   141978   4/22/2005   141978   REGISTERED     35  
    35 - Retail store services
T30202PA00   NINE WEST (Word Mark)   2/26/2003   125850   2/26/2003   125850   REGISTERED     14  
    14 - Watches and Jewelry
T30202PA01   NINE WEST (Word Mark)   2/26/2003   125849   2/26/2003   125849   REGISTERED     09  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T30202PA02   NINE WEST (Word Mark)   2/2/2003   125851   2/26/2003   125851   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30202PA03   NINE WEST (Word Mark)   2/26/2003   125853   2/26/2003   125853   REGISTERED     35  
    35 - Retail Store Services
T30202PA04   NINE WEST (Word Mark)   2/26/2003   125852   2/26/2003   125852   REGISTERED     25  
    25 - Footwear, clothing, headgear, including shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T20247PA0   NINE WEST LOGO   6/2/1993   66340   1/18/1995   66340   REGISTERED     42  
    42 - Retail store services for footwear, purses and handbags.
T30232PA03   SAM & LIBBY   4/22/2005   141981   4/22/2005   141981   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232PA05   SAM & LIBBY   4/22/2005   141985   4/22/2005   141985   REGISTERED     35  
    35 - Retail store services
3834/0320   SELBY   11/15/1977   N/A   5/13/1978   22421   REGISTERED     25  
    25 - Shoes made from leather, fabric, cork or combinations of these materials.
T30315PA00   STUDIO 9 (Word Mark)   1/18/2006   148338   1/18/2006   148338   REGISTERED     25  
    25 - Clothing, footwear, headgear
PARAGUAY                                
3834/0564   BANDOLINO (Word Mark)   5/26/2000   12316   4/27/2001   234,499   REGISTERED     18  
    18 - All goods in the Class.
3834/0565PY   BANDOLINO (Word Mark)   5/26/2000   12317   4/27/2001   234,500   REGISTERED     25  
    25 - All goods in the Class.
T00055PY00   EASY SPIRIT (Word Mark)   11/25/2002   029088   5/27/2003   257604   REGISTERED     18  
    18 - All goods in the Class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 70
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PARAGUAY continued...                            
3834/0367   EASY SPIRIT (Word Mark)   10/31/1997   22060-97   4/9/2001   23,969   REGISTERED     25  
    25 - All goods in Class 25.
T30224PY00   ENZO ANGIOLINI (Word Mark)   3/18/1999   5013-1999   5/29/2005   280451   REGISTERED     25  
    25 - All goods in the Class
T30224PY01   ENZO ANGIOLINI (Word Mark)   11/25/2002   029091   7/14/2005   279141   REGISTERED     18  
    18 - All goods in class.
T30224PY02   ENZO ANGIOLINI (Word Mark)   11/25/2002   29091   6/14/2005   279141   REGISTERED     18  
    18 - All goods in the Class.
T30224PY03   ENZO ANGIOLINI (Word Mark)   11/25/2002   029090   6/4/2003   257873   REGISTERED     25  
    25 -
T30224PY04   ENZO ANGIOLINI (Word Mark)   11/25/2002   029089   6/4/2003   257872   REGISTERED     35  
    35 - Retail store services.
3834/0232   JOYCE DESIGN   5/18/1943   N/A   7/15/1987   207,993   REGISTERED     25  
    25 - All goods included in Class 25, such as: Clothing, including boots, shoes and slippers.
T20247PY0   NINE WEST LOGO   8/30/1995   017941   11/26/1996   190824   REGISTERED     35  
    35 - Services for selling clothing, shoes, hattery, handbag, and purse.
T20247PY1   NINE WEST LOGO   8/30/1995   017940   11/26/1996   190825   REGISTERED     25  
    25 - All goods including, clothing, boots, shoes and slippers.
T20247PY2   NINE WEST LOGO   8/30/1995   017942   11/26/1996   190823   REGISTERED     18  
    18 - Leather and imitations of leather and articles made from these materials and not included in other classes, skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
PERU                                
T20039PE0   BANDOLINO (Stylized)   6/11/1993   222368   6/22/1995   16495   REGISTERED     25  
    25 - Footwear.
T30441PE00   BOUTIQUE 9   2/12/2007   302155   2/12/2007   302155   REGISTERED     18  
    18 - Handbags and small leather goods
T30441PE01   BOUTIQUE 9   2/12/2007   302156   2/12/2007   302156   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30441PE02   BOUTIQUE 9   2/12/2007   302157   2/12/2007   302157   REGISTERED     14  
    14 - Jewelry
T20127PE0   EASY SPIRIT (Word Mark)   10/27/1995   283265   2/7/1996   23260   REGISTERED     25  
    25 - Clothing including boots, shoes and slippers and all other goods.
T20127PE2   EASY SPIRIT (Word Mark)   10/27/1995   283267   12/6/1996   31486   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery, and all other goods.
T20150PE2   ENZO ANGIOLINI (Word Mark)   10/27/1995   283266   2/27/1996   23554   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery and all other goods.
T20150PE3   ENZO ANGIOLINI (Word Mark)   10/27/1995   283264   2/7/1996   23259   REGISTERED     25  
    25 - Clothing including boots, shoes and slippers and all other goods.
T30233PE00   JOAN & DAVID   10/31/1996   30482   10/31/1996   30482   REGISTERED     25  
    25 - Footwear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 71
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PERU continued...                            
T30202PE06   NINE WEST (Word Mark)   5/9/2005   241724   1/5/2006   111422   REGISTERED     09  
    09 - Sunglasses, eyeglasses and articles to help vision or protect the eyes.
T30202PE07   NINE WEST (Word Mark)   5/9/2005   241537   12/15/2005   111207   REGISTERED     14  
    14 - Jewelry and watches
T30202PE08   NINE WEST (Word Mark)   5/9/2005   241536   12/15/2005   111206   REGISTERED     18  
    18 - School bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, cosmetic bags sold empty, umbrellas, briefcase type portfolios, clutch purses, key cases, credit card cases, change purses, wallets, business card cases and passport cases, all made of materials other than leather and imitations of leather.
T30202PE09   NINE WEST (Word Mark)   5/6/2005   241408   1/17/2006   111642   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30202PE10   NINE WEST (Word Mark)   5/11/2005   241923   12/16/2005   40375   REGISTERED     35  
    35 - The bringing together, for the benefit of others, of a variety of goods (excluding the transport thereof) enabling customers to conveniently view and purchase those goods in class 35.
T20247PE0   NINE WEST LOGO   1/7/1993   214250   8/31/1993   375   REGISTERED     42  
    42 - Retail services of clothing, boots, shoes and slippers.
T20247PE1   NINE WEST LOGO   2/2/1993   215480   9/13/1995   20592   REGISTERED     25  
    25 - Clothing, including boots, shoes and slippers.
3834/0293   NINE WEST LOGO   3/5/1999   80351   5/27/1999   55195   REGISTERED     18  
    18 - All goods in the Class.
T30315PE00   STUDIO 9 (Word Mark)   1/19/2006   266599   4/12/2006   114244   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20398PE0   YFA BANDOLINO LABEL   11/24/1994   255576   8/29/1997   38674   REGISTERED     25  
    25 - Shoes, boots and sandals.
PHILIPPINES                                
3834/0546PH   ENZO ANGIOLINI (Word Mark)   5/31/2000   4-2000-04490   2/27/2006   4-2000-04490   REGISTERED     18  
    18 - Handbags, other bags, small leather goods.
3834/0083   ENZO ANGIOLINI (Word Mark)   1/4/1994   96190   12/28/1998   66861   REGISTERED     18  
    18 - Purses and handbags.
T20150PH1   ENZO ANGIOLINI (Word Mark)   9/14/1994   95217   7/30/1997   65103   REGISTERED     25  
    25 - Shoes.
3834/0082   ENZO ANGIOLINI (Word Mark)   11/4/1994   96191   11/25/1998   66593   REGISTERED     42  
    42 - Retail store services for purses, handbags and footwear.
T30233PH03   JOAN & DAVID   2/5/1996   62441   2/5/1996   62441   REGISTERED     18  
    18 - Handbags
3834/0590PH01   NINE WEST (Word Mark)   5/31/2000   4-2000-04486   7/16/2006   4-2000-04486   REGISTERED     25  
    25 - Footwear and clothing namely, shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals
3834/0591PH00   NINE WEST (Word Mark)   5/31/2000   4-2000-04485   2/10/2005   4-2000-04485   REGISTERED     42  
    42 - Retail store services.
3834/   NINE WEST LOGO   9/14/1994   95216   11/20/2005   4-1994-95216D   REGISTERED     25  
    25 - Shoes.
POLAND                                
T20150PL0   ENZO ANGIOLINI (Word Mark)   12/3/1992   Z-116896   12/3/1992   79455   REGISTERED     25  
    25 - Clothing, footwear and headgear.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 72
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
POLAND continued...                            
T20247PL0   NINE WEST LOGO   11/17/1992   Z-116522   11/17/1992   83433   REGISTERED     18,25  
    18 - Leather and imitations of leather not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
    25 - Clothing, footwear, headwear.
PORTUGAL                                
3834/0712   9 WEST (Stylized)   11/11/1986   237733   5/2/1991   237733   REGISTERED     25  
    25 - Clothing articles, including footwear and headgear.
T20036PT0   BANDOLINO (Word Mark)   3/1/1990   262489   9/14/1992   262489   REGISTERED     25  
    25 - Footwear.
T00055PT00   EASY SPIRIT (Word Mark)   1/30/2003   369687   10/14/2004   369687   REGISTERED     18,25  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travel bags; umbrellas and walking sticks; leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins; trunks and traveling bags; parasols; whips, harnesses and saddlery.
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, handkerchiefs.
T20141PT0   EASY SPIRIT LOGO   11/13/1990   268912   1/14/1993   268912   REGISTERED     25  
    25 - Footwear.
T20177PT0   GAROLINI (Stylized)   5/23/1989   255753   10/9/1992   255753   REGISTERED     25  
    25 - Footwear.
T30233PT00   JOAN & DAVID       na   11/24/1994   295029   REGISTERED     18  
    18 - Handbags
T30233PT01   JOAN & DAVID       na   11/24/1994   295030   REGISTERED     25  
    25 - Footwear
3834/0384   NINE WEST LOGO   12/15/1992   288004   9/9/1994   288004   REGISTERED     42  
    42 - Retail store services (supplying in respect of clothing, footwear and headgear).
3834/0383   NINE WEST LOGO   11/25/1992   287612   8/1/1994   287612   REGISTERED     25  
    25 - Clothing, footwear, headgear.
PUERTO RICO                                
T20008PR0   9 WEST (Logo)   8/10/1993   N/A   8/10/1993   33629   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20036PR1   BANDOLINO (Word Mark)   4/18/1975   N/A   8/8/1975   19660   REGISTERED     25  
    25 - Ladies’ shoes.
T00055PR00   EASY SPIRIT (Word Mark)   5/14/2003   na   5/14/2003   56847   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T00055PR01   EASY SPIRIT (Word Mark)   5/14/2003   na   5/14/2003   56846   REGISTERED     25  
    25 - Footwear, clothing, headgear, including, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T20141PR01   EASY SPIRIT LOGO   9/14/1989   N/A   9/14/1989   29222   REGISTERED     25  
    25 - Footwear
T30224PR00   ENZO ANGIOLINI (Word Mark)   5/14/2003   N/A   5/14/2003   56842   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travel bags and umbrellas
T30224PR03   ENZO ANGIOLINI (Word Mark)   5/14/2003   N/A   5/14/2003   56849   REGISTERED     35  
    35 - Retail Store Services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 73
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
PUERTO RICO continued...                            
T30224PR04   ENZO ANGIOLINI (Word Mark)   5/14/2003   N/A   5/14/2003   56848   REGISTERED     25  
    25 - Footwear, clothing, headgear, shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves and kerchiefs.
T30224PR06   ENZO ANGIOLINI (Word Mark)   5/16/2006   686900   5/16/2006   686900   REGISTERED     25  
    25 - Shoes and boots.
T30233PR00   JOAN & DAVID           1/3/1992   30133   REGISTERED     25  
    25 -
T30202PR00   NINE WEST (Word Mark)   5/14/2002   N/R02/182   5/14/2002   57,582   REGISTERED     03  
    03 - Perfume, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, glitter, face glitter, lipstick, lip pencils, blush eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T30202PR01   NINE WEST (Word Mark)   5/14/2003   56845   5/14/2003   56845   REGISTERED     09  
    09 - Eyewear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T30202PR02   NINE WEST (Word Mark)   1/17/2003   56844   5/14/2003   56844   REGISTERED     14  
    14 - Jewelry and watches
18   NINE WEST (Word Mark)   5/14/2003   56843   5/14/2003   56843   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30202PR04   NINE WEST (Word Mark)   1/17/2003   56838   5/14/2003   56838   REGISTERED     25  
    25 - Footwear, clothing, headgear, including shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
3834/0183   NINE WEST LOGO   8/10/1993   N/A   2/8/1994   33263   REGISTERED     25  
    25 - Shoes.
3834/0100   NINE WEST LOGO   8/10/1993   n/a   8/10/1993   33268   REGISTERED     42  
    42 - Services: Retail store services for shoes and handbags.
T20264PR0   PAPPAGALLO (SCRIPT)   12/7/1992   N/A   3/3/1987   7955   REGISTERED     09,N  
    09 - Eyeglasses and frames for spectacles.
    N — **This mark will lapse due to non-use of associated U.S. Registration 1,430,960.
T20286 PR1   RED CROSS       N/A   12/29/1977   21,367   REGISTERED        
 
QATAR                                
T30441QA00   BOUTIQUE 9   1/8/2007   42701   4/29/2008   42701   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
T30441QA01   BOUTIQUE 9   1/8/2007   42702   4/29/2008   42702   REGISTERED     18  
    18 - Leather and imitations of leather, especially handbags and small leather goods; and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery;
T30441QA02   BOUTIQUE 9   1/8/2007   42703   4/29/2008   42703   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30233QA00   CIRCA JOAN & DAVID   4/28/2005   35611   11/20/2007   35611   REGISTERED     18  
    18 - Handbags and small leather goods, namely, wallets, key cases, and cosmetic bags sold empty
T30233QA01   CIRCA JOAN & DAVID   4/28/2005   35612   11/20/2007   35612   REGISTERED     25  
    25 - Footwear
T30233QA02   CIRCA JOAN & DAVID   4/28/2005   35613   12/12/2007   35613   REGISTERED     35  
    35 - Retail Store services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 74
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
QATAR continued ...                            
T20142QA0   EASY SPIRIT LOGO   6/11/1994   11963   2/21/2001   11963   REGISTERED     25  
    25 - Footwear.
3834/0301   ENZO ANGIOLINI (Word Mark)   3/16/1999   20210   5/22/2005   20210   REGISTERED     25  
    25 - All goods in the Class.
T30232QA00   MOOTSIES TOOTSIES   4/28/2005   35617   12/12/2007   35617   REGISTERED     18  
    18 - Handbags
T30232QA01   MOOTSIES TOOTSIES   4/28/2008   35618   12/12/2007   35618   REGISTERED     25  
    25 - Footwear
T30232QA02   MOOTSIES TOOTSIES   4/28/2005   35619   12/12/2007   35619   REGISTERED     35  
    35 - Retail store services
T30202QA00   NINE WEST (Word Mark)   5/2/2005   35638   12/12/2007   35638   REGISTERED     18  
    18 - Accessories, handbags and small leather goods.
T30202QA01   NINE WEST (Word Mark)   5/2/2005   35637   12/12/2007   35637   REGISTERED     14  
    14 - Watches and jewelry
T30202QA02   NINE WEST (Word Mark)   5/2/2005   35636   12/12/2007   35636   REGISTERED     09  
    09 - Sunglasses and eyewear
T30202QA03   NINE WEST (Word Mark)   5/2/2005   35639   12/12/2007   35639   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30202QA04   NINE WEST (Word Mark)   5/2/2005   35640   12/12/2007   35640   REGISTERED     35  
    35 - Retail store services.
3834/0296   NINE WEST LOGO   3/16/1999   20211   5/22/2005   20211   REGISTERED     18  
    18 - Accessories, handbags and small leather goods
3834/0297   NINE WEST LOGO   3/16/1999   20212   5/22/2005   20211   REGISTERED     25  
    25 - All goods in Class 25
3834/0298   NINE WEST LOGO   3/16/1999   20213   5/22/2005   20213   REGISTERED     35  
    35 - All goods in class 35.
T30232QA03   SAM & LIBBY   4/28/2005   35614   12/12/2007   35614   REGISTERED     18  
    18 - Handbags
T30232QA04   SAM & LIBBY   4/28/2005   35615   12/12/2007   35615   REGISTERED     25  
    25 - Footwear
T30232QA05   SAM & LIBBY   4/28/2005   35616   12/12/2007   35616   REGISTERED     35  
    35 - Retail store services
 
                                   
SAINT LUCIA                                
T00012LC01   BANDOLINO (Word Mark)   12/12/2002   444/2002       TM2002/000444   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harnesses and saddlery.
T00012LC02   BANDOLINO (Word Mark)   12/12/2002   445/2002   10/27/2003   TM/2002/000445   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T00055LC01   EASY SPIRIT (Word Mark)   12/12/2002   447/2002   10/27/2003   TM/2002/000447   REGISTERED     25  
    25 - Clothing, footwear, headgear.
TOO055LC02   EASY SPIRIT (Word Mark)   12/12/2002   446/2002       TM/2002/000446   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other class, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harnesses and saddlery.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 75
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SAINT LUCIA continued ...                            
T30224LC00   ENZO ANGIOLINI (Word Mark)   12/12/2002   440/2002   12/12/2002   TM/2002/000440   REGISTERED     09  
    09 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T30224LC01   ENZO ANGIOLINI (Word Mark)   12/12/2002   441/2002   12/12/2002   TM/2002/000441   REGISTERED     14  
    14 - Jewelry and watches
T30224LC02   ENZO ANGIOLINI (Word Mark)   12/12/2002   442/2002   12/12/2002   TM/2002/000442   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30224LC03   ENZO ANGIOLINI (Word Mark)   12/12/2002   443/2002   10/27/2003   TM/2002/000443   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30202LC00   NINE WEST (Word Mark)   12/12/2002   439/2002   12/12/2002   TM/2002/000439   REGISTERED     09  
    09 - Eyewear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords
T30202LC01   NINE WEST (Word Mark)   12/12/2002   435/2002   12/12/2002   TM/2002/000435   REGISTERED     14  
    14 - Jewelry and watches
1814   NINE WEST (Word Mark)   12/12/2002   436/2002   12/12/2002   TM/2002/000436   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T30202LC03   NINE WEST (Word Mark)   12/12/2002   437/2002   12/12/2002   TM/2002/000437   REGISTERED     25  
    25 - Footwear, clothing, headgear, Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, rainwear stockings, socks, wristbands, gloves, mittens leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, and kerchiefs.
T30202LC04   NINE WEST (Word Mark)   12/12/2002   438/2008   12/12/2002   TM/2002/000438   REGISTERED     35  
    35 - Retail Store Services
 
                                   
SAUDI ARABIA                            
3834/0188   BANDOL/NO (Stylized)   7/28/1997   39986   6/28/1998   439/74   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
3834/0189   BANDOL/NO (Stylized)   7/28/1997   39987   6/28/1998   439/75   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30441SA00   BOUTIQUE 9   1/7/2007   112581   10/2/2007   949/66   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
T30441SA01   BOUTIQUE 9   1/7/2007   112582   11/25/2007   958/99   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
T30441SA02   BOUTIQUE 9   1/7/2007   112583   10/2/2007   949/67   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30233SA00   CIRCA JOAN & DAVID   5/16/2004   89654   9/5/2005   800/62   REGISTERED     18  
    18 - Handbags
T30233SA02   CIRCA JOAN & DAVID   5/16/2004   89655   9/6/2005   800/95   REGISTERED     25  
    25 - Footwear
T30233SA01   CIRCA JOAN & DAVID & Design   5/16/2004   89657   9/5/2005   800/60   REGISTERED     25  
    25 - Footwear
T30233SA03   CIRCA JOAN & DAVID & Design   5/16/2004   89656   9/5/2005   800/59   REGISTERED     18  
    18 - Handbags
T30232SA00   DAVID & DAVID   5/16/2004   89659   9/5/2005   800/61   REGISTERED     25  
    25 - Footwear

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 76
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SAUDI ARABIA continued ...                            
T30232SA01   DAVID & DAVID   5/16/2004   89658   9/6/2005   800/94   REGISTERED     18  
    18 - Handbags
3834/0164   EASY SPIRIT (Stylized)   7/28/1997   39988   8/2/1998   443/26   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
3834/0142   EASY SPIRIT (Word Mark)   10/17/1998   46360   5/21/2000   528/70   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30224SA00   ENZO ANGIOLINI (Word Mark)   6/29/2003   54387   6/29/2003   728/16   REGISTERED     09  
    09 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, and eyeglass cords.
T20150SA0   ENZO ANGIOLINI (Word Mark)   3/22/1995   28817   3/22/1995   360/88   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20150SA1   ENZO ANGIOLINI (Word Mark)   3/22/1995   28816   3/22/1995   361/37   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
T30202SA00   NINE WEST (Word Mark)   4/30/2005   96626   4/5/2006   832/32   REGISTERED     09  
    09 - Sunglasses and eyewear
T30202SA01   NINE WEST (Word Mark)   4/30/2005   96627   4/5/2006   932/33   REGISTERED     14  
    14 - Jewelry and watches
T30202SA02   NINE WEST (Word Mark)   4/30/2005   96628   4/5/2006   832/34   REGISTERED     18  
    18 - Accessories, handbags and small leather goods
T30202SA03   NINE WEST (Word Mark)   4/30/2005   96629   4/5/2006   832/35   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20247SA1   NINE WEST LOGO   3/22/1995   28818   3/22/1995   361/38   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
T20247SA2   NINE WEST LOGO   3/22/1995   28819   3/22/1995   361/39   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0522   NINE WEST LOGO   3/25/2000   63199   10/22/2000   545/40   REGISTERED     35  
    35 - The bringing together, for the benefit of others, of handbags, carrying cases, suitcases and traveling bags, key cases, pocket wallets, school bags, shopping bags, shoulder straps, clothing, footwear and headgear (excluding the transport thereof), enabling customers to conveniently view and purchase those goods.
T30315SA00   STUDIO 9 (Word Mark)   1/16/2006   102442   1/20/2007   889/26   REGISTERED     25  
    25 - Clothing, footwear headgear
 
                                   
SINGAPORE                            
3834/0018   9 WEST (Word Mark)   8/12/1998   S8060/98   8/12/1998   T98/08060F   REGISTERED     14  
    14 - Jewelry and watches.
T00012SG00   BANDOLINO (Word Mark)   8/12/2004   T04/13405G   8/12/2004   T04/13405G   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and travel bags, umbrellas and walking
T00012SG02   BANDOLINO (Word Mark)   8/12/2004   T04/13407C   8/12/2004   T04/13407C   REGISTERED     35  
    35 - The bringing together, for the benefit of others, of a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase those goods in a retail store.
T20036SG0   BANDOLINO (Word Mark)   5/25/1988   T88/02554H   5/25/1988   T88/02554H   REGISTERED     25  
    25 - Footwear, being articles of clothing.
T30441SG00   BOUTIQUE 9   1/24/2007   T07/01590C   1/24/2007   T07/01590C   REGISTERED     14  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 77
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SINGAPORE continued...                            
T30441SG01   BOUTIQUE 9   1/24/2007   T07/01595D   1/24/2007   T07/01595D   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
T30441SG02   BOUTIQUE 9   1/24/2007   T07/01597J   1/24/2007   T07/01597J   REGISTERED     25  
    25 - Clothing, footwear, and headgear
3834/0169   CALICO   10/27/1994   S/9391/94   10/27/1994   9391/94   REGISTERED     25  
    25 - Shoes, boots, moccasins and sandals but not including any such goods made of cotton.
T30233SG00   CIRCA JOAN & DAVID   1/15/2004   T0400429C   1/15/2004   T04/00429C   REGISTERED     18  
    18 - Bags, handbags, purses, wallets, tote bags and luggage.
T30233SG01   CIRCA JOAN & DAVID   1/15/2004   T0400430G   7/16/2003   T0400430G   REGISTERED     25  
    25 - Clothing, overcoats, jackets, suits, blouses, jerseys, shirts, jerseys, skirts, pants, shorts, ties, scarves, gloves, socks, hosiery, sweaters, belts, hats, and footwear
T30233SG02   CIRCA JOAN & DAVID & Design   1/15/2004   T0400431E   1/16/2003   T0400431E   REGISTERED     18  
    18 - Handbags, namely, ladies’ handbags, and small leather articles
T30233SG03   CIRCA JOAN & DAVID & Design   1/15/2004   T0400432C   7/16/2003   T0400432C   REGISTERED     25  
    25 - Clothing, overcoats, jackets, suits, blouses, jerseys, shirts, jerseys, skirts, pants, shorts, ties, scarves, gloves, socks, hosiery, sweaters, belts, hats, and footwear
T00033SG00   CLOUD 9 NINE WEST   9/29/1998   s/9782/98   9/29/1998   T98/09782G   REGISTERED     25  
    25 - Footwear; all included in class 25.
T20073SG00   CLOUD NINE (Word Mark)   7/29/1998   S/7644/98   7/29/1998   T98/07644G   REGISTERED     25  
    25 - Clothing, footwear; headgear; including, shirts; t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, underwear, bras, panties, sweatshirts, wristbands, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, hosiery, gloves, mittens, hats, caps, berets, scarves, kerchiefs, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers and moccasins; all included in Class 25.
T20073SG02   CLOUD NINE (Word Mark)   7/29/1998   S/7643/98   9/29/1998   T98/076431   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; bags, handbags, purses, backpacks, cases, billfolds, wallets, key fobs, key cases; all including in class 18.
T30232SG00   DAVID & DAVID   1/15/2004   T0400434Z   7/16/2003   T0400434Z   REGISTERED     25  
    25 - Clothing, overcoats, jackets, suits, blouses, jerseys, shirts, jerseys, skirts, pants, shorts, ties, scarves, gloves, socks, hosiery, sweaters, belts, hats, and footwear
T30233SG13   DAVID & DAVID & Design   1/15/2004   T0400433A   7/16/2003   T0400433A   REGISTERED     18  
    18 - Bags and wallets
3834/0060   EASY SPIRIT (STYLIZED)   10/14/1997   S/12585/97   10/14/1997   T97/12585A   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
T20127SG0   EASY SPIRIT (Word Mark)   11/22/1988   6539/88   11/22/1988   6539/88   REGISTERED     25  
    25 - Footwear.
T20150SG2   ENZO ANGIOLINI (Word Mark)   10/11/1994   S/8809/94   10/11/1994   8809/94   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, +handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
3834/0548   ENZO ANGIOLINI (Word Mark)   5/31/2000   T00/09261l   5/31/2000   T00/09261l   REGISTERED     35  
    35 - Retail store services for footwear, apparel, headgear, belts, accessories, jewelry, watches, perfumes, cosmetics, handbags, bags, sport bags, small leather goods, eyewear and linens.
3834/0222   ENZO ANGIOLINI (Word Mark)   3/20/1998   S/2571/98   3/20/1998   T98/02571J   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T20150SG1   ENZO ANGIOLINI (Word Mark)   11/19/1992   S/8840/92   11/19/1992   B8840/92   REGISTERED     25  
    25 - Shoes, boots, moccasins and sandals, all included in Class 25.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 78
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SINGAPORE continued...                            
T30233SG06   JOAN & DAVID       T90/00629F   1/19/1997   00629F   REGISTERED     18  
    18 - Handbags, namely, ladies’ handbags, and small leather articles
T30233SG07   JOAN & DAVID   1/19/1997   T9000630Z   1/19/1997   00630Z   REGISTERED     25  
    25 - Footwear
T30233SG08   JOAN & DAVID   4/2/2002   T0204296A   5/20/2003   T0204296A   REGISTERED     35  
    35 - Retail store services
T30233SG09   JOAN AND DAVID       na   5/26/1995   T88/02602A   REGISTERED     25  
    25 - Footwear
T30237SG00   JOAN HELPERN SIGNATURE   11/14/1995   na   11/14/1995   T9510963H   REGISTERED     18  
    18 - Handbags and leather goods
T30237SG01   JOAN HELPERN SIGNATURE   11/14/1995   1096495   11/14/1995   T9510964F   REGISTERED     25  
    25 - Footwear
T20200SG0   JOYCE   3/13/1975   63623   3/13/1975   B63623   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals.
T30202SG00   NINE WEST (Word Mark)   10/19/2006   T06/22274C   10/19/2006   T06/22274C   REGISTERED     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T30202SG01   NINE WEST (Word Mark)   5/25/2005   T05/08652H   5/26/2005   T05/08652H   REGISTERED     25  
    25 - Clothing, footwear, headgear
T30202SG02   NINE WEST (Word Mark)   5/26/2005   T05/08654D   5/26/2005   T05/08654D   REGISTERED     35  
    35 - Retail Services
T30202SG03   NINE WEST (Word Mark)   5/26/2005   T05/06943   5/26/2005   T05/08651z   REGISTERED     18  
    18 - Handbags, credit card holders, knapsacks, billfold, wallets, key cases, traveling bags, umbrellas, goods made of leather or imitations of leather.
3834/0061/SG   NINE WEST LOGO   10/6/1994   S/8691/94   10/6/1994   8691Z   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
T20247SG1   NINE WEST LOGO   11/25/1992   S/9002/92   11/25/1992   T92/09002   REGISTERED     25  
    25 - Shoes, boots, moccasins and sandals, jackets, trousers, skirts, pants, shorts, sweaters, jerseys, sweat suits, hats, berets and caps, all included in Class 25.
3834/0236   NINE WEST LOGO   3/20/1998   S/2570/98   3/20/1998   T98/02570B   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords
3834/0028   NINE WEST LOGO   8/12/1998   S9059/98   8/12/1998   T98/08059B   REGISTERED     14  
    14 - Jewelry and watches.
3834/0584   NW NINE WEST   5/31/2000   T00/09262G   5/31/2000   T00/0-9262G   REGISTERED     18  
    18 - Bags, handbags, leather goods.
3834/0585SG   NW NINE WEST   5/31/2000   T00/09263E   5/31/2000   t00/09263E   REGISTERED     25  
    25 - Footwear and clothing.
3834/0603   NW NINE WEST   5/31/2000   T00/09264C   5/31/2000   T00/09264C   REGISTERED     35  
    35 - Retail store services for footwear, apparel, headgear, belts, accessories, jewelry, watches, perfumes, cosmetics, handbags, bags, sport bags, small leather goods, eyewear and linens.
3834/0641   NW NINE WEST MEN and Arrow Design   8/14/2000   T00/14166J   8/14/2000   T00/14166J   REGISTERED     25  
    25 - Footwear, clothing, headgear for men and boys; shoe boots, moccasins and sandals, coats, jackets, parkas, ponchos, rainwear, trousers, pants, shorts, suits, slacks, jeans, vests, sweaters, shirts, t-shirts, jogging suits, belts, socks, lounge-wear, jerseys, sweat shirts, sweat pants, neckwear, ties, scarves, gloves, mittens, hats, berets and caps.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 79
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SINGAPORE continued...                            
T15882SG11   NW NINE WEST MEN and Arrow Design   8/14/2000   T00/14165B   8/14/2000   T00/14155B   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, namely, bags, satchels, shoulder bags, totes, suitcases, briefcases, toiletry article cases, backpacks, knapsacks, trunks, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking
T20265SG0   PAPPAGALLO & DESIGN   11/25/1981   T81/05214J   11/25/1981   T81/05214J   REGISTERED     25  
    25 - Ladies’ shoes, dresses, blouses, coats, sweaters, belts, panty hose, scarves and smocks.
T30232SG01   SAM & LIBBY       T9006617E   9/24/1997   T9006617E   REGISTERED     25  
    25 - Footwear
T15976SG00   SPA NINE WEST (Stylized)   10/11/1994   T94-8810F   10/11/1994   T9408810F   REGISTERED     18  
    18 - Bags, handbags, purses, cases, billfolds, wallets, traveling bags, all made of leather or imitations of leather; all included in Class18
3834/0062   SPA NINE WEST (STYLIZED)   9/13/1994   S/7959/94   9/13/1994   T94/0759Z   REGISTERED     25  
    25 - Shoes, boots, moccasins and sandals, jackets, trousers, skirts, pants, shorts, sweaters, jerseys, sweat suits, hats, berets and caps, all included in Class 25.
MY0006   SPA NINE WEST (STYLIZED)   10/11/1994   S/8810/94   10/11/1994   S/8810/94   REGISTERED     18  
    18 - Bags, handbags, purses, cases, billfolds, wallets, traveling bags, all made of leather or imitations of leather; all included in Class 18.
T30315SG00   STUDIO 9 (Word Mark)   1/16/2006   T06/00949G   1/16/2006   T06/00949G   REGISTERED     25  
    25 - Footwear, clothing, headgear.
 
                                   
SLOVAK REPUBLIC                            
3834/0513SK   EASY SPIRIT LOGO   7/27/1990   58165   1/29/1992   169,120   REGISTERED     25  
    25 - Footwear.
T20150SK0   ENZO ANGIOLINI (Word Mark)   11/19/1992   73183   1/26/1996   176444   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals, headgear.
T20247SK0   NINE WEST LOGO   11/11/1992   72925   1/29/1996   176449   REGISTERED     18,25  
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, packs, cases, billfolds, wallets, key fobs and key cases, traveling bags, umbrellas, walking sticks.
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals.
 
                                   
SOUTH AFRICA                            
T20003ZA00   9 & CO. (Word Mark)   11/14/1996   96/16258   11/14/1996   96/16258   REGISTERED     25  
    25 - Footwear including boots, shoes and slippers
3834/0710   9 WEST (Word Mark)   3/9/1981   81/1521   3/9/1981   B81/1521   REGISTERED     25  
    25 - All articles of footwear including boots, shoes and slippers.
T20011ZA0   9 WEST LOGO   2/15/1985   85/1175   2/15/1985   85/1175   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T20036ZA0   BANDOLINO (Word Mark)   9/10/1982   82/7076   9/10/1982   82/7076   REGISTERED     25  
    25 - Articles of clothing including footwear.
T20062ZA0   CALICO LOGO   1/23/1985   85/0527   1/23/1985   85/0527   REGISTERED     25  
    25 - Shoes.
T20127ZA0   EASY SPIRIT (Word Mark)   5/25/1988   88/4151   5/25/1988   88/4151   REGISTERED     25  
    25 - Footwear.
T20150ZA0   ENZO ANGIOLINI (Word Mark)   1/16/1985   85/0367   1/16/1985   85/0367   REGISTERED     25  
    25 - Footwear.
T30233ZA00   JOAN & DAVID   8/1/1994   0908089   8/1/1994   808994   REGISTERED     25  
    25 - Footwear
T20247ZA0   NINE WEST LOGO   12/1/1992   92/10534   12/1/1992   92/10534   REGISTERED     42  
    42 - Wholesale, retail, distribution and mail order services, services connected with and ancillary to the foregoing included in the class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 80
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH AFRICA continued...                            
T20247ZA 1   NINE WEST LOGO   11/11/1992   92/9654   11/11/1992   92/9654   REGISTERED     25  
    25 - Clothing, footwear, headgear.
3834/0078   NINE WEST LOGO   8/28/1995   95/11253   8/28/1995   95/11253   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks; whips, harness and saddlery.
3834/0158   PAPPAGALLO (Word Mark)   4/16/1969   69/1641   4/16/1969   69/1641   REGISTERED     25  
    25 - Articles of clothing, including footwear.
T30315ZA00   STUDIO 9 (Word Mark)   1/12/2006   2006/00828       2006/00828   REGISTERED     25  
    25 - Clothing, footwear, headgear
T20382ZA0   WESTIES   1/23/1985   85/0528   1/23/1985   85/0528   REGISTERED     25  
    25 - Clothing, footwear, headgear.
 
                                   
SOUTH KOREA                            
T20003KR0   9 & CO. (Logo)   10/14/1994   94-40897   1/20/1997   353992   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchels, traveling trunks, suit cases, Boston bags, knapsacks, wallets not of precious metal, name card cases, mountain climbing bags, packing bags, key cases of leatherwear, credit card cases, passport cases, razor cases and razor blade cases, check holders, gas range cases, ticket cases, diaper bags and poly-bags, straw bags.
T20003KR1   9 & CO. (Logo)   10/14/1994   94-40898   3/29/1996   336393   REGISTERED     21,25,26  
    21 - Shoe brushes and shoe horns
    25 - Low shoes, boots, lace up boots, leather shoes, rubber shoes, vinyl shoes, rain shoes, arctic shoes, baseball shoes, basketball shoes, rugby shoes, handball shoes, field and track shoes, hockey shoes, golf shoes, boxing shoes, hiking shoes, fish shoes, work boots, sandal shoes, over shoes, clog, straw sandal, slippers, sandal clog, shoe string, shoe brush, shoehorn.
    26 - Shoe strings
T20011KR0   9 WEST (Stylized)   1/19/1985   688/85   1/9/1986   122311   REGISTERED     25,26  
    25 - Sandal patterns, slippers, straw sandals, wooden shoes with clogs (for rainy weather), overshoes, sandals, fatigue shoes, angler shoes, hiking shoes, boxing shoes, golf shoes, hockey shoes, track racing shoes, handball shoes, rugby shoes, basketball shoes, baseball shoes, arctic shoes, rain shoes, vinyl shoes, rubber shoes, laced boots, boots and low shoes.
    26 - Shoe strings
3834/0019   9 WEST (Word Mark)   10/16/1998   1998-26966   9/13/1999   454742   REGISTERED     14  
    14 - Movements for clocks and watches, lock dials, clock hands, watch springs, anchors (clock and watch-making), watch crystals, watch chains, watch cases, clockworks, barrels (clock and watch making), atomic clocks, alarm clocks, electric clocks and watches, electronic clocks and watches, control clocks, chromo graphs, chronometers, chronoscopes, table clocks, wrist watches and pocket watches, garnet, olivine (gems), malachite, diamond, opal, agate, cat’s eye, moonstone, beryl, jasper, jade, coral, crystal, alexandrite, aquamarine, quartz, paste jewelry (Costume jewelry), zircon, pearl, spinel (precious stones), cubic zirconium, christo beryl, turquoise, topaz, tourmaline, tiger eye, yellow jade and jet, ingot gold alloys, gold platings, gold leafs, wrought gold articles, gold-alloy platings, nickel silver, rhodium, ruthenium, aluminum gold, osmium, silver or silver alloy casting leafs, silver leafs, wrought silver articles, ingot silver, ingot silver alloys, iridium and palladium, earrings, badges of precious metal, buckles of precious metal, belt ornament of precious metal, pins of precious metals, medals, necklaces, rings, anklets, amulets (jewelry), brooches (jewelry), ornamental pins, charms and bracelets.
3834/0521   ANTI-GRAVITY   4/7/2000   40-2000-16672   6/25/2001   496257   REGISTERED     25  
    25 - Low shoes, boots, laced boots, leather shoes, rubber shoes, vinyl shoes, rain shoes, arctic shoes, baseball shoes, basketball shoes, rugby shoes, handball shoes, track-racing shoes, hockey shoes, golf shoes, boxing shoes, hiking shoes, angler shoes, fatigues shoes, sandals, over shoes, wooden shoes with clogs (for rainy weather) straw sandals, slippers and sandal patterns
T15894KR01   BANDOLINO (Stylized)   1/7/2005   40-2005-1073   3/9/2006   40-0654272   REGISTERED     25  
    25 - Breeches, riding boots, low heel shoes, boots, leather boots, leather shoes, rubber shoes, vinyl shoes, hiking shoes, over shoes, slippers, sandals, Korean clogs, galoshes, bath sandals, bath slipper, half-boots, beach shoes, laced shoes, one-piece dresses, two-piece dresses, evening dresses, evening gowns, skirts, blouses, suits, long coats, short coats, raincoats, top coats, cloaks, overcoats, jackets, sweaters, slacks, blue jean pants, blue jean shirts, blue jean shorts, sweat pants, underpants, trousers, shoes, sport shirts, body shirts, dress shirts, polo shirts, sweat shirts, cardigans, vests, leather belts, garters, stocking suspenders, sock suspenders, suspenders for clothing, lounge-wear for women (usually worn while relaxing at home), lounge-wear for men (clothing worn whole relaxing at home), lounge wear for children (clothing worn while relaxing at home), panty hose, socks, neckties, collars (clothing), mufflers, scarves, shawls, jump suits, gloves for cold weather, mittens, hats, leg warmers, jogging suits, t-shirts, tank tops, camisoles, pullovers, children’s clothes, aerobic wear, nightgowns, underwear, undershirts, bathing caps, bathing suits, bathing trunks, pajamas, sun visors.
T15894KR02   BANDOLINO (Stylized)   2/3/2005   40-2005-4954   2/28/2006   40-0653059   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchels, trunks, suit cases, Boston bags, knapsacks, wallets, name card cases, mountain climbing bags, packing bags, key cases, credit card cases, passport cases, shaving implement cases, check holders, gas range cases, ticket cases, diaper bags poly-bags, and straw bags.

 


 

             
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 81
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued...                            
T00012KR00   BANDOLINO (Word Mark)   12/23/2004   41-2004-27662   3/16/2006   41-0129405   REGISTERED     35  
    35 - Retail agency services of footwear, retail agency services of clothing, retail mediating services of clothing, retail agency services of bags, retail mediating services of small leather goods, retail mediating services of small leather goods, retail agency services of clutch purses, retail mediating services of key cases, retail mediating services of credit card cases, retail agency services of credit card cases, retail agency services of cosmetic cases sold empty, retail mediating services of cosmetic services sold empty, retail agency services of wallets, retail mediating services of business card cases, retail agency services of lipstick holders, retail mediating services of lipstick holders, export and import services, sales agency services, sales mediating services, other services included in this class.
3834/0152   BANDOLINO (Word Mark)   7/25/1997   34696   8/27/1999   40-0453717   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchels, trunks, suit cases, Boston bags, knapsacks, wallets, name card cases, mountain climbing bags, packing bags, key cases, credit card cases, passport cases, shaving implement cases, check holders, gas range cases, ticket cases, diaper bags and poly-bags, straw bags.
T20059KR0   CALICO   10/14/1994   94-40899   3/29/1996   336394   REGISTERED     25  
    25 - Low shoes, boots, lace up boots, leather shoes, rubber shoes, vinyl shoes, rain shoes, arctic shoes, baseball shoes, basketball shoes, rugby shoes, handball shoes, field and track shoes, hockey shoes, golf shoes, boxing shoes, hiking shoes, fish shoes, work boots, sandal shoes, over shoes, clog, straw sandal, slippers, sandal clog, shoe string, shoe brush, shoehorn.
T20062KR0   CALICO LOGO   1/25/1985   998-85   1/9/1986   122313   REGISTERED     21,25,26  
    21 - Shoehorn and shoe brushes
    25 - Sandal patterns, slippers, straw sandals, wooden shoes with clogs (for rainy weather) overshoes, sandals, fatigue shoes, angler shoes, hiking shoes, boxing shoes, golf shoes, hockey shoes, track-racing shoes, handball shoes, rugby shoe, basketball shoes, baseball shoes, arctic shoes rain shoes, vinyl shoes, rubber shoes, leather shoes, laced boots, boots and low shoes.
    26 - Shoe strings
T30233KR01   CIRCA JOAN & DAVID & Design   1/16/2004   4020040002274   1/24/2006   064897   REGISTERED     18,25  
    18 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
    25 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
T30233KR00   CIRCA JOAN AND DAVID   1/16/2004   4020040002273   1/24/2006   0648492   REGISTERED     18,25  
    18 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
    25 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
T30233KR02   DAVID & DAVID & Design   1/16/2004   4020040002275   12/29/2005   0645284   REGISTERED     18,25  
    18 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
    25 - Scarves, belts and women’s clothing, namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
3834/0519   EASY SPIRIT (Word Mark)   4/7/2000   2000-16670   7/23/2001   498217   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchels, traveling trunks, suit cases, Boston bags, knapsacks, wallets not of precious metal, name card cases, mountain climbing bags, packing bags, key cases of leatherwear, credit card cases, passport cases, check holders, gas range cases, ticket cases, diaper bags, poly-bags, fashion bag made of straw, purses not of precious metal, tote bags, vanity cases (empty), duffel bags, portfolios, change purses not of precious metal, coin cases.
3834/0520   EASY SPIRIT (Word Mark)   4/7/2000   2000-16671   6/25/2001   496256   REGISTERED     25  
    25 - Low shoes, boots, laced boots, leather shoes, rubber shoes, vinyl shoes, rain shoes, arctic shoes, baseball shoes, basketball shoes, rugby shoes, handball shoes, track-racing shoes, hockey shoes, golf shoes, boxing shoes, hiking shoes, angler shoes, fatigue shoes, sandals, over shoes, wooden shoes with clogs (for rainy weather), straw sandals, slippers, sandal patterns.
T30198KR00   EASY SPIRIT COMFORT 2 (STYLIZED)   10/21/200   40-2004-47657   12/16/2005   643508   REGISTERED     25  
    25 - Footwear
3834/0551KR   ENZO ANGIOLINI (Word Mark)   7/20/2000   2000-20510   5/31/2002   76237   REGISTERED     35  
    35 - Retails agencies of clothing, retail agencies of shoes, retail agencies of socks, retail agencies of hosiery, retail agencies of bags.
T20150KR0   ENZO ANGIOLINI (Word Mark)   10/10/1994   40251   3/20/1996   335577   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchels, trunks, suit cases, boston bags, knapsacks, wallets, name card cases, mountain climbing bags, packing bags, key cases, credit card cases, passport cases, shaving implement cases, check holders, gas range cases, ticket cases, diaper bags and poly-bags, straw bags.
T20150KR1   ENZO ANGIOLINI (Word Mark)   1/18/1985   592/85   1/9/1986   122310   REGISTERED     21,25,26  
    21 - Shoe brushes and shoehorns
    25 - Sandal patterns, slippers, straw sandals. wooden shoes with clogs for rainy weather), overshoes, sandals, fatigue shoes, angler shoes, hiking shoes, boxing shoes, golf shoes, hockey shoes, track-racing shoes, handball shoes, rugby shoes, basketball shoes, baseball shoes, arctic shoes, rain shoes, vinyl shoes, rubber shoes, leather shoes, laced boots, boots and low shoes.
    26 - Shoe strings

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 82
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued...                            
T30233KR03   JOAN & DAVID   3/5/1994   170094   7/14/1995   27785   REGISTERED     35  
    35 - Retail sales services for shoes, clothing and accessories
T30233KR04   JOAN & DAVID   7/11/1990   20018170   1/30/1992   232506   REGISTERED     9,10,25  
    9 - Fire clothing
    10 - Sanitary masks
    25 - Belts, neckties, dress shirts, blouses, jackets, trousers, socks, hats
T30233KR05   JOAN AND DAVID   4/22/1988   945688   6/14/1989   172099   REGISTERED     18,25  
    18 - Umbrellas; oilpaper umbrellas; parasols; walking sticks
    25 - Low shoes; boots; laced boots; leather shoes; rubber shoes; vinyl shoes; sandals; straw sandals; clogs; slippers; sandal clogs
T30233KR07   JOAN AND DAVID   4/22/1988   1988-9457   9/19/1989   179018   REGISTERED     14,24,25
26
 
    14 - Bracelets; brooches; rings; tie pins; badges; medals; insignias; buckles
    24 - Handkerchiefs; towels; wrapping cloths
    25 - Ceremonial dresses; business suits; suit trousers; evening dresses; suits; skirts; children’s clothes; overcoats; short coats; raincoats; mantles; jumpers; sweaters; cardigans; vests; dress shirts; collars; cuffs; blouses; sport shirts; polo shirts; undershirts; underpanties; combinations; chemises; slips; petticoats; corsets; brassiere; swimsuits; sleeping garments; pajamas; negligees; night gowns; socks; stockings; Boseon (Korean socks); Boseon covers; scarves; neckties; gaiters; aprons; sporting stockings; bibs; tights; hats
    26 - Ornamental ribbons; laces (except for embroidered lace); pigtail ribbons; hair ribbons; hair pins
T30232KR00   MOOTSIES TOOTSIES           10/21/1994   30089   REGISTERED     25  
    25 - Women’s shoes, children’s shoes, sneakers, boots, sandals and slippers
T30078KR01   NINE & COMPANY (Logo)   11/14/2001   40-2001-50206   2/27/2003   40-542173   REGISTERED     25  
    25 - Low heel shoes, boots, lace-up boots, leather boots, leather shoes, rubber shoes, vinyl shoes, hiking shoes, over shoes, slippers, sandals, clogs, one piece cresses, two piece dresses, evening gowns, skirts, blouses, suits, long coats, short coats, raincoats, top coats, sweaters, jackets, slacks, jean pants, jean shorts, sweat pants, underpants, trousers, shorts, sport shirts, body shirts, dress shirts, polo shirts, sweat shirts, cardigans, vests, leather belts, garters, stocking suspenders, sock suspenders, suspenders for clothing, lounge-wear for women (usually worn while relaxing at home), lounge-wear for me (clothing work while relaxing at home), lounge-wear for children (clothing usually work while relaxing at home), pantyhose, socks, neckties, collars (clothing), mufflers, scarves, shawls, jump suits, gloves for cold weather, mittens, hats, leg warmers, jogging suits, t-shirts, tank tops, camisoles and pullovers.
3834/0153   NINE WEST (Stylized)   7/12/1997   32419   9/10/1998   420,617   REGISTERED     25  
    25 - Low shoes, boots, lace up boots, leather shoes, rubber shoes, vinyl shoes, rain shoes, arctic shoes, baseball shoes, basketball shoes, rugby shoes, handball shoes, field and track shoes, hockey shoes, golf shoes, boxing shoes, hiking shoes, fish shoes, work boots, sandal shoes, over shoes, clog, straw sandal, slippers, sandals clog, shoe string, shoe brush and shoe horn.
T30202KR00   NINE WEST (Word Mark)   5/13/2005   40-2005-21717   5/3/2006   660767   REGISTERED     9,18  
    9 - Dust goggles, common eyeglasses, goggles for sports sunglasses, frames, eyeglass cases, eyeglass chains, eyeglass cords.
    18 - Briefcases, opera bags, satchels, traveling trunks, wallt not of precious metal, key cases made of leather ware, suit cases, tote bags, shoulder bags, back packs, knapsacks, Boston bags, name card cases, mountain climbing bags, packing bags, credit card cases, passport cases, check holders, gas range cases, ticket cases, poly bags and fashion bags made of straw.
3834/0029   NINE WEST (Word Mark)   10/16/1998   1998-26967   9/13/1999   454743   REGISTERED     14  
    14 - Movements for clocks and watches, lock dials, clock hands, watch springs, anchors (clock and watch-making), watch crystals, watch chains, watch cases, clockworks, barrels (clock and watch making), atomic clocks, alarm clocks, electric clocks and watches, electronic clocks and watches, control clocks, chromo graphs, chronometers, chronoscopes, table clocks, wrist watches and pocket watches, garnet, olivine (gems), malachite, diamond, opal, agate, cat’s eye, moonstone, beryl, jasper, jade, coral, crystal, alexandrite, aquamarine, quartz, paste jewelry (Costume jewelry), zircon, pearl, spinel (precious stones), cubic zirconium, christo beryl, turquoise, topaz, tourmaline, tiger eye, yellow jade and jet, ingot gold alloys, gold platings, gold leafs, wrought gold articles, gold-alloy platings, nickel silver, rhodium, ruthenium, aluminum gold, osmium, silver or silver alloy casting leafs, silver leafs, wrought silver articles, ingot silver, ingot silver alloys, iridium and palladium, earrings, badges of precious metal, buckles of precious metal, belt ornament of precious metal, pins of precious metals, medals, necklaces, rings, anklets, amulets (jewelry), brooches (jewelry), ornamental pins, charms and bracelets.
3834/0594KR   NINE WEST (Word Mark)   7/20/2000   2000-20511   2/19/2002   73677   REGISTERED     35  
    35 - Retail agencies of clothing, retail agencies of shoes, retail agencies of socks, retail agencies of hosiery, retail agencies of bags and retail agencies of eyeglasses.
T30202KR03   NINE WEST (Word Mark)   7/20/2000   40-2000-35081   11/23/2001   507270   REGISTERED     25  
    25 - Low heel shoes, boots, lace-up boots, leather shoes, rubber shoes, vinyl shoes, hiking shoes, over shoes, slippers, sandals, clogs, one-piece dresses, two-piece dresses, evening gowns, skirts, blouses, suits, long coats, short coats, raincoats, top coats, sweaters, jacket, slacks, jeans pants, jean shorts, sweat pants, under pants, trousers, shorts, sport shirts, body shirts, dress shirts, polo shirts, sweat shirts, cardigans, vests, leather belts, garters, stocking suspenders, sock suspenders, suspenders for clothing, lounge-wear for women (clothing usually worn while relaxing at home), lounge-wear for men (clothing usually worn for relaxing at home), lounge wear for children (clothing usually worn while relaxing at home), pantyhose, socks, neckties, collars(clothing) mufflers, scarves, shawls, jump suits, gloves for cold

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 83
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued...                            
T20247KR0   NINE WEST LOGO   10/10/1994   94-40252   3/20/1996   335576   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchels, trunks, suit cases, boston bags, knapsacks, wallets, name card cases, mountain climbing bags, packing bags, key cases, credit card cases, passport cases, shaving implement cases, check holders, gas range cases, ticket cases, diaper bags and poly-bags, straw bags.
T20247KR01   NINE WEST LOGO   11/13/1993   92-31843   10/13/1993   276376   REGISTERED     21,25,26  
    21 - Shoe brush and shoe horn
    25 - Low shoes, boots, lace up boots, leather shoes, rubber shoes, vinyl shoes, rain shoes, arctic shoes, baseball shoes, basketball shoes, rugby shoes, handball shoes, field and track shoes, hockey shoes, golf shoes, boxing shoes, hiking shoes, fish shoes, work boots, sandals shoes, over shoes, clogs, straw sandals, slippers, and sandal clogs,
    26 - Shoe string.
3834/0582KR   NW NINE WEST   7/20/2000   40-2000-35082   9/17/2001   501498   REGISTERED     18  
    18 - Briefcases, handbags, opera bags, satchel’s traveling trunks, suit cases, boston bags, knapsacks, wallets not of precious metal, name card cases, mountain climbing bags, packing bags, key cases of leatherwear, credit card cases, passport cases, check holders, gas range cases, ticket cases, diaper bags, poly-bags, fashion bag made of straw, purses not of precious metal, tote bags, vanity cases (empty), duffel bags, portfolios, change purses not of precious metal, and coin cases.
3834/0583   NW NINE WEST   7/20/2000   2000-35083   11/23/2001   507272   REGISTERED     25  
    25 - Low heel shoes, boots, lace up boots, leather shoes, rubber shoes, vinyl shoes, hiking shoes, over shoes, slippers, sandals, clogs, one piece dresses, two piece dresses, evening gowns, skirts, blouses, suits, long coats, short coats, sweaters, jackets, slacks, jean pants, jean shorts, sweat pants, under pants, trousers, shorts, sport shirts, body shirts, dress shirts, polo shirts, sweat shirts, cardigans, vests, leather belts, garters, stocking suspenders, sock suspenders, suspenders for clothing, lounge-wear, pantyhose, socks, neckties, collars, mufflers, scarves, shawls, jump suits, gloves for cold weather, mittens, hats, leg warmers, jogging suits, and t-shirts.
3834/0604KR   NW NINE WEST   7/20/2000   41-2000-20512   2/19/2002   73678   REGISTERED     35  
    35 - Retails agencies of clothing, retail agencies of shoes, retail agencies of socks, retail agencies of hosiery, retail agencies of bags and retail agencies of eyeglasses.
3834/0630KR   NW NINE WEST MEN and Arrow Design   8/3/2000   2000-37423   4/10/2002   517366   REGISTERED     18,25  
    18 - Briefcases, opera bags, satchels, travelling trunks, wallets not of precious metal, key cases made of leather ware, suit cases, tote bags, shoulder bags, back packs, knapsacks, Boston bags, name card cases, mountain climbing bags, packing bags, credit card cases, passport cases, check holders, gas range cases, ticket cases, poly bags and fashion bags made of straw.
    25 - Low heel shoes, boots, lace-up boots, leather shoes, rubber shoes, vinyl shoes, hiking shoes, over shoes, slippers, sandals, clogs, shoe sole, suits, long coats, short coats, top coats, vests, sweaters, jackets, parkas, raincoats, ponchos, slacks, jean pants, jean shorts, underpants, trousers, shorts, sport shirts, body shirts, undershirts, dress shirts, polo shirts, sweat shirts, cardigans, leather belts, garters, stocking suspenders, sock suspenders, suspenders, for clothing, loungewear, socks, neckties, collars for clothing, mufflers, scarves, gloves for cold weather, mittens, hats, caps, jogging suits, T-shirts and sweat pants.
T20264KR0               PAPPAGALLO (Word Mark)   1/20/1983   745/83   11/11/1983   40-96505   REGISTERED     25  
    25 - Sandal Korean clogs; Korean clogs; sandals; slippers; top boots; and leather shoes
T30232KR01   SAM & LIBBY           3/4/1992   0233562   REGISTERED     14  
    14 - Jewelry; costume jewelry
T30232KR02   SAM & LIBBY           9/19/1992   0250037   REGISTERED     18,25,20
21,26
 
    18 - umbrellas
    25 - footwear
    20 - Fans
    21 - shoe brushes
    26 - shoestrings
T30232KR04   SAM & LIBBY           7/31/1995   0318885   REGISTERED     25  
    25 - Panties, skirts, blouses, evening dresses
T30439KR00   SAM & LIBBY (in Korean Characters)   11/10/2006   40-2006-56990   12/14/2007   40-0731279   REGISTERED     14,18,25  
    14 - Jewelry and costume jewelry
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
    25 - Footwear, namely, shoes, sandals, boots, slippers; clothing, namely, pants, shirts, jackets, shorts, skirts, dresses, socks; and

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 84
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SOUTH KOREA continued...                            
T30438KR00   SAM & LIBBY AND HEART DESIGN       40-2006-56889   2/21/2008   40-0738006   REGISTERED     14,18,25  
    14 - Jewelry and costume jewelry        
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty        
    25 - Footwear, namely, shoes, sandals, boots, slippers; clothing, namely, pants, shirts, jackets, shorts, skirts, dresses, socks; and        
aaa90 aAQ   SELBY   8/6/1991   91-22524   11/27/1992   255155   REGISTERED     25  
    25 - Leather shoes, boots, low shoes, sandal shoes, slippers, jogging shoes, tennis shoes, basketball shoes, golf shoes, mountaineering        
T20333KR0   SPA NINE WEST (STYLIZED)   8/29/1994   94-34736   12/27/1995   330289   REGISTERED     25  
   
25 - Low shoes, boots, lace up boots, leather shoes, rubber shoes, vinyl shoes, rain shoes, arctic shoes, baseball shoes, basketball shoes, rugby shoes, handball shoes, field and track shoes, hockey shoes, golf shoes, boxing shoes, hiking shoes, fish shoes, work boots, sandal shoes, over shoes, clog, straw sandal, slippers, sandal clog, shoe string, shoe brush, and shoehorn. (Local Class 27 )
T20382KR0   WESTIES   1/23/1985   836/85   1/9/1986   122312   REGISTERED     21,25,26  
    21 - Shoe brushes, and shoehorns        
   
25 - Overshoes, sandals, fatigue shoes, anglet shoes, hiking shoes, boxing shoes, golf shoes, hockey shoes, track-racing shoes, handball shoes, rugby shoes, basketball shoes, baseball shoes, arctic shoes, rain shoes, vinyl shoes, rubber shoes, leather shoes, laced boots, boots, lw shoes, wooden shoes with clogs (for rainy weather, straw sandals, slippers, and sandal patterns.
    26 - Shoe strings.        
                                 
SPAIN                                
3834/0438ES   9 WEST (Word Mark)   2/4/1985   1094303   4/25/1988   1094303   REGISTERED     25  
    25 - Footwear.        
3834/0022   9 WEST (Word Mark)   8/10/1998   2179954   2/5/1999   2179954   REGISTERED     14  
    14 - Jewelry and watches.        
T20011ES0   9 WEST LOGO   3/5/1985   1097631   2/2/1988   1097631   REGISTERED     25  
    25 - Footwear.        
3834/0450   ANTI-GRAVITY   2/24/2000   2294002   2/24/2000   2294002   REGISTERED     25  
    25 - All goods in the Class.        
3834/0312   BANDOLINO (Word Mark)   3/28/1990   1559194   5/17/1994   1559194   REGISTERED     25  
    25 - Footwear (except orthopedic).        
T30224ES00   ENZO ANGIOLINI (Word Mark)   12/3/2001   2441376   9/5/2002   2441376   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, handbags, bags, purses, packs, cases, billfolds, wallets, key fobs, key cases, eyeglass cases, travelling bags, umbrellas and walking sticks.        
T30224ES01   ENZO ANGIOLINI (Word Mark)   7/3/2003   2549067(2)   11/18/2003   2549067   REGISTERED     9  
    9 - Eye wear, including sunglasses, and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords        
3834/0437   ENZO ANGIOLINI (Word Mark)   1/24/1985   1093175   6/5/1986   1093175   REGISTERED     25  
    25- All forms of footwear, including special shoes, with the express exclusion of all kinds of orthopedic footwear.        
3834/0311ES   GAROLINI   5/10/1993   1760526   5/20/1994   1760526   REGISTERED     25  
    25 - Sporting shoes.        
T30233ES00   JOAN & DAVID   1/23/1990   M1543734   11/11/1991   M1543734   REGISTERED     25  
    25 - Footwear        
T30202ES00   NINE WEST (Word Mark)   12/3/2001   2441375   9/5/2002   2441375   REGISTERED     35  
    35 - RETAIL STORE SERVICES        
3834/0032   NINE WEST (Word Mark)   8/10/1998   2179955   8/10/1998   2179955   REGISTERED     14  
    14 - Jewelry and watches.        
3834/0681   NINE WEST LOGO   9/5/1995   1983481   3/5/1996   1983481   REGISTERED     18  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 85
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SPAIN continued ...                            
T20247ES1   NINE WEST LOGO   11/19/1992   1731213   9/6/1993   1731213   REGISTERED     25  
    25 - Clothing, footwear, headgear.
T30232ES00   SAM & LIBBY       na   12/21/2004   2606095   REGISTERED     25  
    25 - Apparel & Footwear
3834/0439   WESTIES   2/4/1985   1094301   5/20/1986   1094301   REGISTERED     25  
    25 - Clothing, footwear, headgear.
 
SURINAME                                
3834/0690SR   JOYCE DESIGN   11/16/1950   n/a   11/21/1950   6984   REGISTERED     N/A  
    N/A - Footwear, such as shoes, slippers, sandals, all of them made of leather, fabric, rubber or cork and/or combinations of these
 
SWEDEN                                
T20011SE0   9 WEST LOGO   1/17/1985   85-0417   2/13/1987   204342   REGISTERED     25  
    25 - Footwear, including shoes.
3834/0674   EASY SPIRIT (Word Mark)   9/8/1988   8807575   12/14/1990   219982   REGISTERED     25  
    25 - Footwear.
T30202SE01   NINE WEST (Word Mark)   2/9/2004   2004/00856   8/13/2004   368115   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harnesses and saddlery.
    25 - Clothing, footwear, headgear
T20247SE0   NINE WEST LOGO   11/18/1992   9210153   2/4/1994   255003   REGISTERED     18,25  
    18 - All goods.
    25 - All goods.
T30232SE00   SAM & LIBBY           10/22/1993   252760   REGISTERED     03,014,018
025
 
    03 - Cosmetics
    014 - Jewelry
    018 - handbags
    025 - footwear
T20382SE0   WESTIES   1/17/1985   85-0416   6/27/1986   201812   REGISTERED     25  
    25 - Shoes.
 
SWITZERLAND                                
T30233CH00   CIRCA JOAN & DAVID   1/16/2004   001762004   5/3/2004   520582   REGISTERED     18  
    18 - Handbags
T30233CH01   CIRCA JOAN & DAVID & Design   1/16/2004   001772004   5/3/2004   520512   REGISTERED     18  
    18 - Handbags
T20073CH01   CLOUD 9   12/1/2006   60938/2006       554.842   REGISTERED     25  
    25 - Footwear
T30233CH02   DAVID & DAVID & Design   1/16/2004   001752004   5/3/2004   520581   REGISTERED     18  
    18 - Handbags
T20127CH0   EASY SPIRIT (Word Mark)   9/1/1988   6236   9/1/1988   365805   REGISTERED     25  
    25 - Shoes.
T20150CH0   ENZO ANGIOLINI (Word Mark)   4/1/1993   8156/1992.4   4/1/1993   409838   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals, headgear.
T20175CH0   GAROLINI   10/30/1984   5852   10/30/1984   335263   REGISTERED     25  
    25 - Footwear. ASSIGNMENT FROM NINE WEST GROUP TO NINE WEST DEVELOPMENT CORPORATION. RECORDED 12/24/03.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 86
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SWITZERLAND continued ...                            
T30233CH03   JOAN & DAVID   4/22/1981   na   4/22/1981   312075   REGISTERED     18,25  
    18 - Handbags
    25 - Footwear
T20247CH0   NINE WEST LOGO   11/11/1992   8050/1992.0   11/11/1992   404316   REGISTERED     18,25  
    18 - Goods made of leather and imitations of leather, namely bags, handbags, packs, suitcases, briefcases, purses, key fobs and key cases, travelling bags, umbrellas, walking sticks.
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals.
T20298CH0   SELBY   4/16/1946   N/A   4/16/1946   343705   REGISTERED     25  
    25 - Shoes made of leather, fabric, rubber or a combination of these materials.
                                 
TAIWAN                                
T20007TW0   9 WEST (Stylized)   2/11/1985   (74) 06215   10/1/1985   300439   REGISTERED     48  
    48 - Boots, shoes.
3834/0016   9 WEST (Word Mark)   8/6/1998   87038480   8/16/1999   863972   REGISTERED     14  
    14 - Jewelry and watches.
3834/0128   BANDOLINO (Stylized)   7/31/1997   86039488   11/1/1998   824663   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
3834/0130   BANDOLINO (Stylized)   7/31/1997   86039489   11/16/1998   827,011   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, shoes, boots, moccasins, sandals, slippers, socks, hosiery, caps and hats, scarves, kerchiefs.
T00012TW00   BANDOLINO (Word Mark)   6/23/2006   095032714   4/1/2007   1255967   REGISTERED     09  
    09 - Eyeglass cases, eyeglass frames, eyeglasses, frames for glasses and pince-nez, optical glasses, reading eyeglasses, reading glasses, sunglasses.
T00012TW01   BANDOLINO (Word Mark)   6/23/2006   095032713   2/16/2007   1250786   REGISTERED     14  
    14 - Jewelry and watches
T00012TW02   BANDOLINO (Word Mark)   6/23/2006   095032712   1/1/2007   1244698   REGISTERED     25  
    25 - Shoes, boots, moccasins, sandals, slippers
T30441TW00   BOUTIQUE 9   1/5/2007   096000881   5/16/2008   1311791   REGISTERED     14,18,25  
    14 - Jewelry, precious metals and their alloys, horological and other chronometric instruments
    18 - Handbags and small leather goods, leather and imitations of leather, animal skins, trunks and traveling cases; umbrellas, parasols and walking sticks; whips, harness and saddlery.
    25 - Clothing, shoes, boots, hosiery, caps, scarves, gloves (for clothing) and belts (for clothing)
T20059TW0   CALICO   11/11/1994   83068924   9/16/1996   728956   REGISTERED     25  
    25 - Footwear, including shoes, boots, moccasins and sandals, headgear.
T20062TW0   CALICO LOGO   2/11/1985   (74) 06217   10/1/1985   300445   REGISTERED     48  
    48 - Boots, shoes.
T30233TW00   CIRCA JOAN & DAVID   8/20/2003   092050345   5/16/2004   1101641   REGISTERED     18  
    18 - Handbags, purses, wallets, tote bags and luggage.
T30233TW01   CIRCA JOAN & DAVID   8/20/2003   092050346   6/1/2004   1104477   REGISTERED     25  
    25 - Clothing, overcoats, jackets, suits, blouses, jerseys, shirts, skirts, pants, shorts, ties, scarves, gloves, socks, hosiery, sweaters, belts, hats, boots, sandals.
T30233TW02   CIRCA JOAN & DAVID   8/20/2003   092050347   4/16/2004   1097849   REGISTERED     35  
    35 - Retail Store services
T30233TW03   CIRCA JOAN & DAVID & Design   8/20/2003   092050351   4/15/2004   1097850   REGISTERED     35  
    35 - Retail store services

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 87
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued...                            
T20073TW00   CLOUD NINE (Word Mark)   8/5/1998   87938213   11/16/2001   971508   REGISTERED     25  
    25 - Clothing, shirts, t-shirts, tank tops, blouses, turtleneck, dresses, vests, sweaters, underwear, bras, panties, sweatshirts, sweatpants, wristbands, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, hosiery, gloves (clothing), mittens (clothing), hats, caps, berets, scarves, kerchiefs, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers and moccasins.
T20073TW02   CLOUD NINE (Word Mark)   8/5/1998   87038212   12/11/1999   876851   REGISTERED     18  
    18 - Leather and imitations of leather, animal skins, hides; trunks and traveling bags; umbrellas, parasols, and walking sticks; bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases.
T30243TW01   COMFORT 2 (Stylized)   12/21/2004   093059535   9/1/2005   01171353   REGISTERED     25  
    25 - Leather shoes, canvas shoes, rubber shoes, boots, sandals and slippers
3834/0090   EASY SPIRIT (Logo)   7/31/1997   86039487   10/16/1998   822,142   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T00055TW00   EASY SPIRIT (Word Mark)   5/16/2005   094012089   1/16/2006   1193613   REGISTERED     09,14,18
35
 
    09 - Sunglasses and eyewear
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather
    35 - Retail services relating to sunglasses and eyewear; jewelry and watches; bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
3834/0304   EASY SPIRIT (Word Mark)   9/19/1988   7743384   3/16/1989   434926   REGISTERED     25  
    25 - Boots, shoes.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 88
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued ...                            
T30326TW00   EASY SPIRIT LOGO
AND CHINESE LETTERS
  5/2/2006   095022259   1/1/2007   1246076   REGISTERED     18,25,35  
    18 - Handbags, purses, attaché cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios and umbrellas; small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, and change purses.
    Class 25: Clothing, namely, skirts, suits, slacks, shorts, skorts, blouses, shirts, blazers, dresses, dusters, sweaters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, T-shirts, polo shirts, denim jackets, tailored jackets, pants, sport coats; active wear, namely, sweatshirts, sweatpants, warm-up jackets, tennis skirts; outerwear, namely, overcoats, capes, fur coats, leather coats and rainwear; outerwear, namely, overcoats, capes, fur coats, leather coats and rainwear; scarves, shawls, hats, and gloves. Leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs
    Class 35: Retail Store Services
    Class 18:- Handbags, purses, attaché cases, briefcases, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, traveling trunks and valises, luggage, cosmetic bags sold empty, briefcase type portfolios and umbrellas; small leather goods, namely clutch purses, leather key cases, credit card cases, cosmetic cases sold empty, and change purses.
    Class 25: Clothing, namely, skirts, suits, slacks, shorts, skorts, blouses, shirts, blazers, dresses, dusters, sweaters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, T-shirts, polo shirts, denim jackets, tailored jackets, pants, sport coats; active wear, namely, sweatshirts, sweatpants, warm-up jackets, tennis skirts; outerwear, namely, overcoats, capes, fur coats, leather coats and rainwear; outerwear, namely, overcoats, capes, fur coats, leather coats and rainwear; scarves, shawls, hats, and gloves. Leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs
    Class 35: Retail Store Services
    25 - Clothing, namely, skirts, suits, slacks, shorts, skorts, blouses, shirts, blazers, dresses, dusters, sweaters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, T-shirts, polo shirts, denim jackets, tailored jackets, pants, sport coats; active wear, namely, sweatshirts, sweatpants, warm-up jackets, tennis skirts; outerwear, namely, overcoats, capes, fur coats, leather coats and rainwear; outerwear, namely, overcoats, capes, fur coats, leather coats and rainwear; scarves, shawls, hats, and gloves. Leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchief
    35 - Retail store services relating to: clothing, footwear, headgear, underwear, rainwear, activewear, jeans, overcoats, capes, fur coats, leather coats, swimwear, ties, socks, gloves, kerchiefs, mittens, gloves (for clothing), glasses, sin glasses, jewelry, watches, clocks, sport tote bags, beach bags, credit card cases, cosmetic cases sold empty, key cases, articles of luggage, traveling bags, purses and wallets, leather goods, umbrellas, walking sticks.
3834/0116   ENZO ANGIOLINI (STYLIZED)   9/25/1997   86049793   11/16/1998   104654   REGISTERED     35  
    35 - Retail store services relating to footwear, purses and handbags.
T20150TW0   ENZO ANGIOLINI (Word Mark)   10/27/1994   83066103   9/16/1995   690948   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T20150TW1   ENZO ANGIOLINI (Word Mark)   1/21/1985   (74)02478   9/1/1985   296264   REGISTERED     25  
    25 - Boots, and shoes. (Local Class 48)
3834/0350   ENZO ANGIOLINI (Word Mark)   3/16/1998   87011601   6/1/1999   853545   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T30233TW07   JOAN & DAVID       91998973   4/16/2003   179938   REGISTERED     35  
    35 - Retail store services+
T30233TW08   JOAN & DAVID       na   2/1/1997   747580   REGISTERED     18  
    18 - Handbags
T30233TW09   JOAN & DAVID       na   11/15/1998   765232   REGISTERED     25  
    25 - Footwear
T30233TW10   JOAN & DAVID       na   12/15/1998   33022   REGISTERED     18  
    18 - Handbags and leather goods

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 89
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued...                                
T30233TW11   JOAN & DAVID       na   3/15/2000   121745   REGISTERED     35  
    35 - Retail store services
T30233TW12   JOAN AND DAVID       na   11/16/1998   420507   REGISTERED     42  
    42 - Retail services
T30237TW00   JOAN HELPERN SIGNATURE and Design       na   1/16/1998   793043   REGISTERED     18  
    18 - Handbags and leather goods
T30237TW01   JOAN HELPERN SIGNATURE and Design       na   7/16/1997   768591   REGISTERED     25  
    25 - Footwear, Clothing, Headgear
3834/0201   JOYCE   4/19/1977   03283   11/1/1987   93047   REGISTERED     48  
    48 - Footwear in Class 48.
T30232TW00   MOOTSIES TOOTSIES           9/16/2003   599986   REGISTERED     25  
    25 - Footwear, shoes, boots
3834/0026   NINE WEST (Word Mark)   8/6/1998   87038481   8/16/1999   864042   REGISTERED     14  
   
14 - Jewelry and watches.
T30202TW01   NINE WEST (Word Mark)   10/11/2006   95051196   8/1/2007   1271926   REGISTERED     03  
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T30202TW03   NINE WEST (Word Mark)   5/16/2005   094023090   12/16/2005   1186559   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather
3834/0378   NINE WEST (Word Mark)   6/9/1998   87027661   8/16/1999   113520   REGISTERED     35  
    35 - Retail services relating to footwear, clothing, purses, handbags, jewelry, sunglasses, cosmetics.
3834/0327   NINE WEST (Word Mark)   3/16/1998   87011602   6/1/1999   853546   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
3834/0131   NINE WEST LOGO   9/25/1997   86049794   11/16/1998   104,655   REGISTERED     35  
    35 - Retail store services relating to footwear, purses and handbags.
T20247TW1   NINE WEST LOGO   10/27/1994   83066105   10/16/1995   693580   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T20247TW2   NINE WEST LOGO   12/11/1992   81061243   7/1/1993   602937   REGISTERED     25  
    25 - Shoes, boots.
3834/0586TW   NW NINE WEST   5/26/2000   89029698   10/16/1995   974208   REGISTERED     18  
    18 - Handbags, other bags, wallets, name card cases, key cases, credit card cases, passport cases, shaving implement cases, check holders, ticket cases, purse, billfolds, key fobs and pocket wallets.
T21993TW21   NW NINEWEST   5/26/2000   89029700   11/16/1998   148126   REGISTERED     35  
    35 - Retail store services for footwear, apparel, headgear, belts, accessories, jewelry, watches, perfumes, cosmetics, handbags, bags, sport bags, small leather goods, eyewear and linens
T21993TW22   NW NINEWEST   5/30/2001   90021743   7/16/2002   1008243   REGISTERED     25  
    25 - Scarves; neckties; bibs; caps and hats; hosiery; gloves for clothing; sashes; leggings; aprons.
3834/0642TW0   NW NINE WEST MEN and Arrow Design   7/18/2000   89041320   10/15/1995   974213   REGISTERED     18  
    18 - Bags, satchels, shoulder bags, totes, suitcases, briefcases, toiletry article cases, backpacks, knapsacks, trunks, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
T15882TW12   NW NINE WEST MEN and Arrow Design           2/1/2005   983210   REGISTERED     25  
    25 - Footwear, including shoes, boots, moccasins and sandals, clothing, hoods, hats and caps, earmuffs keeping warm for men and boys.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 90
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TAIWAN continued ...                            
T30232TW02   SAM & LIBBY   3/10/1999   na       434895   REGISTERED     25  
    25 - Shoes, boots
T30232TW03   SAM & LIBBY   6/30/2001   na       527393   REGISTERED     18  
    18 - handbags and slgs.
T30232TW04   SAM & LIBBY           9/16/2003   3265611   REGISTERED     25  
    25 - shoes, boots, apparel
T20333TW0   SPA NINE WEST (STYLIZED)   10/27/1994   83066104   10/16/1995   693570   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks.
T20333TW1   SPA NINE WEST (STYLIZED)   8/30/1994   83055827   8/16/1995   688053   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear, footwear, including shoes, boots, moccasins and sandals, headgear.
T20382TW0   WESTIES   2/11/1985   (74) 06216   10/1/1985   300443   REGISTERED     25  
    25 - Boots, shoes. (Local Class 48)
THAILAND                                
T20041TH0   BANDOLINO (Stylized)   6/2/1992   228684   6/2/1992   228684/KOR8092   REGISTERED     25  
    25 - Pumps, sneakers, sandals, gym shoes, slippers, boots, flat shoes, court shoes.
T00012TH00   BANDOLINO (Word Mark)   8/13/2004   562267   8/13/2004   Kor223658   REGISTERED     18  
    18 - Handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs of leather, key cases, travel bags, umbrellas, walking
T30233TH04   CIRCA JOAN & DAVID   12/9/2005   612217   12/9/2005   Kor246299   REGISTERED     25  
    25 - Shoes, sport shoes, socks and stockings
T00033TH00   CLOUD 9 NINE WEST   11/12/1998   374259   11/12/1998   Kor101935/3742   REGISTERED     25  
    25 - Upper outer garments, inner upper garments, sport upper garments, pants, inner pants, sport pants, shirts, dresses, sweaters, suits, skirts, underwear, sleepwear, wristbands, scarves, shawls, ties, gloves, socks, stockings, shoes, sport shoes, hats, headbands, belts and
T20073THO1   CLOUD NINE (Word Mark)   9/8/1998   369020   9/8/1998   Kor101590/3690   REGISTERED     18  
    18 - Trunks, traveling bags, rucksacks, pouches of leather, vanity cases, umbrellas, walking sticks, leather bags, nylon bags, handbags, purses, backpacks, leather cases, billfolds, wallets and key fobs of leather.
T20073TH02   CLOUD NINE (Word Mark)   9/8/1998   369021   9/8/1998   Kor100048/3690   REGISTERED     25  
    25 - Upper outer garments, inner upper garments, sport upper garments, pants, inner pants, sport pants, shirts, dresses, sweaters, suits skirts, underwear, sleepwear, wristbands, scarves, shawls, ties, gloves, socks, stockings, shoes, sport shoes, hats, headbands, belts and
T20141TH0   EASY SPIRIT (Logo)   6/2/1992   228686   6/2/1992   228686/KOR8606   REGISTERED     25  
    25 - Ladies’ shoes.
T30198TH00   EASY SPIRIT COMFORT 2 (STYLIZED)   12/14/2005   575706   12/14/2004   KOR227473   REGISTERED     25  
    25 - 1. Cut shoes 2. Canvas Shoes 3. Rubber shoes 4. Boots 5 . Sandals 6. Slippers 7. Socks 8. Stockings
3834/0156   ENZO ANGIOLINI (Stylized)   10/14/1997   346303   10/14/1998   7287   REGISTERED     42  
    42 - Retail store services.
T30224TH00   ENZO ANGIOLINI (Word Mark)   10/6/2004   273433   10/11/2004   Kor29066   REGISTERED     25  
    25 - Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves and kerchief.
3834/0242   ENZO ANGIOLINI (Word Mark)   3/26/1998   357060   3/26/1998   Kor90491   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T20150TH1   ENZO ANGIOLINI (Word Mark)   11/18/1994   276049   11/18/1994   Kor32862   REGISTERED     18  
    18 - Bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags; umbrellas and walking sticks; all of the foregoing being made of leather or imitations of leather.
T20175TH00   GAROLINI   8/20/1991   46044   8/20/1991   Kor156538   REGISTERED     25  
    25 - All goods in class.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 91
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
THAILAND continued...                            
T20176TH0   GAROLINI (Script)   8/20/1991   461623   8/20/1991   157580   REGISTERED    38
    38 - Footwear.
T30233TH00   JOAN & DAVID   7/12/1996   312652   7/12/1996   Kor62749   REGISTERED    18
    18 - Handbags, wallets, belts, portfolios, dispatch cases, purses, card cases, bags of leather for packaging, leather key cases, money belts, umbrellas, luggage
T30233TH01   JOAN & DAVID   8/20/1990   na   8/20/1990   428505   REGISTERED    25
    25 - Footwear
T30233TH02   JOAN & DAVID   4/10/2002   484885   12/23/2002   BOR18297   REGISTERED    42
    42 - Retail services
T30237TH00   JOAN HELPERN SIGNATURE and Design   7/11/1996   312651   7/11/1996   Kor61806   REGISTERED   25
    25 - Scarves, coats, hats, dresses, sweaters, suits, skirts, shirts, blouses, stockings, gloves, underwear, robes, rainwear, raincoats, slacks, jackets, lingerie, socks, bathing suits, boots, shoes, sandals, slippers, sport shoes
T30237TH01   JOAN HELPERN SIGNATURE and Design   7/11/1996   312650   7/11/1996   KOR66377   REGISTERED   18
    18 - Handbags, wallets, belts, portfolios, dispatch cases, purses, card cases, bags of leather for packaging, leather key cases, money belts, umbrellas, luggage
T30232TH00   MOOTSIES TOOTSIES   4/29/2005   588938   4/20/2005   Kor230306   REGISTERED    18
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232TH01   MOOTSIES TOOTSIES   4/29/2005   588939   4/29/2005   Kor230307   REGISTERED    25
    25 - Footwear
T30232TH02   MOOTSIES TOOTSIES   4/29/2005   588940   4/29/2005   Bor28190   REGISTERED    35
    35 - Retail store services
T30202TH04   NINE WEST (Word Mark)   5/20/2005   590870       KOR236553   REGISTERED    14
    14 - Ornamental pins, silver ornaments, ornaments of jet, personal ornaments made of jewelry, shoe ornaments of precious metal, hat ornaments of precious metal, necklaces, rings, earrings, bracelets, brooches jewelry), watches
T30202TH05   NINE WEST (Word Mark)   5/20/2005   598871   5/20/2005   KOR236554   REGISTERED    18
    18 - 1.Handbags 2. Credit card holders of leather 3. Leather shoulder belts. 4. Boxes of leather 5. Chin straps of leather 6. Collars of leather for animals. 7. Leather threads for fastening 8. Wallets 9 . Key cases 10 . Cosmetic bags sold empty.
T30202TH06   NINE WEST (Word Mark)   5/20/2005   590872       Kor236555   REGISTERED    25
    25 - 1. Upper outer garments (not being inner garments or sports garments) 2. Inner upper garments 3. Sport upper garments. 4. Pants (not being inner pants or sports pants) 5. Inner pants. 7. Shirts 8 . Dresses 9 . Sweaters 10. Suits 11. Skirts 12 . Underwear 13. Sleepwear 14. Wristbands 15. Scarves 16. Shawls 17. Ties 18 . Gloves 19 . Gloves 20. Stockings 21. (shoes (not being sport shoes) 22. Sport shoes 23. Hats 24. Headbands 25. Belts. 26 . Visors
T30202TH07   NINE WEST (Word Mark)   11/29/2006   646466   11/29/2006   Kor279801   REGISTERED    03
    03 - Perfumes, eau de toilette, cologne, fragrance sprays, soaps, skin cleansers, skin lotions and creams, moisturizers, sun tanning lotions and oils; cosmetic products, namely, face and body powders, foundation, body glitter, face glitter, lipstick, lip pencils, blush, eye shadow, eye cream, eye liner, mascara and eyebrow pencils.
T30202TH08   NINE WEST (Word Mark)   5/29/2005   590873   5/20/2005   Bor30530   REGISTERED    35
    35 - The bringing together for the benefit of others, of a variety of goods enabling customers to conveniently view and purchase those
3834/0243   NINE WEST (Word Mark)   3/26/1998   357059   3/26/1998   Kor90492   REGISTERED    09
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T20247TH0   NINE WEST LOGO   12/17/1992   238449   12/17/1992   Kor 15055   REGISTERED    25
    25 - Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs.
T20247TH1   NINE WEST LOGO   11/18/1994   276051   11/18/1994   KOR41460   REGISTERED    18
    18 - Bags, handbags, purses, rucksacks, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks, all of the foregoing being goods made of leather or imitations of leather.

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 92
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
THAILAND continued...                            
3834/0161   NINE WEST LOGO   10/14/1997   346302   10/14/1997   Kor7310   REGISTERED     42  
    42 - Retail store services.
3834/0588   NW NINE WEST   6/16/2000   423159   6/16/2001   137408   REGISTERED     18  
    18 - Trunks, traveling bags, rucksacks, pouches of leather, vanity cases, key cases of leather, card cases, umbrellas, walking stick, leather bags, nylon bags, handbags, purses, backpacks, leather cases, billfolds, wallets and key fobs of leather.
3834/0589   NW NINE WEST   6/16/2000   423158   6/16/2000   Kor137409   REGISTERED     25  
    25 - Upper outer garments, inner upper garments, sport upper garments, pants, inner pants, sport pants, shirts, dresses, sweaters, suits, skirts, underwear, sleepwear, wristbands, scarves, shawls, ties, gloves, socks, stockings, shoes, sport shoes, hats, headbands, belts and
3834/0601TH   NW NINE WEST   6/16/2000   423160   6/15/2000   Bor 12798   REGISTERED     42  
    42 - Management services for the retail sale of goods.
3834/0644TH   NW NINE WEST MEN and Arrow Design   9/5/2000   431392   9/5/2000   Kor140390   REGISTERED     18  
    18 - Bags, satchels, shoulder bags, totes, suitcases, briefcase, toiletry article cases, backpacks, knapsacks, trunks, card cases, billfolds, wallets, key fobs of leather, key cases of leather, traveling bags, umbrellas and walking sticks
3834/0645   NW NINE WEST MEN and Arrow Design   9/5/2000   431393   9/5/2000   Kor144140   REGISTERED     25  
    25 - Shirts, t-shirts, tank tops, blouses, turtlenecks, vests, sweaters, sweatshirts, sweat pants, slacks, jeans, trousers, pants, shorts, suits, warm-up suits, dresses, jackets, coats, windbreakers, parkas, ponchos, rainwear, socks, belts, ties, wristbands, gloves, mittens, shoes, sport shoes, hats, caps, scarves.
T20268TH0   PAPPAGALLO (SCRIPT)   6/2/1992   228687   6/2/1992   228687/KOR7745   REGISTERED     25  
    25 - Pumps, sneakers, sandals, gym shoes, slippers, boots, flat shoes, court shoes.
T30232TH03   SAM & LIBBY   4/29/2005   588941   4/28/2005   Kor231264   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty
T30232TH04   SAM & LIBBY   4/29/2005   588942   4/29/2005   Kor231265   REGISTERED     25  
    25 - Footwear
T30232TH05   SAM & LIBBY   4/28/2005   588943   4/28/2005   BOR32737   REGISTERED     35  
    35 - Retail store services
T20298TH0   SELBY   6/2/1992   228689   6/2/1992   228689/KOR8096   REGISTERED     25  
    25 - Pumps, sneakers, sandals, gym shoes, slippers, boots, flat shoes, court shoes.
T20333TH1   SPA NINE WEST (STYLIZED)   11/18/1994   276050   11/18/1994   276050/Kor41461   REGISTERED     18  
    18 - Bags, handbags, purses, rucksacks, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks, all of the foregoing being goods made of leather or imitations of leather.
 
TRINIDAD & TOBAGO                            
T00012TT00   BANDOLINO (Word Mark)   8/22/2002   33245   7/14/2004   33245   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags umbrellas and walking
T00012TT01   BANDOLINO (Word Mark)   8/13/2002   33228   1/5/2006   33228   REGISTERED     25,35  
    25 - Footwear; Clothing (not for operating rooms nor for protection against accidents, irradiation and fire) headgear for wear; shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets (clothing), coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands (clothing), gloves (clothing), mittens; leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers (non-orthopedic nor for protections against accidents, irradiation and fire; hats,
    35 - Boutiques, shops and outlets for the sale of shoes, apparel, handbags, small leather goods, umbrellas, jewelry and watches.
T00055TT00   EASY SPIRIT (Word Mark)   8/22/2002   33244   6/29/2006   33244   REGISTERED     18  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets (pocket) , key fobs, key cases, and traveling bags ; all made of leather or imitations of leather; umbrellas and walking sticks
T00055TT01   EASY SPIRIT (Word Mark)   8/13/2002   33227   1/2/2004   33227   REGISTERED     25,35  
    25 - Footwear (not orthopedic), clothing, headgear for wear; shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets (clothing), coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands(clothing), gloves (clothing), mittens; leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers (non-orthopedic nor for protection against accidents, irradiation and fire); hats, scarves, kerchiefs.
    35 - Boutiques, shops and outlets for the sale of shoes, apparel, handbags, small leather goods, umbrellas, jewelry and watches.

 


 

                                     
Owner Trademark Report by Mark                       Printed: 5/7/2009   Page 93  
 
REFERENCE   MARK    FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TRINIDAD & TOBAGO continued ...
T30224TT00   ENZO ANGIOLINI (Word Mark)   8/13/2002   33226   10/23/2003   33226   REGISTERED     09,14,18
25,35
 
    09 - Prescription and non-prescription eyeglass and sun-glass lenses; eyeglass and sunglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets (pocket), key fobs, key cases and travelling bags, all made of leather or imitations of leather; umbrellas and walking sticks.
    25 - Footwear (not orthopedic) clothing (not for operating rooms nor for protection against accidents, irradiation and fire) headgear for wear; shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, shorts, culottes, suits, warm-up suits, jackets (clothing) coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, (clothing) gloves (clothing) mittens; leather shoes, canvas shoes, rubber shoes, boots (not for skating nor medical purposes), sandals, slippers (non-orthopedic nor for protections against accidents, irradiation and fire); hats, scarves, kerchiefs
    35 - Boutiques, shops and outlets for the sale of shoes, apparel, handbags, small leather goods, umbrellas, jewelry and watches.
T30202TT00   NINE WEST (Word Mark)   8/13/2002   33225   6/24/2004   33225   REGISTERED     09,14,18
25,35
 
    09 - Prescription and non-prescription eyeglass and sunglass lenses; eyeglass and sunglass frames; eyeglass cases, eyeglass chains, eyeglass cords.
    14 - Jewelry and watches
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, (pocket) key fobs, key cases, and travel bags all made of leather or imitations of leather; umbrellas and walking sticks
    25 - Footwear, (not orthopedic) clothing, (not for operating rooms nor for protection against accidents, irradiation and fire) headgear for wear. Shirts, t-shirts, tank-tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, ponchos, culottes, suits, warm-up suits, jackets,(c1othing) coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands (clothing), gloves (clothing) mittens; leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, (non-orthopedic nor for protection against accidents, irradiation and fire); hats, scarves, kerchiefs.
    35 - Boutiques, shops and outlets for the sale of shoes, apparel, handbags, small leather goods, umbrellas, jewelry and watches.
TURKEY
3834/0048TR   9 & CO. (Word Mark)   9/18/1996   96/13731   9/18/1996   176417   REGISTERED     18,25  
    18 - Handbags.
    25 - Footwear.
3834/0174TR   BANDOLINO (Word Mark)   9/18/1996   96/13729   9/18/1996   176776   REGISTERED     25  
    25 - Ladies shoes.
T30297TR0O   BOUTIQUE 58   8/24/2006   2006 41197   8/24/2006   2006 41197   REGISTERED     35  
    35 - The bringing together, of a variety of goods, enabling customers to conveniently view and purchase those goods.
T30441TR0O   BOUTIQUE 9   1/9/2007   2007 00331   1/9/2007   2007 00331   REGISTERED     14,18,25  
    14 - Jewelry; horological and chronometric instruments
    18 - Handbags and small leather goods; animal skins and hides (processed or unprocessed); goods made of leather, imitations of leather or other materials for carrying purposes, not included in other classes; umbrellas; whips
    25 - Clothing, including all kinds of innerwear and outer wear other than those for protective purposes, hosiery; footwear; headgear
T2016TR   EASY SPIRIT LOGO   5/24/1993   93/004905   5124/1993   146277   REGISTERED     25  
    25 - Footwear (shoes, high boots, boots, sandals, sporting shoes, slippers).
3834/0175   ENZO ANGIOLINI (Word Mark)   9/18/1996   96/13730   9/18/1996   176,418   REGISTERED     18,25  
    18 - Purses and handbags.
    25 - Shoes
T30233TR00   JOAN & DAVID   4/19/2004   2004/10778   4/19/2004   2004 10778   REGISTERED     03,14,18
25,35
 
    03 - Cosmetics
    14 - Jewelry
    18 - Handbags
    25 - Footwear
    35 - Retail store services

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009 Page 94  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TURKEY continued...
T30202TR00   NINE WEST (Word Mark)   3/12/2004   2004 06297   3/12/2004   2004 06297   REGISTERED     09,18,25  
    09 - Eyewear, including sunglasses, eye glasses and eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases and traveling bags, umbrellas and walking sticks, all made of leather or imitations of leather.
    25 - Footwear clothing, headgear. Shirts, t-shirts, tank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweat pants, pants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, leather shoes, canvas shoes, rubber shoes, boots, sandals, slippers, hats, scarves, kerchiefs.
T30202TR02   NINE WEST (Word Mark)   6/23/2003   2003/015978   6/23/2003   2003 015978   REGISTERED     35  
    35 - The bringing together, of a variety of goods, enabling customers to conveniently view and purchase those goods.
3834/0177TR   NINE WEST LOGO   12/8/1992   10939/92   12/8/1992   140,741   REGISTERED     N/A  
    N/A — Shoes, handbags.
UKRAINE
3834/0231 UA   EASY SPIRIT (Logo)   7/26/1994   94072488/T   6/7/1999   12025   REGISTERED     25  
    25 - Clothing, footwear, headgear; all goods included in Class 25.
3834/0080UA   ENZO ANGIOLINI (Word Mark)   12/24/1993   93126088/T   6/30/1998   10019   REGISTERED     25  
    25 - All goods included in Class 25.
3834/0081UA   NINE WEST LOGO   12/24/1993   93126088/T   6/30/1998   10020   REGISTERED     18,25,42  
    18 - All goods included in Class.
    25 - All goods included in Class.
    42 - All services included in Class.
 
UNITED ARAB EMR
3834/0230   BANDOLINO (Stylized)   9/1/1997   23195   9/22/1998   18303   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear; footwear, including shoes, boots, moccasins and sandals; headgear.
3834/0229   BANDOLINO (Stylized)   9/1/1997   23194   9/22/1998   18302   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
T30233AE02   CIRCA JOAN & DAVID   4/27/2005   69186   12/7/2005   56415   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty, in class 18.
T30233AE03   CIRCA JOAN & DAVID   4/27/2005   69187   12/7/2005   56416   REGISTERED     25  
    25 - Footwear
T30233AE04   CIRCA JOAN & DAVID   4/27/2005   69188   12/7/2005   56389   REGISTERED     35  
    35 - The bringing together for the benefit of others, of a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase those goods
3834/0064   EASY SPIRIT (Logo)   6/26/1995   11256   6/26/1995   11988   REGISTERED     25  
    25 - Footwear.
T30224AE00   ENZO ANGIOLINI (Word Mark)   7/15/2003   54387   7/15/2003   50250   REGISTERED     09  
    09 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords in
3834/0051/AE   ENZO ANGIOLINI (Word Mark)   12/6/1995   14073   4/14/2002   31351   REGISTERED     25  
    25 - Clothing, including outer clothing and sportswear. Footwear, including shoes, boots, moccasins and sandals. Headgear.
3834/0052AE1   ENZO ANGIOLINI (Word Mark)   12/6/1995   14074   12/6/1995   31340   REGISTERED     42  
    42 - Retail store services.
T20150AE2   ENZO ANGIOLINI (Word Mark)   12/6/1995   14072   12/6/1995   31331   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
T30233AE01   JOAN & DAVID       10469   5/1/1995   41534   REGISTERED     25  
    25 - shoes

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 95
 
REFERENCE MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
UNITED ARAB EMR continued...
T30232AE03   MOOTSIES TOOTSIES   4/30/2005   69189   12/7/2005   56390   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty, in class 18.
T30232AE04   MOOTSIES TOOTSIES   4/30/2005   69190   12/7/2005   56391   REGISTERED     25  
    25 - Footwear, in class 25.
T30202AE00   NINE WEST (Word Mark)   5/14/2005   69705   2/15/2006   57676   REGISTERED     09  
    09 - Sunglasses and eyewear
T30202AE01   NINE WEST (Word Mark)   5/14/2005   69707   9/24/2006   63095   REGISTERED     18  
    18 - Attache cases, briefcases, school bags, sport tote bags, duffel bags, beach bags, cosmetic bags sold empty, briefcases type portfolios, handbags, purses, knapsacks, umbrellas, tote bags, back packs, small leather goods.
T30202AE02   NINE WEST (Word Mark)   5/14/2005   69706   2/27/2006   58118   REGISTERED     14  
    14 - Jewelry and watches
T30202AE03   NINE WEST (Word Mark)   5/14/2005   69708   2/27/2006   58117   REGISTERED     25  
    25 - Clothing, footwear and headgear
T30202AE04   NINE WEST (Word Mark)   5/14/2005   69709   2/15/2006   57661   REGISTERED     35  
    35 - Retail store services
T20247AE0   NINE WEST LOGO   6/8/1999   13960   3/8/2000   24077   REGISTERED     18  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes, animal skins, hides, trunks and travelling bags, umbrellas, parasols and walking sticks, whips, harness and saddlery.
3834/0404   NINE WEST LOGO   6/8/1999   31741   6/8/1999   24094   REGISTERED     42  
    42 - Retail store services.
T30232AE00   SAM & LIBBY   4/30/2005   69194   12/7/2005   56395   REGISTERED     35  
    35 - The bringing together for the benefit of others, of a variety of goods (excluding the transport thereof), enabling customers to conveniently view and purchase those goods, in class 35
T30232AE02   SAM & LIBBY   4/30/2005   69193   12/7/2005   56393   REGISTERED     18  
    18 - Handbags and small leather goods, namely wallets, key cases, and cosmetic bags sold empty, in class 18.
T30232AE06   SAM & LIBBY   4/27/2005   69193   12/7/2005   56394   REGISTERED     25  
    25 - Footwear
3834/0109   WESTIES   1/12/1999   29707   10/26/1999   22530   REGISTERED     25  
    25 - All goods in the Class.
 
UNITED KINGDOM
3834/00209 WEST (Word Mark)   8/6/1998   2174122A   8/6/1998   2174122A   REGISTERED     14  
    14 - Jewelry and watches.
T20039GB0   BANDOLINO (Stylized)   4/24/1991   1462536   4/24/1991   1462536   REGISTERED     25  
    25 - Clothing for women, footwear and headgear, all included in Class 25.
T20036GB0   BANDOLINO (Word Mark)   11/20/1974   1038645   11/20/1974   1038645   REGISTERED     25  
    25 - Footwear, being articles of clothing.
T20036GB1   BANDOLINO (Word Mark)   4/3/1991   1459853   4/3/1991   1459853   REGISTERED     18  
    18 - Goods of leather, or of imitations of leather, handbags, wallets, purses and credit card holders, umbrellas and parasols, parts and fittings for all the aforesaid goods.
T30441GB00   BOUTIQUE 9   1/4/2007   2442764   1/4/2007   2442764   REGISTERED     14,18,25  
    14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry, precious stones; horological and chronometric instruments
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery; handbags;
    25 - Clothing, footwear, headgear

 


 

                                     
Owner Trademark Report by Mark                   Printed: 5/7/2009   Page 96  
 
REFERENCE   MARK    FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
UNITED KINGDOM continued...
T20073GB00   CLOUD NINE (Word Mark)   8/9/1995   2030006   8/9/1995   2030006B   REGISTERED     25  
    25 - Footwear including hosiery and socks
T20123GB0   E EASY SPIRIT LOGO   10/27/1997   2149093   10/27/1997   2149093   REGISTERED     03,18,25  
    03 - Toilet water, perfume, cologne, eau de toilette, soap, body powder, body gel, body oil, hair shampoo, body lotion, face moisturizer, deodorants, antiperspirants, sunscreen preparations, cleaning and polishing preparations, all for footwear, handbags, wallets and purses.
    18 - Goods made of leather and imitations of leather, namely, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and traveling bags, parts and fittings therefor, umbrellas and walking sticks.
    25 - Clothing, including outer clothing and sportswear, belts, footwear, including shoes, boots, moccasins, slippers and sandals, hosiery, socks, headgear.
T00055GB00   EASY SPIRIT (Word Mark)   8/11/2005   2399138   8/11/2005   2399138   REGISTERED     09,14,18
25,35
 
    09 - Eyewear and sunglasses
    14 - Jewelry and watches
    18 - Bags, handbags and leather goods
    25 - Clothing, footwear, headgear
    35 - The bringing together for the benefit of others, of a variety of clothing, headgear, footwear, fashion accessories, bags, handbags and leather goods, enabling customers to conveniently view and purchase these goods in a department store, a retail clothing store...
3834/0303   EASY SPIRIT LOGO   3/14/1992   1494284   3/14/1992   1494284   REGISTERED     42  
    42 - Professional consultancy services, advisory services, design services, provision of information, all relating to footwear, all included in Class 42.
T20141GB2   EASY SPIRIT LOGO   6/4/1990   1430070   6/4/1990   1430070   REGISTERED     03,18,21
26
 
    03 - Cleaning and polishing preparations,
    18 - Bags, handbags, purses and wallets, parts and fittings therefor, all included in Class 18.
    21 - brushes, sponges, articles for cleaning purposes, all for use in relation to footwear, all included in Class 21.
    26 - All goods included in Class 26.
T20141GB3   EASY SPIRIT LOGO   4/28/1987   1308501   4/28/1987   1308501   REGISTERED     03,18,21
26
 
    03 - All goods in Class.
    18 - All goods in Class.
    21 - All goods in Class.
    26 - All goods in Class.
T20141GB61   EASY SPIRIT LOGO   9/11/1991   1476283   9/11/1991   1476283   REGISTERED     09  
    09 - Ophthalmic apparatus and instruments, lenses, spectacles, protective glasses, sunglasses, spectacle frames, contact lenses, cases, parts and fittings for all the aforesaid goods, all included in Class 9.
3834/0145   ENZO ANGIOLINI (Word Mark)   3/9/1998   2160240   3/9/1998   2160240   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
T20150GB1   ENZO ANGIOLINI (Word Mark)   1/16/1985   1233849   1/16/1992   1233849   REGISTERED     25  
    25 - Footwear, being articles of clothing.
T20150GB2   ENZO ANGIOLINI (Word Mark)   2/7/1996   2055861   2/7/1996   2055861   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
T20175GB00   GAROLlNI   3/22/1983   1192621   3/22/1983   1192621   REGISTERED     25  
    25 - Footwear being article of clothing
T20177GB00   GAROLINI (Stylized)   3/23/2004   2359173   3/23/2004   2359173   REGISTERED     25  
    25 - ALL GOODS IN CLASS 25
T30239GB00   JD (Stylized)   1/16/1997   na   5/1/1998   2121006A   REGISTERED     18  
    18 — Handbags
T30233GB02   JOAN & DAVID   7/23/1998   na   7/23/1999   1272855   REGISTERED     18,25  
    18 - All goods in class.
    25 - All goods in class.

 


 

                                     
Owner Trademark Report by Mark                   Printed:5/7/2009   Page 97  
 
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
UN/TED KINGDOM continued...
T30233GB03   JOAN &DAVID   4/13/1981   na   4/13/1981   1152454   REGISTERED     18  
    18 - All goods in class.
T30233GB00   JOAN AND DAVID   4/13/1981   na   4/13/1981   1152455   REGISTERED     25  
    25 - Footwear
T30237GB00   JOAN HELPERN SIGNATURE   10/13/1981   1588017   10/13/1981   1588017   REGISTERED     25  
   
 
  and Design                            
    25 - Footwear
T20200GB0   JOYCE       807989   7/7/1995   807989   REGISTERED     25  
    25 - Shoes, slippers and sandals, all for women.
T20200GB1   JOYCE   10/30/1944   632381   10/30/1944   B632381   REGISTERED     25  
    25 - Shoes, slippers and sandals, all for women.
T20200GB2   JOYCE       807990   7/7/1995   B807990   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals.
T20209GB0   JOYCE JOY-EES   12/28/1945   643215   12/28/1945   643215   REGISTERED     25  
    25 - Boots, shoes, slippers and sandals.
T30202GB00   NINE WEST (Word Mark)   8/11/2005   2399139   8/11/2005   2399139   REGISTERED     18,25,35  
    18 - Accessories made of leather or imitation leather; handbags; leather goods
    25 - Clothing, footwear, headgear
    35 - The bringing together for the benefit of others, of a variety of clothing, headgear, footwear, fashion accessories, bags, handbags and leather goods, enabling customers to conveniently view and purchase these goods in a department store, a retail clothes store; a retail fashion store or a retail shoe shop, or through a clothing and accessories catalogue, by mail order or by means of telecommunications, or by means of telecommunications through a television shopping channel, or from a general merchandise catalogue, by mail order or by means of telecommunications, or from an internet web site for general merchandise for clothing and accessories.
3834/0418   NINE WEST LOGO   11/16/1992   1518898   11/16/1992   1518898   REGISTERED     25  
    25 - Footwear, being articles of clothing for women, all included in Class 25.
T20247GB1   NINE WEST LOGO   8/29/1995   2031891   8/29/1995   2031891   REGISTERED     18  
    18 - Goods made of leather and imitations of leather, bags, handbags, purses, packs, cases, billfolds, wallets, key fobs, key cases and travelling bags, umbrellas and walking sticks.
3834/0140   NINE WEST LOGO   3/9/1998   2,160,239   3/9/1998   2,160,239   REGISTERED     09  
    09 - Sunglasses, eyeglasses, eyeglass frames, eyeglass cases, eyeglass chains, eyeglass cords.
3834/0030   NINE WEST LOGO   8/6/1998   2174122   8/6/1998   2,174,122BA   REGISTERED     14  
    14 - Jewelry and watches.
3834/0699GB   NW NINE WEST   2/21/2001   2261910   2/21/2001   2261910   REGISTERED     18,25  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animal skins, hides; trunks and traveling bags; wallets and key cases; umbrellas; parasols and walking sticks; whips, harnesses and saddlery.
    25 - Clothing, footwear, headgear.
3834/0700GB   NW NINE WEST MEN & ARROW DESIGN   2/21/2001   2262923   2/21/2001   2261913   REGISTERED     18,25  
    18 - All goods in that class
    25 - All good in that class
T20269GB1   PAPPAGALLO (SCRIPT)   12/10/1984   1231809   12/10/1984   1231809   REGISTERED     26  
    26 - Brooches (clothing accessories) not being jewelry; barrettes (not of precious metal or coated therewith); ornamental buttons and ornamental headbands, all included in Class 26, belt buckles and earrings, all made of common metal, ribbons and bows all for the hair, but not including any such goods in the form of, or decorated with, parrots.
T20269GB2   PAPPAGALLO (SCRIPT)   12/7/1984   1234686   12/7/1984   1234686   REGISTERED     18  
    18 - Umbrellas, coin purses (not of precious metals or coated therewith), pocket wallets, card cases (in the nature of pocket wallets), key cases, briefcases, portfolios (in the nature of briefcases), handbags, dufflebags, tote bags, shoe bags, clothes carriers (travel bags),

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 98
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
UNITED KINGDOM continued...                            
T20269GB0   PAPPAGALLO (SCRIPT)   12/7/1984   1234687   12/7/1984   1234687   REGISTERED     25  
    25 - Sweaters, hats, rainproof jackets, bathing suits, blazers, blouses, coats, dresses, hosiery, knickers; knee socks, gloves and belts, all being articles of clothing.        
T20669GB1   PAPPAGALLO (Word Mark)   2/25/1965   876137   2/25/1965   876137   REGISTERED     25  
    25 - Boots, shoes and slippers.        
T20264GB1   PAPPAGALLO (Word Mark)   7/19/1990   1432992   7/19/1990   1432992   REGISTERED     09  
    09 - Ophthalmic lenses, spectacles, protective glasses, sunglasses, spectacle frames, contact lenses, cases, parts and fittings for all the aforesaid goods, all included in Class 9.        
T30232GB00   SAM &LIBBY   3/14/1989   1376905   3/23/1991   1376905   REGISTERED     25  
    25 - Shirts, jackets, trousers, skirts, blouses, dresses, sweaters, vests, underpants, shorts, articles of sport clothing, hats and headgear, neckties, scarves, jeans, caps, gloves, belts, aprons, swimwear, sleeping garments, footwear, all included in class 25 ; but not including articles of clothing for children        
3834/0693   SELBY   1/27/1994   1560317   1/27/1994   1560317   REGISTERED     25  
    25 - Footwear; all included in Class 25.        
T20298GB1   SELBY   6/22/1945   638134   6/22/1945   638134   REGISTERED     25  
    25 - Women’s shoes.        
T20353GB0   THE SHOP FOR PAPPAGALLO & DESIGN   12/7/1984   1234689   12/7/1984   1234689   REGISTERED     25  
    25 - Sweaters, hats, rain-proof jackets, bathing suits, blazers, blouses, coats, dresses, hosiery, knickers, knee socks, gloves and belts, all being articles of clothing.        
T20353GB1   THE SHOP FOR PAPPAGALLO & DESIGN   12/7/1984   1234688   12/7/1984   1234688   REGISTERED     18  
    18 - Umbrellas, coin purses (not of precious metals or coated therewith), pocket wallets, card cases (in the nature of pocket wallets), key cases, briefcases, portfolios (in the nature of briefcases), handbags, dufflebags, tote bags, shoe bags, clothes carries (travel bags),        
T20382GB0   WESTIES   1/16/1985   1233703   1/16/1985   1233703   REGISTERED     25  
    25 - Footwear, being articles of clothing.        
URUGUAY            
T20036UY0   BANDOLINO (Word Mark)   2/9/1977   153820   10/14/1977   299497   REGISTERED     25  
    25 - Espadrilles, boots, buskins, footwear (excluding orthopedic shoes), bootlegs, uppers, shoe stiffeners, canvas uppers for espadrilles, insoles for shoes, leggings, soles, slippers, shoes and clogs.        
T30224UY00   ENZO ANGIOLINI (Word Mark)   12/5/2002   344747   6/16/2004   344747   REGISTERED     09,14,18  
    09 - All goods in class.        
    14 - All goods in class.        
    18 - All goods in class.        
T20150UY0   ENZO ANGIOLINI (Word Mark)   11/26/1992   258874   10/22/1993   258874   REGISTERED     25  
    25 - All goods in Class 25.        
T30202UY00   NINE WEST (Word Mark)   12/5/2002   344.745   10/20/2003   344.745   REGISTERED     9,14  
    9 - All goods in class.        
    14 - All goods in class.        
T20247UY0   NINE WEST LOGO   11/20/1992   347.034   4/30/1993   347.034   REGISTERED     18,25,42  
    18 - All goods and services.        
    25 - All goods and services.        
    42 - All goods and services.        
T20286UY0   RED CROSS   2/9/1977   153818   11/26/1988   299496   REGISTERED     25  
    25 - Espadrilles, boots, buskins, footwear (excluding orthopedic shoes), bootlegs, uppers, shoe stiffeners, canvas uppers for espadrilles, insoles for shoes, leggings, soles, slippers, shoes and clogs.        
3834/0065   YFA BANDOLINO and Design       N/A   11/8/1996   273853   REGISTERED     25  
    25 - Shoes, boots and sandals.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 99
                                     
REFERENCE   MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
VENEZUELA                            
3834/0566   BANDOLINO (Word Mark)   6/8/2000   9769/00   6/1/2001   P238131   REGISTERED     18  
    18 - Leather and imitations of leather, and articles made from these materials and not included in other classes; skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.        
3834/0567   BANDOLINO (Word Mark)   6/8/2000   9770/00   6/1/2001   P231832   REGISTERED     25  
    25 - Clothing, footwear, headgear.        
T20062VE0   CALICO LOGO   1/29/1985   I924/85   1/19/1987   127456 -F   REGISTERED     25  
    25 - Shoes (domestic and/or foreign goods) (Local Class 39)        
3834/0390   EASY SPIRIT (Word Mark)   3/28/1990   5135/90   9/26/2005   P-264320   REGISTERED     25  
    25 - Footwear.        
T30224VE00   ENZO ANGIOLINI (Word Mark)   7/3/2003   8796/03   10/24/2003   50674   REGISTERED     09  
    09 - All kinds of eyewear including sunglasses, eyeglasses and eyeglass frames; eyeglass cases, eyeglass chains, eyeglass cords in        
T20150VE0   ENZO ANGIOLINI (Word Mark)   1/25/1985   I888/85   1/19/1987   127449 -F   REGISTERED     25  
    25 - Articles of clothing, hats and footwear        
T20208VE0   JOYCE DESIGN   12/29/1943   N/A   12/29/1943   14544   REGISTERED     25  
    25 - Footwear, namely, shoes, slippers and sandals made of leather, fabric, rubber or cork, and/or combinations of said materials.        
T30191VE00   NINE WEST (Tradename)   5/19/2003   6274/2003   7/18/2005   N-45712   REGISTERED     35  
    35 - A store engaged in the sale of products such as shoes, sandals, slippers, boots, handbags, watches, jewelry, socks, belts, eyewear, sunglasses, wallets, coin purses, key cases, credit card holders, knapsacks, billfolds, traveling bags, umbrellas, shirts, t-shirts, yank tops, blouses, turtlenecks, dresses, vests, sweaters, sweatshirts, sweatpants, shorts, culottes, suits, warm-up suits, jackets, coats, windbreakers, parkas, ponchos, rainwear, stockings, socks, wristbands, gloves, mittens, scarves, kerchiefs and hats,        
3834/0154VE   NINE WEST LOGO   12/17/1992   27428-92   7/7/2000   P231328   REGISTERED     25  
    25 - Clothing, shoes, hats.        
 
                                   
VIETNAM                            
T20039VN0   BANDOLINO (Stylized)   3/12/1993   11144   3/12/1993   9359   REGISTERED     25  
    25 - Footwear.        
T00012VN00   BANDOLINO (Word Mark)   8/20/2004   4-2004-08536   8/2/2006   74053   REGISTERED     18,35  
    18 - Bags, handbags, purses, credit card holders, knapsacks, billfolds, wallets, key fobs, key cases, and travel bags, umbrellas and walking sticks.        
    35 - Retail store services.        
T20107VN0   DAVID EVINS (STYLIZED)   3/12/1993   11147   3/12/1993   9361   REGISTERED     25  
    25 - Footwear.        
T00055VN00   EASY SPIRIT (Word Mark)   10/4/2002   4-2002-06339   11/4/2003   50672   REGISTERED     18,25,35  
    18 - Leather and imitations of leather and goods made of these materials and not included in other classes; animal skins, hides, trunks and traveling bags, umbrellas, parasols and walking sticks; whips, harnesses and saddlery.        
    25 - Clothing, footwear and headgear        
    35 - Retail store services, advertising; business management; business administration; office functions,        
T20141VN0   EASY SPIRIT LOGO   3/12/1993   11146   3/12/1993   9691   REGISTERED     25  
    25 - Footwear.        
T30224VN00   ENZO ANGIOLINI (Word Mark)   10/2/2002   4-2002-06338   11/24/2003   50674   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in the other classes; animal skiing, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harnesses and saddlery.        
    25 - Clothing, footwear and headgear        
    35 - Retail store services; Advertising, business management, business administration; office functions.        
T20201VN0   JOYCE & J DESIGN   3/12/1993   11145   3/12/1993   9360   REGISTERED     25  
    25 - Footwear.        

 


 

         
Owner Trademark Report by Mark
  Printed: 5/7/2009   Page 100
                                     
REFERENCE     MARK   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
VIETNAM continued ...                            
T30202VN00   NINE WEST (Word Mark)   10/2/2002   4-2002-06337   11/24/2003   50673   REGISTERED     18,25,35  
    18 - Leather and imitations of leather, and goods made of these materials and not included in other classes; animals skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harnesses and saddlery.        
    25 - Clothing, footwear, headgear        
    35 - Advertising; business management; business administration; office functions.        
T20268VN0   PAPPAGALLO (Stylized)   3/12/1993   11150   10/11/1993   9364   REGISTERED     25  
    25 - Shoes, sandals, and footwear        
T20298VN0   SELBY   3/12/1993   11152   3/12/1993   9366   REGISTERED     25  
    25 - Footwear        
   
 
                               
VIRGIN ISLANDS                            
3833/0294   9 & CO. (Word Mark)           10/13/1992   6484   REGISTERED     25  
    25 - Footwear.        
T00012VS01   BANDOLINO (Word Mark)           9/7/2004   7357   REGISTERED     18  
    18 - Handbags and small leather goods, namely clutch purses, key cases, credit card cases, cosmetic cases sold empty, wallets, business card cases and lipstick holders.        
T00012VS02   BANDOLINO (Word Mark)   8/10/2004   7358   8/10/2004   7358   REGISTERED     25  
    25 - Clothing, namely, skirts, suits, slacks, shorts, blouses, shirts, blazers, dresses, dusters, sweaters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, t-shirts, polo shirts, denim jackets.        
T00055VS02   EASY SPIRIT (Word Mark)           7/26/2006   7360   REGISTERED     25  
    25 - Clothing for women and misses, namely, skirts, suits, slacks, shorts, blouses, shirts, dresses, coats, sweaters, cardigans, pullovers, jeans, vests, jackets, scarves and shawls        
3833/0295   ENZO ANGIOLINI (Word Mark)       N/A   8/27/1985   6944   REGISTERED     25  
    25 - Shoes.        
   
 
                               
YUGOSLAVIA                            
3834/0652   EASY SPIRIT LOGO   8/2/1990   Z-1354/90   4/13/1992   36637   REGISTERED     25  
    25 - Clothing, footwear, headgear.        
   
 
          END OF REPORT           TOTAL ITEMS SELECTED =     1649  

 


 

TRADEMARK REGISTRATIONS
UNITED STATES
Jones Investment Co. Inc.
         
Owner Trademark Report by Mark
Country: US
Status:    REGISTERED
  Printed: 4/27/2009   Page 1
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
A LINE and Design                            
UNITED STATES   146563   8/26/2002   78/975,280   5/18/2004   2,844,079   REGISTERED     25  
    25 - clothing, namely, blouses, cardigans, blazers, shirts, t-shirts, straight-legged trousers, sweaters        
UNITED STATES   T30349US04   3/8/2005   78/582,345   9/11/2007   3,291,641   REGISTERED     009  
    009 - EYEGLASS FRAMES, SUNGLASS FRAMES, SUNGLASSES, NON-PRESCRIPTION MAGNIFYING EYEGLASSES, EYEGLASS AND SUNGLASS CASES, EYEGLASS AND SUNGLASS CHAINS AND CORDS, PARTS FOR EYEGLASSES AND SUNGLASSES, CLIP-ON SUNGLASSES, SPECTACLES, EYE SHADES        
 
                                   
A.S.L. STUDIO                            
UNITED STATES   116603   9/24/2002   76/452,389   8/26/2003   2,755,739   REGISTERED     25  
    25 - Wearing apparel, namely, sweaters, shirts, blouses, t-shirts, pants jeans, skirts, shorts, jackets, coats, suits, raincoats, capes, ponchos shawls, scarves, and dresses        
 
                                   
AK ANNE KLEIN                            
UNITED STATES   T30276US07   3/3/2005   78/579,773   7/4/2006   3.111,520   REGISTERED     14  
    14 - jewelry and costume jewelry; horological and chronometric instruments, parts and accessories thereof, namely, watches, watch bands, watch straps, watch bracelets, watch chains, watch cases        
UNITED STATES   T30276US08   3/4/2005   78/580,134   8/22/2006   3,132,171   REGISTERED     09  
    09 - eyeglass frames, sunglass frames, sunglasses, non-prescription magnifying eyeglasses, eyeglass and sunglass cases, eyeglass and sunglass chains and cords, parts for eyeglasses and sunglasses, clip-on sunglasses, spectacles, eye shades        
UNITED STATES   T30276US09   3/4/2005   78/580,195   7/4/2006   3,111,522   REGISTERED     25  
    25 - Clothing, namely, swimwear; scarves; cold weather accessories, namely, hats, gloves, mittens, caps, scarves, shawls; outerwear, namely, coats, jackets, parkas, vests; belts; footwear; socks; apparel, namely, dresses, blouses, knit tops, cardigans, shirts, pants,        
UNITED STATES   165699   9/17/2007   77/280,828   4/7/2009   3,603,504   REGISTERED     18  
    18 - handbags, cosmetic bags sold empty.        
 
                                   
AK ANNE KLEIN (Stylized)                            
UNITED STATES   T30276US06   3/8/2005   78/582,569   6/27/2006   3,108,982   REGISTERED     025  
    025 - Clothing, namely, swimwear; scarves; cold weather accessories, namely, hats, gloves, mittens, caps, scarves, shawls; outerwear, namely, coats, jackets, parkas, vests; belts; footwear; socks; apparel, namely, dresses, blouses, knit tops, cardigans, shirts, pants,        
 
                                   
AK ANNE KLEIN SPORT                            
UNITED STATES   T30276US03   3/3/2005   78/579,712   7/4/2006   3,111,519   REGISTERED     25  
    25 - for clothing, namely, shirts, sweaters, shorts, pants, jeans, and jackets; athletic wear, namely, t-shirts, sweat pants, sweatshirts, and jackets; footwear        
 
                                   
AK ANNE KLEIN SPORT (Stylized)                            
UNITED STATES   T30276US01   3/3/2005   78/579,491   7/4/2006   3,111,517   REGISTERED     14  
    14 - watches        
UNITED STATES   T30276US02   3/3/2005   78/579,672   7/4/2006   3,111,518   REGISTERED     25  
    25 - for clothing, namely, shirts, sweaters, shorts, pants, jeans, and jackets; athletic wear, namely, t-shirts, sweat pants, sweatshirts, and jackets; footwear        
 
                                   
AK2 ANNE KLEIN (Stylized)                            
UNITED STATES   T30276US00   3/3/2005   78/579,381   6/27/2006   3,108,976   REGISTERED     25  
    25 - hosiery        
 
                                   
ALBERT NIPON                            
UNITED STATES   116601   4/20/2001   76/244,257   3/26/2002   2,552,470   REGISTERED     25  
    25 - SUITS;[ JACKETS; SKIRTS; DRESSES; PANTS, EVENING SKIRTS AND TOPS; COATS; RAINCOATS; SCARVES; POCKET SQUARES; SHELLS; BLOUSES; SHIRTS; TANK TOPS; CAMISOLES; TURTLENECKS; VESTS; DETACHABLE FUR COLLARS AND        

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 2
                                             
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ALBERT NIPON continued...                                    
UNITED STATES   116003   6/3/1985   73/541,173   6/3/1986   1,395,825   REGISTERED     25  
    25 - men’s clothing, namely, shirts, sport shirts, knit shirts, sweaters, pants, shorts, and jackets                
 
                                           
ALBERT NIPON (Stylized)                                    
UNITED STATES   118345   1/13/1975   73/041,594   7/6/1976   1,042,953   REGISTERED     25  
    25 - 25: WOMEN’S DRESSES, SHIRTS, SKIRTS, JACKETS, SPORTSWEAR AND OUTERWEAR CONSISTING OF COORDINATED SWEATERS, SHIRTS, SKIRTS, SLACKS AND SCARVES                
 
                                           
ALBERT NIPON SUITS                                
UNITED STATES   116600   10/10/1989   73/833,749   12/11/1990   1,627,251   REGISTERED     25  
    25 - WOMEN’S SUITS, SHIRTS, BLOUSES, SKIRTS, PANTS AND JACKETS                
 
                                           
Aline (Celtic design)                                    
UNITED STATES   T30465US00   12/6/2007   77/345,700   2/17/2009   3,577,583   REGISTERED     25  
    25 - tops, bottoms                
ANNE KLEIN                                        
UNITED STATES   T30276US10   5/1/2003   78/244,332   11/1/2005   3,011,986   REGISTERED     24  
    24 - Sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, wash cloths, body sheets; hand towels made of textile; table linens, namely, napkins and place mats.                
UNITED STATES   253083   2/6/2006   78/807,945   10/2/2007   3,304,360   REGISTERED     14  
    14 - jewelry                
UNITED STATES   114898   12/5/1975   73/071,003   8/17/1976   1,046,318   REGISTERED     14  
    14 - watches                
UNITED STATES   114893   1/19/1977   73/113,083   10/11/1977   1,074,926   REGISTERED     9  
    9 - SUNGLASSES                
UNITED STATES   114900   11/4/1975   73/067,915   11/16/1976   1,052,858   REGISTERED     18  
    18 - LEATHER GOODS-NAMELY, COSMETIC CASES, CLUTCHES, PURSES, WALLETS, BILLFOLDS, CREDIT CARD CASES, CHECKBOOK HOLDERS, KEY CASES, POUCHES, TRAVEL KITS AND PASSPORT CASES                
UNITED STATES   116602   1/7/1974   73/010,287   7/29/1975   1,016,890   REGISTERED     18  
    18 - POCKETBOOKS                
UNITED STATES   114778   4/20/1992   74/267,038   12/8/1992   1,738,435   REGISTERED     25  
    25 - hosiery, including, knee-high or , cut-and-sewn specialty tights (or stockings) and socks                
UNITED STATES   114891   10/18/1989   73/832,180   9/11/1990   1,613,344   REGISTERED     42  
    42 - RETAIL CLOTHING STORE SERVICES                
UNITED STATES   114781   3/11/1976   73/079,994   9/28/1976   1,049,090   REGISTERED     25  
    25 - shoes                
UNITED STATES   114779   1/7/1974   73/010,286   3/18/1975   1,006,943   REGISTERED     25  
    25 - coats, suits, jackets, pants, shirts, dresses, blouses, sweaters and belts                
 
                                           
ANNE KLEIN 2                                    
UNITED STATES   114246   12/21/1999   75/981,328   1/22/2002   2,532,920   REGISTERED     25  
    25 - SUITS                
 
                                           
ANNE KLEIN 2 Logo                                    
UNITED STATES   114247   4/13/2000   75/981,238   2/12/2002   2,538,614   REGISTERED     25  
    25 - SUITS                
 
                                           
ANNE KLEIN II                                    
UNITED STATES   114250   5/15/1989   73/800,176   8/28/1990   1,611,081   REGISTERED     9  
    9 - SUNGLASSES, OPHTHALMIC EYEGLASS FRAMES AND OPHTHALMIC SUNGLASS FRAMES                
UNITED STATES   114252   5/15/1989   73/800,201   12/26/1989   1,573,264   REGISTERED     14  
    14 - JEWELRY                

 


 

             
Owner Trademark Report by Mark
  Printed:   4/27/2009   Page 3
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ANNE KLEIN NEW YORK
UNITED STATES   T30276US04   5/1/2003   78/244,345   7/19/2005   2,973,265   REGISTERED     24  
    24 - sheets, pillow cases, shams, dust ruffles, duvet covers, blankets, comforters, quilts, bath towels, beach towels, wash cloths, body sheets; hand towels made of textile; table linens, namely, napkins and place mats.
UNITED STATES   T30276US12   8/2/2006   78/943,287   9/11/2007   3,292,354   REGISTERED     35  
    35 - Retail store services for sale of handbags, footwear, jewelry, belts, scarves, sunglasses, watches and small gift items.
UNITED STATES   114251   12/21/2001   76/352,130   10/15/2002   2,635,031   REGISTERED     25  
    25- FOOTWEAR
UNITED STATES   249617   2/6/2006   78/807,917   5/27/2008   3,438,004   REGISTERED     14,26  
    14 - jewelry
    26 - [hair ornaments, namely hair bands]
 
                                   
ANNE KLEIN NEW YORK COLLECTION
UNITED STATES   T30433US00   10/9/2006   77/016,708   5/15/2007   3,241,183   REGISTERED     25  
    25 - suits
 
                                   
ANNE KLEIN RAINWEAR
UNITED STATES   116344   12/2/1985   73/571,124   9/23/1986   1,410,608   REGISTERED     25  
    25 - WOMEN’S RAINCOATS, RAINJACKETS
 
                                   
BAHAMA BEACH
UNITED STATES   T30175US00   5/15/2003   78/250,455   6/15/2004   2,855,353   REGISTERED     25  
    25 - shirts, t-shirts, pants, shorts, capri pants, dresses, skirts, blouses, jackets, blazers, culottes, hats, caps, visors and belts
 
                                   
BLUE PACIFIC
UNITED STATES   T30136US00   7/23/2002   78/146,720   8/26/2003   2,756,186   REGISTERED     025  
    025 - Men’s and Women’s clothing, namely, sweaters, pullovers, tops, blouses, t-shirts, pants, skirts, shorts, dresses and vests
 
                                   
BLUE PACIFIC BY ENERGIE
UNITED STATES   T30137US00   7/23/2002   78/146,725   7/1/2003   2,732,200   REGISTERED     025  
    025 - Men’s and Women’s clothing, namely, sweaters, pullovers, tops, blouses, t-shirts, pants, skirts, shorts, dresses and vests
 
                                   
c.l.o.t.h.e.s.
UNITED STATES   T30300US00   7/25/2005   78/677,600   4/4/2006   3,077,995   REGISTERED     25  
    25 - DRESSES, COATS, JACKETS, BLOUSES, SHIRTS, SWEATERS, T-SHIRTS, TANK-TOPS, CAMISOLES, VESTS, PANTS, SHORTS, JEANS, SKIRTS
 
                                   
CITY JONES NEW YORK
UNITED STATES   936   11/29/2000   78/036,960   10/15/2002   2,637,345   REGISTERED     25  
    25 - suits, jackets, blazers, sportscoats, pants, slacks, dress slacks, [shirts], [formal wear]
 
                                   
CODE BLEU
UNITED STATES   168   12/20/1989   74/012,580   2/12/1991   1,634,872   REGISTERED     25  
    25 - Women’s shirts
UNITED STATES   528   5/18/1984   73/480,857   5/7/1985   1,334,428   REGISTERED     25  
    25 - Pants, Jackets
 
                                   
CODE OF ETHICS
UNITED STATES   T30464US00   10/4/2007   77/296,076   12/2/2008   3,541,374   REGISTERED     25  
    25 - bottoms and tops
 
                                   
COTTON SPIRIT
UNITED STATES   T30104US00   10/8/1988   73,755,858   5/9/1989   1,538,271   REGISTERED     25  
    25 - Sweaters, pants tops, t-shirts, shorts, tank tops, sweatshirts made of cotton.

 


 

             
Owner Trademark Report by Mark
  Printed:   4/27/2009   Page 4
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CURRANTS
UNITED STATES   T30103US02   7/24/1989   73/814,316   3/6/1990   1,585,817   REGISTERED     25  
    25 - Men’s and woman’s clothing namely, shorts, tops, skirts, vests and t-shirts
 
                                   
DESIGN STUDIO
UNITED STATES   T30121US00   4/2/2002   78/119,062   7/29/2003   2,741,847   REGISTERED     14  
    14 - jewelry
 
                                   
E. L.E.I. AND Design
UNITED STATES   T30159US00   7/23/2002   76/433,447   5/27/2003   2,719,197   REGISTERED     25  
    25 - JEANS, PANTS, CROPPED JEANS, CAPRIS, SHORTS AND SKIRTS
 
                                   
ENERGIE
UNITED STATES   T30126US00   4/29/2002   78/124,848   11/22/2005   3,017,156   REGISTERED     25  
    25 - CLOTHING, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, SKORTS,BLOUSES, SHIRTS, BLAZERS, DRESSES, DUSTERS, SWEATERS, CARDIGANS, PULLOVERS, JEANS, VESTS, JACKETS, SWEATERS, CAMISOLES, CULOTTES, KNIT PANTS, KNIT TOPS; TANK TOPS, T-SHIRTS, POLO SHIRTS, DENIM JACKETS, TAILORED JACKETS, PANTS, SPORT COATS; DRESS SHIRTS
UNITED STATES   T30126US01   8/3/2004   78/461,135   2/12/2008   3,381,712   REGISTERED     25  
    25 - Hats, caps and belts
UNITED STATES   T30126US02   8/3/2004   78/461,150   2/12/2008   3,381,713   REGISTERED     18  
    18 - Backpacks
 
                                   
ENERGIE (Stylized)
UNITED STATES   T30097US00   8/31/1983   73,441,758   12/6/1988   1,515,449   REGISTERED     25  
    25 - ladies and junior, petite, and large size sportswear, namely, sweaters, blouses, jackets, pants, skirts, shorts and dresses
 
                                   
ENERGIE BI CURRANTS
UNITED STATES   T30103US03   3/30/1989   73/789,955   5/22/1990   1,597,536   REGISTERED     25  
    25 - Men’s and woman’s clothing namely, shorts, tops, skirts, vests and t-shirts
 
                                   
ERIKA
UNITED STATES   T30107US00   2/21/1992   74,248,542   11/8/1994   1,861,857   REGISTERED     25  
    25 - Clothing, namely, acrylic sweaters and pullovers, Indian gauze tops, nylon knit blouses, denim pants, skirts and vests, t-shirts, polo shirts, sweatshirts, sweatpants, denim and shorts
 
                                   
EVAN-PICONE
UNITED STATES   286   1/17/1968   72/289,017   8/6/1968   0,854,224   REGISTERED     25  
    25 - Skirts, Suits, Slacks, Shorts, Blouses, Dresses, Coats for women and misses
UNITED STATES   294   5/3/1982   73/362,783   9/6/1983   1,250,451   REGISTERED     25  
    25 - Clothing for women and misses, namely, skirts, suits, slacks, shorts, blouses, dresses, coats, sweaters, scarves, vests, jackets, camisoles, knickers, culottes, hosiery, footwear, robes and nightgowns, tailored clothing for men, namely, suits, slacks, jackets, pants, shorts, and sport coats; men’s sportswear, namely, outer jackets, sweaters, shirts, casual slacks, jeans, shorts, knit pants, and knit tops; and men’s dress shirts and neckwear; and activewear for men and women namely sweatshirts, jogging suits, running shorts, warm-up jackets, tennis shorts and shorts, racquetball outfits, crew shirts and baseball jackets.
UNITED STATES   290   5/31/1990   74/064,364   12/17/1991   1,668,985   REGISTERED     18  
    18 - Luggage, handbags, purses, attaché cases, briefcases, business and credit card cases, passport cases, wallets, school bags, tote bags, all purpose sport tote bags, duffel bags, beach bags, travelling trunks and valises, cosmetic bags sold empty, briefcase type, portfolios, umbrellas, key fobs and key cases, in class 18
 
                                   
EVAN-PICONE SOLUTIONS
UNITED STATES   929   10/10/2000   76/143,458   12/3/2002   2,657,027   REGISTERED     25  
    25 - DRESSES, SKIRTS, COATS, SUITS, JACKETS, BLOUSES, SHIRTS, SWEATERS, VESTS, PANTS, BLAZERS, SHORTS, HATS, SCARVES, HOSIERY, SOCKS, LINGERIE, SLEEPWEAR, FOOTWEAR, T-SHIRTS and PULLOVERS
 
                                   
EXECUTIVE SUITE
UNITED STATES   471   6/10/1980   73/265,826   11/3/1981   1,176,332   REGISTERED     25  
    25 - Ladies coats, dresses, jackets, pants, skirts, shirts, blouses, sweaters, knits tops and shoes

 


 

             
Owner Trademark Report by Mark
  Printed:   4/27/2009   Page 5
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
FLEUR DE MER
UNITED STATES   T30017US00   4/13/1961   72/117,795   7/31/1962   0735,349   REGISTERED     14  
    14 - Necklaces, bracelets and earrings.
 
                                   
G.V. Initials Design
UNITED STATES   T30124US21   7/11/1979   73/222,940   9/29/1981   1,171,375   REGISTERED     25  
    25 - Women’s Clothing-Namely, Slacks and Jackets
 
                                   
Girl/Junior face design
UNITED STATES   T30443US17   6/5/2008   77/491,846   1/13/2009   3,560,900   REGISTERED     09  
    09 - Sunglasses
 
                                   
GLASSTIC
UNITED STATES   T30018US01   3/17/1980   73/254,258   10/6/1981   1,172,188   REGISTERED     14  
    14 - .Jewelry
 
                                   
GLASSTIQUE
UNITED STATES   T30006US00   6/23/1980   73/26,7365   10/6/1981   1,172,198   REGISTERED     14  
    14 - Jewelry
 
                                   
GLO
UNITED STATES   T30124US40   4/23/2001   78/059,913   1/15/2002   2,529,980   REGISTERED     25  
    25 - jackets, pants, skirts, sweaters, blouses, shirts, T-shirts, vests, shorts, tank tops, jeans, belts
 
                                   
GLO GIRL
UNITED STATES   T30272US01   6/14/2000   76/069,870   2/3/2004   2,810,991   REGISTERED     003  
    003 - personal care products, namely, shower gel, body cleansers, bath foam, body scrub, skin glitter gel, shampoo and conditioner for hair, massage lotion, non-medicated foot lotion, lip gloss, lip shine, scented body spray, perfume, nail polish; cosmetics, namely eye liner, eye shadow, lipstick, blush, mascara, and face powder
 
                                   
GLORIA
UNITED STATES   T30165US00   1/27/2003   78/207,449   3/21/2006   3,070,050   REGISTERED     25  
    25 - Apparel, namely pants, skirts, sweaters, blouses, shirts, T-shirts, culottes, vests, shorts, tank tops, jeans and dresses
 
                                   
GLORIA VANDERBILT
UNITED STATES   T30124US15   11/20/2001   76/339,925   8/10/2004   2,872,180   REGISTERED     14  
    14 - JEWELRY AND WATCHES
UNITED STATES   T30124US18   6/18/1979   73/220,199   9/28/1982   1,210,561   REGISTERED     25  
    25 - Wearing Apparel-Namely, Ladies’ Blouses, Knit Tops, Skirts, Trousers and Shorts
UNITED STATES   T30124US32   4/7/1994   74/510,417   4/25/1995   1,891,168   REGISTERED     25  
    25 - footwear, namely boots, shoes, pumps, sneakers, clogs, slippers, sandals, and thongs
UNITED STATES   T30124US42   11/19/2003   78/330,286   11/8/2005   3,013,969   REGISTERED     24  
    24 - Bed Sheets, Pillow Cases, Pillow Shams, Blankets, Duvet Covers, Comforters and Bed Spreads; Table Covers; Bath Mats and Towels
UNITED STATES   T30124US44   10/20/2004   78/502,792   1/9/2007   3,197,409   REGISTERED     027  
    027 - Home furnishings, namely, bath rugs and accent rugs in Class 27
UNITED STATES   T30124US46   10/20/2004   78/502,837   7/10/2007   3,262,101   REGISTERED     20  
    20 - ((Pillows, decorative pillows; Bath accessories namely shower curtain rods)) shower curtain holders
 
                                   
GLORIA VANDERBILT Signature
UNITED STATES   T30125US01   2/15/1991   74/140,123   7/7/1982   1,699,162   REGISTERED     25  
    25 - JACKETS, PANTS, JEANS, ROMPERS, JUMPSUITS, SHORTS, SHIRTS, SWEATERS, SWEATSHIRTS, SWEAT SHORTS, VESTS, SPORTCOATS, BLAZERS, COATS, HATS, SCARVES, GLOVES, T-SHIRTS, OVERALLS, SWIMSUITS, SOCK AND UNDERWEAR, ROBES, TROUSERS, SLACKS, BLOUSES, KNIT TOPS, TOPS, SKIRTS, DRESSES, HOSIERY, PANTY HOSE, TIGHTS, STOCKINGS, LEOTARDS, SLEEPWEAR AND TOPS, STRING BIKINIS, TANK TOPS, BRAS, PANTIES & FOOTWEAR

 


 

             
Owner Trademark Report by Mark
  Printed:   4/27/2009   Page 6
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
GLORIA VANDERBILT (Signature design) (Licensed to L’Oreal)
UNITED STATES   T30124US48   4/27/1982   73/361,790   8/14/1984   1,289,670   REGISTERED     03  
    03 - Perfumes, Perfume Sprays, Toilet Water, Toilet Water Sprays, Body Lotions and Body Powders
 
                                   
GLORIA VANDERBILT (signature) (Licensed to L’Oreal)
UNITED STATES   T30124US22   4/27/1982   73/361,790   8/14/1984   1,289,670   REGISTERED     3  
    3 - Perfumes, Perfume Sprays, Toilet Water, Toilet Water Sprays, Body Lotions and Body Powders
 
                                   
GLORIA VANDERBILT Signature
UNITED STATES   T30125US03   10/5/1989   73/829,949   5/1/1990   1,594,237   REGISTERED     18  
    18 - UMBRELLAS, WALLETS, TRAVEL BAGS, TOTE BAGS, KNAPSACKS, DUFFEL BAGS, SCHOOL BAGS, HANDBAGS, GYM BAGS, AND BRIEFCASES International
 
                                   
GLORlA VANDERBILT Signature and Swan Design
UNITED STATES   T30124US33   2/15/1994   74/490,960   10/24/1995   1,929,150   REGISTERED     25  
    25 - men’s, women’s and children’s pants, jeans, jumpsuits, rompers, shorts, shirts, sweaters, sweatshirts, jogging suits, sportscoats, blazers, coats, vests, jackets, T-shirts, overalls, swimsuits, socks, sleepwear, robes, underwear, footwear, hats, scarves and gloves; women’s and girl’s blouses, skirts, dresses, hosiery, pantyhose, tights, stockings, leotards, underwear, briefs and tops, bras and panties
 
                                   
GO AK ANNE KLEIN and Design
UNITED STATES   131215   7/24/2003   78/278,362   2/1/2005   2,922,757   REGISTERED     25  
    25 - women’s footwear
 
                                   
GRANE
UNITED STATES   T30286US00   4/7/2005   78/603,853   9/25/2007   3,299,051   REGISTERED     25  
    25 - Clothing, namely, pants, skirts, [jackets] and shirts
 
                                   
GRANE and Design
UNITED STATES   T30286US01   8/12/2005   78/691,234   10/2/2007   3,303,844   REGISTERED     25  
    25 - Clothing, namely, pants, skirts, [jackets] and shirts
 
                                   
GV back pocket design
UNITED STATES   T30124US14   12/9/2000   76/126,193   5/21/2002   2,572,330   REGISTERED     25  
    25 - WOMEN’S AND CHILDREN’S PANTS, JEANS, SHORTS, SKIRTS AND OVERALLS
UNITED STATES   T30124US47   3/14/2007   77/131,070   3/25/2008   3,400,881   REGISTERED     25  
    25 - bottoms
 
                                   
Humming Bird Design (GRANE)
UNITED STATES   T30456US00   4/12/2007   77/155,058   12/25/2007   3,359,199   REGISTERED     25  
    25 - pants, skirts, jackets
 
                                   
INVISIBLE ESSENTIALS
UNITED STATES   T30463US00   9/27/2007   77/290,641   12/2/2008   3,541,348   REGISTERED     25  
    25 - underwear
 
                                   
JEANSTAR
UNITED STATES   T30200US00   1/22/2004   78/355,874   1/25/2005   2,920,862   REGISTERED     025  
    025 - Clothing, namely, dresses, skirts, pants, shorts, tops, shirts, blouses, jumpsuits and jackets
 
                                   
JEANSTAR (stylized)
UNITED STATES   T30200US01   1/22/2004   78/355,895   4/26/2005   2,943,778   REGISTERED     025  
    025 - Clothing, namely, dresses, skirts, pants, shorts, tops, shirts, blouses, jumpsuits and jackets

 


 

             
Owner Trademark Report by Mark
  Printed:   4/27/2009   Page 7
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JJ AND DESIGN
UNITED STATES   T30053US00   1/5/1993   74/345,662   11/16/1993   1,804,362   REGISTERED     14,18  
    14 - GOLD AND SILVER JEWELRY; GOLD AND SILVER ELECTROPLATED JEWELRY
    18 - LEATHER BELTS, LEATHER HANDBAGS, LEATHER PURSES.
 
                                   
JJ JUDITH JACK
UNITED STATES   T30050US00   3/5/1999   75/654,678   8/22/2000   2,378,930   REGISTERED     14  
    14 - JEWELRY
 
                                   
JNY
UNITED STATES   409   2/26/1990   74/033,134   4/28/1992   1,684,843   REGISTERED     25  
    25 - Women’s T-shirts, sweaters, shorts, shirts, jackets, pull-on pants blouses, vests.
UNITED STATES   485   8/1/1997   75,334,177   10/20/1998   2,197,813   REGISTERED     25  
    25 - Women’s outerwear, namely, coats, jackets and raincoats
UNITED STATES   498   9/17/1997   75,358,689   11/24/1998   2,205,492   REGISTERED     18  
    18 - LUGGAGE, HANDBAGS, PURSES, ATTACHÉ CASES, BRIEFCASES, BUSINESS AND CREDIT CARD CASES, PASSPORT CASES, WALLETS, SCHOOL BAGS, TOTE BAGS, ALL PURPOSE SPORT TOTE BAGS, DUFFEL BAGS, BEACH BAGS, TRAVEL BAGS, COSMETIC BAGS SOLD EMPTY, BRIEFCASE TYPE PORTFOLIOS, UMBRELLAS, KEY FOBS AND KEY CASES, IN INTERNATIONAL CLASS 18;
 
                                   
JNY JONES NEW YORK
UNITED STATES   934   11/28/2000   78,036,770   11/6/2001   2,504,772   REGISTERED     25  
    25 - suits, jackets, blazers, sportscoats, pants, slacks, dress slacks
JONES JEANS                                
UNITED STATES   316   6/7/1995   74/685,505   3/11/1997   2,044,843   REGISTERED     25  
    25 - Pants, [slacks, shirts, vests, jackets, skirts, dresses and shorts].
 
                                   
JONES NEW YORK
UNITED STATES   417   3/12/1992   74/254,881   1/5/1993   1,744,614   REGISTERED     25  
    25 - Women’s intimate apparel, namely bras, panties, leggings, body suits, unitards, camisoles & chemises
UNITED STATES   477   6/19/1986   73/604,940   8/18/1987   1,453,268   REGISTERED     25  
    25 - Clothing, namely men’s tailored suits and sportcoats
UNITED STATES   418   2/23/1994   74/493,787   8/1/1995   1,908,984   REGISTERED     42  
    42 - Retail clothing store services
UNITED STATES   479   12/31/1984   73/515,942   9/24/1985   1,362,051   REGISTERED     25  
    25 - Men’s constructed tailored sportcoats and men’s constructed tailored suits.
UNITED STATES   480   7/22/1985   73/549,488   7/1/1986   1,399,556   REGISTERED     25  
    25 - Women’s, junior misses and petites clothing namely, Jackets, slacks, suits, sweaters, vests, blouses, skirts and dresses
UNITED STATES   478   1/19/1970   72,348,952   8/15/1972   941,013   REGISTERED     25  
    25 - Men’s (boy’s), Junior Miss and women’s knitwear, namely, knitted and Woven sport shirts, tops, pullovers, jackets, slacks, shorts, (swim suits, sport suits, pajamas) Sweaters, Vests, (Night Shirts) and Junior Miss and Women’s lined and woven (Shells,) Blouses, Dresses, (Shifts and Robes)
UNITED STATES   416   12/18/1991   74,231,949   6/14/1994   1,839,782   REGISTERED     18  
    18 - Umbrellas
 
                                   
UNITED STATES   420   12/29/1993   74/475,151   2/7/1995   1,877,680   REGISTERED     25  
    25 - Women’s shoes sandals and boots.
UNITED STATES   413   2/26/1990   74/033,133   7/23/1991   1,651,879   REGISTERED     3  
    3 - Perfumes, cologne, and toilet water
UNITED STATES   414   8/27/1990   74/091,254   11/26/1991   1,665,702   REGISTERED     9  
    9 - prescription eyeglass frames


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 8
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JONES NEW YORK continued...                            
UNITED STATES   415   3/15/1991   74/148,202   9/8/1992   1,714,571   REGISTERED     18,25  
    18 - Handbags
    25 - Clothing, belts.
UNITED STATES   T00103US17   12/16/2004   78/533,816   11/21/2006   3,175,112   REGISTERED     25  
    25 - Cold weather accessories, namely caps, hats, scarves, mittens, gloves, and earmuffs
UNITED STATES   T00103US18   4/28/2005   78/618,624   3/17/2009   3,593,020   REGISTERED     14  
    14 - earrings, bracelets, necklaces, [pins], [pendants], [rings] [watches]
UNITED STATES   T00103US20   3/19/2007   77/134,607   10/30/2007   3,323,702   REGISTERED     9  
    9 - Sunglasses
 
                                   
JONES NEW YORK CLASSIC                            
UNITED STATES   588   10/27/1998   75,576,457   5/15/2001   2,451,516   REGISTERED     25  
    25 - suits only as of 8 & 15 affidavit
 
                                   
JONES NEW YORK COLLECTION                            
UNITED STATES   T30203US00   2/12/2004   78/366,986   8/2/2005   2,980,952   REGISTERED     25  
    25 - Clothing, namely, dresses, skirts, pants, shorts, tops, shirts, blouses, sweaters, tops, jumpsuits, jackets, vests and coats
 
                                   
JONES NEW YORK JEANS                            
UNITED STATES   T30452US00   3/7/2007   77/124,562   10/30/2007   3,323,662   REGISTERED     25  
    25 - Bottoms and dresses
 
                                   
JONES NEW YORK PLATINUM                            
UNITED STATES   T30267US00   1/19/2005   78/549,728   12/13/2005   3,029,174   REGISTERED     025  
    025 - Apparel, namely jackets, skirts, pants and dresses
 
                                   
JONES NEW YORK SIGNATURE                            
UNITED STATES   T30181US04   7/9/2003   78/272,140   7/20/2004   2,865,154   REGISTERED     25  
    25 - Clothing namely, skirts, suits, slacks, pants, shorts, skorts, blouses, shirts, blazers, dresses, dusters, cardigans, pullovers, jeans, vests, jackets, sweaters, camisoles, culottes, knit pants, knit tops, tank tops, t-shirts, polo shirts, denim jackets, and jumpsuits
 
                                   
JONES NEW YORK SPORT                            
UNITED STATES   T00113US02   9/26/2002   78/168,300   12/2/2003   2,788,818   REGISTERED     025  
    025 - CLOTHING, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, BLOUSES, DRESSES, COATS, SWEATERS, SCARVES, VESTS, JACKETS, JUMPSUITS, T-SHIRTS AND JEANS
JONES SPORT                                
UNITED STATES   T30320US00   1/26/2006   78/799,808   11/21/2006   3,174,175   REGISTERED     25  
    25 - Outerwear namely Coats; Apparel, namely, shorts, knit tops, sweaters, jackets, pants, woven shirts.
 
                                   
JONES STUDIO                            
UNITED STATES   T00117US01   9/26/2002   78/168,308   7/6/2004   2,861,401   REGISTERED     025  
    025 - CLOTHING, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, BLOUSES, DRESSES, COATS, SWEATERS, SCARVES, VESTS, JACKETS, JUMPSUITS, T-SHIRTS AND JEANS
 
                                   
JONES WEAR                            
UNITED STATES   423   7/26/1994   74/554,004   7/18/1995   1,905,736   REGISTERED     25  
    25 - Women’s blouses, suits, skirts, slacks, vests, jackets, shorts, dresses, undergarments, shirts, hosiery, scarves and sweaters
UNITED STATES   422   2/2/1989   73/778,414   4/17/1990   1,592,094   REGISTERED     25  
    25 - Women’s blouses
UNITED STATES   T00118US07   5/13/2005   78/629,306   8/21/2007   3,283,624   REGISTERED     9  
    9 - Non-prescription sunglasses, prescription sunglasses, non-prescription eyeglasses, prescription eyeglasses, reading glasses, clip-on eyeglass frames and eyeglass frames

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 9
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
JONES WEAR ESSENTIALS                            
UNITED STATES   T30451US00   3/6/2007   77/123,304   10/30/2007   3,323,654   REGISTERED     25  
    25 - tops bottoms jackets
 
                                   
JONES WEAR STUDIO                            
UNITED STATES   T30458US00   9/11/2007   77/276,262   5/20/2008   3,430,577   REGISTERED     25  
    25 - tops bottoms dresses, jackets coats
JUDITH JACK                                
UNITED STATES   T30044US00   9/16/1991   74/203,907   8/18/1992   1,708,038   REGISTERED     14  
    14 - JEWELRY
 
                                   
JUDITH JACK DECOR                            
UNITED STATES   T30228US00   6/17/2004   78/436,787   11/15/2005   3,016,350   REGISTERED     06  
    06 - Decorative boxes made of metal
UNITED STATES   T30228US01   6/17/2004   78/436,793   9/12/2006   3,143,100   REGISTERED     20  
    20 - Picture frames
UNITED STATES   T30228US02   6/17/2004   78/436,804   10/30/2007   3,325,694   REGISTERED     21  
    21 - Compacts sold empty; Candle holders
UNITED STATES   T30228US03   6/17/2004   78/436,812   10/14/2008   3,518,109   REGISTERED     28  
    28 - Christmas tree ornaments
UNITED STATES   T30228US04   6/17/2004   78/436,820   10/14/2008   3,518,110   REGISTERED     09  
    09 - Magnifying glasses
UNITED STATES   T30228US05   6/17/2004   78/436,826   11/22/2005   3,018,747   REGISTERED     16  
    16 - Letter openers, Desktop business card holders not made of leather
 
                                   
Junior face design                            
UNITED STATES   T30442US04   1/11/2007   77/081,076   5/6/2008   3,423,683   REGISTERED     14  
    14 - Watches
 
                                   
KASPER                            
UNITED STATES   115124   4/9/1979   73/210,805   7/28/1981   1,162,830   REGISTERED     25  
    25 - Wearing Apparel-Namely, Sweaters, Shirts, Blouses, T-Shirts, Pants, Jeans, Skirts, Shorts, Jackets, Coats, Suits, Raincoats, Capes, Ponchos, Shawls, Scarves, Evening Gowns, Evening Skirts and Tops, Daytime and Cocktail Dresses, Tennis Shorts, Tennis Shirts, Tennis Dresses, Fur Coats, Fur Trimmed Coats, Fur Lined Coats and Reversible Fur Coats Having Fur on One Side, Cloth on the Opposite Side and Wearable on Either Side
UNITED STATES   T30402US01   5/23/2007   77/188,383   2/19/2008   3,384,446   REGISTERED     35  
    35 - Retail apparel stores
UNITED STATES   T30402US03   4/16/2008   77/449,247   11/25/2008   3,536,755   REGISTERED     25  
    25 - Tops and Bottoms
 
                                   
L.E.I.                            
UNITED STATES   T30162US00   2/23/1999   75/648,417   3/7/2000   2,326,186   REGISTERED     25  
    25 - Apparel, namely, jeans, shirts, jackets, vests, pants, sweaters, jump-suits, shorts, skorts, overalls, shortalls, dresses, skirts, T-shirts, and sweatpants
UNITED STATES   12333   2/23/1999   75/64,6379   11/7/2000   2,402,788   REGISTERED     25  
    25 - Apparel tops, bottoms lingerie, footwear
UNITED STATES   T30162US02   5/17/1999   75/982,330   7/30/2002   2,602,044   REGISTERED     9,14  
    9 - eyewear
    14 - watches

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 10
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
L.E.I. Design                            
UNITED STATES   T30155US00   2/23/1999   75/646,585   10/24/2000   2,397,083   REGISTERED     25  
    25 - Apparel, namely, jeans, shirts, jackets, vests, pants, sweaters, jump-suits, shorts, skorts, overalls, shortalls, dresses, skirts, T-shirts, and sweatpants
UNITED STATES   T30155US01   2/23/1999   75/646,401   8/28/2001   2,483,062   REGISTERED     25  
    25 - Apparel tops bottoms lingerie, footwear
 
                                   
L.E.I. LIFE ENERGY INTELLIGENCE                            
UNITED STATES   T30310US00   10/31/2005   78/743,570   10/10/2006   3,153,788   REGISTERED     025  
    025 - Pants, jeans, skirts, jackets, vests, sweatpants, shorts, shirts, lingerie, sweaters, footwear
 
                                   
L.E.I. LIFE ENERGY INTELLIGENCE and Design                            
UNITED STATES   T30157US04   3/6/1998   751446,098   8/31/1999   2,273,883   REGISTERED     25  
    25 - APPAREL, NAMELY, JEANS, SHIRTS, JACKETS, VESTS, PANTS, SWEATPANTS, JUMPSUITS, SHORTS, SKORTS, OVERALLS, SHORTALLS, DRESSES, SKIRTS, TOPS, T-SHIRTS, SWEATERS, LINGERIE, UNDERWEAR AND FOOTWEAR
 
                                   
L.E.I. PREMIUM                            
UNITED STATES   T30238US00   9/27/2004   78/490,107   8/22/2006   3,134,091   REGISTERED     25  
    25 - Clothing, namely, pants, skirts and jackets
 
                                   
LE SUIT                            
UNITED STATES   118356   7/18/1997   75/327,046   9/22/1998   2,190,755   REGISTERED     25  
    25 - women’s clothing, namely, suits, dresses, skirts, blouses, shells, jackets, slacks, pants, sweaters, vests, scarves and shirts
 
                                   
LIFE ENERGY INTELLIGENCE                            
UNITED STATES   T30157US00   3/8/1999   751655,201   3/7/2000   2,326,247   REGISTERED     25  
    25 - Apparel, namely, jeans, shirts, jackets, vests, pants, sweaters, jump-suits, shorts, skorts, overalls, shortalls, dresses, skirts, T-shirts, and sweatpants
UNITED STATES   T30157US01   3/8/1999   75/656,110   10/24/2000   2,398,654   REGISTERED     25  
    25 - Clothing, namely, tops, bottoms, lingerie, and footwear
 
                                   
Lion Head Design                            
UNITED STATES   116335   1/19/1977   73/113,082   10/11/1977   1,074,925   REGISTERED     9  
    9 - sunglasses
UNITED STATES   116334   8/9/1974   73/029,040   7/29/1975   1,016,971   REGISTERED     25  
    25 - COATS, (SUITS, JACKETS, PANTS, SHIRTS, DRESSES, BLOUSES, SWEATERS AND BELTS)
UNITED STATES   116338   12/5/1975   73/071,001   8/17/1976   1,046,317   REGISTERED     14  
    14 - WATCHES
UNITED STATES   116333   3/11/1976   73/079,993   10/19/1976   1,050,741   REGISTERED     25  
    25 - shoes
UNITED STATES   116330   8/9/1974   73/029,039   7/29/1975   1,016,891   REGISTERED     18  
    18 - POCKETBOOKS
UNITED STATES   116299   11/6/1975   73/068,125   11/16/1976   1,052,859   REGISTERED     18  
    18 - LEATHER GOODS-NAMELY, COSMETIC CASES, CLUTCHES, PURSES, WALLETS, BILLFOLDS, CREDIT CARD CASES, CHECKBOOK HOLDERS, KEY CASES, POUCHES, TRAVEL KITS AND PASSPORT CASES
UNITED STATES   116331   8/9/1974   73/029,041   2/3/1976   1,032,219   REGISTERED     14  
    14 - JEWELRY MADE OF NON-PRECIOUS METAL

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 11
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
Lion’s Head Design                            
UNITED STATES   T30322US00   2/6/2006   78/807,930   3/17/2009   3,593,137   REGISTERED     25  
    25 - belts, scarves, hats, gloves, [swimwear], leg wear, [suits], jackets, pants, shirts, dresses, blouses, sweaters, outerwear
 
                                   
LISNER (Stylized)                            
UNITED STATES   T30021US00   6/11/1959   72/075,565   12/1/1959   0689,090   REGISTERED     14  
    14 - Jewelry, namely, necklaces, bracelets, earrings and brooches for personal wear or adornment, not including watches.
 
                                   
MAGGIE MCNAUGHTON                            
UNITED STATES   T30085US00   10/17/1991   74,212,908   7/6/1993   1,780,351   REGISTERED     25  
    25 - CLOTHING, INCLUDING Dresses, slacks, pants, tops, shirts, blouses, shorts, jeans, tops and coordinated sets thereof.
 
                                   
NAPIER                            
UNITED STATES   T30005US00   11/12/1947   71/540,854   2/15/1949   0,506,688   REGISTERED     14  
    14 - bracelets, brooches, necklaces, earrings (as of 2009 renewal)
 
                                   
NAPIER (Stylized)                            
UNITED STATES   T30007US00   1/12/1998   75/416,437   3/9/1999   2,230,536   REGISTERED     14  
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS MATERIALS.
 
                                   
NMCN                            
UNITED STATES   T30123US00   4/9/2002   78/120,388   11/4/2003   2,780,731   REGISTERED     25  
    25 - Women’s sportswear namely, sweaters, blouses, jackets, pants, skirts, vests and shorts.
 
                                   
NORTON MCNAUGHTON                            
UNITED STATES   T30094US00   10/17/1991   74,212,907   5/3/1994   1,833,865   REGISTERED     25  
    25 - Women’s sportswear namely, sweaters, blouses, jackets, pants, skirts, vests and shorts.
 
                                   
NORTON MCNAUGHTON ESSENTIALS                            
UNITED STATES   T30103US10   6/14/2000   76/070,279   1/17/2006   3,043,043   REGISTERED     25  
    25 - Ladies clothing, namely, t-shirts, dresses, vests, jackets, shirts, blouses, sweaters, pants, shorts, and skirts
 
                                   
NOW YOU’RE DRESSED                            
UNITED STATES   T30008US00   1/12/1998   75/416,436   11/9/1999   2,291,511   REGISTERED     14  
    14 - JEWELRY MADE OF PRECIOUS AND SEMI-PRECIOUS MATERIALS.
 
                                   
PRIVATE PARTY                            
UNITED STATES   T30103US13   3/8/1990   74/036,205   11/19/1991   1,665,094   REGISTERED     25  
    25 - clothing, namely, ladies knit tops
UNITED STATES   T30103US15   10/20/1989   73/832,580   5/8/1990   1,595,536   REGISTERED     25  
    25 - Dresses
 
                                   
REFLECTIONS BY JUDITH JACK                            
UNITED STATES   T30051US00   4/17/1989   73/793,734   12/26/1989   1,573,260   REGISTERED     14  
    14 - JEWELRY
 
                                   
RENA ROWAN                            
UNITED STATES   483   1/13/1984   73/460,825   3/19/1985   1,325,987   REGISTERED     25  
    25 - Clothing, namely blouses.
UNITED STATES   T00185US02   2/19/2002   78/109,729   1/7/2003   2,672,296   REGISTERED     025  
    025 - [Suits, Shirts] Dresses [Sweaters, Skirts, Pants, Shorts, Blouses, Jackets and Vests for women and misses]
 
                                   
RICHELIEU                            
UNITED STATES   T30005US03   2/6/1989   73/779,394   10/3/1989   1,558,953   REGISTERED     14  
    14 - COSTUME JEWELRY

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 12
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
RICHELIEU (Stylized)                            
UNITED STATES   T30028US00   9/18/1947   71/534,908   4/26/1949   0,508,978   REGISTERED     14  
    14 - MEN’S AND WOMEN’S JEWELRY 9NOT INCLUDING WATCHES), NAMELY, NECKLACES, BRACELETS, FINGER RINGS, ORNAMENTAL CLIPS, BROOCHES, EARRINGS AND COSTUME JEWELRY.
 
                                   
Swan Design                            
UNITED STATES   T30124US27   7/10/1989   73/811,815   3/13/1990   1,586,875   REGISTERED     25  
    25 - WOMEN’S AND GIRLS’ PANTS, TROUSERS, JEANS, SLACKS, JUMPSUITS, SHORTS, SHIRTS, SWEATERS, SWEATSHIRTS, SWEAT SHORTS, VESTS, JACKETS, BLAZERS, T-SHIRTS, OVERALLS, SWIMSUITS, BLOUSES, KNIT TOPS, SKIRTS, DRESSES, HOSIERY, PANTY HOSE, TIGHTS, STOCKINGS, UNDERWEAR BRIEFS AND TOPS, STRING BIKINIS, TANK TOPS, FUR HATS, FUR COATS, FUR JACKETS, FUR STOLES, FUR SCARVES, BRAS AND PANTIES, HATS, SOCKS, SCARVES, GLOVES AND FOOTWEAR
 
                                   
Swan Design (Floating)                            
UNITED STATES   T30256US01   10/20/2004   78/502,718   1/2/2007   3,194,988   REGISTERED     027  
    027 - Home furnishings, namely, bath rugs and accent rugs in Class 27
 
                                   
Swan Design (Licensed to L’Oreal)                            
UNITED STATES   T30124US49   2/6/1990   74/026,358   7/9/1991   1,649,898   REGISTERED     03  
    03 - Perfumes, Perfume Sprays, Toilet Water, Toilet Water Sprays, Body Lotions and Body Powders
 
                                   
Swan Design (line drawing) (Licensed to L’Oreal)                            
UNITED STATES   T30124US30   2/6/1990   74/026,358   7/9/1991   1,649,898   REGISTERED     03  
    03 - perfumes, perfume sprays, toilet water, toilet water sprays, body lotions and body powders
 
                                   
Swan Design Floating                            
UNITED STATES   T30124US24   8/9/1984   73/494,051   7/23/1985   1,350,752   REGISTERED     25  
    25 - WOMEN’S UNDERWEAR-NAMELY, BRIEFS, T-SHIRTS, TANK TOPS, STRING BIKINIS
UNITED STATES   T30124US25   11/29/1983   73/454,714   11/19/1985   1,371,374   REGISTERED     25  
    25 - SHIRTS, PANTS, TROUSERS, SKIRTS, SHORTS, JUMPSUITS, VESTS, SWEATERS, JACKETS, BLAZERS, HATS, SWEATSHIRTS, SWEAT SHORTS, AND DRESSES
UNITED STATES   T30124US29   10/5/1989   73/829,956   7/17/1990   1,606,340   REGISTERED     14  
    14 - WATCHES
 
                                   
Swan Design with flower                            
UNITED STATES   T30124US17   11/18/1978   73/192,508   5/26/1981   1,155,671   REGISTERED     25  
    25 - Women’s Apparel-Namely, T-Shirts, Blouses, Shirts, Jeans, Pants, Shorts, Skirts and Sweaters
 
                                   
THE EXECUTIVE SUITE                            
UNITED STATES   T30271US00   1/18/2005   78/549,080   12/27/2005   3,035,819   REGISTERED     035  
    035 - Retail clothing store services
 
                                   
TREZA                            
UNITED STATES   T30042US00   10/2/1964   72/203,204   9/28/1965   0,796,735   REGISTERED     14  
    14 - NECKLACES, BRACELETS AND EARRINGS.
 
                                   
TREZA (Stylized)                            
UNITED STATES   T30261US00   12/21/2004   78/536,066   1/24/2006   3,050,089   REGISTERED     035  
    035 - retail store services in the field of apparel, footwear, accessories, eyewear, hosiery, belts, bags, leather goods, watches and jewelry.
 
                                   
TREZA and Design                            
UNITED STATES   T30042US01   3/28/2006   78/847,663   1/23/2007   3,201,979   REGISTERED     25  
    25 - tops, pants and jackets
 
                                   
TREZA WOMAN                            
UNITED STATES   T30296US00   6/23/2005   78/657,214   8/15/2006   3,131,278   REGISTERED     35  
    35 - retail store services in the field of apparel, footwear, accessories, eyewear, hosiery, belts, bags, leather goods, watches and jewelry

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 13
                                     
COUNTRY     REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
TRUE FREEDOM                            
UNITED STATES   T30464US01   10/4/2007   77/296,126   12/2/2008   3,541,375   REGISTERED     25  
    25 - bottoms and tops
   
 
                               
VANDERBILT GLORIA VANDERBILT and Swan Design (Licensed to L’Oreal)                    
UNITED STATES   T30124US20   4/22/1982   73/360,963   4/23/1985   1,331,536   REGISTERED     03  
    03 - Perfumes, Perfume Sprays, Toilet Water, Toilet Water Sprays, Body Lotions and Body Powders
   
 
                               
VANDERBILT(Stylized) (Licensed to L’Oreal)                            
UNITED STATES   T30124US23   4/22/1982   73/360,964   5/7/1985   1,333,913   REGISTERED     3  
    3 - Perfumes, Perfume Sprays, Toilet Water, Toilet Water Sprays, Body Lotions and Body Powders
   
 
                               
WHITE MOUNTAIN COLLEGE                            
UNITED STATES   T30103US20   10/17/1988   73/758,102   5/23/1989   1,540,627   REGISTERED     25  
    25 - clothing, namely, ladies knit tops
   
 
          END OF REPORT           TOTAL ITEMS SELECTED =     185  

 


 

TRADEMARK REGISTRATIONS
UNITED STATES
Nine West Development Corporation
         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 1
Country: US
       
Status: REGISTERED
       
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
9 & CO.                            
UNITED STATES   3833/0071   7/18/1990   74/079,469   10/13/1992   1,724,670   REGISTERED     25  
    25 - Footwear
 
                                   
9 DEGREES NINE WEST                            
UNITED STATES   T30257US00   10/26/2004   78/506,022   12/12/2006   3,182,559   REGISTERED     25  
    25 - shoes and boots
 
                                   
9 NINE WEST                            
UNITED STATES   T30152US01   10/14/2002   78/174,136   10/21/2003   2,775,692   REGISTERED     25  
    25 - CLOTHING, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, SKORTS,BLOUSES, SHIRTS, BLAZERS, DRESSES, DUSTERS, SWEATERS, CARDIGANS, PULLOVERS, JEANS, VESTS, JACKETS, SWEATERS, CAMISOLES, CULOTTES, KNIT PANTS, KNIT TOPS; TANK TOPS, T-SHIRTS, POLO SHIRTS, DENIM JACKETS, TAILORED JACKETS, PANTS, SPORT COATS; DRESS SHIRTS NECKWEAR; ACTIVE WEAR, NAMELY, SWEATSHIRTS, SWEATPANTS, WARM-UP JACKETS, TENNIS AND RACQUET BALL OUTFITS, CREW SHIRTS AND BASEBALL JACKETS; JOGGING, RUNNING WARM-UP JACKETS, TENNIS SKIRTS; OUTERWEAR, NAMELY, OVERCOATS, CAPES, FURS, LEATHER COATS AND RAINWEAR; SCARVES, SHAWLS, HATS, GLOVES; SLEEPWEAR, NAMELY, PAJAMAS, NIGHTSHIRTS, NIGHTGOWNS AND ROBES; INTIMATE APPAREL; NAMELY, PANTIES, BRASSIERES, PETTICOATS, SLIPS, HALF-SLIPS, CHEMISES, TEDDIES, GARTER BELTS, GIRDLES, TANK TOPS, BOXERS, BRIEFS; HOSIERY, NAMELY PANTYHOSE, SOCKS, LEOTARDS TIGHTS AND LEGGINGS; SWIMWEAR; FOOTWEAR, NAMELY SHOES, BOOTS, SANDALS, SNEAKERS AND
UNITED STATES   T30152US03   10/14/2002   78/174,115   11/25/2003   2,786,445   REGISTERED     18  
    18 - Handbags, umbrellas and small leather goods
UNITED STATES   T30152US05   6/30/2003   78/268,501   12/28/2004   2,915,272   REGISTERED     14  
    14 - Jewelry and watches
UNITED STATES   T30152US07   8/25/2004   78/473,394   4/5/2005   2,938,312   REGISTERED     025  
    025 - belts
UNITED STATES   T30152US08   8/25/2004   78/473,412 '   4/19/2005   2,942,212   REGISTERED     009  
    009 - optical eyewear and sunglasses
 
                                   
9 NINE WEST ninewest.com and Design                            
UNITED STATES   T30152US02   10/14/2002   78/174,127   10/7/2003   2,771,726   REGISTERED     25  
    25 - CLOTHING, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, SKORTS,BLOUSES, SHIRTS, BLAZERS, DRESSES, DUSTERS, SWEATERS, CARDIGANS, PULLOVERS, JEANS, VESTS, JACKETS, SWEATERS, CAMISOLES, CULOTTES, KNIT PANTS, KNIT TOPS; TANK TOPS, T-SHIRTS, POLO SHIRTS, DENIM JACKETS, TAILORED JACKETS, PANTS, SPORT COATS; DRESS SHIRTS NECKWEAR; ACTIVE WEAR, NAMELY, SWEATSHIRTS, SWEATPANTS, WARM-UP JACKETS, TENNIS AND RACQUET BALL OUTFITS, CREW SHIRTS AND BASEBALL JACKETS; JOGGING, RUNNING WARM-UP JACKETS, TENNIS SKIRTS; OUTERWEAR, NAMELY, OVERCOATS, CAPES, FURS, LEATHER COATS AND RAINWEAR; SCARVES, SHAWLS, HATS, GLOVES; SLEEPWEAR, NAMELY, PAJAMAS, NIGHTSHIRTS, NIGHTGOWNS AND ROBES; INTIMATE APPAREL; NAMELY, PANTIES, BRASSIERES, PETTICOATS, SLIPS, HALF-SLIPS, CHEMISES, TEDDIES, GARTER BELTS, GIRDLES, TANK TOPS, BOXERS, BRIEFS; HOSIERY, NAMELY PANTYHOSE, SOCKS, LEOTARDS TIGHTS AND LEGGINGS; SWIMWEAR; FOOTWEAR, NAMELY SHOES, BOOTS, SANDALS, SNEAKERS AND
UNITED STATES   T30152US04   10/14/2002   78/174,086   12/23/2003   2,797,607   REGISTERED     18  
    18 - Handbags, umbrellas and small leather goods
 
                                   
9 WEST (Word Mark)                            
UNITED STATES   T20007US0   2/26/1979   73/204,922   9/22/1981   1,170,312   REGISTERED     25  
    25 - Shoes
 
                                   
ALL IN A DAY’S WORK                            
UNITED STATES   T30305US00   9/12/2005   78/710,748   8/14/2007   3,280,709   REGISTERED     18  
    18 - Briefcase-type portfolios; Briefcases; Luggage; Pocketbooks; Satchels; Shoulder bags; Tote bags
 
                                   
BANDOLINO (Stylized)                            
UNITED STATES   3833/0121   9/20/1985   73/559,256   4/22/1986   1,391,192   REGISTERED     42  
    42 - Retail shoe store services.

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 2
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
BANDOLINO (Word Mark)                            
UNITED STATES   3833/0120   4/29/1960   72/096,126   5/16/1961   715,486   REGISTERED     25  
    25 - Ladies shoes
UNITED STATES   T00012US02   12/11/2001   78/097,705   9/7/2004   2,882,859   REGISTERED     18  
    18 - Handbags and small leather goods, namely clutch purses, key cases, credit cards cases, cosmetic cases sold empty, wallets, business card cases and lipstick holders
UNITED STATES   T00012US04   6/7/2002   78/134,069   8/10/2004   2,872,569   REGISTERED     25  
    25 - CLOTHING, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, SKORTS,BLOUSES, SHIRTS, BLAZERS, DRESSES, DUSTERS, SWEATERS, CARDIGANS, PULLOVERS, JEANS, VESTS, JACKETS, SWEATERS, CAMISOLES, CULOTTES, KNIT PANTS, KNIT TOPS; TANK TOPS, T-SHIRTS, POLO SHIRTS, DENIM JACKETS
UNITED STATES   T00012US07   1/26/2007   77/092,303   9/18/2007   3,293,434   REGISTERED     35  
    35 - On-line retail store services featuring shoes and handbags; Retail apparel stores; Retail store services featuring shoes, handbags, purses and sunglasses.
 
                                   
BANDOLINOBLU                            
UNITED STATES   T30143US00   9/6/2002   78/161,451   9/25/2007   3,298,647   REGISTERED     025  
    025 - JACKETS SLACKS SKIRTS SHORTS DRESSES JEANS
 
                                   
BANISTER - EASY SPIRIT                            
UNITED STATES   T30190US00   10/20/2003   78/315,657   2/22/2005   2,927,864   REGISTERED     35  
    35 - Retail store services in the field of footwear and handbags
 
                                   
BANISTER SHOE STUDIO                            
UNITED STATES   3833/0004   1/16/1996   75/043,559   3/23/1999   2,234,574   REGISTERED     42  
    42 - STORE SERVICES FOR FOOTWEAR, SMALL LEATHER GOODS, HANDBAGS, HOSIERY, SUNGLASSES, AND BELTS.
UNITED STATES   3833/0005   1/13/1997   75/978,187   4/27/1999   2,242,173   REGISTERED     35  
    35 - RETAIL STORE SERVICES FOR FOOTWEAR, SMALL LEATHER GOODS, HANDBAGS, HOSIERY, SUNGLASSES, SOCKS, BELTS, SHOE CARE GOODS, SHOE AND BOOT BRUSHES.
 
                                   
BANISTER THE 40 BRAND OUTLET (Stylized)                            
UNITED STATES   3833/0124   12/5/1988   73/766,953   11/14/1989   1,566,503   REGISTERED     42  
    42 - Retail shoe store services.
 
                                   
BOUTIQUE 58                            
UNITED STATES   T30297US00   11/3/2005   78/746,336   11/13/2007   3,336,603   REGISTERED     25  
    25 - FOOTWEAR
UNITED STATES   T30297US01   9/23/2005   78/719,559   8/29/2006   3,135,811   REGISTERED     35  
    35 - Wholesale showroom services of footwear, handbags and small leather goods
 
                                   
BOUTIQUE 9                            
UNITED STATES   T30441US01   12/13/2006   77/063,427   10/28/2008   3,524,742   REGISTERED     25  
    25 - Footwear
 
                                   
CALICO                            
UNITED STATES   3833/0030   1/2/1990   74/015,879   8/28/1990   1,611,368   REGISTERED     25  
    25 - Shoes
 
                                   
CALIFORNIA COBBLERS                            
UNITED STATES   3833/0131   4/1/1980   73/256,431   8/4/1981   1,163,870   REGISTERED     25  
    25 - Footwear
 
                                   
CARLTON (Stylized)                            
UNITED STATES   715   12/29/1947   71,552,374   5/27/1952   559,203   REGISTERED     25  
    25 - Men’s, women’s and children’s shoes of leather and fabric

 


 

             
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 3
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
CIRCA (Stylized)                            
UNITED STATES   T30487US00   6/8/1981   73/313,595   7/20/1982   1,202,134   REGISTERED     25  
    25 - Belts
 
                                   
CIRCA COMFORT 365                            
UNITED STATES   T30232US07   6/11/2004   78/433,894   8/7/2007   3,276,238   REGISTERED     25  
    25 - Footwear
 
                                   
CLOUD 9                            
UNITED STATES   T20072US0   1/16/1997   75/226,596   12/23/2003   2,797,957   REGISTERED     25  
    25 - Footwear.
 
                                   
CLOUD 9 NINE WEST                            
UNITED STATES   717   8/11/1998   75,534,635   9/27/2005   2,999,410   REGISTERED     18  
    18 - Handbags
UNITED STATES   T00033US01   6/23/1998   75/507,290   9/27/2005   2,999,409   REGISTERED     25  
    25 - Footwear
 
                                   
COMFORT 2 (Stylized)                            
UNITED STATES   T30243US00   10/19/2004   78/502,056   12/13/2005   3,028,423   REGISTERED     025  
    025 - Footwear
 
                                   
Daisy Design                            
UNITED STATES   T30232US09   5/15/2002   76/411,089   3/4/2003   2,693,058   REGISTERED     025  
    025 - Footwear, namely, women’s and children’s shoes, sneakers, boots, sandals and slippers
 
                                   
DAVID AND JOAN                            
UNITED STATES   T30233US00   1/27/1988   73/707,863   10/11/1988   1,508,301   REGISTERED     025  
    025 - shoes
 
                                   
DJVERTENTE STUDIO (Stylized)                            
UNITED STATES   3833/0152   3/24/1989   73/788,879   3/6/1990   1,585,783   REGISTERED     25  
    25 - Footwear
 
                                   
E (Stylized)                            
UNITED STATES   927   9/25/1997   75/979,570   11/21/2000   2,407,374   REGISTERED .     25,35  
    25 - Footwear
    35 - Retail store services for footwear, shirts, jackets, t shirts, hosiery, socks. Handbags
 
                                   
E (Stylized) 2007                            
UNITED STATES   T00049US02   3/19/2007   77/134,569   10/2/2007   3,301,612   REGISTERED     35  
    35 - Online and retail store services for footwear, shirts, jackets, t shirts, hosiery, socks. Handbags
UNITED STATES   US136878   3/21/2007   77/136,787   10/2/2007   3,301,613   REGISTERED     25  
    25 - Footwear
 
                                   
E logo long tail                            
UNITED STATES   T30470US00   5/9/2008   77/470,335   11/18/2008   3,534,064   REGISTERED     25  
    25 - Footwear
UNITED STATES   T30470US01   5/9/2008   77/470,315   11/18/2008   3,534,063   REGISTERED     35  
    35 - Retail store services and computerized on-line retail store services featuring shoes, apparel, outerwear, belts, handbags, jewelry, sunglasses, accessories and legwear
 
                                   
EASY SPIRIT & CO.                            
UNITED STATES   3833/0044   4/28/1998   75/475,938   6/6/2000   2,355,981   REGISTERED     35  
    35 - Retail store services in the field of footwear and handbags,

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 4
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
EASY SPIRIT (Stylized)                            
UNITED STATES   3833/0040   7/26/1990   74/082,184   8/13/1991   1,653,988   REGISTERED     42  
    42 - Retail store services.
 
                                   
EASY SPIRIT (Stylized2) (Licensed in perpetuity to U.S. Shoe/Luxottica)                        
UNITED STATES   3833/0041   9/6/1991   74/201,053   7/14/1992   1,700,380   REGISTERED     9  
    9 - Eyeglasses and frames for spectacles.
 
                                   
EASY SPIRIT (Stylized3)                            
UNITED STATES   3833/0043   6/29/1998   75/510,108   5/30/2000   2,354,092   REGISTERED     25  
    25 - Footwear.
 
                                   
EASY SPIRIT (Stylized4)                            
UNITED STATES   3833/0156   3/2/1987   73/647,191   12/1/1987   1,467,448   REGISTERED     25  
    25 - Footwear.
 
                                   
EASY SPIRIT (Word Mark)                            
UNITED STATES   T00055US04   2/25/2002   78/110,808   12/9/2003   2,792,946   REGISTERED     025  
    025 - CLOTHING FOR WOMEN AND MISSES, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, BLOUSES, SHIRTS, DRESSES, COATS, SWEATERS, CARDIGANS, PULLOVERS, JEANS, VESTS, JACKETS, SCARVES AND SHAWLS
UNITED STATES   T00055US06   8/19/2002   78/155,451   8/5/2003   2,747,302   REGISTERED     025  
    025 - CLOTHING, NAMELY, SKIRTS, SUITS, SLACKS, SHORTS, SKORTS, BLOUSES, SHIRTS, BLAZERS, DRESSES, DUSTERS, SWEATERS, CARDIGANS, PULLOVERS, JEANS, VESTS, JACKETS, SWEATERS, CAMISOLES, CULOTTES, KNIT PANTS, KNIT TOPS; TANK TOPS, T-SHIRTS, POLO SHIRTS, DENIM JACKETS, TAILORED JACKETS, PANTS, SPORT COATS; ACTIVE WEAR, NAMELY, SWEATSHIRTS, SWEATPANTS, WARM-UP JACKETS, TENNIS SKIRTS; OUTERWEAR, NAMELY, OVERCOATS, CAPES, FURS, LEATHER COATS AND RAINWEAR; SCARVES, SHAWLS, HATS, and GLOVES
UNITED STATES   3833/0042   8/28/1996   75/157,085   5/13/1997   2,061,593   REGISTERED     18,25,42  
    18 - Handbags
    25 - Footwear
    42 - Retail store services for footwear and handbags.
UNITED STATES   3833/0322   7/21/1999   75/756,499   4/4/2000   2,338,848   REGISTERED     18  
    18 - SMALL LEATHER GOODS, NAMELY CLUTCH PURSES, KEY CASES, CREDIT CARD CASES, CHANGE PURSES, AND WALLETS.
 
                                   
EASY SPIRIT ANTI-GRAVITY                            
UNITED STATES   3833/0045   1/16/1997   75/226,595   9/7/1999   2,276,352   REGISTERED     25  
    25 - Footwear
 
                                   
EASY SPIRIT COMFORT 2 (stylized)                            
UNITED STATES   T30198US00   12/19/2003   78/343,733   10/18/2005   3,007,314   REGISTERED     025  
    025 - FOOTWEAR
 
                                   
EASY SPIRIT SLIPPERS                            
UNITED STATES   3833/0047   11/5/1997   75/385,095   8/10/1999   2,269,779   REGISTERED     25  
    25 - Slippers
 
                                   
EASY WEATHER                            
UNITED STATES   T30273US00   1/25/2005   78/553,302   5/9/2006   3,091,586   REGISTERED     025  
    025 - Footwear, namely, shoes and boots.
 
                                   
ENZO                            
UNITED STATES   3833/0049   12/17/1997   75/407,068   5/15/2001   2,451,270   REGISTERED     18  
    18 - HANDBAGS, PURSES, AND SMALL LEATHER GOODS, NAMELY, CLUTCH PURSES, KEY CASES, CREDIT CARD CASES, COSMETIC CASES SOLD EMPTY, CHANGE PURSES, WALLETS, BUSINESS CARD CASES, PASSPORT CASES, AGENDA CASES AND LIPSTICK HOLDERS

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 5
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
ENZO ANGIOLINI (Word Mark)                            
UNITED STATES   922   7/25/2000   76/095,874   12/23/2003   2,798,225   REGISTERED     14  
    14 - Jewelry and Watches
UNITED STATES   T30224US01   1/15/2003   78/203,392   12/16/2003   2,794,901   REGISTERED     25  
    25 - Outerwear namely coats, jackets and raincoats
UNITED STATES   3833/0010   3/21/1996   75/076,479   6/13/2000   2,357,862   REGISTERED     09  
    09 - sunglasses and eyeglass cases
UNITED STATES   3833/0011   11/1/1995   75/977,167   12/22/1998   2,213,513   REGISTERED     9  
    9 - SUNGLASSES
UNITED STATES   3833/0050   2/5/1985   73/520,872   8/27/1985   1,356,882   REGISTERED     25  
    25 - Shoes
UNITED STATES   3833/0051   2/8/1993   74/356,872   9/6/1994   1,852,811   REGISTERED     18,42  
    18 - Purses and handbags.
    42 - Retail store services for purses, handbags and footwear.
UNITED STATES   3833/0291   1/27/1999   75/628,746       2,309,300   REGISTERED     35  
    35 - Retail store services in the fields of footwear, jewelry, hair accessories, apparel, leather goods, scarves and shoe care.
 
                                   
FRONT ROW (stylized)                            
UNITED STATES   776   3/13/1967   72/266,607   9/19/1967   835,525   REGISTERED     25  
    25 - Shoes
 
                                   
FYIO FLATTER YOURSELF INSIDE AND OUT                            
UNITED STATES   T30461US00   5/10/2007   77/177,488   9/2/2008   3,496,673   REGISTERED     25  
    25 - pants
 
                                   
GAROLINI                            
UNITED STATES   3833/0220   1/28/1980   73/247,941   12/15/1981   1,182,240   REGISTERED     25  
    25 - Women’s shoes.
 
                                   
GAROLINI (Stylized)                            
UNITED STATES   3833/0219   1/6/1983   73/409,480   2/7/1984   1,266,417   REGISTERED     25  
    25 - Footwear
 
                                   
GET TOTALLY ORGANIZED                            
UNITED STATES   T30172US00   4/16/2003   78/238,345   3/30/2004   2,828,026   REGISTERED     018  
    018 - handbags, shoulder bags, totes, purses and small leather/other fabrications goods namely, wallets; key cases, credit card cases, cosmetic cases sold empty, change purses and business card cases
 
                                   
HOT 9                            
UNITED STATES   T30128US05   5/16/2002   78/129,259   12/23/2003   2,799,254   REGISTERED     025  
    025 - dresses, slacks, blouses, knit tops, jeans, shorts, shirts, skirts, suits, coats, jackets, outerwear, scarves, hats, gloves, socks, hosiery, tights and belts
UNITED STATES   T30128US09   5/7/2004   78/414,790   4/19/2005   2,942,197   REGISTERED     35  
    35 - providing consumer information regarding trends in women’s fashion footwear, apparel and accessories via global computer network
 
                                   
HOT FOR SHOES                            
UNITED STATES   T30263US01   1/5/2005   78/542,476   6/27/2006   3,110,503   REGISTERED     035  
    035 - retail store services and computerized on-line retail store and website services featuring shoes, apparel, outerwear, belts, handbags, jewelry, sunglasses, accessories and legwear
 
                                   
HOT90NLINE                            
UNITED STATES   T30223US00   5/7/2004   78/414,719   4/5/2005   2,938,308   REGISTERED     18  
    18 - handbags, totes, purses, BRIEFCASE TYPE-PORTFOLIOS, backpacks; Small leather goods, namely, wallets, credit card cases, business card cases, cosmetic cases sold empty a

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 6
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
J JOYCE and Design                        
UNITED STATES   3833/0056   8/14/1997   75/341,104   11/17/1998   2,203,831   REGISTERED     25  
    25 - Footwear
 
                                   
JD (Stylized)                        
UNITED STATES   T30239US00   4/10/1989   73/792,148   11/21/1989   1,567,298   REGISTERED     25  
    25 - Footwear
 
                                   
JOAN & DAVID                        
UNITED STATES   T30233US01   1/29/1991   74/134,599   6/30/1992   1,697,635   REGISTERED     042,018  
    042- retail store services both featuring clothing including footwear, leather goods and accessories
    018 - leather goods; namely, ladies’ handbags, luggage, wallets, key containers, umbrellas
UNITED STATES   T30233US04   12/8/2003   78/337,742   5/31/2005   2,957,089   REGISTERED     025  
    025 - shoes
UNITED STATES   T30233US11   8/23/2004   78/471,989   11/1/2005   3,011,194   REGISTERED     025  
    025 - Footwear
 
                                   
JOAN AND DAVID                        
UNITED STATES   T30233US09   1/14/1981   73/292,979   1/3/1984   1,263,011   REGISTERED     025,018  
    025 - Scarves, belts and women’s clothing-namely, gloves, sweaters, slacks, coats, jackets, skirts, dresses, suits
    018 - Handbags, namely, ladies’ handbags, and small leather articles, namely, wallets, key containers, umbrellas
 
                                   
JOAN AND DAVID TOO                        
UNITED STATES   T30233US08   1/27/1988   73/707,878   10/11/1988   1,508,302   REGISTERED     025  
    025 - shoes
 
                                   
JOAN HELPERN                        
UNITED STATES   T30241US00   10/3/1983   73/446,438   3/19/1985   1,325,974   REGISTERED     25  
    25 - Ladies Shoes
 
                                   
JOYCE                        
UNITED STATES   T20200US00   2/12/2008   77/394,515   8/19/2008   3,488,518   REGISTERED     25  
    25 - Footwear
JUST LIBBY                                
UNITED STATES   T30232US20   6/29/1992   74/802,109   5/30/1995   1,897,026   REGISTERED     25  
    25 - Footwear
 
                                   
K9 BY NINE WEST                        
UNITED STATES   T30425US00   7/12/2006   78/927,989   5/22/2007   3.244,683   REGISTERED     018  
    018 - Leashes, collars and clothing for dogs and carriers for dogs
 
                                   
LIBBY                        
UNITED STATES   T30232US14   1/22/1993   74/351,237   9/14/1993   1,792,712   REGISTERED     25  
    25 - footwear
 
                                   
LIL MISS MOOTSIES                        
UNITED STATES   T30232US03   5/31/1989   73/803,694   1/9/1990   1,576,519   REGISTERED     025  
    025 - Footwear, namely, women’s and children’s shoes, sneakers, boots, sandals and slippers
 
                                   
MILLION WISHES                        
UNITED STATES   T30298US01   7/8/2005   78/666,350   11/6/2007   3,331,226   REGISTERED     14  
    14 - Jewelry and [Watches]

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 7
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
MILLION WISHES continued...        
UNITED STATES   T30298US02   7/8/2005   78/666,385   11/6/2007   3,331,227   REGISTERED     18  
    18 - HANDBAGS, PURSES, AND SMALL LEATHER GOODS, NAMELY, CLUTCH PURSES, [KEY CASES], [CREDIT CARD CASES], COSMETIC CASES SOLD EMPTY, CHANGE PURSES,[ WALLETS], [BUSINESS CARD CASES], [PASSPORT CASES], [AGENDA CASES] AND [LIPSTICK HOLDERS]
UNITED STATES   T30298US03   7/8/2005   78/666,392   10/23/2007   3,320,238   REGISTERED     25  
    25 - SCARVES
 
                                   
MOOTSIES                                
UNITED STATES   T30232US00   7/8/1987   73/670,883   2/23/1988   1,477,841   REGISTERED     25  
    25 - Footwear
 
                                   
MOOTSIES KIDS                        
UNITED STATES   T30232US04   5/21/1992   74/277,557   2/2/1993   1,750,221   REGISTERED     025  
    025 - Footwear, namely, women’s and children’s shoes, sneakers, boots, sandals and slippers
 
                                   
MOOTSIES SPORT & Design                
UNITED STATES   T30450US00   3/6/2007   77/123,062   7/1/2008   3,458,963   REGISTERED     25  
    25 - Footwear
 
                                   
MOOTSIES TOOTSIES                        
UNITED STATES   T30232US02   5/31/1989   73/803,670   2/27/1990   1,584,784   REGISTERED     025  
    025 - Footwear, namely, women’s and children’s shoes, sneakers, boots, sandals and slippers
 
                                   
MOOTSIES TOOTSIES KIDS                
UNITED STATES   T30232US10   5/15/2002   76/411,088   2/11/2003   2,686,452   REGISTERED     025  
    025 - Footwear, namely, women’s and children’s shoes, sneakers, boots, sandals and slippers
 
                                   
MOOTSIES TOOTSIES KIDS Daisy Design                
UNITED STATES   T30232US15   5/15/2002   76/411,087   2/11/2003   2,686,451   REGISTERED     25  
    25 - Footwear, namely, women’s and children’s shoes, sneakers, boots, sandals and slippers
 
                                   
NINE LOVES                                
UNITED STATES   T30468US01   4/14/2008   77/447,168   4/21/2009   3,610,071   REGISTERED     35  
    35 - Customer loyalty services and customer club services, for commercial, promotional and/or advertising purposes
 
                                   
NINE & CO.                                
UNITED STATES   T00145US08   5/15/2001   78/063,564   9/10/2002   2,619,058   REGISTERED     25  
    25 - FOOTWEAR
UNITED STATES   T00145US12   5/16/2001   78/063,827   9/24/2002   2,626,723   REGISTERED     14  
    14 - jewelry
 
                                   
NINE & COMPANY                        
UNITED STATES   943   2/13/2001   78/048,042   1/14/2003   2,675,669   REGISTERED     25  
    25 - wearing apparel for women namely, leather, knit and woven dresses, coats, suits, jackets, blouses, shirts, sweaters, t-shirts, tank-tops, camisoles, cardigans, pullovers, vests, pants, shorts, jeans, skirts, scarves and hats
UNITED STATES   T00145US01   5/14/2001   78/063,407   9/2/2003   2,760,248   REGISTERED     18  
    18 - handbags, pocketbooks, shoulder bags, evening bags, straps for handbags, cosmetic bags sold empty, toiletry cases sold empty, grooming cases sold empty, vanity cases sold empty, wallets, billfolds, credit card cases, business card cases, leather key fobs, key cases, passport cases, coin purses, clutch purses clutch bags, general purpose purses, leather and non-leather draw string pouches to be used as handbags, book bags, belt bags, leather and textile shopping bags sold empty, tote bags, saddle bags, travel bags, roll bags, sling bags, overnight bags, overnight cases, shoe bags, for travel, weekender bags, duffel bags, suit bags, garment bags for travel, gym bags, beach bags, carry-on bags, tie cases, waist packs, fanny packs, backpacks, knapsacks, diaper bags, attache cases, briefcases, document cases, briefcase type portfolios, satchels, suitcases, luggage straps for luggage, luggage tags, trucks, umbrellas, beach umbrellas, umbrella cases, sportsmen’s hunting bags
UNITED STATES   T00145US04   10/31/2001   78/091,015   8/5/2003   2,748,784   REGISTERED     09  
    09 - Sunglasses, non-prescription eyeglasses, reading glasses, clip-on frames and eye glass frames.
UNITED STATES   T00145US05   10/31/2001   78/091,017   9/16/2003   2,765,670   REGISTERED     25  
    25 - Belts; Legwear, namely hosiery, tights and socks; Gloves, mittens, scarves and hats.

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 8
                                             
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS           CLASSES  
NINE & COMPANY continued...                        
UNITED STATES   T00145US09   4/3/2002   78/119,148   6/17/2003   2,728,246   REGISTERED             25  
    25 - Sleepwear and robes        
UNITED STATES   T00145US10   4/3/2002   78/119,143   7/29/2003   2,745,259   REGISTERED             25  
    25 - Swimwear        
UNITED STATES   T00145US11   4/3/2002   78/119,153   11/29/2005   3,021,623   REGISTERED             24  
    24 - Bed Sheets, Pillow Cases, Pillow Shams, Blankets, Duvet Covers, Comforters, Dust Ruffles, Bed Spreads, Unfitted Fabric Furniture Slipcovers; Table Covers; Bath Mats and Towels; Curtains and Draperies        
UNITED STATES   T00145US14   9/19/2002   78/165,723   9/5/2006   3,139,721   REGISTERED             021  
    021 - toilet utensils, namely cups, toothbrush holders, facial tissue holders and toilet tissue holders.        
UNITED STATES   T00145US15   3/5/2004   78/379,231   4/5/2005   2,938,076   REGISTERED             14  
    14 - WATCHES        
 
                                           
NINE 9 WEST                        
UNITED STATES   T30152US00   10/14/2002   78/174,154   12/16/2003   2,794,769   REGISTERED             14  
    14 - Jewelry and watches        
UNITED STATES   T30152US06   8/25/2004   78/473,440   4/5/2005   2,938,313   REGISTERED             025  
    025 - Clothing, namely, pants, skirts, dresses, jackets, coats, shirts, blouses, vests, shorts and sweaters        
 
                                           
NINE WEST                                
UNITED STATES   3833/0014   3/21/1996   75/076,480   5/18/1999   2,246,350   REGISTERED             9  
    9 - Sunglasses, non-prescription reading glasses, clip-on sunglasses, eyeglass cases, eyeglass cords and sunglass cords.        
UNITED STATES   3833/0015 /US   12/2/1996   75/206,142   10/20/1998   2,198,938   REGISTERED’             14  
    14 - Jewelry        
UNITED STATES   3833/0203   8/12/1998   75/535,075   2/22/2000   2,322,474   REGISTERED             14  
    14 - WATCHES.        
UNITED STATES   3833/0302   12/28/1998   75/612,495   5/21/2002   2,571,795   REGISTERED             01,03,21  
    01 - Waterproofing chemical compounds for articles of leather.        
    03 - Cleaning solvents, lotions and cream for footwear, and shoes and boot polish.        
    21 - Shoe brushes and polishing cloths for applying solvents to be used as a scuff remover.        
 
                                           
NINE WEST Logo                            
UNITED STATES   3833/0067   2/5/1993   74/355,985   4/5/1994   1,829,417   REGISTERED             18,42  
    18 - Handbags and purses.        
    42 - Retail store services for footwear, purses and handbags.        
 
                                           
NINE WEST (Word Mark)                        
UNITED STATES   915   3/8/2000   75,938,942   12/11/2001   2,518,612   REGISTERED             25  
    25 - WEARING APPAREL FOR WOMEN NAMELY, LEATHER, KNIT AND WOVEN DRESSES, COATS, SUITS, JACKETS, BLOUSES, SHIRTS, SWEATERS, T-SHIRTS, TANK-TOPS, CAMISOLES, CARDIGANS, PULLOVERS, VESTS, PANTS, SHORTS, JEANS, SKIRTS, SCARVES AND HATS        
UNITED STATES   3833/0201   8/25/1998   75/542,257   8/24/1999   2,272,307   REGISTERED             25  
    25 - Clothing, namely - jackets, leather coats and rainwear.        
UNITED STATES   3833/0063   2/7/1992   74/245,243   6/8/1993   1,775,652   REGISTERED             18,25,42  
    18 - Handbags        
    25 - Shoes        
    42 - Retail store services for handbags and shoes.        
UNITED STATES   3833/0064   11/1/1995   75/013,127   1/27/1998   2,133,086   REGISTERED             25,09  
    25 - Hosiery        
    09 - Sunglasses        

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 9
                                     
COUNTRY     REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
NINE WEST HOT 9                
UNITED STATES   T30128US01   5/16/2002   78/129,302   10/14/2003   2,774,159   REGISTERED     025  
    025 - dresses, slacks, blouses, knit tops, jeans, shorts, shirts, skirts, suits, coats, jackets, outerwear, scarves, hats, gloves, socks, hosiery, tights and belts
   
 
                               
NINE WEST Logo                
UNITED STATES   3833/0066   4/2/1991   74/153,779   5/5/1992   1,685,412   REGISTERED     25  
   
25 - Shoes
                               
   
 
                               
NINE WEST STUDIO                
UNITED STATES   T30115US00   1/24/2002   78/104,621   6/22/2004   2,856,725   REGISTERED     25  
    25 - FOOTWEAR
UNITED STATES   T30115US01   5/13/2004   78/418,331   8/9/2005   2,984,262   REGISTERED     18  
    18 - HANDBAGS, PURSES, TOTE BAGS; SMALL LEATHER GOODS, NAMELY CLUTCH PURSES, LEATHER KEY CASES, CREDIT CARD CASES, COSMETIC CASES SOLD EMPTY, CHANGE PURSES,WALLETS, BUSINESS CARD CASES and PASSPORT CASES
   
 
                               
NINEWEST.COM                
UNITED STATES   3833/0306   1/22/1999   75/625,945   10/17/2000   2,394,900   REGISTERED     35  
    35 - Computerized on-line retail store services featuring shoes, outerwear, belts, handbags, jewelry, sunglasses and legwear.
   
 
                               
PANINARI BY MOOTSIES TOOTSIES                
UNITED STATES   T30232US01   3/18/1988   73/717,446   5/9/1989   1,538,233   REGISTERED     025  
    025 - Footwear, namely, women’s and children’s shoes, sneakers, boots, sandals and slippers
   
 
                               
PAPPAGALLO (Large parrot Design)                
UNITED STATES   T30231US00   8/6/2004   78/463,321   7/26/2005   2,980,017   REGISTERED     25  
    25 - Clothing, namely Skirts, Suits, Slacks, Shorts, Blouses, Tops, Dresses, Jackets
   
 
                               
PAPPAGALLO (Stylized)                
UNITED STATES   846   6/14/1968   72,300,408   3/4/1969   865,820   REGISTERED     25  
    25 - Ladies, ready-to-wear- namely, belts, fur coats, panty hose, scarves, smocks, and shoes.
UNITED STATES   842   5/29/1957   72,031,022   5/19/1959   678,919   REGISTERED     25  
   
25 - Women’s shoes
   
 
                               
PAPPAGALLO (Word Mark)                
UNITED STATES   3833/0332   10/28/1999   75/834,063   12/6/2005   3,023,949   REGISTERED     25  
    25 - Clothing, namely, rain wear, jackets, coats, vests, belts, socks, hosiery, blouses, skirts, shirts, pants, sweaters, t-shirts, shorts, sweatshirts, sweat pants, leggings, dresses, suits, hats, scarves and gloves.
   
 
                               
PAPPAGALLO PRINCESS                
UNITED STATES   T30253US00   1/26/2007   77/092,012   9/18/2007   3,293,433   REGISTERED     25  
    25 - Bottoms; Tops
   
 
                               
RED CROSS                
UNITED STATES   3833/0298   10/25/1973   73,004,592   10/15/1974   995,647   REGISTERED     25  
    25 - Ladies’ shoes.
   
 
                               
SAM & LIBBY                
UNITED STATES   T30232US19   8/6/1990   74/801,051   5/18/1993   1,772,454   REGISTERED     25  
    25 - Clothing; namely, T-shirts, sweat shirts, jackets, hats, caps, footwear, shirts, belts, shoes, tennis shoes, boots, sandals, and rainwear
UNITED STATES   T30232US21   9/14/1992   74/313,859   6/22/1993   1,778,203   REGISTERED     35  
    35 - Retail store services

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 10
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SAM & LIBBY & Design                            
UNITED STATES   T30232US12   10/3/1983   74/085,089   6/4/1991   1,646,905   REGISTERED     25  
    25 - Footwear
UNITED STATES   T30232US18   8/6/1990   74/801,172   8/3/1993   1,786,205   REGISTERED     25  
    25 - Clothing; namely, t-shirts, sweatshirts, jackets, hats, caps, footwear, shirts, belts, shoes, tennis shoes, boots, sandals
 
                                   
SAM & LIBBY and HEART DESIGN                            
UNITED STATES   T30438US00   4/9/2007   77/151,577   12/25/2007   3,358,982   REGISTERED     25  
    25 - Footwear
 
                                   
SELBY                            
UNITED STATES   865   7/21/1941   71,445,534   1/13/1942   392,773   REGISTERED     25  
    25 - Shoes made from leather, fabric, rubber, or combinations of these materials
 
                                   
SELBY COMFORT FLEX                            
UNITED STATES   T15971US01   3/31/2005   78/598,922   4/4/2006   3,076,418   REGISTERED     25  
    25 - Footwear
 
                                   
SELBY FIFTH AVENUE stylized                            
UNITED STATES   868   5/9/1958   72,051,384   4/28/1959   677,769   REGISTERED     25  
    25 - Women’s shoes made from leather, fabric, rubber, or combinations of these
 
                                   
SELBY SHOES (Stylized)                            
UNITED STATES   871   7/21/1941   71,445,535   1/13/1942   392,774   REGISTERED     25  
    25 - Shoes made from leather, fabric, rubber, or combinations of these materials
SHOE WOO                            
UNITED STATES   T30467US00   2/28/2008   77/408,269   12/2/2008   3,541,640   REGISTERED     25  
    25 - Footwear
UNITED STATES   T30467US01   2/29/2008   77/409,816   12/2/2008   3,541,642   REGISTERED     35  
    35 - Retail Footwear, Handbags, Small leather goods, Sunglasses, Hosiery stores
 
                                   
SHOE WOO Stylized                            
UNITED STATES   T30467US02   6/6/2008   77/492,507   2/10/2009   3,573,872   REGISTERED     25  
    25 - Footwear
UNITED STATES   T30467US03   6/6/2008   77/492,500   2/10/2009   3,573,871   REGISTERED     35  
    35 - Retail Footwear, Handbags, Small leather goods, Sunglasses, Hosiery stores
 
                                   
SPA EASY SPIRIT (Stylized)                            
UNITED STATES   3833/0089   8/12/1996   75/148,678   5/13/1997   2,061,568   REGISTERED     25  
    25 - Footwear
 
                                   
SPIRIT LEVEL 1                            
UNITED STATES   T30226US00   5/27/2004   78/426,004   8/9/2005   2,983,255   REGISTERED     25  
    25 - Footwear
UNITED STATES   T30226US03   5/27/2004   78/426,323   7/19/2005   29,70,522   REGISTERED     35  
    35 - Providing consumer product information via the internet and on-line retail store services
UNITED STATES   T30226US12   6/7/2004   78/431,031   8/9/2005   2,983,306   REGISTERED     25  
    25 - socks
UNITED STATES   T30226US17   6/16/2004   78/436,124   7/19/2005   2,970,636   REGISTERED     35  
    35 - Retail Store Services

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 11
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
SPIRIT LEVEL 2                            
UNITED STATES   T30226US01   5/27/2004   78/426,036   8/16/2005   2,985,352   REGISTERED     25  
    25 - Footwear
UNITED STATES   T30226US04   5/27/2004   78/426,329   7/26/2005   2,976,126   REGISTERED     35  
    35 - Providing consumer product information via the internet and on-line retail store services
UNITED STATES   T30226US13   6/7/2004   78/431,039   8/9/2005   2,983,307   REGISTERED     25  
    25 - socks
UNITED STATES   T30226US18   6/16/2004   78/436,130   7/19/2005   2,970,637   REGISTERED     35  
    35 - Retail Store Services
 
                                   
SPIRIT LEVEL 3                            
UNITED STATES   T30226US02   5/27/2004   78/426,069   8/16/2005   2,985,354   REGISTERED     25  
    25 - Footwear
UNITED STATES   T30226US05   5/27/2004   78/426,339   7/19/2005   2,970,523   REGISTERED     35  
    35 - Providing consumer product information via the internet and on-line retail store services
UNITED STATES   T30226US14   6/7/2004   78/431,044   8/9/2005   2,983,308   REGISTERED     25  
    25 - socks
UNITED STATES   T30226US19   6/16/2004   78/436,140   7/19/2005   2,970,638   REGISTERED     35  
    35 - Retail Store Services
 
                                   
STUDIO 9 (Stylized)                            
UNITED STATES   T30302US00   8/2/2005   78/683,847   7/24/2007   3,269,747   REGISTERED     25  
    25 - Footwear
 
                                   
STUDIO 9 (Word Mark)                            
UNITED STATES   T30315US00   9/22/2003   76/557,011   2/21/2006   3,060,702   REGISTERED     25  
    25 - Clothing, namely, shirts, tops, tank tops, blouses, skirts, dresses
 
                                   
STUDIO NINE                            
UNITED STATES   T30319US00   9/22/2003   76/557,010   2/21/2006   3,060,701   REGISTERED     025  
    025 - Clothing, namely, shirts, tops, tank tops, blouses, skirts, dresses
 
                                   
TRUE SPIRIT BY EASY SPIRIT                            
UNITED STATES   T30117US03   1/24/2002   78/104,634   8/5/2003   2,748,857   REGISTERED     025  
    025 - Footwear
 
                                   
WESTIES                            
UNITED STATES   3833/0095   12/9/1983   73/456,272   11/20/1984   1,306,136   REGISTERED     25  
    25 - Shoes
UNITED STATES   T15982US01   4/24/2002   78/123,671   3/4/2003   2,693,491   REGISTERED     035  
    035 - Retail store services for shoes, belts and handbags
 
                                   
WESTIES (NEW DESIGN & LOGO)                            
UNITED STATES   3833/0096   4/12/1994   74 /,511,720   5/7/1996   1,973,317   REGISTERED     25,42  
    25 - C1.25: Footwear [and belts].
    C1.42: Retail store services featuring footwear, belts and handbags.
    42 - Retail store services featuring footwear, belts and handbags.
 
                                   
WHAT’S YOUR SPIRIT LEVEL?                            
UNITED STATES   T30226US07   5/27/2004   78/426,349   7/19/2005   2,970,524   REGISTERED     35  
    35 - Providing consumer product information via the internet and on-line retail store services
UNITED STATES   T30226US16   6/16/2004   78/436,106   7/19/2005   2,970,635   REGISTERED     35  
    35 - Retail Store Services

 


 

         
Owner Trademark Report by Mark
  Printed: 4/27/2009   Page 12
                                     
COUNTRY   REFERENCE#   FILED   APPL#   REGDT   REG#   STATUS   CLASSES  
 
            END OF REPORT   TOTAL ITEMS SELECTED =     163  

 


 

TRADEMARK APPLICATIONS
Foreign
Jones Apparel Group, Inc.
                                     
CANADA                            
T30313CA00   GLO JEANS and Design   12/16/2005   1283209           ALLOWED     25  
    25 - Jeans, pants, capris, shorts, scooters, jackets and knitwear
 
                                   
            END OF REPORT       TOTAL ITEMS SELECTED =     1  

 


 

COPYRIGHTS
                             
 
  Name of Grantor     Copyright     Registration Date     Registration Number     Country  
 
NWD
    “Signature Pattern” fabric design     9/7/2007     VA0001626000     U.S.  
 
Jones Investment Co., Inc.
    “Lion mane design”     5/22/2007     VA 1-415-331     U.S.  
 
JICO
    MB-1168X           VA 353-452     U.S.  
 
JICO
    MB-1177X           VA 353-453     U.S.  
 
JICO
    MB-1175X           VA 361-530     U.S.  
 
JICO
    MB-1176X           VA 361-529     U.S.  
 
JICO
    HX-2863           VAu 219-523     U.S.  
 
JICO
    MX-2859           VAu 225-060     U.S.  
 
JICO
    LX-2865           VAu 225-061     U.S.  
 
JICO
    KX-2860           VAu 225-062     U.S.  
 
JICO
    JX-2862           VAu 226-065     U.S.  
 
JICO
    CX-2858           VAu 225-064     U.S.  
 
JICO
    BX-2870           VA 225-063     U.S.  
 
JICO
    ME-8255X           VA 361-528     U.S.  
 
JICO
    ME-8254X           VA 361-527     U.S.  
 
JICO
    Savoy neck no. 146           VA 1-010-168     U.S.  
 
JICO
    Savoy no. MBR-1010           VA 1-010-167     U.S.  
 
JICO
    GMNK500GO           VA 1-010-166     U.S.  
 
JICO
    GMBR3000GO           VA 1-010-165     U.S.  
 
JICO
    Perfume pin with amy/citrine           VAu 442-077     U.S.  
 
JICO
    Perfume pin onyx stone           VAu 442-076     U.S.  
 
JICO
    Handbag pin with heart           VAu 442-075     U.S.  
 
JICO
    Checkerboard handbag pin           VAu 442-074     U.S.  
 
JICO
    Pin handbag with bottom drop           VAu 442-073     U.S.  
 
JICO
    Top handle handbag pin           VAu 442-072     U.S.  
 
JICO
    Gathered handbag pin           VAu 442-071     U.S.  
 
JICO
    Deco handbag pin, sterling & marcasite           VAu 441-936     U.S.  
 
JICO
    Handbag pin with tassel           VAu 441-935     U.S.  
 
JICO
    Perfume pin with atomizer, sterling & marcasite           VAu 441-934     U.S.  
 

 


 

                             
 
  Name of Grantor     Copyright     Registration Date     Registration Number     Country  
 
JICO
    Perfume pin with tassel, sterling & marcasite           VAu 441-933     U.S.  
 
JICO
    Deco perfume pin, sterling & marcasite           VAu 441-932     U.S.  
 
JICO
    Criss-cross perfume pin, sterling & marcasite           VAu 441-931     U.S.  
 
JICO
    Perfume pin with eau de perfume, sterling/marcasite           VAu 441-930     U.S.  
 
JICO
    Perfume pin with checkerboard, sterling /marcasite           VAu 441-929     U.S.  
 
JICO
    Sandal shoe pin           VA 911-565     U.S.  
 
JICO
    Open toe           VA 911-522     U.S.  
 
JICO
    Popcorn           VA 911-521     U.S.  
 
JICO
    Jukebox           VA 911-520     U.S.  
 
JICO
    Diner           VA 911-519     U.S.  
 
JICO
    French fries           VA 911-518     U.S.  
 
JICO
    Ice cream soda           VA 911-517     U.S.  
 
JICO
    Hamburger           VA 911-516     U.S.  
 
JICO
    Ice cream cone           VA 911-583     U.S.  
 
JICO
    Hot dog           VA 911-582     U.S.  
 
JICO
    Sneaker           VA 911-581     U.S.  
 
JICO
    Loafer           VA 911-580     U.S.  
 
JICO
    Cowboy boot           VA 911-579     U.S.  
 
JICO
    High heel shoe           VA 911-573     U.S.  
 
JICO
    Frog on lily pads           VA 669-436     U.S.  
 
JICO
    Elephant           VA 669-435     U.S.  
 
JICO
    Gecko           VA 669-434     U.S.  
 
JICO
    Lion bracelet           VA 669-433     U.S.  
 
JICO
    ME-8836           VA 638-832     U.S.  
 
JICO
    MB-1562           VA 638-834     U.S.  
 
JICO
    MB-1563           VA 638-833     U.S.  
 
JICO
    Fish design           VA 564-162     U.S.  
 
JICO
    Floral bar pin           VA 564-161     U.S.  
 
JICO
    Gecko           VA 564-160     U.S.  
 
JICO
    Floral earring           VA 564-159     U.S.  
 
JICO
    Elephant ring           VA 564-158     U.S.  
 
JICO
    MB-1371           VA 530-237     U.S.  
 
JICO
    Caring pin           VA 528-294     U.S.  
 

 


 

                             
 
  Name of Grantor     Copyright     Registration Date     Registration Number     Country  
 
JICO
    Goldfish ring           VA 521-866     U.S.  
 
JICO
    GB-16           VA 521-471     U.S.  
 
JICO
    GB-50           VA 521-470     U.S.  
 
JICO
    GE-53           VA 521-469     U.S.  
 
JICO
    GB-03           VA 521-468     U.S.  
 
JICO
    GB-43           VA 521-467     U.S.  
 
JICO
    Bunny rabbits           VA 475-901     U.S.  
 
JICO
    Double lion ring           VA 520-237     U.S.  
 
JICO
    Olympic jewelry group           VAu 217-058     U.S.  
 
JICO
    MMB-1           VAu 210-897     U.S.  
 
JICO
    MB-1185X           VA 373-741     U.S.  
 
JICO
    Lapel watch MWB-702-1           VA 353-299     U.S.  
 
JICO
    Lapel watch MWB-709-2           VA 353-298     U.S.  
 
JICO
    Lapel watch MWB-701-1           VA 353-297     U.S.  
 
JICO
    Lapel watch MWB-702-3           VA 353-296     U.S.  
 
JICO
    ME-8253X           VA 362-334     U.S.  
 
JICO
    ME-8248X           VA 362-333     U.S.  
 
JICO
    MB-1167XM           VA 356-844     U.S.  
 
JICO
    MB-1178X           VA 356-843     U.S.  
 
JICO
    Brooch MB-1069           VA 374-009     U.S.  
 
JICO
    MB-1169X           VA 353-771     U.S.  
 
JICO
    ME-8251X           VA 355-100     U.S.  
 
JICO
    Ring MR-1050           VA 348-198     U.S.  
 
JICO
    Ring MR-1051           VA 348-197     U.S.  
 
JICO
    Ring MR-1052           VA 348-196     U.S.  
 
JICO
    Ring MR-1055           VA 348-195     U.S.  
 
JICO
    Earring ME-8164           VA 344-706     U.S.  
 
JICO
    Earrings ME-8146           VA 344-705     U.S.  
 
JICO
    Earring ME-8165           VA 344-704     U.S.  
 
JICO
    MB-1080           VA 341-780     U.S.  
 
JICO
    Earring ME-8183           VA 377-953     U.S.  
 
JICO
    Earring ME-8208           VA 337-952     U.S.  
 
JICO
    Bracelet MBR-773           VA 337-951     U.S.  
 
JICO
    Bracelet MBR-777XA           VA 337-950     U.S.  
 
JICO
    Bracelet MBR-776XA           VA 37-949     U.S.  
 
JICO
    Earring ME-8206           VA 337-948     U.S.  
 

 


 

                             
 
  Name of Grantor     Copyright     Registration Date     Registration Number     Country  
 
JICO
    Earring ME-8207           VA 337-947     U.S.  
 
JICO
    Earrings ME-8195           VA 337-946     U.S.  
 
JICO
    Earrings ME-8196           VA 337-945     U.S.  
 
JICO
    Earring ME-8218           VA 337-944     U.S.  
 
JICO
    Earring ME-8197           VA 337-943     U.S.  
 
JICO
    Earring ME-8133           VA 335-365     U.S.  
 
JICO
    Earring ME-8167           VA 335-364     U.S.  
 
JICO
    Earring ME-8122           VA 335-363     U.S.  
 
JICO
    Earring ME-8123           VA 335-362     U.S.  
 
JICO
    Earring ME-8121           VA 335-8121     U.S.  
 
JICO
    Earring ME-8129           VA 335-360     U.S.  
 
JICO
    Earring ME-8095           VA 335-359     U.S.  
 
JICO
    Earring ME-8150           VA 335-358     U.S.  
 
JICO
    Earring ME-8178           VA 335-357     U.S.  
 
JICO
    Earring ME-8151           VA 335-356     U.S.  
 
JICO
    Earring ME-8124           VA 335-355     U.S.  
 
JICO
    Earring ME-8125           VA 335-354 .     U.S.  
 
JICO
    Earring ME-8162           VA 335-353     U.S.  
 
JICO
    Earring ME-8148           VA 335-352     U.S.  
 
JICO
    Earring ME-8069           VA 335-351     U.S.  
 
JICO
    Earring ME-8173           VA 335-350     U.S.  
 
JICO
    Earring ME-8076           VA 335-349     U.S.  
 
JICO
    Earring ME-8161           VA 335-348     U.S.  
 
JICO
    Brooch MB-1093           VA 334-207     U.S.  
 
JICO
    Brooch MB-1007           VA 334-206     U.S.  
 
JICO
    Brooch MB-1006           VA 334-205     U.S.  
 
JICO
    Earring, pin MB-1142           VA 334-204     U.S.  
 
JICO
    Brooch MB-1017           VA 334-203     U.S.  
 
JICO
    Brooch, buckle MB-1021           VA 334-202     U.S.  
 
JICO
    Brooch, MB-1011           VA 334-201     U.S.  
 
JICO
    Brooch MB-1078           VA 334-200     U.S.  
 
JICO
    Brooch, earring, buckle
MB-1018
          VA 334-199     U.S.  
 
JICO
    Brooch MB-1000           VA 334-198     U.S.  
 
JICO
    Brooch MB-1079           VA 334-197     U.S.  
 
JICO
    Brooch MB-1008           VA 334-196     U.S.  
 
JICO
    Brooch MB-1090           VA 334-195     U.S.  
 

 


 

                             
 
  Name of Grantor     Copyright     Registration Date     Registration Number     Country  
 
JICO
    Brooch MB-1067           VA 334-194     U.S.  
 
JICO
    Brooch, buckle MB-1097           VA 334-193     U.S.  
 
JICO
    Brooch MB-1041           VA 334-192     U.S.  
 
JICO
    Brooch MB-1046           VA 334-191     U.S.  
 
JICO
    Brooch MB-1068           VA 334-190     U.S.  
 
JICO
    Brooch MB-1066           VA 334-189     U.S.  
 
JICO
    Brooch, buckle MB-1099           VA 334-188     U.S.  
 
JICO
    Brooch, MB-1091           VA 334-187     U.S.  
 
JICO
    Brooch, MB-1042           VA 334-186     U.S.  
 
JICO
    Brooch, buckle MB-1084           VA 334-185     U.S.  
 
JICO
    Earrings, pin MB-1146           VA 334-184     U.S.  
 
JICO
    Brooch MB-1077           VA 334-183     U.S.  
 
JICO
    Pin, earrings MB-1143           VA 334-182     U.S.  
 
JICO
    Brooch MB-1098           VA 334-181     U.S.  
 
JICO
    Brooch MB-1094           VA 334-180     U.S.  
 
JICO
    Brooch MB-1002           VA 333-823     U.S.  
 
JICO
    Brooch MB-1020           VA 333-015     U.S.  
 
JICO
    Brooch, earring MB-1024           VA 333-014     U.S.  
 
JICO
    Brooch MB-1003           VA 333-013     U.S.  
 
JICO
    Brooch, earring MB-1022           VA 333-012     U.S.  
 
JICO
    Brooch MB-1016           VA 333-011     U.S.  
 
JICO
    MB-1035           VA 333-010     U.S.  
 
JICO
    MB-1023           VA 333-009     U.S.  
 
JICO
    MB-1009           VA 333-008     U.S.  
 
JICO
    Brooch, earrings, belt buckle MB-1019           VA 330-405     U.S.  
 
JICO
    Buckle, sterling silver ZA- 521           VA 330-404     U.S.  
 
JAG USA
    COMPASS PRINT     6/28/1999     VAu000462535     U.S.  
 
JAG USA
    LAUREN SPRING 2000     6/28/1999     VAu000464638     U.S.  
 

 


 

COPYRIGHT APPLICATIONS
                             
 
              Application     Application        
  Name of Grantor     Copyright Application     Filing Date     Serial Number     Country  
 
Foundation Design Assigned it to Jones Jeanswear Group, Inc.
    “Grane” hummingbird design (application)     2/12/2009     Unknown     U.S.  
 
Andrea Bevington assigned it to Jones Investment Co. Inc. (JICO is the copyright claimant)
    “Be Free Poem” by Andrea Bevington (application)     3/20/2008     Unknown     U.S.  
 

 


 

INTELLECTUAL PROPERTY LICENSES
Anne Klein
Collection XIIX, Ltd.
E. Gluck Corporation
Herman Kay, Inc.
Leg Resource, Inc.
Avant Garde Optics, LLC
Luxottica S.r.1
The Max Leather Group, Inc.
Nine West
Carole Hochman Designs, Inc.
E. Gluck Corporation
E.S. Originals, Inc. (All Day Air)
E.S. Originals, Inc. (Sears) License & Design Services Agreement
Fownes Brothers & Co.
G-III Apparel Group, Ltd.
J-3 Associates, LLC (Joel Fisher)
Microsoft Corporation (Nine West use in Project Gotham Racing video games) (royalty free)
Olivet International, Inc.
R&S Sales Company, Inc.
Royce Too, LLC
Safilo USA, Inc.
Stylemark, Inc.
The Max Leather Group
Energie
Sixty USA, Inc.
L.E.I.
S. Rothschild & Co.
Allure Eyewear
Ariela-Alpha International, LLC
SME Consolidated Ltd
Fortune Fashions
Gennco
Stylemark, Inc., Riviera Division
Steven Madden, Ltd
Gloria Vanderbilt
Carole Hochman Designs, Inc.
L’Oreal (as successor in interest to Cosmair — royalty-free and in perpetuity for Class 3)
Jones New York
Amerex Group, Inc.
Clio Jewellery, a division of Mainline Fashions, Inc.

 


 

Cipriani Accessories Inc.
Collection XIIX, Ltd
Essex Manufacturing, Inc.
G-III Apparel Group
Herman Kay, Inc.
Hudson Bay Company
Madison Maidens, Inc.
Marcraft Apparel Group
REM Optical Company
Randa Canada, Ltd.
Riviera Trading, Inc.
Utex Corporation
PVH/Superba/Insignia Neckwear, Inc.
Easy Spirit, Bandolino, Pappagallo and others
U.S. Shoe / Luxottica Group S.p.A. (royalty-free and in perpetuity for eyewear)
Pappagallo Retail License Arrangements
Alma Hall, Inc.
BBL Corp.
Dachei, Inc.
Kharrat / Candis
Kharrat Enterprises
Lemieur Inc.
Marm, Inc.
Nan-Lar, Inc.
Pappagallo of Minnesota
Ruth Ecklin
Sunfer, Inc.
Susan Crawford & Mary John Payne
Travelers End Inc.
Walstar, Inc.
International
Al Jammaz Group
Apparel FZCO
Apparel Sp. Z O.O.
Exclusive Brands International
F. & C. Lemonis S.A.
F.A. Al Hokair & Co.
Forus S.A.
Global Retail (Asia) Incorporated
GRI International Limited (Anne Klein)
GRI International Limited (Joan and David)
GRI International Limited (Nine West)
Industrias Piagui, S.A. De C.V. And West-Mex, S.A. De C.V.
Park Bravo Dis Ticaret A.S.
Piagui Commercial, S.A. De C.V.
Sherson Group Inc.
Store Specialists, Inc.
Sung Chang Interfashion Co, Ltd.

 


 

Takihyo Company, Ltd.
The House Of Busby Limited
Toray Industries, Inc.
Dockers
Levi Strauss & Co to Nine West Footwear Corporation (Boys’ Footwear)
Levi Strauss & Co to Nine West Footwear Corporation (Womens’ Footwear)
Givenchy
Givenchy Corporation to Victoria + Co Ltd.
Nine West by New Balance
New Balance Athletic Shoe, Inc. to Nine West Footwear Corporation
Outsole Technology Patent License
E.S. Originals, Inc. to Nine West Footwear Corporation
Capezio
Retail Brand Alliance to Nine West Footwear Corporation (royalty-free and in perpetuity for women’s footwear and retail stores for same)
The United States Shoe Corporation to Nine West Footwear Corporation (in perpetuity)
Rachel Roy
Rachel Roy IP Company, LLC to Jones Apparel Group USA, Inc.
Intercompany License Agreements [by arrangement only]
Jones Investment Co. Inc. w/Jones Apparel Group USA, Inc.
-Anne Klein marks
Jones Investment Co. Inc. w/Nine West Footwear Corporation
-Anne Klein marks
Jones Investment Co. Inc. w/ Norton McNaughton of Squire, Inc. [nka Jones Jeanswear]
-Anne Klein marks
Jones Investment Co. Inc. w/ Norton McNaughton of Squire, Inc. [nka Jones Jeanswear]
-Jones New York and Evan-Picone marks
Jones Investment Co. Inc. w/ Norton McNaughton of Squire, Inc. [nka Jones Jeanswear]
-Moderate marks [Erika, Energie, Norton McNaughton]
Jones Investment Co. Inc. w/ Norton McNaughton of Squire, Inc. [nka Jones Jeanswear]
-Gloria Vanderbilt marks
Jones Investment Co. Inc. w/Sun Apparel of Texas, Ltd. [transferred to Jones Apparel of Texas II, Ltd., and nka Jones Jeanswear Group]
-l.e.i. marks
Jones Canada, Inc. w/Jones Investment Co. Inc.
-Jones New York
Nine West Footwear Corporation w/Nine West Development Corporation

 


 

REAL PROPERTIES OWNED OR LEASED
BY EACH LOAN PARTY
1. PROPERTIES OWNED
     
ADDRESS
99 Motivation Drive
  Lawrenceburg, TN
2350 W.O. Smith Street
  Lawrenceburg, TN

 


 

     
     II. PROPERTIES LEASED
                         
STORE NO.   LOCATION   ADDRESS   LANDLORD
       
 
  1441 Broadway, 11th Floor   New York, NY       Lechar Realty, LLC
       
Vaughan head office
  388 Applewood Crescent   Vaughan, Ontario   L4K 4B4   Zentil Property Management
       
SDR
  1880 Matheson Blvd East   Mississauga, Ontario   L4W 5N4    
       
Richardson Showroom
  26 Richardson Street   Toronto, Ontario   M4T 2S3   Kintork (Ontario) Ltd.
       
Montreal Showroom
  555 Chabanel West 5th floor   Montreal, Quebec   H2N 2J2   Marcarko Ltd.
  101    
Cookstown
  3311 Country Road 89 Unit B6-B9   Cookstown, Ontario   LOL lLO    
  103    
St Jacobs
  3311 Country Road 89 Unit B6-B9   Cookstown, Ontario   LOL lLO   Taurus Cookstown Partners Ltd.
  104    
Vaughan
  80 St. Regis Crescent North   Downsview, Ontario   M3J lY9   Menkes Properties Inc.
  105    
Kingston
  25 Benjamin Road Unit 38   Waterloo, Ontario   N2V 2G8   St. Jacobs Countryside Inc.
  106    
Windsor
  388 Applewood Crescent   Vaughan, Ontario   L4K 4B4   Zentil Property Management Inc.
  108    
Winnipeg
  1201 Division St.   Kingston, Ontario   K7K 6X4   KCAP Kingston Inc.
  110    
Sherway
  1555 Talbot St.   Lasalle, Ontario   N9H 2N2   OP Trust Retail Inc.
  113    
Niagara Falls
  2025 Corydeon Avenue   Winnipeg, Manitoba   R3P 0N5   Investors Group Trust Co. Ltd
  115    
Knowlton
  25 The West Mall   Etobicoke, Ontario   M6C 1B8   Ontrea c/o Cadilaac Fairview
  118    
St Sauveur
  7500 Lundy’s Lane Suite B2   Niagara Falls, Ontario   L2G 1G9   Lundy’s Lane Portfolio Inc.
  119    
Kingsway
  4195 Dundas St. West   Etobicoke, Ontario   M8X 1Y4   1136974 Ontario Inc.
  120    
Burlington
  3500 Fairview St. Unit 2   Burlington, Ontario   L7N 2R4   Landmark Shopping Centre Inc.
  121    
London
  735 Wonderland Road, North   London, Ontario   N6H 4Ll   Dev- Lee Properties Ltd. c/o Morguard Real Estate
  122    
Pickering
  1755 Pickering Parkway Unit 28   Pickering, Ontario   L1V 6K5   RRVP Operations Inc.
  123    
Richmond
  110-7771 Alderbridge Way   Richmond, BC   V6X 2A4   Arnold Financial Corp.
  124    
Kirkland
  3200 Jean Yves Street, Unit 3280   Kirkland, Quebec   H9J 2R6   Riotrin Properties ( Kirkland Inc. )
  125    
Kanata
  The Queensway & Terry Fox Drive   Kanata, Ontario   K2T 1H8   Kanata Entertainment Holdings Inc.
  126    
London Crossroads
  765 Exeter, Unit C6A   London, Ontario   N6E 3T1   Crossroad Shopping Centre
  127    
Newmarket
  17725 Yonge St. North   Newmarket, Ontario   L3Y 7C1   Yonge Kingston Centre Inc.
  128    
Hudson JNY
  3187 Harwood Blvd. Store A   Hudson- Vaudreuil, PQ   J7V 8P2   Promenades Hudson Inc.
  129    
Oakville
  North Service Road   Oakville, Ontario   L6M 2S2   2725321 Canada Inc. c/o Bentall Retail Services
  130    
Lawrence Plaza
  526 Lawrence Ave West Unit 16A   Toronto, Ontario   M6A 1A2   Lawrence Plaza Equities
  131    
Merivale Ottawa
  1667 Merivale Road   Ottawa, Ontario   K2G 3K2   Rio- Can Real Estate
  132    
Orleans
  2002 Mer Bleu Road Unit 10/11   Ottawa, Ontario   K4K 3T9   Innes Shopping Centres Ltd
  133    
Coquitlam
  2748 Lougheed Highway   Port Coquitlam BC   V3B 6P2   WestLo Financial Corp.
  134    
Bolton Factory Outlet
  196 Me Ewan Drive East   Bolton, ON   L7E 4E5   209050 Ontario Limited

 


 

     
                         
STORE NO.   LOCATION   ADDRESS   LANDLORD
  135    
New Westminster Outlet
  805 Boyd Street, Unit H110   New Westminster, BC    V3M 5X2   First Queensborogh Shopping Centre
  136    
Heartland
  5875 Rodeo Drive   Mississauga, ON    L5R 4Cl   Orlando Corporation
  137    
Wellington — London
  978-981 Wellington Road S   London, Ontario    N6E 3A9   Wellington Southdale Centre
  138    
Richmond Hill
  10 John Bricahll Road A6, Unit 3   Richmond Hill, ON       Riotrin Properties
  139    
Trois Rivieres
  4225 Boulevard Des Forges   Trois Rivieres, QC    G8Y lW2   Ivanhoe Cambridge II Inc.
  140    
Chatham
  100 King Street West   Chatham, ON    N7M 6A9   Ivanhoe Cambridge II Inc.
  141    
Tecumseh
  7650 Tecumseh Road East   Windsor, ON    N8T lE9   Ivanhoe Cambridge II Inc.
  142    
Kildonan
  1555 Regent Avenue West   Winnipeg, Manitoba    R2C 4J2   Ivanhoe Cambridge II Inc.
  302    
Tique Granvill
  2621 Granville St.   Vancouver, BC    V6H 2H2   Lai’s Enterprises Ltd.
  303    
Place Ste Foy
  2452 Boulevard Laurier   Sainte-Foy, QC    GIV 2Ll   Ivanhoe Cambridge II Inc.
  304    
Brossard
  2151 Boulevard Lapiniere   Brossard, QC    J4W 2T5   Ivanhoe Cambridge II Inc.
  305    
Guilford Centre
  2695 Guilford Town Centre   Surrey, BC    V3R 7Cl   Ivanhoe Cambridge II Inc.
  901    
Ogilvy
  1307 Rue St. Catherine O. 2nd Fl.   Montreal, PO    H3G IP7   Pyxis Real Estate Equities
       
 
  11 West 42nd Street, 22/B1   New York, NY       11 West 42nd, L.P. C/o Tishman Speyer Assoc.
       
 
  1412 Broadway, 4th FI   New York, NY       1412 Broadway, LLC C/o Murray Hill Properties, LLC
       
 
  148 West 37th Street, 2nd Fl   New York, NY       Fashions Associates C/o Adams & Company, LLC
       
 
  2600 Network Blvd, Unit 260   Frisco, TX       Hall 2600 Network Associates
       
 
  1412 Broadway, 5th & 6th Floors   New York, NY       1412 Broadway, LLC C/o Murray Hill Properties, LLC
       
 
  1411 Broadway   New York, NY    310   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    320   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    355   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    357   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    370   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    375   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1505   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1510   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1520   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1606   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1620   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1700   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1715   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1720   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1800   Trizechahn-Swig, LLC
       
 
  1411 Broadway   New York, NY    1820   Trizechahn-Swig, LLC

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
   
 
  1411 Broadway   New York, NY    1830   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    1850   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    1865   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    1900   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2000   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2100   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2200   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2210   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2220   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2230   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2320   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2330   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2700   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    2710   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    3210   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    3215   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    3400   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    3700   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    3900   Trizechahn-Swig, LLC
   
 
  1411 Broadway   New York, NY    1510A   Trizechahn-Swig, LLC
   
 
  240 East 39th Street   New York, NY    17G   Glenwood Management Assoc.
   
 
  525 Seventh Avenue   New York, NY    6th Floor & 1509   525 Delaware, LLC
   
 
  525 Seventh Avenue   New York, NY    11th Floor   525 Delaware, LLC
   
 
  10 New Road   East Providence, RI       Ten New Road, LLC
   
 
  11891 Alameda Avenue   EI Paso, TX       Five Star Holding
   
 
  11891-B Alameda Avenue   E1 Paso, TX       Five Star Holding
   
 
  1245 Forest Parkway   West Deptford, NJ       Multi-Employer Property Trust
   
 
  1250 Forest Parkway   West Deptford, NJ       New York Life Insurance Company
   
 
  170 Butts Street   South Hill, VA       JA South Hill Portfolio, L.P.
   
 
  (i) 1020 North Point Blvd   Hanahan, SC    Entire Bldg   North Point Park, LLC
   
 
  (ii) 1441 Broadway   New York, NY    9th Floor   Lechar Realty, LLC
   
 
  (iii) 7410 Magi Road   Hanahan, SC    Entire Bldg   Monmouth Real Estate Investment Corp.
   
 
  (iv) 7410 Magi Road   Hanahan, SC    10th Floor   Lechar Realty, LLC
   
 
  (v) 7410 Magi Road   Hanahan, SC    2701/2702   Lechar Realty, LLC
   
 
  (vi) 498 Seventh Avenue   New York, NY    9th & 10th Floor   Mass Mutual Financial Grp
   
 
  1007 Orange Street   Wilmington, DE    225   BPG Office Partners VIII, LLC
   
 
  (ii) 180 Rittenhouse Circle   Bristol, PA    Entire Bldg   Inland Continental Property Mgmt

 


 

     
                         
STORE NO.   LOCATION   ADDRESS   LANDLORD
       
 
  (iii) 200 Rittenhouse Circle   Bristol, PA   1,3,4 East   Whitesell Enterprises
       
 
  (iv) 200 Rittenhouse Circle   Bristol, PA   1,2,3,7 North   Whitesell Enterprises
       
 
  (v) 200 Rittenhouse Circle   Bristol, PA   4,5,6 North   Whitesell Enterprises
       
 
  (vi) 200 Rittenhouse Circle   Bristol, PA   5 East   Whitesell Enterprises
       
 
  (vii) 200 Rittenhouse Circle   Bristol, PA   6,7,8 West   Whitesell Enterprises
       
 
  (viii) 200 Rittenhouse Circle   Bristol, PA   7 East   Whitesell Enterprises
       
 
  (ix) 200 Rittenhouse Circle   Bristol, PA   8 North   Whitesell Enterprises
  2726    
Watermark Place
  4500 Katie’s Way   Bessemer   Space 645    
  6755    
Factory Stores of America-Boaz
  200 Lackey Street   Boaz, AL        
  6975    
Tanger Center - Boaz
  214 S McClesky Sp 117   Boaz, AL        
  0671    
Tanger Outlet - Foley
  2601 S. McKenzie Street   Foley, AL        
  1543    
Tanger Center- Foley
  2601 S. Mackenzie Street   Foley, AL        
  0520    
Tanger Outlet Center - Foley
  2601 S. McKenzie Street   Foley, AL        
  0708    
Tanger Outlet - Foley
  2601 S. McKenzie St.   Foley, AL   Suite C-3    
  2551    
Tanger Outlet - Foley
  2601 S. McKenzie St. L5   Foley, AL        
  2103    
Riverchase Galleria
  2000 Riverchase Galleria   Hoover, AL   Space #105    
  2824    
Festival Center
  3726 Airport Blvd   Mobile, AL   Space 103    
  7515    
Pinnacle Hills Promenade
  2203 S. Promenade Blvd.   Rogers, AR   Space 3117    
  6753    
Vanity Fair
  2050 S. Roslyn Place   Mesa, AZ        
  6959    
Outlets at Anthem
  4250 W. Anthem Way   Phoenix, AZ        
  6260    
U-HAUL INTERNATIONAL
  PO BOX 52021   Phoenix, AZ        
  2591    
Outlets at Anthem
  4250 W. Honda Bow Road   Phoenix, AZ   Space 525    
  7018    
Scottsdale Fashion Square
  7014-1028 E. Camelback Road   Scottsdale, AZ        
  2829    
Scottsdale Fiesta Cntr
  10220A 90th Street   Scottsdale, AZ        
  0365    
Oak Creek Factory Outlets
  6601 S. Highway #179   Sedona, AZ        
  2707    
Oak Creek Factory Outlets
  6645 S. Highway #179   Sedona, AZ   Suite C-2    
  2666    
Arizona Mills
  Arizona Mills   Tempe, AZ   Space # 346    
  2836    
Alameda Town Center
  2219-A Southshore Center   ALAMEDA,CA   Space 225    
  0414    
Viejas Outlet Center
  5003 Willows Road, Suite 105   Alpine, CA        
  2679    
Viejas Outlet Center
  5001 Willows Road   Alpine, CA   Space B102    
  1236    
Westfield-Santa Anita
  400 S. Baldwin Avenue   Arcadia, CA   Suite 227-U, Space    
       
 
          F-7    
  6225    
Santa Anita Fashion Park
  400 S. Baldwin Ave. #368   Arcadia, CA        
  7354    
Santa Anita Fashion Park
  400 S. Baldwin Avenue   Arcadia, CA   Suite #211    
  2715    
Tanger Center - Barstow
  2796 Tanger Outlet   Barstow, CA   Suite 203    

 


 

     
                         
STORE NO.   LOCATION   ADDRESS   LANDLORD
  7467    
Nine West
  311 North Beverly Drive   Beverly Hills, CA        
  0605    
Desert Hills Premium Outlets
  48650 Seminole Drive   Cabazon, CA   Suite F 170    
  1637    
Desert Hills Premium Outlets
  48650 Seminole Drive   Cabazon, CA        
  0031    
Desert Hills Premium Outlets
  48400 Seminole Drive   Cabazon, CA        
  0758    
Desert Hill Factory Store
  48400 Seminole Drive   Cabazon, CA   Suite D 428    
  2549    
Desert Hills Factory Stores
  48400 Seminole Drive   Cabazon, CA   Space D-424    
  0663    
Camarillo Premium Outlets
  850 Ventura Blvd., Suite 732   Camarillo, CA        
  6991    
Camarillo Premium Outlets
  910 Camarillo Center Drive   Camarillo, CA   Suite 806    
  0447    
Camarillo Premium Outlets
  990 Camarillo Center Drive, Su   Camarillo, CA        
  0726    
Camarillo Premium Outlets
  910 Camarillo Center Drive   Camarillo, CA   Suite 824    
  2557    
Camarillo Premium Outlets
  740 E. Ventura Blvd.   Camarillo, CA   Suite 146    
  7503    
Westfield Topanga Owner
  6600 Topanga Cyn. Blvd   Canoga Park, CA        
  0681    
Carlsbad Premium Outlet
  5620 Paseo Del Norte   Carlsbad, CA   Space 116C    
  0468    
Carlsbad Company Stores
  5610 Paseo Del Norte,   Carlsbad, CA   Space 108 B    
  0755    
Carlsbad Company Stores
  5600 Paseo Del Norte   Carlsbad, CA   Space 128 B    
  2672    
Carlsbad Premium Outlets
  5630 Paseo Del Norte   Carlsbad, CA   Space D122    
  7386    
Los Cerritos Center
  203 Los Cerritos Center Los Ce   Cerritos, CA        
  0660    
Citadel Outlets Shopping Ctr
  100 Citadel Drive   Commerce, CA   Building 10B    
  0516    
The Citadel
  100 Citadel Drive   Commerce, CA        
  2712    
Citadel Outlet
  100 Citadel Drive   Commerce, CA   Suite 160    
  1257    
The Promenade at Dos Lagos
  2795 Cabot Drive   Corona, CA   Ste 6-120    
  7022    
South Coast Plaza
  3333 Bristol Street   Costa Mesa, CA   Space 1849    
  6154    
Westfield Shoppingtown North C
  200 E. Via Rancho Pkwy.   Escondido, CA        
  7506    
Westfield North County
  200 E. Via Rancho Parkway   Escondido, CA   Space 325    
  0741    
Folsom Premium Outlets
  13000 Folsom Blvd.   Folsom, CA   Suite 1005    
  2516    
Folsom Premium Outlets
  1300 Folsom Blvd.   Folsom, CA   Space 805    
  0661    
Gilroy Premium Outlets
  8300 Arroyo Circle   Gilroy, CA        
  6967    
Gilroy Premium Outlets
  68140 Leavesley Road   Gilroy, CA        
  0338    
Gilroy Premium Outlets
  8325-34 Arroyo Circle   Gilroy, CA        
  0020    
Gilroy Premium Outlets
  8325-36 Arroyo Circle   Gilroy, CA   Space 36    
  0721    
Gilroy Premium Outlets
  8375-50 Arroyo Circle   Gilroy, CA   Space 53    
  2509    
Gilroy Premium Outlets
  8325-40 Arroyo Circle   Gilroy, CA   Space 40    
  6170    
Glendale Galleria
  2181 Glendale Galleria   Glendale, CA        
  7111    
Glendale Galleria
  1126 Glendale Galleria   Glendale, CA        
  7518    
Five Point Plaza
  Space 188567   Huntington Beach, CA   18567 Main Street    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
1246
  Irvine Spectrum Center   The Paseo Shops   Irvine, CA   99 Fortune Drive Space 719    
7114
  University Town Center   4465 Lajolla Village Dr.   La Jolla, CA        
0712
  Lake Elsinore Outlet Center   17600 Collier Ave   Lake Elsinore, CA   Suite C128    
1134
  Westfield- Century City   10250 Santa Monica Blvd   Los Angeles, CA   Space 1040    
6339
  Westside Pavilion   10800 West Pico Blvd.   Los Angeles, CA        
0037
  Craig Realty Group Hillsboro   Dept. 9879   Los Angeles, CA   Space # A004    
0714
  CRAIG REALTY GROUP HILLSBORO   Dept. 9879   Los Angeles, CA   Space #154    
6011
  Beverly Center   8500 Beverly Blvd. Sp 767   Los Angeles, CA        
7119
  Westside Pavilion   10800 West Pico Blvd.   Los Angeles, CA   Space# 132    
7461
  Hollywood and Highland   6834 Hollywood Blvd #111   Los Angeles, CA        
2511
  Craig Realty Group-Hillsboro   DEPT. 9879-44   Los Angeles, CA        
2784
  Monterey Park Atlantic Square   2126 South Atlantic Blvd   Los Angeles, CA   SPACE 2126    
2815
  Vermont and Wilshire   3143 Wilshire Blvd   Los Angeles, CA        
2839
  Plaza Mexico   11215 Long Beach Blvd   Lynwood, CA   Ste 1001-1005    
2618
  The Great Mall   232 Great Mall Drive   Milipitas, CA        
0662
  Great Mall of the Bay Area   520 Great Mall Drive   Milpitas, CA        
6167
  Montclair Plaza   5066 Montclair Plaza Lane   Montclair, CA        
2018
  Montebello Town Center   2071 Montebello Town Ctr   Montebello, CA        
0245
  Napa Premium Outlets   629 Factory Stosres Drive   Napa, CA        
2607
  Napa Premium Outlets   835 Factory Stores Drive   Napa, CA        
0728
  Ontario Mills   1 Mills Circle   Ontario, CA   Suite 627    
2628
  Ontario Mills   1 Mills Circle   Ontario, CA   Space #832    
2704
  American Tin Cannery   125 Ocean View Blvd   Pacific Grove, CA   Space 112    
7202
  Stanford Shopping Center   185 Stanford Shopping Center   Palo Alto, CA        
0467
  Petaluma Village Premium Outle   2200 Petaluma Blvd., North 210   Petaluma, CA        
2566
  Petaluma Village Premium Outle   2200 Petaluma Boulevard North   Petaluma, CA   Space B200    
1008
  Prime Outlets at Pismo Beach   333 Five Cities Drive   Pismo Beach, CA        
0237
  Prime Outlets - Pismo Beach   333 Five Cities Drive., #104   Pismo Beach, CA        
2613
  Prime Outlets - Pismo Beach   333 Five Cities Drive   Pismo Beach, CA   Ste#l14    
1213
  Galleria at South Bay   1815 South Hawthorne Blvd   Redondo Beach, CA        
6022
  Galleria at South Bay   1815 Hawthorne Blvd.   Redondo Beach, CA   Suite 230    
7209
  Downtown Plaza   545 Downtown Plaza #2023   Sacramento, CA        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
2794
  The Shops At Tanforan   1150 El Camino Real   San Bruno, CA   Space 165    
0674
  Shops at Las Americas   4155 Camino de la Plaza   San Diego, CA        
2029
  Horton Plaza   273 Horton Plaza   San Diego, CA        
2767
  Shops at Las Americas   4155 Camino de la Plaza   San Diego, CA   Space #434    
1136
  San Francisco Shopping Center   865 Market Street   San Francisco, CA   Space 138    
1207
  Embarcadero Center   One Embarcadero Ctr.   San Francisco, CA        
1208
  San Francisco Center   865 Market Street   San Francisco, CA   Space #139    
1208
  San Francisco Center   865 Market Street   San Francisco, CA   Space #139    
6171
  Embarcadero Center   2 Embarcadero Center   San Francisco, CA        
4005
  Stonestown Galleria   3251 20th Avenue   San Francisco, CA        
7103
  Embarcadero Center   4 Embarcadero Center   San Francisco, CA        
7122
  San Francisco Center   865 Market Street   San Francisco, CA   #306    
7333
  Nine West   250 Stockton Street   San Francisco, CA        
7345
  Nine West   2086 Union Street   San Francisco, CA        
2567
  Marina Square   1251 Marina Blvd.   San Leandro, CA        
7200
  Hillsdale Mall   228 Hillsdale Mall #2360   San Mateo, CA        
2586
  San Ysidro Village   4464 Camino de la Plaza   San Ysidro, CA   Suite D-6    
7108
  Paseo Nueva Mall   201 Paseo Nuevo   Santa Barbara, CA        
7108
  Paseo Nueva Mall   201 Paseo Nuevo   Santa Barbara, CA        
2110
  Valley Fair   2855 Stevens Creek Boulevard   Santa Clara, CA        
5002
  Sherman Oaks Fashion Square   14006 Riverside Drive   Sherman Oaks, CA        
7494
  Simi Valley Mall   1555 Simi Valley Town Center   Simi Valley, CA        
2783
  Factory Stores at teh Y   2024 S Lake Tahoe Blvd.   South Lake Tahoe, CA   Space 16    
0464
  St. Helena Premium Outlets   3111 N. St. Helena Highway,   St. Helena, CA   Space 3A    
0557
  Horizon Outlet Center   1435 Retherford Street   Tulare, CA   Space D-125    
2729
  Horizon Outlet Center   1525 Retherford Street   Tulare, CA   Space #C045    
0693
  Vacaville Premium Outlets   344 Nut Tree Road   Vacaville, CA   Space #274    
6962
  Vacaville Premium Outlets   311 Nut Tree Road Ste #F   Vacaville, CA        
0475
  Vacaville Premium Outlets   344 Nut Tree Road   Vacaville, CA        
2520
  Vacaville Premium Outlets   331 Nut Tree Road   Vacaville, CA   Ste #D    
7435
  Valencia Town Center   24250 Town Ctr. Drive #130   Valencia, CA        
2526
  Castle Rock Factory Shops   5050 Factory Shops Blvd.   Castle Rock, CO        
6255
  Cherry Creek Mall   3000 East First Ave.   Denver, CO   Space #223    
6012
  Cherry Creek Mall   3000 East First Ave. #191   Denver, CO        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0523
  Colorado Mills   14500 W. Colfax Avenue   Lakewood, CO   Space 242    
2727
  Colorado Mills   14500 W. Colfax Avenue   Lakewood, CO   Space #265    
0659
  Silverthorne Factory Stores   227-R Blue River Parkway   Silverthorne, CO        
0030
  Silverthorne Factory Store   167-B Wildernest Road #28   Silverthorne, CO   PO Box 2010    
0827
  Silverthorne Factory Outlet   167-D Wildernest Road   Silverthorne, CO   PO Box 2012    
2522
  Silverthorne Factory Stores   246-B Rainbow Drive   Silverthorne, CO   Space #63    
7475
  The Shoppes at Farmington   110 Albany Turnpike Suite # 31   Canton, CT        
0607
  Clinton Crossing Premium Outle   20 Killingworth Turnpike   Clinton, CT   Suite232    
1618
  Clinton Premium Outlets   20 Killingworth Trunpike   Clinton, CT   Space #254    
0312
  Clinton Crossing Premium Outle   20 Killingworth Turnpike, # 34   Clinton, CT        
0723
  Clinton Crossing Premium Outle   20 Killingworth Turnpike   Clinton, CT   Space 125    
2705
  Clinton Crossing   20 Killingworth Turnpike   Clinton, CT        
2101
  Danbury Fair Mall   7 Backus Ave   Danbury, CT        
2843
  Black Rock Turnpike Mall   Sun Realty Assoc. LLC   Fairfield, CT   2181 Black Rock Turnpike    
6104
  Westfarms Mall   500 West Farms Mall   Farmington, CT        
6006
  Westfarms Mall   508 Westfarms Mall   Farmington, CT        
2658
  Hamden Mart   2300 Dixwell Ave.   Hamden, CT        
1237
  Westfield Shoppingtown-Ct   1201 Boston Post Road   Milford, CT   Space 2441    
0510
  Jones New York   517 Westport Avenue   Norwalk, CT        
2751
  Nine West Outlet   517 Westport Avenue   Norwalk, CT        
2753
  Nine West Outlet   507 Boston Post Road   Orange, CT        
0101
  Stamford Towne Center   100 Greyrock Place   Stamford, CT        
2758
  Ridgeway Shopping Center   2341 Summer Street   Stamford, CT        
7490
  Westfield Shoppingtown Trumbul   5065 Main Street   Trumbull, CT        
1264
  Crystal Mall   850 Hartford Turnpike   Waterford, CT   Space H120    
6969
  Westbrook Factory   314 Flat Rock Rd.   Westbrook, CT        
2619
  Westbrook Factory   314 Flat Rock Pl.   Westbrook, CT        
7343
  Nine West   1227 Wisconsin Avenue   Georgetown, DC        
1238
  National Press Building   529 14th Street NW   Washington, DC        
1239
  Union Station   50 Massachusetts Ave   Washington, DC   Space 208    
1255
  1329 Wisconsin Ave   Bandolino   Washington, DC   1329 Wisconsin Ave    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7527
  1029 Connecticut Ave   1150 Connectut Ave   Washington, DC   Suite 801    
3211
  Union Station   529 Mass. Ave   Washington, DC        
0667
  Tanger Center - Rehoboth Beach   34986 Midway Outlet Drive   Rehoboth Beach, DE        
6776
  Tanger Outlet - Rehoboth Beach   36706 Bayside Outlet Drive   Rehoboth Beach, DE        
0284
  Tanger Outlet - Rehoboth Beach   34986 Midway Outlet Drive   Rehoboth Beach, DE   Suite 109    
2515
  Tanger Outlet - Rehoboth Beach   34986 Midway Outlet Drive   Rehoboth Beach, DE   Suite 110    
2578
  Vero Fashion Outlets, LLC   9551 East Bay Harbor Drive   Bay Harbor, FL        
6380
  Town Center at Boca Raton   6000 Glades Road   Boca Raton, FL        
2129
  Town Center at Boca Raton   409 Boca Town Center   Boca Raton, FL        
2129
  Town Center at Boca Raton   409 Boca Town Center   Boca Raton, FL        
7500
  Mizner Park   1337 Plaza Real   Boca Raton, FL   Space 1337    
6110
  Boynton Beach Mall   801 N Congress Ave.   Boynton Beach, FL        
2789
  Catalina Centre   1713-15 N. Congress Avenue   Boynton Beach, FL   Space C-6/7    
6157
  Westfield Shoppingtown Brandon   315 Westfield Shoppingtown Bra   Brandon, FL        
0537
  Pine Island Marketplace   523 SW Pine Island Road   Cape Coral, FL        
2832
  Clearwater Mall   2979 Gulf to Bay Blvd   Clearwater, FL        
1270
  Coral Square Mall   9097 West Atlantic Blvd   Coral Springs, FL        
6286
  Coral Square Mall   9493 West Atlantic Blvd.   Coral Springs, FL        
7339
  Coral Square Mall   9367 West Atlantic Blvd   Coral Springs, FL        
7339
  Coral Square Mall   9367 West Atlantic Blvd   Coral Springs, FL        
2806
  Bellair Plaza Shopping Center   2561 North Atlantic Ave   Daytona Beach, FL        
6992
  Silver Sands Factory Outlet   10746 Emerald Coast Pkwy   Destin, FL        
0066
  Silver Sands Factory Outlet   10406 W. Emerald Coas Parkway   Destin, FL        
0751
  Silver Sands Factory Outlet   10746 Emerald Coast Pkwy.   Destin, FL        
2610
  Silver Sands Factory Outlet   10676 Emerald Coast Pkwy   Destin, FL        
6868
  Prime Outlets - Ellenton   5439 Factory Shops Blvd.   Ellenton, FL        
0040
  Prime Outlets - Ellenton   5613 Factory Shops Blvd., #415   Ellenton, FL        
0706
  Prime Outlets - Ellenton   5591 Factory Shops Blvd.   Ellenton, FL        
2688
  Prime Outlets - Ellenton   5571 Factory Shops Blvd #290   Ellenton, FL        
1533
  Miromar Outlets   10801 Cork Screw Rd. Suite 134   Estero, FL        
0511
  Miromar Outlets   10801 Corkscrew Road   Estero, FL        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0838
  Miromar Outlets   10801 Corkscrew Road   Estero, FL   Suite #128    
7520
  Coconut Point   Space N-03   Estero, FL   23191 Fashion Dr Ste 103    
2760
  Miromar Outlets   10801 Corkscrew Road   Estero, FL        
2590
  Prime Outlets - Florida City   200 E. Palm Drive   Florida City, FL        
1643
  Coral Ridge Mall   3200 N. Federal Highway   Ft. Lauderdale, FL   Space 408    
7408
  The Galleria Mall   2586 E Sunrise Blvd.   Ft. Lauderdale, FL        
1011
  Tanger Center - Sanibel   20350 Summerline Road   Ft. Meyers, FL   Space #3125    
2749
  Tanger Center - Sanibel   20350 Summerline Rd.   Ft. Meyers, FL        
0295
  Tanger Center - Sanibel   20350 Summerline Rd., #1112   Ft. Myers, FL        
2788
  Coral Ridge Mall   3200 N. Federal Highway   Ft.Lauderale, FL   Space 603    
6808
  Factory Stores of America - Graceville   950 Prim Avenue   Graceville, FL        
2798
  Oakwood Plaza   3721 Oakwood Blvd   Hollywood, FL        
1227
  The Avenues   10300 Southside Blvd.   Jacksonville, FL   Suite #2550    
7407
  The Avenues   10300 Southside Blvd.   Jacksonville, FL   Room No: 2630    
7407
  The Avenues   10300 Southside Blvd.   Jacksonville, FL   Room No: 2630    
2659
  Jacksonville Landing   2 Independent Drive   Jacksonville, FL   Suite 1035    
2817
  Oakleaf Plantation   9640 Crosshill Blvd   Jacksonville, FL   Space 104 A    
2807
  South Beach Regional Center   3852 South Third St.   Jacksonville Beach, FL        
1273
  Treasure Coast Square   3194 NW Federal Highway   Jensen Beach, FL   Space 3194    
2803
  Kendall Town and Country Ctr   8630 Mills Drive   Kendall, FL        
2819
  518 Duval Street   First State Bank   Key West, FL   1201 Simonton Street    
2825
  Merchants Walk   3615 S. Florida Ave   Lakeland, FL   Space 910    
2802
  Largo Mall Shopping Center   10500 Ulmerton Road   Largo, FL   Suite 278    
0042
  Prime Outlets - Naples   6060 Collier Blvd.,   Marco Island, FL   Space 76    
1283
  The Falls   8888 SW 136 ST   Miami, FL   SP #220    
7340
  Miami Int Mall - Storage   1455 Northwest 107th Avenue   Miami, FL        
7340
  Miami Int Mall - Storage   1455 Northwest 107th Avenue   Miami, FL        
7395
  Nine West   673 Collins Ave.   Miami, FL        
7446
  Dadeland Mall   7539 North Kendall Drive   Miami, FL        
2742
  Dolphin Mall   11401 NW 12th Street   Miami, FL   Space #128    
7481
  Falls Shopping Center Storage   8888 SW 136 ST   Miami, FL        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7481
  Falls Shopping Center Storage   8888 SW 136th Street   Miami, FL        
6360
  Aventura Mall   19575 Biscayne Blvd.   N. Miami Beach, FL   Space #1503    
2128
  Aventura Mall   19575 Biscayne Blvd   N. Miami Beach, FL   Sp #305    
7462
  Coastland Center   1900 9th Street North   Naples, FL        
0609
  Orlando Premium Outlets   8200 Vineland Ave.   Orlando, FL   Suite315    
1626
  Lake Buena Vista Factory Store   15749 S. Apopka Vineland Road   Orlando, FL   Unit J-5    
1626
  Lake Buena Vista Factory Store   15749 S. Apopka Vineland Road   Orlando, FL   Unit J-5    
6847
  Prime Outlets - Orlando   4949 N. Intl Drive. Suite 125   Orlando, FL        
6386
  Florida Mall   8001 South Orange Blossom Trail   Orlando, FL   Space 1280 B    
0521
  Festival Bay   5250 International Drive   Orlando, FL        
0471
  Orlando Premium Outlets   8200 Vineland Ave., Suite 707   Orlando, FL        
0538
  Prime Outlets- Orlando   4953 International Drive   Orlando, FL   Suite 2A-06    
0734
  Prime Outlets   5401 West Oakridge Road   Orlando, FL   Mall 1 Suite 12    
0799
  Lake Buena Vista Factory Store   15779 S Apopha Vineland Road   Orlando, FL   Building #L1A    
0826
  Festival Bay   5250 International Drive   Orlando, FL        
2106
  Florida Mall   8001 South Orange Blossom Trai   Orlando, FL        
7351
  Orlando Fashion Sq. Mall   3321 E. Colonial Drive   Orlando, FL   Space D-28    
7454
  Mall of Millennia   4200 Conroy Road   Orlando, FL   Suite 231    
2609
  Orlando Design Center   5265 N. International Drive   Orlando, FL        
2650
  Lake Buena Vista Factory Stores   15753 S. Apoka Vineland Road   Orlando, FL        
2759
  Orlando Premium Outlet   8200 Vineland Avenue   Orlando, FL        
2782
  Festival Bay   5250 International Drive   Orlando, FL        
2810
  Waterford Lakes Town Center   Space S-03   Orlando, FL   705 N. Alafaya Trail    
4002
  The Gardens   3101 PGA Blvd   Palm Beach Gardens, FL   Space P239    
2781
  Panama City Mall   2196 N.Cove Blvd.   Panama City, FL   Space 2196    
0543
  Shops at Pembroke Gardens   317 SW 145TH Terrace   Pembroke Gardens, FL   Space 3040    
1230
  Pembroke Lakes Mall   11401 Pines Boulevard   Pembroke Pines, FL        
6239
  Pembroke Lakes Mall   11401 Pines Blvd.   Pembroke Pines, FL        
7385
  Pembroke Lakes Mall   11401 Pines Blvd.   Pembroke Pines, FL   Space 852    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
1241
  Broward Mall   8000 W Broward Boulevard   Plantation, FL   Space 630    
6371
  Broward Mall   8000 W Broward Boulevard   Plantation, FL   Space 517    
4014
  Broward Mall   8000 Broward Mall   Plantation, FL        
1003
  St. Augstine Premium Outlets   2700 State Road 16   St. Augustine, FL   Suite 107A    
6986
  St. Augustine Factory Outlets   500 Belz Factory Outlet Mall   St. Augustine, FL   Suite 55    
6719
  St. Augustine Premium Outlets   2700 State Road 16   St. Augustine, FL        
0421
  St. Augustine Factory Outlets   500 Belz Factory Outlet Mall,   St. Augustine, FL        
0745
  St. Augustine Premium Outlets   2700 State Road 16   St. Augustine, FL   Suite 907    
2661
  St. Augustine Premium Outlets   2700 State Road 16   St. Augustine, FL   Suite 804    
1272
  Tyrone Square Mall   6885 Tyrone Square   St. Petersburg, FL   Space 612    
0680
  Sawgrass Mills   12801 W Sunrise Blvd   Sunrise, FL   Space 1033    
0707
  Sawgrass Mills Center   12801W. Sunrise Blvd.   Sunrise, FL   Suite 424    
2502
  Sawgrass Mills   12801 W. Sunrise Blvd   Sunrise, FL   Suite 435    
6347
  Citrus Park Town Center   7910 Citrus Park Town Center   Tampa, FL        
6387
  Westshore Plaza   257 Westshore Plaza   Tampa, FL   Space C-016    
7329
  West Shore Plaza   309 West Shore Plaza   Tampa, FL        
7442
  Citrus Park Town Center   7949-C Citrus Park Town Center   Tampa, FL   Space 460    
2823
  Carrollwood Commons   15140 N. Dale Mabry Hwy   Tampa, FL   Space B6    
6374
  The Villages At Lake Sumter   1085 Canal Street   The Village, FL   Space 1085    
6978
  Vero Fashion Outlets LLC   9551 East Bay Harbor Drive   Vero Beach, FL        
0232
  Outlets at Vero Beach   1794 94th Drive   Vero Beach, FL   Suite A120    
0725
  The Outlets at Vero Beach   1846 94th Drive   Vero Beach, FL   Suite B150    
7497
  The City Place   700 S ROSEMARY AVE   W. Palm Beach, FL   SUITE 134, SPACE B-14    
7473
  The Mall at Wellington Green   10300 W. Forest Hill Blvd.   Wellington, FL        
2805
  Winter Garden Village   3251 Daniels Road   Winter Garden, FL   Space W-124    
0533
  Winter Garden Village   3239 Daniels Road   Winter Gardens, FL   Space 102    
2032
  Cumberland Mall   1362 Cumberland Mall   Atlanta, GA        
2124
  Lenox Square   3393 Peachtree Rd.   Atlanta, GA        
2124
  Lenox Square   3393 Peachtree Rd.   Atlanta, GA        
3010
  Perimeter Mall   4400 Ashford Dunwoody Rd.   Atlanta, GA        
7498
  Atlantic Station   230 18th Street   Atlanta, GA   Building 11, Space 11115    
7511
  Augusta Mall   3450 Wrightsboro Road   Augusta, GA   Space 2090    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7516
  Mall of Georgia   Space 1039A   Buford, GA   3333 Budford Drive    
6989
  Prime Outlets - Calhoun   455 Belwood Rd.   Calhoun, GA   Ste 18    
0068
  Prime Outlets - Calhoun   455 Belwood Rd., Suite 24   Calhoun, GA        
6964
  Tanger Center - Commerce   800 Tanger Drive Suite 601   Commerce, GA        
0739
  Tanger Center - Commerce   800 Steven B. Tanger Blvd.   Commerce, GA   Suite 708    
2623
  Tanger Center - Commerce   800 Tanger Drive   Commerce, GA   Suite 102    
0675
  N. Georgia Premium Outlets   800 Highway 400 South   Dawsonville, GA        
6993
  N. Georgia Premium Outlets   800 Highway 400 S.   Dawsonville, GA   #365    
0309
  N. Georgia Premium Outlets   800 Highway 400 S., # 425   Dawsonville, GA        
0719
  N. Georgia Premium Outlets   800 Highway 400 S #260   Dawsonville, GA        
2651
  N. Georgia Premium Outlets   800 Hwy 400 S.   Dawsonville, GA   #340    
0766
  Outlet Center at Boaz   300 Longvue Court   Johns Creek, GA        
2107
  Cobb Center   400 W. Barrett Parkway   Kennesaw, GA   Sp#219    
0765
  Discover Mills   5900 Sugarloaf Parkway   Lawrenceville, GA   Suite 250    
2719
  Discover Mills   5900 Sugarloaf Parkway SP #272   Lawrenceville, GA        
1619
  Tanger Center - Locust Grove   1000 Tanger Drive   Locust Grove, GA        
0548
  Tanger Outlets - Locust Grove   1000 Tanger Drive   Locust Grove, GA   Space 55    
0760
  Tanger Center - Locust Grove   1000 Tanger Drive   Locust Grove, GA   Suite 506    
2599
  Tanger Center - Locust Grove   1000 Tanger Drive   Locust Grove, GA   Suite 222    
2031
  Oglethorpe Mall   7804 Abercorn Extension Pkwy.#   Savannah, GA        
0651
  Guam Factory Outlet   199 Chalan San Aontonio Road   Tamuning, GU   Space 107    
2676
  Guam Premier Outlets   199 Charlan San Antonio Road   Tamuning, Guam        
7350
  Ala Moana Center   1450 Ala Moana Blvd.   Honolulu, HI   Sp2015.    
7350
  Ala Moana Center   1450 Ala Moana Blvd.   Honolulu, HI   Sp2015.    
7471
  Hyatt Regency Waikiki   2424 Kalakaua Avenue   Honolulu, HI   Space 112 1st Fl    
7512
  Kahala Mall   4211 Waialae Avenue   Honolulu, HI        
0608
  Waikele Premium Outlets   94798 Lumiaina St.   Waikele, HI   Suite 404    
2626
  Waikele Premium Outlets   94-796 Lumiaina St.   Waipahu, HI   Ste 313    
6761
  Factory Stores of America - Story City   324 Factory Outlet Drive   Story City, IA        
1005
  Chicago Premium Outlets   1650 Premium Outlets   Aurora, IL   Space 225    
1604
  Chicago Premium Outlets   1650 Premium Outlets Blvd.   Aurora, IL   Space #1225    
0499
  Chicago Premium Outlets   1650 Premium Outlets Boulevard   Aurora, IL        
0796
  Chicago Premium Outlets   1650 Premium Outlets Blvd.   Aurora, IL   Space #1237    
2724
  Chicago Premium Outlets   1650 Premium Outlets Blvd.   Aurora, IL   Space #1273    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
2121
  River Oaks Center   96 River Oak Center   Calumet City, IL        
0527
  Riverpoint Shopping Center   1730 West Fullerton Ave   Chicago, IL   Space 9/10    
0701
  Washington Street   35 E. Washington Street   Chicago, IL        
7448
  Water Tower Mall   845 N. Michigan Avenue   Chicago, IL   Space 211    
7464
  Nine West   701 N. Michigan Avenue   Chicago, IL        
7470
  Clark Street   111 West Monroe   Chicago, IL        
7510
  Clybourn Galleria   1845 N. Clybourn   Chicago, IL        
2560
  Nine West   2739 North Clark Street   Chicago, IL        
2697
  Nine West Outlet   2058 N. Halsted Street   Chicago, IL        
2506
  Gurnee Mills   6170 W. Grand Ave.   Gurnee, IL   Space # 769    
2622
  Prime Outlets - Huntley   11800 Factory Shops Blvd   Huntly, IL   Space 830    
1252
  Yorktown Shopping Center   157-F Yorktown Shopping Center   Lombard, IL   Space 157-F    
2837
  The Brickyard   2901 Butterfied Road   Oak Brook, IL        
7008
  Oakbrook Shopping Center   100 Oakbrook Center   Oak Brook, IL   Space 401    
0560
  Woodgrove Festival   CE Region   Rosemont, IL   10600 West Higgins Suite 408    
5001
  Woodfield Mall   Gold Road at Route 53   Schaumburg, IL        
2125
  Old Orchard Shopping Center   28 Old Orchard Center   Skokie, IL   Space E28    
2104
  Vernon Hills   311 Hawthorne Ctr   Vernon Hills, IL        
6768
  Factory Stores Of America   1000 Fact. Outlet Drive   West Frankfort, IL   #102    
1279
  College Mall   2894 E. 3rd Street   Bloomington, IN   Space G06    
0694
  Edinburgh Premium Outlets   11885 NE Executive Drive   Edinburgh, IN   Space #H-60    
6953
  Edinburgh Premium Outlet   3175 Outlet Dr   Edinburgh, IN        
0482
  Edinburgh Premium Outlet   3070 Outlet Drive, Store #F100   Edinburgh, IN        
0720
  Edinburgh Premium Outlet   11691 NE Executive Drive   Edinburgh, IN        
2671
  Edinburgh Premium Outlet   3145 Outlet Dr   Edinburgh, IN        
0212
  Prime Outlets - Fremont   6245 No. Old 27,   Freemont, IN   Space A-20    
7304
  Fashion Mall at Keystone Cross   8702 Keystone Crossing   Indianapolis, IN   Space 152    
7311
  Circle Center Mall   49 West Maryland Street   Indianapolis, IN   Space E-17    
0654
  Lighthouse Place Premium Outle   417 Lighthouse Place Premium O   Michigan City, IN        
6739
  Lighthouse Place Premium Outle   417 Lighthouse Place   Michigan City, IN        
0035
  Lighthouse Place Prem. Outlets   711 Lighthouse Place   Michigan City, IN        
0735
  Lighthouse Place Premium   1660 Lighthouse Place   Michigan City, IN   Suite 1660    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
 
  Outle                
2536
  Lighthouse Place Premium Outlt   1004 Lighthouse Place   Michigan City, IN   Space #1004    
6758
  VF Factory Stores of America   2529 Highway 227   Carrollton, KY        
6782
  Hanson Outlet Mall   100 Factory Outlet Dr   Hanson, KY        
7121
  Mall St. Matthews   5000 Shelbyville Road   Louisville, KY        
6752
  Factory Stores of America   700 Outlet Drive   Arcadia, LA        
1285
  Mall of Louisiana   Space 1096   Baton Rouge, LA   6401 Bluebonnet Blvd    
7392
  Mall of Louisiana   6401 Blue Bonnet Blvd.   Baton Rouge   Space #1060    
2830
  Hammond Air Strip Center   9622 Airline Highway   Baton Rouge        
1631
  Louisiana Boardwalk   340 Boardwalk Boulevard   Bossier City        
2739
  Louisiana Boardwalk   320 Boardwalk Boulevard   Bossier City        
1650
  Tanger Outlets - Gonzales   2400 Tanger Blvd   Gonzales, LA        
0481
  Tanger Center - Gonzales   2200 Tanger Blvd., Suite 131   Gonzales, LA        
0709
  Tanger Center - Gonzales   2300 Tanger Blvd.   Gonzales, LA   Suite 129    
2563
  Tanger Center - Gonzales   2200 Tanger Blvd.   Gonzales, LA   Suite 130    
6810
  FSA - Iowa   800 Factory Outlet Drive   Iowa, LA   Suite 106    
2017
  The Esplanade   1401 W. Esplanade   Kenner, LA        
7483
  Mall of Acadiana   5725 Johnston Street   Lafayette, LA   F-222    
1292
  Lakeside Mall   3301 Veterans Memorial Blvd.   Metairie, LA        
6129
  Lakeside Mall   3301 Veterans Memorial Blvd   Metairie, LA        
7203
  Lakeside Mall   3301 Veterans Memorial Blvd   Metairie, LA   Space 99    
7388
  Riverwalk   1 Poydras St.   New Orleans, LA        
2766
  Nine West   706 Canal Street   New Orleans, LA        
1135
  Copley Place   100 Huntington Ave   Boston, MA   Space J011    
1901
  Copley Place   100 Huntington Ave   Boston, MA   Space #62    
7477
  Fanueil Hall Market Place   North Market Place Building   Boston, MA        
7011
  South Shore Plaza   250 Granite Street   Braintree, MA        
6327
  Burlington Mall   Middlesex Turnpike   Burlington, MA        
7117
  Burlington Mall   75 Middlesex Street   Burlington, MA        
0683
  Prime Outlets - Lee   50 Water Street   Lee, MA   Space B130    
6832
  Prime Outlets - Lee   50 Water Street   Lee, MA        
0358
  Prime Outlets - Lee   50 Water St., H510   Lee, MA        
0744
  Prime Outlets - Lee   50 Water Street   Lee, MA        
2621
  Berkshire Outlet Village   50 Water Street   Lee, MA        
0795
  Route 146 Millbury   70 Worcester Providence Hwy.   Millbury, MA   Space 307    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7314
  Natick Collection   1245 Worcester Street   Natick, MA        
6706
  VF Factory Stores of America   375 Faunce Corner Road   North Dartmouth, MA        
6707
  Cape Cod Factory Mall   1 Factory Outlet Road   Sagamore, MA        
0498
  Cape Cod Factory Mall   1 Factory Outlet Road   Sagamore, MA   Space 127    
0684
  Wrentham Village Outlets close   Premium Outlets Blvd.   Wrentham, MA   Suite C-7    
1517
  Wrentham Premium Outlets   One Premium Outlet Blvd   Wrentham, MA        
0426
  Wrentham Premium Outlets   Premium Outlets Blvd., Suite 2   Wrentham, MA        
0743
  Wrentham Premium Village   1 Premium Outlet Blvd.   Wrentham, MA   Suite 430    
2681
  Wrentham Premium Outlets   One Premium Outlet Blvd   Wrentham, MA        
6185
  Annapolis Mall   1830 Annapolis Mall   Annapolis, MD   Space 47    
3008
  The Gallery at Harbor Place   200 E. Pratt Street   Baltimore, MD   Suite 322    
2750
  Atlantic City Associates   604 East Pratt ST. 6th Flr   Baltimore, MD        
6155
  Westfield Shoppingtown Montgom   7107 Democracy Blvd.   Bethesda, MD        
7007
  Montgomery Mall   7101 Democracy Boulevard   Bethesda, MD   Space A-2428    
6140
  Columbia Mall   10300 Little Patuxent Parkway   Columbia, MD        
1234
  Lakeforest Center   701 Russell Avenue   Gaithersburg, MD        
6259
  Lakeforest Center   701 Russell Avenue   Gaithersburg, MD        
0668
  Prime Outlets - Hagerstown   240 Prime Outlets Boulevard   Hagerstown, MD        
1628
  Prime Outets at Hagerstown   830 Prime Outlet Boulevard   Hagerstown, MD        
0406
  Prime Outlets - Hagerstown   220 Prime Outlets Blvd.   Hagerstown, MD        
0747
  Prime Outlets - Hagerstown   140 Prime Outlets Blvd.   Hagerstown, MD        
2654
  Prime Outlets - Hagerstown   115 Prime Outlets Blvd.   Hagerstown, MD        
0462
  Arundel Mills   7000 Arundel Mills Blvd., Suit   Hanover, MD        
0759
  Arundel Mills   7000 Arundel Mills Circle   Hanover, MD   Suite 465    
2702
  Arundel Mills   7000 Arundel Mills Blvd.   Hanover, MD   Suite 472    
2756
  Boulevard at the Capital Ctr   900 K Capital Centre   Landover, MD        
1251
  White Flint Mall   11301 Rockville Pike   N. Bethesda, MD        
2117
  Owings Mill Town Center   10300 Mill Run Circle   Owings Mills, MD   Sp. 602    
0027
  Prime Outlets - Perryville   68 Heather Lane   Perryville, MD        
0027
  Prime Outlets - Perryville   68 Heather Lane   Perryville, MD        
6855
  Prime Outlets - Queenstown   419 Outlet Center Drive   Queenstown, MD        
0026
  Prime Outlets - Queenstown   409 Outlet Center Drive, Store   Queenstown, MD        
0752
  Prime Outlets - Queenstown   428 Outlet Center Drive   Queenstown, MD   Space B024    
2778
  Prine OUtlets - Queenstown   217 Outlet Center Drive   Queenstown, MD   Space D046    
6341
  White Flint Mall   11301 Rockville Pike   Rockville, MD   Space 1-58    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7425
  White Flint Mall   11301 Rockville Pike   Rockville, MD   Space #126    
2545
  City Place   8661 Colevile Rd.   Silver Springs, MD        
7012
  Towson Town Center   825 Dulaney Valley Road   Towson, MD   Space 374    
6143
  Wheaton Plaza Regional SC   1160 Veirs Mall Road   Wheaton, MD        
7476
  Wheaton Plaza   11160 Veirs Mill Road   Wheaton, MD        
0669
  Denney Block   56 Main Street   Freeport, ME        
0478
  Denney Block   58 Main Street, Suite 31   Freeport, ME        
2625
  Nine West   76 Main Street   Freeport, ME        
0658
  Kittery Premium Outlets   294 US Route One   Kittery, ME        
6846
  Maine Outlet Mall   345 US Route 1   Kittery, ME        
0018
  Kittery Premium Outlets   318 Rt. 1, #5   Kittery, ME        
0824
  The Maine Outlets   345 US Route One   Kittery, ME        
1621
  Great Lakes Crossing   4618 Baldwin Road   Auburn Hills, MI        
0448
  Great Lakes Crossing   4004 Baldwin Road   Auburn Hills, MI   Space 219    
2691
  Great Lake Crossing   4722 Baldwin Road   Auburn Hills, MI        
0698
  Prime Outlets - Birch Run   12156 S. Beyer Road   Birch Run, MI        
6803
  Prime Outlets - Birch Run   12245 S. Beyer Road   Birch Run, MI   Space A110    
0016
  Prime Outlets - Birch Run   12156 Beyer Road   Birch Run, MI   Space #24    
0738
  Prime Outlets - Birch Run   8925 Market Place Drive   Birch Run, MI   Suite 504    
2523
  Prime Outlets - Birch Run   12156 Beyer Road   Birch Run, MI        
0757
  Great Lakes Crossing   4724 Bladwin Rd.   Bloomfield, MI   Space #204    
2842
  The Outlet Shoppes at Oshkosh   c/o Horizon Group Prop, Inc.   Chicago, MI   5000 hakes Drive, Suite 500    
7501
  The Mall at Partridge Creek   17460 Hall Road   Clinton Township   Space 117    
6382
  Fairlane Town Center   Department 52001   Detroit, MI   P.O. Box 67000    
1277
  Genesee Valley Center   4376 Miller Road   Flint, MI        
0640
  Tanger Center - Kensington   1475 North Burkhart Road   Howell, MI   Suite D-210    
0408
  Tanger Center - Kensington   1475 N. Burkhart Rd., Ste. E-l   Howell, MI        
0729
  Tanger Center - Kensington   1475 North Burkhart Rd.   Howell, MI   Suite D-200    
2605
  Tanger Center - Kensington   1475 N. Burkhart Rd.   Howell, MI   Space D-220    
6207
  Laurel Park Mall   37610 West Six Mile   Livonia, MI        
7365
  Laurel Park Place   37648 West Six Mille Road   Livonia, MI        
7479
  Twelve Oaks   27348 Novi Road   Novi, MI        
1132
  Somerset Collection   2800 West Big Beaver Road   Troy, MI        
6176
  Oakland Mall   674 W. 14 Mile   Troy, MI        
7379
  Somerset Collection   2800 W. Big Beaver Rd.   Troy, MI   Space 137    
6976
  Tanger Center - West Branch   8990 Cook Rd   West Branch, MI   Space 116    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0453
  Albertville Premium Outlets   6415 Labeaux Avenue, NE, Suite   Albertville, MN        
2745
  Albertville Premium Outlets   6500 Labeaux Avenue   Albertville, MN   Space E-90    
7100
  Mall of America   156 South Avenue   Bloomington, MN        
7005
  Southdale Center   10 Southdale Center   Edina, MN   Space #2658    
6183
  Rosedale Center   310 Rosedale Center   Roseville, MN        
2027
  Rosedale Center   111 Rosedale Center   Roseville, MN        
6751
  Factory Merchants Branson   1000 Pat Nash Drive   Branson, MO        
6961
  Factory Merchants Branson   4360 Gretnan Road   Branson, MO        
0556
  Factory Merchants - Branson   1000 Pat Nash Dr.   Branson, MO   Space 9-49    
1275
  Columbia Mall   Space 412   Columbia, MO   2300 Bernadette Drive    
1256
  Independence Center   2035 Independence Center   Independence, MO   Space H08    
6759
  Factory Stores of America - Lebanon   2020 Industrial Drive   Lebanon, MO   Suite 108    
6804
  Osage Beach Premium Outlets   4540 Hwy. 54   Osage Beach, MO   Suite B-2    
0052
  Osage Beach Premium Outlets   4540 Highway 54, Suite G2   Osage Beach, MO        
2548
  Osage Beach Premium Outlets   Box A-2 Highway 54   Osage Beach, MO        
1133
  Plaza Frontenac   1701 S Lindbergh Blvd   St Louis, MO   Space 86    
6159
  St. Louis Galleria   1186 St. Louis Galleria   St. Louis, MO        
2105
  St. Louis Galleria   1146 Saint Louis Galleria   St. Louis, MO        
2730
  St. Louis Mills   555 St. Louis Mills Blvd.   St. Louis, MO   Space #224    
6950
  Warrenton Outlet Center   1000 Warrenton Outlet Center 13   Warrenton, MO        
2538
  Warrenton Outlet Center   1000 Warrenton Outlet Center 4   Warrenton, MO        
0547
  Prime Outlets at Gulfport   10645 Factory Shops Blvd   Gulfport, MS        
0767
  Prime Outlets - Gulfport   10530 Factory Shops Blvd   Gulfport, MS   Suite 530    
7355
  Northpark Mall   1200 E. Countyline Rd.   Ridgeland, MS   Space #273    
6760
  Factory Stores of America   2824 Eason Blvd   Tupelo, MS        
0746
  Tanger Center - Blowing Rock   US Highway 321, Suite 12   Blowing Rock, NC   310 Shopps on the Parkway    
2731
  Tanger Center - Blowing Rock   US Highway 321 Space #44   Blowing Rock, NC   310 Shopps on the Parkway    
2533
  Burlington Manufacturer’s Outl   1307 Plaza Drive   Burlington, NC        
6103
  Cary Town Center   1105 Walnust St.   Cary, NC   Space 1149    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
6960
  Pigeon Forge Outlet   P. O. Box 65125   Charlotte, NC        
6128
  South Park Mall   4400 Sharon Road   Charlotte, NC        
6367
  Northlake Mall   6801 Northlake Mall Drive   Charlotte, NC   Space #256    
0737
  Tanger Factory Outlet Center   P.O. Box 65805   Charlotte, NC   //Kasper 0737//    
7010
  Southpark Mall   400 Sharon Rd.   Charlotte, NC        
7010
  Southpark Mall   400 Sharon Rd.   Charlotte, NC        
7485
  Northlake Mall   6801 Northlake Mall Drive   Charlotte, NC   Space #261    
0540
  The Arboretum   8124 Providence Road   Charlotte, NC   Suite 73    
0686
  Concord Mills   8111 Concord Mills Blvd   Concord, NC   Space 304    
1633
  Concord Mills   8111 Concord Mills Blvd.   Concord, NC        
0463
  Concord Mills   8111 Concord Mills Blvd.,   Concord, NC   Space 324    
0753
  Concord Mills   8111 Concord Mills Blvd.   Concord, NC   Suite 333    
2717
  Concord Mills   8111 Concord Mills Boulevard   Concord, NC   Space 363    
0688
  Tanger Outlets-The Arches   3200 Nothline Ave   Greensboro, NC   Suite 360    
1261
  Friendly Center   3326 W. Friendly Ave   Greensboro, NC   Space 135    
1639
  Tanger Outlets-The Arches   3200 Nothline Ave   Greensboro, NC   Suite 360    
1649
  Tanger Outlets-Pittsburg   3200 Nothline Ave   Greensboro, NC   Suite 360    
0559
  Tanger Outlet Center-Seviervil   3200 Northline Ave   Greensboro, NC   Suite 360    
0530
  Tanger Outlets-The Arches   3200 Nothline Ave   Greensboro, NC   Suite 360    
0546
  Tanger Outlets-Pittsburg   3200 Nothline Ave   Greensboro, NC   Suite 360    
0828
  Tanger Outlets-The Arches   3200 Nothline Ave   Greensboro, NC   Suite 360    
0833
  Tanger Outlets-Pittsburg   3200 Nothline Ave   Greensboro, NC   Suite 360    
7332
  Four Seasons Town Center   237 Four Seasons Town Center   Greensboro, NC        
2797
  Tanger Outlets-The Arches   3200 Nothline Ave   Greensboro, NC   Suite 360    
2820
  Tanger Outlets-Pittsburg   3200 Nothline Ave   Greensboro, NC   Suite 360    
2631
  Morrisville Outlets   1001 Airport Blvd   Morrisville   Space 420    
2577
  Tanger Center - Nags Head   7100 Croaton Rd. Sp# 155   Nags Head        
0687
  Tanger Outlet Center   4840 Tanger Outlet Blvd   North Charleston   Space 970    
0512
  TANGER OUTLET CENTER   4840 Tanger Outlet Center Blvd   North Charleston   Space 904    
6353
  Traingle Towne Center   5959 Triangle Town Blvd.   Raleigh, NC   Space #2008    
0526
  Pleasant Valley   6250-104 Glenwood Avenue   Raleigh, NC   Space A2    
7356
  Crabtree Valley Mall   4325 Glenwood Ave.   Raleigh, NC   Space 110-A    
7453
  Triangle Towne Center   5959 Triangle Town Blvd.   Raleigh, NC   Space #1092    
2795
  Pleasant Valley   6250-104 Glenwood Avenue   Raleigh, NC   Space A2    
6738
  Carolina Premium Outlets   1025 Industrial Park Drive Sui   Smithfield, NC        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0544
  Carolina Premium Outlets   1025 Industrial Park Drive   Smithfield, NC   Space 100    
0754
  Carolina Premium Outlets   1025 Industrial Park Drive   Smithfield, NC   Suite 40    
2785
  Carolina Premium Outlets   1025 Industrial Park Drive   Smithfield, NC   Space 830    
7459
  Independence Mall   3500 Olenader Drive   Wilmington, NC   Space # C30    
6195
  Hanes Mall   3320 Silas Creek Parkway   Winston Salem, NC   Space Au 560    
7429
  Hanes Mall   3320 Silas Creek Parkway   Winston-Salem, NC   Space AU 556    
6809
  FSA - Nebraska City   1001 Nebraska State Highway   Nebraska City, NE        
6952
  Lake Region Factory Stores   120 Laconia Road   Tilton, NH   US Rt. 3    
0355
  Lakes Region Factory Stores   120 Laconia Road, Suite 116   Tilton, NH        
2573
  Tanger Outlet - Tilton   120 Laconia Rd.   Tilton, NH   Ste#113    
1646
  The Walk   2026 Baltic Avenue   Atlantic City, NJ        
0539
  The Walk   119 North Arkansas Ave   Atlantic City, NJ        
2840
  Brick Plaza   2 Brick Plaza   Brick, NJ   Space 9    
6105
  Bridgewater Commons   400 Commons Way   Bridgewater, NJ        
6015
  Cherry Hill Mall   421 Cherry Hill Mall   Cherry Hill        
1243
  Monmouth Mall   180 Route 35 South   Eatontown, NJ   Space 2124    
1278
  Menlo Park Mall   Space 2425   Edison, NJ   457 Menlo Park Mall    
6267
  Menlo Park Mall   360 Menlo Park Mall   Edison, NJ   Space 1750    
3210
  Menlo Park Mall   110 Menlo Park Mall   Edison, NJ        
1609
  Jersey Gardens Mall   651 Kapkowski Road   Elizabeth, NJ   Suite #2007    
0768
  Jersey Gardens Mall   651 Kapkowski Road   Elizabeth, NJ   Suite 1422    
2699
  Jersey Gardens Mall   651 Kapowski Road   Elizabeth, NJ   Space #2699    
2669
  Nine West Outlet   33 East Palisade Ave.   Englewood, NJ        
0602
  Liberty Village Premium Outlet   60 Liberty Village   Flemington, NJ        
0019
  Liberty Village Premium Outlet   33 Liberty Village   Flemington, NJ        
0315
  Liberty Village Premium Outlet   57 Liberty Village   Flemington, NJ        
0750
  Liberty Village Premium Outlet   1 Church Street   Flemington, NJ   Space 46    
2701
  Liberty Village Premium Outlet   1 Church Street   Flemington, NJ   Suite 87    
0815
  Secaucus Outlet Center LLC   c/o Marina Khutoryanskaya   Fort Lee, NJ   1512 Palisade Avenue #6J    
1245
  Freehold Raceway Mall   3710 US Highway 9   Freehold, NJ   SpaceB-109    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
6151
  Freehold Raceway Mall   3710 US Highway 9   Freehold, NJ        
6005
  Freehold Raceway Mall   3710 Route 9   Freehold, NJ   Space H-106    
0515
  Valley Mall Shopping Center   977 Valley Road   Gillette, NJ        
2800
  Valley Mall Shopping Center   977 Valley Road   Gillette, NJ   Suite H    
0381
  Jackson Outlet Village   537 Monmouth Road   Jackson, NJ   Space 138    
0733
  Jackson Outlet Village   537 Monmouth Road   Jackson, NJ   Suite 141    
2643
  Jackson Outlet Village   537 Monmouth Road   Jackson, NJ   Space 146    
1228
  Newport Centre Mall   30 Mall Drive   Jersey City, NJ   Space # B09A    
6362
  Newport Centre Mall   30 Mall Drive W.   Jersey City, NJ        
7421
  Newport Centre Mall   30 Mall Drive West   Jersey City, NJ   Suite B-39    
0473
  Olde Lafayette Village   75 Route 15, Building F   Lafayette, NJ   Upper Level    
6137
  Quaker Bridge Mall   Quakerbridge Mall   Lawrenceville, NJ   US Route 1    
6117
  Livingston Mall   2017 Livingston Mall   Livingston, NJ        
7463
  Livingston Mall   112 Eisenhower Parkway   Livingston, NJ   Space #1038    
0276
  Circle Factory Outlet Center   1407 W. Atlantic Ave.   Manasquan, NJ   Space #113    
0316
  Circle Factory Outlet Center   1407 W. Atlantic Ave., #3   Manasquan, NJ        
2703
  Matawan Outlets   347 E. Highway 34   Matawan, NJ        
2790
  Village at Cambridge Crossing   4110 Dearborn Circle   Mt. Laurel, NJ        
1254
  The Shoppes at N. Brunswick   785 Shoppes Blvd   North Brunswick, NJ   Space M    
1260
  Paramus Park   1430 PAramus Park   Paramus, NJ        
6149
  Paramus Park Shopping Center   1445 Paramus Park   Paramus, NJ        
6182
  Garden State Plaza   1 Garden State Plaza   Paramus, NJ   Route 4 & 17    
7118
  Westfield Shoppingtown Garden   1 Garden State Plaza   Paramus, NJ        
7492
  Paramus Park Shopping Center   1105 Paramus Park   Paramus, NJ        
7337
  Princeton Palmer Square   7 Palmer Square West   Princeton, NJ        
6177
  Rockaway Town Square   301 Mt. Hope Avenue   Rockaway, NJ        
7502
  Rockaway Town Square   301 Mt. Hope Avenue   Rockaway, NJ   Space Al 018    
0604
  Designer Outlet Gallery   55 Hartz Way   Secaucus, NJ   Space #75    
6815
  Harmon Cove Outlets   20 Enterprise Ave   Secaucus, NJ        
0015
  Designer Outlet Gallery   55 Hartz Way,, Str#80   Secaucus, NJ        
2743
  Designers Outlet Gallery   55 Hartz Way, Space #70   Secaucus, NJ        
7474
  The Mall at Short Hills   1200 Morris Turnpike   Short Hills, NJ   Space #D101    
7216
  The Grove at Shrewsbury   603 Broad Street RT. 35   Shrewsbury, NJ   Space 7A    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0770
  Kasper   281 Route 10 East   Succasunna, NJ        
2813
  3605 Bergenline Avenue   3605 Bergenline Avenue   Union, NJ        
2543
  Nine West Outlet   1235 West Chestnut St.   Union, NJ        
6329
  Willowbrook Mall   1400 Willowbrook Mall   Wayne, NJ   Space #1108    
4007
  Willowbrook Mall   1400 Willowbrook Blvd.   Wayne, NJ        
2561
  Paterson-Hamburg Turnpike   Preakness   Wayne, NJ   Suite A-30    
6118
  Woodbridge Center   667 Woodbridge Center Drive   Woodbridge, NJ        
0099
  Santa Fe Factory Stores   8380 Cerrillos Road   Santa Fe, NM   Space #214    
2558
  Santa Fe Factory Stores   8380 Cerrillos Road   Santa Fe, NM   Space #438    
0690
  Las Vegas Premium Outlet   Space 1540   Las Vegas, NV   855 South Grand Central Pkwy    
1641
  Las Vegas Outlet Center   Space 235   Las Vegas, NV   7400 S. Las Vegas Blvd    
6354
  Fashion Show   Las Vegas Blvd & Spring Mntn R   Las Vegas, NV   Space #2650    
0484
  Las Vegas Premium Outlets   855 South Grand Central Parkwa   Las Vegas, NV        
0410
  Las Vegas Outlet Center   7400 Las Vegas Blvd S., Box 24   Las Vegas, NV        
0713
  Las Vegas Outlet Center   7680 South Las Vegas Blvd   Las Vegas, NV   Suite 202    
7456
  Fashion Show   3200 Las Vegas Blvd. South   Las Vegas, NV   Space#2360    
7456
  Fashion Show   3200 Las Vegas Blvd. South   Las Vegas, NV   Space#2360    
2534
  Las Vegas Outlet Center   7680 South Las Vegas Blvd.   Las Vegas, NV        
2764
  Las Vegas Premium Outlets   855 S. Grand Central Parkway   Las Vegas, NV        
1603
  Horizon Outlet Center   1955 S. Casino Drive   Laughlin, NV   Space #B-310    
1638
  Fashion Outlets of Las Vegas   32100 Las Vegas Blvd.   Primm, NV   Space 310    
2673
  Fashion Outlets of Las Vegas   32100 Las Vegas Blvd.   Primm, NV        
6198
  Colonie Center   15 Wolf Road   Albany, NY   Space #311    
1271
  Westfield South Shore   Space F-l 1A   Bay Shore, NY   1701 Sunrise Highway    
1138
  Carlo Fraioli-7205   P.O. Box #24   Bedford Hills, NY        
2512
  Bellport Outlet Center   790 Sunrise Drive   Bellport, NY   Space 29    
2761
  Nine West   305 E. Kingsbridge Road   Bronx, NY        
2771
  Bay Plaza   2180 Bartow Avenue   Bronx, NY   Space #180    
2801
  The Hub   2992 Third Avenue   Bronx, NY        
2801
  The Hub   2992 Third Avenue   Bronx NY        
6156
  Kings Plaza Shopping Center   5145 Kings Plaza   Brooklyn NY        
7001
  Kings Plaza Shopping Center   .5145 Kings Plaza.Space #241   Brooklyn NY        
7380
  Nine West   134 Montague Street   Brooklyn NY        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
2564
  Nine West   1419 Kings Highway   Brooklyn NY        
2582
  Georgetown Shopping Center   2125 Ralph Avenue   Brooklyn NY        
2633
  Bayridge   420 86th Street   Brooklyn NY        
2738
  Nine West Outlet   1218 Fulton Street   Brooklyn NY        
6188
  Walden Galleria   One Walden Galleria   Buffalo NY   B203    
7014
  Walden Galleria   One Walden Galleria   Buffalo NY        
0603
  Woodbury Commons Premium Outle   276 Red Apple Court #276   Central Valley NY        
0479
  Woodbury Commons Premium Outle   226 Red Apple Court, Route 32   Central Valley        
0296
  Woodbury Commons Premium Outle   625 Blue Bird Court   Central Valley NY        
0722
  Woodbury Commons Prem. Outlets   127 Marigold Court   Central Valley NY        
2505
  Woodbury Commons Premium Outlet   649 Bluebird Court   Central Valley NY        
2793
  Huntington Sq. Shopping Center   4000 Jericho Turnpike   East Northport NY        
2792
  Fresh Meadows   188 St. & Horace Hardy Exp   Fresh Meadows NY        
1259
  Roosevelt Field Mall   630 Old County Road   Garden City NY   Space 1068    
6227
  Roosevelt Field Mall   Roosevelt Field Shopping Cente   Garden City NY   Space 1054    
6227
  Roosevelt Field Mall   Roosevelt Field Shopping Cente   Garden City NY   Space 1054    
6021
  Roosevelt Field Mall   Space 1067   Garden City NY        
6021
  Roosevelt Field Mall   Space 1067   Garden City NY        
6830
  Adirondack Factory   1454 State Road 9   Lake George NY   Box 10    
0058
  Lake George Plaza   Route #9   Lake George NY   P.O. Box 3199-6    
0798
  Lake George Plaza   1424 State Route 9   Lake George NY        
2541
  French Mountain Commons   Road #3   Lake George NY   Box 3095-2    
1112
  655 Madison Avenue   655 Madison Avenue   New York NY        
1223
  Bandolino   331 Madison Avenue   New York NY        
6116
  Easy Spirit   555 Madison Avenue   New York NY        
6245
  Easy Spirit   1518 3rd Ave.   New York NY        
6290
  Easy Spirit   182 Broadway   New York NY        
6320
  Easy Spirit   1166 6th Ave. at 46th St.   New York NY        
6381
  2251 Broadway   73 West 47th Street   New York NY        
7021
  Nine West   59th and Lexington Avenue   New York NY        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7317
  Nine West   341 Madison Avenue & 44th Str.   New York NY        
7327
  Nine West   675 5th Avenue   New York NY        
7338
  Nine West   577 Broadway   New York NY        
7451
  Nine West   44th and Lexington Avenue   New York NY        
7455
  Nine West   179 Broadway   New York NY        
7457
  Nine West   2 Broadway   New York NY        
7487
  Rockefeller Plaza - Nine West   1258 Avenue of the Americas   New York NY        
2732
  Harlem USA   282 Nicholas Street   New York NY   Harlem USA    
0677
  Fashion Outlets - Niagara   1900 Military Road   Niagara Falls NY        
0514
  Fashion Outlets - Niagara   1900 Military Road   Niagara Falls NY        
2517
  Prime Outlets - Niagara Falls   1762 Military Road   Niagara Falls NY        
1627
  Sands Shopping Center   3571 Long Beach Road   Oceanside NY        
0488
  Sands Shopping Center   3521 Long Beach Road   Oceanside NY        
2583
  The Sands Shopping Center   3563 Long Beach Road   Oceanside NY        
2542
  Plainview Shopping   381 S. Oyster Bay Road   Plainview NY        
2574
  Kohl's Shopping Center   527 Boston Post Road   Port Chester NY        
0554
  Portchester Shopping Center   517 Boston Post Road   Portchester NY        
7495
  71-34 Austin Street   71-34 Austin Street   Queeens NY        
2809
  Jamaica Avenue   166-19 Jamaica Ave   Queens NY        
0611
  Tanger Center - Riverhead   513 Tanger Mall Drive   Riverhead NY        
6968
  Tanger Outlet - Riverhead   811 Tanger Mall Drive   Riverhead NY        
0220
  Tanger Center - Riverhead   201 Tanger Mall Drive   Riverhead NY        
0329
  Tanger Center - Riverhead   102 Tanger Mall Drive   Riverhead NY        
0736
  Tanger Center - Riverhead   817 Tanger Mall Drive   Riverhead NY        
2562
  Tanger Center - Riverhead   1770 West Main Street   Riverhead NY   Space #202/203    
2977
  Forest Promenade   1756 Forest Avenue   State Island NY        
7416
  Green Acres Mall   1109 Green Acres Mall   Valley Stream NY        
7313
  Eastview Commons   501 Eastview Mall   Victor NY        
7480
  Palisades Center   2731 Palisades Center Drive   W.Nyack NY        
0270
  Waterloo Premium Outlets   655 Route 318, Suite# 6   Waterloo NY        
0732
  Waterloo Premium Outlets   655 Route 318   Waterloo NY   Suite 97    
2615
  Waterloo Premium Outlets   655 RT 318   Waterloo NY   Space 8    
1616
  The Mall at the Source   1504 Old Country Road   Westbury NY   Space #F01    
0525
  The Mall At The Source   1504 Old Country Road   Westbury NY        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
2711
  The Mall at the Source   1504 Old Country Road   Westbury NY   Space #253    
1218
  The Westchester   125 Westchester Ave.   White Plains NY        
1218
  The Westchester   125 Westchester Ave.   White Plains NY        
6160
  The Westchester   125 Westchester Ave.   White Plains NY   Space 3790    
6306
  Galleria Mall   Sp#330 100 Main St.   White Plains NY        
7300
  The Westchester   125 Westchester Ave.   White Plains NY   Space #2480    
7300
  The Westchester   125 Westchester Ave.   White Plains NY   Space #2480    
7414
  Galleria Mall   100 Main St.   White Plains NY   Sp#334/2    
6288
  Easy Spirit   22 Xavier Ave   Yonkers NY        
2555
  Bradley Shopping Center   2470 Central Park Avenue   Yonkers NY        
6987
  Aurora Farms Premium Outlets   549 S. Chillicothe Road   Aurora, OH   Space #210    
0025
  Aurora Farms Premium Outlets   549 S. Chillicothe Road   Aurora, OH   Space 290    
2736
  Aurora Farms Premium Outlets   549 S.Chillicothe Road   Aurora, OH   Space #215    
5010
  Beachwood Place   26300 Cedar Road   Beachwood, OH   Space 1018-1016    
5010
  Beachwood Place   26300 Cedar Road   Beachwood, OH   Space 1018-1016    
6373
  Mall at Fairfield Commons   Space El47   Beaver Creek, OH   2727 Fairfield Commons    
7509
  The Greene   4417 Cedar Park Drive   Beaver Creek, OH        
6133
  Kenwood Towne Centre   7875 Montgomery Road   Cincinnati, OH   space U-311A    
6208
  Tri-County Mall   11700 Princeton Pike   Cincinnati, OH   Space B-7    
6016
  Kenwood Towne Centre   7875 Montgomery Road   Cincinnati, OH        
7328
  Tower Place Mall   28 W. 4th Street   Cincinnati, OH   Space 219    
0566
  Tower City Center   50 Public Square   Cleveland, OH        
7359
  Tower City Mall   230 Huron Road   Cleveland, OH   Space 8594    
2779
  East Towne Mall   P.O. Box 74422   Cleveland, OH        
1532
  Prime Outlets - Jeffersonville   8540 Factory Shops Blvd.   Jeffersonville, OH        
2539
  Prime Outlet Jeffersonville   8715 Factory Shops Blvd   Jeffersonville, OH   Suite 8715    
6984
  Easy Spirit   1107 1/2 South 2nd Street   Ripley, OH        
6197
  Southern Park Mall   7401 Market Street   Youngstown, OH        
6385
  Penn Square Mall   1901 Northwest Expressway   Oklahoma City, OK   Suite 2090A    
2015
  Quail Springs Mall   2501 West Memorial Rd.   Oklahoma City, OK        
7400
  Penn Square Mall   1901 Northwest Expressway   Oklahoma City, OK   #1027    
7400
  Penn Square Mall   1901 Northwest Expressway   Oklahoma City, OK   #1027    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
2012
  Woodland Hills Mall   7021 South Memorial Drive   Tulsa, OK        
1545
  Factory Stores at Lincoln City   1500 S.E. East Devils Lake Roa   Lincoln City, OR   Suite #111B    
0413
  Factory Stores at Lincoln City   1500 S. E. East Devils Lake Rd   Lincoln City, OR        
7115
  Pioneer Place   700 S.W. 5th Ave   Portland, OR        
0392
  Seaside Factory Outlet Center   1111 N. Roosevelt St., Ste.#34   Seaside, OR        
6725
  Columbia Gorge Factory Stores   450 NW NW 257 Drive Way   Troutdale, OR   Suite 308    
0522
  Columbia Gorge Factory Stores   450 NW 257 Drive Way   Troutdale, OR   Space 100    
0450
  Woodburn Company Stores   1001 Arney Rd.   Woodburn, OR   Suite 212    
2744
  Woodburn Company Stores   101 Arney Road   Woodburn, OR   Suite 420    
1280
  Exton Mall   319 Exton Square Parkway   Exton, PA   Space 2675    
1613
  Gettysburg Village Factory Sto   1863 Gettysburg Village Drive   Gettysburg, PA   Suite 830    
0456
  Gettysburg Village Factory Sto   1863 Gettysburg Drive,   Gettysburg, PA   Space 840S    
6828
  Prime Outlets - Grove City   Northwest 257 Drive   Grove City, PA        
0224
  Prime Outlets - Grove City   179 & Route 208, PO BOX 1044   Grove City, PA   Space #510    
0730
  Prime Outlets - Grove City   PO Box 1230   Grove City, PA   Space 1230    
1004
  The Outlets at Hershey   143 Outlet Square   Hershey, PA        
6965
  The Outlets at Hershey   142 Outlet Square   Hershey, PA   Space #E-1    
0243
  The Outlets at Hershey   112 Outlet Square   Hershey, PA        
0756
  The Outlets at Hershey   120 Outlet Square   Hershey, PA        
2593
  The Outlets at Hershey   114 Outlet Square   Hershey, PA        
2011
  Court at King Of Prussia   344 Mall Blvd.   King Of Prussia, PA        
6956
  Penn’s Purchase Factory Outlet   Building K-l 5861 York Rd   Lahaska, PA        
0272
  Penn’s Purchase Factory Outlet   5861 York Rd.,   Lahaska, PA   Space K5    
0328
  Penn’s Purchase Factory Outlet   5861 York Rd.,   Lahaska, PA   Space L2    
2584
  Penn’s Purchase Factory Outlet   5861 York Rd   Lahaska, PA   Space #E-2    
6844
  Rockvale Square   35 S Willowdale Drive   Lancaster, PA   Space #118    
6874
  Tanger Center - Lancaster   308 Stanley K. Tanger Blvd.   Lancaster, PA   Space #308    
0057
  Rockvale Square   35 S. Willowdale Drive, #320   Lancaster, PA        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0724
  Rockvale Square   35S. Willowdale Drive   Lancaster, PA   Suite 421    
2554
  Tanger Center - Lancaster   308 Stanley K, Tanger Blvd.   Lancaster, PA   Space #116    
0922
  Rockvale Square   35 S Willowdale Drive   Lancaster, PA   Space 1820    
1624
  Philadelphia Premium Outlets   18 Light Cap Road   Limerick Township, PA   Space 1065    
0506
  Philadelphia Premium Outlets   18 Light Cap Road   Limerick Township, PA   Space 1193    
0818
  Philadelphia Premium Outlets   18 Light Cap Road   Limerick Township, PA   Space 1171    
2747
  Philadelphia Premium Outlets   18 Light Cap Road   Limerick Township, PA   Space 1185    
2569
  Prime Outlets - Grove City   PO Box 1050   Mercer, PA   Space 540    
6209
  Monroeville Mall   Monroeville Mall   Monroeville, PA   space 217    
2120
  Monroeville Mall   Space #120   Monroeville, PA        
1244
  Montgomery Mall   287 Montgomery Mall   N. Wales, PA   Space 2045    
0656
  Philadelphia Premium Outlets   18 Light Cap Road   Philadelphia, PA   Space 1113    
1225
  Shops at Liberty Place   1625 Chestnut Street   Philadelphia, PA   Space #132    
1536
  Franklin Mills   1629 Franklin Mills Circle   Philadelphia, PA        
1623
  Jersey Shore Premium Outlets   Jersey Shore Premium Outlets   Philadelphia, PA   P.O. Box 822807    
0053
  Jones New York   1711 Walnut Street   Philadelphia, PA        
0505
  Jersey Shore Premium Outlets   Jersey Shore Preium Outlets   Philadelphia, PA   P.O. BOX 822807    
0715
  Franklin Mills   1791 Franklin Mills Circle   Philadelphia, PA   Space 147    
0841
  Jersey Shore Premium Outlets   CPG Tinton Falls Urban Renewal   Philadelphia, PA   P.O. Box 822807    
7303
  Shops at Liberty Place   1625 Chestnut Street   Philadelphia, PA   Space 126    
2500
  Franklin Mills   1659 Franklin Mills Circle   Philadelphia, PA        
2746
  Jersey Shore Premium Outlets   Jersey Shore Premium Outlets   Philadelphia, PA   P.O. Box 822807    
2796
  Gallery at Market East   9th & Market Sts   Philadelphia, PA   Space 1066    
1253
  South Hills Village   301 South Hills Village   Pittsburgh, PA   Space 1035    
6126
  South Hills Village   South Hills Village   Pittsburgh, PA        
6135
  Ross Park Mall   1000 Ross Park Mall Drive   Pittsburgh, PA   Suite 160    
2109
  Ross Park Mall   1000 Ross Park Mall Drive   Pittsburgh, PA        
7433
  Pitt Airport   Airside Bldg.   Pittsburgh, PA        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7517
  Southside Works   Space C143   Pittsburgh, PA   2746 Sidney Street    
0425
  Designer Place   739 Reading Ave   Reading, PA        
0731
  VF Designer Place   739 Reading Ave   Reading, PA   Space 309    
7372
  Mall at Steamtown   224 Mall at Steamtown   Scranton, PA        
0685
  The Crossings Premium Outlets   1000 Route 611   Tannersville, PA   Space C-5    
6731
  The Crossings Premium Outlets   Space #A -10   Tannersville, PA        
0033
  The Crossings Premium Outlets   1000 Route 611   Tannersville, PA        
0740
  The Crossings Premium Outlets   1000 Route 611   Tannersville, PA   Suite A-4    
6378
  Valley Square Shopping Center   1572 Main Street Bldg 6   Warrington, PA   Space 606    
6132
  Century III Mall   3075 Clairton Road   West Mifflin, PA        
6805
  Vanity Fair   801 Hill Avenue   Wyomissing, PA        
2846
  Plaza Rio Hondo   Comerio Avenue Int. De Diego   Byamom, PR   Space 5    
7524
  Plaza Las Americas   525 FD Roosevelt Ave   Hato Ray, PR   1 st Floor    
2850
  Prime Outlets - PR Barcelonett   P.O. Box 70178   San Juan, PR        
7394
  Providence Place   76 Providence Place   Providence, RI        
7310
  Warwick Mall   400 Bald Hill Road   Warwick, RI        
6958
  Tanger Outlet Center -Bluffton   1270 Fording Island Road   Bluffton, SC   Suite 11A    
0356
  Hilton Head Factory Stores   1270 Fording Island Road, Suit   Bluffton, SC        
0705
  Hilton Head Factory Strs. 1, S   1270 Fording Island Road   Bluffton, SC   Suite 8A    
2596
  Hilton Head Factory Stores   1270 Fording Island Road   Bluffton, SC   Suite 27    
7409
  Nine West   218 King Street   Charleston, SC        
2762
  Tanger Outlet Center   1090 Tanger Outlet Center   Charleston, SC   Space 1090    
0340
  Prime Outlet - Gaffney   350 Factory Shops Blvd.   Gaffney, SC        
0727
  Prime Outlet   510 Factory Shops Blvd.   Gaffney, SC        
2652
  Prime Outlet   435 Factory Shops Blvd   Gaffney, SC        
7342
  Haywood Mall   700 Haywood Road   Greenville, SC        
0695
  Tanger Center - Hilton Head   Space 27   Hilton Head, SC   270 Fording Island Rd    
0077
  Fresh Market Shoppes   Fresh Market Shoppes Str. # 21   Hilton Head, SC        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0670
  Tanger Center - Myrtle Beach   10843 Kings Road   Myrtle Beach, SC        
1602
  Tanger Center - Myrtle Beach   10827 Kings Road   Myrtle Beach, SC   Space #850    
6973
  Easy Spirit   4734 Highway 17 South   Myrtle Beach, SC        
6988
  Tanger Outlet - Myrtle Beach   4641 Factory Stores Blvd.   Myrtle Beach, SC   Space DD-165    
0373
  Tanger Outlet - Myrtle Beach   4628 Factory Stores Blvd.   Myrtle Beach, SC   Space B-160    
0493
  Tanger Center - Myrtle Beach   10839 Kings Road,   Myrtle Beach, SC   Space #794    
0764
  Tanger Center - Myrtle Beach   10835 Kings Road   Myrtle Beach, SC   Suite 776    
2594
  Tanger Outlet Center - Myrtle   4628 Factory Stores Blvd.   Myrtle Beach, SC   Space B 120    
2723
  Tanger Center - Myrtle Beach   10785 Kings Road   Myrtle Beach, SC   Space #735    
1629
  Tanger Outlet Center   4840 Tanger Outlet Blvd   North Charleston, SC   Space 821    
0825
  Tanger Outlet Center   4840 Tanger Outlet Blvd   North Charleston, SC   Space 994    
6766
  Factory Stores of America (VF)   361 Sweeny Dr   Crossville, TN   Ste 101    
0800
  Crossville Premium Outlets   361 Sweeny Dr.   Crossville, TN        
6384
  Coolsprings Galleria   1800 Galleria Boulevard   Franklin, TN   Space 2386    
2816
  Town Center North   5591 Highway 153, Suite 136   Hixon, TN        
0925
  Colonial Pinnacle Turkey Creek   11345 Parkside Drive   Knoxville, TN   Space 410    
1663
  Prime Outlets - Lebanon   One Outlet Village Blvd   Lebanon, TN   Suite 125    
0476
  Prime Outlets - Lebanon   Outlet Village Blvd.   Lebanon, TN   Space 415    
0742
  Prime Outlets - Lebanon   Outlet Village Blvd   Lebanon, TN   Space 335    
1284
  Oak Court   4465 Poplar Ave   Memphis, TN   Space 212    
4003
  Oak Court   4465 Poplar Ave.   Memphis, TN   #238    
7393
  Wolfchase Galleria   2760 N Germantown Pkwy.   Memphis, TN   #143    
1137
  Mall at Green Hills   2126 Abbott Martin Rd   Nashville, TN   Space 296    
7013
  Mall at Green Hills   2126 Abbott Martin Road   Nashville, TN   Space 118    
2716
  Opry Mills   402 Opry Mills Drive   Nashville, TN        
6887
  Belz Factory Outlet   2636 Teaster Lane   Pigeon Forge, TN        
6722
  Factory Merchants   2850 Parkway   Pigeon Forge, TN   Ste 37    
1656
  Tanger Outlets - Sevierville   1645 Parkway   Sevierville, TN        
2629
  Tanger Center - Five Oaks   1645 Parkway   Sevierville, TN   Suite 510    
0676
  Allen Premium Outlets   820 West Stacy Road, Suite 142   Allen, TX        
6996
  Allen Premium Outlets   820 West Stacy Road   Allen, TX   Space #210    
0474
  Allen Premium Outlets   820 West Stacy Road, Suite 224   Allen, TX        
0918
  Allen Premium Outlets   820 W. Stacy Road   Allen, TX        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
0762
  Allen Premium Outlets   820 West Stacy Road   Allen, TX   Suite 236    
2720
  Allen Premium Outlets   820 West Stacy Road SP # 184   Allen, TX        
0541
  Lincoln Square   604 Lincoln Square   Arlington, TX        
2812
  Lincoln Square   594 Lincoln Square   Arlington, TX        
1250
  Lakeline Mall   11200 Lakeline Mall Drive   Austin, TX   Space F-l 1    
1202
  Barton Creek Mall   2901 Capital of Texas Highway   Austin, TX   Space K-10    
7413
  The Arboretum   10000 Research Blvd.   Austin, TX   Suite 128    
1274
  Post Oak Mall   1500 Harvey Road   College Station, TX   Space 5010    
2510
  Conroe Outlet Center   1111 League Line Rd   Conroe, TX   Suite #113    
7505
  Padre Staples Mall   5488 S. Padre Island Drive   Corpus Christi, TX   Space 1084    
6764
  Factory Stores of Amercia -Corsicana   316 Factory Outlet Drive   Corsicana, TX        
1006
  Houston Premium Outlets   29300 Hempstead Road   Cypress, TX   Space #422    
1653
  Houston Premium Outlets   29300 Hempstead Road   Cypress, TX   Space #816    
0545
  Houston Premium Outlets   29300 Hempstead Road   Cypress, TX        
0832
  Houston Premium Outlets   29300 Hempstead Road   Cypress, TX   Space #120    
2827
  Houston Premium Outlets   29300 Hempstead Road   Cypress, TX   Suite #971    
1002
  Sam Moon   Space 127   Dallas, TX   11834 Harry Hines Blvd    
6370
  Northpark Center   1254 Northpark Center   Dallas, TX   Space E2-742    
0517
  Sam Moon Shopping Center   11834 Harry Hines Blvd.   Dallas, TX        
2030
  North Park Center   215 North Park Center   Dallas, TX   Space #N 2430    
7208
  Dallas Galleria   13350 Dallas Parkway   Dallas, TX        
2757
  Sam Moon Shopping Center   11834 Harry Hines Blvd.   Dallas, TX   #117    
0689
  The Outlet Shoppes at El Paso   7051 South Desert Blvd   El Paso, TX   Space D420    
1640
  The Outlet Shoppes at El Paso   7051 South Desert Blvd   El Paso, TX   Space B-243    
0524
  The Outlet Shoppes at El Paso   7051 South Desert Blvd   El Paso, TX   Space G758    
0831
  The Outlet Shoppes at El Paso   7051 South Desert Blvd   El Paso, TX   Space H824    
7364
  Cielo Vista Mall   8401 Gateway West   EL Paso, TX   Space C-4b,    
2791
  The Outlet Shoppes at El Paso   7051 South Desert Blvd   El Paso, TX   Space H836    
2828
  Las Palmas Marketplace   1319 George Dieter   El Paso, TX        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7369
  University Park Village   1612 So. University Drive   Fort Worth, TX   Space#404    
0403
  Baybrook Mall   1362 Baybrook Mall   Friendswood, TX        
1226
  Stonebriar Center   2106 Preston Road   Frisco, TX   Space #2258    
0710
  Gainsville Factory Shops   4321 N. I H35   Gainsville, TX        
0508
  Grapevine Mills   3000 Grapevine Mills Parkway   Grapevine, TX        
0820
  Grapevine Mills   30000 Grapevine Mill Parkway   Grapevine, TX        
2664
  Grapevine Mills   3000 Grapevine Mills Pkwy #216   Grapevine, TX        
1229
  Memorial City Mall   849 Memorial City Mall   Houston, TX   Suite #849    
6174
  Houston Galleria II   5135 W. Alabama Street   Houston, TX        
7321
  Willowbrook Mall   200 Williow Brook   Houston, TX        
7445
  Houston Galleria   5135 West Alabama Street   Houston, TX        
7445
  Houston Galleria   5135 West Alabama Street   Houston, TX        
7472
  Town & Country PRTNP/Moody   c/o Moody Rambin Interests   Houston, TX   12850 Memorial Dr. Suite 1105    
0821
  Katy Mills   5000 Katy Mills Circle   Katy, TX        
2722
  Katy Mills   5000 Katy Mills Circle   Katy, TX   Space #715    
1269
  Mall Del Norte Shopping Center   5300 San Dario Avenue   Laredo, TX   Space 155    
7352
  Mall Del Norte Shopping Center   5300 San Dario   Laredo, TX   Space #130    
1265
  South Plains Mall   6002 Slide Road   Lubbock, TX   Space M26    
7478
  LaPlaza Mall   2200 South 10th Street   McAllen, TX        
0513
  Rio Grande Outlets   5001 E. Expressway 83   Mecedes, TX        
0672
  Rio Grande Outlets   5001 E.Expressway 83   Mercedes, TX        
1630
  Rio Grande Outlets   5001 E. Expressway 83   Mercedes, TX        
0829
  Rio Grande Outlets   5001 E. Expressway 83   Mercedes, TX        
2763
  Rio Grande Outlets   5001 E. Expressway 83   Mercedes, TX        
6756
  VF Factory Stores of America   4500 Hwy 180 East   Mineral Wells, TX        
6807
  New Braunfels Factory Center   651 Loop 410   New Braunfels, TX        
6192
  Collin Creek Mall   811 N Central Expressway   Plano, TX        
7450
  The Shops at Willow Bend   6121 W. Park Blvd   Plano, TX   Space #A- 104    
0657
  Round Rock Premium Outlets   4401 North IH 35   Round Rock, TX   Space 555    
1625
  Round Rock Premium Outlets   4401 North IH 35   Round Rock, TX   Space 445    
0507
  Round Rock Premium Outlets   4401 North IH 35   Round Rock, TX   Space 860    
0819
  Round Rock Premium Outlets   4401 North IH 35   Round Rock, TX   Space 858    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
2748
  Round Rock Premium Outlets   4401 North IH 35   Round Rock, TX   Space 537    
1231
  The Shops at LaCantera   15900 LaCantera Parkway   San Antonio, TX   Building #3, Suite 3345    
6369
  The Shops at LaCantera   15900 LaCantera Parkway   San Antonio, TX   Building #9, Suite 9900    
6383
  North Star Mall   7400 San Pedro   San Antonio, TX   Space 245    
2034
  North Star Mall   7400 San Pedro   San Antonio, TX        
7482
  The Shops at LaCantera   15900 LaCantera Parkway   San Antonio, TX   Building 2, Suite 2220    
0606
  Prime Outlets - San Marcos   3939 IH35 South   San Marcos, TX   Suite 505    
1522
  Tanger Center - San Marcos   Space 406   San Marcos, TX        
0043
  Prime Outlets - San Marcos   3939 IH 35,   San Marcos, TX   Space #201    
0007
  Prime Outlets - San Marcos   3939 IH35,   San Marcos, TX   Space #216    
0711
  Prime Outlets - San Marcos   3939 IH 35 South   San Marcos, TX        
2507
  Prime Outlets - San Marcos   3939 IH 35 South   San Marcos, TX        
0535
  The Forum at Olympia Parkway   8282 Agora Parkway   Selma, TX        
0697
  Sam Moon Shopping Center   17937 Interstate 45 South   Shenandoah, TX        
0534
  Sam Moon Shopping Center   17937 Interstate 45 South   Shenandoah, TX        
2811
  Sam Moon Shopping Center   17937 Interstate 45 South   Shenandoah, TX   Suite 129    
7525
  Southlake Town Square   311 Grand Avenue East   Southlake, TX        
6811
  VF Factory Stores of America   614 Bill Bradford Rd #4   Sulphur Springs, TX        
7507
  The Woodlands Mall   1201 Lake Woodlands Drive   The Woodlands, TX        
2772
  Richland Mall   6001 W. Waco Drive   Waco, TX        
6762
  Factory Stores of America -Draper   12101 S. Factory Outlet Drive   Draper, UT   Box 120    
2636
  Tanger Outlet - Park City   6699 N. Landmark Drive   Park City, UT   G-115    
6127
  Landmark Center   5801 Dukes Street   Alexandria, VA        
2683
  629 King Street   629 King ST.   Alexandria, VA        
1206
  Fashion Center at Pentagon Cit   1100 S. Hayes Street   Arlington, VA        
1206
  Fashion Center at Pentagon Cit   1100 S. Hayes Street   Arlington, VA        
1206
  Fashion Center at Pentagon Cit   1100 S. Hayes Street   Arlington, VA        
1206
  Fashion Center at Pentagon Cit   1100 S. Hayes Street   Arlington, VA        

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
5011
  Fashion Ctr at Pentagon City   1100 South Hayes Street   Arlington, VA        
7387
  Charlottesville Fashion Sq.   1569 East Rio Rd.   Charlottesville, VA   Ste. 1306    
1233
  Fair Oaks Mall   11710U Fair Oaks Mall   Fairfax, VA        
6363
  Fair Oaks   11721 L Fair Oaks Mall   Fairfax, VA        
2838
  Central Park   1688 Carl D Silver Parkway   Fredericksburg, VA   Space Ultra Building    
0665
  Leesburg Corner Premium Outlet   241 Fort Evans Rd., NE, Suite   Leesburg, VA        
6999
  Leesburg Corner Premium Outlet   241 Fort Evens RD. N.E. SP.# 7   Leesburg, VA        
0444
  Leesburg Corner Premium Outlet   241 Fort Evans Rd.NE, Suite 81   Leesburg, VA        
0748
  Leesburg Corner Premium Outlet   241 Fort Evans Road   Leesburg, VA   N.E., Suite461    
2694
  Leesburg Corner Premium Outlet   241 Fort Evens RD. N.E. SP.#   Leesburg, VA        
6734
  Williamsburg Pottery   6692 Richmond RD.   Lightfoot, VA        
6180
  Tysons Corner Center   8021 L Tyson Corner Center   McLean, VA        
4004
  Tysons Corner Center   8010 L Tysons Corner Center   McLean, VA        
6345
  MacArthur Ctr.   300 Monticello Ave   Norfolk, VA   Space 191    
7526
  MacArthur Center   300 Monticello Ave   Norfolk, VA   Space 205    
0647
  Potomac Mills   Space #700   Prince William, VA        
6971
  Potomac Mills   2700 Potomac Mills Circle SP#   Prince William, VA        
0717
  Potomac Mills   2700 Potomac Mills Circle   Prince William, VA   Suite 331    
0416
  Potomac Mills   2700 Potomac Mills Circle   Prince William, VA   Suite 307    
6158
  Potomac Mills   2700 Potomac Mills Circle   Prince William, VA   Suite 307    
2503
  Potomac Mills   2700 Potomac Mills Circle   Prince Williams, VA   Suite #216    
7106
  Reston Town Center   11858 Market Street   Reston, VA   Space NE22    
1266
  Chesterfield Town Center   11500 Midlothian Turnpike   Richmond, VA   Space 157    
6111
  Regency Square   1404 Parham Road   Richmond, VA        
7357
  Regency Square   1404 Parham Road   Richmond, VA   Space J-10    
6179
  Springfield Mall   6459 Springfield Mall   Springfield, VA   Space # MM-8    
6368
  Dulles Town Center   21100 Dulles Town Center   Sterling, VA        
6368
  Dulles Town Center   21100 Dulles Town Center   Sterling, VA        
6166
  Lynnhaven Mall   701 Lynnhaven Pkwy   Virginia Beach, VA   Suite 1181    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
7486
  Lynnhaven Mall   701 Lynnhaven Parkway   Virginia Beach, VA        
0649
  Prime Outlets - Williamsburg   5711-28A Richmond Road   Williamsburg, VA        
6863
  Prime Outlets - Williamsburg   401 Chesapeake Village Road   Williamsburg, VA        
0028
  Prime Outlets - Williamsburg   5699-56 Richmond Rd. SP#56   Williamsburg, VA        
0703
  Prime Outlets - Williamsburg   5711 Richmond Road   Williamsburg, VA        
0477
  Jones New York Building   203 Depot Street   Manchester, VT   P.O. Box 1904    
2530
  Highridge Plaza   Route 7A Building #4   Manchester, VT        
7204
  Bellevue Square   239 Bellevue Square   Bellevue, WA   Space #239    
0021
  Prime Outlets - Burlington   496 Fashion Way   Burlington, WA        
0840
  The Outlet Shoppes-Burlington   248 Fashion Way   Burlington, WA   Space A-015    
2740
  Outlet Shoppes at Burlington   272 Fashion Way   Burlington, WA   Space A009    
6772
  Centralia Factory Outlet   1318 Lum Road   Centralia, WA   Suite E    
2787
  North Bend Premium Outlet   421 South Fork Avenue SW   North Bend, WA   Space 421E    
7116
  Westlake Mall   400 Pine St. #104   Seattle, WA        
1632
  Seattle Premium Outlets   10600 Quil Ceda Boulevard   Tulalip, WA        
0494
  Seattle Premium Outlets   10600 Quil Ceda Blvd   Tulalip, WA        
2737
  Seattle Premium Outlets   10600 Quil Ceda Blvd   Tulalip, WA        
1635
  Tanger-Wisconsin Dell   210 Gasser Road   Baraboo, WI   Space 521    
0518
  Tanger-Wisconsin Dell   210 Gasser Road   Baraboo, WI   Space 1016    
2776
  Tanger-Wisconsin Dell   210 Gasser Road   Baraboo, WI   Space 1020    
7513
  Bayshore Town Center   5716 N. Center Parkway   Glen Dale, WI   Bldg O    
0536
  Johnson Creek Premium Outlets   622 W Linmar Ln   Jefferson Creek, WI   Sp D050    
1511
  Johnson Creek Premium Outlets   575 West Linmar Lane   Johnson Creek, WI   Space A90    
0017
  Prime Outlets - Kenosha   11211 120th Avenue #4/#5   Kenosha, WI        
0771
  Prime Outlets- Kenosha   11211 120 Ave   Kenosha, WI   Suite 25    
0682
  Anne Klein   704 Main Street   Lake Geneva, WI        
0369
  Fancy Fair Mall   830 Main St., Sp. KLM   Lake Geneva, WI        
2770
  Newport West   875 Main Street   Lake Geneva, WI        
7493
  West Towne Mall   11 W. Towne Mall   Madison, WI   Space #C10    
1645
  Prime Outlets Pleasant Prairie   Space A002   Pleasant Prairie, WI   11211 120th Avenue    
2211
  Prime Outlets - Kenosha   11211 120th Ave.   Pleasant Prairie, WI   Space #24    
1263
  Regency Mall   5538 Durand Avenue   Racine, WI   Space D440    

 


 

     
                     
STORE NO.   LOCATION   ADDRESS   LANDLORD
1247
  Charleston Town Center   1105 Charleston Town Center   Charleston, WV   Space 1105    
 
      5 West 22nd Street   New York, NY   12T   Dr. Zafar Kahn
 
      110 East Ninth Street   Los Angeles, CA   Bl157   California Mart, LLC
 
      1116 South Walton Blvd   Bentonville, AR   104 & 127   Executive Center II
 
      6001 Rickenbacker Road   Commerce, CA   65   RREEF America Reit II Corp.
 
      1129 Westchester Ave   White Plains, NY   Entire Bldg   Westpark I, LLC
 
      320 Fifth Ave   New York, NY   506   Brause Realty Inc.
 
      385 Fifth Avenue   New York, NY   3,4,901   Hilson Management
 
      385 Fifth Avenue   New York, NY   504   Hilson Management
 
      385 Fifth Avenue   New York, NY   501-2   Hilson Management
 
      385 Fifth Avenue   New York, NY   901-3,905,907,910   Hilson Management

 


 

III. PUBLIC WAREHOUSES OR OTHER LOCATIONS PURSUANT TO BAILMENT OR CONSIGNMENT ARRANGEMENTS
                     
STORE   LOCATION   ADDRESS
1101
  VANCOUVER DOWNTOWN   674 GRANVILLE ST   VANCOUVER   BC   V6C 1Z6
1104
  VERNON   100-4900 27TH ST   VERNON   BC   V1T 2C7
1106
  KAMLOOPS   300-1320 TRANSCANADA HWY   WEST KAMLOOPS   BC   V1X 1J1
1107
  LANGLEY   320-19705 FRASER HWY   LANGLEY   BC   V5S 3T8
1108
  MAYFAIR   221-3125 DOUGLAS ST   VICTORIA   BC   V8Z 6E3
1109
  PRINCE GEORGE   1602-15TH AVE   PRINCE GEORGE   BC   V2L 3X3
1111
  RICHMOND   6060 MINORU BLVD   RICHMOND   BC   V6Y 2W3
1112
  SASKATOON (NEW)   201 FIRST AVE SOUTH   SASKATOON   SK   S7K 1T9
1113
  REGINA (NEW)   2150 11TH AVE   REGINA   SK   S4P 0J5
1114
  CALGARY DOWNTOWN   200 8TH AVE SW   CALGARY   AB   T2P 1B5
1116
  RED DEER   4900 MOLY BANNISTER DR   RED DEER   AB   T4R 1N9
1117
  ST. VITAL   1225 ST. MARY’S ROAD   WINNIPEG   MB   R2M 5E5
1118
  NANAIMO   6631 ISLAND HIGHWAY NORTH   NANAIMO   BC   V9T 4T7
1119
  KELOWNA   #1 ORCHARD PARK SHOPPING CENTRE   KELOWNA   BC   V1Y 6H3
1120
  WINNIPEG DOWNTOWN   450 PORTAGE AVENUE   WINNIPEG   MB   R3C 0E7
1125
  SOUTHGATE   111 STREET & 51 AVENUE   EDMONTON   AB   T6H 4M7
1127
  METROTOWN   4850 KINGSWAY   BURNABY   BC   V5H 4P2
1131
  LOUGHEED   9855 AUSTIN AVENUE, UNIT 500   BURNABY   BC   V3J 1N4
1135
  LONDONDERRY   137TH AVENUE & 66TH STREET   EDMONTON   AB   T5C 3C8
1136
  MEDICINE HAT   3292 DUNMORE ROAD SOUTHEAST   MEDICINE HAT   AB   T1B 2R4
1137
  EDMONTON CENTRE   1331 CITY CENTRE WEST   EDMONTON   AB   T5J 4B7
1138
  CHINOOK   6455 MACLEOD TRAIL SOUTHWEST   CALGARY   AB   T2H 0K9
1139
  VICTORIA CENTRE   1150 DOUGLAS STREET, UNIT 1   VICTORIA   BC   V8W 2C8
1140
  POLO PARK   1485 PORTAGE AVENUE   WINNIPEG   MB   R3G 0W4
1142
  GUILDFORD   1400 GUILDFORD TOWN CENTRE   SURREY   BC   V3R 7B7
1144
  MARKET MALL   3625 SHAGNANAPPI TRAIL NORTHWEST   CALGARY   AB   T3A 0E2
1145
  ST. ALBERT   330 ST. ALBERT ROAD   ST. ALBERT   AB   T9N 3K9
1147
  WEST EDMONTON MALL   170TH STREET & 87TH AVENUE   EDMONTON   AB   T5T 3J7
1148
  LETHBRIDGE   200 - 4TH AVENUE SOUTH   LETHBRIDGE   AB   T1J 4C8
1149
  PENTICTON   2111 MAIN STREET   PENTICTION   BC   V2A 6V1
1150
  SUNRIDGE   2525 - 36TH STREET NORTHEAST   CALGARY   AB   T1Y 5S4
1152
  OAKRIDGE   650 -41ST AVENUE WEST   VANCOUVER   BC   V5Z 2M9
1161
  PARK ROYAL   725 PARK ROYAL NORTH   WEST VANCOUVER   BC   V7T 1H9
1162
  ABBOTSFORD   32900 SOUTH FRASER WAY   ABBOTSFORD   BC   V2S 5A1

 


 

                     
1164
  SOUTHCENTRE   100 ANDERSON ROAD SOUTHEAST   CALGARY   AB   T2J 3V1
1171
  COQUITLAM   100 - 2929 BARNET HIGHWAY   PORT COQUITLAN   BC   V3B 5R9
1183
  KINGSWAY   109TH ST & PRINCESS ELIZABETH   EDMONTON   AB   T5G 3A6
1512
  EGLINTON   1 EGLINTON SQUARE   SCARBOROUGH   ON   M1L 2K1
1514
  FAIRVIEW   1800 SHEPPARD AVENUE EAST   WILLOWDALE   ON   M2J 5A7
1515
  CENTERPOINT   6500 YONGE STREET   WILLOWDALE   ON   M2M 3X4
1517
  BRAMALEA   25 PEEL CENTRE DRIVE, UNIT 3   BRAMALEA   ON   L6T 3R5
1518
  MISSISSAUGA   100 CITY CENTRE DRIVE   MISSISSAUGA   ON   L5B 2C9
1519
  BLOOR   2 BLOOR STREET EAST   TORONTO   ON   M4W 3H8
1522
  WOODBINE CENTRE   500 REXDALE BOULEVARD   REXDALE   ON   M9W 6K5
1523
  ERIN MILLS   5100 ERIN MILLS PARKWAY   MISSISSAUGA   ON   L5M 4Z5
1524
  BURLINGTON MALL   777 GUELPH LINE   BURLINGTON   ON   L7R 3N4
1526
  OSHAWA   419 KING STREET WEST   OSHAWA   ON   L1J 2K5
1527
  MASONVILLE PLACE   1680 RICHMOND STREET   LONDON   ON   N6G 3Y9
1530
  OAKVILLE   240 LEIGHLAND AVENUE   OAKVILLE   ON   L6H 3H6
1531
  UPPER CANADA MALL   17600 YONGE STREET NORTH   NEWMARKET   ON   L3Y 4Z1
1532
  MARKVILLE   5000 HIGHWAY #7   MARKHAM   ON   L3R 4M9
1533
  PICKERING TOWN CENTR   1355 KINGSTON ROAD   PICKERING   ON   L1V 1B8
1535
  BARRIE   465 BAYFIELD STREET   BARRIE   ON   L4M 4Z9
1537
  MAPLEVIEW   900 MAPLE AVENUE   BURLINGTON   ON   L7R 3X5
1541
  LONDON WHITE OAKS   1105 WELLINGTON ROAD   LONDON   ON   N6A 1V4
1542
  KITCHENER   3050 KINGSWAY DRIVE   KITCHENER   ON   N2G 2J7
1543
  WINDSOR   3030 HOWARD AVENUE   WINDSOR   ON   N8X 3Y8
1544
  SHERWAY   25 THE WEST MALL   ETOBICOKE   ON   M9C 1B8
1546
  SCARBOROUGH   300 BOROUGH DRIVE   SCARBOROUGH   ON   M1P 4P5
1547
  RICHMOND HILL   9350 YONGE STREET   RICHMOND HILL   ON   L4C 5G2
1550
  LIMERIDGE MALL   999 UPPER WENTWORTH STREET   HAMILTON   ON   L9A 4X5
1554
  YORKDALE   3401 DUFFERIN STREET   TORONTO   ON   M6A 2T9
1560
  DOWNTOWN   176 YONGE ST.   TORONTO   ON   M5C 2L4
1573
  PEN CENTRE   221 GLENDALE AVENUE   ST. CATHARINES   ON   L2T 2K9
1575
  WATERLOO   550 KING STREET NORTH   WATERLOO   ON   N2L 5W6
1576
  CAMBRIDGE   355 HESPELER ROAD. UNIT 1   CAMBRIDGE   ON   N1R 8J9
1601
  MAIN MONTREAL DOW.T   585 RUE STE. CATHERINE OUEST   MONTREAL   PQ   H3B 3Y5
1603
  BOULEVARD   4150 RUE JEAN-TALON EST   MONTREAL   PQ   H1S 2V4
1604
  DORVAL   386 AVENUE DORVAL   DORVAL   PQ   H9S 3H7
1606
  LAVAL   1600 BOULEVARD LE CORBUSIER   CHOMEDEY   PQ   H7S lY9
1607
  ROCKLAND   2435 AVENUE ROCKLAND   MOUNT ROYAL   PQ   H3P 2Z3
1610
  ST. BRUNO   700 BOULEVARD LES PROMENADES   ST. BRUNO   PQ   J3V 5J9

 


 

                     
1611
  POINTE C’LAIRE   6790 AUTOROUTE TRANS-CANADIENNE   POINTE CLAIRE   PQ   H9R IC5
1612
  ANJOU   7895 BOULEVARD LES GALERIES D’ANJOU   VILLE D’ANJOU   PQ   H1M 1WB
1613
  CARREFOUR LAVAL   3045 BOULEVARD LE CARREFOUR   LAVAL   PQ   H7T lC7
1614
  LYS   550 BOULEVARD WILFRED-HAMEL   QUEBEC CITY   PQ   GIM 2S6
1615
  MONCTON   1100 MAIN STREET   MONCTON   NB   EIC 1H4
1616
  SHB (SHERBROOKE)   3000 BOULEVARD DE PORTLAND   SHERBROOKE   PQ   J1L 1J8
1618
  PLACE D’ORLEANS (NEW   110 PLACE D’ORLEANS DRIVE   ORLEANS   ON   K1C 2L9
1631
  RIDEAU   73 RIDEAU STREET   OTTAWA   ON   KIG 3K3
1633
  ST. LAURENT   1200 ST. LAURENT BOULEVARD   OTTAWA   ON   K1K 3B8
1634
  BAYSHORE   100 BAYSHORE DRIVE   NEPEAN   ON   K2B 8Cl
1637
  GATINEAU   1100 BOULEVARD MALONEY OUEST   GATINEAU   PQ   J8T 6G3
1638
  ROSEMERE   401 BOULEVARDE LABELLE   ROSEMERE   PQ   J7A 3T2
1640
  LA CAPITALE   5401 BOULEVARD DES GALERIES   QUEBEC CITY   PQ   G2K IN4
1642
  PLACE LAURIER   2740 BOULEVARD LAURIER   STE. FOY   PQ   G1V 4P7
1644
  KINGSTON   945 GARDINER ROAD   KINGSTON   ON   K7M 4R5
1645
  HALIFAX   7067 CHEBUCCO ROAD   HALIFAX   NS   B3L 4R5
1646
  DARTMOUTH   21 MICMAC ROAD   DARTMOUTH   NS   B3A 4K7
1647
  SYDNEY   800 GRAND LAKE ROAD   SYDNEY   NS   B1P 6S9
1649
  BROSSARD   2150 BOULEVARDE LAPINIERE   BROSSARD   PQ   J4W 2T5
 
      10 NEW ROAD   EAST PROVIDENCE   RI   CLAIRE OLSON
 
      11891 ALAMEDA AVENUE   EL PASO,   TX   HENRY MUNOZ
 
      11891-B ALAMEDA AVENUE   EL PASO   TX   HENRY MUNOZ
 
      1245 FOREST PARKWAY   WEST DEPTFORD   NJ   MARTY CUNIFF
 
      1250 FOREST PARKWAY   WEST DEPTFORD   NJ   MARTY CUNIFF
 
      170 BUTTS STREET   SOUTH HILL   VA   DAN SOWERS
 
      99 MOTIVATION DRIVE   LAWRENCEBURG   TN   CAROL RIGLING
 
      2350 W.O. SMITH DRIVE   LAWRENCEBURG   TN   CAROL RIGLING
 
      GILBERT WEST, 6725 KIMBALL AVENUE   CHINO   CA    
 
      GILBERT EAST, 1000 INDUSTRIAL AVENUE   KEASBEY   NJ    
 
      UNITED DISTRIBUTION SERVICES, INC., 55 MAYFIELD AVE,   EDISON   NJ    
 
  NORDOL LOGISTICS, INC.   31 HELLER ROAD   BELLMAWR   NJ    
 
  QUALITY CORRECTIONS & INSPECTIONS   611 BAKER LANE   DUNCANSVILLE   PA    
 
  RAINBOW APPAREL   1072 WEST SIDE AVE.   JERSEY CITY   NJ    
 
  TOTAL SOLUTIONS & LOGISTICS CORP.   102 TRINITY STREET   FAIRMONT   NC    
 
  WEST TEXAS APPAREL   PO BOX 26192   EL PASO   TX    
 
  WHOOPS, INC.   500 INDUSTRIAL ROAD   CARLSTADT   NJ    

 


 

Schedule 3.06
Disclosed Matters
NONE

 


 

Schedule 3.14
Insurance

 


 

     
Page 1 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
GLOBAL PROPERTY PROGRAM
                           
 
                           
All Risks Perils including Boiler & Machinery and Business Interruption
  $ 500,000,000     $100,000 except   Factory Mutual Ins Co   7/01/2008-7/01/2009     $ 1,158,170  
 
          $250,000 Foreign   LP826            
 
          Garment Contractor                
 
          or Sub-Contractor Locations                
                    Includes 2008-9 Membership Credit of $288,299
Includes CA Earthquake premium of $50,000
Includes New Madrid outer counties prop of $30,000
Includes Terrorism premium of $81,052
Excludes Canada premium of $66,865
Excludes Taxes and Surcharges
 
                           
Flood — Aggregate Per Policy Year
  $ 250,000,000     $100,000 Per Occ                
 
                           
But not to exceed in the Aggregate:
Flood in High Hazard Zones
  $ 100,000,000     $100,000 Per Occ   $100,000 deductible applies to property located in Flood Zone B $500,000 deductible applies to property located in Flood Zones A and V
 
                           
Flood — Garment Contractor and/or
Subcontractor Locations
  $ 10,000,000     $100,000 Per Occ                
 
                           
Earth Movement — Aggregate Per Policy
Year but not to exceed:
  $ 250,000,000     5% Separate Property Damage/Time Element   Includes all Locations where Time Element losses ensue, subject to a minimum of $250,000 combined all coverages, per location except $100,000 combined all coverages, per location for locations in California
 
                           
High Hazard Zones — Annual Aggregate
  $ 70,000,000                      
 
                           
California — Annual Aggregate
  $ 5,000,000                      
 
                           
The Commonwealth of Puerto Rico
  $ 5,000,000                      
 
                           
Hawaii
  $ 5,000,000                      
 
                           
Inner Counties of the New Madrid Zone
  $ 5,000,000     1% subject to min
$100,000 Per Loc
               
 
                           
 
NOTICE:   This schedule Is not intended in any way to describe the coverage granted by any of the policies mentioned. but is solely for use in identifying the policies for audit purposes.

 


 

Page 2 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
Pacific Northwest Seismic Zone
                           
 
  $ 10,000,000     2% subject to min                
 
          $100,000 Per Loc                
 
                           
Outer Counties of the New Madrid Zone
                           
 
  $ 70,000,000     1% subject to min                
 
          $100,000 Per Loc                
 
                           
All Other High Hazard Zones
                           
 
  $ 10,000,000                      
 
                           
Accounts Receivable
  $ 100,000,000                      
 
                           
Automatic Coverage
  $ 100,000,000     90 Days to report                
 
                           
Automatic Coverage for Garment Contractors and/or Subcontractors
  $ 10,000,000     90 Days to report                
 
                           
Brands and Labels
    Policy Limit                      
 
                           
Coinsurance Deficiency and Currency Devaluation
  $ 100,000,000                      
 
                           
Consequential Reduction in Value
    Policy Limit                      
 
                           
Data, Programs or Software and Computer Systems-Non-Physical damage Combined     $ 25,000,000     Waiting period 48 Hours; 2 Day equivalent as respects loss or damage caused by the malicious introduction of a machine code or instruction, subject to minimum deductible of $250,000
 
                           
Debris Removal
    Policy Limit                      
 
                           
Decontamination Costs
    Policy Limit                      
 
                           
Deferred Payments
  $ 100,000,000                      
 
                           
Delay in Start Up
    Policy Limit                      
 
                           
Demolition and Increased Cost of Construction
    Policy Limit                      
 
                           
Dependent Time Element   $ 20,000,000     But not to exceed a $10,000,000 limit per dependent time element location; Excluding Earth Movement in High Hazard Zones for locations of a direct or indirect customer, supplier, contract manufacturer or contract service provider $100,000 combined all coverages, per Location.
 
                           
Difference in Conditions
    Policy Limit                      
 
                           
Errors & Omissions
  $ 100,000,000                      
 
                           
Expediting Costs & Extra Expense Combined
  $ 100,000,000                      
 
                           
Fine Arts
  $ 100,000,000                      
 
                           
Ingress/Egress
  $ 10,000,000     30 Days                
 
                           
Land and Water Contaminent or Pollution Cleanup, Removal and Disposal
  $ 50,000                      
 
                           
Leasehold Interest
  $ 25,000,000                      
 
                           
Misc Personal Property — Per Location
  $ 10,000,000                      
 
                           
Misc. Unnamed Locations — Per Location
  $ 25,000,000                      
 
NOTICE:   This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.


 

     
Page 3 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
Neighbor’s Recourse & Tenant’s Liability
  $ 25,000,000                      
 
                           
Non-Admitted Increased Tax Liability
  $ 100,000,000                      
 
                           
On Premises Services
    Policy Limit                      
 
                           
Operational Testing
    Policy Limit                      
 
                           
Off Premises Storage
  $ 10,000,000                      
 
                           
Professional Fees
  $ 100,000                      
 
                           
Protection and Preservation of Property
    Policy Limit                      
 
                           
Related Reported Values
    Policy Limit                      
 
                           
Rental Insurance
    Policy Limit                      
 
                           
Research and Development
    Policy Limit                      
 
                           
Salesman Samples
  $ 500,000                      
 
                           
Service Interruption (PD & BI Combined)   $ 25,000,000     But not to exceed $5,000,000 limit for voice, data or video service
Incoming services consisting of electricity, gas, fuel, steam, water, refrigeration or from the lack of incoming or outgoing voice, data or video service all by reason of any accidental occurrence to the facilities of the supplier of such service, Excluding Earth Movement in High Hazard Zones 12 Hour Waiting Period for Locations inside US, 24 Hour Waiting Period for Locations outside US
 
                           
Soft Costs
  $ 10,000,000                      
 
                           
Tax Treatment of Profits
    Policy Limit                      
 
                           
Temporary Removal of Property
    Policy Limit                      
 
                           
Valuable Papers and Records
  $ 100,000,000                      
 
                           
Terrorism   $ 5,000,000     Policy Deductible   Property Damage and Time Element Combined, during any policy year
 
                           
Flood Property Damage & Time Element combined when caused by or resulting from Terorism or
  $ 1,000,000                      
 
                           
Non Certified Acts of Terrorism Combined Misc.
Unnamed Locations, Property Temporary Removed, and Flood
  $ 1,000,000                      
 
                           
Wind Action at Locations in Hawaii, Hong Kong, Guam, Puerto Rico & Tier 1 Counties in USA             5% subject to min
$100,000 Per Loc
  Tier 1 counties of Alabama, Florida, Georgia, Louisiana, Mississippi, North Carolina, South Carolina, Texas and locations in Hawaii Hong Kong, Guam and the Commonwealth of Puerto Rico
 
                           
Wind Action at Locations in Tier 2 Counties in USA           3% subject to min
$100,000 Per Loc
  Tier 2 Counties of Alabama, Florida, Georgia, Louisiana, Mississippi, North Carolina, South Carolina and Texas
 
NOTICE:   This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 4 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
EXCESS EARTHQUAKE — New Madrid
Outer Counties
                           
 
                           
Excess Earthquake for New Madrid
  $ 25,000,000         Axis Surplus Inc Co   7/01/2008 -   $ 25,000  
Earthquake Zone “Outer Counties”
  Excess of $70,000,000         ECF727791-08   7/01/2009      
as defined by the primary FM Global policy
                           
 
                           
TRIA coverage Excluded
                           
 
                           
MARINE OPEN CARGO
                           
 
                           
PRIMARY MARINE CARGO
  $ 30,000,000     $25,000 Per Occ   Affiliated FM Ins. Co.   7/01/2008 -   $ 470,375  
Ocean/Inland Transit, Any One Vessel,
          $1,000,000 Annual Agg   OCP 1243   7/01/2009   Flat Premium  
Below Deck/Container
                      Not Subject to Adjustment  
 
                           
Any One Aircraft or Connecting Conveyance
  $ 5,000,000                      
 
                           
Any One Package by Mail or Parcel Post
  $ 25,000                      
 
                           
Any One Inland Conveyance and in the Aggregate Any
                           
 
                           
One Loss, Disaster or Casualty
  $ 10,000,000                      
 
                           
In Storage at any Unnamed Storage Location
  $ 250,000                      
 
                           
No Deductible applies to claims for FPA losses, General Average and/or Salvage Charges                
 
                           
Coverage included for War Risks
                           
 
                           
EXCESS MARINE CARGO
  $ 30,000,000         Federal Insurance Company   7/01/2008 -   $ 21,250  
 
  Excess of $30,000,000         258818   7/01/2009    
Any one shipment, any one occurrence   Minimum Annual Deposit
Adjusted against actual values shipped
at a rate of .04%
 
NOTICE:   This schedule is not intended In any way to describe the coverage granted by any policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 5 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
FINANCIAL PRODUCTS
                           
 
                           
Directors & Officers Liability — Primary
  $ 25,000,000     $2,500,000 SEC   National Union Fire Ins.   6/30/2008 -   $ 795,800  
 
          $1,500,000 EPL   6136752   6/30/2009        
 
          $1,500,000 Other                
 
                           
Excess Directors & Officers Liability
  $ 20,000,000         Federal Ins. Co.   6/30/2008 -   $ 440,000  
1st Layer
  Excess of $25,000,000         81021932   6/30/2009        
 
                           
Excess Directors & Officers Liability
  $ 10,000,000         ACE American Ins. Co.   6/30/2008 -   $ 152,050  
2nd Layer
  Excess of $45,000,000         DOXG21658510005   6/30/2009        
 
                           
Excess Directors & Officers Liability
  $ 10,000,000         CODA   6/30/2008 -   $ 115,000  
3rd Layer Side A XS/DIC
  Excess of $55,000,000         JNY1259   6/30/2009        
 
                           
Not-For-Profit Protector
  $ 5,000,000     $15,000   National Union Fire Ins.   7/1/2008 -   $ 3,972  
Jones New York in The Classroom
              006249542   7/1/2009        
 
                           
Employment Practices Liability
  $ 10,000,000     $1,000,000   National Union Fire Ins.   6/30/2008 -   $ 360,502  
 
              6138816   6/30/2009        
 
                           
Fiduciary Liability
  $ 15,000,000     $100,000   Federal Ins. Co.   6/30/2008 -   $ 73,000  
 
  Each Claim         81372947   6/30/2009        
 
                           
Excess Fiduciary Liability
  $ 10,000,000         National Union Fire Ins.   6/30/2008 -   $ 37,000  
 
  Excess of $15,000,000         6138098   6/30/2009        
 
                           
Special Coverage
  $ 25,000,000     $0   National Union Fire Ins.   7/01/2008 -   $ 10,717  
 
              6472398   7/1/2011        
 
                           
Blanket Crime
  $ 10,000,000     $150,000   National Union Fire Ins.   6/30/2008 -   $ 60,518  
 
              0006233018   6/30/2009        
NOTICE: This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 6 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM
TRADE-DISRUPTION INSURANCE
  $ 50,000,000         Lloyds of London   7/01/2008-   $ 482,427  
 
  (95% Indemnity = $47,500,000)       B0576MN51237   6/30/2009        
 
                           
 
                      2008-09 Continuity Credit = 20%
 
                      Net Premium = 336,314
 
                           
CONTINGENT STRIKE COVERAGE
  $ 25,000,000     $1,000,000 Each   Lloyds of London   7/01/2007 -   $ 230,750  
 
  (95% Indemnity = $23,750,000)   and Every Claim   ML51307   6/30/2009        
 
                           
 
                      2006-7 Continuity Credit = 15%
 
                      Net Premium = $175,078
 
                           
NOTICE: This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 7 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM
COMMERCIAL GENERAL LIABILITY
          $100,000 Per Occ-   Hartford Fire Ins.   7/01/2008-   $ 141,891  
(Domestic)
          Indemnity and   30 CSE C77402   7/01/2009        
 
          Expense                
 
                           
General Aggregate — Per Location
  $ 2,000,000           Plus Monthly Paid
Loss Billings
 
 
                           
Products Completed Operations Aggregate
  $ 2,000,000              
 
                           
Products Completed Operations Per Occurrence
  $ 1,000,000                      
 
                           
Each Occurrence   $ 1,000,000         Security: LOC — No additional security required for this policy term
 
                           
Personal & Advertising Injury - Per Occurrence   $ 1,000,000         Loss Deposit: incl w/Workers’ Compensation
 
                           
Damage to Premises Rented to You
  $ 1,000,000                      
 
                           
Medical Payments Coverage - Aggregate
  $ 10,000                      
 
                           
General Aggregate Cap Limit
  $ 15,000,000                      
 
                           
Employee Benefits Liability
                           
 
                           
Per Claim   $ 1,000,000     $0   Claims Made Coverage; Retro Date 3/02/1992
 
                           
Aggregate
  $ 1,000,000                      
 
                           
$17,500,000 Aggregate Deductible (for both GI and WC)                    
 
                           
BUSINESS AUTOMOBILE POLICY
              Hartford Fire Ins. Co.   7/01/2008 -   $ 31,244  
(Domestic — All Other States)
              30 CSE C77403   7/01/2009   $158 Surcharge cost  
 
                         
 
                           
Liability (Any Automobile)
  $ 1,000,000                      
 
                           
Personal Injury Protection
  Statutory                      
 
                           
Uninsured/Underinsured Motorist
  $ 1,000,000                      
 
                           
Medical Payments - Per Person
  $ 10,000                      
 
                           
Comprehensive
  Actual Cash Value   $1,500                
 
                           
Collision
  Actual Cash Value   $1,500                
 
                           
Covered Autos — Per schedule on file with company
                           
Additional coverages provided: Towing, Rental Reimbursement, and Drive Other Car Coverage
               
NOTICE: This schedule is not intended in any way to describe the coverage granted by any policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

Page 8 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                                         
                    COMPANY AND POLICY              
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE     NUMBER     TERM     PREMIUM  
WORKER’S COMPENSATION
(All Other States - Deductible Plan)
          $250,000
Per Loss
Event
    Hartford Ins Co of Midwest
30 WN C77401
    7/01/2008- 7/01/2009       $513,490  
 
                                       
Workers’ Compensation
  Statutory                   Including Surcharge of: $55,595
                            Plus Loss Deposit: $0
 
                                       
Employers Liability:                           Plus Monthly Paid
Bodily Injury - Each Accident   $ 1,000,000                     Loss Billings
Bodily Injury - By Disease Policy Limit
  $ 1,000,000                                  
Bodily Injury - By Disease - Each Employee
  $ 1,000,000                                  
Maximum Loss Provision (Basket)
  $ 17,500,000                                  
 
                                       
Security LOC - no additional security required for this policy term
             
 
                                       
Employers Liability Stop Gap Coverage Endorsement
Number of Losses that Step Deductible applies to is one
                                       
 
                                       
WORKER’S COMPENSATION
(NY and WI - Paid Loss Ratio)
            $250,000 Per
Acc-
Indemnity,
Medical &
Expense
  Hartford Ins Co of Midwest
30 WBR C77400
    7/01/2008 - 7/01/2009       $259,858  
Workers’ Compensation
  Statutory                 Including Surcharge of $144,784
($86,870 Deferred)
Plus Loss Deposit: $0
Plus Monthly Paid
Loss Billings
                     
Employers Liability:                    
Bodily Injury - Each Accident
  $ 1,000,000                                  
Bodily Injury - By Disease Policy Limit
  $ 1,000,000                                  
Bodily Injury - By Disease Each Employee
  $ 1,000,000                                  
Maximum Loss Provision (Basket)
  $ 17,500,000                                  
 
                                       
Security LOC — no additional security required for this policy term
             
NOTICE- This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

Page 9 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                                         
                    COMPANY AND POLICY              
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE     NUMBER     TERM     PREMIUM  
CANADIAN AUTOMOBILE POLICY
                  Aviva Canada 4621323     7/01/2008 -7/01/2009       C$3,450  
 
                                       
Third Party Liability
  $ 1,000,000                                  
Comprehensive Deductible
          $ 1,000                          
Collision Deductible
          $ 1,000                          
 
                                       
Automobile per schedule on file with insurance company.
                                       
 
                                       
CANADIAN GENERAL LIABILITY POLICY
                  Aviva Canada 81008442     7/01/2008 -7/01/2009       C$22,710  
 
                                       
CGL Each Occurrence Limit
  $ 2,000,000                                  
Products-Completed Operations Aggregate
  $ 4,000,000                                  
Personal Injury
  $ 2,000,000                                  
Tenants Legal Liability
  $ 1,000,000                                  
Medical Payments - Any One Person
  $ 10,000                                  
Employee Benefits
  $ 2,000,000                                  
Non-Owned Automobile
  $ 2,000,000                                  
Deductibles:
                                       
Bodily Injury - Each Occurrence
          $ 5,000                          
Property Damage - Each Occurrence
          $ 5,000                          
Tenants Legal Liability
          $ 5,000                          
Non-Owned Automobile
          $ 0                          
Employee Benefits Liability - Each Occurrence
          $ 0                          
Advertising Injury - Each Claim/Aggregate
          $ 5,000                          
Data Exclusion applies
                                       
Asbestos Exlusion applies
                                       
Fungi and Fungal Derivatives Exclusion applies
                                       
Terrorism Exclusion applies
                                       
NOTICE: This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

Page 10 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
UMBRELLA LIABILITY POLICY
  $ 25,000,000     $25,000 SIR   Nat’l Union Fire Ins. Co.
6081791
  7/01/2008-
7/01/2009
  $ 105,000  
 
                           
General Aggregate
  $ 25,000,000                      
Products-Completed Operations Aggregate
  $ 25,000,000                      
Each Occurrence
  $ 25,000,000                      
Crisis Response
  $ 250,000                      
Excess Casualty Crisis Fund
  $ 50,000                      
 
                           
Underlying Coverages:
                           
General Liability $1,000,000 and $2,000,000 General Aggregate
                           
Personal/Advertising Injury $1,000,000
                           
Employers Liability:
                           
Each Accident $1,000,000
                           
Disease Policy Limit $1,000,000
                           
Disease Each Employee $1,000,000
                           
Automobile Liability - $1,000,000
                           
Foreign Liability $1,000,000 (Premises Products, Auto, Employers Liability)
                           
Employee Benefits Liability $1,000,000
                           
Canadian General Liability $2,000,000
                           
Canadian Auto $2,000,000
                           
Non-Owned Aircraft $5,000,000
                           
 
                           
EXCESS LIABILITY POLICY
  $ 25,000,000         St Paul Fire & Marine
QK06400701
  7/01/2008-
7/01/2009
  $ 47,655  
 
                           
General Aggregate
  $ 25,000,000                      
Each Occurrence
  $ 25,000,000                      
 
                           
Excess of $25,000,000 Each Occurrence and Aggregate
                           
NOTICE: This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 11 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                    COMPANY AND POLICY        
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE     NUMBER   TERM   PREMIUM
EXCESS LIABILITY POLICY
  $ 25,000,000             ACE American Ins. Co. XCPG23793908
  7/01/2008-
7/01/2009
  $37,188
 
                           
General Aggregate
  $ 25,000,000                      
Each Occurrence
  $ 25,000,000                      
 
                           
Excess of $50,000,000 Each Occurrence and Aggregate
                           
 
                           
EXCESS LIABILITY POLICY
  $ 25,000,000             The American Ins. Co. SHX00079385951
  7/01/2008-
7/01/2009

  $25,500
 
                           
General Aggregate
  $ 25,000,000                      
Each Occurrence
  $ 25,000,000                      
 
                           
Excess of $75,000,000 Each Occurrence and Aggregate
                           
NOTICE- This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 12 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                         
            COMPANY AND POLICY        
COVERAGE   LIMITS AFFORDED   DEDUCTIBLE   NUMBER   TERM   PREMIUM
INTERNATIONAL PACKAGE LIABILITY POLICY
          Great Northern Insurance Co 35389181   7/01/2008 -
7/01/2009
  $ 70,160  
 
                       
Territory — Anywhere in the World except the United States, its territories & possessions, Puerto Rico, Canada and excluding any insurance transactions prohibited by law or regulation of any country.
                       
 
                       
INTERNATIONAL THIRD PARTY LIABILITY
                       
 
                       
Bodily Injury & Property Damage - Each Occurrence
  US $1,000,000                    
Aggregate of $2,000,000 Products/Completed Operations - Each Occurrence
  US $1,000,000                    
Aggregate of $2,000,000 Personal Injury/Advertising Liability - Each Occurrence
  US $1,000,000                    
Aggregate of $2,000,000 Premises Legal Liability Limit -Each Occurrence and Aggregate
  US $1,000,000                    
Medical Expense Limit
  US $10,000                    
Employee Benefit Liability
  US $1,000,000                    
 
                       
War or Terrorism Action Exclusion Applies
                       
 
                       
INTERNATIONAL AUTOMOBILE DIC/EXCESS LIABILITY
                       
 
                       
Excess/DIC, BI/PD (Combined Single Limit)
  US $1,000,000                    
Medical Expenses
  US $10,000                    
Hired and Non Owned Physical Damage-Each vehicle
  US $2,500                    
Hired and Non Owned Physical Damage-Aggregate
  US $10,000                    
Threshold Benefit
  US $10,000                    
 
                       
War or Terrorism Action Exclusion Applies
                       
 
NOTICE:   This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 13 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
FOREIGN VOLUNTARY WORKER’S COMPENSATION/EMPLOYERS LIABILITY
                           
 
                           
Employers Liability:
                           
Bodily Injury by accident/each accident
  US $1,000,000                      
Bodily Injury by disease/policy limit
  US $1,000,000                      
Bodily Injury by disease/each employee
  US $1,000,000                      
 
                           
Excess Repatriation:
                           
Any One Employee
  US $250,000                      
Annual Aggregate
  US $500,000                      
 
                           
US/Canadian Employees or Volunteers — State of Hire
                           
Third Country Nationals — Country of Hire
                           
Local Nationals-Employers Liability only
                           
 
                           
War or Terrorism Action Exclusion Applies
                           
 
                           
NON-OWNED AVIATION LIABILITY
              National Union Fire Ins Co of Pittsburgh AV185591603   7/01/2007-
7/01/2009
    $4,862  
Single Limit Bodily Injury - Each Occurrence
    $5,000,000                      
Medical Expense - Each Person
    $5,000                      
 
                           
Covers any non-owned aircraft (excluding rotorwing aircraft) with seating capacity not exceeding 30                
 
NOTICE:   This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 14 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED   DEDUCTIBLE   NUMBER   TERM   PREMIUM  
ENVIRONMENTAL LIABILITY
              Steadfast Ins. Co.   7/01/2007 -     $131,309  
 
              PLC 2912311 03   7/01/2010        
 
                      Plus applicable surplus lines taxes Includes TRIA charge of 1%
Each Loss
    $15,000,000     $50,000 Each Loss                
Total All Losses
    $15,000,000                      
 
                           
Coverage A: Third Party Environmental Liability
                           
Coverage B: First Party Cleanup
                           
 
                           
Covered Properties - USA:
                           
1. 11201 Armour, El Paso, TX (rear)
  Retro Date 1/01/2001                      
2. 11201 Armour, El Paso, TX (front)
  Retro Date 7/28/1998                      
3. 924 Newark Ave., Jersey City, NJ
  Retro Date 7/28/1998                      
4. 10 New Road, Providence, RI
  Retro Date 12/01/2001                      
 
                           
Covered Properties - Mexico:
                           
1. PAMI2, Flor de Loto Y Eglontinas, S/N Villaa Jardin, Cuidad Lerdo, Durango, Mexico
      Retro Date 7/28/1998        
2. PAMI 3 and 4 Periferico Libramiento, Gomez Palacio-Lerdo-KM 11, Cuidad Lerdo, Durango, Mexico
      Retro Date 7/28/1998        
3. Greater Durango (Laundry) Blvd, Jose Ma. Patoni no. 5000 L-19 y 20 Ciudad Industrial C.P. 34229 Durango Mexico
      Retro Date 9/01/2000        
4. Calzada Constitution y Calle Oaxaca San Luis Rios Colorad, Sonora Mexico
      Retro Date 8/01/2002        
5. Exportex; Calzada Constitution y Calle Oaxaca San Luis Rios Colorado, Sonora Mexico
      Retro Date 8/01/2002        
 
NOTICE:   This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 15 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
SURETY BONDS
                           
 
                           
Barneys New York, Inc.
Bond #69943518
  $ 1,000         Western Surety Co. #69943518   7/31/2007 -
7/31/2009
  $ 175  
City of New York
                           
 
                           
Kim M. O’Byrne-Rozman Notary Bond
  $ 3,000         Travelers #103824237   6/25/2007 -   $ 100  
#103824237 Commonwealth of PA
                  6/25/2011        
 
                           
Merlu Corporation Sales Use &
  $ 10,500         Hartford Fire Ins. Co.   8/15/2008 -   $ 210  
Consumer Tax Bond
State of Nevada
              #42BSBBE5396   8/15/2009        
 
                           
Jones Apparel Group USA, Inc.
Professional Soliciters Bond
State of Massachusetts 
  $ 10,000         Fidelity & Deposit Co of MD
#8823875
  10/28/2007 -10/28/2008 Will be
renewing for 08-09 Term
  $ 100  
 
                           
Jones Apparel Group USA, Inc.
Professional Soliciters Bond
State of Maine
  $ 25,000         Fidelity & Deposit Co of MD
#8823876
  10/28/2007 -10/28/2008 Will be renewing for 08-09 Term   $ 150  
 
                           
Jones Apparel Group USA, Inc.
Professional Soliciters Bond
State of Alabama
  $ 10,000         Fidelity & Deposit Co of MD
#8823877
  10/28/2007 -10/28/2008 Will be renewing for 08-09 Term   $ 100  
 
                           
Victoria + Co., Ltd. Importer Bond
  $ 200,000         Safeco Ins. Co. of America   6/08/2008 -6/7/2009   $ 1,000  
 
              #50429006            
 
                           
Nine West Footwear Corp. Importer Bond
  $ 6,400,000         Safeco Ins. Co. of America   5/06/2008 -5/5/2009   $ 32,000  
 
              #070412005            
 
                           
Nine West Footwear Corp.
  $ 200,000         Westchester Fire Ins. Co.   1/2/2008 -   $ 1,200  
 
                           
 
NOTICE:   This schedule is not intended in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

     
Page 16 of 16
JONES APPAREL GROUP
2008-09 Schedule of Insurance
                             
                COMPANY AND POLICY          
COVERAGE   LIMITS AFFORDED     DEDUCTIBLE   NUMBER   TERM   PREMIUM  
Customs Bond
              #071116005   1/2/2009        
 
                           
Jones Apparel Group USA, Inc. Customs Bond
    $8,700,000         Safeco Ins. Co. of America   1/2/2008 -1/2/2009   $ 43,500  
 
              #071212006            
 
                           
Jones Jeanswear Group, Inc. Customs Bond
    $7,800,000         Fidelity & Deposit Co. of MD   1/2/2008 - 1/2/2009   $ 70,200  
 
              #071213003            
 
                           
CONTRACTUAL INDEMNIFICATION (“LPT” FOR NINEWEST OHIO DWRF LIABILITITES
  Unlimited         Illinois Union Ins. Co. (ACE)
#RLOG2059707-0
  10/01/00-Until Cancelled   $2,550,000 Plus $76,500 Surplus Lines Tax
 
                     
No deductible
                           
 
                           
CONTRACTUAL INDEMNIFICATION (“LPT”) FOR NINEWEST WORKERS
    A) $868,349         Nati’l Union Fire Ins Co. #1218486   06/15/00 - Until
Cancelled
    A) $675,000  
COMPENSATION LIABILITIES
    B) $9,407,000         Nat’l Union Fire Ins
Co. #1218486
        B) $4,655,000  
 
                           
No Deductible
                           
 
                           
A) Liberty Mutual claims from 5/24/95 to 6/30/96
                           
B) CNA claims from 7/01/96 to 6/30/99
                           
 
                           
CONTRACTUAL INDEMNIFICATION FOR NINEWEST OHIO SELF-INSURED WORKERS COMPENSATION LIABILITIES (“LPT”)
  $600,000         Starr Excess International Ins.
Co. #1218485
  06/15/00 - Until
Cancelled
  $340,000  
 
                           
No Deductible
                           
 
Gates MacDonald Claims from 10/1/95 to 9/30/00
                           
 
                           
CONDEMNATION/LOSS OF RENTS INSURANCE
  Not to exceed
$450,888,588
      Chubb Custom Ins. Co. 79475973   2/28/1997 -
3/1/2022
  $265,200  
Professional Liability Exclusion
                           
 
NOTICE:   This schedule is not in any way to describe the coverage granted by any of the policies mentioned, but is solely for use in identifying the policies for audit purposes.

 


 

George Neeman
From: Joe Donnalley
Sent: Friday, April 10, 2009 1:43 PM
To: George Neeman
Subject: FW: ABL Facility — Insurance Due Diligence Information
Schedule VII. Insurance 1.
Below are a listing of Jones’s insurance policies and whether additional insured status is permitted under the respective policies.
                 
    Additional Insured           Additional Insured
Policy   Status OK?       Policy   Status OK?
General Liability
  Yes       Directors & Officers Liability -
Primary $25M
  No - No Insurable Interest
Business Auto
  Yes       Directors & Officers Liability -
$20M xs $25M
  No - No Insurable Interest
Foreign Package
  Yes       Directors & Officers Liability -
$10M xs $45M
  No - No Insurable Interest
Canada General
Liability
  Yes       Directors & Officers Liability -
Side A Excess DIC
  No - No Insurable Interest
Canada Business
Auto
  Yes       Not-for-Profit Protector - JNYITC   No - No Insurable Interest
Lead Umbrella
$25M
  Yes       Fiduciary Liability - Primary
$15M
  No - No Insurable Interest
Excess Liability
$25M xs $25M
  Yes       Fiduciary Liability -$10M xs
$15M
  No - No Insurable Interest
Excess Liability
$25M xs $50M
  Yes       Employment Practices Liability   No - No Insurable Interest
Excess Liability
$25M xs $75M
  Yes       Non-Owned Aviation   No - No Insurable Interest
Property
  Yes       Special   No - No Insurable Interest
Marine Cargo
  Yes       Surety   No - No Insurable Interest
Excess Marine
Cargo
  Yes       Workers Compensation   No - No Insurable Interest
4/10/2009

Page 1 of 2


 

                 
    Additional Insured           Additional Insured
Policy   Status OK?       Policy   Status OK?
Excess Earthquake
  Yes            
Environmental Liability
  Yes       * TBD: TDI & Strike    
Crime
  Yes            
Network Liability
  Yes            
 
*  
Note: Holly Scott Russell will revert back to underwriters to determine protocol as respects TDI and Strike - Additional Insured Status Ok - Yes
Regards,
Joe
Joseph T. Donnalley
Treasurer and Senior Vice President,
Corporate Taxation and Risk Management
Jones Apparel Group, Inc.
180 Rittenhouse Circle
Bristol, PA 19007
(P): (215) 781-5468
(F): (215) 781-5473
E-Mail: jdonnalley@jny.com
4/10/2009

Page 2 of 2


 

Schedule 3.15
Capitalization and Subsidiaries
                 
    State/Country            
    of   Type of   Shares   Shares Issued
Name of Corporation   Incorporation   Shares   Authorized   and Outstanding
Apparel Testing Services, Inc.
  New Jersey   Common   1,000   100
Asia Expert Limited
  Hong Kong   $HK   500,000   1,000
Energie Knitwear, Inc.
  Delaware   Common   200   200
Exportex de Mexico, S.A. de C.V.
  Mexico   Common   1,000   1,000
Jones Apparel Group,Inc.
  Pennsylvania   Common   201,000,000   85,405,067*
Jones Apparel Group Canada, LP
  Canada           Jones Canada, Inc.owns .1% and Jones Apparel Group Canada ULC owns 476 partnership units
Jones Apparel Group Canada ULC
  Canada   Common   100,000,000   71,500
Jones Apparel Group Holdings, Inc.
  Delaware   Common   1,000   1,000
Jones Apparel Group USA, Inc.
  Delaware   Common   1,000   100
Jones Canada, Inc.
  Canada   Common   Unlimited   100
Jones Distribution Corporation
  Delaware   Common   200   200
Jones Holding Inc.
  Delaware   Common   1,000   100
Jones International Limited
  Hong Kong   Common   100   100
Jones Investment Co.Inc.
  Delaware   Common   200   100
Jones Jeanswear Group, Inc.
  New York   Common   15,000   10,000
(formerly known as
      Preferred A   200,000   200,000
McNaughton Apparel Group Inc.)
      Preferred B   100,000   100,000
Jones Management Service Company
  Delaware   Common   1,000   1,000
Jones Retail Corporation
  New Jersey   Common   1,000   100
L.E.I. Group, Inc.
  Delaware   Common   200   200
Maxwell Footwear of California, Inc.
  Delaware   Common   1,000   1,000
Nine West Accessories (HK) Limited
  Hong Kong   Ordinary   10,000   2
Nine West Development Corporation
  Delaware   Common   3,000   1,000
Nine West Footwear Corporation
  Delaware   Common   3,000   1,000
Nine West Melbourne Pty. Ltd.
  Australia   Ordinary   100,000   100
Rachel Roy IP Company LLC
  Delaware   Membership Interests       Jones Investment Co. Inc. holds 50% membership interests; Royale Etenia LLC (a non- subsidiary Delaware LLC) holds 50% membership interests
Victoria + Co Ltd.
  Rhode Island   Common   50,000   3,405

 


 

Schedule 3.18
Credit Card Arrangements
1. American Express

2. First Data (Visa/lMastercard) — Chase Merchant Services, LLC

3. Discover Financial Services

 


 

Schedule 6.01
Existing Indebtedness

 


 

JONES APPAREL GROUP, INC.
SCHEDULE OF DEBT
APRIL 4, 2009
                 
            Oustanding  
            Principal  
Senior Notes:   Interest Rate     Balance  
Jones Apparel Group USA, Inc.
               
4.25% $250 Million Senior Notes due 2009
    4.250 %   $ 249,971,233  
5.125% $250 Million Senior Notes due 2014
    5.125 %     249,881,875  
6.125% $250 Million Senior Notes due 2034
    6.125 %     249,624,155  
 
             
 
               
Total JAG USA Senior Notes
          $ 749,477,263  
 
             
                                 
            Short Term     Long Term     Total  
            Principal     Principal     Principal  
Capital Leases:   Interest Rate     Balance     Balance     Balance  
Jones Apparel Group USA, Inc.
                               
Capital Leases (Equipment)
  Various   $ 6,629     $ 16,525     $ 23,154  
 
                               
Jones Distribution Corporation
                               
Capital Lease (Virginia warehouse)
  Various     914,538       20,367,054       21,281,592  
 
                               
Jones Management Service Company
                               
Capital Leases (Computer Equipment)
  Various     1,428,293       719,895       2,148,188  
Capital Lease (Bristol 180 building)
  Various     544,701       7,657,090       8,201,791  
 
                               
Nine West Footwear Corporation
                               
Capital Leases (Equipment)
  Various     3,429       10,643       14,072  
 
                         
 
                               
Total CAPITAL LEASES
          $ 2,897,590     $ 28,771,207     $ 31,368,797  
 
                         

 


 

Schedule 6.02
Existing Liens
                     
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Victoria & Co. Ltd
  Rhode Island   2007 05692270       TRoFS Limited  
All of the following property that has been sold or will be sold from time to time by Debtor to Secured Party pursuant to the terms and conditions of a Receivables Purchase Agreement between Debtor and Secured Party: (i) all right title and interest of the Debtor in, to and under any and all rights to present and future payments of amounts due and payable, whether due now or payable in the future, (including any entitlement to late payment interest) as a result of a contract or contracts between Debtor and [Kohl’s Department Stores] (“Customer”) for the supply of goods and/or services to Customer, whether or not earned by performance (“Accounts Receivable”), and the related obligations of Customer to pay an agreed amount in respect of such Accounts Receivable (“Payment Obligations”), in each case that Debtor sells to Secured Party; (ii) all right, title and interest of Debtor in, to and under selected actions of a Customer Managed Services Agreement governing Customer’s participation in the electronic workflow management, database and operational accounting system through which details and the status of all Accounts Receivables and the related Payment Obligations purchase by Secured Party shall be recorded, as amended or supplemented from time to time; and (iii) all proceeds of the foregoing.
 
                   
Jones Apparel Group Canada Inc. (Jones Apparel Group Canada, LP)
  Québec       02-0051618-0001   2411-7970 Quebec Inc.  
The movable property, fixtures, furniture, equipment. Inventory and other movable property located in the lease premise situated as 3981 St-Laurent Boulevard, Suite 215, Montreal, Quebec [$20,000.00 with interest at prime rate plus 5%].

 


 

                         
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Jones Apparel
Group Canada,
LP
  Québec           05-0290899-0004   Marcarko Ltée  
The universality of all of the movable properties being from time to time located in the premises situated at 555 Chabanel Street West, Suite 510, Montreal, Quebec, H2N 2H8, including, without limitation, machinery, equipment, furniture, commercial layouts, inventory, merchandise, stock, claims and any insurance proceeds with respect of said property, as well as any similar property which could have been situated on the premises at any time whatsoever since the beginning of the term.
 
                       
Jones Apparel
Group Canada,
LP
  Ontario     649587942     20081029 1956
1531 9415
  CBSC Capital   “Equipment” and “Other”
 
                       
Jones Apparel
Group Canada,
LP
  Ontario     616859991     20050711 1454
15306695
  Toyota Credit Canada Inc.  
“Goods”, “Equipment”, “Other”, “Motor Vehicle Included” and “Other”
Motor Vehicle: VIN 5PVNC6JM252S10600
 
                       
Jones Apparel Group Canada Inc.
  Ontario     613207323     20050308 1435
16165885
  Toshiba Finance   “Equipment” and “Other”
Geeral Collateral Description: Photocopiers
 
                       
McNaughton Apparel Group Inc.
  New York     064102
200511081197831
200511101203196
        Bank of America, N.A.  
“Equipment” generally described as One Eighth (1/8th) Undivided Interest of a Beechjet 400A, s/n RK-305, N693TA with Two (2) Pratt & Whitney JT 15D-5 engines sin JA 0375 & JA 0374
 
                       
Nine West
Footwear
Corporation
  Delaware     41499526         IBM Credit LLC  
All of the following equipment together with all related software, whether now owned or hereafter acquired and wherever located (all as more fully described on IBM Credit LLC Supplement(s) #B60402): IBM Equipment Type 9993 W14236 All additions, attachments, accessories, accessions and upgrades thereto and any and all substitutions, replacements or exchanges for any such item of equipment or software and any and all proceeds of any of the foregoing, including, without limitations, payments under insurance or any indemnity or warranty relating to loss or damage to such equipment and software. IBM Credit LLC files this notice as a precautionary filing. See UCC 9-505. (06/01/04)
 
                       
Nine West
Footwear
Corporation
  Delaware     41518960         IBM Credit LLC  
All of the following equipment together with all related software, whether now owned or hereafter acquired and wherever located (all as more fully described on IBM Credit LLC Supplement(s) #B60402): IBM Equipment Type 9993

 


 

                         
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
 
                     
W14236 All additions, attachments, accessories, accessions and upgrades thereto and any and all substitutions, replacements or exchanges for any such item of equipment or software and any and all proceeds of any of the foregoing, including, without limitations, payments under insurance or any indemnity or warranty relating to loss or damage to such equipment and software. IBM Credit LLC files this notice as a precautionary filing. See DCC 9-505. (06/02/04)
 
                       
Nine West
Footwear
Corporation
  Delaware     2007
1635456
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0326136-003; 005-0326136-004
 
                       
Nine West
Footwear
Corporation
  Delaware     2007
1716710
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0326136-002
 
                       
Nine West
Footwear
Corporation
  Delaware     2007
3582722
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #005-0326136-006
 
                       
Nine West
Footwear
Corporation
  Delaware     2007
4051586
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0326136-007
 
                       
Nine West
Footwear
Corporation
  Delaware     2007
4535083
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0326136-009
 
                       
Nine West
Footwear
Corporation
  Delaware     2007
4699756
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0326136-010

 


 

                         
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Nine West
Footwear
Corporation
  Delaware     2008
3316708
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0326136-013
 
                       
Nine West
Footwear
Corporation
  Delaware     2009
00357779
        Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0326136-014
 
                       
Jones Apparel
Group
  New York     2004
02245145803
        CIT Technology Financing Services, Inc.  
Mita C2030 Copier Serial #T3000803 Mita 6300 Copier Serial #Z3004222 “plus all other types of office equipment and products, computers, security systems and other items of equipment now and hereafter leased to and/or financed for Debtor/Lessee by Secured Party/Lessor, and including all replacements, upgrades and substitutions hereafter occurring to all of the foregoing equipment and all now existing and future attachments, parts, accessories and add-ons for all of the foregoing items and types of equipment, and all proceeds and products thereof.”
 
                       
Jones Apparel
Group
  New York     2008 02150130490         Timepayment
Corporation
 
QTY 2 Pure Elegance Water Equipment PHSI S/N — 099099, 099087
QTY 1 Vertex Water Equipment Counter Top S/N — 0011254
 
                       
Jones
Management
Service
Company
  Delaware     2007 0184225         IBM Credit LLC  
All of the following equipment together with all related software, whether now owned or hereafter acquired and wherever located (all as more fully described on IBM Credit LLC Supplement(s) #D35443): IBM Equipment Type BFK889 All additions, attachments, accessories, accessions and upgrades thereto and any and all substitutions, replacements or exchanges for any such item of equipment or software and any and all proceeds of any of the foregoing, including, without limitations, payments under insurance or any indemnity or warranty relating to loss or damage to such equipment and software. IBM Credit LLC files this notice as a precautionary filing. See UCC 9-505. (01/15/07) UCC Log Number:
 
                      CPD00D35443 4758505
 
                       
Jones
Management Service
Company
  Delaware     2007 1948222
2008 0573251
        Wells Fargo Equipment Finance, Inc.   Supplement # D00D56920

 


 

                     
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Jones
Management
Service
Company
  Delaware   2007 2496494
20080151389
      Wells Fargo Equipment Finance, Inc.   Supplement # D00D75384
 
                   
Jones
Management
Service
Company
  Delaware   2007 3287975       Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-03 0
 
                   
Jones
Management
Service
Company
  Delaware   2007 3664561
20080151405
      Wells Fargo Equipment Finance, Inc.   Supplement # D00F00000, D00F00036
 
                   
Jones
Management
Service
Company
  Delaware   2007 3699898
2008 0151397
      Wells Fargo Equipment Finance, Inc.   Supplement # D00F00014
 
                   
Jones
Management
Service
Company
  Delaware   2007 3700522       Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-035
 
                   
Jones
Management
Service
Company
  Delaware   2008 0292654       Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-040
 
                   
Jones
Management
Service
Company
  Delaware   2008 0596872       Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-041
 
                   
Jones
Management
Service
Company
  Delaware   2008 1054558       Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-042

 


 

                         
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Jones
Management Service
Company
  Delaware     2008 1336385         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-043
 
                       
Jones
Management Service
Company
  Delaware     2008 2371811         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-045
 
                       
Jones
Management Service
Company
  Delaware     2008 3481056         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-048
 
                       
Jones
Management Service
Company
  Delaware     2008 4172498         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-049
 
                       
Jones Management
Service Company
  Delaware     4273703 1         Canon Financial Services, Inc.  
Equip Desc: Copier, Quantity: 1, Model: IR3300, Serial#:
MPH72340, License#: , Equip#: , Asset Detail: Equip Desc: Copier, Quantity: 1, Model: IR3300, Serial#:
                      MPH72305, License#: , Equip#: , Asset Detail:
 
                     
Equip Desc: Peripheral, Quantity: 1, Model: ECopy, Serial#:
 
                      GI04044604, License#: , Equip#: , Asset Detail:
 
                     
Equip Desc: Peripheral, Quantity: 1, Model: ECopy, Serial#:
 
                      GI04044598, License#: , Equip#: , Asset Detail:
 
                     
Equip Desc: Copier, Quantity: 1, Model: IR6000, Serial#:
 
                      NSN18982, License#: , Equip#: , Asset Detail:
 
                     
Equip Desc: Peripheral, Quantity: 1, Model: ECopy, Serial#:
 
                      GK04063265, License#: , Equip#: , Asset Detail:

 


 

                         
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Jones
Management Service Company
  Delaware     6002086 7         IBM Credit LLC  
All of the following equipment together with all related software, whether now owned or hereafter acquired and wherever located (all as more fully described on IBM Credit LLC Supplement(s) #C82088): IBM Equipment Type 2005 2145 3584 3588 9992 All additions, attachments, accessories, accessions and upgrades thereto and any and all substitutions, replacements or exchanges for any such item of equipment or software and any and all proceeds of any of the foregoing, including, without limitations, payments under insurance or any indemnity or warranty relating to loss or damage to such equipment and software. IBM Credit LLC files this notice as a precautionary filing. See UCC 9-505. (01/04/06)
 
                       
Jones
Management Service Company
  Delaware     6000992 8         IBM Credit LLC  
All of the following equipment together with all related software, whether now owned or hereafter acquired and wherever located (all as more fully described on IBM Credit LLC Supplement(s) #C82169): IBM Equipment Type 7014 7212 7 310 7316 9113 91199992 9SSR All additions, attachments, accessories, accessions and upgrades thereto and any and all substitutions, replacements or exchanges for any such item of equipment or software and any and all proceeds of any of the foregoing, including, without limitations, payments under insurance or any indemnity or warranty relating to loss or damage to such equipment and software. IBM Credit LLC files this notice as a precautionary filing. See UCC 9-505. (01/03/06)
 
                       
Jones
Management Service Company
  Delaware     5126421 8         Canon Financial Services, Inc.  
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-016
 
                       
Jones Management Service
  Delaware      5063541 8          Canon Financial
Services, Inc.
 
Equip Desc: Copier, Quantity: 1, Model: IR5020, Serial#:
JCT18773, License#: , Equip#: ,Asset Detail:
Equip Desc: Copier, Quantity: 1, Model: IR4570, Serial#:
KFP01214, License#: , Equip#: ,Asset Detail:
 
                       
Jones
Management
Service
Company
  Delaware      4364684 3         Canon Financial Services, Inc.  
Equip Desc: Copier, Quantity: 1, Model: IR6000, Serial#:
NSN19711, License#: , Equip#: ,Asset Detail:
Equip Desc: Peripheral, Quantity: 1, Model: ECopy, Serial#:
IT04121322, License#: , Equip#: ,Asset Detail:
Equip Desc: Copier, Quantity: 1, Model: IR3300, Serial#:
MPH74934, License#: , Equip#: ,Asset Detail:

 


 

                         
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Jones
Management Service
Company
  Delaware     6011309 2         IBM Credit LLC  
All of the following equipment together with all related software, whether now owned or hereafter acquired and wherever located (all as more fully described on IBM Credit LC Supp1ement(s) #C84149): IBM Equipment Type 1740 1815 2101 3584 3589 All additions, attachments, accessories, accessions and upgrades thereto and any and all substitutions, replacements or exchanges for any such item of equipment or software and any and all proceeds of any of the foregoing, including, without limitations, payments under insurance or any indemnity or warranty relating to loss or damage to such equipment and software. IBM Credit LLC files this notice as a precautionary filing. See UCC 9-505. (01/11/06)
 
                       
Jones
Management Service
Company
  Delaware     6110766 3         IBM Credit LLC  
All of the following equipment together with all related software, whether now owned or hereafter acquired and wherever located (all as more fully described on IBM Credit LC Supplement(s) #C92037): IBM Equipment Type BDP297 9SSR All addidons, attachments, accessories, accessions and upgrades thereto and any and all substitutions, replacements or exchanges for any such item of equipment or software and any and all proceeds of any of the foregoing, including, without limitations, payments under insurance or any indemnity or warranty relating to loss or damage to such equipment and software. IBM Credit LLC files this notice as a precautionary filing. See UCC 9-505. (04/03/06) UCC Log Number: CPD00C92037 4758505
 
                       
Jones
Management Service
Company
  Delaware     6366089 1         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-025
 
                       
Jones
Management Service
Company
  Delaware     6411257 9         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-026
 
                       
Jones
Management Service
Company
  Delaware     6362250 3         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #003-0176661-024

 


 

                         
Debtor   Jurisdiction   Filing No.   Registration No.   Secured Party   Collateral
Jones
Management
Service
Company
  Delaware     6271768 4         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-022
 
                       
Jones
Management
Service
Company
  Delaware     6434287 9         Canon Financial
Services
 
All equipment now or hereafter leased, sold or financed by Canon Financial Services, Inc. and all general intangibles and accounts receivable with respect to said equipment, and all replacements of, additions to, substitutions for and proceeds of the foregoing. Lease #001-0176661-028

 


 

     
Existing Liens on Intellectual Property
                     
        Registration   Application       Recordation Date of
Grantor   Mark   Number   Number   Security Interest   Security Interest
Nine West Development Corporation
  DAVID AND JOAN   1,508,301       Paragon Capital LLC   04/28/2000
Nine West Development Corporation
  JD (stylized)   1,567,298       Paragon Capital LLC   04/28/2000
Nine West Development Corporation
  JOAN & DAVID   1,697,635       Paragon Capital LLC   04/28/2000
Nine West Development Corporation
  JOAN AND DAVID   1,263,011       Paragon Capital LLC   04/28/2000
 
      1,498,122       Paragon Capital LLC   04/28/2000
Nine West Development Corporation
  JOAN AND DAVID TOO   1,508,302       Paragon Capital LLC   04/28/2000
Nine West Development Corporation
  JOAN HELPERN   1,325,974       Paragon Capital LLC   04/28/2000
Nine West Development Corporation
  JUST LIBBY   1,897,026       General Electric Capital Corp.   05/02/1997
 
              First National Bank of Boston   04/16/1997
Nine West Development Corporation
  SAM & LIBBY (word)   1,778,203       General Electric Capital Corp.   05/02/1997
 
              First National Bank of Boston   04/16/1997
 
      1,772,454       General Electric Capital Corp.   05/02/1997
 
              First National Bank of Boston   04/16/1997
Nine West Development Corporation
  SAM & LIBBY logo   1,786,205       General Electric Capital Corp.   05/02/1997
 
              First National Bank of Boston   04/16/1997
 
      1,646,905       General Electric Capital Corp.   05/02/1997
 
              First National Bank of Boston   04/16/1997
Jones Investment Co.Inc.
  ALBERT NIPON   1,395,825       Chase Manhattan Bank   07/13/1999
Jones Investment Co. Inc.
  ALBERT NIPON and design   1,042,953       Chase Manhattan Bank   07/13/1999
Jones Investment Co. Inc.
  ALBERT NIPON SUITS   1,627,251       Chase Manhattan Bank   07/13/1999
Jones Investment Co. Inc.
  ANNE KLEIN   1,613,344       Chase Manhattan Bank   07/15/1999
 
      1,738,435       Chase Manhattan Bank   07/15/1999
 
      1,016,890       Chase Manhattan Bank   07/15/1999
 
      1,006,943       Chase Manhattan Bank   07/15/1999
 
      1,074,926       Chase Manhattan Bank   07/15/1999
 
      1,049,090       Chase Manhattan Bank   07/15/1999

 


 

     
                     
        Registration   Application       Recordation Date of
Grantor   Mark   Number   Number   Security Interest   Security Interest
 
      1,046,318       Chase Manhattan Bank   0711511999
 
      1,052,858       Chase Manhattan Bank   07/15/1999
 
      1,611,081       Chase Manhattan Bank   07/15/1999
Jones Investment Co. Inc.
  ANNE KLEIN II   1,573,264       Chase Manhattan Bank   07/15/1999
 
      1,425,808       Chase Manhattan Bank   07/15/1999
Jones Investment Co. Inc.
  ANNE KLEIN RAINWEAR   1,410,608       Chase Manhattan Bank   07/15/1999
Jones Investment Co. Inc.
  ANNE KLEIN and lion   1,511,071       Chase Manhattan Bank   07/09/1999
 
  head design                
 
              Natwest Bank   02/17/1995
 
                  12/29/1995
Jones Investment Co. Inc.
  CODEBLEU   1,334,428       Fleet Bank   04/08/1997
 
              Republic National Bank of NY   03/20/1995
 
      1,634,872       Natwest Bank   02/17/1995
 
                  12/29/1995
 
              Fleet Bank   04/08/1997
 
              Republic National Bank of NY   03/20/1995
Jones Investment Co. Inc.
  COTTON SPIRIT   1,538,271       Foothill Capital Corp.*   08/06/2001
 
      854,224       Plaid Holdings Corp.   10/20/1992
Jones Investment Co. Inc.
  EVAN-PICONE   1,250,451       Plaid Holdings Corp.   10/20/1992
 
      1,668,985       Plaid Holdings Corp.   10/20/1992
Jones Investment Co. Inc.
  G.V.Initials Design   1,171,375       Nationsbanc Commercial Corp.   09/11/1997
Jones Investment Co. Inc.
  GLORIA VANDERBILT   1,699,162       Nationsbanc Commercial Corp.   09/11/1997
 
  (signature)                
 
      1,289,670       Nationsbanc Commercial Corp.   09/11/1997
 
      1,929,150       Nationsbanc Commercial Corp.   09/11/1997
 
      1,289,670       Nationsbanc Commercial Corp.   09/11/1997
 
      1,594,237       Nationsbanc Commercial Corp.   09/11/1997

 


 

     
                     
        Registration   Application       Recordation Date of
Grantor   Mark   Number   Number   Security Interest   Security Interest
 
      1,891,168       Nationsbanc Commercial Corp.   08/08/1997
 
      1,210,561       Nationsbanc Commercial Corp.   08/08/1997
Jones Investment Co. Inc.
  KASPER   1,162,830       Chase Manhattan Bank   07/13/1999
 
      1,016,971       Chase Manhattan Bank   07/15/1999
 
      1.016,891       Chase Manhattan Bank   07/15/1999
 
      1,032,219       Chase Manhattan Bank   07/15/1999
Jones Investment Co. Inc.
  (LOGO)   1,052,859       Chase Manhattan Bank   07/15/1999
 
    1,050,741       Chase Manhattan Bank   07/15/1999
 
    1,046,317       Chase Manhattan Bank   07/15/1999
 
    1,074,925       Chase Manhattan Bank   07/15/1999
 
    1,371,374       Nationsbanc Commercial Corp.   09/11/1997
 
    1,350,752       Nationsbanc Commercial Corp.   09/11/1997
Jones Investment Co. Inc.
  Swan design   1,586,875       Nationsbanc Commercial Corp.   09/11/1997
 
      1,649,898       Nationsbanc Commercial Corp.   09/11/1997
 
      1,606,340       Nationsbanc Commercial Corp.   09/11/1997
 
      1,155,671       Nationsbanc Commercial Corp.   09/11/1997
Jones Investment Co. Inc.
  VANDERBILT   1,331,536       Nationsbanc Commercial Corp.   09/11/1997
 
  GLORIA VANDERBILT                
 
  and design                
Jones Investment Co. Inc.
  VANDERBILT   1,333,913       Nationsbanc Commercial Corp   09/11/1997
 
  General Electric Credit Corp. recorded two security interests but recorded only one release.

 


 

Schedule 6.04
Existing Investments
Jones Apparel Group, Inc. and Subsidiary Investments
Money Market Investments as of 5/1/09
         
Jones Apparel Group USA, Inc:
       
BOA Columbia Money Market Reserves 238
  $ 34,138,899.03  
Citibank Columbia Money Market Reserves 1807
    19,245,216.53  
Suntrust Federated Prime Obligations Fund 010
    75,379,920.87  
PNC Blackrock Temp Fund
    17,204,456.06  
Suntrust Federated Gmnt Obligations Fund 005
    5,534,294.94  
BOA Columbia Gmnt Reserves Trust Fund 233
    78,370,717.90  
Citibank Columbia Gmnt Reserves Trust Fund 1809
    27,311,822.89  
PNC Blackrock Fed Fund #30
    41,527,018.30  
 
     
Total
  $ 298,712,346.52  
 
       
Investment in GRI as of 4/24/09:
       
Jones Apparel Group Canada, L.P
  $ 29,641,324  
 
     
Total Investments
  $ 29,641,324  
 
       
Loans and Investments to Contractors as of 4/4/09:
       
Jones Apparel Group USA, Inc.
  $ 5,250,000.00  
Jones Apparel Group Canada, LP
    464,112.00  
 
     
Total Loans and Advances to Contractors
  $ 5,714,112.00  
 
       
Investment in Rachael Roy IP Company LLC as of 4/4/2009:
       
Jones Investment Co. Inc.
  $ 28,927.00  
 
     
Total Investment
  $ 28,927.00  

 


 

Schedule 6.05
Asset Sales
Potential sale, transfer or disposition of the ERIKA trademark.

 


 

Schedule 6.10
Existing Restrictions
1.   The Indenture
 
2.   Joint Venture Agreement with Royale Etenia to develop, market and license the brand Rachel Roy
 
3.   Shareholder Agreement with GRI

 


 

EXHIBIT A
FORM OF ASSIGNMENT AND ASSUMPTION

 


 

EXHIBIT A
ASSIGNMENT AND ASSUMPTION
     This Assignment and Assumption (the “Assignment and Assumption”) is dated as of the Effective Date set forth below and is entered into by and between [Insert name of Assignor] (the “Assignor”) and [Insert name of Assignee] (the “Assignee”). Capitalized terms used but not defined herein shall have the meanings specified in the Credit Agreement identified below (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), receipt of a copy of which is hereby acknowledged by the Assignee. The Standard Terms and Conditions set forth in Annex 1 attached hereto are hereby agreed to and incorporated herein by reference and made a part of this Assignment and Assumption as if set forth herein in full.
     For an agreed consideration, the Assignor hereby irrevocably sells and assigns to the Assignee, and the Assignee hereby irrevocably purchases and assumes from the Assignor, subject to and in accordance with the Standard Terms and Conditions and the Credit Agreement, as of the Effective Date inserted by the Administrative Agent as contemplated below (i) all of the Assignor’s rights and obligations in its capacity as a Lender under the Credit Agreement and any other documents or instruments delivered pursuant thereto to the extent related to the amount and ‘percentage interest identified below of all of such outstanding rights and obligations of the Assignor under the Credit Agreement (including Letters of Credit, Guarantees, and Swingline Loans included in such facilities) and (ii) to the extent permitted to be assigned under applicable law, all claims, suits, causes of action and any other right of the Assignor (in its capacity as a Lender) against any Person, whether known or unknown, arising under or in connection with the Credit Agreement, any other documents or instruments delivered pursuant thereto or the loan transactions governed thereby or in any way based on or related to any of the foregoing, including contract claims, tort claims, malpractice claims, statutory claims and all other claims at law or in equity related to the rights and obligations sold and assigned pursuant to clause (i) above (the rights and obligations sold and assigned pursuant to clauses (i) and (ii) above being referred to herein collectively as the “Assigned Interest”). Such sale and assignment is without recourse to the Assignor and, except as expressly provided in this Assignment and Assumption, without representation or warranty by the Assignor.
             
1.
  Assignor:  
 
   
 
           
2.
  Assignee:  
 
   
        [and is an Affiliate of /Approved Fund of [identify Lender]1]
 
           
3.   Borrowers:   Jones Apparel Group, Inc., Jones Apparel Group Holdings, Inc., Jones Apparel
        Group USA, Inc., Jones Retail Corporation, Nine West Footwear Corporation, Energie Knitwear,
        Inc., Jones Investment Co. Inc., Jones Jeanswear Group, Inc., L.E.I. Group, Inc., Nine West Development
 
1   Select as applicable.
Exhibit A

1


 

         
 
      Corporation, Victoria + Co Ltd. and Jones Apparel Group Canada, LP.
 
       
4.
  Administrative Agent:   JPMorgan Chase Bank, N.A., as the administrative agent under the Credit Agreement
 
       
5.
  Credit Agreement:  
The $650,000,000 Credit Agreement dated as of May 13, 2009 among the Borrowers, the other Loan Parties party thereto, the Lender Parties party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.
 
       
6.
  Assigned Interest:    
                     
Aggregate           Aggregate        
Amount of   Amount of   Percentage   Amount of   Amount of   Percentage
U.S.   U.S.   Assigned of   Canadian   Canadian   Assigned of
Revolving   Revolving   U.S.   Revolving   Revolving   Canadian
Commitment   Commitment/   Revolving   Commitment/   Commitment/   Revolving
/Loans for all   Loans   Commitment/   Loans for all   Loans   Commitment
Lenders   Assigned   Loans2   Lenders   Assigned   /Loans3
$
  $   %   $   $   %
$
  $   %   $   $   %
$
  $   %   $   $   %
Effective Date:                     , 20                     [TO BE INSERTED BY ADMINISTRATIVE AGENT AND WHICH SHALL BE THE EFFECTIVE DATE OF RECORDATION OF TRANSFER IN THE REGISTER THEREFOR.]
The Assignee agrees to deliver to the Administrative Agent a completed Administrative Questionnaire in which the Assignee designates one or more credit contacts to whom all syndicate-level information (which may contain material non-public information about the Company, the Loan Parties and their Related Parties or their respective securities) will be made available and who may receive such information in accordance with the Assignee’s compliance procedures and applicable laws, including Federal and state securities laws.
The terms set forth in this Assignment and Assumption are hereby agreed to:
         
  ASSIGNOR
[NAME OF ASSIGNOR]
 
 
  By:      
    Title:   
       
 
 
2   Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.
 
3   Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.
Exhibit A

2


 

         
  ASSIGNEE
[NAME OF ASSIGNEE]
 
 
  By:      
    Title:   
       
 
Exhibit A

3


 

         
  Consented to and Accepted:
JPMORGAN CHASE BANK, N.A., as
     Administrative Agent
 
 
  By      
    Title:    
         
  Consented to:

[NAME OF ISSUING BANK], as Issuing Bank
 
 
  By:      
    Title:    
         
  [Consented to:]4

[JONES APPAREL GROUP, INC.]
 
 
  By:      
    Title:    
 
4   To be added only if consent of the Borrower Representative is required by the terms of the Credit Agreement.
Exhibit A

4


 

ANNEX 1
STANDARD TERMS AND CONDITIONS FOR
ASSIGNMENT AND ASSUMPTION
          1. Representations and Warranties.
          1.1 Assignor. The Assignor (a) represents and warrants that (i) it is the legal and beneficial owner of the Assigned Interest, (ii) the Assigned Interest is free and clear of any lien, encumbrance or other adverse claim and (iii) it has full power and authority, and has taken all action necessary, to execute and deliver this Assignment and Assumption and to consummate the transactions contemplated hereby; and (b) assumes no responsibility with respect to (i) any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document, (ii) the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Loan Documents or any collateral thereunder, (iii) the financial condition of any Borrower, any of their Subsidiaries or Affiliates or any other Person obligated in respect of any Loan Document or (iv) the performance or observance by any Borrower, any of its Subsidiaries or Affiliates or any other Person of any of their respective obligations under any Loan Document.
          1.2. Assignee. The Assignee (a) represents and warrants that (i) it has full power and authority, and has taken all action necessary, to execute and deliver this Assignment and Assumption and to consummate the transactions contemplated hereby and to become a Lender under the Credit Agreement, (ii) it satisfies the requirements, if any, specified in the Credit Agreement that are required to be satisfied by it in order to acquire the Assigned Interest and become a Lender, (iii) from and after the Effective Date, it shall be bound by the provisions of the Credit Agreement as a Lender thereunder and, to the extent of the Assigned Interest, shall have the obligations of a Lender thereunder, (iv) it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to paragraph (a), (b) or (c) of Section 5.01 thereof, as applicable, and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Assumption and to purchase the Assigned Interest on the basis of which it has made such analysis and decision independently and without reliance on the Administrative Agent or any other Lender, and (v) if it is a Lender that is not a U.S. Person, attached to the Assignment and Assumption is any documentation required to be delivered by it pursuant to the terms of the Credit Agreement, duly completed and executed by the Assignee; and (b) agrees that (i) it will, independently and without reliance on the Administrative Agent, the Assignor or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Loan Documents, and (ii) it will perform in accordance with their terms all of the obligations which by the terms of the Loan Documents are required to be performed by it as a Lender.
          2. Payments. From and after the Effective Date, the Administrative Agent shall make all payments in respect of the Assigned Interest (including payments of principal, interest, fees and other amounts) to the Assignor for amounts which have accrued to but excluding the Effective Date and to the Assignee for amounts which have accrued from and after the Effective Date.
Exhibit A

 


 

          3. General Provisions. This Assignment and Assumption shall be binding upon, and inure to the benefit of, the parties hereto and their respective successors and assigns. This Assignment and Assumption may be executed in any number of counterparts, which together shall constitute one instrument.
          Delivery of an executed counterpart of a signature page of this Assignment and Assumption by facsimile or PDF transmission shall be effective as delivery of a manually executed counterpart of this Assignment and Assumption. This Assignment and Assumption shall be governed by, and construed in accordance with, the laws of the State of New York.
Exhibit A

 


 

EXHIBIT B
FORM OF OPINION OF BORROWERS’ COUNSEL

 


 

JONES APPAREL GROUP, INC.
May 13, 2009
To the Lenders and the Administrative
  Agent Referred to Below
c/o JPMorgan Chase Bank, N.A.,
  as Administrative Agent
270 Park Avenue
New York, NY 10017
    Re: Credit Agreement dated as of May 13, 2009
          Ladies and Gentlemen:
          You have requested my opinion as General Counsel of Jones Apparel Group, Inc., a Pennsylvania corporation (“Jones”), in connection with (x) the Credit Agreement dated as of May 13, 2009 (the “Credit Agreement”), among Jones, Jones Apparel Group Holdings, Inc., a Delaware corporation (“Jones Holdings”), Jones Apparel Group USA, Inc., a Delaware corporation (“Jones USA”), Jones Retail Corporation, a New Jersey corporation (“Jones Retail”), Nine West Footwear Corporation, a Delaware corporation (“Footwear”), Energie Knitwear, Inc., a Delaware corporation (“Energie”), Jones Investment Co. Inc., a Delaware corporation (“JICO”), Jones Jeanswear Group, Inc., a New York corporation (“Jeanswear”), L.E.I. Group, Inc., a Delaware corporation (“LEI”), Nine West Development Corporation, a Delaware corporation (“NWDC”), Victoria + Co Ltd., a Rhode Island corporation (“Victoria” and, together with Jones, Jones Holdings, Jones USA, Jones Retail, Footwear, Energie, JICO, Jones Jeanswear, LEI and Development, the “U.S. Credit Parties”), Jones Apparel Group Canada, LP, an Ontario limited partnership (“Jones LP”), the lending institutions party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as administrative agent for the Lenders (the “Administrative Agent”); and (y) the Security Agreement dated as of May 13, 2009 (the “U.S. Security Agreement” and, together with the Credit Agreement, the “Transaction Documents”) among the U.S. Credit Parties, Apparel Testing Services, Inc., a New Jersey corporation (“Testing”), Jones Distribution Corporation, a Delaware corporation (“Distribution”), Jones Management Service Company, a Delaware corporation (“Management”) and Jones Holding Inc., a Delaware corporation (“Holding” and, together with Testing,
1411 BROADWAY, NEW YORK, NEW YORK   10018

 


 

May 13, 2009
Page 2
Distribution and Management, the “U.S. Grantors”) and the Administrative Agent. This opinion is being delivered to you pursuant to Section 4.01(a) of the Credit Agreement. Capitalized terms used but not defined herein have the meanings assigned to them in the Credit Agreement.
          In that connection, I have examined originals or copies certified or otherwise identified to my satisfaction, of such documents, corporate records and other instruments as I have deemed necessary or appropriate for purposes of this opinion, including (i) the Credit Agreement, (ii) the U.S. Security Agreement, (iii) the Articles of Incorporation of the U.S. Credit Parties and the U.S. Grantors, and (iv) the By-laws of the U.S. Credit Parties and the U.S. Grantors.
          In rendering this opinion, I have assumed the due authorization, execution and delivery (x) of the Credit Agreement by all parties thereto except for the U.S. Credit Parties and (y) of the U.S. Security Agreement by all parties thereto except for the U.S. Credit Parties and the U.S. Grantors.
          Based on the foregoing and subject to the qualifications hereinafter set forth, I am of opinion as follows:
  1.  
Jones Holdings (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by Jones Holdings and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by Jones Holdings of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Jones Holdings.
 
  2.  
Jones USA (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by Jones USA and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by Jones USA of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Jones USA.
 
  3.  
Footwear (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by Footwear and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by Footwear of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Footwear.
 
  4.  
Energie (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by Energie and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The

 


 

May 13, 2009
Page 3
     
execution and delivery by Energie of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Energie.
 
  5.  
JICO (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by JICO and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by JICO of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by JICO.
 
  6.  
Jeanswear (i) is a corporation organized and validly subsisting under the laws of the State of New York, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by Jeanswear and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by Jeanswear of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Jeanswear.
 
  7.  
LEI (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by LEI and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by LEI of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by LEI.
 
  8.  
NWDC (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate’ power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by NWDC and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by NWDC of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by NWDC.
 
  9.  
Distribution (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by Distribution and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by Distribution of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Distribution.
 
  10.  
Management (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under

 


 

May 13, 2009
Page 4
     
lease its property and to conduct its business as currently conducted by Management and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by Management of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Management.
 
  11.  
Holding (i) is a corporation organized and validly existing under the laws of the State of Delaware, and (ii) has the requisite corporate power and authority to (a) own and hold under lease its property and to conduct its business as currently conducted by Holding and (b) enter into the Transaction Documents and perform its obligations under the Transaction Documents. The execution and delivery by Holding of the Transaction Documents, and the performance of its obligations thereunder, have been duly authorized by all necessary corporate action. The Transaction Documents have been duly executed and delivered by Holding.
 
  12.  
Each U.S. Credit Party and U.S. Grantor is qualified as a foreign corporation to transact business and is in good standing in each jurisdiction in which the ownership or leasing of its properties or the conduct of its business requires such qualification, other than jurisdictions in which the failure to so qualify would not have a material adverse effect on such U.S. Credit Party or U.S. Grantor (as the case may be) and its subsidiaries taken as a whole.
 
  13.  
The execution and delivery by each U.S. Credit Party and Jones LP of the Credit Agreement and by each U.S. Credit Party, each U.S. Grantor and Jones LP of the U.S. Security Agreement, and the performance by each U.S. Credit Party, U.S. Grantor or Jones LP of its respective obligations under the Credit Agreement or the U.S. Security Agreement (as the case may be), will not (a) conflict with, result in a breach of or constitute a default under (i) the Articles of Incorporation or By-laws of such U.S. Credit Party or U.S. Grantor, as amended or restated and in effect on the date hereof, (ii) any law, rule or regulation of the United States of America, the State of New York or the General Corporation Law of the State of Delaware applicable to each such U.S. Credit Party, U.S. Grantor or Jones LP, (iii) to my knowledge, the terms of any indenture or other material agreement or instrument to which each U.S. Credit Party or U.S. Grantor is a party or by which its assets may be bound, provided that I give no opinion with respect to the terms of the Credit Agreement which prevent the U.S. Credit Parties from paying regularly scheduled interest and principal payments as and when due in respect of any Indebtedness (other than the Existing Debt Securities and payments in respect of the Subordinated Indebtedness prohibited by the subordination provisions thereof or relating thereto) if, either immediately before or after giving effect to any such payment, any Default or Event of Default has occurred and is continuing or (iv) to my knowledge, any order or decree of any court or government agency or instrumentality applicable to any U.S. Credit Party, U.S. Grantor or Jones LP, or (b) result in or require the creation or imposition of any material Lien on any property of any of the U.S. Credit Parties, U.S. Grantors or Jones LP, other than pursuant to the U.S. Security Agreement. In connection with the foregoing, I point out that certain of the indentures, agreements and instruments referred to in clause (a)(iii) above may be governed by laws other than the laws of the State of New York. For purposes of the opinion expressed in this paragraph, however, I have assumed that all such indentures, agreements and instruments are governed by and would be interpreted in accordance with the laws of the State of New York. The 200,000 Preferred A voting shares and 100,000 Preferred B non-voting shares owned by Jones Apparel Group Canada ULC in Jeanswear have been delivered by Jones Apparel Group Canada ULC to the Administrative Agent.

 


 

May 13, 2009
Page 5
  14.  
To my knowledge, no authorization, approval or other action by, and no notice to, consent of, order of or filing with, any United States Federal or New York governmental authority is required in connection with (a) the execution, delivery and performance of the Credit Agreement, by the U.S. Credit Parties or Jones LP, or (b) the execution, delivery and performance of the U.S. Security Agreement by the U.S. Credit Parties, the U.S. Grantors or Jones LP, other than (i) those that have been made or obtained and are in full force and effect, (ii) those filings required under the Securities Exchange Act of 1934, and (iii) filings with the relevant governmental authority in respect of the U.S. Security Agreement (or the Collateral described therein) pursuant to the Uniform Commercial Code, provided that I express no opinion as to the creation, attachment or perfection of any security interests purported to be granted pursuant to the U.S. Security Agreement.
 
  15.  
To my knowledge, there is no pending or threatened action, suit or proceeding before any court or governmental agency or authority or arbitrator involving any of the U.S. Credit Parties, the U.S. Grantors or Jones LP or the business, assets or rights of any of the U.S. Credit Parties, the U.S. Grantors or Jones LP (i) that purports to affect the legality, validity or enforceability of the Credit Agreement or the U.S. Security Agreement, or (ii) except as disclosed in Schedule 3.06 of the Credit Agreement, as to which there is a reasonable probability of an adverse determination and which, if adversely determined, could in my reasonable judgment be expected to have a material adverse effect on the ability of the U.S. Credit Parties, the U.S. Grantors or Jones LP, individually or in the aggregate, to perform their respective obligations under the Credit Agreement or the U.S. Security Agreement (as the case may be).
          I am admitted to practice in the State of New York, and I express no opinion as to any matters governed by any law other than the laws of the State of New York, the General Corporation Law of the State of Delaware and the Federal laws of the United States of America.
          This opinion is rendered only to the Administrative Agent and the Lenders and their permitted transferees under the Credit Agreement and is solely for their benefit in connection with the above transactions. This opinion may not be relied upon by any other person or for any other purpose, or used, circulated, quoted or otherwise referred to for any other purpose.
         
  Very truly yours,

Ira M. Dansky
General Counsel
 
 
     
     
     
 

 


 

May 13, 2009
Jones Apparel Group
Credit Agreement dated as of May 13, 2009
Ladies and Gentlemen:
          We have acted as special New York counsel to Jones Apparel Group, Inc., a Pennsylvania corporation (“Jones”), Jones Apparel Group Holdings, Inc., a Delaware corporation (“Jones Holdings”), Jones Apparel Group USA, Inc., a Delaware corporation (“Jones USA”), Jones Retail Corporation, a New Jersey corporation (“Jones Retail”), Nine West Footwear Corporation, a Delaware corporation (“Footwear”), Energie Knitwear, Inc., a Delaware corporation (“Energie”), Jones Investment Co. Inc., a Delaware corporation (“Jones Investment”), Jones Jeanswear Group, Inc., a New York corporation (“Jones Jeanswear”), L.E.I. Group, Inc., a Delaware corporation (“LEI”), Nine West Development Corporation, a Delaware corporation (“Development”), Victoria + Co Ltd., a Rhode Island corporation (“Victoria” and, together with Jones, Jones Holdings, Jones USA, Jones Retail, Footwear, Energie, Jones Investment, Jones Jeanswear, LEI and Development, the “Borrowers”) and Jones Apparel Group Canada, LP, an Ontario limited partnership (“Jones Canada”) in connection with (a) the Credit Agreement dated as of May 13, 2009 (the “Credit Agreement”) among the Borrowers, Jones Canada, the lenders party thereto (the “Lenders”), JPMorgan Chase Bank, N.A. as administrative agent for the Lenders (the “Administrative Agent”) and JPMorgan Chase Bank, N.A. and General Electric Capital Corporation as joint collateral agents (the “Joint Collateral Agents”) and (b) the Pledge and Security Agreement dated as of as May 13, 2009 (the “U.S. Security Agreement”), among the Borrowers, Apparel Testing Services, Inc., a New Jersey corporation (“Testing”), Jones Distribution Corporation, a Delaware corporation (“Distribution”), Jones Management Service Company, a Delaware corporation (“Management”) and Jones Holding Inc., a Delaware corporation (“Holding”, and together with Testing, Distribution and Management, the “Grantors”; the Borrowers and the Grantors are herein referred to as the “U.S. Loan Parties”; Jones Canada and the U.S. Loan Parties are herein referred to as the “Loan Parties”) and the Administrative Agent. This opinion is being delivered to you pursuant to Section 4.01(a) of the Credit


 

2

Agreement. Capitalized terms used but not defined herein have the meanings assigned to them in the Credit Agreement.
          In that connection, we have examined originals, or copies certified or otherwise identified to our satisfaction, of such documents, corporate records and other instruments as we have deemed necessary or appropriate for purposes of this opinion, including (i) the Credit Agreement, (ii) the U.S. Security Agreement, (iii) the Copyright Security Agreement dated as of May 13, 2009 (the “Copyright Security Agreement”), among Development, Management, Jones Investment, Jones USA, Jeanswear and the Administrative Agent, (iv) the Indenture dated as of November 22, 2004 among Jones, Jones Holdings, Jones USA, Footwear and Retail, as issuers, and SunTrust Bank, as trustee (as amended pursuant to the supplemental indenture dated as of April 15, 2009, the “Indenture”), (v) the UCC-1 financing statement naming Jones Jeanswear as debtor and the Administrative Agent as secured party, attached as Exhibit 1 hereto, together with all schedules and exhibits to such financing statement, filed in the Office of the Secretary of State of the State of New York (such filing office the “New York Filing Office” and such financing statement, the “New York Financing Statement”), (vi) the Certificate of Incorporation of Jones Jeanswear, as amended, (vii) the By-laws of Jones Jeanswear, (vii) resolutions adopted by the Board of Directors of Jones Jeanswear on May 8, 2009 and (viii) a certificate dated as of the date hereof, from officers of each of the U.S. Loan Parties (the “Officer’s Certificate”), attached as Exhibit 2 hereto. The documents described in clauses (i), (ii), (iii) and (iv) of the previous sentence are referred to collectively as the “Documents Reviewed”; the documents described in clauses (i), (ii) and (iii) of the previous sentence are referred to collectively as the “Transaction Documents”.
          We have relied, with respect to factual matters, on the representations and warranties of the Loan Parties contained in the Documents Reviewed and have assumed compliance by the Loan Parties with the terms of the Documents Reviewed.
          In rendering our opinion, we have assumed the genuineness of all signatures, the due existence of each Loan Party not organized under the laws of the State of New York, that each party to the Documents Reviewed (other than Jones Jeanswear) has the power and authority to execute and deliver, and perform its obligations under, the Documents Reviewed, the due authorization, execution and delivery of the Documents Reviewed by all parties thereto (other than Jones Jeanswear), the authenticity of all documents submitted to us as originals and the conformity to original documents of all documents submitted to us as copies.
          Based on the foregoing and subject to the qualifications set forth in this opinion, we are of opinion as follows:
          1. Based solely on a certificate from the Secretary of State of the State of New York, Jones Jeanswear is a corporation duly organized and subsisting under the laws of the State of New York. Jones Jeanswear has all necessary corporate power and authority to execute and deliver the Transaction Documents and to perform its obligations thereunder. The execution and delivery by Jones Jeanswear of the Transaction


 

3

Documents, the performance of its obligations under the Transaction Documents and the grant by it of security interests pursuant to the U.S. Security Agreement have been duly authorized by all requisite corporate action on the part of Jones Jeanswear. Jones Jeanswear has duly executed and delivered the Transaction Documents.
          2. Each of the Transaction Documents constitutes the legal, valid and binding obligation of each of the Loan Parties party thereto, enforceable against each such Loan Party signatory thereto in accordance with its terms (including with respect to the rates of interest that are legally chargeable and collectible), subject to applicable bankruptcy, insolvency, reorganization, moratorium, fraudulent transfer and other similar laws relating to or affecting creditors’ rights generally from time to time in effect and to general principles of equity (including, without limitation, concepts of materiality, reasonableness, good faith and fair dealing), regardless of whether considered in a proceeding in equity or at law. With respect to the foregoing opinion, (i) insofar as provisions contained in the Transaction Documents provide for indemnification or limitations on liability, the enforceability thereof may be limited by public policy considerations, (ii) the availability of a decree for specific performance or an injunction is subject to the discretion of the court requested to issue any such decree or injunction, (iii) we express no opinion as to the effect of the laws of any jurisdiction other than the State of New York where any Lender may be located or where enforcement of the Transaction Documents may be sought that limit the rates of interest legally chargeable or collectible and (iv) certain provisions of the U.S. Security Agreement are or may be unenforceable in whole or part under the laws of the State of New York, but the inclusion of such provisions does not affect the validity of the U.S. Security Agreement or the liens and security interests purported to be created by the U.S. Security Agreement, and the U.S. Security Agreement contains adequate provisions for the practical realization of the principal rights and benefits intended to be afforded thereby.
          3. The provisions of the U.S. Security Agreement are effective to create in favor of the Administrative Agent for the benefit of the Lender Parties, as security for the payment of the Secured Obligations, a security interest in such of the Collateral as constitutes “accounts”, “chattel paper”, “deposit accounts”, “documents”, “equipment”, “general intangibles”, “goods”, “instruments”, “inventory”, “investment property” and “letter of credit rights” within the meaning of the Uniform Commercial Code of the State of New York as in effect on the date hereof (the “New York UCC”) (such of the Collateral being hereinafter referred to as the “Specified UCC Collateral” and the Specified UCC Collateral other than Collateral that constitutes “deposit accounts”, “letter of credit rights” or “fixtures” (as defined in Section 9-102 of the New York UCC) being herein referred to as the “UCC Filing Collateral”), to the extent that the creation of security interests in the Specified UCC Collateral is governed by the New York UCC.
          4. The New York Financing Statement is in proper form for filing in the State of New York. Upon the filing and proper indexing of the New York Financing Statement in the New York Filing Office, describing the UCC Filing Collateral, the security interest granted to the Administrative Agent in the UCC Filing Collateral described in the New York Financing Statement will be perfected, to the extent perfection


 

4

is governed by the New York UCC and may be accomplished by the filing in the State of New York of financing statements under the New York UCC.
          The opinion expressed in this paragraph 4 is based on the assumption that all filings and recordings necessary to maintain the effectiveness of the New York Financing Statement will be made, including without limitation (i) continuation statements and (ii) such other statements as may be required by (x) any change in name, identity or corporate structure of Jones Jeanswear or the Administrative Agent or (y) any change in the location of Jones Jeanswear.
          5. Upon delivery to and the continued possession by the Administrative Agent in the State of New York of all certificates evidencing the Pledged Collateral (as defined in the U.S. Security Agreement) described in Schedule F of the U.S. Security Agreement and pledged on the date hereof under the U.S. Security Agreement that constitute certificated securities within the meaning of Article 8 of the New York UCC (the “Pledged Certificates”), issued or endorsed in the name of the Administrative Agent or in blank or together with stock powers properly executed in the name of the Administrative Agent or in blank with respect thereto, the security interest in favor of the Administrative Agent for the benefit of the Lender Parties in such Pledged Certificates will be perfected.
          Upon the taking of possession and the continued possession by the Administrative Agent in the State of New York of all promissory notes and instruments described in Schedule F attached to the U.S. Security Agreement and pledged on the date hereof under the U.S. Security Agreement that constitute instruments within the meaning of Article 9 of the New York UCC (the “Pledged Instruments”), the security interest in favor of the Administrative Agent for the benefit of the Lender Parties in such Pledged Instruments will be perfected.
          The opinions expressed in this paragraph 5 are based on the assumption that the Administrative Agent has obtained control (for purposes of Article 9 of the New York UCC) of, and the Lender Parties have acquired their security interest in, the Pledged Certificates and the Pledged Instruments for value. For purposes of the foregoing sentence, the term “value” shall have the meaning given to such term in the New York UCC.
          6. The execution and delivery by each of the U.S. Loan Parties of the Transaction Documents to which it is a party, the performance by each of the U.S. Loan Parties of its obligations thereunder and the grant by each U.S. Loan Party of security interests pursuant to the U.S. Security Agreement do not result in a breach of or constitute a default under the express terms and conditions of the Indenture. Our opinion in the preceding sentence relating to the Indenture does not extend to (i) compliance with any financial or accounting ratio or any limitation in any contractual restriction expressed as a financial, accounting or dollar amount (or an amount expressed in another currency or by reference to calculations based upon financial or accounting data) and (ii) any breach of or default under the Indenture attributable to compliance with the terms of Section 6.08(b) of the Credit Agreement.


 

5

          7. No authorization, approval or other action by, and no notice to, consent of, order of or filing with, any United States Federal or New York State governmental authority is required to be made or obtained by Jones Jeanswear in connection with the execution, delivery and performance by Jones Jeanswear of the Transaction Documents, other than (i) those that have been made or obtained and are in full force and effect or as to which the failure to be made or obtained or to be in full force and effect should not result, individually or in the aggregate, in a material adverse effect on Jones and its Subsidiaries, taken as a whole, (ii) such registrations, filings and approvals under Federal or state laws as may be necessary in connection with the exercise of remedies or sale of Collateral or the granting of additional security interests or guarantees pursuant to the Transaction Documents, (iii) such registrations, filings or approvals that are required in order to perfect or record security interests granted under the Transaction Documents and (iv) such registrations, filings and approvals that may be required because of the legal or regulatory status of any Lender or because of any other facts specifically pertaining to any Lender.
          8. Assuming that the Borrowers comply with the provisions of the Credit Agreement relating to the use of proceeds of the Loans, the making of the Loans under the Credit Agreement on the date hereof does not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System.
          9. Based solely on the Officer’s Certificate, none of the U.S. Loan Parties is required to register as an “investment company” as such term is defined in the Investment Company Act of 1940, as amended.
          10. Our opinions expressed in paragraphs 3, 4, 5 and 6 are further qualified as follows:
          (a) we express no opinion as to (i) rights in or title to the Collateral held by any Loan Party or (ii) the completeness or accuracy of the description in such documents of any Collateral;
          (b) we express no opinion as to the creation or perfection of any security interests (i) in any item of Collateral other than the Pledged Certificates, the Pledged Instruments, and (as to creation and, solely with respect to the UCC Filing Collateral described in the New York Financing Statement, perfection) the Specified UCC Collateral, (ii) in any item of Collateral that is expressly excluded from the application of the New York UCC pursuant to Section 9-109 thereof or (iii) in any item of Collateral that is subject to (x) a statute or treaty of the United States that provides for a national or international registration or a national or international certificate of title for the perfection of a security interest therein or that specifies a place of filing different from that specified in the New York UCC for filing to perfect such security interest or (y) a certificate of title statute;
          (c) the security interests in proceeds of the Specified UCC Collateral and the perfection and continuation of perfection of the security interests in proceeds


 

6

of the Specified UCC Collateral are limited to the extent set forth in Section 9-315 of the New York UCC;
     (d) in the case of property that becomes Collateral after the date hereof, Section 552 of Title 11 of the United States Code (the “Bankruptcy Code”) limits the extent to which property acquired by a debtor after the commencement of a case under the Bankruptcy Code may be subject to a security interest arising from a security agreement entered into by the debtor before the commencement of such case;
     (e) we express no opinion as to the validity or enforceability of any security interest in goods (as defined in the New York UCC) that have been bought by a buyer in the ordinary course of business (as defined in Section 1-201 of the New York UCC);
     (f) we express no opinion as to perfection of any security interest in “deposit accounts”, “letter of credit rights” or any “equipment” that is a “fixture”;
     (g) we express no opinion regarding any copyrights, patents, trademarks, service marks or other intellectual property, the proceeds thereof, or money due with respect to the lease, license or use thereof except to the extent Article 9 of the New York UCC may be applicable to the foregoing, and we express no opinion as to the effect of any Federal laws relating to copyrights, patents, trademarks, service marks or other intellectual property on the opinions expressed herein;
     (h) we express no opinion as to security interests in any item of Collateral subject to any restriction on or prohibition against assignment or transfer contained in or otherwise applicable to such item of Collateral or any contract, agreement, license, permit, security, instrument or document constituting, evidencing or relating to such item, except to the extent that any such restriction or prohibition is rendered ineffective pursuant to any of Sections 9-406 through 9-409, inclusive, of the New York UCC. We note that even though the New York UCC may render such a restriction or prohibition ineffective for purposes of creation or perfection of a security interest, nonetheless, in many cases, such a security interest may represent only limited rights in the related items of Collateral and be subject to various restrictions (including restrictions on rights of use, assignment and enforcement);
     (i) we express no opinion as to any Collateral constituting claims against any government or governmental agency, including any Collateral that is subject to the Federal Assignment of Claims Act;
     (j) we note that certain issuers of the Pledged Certificates are organized under the laws of jurisdictions outside the United States of America, and, accordingly, it may be necessary to comply with the laws of such jurisdictions properly to create, perfect, maintain, enforce or preserve the priority of a security


 

7

interest in any such Pledged Certificates and we express no opinion with respect to whether or to what extent the New York UCC would govern the creation, perfection or priority of a security interest in any such Pledged Certificates or the effect, if any, of the laws of such jurisdictions on the rights of a secured party in such Pledged Certificates;
     (k) we express no opinion as to the priority of any security interest created under the Transaction Documents; and
     (l) we have assumed that each item of Pledged Instruments consisting of instruments (as defined in Section 9-102(a)(47) of the New York UCC) is represented by only one original document.
          We express no opinion herein as to any provision in any Transaction Document that (a) relates to the subject matter jurisdiction of any Federal court of the United States of America, or any Federal appellate court, to adjudicate any controversy related to the Transaction Documents (such as the provision found in Section 9.09 of the Credit Agreement), (b) contains a waiver of an inconvenient forum (such as the provision found in Section 9.09 of the Credit Agreement), (c) relates to a right of setoff in respect of purchases of interests in loans (such as the provision found in Section 2.18 of the Credit Agreement) or with respect to parties that may not hold mutual debts (such as the provision found in Section 9.08 of the Credit Agreement), (d) provides for liquidated damages, (e) relates to the waiver of rights to jury trial (such as the provision found in Section 9.10 of the Credit Agreement), (f) relates to governing law to the extent that it purports to affect the choice of law governing perfection and the effect of perfection and non-perfection of security interests or (g) relates to any arrangement or similar fee payable to any arranger (including the Joint Lead Arrangers and the Administrative Agent) of the commitments or loans under the Credit Agreement or any fee not set forth in the Transaction Documents. We also express no opinion as to (i) the enforceability of the provisions of any Transaction Document to the extent that such provisions constitute a waiver of illegality as a defense to performance of contract obligations or any other defense to performance which cannot, as a matter of law, be effectively waived, (ii) whether a state court outside the State of New York, a Federal court of the United States or a court in a jurisdiction outside the United States would give effect to the choice of New York law provided for in the Transaction Documents, (iii) with respect to any Loan Party organized under the laws of the State of Delaware, the effect of any provision in the certificate of incorporation of such Loan Party of the type permitted by Section 102(b)(2) of the General Corporation Law of the State of Delaware or (iv) compliance with, or the application or effect of, Federal or state securities laws or regulations (except to the extent set forth in paragraph 8) to which any Loan Party or any of their subsidiaries is subject or the necessity of any authorization, approval or action by, or any notice to, consent of, order of, or filing with, any governmental authority, pursuant to any such laws or regulations. We note that (x) a New York statute provides that with respect to a foreign currency obligation, a court of the State of New York will render a judgment or decree in such foreign currency and such judgment or decree will be converted into currency of the United States at the rate of exchange prevailing on the date of entry of such judgment or decree and (y) with respect to a foreign currency obligation, a United


 

8

States Federal court in New York may award judgment in Dollars, and we express no opinion as to the rate of exchange such court would apply.
          We understand that you are satisfying yourselves as to the status under Section 548 of the Bankruptcy Code and applicable state fraudulent conveyance laws, of the obligations of the U.S. Loan Parties under the Transaction Documents and we express no opinion thereon.
          We are admitted to practice only in the State of New York, and we express no opinion as to matters governed by any laws other than the laws of the State of New York and the Federal laws of the United States of America.
          This opinion is rendered only to the Administrative Agent, the Joint Collateral Agents, the Syndication Agent, the Documentation Agents and the Lenders and their permitted assigns under the Credit Agreement and is solely for their benefit in connection with the transactions evidenced by the Transaction Documents. We are opining as to the matters herein only as of the date hereof, and, while you are authorized to deliver copies of this opinion to such permitted assigns and they are permitted to rely on this opinion, the rights to do so do not imply any obligation on our part to update this opinion. This opinion may not be relied upon by any other person or for any other purpose, or used, circulated, quoted or otherwise referred to for any other purpose.
Very truly yours,
/s/ CRAVATH, SWAINE & MOORE LLP
 
Cravath, Swaine & Moore LLP
JPMorgan Chase Bank, N.A., as Administrative Agent,
JPMorgan Chase Bank, N.A. and General Electric Capital Corporation, as Joint
Collateral Agents,
Citibank, N.A., as Syndication Agent,
Bank of America, N.A., Wachovia Bank, National Association and SunTrust Bank, as
Documentation Agents and
Each of the Lenders referred to above
     In care of JPMorgan Chase Bank, N.A.,
     as Administrative Agent
           270 Park Avenue
                 New York, NY 10017


 

Exhibit 1
[Financing Statement Attached]


 

 

Exhibit 2
[Form of Officer’s Certificate Attached]

 


 

EXHIBIT C
FORM OF BORROWING BASE CERTIFICATE

 


 

                         
(CHASE LOGO) JONES APPAREL — BORROWING BASE REPORT
Obligor Number:
          Rpt #        
Loan Number:
          Date Initial calculation as of April 18,2009
            Period Covered:                      to                     
                         
COLLATERAL CATEGORY                  
Description   USA     Canada     Consolidated  
1 CC AR Availability (CC AR worksheet — cell F16)
                     
2 Domestic AR Availability (AR worksheet — cell 137)
                     
3 Foreign A/R Availability (AR worksheet — cell 140)
                     
4 Sub-Limit
    5,000,000                  
5 Effective Foreign AR Availability (the lesser of lines 3 or 4)
                     
6 Domestic Licensee AR Availability (Licensee AR worksheet — cell D22)
                     
7 Sub-Limit
    10,000,000                  
8 Effective Domestic Licensee AR Availability (the lesser of lines 6 or 7)
                     
9 Foreign Licensee AR Availability (Licensee AR worksheet — cell D42)
                     
10 Sub-Limit
    5,000,000                  
11 Effective Foreign Licensee AR Availability (the lesser of lines 9 or 10)
                     
12 GRI AR Availability (GRI AR worksheet — cell G16)
                     
13 Sub-Limit
    15,000,000                  
14 Effective GRI AR Availability (the lesser of lines 12 or 13)
                     
15 Gross Inventory (INV worksheet — cell J13)
                     
16 In-Transit Inventory and other (INV worksheet — cells J14 and J15)
                     
17 Total Inventory Collateral (INV worksheet — cell J16)
                     
18 Total Inventory Ineligibles (INV worksheet — cell J36)
                     
19 Total Eligible INV (INV worksheet — cell J37)
                     
20 Effective Advance Rate (INV worksheet — cell J40)
                     
21 Inventory Availability (INV worksheet — cell J44)
                     
22 Total US Collateral Availability
                     
23 Reserves — Gift Cards at 50%
                       
24 Reserves — Rewards Pass at 50%
                       
25 Reserves — Merchandise Credits at 100%
                       
26 Reserves — Rent (2 months in PA, WV, WA)
                       
27 Reserves — Citi Open Account Reserve
                       
28 Net US Collateral Availability
                     
29 Canadian CC AR Availability (Canada CC AR worksheet — cell D16)
                       
30 Canadian AR Availability (Canada worksheet — cell C37)
                       
31 Canadian Inventory Availability (Canada worksheet — cell E43)
                       
32 Total Reserves (Canada worksheet — cell___)
                       
33 Total Canadian Availability
                       
34 Total US and Canadian Availability
                       
35 Revolver Line
    650,000,000       25,000,000       650,000,000  
36 Maximum Borrowing Limit (lesser of lines 28 or 29)
                 
37 Suppressed Availability
                 
LOAN STATUS
                       
38 Previous Loan Balance (Previous Report Line 41)
                 
39 Less: A. Net Collections
                 
B. Adjustments/Other_____
                 
40 Add: A. Request for Funds
                 
B. Adjustments/Other_____
                 
41 New Loan Balance
                 
 
                   
42 Letters of Credit/Bankers Acceptance Outstanding
                   
43 Availability
                 
 
                   
44 Canadian US Borrowing Base Utilization
                 
45 Net Availability
                   
 
                   
Pursuant to, and in accordance with, the terms and provisions of that certain Credit Agreement (“Agreement”) among JPMorgan Chase Bank, N.A. (“Chase”), Jones Apparel Group, Inc. (the “Borrower Representative”) and the other Loan Parties, Borrower Representative is executing and delivering to Chase this Collateral Report accompanied by supporting data (collectively referred to as the “Report”). Borrower Representative, on behalf of the Borrowers, represents and warrants to Chase that this Report is true and correct, and is based on information contained in Borrower’s own financial accounting records. Borrower Representative, on behalf of the Borrowers, by the execution of this Report, hereby ratifies, confirms and affirms all of the terms, conditions and provisions of the Agreement, and further certifies that on this ____ day of _____, 20___, that the Borrowers are in compliance with said Agreement.
BORROWER NAME:


 

Credit Cards Accounts Receivable
Eligibility Calculation
                 
    JRC     Total  
Gross Credit Card AR
               
 
               
Ineligibles:
               
Return Reserve
               
Other
           
 
           
Total Ineligibles:
           
 
           
 
               
Eligible Credit Card AR
           
 
               
Advance Rate
    90 %     90 %
 
               
Credit Card AR Availability
  $     $  

 


 

Accounts Receivable
Eligibility Calculation
                                                 
    Nine West     Victoria     JAG     JJG     Adjustment     Total  
Roll-Forward:                                                
1 Beginning Balance, $
                                               
2 Additions to Collateral (Gross Sales)
                                   
3 Other Additions (if any — specify)
                                   
4 Deductions to Collateral (Cash Received)
                                   
5 Deductions to Collateral (Discounts, other)
                                     
6 Deductions to Collateral (Credit Memos, all)
                                   
7 Other non-cash credits to A/R
                                   
8 Total Ending Collateral Balance
                                   
Ineligibles:
                                               
9 Less Ineligible - 90 days past invoice date
                                             
10 Add back: 90-120 for specified customers <$30 million
                                             
11 Less Ineligible — Credits in Past Due
                                             
12 Less Ineligible — Cross-age (50%)
                                             
13 Less Ineligible — Foreign
                                             
14 Less Ineligible — GRI
                                             
15 Less Ineligible — Government AR > $7.5 million
                                             
16 Less Ineligible — Co-Op Advertising
                                             
17 Less Ineligible — Returns
                                             
18 Less Ineligible — Markdown/Allowance/Discount Reserve
                                             
19 Less Ineligible — Employee/Officers/Sales Reps
                                             
20 Less Ineligible — Intercompany/Affiliates
                                             
21 Less Ineligible — Chargebacks
                                             
22 Less Ineligible — Bankrupt Customers
                                             
23 Less Ineligible — Unapplied Cash
                                             
24 Less Ineligible — FOB terms shipments
                                             
25 Less Ineligible — Customer concentration
                                             
26 Less Ineligible — Kohls AR
                                             
27 Total Ineligibles — Accounts Receivable
                                   
28 Total Eligible Domestic Accounts Receivable
                                   
29 Advance Rate
    85 %     85 %     85 %     85 %     85 %     85 %
30 Domestic Accounts Receivable Availability
                                   
31 Foreign Accounts Receivable — allowed countries
                                     
32 Advance Rate
    35 %     35 %     35 %     35 %     35 %     35 %
33. Foreign Accounts Receivable Availability
                                   

 


 

Licensee Accounts Receivable
Eligibility Calculation

Domestic
         
Total, excluding GRI
       
 
       
Ineligibles:
       
Foreign (excluding Canada and GRI)
       
Unearned
       
Over 90 days past invoice date
       
owed by JRC
       
Total Ineligibles
     
 
     
Eligible Domestic Licensee A/R
     
Advance Rate
    80 %
Available Domestic Licensee A/R
  $  
 
       
Foreign Licensee AR
       
Industrius Piagui — Spain
       
Licensee B (country)
     
Licensee C (country)
     
Licensee D (country)
     
 
     
Total
     
 
     
Ineligibles:
     
X
     
Y
     
Z
     
Total Ineligibles:
     
 
     
Eligible Foreign Licensee A/R
     
 
     
 
       
Advance Rate
    35 %
Available Foreign Licensee A/R
  $  

 


 

GRI Accounts Receivable (Other than GRI Licensee AR)
Eligibility Calculation
                                                 
    JAG     JJG     NW     Victoria     Licensing     Total  
Gross GRI AR
                                           
Ineligibles:
                                               
Past Due (90 days past invoice date)
                                             
Past Due (60 days past due date for licensing only)
                                             
     
Total Ineligibles
                                   
     
Eligible GRI AIR
                                   
Advance Rate
    35 %     35 %     35 %     35 %     35 %     35 %
Available GRI A/R
  $     $     $     $     $     $  

 


 

     
Inventory
Eligibility Calculation
                                                         
    Wholesale Inventory                    
    Nine West     Victoria     JAG     JJG     Total WS     Retail US     Total  
Roll-Forward:
                                                       
Beginning Balance, $
                                                   
Additions to Collateral (Gross Purchases)
                                         
Other Additions (if any — specify)
                                         
Deductions to Collateral
                                           
Deductions to Collateral
                                           
Deductions to Collateral
                                         
Other non-cash credits
                                           
Total Ending Inventory Balance
                                         
Add: In-Transit Inventory (Balance Sheet Amount)                                                    
Other (if any) — FOB destination inventory                                          
Total lnventory:
                                         
Ineligibles:
                                                       
Less Ineligible — RM
                                                 
Less Ineligible — WIP
                                                 
Less Ineligible — Supplies
                                                 
Less Ineligible — International drop ships
                                                 
Less Ineligible — Jobber inventory-waitinq for inspection
                                                 
Less Ineligible — Overhead
                                                 
Less Ineligible — Intercompany elimination
                                                   
Less Ineligible — In-transit reserves
                                                   
Less Ineligible — DamaQes reserve
                                                   
Less Ineligible — Shrinkage reserve
                                                   
Less Ineligible — Finished goods reserve
                                                   
Less Ineligible — Favorable variance
                                                   
Less Ineligible — Duty variance
                                                   
Less Ineligible — Freight & handling variance
                                                   
Less Ineligible — Packaways
                                                     
Less Ineligible — FOB destination > $2 million
                                                 
Less Ineligible — Discontinued divisions
                                                 
Less Ineligible — Licensed products
                                                 
Total Ineligibles Inventory
                                           
Total Eligible Inventory
                                           
NOLV (from the latest available appraisal)
    70.1 %     61.1 %     75.9 %     71.9 %             84.7 %        
Advance Rate
    85.0 %     85.0 %     85.0 %     85.0 %             85.0 %        
Effective Advance Rate — NOLV
    59.6 %     51.9 %     64.5 %     61.1 %   #DIV/0!     72.0 %   #DIV/0!
Alternate advance rate
    75.0 %     75.0 %     75.0 %     75.0 %             75.0 %        
Use lesser of Effective or alternative rate
    59.6 %     51.9 %     64.5 %     61.1 %             72.0 %        
Inventory Availability
                                         

 


 

     
Accounts Receivable
Eligibility Calculation
Macy’s and Wal-Mart Concentration CAP
                                         
    Nine West     Victoria     JAG     JJG     Total  
     
Eligible Trade AR before concentration calculation
                                     
 
Macy’s Customers Gross:
                                     
Macy’s Midwest (SAP customer #10000421)
                                     
Macy’s Central (SAP customer #10000467)
                                     
Macy’s Northwest (SAP customer #10000468)
                                     
Macy’s Florida (SAP customer #10000469)
                                     
Macy’s East (SAP Customer #10000470)
                                     
Macy’s West (SAP customer #10000476)
                                     
Macy’s North (SAP customer #10000882)
                                     
Macy’s South
                                     
Bloomingdales (SAP customer #10000912)
                                     
Macy’s. Com (SAP Customer #10000926)
                                     
Bloomingdales by mail (SAP customer #10001172)
                                     
     
Total Macy’s Gross AR
                             
     
 
                                       
Macy’s Ineligible Adjustments:
                                     
90 days past invoice date
                                     
 
                                       
Chargebacks < 90 days
                                     
Parked documents *
                                     
Return Chargebacks *
                                     
Discount Chargebacks *
                                     
MD Allowance Chargebacks *
                                     
Co-op Allowance Chargebacks *
                                     
     

 


 

                                         
    Nine West     Victoria     JAG     JJG     Total  
     
Total Net chargebacks
                             
Discount Reserve
                                     
Returns Reserve
                                     
Allowances Reserve
                                     
Co-op Reserve
                                     
     
Total Macy’s Ineligible Adjustments
                             
 
                                       
Total Macy’s AR subject to concentration CAP
                             
 
CAP %
                                    30 %
CAP Amount
                                     
 
                                     
Ineligible Amount
                                     
 
                                     
 
                                       
Wal-Mart Customers:
                                       
Wal-Mart USA (SAP customer #10000048)
                                     
Wal-Mart Canada (SAP customer #10000308)
                                     
Sam’s Club (SAP customer #10000491)
                                     
     
Total Wal-Mart Customers
                             
     
CAP %
                                    30 %
CAP Amount
                                     
 
                                     
Ineligible Amount
                                     
 
                                     
 
                                       
Combined Macy’s/Wal-Mart      
Percentage of total   #DIV/0!
50% limit of total eligible A/R      
Amount over limit      
Greater of amount over 50% or totals from above      
 
*  
— Chargebacks were added back to increase the eligible AR on the original Eligibility calculation. They need to be reduced on the concentration calculation.

 


 

EXHIBIT D
FORM OF COMPLIANCE CERTIFICATE

 


 

EXHIBIT D
COMPLIANCE CERTIFICATE
To: The Lenders parties to the
        Credit Agreement Described Below
     This Compliance Certificate is furnished pursuant to that certain Credit Agreement dated as of May 13, 2009 (as amended, modified, renewed or extended from time to time, the “Credit Agreement”) among Jones Apparel Group, Inc., Jones Apparel Group Holdings, Inc., Jones Apparel Group USA, Inc., Jones Retail Corporation, Nine West Footwear Corporation, Energie Knitwear, Inc., Jones Investment Co. Inc., Jones Jeanswear Group, Inc., L.E.I. Group, Inc., Nine West Development Corporation Victoria + Co Ltd and Jones Apparel Group Canada, LP (the “Borrowers”), the other Loan Parties, the Lender Parties party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. Unless otherwise defined herein, capitalized terms used in this Compliance Certificate have the meanings ascribed thereto in the Agreement.
     THE UNDERSIGNED HEREBY CERTIFIES, ON ITS BEHALF AND ON BEHALF OF THE BORROWERS, THAT:
     1. I am the duly elected                                          of the Borrower Representative;
     2. I have reviewed the terms of the Credit Agreement and I have made, or have caused to be made under my supervision, a detailed review of the transactions and conditions of the Company and its Subsidiaries during the accounting period covered by the attached financial statements [and such financial statements present fairly in all material respects the financial condition and results of operations of the Company and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently applied, subject to normal year-end audit adjustments and the absence of footnotes]5; and
     3. The examinations described in paragraph 2 did not disclose, except as set forth below, and I have no knowledge of (i) the existence of any condition or event which constitutes a Default during or at the end of the accounting period covered by the attached financial statements or as of the date of this Certificate or (ii) any change in GAAP or in the application thereof that has occurred since the date of the audited financial statements referred to in Section 3.04 of the Agreement; and
     4. I hereby certify that no Loan Party has changed (i) its name, (ii) its chief executive office, (iii) principal place of business, (iv) the type of entity it is or (v) its state of incorporation or organization during or at the end of the accounting period covered by the attached financial statements without having given the Agent the notice required by Section 4.15 of the Security Agreement; and
     5. [Schedule I attached hereto sets forth financial data and computations of the Fixed Charge Coverage Ratio [demonstrating compliance with the requirements of Section 6.12 of the
 
5  
To be added only if this certificate is being delivered with the quarterly or monthly financial statements (pursuant to Sections 5.01(b) and 5.01(c) of the Credit Agreement).
Exhibit D

1


 

Credit Agreement]6, all of which data and computations are true, complete and correct as of the date of this certificate.]7
     6. Schedule II attached hereto sets forth the computation of the Average Availability.
     Described below are the exceptions, if any, to paragraph 3 by listing, in detail, in the case of clause (i) thereto, the nature of the condition or event, the period during which it has existed and the action which the Borrowers have taken, are taking, or propose to take with respect to each such condition or event or in the case of clause (ii) thereto, the change in GAAP or the application thereof and the effect of such change on the attached financial statements:
     
 
     
 
     
 
     The foregoing certifications, together with the computations set forth in Schedule I and Schedule II hereto and the financial statements delivered with this Certificate in support hereof, are made and delivered this ___ day of                     , ___.
         
  JONES APPAREL GROUP, INC., as Borrower
Representative
 
 
  By8:      
    Name:      
    Title:      
 
 
6  
To be added only if this certificate is being delivered during any Level 1 Minimum Availability Period.
 
7  
To be added only if this certificate is being delivered with the monthly financial statements (pursuant to Section 5.01(c) of the Credit Agreement.)
 
8  
To be executed by the chief financial officer, principal accounting officer, treasurer or controller of Jones Apparel Group, Inc.
Exhibit D

2


 

SCHEDULE I
Calculation as of                     , _____
of the Fixed Charge Coverage Ratio
Schedule I

 


 

SCHEDULE II
Calculation as of                     , ____
of the Average Availability
Schedule II

 


 

EXHIBIT E
JOINDER AGREEMENT

 


 

EXHIBIT E
JOINDER AGREEMENT
     THIS JOINDER AGREEMENT (this “Agreement”), dated as of                     , ___, 200_, is entered into between                                                              , a                                          (the “New Subsidiary”) and JPMORGAN CHASE BANK, N.A., in its capacity as administrative agent (the “Administrative Agent”) under that certain Credit Agreement, dated as of May 13, 2009 among Jones Apparel Group, Inc., Jones Apparel Group Holdings, Inc., Jones Apparel Group USA, Inc., Jones Retail Corporation, Nine West Footwear Corporation, Energie Knitwear, Inc., Jones Investment Co. Inc., Jones Jeanswear Group, Inc., L.E.I. Group, Inc., Nine West Development Corporation, Victoria + Co Ltd and Jones Apparel Group Canada, LP (the “Borrowers”), the other Loan Parties party thereto, the Administrative Agent and the other Lender Parties party thereto (as the same may be amended, modified, extended or restated from time to time, the “Credit Agreement”). All capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Credit Agreement.
     The New Subsidiary and the Administrative Agent, for the benefit of the Lender Parties, hereby agree as follows:
     1. The New Subsidiary hereby acknowledges, agrees and confirms that, by its execution of this Agreement, the New Subsidiary will be deemed to be a Loan Party under the Credit Agreement and a “Loan Guarantor” for all purposes of the Credit Agreement and shall have all of the obligations of a Loan Party and a Loan Guarantor thereunder as if it had executed the Credit Agreement. The New Subsidiary represents and warrants that all representations and warranties made by the Loan Parties under Article III of the Credit Agreement, as such representations and warranties relate to the New Subsidiary, are true and correct as of the date hereof to the same extent as though made as of such date, except to the extent such representations and warranties specifically relate to an earlier date, in which case such representations and warranties shall have been true and correct on and as of such earlier date. The New Subsidiary hereby agrees to be bound by, all of the terms, provisions and conditions contained in the Credit Agreement as of the date hereof, including without limitation (a) all of the covenants set forth in Articles V and VI of the Credit Agreement (applicable to it as a Loan Guarantor and Loan Party thereunder and (b) all of the guaranty obligations set forth in Article X of the Credit Agreement.
     2. If required, the New Subsidiary is, simultaneously with the execution of this Agreement, executing and delivering such Collateral Documents (and such other documents and instruments) as requested by the Administrative Agent in accordance with the Credit Agreement.
     3. The address of the New Subsidiary for purposes of Section 9.01 of the Credit Agreement is as follows:
     
 
     
 
     
 
     
 

 


 

     4. The New Subsidiary hereby waives acceptance by the Administrative Agent and the Lenders of the guaranty by the New Subsidiary upon the execution of this Agreement by the New Subsidiary.
     5. This Agreement may be executed in any number of counterparts, each of which when so executed and delivered shall constitute an original, but all of which when taken together shall constitute one and the same instrument.
     6. THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.
     IN WITNESS WHEREOF, the New Subsidiary has caused this Agreement to be duly executed by its authorized officer, and the Administrative Agent, for the benefit of the Lender Parties, has caused the same to be accepted by its authorized officer, as of the day and year first above written.
         
  [NEW SUBSIDIARY]
 
 
  By:      
    Name:      
    Title:      
 
  Acknowledged and accepted:
JPMORGAN CHASE BANK, N.A., as
Administrative Agent
 
 
  By:      
    Name:      
    Title:      

 


 

         
EXHIBIT F
FORM OF U.S. TAX COMPLIANCE CERTIFICATE

 


 

EXHIBIT F
FORM OF U.S. TAX COMPLIANCE CERTIFICATE
          Reference is made to the Credit Agreement dated as of May 13, 2009 (as the same may be amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), among JONES APPAREL GROUP, INC., a Pennsylvania corporation, JONES APPAREL GROUP HOLDINGS, INC., a Delaware corporation, JONES APPAREL GROUP USA, INC., a Delaware corporation, JONES RETAIL CORPORATION, a New Jersey corporation, NINE WEST FOOTWEAR CORPORATION, a Delaware corporation, ENERGIE KNITWEAR, INC., a Delaware corporation, JONES INVESTMENT CO. INC., a Delaware corporation, JONES JEANSWEAR GROUP, INC., a New York corporation, L.E.I. GROUP, INC., a Delaware corporation, NINE WEST DEVELOPMENT CORPORATION, a Delaware corporation, and VICTORIA + CO LTD., a Rhode Island corporation, as Borrowers, the other Loan Parties party thereto, the Lenders party thereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent. Capitalized terms used herein without definition shall have the meanings ascribed to them in the Credit Agreement. [Name of Non-U.S. Person] (the “Lender”) is providing this certificate pursuant to Section 2. 17(f)(ii)(D) of the Credit Agreement. The Lender hereby represents and warrants that:
     1. The Lender is the sole record and beneficial owner of the Loan(s) in respect of which it is providing this certificate.
     2. The Lender is not a “bank” for purposes of Section 881 (c)(3)(A) of the Code. In this regard, the Lender further represents and warrants that:
     (a) the Lender is not subject to regulatory or other legal requirements as a bank in any jurisdiction;
     (b) the Lender has not been treated as a bank for purposes of any tax, securities law or other filing or submission made to any governmental authority, any application made to a rating agency or qualification for any exemption from tax, securities law or other legal requirements;
     (c) the Lender is acquiring an interest in a Loan for its own account, and the Lender will not hold such interest, directly or indirectly, for or on behalf of, or as nominee for, any bank. Further, the Lender is not a “conduit entity” within the meaning of U.S. Treasury Regulations Section 1.881-3 and agrees that it will promptly notify the Borrowers and the Administrative Agent if the Lender becomes a “conduit entity” with respect to any Loans owned by it within the meaning of such regulations or any successor thereto or other regulations promulgated under Section 7701(1) of the Code; and
     (d) the Lender is not using funds to acquire an interest in any Loan that were borrowed from a bank on a limited recourse or other basis, the effect of

 


 

which is to shift the economic benefits or burdens of ownership of an interest in such Loan to such bank.
     3. The Lender meets all of the requirements under Code Section 871 (h) or 881 (c) to be eligible for a complete exemption from withholding of United States withholding tax on interest payments made to it under the Credit Agreement, including, without limitation, that it is not a 10-percent shareholder (within the meaning of Section 871(h)(3)(B) of the Code) of any of the Borrowers and is not a controlled foreign corporation related to any of the Borrowers (within the meaning of Section 864(d)(4) of the Code). In addition, the Lender represents and warrants that it has not taken, and will not take, any action that would cause any Loan held by it at any time during the term of the Credit Agreement to fail to be in registered form within the meaning of U.S. Treasury Regulations Section 5f.l03-1(c) or any successor regulations.
     IN WITNESS WHEREOF, the undersigned has duly executed this certificate.
         
  [Name of Non-U.S. Person]
 
 
  By:      
    Name:      
    Title:      
 
Date:                                         

 


 

EXHIBIT G
FORM OF BORROWING REQUEST

 


 

EXHIBIT G
JONES APPAREL GROUP, INC.
Form of Borrowing Request                                                                                                                             Date:
 
[If U.S. Borrowing, to the Administrative Agent:]
JPMorgan Chase Bank, N.A.
270 Park Avenue, 44th Floor
NY1-K855
New York, NY 10017
Attention: Jones Apparel Account Officer
Facsimile No: (646) 534-2270
OR
[If Canadian Borrowing, to the Canadian Administrative Agent:]
JPMorgan Chase Bank, N.A., Toronto Branch
200 Bay Street
Royal Bank Plaza, Floor 18
Toronto M57 2J2 Canada
Attention: Dan Howat
Telecopy: (416) 981-2375
Ladies and Gentlemen:
This Borrowing Request is furnished pursuant to Section 2.03 of that certain Credit Agreement dated as of May 13, 2009 (as amended, modified, renewed or extended from time to time, the “Agreement”) among Jones Apparel Group, Inc., a Pennsylvania corporation (“Jones Apparel Group”), Jones Apparel Group Holdings, Inc., a Delaware corporation, Jones Apparel Group, USA, Inc., a Delaware corporation, Jones Retail Corporation, a New Jersey corporation, Nine West Footwear Corporation, a Delaware corporation, Energie Knitwear, Inc., a Delaware corporation, Jones Investment Co. Inc., a Delaware corporation, Jones Jeanswear Group, Inc., a New York corporation, L.E.I. Group, Inc., a Delaware corporation, Nine West Development Corporation, a Delaware corporation, Victoria + Co Ltd., a Rhode Island corporation, and Jones Apparel Group Canada, L.P., an Ontario limited partnership (each a “Borrower”), the other Loan Parties party thereto, the Lender Parties party thereto and JPMorgan Chase Bank, N.A. as Administrative Agent for the Lender Parties. Unless otherwise defined herein, capitalized terms used in this Borrowing Request have the meanings ascribed thereto in the Agreement.
Jones Apparel Group in its capacity as Borrower Representative represents that, as of this date, the conditions precedent set forth in Section 4.02 of the Credit Agreement are satisfied.
The Borrower Representative hereby notifies the Administrative Agent (or, in the case of a Canadian Borrowing, the Canadian Administrative Agent) of its request of the following Borrowing:
(1)   The Borrowing shall be to the credit of the following Borrower: __________.
 
(2)   Aggregate amount of the Borrowing: [Cdn.]$ _____; to be wired in the following amounts to the following accounts:
                     
 
  [Cdn.]$ _________ to account no.   ____________;    
Exhibit G

1


 

                     
 
  [Cdn.]$   _________   to account no.   __________________;    
 
  [Cdn.]$   _________   to account no.   __________________; and    
 
  [Cdn.]$   _________   to account no.   __________________.    
(3)   Borrowing date of the Borrowing (must be a Business Day): __________
 
(4)  
The Borrowing shall be a o ABR Borrowing or o Eurodollar Borrowing or o (only for Canadian Borrowings) o BA Drawing or o Canadian Prime Rate Borrowing.
 
(5)   If a Eurodollar Borrowing, the duration of Interest Period:
         
 
  o One Month   o Three Months
 
       
 
  o Two Months   o Six Months
(6)   If a BA Drawing, the requested duration of the initial Contract Period:
               
 
Approximately
  o 30 days   o 60 days   o 90 days
         
  JONES APPAREL GROUP, INC.,
as Borrower Representative
 
 
  By:      
    Name:      
    Title:      
Do not write below, For bank purposes only
                     
_Customer’s signature(s) verified
 
_Call back performed
   
 
   
Holds
  By:
   
_CFC Used   Phone Number:
   
_Hold Placed/Pre-Approved   Spoke to:
   
_Same-day Credit/Pre-Approved
  Date
   
             
 
  Time:
   
 
 
 
   
     
RECEIVED BY (Print Name/Phone (Request Only)) INITIALS
  PROCESSED BY (Print name)      INITIALS   
 
 
 
     
AUTHORIZED APPROVAL (Print Name)
  AUTHORIZED SIGNATURE
 
 
 
AUTHORIZED APPROVAL (Print Name)   AUTHORIZED SIGNATURE
Exhibit G

2


 

EXHIBIT H
FORM OF DISCOUNT NOTE

 


 

EXHIBIT H
FORM OF DISCOUNT NOTE
Cdn$ _______________                                                                                                                Date: _______________
FOR VALUE RECEIVED, the undersigned unconditionally promises to pay on _________, 20____, to or to the order of JPMorgan Chase Bank, N.A. (the “Holder”), the sum of Cdn$_____ with no interest thereon.
     The undersigned hereby waives presentment, protest and notice of every kind and waives any defences based upon indulgences which may be granted by the Holder to any party liable hereon and any days of grace.
     This promissory note evidences a BA Equivalent Loan, as defined in the Credit Agreement dated as of May 13, 2009 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and among Jones Apparel Group Canada, LP, as Canadian Borrower, the other Loan Parties from time to time party thereto, the Lenders party thereto and the Agents party thereto, and constitutes indebtedness to the Holder arising under the BA Equivalent Loan. Payment of this note shall be made at the offices of the Administrative Agent at 270 Park Avenue, 44th Floor, New York, NY, 10017. Capitalized terms used and not defined herein have the meanings given to them in the Credit Agreement.
         
  JONES APPAREL GROUP CANADA, LP
by its general partner JONES CANADA, INC.
 
 
  By:      
    Name:      
    Title:      
 

 

EX-10.2 3 y85661exv10w2.htm EX-10.2 exv10w2
Exhibit 10.2
AMENDMENT NO. 3 TO THE
AMENDED AND RESTATED
FIVE-YEAR CREDIT AGREEMENT
Dated as of January 5, 2009
          AMENDMENT NO. 3 TO THE AMENDED AND RESTATED FIVE YEAR CREDIT AGREEMENT by and among Jones Apparel Group USA, Inc. (formerly known as Kasper, Ltd.), a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the banks, financial institutions and other institutional lenders parties to the 2005 Credit Agreement referred to below (collectively, the “Lenders”) and Wachovia Bank, National Association, as agent (the “Administrative Agent”) for the Lenders.
          PRELIMINARY STATEMENTS:
          (1) The Borrower’s predecessor in interest Jones Apparel Group USA, Inc., a Pennsylvania corporation (“Old Jones USA”), the Additional Obligors, the Lenders, the Administrative Agent and other parties thereto had entered into an Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, as amended by Amendment No. 1 dated as of July 27, 2007, and as further amended and restated by Amendment No. 2 dated as of June 6, 2008 (as amended and restated, the “2005 Credit Agreement”). Capitalized terms not otherwise defined in this Amendment have the same meanings as specified in the 2005 Credit Agreement.
          (2) Old Jones USA merged into the Borrower as of January 1, 2007.
          (3) The Borrower has requested changes and modifications to the 2005 Credit Agreement as hereinafter set forth; the Required Lenders are, on the terms and conditions stated below, willing to grant the request of the Borrower; and the Borrower and the Required Lenders have agreed to further amend the 2005 Credit Agreement as hereinafter set forth.
          (4) Reference is made to the Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004, as amended and restated as of June 6, 2008 (the “2004 Credit Agreement”), by and among the Borrower, the additional obligors referred to therein, Wachovia Bank, National Association, as administrative agent (the “2004 Administrative Agent”) and the Lenders and Agents party thereto.
          SECTION 1. Amendments to 2005 Credit Agreement. The 2005 Credit Agreement is, effective as of the date hereof and subject to the satisfaction of the conditions precedent set forth in Section 3, hereby amended in its entirety to read in full as set forth in Annex A hereto.
          SECTION 2. Execution and Delivery; Termination of 2004 Credit Agreement. This Amendment shall become a legally binding document subject to the conditions of effectiveness listed in Section 3 on the first date (the “Execution Date”) when (a) the Borrower and the Additional Obligors shall have executed and delivered to the Administrative Agent counterparts to this Amendment and (b) the Borrower shall have received executed counterparts to this Amendment from the Administrative Agent and the Required Lenders. Notwithstanding the conditions of effectiveness set forth in Section 3, on the Business Day immediately following the Execution Date, the Borrower will provide notice to the 2004 Administrative Agent (the “Termination Notice”) pursuant to Section 2.5 of the 2004 Credit

 


 

Agreement to permanently terminate the entire Revolving Credit Commitment (as defined under the 2004 Credit Agreement) (the “2004 Facility Termination”). Such notice will specify the earliest effective date for the 2004 Facility Termination after the date of such notice that is permitted by the terms of the 2004 Credit Agreement, after giving effect to the waiver referred to in the next following sentence (to the extent effective under the 2004 Credit Agreement). If the Lenders party to this Amendment constitute the “Required Lenders” under the 2004 Credit Agreement, such Lenders waive their right under Section 2.5 of the 2004 Credit Agreement to receive written notice five business days’ prior to the termination of the Revolving Credit Commitment, to the extent necessary to permit the 2004 Facility Termination to occur on or prior to December 31, 2008.
          SECTION 3. Conditions of Effectiveness. This Amendment is subject to the provisions of Section 14.11 of the 2005 Credit Agreement. Section 1 of this Agreement shall become effective as of the date first above written (the “Amendment Effective Date”) when and only when, on or before January 9, 2009, the Administrative Agent shall have received:
          (a) Notice from the administrative agent under the 2004 Credit Agreement that all commitments thereunder have been terminated and that all amounts payable or accrued under such credit agreement have been paid in full.
          (b) A security agreement in substantially the form of Annex B hereto (the “Security Agreement”), duly executed by each Credit Party and each Subsidiary listed on Schedule I hereto (collectively with the Credit Parties, the “Granting Parties”), together with:
          (i) acknowledgment copies or stamped receipt copies of financing statements, duly filed on or before the Amendment Effective Date under the Uniform Commercial Code of all jurisdictions that the Administrative Agent may reasonably request in order to perfect and protect the liens and security interests created under the Security Agreement, covering the Collateral described in the Security Agreement,
          (ii) the results of a search of the Uniform Commercial Code (or equivalent) filings made with respect to the Collateral Grantors in the jurisdictions contemplated by clause (i) above and copies of the financing statements (or similar documents) disclosed by such search.
          (c) A Canadian security agreement in form and substance reasonably satisfactory to the Administrative Agent, duly executed by Jones Apparel Group Canada, LP, together with evidence of such filings and other actions required under the laws of the applicable jurisdiction that the Administrative Agent may reasonably request in order to perfect the liens and security interests created thereunder.
          (d) A certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in the 2005 Credit Agreement are true, correct and complete in all material respects with the same effect as if made on and as of the Amendment Effective Date, except to the extent such representations and warranties expressly relate to an earlier date (in which case such representations and warranties shall be true and correct in all material respects as of such earlier date); that the Borrower is not in violation of any of the covenants contained in the 2005 Credit Agreement, as amended hereby; that, after giving effect to the transactions contemplated by this Amendment, no Default or Event of Default has occurred and is continuing; and that each of the conditions to the effectiveness of this Amendment has
Amendment No. 3 to the
Amended and Restated Credit Agreement

2


 

been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).
          (e) A certificate of the secretary, assistant secretary or general counsel of the Borrower, each Additional Obligor and each other Grantor (as defined in the Security Agreement) certifying as to the incumbency and genuineness of the signature of each officer of such Person executing this Amendment or each other Loan Document to which it is a party and certifying that attached thereto is a true, correct and complete copy of resolutions duly adopted by the Board of Directors of such Person authorizing, in the case of the Borrower, the borrowings contemplated under the 2005 Credit Agreement, as amended hereby, and in the case of each such Person, the execution, delivery and performance of this Amendment or the Loan Documents to which it is to be a party.
          (f) Favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, and Drinker Biddle & Reath LLP, New Jersey counsel to the Borrower, Cassels Brock & Blackwell, Canadian counsel to the Borrower, and such other opinions as may be agreed, addressed to the Administrative Agent and the Lenders with respect to the Borrower, the Loan Documents and such other matters as the Lenders shall reasonably request.
          (g) The Borrower shall have paid all accrued fees and expenses of the Joint Lead Arrangers and Joint Bookrunners and the Administrative Agent (including the accrued fees and expenses of counsel to the Joint Lead Arrangers and Joint Bookrunners) and the amendment fees payable to the Lenders for which invoices have been received.
          SECTION 4. Reference to and Effect on the 2005 Credit Agreement and the Notes. (a) On and after the Amendment Effective Date, each reference in the 2005 Credit Agreement to “this Agreement”, “hereunder”, “hereof” or words of like import referring to the 2005 Credit Agreement, and each reference in (i) the Notes and (ii) each of the other Loan Documents, to “the Credit Agreement”, “thereunder”, “thereof” or words of like import referring to the 2005 Credit Agreement, shall mean and be a reference to the 2005 Credit Agreement, as amended by this Amendment.
          (b) The 2005 Credit Agreement, the Notes and each of the other Loan Documents, as specifically amended by this Amendment, are and shall continue to be in full force and effect and are hereby in all respects ratified and confirmed.
          (c) Changes in the Applicable Margin effected by this Amendment shall be effective for all periods (or portions thereof) on and after the Amendment Effective Date. Any interest, fees or other amounts accruing on the basis of the Applicable Margin during periods (or portions thereof) prior to the Amendment Effective Date will accrue on the basis of the Applicable Margin in effect for such periods prior to the Amendment Effective Date.
          (d) The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of any Lender or the Administrative Agent under the 2005 Credit Agreement, nor constitute a waiver of any provision of the 2005 Credit Agreement.
          SECTION 5. Costs, Expenses. The Borrower agrees to pay on demand all reasonable costs and expenses of the Administrative Agent and the Arrangers in connection with the preparation, execution, delivery and administration, modification and amendment of this Amendment and the other
Amendment No. 3 to the
Amended and Restated Credit Agreement

3


 

instruments and documents to be delivered hereunder (including, without limitation, the reasonable fees and disbursements of counsel for the Administrative Agent and the Arrangers) in accordance with the terms of Section 14.2 of the 2005 Credit Agreement.
          SECTION 6. Execution in Counterparts. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute but one and the same agreement. Delivery of an executed counterpart of a signature page to this Amendment by telecopier or other electronic medium shall be effective as delivery of a manually executed counterpart of this Amendment.
          SECTION 7. Governing Law. This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York.
Amendment No. 3 to the
Amended and Restated Credit Agreement

4


 

     IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized, as of the date first above written.
         
  JONES APPAREL GROUP USA, INC.,
as Borrower
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   
 
  JONES APPAREL GROUP, INC.,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer and Senior Vice President, Corporate Taxation and Risk Management   
 
  JONES APPAREL GROUP HOLDINGS, INC.,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   
 
  JONES RETAIL CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Vice President & Treasurer   
 
  NINE WEST FOOTWEAR CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   
 
Amendment No. 3 to the
Amended and Restated Credit Agreement
[Signature Page]

 


 

         
  Agreed as of the date first above written:

WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent, Issuing Lender and Lender
 
 
  By:   /s/ Susan T. Gallagher    
    Name:   Susan T. Gallagher   
    Title:   Director   
 
  JPMORGAN CHASE BANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ James A. Knight    
    Name:   James A. Knight   
    Title:   Vice President   
 
  CITIBANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Carolyn Kee    
    Name:   Carolyn Kee   
    Title:   Vice President   
 
  BANK OF AMERICA, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Thomas J. Kane    
    Name:   Thomas J. Kane   
    Title:   SVP   
 
  SUNTRUST BANK,
 
 
  By:   /s/ Michael J. Vegh    
    Name:   Michael J. Vegh   
    Title:   Vice President   
 
  BARCLAYS BANK PLC,
as Lender
 
 
  By:   /s/ Alicia Borys    
    Name:   Alicia Borys   
    Title:   Assistant Vice President   
Amendment No. 3 to the
Amended and Restated Credit Agreement
[Signature Page]

 


 

         
  The Governor and Company of the Bank of Ireland
as Lender
 
 
  By:   /s/ Elaine Crowley    
    Name:   Elaine Crowley   
    Title:   Senior Manager   
         
     
  By:   /s/ Peter O’Connor    
    Name:   Peter O’Connor   
    Title:   Deputy Manager   
Amendment No. 3 to the
Amended and Restated Credit Agreement
[Signature Page]

 


 

         
  Agreed as of the date first above written:  
 
  THE ROYAL BANK OF SCOTLAND, PLC,
as Lender
 
 
  By:   /s/ Michaela Galluzzo    
    Name:   Michaela Galluzzo   
    Title:   Vice President   
 
  STANDARD CHARTERED BANK,
as Lender
 
 
  By:   /s/ Alan Babcock    
    Name:   Alan Babcock   
    Title:   Director   
     
  By:   /s/ Robert K. Reddington    
    Name:   Robert K. Reddington   
    Title:   AVP/Credit Documentation
Credit Risk Control
Standard Chartered Bank N.Y. 
 
 
  Bank of Taiwan, New York Agency,
as Lender
 
 
  By:   /s/ Thomas K.C. Wu    
    Name:   Thomas K.C. Wu   
    Title:   VP & General Manager   
 
  BANK OF TOKYO-MITUBISHI UFJ, NEW YORK BRANCH,
as Lender
 
  By:   /s/ Lillian Kim    
    Name:   Lillian Kim   
    Title:   Authorized Signatury   
 
         
  LAND BANK OF TAIWAN,
as Lender
 
 
  By:   /s/ Henry Leu    
    Name:   Henry Leu   
    Title:   General Manager   
 
  Bank of China New York Branch,
as Lender
 
 
  By:   /s/ XiaoJing Li    
    Name:   XiaoJing Li   
    Title:   General Manager   
 
  FIFTH THIRD BANK,
as Lender
 
 
  By:   /s/ Randolph J. Stierer    
    Name:   Randolph J. Stierer   
    Title:   Vice President   
 
  MIZUHO CORPORATE BANK, USA,
as Lender
 
 
  By:   /s/ Toru Inoue    
    Name:   Toru Inoue   
    Title:   Deputy General Manager   
 
  Sumitomo Mitsui Banking Corp., New York Branch,
as Lender
 
 
  By:   /s/ Natsuhiro Samejima    
    Name:   Natsuhiro Samejima   
    Title:   Senior Vice President   
 

 


 

         
  THE BANK OF NOVA SCOTIA
as Lender
 
 
  By:   /s/ Todd Meller    
    Name:   Todd Meller   
    Title:   Managing Director   
 
  US Bank, N.A.,
as Lender
 
 
  By:   /s/ Frances W. Josephic    
    Name:   Frances W. Josephic   
    Title:   Vice President   
 
  Union Bank, N.A.,
as Lender
 
 
  By:   /s/ Ching Lim    
    Name:   Ching Lim   
    Title:   Vice President   
 
  UNICREDIT SPA,
as Lender
 
 
  By:   /s/ Luca Bausem    
    Name:   Luca Bausem  
    Title:   SVP   
 
  By:   /s/ Curt Schade    
    Name:   Curt Schade   
    Title:   Managing director   
 
 
  BANK LEUMI USA,
as Lender
 
 
  By:   /s/ John Koenigsberg    
    Name:   John Koenigsberg   
    Title:   Senior Vice President   
 
     
  By:   /s/ Iris Steinhardt    
    Name:   Iris Steinhardt   
    Title:   Vice President   
 
  Chang Hwa Commercial Bank, Ltd., New York Branch,
as Lender
 
 
  By:   /s/ Jim C.Y. Chen    
    Name:   Jim C.Y. Chen   
    Title:   VP & General Manager   
 
  First Commercial Bank, New York Agency
as Lender
 
 
  By:   /s/ Malcolm Wang    
    Name:   Malcolm Wang   
    Title:   Deputy General Manager   
 
  Fortis Bank SA/NV, New York Branch,
as Lender
 
 
  By:   /s/ Douglas Riahi    
    Name:   Douglas Riahi   
    Title:   Managing Director   
 
  By:   /s/ K. De Lathouwer    
    Name:   K. De Lathouwer  
    Title:   Director   

 


 

         
  HUA NAN COMMERCIAL BANK, LTD.
NEW YORK AGENCY,
as Lender
 
 
  By:   /s/ Henry Hsieh    
    Name:   Henry Hsieh   
    Title:   Assistant Vice President   
 
  TAIPEI FUBON COMMERCIAL BANK, NEW YORK AGENCY,
as Lender
 
 
  By:   /s/ Michael Tan    
    Name:   Michael Tan   
    Title:   VP & General Manager   
 
  E.Sun Commercial Bank, Ltd. Los Angles Branch,
as Lender
 
 
  By:   /s/ Benjamin Lin    
    Name:   Benjamin Lin   
    Title:   EVP & General Manager   
 
  The Norinchukin Bank, New York Branch,
as Lender
 
 
  By:   /s/ Noritsugu Sato    
    Name:   Noritsugu Sato   
    Title:   General Manager   
 
  The Bank of New York Mellon,
as Lender
 
 
  By:   /s/ David B. Wirl    
    Name:   David B. Wirl   
    Title:   Vice President   
 
  NATIONAL BANK OF EGYPT, New York Branch,
as Lender
 
 
  By:   /s/ Khaled El Ghorab    
    Name:   Khaled El Ghorab   
    Title:   Senior Vice President   
Amendment No. 3 to the
Amended and Restated Credit Agreement
[Signature Page]

 


 

ANNEX A
$600,000,000
AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
dated as of May 16, 2005,
AMENDED AND RESTATED AS OF JANUARY 5, 2009
by and among
JONES APPAREL GROUP USA, INC.,
the Additional Obligors referred to herein,
the Lenders referred to herein,
J.P. MORGAN SECURITIES INC. and CITIGROUP GLOBAL MARKETS INC.,
as Joint Lead Arrangers
and Joint Bookrunners,
WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent,
and
JPMORGAN CHASE BANK, N.A. and CITIBANK, N.A.,
as Syndication Agents,
and
BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK
as Documentation Agents


 

TABLE OF CONTENTS
         
 
  Page
ARTICLE I DEFINITIONS
    1  
 
       
SECTION 1.1. Definitions
    1  
 
       
SECTION 1.2. General
    17  
 
       
SECTION 1.3. Other Definitions and Provisions
    17  
 
       
ARTICLE II REVOLVING CREDIT FACILITY
    17  
 
       
SECTION 2.1. Revolving Credit Loans
    17  
 
       
SECTION 2.2. Procedure for Advances of Revolving Credit Loans
    18  
 
       
SECTION 2.3. Repayment of Revolving Credit Loans
    18  
 
       
SECTION 2.4. Evidence of Debt
    19  
 
       
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment
    19  
 
       
SECTION 2.6. Termination of Revolving Credit Facility
    20  
 
       
SECTION 2.7. Non-Funding Lenders
    20  
 
       
ARTICLE III LETTER OF CREDIT FACILITY
    21  
 
       
SECTION 3.1. L/C Commitment
    21  
 
       
SECTION 3.2. Procedure for Issuance of Letters of Credit
    22  
 
       
SECTION 3.3. Fees and Other Charges
    22  
 
       
SECTION 3.4. L/C Participations
    23  
 
       
SECTION 3.5. Reimbursement
    24  
 
       
SECTION 3.6. Obligations Absolute
    24  
 
       
SECTION 3.7 Effect of Application
    25  
 
       
ARTICLE IV [RESERVED]
    25  
 
       
ARTICLE V GENERAL LOAN PROVISIONS
    25  
 
       
SECTION 5.1. Interest
    25  

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  Page
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans
    27  
 
       
SECTION 5.3. Fees
    27  
 
       
SECTION 5.4. Manner of Payment
    27  
 
       
SECTION 5.5. Crediting of Payments and Proceeds
    28  
 
       
SECTION 5.6. Adjustments
    28  
 
       
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent
    28  
 
       
SECTION 5.8. Joint and Several Liability of the Credit Parties
    29  
 
       
SECTION 5.9. Changed Circumstances
    30  
 
       
SECTION 5.10. Indemnity
    33  
 
       
SECTION 5.11. Capital Requirements
    33  
 
       
SECTION 5.12. Taxes
    34  
 
       
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
    35  
 
       
SECTION 6.1. Closing
    36  
 
       
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit
    36  
 
       
SECTION 6.3. Conditions to Extensions of Credit
    38  
 
       
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
    38  
 
       
SECTION 7.1. Representations and Warranties
    38  
 
       
SECTION 7.2. Survival of Representations and Warranties, Etc
    43  
 
       
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
    44  
 
       
SECTION 8.1. Financial Statements and Projections
    44  
 
       
SECTION 8.2. Officer’s Compliance Certificate
    45  
 
       
SECTION 8.3. Accountants’ Certificate
    45  
 
       
SECTION 8.4. Other Reports
    45  
 
       
SECTION 8.5. Notice of Litigation and Other Matters
    45  
 
       
SECTION 8.6. Accuracy of Information
    46  

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  Page
ARTICLE IX AFFIRMATIVE COVENANTS
    46  
 
       
SECTION 9.1. Preservation of Corporate Existence and Related Matters
    46  
 
       
SECTION 9.2. Maintenance of Property
    46  
 
       
SECTION 9.3. Insurance
    46  
 
       
SECTION 9.4. Accounting Methods and Financial Records
    47  
 
       
SECTION 9.5. Payment and Performance of Obligations
    47  
 
       
SECTION 9.6. Compliance With Laws and Approvals
    47  
 
       
SECTION 9.7. Environmental Laws
    47  
 
       
SECTION 9.8. Compliance with ERISA
    47  
 
       
SECTION 9.9. Conduct of Business
    48  
 
       
SECTION 9.10. Visits and Inspections
    48  
 
       
SECTION 9.11. Use of Proceeds
    48  
 
       
SECTION 9.12. Further Assurances
    48  
 
       
SECTION 9.13. Covenant to Add Additional Obligors and Give Security
    48  
 
       
ARTICLE X FINANCIAL COVENANTS
    50  
 
       
SECTION 10.1. Interest Coverage Ratio
    50  
 
       
SECTION 10.2. Covenant Debt to EBITDA Ratio
    50  
 
       
SECTION 10.3. Asset Coverage Ratio
    51  
 
       
ARTICLE XI NEGATIVE COVENANTS
    51  
 
       
SECTION 11.1. Limitations on Debt and Guaranty Obligations
    51  
 
       
SECTION 11.2. [Reserved]
    52  
 
       
SECTION 11.3. Limitations on Liens
    52  
 
       
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions
    54  
 
       
SECTION 11.5. Limitations on Mergers and Liquidation
    55  
 
       
SECTION 11.6. Limitations on Sale or Transfer of Assets
    55  
 
       
SECTION 11.7. Limitations on Dividends and Distributions
    56  

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  Page
SECTION 11.8. Transactions with Affiliates
    56  
 
       
SECTION 11.9. Changes in Fiscal Year End
    56  
 
       
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt
    56  
 
       
SECTION 11.11. Limitations on Capital Expenditures
    56  
 
       
ARTICLE XII DEFAULT AND REMEDIES
    56  
 
       
SECTION 12.1. Events of Default
    57  
 
       
SECTION 12.2. Remedies
    59  
 
       
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc
    59  
 
       
ARTICLE XIII THE ADMINISTRATIVE AGENT
    60  
 
       
SECTION 13.1. Appointment
    60  
 
       
SECTION 13.2. Delegation of Duties
    60  
 
       
SECTION 13.3. Exculpatory Provisions
    60  
 
       
SECTION 13.4. Reliance by the Administrative Agent
    61  
 
       
SECTION 13.5. Notice of Default
    61  
 
       
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders
    61  
 
       
SECTION 13.7. Indemnification
    62  
 
       
SECTION 13.8. The Administrative Agent in Its Individual Capacity
    62  
 
       
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent
    62  
 
       
SECTION 13.10. Syndication and Documentation Agents
    63  
 
       
ARTICLE XIV MISCELLANEOUS
    63  
 
       
SECTION 14.1. Notices
    63  
 
       
SECTION 14.2. Expenses; Indemnity
    64  
 
       
SECTION 14.3. Set-off
    64  
 
       
SECTION 14.4. Governing Law
    65  
 
       
SECTION 14.5. Consent to Jurisdiction
    65  
 
       
SECTION 14.6. Waiver of Jury Trial
    65  

iv


 

         
 
  Page
SECTION 14.7. Reversal of Payments
    65  
 
       
SECTION 14.8. Injunctive Relief; Punitive Damages
    65  
 
       
SECTION 14.9. Accounting Matters
    66  
 
       
SECTION 14.10. Successors and Assigns; Participations
    66  
 
       
SECTION 14.11. Amendments, Waivers and Consents
    70  
 
       
SECTION 14.12. Performance of Duties
    70  
 
       
SECTION 14.13. All Powers Coupled with Interest
    70  
 
       
SECTION 14.14. Survival of Indemnities
    71  
 
       
SECTION 14.15. Titles and Captions
    71  
 
       
SECTION 14.16. Severability of Provisions
    71  
 
       
SECTION 14.17. Counterparts
    71  
 
       
SECTION 14.18. Term of Agreement
    71  
 
       
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants
    71  
 
       
SECTION 14.20. Patriot Act
    71  
 
       
SECTION 14.21. Ratings of Loans
    71  
 
       
SECTION 14.22. Release of Collateral
    71  
 
Exhibits
 
Exhibit A - Form of Revolving Credit Note
 
Exhibit B - Form of Notice of Revolving Credit Borrowing
 
Exhibit C - Form of Notice of Account Designation
 
Exhibit D - Form of Notice of Prepayment
 
Exhibit E - Form of Notice of Conversion/Continuation
 
Exhibit F - Form of Officer’s Compliance Certificate
 
Exhibit G - Form of Assignment and Acceptance
 
Schedules
 
Schedule 1.1(a) - Lenders and Revolving Credit Commitments

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Schedule 1.1(b)
  -  
Outstanding Letters of Credit
 
     
 
Schedule 7.1(b)
  -  
Subsidiaries and Capitalization
 
     
 
Schedule 7.1(p)
  -  
Debt and Guaranty Obligations
 
     
 
Schedule 7.1(q)
  -  
Litigation
 
     
 
Schedule 11.3
  -  
Existing Liens
 
     
 
Schedule 11.4
  -  
Existing Loans, Advances and Investments

vi


 

AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
Dated as of May 16, 2005
AMENDED AND RESTATED AS OF JANUARY 5, 2009
          JONES APPAREL GROUP USA, INC. (formerly known as Kasper, Ltd.), a Delaware corporation, the Additional Obligors (as defined below), the Lenders who are or may become a party to this Agreement, J.P. MORGAN SECURITIES INC. and CITIGROUP GLOBAL MARKETS INC., as Joint Lead Arrangers and Joint Bookrunners, WACHOVIA BANK, NATIONAL ASSOCIATION, as Administrative Agent for the Lenders, JPMORGAN CHASE BANK, N.A. and CITIBANK, N.A., as Syndication Agents, and BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK, as Documentation Agents, agree as follows:
          PRELIMINARY STATEMENT. The Borrower’s predecessor in interest Jones Apparel Group USA, Inc., a Pennsylvania corporation (“Old Jones USA”), the Borrower, the Additional Obligors, the lenders parties thereto and Wachovia Bank, National Association (as successor in interest to First Union National Bank), as administrative agent, were parties to an Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (the “Existing Credit Agreement”). Old Jones USA merged into the Borrower as of January 1, 2007. The Borrower, the Additional Obligors, the parties hereto and Wachovia Bank, National Association, as Administrative Agent, desire to amend the Existing Credit Agreement as herein set forth and to restate it in its entirety giving effect to such amendment.
          NOW THEREFORE, the parties hereto agree that, subject to the conditions set forth in Section 3 of Amendment No. 3 to the Existing Credit Agreement, dated as of January 5, 2009, the Existing Credit Agreement is hereby amended and restated to read in its entirety as follows:
ARTICLE I DEFINITIONS
          SECTION 1.1. Definitions. The following terms when used in this Agreement shall have the meanings assigned to them below:
     “Additional Debt Securities” means Debt incurred after the Amendment Date, arising under or in connection with public or privately placed notes, debentures, bonds, or debt securities or related indentures or other agreements (including in connection with the issuance of exchange securities in connection with any exchange offer registered under the Securities Act of 1933, as amended, following a private placement of Additional Debt Securities).
     “Additional Obligors” means the collective reference to Jones Apparel Group, Jones Apparel Group Holdings, Nine West Footwear and Jones Retail in their capacities as co-obligors under this Agreement.
     “Additional Secured Agreements” means (a ) all Hedging Agreements, (b) all agreements and documents relating to any treasury management services, (c) all Open Account Agreements, (d) all letters of credit (other than Letters of Credit issued hereunder) and (e) all other funded loans (other than Loans made hereunder), in each case provided or issued by any of the Lenders and their Affiliates to or for the account of any

 


 

Credit Party or any of its Subsidiaries, and each agreement or instrument delivered by any Credit Party or Subsidiary of a Credit Party pursuant to the foregoing.
     “Additional Secured Agreement Obligations” means, on any date, all payment and other obligations owing by the Credit Parties or any of their Subsidiaries to any Lender or Affiliate of a Lender or the Administrative Agent under any Additional Secured Agreement with any Lender or Affiliate of a Lender; provided that payment and other obligations (a) under the Borrower’s Hedging Agreements shall be calculated as the current fair value of each such Agreement as of the date of the Borrower’s most recent balance sheet, (b) under any Open Account Agreement shall be limited to the OA Payment Obligations and (c) under any letters of credit (other than Letters of Credit issued hereunder) shall be limited to funded letters of credit.
     “Administrative Agent” means Wachovia in its capacity as Administrative Agent hereunder, and any successor thereto appointed pursuant to Section 13.9.
     “Administrative Agent’s Office” means the office of the Administrative Agent specified in or determined in accordance with the provisions of Section 14.1(c).
     “Affiliate” means, with respect to any Person, any other Person (other than a Subsidiary) which directly or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such first Person or any of its Subsidiaries. The term “control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a Person, whether through ownership of voting securities, by contract or otherwise.
     “Agreement” means this Five-Year Credit Agreement, as amended, restated, supplemented or otherwise modified from time to time.
     “Alternative Currency” means (a) Pounds Sterling, (b) the euro or (c) any other lawful currency (other than Dollars) acceptable to the Issuing Lenders which, in the case of this clause (c), is freely transferable and convertible into Dollars in the United States currency market and is freely available to all Issuing Lenders in the London interbank deposit market.
     “Alternative Currency L/C Commitment” means the lesser of (a) One Hundred Million Dollars ($100,000,000) and (b) the L/C Commitment.
     “Amendment Date” means January 5, 2009, the date upon which Amendment No. 3 to this Agreement became effective in accordance with its terms.
     “Applicable Law” means all applicable provisions of constitutions, laws, statutes, ordinances, rules, treaties, regulations, permits, licenses, approvals, interpretations and orders of courts or Governmental Authorities and all orders and decrees of all courts and arbitrators.
     “Applicable Margin” means, for purposes of calculating (a) the Base Rate and LIBOR Rate for purposes of Section 5.1(a), (b) the L/C Fee for purposes of Section 3.3(a) or (c) the Commitment Fee for purposes of Section 5.3(a), the corresponding rate set forth below:

2


 

                                 
Applicable Margin Per Annum
LIBOR   Trade   Standby   Commitment
Rate Base Rate L/C Fee   L/C Fee   Fee
4.00%
    3.00 %     2.00 %     4.00 %     1.00 %
     “Application” means an application, in the form specified by any Issuing Lender from time to time, requesting such Issuing Lender to issue a Letter of Credit.
     “Asset Coverage Ratio” means the ratio of (a) the sum of gross inventory plus gross accounts receivable (as of the date of determination) to (b) the aggregate principal amount of Loans outstanding as of such date of determination.
     “Assignment and Acceptance” shall have the meaning assigned thereto in Section 14.10(b)(ii).
     “Base Rate” means, at any time, the highest of (a) the Prime Rate, (b) the sum of (i) the Federal Funds Rate plus (ii) 1/2 of 1% or (c) the sum of (i) the one month LIBOR Rate for a on such day (or if such day is not a Business Day, the immediately preceding Business Day) plus (ii) 1%, provided that, for the avoidance of doubt, the LIBOR Rate for any day shall be based on the rate appearing on the British Bankers’ Association Interest Settlement Rates (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in such currency in the London interbank market) at approximately 11:00 a.m. London time on such day; each change in the Base Rate shall take effect simultaneously with the corresponding change or changes in the Prime Rate, the Federal Funds Rate or the LIBOR Rate.
     “Base Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the Base Rate as provided in Section 5.1(a).
     “Borrower” means Jones Apparel Group USA, Inc.
     “Borrowing Availability Limit” means, on any date, the lesser of (a) $400,000,000 minus the Additional Secured Agreement Obligations on such date and (b) the Indenture Basket on such date.
     “Business Day” means (a) any day other than a Saturday, Sunday or legal holiday on which banks in Charlotte, North Carolina, Philadelphia, Pennsylvania and New York, New York, are not authorized or required by law to remain closed for the conduct of their commercial banking business, (b) with respect to all notices and determinations in connection with, and payments of principal and interest on, any LIBOR Rate Loan, the term “Business Day” shall also exclude any day on which banks are not open for trading in Dollar deposits in the London interbank market and (c) with respect to all notices and determinations in connection with, and payment of principal and interest on, any L/C Obligation denominated in an Alternative Currency, the term “Business Day” shall also exclude any day on which banks in London do not provide quotations for deposits denominated in such Alternative Currency.

3


 

     “Canadian Security Agreement” means the Canadian Security Agreement, dated as of January 5, 2009 by Jones Apparel Group Canada, LP, as grantor, in favor of the Administrative Agent for the benefit of the Secured Parties.
     “Capital Expenditures” means, for any Person for any period, the sum of, without duplication, (a) all expenditures made, directly or indirectly, by such Person or any of its Subsidiaries during such period for equipment, fixed assets, real property or improvements, or for replacements or substitutions therefor or additions thereto, that have been or should be, in accordance with GAAP, reflected as additions to property, plant or equipment on a Consolidated balance sheet of such Person or have a useful life of more than one year plus (b) the aggregate principal amount of all Debt (including obligations under Capital Leases) assumed or incurred in connection with any such expenditures. For purposes of this definition, the purchase price of equipment that is purchased simultaneously with the trade-in of existing equipment or with insurance proceeds shall be included in Capital Expenditures only to the extent of the gross amount of such purchase price less the credit granted by the seller of such equipment for the equipment being traded in at such time or the amount of such proceeds, as the case may be.
     “Capital Lease” means, with respect to the Credit Parties and their Subsidiaries, any lease of any property that should, in accordance with GAAP, be classified and accounted for as a capital lease on a Consolidated balance sheet of the Credit Parties and their Subsidiaries.
     “Change in Control” shall have the meaning assigned thereto in Section 12.1(h).
     “Closing Date” means May 16, 2005.
     “Code” means the Internal Revenue Code of 1986, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “Collateral” means all “Collateral” referred to in the Collateral Documents.
     “Collateral Documents” means the Security Agreement, the Canadian Security Agreement and each other agreement that creates or purports to create a Lien in favor of the Administrative Agent for the benefit of the Secured Parties.
     “Collateral Grantor” means (a) the Borrower and (b) any Affiliate of the Borrower that is party to the Security Agreement.
     “Commitment Fee” shall have the meaning assigned thereto in Section 5.3(a).
     “Consolidated” means, when used with reference to financial statements or financial statement items of the Credit Parties and their Subsidiaries, such statements or items on a consolidated basis in accordance with applicable principles of consolidation under GAAP.
     “Correspondent” means any financial institution designated by an Issuing Lender to act as such Issuing Lender’s correspondent hereunder with respect to the distribution and payment of Letters of Credit denominated in an Alternative Currency.
     “Covenant Debt” means, for any date of calculation, Debt with respect to the

4


 

Credit Parties and their Subsidiaries that would appear on a Consolidated balance sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP, less the Debt of any Subsidiary (other than a wholly-owned Subsidiary of a Credit Party) in which any Person other than a Credit Party and its Subsidiaries has a joint interest or partnership interest or ownership interest, but excluding from such deduction the pro rata amount of such Debt corresponding to the ownership interest of the Credit Parties and their Subsidiaries.
     “Covenant Debt to EBITDA Ratio” means, for any date of calculation, Covenant Debt as of such date divided by EBITDA for the period of four (4) consecutive fiscal quarters ending on such date; provided that there shall be excluded from the calculation of Covenant Debt to EBITDA Ratio for the period ended on July 5, 2008, EBITDA (whether positive or negative) attributable to any discontinued operations.
     “Credit Facility” means the collective reference to the Revolving Credit Facility and the L/C Facility.
     “Credit Parties” means each of the Additional Obligors and the Borrower.
     “Debt” means, with respect to the Credit Parties and their Subsidiaries at any date and without duplication, the sum of the following calculated in accordance with GAAP: (a) all liabilities, obligations and indebtedness, in each case for borrowed money including but not limited to obligations evidenced by bonds, debentures, notes or other similar instruments of any such Person, (b) all obligations to pay the deferred purchase price of property or services of any such Person, except trade liabilities arising in the ordinary course of business, (c) all obligations of any such Person as lessee under Capital Leases, (d) all Debt of any other Person secured by a Lien on any asset of any such Person, (e) all Guaranty Obligations of any such Person, (f) all obligations, contingent or otherwise, of any such Person relative to the amount of drawn letters of credit not reimbursed as required by the terms thereof, including without limitation any Reimbursement Obligation not reimbursed as required by the terms hereof, and banker’s acceptances issued for the account of any such Person, and (g) all net obligations incurred by any such Person pursuant to Hedging Agreements in respect of interest rate hedges, less the Debt of any Subsidiary (other than a wholly-owned Subsidiary of a Credit Party) in which any Person other than a Credit Party and its Subsidiaries has a joint interest or partnership interest or ownership interest, but excluding from such deduction the pro rata amount of such Debt corresponding to the ownership interest of the Credit Parties and their Subsidiaries.
     “Default” means any of the events specified in Section 12.1 which with the passage of time, the giving of notice or any other condition, would constitute an Event of Default.
     “Default Excess” means, with respect to any Non-Funding Lender, the excess, if any, of such Non-Funding Lender’s ratable portion of the aggregate outstanding principal amount of the Revolving Credit Loans of all Lenders (calculated as if all Non-Funding Lenders (other than such Non-Funding Lender) had funded all of their respective Defaulted Advances) over the aggregate outstanding principal amount of all Revolving Credit Loans of such Non-Funding Lender.
     “Default Period” means, with respect to any Non-Funding Lender, the period

5


 

commencing on the date of the applicable Funding Default and ending on the earlier of the following dates: (i) the date on which (a) the Default Excess with respect to such Non-Funding Lender has been reduced to zero (whether by the funding of any Defaulted Advance by such Non-Funding Lender or by the non-pro-rata application of any prepayment pursuant to Section 2.3) and (b) such Non-Funding Lender shall have delivered to the Borrower and the Administrative Agent a written reaffirmation of its intention to honor its obligations hereunder with respect to its Revolving Credit Commitment; and (ii) the date on which the Borrower, the Administrative Agent and the Required Lenders waive all Funding Defaults of such Non-Funding Lender in writing.
     “Defaulted Advance” shall have the meaning assigned thereto in Section 2.7.
     “Defaulting Lender” means, at any time, any Lender that, at such time, shall, or any parent company of such which shall, take any action or be the subject of any action or proceeding of a type described in Section 12.1(i) or (j).
     “Dispute” shall have the meaning assigned thereto in Section 14.6.
     “Dollar Amount” shall mean (a) with regard to any Obligation denominated in Dollars, the amount thereof and (b) with regard to any Obligation denominated in an Alternative Currency, the amount of Dollars which is equivalent to the sum of (i) the amount so expressed in an Alternative Currency at the applicable-quoted spot rate on the appropriate page of the Reuter’s Screen as determined by the Administrative Agent at the relevant time; plus (ii) any amounts owed by the Borrower pursuant to Section 3.5(b).
     “Dollars” or “$” means, unless otherwise qualified, dollars in lawful currency of the United States.
     “EBITDA” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense and (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any acquisition otherwise permitted pursuant to the terms of this Agreement) less (c) the sum of (i) any items of extraordinary gain which were included in determining Net Income, (ii) items of cash gains from the sale of assets to the extent such gains exceed $50,000,000 during such period and (iii) the income or loss of any Subsidiary (other than a wholly-owned Subsidiary of a Credit Party) in which any Person other than a Credit Party and its Subsidiaries has a joint interest or partnership interest or other ownership interest, but excluding from such deduction the pro-rata amount of such income or loss corresponding to the ownership interest of the Credit Parties and their Subsidiaries.
     “EBITDAR” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense, (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any

6


 

acquisition otherwise permitted pursuant to the terms of this Agreement) and (iv) Rental Expense (exclusive of any amounts reflected in Interest Expense) less (c) the sum of (i) any items of extraordinary gain which were included in determining Net Income, (ii) items of cash gains from the sale of assets to the extent such gains exceed $50,000,000 during such period and (iii) the income or loss of any Subsidiary (other than a wholly-owned Subsidiary of a Credit Party) in which any Person other than a Credit Party and its Subsidiaries has a joint interest or partnership interest or other ownership interest, but excluding from such deduction the pro-rata amount of such income or loss corresponding to the ownership interest of the Credit Parties and their Subsidiaries.
     “Eligible Assignee” means, with respect to any assignment of the rights, interest and obligations of a Lender hereunder, a Person that is at the time of such assignment (a) a commercial bank organized under the laws of the United States or any state thereof, having combined capital and surplus in excess of $500,000,000, (b) a commercial bank organized under the laws of any other country that is a member of the Organization of Economic Cooperation and Development, or a political subdivision of any such country, having combined capital and surplus in excess of $500,000,000, (c) a finance company, insurance company or other financial institution which in the ordinary course of business extends credit of the type extended hereunder and that has total assets in excess of $1,000,000,000, (d) already a Lender hereunder (whether as an original party to this Agreement or as the assignee of another Lender) or an Affiliate of a Lender hereunder, (e) the successor (whether by transfer of assets, merger or otherwise) to all or substantially all of the commercial lending business of the assigning Lender, (f) any SPC solely to the extent permitted by Section 14.10(h), or (g) any other Person that has been approved in writing as an Eligible Assignee by the Borrower and the Administrative Agent; provided, however, that neither the Borrower nor an Affiliate of the Borrower shall qualify as an Eligible Assignee.
     “Employee Benefit Plan” means any employee benefit plan within the meaning of Section 3(3) of ERISA which (a) is maintained for employees of the Borrower or any ERISA Affiliate or (b) has at any time within the preceding six (6) years been maintained for the employees of the Borrower or any current or former ERISA Affiliate.
     “EMU” mean economic and monetary union as contemplated in the Treaty on European Union.
     “Environmental Laws” means any and all federal, state and local laws, statutes, ordinances, rules, regulations, permits, licenses, approvals, binding interpretations and orders of courts or Governmental Authorities, relating to the protection of human health or the environment, including, but not limited to, requirements pertaining to the manufacture, processing, distribution, use, treatment, storage, disposal, transportation, handling, reporting, licensing, permitting, investigation or remediation of Hazardous Materials.
     “ERISA” means the Employee Retirement Income Security Act of 1974, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “ERISA Affiliate” means any Person who together with the Borrower is treated as a single employer within the meaning of Section 414(b), (c), (m) or (o) of the Code or Section 4001(b) of ERISA.

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     “euro” means the single currency of the European Union as constituted by the Treaty on European Union and as referred to in the legislative measures of the European Union for the introduction of, changeover to or operation of the euro in one or more member states.
     “Eurodollar Reserve Percentage” means, for any day, the percentage (expressed as a decimal and rounded upwards, if necessary, to the next higher 1/100th of 1%) which is in effect for such day as prescribed by the Federal Reserve Board (or any successor) for determining the maximum reserve requirement (including without limitation any basic, supplemental or emergency reserves) in respect of eurocurrency liabilities or any similar category of liabilities for a member bank of the Federal Reserve System in New York City.
     “Event of Default” means any of the events specified in Section 12.1, provided that any requirement for passage of time, giving of notice, or any other condition, has been satisfied.
     “Existing Debt Securities” means the 4.250% Senior Notes due 2009, the 5.125% Senior Notes due 2014, and the 6.125% Senior Notes due 2034 of Jones Apparel Group.
     “Existing Loans” shall have the meaning assigned thereto in Section 6.2(f).
     “Extensions of Credit” means, as to any Lender at any time, (a) an amount equal to the sum of (i) the aggregate principal amount of all Revolving Credit Loans made by such Lender then outstanding, and (ii) such Lender’s Revolving Credit Commitment Percentage of the Dollar Amount of the L/C Obligations then outstanding, or (b) the making of any Loan or participation in any Letter of Credit by such Lender, as the context requires.
     “FDIC” means the Federal Deposit Insurance Corporation, or any successor thereto.
     “Federal Funds Rate” means, the rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) representing the daily effective federal funds rate as quoted by the Administrative Agent and confirmed in Federal Reserve Board Statistical Release H.15 (519) or any successor or substitute publication selected by the Administrative Agent. If, for any reason, such rate is not available, then “Federal Funds Rate” shall mean a daily rate which is determined, in the opinion of the Administrative Agent, to be the rate at which federal funds are being offered for sale in the national federal funds market at 9:00 a.m. (Charlotte time). Rates for weekends or holidays shall be the same as the rate for the most immediate preceding Business Day.
     “Fiscal Year” means the fiscal year of the Credit Parties and their Subsidiaries ending on December 31.
     “Foreign Lender” means any Lender that is organized under the laws of a jurisdiction other than that in which the Borrower is located. For purposes of this definition, the United States of America, each state thereof and the District of Columbia shall be deemed to constitute a single jurisdiction.
     “Funding Default” shall have the meaning assigned thereto in Section 2.7.

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     “GAAP” means generally accepted accounting principles, as recognized by the American Institute of Certified Public Accountants and the Financial Accounting Standards Board, consistently applied and maintained on a consistent basis for the Credit Parties and their Subsidiaries throughout the period indicated.
     “Governmental Approvals” means all authorizations, consents, approvals, licenses and exemptions of, registrations and filings with, and reports to, all Governmental Authorities.
     “Governmental Authority” means any nation, province, state or political subdivision thereof, and any government or any Person exercising executive, legislative, regulatory or administrative functions of or pertaining to government, and any corporation or other entity owned or controlled, through stock or capital ownership or otherwise, by any of the foregoing.
     “Granting Lender” shall have the meaning assigned thereto in Section 14.10(h).
     “Guaranty Obligation” means, with respect to the Credit Parties and their Subsidiaries, without duplication, any obligation, contingent or otherwise, of any such Person pursuant to which such Person has directly or indirectly guaranteed any Debt or other obligation of any other Person and, without limiting the generality of the foregoing, any obligation, direct or indirect, contingent or otherwise, of any such Person (a) to purchase or pay (or advance or supply funds for the purchase or payment of) such Debt or other obligation (whether arising by virtue of partnership arrangements, by agreement to keep well, to purchase assets, goods, securities or services, to take-or-pay, or to maintain financial statement condition or otherwise) or (b) entered into for the purpose of assuring in any other manner the obligee of such Debt or other obligation of the payment thereof or to protect such obligee against loss in respect thereof (in whole or in part); provided, that the term Guaranty Obligation shall not include (i) endorsements for collection or deposit in the ordinary course of business or (ii) a contractual commitment by one Person to invest in another Person for so long as such investment is expected to constitute a permitted investment under Section 11.4.
     “Hazardous Materials” means any substances or materials (a) which are or become defined as hazardous wastes, hazardous substances, pollutants, contaminants, chemical substances or mixtures or toxic substances under any Environmental Law, (b) which are toxic, explosive, corrosive, flammable, infectious, radioactive, carcinogenic, mutagenic or otherwise harmful to human health or the environment and are or become regulated by any Governmental Authority, (c) the presence of which require investigation or remediation under any Environmental Law, (d) the discharge or emission or release of which requires a permit or license under any Applicable Law or other Governmental Approval, or (e) which contain, without limitation, asbestos, polychlorinated biphenyls, urea formaldehyde foam insulation, petroleum hydrocarbons, petroleum derived substances or waste, crude oil, nuclear fuel, natural gas or synthetic gas.
     “Hedging Agreement” means any agreement with respect to an interest rate or currency swap, collar, cap, floor or forward rate agreement or other agreement regarding the hedging of interest rate or currency risk exposure executed in connection with hedging the interest rate or currency exposure of any Credit Party, and any confirming letter executed pursuant to such hedging agreement, all as amended, restated or otherwise modified from time to time.

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     “Indenture” means the Indenture dated as of November 22, 2004 (as the same may be amended, supplemented or otherwise modified from time to time) among Jones Apparel Group, Jones Apparel Group Holdings, the Borrower, Nine West Footwear and Jones Retail, as issuers, and SunTrust Bank, as trustee.
     “Indenture Basket” means, at any time, the maximum amount of Obligations and Additional Secured Agreement Obligations permitted to be secured by the Credit Parties and their Subsidiaries pursuant to the Indenture without any requirement to equally and ratably secure any securities issued pursuant to the Indenture.
     “Interest Coverage Ratio” means, as of the last day of any fiscal quarter, EBITDAR for the period of four consecutive fiscal quarters ending on such date divided by the sum of (a) Interest Expense less the amortization of non-cash items included in “Interest Expense” (including, but not limited to, amortization of debt issuance costs) and (b) Rental Expense (exclusive of any amounts reflected in Interest Expense), both for the period of four consecutive fiscal quarters ending on such date; provided that there shall be excluded from the calculation of Interest Coverage Ratio for the period ended on July 5, 2008, EBITDAR (whether positive or negative) and any items of Interest Expense or Rental Expense attributable to any discontinued operations.
     “Interest Expense” means, for any period, total interest expense (including, without limitation, interest expense attributable to Capital Leases) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP less the interest expense of any Subsidiary (other than a wholly-owned Subsidiary of a Credit Party) in which any Person other than a Credit Party and its Subsidiaries has a joint interest or partnership interest or other ownership interest, but excluding from such deduction the pro-rata amount of such interest expense corresponding to the ownership interest of the Credit Parties and their Subsidiaries.
     “Interest Period” shall have the meaning assigned thereto in Section 5.1(b).
     “ISP 98” means the International Standby Practices (1998 Revision, effective January 1, 1999), International Chamber of Commerce Publication No. 590.
     “Issuing Lender” means Wachovia, Citibank, N.A., JPMorgan Chase Bank, N.A. and Bank of America, N.A., each in its capacity as issuer of any Letter of Credit, and any other Lender mutually acceptable and on terms satisfactory to the Borrower, the Administrative Agent and such Lender; and Issuing Lenders means all such Lenders.
     “Jones Apparel Group” means Jones Apparel Group, Inc., a Pennsylvania corporation.
     “Jones Apparel Group Holdings” means Jones Apparel Group Holdings, Inc., a Delaware corporation.
     “Jones Retail” means Jones Retail Corporation, a New Jersey corporation.
     “L/C Commitment” means Four Hundred Fifty Million Dollars ($450,000,000).
     “L/C Facility” means the letter of credit facility established pursuant to Article III hereof.

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          “L/C Fee” shall have the meaning assigned thereto in Section 3.3(a).
          “L/C Obligations” means at any time, an amount equal to the sum of (a) the aggregate undrawn and unexpired amount of the then outstanding Letters of Credit and (b) the aggregate amount of drawings under Letters of Credit which have not then been reimbursed pursuant to Section 3.5.
          “L/C Participants” means the collective reference to all the Lenders having a Revolving Credit Commitment other than the applicable Issuing Lender.
          “Lender” means each Person executing this Agreement as a Lender set forth on the signature pages hereto and each Person that hereafter becomes a party to this Agreement as a Lender pursuant to Section 14.10 other than any party hereto that ceases to be a party hereto pursuant to any Assignment and Acceptance.
          “Lending Office” means, with respect to any Lender, for Revolving Credit Loans, the office of such Lender maintaining such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans.
          “Letters of Credit” shall have the meaning assigned thereto in Section 3.1.
          “LIBOR” means the rate of interest per annum determined on the basis of the rate for deposits in Dollars or an Alternative Currency (other than euro) in minimum amounts of at least $5,000,000 or the approximate Dollar Amount thereof, in the case of an Alternative Currency, for a period equal to the applicable Interest Period which appears on the British Bankers’ Association Interest Settlement Rates (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in such currency in the London interbank market) at approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period (rounded upward, if necessary, to the nearest one hundredth of one percent (1/100%)). If, for any reason, such rate does not appear on British Bankers’ Association Interest Settlement Rates, then “LIBOR” shall be determined by the Administrative Agent to be the arithmetic average (rounded upward, if necessary, to the nearest one-hundredth of one percent (1/100%)) of the rate per annum at which deposits in Dollars or an Alternative Currency would be offered by the Reference Group in the London interbank market to the Administrative Agent as of approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period for a period equal to such Interest Period and in an amount substantially equal to the amount of the applicable Revolving Credit Loan.
          “LIBOR Rate” means a rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) determined by the Administrative Agent pursuant to the following formula:
                 
 
  LIBOR RATE   =   LIBOR    
 
         
 
1.00 – Eurodollar Reserve Percentage
   
          “LIBOR Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the LIBOR Rate as provided in Section 5.1(a).

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          “Lien” means, with respect to any asset, any mortgage, lien, pledge, charge, security interest or encumbrance of any kind in respect of such asset. For the purposes of this Agreement, a Person shall be deemed to own subject to a Lien any asset which it has acquired or holds subject to the interest of a vendor or lessor under any conditional sale agreement, Capital Lease or other title retention agreement relating to such asset.
          “Loan” means a Revolving Credit Loan.
          “Loan Documents” means, collectively, this Agreement, the Notes, the Collateral Documents, the Applications and each other document, instrument and agreement executed and delivered by any Credit Party, its Subsidiaries or their counsel in connection with this Agreement, all as may be amended, restated, supplemented or otherwise modified.
          “Material Adverse Effect” means, with respect to the Credit Parties or any of their Subsidiaries, a material adverse effect on the business, assets, operations or financial condition of the Credit Parties and their Subsidiaries taken as a whole or the ability of any such Person to perform its obligations under the Loan Documents, in each case to which it is a party.
          “Multiemployer Plan” means a “multiemployer plan” as defined in Section 4001(a)(3) of ERISA to which the Borrower or any ERISA Affiliate is making (or has made), or is accruing (or has accrued) an obligation to make, contributions either presently or within the preceding six years.
          “Net Income” means, with respect to the Credit Parties and their Subsidiaries for any period, the Consolidated net income (or loss) of the Credit Parties and their Subsidiaries for such period determined in accordance with GAAP; provided, that there shall be excluded from net income (or loss) of a Person (the “computing Person”), the income (or loss) of any Person (other than a Subsidiary of the computing Person) in which the computing Person has an ownership interest unless received by the computing Person in a cash distribution.
          “Net Worth” means, with respect to the Credit Parties and their Subsidiaries, as of any date, the total shareholders’ equity that would appear on a Consolidated balance sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP.
          “Nine West Footwear” means Nine West Footwear Corporation, a Delaware corporation.
          “Non-Funding Lender” shall have the meaning assigned thereto in Section 2.7.
          “Note” means a Revolving Credit Note.
          “Notice of Account Designation” shall have the meaning assigned thereto in Section 2.2(b).
          “Notice of Conversion/Continuation” shall have the meaning assigned thereto in Section 5.2.

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          “Notice of Prepayment” shall have the meaning assigned thereto in Section 2.3(c).
          “Notice of Revolving Credit Borrowing” shall have the meaning assigned thereto in Section 2.2(a).
          “Obligations” means, in each case, whether now in existence or hereafter arising: (a) the principal of and interest on (including interest that would accrue but for commencement of bankruptcy and whether or not allowed or allowable in the bankruptcy) the Loans, (b) the L/C Obligations, (c) all payment and other obligations owing by the Credit Parties to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement with any Lender or Affiliate of a Lender (which such Hedging Agreement is permitted hereunder), and (d) all other fees and commissions (including attorney’s fees), charges, indebtedness, loans, liabilities, financial accommodations, obligations, covenants and duties owing by the Credit Parties to the Lenders or the Administrative Agent, of every kind, nature and description, direct or indirect, absolute or contingent, due or to become due, contractual or tortious, liquidated or unliquidated, and whether or not evidenced by any note, in each case under or in respect of this Agreement, any Note, any Letter of Credit or any of the other Loan Documents.
          “Officer’s Compliance Certificate” shall have the meaning assigned thereto in Section 8.2.
          “Open Account Agreement” means an open account paying agency agreement between or among a Lender or any of its Affiliates and the Credit Parties and their Subsidiaries, as identified to the Administrative Agent as an “Open Account Agreement” for purposes of this Agreement by the Borrower from time to time, pursuant to which the Credit Parties and their Subsidiaries (the “Jones Parties”) have committed to pay such Lender or its Affiliates (i) the full face amount of any account receivable purchased by such Lender or its Affiliates from certain vendors of the Jones Parties, (ii) the amount of any overdrafts created by such Lender or its Affiliates to pay vendors other than those referred to in clause (i) above, and (iii) certain processing fees thereunder ((i), (ii) and (iii), collectively, the “OA Payment Obligations”).
          “Operating Lease” shall mean, as to any Person, as determined in accordance with GAAP, any lease of property (whether real, personal or mixed) by such Person as lessee which is not a Capital Lease.
          “Other Taxes” shall have the meaning assigned thereto in Section 5.12(b).
          “Outstanding Letters of Credit” means each letter of credit described on Schedule 1.1(b) and outstanding as of the Closing Date.
          “PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA or any successor agency.
          “Pension Plan” means any Employee Benefit Plan, other than a Multiemployer Plan, which is subject to the provisions of Title IV of ERISA or Section 412 of the Code.
          “Permitted Investment Policy” of the Credit Parties means the investment policy

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of the Credit Parties as in effect on the Amendment Date which has been approved by the Board of Directors of Jones Apparel Group, as amended, restated, supplemented or otherwise modified from time to time.
          “Permitted Lines of Business” shall have the meaning assigned thereto in Section 9.9.
          “Person” means an individual, corporation, limited liability company, partnership, association, trust, business trust, joint venture, joint stock company, pool, syndicate, sole proprietorship, unincorporated organization, Governmental Authority or any other form of entity or group thereof.
          “Pounds Sterling” means, unless otherwise qualified, pounds sterling in lawful currency of the United Kingdom.
          “Prime Rate” means, at any time, the rate of interest per annum publicly announced from time to time by Wachovia as its prime rate in effect at its principal office in Charlotte, North Carolina. Each change in the Prime Rate shall be effective as of the opening of business on the day such change in the Prime Rate occurs. The parties hereto acknowledge that the rate announced publicly by Wachovia as its Prime Rate is an index or base rate and shall not necessarily be its lowest or best rate charged to its customers or other banks.
          “Prior Credit Agreement” means the Three-Year Credit Agreement dated as of June 10, 2003 among Old Jones USA, the Borrower, the Additional Obligors (other than Jones Retail), the lenders parties thereto and Wachovia Bank, National Association (as successor in interest to First Union Bank), as administrative agent.
          “Prior Lenders” means, collectively, the lenders party to the Prior Credit Agreement.
          “Reference Group” shall mean the Lenders party to this Agreement on the Amendment Date.
          “Register” shall have the meaning assigned thereto in Section 2.4(a).
          “Reimbursement Obligation” means the obligation of the Borrower to reimburse each Issuing Lender pursuant to Section 3.5 for amounts drawn under Letters of Credit.
          “Rental Expense” means, for any period, total rental expense (net of sublease income) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP less the rental expense of any Subsidiary (other than a wholly-owned Subsidiary of a Credit Party) in which any Person other than a Credit Party and its Subsidiaries has a joint interest or partnership interest or other ownership interest, but excluding from such deduction the pro-rata amount of such rental expense corresponding to the ownership interest of the Credit Parties and their Subsidiaries.
          “Required Lenders” means, at any date, any combination of Lenders whose Revolving Credit Commitment Percentage equals at least fifty-one percent (51%) of the Revolving Credit Commitment or if the Revolving Credit Commitment has been

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terminated, any combination of Lenders who collectively hold at least fifty-one percent (51%) of the aggregate unpaid principal amount of the Extensions of Credit; provided that the Commitment of, and the portion of the Extensions of Credit held or deemed held by, any Lender that is in default in its obligation to fund Loans hereunder shall be excluded for purposes of making a determination of Required Lenders.
          “Responsible Officer” means any of the following: the chairman, president, chief executive officer, chief financial officer or treasurer or vice president and corporate controller of the Borrower or Jones Apparel Group or any other officer of the Borrower or Jones Apparel Group reasonably acceptable to the Administrative Agent.
          “Revolving Credit Commitment” means (a) as to any Lender, the obligation of such Lender to make Revolving Credit Loans to the Borrower and to participate in Letters of Credit hereunder in an aggregate principal amount at any time outstanding not to exceed the amount set forth opposite such Lender’s name on Schedule 1.1(a) hereto as such amount may be increased, reduced or modified at any time or from time to time pursuant to the terms hereof and (b) as to all Lenders, the aggregate Revolving Credit Commitment of all Lenders to make Revolving Credit Loans, as such amount may be reduced at any time or from time to time pursuant to the terms hereof. The Revolving Credit Commitment of all Lenders on the Amendment Date shall be Six Hundred Million Dollars ($600,000,000).
          “Revolving Credit Commitment Percentage” means, as to any Lender at any time, the ratio of (a) the amount of the Revolving Credit Commitment of such Lender to (b) the Revolving Credit Commitment of all of the Lenders.
          “Revolving Credit Facility” means the revolving credit facility established pursuant to Article II hereof.
          “Revolving Credit Loans” means any revolving loan made to the Borrower pursuant to Section 2.1, and all such revolving loans collectively as the context requires.
          “Revolving Credit Notes” means the collective reference to the Revolving Credit Notes made by the Borrower under this Agreement payable to the order of any such Lender requesting such note, substantially in the form of Exhibit A hereto, evidencing the obligation owed to such Lender under the Revolving Credit Facility, and any amendments and modifications thereto, any substitutes therefor, and any replacements, restatements, renewals or extension thereof, in whole or in part; “Revolving Credit Note” means any of such Revolving Credit Notes.
          “Revolving Credit Termination Date” means the earliest of the dates referred to in Section 2.6.
          “Secured Obligations” has the meaning specified in Section 2 of the Security Agreement and, to the extent not inconsistent with the Security Agreement, in Section 2 of the Canadian Security Agreement.
          “Secured Parties” means (a) the Administrative Agent, (b) each Lender and (c) each Affiliate of a Lender that is a party to an Additional Secured Agreement.
          “Security Agreement” means the Security Agreement, dated as of January 5,

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2009 among the Collateral Grantors, as grantors, in favor of the Administrative Agent for the benefit of the Secured Parties.
          “Significant Subsidiary” means each Subsidiary of the Jones Apparel Group that is a “significant subsidiary” as defined in Regulation S-X of the Securities Act of 1933.
          “SPC” shall have the meaning assigned thereto in Section 14.10(h).
          “Subordinated Debt” means the collective reference to Debt on Schedule 7.1(p) hereof designated as Subordinated Debt and any other Debt of the Credit Parties or any Subsidiary thereof subordinated in right and time of payment to the Obligations and otherwise permitted hereunder.
          “Subsidiary” means, with respect to any Person (the “parent”) at any date, any corporation, limited liability company, partnership, association or other entity the accounts of which would be Consolidated with those of the parent in the parent’s Consolidated financial statements if such financial statements were prepared in accordance with GAAP as of such date, as well as any other corporation, limited liability company, partnership, association or other entity (a) of which securities or other ownership interests representing more than fifty percent (50%) of the equity or more than fifty percent (50%) of the ordinary voting power or, in the case of a partnership, more than fifty percent (50%) of the general partnership interests are, as of such date, owned, controlled or held, or (b) that is, as of such date, otherwise controlled, by the parent or one or more subsidiaries of the parent. Unless otherwise qualified references to “Subsidiary” or “Subsidiaries” herein shall refer to those of the Borrower.
          “Syndication Agents” means JPMorgan Chase Bank, N.A. and Citibank, N.A., each in their capacity as syndication agent hereunder, and any successor thereto.
          “Taxes” shall have the meaning assigned thereto in Section 5.12(a).
          “Termination Event” means: (a) a “Reportable Event” described in Section 4043 of ERISA, or (b) the withdrawal of the Borrower or any ERISA Affiliate from a Pension Plan during a plan year in which it was a “substantial employer” as defined in Section 4001(a)(2) of ERISA, or (c) the termination of a Pension Plan, the filing of a notice of intent to terminate a Pension Plan or the treatment of a Pension Plan amendment as a termination under Section 4041 of ERISA, or (d) the institution of proceedings to terminate, or the appointment of a trustee with respect to, any Pension Plan by the PBGC, or (e) any other event or condition which would constitute grounds under Section 4042(a) of ERISA for the termination of, or the appointment of a trustee to administer, any Pension Plan, or (f) the partial or complete withdrawal of the Borrower or any ERISA Affiliate from a Multiemployer Plan, or (g) the imposition of a Lien pursuant to Section 412 of the Code or Section 302 of ERISA, or (h) any event or condition which results in the reorganization or insolvency of a Multiemployer Plan under Sections 4241 or 4245 of ERISA, or (i) any event or condition which results in the termination of a Multiemployer Plan under Section 4041A of ERISA or the institution by PBGC of proceedings to terminate a Multiemployer Plan under Section 4042 of ERISA.
          “Treaty on European Union” means the Treaty of Rome of March 25, 1957, as amended by the Single European Act 1986 and the Maastricht Treaty (signed February 7, 1992), as amended from time to time.

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          “UCC” means the Uniform Commercial Code as in effect in the State of New York, as amended, restated or otherwise modified from time to time.
          “Uniform Customs” means, with respect to Letters of Credit issued prior to the Amendment Date, the Uniform Customs and Practice for Documentary Credits (1994 Revision), International Chamber of Commerce Publication No. 500, and with respect to Letters of Credit issued on or after the Amendment Date, the Uniform Customs and Practice for Documentary Credits (2007 Revision), International Chamber of Commerce Publication No. 600.
          “United States” means the United States of America.
          “Wachovia” means Wachovia Bank, National Association, a national banking association, and its successors.
          “Wholly-Owned” means, with respect to a Subsidiary, that all of the shares of capital stock or other ownership interests of such Subsidiary (other than directors’ qualifying shares) are, directly or indirectly, owned or controlled by any Credit Party and/or one or more of its Wholly-Owned Subsidiaries.
SECTION 1.2. General. Unless otherwise specified, a reference in this Agreement to a particular section, subsection, Schedule or Exhibit is a reference to that section, subsection, Schedule or Exhibit of this Agreement. Wherever from the context it appears appropriate, each term stated in either the singular or plural shall include the singular and plural, and pronouns stated in the masculine, feminine or neuter gender shall include the masculine, feminine and neuter. Any reference herein to “Charlotte time” shall refer to the applicable time of day in Charlotte, North Carolina.
SECTION 1.3. Other Definitions and Provisions. (a) Use of Capitalized Terms. Unless otherwise defined therein, all capitalized terms defined in this Agreement shall have the defined meanings when used in this Agreement and the other Loan Documents or any certificate, report or other document made or delivered pursuant to this Agreement.
          (b) Miscellaneous. The words “hereof”, “herein” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement.
          (c) Any reference or usage of the word “amount” herein as it pertains to any Obligation denominated in an Alternative Currency shall be deemed to be a reference or usage of the term “Dollar Amount.
ARTICLE II REVOLVING CREDIT FACILITY
SECTION 2.1. Revolving Credit Loans. Subject to the terms and conditions of this Agreement, each Lender severally agrees to make Revolving Credit Loans in Dollars to the Borrower from time to time from the Closing Date through the Revolving Credit Termination Date as requested by the Borrower in accordance with the terms of Section 2.2; provided, that (a) the aggregate principal amount of all outstanding Revolving Credit Loans (after giving effect to any amount requested) shall not exceed the Borrowing Availability Limit in effect at such time and (b) the

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principal amount of outstanding Revolving Credit Loans from any Lender to the Borrower shall not at any time exceed such Lender’s Revolving Credit Commitment less such Lender’s participations in outstanding L/C Obligations. Each Revolving Credit Loan by a Lender shall be in a principal amount equal to such Lender’s Revolving Credit Commitment Percentage of the aggregate principal amount of Revolving Credit Loans requested on such occasion. Subject to the terms and conditions hereof, the Borrower may borrow, repay and reborrow Revolving Credit Loans hereunder until the Revolving Credit Termination Date.
SECTION 2.2. Procedure for Advances of Revolving Credit Loans. (a) Requests for Borrowing. The Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached hereto as Exhibit B (a “Notice of Revolving Credit Borrowing”) not later than 11:00 a.m. (Charlotte time) (i) on the same Business Day as each Base Rate Loan and (ii) at least three (3) Business Days before each LIBOR Rate Loan, of its intention to borrow, specifying (A) the date of such borrowing, which shall be a Business Day, (B) the amount of such borrowing, which shall be in an amount equal to the unused amount of the Revolving Credit Commitment, or if less, (x) with respect to Base Rate Loans in an aggregate principal amount of $1,000,000 or a whole multiple of $250,000 in excess thereof and (y) with respect to LIBOR Rate Loans in an aggregate principal amount of $5,000,000 or a whole multiple of $1,000,000 in excess thereof, (C) whether such Revolving Credit Loan is to be a LIBOR Rate Loan or Base Rate Loan, and (D) in the case of a LIBOR Rate Loan, the duration of the Interest Period applicable thereto. Notices received after 11:00 a.m. (Charlotte time) shall be deemed received on the next Business Day. The Administrative Agent shall promptly notify the Lenders of each Notice of Revolving Credit Borrowing.
          (b) Disbursement of Revolving Credit Loans. Not later than 2:00 p.m. (Charlotte time) on the proposed borrowing date, each Lender will make available to the Administrative Agent, for the account of the Borrower, at the office of the Administrative Agent in funds immediately available to the Administrative Agent, such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans to be made on such borrowing date. The Borrower hereby irrevocably authorizes the Administrative Agent to disburse the proceeds of each borrowing requested pursuant to this Section 2.2 in immediately available funds by crediting or wiring such proceeds to the deposit account of the Borrower identified in the most recent notice of account designation, substantially in the form of Exhibit C hereto (a “Notice of Account Designation”), delivered by the Borrower to the Administrative Agent or as may be otherwise agreed upon by the Borrower and the Administrative Agent from time to time. Subject to Section 5.7 hereof, the Administrative Agent shall not be obligated to disburse the portion of the proceeds of any Revolving Credit Loan requested pursuant to this Section 2.2 for which any Lender is responsible to the extent that such Lender has not made available to the Administrative Agent its Revolving Credit Commitment Percentage of such Revolving Credit Loan.
SECTION 2.3. Repayment of Revolving Credit Loans. (a) Repayment on Termination Date. The Borrower shall repay the outstanding principal amount of all Revolving Credit Loans in full on the Revolving Credit Termination Date, with all accrued but unpaid interest thereon.
          (b) Mandatory Repayment of Excess Extensions of Credit. (i) If at any time the outstanding principal amount of all Revolving Credit Loans plus the Dollar Amount of all outstanding L/C Obligations exceeds the Revolving Credit Commitment, the Borrower shall repay immediately upon notice from the Administrative Agent, by payment to the Administrative Agent for the account of the Lenders, Revolving Credit Loans and/or furnish cash collateral reasonably satisfactory to the Administrative Agent or repay the L/C Obligations in an amount equal to such excess. Such cash collateral shall be applied in accordance with Section 12.2(b).

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          (ii) Excess Alternative Currency Letters of Credit. If the Administrative Agent shall determine that the outstanding principal Dollar Amount of all outstanding Letters of Credit denominated in an Alternative Currency exceeds one hundred and five percent (105%) of the lesser of (A) the L/C Commitment less the sum of the outstanding principal amount of all L/C Obligations denominated in Dollars and (B) the Alternative Currency L/C Commitment, in each case as of the last Business Day of any calendar month during the term hereof, then not later than three (3) Business Days after notice of the amount of such excess from the Administrative Agent to the Borrower, the Borrower shall deposit an amount in Dollars equal to such excess with the Administrative Agent to be held as cash collateral in accordance with Section 12.2(b).
          (c) Optional Repayments. The Borrower may at any time and from time to time repay the Revolving Credit Loans, in whole or in part, upon at least three (3) Business Days’ irrevocable notice to the Administrative Agent with respect to LIBOR Rate Loans and one (1) Business Day’s irrevocable notice with respect to Base Rate Loans, in the form attached hereto as Exhibit D (a “Notice of Prepayment”) specifying the date and amount of repayment and whether the repayment is of LIBOR Rate Loans, Base Rate Loans, or a combination thereof, and, if of a combination thereof, the amount allocable to each. Upon receipt of such notice, the Administrative Agent shall promptly notify each Lender. If any such notice is given, the amount specified in such notice shall be due and payable on the date set forth in such notice. Partial repayments shall be in an aggregate amount of $1,000,000 or a whole multiple of $250,000 in excess thereof with respect to Base Rate Loans and $5,000,000 or a whole multiple of $1,000,000 in excess thereof with respect to LIBOR Rate Loans.
          (d)Limitation on Repayment of LIBOR Rate Loans. The Borrower may not repay any LIBOR Rate Loan on any day other than on the last day of the Interest Period applicable thereto unless such repayment is accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.4. Evidence of Debt. (a) The Administrative Agent shall maintain a register and a subaccount therein for each Lender (the “Register”), in which shall be recorded (i) the amount of each Revolving Credit Loan made hereunder, including each Revolving Credit Loan evidenced by a Revolving Credit Note, and each Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from the Borrower to each Lender hereunder and (iii) both the amount of any sum received by the Administrative Agent hereunder from the Borrower and each Lender’s share thereof.
          (b) The entries made in the Register and the accounts of each Lender maintained pursuant to Section 2.4(a) shall, to the extent permitted by applicable law, be prima facie evidence of the existence and amounts of the obligations of the Borrowers therein recorded, absent manifest error; provided, however, that the failure of the Administrative Agent to maintain the Register or any such account, or any error therein, shall not in any manner affect the obligation of the Borrower to repay (with applicable interest) the Revolving Credit Loans made to the Borrower in accordance with the terms of this Agreement.
          (c) The Borrower hereby agrees that, upon the request to the Administrative Agent by any Lender, the Borrower will execute and deliver to such Lender a Revolving Credit Note of such Borrower evidencing the Revolving Credit Loans of such Lender, substantially in the form of Exhibit A.
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment. (a) Voluntary Reduction. The Borrower shall have the right at any time and from time to time, upon at least

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five (5) Business Days’ prior written notice to the Administrative Agent, to permanently reduce, without premium or penalty, (i) the entire Revolving Credit Commitment at any time or (ii) portions of the Revolving Credit Commitment, from time to time, in an aggregate principal amount not less than $5,000,000 or any whole multiple of $1,000,000 in excess thereof.
          (b) Each permanent reduction of the Revolving Credit Commitment made pursuant to this Section 2.5 shall be accompanied, if necessary, by a payment of principal sufficient to reduce the aggregate outstanding Revolving Credit Loans and L/C Obligations, as applicable, after such reduction to the Revolving Credit Commitment as so reduced and if the Revolving Credit Commitment as so reduced is less than the aggregate amount of all outstanding Letters of Credit, the Borrower shall be required to deposit in a cash collateral account opened by the Administrative Agent an amount equal to the amount by which the aggregate then undrawn and unexpired amount of such Letters of Credit exceeds the Revolving Credit Commitment as so reduced. Any reduction of the Revolving Credit Commitment to zero (including upon termination of the Revolving Credit Facility on the Revolving Credit Termination Date) shall be accompanied by payment of all outstanding Revolving Credit Loans (and furnishing of cash collateral satisfactory to the Administrative Agent for all L/C Obligations) and shall result in the termination of the Revolving Credit Commitment and the Revolving Credit Facility. Such cash collateral shall be applied in accordance with Section 12.2(b). If the reduction of the Revolving Credit Commitment requires the repayment of any LIBOR Rate Loan, such repayment shall be accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
          (c) Non-Ratable Reduction. The Borrower shall have the right, at any time, upon at least ten Business Days’ notice to a Defaulting Lender (with a copy to the Administrative Agent), to terminate in whole such Lender’s Commitments. Such termination shall be effective, (x) with respect to such Lender’s unused Commitment, on the date set forth in such notice, provided, however, that such date shall be no earlier than ten Business Days after receipt of such notice and (y) with respect to each Loan outstanding to such Lender, in the case of Base Rate Loans, on the date set forth in such notice and, in the case of LIBOR Rate, on the last day of the then current Interest Period relating to such Loan. Upon termination of a Lender’s Commitments under this Section 2.5(c), the Borrower will pay or cause to be paid all principal of, and interest accrued to the date of such payment on, Loans owing to such Lender and pay any accrued Commitment Fees or L/C Fees payable to such Lender pursuant to the provisions of Sections 5.3(a) or 3.3(a), and all other amounts payable to such Lender hereunder (including, but not limited to, any increased costs or other amounts owing under Sections 5.9(c) or 5.11 and any indemnification for Taxes under Section 5.12); and, if such Lender is an Issuing Lender, the Borrower shall pay to the Administrative Agent for deposit in a cash collateral account as described in Section 12.2(b) an amount equal to the undrawn and unexpired amount of all Letters of Credit issued by such Issuing Lender, and upon such payments, the obligations of such Lender hereunder shall, by the provisions hereof, be released and discharged; provided, however, that such Lender’s rights under Sections 5.9(c), 5.11, 5.12 and 14.2, and, in the case of an Issuing Bank, Sections 3.3(b) and 12.2(b), and its obligations under Section 13.7 shall survive such release and discharge as to matters occurring prior to such date. The aggregate amount of the Commitments of the Lenders once reduced pursuant to this Section 2.5(c) may not be reinstated.
SECTION 2.6. Termination of Revolving Credit Facility. The Revolving Credit Facility shall terminate on the earliest of (a) May 16, 2010, (b) the date of termination of the entire Revolving Credit Commitment by the Borrower pursuant to Section 2.5(a), and (c) the date of termination by the Administrative Agent on behalf of the Lenders pursuant to Section 12.2(a).
SECTION 2.7. Non-Funding Lenders. Anything contained herein to the contrary

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notwithstanding, if any Lender defaults (a “Non-Funding Lender”) in its obligation to fund (a “Funding Default”) any advances on Revolving Credit Loans (in each case, a “Defaulted Advance”), then (a) to the extent permitted by applicable law, until such time as the Default Excess with respect to such Non-Funding Lender shall have been reduced to zero, any prepayment of the Revolving Credit Loans pursuant to Section 2.3 shall, if the Borrower so directs at the time of making such prepayment, be applied to the Revolving Credit Loans of other Lenders as if such Non-Funding Lender had no Revolving Credit Loans outstanding; (b) such Non-Funding Lender’s Revolving Credit Commitment and outstanding Revolving Credit Loans shall be excluded for purposes of calculating the commitment fee payable to Lenders pursuant to Section 5.3 in respect of any day during any Default Period with respect to such Non-Funding Lender, and such Non-Funding Lender shall not be entitled to receive any commitment fee pursuant to Section 5.3 for any Default Period with respect to such Non-Funding Lender; and (c) the aggregate amount of the Revolving Credit Loans as at any date of determination shall be calculated as if such Non-Funding Lender had funded all Defaulted Loans of such Non-Funding Lender. No Revolving Credit Commitment of any Lender shall be increased or otherwise affected, and, except as otherwise expressly provided in this Section 2.7, performance by the Borrower of its obligations hereunder shall not be excused or otherwise modified as a result of any Funding Default or the operation of this Section 2.7. The rights and remedies against a Non-Funding Lender under this Section 2.7 are in addition to other rights and remedies that the Borrower, the Administrative Agent, and Issuing Lender or any other Lender may have against such Non-Funding Lender with respect to any Funding Default.
ARTICLE III LETTER OF CREDIT FACILITY
SECTION 3.1. L/C Commitment. Subject to the terms and conditions hereof, each Issuing Lender, in reliance on the agreements of the other Lenders set forth in Section 3.4(a), agrees to issue trade and standby letters of credit (“Letters of Credit”) for the account of the Borrower and its specified Subsidiaries on any Business Day from the Closing Date to but not including the Revolving Credit Termination Date in such form as may be approved from time to time by such Issuing Lender; provided, however, that no Issuing Lender shall have any obligation to issue any Letter of Credit if, after giving effect to such issuance, (a) the L/C Obligations would exceed the L/C Commitment or (b) the L/C Obligations on account of Letters of Credit denominated in an Alternative Currency would exceed the Alternative Currency L/C Commitment, (c) the aggregate principal amount of outstanding Revolving Credit Loans, plus the aggregate principal amount of L/C Obligations would exceed the Revolving Credit Commitment or (d) the L/C Obligations in respect of trade Letters of Credit would exceed $400,000,000 or the L/C Obligations in respect of standby Letters of Credit would exceed $50,000,000. Each Letter of Credit shall (i) be denominated in (A) Dollars, if such Letter of Credit is a standby Letter of Credit, or (B) Dollars or an Alternative Currency, if such Letter of Credit is a trade Letter of Credit, (ii) be a trade or standby letter of credit issued to support obligations of the Borrower or any of its Subsidiaries, contingent or otherwise, incurred in the ordinary course of business, (iii) expire on a date no later than ten Business Days prior to the Revolving Credit Termination Date, and (iv) be subject to the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the applicable Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York. No Issuing Lender shall at any time be obligated to issue any Letter of Credit hereunder if (x) such issuance would conflict with, or cause such Issuing Lender or any L/C Participant to exceed any limits imposed by, any Applicable Law or (y) any Lender has defaulted in its obligation to fund Loans hereunder or is at such time a Defaulting Lender, unless the applicable Issuing Lender has entered into arrangements satisfactory to such Issuing Lender with the Borrower or such Lender, including the provision of sufficient cash collateral or other credit support acceptable to such Issuing Lender, to eliminate such Issuing Lender’s actual or potential

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Disproportionate Facility Risk (as defined below) with respect to such Lender as to either the Letter of Credit then proposed to be issued or such Letter of Credit and all other L/C Obligations as to which such Issuing Lender has such actual or potential Disproportionate Facility Risk, as it may elect in its sole and absolute discretion. “Disproportionate Facility Risk” means, as of any date of determination, with respect to the Issuing Lender and any Defaulting Lender or Lender has defaulted in its obligation to fund Loans hereunder, the sum of (A) all unfunded participations in L/C Obligations at such date and (B) without duplication, all unfunded Base Rate Loans at such date that have been requested but not funded under Section 3.5(c) to refinance L/C Obligations, in each case allocable to such Defaulting Lender or Lender has defaulted in its obligation to fund Loans hereunder, other than L/C Obligations as to which cash collateral or other credit support satisfactory to the Administrative Agent and the Issuing Lender has been provided. References herein to “issue” and derivations thereof with respect to Letters of Credit shall also include extensions or modifications of any existing Letters of Credit, unless the context otherwise requires. Each Outstanding Letter of Credit shall be deemed to have been issued under this Agreement.
SECTION 3.2. Procedure for Issuance of Letters of Credit. The Borrower may from time to time request that any Issuing Lender issue a Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) by delivering to such Issuing Lender at any Issuing Lender’s office at any address mutually acceptable to the Borrower and such Issuing Lender an Application therefor, including, if applicable, the office of such Issuing Lender’s Correspondent, completed to the satisfaction of such Issuing Lender, and such other certificates, documents and other papers and information as such Issuing Lender may reasonably request. Upon receipt of any Application, such Issuing Lender shall process such Application and the certificates, documents and other papers and information delivered to it in connection therewith in accordance with its customary procedures and shall, subject to Section 3.1 and Article VI hereof, promptly issue the Letter of Credit (or amend, extend or renew the outstanding Letter of Credit) requested thereby (but in no event shall any Issuing Lender be required to issue any Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) earlier than three (3) Business Days after its receipt of the Application therefor and all such other certificates, documents and other papers and information relating thereto) by issuing the original of such Letter of Credit to the beneficiary thereof or as otherwise may be agreed by such Issuing Lender and the Borrower. Within fifteen (15) Business Days after the end of each month, the Administrative Agent shall report to each Lender the average daily outstandings for each day in such month for all Letters of Credit during the previous month.
SECTION 3.3. Fees and Other Charges. (a) The Borrower shall pay to the Administrative Agent, for the account of each Issuing Lender and the L/C Participants, a letter of credit fee (the “L/C Fee”) (i) with respect to each trade Letter of Credit, in an amount equal to the Applicable Margin for trade Letters of Credit times the average daily undrawn amount of such issued Letter of Credit as reported by the Administrative Agent pursuant to Section 3.2 and (ii) with respect to each standby Letter of Credit, in an amount equal to the Applicable Margin for standby Letters of Credit times the face amount of such Letter of Credit. Such fee shall be payable quarterly in arrears (x) for trade Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date and (y) for standby Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date.
          (b) In addition to the foregoing commission, the Borrower shall pay the Issuing Lenders an issuance fee of one tenth percent (1/10%) per annum on the face amount of each standby Letter of Credit, payable quarterly in arrears within fifteen (15) Business Days after the

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end of each calendar quarter of each calendar quarter and on the Revolving Credit Termination Date.
          (c) The Administrative Agent shall, promptly following its receipt thereof, distribute to each Issuing Lender and the L/C Participants all fees received by the Administrative Agent in accordance with their respective Revolving Credit Commitment Percentages.
SECTION 3.4. L/C Participations. (a) Each Issuing Lender irrevocably agrees to grant and hereby grants to each L/C Participant, and, to induce such Issuing Lender to issue Letters of Credit hereunder, each L/C Participant irrevocably agrees to accept and purchase and hereby accepts and purchases from such Issuing Lender, on the terms and conditions hereinafter stated, for such L/C Participant’s own account and risk an undivided interest equal to such L/C Participant’s Revolving Credit Commitment Percentage in such Issuing Lender’s obligations and rights under each Letter of Credit issued hereunder and the amount of each draft paid by such Issuing Lender thereunder. Each L/C Participant unconditionally and irrevocably agrees with each Issuing Lender that, if a draft is paid under any Letter of Credit for which such Issuing Lender is not reimbursed in full by the Borrower in accordance with the terms of this Agreement, such L/C Participant shall pay to such Issuing Lender upon demand at such Issuing Lender’s address for notices specified herein an amount in Dollars equal to such L/C Participant’s Revolving Credit Commitment Percentage of the Dollar Amount of such draft, or any part thereof, which is not so reimbursed.
          (b) Upon becoming aware of any amount required to be paid by any L/C Participant to any Issuing Lender pursuant to Section 3.4(a) in respect of any unreimbursed portion of any payment made by such Issuing Lender under any Letter of Credit, the Administrative Agent shall notify each L/C Participant of the amount and due date of such required payment and such L/C Participant shall pay to such Issuing Lender the amount specified on the applicable due date. If any such amount is paid to such Issuing Lender after the date such payment is due, such L/C Participant shall pay to such Issuing Lender on demand, in addition to such amount, the product of (i) such amount, times (ii) the daily average Federal Funds Rate as determined by the Administrative Agent during the period from and including the date such payment is due to the date on which such payment is immediately available to such Issuing Lender, times (iii) a fraction the numerator of which is the number of days that elapse during such period and the denominator of which is 360. A certificate of any Issuing Lender with respect to any amounts owing under this Section 3.4(b) shall be conclusive in the absence of manifest error. With respect to payment to any Issuing Lender of the unreimbursed amounts described in this Section 3.4(b), if the L/C Participants receive notice that any such payment is due (A) prior to 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due that Business Day, and (B) after 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due on the following Business Day.
          (c) Whenever, at any time after any Issuing Lender has made payment under any Letter of Credit and has received from any L/C Participant its Revolving Credit Commitment Percentage of such payment in accordance with this Section 3.4, such Issuing Lender receives any payment related to such Letter of Credit (whether directly from the Borrower or otherwise, or any payment of interest on account thereof), such Issuing Lender will distribute to such L/C Participant its pro rata share thereof in accordance with such L/C Participant’s Revolving Credit Commitment Percentage; provided, that in the event that any such payment received by such Issuing Lender shall be required to be returned by such Issuing Lender, such L/C Participant shall return to such Issuing Lender the portion thereof previously distributed by such Issuing Lender to it.

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SECTION 3.5. Reimbursement. (a) Reimbursement by the Borrower. The Borrower agrees to reimburse each Issuing Lender on each date the Administrative Agent notifies the Borrower of the date and amount of a draft paid under any Letter of Credit for the amount of (i) such draft so paid and (ii) any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender in connection with such payment (other than those payable pursuant to Section 3.5(b) below). Each such payment shall be made to any Issuing Lender at its address for notices specified herein (i) in Dollars if such Letter of Credit was denominated in Dollars or (ii) in Dollars or the applicable Alternative Currency, at the option of the Borrower, if such Letter of Credit was denominated in an Alternative Currency, and in each case, in immediately available funds. Interest shall be payable on any and all amounts remaining unpaid by the Borrower under this Article III from the day immediately following the date such amounts become payable (whether at stated maturity, by acceleration or otherwise) until payment in full at the rate which would be payable on any outstanding Base Rate Loans which were then overdue.
          (b) Exchange Indemnification and Increased Costs. The Borrower shall, upon demand from any Issuing Lender or L/C Participant, pay to such Issuing Lender or L/C Participant, the amount of (i) any loss or cost or increased cost incurred by such Issuing Lender or L/C Participant, (ii) any reduction in any amount payable to or in the effective return on the capital to such Issuing Lender or L/C Participant, (iii) any currency exchange loss, in each case with respect to clauses (i), (ii) and (iii), that such Issuing Lender or L/C Participant sustains as a result of the Borrower’s repayment in Dollars of any Letter of Credit denominated in an Alternative Currency or (iv) any interest or any other return, including principal, foregone by such Issuing Lender as a result of the introduction of, change over to or operation of the euro in any member state participating in the euro. A certificate of such Issuing Lender setting forth in reasonable detail the basis for determining such additional amount or amounts necessary to compensate such Issuing Lender shall be conclusively presumed to be correct save for manifest error.
          (c) Reimbursement by the Lenders. If the Borrower fails to timely reimburse such Issuing Lender on the date the Borrower receives the notice referred to in this Section 3.5, the Borrower shall be deemed to have timely given a Notice of Revolving Credit Borrowing pursuant to Section 2.2 hereunder to the Administrative Agent requesting the Lenders to make a Base Rate Loan on such date in an amount in Dollars equal to the Dollar Amount (as of the date of funding of such Base Rate Loan by each Lender) of such draft paid, together with any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender and to be reimbursed pursuant to this Section 3.5 and, regardless of whether or not the conditions precedent specified in Article VI have been satisfied, the Lenders shall make Base Rate Loans in such amount, the proceeds of which shall be applied to reimburse such Issuing Lender for the amount of the related drawing and costs and expenses. Notwithstanding the foregoing, nothing in this Section 3.5 shall obligate the Lenders to make such Base Rate Loans if the making of such Base Rate Loans would violate the automatic stay under federal bankruptcy laws.
SECTION 3.6. Obligations Absolute. The Borrower’s obligations under this Article III (including without limitation the Reimbursement Obligation) shall be absolute and unconditional under any and all circumstances and irrespective of any set-off, counterclaim or defense to payment which the Borrower may have or have had against any Issuing Lender or any beneficiary of a Letter of Credit. The Borrower also agrees with each Issuing Lender that no Issuing Lender shall be responsible for, and the Borrower’s Reimbursement Obligation under Section 3.5 shall not be affected by, among other things, the validity or genuineness of documents or of any endorsements thereon, even though such documents shall in fact prove to be invalid, fraudulent or forged, or any dispute between or among the Borrower and any beneficiary of any Letter of

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Credit or any other party to which such Letter of Credit may be transferred or any claims whatsoever of the Borrower against any beneficiary of such Letter of Credit or any such transferee. No Issuing Lender shall be liable for any error, omission, interruption or delay in transmission, dispatch or delivery of any message or advice, however transmitted, in connection with any Letter of Credit, except for errors or omissions caused by such Issuing Lender’s gross negligence or willful misconduct. The Borrower agrees that any action taken or omitted by any Issuing Lender under or in connection with any Letter of Credit or the related drafts or documents, if done in the absence of gross negligence or willful misconduct and in accordance with the standards of care specified in the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York, shall be binding on the Borrower and shall not result in any liability of any Issuing Lender to the Borrower. The responsibility of each Issuing Lender to the Borrower in connection with any draft presented for payment under any Letter of Credit shall, in addition to any payment obligation expressly provided for in such Letter of Credit, be limited to determining that the documents (including each draft) delivered under such Letter of Credit in connection with such presentment are in conformity with such Letter of Credit.
SECTION 3.7 Effect of Application. To the extent that any provision of any Application related to any Letter of Credit is inconsistent with the provisions of this Article III, the provisions of this Article III shall apply.
ARTICLE IV [RESERVED]
ARTICLE V GENERAL LOAN PROVISIONS
SECTION 5.1. Interest. (a) Interest Rate Options. Subject to the provisions of this Section 5.1, at the election of the Borrower, the aggregate principal balance of any Revolving Credit Loans shall bear interest at (i) the Base Rate plus the Applicable Margin or (ii) the LIBOR Rate plus the Applicable Margin; provided that LIBOR Rate Loans shall not be available until three (3) Business Days after the Closing Date unless the Borrower executes and delivers an indemnity in favor of the Administrative Agent and the Lenders in form and substance satisfactory to them. The Borrower shall select the rate of interest and Interest Period, if any, applicable to any Revolving Credit Loan at the time a Notice of Revolving Credit Borrowing is given pursuant to Section 2.2 or at the time a Notice of Conversion/Continuation is given pursuant to Section 5.2. Each Revolving Credit Loan or portion thereof bearing interest based on the Base Rate shall be a “Base Rate Loan”, and each Revolving Credit Loan or portion thereof bearing interest based on the LIBOR Rate shall be a “LIBOR Rate Loan.” Any Revolving Credit Loan or any portion thereof as to which the Borrower has not duly specified an interest rate as provided herein shall be deemed a Base Rate Loan.
                   (b) Interest Periods. In connection with each LIBOR Rate Loan, the Borrower, by giving notice at the times described in Section 5.1(a), shall elect an interest period (each, an “Interest Period”) to be applicable to such Loan, which Interest Period shall be a period of one (1), two (2), three (3), or six (6) months (or nine (9) or twelve (12) months or any other period if available from all Lenders) with respect to each LIBOR Rate; provided that:
          (i) the Interest Period shall commence on the date of advance of or conversion to any LIBOR Rate Loan and, in the case of immediately successive Interest Periods, each successive Interest Period shall commence on the date on which the next preceding Interest Period expires;

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     (ii) if any Interest Period would otherwise expire on a day that is not a Business Day, such Interest Period shall expire on the next succeeding Business Day; provided, that if any Interest Period would otherwise expire on a day that is not a Business Day but is a day of the month after which no further Business Day occurs in such month, such Interest Period shall expire on the next preceding Business Day;
     (iii) any Interest Period that begins on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the calendar month at the end of such Interest Period) shall end on the last Business Day of the relevant calendar month at the end of such Interest Period;
     (iv) no Interest Period shall extend beyond the Revolving Credit Termination Date; and
     (v) there shall be no more than six (6) Interest Periods for Revolving Credit Loans in effect at any time.
          (c) Default Rate. Subject to Section 12.3, at the discretion of the Administrative Agent and Required Lenders, upon the occurrence and during the continuance of an Event of Default, (i) the Borrower shall no longer have the option to request LIBOR Rate Loans, (ii) all outstanding LIBOR Rate Loans shall bear interest at a rate per annum two percent (2%) in excess of the rate then applicable to LIBOR Rate Loans, as applicable, until the end of the applicable Interest Period and thereafter at a rate equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans, and (iii) all outstanding Base Rate Loans shall bear interest at a rate per annum equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans. Interest shall continue to accrue on the amount of Revolving Credit Loans outstanding after the filing by or against the Borrower of any petition seeking any relief in bankruptcy or under any act or law pertaining to insolvency or debtor relief, whether state, federal or foreign.
          (d) Interest Payment and Computation. Interest on each Base Rate Loan shall be payable in arrears on the last Business Day of each calendar quarter commencing June 30, 2005; and interest on each LIBOR Rate Loan shall be payable on the last day of each Interest Period applicable thereto, and if such Interest Period exceeds three (3) months, at the end of each three (3) month interval during such Interest Period. Interest on LIBOR Rate Loans and all fees payable hereunder shall be computed on the basis of a 360-day year and assessed for the actual number of days elapsed and interest on Base Rate Loans shall be computed on the basis of a 365/66-day year and assessed for the actual number of days elapsed.
          (e) Maximum Rate. In no contingency or event whatsoever shall the aggregate of all amounts deemed interest hereunder or under any of the Loan Documents charged or collected pursuant to the terms of this Agreement or pursuant to any other Loan Document exceed the highest rate permissible under any Applicable Law which a court of competent jurisdiction shall, in a final determination, deem applicable hereto. In the event that such a court determines that the Lenders have charged or received interest hereunder in excess of the highest applicable rate, the rate in effect hereunder shall automatically be reduced to the maximum rate permitted by Applicable Law and the Lenders shall at the Administrative Agent’s option (i) promptly refund to the Borrower any interest received by Lenders in excess of the maximum lawful rate or (ii) shall apply such excess to the principal balance of the Obligations. It is the intent hereof that the Borrower not pay or contract to pay, and that neither the Administrative Agent nor any Lender receive or contract to receive, directly or indirectly in any manner whatsoever, interest in excess of that which may be paid by the Borrower under Applicable Law.

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SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans. Provided that no Event of Default has occurred and is then continuing, the Borrower shall have the option (a) to convert all or any portion of its outstanding Base Rate Loans in a principal amount equal to $5,000,000 or any whole multiple of $1,000,000 in excess thereof into one or more LIBOR Rate Loans and (b), (i) to convert all or any part of its outstanding LIBOR Rate Loans in a principal amount equal to $1,000,000 or a whole multiple of $250,000 in excess thereof into Base Rate Loans or (ii) to continue such LIBOR Rate Loans as LIBOR Rate Loans for an additional Interest Period; provided that if any conversion or continuation is made prior to the expiration of any Interest Period, the Borrower shall pay any amount required to be paid pursuant to Section 5.10 hereof. Whenever the Borrower desires to convert or continue Revolving Credit Loans as provided above, the Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached as Exhibit E (a “Notice of Conversion/Continuation”) not later than 11:00 a.m. (Charlotte time) three (3) Business Days before the day on which a proposed conversion or continuation of such Revolving Credit Loan is to be effective (except in the case of a conversion of a LIBOR Rate Loan to a Base Rate Loan in which case same day notice by the Borrower shall be sufficient) specifying (A) the Revolving Credit Loans to be converted or continued, and, in the case of any LIBOR Rate Loan to be converted or continued, the last day of the Interest Period therefor, (B) the effective date of such conversion or continuation (which shall be a Business Day), (C) the principal amount of such Revolving Credit Loans to be converted or continued, and (D) the Interest Period to be applicable to such converted or continued LIBOR Rate Loan. The Administrative Agent shall promptly notify the Lenders of such Notice of Conversion/Continuation.
SECTION 5.3. Fees. (a) Commitment Fees. The Borrower shall pay to the Administrative Agent, for the account of the Lenders, a non-refundable commitment fee (the “Commitment Fee”) at a rate per annum equal to the Applicable Margin on the unused amount of the Revolving Credit Commitment. The Commitment Fee shall be payable in arrears on the last Business Day of each calendar quarter for the period commencing on the Amendment Date and ending on the Revolving Credit Termination Date. The Commitment Fee shall be distributed by the Administrative Agent to the Lenders pro rata in accordance with the Lenders’ respective Revolving Credit Commitment Percentages.
          (b) Administrative Agent’s and Other Fees. In order to compensate the Administrative Agent for its obligations hereunder, the Borrower agrees to pay to the Administrative Agent, for its account, the fees set forth in the separate fee letter agreement executed by the Borrower and the Administrative Agent dated April 26, 2005.
SECTION 5.4. Manner of Payment. Each payment by the Borrower on account of the principal of or interest on the Revolving Credit Loans or of any fee, commission or other amounts (including the Reimbursement Obligation) payable to the Lenders under this Agreement or any other Loan Document shall be made not later than 1:00 p.m. (Charlotte time) on the date specified for payment under this Agreement to the Administrative Agent at the Administrative Agent’s Office for the account of the Lenders (other than as set forth below) pro rata in accordance with their respective Revolving Credit Commitment Percentages (except as specified below), in Dollars, in immediately available funds and shall be made without any set-off, counterclaim or deduction whatsoever. Any payment received after such time but before 2:00 p.m. (Charlotte time) on such day shall be deemed a payment on such date for the purposes of Section 12.1, but for all other purposes shall be deemed to have been made on the next succeeding Business Day. Any payment received after 2:00 p.m. (Charlotte time) shall be deemed to have been made on the next succeeding Business Day for all purposes. Upon receipt by the Administrative Agent of each such payment, the Administrative Agent shall distribute to each Lender at its address for

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notices set forth herein its pro rata share of such payment in accordance with such Lender’s Revolving Credit Commitment Percentage (except as specified below), and shall wire advice of the amount of such credit to each Lender. Each payment to the Administrative Agent of the L/C Participants’ commissions shall be made in like manner, but for the account of the L/C Participants. Each payment to the Administrative Agent of Administrative Agent’s fees or expenses shall be made for the account of the Administrative Agent and any amount payable to any Lender under Article IV or Section 5.9, 5.10, 5.11, 5.12 or 14.2 shall be paid to the Administrative Agent for the account of the applicable Lender. Subject to Section 5.1(b)(ii), if any payment under this Agreement or any other Loan Document shall be specified to be made upon a day which is not a Business Day, it shall be made on the next succeeding day which is a Business Day and such extension of time shall in such case be included in computing any interest if payable along with such payment.
SECTION 5.5. Crediting of Payments and Proceeds. In the event that the Borrower shall fail to pay any of the Obligations when due and the Obligations have been accelerated pursuant to Section 12.2, all payments received by the Lenders upon the Obligations and all net proceeds from the enforcement of the Obligations shall be applied first to all expenses then due and payable by the Borrower hereunder, then to all indemnity obligations then due and payable by the Borrower hereunder, then to all Administrative Agent’s fees then due and payable, then to all commitment and other fees and commissions then due and payable, then to accrued and unpaid interest hereunder or under any other Loan Document, and Reimbursement Obligation (pro rata in accordance with all such amounts due), then to the principal amount hereunder or under any other Loan Document, Reimbursement Obligation and any termination payments due in respect of a Hedging Agreement with any Lender or Affiliate of a Lender (which Hedging Agreement is permitted hereunder) (pro rata in accordance with all such amounts due) and then to the cash collateral account described in Section 12.2(b) hereof to the extent of any L/C Obligations then outstanding, in that order.
SECTION 5.6. Adjustments. If any Lender (a “Benefited Lender”) shall at any time receive any payment of all or part of the Obligations owing to it, or interest thereon, or if any Lender shall at any time receive any Collateral or other collateral in respect to the Obligations owing to it (whether voluntarily or involuntarily, by set-off or otherwise) in a greater proportion than any such payment to and Collateral and other collateral received by any other Lender, if any, in respect of the Obligations owing to such other Lender, or interest thereon, such Benefited Lender shall purchase for cash from the other Lenders such portion of each such other Lender’s Extensions of Credit Obligations, or shall provide such other Lenders with the benefits of any such collateral, or the proceeds thereof, as shall be necessary to cause such Benefited Lender to share the excess payment or benefits of such collateral or proceeds ratably with each of the Lenders; provided, that if all or any portion of such excess payment or benefits is thereafter recovered from such Benefited Lender, such purchase shall be rescinded, and the purchase price and benefits returned to the extent of such recovery, but without interest. The Borrower agrees that each Lender so purchasing a portion of another Lender’s Extensions of Credit may exercise all rights of payment (including, without limitation, rights of set-off) with respect to such portion as fully as if such Lender were the direct holder of such portion.
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent. The obligations of the Lenders under this Agreement to make the Revolving Credit Loans and issue or participate in Letters of Credit are several and are not joint or joint and several. Unless the Administrative Agent shall have received notice from a Lender prior to a proposed borrowing date that such Lender will not make available to the Administrative Agent such Lender’s ratable portion of the amount to be borrowed on such date (which notice

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shall not release such Lender of its obligations hereunder), the Administrative Agent may assume that such Lender has made such portion available to the Administrative Agent on the proposed borrowing date in accordance with Sections 2.2(b), and the Administrative Agent may, in reliance upon such assumption, make available to the Borrower on such date a corresponding amount. If such amount is made available to the Administrative Agent on a date after such borrowing date, such Lender shall pay to the Administrative Agent on demand an amount, until paid, equal to the product of (a) the amount not made available by such Lender in accordance with the terms hereof, times (b) the daily average Federal Funds Rate during such period as determined by the Administrative Agent, times (c) a fraction the numerator of which is the number of days that elapse from and including such borrowing date to the date on which such amount not made available by such Lender in accordance with the terms hereof shall have become immediately available to the Administrative Agent and the denominator of which is 360. A certificate of the Administrative Agent with respect to any amounts owing under this Section 5.7 shall be conclusive, absent manifest error. If such Lender’s Revolving Credit Commitment Percentage of such borrowing is not made available to the Administrative Agent by such Lender within three (3) Business Days of such borrowing date, the Administrative Agent shall be entitled to recover such amount made available by the Administrative Agent with interest thereon at the rate per annum applicable to such borrowing, on demand, from the Borrower. The failure of any Lender to make available its Revolving Credit Commitment Percentage of any Revolving Credit Loan requested by the Borrower shall not relieve it or any other Lender of its obligation hereunder to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date, but no Lender shall be responsible for the failure of any other Lender to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date.
SECTION 5.8. Joint and Several Liability of the Credit Parties. (a) Each of the Credit Parties is jointly and severally liable not merely as a surety but as a co-debtor for each and every Obligation. Each of the Credit Parties is accepting joint and several liability hereunder in consideration of the financial accommodations to be provided by the Lenders under this Agreement, for the mutual benefit, directly or indirectly, of each of the Credit Parties and in consideration of the undertakings of each of the Credit Parties to accept joint and several liability for the Obligations.
          (b) Except as otherwise expressly provided herein, each Credit Party hereby waives promptness, diligence, presentment, demand, protest, notice of acceptance of its joint and several liability, notice of any and all advances of the Revolving Credit Loans and Letters of Credit made under this Agreement and the other Loan Documents, notice of occurrence of any Default or Event of Default, or of any demand for any payment under this Agreement and notice of any action at any time taken or omitted by the Administrative Agent or any Lender under or in respect of any of the Obligations hereunder. Each Credit Party hereby waives all defenses which may be available by virtue of any valuation, stay, moratorium law or other similar law now or hereafter in effect, any right to require the marshaling of assets of any of the Credit Parties and any other entity or person primarily or secondarily liable with respect to any of the Obligations, and all suretyship defenses generally. Each Credit Party hereby assents to, and waives notice of, any extension or postponement of the time for the payment, or place or manner for payment, compromise, refinancing, consolidation or renewals of any of the Obligations hereunder, the acceptance of any partial payment thereon, any waiver, consent or other action or acquiescence by the Administrative Agent or any Lender at any time or times in respect of any default by any Credit Party in the performance or satisfaction of any term, covenant, condition or provision of this Agreement and the other Loan Documents, any and all other indulgences whatsoever by the Administrative Agent or any Lender in respect of any of the Obligations, and the taking, addition,

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substitution or release, in whole or in part, at any time or times, of any security for any of such Obligations or the addition, substitution or release, in whole or in part, of any Credit Party or any other entity or person primarily or secondarily liable for any Obligation. If for any reason any of the Credit Parties has no legal existence or is under no legal obligation to discharge any of the Obligations, or if any of the Obligations have become irrecoverable from any of the Credit Parties by reason of such Credit Party’s insolvency, bankruptcy or reorganization or by other operation of law or for any reason, this Agreement and the other Loan Documents shall nevertheless be binding on each of the other Credit Parties to the same extent as if such Credit Party at all times had been the sole obligor on such Obligations. The Obligations of each Credit Party under this Section 5.8 shall not be diminished or rendered unenforceable by any winding up, reorganization, arrangement, liquidation, reconstruction or similar proceeding with respect to any reconstruction or similar proceeding with respect to any Credit Party, the Administrative Agent or any Lender.
          (c) If at any time, any payment, or any part thereof, made in respect of any of the Obligations, is rescinded or must otherwise be restored or returned by the Administrative Agent or any Lender upon the insolvency, bankruptcy or reorganization of any of the Credit Parties, or otherwise, the provisions of this Section 5.8 will forthwith be reinstated in effect as though such payment had not been made.
          (d) Until the payment and performance in full of all the Obligations, none of the Credit Parties shall exercise and each hereby waives any rights against the other Credit Parties as a result of payment by such Credit Party hereunder, by way of subrogation, reimbursement, restitution, contribution or otherwise, and none of the Credit Parties will prove any claim in competition with the Administrative Agent or any Lender in respect of any payment hereunder in bankruptcy, insolvency, or reorganization proceedings of any nature; none of the Credit Parties will claim any set-off, recoupment or counterclaim against any of the other Credit Parties in respect of any liability of one Credit Party to another Credit Party. Each of the Credit Parties hereby agrees that the payment of any amounts due with respect to any indebtedness owing by any of the Credit Party to any other Credit Party is hereby subordinated to the prior payment in full in cash of the Obligations. Each Credit Party agrees that, after the occurrence and during the continuance of any Default or Event of Default hereunder, none of the Credit Parties will demand, sue for or otherwise attempt to collect any indebtedness of any other Credit Party to such Credit Party until all of the Obligations of the Credit Parties hereunder shall have been paid in full in cash. If, notwithstanding the foregoing sentence, any Credit Party shall collect, enforce or receive any amounts in respect of such indebtedness in violation of the foregoing sentence while any Obligations of the Credit Parties are still outstanding, such amounts shall be collected, enforced and received by such Credit Party as trustee for the Administrative Agent and the Lenders and be paid over to the Administrative Agent on account of the Obligations without affecting in any manner the liability of such Credit Party under the other provisions hereof.
SECTION 5.9. Changed Circumstances. (a) Circumstances Affecting LIBOR Rate Availability. If with respect to any Interest Period: (i) the Administrative Agent or any Lender (after consultation with Administrative Agent) shall determine that, by reason of circumstances affecting the foreign exchange and interbank markets generally, deposits in the applicable currency, in the applicable amounts are not being quoted via British Bankers’ Association Interest Settlement Rates (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits of the applicable currency in the London interbank market) or offered to the Administrative Agent or such Lender for such Interest Period; or (ii) the Required Lenders reasonably determine (which determination shall be

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conclusive) and notify the Administrative Agent that the LIBOR Rate will not adequately and fairly reflect the cost to the Required Lenders of funding LIBOR Rate Loans for such Interest Period; then the Administrative Agent shall forthwith give notice thereof to the Borrower. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, the obligation of the Lenders to make LIBOR Rate Loans and the right of the Borrower to convert any Revolving Credit Loan to or continue any Loan as a LIBOR Rate Loan shall be suspended, and the Borrower shall repay in full (or cause to be repaid in full) the then outstanding principal amount of each such LIBOR Rate Loan together with accrued interest thereon, on the last day of the then current Interest Period applicable to such Loan or convert the then outstanding principal amount of each such LIBOR Rate Loan as of the last day of such Interest Period.
          (b) Laws Affecting LIBOR Rate Availability. If, after the Closing Date, the introduction of, or any change in, any Applicable Law or any change in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any Lender (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the Closing Date of any such Authority, central bank or comparable agency, shall make it unlawful or impossible for any of the Lenders (or any of their respective Lending Offices) to honor its obligations hereunder to make or maintain any LIBOR Rate Loan, such Lender shall promptly give notice thereof to the Administrative Agent and the Administrative Agent shall promptly give notice to the Borrower and the other Lenders. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, (i) the obligations of the Lenders to make LIBOR Rate Loans and the right of the Borrower to convert any Revolving Credit Loan or continue any Revolving Credit Loan as a LIBOR Rate Loan shall be suspended and thereafter the Borrower may select only Base Rate Loans hereunder, and (ii) if any of the Lenders may not lawfully continue to maintain a LIBOR Rate Loan to the end of the then current Interest Period applicable thereto, the applicable Loan shall immediately be converted to a Base Rate Loan or a Loan that bears interest at the Base Rate for the remainder of such Interest Period.
          (c) Increased Costs. If, after the Closing Date, the introduction of, or any change in, any Applicable Law, or in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any of the Lenders (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the Closing Date of such Authority, central bank or comparable agency:
     (i) shall subject any of the Lenders (or any of their respective Lending Offices) to any tax, duty or other charge with respect to any Revolving Credit Loan, Letter of Credit or Application or shall change the basis of taxation of payments to any of the Lenders (or any of their respective Lending Offices) of the principal of or interest on any Revolving Credit Loan, Letter of Credit or Application or any other amounts due under this Agreement in respect thereof (except for changes in the rate of tax on the overall net income of any of the Lenders or any of their respective Lending Offices imposed by the jurisdiction in which such Lender is organized or is or should be qualified to do business or such Lending Office is located); or
     (ii) shall impose, modify or deem applicable any reserve (including, without limitation, any imposed by the Board of Governors of the Federal Reserve System), special deposit, insurance or capital or similar requirement against assets of, deposits with

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or for the account of, or credit extended by any of the Lenders (or any of their respective Lending Offices) or shall impose on any of the Lenders (or any of their respective Lending Offices) or the foreign exchange and interbank markets any other condition affecting any Revolving Credit Loan; and the result of any of the foregoing is to increase the costs to any of the Lenders of maintaining any LIBOR Rate Loan or issuing or participating in Letters of Credit or to reduce the yield or amount of any sum received or receivable by any of the Lenders under this Agreement or under any other Loan Document in respect of a LIBOR Rate Loan or Letter of Credit or Application, then such Lender may promptly notify the Administrative Agent, and the Administrative Agent shall promptly notify the Borrower of such fact and demand compensation therefor and, within fifteen (15) days after such notice by the Administrative Agent, the Borrower shall pay to such Lender such additional amount or amounts as will compensate such Lender or Lenders for such increased cost or reduction. The Administrative Agent and the applicable Lender will promptly notify the Borrower of any event of which it has knowledge which will entitle such Lender to compensation pursuant to this Section 5.9(c); provided, that the Administrative Agent shall incur no liability whatsoever to the Lenders or the Borrower in the event it fails to do so. The amount of such compensation shall be determined, in the applicable Lender’s reasonable discretion, based upon the assumption that such Lender funded its Revolving Credit Commitment Percentage of the LIBOR Rate Loans in the London interbank market and using any reasonable attribution or averaging methods which such Lender deems appropriate and practical; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
          (d) Mitigation Obligations; Replacement of Lenders.
          (i) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, then such Lender shall use reasonable efforts to designate a different lending office for funding or booking its Loans hereunder or to assign its rights and obligations hereunder to another of its offices, branches or affiliates, if, in the judgment of such Lender, such designation or assignment (A) would eliminate or reduce amounts payable pursuant to this Section 5.9 or Section 5.12, as the case may be, in the future and (B) would not subject such Lender to any unreimbursed cost or expense and would not otherwise be disadvantageous to such Lender. The Borrower hereby agrees to pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment.
          (ii) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, or if any Lender defaults in its obligation to fund Loans hereunder or is a Defaulting Lender, then the Borrower may, at its sole expense and effort, upon notice to such Lender and the Administrative Agent, require such Lender to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in Section 14.10), all its interests, rights and obligations under this Agreement to an Eligible Assignee that shall assume such obligations (which assignee may be another Lender, if a Lender accepts such assignment); provided that (A) the Borrower shall have received the prior written

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consent of the Administrative Agent (and, if a participation in a Letter of Credit is being assigned, the Issuing Lender that issued such Letter of Credit), which consent shall not unreasonably be withheld, (B) such Lender shall have received payment of an amount equal to the outstanding principal of its Revolving Credit Loans and participations in Letters of Credit, accrued interest thereon, accrued fees and all other amounts payable to it hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrower (in the case of all other amounts) and (C) in the case of any such assignment resulting from a claim for compensation under this Section 5.9, such assignment will result in a reduction in such compensation or payments. A Lender shall not be required to make any such assignment and delegation if, prior thereto, as a result of a waiver by such Lender or otherwise, the circumstances entitling the Borrower to require such assignment and delegation cease to apply.
SECTION 5.10. Indemnity. The Borrower hereby indemnifies each of the Lenders against any loss or expense which may arise or be attributable to each Lender’s obtaining, liquidating or employing deposits or other funds acquired to effect, fund or maintain any Loan (a) as a consequence of any failure by the Borrower to make any payment when due of any amount due hereunder in connection with a LIBOR Rate Loan, (b) due to any failure of the Borrower to borrow on a date specified therefor in a Notice of Revolving Credit Borrowing or Notice of Continuation/Conversion or (c) due to any payment, prepayment or conversion of any LIBOR Rate Loan on a date other than the last day of the Interest Period therefor. The amount of such loss, cost or expense to any Lender shall be deemed to equal an amount determined by such Lender to be the excess, if any, of (i) the amount of interest which would have accrued on the principal amount of such Loan had such event not occurred, at the LIBOR Rate that would have been applicable to such Loan, for the period from the date of such event to the last day of the then current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for the period that would have been the Interest Period for such Loan), over (ii) the amount of interest which would accrue on such principal amount for such period at the interest rate which such Lender would bid, were it to bid, at the commencement of such period, for deposits in the applicable currency of a comparable amount and period from other banks in the London interbank market; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.11. Capital Requirements. If either (a) the introduction of, or any change in, or in the interpretation of, any Applicable Law or (b) compliance with any guideline or request issued after the Closing Date from any central bank or comparable agency or other Governmental Authority (whether or not having the force of law), has or would have the effect of reducing the rate of return on the capital of, or has affected or would affect the amount of capital required to be maintained by, any Lender or any corporation controlling such Lender as a consequence of, or with reference to any Lender’s Revolving Credit Commitment and other commitments of this type, below the rate which the Lender or such other corporation could have achieved but for such introduction, change or compliance, then within five (5) Business Days after written demand by any such Lender, the Borrower shall pay to such Lender from time to time as specified by such Lender additional amounts sufficient to compensate such Lender or other corporation for such reduction; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such lender has actual knowledge of the event resulting in such

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increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.12. Taxes. (a) Payments Free and Clear. Any and all payments by the Borrower hereunder or under the Notes or the Letters of Credit shall be made free and clear of and without deduction for any and all present or future taxes, levies, imposts, deductions, charges or withholding, and all liabilities with respect thereto excluding, (i) in the case of each Lender and the Administrative Agent, income and franchise taxes imposed on (or measured by) its net income by the United States of America or by the jurisdiction under the laws of which such Lender or the Administrative Agent (as the case may be) is organized or its principal office is located or is or should be qualified to do business or any political subdivision thereof, or in the case of any Lender, in which its applicable Lending Office is located (provided, however, that no Lender shall be deemed to be located in any jurisdiction solely as a result of taking any action related to this Agreement or the Notes or Letters of Credit) and (ii) any branch profits tax imposed by the United States of America or any similar tax imposed by any other jurisdiction described in clause (i) above (all such non-excluded taxes, levies, imposts, deductions, charges, withholdings and liabilities being hereinafter referred to as “Taxes”). If the Borrower shall be required by law to deduct any Taxes from or in respect of any sum payable hereunder or under any Note or Letter of Credit to any Lender or the Administrative Agent, (A) the sum payable shall be increased as may be necessary so that after making all required deductions (including deductions applicable to additional sums payable under this Section 5.12) such Lender or the Administrative Agent (as the case may be) receives an amount equal to the amount such party would have received had no such deductions been made, (B) the Borrower shall make such deductions, (C) the Borrower shall pay the full amount deducted to the relevant taxing authority or other authority in accordance with applicable law, and (D) the Borrower shall deliver to the Administrative Agent evidence of such payment to the relevant taxing authority or other authority in the manner provided in Section 5.12(d). The Borrower shall not, however, be required to pay any amounts pursuant to clause (A) of the preceding sentence to any Foreign Lender or the Administrative Agent not organized under the laws of the United States of America or a state thereof (or the District of Columbia) if such Foreign Lender or the Administrative Agent fails to comply with the requirements of paragraph (e) of this Section 5.12 or Section 5.9(d), as the case may be.
     (b) Stamp and Other Taxes. In addition, the Borrower shall pay any present or future stamp, registration, recordation or documentary taxes or any other similar fees or charges or excise or property taxes, levies of the United States or any state or political subdivision thereof or any applicable foreign jurisdiction which arise from any payment made hereunder or from the execution, delivery or registration of, or otherwise with respect to, this Agreement, the Loans, the Letters of Credit, the other Loan Documents (hereinafter referred to as “Other Taxes”).
     (c) Indemnity. The Borrower shall indemnify each Lender and the Administrative Agent for the full amount of Taxes and Other Taxes (including, without limitation, any Taxes and Other Taxes imposed by any jurisdiction on amounts payable under this Section 5.12) paid by such Lender or the Administrative Agent (as the case may be) and any liability (including penalties, interest and reasonable expenses) arising therefrom or with respect thereto, whether or not such Taxes or Other Taxes were correctly or legally asserted. A certificate as to the amount of such payment or liability prepared by a Lender or the Administrative Agent, absent manifest error, shall be conclusive, provided that if the Borrower reasonably believes that such Taxes or Other Taxes were not correctly or legally asserted, such

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Lender or the Administrative Agent (as the case may be) shall use reasonable efforts to cooperate with the Borrower, at the Borrower’s expense, to obtain a refund of such Taxes or Other Taxes. Such indemnification shall be made within thirty (30) days from the date such Lender or the Administrative Agent (as the case may be) makes written demand therefor. If a Lender or the Administrative Agent shall become aware that it is entitled to receive a refund in respect of Taxes or Other Taxes, it promptly shall notify the Borrower of the availability of such refund and shall, within sixty (60) days after receipt of a request by the Borrower pursue or timely claim such refund at the Borrower’s expense. If any Lender or the Administrative Agent receives a refund in respect of any Taxes or Other Taxes for which such Lender or the Administrative Agent has received payment from the Borrower hereunder, it promptly shall repay such refund (plus interest received, if any) to the Borrower (but only to the extent of indemnity payments made, or additional amounts paid, by the Borrower under this Section 5.12 with respect to Taxes or Other Taxes giving rise to such refund), provided that the Borrower, upon the request of such Lender or the Administrative Agent, agrees to return such refund (plus any penalties, interest or other charges required to be paid) to such Lender or the Administrative Agent in the event such Lender or the Administrative Agent is required to repay such refund to the relevant taxing authority.
          (d) Evidence of Payment. Within thirty (30) days after the date of any payment of Taxes or Other Taxes, the Borrower shall furnish to the Administrative Agent, at its address referred to in Section 14.1, the original or a certified copy of a receipt evidencing payment thereof or other evidence of payment satisfactory to the Administrative Agent.
          (e) Delivery of Tax Forms. Each Foreign Lender shall deliver to the Borrower, with a copy to the Administrative Agent, on the Closing Date or concurrently with the delivery of the relevant Assignment and Acceptance (i) two United States Internal Revenue Service Forms W-8ECI or Forms W-8BEN, as applicable (or successor forms), properly completed and certifying in each case that such Foreign Lender is entitled to a complete exemption from withholding or deduction for or on account of any United States federal income taxes, and (ii) an Internal Revenue Service Form W-8 or W-9 or successor applicable form, as the case may be, to establish an exemption from United States backup withholding taxes. Each Foreign Lender further agrees to deliver to the Borrower, with a copy to the Administrative Agent, a Form W-8BEN or W-8ECI and Form W-8 or W-9, or successor applicable forms or manner of certification, as the case may be, on or before the date that any such form expires or becomes obsolete or after the occurrence of any event requiring a change in the most recent form previously delivered by it to the Borrower, certifying in the case of a Form W-8BEN or W-8ECI that such Foreign Lender is entitled to receive payments under this Agreement without deduction or withholding of any United States federal income taxes (unless in any such case an event (including without limitation any change in treaty, law or regulation) has occurred prior to the date on which any such delivery would otherwise be required which renders such forms inapplicable or the exemption to which such forms relate unavailable and such Foreign Lender notifies the Borrower and the Administrative Agent that it is not entitled to receive payments without deduction or withholding of United States federal income taxes) and, in the case of a Form W-8 or W-9, establishing an exemption from United States backup withholding tax.
          (f) Survival. Without prejudice to the survival of any other agreement of the Borrower hereunder, the agreements and obligations of the Borrower contained in this Section 5.12 shall survive the payment in full of the Obligations and the termination of the Revolving Credit Commitment.
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING

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SECTION 6.1. Closing. The closing shall take place at the offices of Shearman & Sterling LLP at 10:00 a.m. on May 16, 2005 or at such other location, on such other date and at such other time as the parties hereto shall mutually agree.
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit. The obligation of the Lenders to close this Agreement and to make the initial Revolving Credit Loans or issue the initial Letters of Credit is subject to the satisfaction or waiver of each of the following conditions:
     (a) Executed Loan Documents. This Agreement and the Revolving Credit Notes (to the extent requested as provided herein) shall have been duly authorized, executed and delivered to the Administrative Agent by the parties thereto, shall be in full force and effect and no default shall exist thereunder, and the Borrower shall have delivered original counterparts thereof to the Administrative Agent.
     (b) Closing Certificates; Etc.
     (i) Officers’ Certificate of the Borrower. The Administrative Agent shall have received a certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in this Agreement and the other Loan Documents are true, correct and complete in all material respects; that the Borrower is not in violation of any of the covenants contained in this Agreement and the other Loan Documents; that, after giving effect to the transactions contemplated by this Agreement, no Default or Event of Default has occurred and is continuing; and that each of the closing conditions has been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).
     (ii) General Certificate of each Credit Party. The Administrative Agent shall have received a certificate of the secretary, assistant secretary or general counsel of each Credit Party certifying as to the incumbency and genuineness of the signature of each officer of such Credit Party executing Loan Documents to which it is a party and certifying that attached thereto is a true, correct and complete copy of resolutions duly adopted by the Board of Directors of such Credit Party authorizing, in the case of the Borrower, the borrowings contemplated hereunder and, in the case of each Credit Party, the execution, delivery and performance of this Agreement and the other Loan Documents to which it is a party.
     (iii) Opinions of Counsel. The Administrative Agent shall have received favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, and Drinker Biddle & Reath LLP, New Jersey counsel to the Borrower, each addressed to the Administrative Agent and the Lenders with respect to the Credit Parties, the Loan Documents and such other matters as the Lenders shall reasonably request.
     (c) Consents; Defaults.
     (i) Governmental and Third Party Approvals. The Borrower shall have obtained all material approvals, authorizations and consents of any Person and of all Governmental Authorities and courts having jurisdiction with respect to the transactions

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contemplated by this Agreement and the other Loan Documents.
     (ii) No Event of Default. No Default or Event of Default shall have occurred and be continuing.
     (d) Financial Matters.
     (i) Financial Statements. The Administrative Agent shall have received the audited Consolidated financial statements of Jones Apparel Group and its Subsidiaries for the Fiscal Year ended on December 31, 2004 and the unaudited financial statements of Jones Apparel Group and its Subsidiaries for the fiscal quarter ended on April 2, 2005.
     (ii) Financial Condition Certificate. The Borrower shall have delivered to the Administrative Agent a certificate, in form and substance reasonably satisfactory to the Administrative Agent, and certified by a Responsible Officer, that the financial projections previously delivered to the Administrative Agent were prepared in good faith based upon assumptions believed to be reasonable at the time.
     (iii) Payment at Closing; Fee Letters. The Borrower shall have paid the fees set forth or referenced in Section 5.3(c) and any other accrued and unpaid fees or commissions due hereunder (including, without limitation, reasonable legal fees and expenses) to the Administrative Agent and Lenders, and to any other Person such amount as may be due thereto in connection with the transactions contemplated hereby, including all taxes, fees and other charges in connection with the execution, delivery, recording, filing and registration of any of the Loan Documents. The Administrative Agent shall have received duly authorized and executed copies of the fee letter agreement referred to in Section 5.3(c).
     (e) Miscellaneous.
     (i) Notice of Revolving Credit Borrowing. The Administrative Agent shall have received a Notice of Revolving Credit Borrowing from the Borrower in accordance with Section 2.2(a), and a Notice of Account Designation specifying the account or accounts to which the proceeds of any Revolving Credit Loans made after the Closing Date are to be disbursed.
     (ii) Proceedings and Documents. All opinions, certificates and other instruments and all proceedings in connection with the transactions contemplated by this Agreement shall be satisfactory in form and substance to the Lenders.
     (iii) Investment Policy. The Borrower shall have delivered to the Administrative Agent a true and complete copy of the investment policy referenced in Section 11.4(b) in form and content reasonably acceptable to the Administrative Agent.
     (f) Refinancing. On the Closing Date hereunder, (i) all outstanding loans under the Prior Credit Agreement (“Existing Loans”) shall be replaced by Revolving Credit Loans hereunder and the Administrative Agent shall make such transfers of funds as are necessary in order that the outstanding balance of such Revolving Credit Loans, together with any Revolving Credit Loans funded on the Closing Date, reflect the Revolving Credit Commitment of the Lenders hereunder, (ii) all outstanding letters of credit issued pursuant to the Prior Credit Agreement shall be deemed Letters of Credit

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hereunder and each Lender shall purchase a participation therein pursuant to Section 3.4 in accordance with its Revolving Credit Commitment Percentage, (iii) there shall have been paid in cash in full all accrued but unpaid interest due on the Existing Loans up to but excluding the Closing Date, (iv) there shall have been paid in cash in full all accrued but unpaid fees due under the Prior Credit Agreement up to but excluding the Closing Date and all other amounts, costs and expenses then owing to any of the Prior Lenders and/or any Agent, as agent under the Prior Credit Agreement, in each case to the satisfaction of such Agent or Prior Lender, as the case may be, regardless of whether or not such amounts would otherwise be due and payable at such time pursuant to the terms of the Prior Credit Agreement, (v) all outstanding promissory notes issued by the Borrower to the Prior Lenders under the Prior Credit Agreement shall be deemed canceled and the originally executed copies thereof shall be canceled and promptly returned to the Administrative Agent who shall promptly forward such notes to the Borrower and (vi) the commitments and, except as expressly set forth in the Prior Credit Agreement, other obligations and rights of the Borrower and the Prior Lenders shall be terminated without any further action hereunder or thereunder.
SECTION 6.3. Conditions to Extensions of Credit. The obligations of the Lenders to make any Extensions of Credit are subject to the satisfaction of the following conditions precedent on the relevant borrowing or issue date, as applicable:
     (a) Continuation of Representations and Warranties. The representations and warranties contained in Article VII shall be true and correct on and as of such borrowing or issuance date with the same effect as if made on and as of such date; except for any representation and warranty made as of an earlier date, which representation and warranty shall remain true and correct as of such earlier date.
     (b) No Existing Default. No Default or Event of Default shall have occurred and be continuing hereunder (i) on the borrowing date with respect to such Revolving Credit Loan or after giving effect to the Revolving Credit Loans to be made on such date or (ii) on the issue, extension or renewal date with respect to such Letter of Credit or after giving effect to such Letter of Credit on such date.
     (c) Borrowing Availability Limit. In the case of an Extension of Credit consisting of a Revolving Credit Loan, the Borrowing Availability Limit shall exceed the aggregate principal amount of all Revolving Credit Loans outstanding after giving effect to the Revolving Credit Loans to be made on such date, as set forth in the Notice of Revolving Credit Borrowing.
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
SECTION 7.1. Representations and Warranties. To induce the Administrative Agent and Lenders to enter into this Agreement and to induce the Lenders to make Extensions of Credit, the Credit Parties hereby represent and warrant to the Administrative Agent and Lenders that:
     (a) Organization; Power; Qualification. Each of the Credit Parties and their Subsidiaries is duly organized, validly existing and in good standing under the laws of the jurisdiction of its incorporation or formation, has the power and authority to own its properties and to carry on its business as now being and hereafter proposed to be conducted and is duly qualified and authorized to do business in each jurisdiction in which the character of its properties or the nature of its business requires such

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qualification and authorization, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (b) Ownership. Each Subsidiary of each of the Credit Parties as of the Amendment Date is listed on Schedule 7.1(b). As of the Amendment Date, the capitalization of the Credit Parties and their Subsidiaries consists of the number of shares, authorized, issued and outstanding, of such classes and series, with or without par value, described on Schedule 7.1(b). As of the Amendment Date, all outstanding shares have been duly authorized and validly issued and are fully paid and nonassessable. The shareholders of the Subsidiaries of the Credit Parties and the number of shares owned by each as of the Amendment Date are described on Schedule 7.1(b). As of the Amendment Date, there are no outstanding stock purchase warrants, subscriptions, options, securities, instruments or other rights of any type or nature whatsoever, which are convertible into, exchangeable for or otherwise provide for or permit the issuance of capital stock of the Credit Parties or their Subsidiaries, except as described on Schedule 7.1(b).
     (c) Authorization of Agreement, Loan Documents and Borrowing. Each of the Credit Parties and, if applicable, their Subsidiaries has the right, power and authority and has taken all necessary corporate and other action to authorize the execution, delivery and performance of each of the Loan Documents to which it is a party in accordance with their respective terms. Each of the Loan Documents have been duly executed and delivered by the duly authorized officers of the Credit Parties and each of their Subsidiaries party thereto, as applicable, and each such document constitutes the legal, valid and binding obligation of the Credit Parties and, if applicable, each of their Subsidiaries party thereto, enforceable in accordance with its terms, except as such enforcement may be limited by bankruptcy, insolvency, reorganization, moratorium or similar state or federal debtor relief laws from time to time in effect which affect the enforcement of creditors’ rights in general and the availability of equitable remedies.
     (d) Compliance of Agreement, Loan Documents and Borrowing with Laws, Etc. None of (w) the execution, delivery and performance by the Credit Parties and their Subsidiaries of the Loan Documents to which each such Person is a party, in accordance with their respective terms, the borrowings hereunder and the transactions contemplated hereby, (x) the grant by the Collateral Grantors of the Liens granted by them pursuant to the Collateral Documents, (y) the perfection or maintenance of the Liens created under the Collateral Documents (including the first priority nature thereof) or (z) the exercise by the Administrative Agent or any Lender of its rights under the Loan Documents or the remedies in respect of the Collateral pursuant to the Collateral Documents: do or will, by the passage of time, the giving of notice or otherwise, (i) require any of the Credit Parties or any of their Subsidiaries to obtain any Governmental Approval not otherwise already obtained or violate any Applicable Law relating to the Credit Parties or any of their Subsidiaries, (ii) conflict with, result in a breach of or constitute a default under the articles of incorporation, bylaws or other organizational documents of the Credit Parties or any of their Subsidiaries or any indenture or other material agreement or instrument to which such Person is a party or by which any of its properties may be bound or any Governmental Approval relating to such Person except as could not reasonably be expected to have a Material Adverse Effect, or (iii) except for the Liens created under the Loan Documents, result in or require the creation or imposition of any material Lien upon or with respect to any property now owned or hereafter acquired by such Person.
     (e) Compliance with Law; Governmental Approvals. Other than with respect to

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environmental matters, which are treated exclusively in Section 7.1(h) hereof, each of the Credit Parties and their Subsidiaries (i) has all Governmental Approvals required by any Applicable Law for it to conduct its business, each of which is in full force and effect, is final and not subject to review on appeal and is not the subject of any pending or, to the best of its knowledge, threatened attack by direct or collateral proceeding, and (ii) is in compliance with each Governmental Approval applicable to it and in compliance with all other Applicable Laws relating to it or any of its respective properties; in each case, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (f) Tax Returns and Payments. Each of the Credit Parties and their Subsidiaries has timely filed or caused to be timely filed all federal and state, local and other tax returns required by Applicable Law to be filed, and has paid, or made adequate provision for the payment of, all federal and state, local and other taxes, assessments and governmental charges or levies upon it and its property, income, profits and assets which are due and payable, except (a) taxes that are being contested in good faith by appropriate proceedings and for which such Credit Party or Subsidiary, as applicable, has set aside on its books adequate reserves to the extent required by GAAP or (b) to the extent the failure to do so could not reasonably be expected to have a Material Adverse Effect. No Governmental Authority has asserted any material Lien or other claim against the Credit Parties or any Subsidiary thereof with respect to unpaid taxes (except for taxes not yet due) which has not been discharged or resolved.
     (g) Intellectual Property Matters. Each of the Credit Parties and its Subsidiaries owns or possesses rights to use all franchises, licenses, copyrights, copyright applications, patents, patent rights or licenses, patent applications, trademarks, trademark rights, trade names, trade name rights, copyrights and rights with respect to the foregoing which are required to conduct its business except where the failure to do so could not reasonably be expected to have a Material Adverse Effect. No event has occurred which, to the knowledge of the Credit Parties, permits, or after notice or lapse of time or both would permit, the revocation or termination of any such rights, and, to the knowledge of the Credit Parties, neither the Credit Parties nor any Subsidiary thereof is liable to any Person for infringement under Applicable Law with respect to any such rights as a result of its business operations, except as could not reasonably be expected to have a Material Adverse Effect.
     (h) Environmental Matters. Except as could not reasonably be expected to have a Material Adverse Effect:
     (i) The properties of the Credit Parties and their Subsidiaries do not contain, and to their knowledge have not previously contained, any Hazardous Materials in amounts or concentrations which (A) constitute or constituted a violation of applicable Environmental Laws or (B) could give rise to liability under applicable Environmental Laws;
     (ii) The properties of the Credit Parties and their Subsidiaries and all operations conducted in connection therewith are in compliance, and have been in compliance, with all applicable Environmental Laws, and there are no Hazardous Materials at, under or about such properties or such operations in amounts or concentrations which could reasonably be expected to interfere with the continued operation of such properties;

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     (iii) Neither any of the Credit Parties nor any Subsidiary thereof has received any notice of violation, alleged violation, non-compliance, liability or potential liability regarding environmental matters or compliance with Environmental Laws, nor does any of the Credit Parties or any Subsidiary thereof have knowledge or reason to believe that any such notice will be received or is being threatened;
     (iv) To the knowledge of the Credit Parties, Hazardous Materials have not been transported or disposed of from the properties of the Credit Parties or any of their Subsidiaries in violation of, or in a manner or to a location which could reasonably be expected to give rise to liability under, Environmental Laws, nor, to the knowledge of the Credit Parties, have any Hazardous Materials been generated, treated, stored or disposed of at, on or under any of such properties in violation of, or in a manner which could reasonably be expected to give rise to liability under, any Environmental Laws;
     (v) No judicial proceedings or governmental or administrative action is pending, or, to the knowledge of the Credit Parties, threatened, under any Environmental Law to which any of the Credit Parties or any Subsidiary thereof will be named as a party, nor are there any consent decrees or other decrees, consent orders, administrative orders or other orders, or other administrative or judicial requirements outstanding under any Environmental Law with respect to the properties or operations of the Credit Parties and their Subsidiaries; and
     (vi) To the knowledge of the Credit Parties, there has been no release, or to the best of the Credit Parties’ knowledge, the threat of release, of Hazardous Materials at or from the properties of the Credit Parties or any of their Subsidiaries, in violation of or in amounts or in a manner that could reasonably be expected to give rise to liability under Environmental Laws.
     (i) ERISA.
     (i) Each of the Credit Parties and each ERISA Affiliate is in compliance with all applicable provisions of ERISA and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans except where any such non-compliance could not reasonably be expected to have a Material Adverse Effect. Except for any failure that would not reasonably be expected to have a Material Adverse Effect, each Employee Benefit Plan that is intended to be qualified under Section 401(a) of the Code has been determined by the Internal Revenue Service to be so qualified, and each trust related to such plan has been determined to be exempt under Section 501(a) of the Code. No liability that could reasonably be expected to result in a Material Adverse Effect has been incurred by the Credit Parties or any ERISA Affiliate which remains unsatisfied for any taxes or penalties with respect to any Employee Benefit Plan or any Multiemployer Plan;
     (ii) No accumulated funding deficiency (as defined in Section 412 of the Code) has been incurred (without regard to any waiver granted under Section 412 of the Code), nor has any funding waiver from the Internal Revenue Service been received or requested with respect to any Pension Plan;
     (iii) Neither the Credit Parties nor any ERISA Affiliate has: (A) engaged in a

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nonexempt prohibited transaction described in Section 406 of ERISA or Section 4975 of the Code, (B) incurred any liability to the PBGC which remains outstanding other than the payment of premiums and there are no premium payments which are due and unpaid, (C) failed to make a required contribution or payment to a Multiemployer Plan, or (D) failed to make a required installment or other required payment under Section 412 of the Code except where any of the foregoing individually or in the aggregate could not reasonably be expected to have a Material Adverse Effect;
     (iv) No Termination Event that could reasonably be expected to result in a Material Adverse Effect has occurred or is reasonably expected to occur; and
     (v) No proceeding, claim, lawsuit and/or investigation is existing or, to the knowledge of the Credit Parties, threatened concerning or involving any Employee Benefit Plan that could reasonably be expected to result in a Material Adverse Effect.
     (j) Margin Stock. Neither the Credit Parties nor any Subsidiary thereof is engaged principally or as one of its activities in the business of extending credit for the purpose of “purchasing” or “carrying” any “margin stock” (as each such term is defined or used in Regulation U of the Board of Governors of the Federal Reserve System). No part of the proceeds of any of the Loans or Letters of Credit will be used for purchasing or carrying margin stock, unless the Credit Parties shall have given the Administrative Agent and Lenders prior notice of such event and such other information as is reasonably necessary to permit the Administrative Agent and Lenders to comply, in a timely fashion, with all reporting obligations required by Applicable Law, or for any purpose which violates, or which would be inconsistent with, the provisions of Regulation T, U or X of such Board of Governors.
     (k) Government Regulation. Neither the Credit Parties nor any Subsidiary thereof is an “investment company” or a company “controlled” by an “investment company” (as each such term is defined or used in the Investment Company Act of 1940, as amended).
     (l) Burdensome Provisions. Neither the Credit Parties nor any Subsidiary thereof is a party to any indenture, agreement, lease or other instrument, or subject to any corporate or partnership restriction, Governmental Approval or Applicable Law which is so unusual or burdensome as in the foreseeable future could be reasonably expected to have a Material Adverse Effect. The Credit Parties and their Subsidiaries do not presently anticipate that future expenditures needed to meet the provisions of any statutes, orders, rules or regulations of a Governmental Authority will be so burdensome as to have a Material Adverse Effect.
     (m) Financial Statements. The (i) Consolidated balance sheets of Jones Apparel Group and its Subsidiaries as of December 31, 2007, and the related statements of income, stockholders’ equity and cash flows for the Fiscal Years then ended and (ii) unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of April 5, 2008, and related unaudited interim statements of income, stockholders’ equity and cash flows, copies of which have been furnished to the Administrative Agent and each Lender, are complete in all material respects and fairly present in all material respects the assets, liabilities and financial position of Jones Apparel Group and its Subsidiaries as at such dates, and the results of the operations and changes of financial position for the periods then ended, subject to normal year end adjustments. All such

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financial statements, including the related notes thereto, have been prepared in accordance with GAAP.
     (n) No Material Adverse Change. Since December 31, 2007, there has been no Material Adverse Effect.
     (o) Liens. None of the properties and assets of the Credit Parties or any Subsidiary thereof is subject to any Lien, except Liens permitted pursuant to Section 11.3.
     (p) Debt and Guaranty Obligations. Schedule 7.1(p) is a complete and correct listing of all Debt and Guaranty Obligations of the Credit Parties and their Subsidiaries as of the Amendment Date in excess of $5,000,000.
     (q) Litigation. Except for matters existing on the Amendment Date and set forth on Schedule 7.1(q), there are no actions, suits or proceedings pending nor, to the knowledge of the Credit Parties, threatened against or affecting the Credit Parties or any Subsidiary thereof or any of their respective properties in any court or before any arbitrator of any kind or before or by any Governmental Authority, which could reasonably be expected to have a Material Adverse Effect or which relate to the enforceability of any Loan Documents.
     (r) Absence of Defaults. To the knowledge of the Credit Parties, no event has occurred and is continuing which constitutes a Default or an Event of Default.
     (s) Accuracy and Completeness of Information. The Credit Parties have disclosed to the Lenders all agreements, instruments and corporate or other restrictions to which they or any of their Subsidiaries are subject, and all other matters known to them, that, individually or in the aggregate, could reasonably be expected to have a Material Adverse Effect. The written information, taken as a whole, furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender in connection with the negotiation of this Agreement or delivered hereunder (as modified or supplemented by other information so furnished) does not contain any material misstatement of fact or omit to state any material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that, with respect to projected financial information, the Credit Parties represent only that such information was prepared in good faith based upon assumptions believed to be reasonable at the time.
     (t) The Collateral Documents, upon execution and delivery by the parties thereto, are effective to create in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, a valid and enforceable security interest in the Collateral subject to such agreements and, when financing statements in appropriate form are filed, such security interest shall constitute a fully perfected Lien on, and security interest in, all right, title and interest of the grantors thereunder in the Collateral, to the extent perfection can be obtained by filing Uniform Commercial Code financing statements, in each case prior and superior in right to any other Person to the extent perfection can be obtained by filing Uniform Commercial Code financing statements, other than with respect to the rights of Persons pursuant to Liens permitted by Section 11.3.
SECTION 7.2. Survival of Representations and Warranties, Etc. All representations and warranties set forth in this Article VII and all representations and warranties contained in any

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certificate delivered in connection with this Agreement, or any of the Loan Documents (including but not limited to any such representation or warranty made in or in connection with any amendment thereto) shall constitute representations and warranties made under this Agreement. All representations and warranties made under this Agreement shall be made or deemed to be made at and as of the Closing Date, shall survive the Closing Date and shall not be waived by the execution and delivery of this Agreement, any investigation made by or on behalf of the Lenders or any borrowing hereunder.
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
          Until all the Obligations (other than Obligations under Hedging Agreements) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will furnish or cause to be furnished to the Administrative Agent (which the Administrative Agent will promptly furnish to the Lenders at their respective addresses as set forth on Schedule 1.1(a), or such other office as may be designated to the Administrative Agent from time to time):
SECTION 8.1. Financial Statements and Projections. (a) Quarterly Financial Statements. As soon as practicable and in any event within forty-five (45) days after the end of the first three fiscal quarters of each Fiscal Year, an unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such fiscal quarter unaudited Consolidated statements of stockholders’ equity and cash flows for the portion of the Fiscal Year then ended, and unaudited Consolidated statements of income for the fiscal quarter then ended and that portion of the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the preceding Fiscal Year and prepared by Jones Apparel Group in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operations of any change in the application of accounting principles and practices during the period, and certified by a Responsible Officer to present fairly in all material respects the financial condition of Jones Apparel Group and its Subsidiaries as of their respective dates and the results of operations of Jones Apparel Group and its Subsidiaries for the respective periods then ended, subject to normal year end adjustments.
          (b) Annual Financial Statements. As soon as practicable and in any event within ninety (90) days after the end of each Fiscal Year, an audited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such Fiscal Year and audited Consolidated statements of income, stockholders’ equity and cash flows for the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the preceding Fiscal Year and prepared by a nationally recognized independent certified public accounting firm in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operation of any change in the application of accounting principles and practices during the year, and accompanied by a report thereon by such certified public accountants that is not qualified with respect to scope limitations imposed by Jones Apparel Group or any of its Subsidiaries or with respect to accounting principles followed by Jones Apparel Group or any of its Subsidiaries not in accordance with GAAP.
          (c) Monthly Financial Statements. As soon as practicable and in any event within twenty-five (25) days after the end of each month that is not the last month of a fiscal quarter, an unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as

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of the close of such month, unaudited Consolidated financial statement of stockholders’ equity and cash flows for the portion of the Fiscal Year then ended, and unaudited Consolidated statements of income for the fiscal month and year to date periods then ended and for the corresponding periods of (or, in the case of the balance sheet, as of the end of) the preceding Fiscal Year and prepared by Jones Apparel Group in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operations of any change in the application of accounting principles and practices during the period, and certified by a Responsible Officer to present fairly in all material respects the financial condition of Jones Apparel Group and its Subsidiaries as of their respective dates and the results of operations of Jones Apparel Group and its Subsidiaries for the respective periods then ended.
SECTION 8.2. Officer’s Compliance Certificate. At each time financial statements are delivered pursuant to Section 8.1(a) or (b) a certificate of a Responsible Officer in the form of Exhibit F attached hereto (an “Officer’s Compliance Certificate”).
SECTION 8.3. Accountants’ Certificate. At each time financial statements are delivered pursuant to Section 8.1(b), a certificate of the independent public accountants certifying such financial statements addressed to the Administrative Agent for the benefit of the Lenders:
     (a) stating that in making the examination necessary for the certification of such financial statements, they obtained no knowledge of any Default or Event of Default or, if such is not the case, specifying such Default or Event of Default and its nature and period of existence; and
     (b) including the calculations prepared by such accountants required to establish whether or not the Credit Parties and their Subsidiaries are in compliance with the financial covenants set forth in Article X hereof as at the end of each respective period.
SECTION 8.4. Other Reports. (a) Promptly but in any event within ten (10) Business Days after the filing thereof, a copy of (i) each report or other filing made by the Credit Parties or any or their Subsidiaries with the Securities and Exchange Commission and required by the Securities and Exchange Commission to be delivered to the shareholders of the Credit Parties or any or their Subsidiaries, (ii) each report made by the Credit Parties or any of their Subsidiaries to the Securities and Exchange Commission on Form 8-K and (iii) each final registration statement of the Credit Parties or any of their Subsidiaries filed with the Securities and Exchange Commission, except in connection with pension plans and other employee benefit plans; and
          (b) Such other information regarding the Collateral, operations, business affairs and financial condition of the Credit Parties or any of their Subsidiaries as the Administrative Agent or any Lender may reasonably request.
SECTION 8.5. Notice of Litigation and Other Matters. Prompt (but in no event later than ten (10) Business Days after a principal officer of the Credit Parties obtains knowledge thereof) telephonic (confirmed in writing) or written notice of:
     (a) the commencement of all proceedings and investigations by or before any Governmental Authority and all actions and proceedings in any court or before any arbitrator against or involving the Credit Parties or any Subsidiary thereof or any of their respective properties, assets or businesses which in the reasonable judgment of the Credit Parties could reasonably be expected to have a Material Adverse Effect;

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     (b) any notice of any violation received by the Credit Parties or any Subsidiary thereof from any Governmental Authority including, without limitation, any notice of violation of Environmental Laws, which in the reasonable judgment of the Credit Parties in any such case could reasonably be expected to have a Material Adverse Effect;
     (c) any Default or Event of Default; and
     (d) (i) any unfavorable determination letter from the Internal Revenue Service regarding the qualification of an Employee Benefit Plan under Section 401(a) of the Code (along with a copy thereof) which could reasonably be expected to have a Material Adverse Effect, (ii) all notices received by the Credit Parties or any ERISA Affiliate of the PBGC’s intent to terminate any Pension Plan or to have a trustee appointed to administer any Pension Plan, (iii) all notices received by the Credit Parties or any ERISA Affiliate from a Multiemployer Plan sponsor concerning the imposition or amount of withdrawal liability pursuant to Section 4202 of ERISA which could reasonably have a Material Adverse Effect and (iv) the Credit Parties obtaining knowledge or reason to know that the Credit Parties or any ERISA Affiliate has filed or intends to file a notice of intent to terminate any Pension Plan under a distress termination within the meaning of Section 4041(c) of ERISA.
SECTION 8.6. Accuracy of Information. All written information, reports, statements and other papers and data furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender (other than financial forecasts) whether pursuant to this Article VIII or any other provision of this Agreement, shall be, at the time the same is so furnished, true and complete in all material respects.
ARTICLE IX AFFIRMATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner provided for in Section 14.11, the Credit Parties will, and will cause each of their Subsidiaries to:
SECTION 9.1. Preservation of Corporate Existence and Related Matters. Except as permitted by Section 11.5, preserve and maintain its separate corporate existence and all rights, franchises, licenses and privileges necessary to the conduct of its business, and qualify and remain qualified as a foreign corporation and authorized to do business in each jurisdiction where the nature and scope of its activities require it to so qualify under Applicable Law in which the failure to so qualify would have a Material Adverse Effect.
SECTION 9.2. Maintenance of Property. Protect and preserve all properties useful in and material to its business, including copyrights, patents, trade names and trademarks; maintain in good working order and condition all buildings, equipment and other tangible real and personal property material to the conduct of its business, ordinary wear and tear excepted; and from time to time make or cause to be made all renewals, replacements and additions to such property necessary for the conduct of its business, so that the business carried on in connection therewith may be properly and advantageously conducted at all times.
SECTION 9.3. Insurance. Maintain insurance with financially sound and reputable insurance companies against such risks and in such amounts as are customarily maintained by similar businesses and as may be required by Applicable Law including, without limitation, hazard and business interruption coverage.

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SECTION 9.4. Accounting Methods and Financial Records. Maintain a system of accounting, and keep such books, records and accounts (which shall be true and complete in all material respects) as may be required or as may be necessary to permit the preparation of financial statements in accordance with GAAP and in compliance with the regulations of any Governmental Authority having jurisdiction over it or any of its properties.
SECTION 9.5. Payment and Performance of Obligations. Pay and perform all Obligations under this Agreement and the other Loan Documents, and pay (a) all material taxes, assessments and other governmental charges that may be levied or assessed upon it or any of its property, and (b) subject to the thresholds and other limitations set forth in Section 12.1(f) or Section 12.1(g), all other material indebtedness, obligations and liabilities in accordance with customary trade practices; provided, that the Credit Parties or such Subsidiary may contest any item described in clause (a) or (b) of this Section 9.5 in good faith so long as adequate reserves are maintained with respect thereto to the extent required by GAAP. It is expected that all payments in respect of the Obligations, the Existing Debt Securities and the Additional Debt Securities will be made by the Borrower.
SECTION 9.6. Compliance With Laws and Approvals. Observe and remain in compliance with all Applicable Laws and maintain in full force and effect all Governmental Approvals, in each case applicable to the conduct of its business except where the failure to observe or comply could not reasonably be expected to have a Material Adverse Effect.
SECTION 9.7. Environmental Laws. In addition to and without limiting the generality of Section 9.6, (a) comply with, and use best efforts to ensure such compliance by all tenants and subtenants, with all applicable Environmental Laws and obtain and comply with and maintain, and use its best efforts to ensure that all tenants and subtenants obtain and comply with and maintain, any and all licenses, approvals, notifications, registrations or permits required by applicable Environmental Laws except where the failure to comply could not reasonably have a Material Adverse Effect, (b) conduct and complete all investigations, studies, sampling and testing, and all remedial, removal and other actions required under Environmental Laws, and promptly comply with all lawful orders and directives of any Governmental Authority regarding Environmental Laws except (i) where the failure to do so could not reasonably be expected to have a Material Adverse Effect or (ii) to the extent the Credit Parties or any of their Subsidiaries are contesting, in good faith, any such requirement, order or directive before the appropriate Governmental Authority so long as adequate reserves are maintained with respect thereto to the extent required by GAAP, and (c) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, agents, officers and directors, from and against any claims, demands, penalties, fines, liabilities, settlements, damages, costs and expenses of whatever kind or nature known or unknown, contingent or otherwise, arising out of, or in any way relating to the violation of, noncompliance with or liability under any Environmental Laws applicable to the operations of the Credit Parties or such Subsidiaries, or any orders, requirements or demands of Governmental Authorities related thereto, including, without limitation, reasonable attorney’s and consultant’s fees, investigation and laboratory fees, response costs, court costs and litigation expenses, except to the extent that any of the foregoing directly result from the gross negligence or willful misconduct of the party seeking indemnification therefor.
SECTION 9.8. Compliance with ERISA. In addition to and without limiting the generality of Section 9.6, (a) comply with all applicable provisions of ERISA and the Code and the regulations

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and published interpretations thereunder with respect to all Employee Benefit Plans, except where the failure to comply could not reasonably be expected to have a Material Adverse Effect, (b) not take any action or fail to take action the result of which would result in a liability to the PBGC or to a Multiemployer Plan in an amount that could reasonably be expected to have a Material Adverse Effect, and (c) furnish to the Administrative Agent upon the Administrative Agent’s request such additional information about any Employee Benefit Plan concerning compliance with this covenant as may be reasonably requested by the Administrative Agent.
SECTION 9.9. Conduct of Business. Engage only in businesses in substantially the same fields as the businesses conducted on the Closing Date (including, without limitation, the apparel, footwear, handbags, accessories, jewelry, denim and cosmetics or other women’s accoutrements industries generally) and in lines of business reasonably related thereto (collectively, “Permitted Lines of Business”), or as otherwise permitted pursuant to the terms of this Agreement.
SECTION 9.10. Visits and Inspections. Permit representatives of the Administrative Agent or any Lender, from time to time upon reasonable prior notice to visit and inspect its properties; inspect and make extracts from its books, records and files, including, but not limited to, management letters prepared by independent accountants; and discuss with its principal officers, and its independent accountants, its business, assets, liabilities, financial condition, results of operations and business prospects.
SECTION 9.11. Use of Proceeds. The Credit Parties shall use the proceeds of the Loans and the Letters of Credit to (a) refinance certain existing Debt, (b) for working capital and general corporate purposes of the Credit Parties and their Subsidiaries, including acquisitions and stock repurchases, and (c) the payment of certain fees and expenses incurred in connection with the transactions contemplated hereby or thereby.
     SECTION 9.12. Further Assurances (a) Promptly upon request by the Administrative Agent, or any Lender through the Administrative Agent, correct, and cause each of its Subsidiaries promptly to correct, any material defect or error that may be discovered in any Collateral Document or in the execution, acknowledgment, filing or recordation thereof, and
          (b) Promptly upon request by the Administrative Agent, or any Lender through the Administrative Agent, do, execute, acknowledge, deliver, record, re-record, file, re-file, register and re-register any and all such further acts, agreements, mortgages, assignments, financing statements and continuations thereof, termination statements, notices of assignment, transfers, certificates, assurances and other instruments as the Administrative Agent, or any Lender through the Administrative Agent, may reasonably require from time to time in order to (i) to the fullest extent permitted by applicable law, subject any Collateral Grantor’s properties, assets, rights or interests to the Liens now or hereafter intended to be covered by any of the Collateral Documents, (ii) perfect and maintain the validity, effectiveness and priority of any of the Collateral Documents and any of the Liens intended to be created thereunder and (iii) assure, convey, grant, assign, transfer, preserve, protect and confirm more effectively unto the Secured Parties the rights granted or now or hereafter intended to be granted to the Secured Parties under any Collateral Document or under any other instrument executed in connection with any Collateral Document to which any Collateral Grantor is or is to be a party, and cause each of its Subsidiaries to do so.
     SECTION 9.13. Covenant to Add Additional Obligors and Give Security. (x) Upon the formation or acquisition of any new direct or indirect Significant Subsidiaries by any Credit Party, then in each case at the Borrower’s expense:

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     (a) in connection with the formation or acquisition of a Significant Subsidiary that is not an entity that is a controlled foreign corporation of Jones Apparel Group under Section 957 of the Internal Revenue Code (a “CFC”), within 10 days after such formation or acquisition, cause each such Subsidiary to duly execute and deliver to the Administrative Agent an assumption agreement, in form and substance satisfactory to the Administrative Agent, pursuant to which such Significant Subsidiary will become an Additional Obligor party to this Agreement,
     (b) within 15 days after such formation or acquisition of any new Significant Subsidiary that is not a CFC, cause such Subsidiary to duly execute and deliver to the Administrative Agent security agreement supplements and other security agreements as specified by, and in form and substance satisfactory to, the Administrative Agent, securing payment of all of the Secured Obligations of such Subsidiary,
     (c) within 30 days after such formation or acquisition, take, and cause each newly acquired or newly formed Significant Subsidiary (other than any Subsidiary that is a CFC) to take, whatever action (including, without limitation, the filing of Uniform Commercial Code financing statements) may be necessary or advisable in the opinion of the Administrative Agent to vest in the Administrative Agent (or in any representative of the Administrative Agent designated by it) valid and subsisting Liens on the properties purported to be subject to the security agreement supplements and security agreements delivered pursuant to this Section 9.13, enforceable against all third parties in accordance with their terms,
     (d) within 60 days after such formation or acquisition, deliver to the Administrative Agent a signed copy of a favorable opinion, addressed to the Administrative Agent and the Lenders, of counsel for the Credit Parties acceptable to the Administrative Agent as to (1) the matters contained in clauses (a), (b) and (c) above, (2) such assumption agreements, security agreement supplements and security agreements being legal, valid and binding obligations of each Credit Party party thereto enforceable in accordance with their terms, as to the matters contained in clause (c) above, (3) such filings and other actions being sufficient to create valid perfected Liens on such properties, and (4) such other matters as the Administrative Agent may reasonably request.
          (y) With respect to any Grantor (as defined in the Collateral Documents) and any Significant Subsidiary of the Credit Parties on the Amendment Date, at the Borrower’s expense:
     (e) within 15 days after the Amendment Date, cause each such Grantor or Significant Subsidiary to duly execute and deliver to the Administrative Agent an assumption agreement, in form and substance satisfactory to the Administrative Agent, pursuant to which such Grantor or Significant Subsidiary will become an Additional Obligor party to this Agreement,
     (f) within 15 days after the Amendment Date, cause such Grantor or Significant Subsidiary, to the extent that it has not already done so, to duly execute and deliver to the Administrative Agent security agreement supplements and other security agreements as specified by, and in form and substance satisfactory to, the Administrative Agent, securing payment of all of the Secured Obligations of such Subsidiary,
     (g) within 30 days after the Amendment Date, take, and cause each such Grantor

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or Significant Subsidiary, to the extent that it has not already done so, to take, whatever action (including, without limitation, the filing of Uniform Commercial Code financing statements) may be necessary or advisable in the opinion of the Administrative Agent to vest in the Administrative Agent (or in any representative of the Administrative Agent designated by it) valid and subsisting Liens on the properties purported to be subject to the security agreement supplements and security agreements delivered pursuant to this Section 9.13, enforceable against all third parties in accordance with their terms,
     (h) within 30 days after the Amendment Date, deliver to the Administrative Agent a signed copy of a favorable opinion, addressed to the Administrative Agent and the Lenders, of counsel for the Credit Parties acceptable to the Administrative Agent as to (1) the matters contained in clauses (e), (f) and (g) above, (2) such assumption agreements, security agreement supplements and security agreements being legal, valid and binding obligations of each Credit Party party thereto enforceable in accordance with their terms, as to the matters contained in clause (g) above, (3) such filings and other actions being sufficient to create valid perfected Liens on such properties, and (4) such other matters as the Administrative Agent may reasonably request.
ARTICLE X FINANCIAL COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties and their Subsidiaries on a Consolidated basis will not:
SECTION 10.1. Interest Coverage Ratio. As of the last day of each fiscal quarter listed below, permit the Interest Coverage Ratio for the period of four (4) consecutive fiscal quarters ending on such date, to be less than the ratio set forth opposite such date:
       
Fiscal Quarter Ended   Ratio         
December 31, 2008
  1.70 to 1.00  
April 4, 2009
  1.70 to 1.00  
July 4, 2009
  1.70 to 1.00  
October 3, 2009
  1.70 to 1.00  
December 31, 2009
  1.85 to 1.00  
April 3, 2010
  1.85 to 1.00  
SECTION 10.2. Covenant Debt to EBITDA Ratio. As of the last day of each fiscal quarter listed below, permit the Covenant Debt to EBITDA Ratio to be more than the ratio set forth opposite such date:
       
Fiscal Quarter Ended   Ratio         
December 31, 2008
  4.50 to 1.00  
April 4, 2009
  4.50 to 1.00  
July 4, 2009
  4.50 to 1.00  
October 3, 2009
  4.35 to 1.00  
December 31, 2009
  3.25 to 1.00  
April 3, 2010
  3.25 to 1.00  

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SECTION 10.3. Asset Coverage Ratio. As of the end of each fiscal quarter, permit the Asset Coverage Ratio to be less than 1.75.
ARTICLE XI NEGATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment has expired or been terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will not and will not permit any of their Subsidiaries to:
SECTION 11.1. Limitations on Debt and Guaranty Obligations. Create, incur, assume or suffer to exist any Debt, including Guaranty Obligations, except:
     (a) the Obligations of the Credit Parties;
     (b) [Reserved];
     (c) Debt existing on the Amendment Date, as set forth on Schedule 7.1(p);
     (d) Debt of the Credit Parties and their Subsidiaries, not otherwise permitted under this Section 11.1, incurred in connection with (i) Capitalized Leases, (ii) purchase money Debt and (iii) Debt of a Subsidiary incurred and outstanding on or prior to the date on which such Subsidiary was acquired by any Credit Party or otherwise became a Subsidiary of such Credit Party, or Debt assumed by a Credit Party or a Subsidiary thereof in connection with an asset acquisition which Debt was outstanding prior to the date of such asset acquisition (in each case, other than Debt incurred as consideration in, or to provide all or any portion of the funds or credit support utilized to consummate, the transaction or series of transactions pursuant to which such Subsidiary became a Subsidiary of such Credit Party or was otherwise acquired by such Credit Party or pursuant to which such assets were acquired);
     (e) additional Debt of the Credit Parties, not otherwise permitted under this Section 11.1, in an aggregate outstanding amount not to exceed $50,000,000 (or the equivalent Dollar Amount for borrowings denominated in currencies other than Dollars) on any date of determination so long as no Default or Event of Default exists on the date any such additional Debt is created or arises as a result of any borrowing thereunder;
     (f) additional Debt of Subsidiaries of the Credit Parties (that are not themselves Credit Parties) not otherwise permitted under this Section 11.1, in an aggregate outstanding amount not to exceed $15,000,000 (or the equivalent Dollar Amount for borrowings denominated in currencies other than Dollars) on any date of determination;
     (g) Debt of the Credit Parties to any Subsidiary or any other Credit Party and of any Subsidiary to the Credit Parties or any other Subsidiary;
     (h) Debt of the Credit Parties and their Subsidiaries arising under Open Account Agreements in an aggregate amount not to exceed $200,000,000 (or the equivalent Dollar Amount for borrowings denominated in currencies other than Dollars) on any date of determination; and
     (i) Debt incurred in respect of the extension, renewal, refinancing (including

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defeasance), replacement or refunding (collectively, the “refinancing”) of Debt incurred pursuant to clause (a), (b), (c) or (e); provided, that (i) such Debt is an aggregate principal amount (or if incurred with original issue discount, an aggregate issue price) not in excess of the sum of (x) the aggregate principal amount (or if incurred with original issue discount, the aggregate accreted value) then outstanding of the Debt being refinanced and (y) an amount necessary to pay any fees and expenses, including premiums and defeasance costs, related to such refinancing, (ii) the average life of such Debt is equal to or greater than the average life of the Debt being refinanced, (iii) the stated maturity of such Debt is no earlier than the stated maturity of the Debt being refinanced; and (iv) the new Debt shall not be senior in right of payment to the Debt that is being refinanced; provided, that none of the Debt permitted to be incurred by this Section shall expressly restrict, limit or otherwise encumber (unless such restriction, limitation or other encumbrance is a Permitted Encumbrance (as defined below)), the ability of any Subsidiary of the Credit Parties to make any payment to the Credit Parties or any of their Subsidiaries (in the form of dividends, intercompany advances or otherwise) for the purpose of enabling the Credit Parties to pay the Obligations. For purposes of this Section 11.1, with regard to any Debt, a “Permitted Encumbrance” shall mean any restriction, limitation or other encumbrance that applies solely if a default or event of default (other than a default resulting solely from the breach of a representation or warranty) occurs and is continuing under such Debt; provided further that, with respect to any default or event of default (other than a payment default, including as a result of acceleration, or a bankruptcy event with respect to the obligor of such Debt), such encumbrance or restriction may not prohibit dividends to the Credit Parties or any Subsidiary thereof to pay the Obligations for more than one hundred eighty (180) days in any consecutive three hundred sixty (360) day period.
SECTION 11.2. [Reserved].
SECTION 11.3. Limitations on Liens. Create, incur, assume or suffer to exist, any Lien on or with respect to any of its assets or properties (including without limitation shares of capital stock or other ownership interests), real or personal, whether now owned or hereafter acquired, except:
     (a) Liens for taxes, assessments and other governmental charges or levies (excluding any Lien imposed pursuant to any of the provisions of ERISA or Environmental Laws) not yet due or as to which the period of grace, if any, related thereto has not expired or which are being contested in good faith and by appropriate proceedings if adequate reserves are maintained to the extent required by GAAP;
     (b) the claims of materialmen, mechanics, carriers, warehousemen, processors or landlords for labor, materials, supplies or rentals incurred in the ordinary course of business, (i) which are not overdue for a period of more than thirty (30) days or (ii) which are being contested in good faith and by appropriate proceedings;
     (c) Liens consisting of deposits or pledges made in the ordinary course of business in connection with, or to secure payment of, obligations under workers’ compensation, unemployment insurance or similar legislation or obligations under customer service contracts;
     (d) Liens constituting encumbrances in the nature of zoning restrictions, easements and rights or restrictions of record on the use of real property, which do not, in

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any case, materially detract from the value of such property or materially impair the use thereof in the ordinary conduct of business;
     (e) Liens created under the Loan Documents and other Liens for the benefit of the Administrative Agent and the Secured Parties;
     (f) Liens incurred in the ordinary course of business not to exceed $10,000,000 in the aggregate outstanding in addition to Liens existing on the Amendment Date;
     (g) Liens existing on any property or asset prior to the acquisition thereof by the Credit Parties or any Subsidiary or existing on any property or asset of any Person that becomes a Subsidiary or is merged with or into the Credit Parties or any Subsidiary after the Amendment Date prior to the time such Person becomes a Subsidiary or is so merged;
     (h) Liens in existence on the Amendment Date and described on Schedule 11.3;
     (i) Liens securing Debt incurred in connection with Capitalized Leases and purchase money Debt permitted under Section 11.1(e); provided that (i) such Liens shall be created substantially simultaneously with the acquisition of the related asset, (ii) such Liens do not at any time encumber any property other than the property financed by such Debt, (iii) the amount of Debt secured thereby is not increased and (iv) the principal amount of Debt secured by any such Lien shall at no time exceed one hundred percent (100%) of the original purchase price of such property at the time it was acquired;
     (j) Liens incurred to secure appeal bonds and judgment and attachment Liens in respect of judgments or orders that do not constitute an Event of Default under Section 12.1(m);
     (k) Liens arising solely by virtue of any statutory or common law provision relating to banker’s liens, rights of setoff or similar rights and remedies, in each case as to deposit accounts or other funds maintained with a creditor depository institution;
     (l) deposits to secure the performance of bids, trade contracts, leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature, in each case in the ordinary course of business;
     (m) Liens arising in the ordinary course of business that do not secure monetary obligations;
     (n) Liens arising by the terms of letters of credit entered into in the ordinary course of business to secure reimbursement obligations thereunder;
     (o) Liens securing Debt or other obligations between the Credit Parties and a Subsidiary or between Subsidiaries or Credit Parties;
     (p) Liens granted to any bank or other institution securing the payments to be made to such bank or other institution by the Credit Parties or a Subsidiary of the Credit Parties pursuant to any Hedging Agreement; provided that, such agreements are entered into in, or are incidental to, the ordinary course of business; and
     (q) The refinancing of any Lien referred to in clause (g), (h), (i) or (p) provided,

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that the principal amount of Debt (or, if incurred with original issue discount, an aggregate issue price) secured thereby and not otherwise authorized by clause (g), (h), (i) or (p) shall not exceed the principal amount of Debt (or if incurred without original issue discount, the aggregate accreted value) plus any fees and expenses, including premiums and defeasance costs, payable in connection with any such extension, renewal, replacement or refunding, so secured at the time of such extension, renewal, replacement or refunding;
provided, that, in no event shall any Liens permitted in accordance with clause (f), (j) or (m) be granted after the Amendment Date with respect to any intellectual property of the Credit Parties or any of their Subsidiaries.
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions. Purchase, own, invest in or otherwise acquire, directly or indirectly, any capital stock (other than capital stock of the Credit Parties), interests in any partnership, limited liability company or joint venture (including without limitation the creation or capitalization of any Subsidiary), evidence of Debt or other obligation or security, substantially all or a portion of the business or assets of any other Person or any other investment or interest whatsoever in any other Person, or make or permit to exist, directly or indirectly, any loans, advances or extensions of credit to, or any investment in cash or by delivery of property in, any Person, or enter into, directly or indirectly, any commitment or option in respect of the foregoing (collectively, “Investments”) except:
     (a) Investments in Subsidiaries existing on the Amendment Date and the other existing loans, advances and Investments described on Schedule 11.4;
     (b) Investments made in accordance with the Permitted Investment Policy as in effect on the Amendment Date;
     (c) Investments by the Credit Parties or any Subsidiary, including Investments in the form of acquisitions, including acquisitions of all or substantially all of the business or a line of business (whether by the acquisition of capital stock, assets or any combination thereof) of any other Person, so long as (i) a Responsible Officer certifies to the Administrative Agent and the Required Lenders that no Default or Event of Default has occurred and is continuing or would result from the closing of such acquisition or the consummation of such Investment, such certification to include, for any acquisition involving a purchase price in excess of $50,000,000, either individually or in a series of related transactions, a financial condition certificate to which is attached a pro forma balance sheet of Jones Apparel Group and its Subsidiaries setting forth on a pro forma basis the financial condition of Jones Apparel Group and its Subsidiaries on a Consolidated basis as of the most recently ended Fiscal Year, reflecting on a pro forma basis the effect of the transactions contemplated by such acquisition, including all fees and expenses in connection therewith, and evidencing compliance on a pro forma basis with the covenants contained in Article X hereof, and (ii) the price for such Investment, together with all other Investments made in accordance with this clause (c) after the Amendment Date, does not exceed $10,000,000 in the aggregate;
     (d) Investments set forth on Schedule 11.4 (other than Investments in Subsidiaries) in an amount not to exceed $10,000,000;
     (e) loans and advances to third party contractors in the ordinary course of business and consistent with past practice not to exceed in an aggregate outstanding

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amount $6,000,000 (excluding such loans and advances consisting of prepayments or advances for inventory or services); and loans and advances to employees of the Credit Parties and their Subsidiaries in an aggregate outstanding amount not to exceed $4,000,000; and
     (f) intercompany loans and advances among the Credit Parties and their Subsidiaries so long as permitted under the terms of Sections 11.1 and 11.3.
SECTION 11.5. Limitations on Mergers and Liquidation. Merge, consolidate or enter into any similar combination with any other Person or liquidate, wind-up or dissolve itself (or suffer any liquidation or dissolution) except so long as no Default or Event of Default has occurred and is continuing, or would result therefrom:
     (a) any Credit Party may merge or consolidate with or into any Person; provided that (i) such Credit Party shall be the survivor of such merger or consolidation or (ii) the survivor assumes and succeeds to the Obligations of such Credit Party pursuant to an assumption agreement in form reasonably satisfactory to the Administrative Agent and the Required Lenders;
     (b) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any other Wholly-Owned Subsidiary of the Credit Parties;
     (c) any Wholly-Owned Subsidiary may merge or consolidate with or into the Person such Wholly-Owned Subsidiary was formed to acquire in connection with an acquisition permitted by Section 11.4(b), (c) or (d);
     (d) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any Credit Party; provided that, such Credit Party is the survivor of such merger or consolidation; and
     (e) any Credit Party may merge or consolidate with or into any other Credit Party.
SECTION 11.6. Limitations on Sale or Transfer of Assets. Convey, sell, lease, assign, transfer or otherwise dispose of any of its property, business or assets, whether now owned or hereafter acquired (collectively, “sale”), except for the following:
     (a) the sale of inventory in the ordinary course of business;
     (b) the sale of obsolete assets no longer used or usable in the business of the Credit Parties or any of their Subsidiaries;
     (c) the sale or discount without recourse of accounts receivable arising in the ordinary course of business in connection with the compromise or collection thereof;
     (d) the sale of assets between the Credit Parties and any Subsidiary or between Subsidiaries or Credit Parties;
     (e) the sale of any other assets of the Credit Parties and their Subsidiaries outside the ordinary course of business so long as the total fair market value for all such sales on and after the Amendment Date on an aggregate basis does not exceed $10,000,000; and

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     (f) the sale of assets purchased in accordance with the Permitted Investment Policy as in effect on the Amendment Date.
SECTION 11.7. Limitations on Dividends and Distributions. Declare or pay any dividends upon any of its capital stock; purchase, redeem, retire or otherwise acquire, directly or indirectly, any shares of its capital stock, or make any distribution of cash, property or assets among the holders of shares of its capital stock, or make any change in its capital structure that could reasonably be expected to have a Material Adverse Effect; provided that: (a) the Credit Parties may pay dividends solely in shares of their own capital stock or other ownership interest (including dividends consisting of rights to purchase such capital stock or other ownership interest), (b) any Subsidiary may pay dividends or make distributions to the Credit Parties or any Wholly-Owned Subsidiary of the Credit Parties, (c) any Credit Party may pay dividends or make distributions to any other Credit Party and (d) as long as no Default or Event of Default has occurred and is continuing or would be created thereby (i) until April 1, 2009, the Credit Parties may declare and pay dividends on shares of their capital stock or other ownership interests consistent with past practice established prior to the Amendment Date, (ii) the Credit Parties or any Subsidiary may redeem shares of their capital stock or other ownership interest pursuant to a plan approved by the Board of Directors of the Credit Parties or such Subsidiary, as applicable (A) to the extent required by contracts entered into prior to the Amendment Date and (B)additional share repurchases in an amount not to exceed $5,000,000 after the Amendment Date, and (iii) from and after April 1, 2009, so long as the Borrowing Availability Limit is not less than $200,000,000 at the time such dividend is paid, the Credit Parties may pay dividends in an amount not to exceed in any calendar year an amount equal to $30,000,000 (but only $22,500,000 for period commencing April 1, 2009 and ending December 31, 2009) plus 10% of cumulative Net Income for the immediately preceding calendar year.
SECTION 11.8. Transactions with Affiliates. Directly or indirectly enter into, or be a party to, any transaction with any of its Affiliates, except (i) on terms that are no less favorable to it than it would obtain in a comparable arm’s length transaction with a Person not its Affiliate, (ii) without limiting any other provision of this Agreement, in connection with any acquisition otherwise permitted pursuant to the terms of this Agreement or (iii) for transactions between Credit Parties or between Credit Parties and Subsidiaries of Credit Parties.
SECTION 11.9. Changes in Fiscal Year End. Change its Fiscal Year.
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt. Upon the occurrence and continuation of a Default or an Event of Default, amend or modify (or permit the modification or amendment of) in any manner materially adverse to the Lenders any of the terms or provisions of any Debt in excess of $25,000,000, including without limitation the Additional Debt Securities, if any, or any Subordinated Debt, or cancel or forgive, make any voluntary or optional payment or prepayment on, or redeem or acquire for value (including, without limitation, by way of depositing with any trustee with respect thereto money or securities before due for the purpose of paying when due) any Subordinated Debt.
SECTION 11.11. Limitations on Capital Expenditures. Make, or permit any of its Subsidiaries to make, any Capital Expenditures that would cause the aggregate of all such Capital Expenditures made by the Credit Parties and their Subsidiaries in any calendar year to exceed $75,000,000.
ARTICLE XII DEFAULT AND REMEDIES

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SECTION 12.1. Events of Default. Each of the following shall constitute an Event of Default, whatever the reason for such event and whether it shall be voluntary or involuntary or be effected by operation of law or pursuant to any judgment or order of any court or any order, rule or regulation of any Governmental Authority or otherwise:
     (a) Default in Payment of Principal of Loans and Reimbursement Obligations. The Borrower shall default in any payment of principal of any Loan or Reimbursement Obligation when and as due (whether at maturity, by reason of acceleration or otherwise).
     (b) Other Payment Default. The Borrower shall default in the payment when and as due (whether at maturity, by reason of acceleration or otherwise) of interest on any Loan or Reimbursement Obligation or the payment of any other Obligation (other than any Obligation under any Hedging Agreement), and such default shall continue unremedied for three (3) Business Days.
     (c) Misrepresentation. Any representation or warranty made or deemed to be made by the Credit Parties or any of their Subsidiaries, if applicable, under this Agreement, any Loan Document or any amendment hereto or thereto, shall at any time prove to have been incorrect or misleading in any material respect when made or deemed made.
     (d) Default in Performance of Certain Covenants. Any of the Credit Parties shall default in the performance or observance of any covenant or agreement contained in Article X or XI of this Agreement.
     (e) Default in Performance of Other Covenants and Conditions. Any of the Credit Parties or any Subsidiary thereof, if applicable, shall default in the performance or observance of any term, covenant, condition or agreement contained in this Agreement (other than as specifically provided for otherwise in this Section 12.1) or any other Loan Document and such default shall continue for a period of thirty (30) days after written notice thereof has been given to the Borrower by the Administrative Agent.
     (f) Hedging Agreement. Any termination payments in an amount greater than $50,000,000 shall be due by any Credit Party under any Hedging Agreement and such amount is not paid within thirty (30) Business Days of the due date thereof.
     (g) Debt Cross-Default. Any of the Credit Parties or any of their Subsidiaries shall (i) default in the payment of principal or interest on any Debt (other than the Loans or any Reimbursement Obligation) the aggregate outstanding amount of which Debt is in excess of $50,000,000, beyond the period of grace if any, provided in the instrument or agreement under which such Debt was created, or (ii) default in the observance or performance of any other agreement or condition relating to any Debt (other than the Loans or any Reimbursement Obligation), the aggregate outstanding amount of which Debt is in excess of $50,000,000 or contained in any instrument or agreement evidencing, securing or relating thereto or any other event shall occur or condition exist, the effect of which default or other event or condition is to cause, or to permit the holder or holders of such Debt (or a trustee or agent on behalf of such holder or holders) to cause, with the giving of notice if required, any such Debt to become due prior to its stated maturity (any applicable grace period having expired).
     (h) Change in Control. Any person or group of persons (within the meaning of

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Section 13(d) of the Securities Exchange Act of 1934, as amended), other than a Credit Party or any Subsidiary thereof, shall obtain ownership or control in one or more series of transactions of more than thirty-three and one-third percent (33.33%) of the common stock or thirty-three and one-third percent (33.33%) of the voting power of any Credit Party entitled to vote in the election of members of the Board of Directors of such Credit Party or there shall have occurred under any indenture or other instrument evidencing any debt in excess of $50,000,000 any “change in control” (as defined in such indenture or other evidence of debt) obligating the Borrower to repurchase, redeem or repay all or any part of the debt or capital stock provided for therein (any such event, a “Change in Control”). Further, except as set forth in Section 11.5, Jones Apparel Group shall at all times own 100% of the capital stock of Jones Apparel Group Holdings and Jones Apparel Group Holdings shall at all times own 100% of the capital stock of the Borrower.
     (i) Voluntary Bankruptcy Proceeding. Any Credit Party or any Subsidiary thereof shall (i) commence a voluntary case under the federal bankruptcy laws (as now or hereafter in effect), (ii) file a petition seeking to take advantage of any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or composition for adjustment of debts, (iii) consent to or fail to contest in a timely and appropriate manner any petition filed against it in an involuntary case under such bankruptcy laws or other laws, (iv) apply for or consent to, or fail to contest in a timely and appropriate manner, the appointment of, or the taking of possession by, a receiver, custodian, trustee, or liquidator of itself or of a substantial part of its property, domestic or foreign, (v) admit in writing its inability to pay its debts as they become due, (vi) make a general assignment for the benefit of creditors, or (vii) take any corporate action for the purpose of authorizing any of the foregoing.
     (j) Involuntary Bankruptcy Proceeding. A case or other proceeding shall be commenced against any Credit Party or any Subsidiary thereof in any court of competent jurisdiction seeking (i) relief under the federal bankruptcy laws (as now or hereafter in effect) or under any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or adjustment of debts, or (ii) the appointment of a trustee, receiver, custodian, liquidator or the like for any Credit Party or any Subsidiary thereof or for all or any substantial part of their respective assets, domestic or foreign, and such case or proceeding shall continue without dismissal or stay for a period of sixty (60) consecutive days, or an order granting the relief requested in such case or proceeding (including, but not limited to, an order for relief under such federal bankruptcy laws) shall be entered.
     (k) Collateral Documents. Any Collateral Document or financing statement after delivery thereof shall for any reason (other than as permitted under any Collateral Document) cease to create a valid and perfected lien on and security interest in any material amount of the Collateral purported to be covered thereby.
     (l) Termination Event. The occurrence of any of the following events: (i) the Borrower or any ERISA Affiliate fails to make full payment to an Employee Benefit Plan when due (after giving effect to any applicable grace period) of contributions in excess of $2,000,000, (ii) an accumulated funding deficiency in excess of $2,000,000 occurs or exists, whether or not waived, with respect to any Pension Plan or (iii) a Termination Event that could reasonably be expected to result in liability in excess of $5,000,000 to the Borrower or any ERISA Affiliate.

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     (m) Judgment. A judgment or order for the payment of money which causes the aggregate amount of all such judgments to exceed $50,000,000 in any Fiscal Year shall be entered against any Credit Party or any Subsidiary thereof by any court and such judgment or order shall continue without discharge or stay for a period of thirty (30) days.
SECTION 12.2. Remedies. Upon the occurrence of an Event of Default, with the consent of the Required Lenders, the Administrative Agent may, or upon the request of the Required Lenders, the Administrative Agent shall, by notice to the Credit Parties:
     (a) Acceleration; Termination of Facilities. Declare the principal of and interest on the Loans, the Reimbursement Obligations at the time outstanding, and all other amounts owed to the Lenders and to the Administrative Agent under this Agreement or any of the other Loan Documents (other than any Hedging Agreement) (including, without limitation, all L/C Obligations, whether or not the beneficiaries of the then outstanding Letters of Credit shall have presented the documents required thereunder) and all other Obligations (other than Obligations owing under any Hedging Agreement), to be forthwith due and payable, whereupon the same shall immediately become due and payable without presentment, demand, protest or other notice of any kind, all of which are expressly waived, anything in this Agreement or the other Loan Documents to the contrary notwithstanding, and terminate the Credit Facility and any right of the Borrower to request borrowings or Letters of Credit thereunder; provided, that upon the occurrence of an Event of Default specified in Section 12.1(i) or (j) with respect to the Credit Parties, the Credit Facility shall be automatically terminated and all Obligations (other than obligations owing under any Hedging Agreement) shall automatically become due and payable.
     (b) Letters of Credit. With respect to all Letters of Credit with respect to which presentment for honor shall not have occurred at the time of an acceleration pursuant to the preceding paragraph, require the Borrower at such time to deposit or cause to be deposited in a cash collateral account opened by the Administrative Agent an amount equal to the Dollar Amount of the aggregate then undrawn and unexpired amount of such Letters of Credit. Amounts held in such cash collateral account shall be applied by the Administrative Agent to the payment of drafts drawn under such Letters of Credit, and the unused portion thereof after all such Letters of Credit shall have expired or been fully drawn upon, if any, shall be applied to repay the other Obligations. After all such Letters of Credit shall have expired or been fully drawn upon, the Reimbursement Obligation shall have been satisfied and all other Obligations shall have been paid in full, the balance, if any, in such cash collateral account shall be promptly returned to the Borrower.
     (c) Rights of Collection. Exercise on behalf of the Lenders all of its other rights and remedies under this Agreement, the other Loan Documents and Applicable Law, in order to satisfy all of the Obligations.
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc. The enumeration of the rights and remedies of the Administrative Agent and the Lenders set forth in this Agreement is not intended to be exhaustive and the exercise by the Administrative Agent and the Lenders of any right or remedy shall not preclude the exercise of any other rights or remedies, all of which shall be cumulative, and shall be in addition to any other right or remedy given hereunder or under the Loan Documents or that may now or hereafter exist in law or in equity or by suit or

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otherwise. No delay or failure to take action on the part of the Administrative Agent or any Lender in exercising any right, power or privilege shall operate as a waiver thereof, nor shall any single or partial exercise of any such right, power or privilege preclude other or further exercise thereof or the exercise of any other right, power or privilege or shall be construed to be a waiver of any Event of Default. No course of dealing between the Credit Parties, the Administrative Agent and the Lenders or their respective agents or employees shall be effective to change, modify or discharge any provision of this Agreement or any of the other Loan Documents or to constitute a waiver of any Event of Default.
ARTICLE XIII THE ADMINISTRATIVE AGENT
SECTION 13.1. Appointment. Each of the Lenders hereby irrevocably designates and appoints Wachovia as Administrative Agent of such Lender under this Agreement and the other Loan Documents for the term hereof and each such Lender irrevocably authorizes Wachovia as Administrative Agent for such Lender, to take such action on its behalf under the provisions of this Agreement and the other Loan Documents and to exercise such powers and perform such duties as are expressly delegated to the Administrative Agent by the terms of this Agreement and such other Loan Documents, together with such other powers as are reasonably incidental thereto, including acting as the agent of such Lender for purposes of acquiring, holding and enforcing any and all Liens on Collateral granted by any of the Credit Parties and their Subsidiaries to secure any of the Secured Obligations. Notwithstanding any provision to the contrary elsewhere in this Agreement or such other Loan Documents, the Administrative Agent shall not have any duties or responsibilities, except those expressly set forth herein and therein, or any fiduciary relationship with any Lender, and no implied covenants, functions, responsibilities, duties, obligations or liabilities shall be read into this Agreement or the other Loan Documents or otherwise exist against the Administrative Agent. Any reference to the Administrative Agent in this Article XIII shall be deemed to refer to the Administrative Agent solely in its capacity as Administrative Agent and not in its capacity as a Lender.
SECTION 13.2. Delegation of Duties. The Administrative Agent may execute any of its respective duties under this Agreement and the other Loan Documents by or through agents or attorneys-in-fact and shall be entitled to advice of counsel concerning all matters pertaining to such duties. The Administrative Agent shall not be responsible for the negligence or misconduct of any agents or attorneys-in-fact selected by the Administrative Agent with reasonable care.
SECTION 13.3. Exculpatory Provisions. Neither the Administrative Agent nor any of its officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates shall be (a) liable for any action lawfully taken or omitted to be taken by it or such Person under or in connection with this Agreement or the other Loan Documents (except for actions occasioned solely by its or such Person’s own gross negligence or willful misconduct), or (b) responsible in any manner to any of the Lenders for any recitals, statements, representations or warranties made by the Borrower or any of its Subsidiaries or any officer thereof contained in this Agreement or the other Loan Documents or in any certificate, report, statement or other document referred to or provided for in, or received by the Administrative Agent under or in connection with, this Agreement or the other Loan Documents or for the value, validity, effectiveness, genuineness, enforceability or sufficiency of this Agreement, any other Loan Document or any other agreement, instrument or document or the perfection or priority of any Lien or security interest created or purported to be created by the Collateral Documents or for any failure of the Borrower or any of its Subsidiaries to perform its obligations hereunder or thereunder. The Administrative Agent shall not be under any obligation to any Lender to ascertain or to inquire as to the observance or performance of any of the agreements contained in, or conditions of, this

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Agreement, or to inspect the properties, books or records of the Borrower or any of its Subsidiaries.
SECTION 13.4. Reliance by the Administrative Agent. The Administrative Agent shall be entitled to rely, and shall be fully protected in relying, upon any note, writing, resolution, notice, consent, certificate, affidavit, letter, cablegram, telegram, telecopy, telex or teletype message, statement, order or other document or conversation believed by it to be genuine and correct and to have been signed, sent or made by the proper Person or Persons and upon advice and statements of legal counsel (including, without limitation, counsel to the Borrower), independent accountants and other experts selected by the Administrative Agent. The Administrative Agent may deem and treat the holder of any Revolving Credit Loan as the owner thereof for all purposes unless such Revolving Credit Loan shall have been transferred in accordance with Section 14.10 hereof. The Administrative Agent shall be fully justified in failing or refusing to take any action under this Agreement and the other Loan Documents unless it shall first receive such advice or concurrence of the Required Lenders (or, when expressly required hereby or by the relevant other Loan Document, all the Lenders) as it deems appropriate or it shall first be indemnified to its satisfaction by the Lenders against any and all liability and expense which may be incurred by it by reason of taking or continuing to take any such action except for its own gross negligence or willful misconduct. The Administrative Agent shall in all cases be fully protected in acting, or in refraining from acting, under this Agreement and the other Loan Documents in accordance with a request of the Required Lenders (or, when expressly required hereby, all the Lenders), and such request and any action taken or failure to act pursuant thereto shall be binding upon all the Lenders and all future holders of the Loans.
SECTION 13.5. Notice of Default. The Administrative Agent shall not be deemed to have knowledge or notice of the occurrence of any Default or Event of Default hereunder unless it has received notice from a Lender or the Borrower referring to this Agreement, describing such Default or Event of Default and stating that such notice is a “notice of default”. In the event that the Administrative Agent receives such a notice, it shall promptly give notice thereof to the Lenders. The Administrative Agent shall take such action with respect to such Default or Event of Default as shall be reasonably directed by the Required Lenders; provided that unless and until the Administrative Agent shall have received such directions, the Administrative Agent may (but shall not be obligated to) take such action, or refrain from taking such action, with respect to such Default or Event of Default as it shall deem advisable in the best interests of the Lenders, except to the extent that other provisions of this Agreement expressly require that any such action be taken or not be taken only with the consent and authorization or the request of the Lenders or the Required Lenders.
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders. Each Lender expressly acknowledges that neither the Administrative Agent nor any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates has made any representations or warranties to it and that no act by the Administrative Agent hereinafter taken, including any review of the affairs of the Borrower or any of its Subsidiaries, shall be deemed to constitute any representation or warranty by the Administrative Agent to any Lender. Each Lender represents to the Administrative Agent that it has, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it has deemed appropriate, made its own appraisal of and investigation into the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries and made its own decision to make its Loans and issue or participate in Letters of Credit hereunder and enter into this Agreement. Each Lender also represents that it will, independently and without reliance upon the Administrative Agent or any other Lender, and

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based on such documents and information as it shall deem appropriate at the time, continue to make its own credit analysis, appraisals and decisions in taking or not taking action under this Agreement and the other Loan Documents, and to make such investigation as it deems necessary to inform itself as to the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries. Except for notices, reports and other documents expressly required to be furnished to the Lenders by the Administrative Agent hereunder or by the other Loan Documents, the Administrative Agent shall not have any duty or responsibility to provide any Lender with any credit or other information concerning the business, operations, property, financial and other condition or creditworthiness of the Borrower or any of its Subsidiaries which may come into the possession of the Administrative Agent or any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates.
SECTION 13.7. Indemnification. The Lenders agree to indemnify the Administrative Agent in its capacity as such and (to the extent not reimbursed by the Borrower and without limiting the obligation of the Borrower to do so), ratably according to the respective amounts of their Revolving Credit Commitment Percentage from and against any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind whatsoever which may at any time (including, without limitation, at any time following the payment of the Loans or any Reimbursement Obligation) be imposed on, incurred by or asserted against the Administrative Agent in any way relating to or arising out of this Agreement or the other Loan Documents, or any documents contemplated by or referred to herein or therein or the transactions contemplated hereby or thereby or any action taken or omitted by the Administrative Agent under or in connection with any of the foregoing; provided that no Lender shall be liable for the payment of any portion of such liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements to the extent they result from the Administrative Agent’s bad faith, gross negligence or willful misconduct. The agreements in this Section 13.7 shall survive the payment of the Loans, any Reimbursement Obligation and all other amounts payable hereunder and the termination of this Agreement.
SECTION 13.8. The Administrative Agent in Its Individual Capacity. The Administrative Agent and its respective Subsidiaries and Affiliates may make loans to, accept deposits from and generally engage in any kind of business with the Borrower as though the Administrative Agent were not an Administrative Agent hereunder. With respect to any Loans made or renewed by it and with respect to any Letter of Credit issued by it or participated in by it, the Administrative Agent shall have the same rights and powers under this Agreement and the other Loan Documents as any Lender and may exercise the same as though it were not an Administrative Agent, and the terms “Lender” and “Lenders” shall include the Administrative Agent in its individual capacity.
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent. Subject to the appointment and acceptance of a successor as provided below, the Administrative Agent may resign at any time by giving notice thereof to the Lenders and the Credit Parties. Upon any such resignation, the Required Lenders shall have the right, subject to the approval of the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), to appoint a successor Administrative Agent, which successor shall have minimum capital and surplus of at least $500,000,000. If no successor Administrative Agent shall have been so appointed by the Required Lenders, been approved (so long as no Default or Event of Default has occurred and is continuing) by the Credit Parties or have accepted such appointment within thirty (30) days after the Administrative Agent’s giving of notice of resignation, then the Administrative Agent may, on behalf of the Lenders, appoint a successor Administrative Agent reasonably acceptable to the Credit Parties (so long as no Default or Event of Default has occurred and is

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continuing), which successor shall have minimum capital and surplus of at least $500,000,000. Upon the acceptance of any appointment as Administrative Agent hereunder by a successor Administrative Agent, such successor Administrative Agent shall thereupon succeed to and become vested with all rights, powers, privileges and duties of the retiring Administrative Agent, and the retiring Administrative Agent shall be discharged from its duties and obligations hereunder (except that the retiring Administrative Agent shall continue to hold any Collateral until such time as a successor Administrative Agent is appointed). After any retiring Administrative Agent’s resignation hereunder as Administrative Agent, the provisions of this Section 13.9 shall continue in effect for its benefit in respect of any actions taken or omitted to be taken by it while it was acting as Administrative Agent.
SECTION 13.10. Syndication and Documentation Agents. Each Syndication Agent in its capacity as Syndication Agent and each documentation agent in its capacity as documentation agent shall have no duties or responsibilities and no liabilities under this Agreement or any other Loan Document but shall be entitled, in such capacity, to the same protections afforded to the Administrative Agent under this Article XIII.
ARTICLE XIV MISCELLANEOUS
SECTION 14.1. Notices. (a) Method of Communication. Except as otherwise provided in this Agreement, all notices and communications hereunder shall be in writing, or by telephone subsequently confirmed in writing. Any notice shall be effective if delivered by hand delivery or sent via telecopy, recognized overnight courier service or certified mail, return receipt requested, and shall be presumed to be received by a party hereto (i) on the date of delivery if delivered by hand or sent by telecopy, (ii) on the next Business Day if sent by recognized overnight courier service and (iii) on the third (3rd) Business Day following the date sent by certified mail, return receipt requested. A telephonic notice to the Administrative Agent as understood by the Administrative Agent will be deemed to be the controlling and proper notice in the event of a discrepancy with or failure to receive a confirming written notice.
          (b) Addresses for Notices. Notices to any party shall be sent to it at the following addresses, or any other address as to which all the other parties are notified in writing.
If to the Credit Parties:
Jones Apparel Group, Inc.
1411 Broadway
New York, New York 10018
Attention: Chief Financial Officer
Telephone No.: (212)703-9152
Telecopy No.: (212) 703-9154
If to Wachovia:
Wachovia Bank, National Association
Administrative Agent:
201 South College Street, CP-8
Charlotte, NC 28288-0680
Attention: Syndication Agency Services
Telephone No: 704-715-1353
Telecopy No: 704-383-0288

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With copies to:
Wachovia Bank, National Association
Administrative Agent:
1339 Chestnut Street, PA4830
Philadelphia, PA 19107
Attention: Susan T. Gallagher
Telephone No: 267-321-6712
Telecopy No: 267-321-6700
If to any Lender:
          To the Address set forth on Schedule 1.1(a) hereto
          (c) Administrative Agent’s Office. The Administrative Agent hereby designates its office located at the address set forth above, or any subsequent office which shall have been specified for such purpose by written notice to the Borrower and the Lenders, as the Administrative Agent’s Office referred to herein, to which payments due are to be made and at which Loans will be disbursed.
SECTION 14.2. Expenses; Indemnity. The Borrower will (a) pay all reasonable out-of-pocket expenses of the Administrative Agent in connection with (i) the preparation, execution and delivery of this Agreement and each other Loan Document, whenever the same shall be executed and delivered, including without limitation the reasonable out-of-pocket syndication and due diligence expenses and reasonable fees and disbursements of counsel for the Administrative Agent and (ii) the preparation, execution and delivery of any waiver, amendment or consent by the Administrative Agent or the Lenders relating to this Agreement or any other Loan Document, including without limitation reasonable fees and disbursements of counsel for the Administrative Agent, (b) pay all reasonable out-of-pocket expenses of the Administrative Agent actually incurred in connection with the administration of the Credit Facility, (c) pay all reasonable out-of-pocket expenses of the Administrative Agent and each Lender actually incurred in connection with the enforcement of any rights and remedies of the Administrative Agent and the Lenders under the Credit Facility, including to the extent reasonable under the circumstances consulting with accountants, attorneys and other Persons concerning the nature, scope or value of any right or remedy of the Administrative Agent or any Lender hereunder or under any other Loan Document or any factual matters in connection therewith, which expenses shall include without limitation the reasonable fees and disbursements of such Persons, and (d) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, Administrative Agents, officers and directors, from and against any losses, penalties, fines, liabilities, settlements, damages, costs and expenses, suffered by any such Person in connection with any claim, investigation, litigation or other proceeding (whether or not the Administrative Agent or any Lender is a party thereto) and the prosecution and defense thereof, arising out of or in any way connected with this Agreement, any other Loan Document or the Loans, including without limitation reasonable attorney’s and consultant’s fees, except to the extent that any of the foregoing result from the gross negligence or willful misconduct of any indemnified party.
SECTION 14.3. Set-off. In addition to any rights now or hereafter granted under Applicable Law and not by way of limitation of any such rights, upon and after the occurrence of any Event of Default and during the continuance thereof, the Lenders and any assignee or participant of a Lender in accordance with Section 14.10 are hereby authorized by the Credit Parties at any time

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or from time to time, without notice to the Credit Parties or to any other Person, any such notice being hereby expressly waived, to set off and to appropriate and to apply any and all deposits (general or special, time or demand, including, but not limited to, indebtedness evidenced by certificates of deposit, whether matured or unmatured) and any other indebtedness at any time held or owing by the Lenders, or any such assignee or participant to or for the credit or the account of the Borrower against and on account of the Obligations irrespective of whether or not (a) the Lenders shall have made any demand under this Agreement or any of the other Loan Documents or (b) the Administrative Agent shall have declared any or all of the Obligations to be due and payable as permitted by Section 12.2 and although such Obligations shall be contingent or unmatured.
SECTION 14.4. Governing Law. This Agreement, the Notes and the other Loan Documents, unless otherwise expressly set forth therein, shall be governed by, construed and enforced in accordance with the laws of the State of New York.
SECTION 14.5. Consent to Jurisdiction. Each of the parties hereto hereby irrevocably consents to the personal jurisdiction of the state and federal courts located in New York County, New York, in any action, claim or other proceeding arising out of any dispute in connection with this Agreement and the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations. Each of the parties hereto hereby irrevocably consents to the service of a summons and complaint and other process in any action, claim or proceeding brought by any other party hereto in connection with this Agreement or the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations, on behalf of itself or its property, in the manner specified in Section 14.1. Nothing in this Section 14.5 shall affect the right of any of the parties hereto to serve legal process in any other manner permitted by Applicable Law or affect the right of any of the parties hereto to bring any action or proceeding against any other party hereto or its properties in the courts of any other jurisdictions.
SECTION 14.6. Waiver of Jury Trial. THE ADMINISTRATIVE AGENT, EACH LENDER AND EACH CREDIT PARTY HEREBY ACKNOWLEDGE THEY IRREVOCABLY WAIVE THEIR RESPECTIVE RIGHTS TO A JURY TRIAL WITH RESPECT TO ANY ACTION, CLAIM OR OTHER PROCEEDING ARISING OUT OF ANY JUDICIAL PROCEEDING, ANY DISPUTE, CLAIM OR CONTROVERSY ARISING OUT OF, CONNECTED WITH OR RELATING TO THE LOAN DOCUMENTS (“Dispute”) IN CONNECTION WITH THIS AGREEMENT, THE NOTES OR THE OTHER LOAN DOCUMENTS, ANY RIGHTS OR OBLIGATIONS HEREUNDER OR THEREUNDER, OR THE PERFORMANCE OF SUCH RIGHTS AND OBLIGATIONS.
SECTION 14.7. Reversal of Payments. To the extent any Credit Party makes a payment or payments to the Administrative Agent for the ratable benefit of the Lenders or the Administrative Agent receives any payment or proceeds of the Collateral which payments or proceeds or any part thereof are subsequently invalidated, declared to be fraudulent or preferential, set aside and/or required to be repaid to a trustee, receiver or any other party under any bankruptcy law, state or federal law, common law or equitable cause, then, to the extent of such payment or proceeds repaid, the Obligations or part thereof intended to be satisfied shall be revived and continued in full force and effect as if such payment or proceeds had not been received by the Administrative Agent.
SECTION 14.8. Injunctive Relief; Punitive Damages. (a) Each of the parties to this Agreement recognizes that, in the event such party fails to perform, observe or discharge any of its

65


 

obligations or liabilities under this Agreement, any remedy of law may prove to be inadequate relief to the other parties hereto. Therefore, each of the parties hereto agrees that the other parties hereto, at such other party’s option, shall be entitled to pursue temporary and permanent injunctive relief in any such case without the necessity of proving actual damages.
     (b) The Administrative Agent, the Lenders and the Credit Parties (on behalf of themselves and their Subsidiaries) hereby agree that no such Person shall have a remedy of punitive or exemplary damages against any other party to a Loan Document and each such Person hereby waives any right or claim to punitive or exemplary damages that they may now have or may arise in the future in connection with any Dispute, whether such Dispute is resolved through arbitration or judicially.
SECTION 14.9. Accounting Matters. Except as otherwise expressly provided herein, all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in effect from time to time, provided that, if the Borrower notifies the Administrative Agent that the Borrower requests an amendment to any provision hereof to eliminate the effect of any change occurring after the Amendment Date in GAAP or in the application thereof on the operation of such provision (or if the Administrative Agent notifies the Borrower that the Required Lenders request an amendment to any provision hereof for such purpose), regardless of whether any such notice is given before or after such change in GAAP or in the application thereof, then such provision shall be interpreted on the basis of GAAP as in effect and applied immediately before such change shall have become effective until such notice shall have been withdrawn or such provision amended in accordance therewith.
SECTION 14.10. Successors and Assigns; Participations. (a) Benefit of Agreement. This Agreement shall be binding upon and inure to the benefit of the Credit Parties, the Administrative Agent and the Lenders, all future holders of the Notes, and their respective successors and permitted assigns, except that the Borrower shall not assign or transfer any of its rights or obligations under this Agreement without the prior written consent of each Lender other than pursuant to Section 11.5.
          (b) Assignment by Lenders. Each Lender may, with the consent of the Borrower (so long as no Default or Event of Default has occurred and is continuing) and the consent of the Administrative Agent, which consents shall not be unreasonably withheld or delayed, assign to one or more Eligible Assignees all or a portion of its interests, rights and obligations under this Agreement (including, without limitation, all or a portion of the Extensions of Credit at the time owing to it and the Revolving Credit Notes held by it); provided that:
     (i) each such assignment shall be of a constant, and not a varying, percentage of all the assigning Lender’s Revolving Credit Commitment and all other rights and obligations under this Agreement;
     (ii) if less than all of the assigning Lender’s Revolving Credit Commitment or Revolving Credit Loans is to be assigned, the Revolving Credit Commitment or Revolving Credit Loans so assigned shall not be less than $5,000,000;
     (iii) the parties to each such assignment shall execute and deliver to the Administrative Agent, for its acceptance and recording in the Register, an Assignment and Acceptance in the form of Exhibit G attached hereto (an “Assignment and Acceptance”), together with any Revolving Credit Note or Revolving Credit Notes subject to such assignment;

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     (iv) such assignment shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower, or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky laws of any state;
     (v) the assigning Lender shall pay to the Administrative Agent an assignment fee of $3,000 upon the execution by such Lender of the Assignment and Acceptance; provided that no such fee shall be payable upon any assignment by a Lender to an Affiliate thereof; and
     (vi) no consents will be required for assignments where the Eligible Assignee is an Affiliate of the assigning Lender.
          Upon such execution, delivery, acceptance and recording, from and after the effective date specified in each Assignment and Acceptance, which effective date shall be at least ten (10) Business Days after the execution thereof, (A) the assignee thereunder shall be a party hereto and, to the extent of the interest assigned in such Assignment and Acceptance, have the rights and obligations of a Lender hereby and (B) the Lender thereunder shall, to the extent of the interest assigned in such assignment, be released from its obligations under this Agreement.
          (c) Rights and Duties upon Assignment. By executing and delivering an Assignment and Acceptance, the assigning Lender thereunder and the assignee thereunder confirm to and agree with each other and the other parties hereto as set forth in such Assignment and Acceptance.
          (d) Register. The Administrative Agent shall maintain a copy of each Assignment and Acceptance delivered to it and record the names and addresses of the Lenders and the amount of the Extensions of Credit with respect to each Lender from time to time in the Register.
          No assignment shall be effective for purposes of this Agreement unless it has been recorded in the Register as provided in this paragraph. The entries in the Register shall be conclusive, in the absence of manifest error, and the Borrower, the Administrative Agent and the Lenders may treat each person whose name is recorded in the Register as a Lender hereunder for all purposes of this Agreement. The Register shall be available for inspection by the Borrower or any Lender at any reasonable time and from time to time upon reasonable prior notice.
          (e) Issuance of New Revolving Credit Notes. Upon its receipt of an Assignment and Acceptance executed by an assigning Lender and an Eligible Assignee together with any Revolving Credit Note or Revolving Credit Notes if any have been issued pursuant to this Agreement, subject to such assignment and the written consent to such assignment, the Administrative Agent shall, if such Assignment and Acceptance has been completed and is substantially in the form of Exhibit G:
     (i) accept such Assignment and Acceptance;
     (ii) record the information contained therein in the Register;
     (iii) give prompt notice thereof to the Lenders and the Borrower, on behalf of itself and the other Credit Parties; and

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     (iv) promptly deliver a copy of such Assignment and Acceptance to the Borrower.
          Within ten (10) Business Days after receipt of notice, if requested by the Eligible Assignee the Borrower shall execute and deliver to the Administrative Agent, in exchange for the surrendered Revolving Credit Note or Revolving Credit Notes, a new Revolving Credit Note or Revolving Credit Notes to the order of such Eligible Assignee in amounts equal to the Revolving Credit Commitment assumed by it pursuant to such Assignment and Acceptance and a new Revolving Credit Note or Revolving Credit Notes to the order of the assigning Lender in an amount equal to the Revolving Credit Commitment retained by it hereunder. Such new Revolving Credit Note or Revolving Credit Notes shall be in an aggregate principal amount equal to the aggregate principal amount of such surrendered Revolving Credit Note or Revolving Credit Notes, shall be dated the effective date of such Assignment and Acceptance and shall otherwise be in substantially the form of the assigned Revolving Credit Notes delivered to the assigning Lender. Each surrendered Revolving Credit Note or Revolving Credit Notes shall be canceled and returned to the Borrower.
          (f) Participations. Each Lender may sell participations to one or more banks or other entities in all or a portion of its rights and/or obligations under this Agreement (including, without limitation, all or a portion of its Extensions of Credit and the Notes held by it); provided that:
     (i) each such participation shall be in an amount not less than $5,000,000;
     (ii) such Lender’s obligations under this Agreement (including, without limitation, its Revolving Credit Commitment) shall remain unchanged;
     (iii) such Lender shall remain solely responsible to the other parties hereto for the performance of such obligations;
     (iv) the Credit Parties, the Administrative Agent and the other Lenders shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement;
     (v) such Lender shall not permit such participant the right to approve any waivers, amendments or other modifications to this Agreement or any other Loan Document other than waivers, amendments or modifications which would reduce the principal of or the interest rate on any Revolving Credit Loan or Reimbursement Obligation, extend the term or increase the amount of the Revolving Credit Commitment, reduce the amount of any fees to which such participant is entitled, extend any scheduled payment date for principal, interest or fees of any Revolving Credit Loan or participation, or release all or substantially all of the Collateral, except as expressly contemplated hereby or thereby; and
     (vi) any such disposition shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky law of any state.
     (g) Disclosure of Information; Confidentiality. Each of the Administrative

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Agent, the Issuing Lenders and the Lenders agrees to maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors and representatives (collectively, “Representatives”) (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential), (b) to the extent requested by any regulatory authority, (c) to the extent required by Applicable Laws or regulations or by any subpoena or similar legal process, (d) to any other party to this Agreement, (e) in connection with the exercise of any remedies hereunder or any suit, action or proceeding relating to this Agreement or the enforcement of rights hereunder, (f) subject to an agreement containing provisions substantially the same as those of this Section, to any assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement, (g) with the prior written consent of the Credit Parties, (h) to the extent such Information (A) becomes publicly available other than as a result of a breach of this Section or (B) becomes available to the Administrative Agent, the Issuing Lenders or any Lender on a nonconfidential basis from a source other than the Credit Parties or (i) to Gold Sheets and other similar bank trade publications, such information to consist of deal terms and other information (customarily found in such publications) upon the Credit Parties’ prior review and approval, which shall not be unreasonably withheld or delayed. For the purposes of this Section, “Information” means all information received from the Credit Parties or any of their Subsidiaries relating to the Credit Parties or their business, other than any such information that is available to the Administrative Agent, any Issuing Lender or any Lender on a nonconfidential basis prior to disclosure by the Credit Parties; provided that, in the case of information received from the Credit Parties after the Closing Date (other than certificates or other information specifically required by the terms of this Agreement), such information is clearly identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information.
          (h) Special Purpose Funding Vehicles. Notwithstanding anything to the contrary contained herein, any Lender (a “Granting Lender”) may grant to a special purpose funding vehicle organized for the specific purpose of making or acquiring participations or investing in loans of the type made pursuant to this Agreement (a “SPC”), correctly identified as such in writing from time to time by the Granting Lender to the Administrative Agent and the Borrower, the option to provide to the Borrower all or any part of any Extension of Credit that such Lender would otherwise be obligated to make to the Borrower pursuant to this Agreement; provided that (i) nothing herein shall constitute a commitment by any SPC to make any Extension of Credit and (ii) if an SPC elects not to exercise such option or otherwise fails to provide all or any part of such Extension of Credit, the Granting Lender shall be obligated to make such Extension of Credit pursuant to the terms hereof. The making of an Extension of Credit by an SPC hereunder shall utilize the Revolving Credit Commitment of the Granting Lender to the same extent, and as if, such Extension of Credit were made by such Granting Lender. Each party hereto hereby agrees that no SPC shall be liable for any indemnity or similar payment obligation under this Agreement (all liability for which shall remain with the Granting Lender). In furtherance of the foregoing, each party hereto hereby agrees (which agreement shall survive the termination of this Agreement) that, prior to the date that is one year and one day after the payment in full of all outstanding commercial paper or other senior indebtedness of any SPC, it will not institute against, or join any other person in instituting against, such SPC any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings under the laws of the United States or any State thereof. In addition, notwithstanding anything to the contrary contained in this clause, any

69


 

SPC may (i) with notice to, but without the prior written consent of, the Borrower and the Administrative Agent and without paying any processing fee therefor, assign all or a portion of its interest in any Extension of Credit to the Granting Lender or to any financial institution (consented to by the Borrower and Administrative Agent) providing liquidity and/or credit support to or for the account of such SPC to support the funding or maintenance of Extensions of Credit and (ii) disclose on a confidential basis any non-public information relating to Extensions of Credit to any rating agency, commercial paper dealer or provider of any surety, guarantee or credit or liquidity enhancement to such SPC. This clause may not be amended without the written consent of each SPC.
          (i) Certain Pledges or Assignments. Nothing herein shall prohibit any Lender from pledging or assigning any Note to any Federal Reserve Bank in accordance with Applicable Law.
SECTION 14.11. Amendments, Waivers and Consents. Except as set forth below, any term, covenant, agreement or condition of this Agreement or any of the other Loan Documents may be amended or waived by the Lenders, and any consent given by the Lenders, if, but only if, such amendment, waiver or consent is in writing signed by the Required Lenders (or by the Administrative Agent with the consent of the Required Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties; provided, in each case, that:
     (a) no amendment, waiver or consent shall (i) release any of the Credit Parties, (ii) increase the amount or extend the time of the obligation of the Lenders to make Revolving Credit Loans or issue or participate in Letters of Credit, (iii) extend the originally scheduled time or times of payment of the principal of any Revolving Credit Loan or Reimbursement Obligation or the time or times of payment of interest or fees on any Revolving Credit Loan or Reimbursement Obligation, (iv) reduce the rate of interest or fees payable on any Revolving Credit Loan or Reimbursement Obligation, (v) reduce the principal amount of any Revolving Credit Loan or Reimbursement Obligation, (vi) permit any subordination of the principal or interest on any Revolving Credit Loan or Reimbursement Obligation, (vii) permit any assignment (other than as specifically permitted or contemplated in this Agreement) of any of the Credit Parties’ rights and obligations hereunder, (viii) release or subordination of the Lien position of all or substantially all of the Collateral in any transaction or series of related transactions or (ix) amend the provisions of this Section 14.11 or the definition of Required Lenders, without the prior written consent of each Lender affected thereby; and
     (b) no amendment, waiver or consent to the provisions of (i) Article XIII shall be made without the written consent of the Administrative Agent and (ii) Article III without the written consent of each Issuing Lender affected thereby.
SECTION 14.12. Performance of Duties. The Credit Parties’ obligations under this Agreement and each of the Loan Documents shall be performed by the Credit Parties at their sole cost and expense.
SECTION 14.13. All Powers Coupled with Interest. All powers of attorney and other authorizations granted to the Lenders, the Administrative Agent and any Persons designated by the Administrative Agent or any Lender pursuant to any provisions of this Agreement or any of the other Loan Documents shall be deemed coupled with an interest and shall be irrevocable so long as any of the Obligations remain unpaid or unsatisfied or the Credit Facility has not been terminated.

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SECTION 14.14. Survival of Indemnities. Notwithstanding any termination of this Agreement, the indemnities to which the Administrative Agent and the Lenders are entitled under the provisions of this Article XIV and any other provision of this Agreement and the Loan Documents shall continue in full force and effect and shall protect the Administrative Agent and the Lenders against events arising after such termination as well as before.
SECTION 14.15. Titles and Captions. Titles and captions of Articles, Sections and subsections in this Agreement are for convenience only, and neither limit nor amplify the provisions of this Agreement.
SECTION 14.16. Severability of Provisions. Any provision of this Agreement or any other Loan Document which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective only to the extent of such prohibition or unenforceability without invalidating the remainder of such provision or the remaining provisions hereof or thereof or affecting the validity or enforceability of such provision in any other jurisdiction.
SECTION 14.17. Counterparts. This Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and shall be binding upon all parties, their successors and assigns, and all of which taken together shall constitute one and the same agreement. Delivery of any executed counterpart of a signature page of this Agreement by telecopy shall be effective as delivery of a manually executed counterpart of this Agreement.
SECTION 14.18. Term of Agreement. This Agreement shall remain in effect from the Closing Date through and including the date upon which all Obligations (other than obligations owing by any Credit Party to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement) shall have been indefeasibly and irrevocably paid and satisfied in full. No termination of this Agreement shall affect the rights and obligations of the parties hereto arising prior to such termination.
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants. (a) In the event there is a conflict or inconsistency between this Agreement and any other Loan Document, the terms of this Agreement shall control.
          (b) The Borrower expressly acknowledges and agrees that each covenant contained in Article IX, X, or XI hereof shall be given independent effect.
SECTION 14.20. Patriot Act. Each Lender hereby notifies the Borrower that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Act”), it is required to obtain, verify and record information that identifies each borrower, guarantor or grantor (the “Loan Parties”), which information includes the name and address of each Loan Party and other information that will allow such Lender to identify such Loan Party in accordance with the Act.
SECTION 14.21. Ratings of Loans. Each Lender hereby agrees that nothing in this agreement shall require or imply that the Loans shall be required to be rated by any nationally recognized securities rating organization.
SECTION 14.22. Release of Collateral. Upon the sale, lease, transfer or other disposition of any

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item of Collateral of any Collateral Grantor (including, without limitation, as a result of the sale, in accordance with the terms of the Loan Documents, of the Subsidiary that owns such Collateral) in accordance with the terms of the Loan Documents, the Administrative Agent will, at the Borrower’s expense, execute and deliver to such Collateral Grantor such documents in form and substance reasonably satisfactory to the Administrative Agent as may be reasonably requested to evidence the release of such item of Collateral from the assignment and security interest granted under the Collateral Documents in accordance with the terms of the Loan Documents.
[Signature pages to follow]

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     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed under seal by their authorized officers, all as of the day and year first written above.
[THE REQUISITE SIGNATURES ARE APPENDED TO AMENDMENT NO. 3 REFERRED TO IN THE PRELIMINARY STATEMENTS]

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Schedule 1.1(a)
(Lenders and Revolving Credit Commitments)
                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
JPMorgan Chase Bank, N.A.
    9.3 %   $ 56,000,000  
1411 Broadway, 5th Floor
New York, NY 10018
Attn: Caridad Tio
T: 212-391-2711
F: 212-391-7283
               
 
               
Citibank, N.A.
    7.3 %   $ 44,000,000  
2 Penns Way, Suite 200
New Castle, DE 19720
Attn: Laura D. Quashne
T: 302-894-6058
F: 302-894-6120
               
 
               
Bank of America, N.A.
    8.7 %   $ 52,000,000  
101 N. Tyron Street, NC1-001-15-03
Charlotte, NC 28255
Attn: Jason Petrea
T: 704-386-3781
F: 704-409-0056
               
 
               
Barclays Bank PLC
    6.0 %   $ 36,000,000  
Barclays Capital
Bank Debt Management
745 7th Avenue
21st Floor
New York, NY 10019
Attn: Alicia Borys
T: 212.526.4291
F: 212.526.5115
               
 
               
SunTrust Bank
    8.7 %   $ 52,000,000  
303 Peachtree Street, N.E.
Atlanta, GA 30308
Attn: Don Besch
T: 404 575-2649
F: 404 575-2594
               
 
               
Wachovia Bank, National Association
    8.7 %   $ 52,000,000  
201 South College Street, CP-8
Charlotte, NC 28288-0680
Attn: Syndication Agency Services
T: 704-715-1353
F: 704-383-0288
               
 
               

 


 

                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
The Governor and Company of the Bank of Ireland
    4.7 %   $ 28,000,000  
Hume House, 5th Floor, Ballsbridge
Dublin 4
Ireland
Attn: Olivia Carey
T: 353 1 618-7470
F: 353 1 618-7490
               
 
               
The Royal Bank of Scotland plc
    4.7 %   $ 28,000,000  
101 Park Avenue
New York, NY 10178
Attn: Juanita Baird
T: 212 401-1420
F: 212 401-1336
               
 
               
Standard Chartered
    4.7 %   $ 28,000,000  
One Madison Avenue
New York, NY 10010
Attn: Vicky
T: 212 667-0203
F: 212 667-0287
               
 
               
Bank of Taiwan, New York Agency
    3.3 %   $ 20,000,000  
100 Wall Street, 11th Floor
New York, NY 10005
Attn: Rachel Chang
T: 212 968-8128 Ext. 30
F: 212 968-8370
               
 
               
Bank of Tokyo-Mitsubishi UFJ, New York Branch
    3.3 %   $ 20,000,000  
55 East 52nd Street
New York, NY 10055
Attn: Martin Chin
T: 212 339-6392
F: 212 754-2368
               
 
               
Land Bank of Taiwan
    2.7 %   $ 16,000,000  
811 Wilshire Blvd., 19th Floor
Los Angeles, CA 90017
Attn: Anne Chou
T: 213 532-3789 Ext. 114
F: 213 532-3766
               
 
               
Bank of China, New York Branch
    2.0 %   $ 12,000,000  
410 Madison Avenue
New York, NY 10017
Attn: Elaine Ho
T: 212 935-3101 ext 281
F: 646 840-1796
               
 
               
Fifth Third Bank
    2.0 %   $ 12,000,000  
38 Fountain Square, MD 109054
Cincinnati, OH 45263
Attn: Melody Merrill
T: 513-579-5389
F: 513-534-5947
               
 
               

2


 

                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
Mizuho Corporate Bank, Ltd.
    2.0 %   $ 12,000,000  
1800 Plaza Ten
Jersey City, NJ 07311
Attn: Nicole Ferraro
T: 201 626-9341
F: 201 626-9913
               
 
               
Sumitomo Mitsui Banking Corporation
    2.0 %   $ 12,000,000  
277 Park Avenue
New York, NY 10172
Attn: Tracy Watson
T: 212 224-4393
F: 212 224-5197
               
 
               
The Bank of Nova Scotia
    2.0 %   $ 12,000,000  
720 King Street West
2nd Floor
Toronto, ON
Canada M5V2T3
Attn: Tamara Mohan / Nironjan Roy
T: 416-649-3982
F: 416-350-5725
               
 
               
U.S. Bank National Association
    2.0 %   $ 12,000,000  
One U.S. Bank Plaza
St. Louis, MO 63166
Attn: Frances W. Josephic, Vice President
T: 513 762-8973
F: 513 632-2068
               
 
               
Union Bank of California, N.A
    2.0 %   $ 12,000,000  
601 Potrero Grande Drive
Monterey Park, CA 91754
Attn: Alberta Rosby
T: 323 720-2622
F: 323 278-6173
               
 
               
Banca Di Roma — New York Branch
    1.3 %   $ 8,000,000  
34 E. 51st Street
New York, NY 10022
Attn: Jonathan Bloom
T: 212-407-1761
F: 212-407-1778
               
 
               

3


 

                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
Bank Leumi USA
    1.3 %   $ 8,000,000  
562 Fifth Avenue, 10th Floor
New York, NY 10036
Attn: Virginia DeLeon
T: 212 626-1308
F: 212 626-1309
               
 
               
Chang Hwa Commercial Bank, Ltd,
    1.3 %   $ 8,000,000  
New York Branch
685 Third Avenue, 29th Floor
New York, NY 10017
Attn: Sarah Lim
T: 212 651-9770 ext. 31
F: 212 651-9785
               
 
               
First Commercial Bank, New York Agency
    1.3 %   $ 8,000,000  
750 Third Avenue, 34th Floor
New York, NY 10017
Attn: Yating Hwang
T: 212-599-6868
F: 212-599-6133
               
 
               
Fortis Capital Corporation
    1.3 %   $ 8,000,000  
 
               
Hua Nan Commercial Bank, Ltd.
    1.3 %   $ 8,000,000  
330 Madison Avenue, 38th Floor
New York, NY 10017
Attn: Henry Hsieh
T: 212 286-1999
F: 212 286-1212
               
 
               
Israel Discount Bank of New York
    1.3 %   $ 8,000,000  
511 Fifth Avenue
New York, NY 10017
Attn: Laury Quiles
T: 212 551-8596
F: 212 551-8872
               
 
               
Taipei Fubon Bank New York Agency
    1.3 %   $ 8,000,000  
100 Wall Street, 14th Floor
New York, NY 10005
Attn: Esther Lee
T: 212 968-9888
F: 212 968-9800
               

4


 

                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
The Bank of New York
    1.3 %   $ 8,000,000  
One Wall Street
New York, NY 10286
Attn: Laina Chan
T: 212-635-6720
F: 212-635-6397
               
 
               
E.Sun Commercial Bank, Ltd.,
    0.7 %   $ 4,000,000  
Los Angeles Branch
17700 Castleton Street, Suite 500
City of Industry, CA 91748
Attn: Shinghorng Lin
F: 626 810-2400 x. 228
F: 626 839-5531
               
 
               
National Bank of Egypt
    0.7 %   $ 4,000,000  
 
               
The Norinchukin Bank, New York Branch
    0.7 %   $ 4,000,000  
245 Park Avenue, 29th Floor
New York, NY 10167
Attn: Jing Li
T: 212 949-10167
F: 212 808-4188
               
 
               
Total:
    100 %   $ 600,000,000  

5


 

Schedule 1.1(b)
Schedule 1.1(b)
Outstanding Letters of Credit


 

     
(BANK OF AMERICS LOGO)   Outstanding Report — Import LC   Report as of 24-Dec-08
      Page 1 of 2
                 
Customer   Total Items     Total Amount (USD Eqv)  
NORTON MCNAUGHTON OF SQUIRE INC
    31       9,925,931.82  
 
           
 
    31       9,925,931.82  
NORTON MCNAUGHTON OF SQUIRE INC
Total Items : 31
Total Outstanding Amount (USD Equivalent): 9,925,931.82
                                             
CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
TD605500139276-8
  DOJI4005LEI   USD     464,389.92       464,389.92     03-Nov-08   20-Jan-09   0   WELSON TRADING LIMITED   TAIWAN
TD605500139285-8
  DOJIJRB2210081ME   USD     15,243.84       15,243.84     03-Nov-08   28-Nov-08   0   JRB HOWARD INTERNATIONAL CO.,LTD   TAIWAN
TD605500139288-8
  DOJIMEDH1023   USD     48,247.10       48,247.10     05-Nov-08   15-Dec-08   0   DAE HA INC   KOREA REPUBLIC
TD605500139289-8
  DOJIME0208SPKDEC   USD     498,262.11       498,262.11     05-Nov-08   14-Jan-09   0   SERKEY BEBE KONFEKSIYON MOBILYA   TURKEY
TD605500139261-8
  DOJIMEGDECME   USD     305,443.62       305,443.62     06-Nov-08   03-Jan-09   0   MEGA TEXTILE S.A.E.   EGYPT
TD605500139290-8
  DOJIME0209PKRNOV   USD     146,762.70       146,762.70     06-Nov-08   15-Dec-08   0   OSOO PEKKAR(PEKKAR LTD)   TURKEY
TD605500139293-8
  DOJIKINS1110ME   USD     4,375.62       4,375.62     12-Nov-08   30-Nov-08   0   KINGS APPAREL INDUSTRIES (PVT) LTD   PAKISTAN
TD605500139294-8
  DOJIMEGJANME   USD     373,535.19       373,535.19     12-Nov-08   13-Feb-09   0   MEGA TEXTILE S.A.E.   EGYPT
TD605500139297-6
  DOJISTX0028ME   USD     311,240.62       311,240.62     12-Nov-08   14-Jan-09   0   PT SRI REJEKI ISMAN   INDONESIA
TD605500139300-8
  DOJI01014035EN   USD     227,087.93       227,087.93     17-Nov-08   02-Feb-09   0   TAIWAN JULONG CO LTD   TAIWAN
TD605500139301-8
  DOJI01024033LEI   USD     431,437.39       431,437.39     17-Nov-08   25-Jan-09   0   TAIWAN JULONG CO LTD   TAIWAN
TD605500139302-8
  DOJI01024025LEI   USD     193.80       193.80     17-Nov-08   14-Jan-09   0   MORE UNION CO., LTD   HONG KONG
TD605500139299-8
  DOJI01004036EN   USD     91,377.60       91,377.60     21-Nov-08   09-Feb-09   0   E.Z. CO., LTD.   TAIWAN
TD605500139305-8
  DOJI0218RAJYR200   USD     549,164.10       549,164.10     25-Nov-08   14-Jan-09   0   M S RAJBY INDUSTRIES   PAKISTAN
TD605500139306-8
  DOJI0219KNGS1129   USD     5,573.88       5,573.88     03-Dec-08   14-Dec-08   0   KINGS APPAREL INDUSTRIES (PVT)   PAKISTAN
TD605500139307-8
  DOJI0220KNGS0211   USD     5,849.82       5,849.82     03-Dec-08   14-Dec-08   0   KINGS APPAREL INDUSTRIES (PVT)   PAKISTAN
TD605500139309-8
  DOJIME0222ALU08   USD     9,096.96       9,096.96     10-Dec-08   03-Jan-09   0   ALLIED EXPORT INDUSTRIES   INDIA
TD605500139304-8
  DOJI01074050EN   USD     632,249.39       632,249.39     18-Dec-08   16-Mar-09   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139314-8
  DOJI01064051EN   USD     264,073.07       264,073.07     18-Dec-08   31-Mar-09   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139315-8
  DOJI01084052LEI   USD     464,453.20       464,453.20     18-Dec-08   09-Feb-09   0   MORE UNION CO., LTD   HONG KONG
TD605500139316-8
  DOJI01094053LEI   USD     860,565.74       860,565.74     18-Dec-08   03-Feb-09   0   GARTEX KNITTING FTY LTD.   HONG KONG
TD605500139320-8
  DOJI01134057EN   USD     184,411.45       184,411.45     18-Dec-08   16-Mar-09   0   ARPO GARMENT CO., LTD   TAIWAN
TD605500139321-8
  DOJI01154062EN   USD     64,390.04       64,390.04     18-Dec-08   30-Mar-09   0   TAIWAN JULONG CO., LTD.   TAIWAN
TD605500139313-8
  DOJI01054043LEI   USD     62,492.16       62,492.16     19-Dec-08   30-Dec-08   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139317-8
  DOJI01104054EN   USD     713,078.50       713,078.50     19-Dec-08   16-Mar-09   0   GARTEX KNITTING FACTORY LTD   HONG KONG
TD605500139318-8
  DOJI01114055EN   USD     153,717.86       153,717.86     19-Dec-08   26-Jan-09   0   MORE UNION CO., LTD   HONG KONG
TD605500139319-8
  DOJI01124049EN   USD     2,582,044.23       2,582,044.23     19-Dec-08   23-Mar-09   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139323-8
  DOJI0226MESKDCER   USD     249,851.16       249,851.16     22-Dec-08   14-Jan-09   0   TRAKYA TEKSTIL VE GIYIM   TURKEY
TD605500139324-8
  DOJI01174034EN   USD     97,941.38       97,941.38     22-Dec-08   14-Jan-09   0   SPECIAL INTERNATIONAL CO. LTD   TAIWAN

 


 

     
(BANK OF AMERICS LOGO)   Outstanding Report — Import LC   Report as of 24-Dec-08
      Page 2 of 2
                                             
CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
TD605500139325-8
  DOJIME0227JRB120   USD     8,547.60       8,547.60     24-Dec-08   14-Feb-09   0   JRB HOWARD INTERNATIONAL CO.,LTD   TAIWAN
TD605500139326-8
  DOJIME0228JRB12A   USD     100,833.84       100,833.84     24-Dec-08   16-Feb-09   0   JRB HOWARD INTERNATIONAL CO.,LTD   TAIWAN

 


 

     
(BANK OF AMERICS LOGO)   Outstanding Report — Import LC   Report as of 24-Dec-08
      Page 1 of 2
                 
Customer   Total Items     Total Amount (USD Eqv)  
JONES APPAREL GROUP USA, INC
    66       16,824,063.02  
 
           
 
    66       16,824,063.02  
JONES APPAREL GROUP USA, INC
Total Items: 66
Total Outstanding Amount (USD Equivalent): 16,824,063.02
                                             
CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
TD605500139126-8
  DOJI00493863EN   USD     178,166.88       178,166.88     26-May-08   15-Dec-08   0   E.Z. CO., LTD.   TAIWAN
TD605500139138-8
  DOJI00563861EN   USD     14,400.00       14,400.00     03-Jun-08   17-Oct-08   0   WENDENG KOOHO CLOTHING CO., LTD   CHINA
TD605500139155-8
  DOJI00593871EN   USD     59,894.59       59,894.59     12-Jun-08   12-Jan-09   0   GLOBAL SOURCING LIMITED   HONG KONG
TD605500139156-8
  DOJI00603872EN   USD     117,059.25       117,059.25     12-Jun-08   16-Dec-08   0   WELSON TRADING LIMITED   TAIWAN
TD605500139157-8
  DOJI00613873EN   USD     251,232.63       251,232.63     12-Jun-08   12-Jan-09   0   ARPO GARMENT CO., LTD   TAIWAN
TD605500139166-8
  DOJI00643870EN   USD     617,212.27       617,212.27     19-Jun-08   12-Jan-09   0   GARTEX KNITTING FTY LTD.   HONG KONG
TD605500139167-8
  DOJI00653882EN   USD     418,831.83       418,831.83     19-Jun-08   12-Jan-09   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139171-8
  DOJI00663885EN   USD     21,659.57       21,659.57     26-Jun-08   12-Jan-09   0   WORLD GRACE HONG KONG LTD   HONG KONG
TD605500139172-8
  DOJI00673880EN   USD     971,098.54       971,098.54     26-Jun-08   12-Jan-09   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139181-8
  DOJI00703891EN   USD     995,235.91       995,235.91     03-Jul-08   12-Jan-09   0   GARTEX KNITTING FTY LTD.   HONG KONG
TD605500139183-8
  DOJI00723893EN   USD     59,580.36       59,580.36     03-Jul-08   11-Nov-08   0   KING STAR GARMENT INTERNATIONAL   TAIWAN
TD605500139192-8
  DOJI00743879EN   USD     2,615,142.44       2,615,142.44     14-Jul-08   12-Jan-09   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139202-8
  DOJI3915LN   USD     95,237.27       95,237.27     30-Jul-08   02-Jan-09   0   WORLD GRACE HONG KONG LTD   HONG KONG
TD605500139204-8
  DOJI00823926EN   USD     133,224.05       133,224.05     30-Jul-08   12-Jan-09   0   MORE UNION CO., LTD   HONG KONG
TD605500139207-8
  DOJI0149TKPAUG   USD     186,201.00       186,201.00     31-Jul-08   14-Nov-08   0   TRAKYA TEKSTIL VE GIYIM   TURKEY
TD605500139210-8
  DOJI00833941EN   USD     111,758.89       111,758.89     07-Aug-08   12-Jan-09   0   WORLD GRACE HONG KONG LTD   HONG KONG
TD605500139212-8
  DOJI00853945LEI   USD     45,316.39       45,316.39     07-Aug-08   14-Jan-09   0   GARTEX KNITTING FTY LTD.   HONG KONG
TD605500139213-8
  DOJI00863946LEI   USD     1,573,079.10       1,573,079.10     08-Aug-08   09-Jan-09   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139220-8
  DOJI000157ERIKA   USD     4,614.24       4,614.24     29-Aug-08   22-Sep-08   0   PT. INSUNG INTERNATIONAL   INDONESIA
TD605500139221-8
  DOJI000158ERIKA   USD     5,978.70       5,978.70     29-Aug-08   14-Nov-08   0   PT SRI REJEKI ISMAN   INDONESIA
TD605500139230-8
  DOJI00166ME   USD     19,740.80       19,740.80     05-Sep-08   13-NOV-08   0   DAE HA INC   KOREA REPUBLIC
TD605500139235-8
  DOJI00168JRBNM   USD     16,257.01       16,257.01     10-Sep-08   12-Dec-08   0   JRB HOWARD INTERNATIONAL CO., LTD   TAIWAN
TD605500139237-8
  DOJI0170AIME   USD     12,916.80       12,916.80     10-Sep-08   14-Nov-08   0   ADDI INDUSTRIES LTD.   INDIA
TD605500139238-8
  DOJI0171TKME   USD     11,113.20       11,113.20     10-Sep-08   29-NOV-08   0   KINGS APPAREL INDUSTRIES (PVT)   PAKISTAN
TD605500139239-8
  DOJI00172JRBME   USD     6,216.00       6,216.00     10-Sep-08   28-NOV-08   0   JRB HOWARD INTERNATIONAL CO., LTD   TAIWAN
TD605500139242-8
  DOJI0175JRBME   USD     2,426.04       2,426.04     10-Sep-08   28-Nov-08   0   JRB HOWARD INTERNATIONAL CO., LTD   TAIWAN
TD605500139232-8
  DOJI00873964JJ   USD     2,057,541.51       2,057,541.51     11-Sep-08   05-Jan-09   0   TAIWAN JULONG CO., LTD.   TAIWAN
TD605500139233-8
  DOJI00883963JJ   USD     28,642.11       28,642.11     11-Sep-08   04-NOV-08   0   EAST OCEAN TEXTILES H.K. LIMITED   HONG KONG
TD605500139243-8
  DOJI000176ME   USD     95,302.70       95,302.70     16-Sep-08   14-NOV-08   0   KISH EXPORTS LIMITED   INDIA

 


 

     
(BANK OF AMERICS LOGO)   Outstanding Report — Import LC   Report as of 24-Dec-08
      Page 2 of 2
                                             
CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
TD605500139244-8
  DOJI000177ME   USD     60,069.34       60,069.34     16-Sep-08   28-Nov-08   0   JRB HOWARD INTERNATIONAL CO.,LTD.   TAIWAN
TD605500139245-8
  DOJI000903972EN   USD     105,770.52       105,770.52     18-Sep-08   05-Dec-08   0   CROWN TEXTILE   PAKISTAN
TD605500139246-8
  DOJI00913951 LEI   USD     1,023,456.67       1,023,456.67     18-Sep-08   05-Jan-09   0   WORLD GRACE HONG KONG LTD   HONG KONG
TD605500139249-8
  DOJI00180ME   USD     25,848.48       25,848.48     22-Sep-08   14-Nov-08   0   UNITEX FASHIONS (INDIA) PVT. LTD.   INDIA
TD605500139250-8
  DOJI00181ME   USD     31,085.10       31,085.10     23-Sep-08   25-Nov-08   0   JRB HOWARD INTERNATIONAL CO., LTD   TAIWAN
TD605500139255-8
  DOJI000185ME   USD     5,955.30       5,955.30     24-Sep-08   13-Nov-08   0   KINGS APPAREL INDUSTRIES (PVT)   PAKISTAN
TD605500139256-8
  DOJI000186ME   USD     5,077.80       5,077.80     24-Sep-08   13-N0V-08   0   KINGS APPAREL INDUSTRIES (PVT)   PAKISTAN
TD605500139257-8
  DOJI000187ME   USD     265,640.28       265,640.28     26-Sep-08   30-Nov-08   0   TRAKYA TEKSTIL VE GIYIM   TURKEY
TD605500139259-8
  DOJI00934000EN   USD     1,041,957.64       1,041,957.64     02-Oct-08   12-Jan-09   0   TAIWAN JULONG CO., LTD.   TAIWAN
TD605500139253-8
  DOJI00923987EN   USD     160,953.72       160,953.72     03-Oct-08   03-Dec-08   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
TD605500139258-8
  DOJI0188ME   USD     80,396.39       80,396.39     08-Oct-08   14-Dec-08   0   MEGA TEXTILE S.A.E.   EGYPT
TD605500139263-8
  DOJI00954003EN   USD     113,798.04       113,798.04     08-Oct-08   03-Jan-09   0   PRODUCT DEVELOPMENT INTERNATIONAL   UNITED STATES
TD605500139265-8
  DOJI0189ME   USD     64,846.11       64,846.11     09-Oct-08   15-Dec-08   0   DHRUV GLOBALS LTD   INDIA
TD605500139268-8
  DOJI00984004EN   USD     37,104.00       37,104.00     17-Oct-08   03-Nov-08   0   MAN SUM GARMENT TEXTILES GROUP   HONG KONG
TD605500139270-8
  DOJI0191ME   USD     295,176.89       295,176.89     17-Oct-08   15-Dec-08   0   MAGSONS EXPORTS   INDIA
TD605500139271-8
  DOJI0192ME   USD     163,130.85       163,130.85     17-Oct-08   15-Dec-08   0   JEANS PLUS LIMITED   BANGLADESH
TD605500139272-8
  DOJI0194ME   USD     80,570.31       80,570.31     17-Oct-08   15-Dec-08   0   PT SRI REJEKI ISMAN   INDONESIA
TD605500139273-8
  DOJI0195ME   USD     253,470.48       253,470.48     24-Oct-08   07-Mar-09   0   FRANK GARMENTS (PVT) LTD.   BANGLADESH
TD605500139274-8
  DOJI000196ME   USD     154,332.32       154,332.32     24-Oct-08   14-Feb-09   0   FRANK GARMENTS (PVT) LTD.   BANGLADESH
TD605500139275-8
  DOJI00197ME   USD     93,269.40       93,269.40     28-Oct-08   14-Jan-09   0   J AND R ENTERPRISE LTD.   KOREA REPUBLIC
TD605500139277-8
  DOJI1108AI01ME   USD     43,480.80       43,480.80     03-Nov-08   30-Nov-08   0   ADDI INDUSTRIES LTD.   INDIA
TD605500139278-8
  DOJI1108KE01ME   USD     45,860.03       45,860.03     03-Nov-08   15-Dec-08   0   KISH EXPORTS LIMITED   INDIA
TD605500139280-8
  DOJI1108GG01   USD     31,054.09       31,054.09     03-Nov-08   15-Dec-08   0   GO GO INTERNATIONAL   INDIA
TD605500139281-8
  DOJI1108CC01ME   USD     15,824.03       15,824.03     03-Nov-08   30-Nov-08   0   CHANDER CREATIONS   INDIA
TD605500139282-8
  DOJIUFMEI03ME   USD     11,256.00       11,256.00     03-Nov-08   30-Nov-08   0   UNITEX FASHIONS (INDIA) PVT. LTD.   INDIA
TD605500139262-8
  DOJIEXDEC08JPLME   USD     323,388.37       323,388.37     06-Nov-08   14-Jan-09   0   JEANS PLUS LIMITED   BANGLADESH
TD605500139292-8
  DOJITULIP08ME   USD     233,156.41       233,156.41     11-Nov-08   30-Dec-08   0   INDUS FILA LIMITED   INDIA
TD605500139296-8
  DOJITULIP09ME   USD     98,598.15       98,598.15     12-Nov-08   04-Feb-09   0   INDUS FILA LIMITED   INDIA
TD605500139295-8
  DOJILC114ME   USD     53,866.86       53,866.86     14-Nov-08   09-Mar-09   0   GLORY ON INTERNATIONAL LTD.   HONG KONG
TD605500139308-8
  DOJIME02211208G1   USD     5,045.04       5,045.04     10-Dec-08   25-Dec-08   0   GO GO INTERNATIONAL   INDIA
TD605500139310-8
  DOJIME0223AILDEC   USD     2,887.92       2,887.92     10-Dec-08   14-Jan-09   0   ADDI INDUSTRIES LTD.   INDIA
TD605500139311-8
  DOJIME02241208KE   USD     91,906.29       91,906.29     10-Dec-08   14-Jan-09   0   KISH EXPORTS LIMITED   INDIA
TD605500139312-8
  DOJI0225MEDHRUV8   USD     25,005.71       25,005.71     11-Dec-08   13-Jan-09   0   DHRUV GLOBALS LTD   INDIA
TD605500139322-8
  DOJI01164063EN   USD     291,176.88       291,176.88     18-Dec-08   06-Apr-09   0   E.Z. CO., LTD.   TAIWAN
TD605500139303-8
  DOJI01044032NW   USD     278,215.55       278,215.55     19-Dec-08   30-Dec-08   0   S.W. GUATEMALA S.A.   GUATEMALA
TD605500139327-8
  DOJIME0229EXJAN   USD     262,813.52       262,813.52     24-Dec-08   20-Feb-09   0   JEANS PLUS LIMITED   BANGLADESH
TD605500139328-8
  DOJIME0230EXFEB   USD     223,537.65       223,537.65     24-Dec-08   21-Mar-09   0   JEANS PLUS LIMITED   BANGLADESH

 


 

             
(WACHOVIA LOGO)
  Wachovia Bank, N.A.
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:
Date:
  1
12/26/2008
Applicant Name: JONES APPAREL GROUP USA INC — STBY
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
SM204355
  SM204355   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY   US   07/31/2003   07/01/2009     3,000,000.00     USD
SM210022
  SM210022   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       09/15/2004   07/01/2009     2,500,000.00     USD
SM220915
  SM220915   USA   SBLC   RREEF AMERICA REIT II CORP.   US   07/13/2006   09/30/2009     28,000.00     USD
SM228205
  SM228205   USA   SBLC   SAFECO INSURANCE COMPANY OF AMERIC   US   10/10/2007   10/09/2009     4,000,000.00     USD
SM411647
  SM411647   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY   US   02/02/2000   07/01/2009     200,000.00     USD
SM414948
  SM414948   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       11/20/2000   06/01/2009     2,200,000.00     USD
SM417227
  SM417227   USA   SBLC   H. ROSS/525 L.L.C. & E.ROSS/525LLC   US   06/15/2001   05/31/2009     123,200.00     USD
SM417889
  SM417889   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       08/17/2001   07/01/2009     1,700,000.00     USD
 
 
                      Appl Name Total:       13,751,200.00      
Applicant Name: JONES APPAREL GROUP USA INC.
                                             
L/C Bank                           Opening   Expiry   L/C Equiv        
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance        
IC023560U
  1968TH112108   USA   IMLC   KCC TRADING INC.   US   12/03/2008   12/18/2008   91,632.91   USD
IC023571U
  2004HXI08112401   USA   IMLC   HUXING INTERNATIONAL INC. NEW YORK   US   12/10/2008   12/25/2008   251,870.75   USD
IC023595U
  2027HXI1124082   USA   IMLC   HUXING INTERNATIONAL INC. NEW YORK   US   12/08/2008   12/30/2008   212,945.38   USD
 
 
                          Appl Name Total:     556,449.04        
Applicant Name: JONES APPAREL GROUP USA,INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC657882H
  1164YM0703A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   07/10/2008   01/12/2009     1,152,791.18     USD
IC660616H
  1494SH81208N   HNK   IMLC   SEOHAP CO., LTD   KR   09/10/2008   01/16/2009     114,718.47     USD
IC660847H
  1557HV90908N   HNK   IMLC   HANSAE CO. LTD   KR   09/16/2008   12/28/2008     6,202.37     USD
IC660895H
  1563JSU0912   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   09/17/2008   12/14/2008     25,608.02     USD
IC661440H
  1567JNY90108   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   09/18/2008   12/16/2008     1,113.64     USD
IC661550H
  1582HV90208N   HNK   IMLC   HANSAE CO. LTD   KR   09/22/2008   12/28/2008     103,968.42     USD
IC663747H
  1609JS0825   HNK   IMLC   SEOHAP CO., LTD   KR   09/30/2008   01/03/2009     34,561.56     USD
IC663803H
  1625JG82488   HNK   IMLC   UNIMIX EXPORTERS LTD   HK   10/02/2008   01/05/2009     311,464.68     USD
IC663923H
  1644JG82538   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   10/08/2008   12/24/2008     62,762.55     USD

 


 

             
(WACHOVIA LOGO)
  Wachovia Bank, N.A.
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:
Date:
  2
12/26/2008
Applicant Name : JONES APPAREL GROUP USA,INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC663979H
  1650EPIC647U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN   10/10/2008   12/15/2008     17,738.98     USD
IC663980H
  1651JNSSPDECUSA   HNK   IMLC   EPIC DESIGNERS LTD   BD   10/10/2008   12/23/2008     212,459.83     USD
IC664014H
  1655JG82556   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   10/13/2008   01/07/2009     575,047.72     USD
IC664042H
  1657JNY3AU   HNK   IMLC   JK INDUSTRY CO., LTD   KR   10/14/2008   12/16/2008     6,251.72     USD
IC664159H
  1670JG82641   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   10/17/2008   12/17/2008     163,636.49     USD
IC664187H
  1671JG82491   HNK   IMLC   TY FASHION INTERNATIONAL CO., LTD   TW   10/17/2008   01/02/2009     166,363.02     USD
IC664196H
  JBDECUSA2   HNK   IMLC   EPIC DESIGNERS LTD   BD   10/17/2008   01/30/2009     276,389.53     USD
IC664208H
  1684JG82627   HNK   IMLC   COME LONG FASHION KNITS LTD.   HK   10/20/2008   12/31/2008     267,318.96     USD
IC664210H
  1685JG82662   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   HK   10/20/2008   12/30/2008     549,787.82     USD
IC664288H
  1691JG82409   HNK   IMLC   TAI KEI KNITTERS LIMITED   HK   10/22/2008   12/24/2008     26,906.83     USD
IC664289H
  1692JG82550   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   10/22/2008   12/17/2008     3,468.11     USD
IC664294H
  1696JG82570   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   10/22/2008   12/17/2008     199,567.20     USD
IC664295H
  1697JG82571   HNK   IMLC   TAI KEI KNITTERS LIMITED   HK   10/22/2008   12/24/2008     38,322.80     USD
IC664300H
  1701JG82640   HNK   IMLC   UNITEX FASHION (KNITWEAR) LIMITED   HK   10/22/2008   12/17/2008     969,725.82     USD
IC664301H
  1702JG82683   HNK   IMLC   FABRICA DEMALHAS UNIVERSAL LDA   MO   10/22/2008   12/30/2008     41,905.93     USD
IC664303H
  1703JG82685   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   10/23/2008   12/30/2008     117,275.58     USD
IC664304H
  1704JG82691   HNK   IMLC   CHERRY GROUP CO LTD   CN   10/22/2008   01/15/2009     343,543.64     USD
IC664307H
  1707KP1010A   HNK   IMLC   UNIVERSAL EXPRESS (GARMENT) LTD   HK   10/22/2008   12/27/2008     52,024.50     USD
IC664361H
  1715JG82592   HNK   IMLC   COME LONG FASHION KNITS LTD.   HK   10/23/2008   01/07/2009     23,177.10     USD
IC664364H
  1717MK1021A   HNK   IMLC   POONG IN TRADING CO., LTD   KR   10/23/2008   12/21/2008     8,618.82     USD
IC664395H
  1720JG82505   HNK   IMLC   P.T. UNI-ENLARGEINDUSTRY INDONESIA   ID   10/24/2008   12/14/2008     42,222.18     USD
IC664400H
  1723JG82664   HNK   IMLC   PT. UNI-ENLARGEINDUSTRY INDONESIA   ID   10/24/2008   12/23/2008     48,896.00     USD
IC673480H
  1736JG82490   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   10/30/2008   12/17/2008     171,395.28     USD
IC673482H
  1738JG82688   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   10/30/2008   12/31/2008     221,843.17     USD
IC673484H
  1739JG82693   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   10/30/2008   01/13/2009     757,149.07     USD
IC673485H
  1740JG82731   HNK   IMLC   METRO LEGEND LIMITED   HK   10/30/2008   12/13/2008     208,965.47     USD
IC673487H
  1742PD200834   HNK   IMLC   TONGLU PUDE GARMENTS CO.   CN   10/30/2008   12/12/2008     98,079.48     USD
IC673490H
  17448F5676U   HNK   IMLC   SEJEE COMPANY LIMITED   HK   10/30/2008   12/19/2008     195,264.12     USD
IC673493H
  1747EPPVYU   HNK   IMLC   JK INDUSTRY CO., LTD   KR   10/30/2008   12/16/2008     4,596.00     USD
IC673540H
  1750JG82768   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   10/30/2008   12/16/2008     704.75     USD
OSTSMY.RDF

 


 

             
(WACHOVIA LOGO)
  Wachovia Bank, N.A.
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:

Date:
  3

12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC673543H
  1753AEC20081   HNK   IMLC   AEC KOREA CO LTD   KR   10/30/2008   01/14/2009     121,495.54     USD
IC673544H
  1754YJ1 023A   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   10/30/2008   12/18/2008     122,768.10     USD
IC673580H
  1756JG82584   HNK   IMLC   LAI’S KNITWEAR MANUFACTURING LTD.   HK   11/03/2008   12/24/2008     117,385.35     USD
IC673581H
  1757JG82613   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   11/03/2008   01/09/2009     50,574.95     USD
IC673582H
  1758JG82725   HNK   IMLC   METRO LEGEND LIMITED   HK   11/03/2008   12/15/2008     2,068.38     USD
IC673583H
  1759JG82743   HNK   IMLC   CHINAMINE TRADING LTD.   HK   11/03/2008   12/15/2008     126,273.34     USD
IC673584H
  1760JG82780   HNK   IMLC   KATTIE FASHION (HONG KONG) LIMITED   HK   11/03/2008   01/14/2009     22,933.00     USD
IC673585H
  176lJG82805   HNK   IMLC   BURI CO., LTD.   TH   11/03/2008   12/31/2008     211,315.75     USD
IC673586H
  1762JG82819   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   11/03/2008   12/18/2008     48,081.60     USD
IC673587H
  1763AG0lOSP09   HNK   IMLC   ORIENT CRAFT LIMITED   IN   11/03/2008   01/02/2009     40,783.68     USD
IC673588H
  1764HF07008   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   11/03/2008   01/02/2009     572,635.78     USD
IC673589H
  1765NT007   HNK   IMLC   CHAN EN KNITTING CO., LTD   TW   11/03/2008   01/14/2009     137,139.07     USD
IC673591H
  1767MK1022A   HNK   IMLC   POONG IN TRADING CO., LTD   KR   11/03/2008   12/21/2008     1,981.20     USD
IC673592H
  1768NR1023   HNK   IMLC   NURIAN INT’L INC.   KR   11/03/2008   12/21/2008     33,703.72     USD
IC673593H
  1769YJ1 029B   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/03/2008   12/26/2008     35,736.20     USD
IC673663H
  1770JG82724   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   11/05/2008   12/19/2008     978.50     USD
IC673664H
  177lJG82740   HNK   IMLC   SHENXIN TEXTILE IND. HK CO., LTD.   HK   11/05/2008   12/15/2008     16,814.80     USD
IC673666H
  1773JG82806   HNK   IMLC   NANTONG ZHONG YING FASHION PROD LT   CN   11/05/2008   12/30/2008     48,461.00     USD
IC673667H
  1774JG82807   HNK   IMLC   TY FASHION INTERNATIONAL CO., LTD   TW   11/05/2008   01/05/2009     134,286.83     USD
IC673668H
  1775JG82813   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   11/05/2008   12/17/2008     11,504.29     USD
IC673669H
  1776LCEP07   HNK   IMLC   HONG KONG WINTAI GARMENT LTD   HK   11/05/2008   01/04/2009     7,858.13     USD
IC673670H
  1777JW1020A   HNK   IMLC   IRREH LEATHER CO., LTD   KR   11/05/2008   12/17/2008     30,767.69     USD
IC673762H
  1778JG82507   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   11/07/2008   12/24/2008     3,412.50     USD
IC673767H
  1779JG82548   HNK   IMLC   TAl KEI KNITTERS LIMITED   HK   11/07/2008   12/24/2008     2,863.60     USD
IC673769H
  1780JG82608   HNK   IMLC   CHINAMINE TRADING LTD.   HK   11/07/2008   12/20/2008     170,775.92     USD
IC673772H
  178lJG82631   HNK   IMLC   SLITHER LTD.   HK   11/07/2008   12/24/2008     153,496.43     USD
IC673773H
  1782JG82715   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   11/07/2008   12/24/2008     16,059.89     USD
IC673776H
  1783JG82721   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   11/07/2008   01/06/2009     79,659.77     USD
IC673779H
  1784JG82796   HNK   IMLC   ARTSON GARMENTS LIMITED   HK   11/07/2008   12/22/2008     11,959.96     USD
IC673780H
  1785JG82803   HNK   IMLC   SHANGHAI JOY PLUS FASHION CO., LTD   CN   11/07/2008   12/23/2008     20,586.93     USD
OSTSMY.RDF

 


 

             
(WACHOVIA LOGO)
  Wachovia Bank, N.A.
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:

Date:
  4

12/26/2008
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC673781H
  1786JG82841   HNK   IMLC   SHENXIN TEXTILE IND. HK CO., LTD.   HK   11/07/2008   12/15/2008     42,463.18     USD
IC673782H
  1787JG82859   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   11/07/2008   12/24/2008     147,367.50     USD
IC673783H
  1788JSMJUSA   HNK   IMLC   EPIC DESIGNERS LTD   BD   11/07/2008   01/20/2009     85,213.21     USD
IC673784H
  1789AG02OSP09   HNK   IMLC   ORIENT CRAFT LIMITED   IN   11/07/2008   01/16/2009     335,067.62     USD
IC673790H
  1790HF07608   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   11/07/2008   12/25/2008     334,882.79     USD
IC673800H
  17918F5683U   HNK   IMLC   SEJEE COMPANY LIMITED   HK   11/07/2008   12/30/2008     634,750.00     USD
IC673804H
  1794KP1030A   HNK   IMLC   UNIVERSAL EXPRESS (GARMENT) LTD   HK   11/07/2008   12/27/2008     33,850.25     USD
IC673809H
  1796IS1105U   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/07/2008   01/04/2009     89,393.18     USD
IC673810H
  1797JSIC49U   HNK   IMLC   JK INDUSTRY CO., LTD   KR   11/07/2008   12/31/2008     32,822.48     USD
IC673811H
  1798MK1022C   HNK   IMLC   POONG IN TRADING CO., LTD   KR   11/07/2008   12/26/2008     51,008.29     USD
IC673813H
  1799REBE041   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/07/2008   01/10/2009     976,930.08     USD
IC673814H
  180013000SH   HNK   IMLC   SEOHAP CO., LTD   KR   11/12/2008   01/16/2009     174,442.88     USD
IC673903H
  1801JG82438   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   11/11/2008   01/07/2009     122,198.93     USD
IC673905H
  1803JG82788   HNK   IMLC   SHENXIN TEXTILE IND. HK CO., LTD.   HK   11/11/2008   12/15/2008     6,317.64     USD
IC673906H
  1804JG82809   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   11/11/2008   01/07/2009     396,459.42     USD
IC673908H
  1805JG82824   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   11/11/2008   02/07/2009     18,001.65     USD
IC673909H
  1806JG82830   HNK   IMLC   SHENXIN TEXTILE IND. HK CO., LTD.   HK   11/11/2008   12/15/2008     9,352.09     USD
IC673910H
  1807JG82853   HNK   IMLC   SHENXIN TEXTILE IND. HK CO., LTD.   HK   11/11/2008   12/15/2008     19,086.23     USD
IC673911H
  1808JG82869   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   11/11/2008   01/12/2009     36,347.15     USD
IC673915H
  1810FK11072   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   11/11/2008   12/17/2008     267,821.82     USD
IC673919H
  1814HFNW038   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   11/11/2008   01/12/2009     229,283.38     USD
IC673920H
  1815IJ0811-180   HNK   IMLC   INJAE TRADING COMPANY   HK   11/11/2008   01/10/2009     280,570.33     USD
IC673921H
  1816IJ1021-116C   HNK   IMLC   INJAE TRADING COMPANY   HK   11/11/2008   01/09/2009     72,723.49     USD
IC673994H
  1819FK11077   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   11/12/2008   12/17/2008     30,628.87     USD
IC674036H
  1821JG82913   HNK   IMLC   CHERRY GROUP CO LTD   CN   11/13/2008   12/17/2008     71,841.92     USD
IC674037H
  1822JG82915   HNK   IMLC   TAINAN ENTERPRISES CO LTD   TW   11/13/2008   12/27/2008     19,070.10     USD
IC674038H
  1823FK11074   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   11/13/2008   12/17/2008     233,227.88     USD
IC674039H
  1824FK11101   HNK   IMLC   JAZZING KNITTING CO. LTD.   HK   11/13/2008   12/17/2008     281,746.56     USD
IC674041H
  18259S56078U   HNK   IMLC   MERIM CORP.   KR   11/13/2008   01/21/2009     323,654.12     USD
IC674042H
  1826KP1105A   HNK   IMLC   UNIVERSAL EXPRESS (GARMENT) LTD   HK   11/13/2008   01/15/2009     101,352.72     USD
OSTSMY.RDF

 


 

             
(WACHOVIA LOGO)
  Wachovia Bank, N.A.
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:

Date:
  5

12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                             
L/C Bank                           Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC674043H
  1827RSl105   HNK   IMLC   SEOHAP CO., LTD   KR   11/13/2008   02/06/2009     45,717.76     USD
IC674045H
  1828YJ1110A   HNK   IMLC   POONG IN TRADING CO., LTD   KR   11/13/2008   01/05/2009     74,539.65     USD
IC674049H
  1829YJ1110B   HNK   IMLC   POONG IN TRADING CO., LTD   KR   11/13/2008   01/05/2009     105,799.24     USD
IC674051H
  1830YJ1110C   HNK   IMLC   NURIAN INT’L INC.   KR   11/14/2008   01/05/2009     77,688.01     USD
IC674052H
  1831YJ1110D   HNK   IMLC   HONGS INTERNATIONAL LTD.   KR   11/13/2008   01/05/2009     67,442.42     USD
IC674053H
  1832YJ1110E   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   11/13/2008   01/05/2009     75,932.54     USD
IC674054H
  1833YJ1110F   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2008   01/05/2009     91,007.66     USD
IC674056H
  1834YJ1112B   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   11/13/2008   01/19/2009     73,397.08     USD
IC674084H
  18368F5679U   HNK   IMLC   SEJEE COMPANY LIMITED   HK   11/14/2008   01/04/2009     526,350.39     USD
IC674100H
  1837JG82766   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   11/17/2008   12/29/2008     55,139.83     USD
IC67410lH
  1838JG82791   HNK   IMLC   SHANGHAI JOY PLUS FASHION CO., LTD   CN   11/17/2008   12/30/2008     3,977.15     USD
IC674102H
  1839JG82825   HNK   IMLC   P.T. UNI-ENLARGEINDUSTRY INDONESIA   ID   11/17/2008   01/13/2009     18,050.51     USD
IC674103H
  1840JG82864   HNK   IMLC   LAI’S KNITWEAR MANUFACTURING LTD.   HK   11/17/2008   01/07/2009     108,646.83     USD
IC674104H
  184lJG82881   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   11/17/2008   12/31/2008     106,640.65     USD
IC674105H
  1842JG82884   HNK   IMLC   SHANGHAI JOY PLUS FASHION CO., LTD   CN   11/18/2008   12/23/2008     35,540.82     USD
IC674107H
  1843JG82890   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   11/17/2008   01/07/2009     117,646.38     USD
IC674108H
  1844JG82896   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   11/17/2008   12/31/2008     18,005.00     USD
IC674109H
  1845JG82911   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   11/17/2008   12/31/2008     34,060.70     USD
IC674110H
  1846JG82912   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   11/17/2008   12/31/2008     37,425.60     USD
IC67411lH
  1847JG82925   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   11/17/2008   12/30/2008     234,073.14     USD
IC674112H
  1848JG00163   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   11/17/2008   12/12/2008     33,012.00     USD
IC674113H
  1849EPIC690U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN   11/17/2008   01/30/2009     221,961.10     USD
IC674114H
  1850JSMCIPLA   HNK   IMLC   COSMOPOLITAN INDUSTRIES (PVT) LTD   BD   11/17/2008   01/09/2009     966,889.04     USD
IC674115H
  185lJTES0130   HNK   IMLC   J-TEX GARMENT CO., LTD.   HK   11/17/2008   12/23/2008     103,281.62     USD
IC674116H
  1852JY81208N   HNK   IMLC   SEOHAP CO., LTD   KR   11/17/2008   01/09/2009     90,147.75     USD
IC674117H
  1853YJ1112A   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   11 /17/2008   01/05/2009     19,278.00     USD
IC674118H
  1854YJ1112E   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   11/17/2008   01/05/2009     193,811.33     USD
IC674160H
  1854JG82882   HNK   IMLC   NANTONG ZHONG YING FASHION PROD LT   CN   11/18/2008   01/07/2009     24,599.82     USD
IC67416lH
  1855JG82937   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   11/18/2008   01/01/2009     63,726.68     USD
IC674162H
  1856JG82950   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   11/18/2008   01/27/2009     166,881.61     USD
OSTSMY.RDF

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:                 6

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674163H
  1857JG82955   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK     11/18/2008       01/14/2009     86,955.64 USD
IC674166H
  1858JG82957   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK     11/18/2008       12/30/2008     253,054.54 USD
IC674168H
  1859EPIC655U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN     11/18/2008       12/20/2008     277,092.11 USD
IC674169H
  1860JSMCIPLB   HNK   IMLC   COSMOPOLITAN INDUSTRIES (PVT) LTD   BD     11/18/2008       01/30/2009     203,822.24 USD
IC674170H
  1861JSMDECUS   HNK   IMLC   EPIC DESIGNERS LTD   BD     11/18/2008       01/09/2009     184,689.26 USD
IC674171H
  1862JSMNOVUS   HNK   IMLC   EPIC DESIGNERS LTD   BD     11/18/2008       12/30/2008     460,255.21 USD
IC674172H
  1863TRICH119   HNK   IMLC   TRISTATE TRADING LIMITED-MACAO COM   MO     11/18/2008       01/13/2009     399,572.11 USD
IC674173H
  1864YJ1112C   HNK   IMLC   JUNG KWANG IND . CO., LTD.   KR     11/18/2008       01/08/2009     129,344.36 USD
IC674187H
  1866JG82964   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK     11/19/2008       01/07/2009     47,554.80 USD
IC674188H
  1867FK11075   HNK   IMLC   FORTUNE MINT LIMITED   HK     11/19/2008       12/17/2008     412,267.20 USD
IC674192H
  1868TS 11178N   HNK   IMLC   TAESAN FC CO LTD   KR     11/19/2008       01/20/2009     127,977.50 USD
IC674197H
  1869MK1118A   HNK   IMLC   HONGS INTERNATIONAL LTD.   KR     11/19/2008       01/18/2009     84,614.54 USD
IC674199H
  1870JSSI112   HNK   IMLC   SEOHAP CO., LTD   KR     11/19/2008       01/02/2009     55,936.05 USD
IC674200H
  1871JTCH0130   HNK   IMLC   J-TEX GARMENT CO., LTD.   HK     11/19/2008       01/14/2009     164,469.11 USD
IC674202H
  1872JG00162   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE     11/19/2008       12/12/2008     221,256.00 USD
IC674203H
  1873JTM00130   HNK   IMLC   J-TEX GARMENT CO., LTD.   HK     11/19/2008       01/07/2009     135,592.15 USD
IC674211H
  1874EPIC656U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN     11/19/2008       12/20/2008     55,628.01 USD
IC674212H
  1875EPIC659U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN     11/19/2008       12/20/2008     122.34 USD
IC674217H
  1877JNOP741   HNK   IMLC   EXCELLENT JADE LIMITED   HK     11/19/2008       01/27/2009     88,683.00 USD
IC674315H
  1880JNOQ3944   HNK   IMLC   EXCELLENT JADE LIMITED   HK     11/21/2008       12/16/2008     176,184.16 USD
IC674317H
  1881JN2B211   HNK   IMLC   EXCELLENT JADE LIMITED   HK     11/21/2008       12/17/2008     60,806.55 USD
IC674318H
  1882JNOQ045   HNK   IMLC   EXCELLENT JADE LIMITED   HK     11/21/2008       12/23/2008     201,676.04 USD
IC674319H
  1883JNOP7361   HNK   IMLC   EXCELLENT JADE LIMITED   HK     11/21/2008       01/27/2009     32,828.37 USD
IC674320H
  1884LCEP06   HNK   IMLC   HONG KONG WINTAI GARMENT LTD   HK     11/21/2008       01/04/2009     59,489.62 USD
IC674341H
  1885JG82504   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   HK     11/24/2008       01/07/2009     89,384.26 USD
IC674342H
  1886JG82696   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK     11/24/2008       01/07/2009     163,205.42 USD
IC674343H
  1887JG82700   HNK   IMLC   NANTONG KINSWEAR MFTG . CO LTD.   CN     11/24/2008       01/03/2009     12,796.05 USD
IC674344H
  1888JG82815   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH     11/24/2008       01/07/2009     13,734.00 USD
IC674347H
  1889JG82861   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH     11/24/2008       01/07/2009     20,748.00 USD
IC674348H
  1890JG82960   HNK   IMLC   LUNG KAE GARMENT CO   HK     11/24/2008       01/05/2009     214,960.71 USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:                 7

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                 
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674350H
  1891JG82962   HNK   IMLC   WINNER WAY INDUSTRIAL LTD .   HK   11/24/2008   01/07/2009   101,934.39 USD
IC674351H
  1892JG82980   HNK   IMLC   NANTONG KINSWEAR MFTG. CO LTD .   CN   11/24/2008   12/30/2008   111,730.32 USD
IC674352H
  I893JG82987   HNK   IMLC   TAI KEI KNITTERS LIMITED   HK   11/24/2008   12/31/2008   192,852.65 USD
IC674353H
  1894JG82990   HNK   IMLC   LAI KO KNITTING FTY. LTD .   HK   11/24/2008   12/31/2008   97,242.05 USD
IC674354H
  1895JG82993   HNK   IMLC   CHERRY GROUP CO LTD   CN   11/24/2008   12/25/2008   71,811.57 USD
IC674355H
  I896JG82999   HNK   IMLC   SHANGHAI JOY PLUS FASHION CO., LTD   CN   11/24/2008   12/27/2008   148,689.65 USD
IC674356H
  1897JG83006   HNK   IMLC   KWIN HING KNITTING FTY. LTD .   HK   11/24/2008   12/31/2008   103,125.18 USD
IC674357H
  1898JG83008   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   11/24/2008   12/31/2008   23,892.40 USD
IC674358H
  1899JG83011   HNK   IMLC   CHINAMINE TRADING LTD.   HK   11/24/2008   01/05/2009   160,496.19 USD
IC674360H
  1901AG03ASP09   HNK   IMLC   APPAREL MERCHANDISING CO.,   IN   11/24/2008   01/23/2009   115,744.02 USD
IC674361H
  1902IJ1021-116B   HNK   IMLC   INJAE TRADING COMPANY   HK   11/24/2008   01/09/2009   184,622.39 USD
IC674362H
  1903TRICH117   HNK   IMLC   TRISTATE TRADING LIMITED-MACAO COM   MO   11/24/2008   01/13/2009   169,198.86 USD
IC674364H
  1904MK1117A   HNK   IMLC   HONGS INTERNATIONAL LTD.   KR   11/24/2008   01/05/2009   92,697.99 USD
IC674365H
  1905YJ1112D   HNK   IMLC   JUNG KWANG IND . CO., LTD .   KR   11/24/2008   01/08 /2009   44,541.00 USD
IC674411H
  1906JG82919   HNK   IMLC   SLITHER LTD.   HK   11/25/2008   01/07/2009   108,934.35 USD
IC674412H
  1907JG82938   HNK   IMLC   SLITHER LTD .   HK   11/25/2008   12/31/2008   93,040.03 USD
IC674413H
  1908JG82941   HNK   IMLC   CRYSTAL CLEAR WEALTH LTD   TW   11/25/2008   12/30/2008   261,666.15 USD
IC674414H
  1909JG82963   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   11/25/2008   01/08/2009   38,916.00 USD
IC674415H
  1910JG83004   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   11/25/2008   12/31/2008   521,011.34 USD
IC674416H
  1911JG83010   HNK   IMLC   WILFORD KNITWEAR FTY. LTD.   HK   11/25/2008   12/31/2008   174,535.22 USD
IC674417H
  1912JG83018   HNK   IMLC   CHIN HO KNITTING FACTORY LIMITED   HK   11/25/2008   12/31/2008   453,400.52 USD
IC674418H
  1913JG83022   HNK   IMLC   UNITEX FASHION (KNITWEAR) LIMITED   HK   11/25/2008   12/30/2008   829,152.84 USD
IC674420H
  1914JG83039   HNK   IMLC   P.T . MASTERINDO JAY A ABADI   ID   11/25/2008   01/20/2009   229,832.69 USD
IC674421H
  1915JG83041   HNK   IMLC   BURI CO. , LTD .   TH   11/25/2008   12/17/2008   39,081.17 USD
IC674423H
  1916JG83042   HNK   IMLC   CHERRY GROUP CO LTD   CN   11/25/2008   01/01/2009   45,299.28 USD
IC674424H
  1917JG83065   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   HK   11/25/2008   01/07 /2009   200,279.24 USD
IC674425H
  1918JG83066   HNK   IMLC   FORTUNE MINT LIMITED   HK   11/25/2008   01/07/2009   24,455.90 USD
IC674450H
  1919IJ1021116A   HNK   IMLC   INJAE TRADING COMPANY   HK   11/26/2008   12/26/2008   76,284.64 USD
IC674452H
  1920JG82620   HNK   IMLC   CHINAMINE TRADING LTD.   HK   11/26/2008   01/12/2009   76,996.24 USD
IC674453H
  1921JG82852   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   11/26/2008   01/14/2009   11,643.75 USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:                 8

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                 
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674454H
  1922JG82922   HNK   IMLC   SLITHER LTD.   HK   11/26/2008   01/12/2009   16,615.20 USD
IC674455H
  1923JG82969   HNK   IMLC   SLITHER LTD.   HK   11/26/2008   01/14/2009   14,414.40 USD
IC674456H
  1924JG82981   HNK   IMLC   NANTONG ZHONG YING FASHION PROD LT   CN   11/26/2008   01/12/2009   25,233.30 USD
IC674457H
  1925JG82982   HNK   IMLC   TY FASHION INTERNATIONAL CO., LTD   TW   11/26/2008   01/16/2009   14,868.00 USD
IC674459H
  1926JG83013   HNK   IMLC   LAKEWILL SILK AND GARMENT LIMITED   HK   11/26/2008   01/10/2009   57,078.53 USD
IC674460H
  1927JG83031   HNK   IMLC   CHINAMINE TRADING LTD.   HK   11/26/2008   01/12/2009   14,307.73 USD
IC674461H
  1928JG83067   HNK   IMLC   JAZZING KNITTING CO. LTD.   HK   11/26/2008   01/14/2009   171,390.30 USD
IC674463H
  1929JG83068   HNK   IMLC   KATTIE FASHION (HONG KONG) LIMITED   HK   11/26/2008   01/14/2009   239,811.16 USD
IC674464H
  1930EPIC649U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN   11/26/2008   12/29/2008   120,997.54 USD
IC674465H
  1931JBDJU39C   HNK   IMLC   EPIC DESIGNERS LTD   BD   11/26/2008   02/14/2009   157,139.45 USD
IC674467H
  1932JNOQ646   HNK   IMLC   EXCELLENT JADE LIMITED   HK   11/26/2008   12/30/2008   571,540.12 USD
IC674469H
  1934TRIVN114   HNK   IMLC   TRISTATE TRADING LIMITED -MACAO COM   MO   11/26/2008   12/27/2008   59,191.74 USD
IC674470H
  1935KP1113A   HNK   IMLC   UNIVERSAL EXPRESS (GARMENT) LTD   HK   11/26/2008   01/10/2009   139,000.50 USD
IC674471H
  1936MK1022B   HNK   IMLC   POONG IN TRADING CO., LTD   KR   11/26/2008   01/18/2009   22,856.10 USD
IC674542H
  1937JG82431   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   HK   12/03/2008   01/21/2009   13,551.60 USD
IC674543H
  1938JG82555   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   12/03/2008   01/21/2009   13,020.00 USD
IC674544H
  1939JG82601   HNK   IMLC   COME LONG FASHION KNITS LTD.   HK   12/03/2008   01/27/2009   50,850.40 USD
IC674545H
  1940JG82621   HNK   IMLC   CHINAMINE TRADING LTD.   HK   12/03/2008   01/19/2009   232,726.58 USD
IC674546H
  1941JG82736   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   12/03/2008   01/18/2009   15,162.75 USD
IC674548H
  1942JG82756   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   12/03/2008   01/28/2009   55,126.16 USD
IC674550H
  1943JG82761   HNK   IMLC   CHINAMINE TRADING LTD.   HK   12/03/2008   01/26/2009   170,022.53 USD
IC674551H
  1944JG82855   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   12/03/2008   02/01/2009   28,031.25 USD
IC674552H
  1945JG82863   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   12/03/2008   01/21/2009   55,335.00 USD
IC674553H
  1946JG82867   HNK   IMLC   SHANGHAI JOY PLUS FASHION CO., LTD   CN   12/03/2008   01/27/2009   61,477.60 USD
IC674554H
  1947JG82873   HNK   IMLC   UNIMIX EXPORTERS LTD   HK   12/03/2008   01/30/2009   68,423.85 USD
IC674555H
  1948JG82892   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   12/03/2008   02/04/2009   101,202.88 USD
IC674556H
  1949JG82909   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   12/03/2008   02/04/2009   134,290.10 USD
IC674557H
  1950JG82921   HNK   IMLC   SLITHER LTD.   HK   12/03/2008   01/28/2009   23,352.00 USD
IC674558H
  1951JG82923   HNK   IMLC   SLITHER LTD.   HK   12/03/2008   01/28/2009   16,210.40 USD
IC674559H
  1952JG82927   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   12/03/2008   02/14/2009   16,156.35 USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:                 9

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                 
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674562H
  1953JG82939   HNK   IMLC   SLITHER LTD.   HK   12/03/2008   02/04/2009   43,993.32 USD
IC674567H
  1954JG82940   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   12/03/2008   02/04/2009   29,124.90 USD
IC674569H
  1955JG82954   HNK   IMLC   LUNG KAE GARMENT CO   HK   12/03/2008   01/21/2009   21,965.00 USD
IC674570H
  1956JG82967   HNK   IMLC   ESQUEL ENTERPRISES LIMITED   HK   12/03/2008   01/19/2009   58,663.66 USD
IC674572H
  1957JG83014   HNK   IMLC   LAKEWILL SILK AND GARMENT LIMITED   HK   12/03/2008   01/17/2009   35,428.05 USD
IC674573H
  1958JG83030   HNK   IMLC   LAKEWILL SILK AND GARMENT LIMITED   HK   12/03/2008   03/21/2009   144,937.84 USD
IC674574H
  1959JG83037   HNK   IMLC   UNIMIX EXPORTERS LTD   HK   12/03/2008   02/02/2009   92,207.48 USD
IC674575H
  1960JG83055   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   12/03/2008   03/25/2009   12,293.87 USD
IC674576H
  1961JG83057   HNK   IMLC   UNITEX FASHION (KNITWEAR) LIMITED   HK   12/03/2008   02/01/2009   62,213.28 USD
IC674577H
  1962JG83059   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   12/03/2008   02/18/2009   58,007.25 USD
IC674579H
  1963JG83070   HNK   IMLC   FORMOSTAR GARMENT CO LTD   TW   12/03/2008   02/03/2009   53,211.38 USD
IC674580H
  1964JG83100   HNK   IMLC   FORMOSTAR GARMENT CO LTD   TW   12/03/2008   01/01/2009   157,979.77 USD
IC674581H
  1965JSMJANUSA   HNK   IMLC   EPIC GARMENTS MANUFACTURING CO LT   BD   12/03/2008   01/30/2009   136,244.81 USD
IC674583H
  1966HF07708   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   12/03/2008   02/14/2009   520,574.63 USD
IC674584H
  1967HFNW039   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   12/03/2008   02/09/2009   462,140.38 USD
IC674588H
  1969JN2B212   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/03/2008   01/21/2009   67,032.00 USD
IC674589H
  1970JNOP737   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/03/2008   01/27/2009   25,550.60 USD
IC674590H
  1971JNOQ749   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/03/2008   12/31/2008   14,786.97 USD
IC674591H
  1972TRICH133   HNK   IMLC   TRISTATE TRADING LIMITED-MACAO COM   MO   12/03/2008   01/13/2009   196,950.11 USD
IC674592H
  1973DSOl121   HNK   IMLC   SEOHAP CO., LTD   KR   12/03/2008   02/06/2009   37,939.10 USD
IC674594H
  1974JS1029   HNK   IMLC   SEOHAP CO., LTD   KR   12/03/2008   02/13/2009   79,909.82 USD
IC674595H
  1975MK1125A   HNK   IMLC   HONGS INTERNATIONAL LTD.   KR   12/03/2008   01/25/2009   166,998.37 USD
IC674597H
  1976YJl121A   HNK   IMLC   NURIAN INT’L INC.   KR   12/03/2008   01/16/2009   529,628.40 USD
IC674602H
  197713001SH   HNK   IMLC   SEOHAP CO., LTD   KR   12/03/2008   01/23/2009   38,490.82 USD
IC674637H
  1978JG83071   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   12/04/2008   01/27/2009   57,496.22 USD
IC674638H
  1979JG83083   HNK   IMLC   ESQUEL ENTERPRISES LIMITED   HK   12/04/2008   12/29/2008   52,216.50 USD
IC674639H
  1980JG83084   HNK   IMLC   ESQUEL ENTERPRISES LIMITED   HK   12/04/2008   01/26/2009   57,189.50 USD
IC674640H
  1981JG83085   HNK   IMLC   P.T. UNI-ENLARGEINDUSTRY INDONESIA   ID   12/04/2008   01/20/2009   188,474.56 USD
IC674641H
  1982JG83087   HNK   IMLC   P.T. UNI-ENLARGEINDUSTRY INDONESIA   ID   12/04/2008   02/10/2009   47,572.56 USD
IC674642H
  1983JG83097   HNK   IMLC   TAINAN ENTERPRISES CO LTD   TW   12/04/2008   01/17/2009   33,368.79 USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:               10

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA ,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674643H
  1984JG83113   HNK   IMLC   WILFORD KNITWEAR FTY . LTD.   HK   12/04/2008     01/10/2009     95,758.20   USD
IC674644H
  1985JG83114   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   12/04/2008     01/10/2009     234,705.75   USD
IC674645H
  1986JG83123   HNK   IMLC   SHANGHAI JOY PLUS FASHION CO., LTD   CN   12/04/2008     01/31/2009     12,530.95   USD
IC674646H
  1987JG83124   HNK   IMLC   SHANGHAI JOY PLUS FASHION CO., LTD   CN   12/04/2008     01/13/2009     36,283.37   USD
IC674647H
  1988JG83126   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   12/04/2008     01/19/2009     26,845.85   USD
IC674648H
  1989JG83137   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   12/04/2008     12/3112008     147,758.17   USD
IC674649H
  1990JG83138   HNK   IMLC   KATTIE FASHION (HONG KONG) LIMITED   HK   12/04/2008     12/31/2008     118,367.23   USD
IC674650H
  1991JG83142   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   12/04/2008     01/07/2009     40,717.77   USD
IC674651H
  1992JG83144   HNK   IMLC   DASHING INDUSTRIAL COMPANY LIMITED   HK   12/04/2008     01/08/2009     127,962.89   USD
IC674653H
  1993JG83146   HNK   IMLC   JAZZING KNITTING CO. LTD.   HK   12/04/2008     12/31/2008     147,902.40   USD
IC674654H
  1994JG83157   HNK   IMLC   RGM GARMENT COMPANY LTD   HK   12/04/2008     01/19/2009     28,718.03   USD
IC674655H
  1995JG83164   HNK   IMLC   CHERRY GROUP CO LTD   CN   12/04/2008     12/24/2008     25,104.50   USD
IC674656H
  1996EGMCLA66   HNK   IMLC   EPIC GARMENTS MANUFACTURING CO LT   BD   12/04/2008     01/30/2009     136,244.81   USD
IC674657H
  1997EPIC660U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN   12/04/2008     01/08/2009     41,782.94   USD
IC674658H
  1998EPIC662U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN   12/04/2008     01/15/2009     280,523.21   USD
IC674659H
  1999EPIC664U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN   12/04/2008     01/15/2009     243,020.02   USD
IC674665H
  2000EPIC668U   HNK   IMLC   EPIC DESIGNERS VIETNAM LTD.   VN   12/04/2008     01/14/2009     19,947.84   USD
IC674666H
  2001JBDJUSA   HNK   IMLC   EPIC DESIGNERS LTD   BD   12/04/2008     01/30/2009     147,616.58   USD
IC674667H
  2002HFD069   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   12/04/2008     01/13/2009     149,364.30   USD
IC674668H
  2003HFD070   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   12/04/2008     01/20/2009     53,633.13   USD
lC674669H
  20059S5601U   HNK   IMLC   SEJEE COMPANY LIMITED   HK   12/04/2008     01/23/2009     38,225.88   USD
IC674670H
  20069S5606U   HNK   IMLC   SEJEE COMPANY LIMITED   HK   12/04/2008     01/13/2009     149,708.08   USD
IC674671H
  2007JN2B210   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/04/2008     01/2112009     46,865.70   USD
IC674672H
  2008TRICH135   HNK   IMLC   TRISTATE TRADING LIMITED-MACAO COM   MO   12/04/2008     02/10/2009     606,742.19   USD
IC674673H
  2009TRIHT022   HNK   IMLC   TRISTATE TRADING LIMITED-MACAO COM   MO   12/04/2008     02/01/2009     52,464.11   USD
IC674674H
  201OSH12108N   HNK   IMLC   SEOHAP CO., LTD   KR   12/04/2008     02/13/2009     40,857.68   USD
IC674675H
  201lTS112608   HNK   IMLC   TAESAN FC CO LTD   KR   12/04/2008     01/20/2009     118,593.20   USD
IC674689H
  2012JG83088   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   12/08/2008     01/14/2009     545,034.00   USD
IC674711H
  2013JG82973   HNK   IMLC   TY FASHION INTERNATIONAL CO., LTD   TW   12/08/2008     01/30/2009     111,636.00   USD
IC674712H
  20 14JG82983   HNK   IMLC   KING STAR GARMENT INTL CO., LTD.   TW   12/08/2008     01/09/2009     12,695.76   USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:               11

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                 
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674713H
  2015JG83162   HNK   IMLC   BURI CO., LTD.   TH   12/08/2008   12/31/2008   293,943.15   USD
IC674714H
  2016JG83166   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   12/08/2008   01/14/2009   334,416.10   USD
IC674716H
  2017JG83167   HNK   IMLC   TAINAN ENTERPRISES CO LTD   TW   12/08/2008   01/17/2009   100,813.35   USD
IC674718H
  2018JG83175   HNK   IMLC   CHINAMINE TRADING LTD.   HK   12/08/2008   01/31/2009   28,479.75   USD
IC674719H
  2019JG83184   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   12/08/2008   02/03/2009   52,368.07   USD
IC674720H
  2020JG83192   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   12/08/2008   02/24/2009   37,136.48   USD
IC674721H
  2021JG83195   HNK   IMLC   CHERRY GROUP CO LTD   CN   12/08/2008   01/15/2009   115,163.81   USD
IC674722H
  2022JG83196   HNK   IMLC   CHERRY GROUP CO LTD   CN   12/08/2008   01/15/2009   70,199.34   USD
IC674723H
  2023JG83207   HNK   IMLC   TAINAN ENTERPRISES CO LTD   TW   12/08/2008   02/07/2009   16,065.00   USD
IC674728H
  20249WSTl124   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   12/08/2008   01/13/2009   13,467.30   USD
IC674732H
  2025AG07OSP09   HNK   IMLC   ORIENT CRAFT LIMITED   IN   12/08/2008   03/04/2009   129,433.40   USD
IC674734H
  2026HF08208   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   12/08/2008   02/14/2009   432,965.92   USD
IC674735H
  2028JTSPKAP   HNK   IMLC   J-TEX GARMENT CO., LTD.   HK   12/08/2008   01/05/2009   202,548.90   USD
IC674736H
  20299S5609U   HNK   IMLC   SEJEE COMPANY LIMITED   HK   12/08/2008   01/27/2009   446,370.31   USD
IC674737H
  2030JN2B513   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/08/2008   02/11/2009   60,439.59   USD
IC674738H
  2031JSU1202   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   12/10/2008   01/18/2009   233,590.83   USD
IC674739H
  2032SEP1204   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   12/08/2008   01/18/2009   44,122.76   USD
IC674740H
  2033YJl203A   HNK   IMLC   NURIAN INT’L INC.   KR   12/08/2008   02/05/2009   48,392.32   USD
IC674741H
  2034YJl203B   HNK   IMLC   POONG IN TRADING CO., LTD   KR   12/08/2008   02/05/2009   23,476.64   USD
IC674743H
  2035YJl203C   HNK   IMLC   HONGS INTERNATIONAL LTD.   KR   12/08/2008   02/05/2009   25,363.17   USD
IC674745H
  2036YJl203D   HNK   IMLC   SAMKWANG APPAREL CORP   KR   12/08/2008   02/05/2009   50,053.21   USD
IC674747H
  2037YJl203E   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   12/08/2008   02/05/2009   134,920.30   USD
IC674749H
  2038YJl203G   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   12/08/2008   02/05/2009   390,255.87   USD
IC674750H
  2039YJl203I   HNK   IMLC   SAMKWANG APPAREL CORP   KR   12/08/2008   02/05/2009   668,859.91   USD
IC674751H
  2040YJl203J   HNK   IMLC   NURIAN INT’L INC.   KR   12/08/2008   02/05/2009   20,097.00   USD
IC674752H
  2041YJl203K   HNK   IMLC   JUNG KWANG IND. CO., LTD.   KR   12/08/2008   02/10/2009   28,014.27   USD
IC674753H
  2042YJl203L   HNK   IMLC   NURIAN INT’L INC.   KR   12/08/2008   02/15/2009   144,258.98   USD
IC674756H
  2043YM1202A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   12/08/2008   02/15/2009   474,165.34   USD
IC674830H
  2044JG83187   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   12/10/2008   01/21/2009   246,983.63   USD
IC674831H
  2045JG83190   HNK   IMLC   ESQUEL ENTERPRISES LIMITED   HK   12/10/2008   01/26/2009   24,496.79   USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:               12

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674832H
  2046JG83203   HNK   IMLC   BURI CO ., LTD.   TH   12/10/2008     01/14/2009     266,339.42   USD
IC674835H
  2047JG83215   HNK   IMLC   FORMOSTAR GARMENT CO LTD   TW   12/10/2008     01/22/2009     648,059.19   USD
IC674836H
  2048JG83217   HNK   IMLC   BURI CO., LTD.   TH   12/10/2008     02/25/2009     492,233.72   USD
IC674837H
  2049JG83230   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   12/10/2008     01/28/2009     31,206.17   USD
IC674838H
  2050JG83233   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   12/10/2008     01/28/2009     62,675.92   USD
IC674839H
  205lJ G83241   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   12/10/2008     01/28/2009     16,868.20   USD
IC674840H
  2052JG83242   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   12/10/2008     01/28/2009     16,520.26   USD
IC674841H
  2053JG83248   HNK   IMLC   TAINAN ENTERPRISES CO LTD   TW   12/10/2008     01/21/2009     298,059.75   USD
IC674843H
  2054JG83249   HNK   IMLC   TAINAN ENTERPRISES CO LTD   TW   12/10/2008     02/04/2009     934,969.21   USD
IC674844H
  2058JG83251   HNK   IMLC   CHERRY GROUP CO LTD   CN   12/10/2008     01/07/2009     123,320.55   USD
IC674845H
  2059JG83257   HNK   IMLC   SHENXIN TEXTILE IND. HK CO., LTD.   HK   12/10/2008     01/14/2009     609,167.12   USD
IC674846H
  2060JG83258   HNK   IMLC   SHENXIN TEXTILE IND. HK CO., LTD.   HK   12/10/2008     01/19/2009     43,374.55   USD
IC674847H
  206lJG83266   HNK   IMLC   CHIN HO KNITTING FACTORY LIMITED   HK   12/10/2008     01/28/2009     14,432.50   USD
IC674848H
  2062JG83274   HNK   IMLC   ESQUEL ENTERPRISES LIMITED   HK   12/10/2008     02/09/2009     75,758.00   USD
IC674849H
  2063JG83275   HNK   IMLC   ESQUEL ENTERPRISES LIMITED   HK   12/10/2008     03/02/2009     127,108.58   USD
IC674859H
  2064JG83239   HNK   IMLC   FABRICA DEMALHAS UNIVERSAL LDA   MO   12/11/2008     03/04/2009     55,881.00   USD
IC674860H
  2065JG83280   HNK   IMLC   FORMOSTAR GARMENT CO LTD   TW   12/11/2008     01/29/2009     423,101.09   USD
IC674861H
  2066JG83287   HNK   IMLC   TAINAN ENTERPRISES CO LTD   TW   12/11/2008     01/17/2009     79,531.20   USD
IC674862H
  2067JG83289   HNK   IMLC   FASTWELL KNITWEAR MANUFACTURING L   L HK   12/11/2008     02/04/2009     20,221.60   USD
IC674863H
  2068JG83292   HNK   IMLC   FORMOSTAR GARMENT CO LTD   TW   12/11/2008     01/12/2009     585,910.38   USD
IC674864H
  2069JG83294   HNK   IMLC   DO DO FASHION LTD.   HK   12/11/2008     02/02/2009     89,287.06   USD
IC674865H
  2070JG83297   HNK   IMLC   PAK TAK KNITTING AND GARMENT FTY   HK   12/11/2008     01/07/2009     75,709.51   USD
IC674867H
  207lJG83299   HNK   IMLC   WINNER WAY INDUSTRIAL LTD.   HK   12/11/2008     01/14/2009     114,366.30   USD
IC674868H
  2072JK83186   HNK   IMLC   WONDERFUL INT’L GROUP (HK) LTD.   HK   12/18/2008     01/1112009     184,437.72   USD
IC674869H
  2073PD200837   HNK   IMLC   TONGLU PUDE GARMENTS CO.   CN   12/11/2008     01/10/2009     118,189.53   USD
IC674873H
  2074PD200839   HNK   IMLC   TONGLU PUDE GARMENTS CO.   CN   12/11/2008     01/31/2009     188,244.96   USD
IC674875H
  2075HF08408   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   12/11/2008     02/14/2009     849,564.16   USD
IC674876H
  2076HFD071   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   12/11/2008     02/10/2009     344,535.40   USD
IC674878H
  2077JWD11218   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   12/11/2008     01/13/2009     225,116.18   USD
IC674879H
  20789S5618BU   HNK   IMLC   SEJEE COMPANY LIMITED   HK   12/11/2008     01/09/2009     18,149.82   USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page:               13

Date: 12/26/2008
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC674880H
  20799S5618VU   HNK   IMLC   SEJEE COMPANY LIMITED   HK   12/11/2008   01/09/2009   24,691.59   USD
IC674881H
  2080JN2B214   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/11/2008   01/21/2009   68,584.95   USD
IC674882H
  2081JN2B315   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/11/2008   12/25/2008   22,569.75   USD
IC674883H
  2082JNOQ554   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/11/2008   02/04/2009   79,698.11   USD
IC674885H
  2083JNOQ752   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/11/2008   12/31/2008   17,796.08   USD
IC674886H
  2084JNOS753   HNK   IMLC   EXCELLENT JADE LIMITED   HK   12/11/2008   01/13/2009   220,333.66   USD
IC674887H
  2085TRICH139   HNK   IMLC   TRISTATE TRADING LIMITED-MACAO COM   MO   12/11/2008   02/03/2009   475,603.56   USD
IC674888H
  2086TRIVN119   HNK   IMLC   TRISTATE TRADING LIMITED — MACAO   MO   12/11/2008   01/16/2009   18,577.78   USD
IC674889H
  2087JG83285   HNK   IMLC   CHERRY GROUP CO LTD   CN   12/11/2008   01/07/2009   124,962.38   USD
IC674891H
  2088JG83298   HNK   IMLC   TAl KEI KNITTERS LIMITED   HK   12/11/2008   01/07/2009   155,564.78   USD
IC674892H
  2089IS1204U   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   12/11/2008   02/01/2009   319,150.72   USD
IC674893H
  2090JSS1204   HNK   IMLC   SEOHAP CO., LTD   KR   12/11/2008   02/06/2009   6,174.00   USD
IC674896H
  209IJSU1205   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   12/11/2008   01/19/2009   227,434.89   USD
                        Appl Name Total:     52,246,478.94  
 
                          Total:     66,554,127.98  
BA/ACCPT Summary:                        
 
                          Total:        
*** END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: NINE WEST
  Page:                 1

Date: 12/26/2008
Applicant Name: NINE WEST GROUP INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC663853H
  NW0152DP449   HNK   IMLC   WTL ENTERPRISE CO. LTD .   TW   10/06/2008     01/03/2009     101,706.00 USD
IC664264H
  NWO156MB 1016   HNK   IMLC   FASHION FOCUS MFG LTD.   HK   10/2112008     01/20/2009     29,260.00 USD
IC673799H
  NW0160ND1023   HNK   IMLC   SUPERL HOLDINGS LIMITED   HK   11/07/2008     12/20/2008     7,146.36 USD
IC673805H
  NW0162ND1029   HNK   IMLC   COSI COSI FOOTWEAR S.L.   ES   11/07/2008     01/10/2009     72,085.50 USD
IC673929H
  NW0165LZ023   HNK   IMLC   FASHION FOCUS MFG LTD.   HK   11/11/2008     01/13/2009     60,454.00 USD
IC673984H
  NW0180DP459   HNK   IMLC   CORAL REEF ASIA PACIFIC   HK   11/12/2008     01/25/2009     78,000.00 USD
IC673985H
  NWO181CR0031   HNK   IMLC   CORAL REEF ASIA PACIFIC   HK   11/12/2008     01/30/2009     5,733.00 USD
IC673988H
  NW0182DP455   HNK   IMLC   CORAL REEF ASIA PACIFIC   HK   11/12/2008     01/31/2009     66,223.20 USD
IC673989H
  NW0183ND009   HNK   IMLC   BASINI ENTERPRISE CO. LTD.   TH   11/12/2008     02/03/2009     19,800.00 USD
IC673990H
  NW0184DP452   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW   11/14/2008     02/04/2009     173,742.00 USD
IC673991H
  NW0185DP456   HNK   IMLC   HONOUR SERVICES LTD.   TW   11/12/2008     02/04/2009     283,035.00 USD
IC673992H
  NW0186DP457   HNK   IMLC   BROWN PACIFIC TRADING LTD.   HK   11/12/2008     02/04/2009     245,622.00 USD
IC673993H
  NW0187DP458   HNK   IMLC   SHUASIA INTERNATIONAL TRADING LTD .   HK   11/12/2008     02/04/2009     198,648.96 USD
IC674419H
  NW0188DP461   HNK   IMLC   GOLDEN MATE INTERNATIONAL CORP.   TW   11/25/2008     02/04/2009     48,844.80 USD
IC674422H
  NW0189DP460   HNK   IMLC   PRESTIGE FOOTWEAR CO. LTD.   TW   11/25/2008     02/04/2009     48,285.60 USD
IC674704H
  NW0190JB120108   HNK   IMLC   SUPERL HOLDINGS LIMITED   HK   12/05/2008     02/11/2009     166,338.44 USD
IC674705H
  NW0191ND112508   HNK   IMLC   SUPERL HOLDINGS LIMITED   HK   12/05/2008     02/11/2009     163,660.74 USD
IC674706H
  NW0192DP462   HNK   IMLC   BROWN PACIFIC TRADING LTD .   HK   12/05/2008     02/25/2009     167,665.50 USD
IC674707H
  NW0193DP463   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW   12/05/2008     02/25/2009     76,176.00 USD
IC674926H
  NW0194DP464   HNK   IMLC   HONOUR SERVICES LTD.   TW   12/11/2008     03/04/2009     34,425.00 USD
IC674927H
  NW0195DP465   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW   12/11/2008     03/04/2009     172,672.50 USD
IC674928H
  NW0196ND010   HNK   IMLC   BASINI ENTERPRISE CO. LTD.   TH   12/11/2008     02/25/2009     26,040.00 USD
IC674929H
  NW0197DP466   HNK   IMLC   PUIBRIGHT INVESTMENTS LIMITED   HK   12/11/2008     03/06/2009     108,904.20 USD
IC674930H
  NW0198DP467   HNK   IMLC   MASTERSHIP INTERNATIONAL CO., LTD.   TW   12/11/2008     02/10/2009     155,692.80 USD
IC674931H
  NW0199DP468   HNK   IMLC   MASTERSHIP INTERNATIONAL CO., LTD.   TW   12/11/2008     03/04/2009     30,404.16 USD
IC675288H
  NW0200ND011   HNK   IMLC   CORAL REEF ASIA PACIFIC LTD   HK   12/22/2008     02/03/2009     34,140.75 USD
IC675289H
  NW0201SP66   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW   12/22/2008     02/20/2009     35,089.20 USD
IC675290H
  NW0202SP67   HNK   IMLC   MASTERSHIP INTERNATIONAL CO., LTD.   TW   12/22/2008     02/15/2009     35,893.00 USD
IC675291H
  NW0203DP470   HNK   IMLC   GOLDEN MATE INTERNATIONAL CORP.   TW   12/22/2008     03/04/2009     260,602.80 USD
IC675292H
  NW0204DP469   HNK   IMLC   PRESTIGE FOOTWEAR CO. LTD.   TW   12/22/2008     03/04/2009     115,438.50 USD

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: NINE WEST
  Page:                 2

Date: 12/26/2008
Applicant Name: NINE WEST GROUP INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
IC675293H
  NW0205ND012   HNK   IMLC   CORAL REEF ASIA PACIFIC LTD   HK   12/22/2008   03/06/2009   32,448.00 USD
IC675309H
  NW206SP68   HNK   IMLC   WTL ENTERPRISE CO. LTD.   TW   12/23/2008   02/24/2009   57,003.45 USD
                        Appl Name Total:     3,111,181.46  
 
                          Total:     3,111,181.46  
BA/ACCPT Summary:                        
 
                          Total:        
*** END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

     
(GRAPHIC)   Wachovia Bank, N.A. 
Outstanding Summary Report
For Applicant: JONES APPAREL
   
Applicant Name: Jones Retail
                                     
L/C Bank   L/C Cust                   Opening   Expiry   L/C
Reference   Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Balance
SM233625
  SM233625   USA   SBLC   Longchamp Usa, Inc   US   12/23/2008   11/30/2009     1,100,000.00  

 


 

JPMorgan Chase Bank, N.A.
Letters of Credit Outstanding by Bank Reference Number

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
TITI-561172-0058
  AIR   USD     24537.24     SEP 26, 2008      
TITI-561172-0059
  AIR   USD     31492.44     SEP 26, 2008     DOREEN GARMENTS
TITI-561172-0062
  AIR   USD     18424.32     OCT 08, 2008      
TITI-561172-0063
  AIR   USD     31076.4     OCT 14, 2008      
TITI-561172-0064
  AIR   USD     19642.56     OCT 14, 2008     DOREEN GARMENTS
TITI-563166-0010
  AIR   USD     12954.48     APR 02, 2008     DOREEN GARMENTS
TITI-566214-0022
  AIR   USD     15802.11     AUG 29, 2008      
TITI-566214-0025
  AIR   USD     19176.48     SEP 09, 2008      
TITI-566214-0039
  AIR   USD     8698     SEP 25, 2008     DOREEN GARMENTS
TITI-566214-0050
  AIR   USD     8136.48     OCT 23, 2008      
TITI-566214-0053
  AIR   USD     9576     OCT 29, 2008     DOREEN GARMENTS
TITI-570422-0003
  AIR   USD     21362.64     NOV 20, 2008      
TITI-570422-0004
  AIR   USD     40319.64     NOV 25, 2008      
TITI-579412-0005
  AIR   USD     27041.19     SEP 21, 2007      
TITI-583166-0005
  AIR   USD     2671.68     APR 16, 2008     MIAMI EXPORTS PVT
TITI-584264-0005
  AIR   USD     19016.88     APR 10, 2007      
TITI-664648-0010
  AIR   USD     19793.8     FEB 28, 2007     DIRD GARMENT LIMITED
TITI-561172
  ILC   USD     127080.33     AUG 31, 2007   OCT 15, 2008   DOREEN GARMENTS
TITI-565169
  ILC   USD     1712477.13     JAN 28, 2008   JAN 09, 2009   THIRD DIMENSION APPAREL LLC
TITI-566214
  ILC   USD     502829.57     MAR 12, 2008   SEP 25, 2008   DOREEN GARMENTS
TITI-566252
  ILC   USD     723122.4     MAR 12, 2008   DEC 02, 2008   MUSTAFA AND KAMAL ASHRAF TRADING
TITI-566384
  ILC   USD     1315961.11     MAR 18, 2008   JAN 13, 2009   LOTUS GARMENTS CO
TITI-567733
  ILC   USD     726107.86     MAY 02, 2008   NOV 25, 2008   LOTUS GARMENTS CO
TITI-568784
  ILC   USD     97886.63     JUN 09, 2008   SEP 02, 2008   UPAN WASANA EPZ LTD.
TITI-569105
  ILC   USD     522831.05     JUN 19, 2008   NOV 18, 2008   VOGUE INTERNATIONAL AGENCY
TITI-569384
  ILC   USD     910067.3     JUL 01, 2008   JAN 09, 2009   CLASSIC FASHION APPAREL
TITI-569954
  ILC   USD     142511.15     JUL 18, 2008   OCT 07, 2008   UPAN WASANA EPZ LTD.
TITI-570239
  ILC   USD     294616.85     JUL 29, 2008   NOV 18, 2008   CLASSIC FASHION COMPANY
TITI-570373
  ILC   USD     1032631.27     AUG 04, 2008   JAN 06, 2009   CLASSIC FASHION APPAREL
TITI-570422
  ILC   USD     134919.31     AUG 07, 2008   DEC 09, 2008   DOREEN GARMENTS
TITI-570652
  ILC   USD     389201.69     AUG 15, 2008   NOV 24, 2008   CLASSIC FASHION APPAREL
TITI-570978
  ILC   USD     334200.37     AUG 29, 2008   NOV 12, 2008   DEFIANCE TRADING LLC
TITI-571129
  ILC   USD     101256.96     SEP 05, 2008   DEC 24, 2008   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-571130
  ILC   USD     433213.7     SEP 08, 2008   DEC 17, 2008   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-571356
  ILC   USD     726350.63     SEP 15, 2008   JAN 20, 2009   8ANDO DESIGN LTD.
TITI-571464
  ILC   USD     220050.56     SEP 17, 2008   FEB 05, 2009   TRANS AFRICA GARMENT INDUSTRY
TITI-571465
  ILC   USD     1029567.29     SEP 17, 2008   DEC 10, 2008   DEFIANCE TRADING LLC
TITI-571468
  ILC   USD     1972629.93     SEP 17, 2008   JAN 06, 2009   AFRICA APPARELS EPZ LTD
TITI-571514
  ILC   USD     85628.8     SEP 22, 2008   DEC 05, 2008   IVORY GARMENTS FACTORY LLC
TITI-571539
  ILC   USD     1461263.11     SEP 22, 2008   JAN 10, 2009   AFRICA APPARELS EPZ LTD
TITI-571540
  ILC   USD     112702.59     SEP 22, 2008   DEC 27, 2008   IVORY GARMENTS FACTORY LLC
TITI-571584
  ILC   USD     642782.13     SEP 26, 2008   DEC 10, 2008   DEFIANCE TRADING LLC

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
TITI-571636
  ILC   USD     798613.52     SEP 26, 2008   DEC 25, 2008   PRESITEX ENTERPRISES PTY LTD
TITI-571677
  ILC   USD     165666.06     SEP 26, 2008   DEC 02, 2008   TRANS AFRICA GARMENT INDUSTRY
TITI-571803
  ILC   USD     612404.45     OCT 02, 2008   DEC 31, 2008   IMPERIAL READYMADE GARMENTS FTY
                   
TITI-571805
  ILC   USD     251610.02     OCT 02, 2008   DEC 23, 2008   SUEZ CANAL GARMENTS CO.
TITI-571822
  ILC   USD     724017.42     OCT 07, 2008   DEC 30, 2008   CHERRY GROUP CO., LTD
TITI-571850
  ILC   USD     123140.59     OCT 03, 2008   DEC 13, 2008   OM JYOTI APPARELS
TITI-571858
  ILC   USD     54085.5     OCT 03, 2008   DEC 13, 2008   ALLIED EXPORT INDUSTRIES
TITI-571919
  ILC   USD     611026.31     OCT 14, 2008   JAN 09, 2009   PRESITEX ENTERPRISES PTY LTD
TITI-571923
  ILC   USD     302059.93     OCT 08, 2008   JAN 12, 2009   GOKALDAS EXPORTS
TITI-571947
  ILC   USD     812377.13     OCT 09, 2008   JAN 13, 2009   IMPERIAL READYMADE GARMENTS FTY
                   
TITI-572016
  ILC   USD     1279461.58     OCT 10, 2008   JAN 14, 2009   LOTUS GARMENTS CO
TITI-572017
  ILC   USD     450551.57     OCT 10, 2008   JAN 06, 2009   SUEZ CANAL GARMENTS CO.
TITI-572018
  ILC   USD     520789.5     OCT 15, 2008   JAN 19, 2009   SUEZ CANAL GARMENTS CO.
TITI-572047
  ILC   USD     402506.22     OCT 14, 2008   JAN 14, 2009   NILE CLOTHING COMPANY
TITI-572051
  ILC   USD     93919.84     OCT 14, 2008   DEC 02, 2008   PT SAINATH INDUSTRIES
TITI-572111
  ILC   USD     98003.51     OCT 16, 2008   DEC 25, 2008   OM JYOTI APPARELS
TITI-572112
  ILC   USD     315356.45     OCT 16, 2008   DEC 29, 2008   PT SAINATH INDUSTRIES
TITI-572115
  ILC   USD     858538.42     OCT 16, 2008   JAN 28, 2009   TRANS AFRICA GARMENT INDUSTRY
TITI-572116
  ILC   USD     679865.3     OCT 16, 2008   NOV 22, 2008   HI-TECH TEXTILE EGYPT
TITI-572203
  ILC   USD     1224604.73     OCT 20, 2008   JAN 06, 2009   DEFIANCE TRADING LLC
TITI-572301
  ILC   USD     285991.52     OCT 24, 2008   DEC 17, 2008   GULF NISHAT APPAREL LTD.
TITI-572303
  ILC   USD     225287.21     OCT 24, 2008   DEC 16, 2008   IVORY GARMENTS FACTORY LLC
TITI-572304
  ILC   USD     433210.29     OCT 23, 2008   FEB 13, 2009   MUSTAFA AND KAMAL ASHRAF TRADING
TITI-572305
  ILC   USD     231476.93     OCT 23, 2008   DEC 16, 2008   PT SAINATH INDUSTRIES, KAWASAN
TITI-572306
  ILC   USD     28076.08     OCT 23, 2008   JAN 08, 2009   CLASSIC FASHION APPAREL
TITI-572322
  ILC   USD     45555.2     OCT 24, 2008   DEC 30, 2008   THIRD DIMENSION APPAREL LLC
TITI-572325
  ILC   USD     392582.86     OCT 24, 2008   JAN 13, 2009   CLASSIC FASHION COMPANY
TITI-572326
  ILC   USD     681066.29     OCT 24, 2008   JAN 23, 2009   CLASSIC FASHION APPAREL
TITI-572327
  ILC   USD     697343.85     OCT 24, 2008   DEC 03, 2008   GULF NISHAT APPAREL LTD.
TITI-572329
  ILC   USD     617258.88     OCT 24, 2008   DEC 24, 2008   TRANS AFRICA GARMENT INDUSTRY
TITI-572330
  ILC   USD     3198806.88     OCT 27, 2008   JAN 13, 2009   NILE CLOTHING COMPANY
TITI-572359
  ILC   USD     189969     OCT 28, 2008   NOV 11, 2008   M/S RAJBY INDUSTRIES
TITI-572382
  ILC   USD     41774.25     OCT 28, 2008   JAN 07, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-572385
  ILC   USD     63304.67     OCT 28, 2008   JAN 07, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-572386
  ILC   USD     7003.58     OCT 28, 2008   JAN 07, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-572387
  ILC   USD     345440.07     NOV 04, 2008   DEC 13, 2008   DAE HA INC
TITI-572388
  ILC   USD     1866561.49     OCT 28, 2008   JAN 10, 2009   MUSTAFA AND KAMAL ASHRAF TRADING
TITI-572391
  ILC   USD     1420299.85     OCT 28, 2008   JAN 09, 2009   THIRD DIMENSION APPAREL LLC
TITI-572392
  ILC   USD     1164896.75     OCT 28, 2008   DEC 26, 2008   CLASSIC FASHION APPAREL

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
TITI-572494
  ILC   USD     157107.01     NOV 03, 2008   JAN 06, 2009   CLASSIC FASHION COMPANY
TITI-572499
  ILC   USD     98703.36     NOV 03, 2008   DEC 18, 2008   GULF NISHAT APPAREL LTD.
TITI-572500
  ILC   USD     84546     NOV 03, 2008   DEC 15, 2008   JEANS PLUS LIMITED
TITI-572507
  ILC   USD     43593.98     OCT 31, 2008   FEB 03, 2009   UNION APPAREL (PVT) LTD.
TITI-572508
  ILC   USD     226904.24     OCT 31, 2008   JAN 07, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-572509
  ILC   USD     54156.31     OCT31, 2008   JAN 07, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-572510
  ILC   USD     56718.9     OCT 31, 2008   DEC 31, 2008   SUZHOU RICH-TIGER TEXTILE AND GMT
TITI-572511
  ILC   USD     792675.8     OCT 31, 2008   JAN 04, 2009   PT SAINATH INDUSTRIES
TITI-572512
  ILC   USD     180264.92     NOV 03, 2008   JAN 27, 2009   IMPERIAL READYMADE GARMENTS FTY
                   
TITI-572513
  ILC   USD     30366     OCT 31, 2008   JAN 11, 2009   PEARL GLOBAL LIMITED
TITI-572514
  ILC   USD     249612.68     NOV 03, 2008   JAN 03, 2009   PEARL GLOBAL LIMITED
TITI-572516
  ILC   USD     38734.16     OCT 31, 2008   DEC 23, 2008   PT SAINATH INDUSTRIES
TITI-572517
  ILC   USD     10099.66     OCT 31, 2008   DEC 30, 2008   PT SAINATH INDUSTRIES
TITI-572518
  ILC   USD     635136.99     OCT 31, 2008   DEC 14, 2008   PT SAINATH INDUSTRIES
TITI-572519
  ILC   USD     40005     OCT 31, 2008   JAN 03, 2009   PEARL GLOBAL LIMITED
TITI-572579
  ILC   USD     214827.48     NOV 04, 2008   FEB 13, 2009   CLASSIC FASHION APPAREL
TITI-572580
  ILC   USD     426573.95     NOV 04, 2008   JAN 15, 2009   VOGUE INTERNATIONAL AGENCIES FZE
                   
TITI-572581
  ILC   USD     312315.41     NOV 04, 2008   DEC 15, 2008   M/S ITC LIMITED
TITI-572582
  ILC   USD     150327.45     NOV 04, 2008   DEC 30, 2008   JEANS PLUS L1MrTED
TITI-572585
  ILC   USD     476315.35     NOV 04, 2008   JAN 14, 2009   PEARL GLOBAL LIMITED
TITI-572665
  ILC   USD     16810.47     NOV 06, 2008   NOV 22, 2008   ALLIED EXPORT INDUSTRIES
TITI-572666
  ILC   USD     366313.25     NOV 06, 2008   JAN 05, 2009   PEARL GLOBAL LIMITED
TITI-572743
  ILC   USD     185315.11     NOV 13, 2008   FEB 14, 2009   S.F. FASHION WEARS LTD.
TITI-572744
  ILC   USD     121536.35     NOV 13, 2008   FEB 15, 2009   STERLING STYLES LTD
TITI-572750
  ILC   USD     258733.61     NOV 13, 2008   DEC 30, 2008   DEFIANCE TRADING LLC
TITI-572751
  ILC   USD     102250.26     NOV 13, 2008   JAN 06, 2009   DEFIANCE TRADING LLC
TITI-572752
  ILC   USD     363203.27     NOV 13, 2008   JAN 07, 2009   DEFIANCE TRADING LLC
TITI-572755
  ILC   USD     71371.19     NOV 13, 2008   DEC 31, 2008   DEFIANCE TRADING LLC
TITI-572756
  ILC   USD     261282.04     NOV 13, 2008   FEB 10, 2009   CLASSIC FASHION COMPANY
TITI-572757
  ILC   USD     395181.32     NOV 13, 2008   FEB 10, 2009   STANDARD GROUP LIMITED
TITI-572758
  ILC   USD     73710     NOV 13, 2008   JAN 21, 2009   M/S RAJBY INDUSTRIES
TITI-572802
  ILC   USD     84437.42     NOV 12, 2008   DEC 13, 2008   IVORY GARMENTS FACTORY LLC
TITI-572815
  ILC   USD     882042.5     NOV 17, 2008   FEB 24, 2009   LOTUS GARMENTS CO
TITI-572827
  ILC   USD     140566.4     NOV 14, 2008   FEB 15, 2009   ABA FASHIONS LTD
TITI-572968
  ILC   USD     247836.67     DEC 09, 2008   FEB 03, 2009   SUZHOU RICH-TIGER TEXTILE AND GMT
TITI-572969
  ILC   USD     272260.17     NOV 19, 2008   JAN 03, 2009   ALLIED EXPORT INDUSTRIES
TITI-572970
  ILC   USD     122674.23     NOV 19, 2008   DEC 30, 2008   DULARI EXPORTS
TITI-572972
  ILC   USD     856990.51     NOV 19, 2008   JAN 07, 2009   DEFIANCE TRADING LLC
TITI-572973
  ILC   USD     226132.2     NOV 19, 2008   JAN 03, 2009   TEXPORT SYNDICATE INDIA LIMITED
TITI-572974
  ILC   USD     32706.83     NOV 19, 2008   JAN 24, 2009   TEXPORT SYNDICATE INDIA LIMITED

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
TITI-572975
  ILC   USD     157852.8     NOV 21, 2008   FEB 03, 2009   ALI MURTAZA ASSOCIATES (PVT) LTD
TITI-572976
  ILC   USD     71737.97     NOV 19, 2008   JAN 27, 2009   CLASSIC FASHION APPAREL
TITI-572977
  ILC   USD     735897.58     NOV 21, 2008   JAN 06, 2009   CLASSIC FASHION COMPANY
TITI-572978
  ILC   USD     601020     NOV 21, 2008   JAN 03, 2009   PEARL GLOBAL LIMITED
TITI-572985
  ILC   USD     1387066.46     NOV 19, 2008   DEC 31, 2008   TRIMAX TRADING (WUXI) CO., LTD.
TITI-572986
  ILC   USD     217443.56     NOV 19, 2008   DEC 30, 2008   ALI MURTAZA ASSOCIATES (PVT) LTD
TITI-573041
  ILC   USD     243240.48     NOV 21, 2008   MAR 12, 2009   S.F. FASHION WEARS LTD.
TITI-573045
  ILC   USD     95026.81     NOV 24, 2008   JAN 23, 2009   THIRD DIMENSION APPAREL LLC
TITI-573046
  ILC   USD     339583.7     NOV 21, 2008   DEC 30, 2008   DAE HA INC
TITI-573188
  ILC   USD     58968     NOV 28, 2008   JAN 10, 2009   DULARI EXPORTS
TITI-573353
  ILC   USD     356983.81     DEC 10, 2008   MAR 25, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-573354
  ILC   USD     589972.7     DEC 10, 2008   MAR 18, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-573355
  ILC   USD     40740.62     DEC 11, 2008   FEB 04, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-573356
  ILC   USD     14842.8     DEC 11, 2008   FEB 14, 2009   OM JYOTI APPARELS
TITI-573357
  ILC   USD     55108.2     DEC 10, 2008   JAN 17, 2009   DULARI EXPORTS
TITI-573361
  ILC   USD     518412.01     DEC 11, 2008   JAN 09, 2009   THIRD DIMENSION APPAREL LLC
TITI-573362
  ILC   USD     73343.84     DEC 11, 2008   MAR 02, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-573364
  ILC   USD     454837.9     DEC 10, 2008   DEC 31, 2008   M/S RAJBY INDUSTRIES
TITI-573365
  ILC   USD     86070.6     DEC 11, 2008   MAR 02, 2009   STERLING STYLES LTD
TITI-573366
  ILC   USD     235453.55     DEC 10, 2008   MAR 06, 2009   THIRD DIMENSION APPAREL LLC
TITI-573367
  ILC   USD     780005.65     DEC 11, 2008   FEB 13, 2009   CLASSIC FASHION APPAREL
TITI-573368
  ILC   USD     807390.61     DEC 10, 2008   APR 30, 2009   CLASSIC FASHION APPAREL
TITI-573370
  ILC   USD     187668.05     DEC 11, 2008   MAR 13, 2009   TRANS AFRICA GARMENT INDUSTRY
TITI-573371
  ILC   USD     291496.97     DEC 11, 2008   FEB 04, 2009   PRESITEX ENTERPRISES PTY LTD
TITI-573563
  ILC   USD     1219845.31     DEC 12, 2008   FEB 09, 2009   CLASSIC FASHION COMPANY
TITI-573564
  ILC   USD     135697.97     DEC 15, 2008   FEB 14, 2009   JEANS PLUS LIMITED
TITI-573569
  ILC   USD     75378.45     DEC 12, 2008   FEB 14, 2009   JEANS PLUS LIMITED
TITI-573570
  ILC   USD     181326.73     DEC 15, 2008   FEB 25, 2009   SHINWON CORP
TITI-573573
  ILC   USD     1189201.08     DEC 15, 2008   JAN 14, 2009   IVORY GARMENTS FACTORY LLC
TITI-573574
  ILC   USD     40740.62     DEC 15, 2008   FEB 04, 2009   SOCOTA BRANDOT INVESTMENTS LTD.
                   
TITI-573586
  ILC   USD     118015.38     DEC 12, 2008   FEB 13, 2009   THIRD DIMENSION APPAREL LLC
TITI-573589
  ILC   USD     909748.46     DEC 12, 2008   FEB 27, 2009   THIRD DIMENSION APPAREL LLC
TITI-573590
  ILC   USD     695314.83     DEC 16, 2008   FEB 25, 2009   DEFIANCE TRADING LLC
TITI-573591
  ILC   USD     114597     DEC 12, 2008   JAN 07, 2009   CHERRY GROUP CO., LTD
TITI-573592
  ILC   USD     173754     DEC 12, 2008   JAN 22, 2009   CHERRY GROUP CO., LTD
TITI-573593
  ILC   USD     269293.25     DEC 12, 2008   MAR 21, 2009   TRIMAX TRADING (WUXI) CO., LTD.
TITI-573594
  ILC   USD     74821.41     DEC 12, 2008   JAN 30, 2009   CHERRY GROUP CO., LTD
TITI-573595
  ILC   USD     192126.31     DEC 12, 2008   JAN 14, 2009   CHERRY GROUP CO., LTD
TITI-573596
  ILC   USD     78422.4     DEC 12, 2008   JAN 23, 2009   IVORY GARMENTS FACTORY LLC
TITI-573597
  ILC   USD     62425.94     DEC 12, 2008   JAN 15, 2009   CLASSIC FASHION APPAREL
TITI-573598
  ILC   USD     385749     DEC 12, 2008   MAR 02, 2009   JEANS PLUS LIMITED

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
TITI-573599
  ILC   USD     63538.52     DEC 15, 2008   FEB 24, 2009   ALLIED EXPORT INDUSTRIES
TITI-573600
  ILC   USD     524486.84     DEC 12, 2008   DEC 28, 2008   CHERRY GROUP CO., LTD
TITI-573601
  ILC   USD     125884.84     DEC 12, 2008   JAN 09, 2009   CHERRY GROUP CO., LTD
TITI-573707
  ILC   USD     31185     DEC 17, 2008   JAN 10, 2009   ALLIED EXPORT INDUSTRIES
TITI-573708
  ILC   USD     127457.4     DEC 17, 2008   FEB 21, 2009   ALLIED EXPORT INDUSTRIES
TITI-573710
  ILC   USD     620912.12     DEC 18, 2008   JAN 09, 2009   CLASSIC FASHION APPAREL
TITI-573895
  ILC   USD     306169.92     DEC 24, 2008   JAN 26, 2009   SUEZ CANAL GARMENTS CO.
TITI-573896
  ILC   USD     166253.47     DEC 26, 2008   JAN 20, 2009   SHINWON CORP
TITI-573897
  ILC   USD     163204.78     DEC 24, 2008   JAN 14, 2009   TRAKYA TEKSTIL VE GIYIM SAN VE DIS
                   
TITI-573898
  ILC   USD     8487.99     DEC 29, 2008   JAN 16, 2009   DAE HA INC
TITI-573899
  ILC   USD     72859.25     DEC 26, 2008   JAN 06, 2009   DAE HA INC
TITI-573900
  ILC   USD     166901.2     DEC 24, 2008   MAR 31, 2009   DEFIANCE TRADING LLC
TITI-573901
  ILC   USD     480724.78     DEC 26, 2008   FEB 10, 2009   DEFIANCE TRADING LLC
TITI-573902
  ILC   USD     90969.56     DEC 26, 2008   MAR 07, 2009   DEFIANCE TRADING LLC
TITI-573903
  ILC   USD     1014995.02     DEC 24, 2008   MAR 07, 2009   DEFIANCE TRADING LLC
TITI-573904
  ILC   USD     226358.12     DEC 24, 2008   MAR 21, 2009   DEFIANCE TRADING LLC
TITI-573907
  ILC   USD     486445.3     DEC 26, 2008   MAR 07, 2009   DEFIANCE TRADING LLC
TITI-561172-0071
  STG   USD     25848.48     NOV 05, 2008   NOV 04, 2009   DOREEN GARMENTS
TITI-561246-0003
  STG   USD     941.4     DEC 07, 2007   DEC 06, 2013    
TITI-561254-0010
  STG   USD     13014.83     DEC 07, 2007   DEC 06, 2013    
TITI-561510-0008
  STG   USD     48653     DEC 06, 2007   DEC 06, 2013   UPAN WASANA EPZ LTD.
TITI-561510-0009
  STG   USD     5528.3     DEC 07, 2007   DEC 06, 2013   UPAN WASANA EPZ LTD.
TITI-563166-0003
  STG   USD     49550.16     MAR 11, 2008   MAR 11, 2009    
TITI-568784-0008
  STG   USD     182013.96     SEP 12, 2008   SEP 12, 2009   UPAN WASANA EPZ LTD.
TITI-569954-0013
  STG   USD     9173.4     NOV 13, 2008   NOV 13, 2014   UPAN WASANA EPZ LTD.
TITI-569954-0014
  STG   USD     6472.2     NOV 13, 2008   NOV 13, 2014   UPAN WASANA EPZ LTD.
TITI-579906-0022
  STG   USD     64319.42     FEB 01, 2008   FEB 01, 2014   DOREEN GARMENTS
TITI-586996-0002
  STG   USD     72630     JUN 15, 2007   JUN 15, 2013    
TITI-587831-0003
  STG   USD     100323.24     JUN 29, 2007   JUN 24, 2013   UPAN WASANA EPZ LTD.
TITI-663684-0010
  STG   USD     132206.4     SEP 15, 2006   SEP 15, 2012    
TITI-561172-0023
  STG   USD     17141.04     MAR 11, 2008   MAR 11, 2009    
TITI-561172-0066
  STG   USD     59235.68     OCT 17, 2008   OCT 17, 2009   DOREEN GARMENTS
TITI-566214-0020
  STG   USD     11232     AUG 19, 2008   AUG 18, 2009    
TITI-566214-0026
  STG   USD     27926.8     SEP 09, 2008   SEP 09, 2009   DOREEN GARMENTS
TITI-566214-0027
  STG   USD     35102.72     SEP 11, 2008   SEP 11, 2009    
TITI-568784-0007
  STG   USD     107702.49     SEP 12, 2008   SEP 12, 2009    
TITI-569369-0004
  STG   USD     98384.88     OCT 31, 2008   OCT 31, 2009    
TITI-569954-0009
  STG   USD     163222.08     OCT 31, 2008   OCT 31, 2009   UPAN WASANA EPZ LTD.
TITI-569954-0010
  STG   USD     3021.48     OCT 31, 2008   OCT 31, 2009    

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
T1HI-569955
  ILC   USD     7276.5     JUL 18, 2008   DEC 22, 2008   GLORY ON INTERNATIONAL LTD.
T1HI-571288
  ILC   USD     1768654.44     SEP 11, 2008   DEC 31,2008   CJR INDUSTRIES (FE) LIMITED
T1HI-571292
  ILC   USD     800604     SEP 11, 2008   DEC 31,2008   CHINA POINT (ASIA) LTD
T1HI-571880
  ILC   USD     227138.94     OCT 08, 2008   DEC 29, 2008   KENNETEX INTERNATIONAL LTD.
T1HI-571881
  ILC   USD     150774.75     OCT 08, 2008   DEC 30, 2008   KENNETEX INTERNATIONAL LTD.
T1HI-571920
  ILC   USD     37354.11     OCT 08, 2008   DEC 13, 2008   PRATTISON GARMENT LTD.
T1HI-572302
  ILC   USD     63028.84     OCT 24, 2008   JAN 13, 2009   KENNETEX INTERNATIONAL LTD.
T1HI-572311
  ILC   USD     598115.95     OCT 23, 2008   JAN 14, 2009   CHINA POINT (ASIA) LTD
T1HI-572312
  ILC   USD     117713.11     OCT 24, 2008   JAN 14, 2009   CHINA POINT (ASIA) LTD
T1HI-572589
  ILC   USD     1572312.92     NOV 26, 2008   JAN 06, 2009   KENNETEX INTERNATIONAL LTD.
T1HI-572816
  ILC   USD     105590.1     NOV 13, 2008   JAN 14, 2009   KENNETEX INTERNATIONAL LTD.
T1HI-572823
  ILC   USD     96402.6     NOV 13, 2008   DEC 15, 2008   KENNETEX INTERNATIONAL LTD.
T1HI-572828
  ILC   USD     140378.53     NOV 14, 2008   JAN 14, 2009   KENNETEX INTERNATIONAL LTD.
T1HI-572967
  ILC   USD     22739.54     NOV 19, 2008   DEC 30, 2008   PRATTISON GARMENT LTD.
T1HI-572971
  ILC   USD     258872.8     NOV 19, 2008   JAN 11,2009   PRATTISON GARMENT LTD.
T1HI-573042
  ILC   USD     43520.4     NOV 21, 2008   DEC 30, 2008   PRATTISON GARMENT LTD.
T1HI-573358
  ILC   USD     4475.52     DEC 10, 2008   DEC 25, 2008   KENNETEX INTERNATIONAL LTD.
T1HI-573363
  ILC   USD     414252.04     DEC 10, 2008   JAN 05, 2009   KENNETEX INTERNATIONAL LTD.
T1HI-573369
  ILC   USD     3060400.92     DEC 10, 2008   DEC 26, 2008   KENNETEX INTERNATIONAL LTD.
T1HI-573577
  ILC   USD     265154.4     DEC 12, 2008   FEB 25, 2009   CHINA POINT (ASIA) LTD
T1HI-573578
  ILC   USD     80931.44     DEC 12, 2008   MAR 18, 2009   CHINA POINT (ASIA) LTD
T1HI-573581
  ILC   USD     54158.01     DEC 12, 2008   JAN 22, 2009   KENNETEX INTERNATIONAL LTD.
T1HI-573582
  ILC   USD     34965     DEC 12, 2008   JAN 11,2009   PRATTISON GARMENT LTD.
T1HI-573585
  ILC   USD     68159.7     DEC 12, 2008   JAN 18, 2009   PRATTISON GARMENT LTD.
T1HI-573602
  ILC   USD     95206.36     DEC 12, 2008   JAN 11,2009   KENNETEX INTERNATIONAL LTD.
T1HI-573705
  ILC   USD     60079.7     DEC 17, 2008   FEB 11, 2009   CHINA POINT (ASIA) LTD
T1HI-573706
  ILC   USD     263445.84     DEC 17, 2008   FEB 11, 2009   CHINA POINT (ASIA) LTD
T1HI-573709
  ILC   USD     1164895.45     DEC 17, 2008   FEB 07, 2009   KENNETEX INTERNATIONAL LTD.
T1HI-573908
  ILC   USD     52611.01     DEC 24, 2008   FEB 14, 2009   KENNETEX INTERNATIONAL LTD.

 


 

                                                 
JPM Reference Number   Product Cat   liab Currency   liab Outstanding Amount   Release Date   Expiry / Maturity Date   Beneficiary Name   Purpose Code   Purpose Category   Notification Period   Auto Extension Period   Final Expiry Date
P-278500
  NLC   USD   372500   APR 23, 1998   MAR 31, 2009   B.J.W . ASSOCIATES   OTHER OBLIGATIONS (TRADE)   FINANCIAL   75 DAYS   12 MONTHS   NOV 30, 2010

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
TITI-584853-0006
  AIR   USD     51090.62     APR 10, 2007      
TITI-676212-0005
  AIR   USD     3944.5     FEB 10, 2006      
IITI-573850
  ILC   USD     18483.02     DEC 24, 2008   JAN 30, 2009   POONG IN TRADING CO., LTD
IITI-573851
  ILC   USD     36025.88     DEC 24, 2008   JAN 09, 2009   SEOHAP CO., LTD.
IITI-573861
  ILC   USD     31045.41     DEC 24, 2008   JAN 15, 2009   FORMOSTAR GARMENT CO LTD
IITI-573862
  ILC   USD     18861.59     DEC 24, 2008   FEB 11, 2009   PT. MASTERINDO JAYA ABADI
IITI-573868
  ILC   USD     116220.64     DEC 24, 2008   JAN 28, 2009   TAINAN ENTERPRISES CO., LTD
IITI-573871
  ILC   USD     19331.71     DEC 30, 2008   FEB 14, 2009   TY FASHION INTERNATIONAL CO LTD
IITI-573872
  ILC   USD     60483.14     DEC 24, 2008   FEB 13, 2009   KING STAR GARMENT INTL CO LTD
IITI-573879
  ILC   USD     21844.04     DEC 24, 2008   FEB 06, 2009   JIANGSU ARTS AND CRAFTS
CORPORATION
IITI-573880
  ILC   USD     28670.29     DEC 24, 2008   FEB 16, 2009   BURI CO., LTD
IITI-573882
  ILC   USD     128339.41     DEC 24, 2008   FEB 25, 2009   MERIM CORP.
IITI-573909
  ILC   USD     21776.03     DEC 24, 2008   JAN 15, 2009   CHERRY GROUP CO., LTD
TITI-571460
  ILC   USD     18701.64     SEP 17, 2008   OCT 30, 2008   PT INSUNG INTERNATIONAL
TITI-571461
  ILC   USD     23766.75     SEP 17, 2008   OCT 09, 2008   RNC GROUP, LLC
TITI-572194
  ILC   USD     12488.28     OCT 20, 2008   DEC 01, 2008   THAI GARMENT EXPORT CO., LTD
TITI-572331
  ILC   USD     20245.01     OCT 24, 2008   DEC 03, 2008   KING STAR GARMENT INTL CO LTD
TITI-572630
  ILC   USD     31430.72     NOV 07, 2008   DEC 30, 2008   TY FASHION INTERNATIONAL CO LTD
TITI-572636
  ILC   USD     14206.82     NOV 06, 2008   JAN 03, 2009   ORIENT CRAFT LTD..
TITI-572647
  ILC   USD     1418.04     NOV 06, 2008   DEC 20, 2008   KEN TRADING
TITI-572648
  ILC   USD     18076.8     NOV 07, 2008   DEC 10, 2008   JK INDUSTRY CO., LTD
TITI-572649
  ILC   USD     92785     NOV 06, 2008   JAN 18, 2009   HYUNJIN APPAREL CO. LTD.
TITI-572653
  ILC   USD     11261.26     NOV 06, 2008   NOV 30, 2008   POONG IN TRADING CO., LTD
TITI-572794
  ILC   USD     49777.85     NOV 12, 2008   JAN 05, 2009   KING STAR GARMENT INTL CO LTD
TITI-572796
  ILC   USD     3041.62     NOV 12, 2008   DEC 24, 2008   EPIC DESIGNERS VIETNAM LTD.
TITI-572801
  ILC   USD     122455.33     NOV 12, 2008   JAN 21, 2009   HYUNJIN APPAREL CO. LTD.
TITI-572881
  ILC   USD     22380.14     NOV 17, 2008   DEC 17, 2008   BURI CO., LTD
TITI-572962
  ILC   USD     20878.2     NOV 19, 2008   DEC 17, 2008   CHERRY GROUP CO., LTD
TITI-572963
  ILC   USD     13473.81     NOV 19, 2008   JAN 16, 2009   KING STAR GARMENT INTL CO LTD
TITI-573051
  ILC   USD     14525.81     NOV 21, 2008   JAN 04, 2009   NINGBO FANHUA IMP AND EXP CO LTD
TITI-573056
  ILC   USD     36429.37     NOV 21, 2008   DEC 30, 2008   CRYSTALCLEAR WEALTH LTD
TITI-573057
  ILC   USD     23240.7     NOV 21, 2008   DEC 26, 2008   SHANGHAI JOY PLUS FASHION CO., LTD
                   
TITI-573061
  ILC   USD     10500.01     NOV 21, 2008   JAN 01, 2009   CHERRY GROUP CO., LTD
TITI-573062
  ILC   USD     840.09     NOV 21, 2008   DEC 23, 2008   PT UNGARAN SARI GARMENTS
TITI-573179
  ILC   USD     11004.63     NOV 26, 2008   JAN 15, 2009   APPAREL MERCHANDISING CO.,
TITI-573187
  ILC   USD     38036.17     NOV 26, 2008   JAN 09, 2009   SEOHAP CO., LTD.
TITI-573304
  ILC   USD     34877.74     DEC 04, 2008   JAN 14, 2009   EPIC DESIGNERS VIETNAM LTD.
TITI-573305
  ILC   USD     23879.11     DEC 05, 2008   FEB 05, 2009   JUNG KWANG IND CO LTD
TITI-573306
  ILC   USD     15655.14     DEC 04, 2008   DEC 26, 2008   BURI CO., LTD
TITI-573313
  ILC   USD     21856.67     DEC 04, 2008   JAN 21, 2009   CRYSTALCLEAR WEALTH LTD
TITI-573314
  ILC   USD     283500     DEC 05, 2008   MAR 02, 2009   NANTONG KINSWEAR MFG. CO., LTD

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
TITI-573319
  ILC   USD     36683.12     DEC 04, 2008   JAN 20, 2009   PT UNI-ENLARGE INDUSTRY INDONESIA
TITI-573320
  ILC   USD     17418.49     DEC 05, 2008   JAN 07, 2009   FORMOSTAR GARMENT CO LTD
TITI-573332
  ILC   USD     11238.65     DEC 04, 2008   JAN 30, 2009   CRYSTALCLEAR WEALTH LTD
TITI-573333
  ILC   USD     175140     DEC 05, 2008   JAN 30, 2009   TY FASHION INTERNATIONAL CO LTD
TITI-573501
  ILC   USD     31476.59     DEC 15, 2008   JAN 10, 2009   BURl CO., LTD
TITI-573502
  ILC   USD     13767.11     DEC 11, 2008   JAN 04, 2009   TAINAN ENTERPRISES CO., LTD
TITI-573503
  ILC   USD     13340.5     DEC 11, 2008   JAN 07, 2009   FORMOSTAR GARMENT CO LTD
TITI-573504
  ILC   USD     10714.5     DEC 11, 2008   FEB 06, 2009   JIANGSU ARTS AND CRAFTS CORPORATION
TITI-573507
  ILC   USD     10933.27     DEC 11, 2008   DEC 31, 2008   CHERRY GROUP CO., LTD
TITI-573525
  ILC   USD     14325.49     DEC 12, 2008   JAN 23, 2009   JIANGSU ARTS AND CRAFTS CORPORATION
TITI-573526
  ILC   USD     11336.57     DEC 12, 2008   JAN 20, 2009   PT. MASTERINDO JAYA ABADI
TITI-573527
  ILC   USD     21723.77     DEC 12, 2008   JAN 21, 2009   FORMOSTAR GARMENT CO LTD
TITI-573528
  ILC   USD     11029.79     DEC 12, 2008   JAN 07, 2009   FORMOSTAR GARMENT CO LTD
TITI-573531
  ILC   USD     57875.42     DEC 12, 2008   FEB 07, 2009   FORMOSTAR GARMENT CO LTD
TITI-573532
  ILC   USD     40628.11     DEC 12, 2008   JAN 07, 2009   FORMOSTAR GARMENT CO LTD
TITI-573540
  ILC   USD     34069.78     DEC 12, 2008   JAN 19, 2009   EPIC DESIGNERS VIETNAM LTD.
TITI-573548
  ILC   USD     17826.82     DEC 15, 2008   JAN 16, 2009   TNACO., LTD
TITI-573553
  ILC   USD     51073.2     DEC 12, 2008   FEB 05, 2009   JUNG KWANG IND CO LTD
TITI-573554
  ILC   USD     111577.91     DEC 12, 2008   FEB 20, 2009   HYUNJIN APPAREL CO. LTD.
TITI-573557
  ILC   USD     11760.71     DEC 12, 2008   FEB 17, 2009   PT. MASTERINDO JAYA ABADI
TITI-573663
  ILC   USD     20968.76     DEC 16, 2008   FEB 23, 2009   BURl CO., LTD
TITI-573665
  ILC   USD     35837.48     DEC 16, 2008   FEB 01, 2009   TAINAN ENTERPRISES CO., LTD
TITI-573666
  ILC   USD     11054.51     DEC 16, 2008   JAN 31, 2009   TONGLU PUDE GARMENT CO.
TITI-573667
  ILC   USD     83438.07     DEC 16, 2008   FEB 14, 2009   EPIC DESIGNERS VIETNAM LTD.
TITI-573668
  ILC   USD     14392.04     DEC 16, 2008   FEB 07, 2009   APPAREL MERCHANDISING CO.,
TITI-573671
  ILC   USD     15905.23     DEC 16, 2008   FEB 07, 2009   PATEL EXPORTS INDIA

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
I1HI-573849
  ILC   USD     19081.34     DEC 24, 2008   FEB 12, 2009   INJAE TRADING COMPANY
I1HI-573852
  ILC   USD     10641.4     DEC 24, 2008   FEB 10, 2009   TRISTATE TRADING LIMITED-MACAO COM
I1HI-573853
  ILC   USD     23361.26     DEC 24, 2008   JAN 20, 2009   EXCELLENT JADE LIMITED
I1HI-573854
  ILC   USD     29823.79     DEC 24, 2008   FEB 07, 2009   TRISTATE TRADING LIMITED-MACAO COM
I1HI-573855
  ILC   USD     10685.14     DEC 24, 2008   FEB 13, 2009   TRISTATE TRADING LIMITED-MACAO COM
I1HI-573856
  ILC   USD     33264.83     DEC 24, 2008   JAN 21, 2009   EXCELLENT JADE LIMITED
I1HI-573859
  ILC   USD     13403.25     DEC 24, 2008   JAN 27, 2009   EXCELLENT JADE LIMITED
I1HI-573860
  ILC   USD     34065.59     DEC 24, 2008   JAN 30, 2009   KWIN HING KNITTING FTY. LTD.
I1HI-573867
  ILC   USD     23535.48     DEC 24, 2008   JAN 15, 2009   FASTWELL KNITWEAR MANUFACTURING
I1HI-573873
  ILC   USD     13874.04     DEC 24, 2008   JAN 23, 2009   CHINAMINE TRADING LTD
I1HI-573874
  ILC   USD     14847.08     DEC 24, 2008   JAN 24, 2009   ARTIF GARMENT FACTORY
I1HI-573875
  ILC   USD     15741.31     DEC 24, 2008   JAN 30, 2009   FORNTON KNITTING CO LTD
I1HI-573876
  ILC   USD     10881     DEC 24, 2008   JAN 28, 2009   CHIN HO KNITTING FACTORY LTD
I1HI-573877
  ILC   USD     37708.4     DEC 24, 2008   JAN 28, 2009   LAI KO KNITTING FACTORY LTD.
I1HI-573878
  ILC   USD     19778.33     DEC 24, 2008   MAR 21, 2009   TRIPLE A APPAREL LTD.
I1HI-573881
  ILC   USD     24197.24     DEC 24, 2008   MAR 18, 2009   TAl KEI KNITTERS LTD.
I1HI-573889
  ILC   USD     41331.05     DEC 24, 2008   MAR 07, 2009   SEJEE COMPANY LTD.
I1HI-573890
  ILC   USD     29304.81     DEC 24, 2008   JAN 27, 2009   SEJEE COMPANY LTD.
T1HI-571473
  ILC   USD     3196.96     SEP 17, 2008   OCT 23, 2008   KEYABLE INTERNATIONAL LTD
T1HI-572198
  ILC   USD     35188.4     OCT 20, 2008   DEC 30, 2008   FASTWELL KNITWEAR MANUFACTURING
T1HI-572278
  ILC   USD     25744.66     OCT 22, 2008   DEC 03, 2008   PAK TAK KNITTING AND GARMENT
T1HI-572281
  ILC   USD     13952.93     OCT 22, 2008   DEC 30, 2008   KWIN HING KNITTING FTY. LTD.
T1HI-572360
  ILC   USD     14392.9     OCT 28, 2008   DEC 31, 2008   COME LONG FASHION KNITS LTD.
T1HI-572377
  ILC   USD     36834     OCT 28, 2008   DEC 23, 2008   SLITHER LTD
T1HI-572379
  ILC   USD     13455.33     OCT 29, 2008   DEC 31, 2008   FABRICA DE MALHAS UNIVERSAL LDA
T1HI-572483
  ILC   USD     3214.2     NOV 03, 2008   DEC 22, 2008   LUNG KAE GARMENT CO
T1HI-572484
  ILC   USD     58258.92     NOV 03, 2008   DEC 17, 2008   UNITEX FSHION KNITWEAR LIMITED
T1HI-572491
  ILC   USD     16613.98     NOV 03, 2008   DEC 10, 2008   KWIN HING KNITTING FTY. LTD.
T1HI-572587
  ILC   USD     28852.85     NOV 04, 2008   DEC 30, 2008   WINNER WAY INDUSTRIAL LTD.
T1HI-572588
  ILC   USD     37322.51     NOV 04, 2008   DEC 15, 2008   RGM GARMENT CO., LTD.
T1HI-572629
  ILC   USD     32888.16     NOV 07, 2008   JAN 27, 2009   FABRICA DE MALHAS UNIVERSAL LDA
T1HI-572633
  ILC   USD     23274.13     NOV 07, 2008   DEC 13, 2008   RGM GARMENT CO., LTD.
T1HI-572634
  ILC   USD     39955.23     NOV 07, 2008   DEC 30, 2008   CHINA UNION (CASHMERE) INTL
T1HI-572635
  ILC   USD     18583.87     NOV 06, 2008   DEC 17, 2008   CHIN HO KNITTING FACTORY LTD
T1HI-572644
  ILC   USD     29701.98     NOV 06, 2008   DEC 18, 2008   HIGH FASHION GARMENTS CO. LTD.
T1HI-572770
  ILC   USD     14282.73     NOV 13, 2008   DEC 30, 2008   KWIN HING KNITTING FTY. LTD.
T1HI-572793
  ILC   USD     15221.47     NOV 12, 2008   DEC 22, 2008   ARTSON GARMENTS LIMITED
T1HI-572795
  ILC   USD     22529.79     NOV 12, 2008   DEC 31, 2008   LAI KO KNITTING FACTORY LTD.

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
T1HI-572797
  ILC   USD     43911.63     NOV 13, 2008   JAN 01, 2009   HIGH FASHION GARMENTS CO LTD
T1HI-572798
  ILC   USD     30513.01     NOV 12, 2008   JAN 10, 2009   INJAE TRADING COMPANY
T1HI-572882
  ILC   USD     15596.42     NOV 19, 2008   DEC 31, 2008   KWIN HING KNITTING FTY. LTD.
T1HI-572961
  ILC   USD     13414.28     NOV 19, 2008   DEC 31, 2008   LAI KO KNITTING FACTORY LTD.
T1HI-572964
  ILC   USD     20063.52     NOV 19, 2008   JAN 05, 2009   UNIMIX EXPORTERS LTD
T1HI-572965
  ILC   USD     23578.13     NOV 19, 2008   DEC 30, 2008   PAK TAK KNITTING AND GARMENT
T1HI-572966
  ILC   USD     27964.63     NOV 19, 2008   DEC 30, 2008   KWIN HING KNITTING FTY. LTD.
T1HI-573049
  ILC   USD     13285.44     NOV 21, 2008   JAN 07, 2009   INJAE TRADING COMPANY
T1HI-573050
  ILC   USD     18536.55     NOV 21, 2008   DEC 19, 2008   TRISTATE TRADING LIMITED-MACAO COM
T1HI-573052
  ILC   USD     16734.31     NOV 21, 2008   DEC 31, 2008   TAl KEI KNITTERS LTD.
T1HI-573055
  ILC   USD     26679.74     NOV 21, 2008   DEC 31, 2008   LAI KO KNITTING FACTORY LTD.
T1HI-573058
  ILC   USD     13800.47     NOV 21, 2008   DEC 31, 2008   KWIN HING KNITTING FTY. LTD.
T1HI-573167
  ILC   USD     16054.5     NOV 26, 2008   JAN 07, 2009   SLITHER LTD
T1HI-573168
  ILC   USD     17174.77     NOV 28, 2008   JAN 13, 2009   SLITHER LTD
T1HI-573169
  ILC   USD     16161.45     NOV 26, 2008   JAN 05, 2009   LUNG KAE GARMENT CO
T1HI-573170
  ILC   USD     20462.95     NOV 28, 2008   JAN 05, 2009   CHINAMINE TRADING LTD
T1HI-573171
  ILC   USD     81251.86     NOV 26, 2008   DEC 31, 2008   CHIN HO KNITTING FACTORY LTD
T1HI-573172
  ILC   USD     12947.09     NOV 26, 2008   JAN 12, 2009   CHINAMINE TRADING LTD
T1HI-573173
  ILC   USD     44362.29     NOV 26, 2008   DEC 30, 2008   KWIN HING KNITTING FTY. LTD.
T1HI-573174
  ILC   USD     16244.55     NOV 26, 2008   JAN 14, 2009   LAI KO KNITTING FACTORY LTD.
T1HI-573177
  ILC   USD     18823.67     NOV 28, 2008   JAN 14, 2009   KWIN HING KNITTING FTY. LTD.
T1HI-573178
  ILC   USD     47511.68     NOV 26, 2008   DEC 30, 2008   TAl KEI KNITTERS LTD.
T1HI-573180
  ILC   USD     16535.23     DEC 05, 2008   JAN 21, 2009   INJAE TRADING COMPANY
T1HI-573181
  ILC   USD     29890.43     NOV 26, 2008   JAN 18, 2009   INJAE TRADING COMPANY
T1HI-573182
  ILC   USD     25606.42     NOV 28, 2008   DEC 30, 2008   EXCELLENT JADE LIMITED
T1HI-573183
  ILC   USD     23477.69     NOV 26, 2008   JAN 12, 2009   TRISTATE TRADING LIMITED-MACAO COM
T1HI-573184
  ILC   USD     35671.95     NOV 26, 2008   JAN 16, 2009   TRISTATE TRADING LIMITED-MACAO COM
T1HI-573185
  ILC   USD     25920.83     NOV 28, 2008   DEC 26, 2008   TRISTATE TRADING LIMITED-MACAO COM
T1HI-573189
  ILC   USD     8326.73     DEC 05, 2008   JAN 05, 2009   SEJEE COMPANY LTD.
T1HI-573190
  ILC   USD     19654.64     DEC 04, 2008   JAN 15, 2009   SEJEE COMPANY LTD.
T1HI-573301
  ILC   USD     20577.35     DEC 04, 2008   DEC 27, 2008   TRISTATE TRADING LIMITED-MACAO COM
T1HI-573302
  ILC   USD     44459.29     DEC 04, 2008   FEB 08, 2009   EXCELLENT JADE LIMITED
T1HI-573303
  ILC   USD     14664.06     DEC 05, 2008   DEC 30, 2008   EXCELLENT JADE LIMITED
T1HI-573307
  ILC   USD     12049.8     DEC 05, 2008   JAN 30, 2009   VIMCHAMP GARMENTS LIMITED
T1HI-573308
  ILC   USD     26592.3     DEC 05, 2008   JAN 14, 2009   VIMCHAMP GARMENTS LIMITED
T1HI-573315
  ILC   USD     29024.54     DEC 04, 2008   FEB 04, 2009   TAl KEI KNITTERS LTD.
T1HI-573316
  ILC   USD     11670.93     DEC 05, 2008   DEC 30, 2008   FORNTON KNITTING CO LTD
T1HI-573327
  ILC   USD     22758.58     DEC 04, 2008   DEC 30, 2008   PAK TAK KNITTING AND GARMENT
T1HI-573328
  ILC   USD     48096.02     DEC 04, 2008   FEB 07, 2009   UNITEX FSHION KNITWEAR LIMITED

 


 

                             
JPM Reference Number   Product Cat   Currency   Liab Outstanding Amount     Release Date   Expiry / Maturity Date   Beneficiary Name
T1HI-573331
  ILC   USD     12899.49     DEC 04, 2008   FEB 04, 2009   KWIN HING KNITTING FTY. LTD.
T1HI-573334
  ILC   USD     56283.16     DEC 05, 2008   JAN 08, 2009   TAl KEI KNITTERS LTD.
T1HI-573349
  ILC   USD     35166.98     DEC 10, 2008   FEB 02, 2009   UNIMIX EXPORTERS LTD
T1HI-573350
  ILC   USD     19290.72     DEC 10, 2008   FEB 14, 2009   HIGH FASHION GARMENTS CO LTD
T1HI-573351
  ILC   USD     97176.65     DEC 10, 2008   FEB 14, 2009   HIGH FASHION GARMENTS CO LTD
T1HI-573352
  ILC   USD     21601.49     DEC 11, 2008   JAN 27, 2009   TRISTATE TRADING LIMITED — MAC COM
T1HI-573372
  ILC   USD     27461.43     DEC 11, 2008   JAN 07, 2009   FORNTON KNITTING CO LTD
T1HI-573493
  ILC   USD     40253.47     DEC 11, 2008   DEC 31, 2008   PAK TAK KNITTING AND GARMENT
T1HI-573494
  ILC   USD     16817.62     DEC 11, 2008   JAN 07, 2009   DASHING INDUSTRIAL CO. LTD.
T1HI-573495
  ILC   USD     30138.97     DEC 11, 2008   JAN 15, 2009   TAI KEI KNITTERS LTD.
T1HI-573496
  ILC   USD     44267.77     DEC 11, 2008   JAN 15, 2009   PAK TAK KNITTING AND GARMENT
T1HI-573497
  ILC   USD     15650.25     DEC 11, 2008   FEB 04, 2009   FASTWELL KNITWEAR MANUFACTURING
T1HI-573498
  ILC   USD     37472.8     DEC 11, 2008   JAN 10, 2009   LUNG KAE GARMENT CO
T1HI-573508
  ILC   USD     12559.07     DEC 11, 2008   JAN 26, 2009   DO DO FASHION LTD
T1HI-573509
  ILC   USD     12688.43     DEC 11, 2008   JAN 19, 2009   SHENXIN TEXTILE INDUSTRIAL (HK)
T1HI-573510
  ILC   USD     21751.55     DEC 11, 2008   JAN 14, 2009   SHENXIN TEXTILE INDUSTRIAL (HK)
T1HI-573535
  ILC   USD     13277.96     DEC 12, 2008   FEB 02, 2009   DO DO FASHION LTD
T1HI-573536
  ILC   USD     31353.61     DEC 15, 2008   JAN 30, 2009   CHIN HO KNITTING FACTORY LTD
T1HI-573539
  ILC   USD     16808.4     DEC 12, 2008   JAN 21, 2009   CHIN HO KNITTING FACTORY LTD
T1HI-573543
  ILC   USD     69778.68     DEC 12, 2008   FEB 14, 2009   HIGH FASHION GARMENTS CO LTD
T1HI-573544
  ILC   USD     68276.07     DEC 12, 2008   FEB 14, 2009   HIGH FASHION GARMENTS CO. LTD.
T1HI-573545
  ILC   USD     16299.31     DEC 12, 2008   MAR 01, 2009   SEJEE COMPANY LTD.
T1HI-573546
  ILC   USD     12251.86     DEC 12, 2008   JAN 21, 2009   EXCELLENT JADE LIMITED
T1HI-573547
  ILC   USD     26440.69     DEC 12, 2008   JAN 17, 2009   TRISTATE TRADING LIMITED-MACAO COM
T1HI-573558
  ILC   USD     33495     DEC 12, 2008   JAN 04, 2009   HONG KONG WINTAI GARMENT LTD
T1HI-573661
  ILC   USD     90244.39     DEC 16, 2008   DEC 31, 2008   JAZZING KNITTING CO., LTD
T1HI-573662
  ILC   USD     298214.47     DEC 16, 2008   JAN 30, 2009   KWIN HING KNITTING FTY. LTD.
T1HI-573664
  ILC   USD     45002.12     DEC 16, 2008   FEB 09, 2009   LUNG KAE GARMENT CO
T1HI-573672
  ILC   USD     23388.75     DEC 16, 2008   JAN 30, 2009   UNIVERSAL EXPRESS GARMENTS LTD
T1HI-573673
  ILC   USD     40177.47     DEC 16, 2008   APR 03, 2009   UNIVERSAL EXPRESS GARMENTS LTD
1-695880-0008
  STG   USD     58835.74     APR 19, 2005   APR 19, 2011   WING TAl ENTERPRISES LIMITED
1-695880-0009
  STG   USD     241541.26     APR 19, 2005   APR 16, 2011   WING TAl ENTERPRISES LIMITED

 


 

     
(LOGO)   CitiDirect:® Online Banking
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818058508
  SCANWELL LOGISTICS   Sight   02/27/2008   28,738.56 USD                
5818554747
  UNITED STATES OF AMERICA       02/14/2009   28,738.56 USD           28,738.56 USD
 
                                   
 
      Total Liability Amount                    28,738.56 USD
 
                                   
5818058509
  SCANWELL LOGISTICS   Sight   02/27/2008   33,288.00 USD                
5818554724
  UNITED STATES OF AMERICA       02/14/2009   33,288.00 USD           33,288.00 USD
 
                                   
        Total Liability Amount                     33,288.00 USD
 
                                   
5818064514
  SUMMIT GLOBAL LOGISTIC   Sight   03/05/2008   54,370.08 USD                
5818554703
  UNITED STATES OF AMERICA       02/28/2009   54,370.08 USD           54,370.08 USD
 
                                   
        Total Liability Amount                   54,370.08 USD
 
                                   
5818555311
  TRISTATE TRADING LTD MACAO COMM.   Sight   07/02/2008   242,276.53 USD     5/5          
0631TRICH048
  MACAU       12/16/2008   37,131.26 USD           46,607.93 USD
 
                                   
        Total Liability Amount                     46,607.93 USD
 
                                   
5818555438
  TRISTATE TRADING LTD MACAO COMM.   Sight   08/18/2008   22,088.50 USD     5/5          
0753TRIVN061
  MACAU       12/15/2008   0.00 USD           0.00 USD
 
                                   
        Total Liability Amount                     0.00 USD
 
                                   
5818555486
  TRISTATE TRADING LTD MACAO COMM.   Sight   09/05/2008   99,514.95 USD     5/5          
0798TRICH072
  MACAU       01/13/2009   192,326.57 USD           239,674.71 USD
 
                                   
        Total Liability Amount                     239,674.71 USD
 
                                   
5818555534
  TRISTATE TRADING LTD MACAO COMM.   Sight   09/16/2008   51,530.00 USD     5/5          
0842TRICH084
  MACAU       02/10/2009   245,598.42 USD           277,266.48 USD
 
                                   
        Total Liability Amount                     277,266.48 USD
      
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   1 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555555
  TRISTATE TRADING LTD MACAO COMM.   Sight   09/22/2008   206,503.36 USD     5/5          
0863TRICH087
  MACAU       01/13/2009   131,886.55 USD           161,554.09 USD
 
                                   
Total Liability Amount
                              161,554.09 USD
 
                                   
5818555558
  TRISTATE TRADING LTD MACAO COMM.   Sight   09/22/2008   46,913.00 USD     5/5          
0866TRIVN082
  MACAU       01/10/2009   5,862.96 USD           7,586.20 USD
 
                                   
Total Liability Amount
                              7,586.20 USD
 
                                   
5818555609
  TRISTATE TRADING LTD MACAO COMM.   Sight   10/13/2008   112,444.00 USD     5/5          
0912TRICH100
  MACAU       01/06/2009   43,835.67 USD           58,581.07 USD
 
                                   
Total Liability Amount
                              58,581.07 USD
 
                                   
5818555618
  DO DO FASHION LTD.   Sight   10/15/2008   327,240.74 USD     5/5          
0921DD04108
  HONG KONG       12/15/2008   0.00 USD           10,169.63 USD
 
                                   
Total Liability Amount
                              10,169.63 USD
 
                                   
5818555623
  PT. UNGARAN SARI GARMENTS.   Sight   10/20/2008   77,033.21 USD     5/5          
0926KSP10168
  REPUBLIC OF INDONESIA       01/20/2009   3,026.22 USD           6,877.88 USD
 
                                   
Total Liability Amount
                              6,877.88 USD
 
                                   
5818555632
  TRISTATE TRADING LTD MACAO COMM.   Sight   10/20/2008   70,250.06 USD     5/5          
0935TRIVN097
  MACAU       12/15/2008   0.00 USD           0.00 USD
 
                                   
Total Liability Amount
                              0.00 USD
 
                                   
5818555634
  KWIN HING KNITING FACTORY LTD,,   Sight   10/20/2008   90,545.78 USD     5/5          
0937JK82660
  HONG KONG       12/17/2008   90,545.78 USD           95,073.07 USD
 
                                   
Total Liability Amount
                              95,073.07 USD
      
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   2 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555637
  NINGBO FANHUA IMP EXP CO LTD   Sight   10/20/2008   180,368.71 USD     5/5          
0940JG82598
  PEOPLE'S REPUBLIC OF CHINA       01/04/2009   114,404.28 USD           129,188.03 USD
 
                                   
Total Liability Amount
                              129,188.03 USD
 
                                   
5818555640
  CHIN HO KNITTING FTY LTD   Sight   10/22/2008   380,924.55 USD     5/5          
0943JK82653
  HONG KONG       12/17/2008   384,526.20 USD           403,752.51 USD
 
                                   
Total Liability Amount
                              403,752.51 USD
 
                                   
5818555641
  TRISTATE TRADING LTD MACAO COMM.   Sight   10/22/2008   15,621.33 USD     5/5          
0944TRICH106
  MACAU       01/06/2009   129,506.57 USD           145,500.38 USD
 
                                   
Total Liability Amount
                              145,500.38 USD
 
                                   
5818555654
  TRISTATE TRADING LTD MACAO COMM.   Sight   10/23/2008   14,295.84 USD     5/5          
0956TRIVN098
  MACAU       12/22/2008   222,636.97 USD           234,971.67 USD
 
                                   
Total Liability Amount
                              234,971.67 USD
 
                                   
5818555658
  DO DO FASHION LTD..   Sight   10/28/2008   185,300.76 USD     5/5          
0960DD04208
  HONG KONG       12/25/2008   6,053.02 USD           15,318.06 USD
 
                                   
Total Liability Amount
                              15,318.06 USD
 
                                   
5818555659
  HANSAE CO. LTD.   Sight   10/28/2008   60,303.61 USD     5/5          
0961AK08034
  REPUBLIC OF KOREA       12/29/2008   60,303.61 USD           63,318.79 USD
 
                                   
Total Liability Amount
                              63,318.79 USD
 
                                   
5818555660
  FABRICA DE MALHAS UNIVERSAL LDA.   Sight   10/30/2008   33,116.48 USD     5/5          
0962JG82729
  MACAU       12/31/2008   21,793.11 USD           23,448.93 USD
 
                                   
Total Liability Amount
                              23,448.93 USD
      
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   3 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
Customer Name
  949148
KASPER ASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555663
  UNITEX FASHION (KNITWEAR) LIMITED   Sight   10/30/2008   314,390.85 USD     5/5          
0964JK82739
  HONG KONG       12/28/2008   314,390.85 USD           330,110.39 USD
 
                                   
Total Liability Amount
                              330,110.39 USD
 
                                   
5818555665
  TRISTATE TRADING LTD MACAO COMM.   Sight   10/30/2008   185,748.64 USD     5/5          
0966TRICH110
  MACAU       01/13/2009   16,804.05 USD           26,636.81 USD
 
                                   
Total Liability Amount
                              26,636.81 USD
 
                                   
5818555667
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/05/2008   48,980.20 USD     5/5          
0968TRICH11308
  MACAU       12/16/2008   42.36 USD           4,794.87 USD
 
                                   
Total Liability Amount
                              4,794.87 USD
 
                                   
5818555668
  TRISTATE TRADING LTD MACAO COMM.   Sight   10/30/2008   139,138.40 USD     5/5          
0969TRIVN099
  MACAU       01/08/2009   545,164.45 USD           573,273.34 USD
 
                                   
Total Liability Amount
                              573,273.34 USD
 
                                   
5818555669
  TRISTATE TRADING LTD MACAO COMM.   Sight   10/30/2008   31,206.00 USD     5/5          
0970TRIVN101
  MACAU       02/05/2009   268,414.34 USD           288,204.02 USD
 
                                   
Total Liability Amount
                              288,204.02 USD
 
                                   
5818555676
  DO DO FASHION LTD.   Sight   11/05/2008   14,696.36 USD     5/5          
0977JG82754
  HONG KONG       12/19/2008   0.00 USD           0.00 USD
 
                                   
Total Liability Amount
                              0.00 USD
 
                                   
5818555679
  FORTUNE MINT LIMITED,   Sight   11/05/2008   11,892.00 USD     5/5          
0980JK82701
  HONG KONG       12/17/2008   11,892.00 USD           12,486.60 USD
 
                                   
Total Liability Amount
                              12,486.60 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   4 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555682
  HIGH FASHION GARMENTS CO. LTD..   Sight   11/05/2008   98,263.95 USD     5/5          
0983HF07208
  HONG KONG       12/18/2008   83,731.11 USD           88,644.31 USD
 
                                   
Total Liability Amount
                              88,644.31 USD
 
                                   
581855 5683
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/05/2008   80,078.56 USD     5/5          
0984TRICH112
  MACAU       01/13/2009   231,900.96 USD           243,496.01 USD
 
                                   
Total Liability Amount
                              243,496.01 USD
 
                                   
5818555684
  UNIVERSAL EXPRESS GARMENTS LTD.,   Sight   11/05/2008   155,515.60 USD     5/5          
0985KP1027A
  HONG KONG       01/09/2009   155,515.60 USD           163,291.38 USD
 
                                   
Total Liability Amount
                              163,291.38 USD
 
                                   
5818555685
  JK INDUSTRY CO. LTD.   Sight   11/06/2008   45,240.00 USD     5/5          
0986AKNY18U
  REPUBLIC OF KOREA       12/18/2008   45,240.00 USD           47,502.00 USD
 
                                   
Total Liability Amount
                              47,502.00 USD
 
                                   
5818555686
  POONG IN TRADING CO., LTD.. 19F   Sight   11/06/2008   131,795.87 USD     5/5          
0987PI1030
  REPUBLIC OF KOREA       01/11/2009   121,714.97 USD           128,304.76 USD
 
                                   
Total Liability Amount
                              128,304.76 USD
 
                                   
5818555687
  LUNG KAE GARMENT COMPANY   Sight   11/07/2008   123,355.25 USD     5/5          
0988JG82785
  HONG KONG       12/15/2008   24,415.56 USD           30,583.32 USD
 
                                   
Total Liability Amount
                              30,583.32 USD
 
                                   
5818555688
  P.T. MASTERINDO JAYA ABADI..   Sight   11/07/2008   10,480.00 USD     515          
0989JG82827
  REPUBLIC OF INDONESIA       12/16/2008   73.36 USD           597.36 USD
 
                                   
Total Liability Amount
                              597.36 USD
         
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   5 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
Customer Name
  949148
KASPER ASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555690
  P.T. UNI-ENLARGE INDUSTRY INDONESIA   Sight   11/07/2008   31,334.40 USD     5/5          
0991JG82865
  REPUBLIC OF INDONESIA       01/06/2009   31,703.04 USD           33,288.19 USD
 
                                   
Total Liability Amount
                              33,288.19 USD
 
                                   
5818555693
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/07/2008   146,395.80 USD     5/5          
0994TRICH115
  MACAU       12/23/2008   138,673.66 USD           145,993.45 USD
 
                                   
Total Liability Amount
                              145,993.45 USD
 
                                   
5818555694
  KWIN HING KNITTING FACTORY LTD,,   Sight   11/11/2008   87,627.40 USD     5/5          
0995JG82433
  HONG KONG       01/14/2009   64,360.52 USD           68,741.89 USD
 
                                   
Total Liability Amount
                              68,741.89 USD
 
                                   
5818555695
  FASTWELL KNITWEAR MANUFACTURING   Sight   11/11/2008   68,219.00 USD     5/5          
0996JG82434
  HONG KONG       01/14/2009   166,563.80 USD           174,891.99 USD
 
                                   
Total Liability Amount
                              174,891.99 USD
 
                                   
5818555697
  PT UNI-ENLARGE INDUSTRY INDONESIA.   Sight   11/11/2008   7,084.00 USD     5/5          
0998JG82866
  REPUBLIC OF INDONESIA       01/20/2009   7,084.00 USD           7,438.20 USD
 
                                   
Total Liability Amount
                              7,438.20 USD
 
                                   
5818555699
  TAI KEI KNITTERS LTD.   Sight   11/11/2008   413,530.00 USD     5/5          
1000JK82678
  HONG KONG       01/09/2009   413,530.00 USD           434,206.50 USD
 
                                   
Total Liability Amount
                              434,206.50 USD
 
                                   
5818555700
  HENFIELD ENTERPRISES LIMITED.   Sight   11/11/2008   76,276.24 USD     5/5          
1001JK82820
  HONG KONG       01/03/2009   76,276.24 USD           80,090.05 USD
 
                                   
Total Liability Amount
                              80,090.05 USD
 
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   6 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
Customer Name
  949148
KASPER ASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555701
  CHIN HO KNITTING FTY LTD   Sight   11/11/2008   116,193.14 USD     5/5          
1002JK82843
  HONG KONG       12/31/2008   116,193.14 USD           122,002.80 USD
 
                                   
Total Liability Amount
                              122,002.80 USD
 
                                   
5818555702
  WONDERFUL INTL GROUP HK LTD.   Sight   11/11/2008   131,679.25 USD     5/5          
1003JK82871
  HONG KONG       12/27/2008   21,461.39 USD           28,045.35 USD
 
                                   
Total Liability Amount
                              28,045.35 USD
 
                                   
5818555703
  DO DO FASHION LTD.   Sight   11/11/2008   445,429.34 USD     5/5          
1004DD04308
  HONG KONG       01/09/2009   119,343.59 USD           141,615.06 USD
 
                                   
Total Liability Amount
                              141,615.06 USD
 
                                   
5818555704
  INJAE TRADING COMPANY   Sight   11/11/2008   66,060.52 USD     5/5          
1005IJ0811140
  HONG KONG       01/03/2009   66,060.52 USD           69,363.55 USD
 
                                   
Total Liability Amount
                              69,363.55 USD
 
                                   
5818555705
  SEJEE COMPANY LTD.   Sight   11/11/2008   37,488.32 USD     5/5          
10068F5681U
  HONG KONG       12/16/2008   37,488.32 USD           39,362.74 USD
 
                                   
Total Liability Amount
                              39,362.74 USD
 
                                   
5818555708
  EXCELLENT JADE LIMITED   Sight   11/11/2008   53,033.55 USD     5/5          
1009AN1J331
  HONG KONG       01/30/2009   53,033.55 USD           55,685.23 USD
 
                                   
Total Liability Amount
                              55,685.23 USD
 
                                   
5818555709
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/11/2008   55,781.75 USD     5/5          
1010TRIVN104
  MACAU       01/12/2009   453,573.37 USD           477,612.62 USD
 
                                   
Total Liability Amount
                              477,612.62 USD
 
                                   
5818555710
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/11/2008   10,412.00 USD     5/5          
1011TRIVN105
  MACAU       12/15/2008   10,412.00 USD           10,932.60 USD
 
                                   
Total Liability Amount
                              10,932.60 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   7 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
Customer Name
  949148
KASPERASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555711
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/11/2008   283,922.23 USD     5/5          
1012TRIVN106
  MACAU       01/05/2009   286,070.02 USD           313,954.26 USD
 
                                   
Total Liability Amount
                              313,954.26 USD
 
                                   
5818555712
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/11/2008   138,948.40 USD     5/5          
1013TRICH114
  MACAU       12/30/2008   131,682.04 USD           145,192.11 USD
 
                                   
Total Liability Amount
                              145,192.11 USD
 
                                   
5818555714
  WONDERFUL INTL GROUP HK LTD.   Sight   11/13/2008   309,866.59 USD     5/5          
1014JK82872
  HONG KONG       01/03/2009   309,866.59 USD           325,359.92 USD
 
                                   
Total Liability Amount
                              325,359.92 USD
 
                                   
5818555715
  THAI GARMENT EXPORT CO., LTD   Sight   11/13/2008   22,270.00 USD     5/5          
1015JK82876
  THAILAND       12/19/2008   22,270.00 USD           23,383.50 USD
 
                                   
Total Liability Amount
                              23,383.50 USD
 
                                   
5818555716
  DO DO FASHION LTD.   Sight   11/13/2008   377,694.00 USD     5/5          
1016DD04508
  HONG KONG       01/30/2009   391,411.62 USD           410,982.20 USD
 
                                   
Total Liability Amount
                              410,982.20 USD
 
                                   
5818555718
  SEOHAP CO. LTD.   Sight   11/13/2008   27,351.36 USD     5/5          
1018DS1105
  REPUBLIC OF KOREA       01/10/2009   0.00 USD           2,012.95 USD
 
                                   
Total Liability Amount
                              2,012.95 USD
 
                                   
5818555722
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/14/2008   183,576.12 USD     5/5          
1019TRICHl1608
  MACAU       01/13/2009   199,828.62 USD           209,820.06 USD
 
                                   
Total Liability Amount
                              209,820.06 USD
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   8 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
Customer Name
  949148
KASPER ASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555723
  LAI KO KNITTING FACTORY LIMITED   Sight   11/17/2008   41,441.06 USD     5/5          
1020JK82845
  HONG KONG       12/31/2008   41,441.06 USD           43,513.11 USD
 
                                   
Total Liability Amount
                              43,513.11 USD
 
                                   
5818555725
  EXCELLENT JADE LIMITED   Sight   11/17/2008   87,605.16 USD     5/5          
1022AN1I734
  HONG KONG       12/27/200 8   87,605.16 USD           91,985.42 USD
 
                                   
Total Liability Amount
                              91,985.42 USD
 
                                   
5818555727
  LUNG KAE GARMENT COMPANY   Sight   11/19/2008   11,884.72 USD     5/5          
1023JG82823
  HONG KONG       01/01/2009   11,884.72 USD           12,478.96 USD
 
                                   
Total Liability Amount
                              12,478.96 USD
 
                                   
5818555728
  NANTONG ZHONG YING FASHION PRODUCTS   Sight   11/19/2008   26,683.20 USD     5/5          
1024JG82932
  PEOPLE'S REPUBLIC OF CHINA       12/28/2008   26,683.20 USD           28,017.36 USD
 
                                   
Total Liability Amount
                              28,017.36 USD
 
                                   
5818555729
  DO DO FASHION LTD..   Sight   11/19/2008   13,959.36 USD     5/5          
1025JG82946
  HONG KONG       01/08/2009   13,959.36 USD           14,657.33 USD
 
                                   
Total Liability Amount
                              14,657.33 USD
 
                                   
5818555730
  DO DO FASHION LTD..   Sight   11/19/2008   9,567.36 USD     5/5          
1026JG82970
  HONG KONG       01/01/2009   9,567.36 USD           10,045.73 USD
 
                                   
Total Liability Amount
                              10,045.73 USD
 
                                   
5818555731
  TRIPLE AAPPAREL LIMITED   Sight   11/19/2008   49,192.00 USD     5/5          
1027JG82971
  HONG KONG       12/27/2008   49,192.00 USD           51,651.60 USD
 
                                   
Total Liability Amount
                              51,651.60 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   9 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                             
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555732
  CRYSTALCLEAR WEALTH LTD.   Sight   11/19/2008   32,271.33 USD   5/5        
1028JK82698
  TAIWAN, PROVINCE OF ROC       01/01/2009   32,271.33 USD       33,884.90 USD
 
                           
Total Liability Amount
                      33,884.90 USD
 
                           
5818555736
  EXCELLENT JADE LIMITED   Sight   11/19/2008   30,161.56 USD   5/5        
1032AY736873
  HONG KONG       01/06/2009   30,161.56 USD       31,669.64 USD
 
                           
Total Liability Amount
                      31,669.64 USD
 
                           
5818555737
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/19/2008   66,943.60 USD   5/5        
1033TRICH118
  MACAU       12/23/2008   66,943.60 USD       70,290.78 USD
 
                           
Total liability Amount
                      70,290.78 USD
 
                           
5818555738
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/19/2008   25,741.76 USD   5/5        
1034TRICH120
  MACAU       01/06/2009   208,937.80 USD       219,384.69 USD
 
                           
Total Liability Amount
                      219,384.69 USD
 
                           
5818555739
  DONG HAN INTERNATIONAL CO., LTD   Sight   11/19/2008   39,428.35 USD   5/5        
1035AK08036
  REPUBLIC OF KOREA       12/27/2008   39,428.35 USD       41,399.77 USD
 
                           
Total Liability Amount
                      41,399.77 USD
 
                           
5818555740
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/24/2008   88,526.45 USD   5/5        
1036TRICH12308
  MACAU       12/20/2008   65,810.78 USD       70,237.10 USD
 
                           
Total Liability Amount
                      70,237.10 USD
 
                           
5818555741
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/24/2008   179,512.38 USD   5/5        
1037TRIVN111
  MACAU       01/05/2009   183,058.38 USD       192,211.30 USD
 
                           
Total Liability Amount
                      192,211.30 USD
 
                           
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   10 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                             
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555742
  EXCELLENT JADE LIMITED   Sight   11/24/2008   61,505.64 USD   5/5        
1038AN1J836
  HONG KONG       12/30/2008   61,505.64 USD       64,580.92 USD
 
                           
Total Liability Amount
                  64,580.92 USD
 
                           
5818555743
  EXCELLENT JADE LIMITED   Sight   11/24/2008   119,598.10 USD   5/5        
1039AKY6672
  HONG KONG       01/13/2009   119,598.10 USD       125.578.01 USD
 
                           
Total liability Amount
                  125,578.01 USD
 
                           
5818555744
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/24/2008   206,984.71 USD   5/5        
1040TRICH125
  MACAU       01/13/2009   206,984.71 USD       217.333.95 USD
 
                           
Total Liability Amount
                  217,333.95 USD
 
                           
5818555745
  DO DO FASHION LTD.   Sight   11/24/2008   410,871.51 USD   5/5        
1041DD04408
  HONG KONG       01/30/2009   410,871.51 USD       431,415.09 USD
 
                           
Total Liability Amount
                  431,415.09 USD
 
                           
5818555746
  ARTIF GARMENT FACTORY   Sight   11/24/2008   26,415.94 USD   5/5        
1042JG82894
  HONG KONG       01/05/2009   26,415.94 USD       27,736.74 USD
 
                           
Total Liability Amount
                  27,736.74 USD
 
                           
5818555747
  LAI KO KNITTING FACTORY LIMITED   Sight   11/24/2008   67.708.08 USD   5/5        
1043JG82924
  HONG KONG       01/15/2009   67.708.08 USD       71.093.48 USD
 
                           
Total Liability Amount
                  71,093.48 USD
 
                           
5818555748
  JAZZING KNITTING CO., LTD   Sight   11/24/2008   16,202.77 USD   5/5        
1044JG82930
  HONG KONG       01/05/2009   21,303.95 USD       22,369.15 USD
 
                           
Total Liability Amount
                  22,369.15 USD
 
                           
5818555749
  SLITHER LTD.   Sight   11/24/2008   32,471.66 USD   5/5        
1045JG82934
  HONG KONG       01/12/2009   32,471.66 USD       34,095.24 USD
 
                           
Total Liability Amount
                  34,095.24 USD
 
                           
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   11 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                             
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555750
  SLITHER LTD.   Sight   11/24/2008   12,118.82 USD   5/5        
1046JG82959
  HONG KONG       01/06/2009   12,118.82 USD       12,724.76 USD
 
                           
Total Liability Amount
                  12,724.76 USD
 
                           
5818555751
  SUY CO., LTD.   Sight   11/24/2008   25,430.40 USD   5/5        
1047JG82968
  REPUBLIC OF KOREA       12/20/2008   25,430.40 USD       26,701.92 USD
 
                           
Total Liability Amount
                  26,701.92 USD
 
                           
5818555752
  VIMCHAMP GARMENTS LIMITED..   Sight   11/24/2008   14,070.00 USD   5/5        
1048JK82822
  HONG KONG       01/04/2009   14,070.00 USD       14,773.50 USD
 
                           
Total Liability Amount
                  14,773.50 USD
 
                           
5818555753
  KATTIE FASHION (HONG KONG) LIMITED   Sight   11/24/2008   35,178.00 USD   5/5        
1049JK82836
  HONG KONG       01/07/2009   35,178.00 USD       36,936.90 USD
 
                           
Total Liability Amount
                  36,936.90 USD
 
                           
5818555754
  KWIN HING KNITTING FACTORY LTD,,   Sight   11/24/2008   7,672.32 USD   5/5        
1050JK82974
  HONG KONG       01/07/2009   7,672.32 USD       8,055.94 USD
 
                           
Total Liability Amount
                  8,055.94 USD
 
                           
5818555755
  CHIN HO KNITTING FTY LTD   Sight   11/24/2008   19,791.50 USD   5/5        
1051JK82975
  HONG KONG       01/07/2009   19,791.50 USD       20,781.08 USD
 
                           
Total Liability Amount
                  20,781.08 USD
 
                           
5818555756
  SEJEE COMPANY LTD.   Sight   11/24/2008   41,136.76 USD   5/5        
10529S5401A
  HONG KONG       12/16/2008   41,136.76 USD       43,193.60 USD
 
                           
Total Liability Amount
                  43,193.60 USD
 
                           
5818555757
  SEOHAP CO. LTD.   Sight   11/24/2008   5,161.80 USD   5/5        
1053KDS1117
  REPUBLIC OF KOREA       01/03/2009   23,795.70 USD       24,985.49 USD
 
                           
Total Liability Amount
                  24,985.49 USD
 
                           
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   12 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                             
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555758
  UNIVERSAL EXPRESS GARMENTS LTD.,   Sight   11/24/2008   117,160.00 USD   5/5        
1054KP1117A
  HONG KONG       01/03/2009   117,160.00 USD       123,018.00 USD
 
                           
Total Liability Amount
                  123,018.00 USD
 
                           
5818555759
  UNIVERSAL EXPRESS GARMENTS LTD.,   Sight   11/24/2008   22,800.00 USD   5/5        
1055KP1112A
  HONG KONG       01/03/2009   22,800.00 USD       23,940.00 USD
 
                           
Total Liability Amount
                  23,940.00 USD
 
                           
5818555760
  HONGKONG ORIENTAL YEYANG   Sight   11/24/2008   4,800,000.00 USD   5/5        
1056YY0901
  HONG KONG       05/15/2009   4,800,000.00 USD       5,040,000.00 USD
 
                           
Total Liability Amount
                  5,040,000.00 USD
 
                           
5818555762
  WONDERFUL INTL GROUP HK LTD.   Sight   11/25/2008   104,748.80 USD   5/5        
1058JK82933REV1
  HONG KONG       01/02/2009   104,748.80 USD       109,986.24 USD
 
                           
Total Liability Amount
                  109,986.24 USD
 
                           
5818555763
  WONDERFUL INTL GROUP HK LTD.   Sight   11/25/2008   235,547.40 USD   5/5        
1059JK82931REV1
  HONG KONG       01/04/2009   78,201.52 USD       89,978.89 USD
 
                           
Total Liability Amount
                  89,978.89 USD
 
                           
5818555765
  UNITEX FASHION (KNITWEAR) LIMITED   Sight   11/25/2008   10,398.22 USD   5/5        
1060JK83017
  HONG KONG       12/30/2008   10,398.22 USD       10,918.13 USD
 
                           
Total Liability Amount
                  10,918.13 USD
 
                           
5818555766
  FORNTON KNITTING CO LTD.. 1/F,   Sight   11/25/2008   105,499.46 USD   5/5        
1061JK83019
  HONG KONG       12/30/2008   105,499.46 USD       110,774.43 USD
 
                           
Total Liability Amount
                  110,774.43 USD
 
                           
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   13 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555767
  ARTIF GARMENT FACTORY   Sight   11/25/2008   45,145.64 USD     5/5          
1062JG83033
  HONG KONG       01/05/2009   45,145.64 USD           47,402.92 USD
 
                                   
Total Liability Amount
                              47,402.92 USD
 
                                   
5818555768
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/25/2008   91,904.00 USD     5/5          
1063TRICH12708
  MACAU       12/16/2008   91,904.00 USD           96,499.20 USD
 
                                   
Total Liability Amount
                              96,499.20 USD
 
                                   
5818555769
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/25/2008   115,377.61 USD     5/5          
1064TRIVN109R1
  MACAU       01/18/2009   205,389.33 USD           215,658.80 USD
 
                                   
Total Liability Amount
                              215,658.80 USD
 
                                   
5818555770
  TAI KEI KNITTERS LTD.   Sight   11/26/2008   59,771.63 USD     5/5          
1065JG82929
  HONG KONG       01/05/2009   64,527.31 USD           67,753.67 USD
 
                                   
Total Liability Amount
                              67,753.67 USD
 
                                   
5818555771
  DO DO FASHION LTD.   Sight   11/26/2008   15,368.34 USD     5/5          
1066JG82978
  HONG KONG       01/15/2009   15,368.34 USD           16,136.76 USD
 
                                   
Total Liability Amount
                              16,136.76 USD
 
                                   
5818555772
  NANTONG KINSWEAR MFG. CO., LTD.   Sight   11/26/2008   19,135.20 USD     5/5          
1067JG82985
  PEOPLE’S REPUBLIC OF CHINA       01/12/2009   19,135.20 USD           20,091.96 USD
 
                                   
Total Liability Amount
                              20,091.96 USD
 
                                   
5818555773
  CHERRY GROUP CO., LTD.   Sight   11/26/2008   149,431.54 USD     5/5          
1068JG83001
  PEOPLE’S REPUBLIC OF CHINA       01/14/2009   149,431.54 USD           156,903.12 USD
 
                                   
Total Liability Amount
                              156,903.12 USD
 
                                   
5818555774
  TAI KEI KNITTERS LTD.   Sight   11/26/2008   25,578.00 USD     5/5          
1069JG83054
  HONG KONG       01/14/2009   25,578.00 USD           26,856.90 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   14 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
Total Liability Amount
                              26,856.90 USD
 
                                   
5818555775
  LAI KO KNITTING FACTORY LIMITED   Sight   11/26/2008   57,307.50 USD     5/5          
1070JK82847
  HONG KONG       01/14/2009   57,307.50 USD           60,172.88 USD
 
                                   
Total Liability Amount
                              60,172.88 USD
 
                                   
5818555776
  KWIN HING KNITTING FACTORY LTD,,   Sight   11/26/2008   26,618.15 USD     5/5          
1071JK82849
  HONG KONG       01/14/2009   26,618.15 USD           27,949.06 USD
 
                                   
Total Liability Amount
                              27,949.06 USD
 
                                   
5818555777
  SEJEE COMPANY LTD.   Sight   11/26/2008   12,862.00 USD     5/5          
10729S5401C
  HONG KONG       12/30/2008   12,862.00 USD           13,505.10 USD
 
                                   
Total Liability Amount
                              13,505.10 USD
 
                                   
5818555778
  SEJEE COMPANY LTD.   Sight   11/26/2008   286,270.51 USD     5/5          
10739S73KK
  HONG KONG       01/09 /2009   286,270.51 USD           300,584.04 USD
 
                                   
Total Liability Amount
                              300,584.04 USD
 
                                   
5818555779
  EXCELLENT JADE LIMITED   Sight   11/26/2008   76,516.57 USD     5/5          
1074AN1J837
  HONG KONG       12/30/2008   76,516.57 USD           80,342.40 USD
 
                                   
Total Liability Amount
                              80,342.40 USD
 
                                   
5818555780
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/26/2008   312,596.34 USD     5/5          
1075TRICH121
  MACAU       01/06 /2009   312,596.34 USD           328,226.16 USD
 
                                   
Total Liability Amount
                              328,226.16 USD
 
                                   
5818555781
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/26/2008   44,695.92 USD     5/5          
1076TRIVN112
  MACAU       01/08/2009   44,695.92 USD           46,930.72 USD
 
                                   
Total Liability Amount
                              46,930.72 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   15 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555782
  TRISTATE TRADING LTD MACAO COMM.   Sight   11/26/2008   51,471.08 USD     5/5          
1077TRIVN114
  MACAU       12/27/2008   51,471.08 USD           54,044.63 USD
 
                                   
Total Liability Amount
                              54,044.63 USD
 
                                   
5818555783
  TNA CO LTD   Sight   11/26/2008   106,416.40 USD     5/5          
1078AK08037
  REPUBLIC OF KOREA       01/12/2009   106,416.40 USD           111,737.22 USD
 
                                   
Total Liability Amount
                              111,737.22 USD
 
                                   
5818555784
  NANTONG ZHONG YING FASHION PRODUCTS   Sight   12/03 /2008   75,485.56 USD     5/5          
1079JG82590
  PEOPLE’S REPUBLIC OF CHINA       01/18/2009   75,485.56 USD           79,259.84 USD
 
                                   
Total Liability Amount
                              79,259.84 USD
 
                                   
5818555785
  FASTWELL KNITWEAR MANUFACTURING   Sight   12/03/2008   14,712.00 USD     515          
1080JG82742
  HONG KONG       03/11/2009   14,712.00 USD           15,447.60 USD
 
                                   
Total Liability Amount
                              15,447.60 USD
 
                                   
5818555786
  TAl KEI KNITTERS LTD.   Sight   12/03/2008   60,275.19 USD     515          
1081JG82947
  HONG KONG       01/31/2009   94,377.06 USD           99,095.91 USD
 
                                   
Total Liability Amount
                              99,095.91 USD
 
                                   
5818555787
  LUNG KAE GARMENT COMPANY   Sight   12/03/2008   29,285.41 USD     5/5          
1082JG830454693
  HONG KONG       01/19/2009   29,285.41 USD           30,749.68 USD
 
                                   
Total Liability Amount
                              30,749.68 USD
 
                                   
5818555789
  DO DO FASHION LTD.   Sight   12/03/2008   91,384.44 USD     5/5          
1083JG83049
  HONG KONG       01/25/2009   91,384.44 USD           95,953.66 USD
 
                                   
Total Liability Amount
                              95,953.66 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   16 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555791
  CARNIVAL INDUSTRIAL CORP.   Sight   12/03/2008   13,151.10 USD     5/5          
1084JG83096
  TAIWAN, PROVINCE OF ROC       12/27/2008   13,151.10 USD           13,808.66 USD
 
                                   
Total Liability Amount
                              13,808.66 USD
 
                                   
5818555792
  SHANGHAI JOY PLUS FASHION CO., LTD   Sight   12/03/2008   18,168.00 USD     5/5          
1085JG83121
  PEOPLE'S REPUBLIC OF CHINA       01/10/2009   18,168.00 USD           19,076.40 USD
 
                                   
Total Liability Amount
                              19,076.40 USD
 
                                   
5818555793
  TAI KEI KNITTERS LTD.   Sight   12/03/2008   19,030.00 USD     5/5          
1086JK82706
  HONG KONG       01/21/2009   19,030.00 USD           19,981.50 USD
 
                                   
Total Liability Amount
                              19,981.50 USD
 
                                   
5818555794
  TAI KEI KNITTERS LTD.   Sight   12/03/2008   63,899.53 USD     5/5          
1087JK82750
  HONG KONG       02/04/2009   63,899.53 USD           67,094.51 USD
 
                                   
Total Liability Amount
                              67,094.51 USD
 
                                   
5818555795
  HIGH FASHION KNIT CO., LTD   Sight   12/03/2008   20,418.00 USD     5/5          
1088JK82851
  HONG KONG       01/30/2009   20,418.00 USD           21,438.90 USD
 
                                   
Total Liability Amount
                              21,438.90 USD
 
                                   
5818555796
  HENFIELD ENTERPRISES LIMITED.   Sight   12/03/2008   37,287.26 USD     5/5          
1089JK82905
  HONG KONG       01/30/2009   37,287.26 USD           39,151.62 USD
 
                                   
Total Liability Amount
                              39,151.62 USD
 
                                   
5818555797
  SLITHER LTD.   Sight   12/03/2008   35,653.22 USD     5/5          
1090JK83016
  HONG KONG       03/05/2009   35,653.22 USD           37,435.88 USD
 
                                   
Total Liability Amount
                              37,435.88 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   17 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555798
  FORTUNE MINT LIMITED,   Sight   12/03/2008   26,813.12 USD     5/5          
1091JK83024
  HONG KONG       12/30/2008   26,813.12 USD           28,153.78 USD
 
                                   
Total Liability Amount
                              28,153.78 USD
 
                                   
5818555799
  FORTUNE MINT LIMITED, FLAT 9B,   Sight   12/03/2008   64,944.00 USD     5/5          
1092JK83026
  HONG KONG       03/11/2009   64,944.00 USD           68,191.20 USD
 
                                   
Total Liability Amount
                              68,191.20 USD
 
                                   
5818555800
  CHIN HO KNITTING FTY LTD   Sight   12/03/2008   151,333.26 USD     5/5          
1093JK83027
  HONG KONG       01/30/2009   151,333.26 USD           158,899.92 USD
 
                                   
Total Liability Amount
                              158,899.92 USD
 
                                   
5818555801
  WONDERFUL INTL GROUP HK LTD.   Sight   12/03/2008   243,618.59 USD     5/5          
1094JK83063
  HONG KONG       01/09/2009   243,618.59 USD           255,799.52 USD
 
                                   
Total Liability Amount
                              255,799.52 USD
 
                                   
5818555802
  CHIN HO KNITTING FTY LTD   Sight   12/03/2008   18,398.16 USD     5/5          
1095JK83072
  HONG KONG       12/30/2008   18,398.16 USD           19,318.07 USD
 
                                   
Total Liability Amount
                              19,318.07 USD
 
                                   
5818555803
  FORTUNE MINT LIMITED, FLAT 9B,   Sight   12/03/2008   50,944.38 USD     5/5          
1096JK83073
  HONG KONG       01/30/2009   50,944.38 USD           53,491.60 USD
 
                                   
Total Liability Amount
                              53,491.60 USD
 
                                   
5818555804
  KWIN HING KNITTING FACTORY LTD,,   Sight   12/03/2008   280,015.26 USD     5/5          
1097JK83077
  HONG KONG       12/30/2008   284,029.26 USD           298,230.72 USD
 
                                   
Total Liability Amount
                              298,230.72 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   18 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555806
  PAK TAK KNITTING/GARMENT FTY. LTD.   Sight   12/03/2008   132,636.41 USD     5/5          
1098JK3079
  HONG KONG       12/30/2008   132,636.41 USD           139,268.23 USD
 
                                   
Total Liability Amount
                              139,268.23 USD
 
                                   
5818555807
  FOOK TIN GARMENT MFR LTD   Sight   12/03/2008   83,415.00 USD     5/5          
1099JK83099
  HONG KONG       01/05/2009   83,415.00 USD           87,585.75 USD
 
                                   
Total Liability Amount
                              87,585.75 USD
 
                                   
5818555808
  UNIFORM KNITTERS LIMITED   Sight   12/03/2008   15,350.50 USD     5/5          
1100JK83112
  HONG KONG       02/02/2009   15,350.50 USD           16,118.03 USD
 
                                   
Total Liability Amount
                              16,118.03 USD
 
                                   
5818555809
  WONDERFUL INTL GROUP HK LTD.   Sight   12/03/2008   74,760.40 USD     5/5          
1101JK83128
  HONG KONG       12/28/2008   74,760.40 USD           78,498.42 USD
 
                                   
Total Liability Amount
                              78,498.42 USD
 
                                   
5818555810
  SEJEE COMPANY LTD.   Sight   12/03/2008   14,227.84 USD     5/5          
11028F7349
  HONG KONG       12/26/2008   14,227.84 USD           14,939.23 USD
 
                                   
Total Liability Amount
                              14,939.23 USD
 
                                   
5818555811
  SEJEE COMPANY LTD.   Sight   12/03/2008   216,322.91 USD     5/5          
11039S7328A
  HONG KONG       01/09/2009   216,322.91 USD           227,139.06 USD
 
                                   
Total Liability Amount
                              227,139.06 USD
 
                                   
5818555815
  EXCELLENT JADE LIMITED   Sight   12/03/2008   19,142.30 USD     5/5          
1104AN1J441
  HONG KONG       12/28/2008   19,142.30 USD           20,099.42 USD
 
                                   
Total Liability Amount
                              20,099.42 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   19 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555816
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/03/2008   321,841.78 USD     5/5          
1105TRICH12408
  MACAU       01/06/2009   321,841.78 USD           337,933.87 USD
 
                                   
Total Liability Amount
                              337,933.87 USD
 
                                   
5818555817
  EXCELLENT JADE LIMITED   Sight   12/04/2008   72,221.47 USD     5/5          
1106AN1I942
  HONG KONG       12/28/2008   72,221.47 USD           75,832.54 USD
 
                                   
Total Liability Amount
                              75,832.54 USD
 
                                   
5818555818
  TRISTATE TRADING LTD                                
1107TRICH126
  MACAO COMM.   Sight   12/04/2008   130,752.20 USD     5/5          
 
  MACAU       02/06/2009   130,752.20 USD           137,289.81 USD
 
                                   
Total Liability Amount
                              137,289.81 USD
 
                                   
5818555819
  TRISTATE TRADING LTD                                
1108TRICH132
  MACAO COMM.   Sight   12/04/2008   102,363.42 USD     5/5          
 
  MACAU       01/13/2009   102,363.42 USD           107,481.59 USD
 
                                   
Total Liability Amount
                              107,481.59 USD
 
                                   
5818555820
  TRISTATE TRADING LTD                                
1109TRICH134
  MACAO COMM.   Sight   12/04/2008   130,702.56 USD     5/5          
 
  MACAU       01/24/2009   130,702.56 USD           137,237.69 USD
 
                                   
Total Liability Amount
                              137,237.69 USD
 
                                   
5818555821
  TRISTATE TRADING LTD                                
1110TRIVN102
  MACAO COMM.   Sight   12/04/2008   128,206.00 USD     5/5          
 
  MACAU       02/07/2009   184,958.70 USD           192,418.36 USD
 
                                   
Total Liability Amount
                              192,418.36 USD
 
                                   
5818555822
  UNIVERSAL EXPRESS GARMENTS                                
1111KP109
  LTD.,   Sight   12/04/2008   27,360.00 USD     5/5          
 
  HONG KONG       01/24/2009   27,360.00 USD           28,728.00 USD
 
                                   
Total Liability Amount
                              28,728.00 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   20 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555823
  SEOHAP CO. LTD.   Sight   12/04/2008   25,320.00 USD     5/5          
1112AKS1127KDS
  REPUBLIC OF KOREA       01/17/2009   25,320.00 USD           26,586.00 USD
 
                                   
Total Liability Amount
                              26,586.00 USD
 
                                   
5818555825
  JAZZING KNITTING CO., LTD   Sight   12/10/2008   61,422.49 USD     5/5          
1113JG83092
  HONG KONG       02/09/2009   61,422.49 USD           64,493.61 USD
 
                                   
Total Liability Amount
                              64,493.61 USD
 
                                   
5818555826
  FORNTON KNITTING CO LTD..   Sight   12/10/2008   62,364.05 USD     5/5          
1114JG83095
  HONG KONG       02/09/2009   79,162.40 USD           83,120.52 USD
 
                                   
Total Liability Amount
                              83,120.52 USD
 
                                   
5818555827
  JIANGSU ARTS AND CRAFTS CORPORATION   Sight   12/10/2008   109,759.25 USD     5/5          
1115JG83133
  PEOPLE’S REPUBLIC OF CHINA       02/07/2009   109,759.25 USD           115,247.21 USD
 
                                   
Total Liability Amount
                              115,247.21 USD
 
                                   
5818555828
  KING STAR GARMENT INTERNATIONAL   Sight   12/10/2008   61,322.40 USD     5/5          
1116JG83173
  TAIWAN, PROVINCE OF ROC       01/30/2009   61,322.40 USD           64,388.52 USD
 
                                   
Total Liability Amount
                              64,388.52 USD
 
                                   
5818555829
  KING STAR GARMENT INTERNATIONAL   Sight   12/10/2008   55,080.00 USD     5/5          
1117JG83174
  TAIWAN, PROVINCE OF ROC       03/20/2009   55,080.00 USD           57,834.00 USD
 
                                   
Total Liability Amount
                              57,834.00 USD
 
                                   
5818555830
  JIANGSU ARTS AND CRAFTS CORPORATION   Sight   12/10/2008   27,342.72 USD     5/5          
1118JG83179
  PEOPLE’S REPUBLIC OF CHINA       01/17/2009   27,342.72 USD           28,709.86 USD
 
                                   
Total Liability Amount
                              28,709.86 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   21 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555831
  DO DO FASHION LTD..   Sight   12/10/2008   41,373.12 USD     5/5          
1119JG83263
  HONG KONG       02/02/2009   41,373.12 USD           43,441.78 USD
 
                                   
Total Liability Amount
                              43,441.78 USD
 
                                   
5818555832
  DO DO FASHION LTD..   Sight   12/10/2008   14,972.47 USD     5/5          
1120JG83264
  HONG KONG       01/26/2009   14,972.47 USD           15,721.09 USD
 
                                   
Total Liability Amount
                              15,721.09 USD
 
                                   
5818555833
  CRYSTALCLEAR WEALTH LTD.   Sight   12/09/2008   124,341.90 USD     5/5          
1121JK83044
  TAIWAN, PROVINCE OF ROC       01/21/2009   124,341.90 USD           130,559.00 USD
 
                                   
Total Liability Amount
                              130,559.00 USD
 
                                   
5818555834
  WONDERFUL INTL GROUP HK LTD.   Sight   12/10/2008   148,218.81 USD     5/5          
1122JK83185
  HONG KONG       01/04/2009   148,218.81 USD           155,629.75 USD
 
                                   
Total Liability Amount
                              155,629.75 USD
 
                                   
5818555835
  KWIN HING KNITTING FACTORY LTD,,   Sight   12/10/2008   3,545.52 USD     5/5          
1123JK83269
  HONG KONG       01/28/2009   3,545.52 USD           3,722.80 USD
 
                                   
Total Liability Amount
                              3,722.80 USD
 
                                   
5818555836
  CHIN HO KNITTING FTY LTD   Sight   12/10/2008   21,994.32 USD     5/5          
1124JK83270
  HONG KONG       01/21/2009   21,994.32 USD           23,094.04 USD
 
                                   
Total Liability Amount
                              23,094.04 USD
 
                                   
5818555837
  WONDERFUL INTL GROUP HK LTD.   Sight   12/10/2008   51,156.00 USD     5/5          
1125JK83272
  HONG KONG       12/30/2008   51,156.00 USD           53,713.80 USD
 
                                   
Total Liability Amount
                              53,713.80 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   22 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%    Liability Amount
5818555838
  WONDERFUL INTL GROUP HK LTD.   Sight   12/10/2008   240,624.60 USD     5/5          
1126JK83273
  HONG KONG       02/01/2009   240,624.60 USD           252,655.83 USD
 
                                   
Total Liability Amount
                              252,655.83 USD
 
                                   
5818555839
  WONDERFUL INTL GROUP HK LTD.   Sight   12/10/2008   105,512.00 USD     5/5          
1127JK83277
  HONG KONG       01/11/2009   105,512.00 USD           110,787.60 USD
 
                                   
Total Liability Amount
                              110,787.60 USD
 
                                   
5818555840
  DO DO FASHION LTD..   Sight   12/09/2008   264,292.76 USD     5/5          
1128DD04608
  HONG KONG       01/30/2009   264,292.76 USD           277,507.40 USD
 
                                   
Total Liability Amount
                              277,507.40 USD
 
                                   
5818555841
  HIGH FASHION GARMENTS CO. LTD..   Sight   12/10/2008   36,205.56 USD     5/5          
1129HFD073
  HONG KONG       02/07/2009   36,205.56 USD           38,015.84 USD
 
                                   
Total Liability Amount
                              38,015.84 USD
 
                                   
5818555842
  SEJEE COMPANY LTD.   Sight   12/10/2008   40,352.80 USD     5/5          
11309S5402A
  HONG KONG       01/30/2009   40,352.80 USD           42,370.44 USD
 
                                   
Total Liability Amount
                              42,370.44 USD
 
                                   
5818555843
  EXCELLENT JADE LIMITED   Sight   12/10/2008   47,431.53 USD     5/5          
1131ANlI843
  HONG KONG       01/07/2009   47,431.53 USD           49,803.11 USD
 
                                   
Total Liability Amount
                              49,803.11 USD
 
                                   
5818555844
  EXCELLENT JADE LIMITED   Sight   12/10/2008   17,775.54 USD     5/5          
1132AN1J740
  HONG KONG       02/07/2009   17,775.54 USD           18,664.32 USD
 
                                   
Total Liability Amount
                              18,664.32 USD
 
                                   
5818555845
  TRISTATE TRADING LTD   Sight   12/10/2008   103,311.00 USD     5/5          
1133TRICH131
  MACAO COMM. MACAU       02/03/2009   103,311.00 USD           108,476.55 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   23 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
Total Liability Amount
                              108,476.55 USD
 
                                   
5818555846
  TRISTATE TRADING LTD   Sight   12/10/2008   273,930.00 USD     5/5          
1134TRICH137
  MACAO COMM. MACAU       01/20/2009   273,930.00 USD           287,626.50 USD
 
                                   
Total Liability Amount
                              287,626.50 USD
 
                                   
5818555847
  TRISTATE TRADING LTD   Sight   12/10/2008   221,496.00 USD     5/5          
1135TRICH138
  MACAO COMM. MACAU       02/07/2009   221,496.00 USD           232,570.80 USD
 
                                   
Total Liability Amount
                              232,570.80 USD
 
                                   
5818555848
  TRISTATE TRADING LTD   Sight   12/10/2008   75,822.93 USD     5/5          
1136TRIVN1116R1
  MACAO COMM. MACAU       02/09/2009   75,822.93 USD           79,614.08 USD
 
                                   
Total Liability Amount
                              79,614.08 USD
 
                                   
5818555849
  TRISTATE TRADING LTD   Sight   12/10/2008   64,268.90 USD     5/5          
1137TRIVN117R1
  MACAO COMM. MACAU       02/05/2009   64,268.90 USD           67,482.35 USD
 
                                   
Total Liability Amount
                              67,482.35 USD
 
                                   
5818555850
  TNA CO LTD   Sight   12/10/2008   163,804.29 USD     5/5          
1138AK08039
  REPUBLIC OF KOREA       01/12/2009   163,804.29 USD           171,994.50 USD
 
                                   
Total Liability Amount
                              171,994.50 USD
 
                                   
5818555851
  HYUNJIN APPAREL CO., LTD.   Sight   12/10/2008   50,669.20 USD     5/5          
1139KSU1203
  REPUBLIC OF KOREA       01/05/2009   50,669.20 USD         53,202.66 USD
 
                                   
Total Liability Amount
                              53,202.66 USD
 
                                   
5818555852
  HONGS INTERNATIONAL LIMITED   Sight   12/10/2008   7,108.15 USD     5/5          
1140HS1205R1
  REPUBLIC OF KOREA       01/04/2009   7,108.15 USD           7,463.56 USD
 
                                   
Total Liability Amount
                              7,463.56 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   24 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
 
Customer ID       949148     Branch Code     712
Customer Name       KASPER ASL LTD     Branch Name     HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount              
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount     Credit Tolerance+/-%     Liability Amount  
5818555853
  HONGS INTERNATIONAL LIMITED   Sight   12/10/2008   38,476.34 USD     5/5          
1141HS1205R2
  REPUBLIC OF KOREA       01/30/2009   38,476.34 USD           40,400.16 USD
 
                                   
Total Liability Amount
                              40,400.16 USD
 
                                   
5818555854
  POONG IN TRADING CO., LTD.   Sight   12/10/2008   96,996.16 USD     5/5          
1142PI1208A
  REPUBLIC OF KOREA       02/06/2009   96,996.16 USD           101,845.97 USD
 
                                   
Total Liability Amount
                              101,845.97 USD
 
                                   
5818555855
  POONG IN TRADING CO., LTD.   Sight   12/10/2008   13,260.00 USD     5/5          
1143PI1208C
  REPUBLIC OF KOREA       01/16/2009   13,260.00 USD           13,923.00 USD
 
                                   
Total Liability Amount
                              13,923.00 USD
 
                                   
5818555856
  SAMKWANG APPAREL CORP.,   Sight   12/10/2008   10,530.00 USD     5/5          
1144SK1208D
  REPUBLIC OF KOREA       01/12/2009   10,530.00 USD           11,056.50 USD
 
                                   
Total Liability Amount
                              11,056.50 USD
 
                                   
5818555857
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/10/2008   134,020.02 USD     5/5          
1145TRIVN108R2
  MACAU       01/05/2009   134,020.02 USD           140,721.02 USD
 
                                   
Total Liability Amount
                              140,721.02 USD
 
                                   
5818555858
  CRYSTALCLEAR WEALTH LTD.   Sight   12/15/2008   192,241.39 USD     5/5          
1146JG82943
  TAIWAN, PROVINCE OF ROC       02/20/2009   192,241.39 USD           201,853.46 USD
 
                                   
Total Liability Amount
                              201,853.46 USD
 
                                   
5818555859
  KING STAR GARMENT INTERNATIONAL   Sight   12/15/2008   127,587.60 USD     5/5          
1147JG82972
  TAIWAN, PROVINCE OF ROC       01/09/2009   127,587.60 USD           133,966.98 USD
 
                                   
Total Liability Amount
                              133,966.98 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   25 of 54


 

Outstanding Import Letters of Credit by LC Reference
 
Customer ID       949148     Branch Code     712
Customer Name       KASPER ASL LTD     Branch Name     HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount              
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount     Credit Tolerance+/-%     Liability Amount  
5818555860
  THAI GARMENT EXPORT CO., LTD   Sight   12/15/2008   369,755.00 USD     5/5          
1148JG83089
  THAILAND       02/11/2009   369,755.00 USD           388,242.75 USD
 
                                   
Total Liability Amount
                              388,242.75 USD
 
                                   
5818555861
  TAl KEI KNITTERS LTD.   Sight   12/15/2008   89,431.92 USD     5/5          
1149JG83148
  HONG KONG       01/28/2009   89,431.92 USD           93,903.52 USD
 
                                   
Total Liability Amount
                              93,903.52 USD
 
                                   
5818555862
  FORMOSTAR GARMENT CO., LTD.   Sight   12/15/2008   90,687.48 USD     5/5          
1150JG83168
  TAIWAN, PROVINCE OF ROC       01/15/2009   90,687.48 USD           95,221.85 USD
 
                                   
Total Liability Amount
                              95,221.85 USD
 
                                   
5818555863
  LUNG KAE GARMENT COMPANY   Sight   12/15/2008   238,878.60 USD     5/5          
1151JG83200
  HONG KONG       01/12/2009   238,878.60 USD           250,822.53 USD
 
                                   
Total Liability Amount
                              250,822.53 USD
 
                                   
5818555864
  LUNG KAE GARMENT COMPANY   Sight   12/15/2008   415,262.91 USD     5/5          
1152JG83290
  HONG KONG       02/09/2009   415,262.91 USD           436,026.06 USD
 
                                   
Total Liability Amount
                              436,026.06 USD
 
                                   
5818555865
  LAKEWILL SILK AND GARMENT LIMITED   Sight   12/15/2008   26,088.00 USD     5/5          
1153JG83300
  HONG KONG       02/28/2009   26,088.00 USD           27,392.40 USD
 
                                   
Total Liability Amount
                              27,392.40 USD
 
                                   
5818555866
  P.T.MASTERINDO JAYA ABADI   Sight   12/15/2008   59,885.70 USD     5/5          
1154JG83301
  REPUBLIC OF INDONESIA       02/03/2009   59,885.70 USD           62,879.99 USD
 
                                   
Total Liability Amount
                              62,879.99 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   26 of 54


 

Outstanding Import Letters of Credit by LC Reference
 
Customer ID       949148     Branch Code     712
Customer Name       KASPER ASL LTD     Branch Name     HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount              
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount     Credit Tolerance+/-%     Liability Amount  
5818555867
  P.T.MASTERINDO JAYA ABADI   Sight   12/15/2008   88,965.00 USD     5/5          
1155JG83304
  REPUBLIC OF INDONESIA       02/24/2009   88,965.00 USD           93,413.25 USD
 
                                   
Total Liability Amount
                              93,413.25 USD
 
                                   
5818555868
  TAINAN ENTERPRISES CO., LTD   Sight   12/17/2008   263,224.22 USD     5/5          
1156
  TAIWAN, PROVINCE OF ROC       01/11/2009   263,224.22 USD           276,385.43 USD
 
                                   
Total Liability Amount
                              276,385.43 USD
 
                                   
5818555869
  SLITHER LTD.   Sight   12/15/2008   44,871.00 USD     5/5          
1157JG83311
  HONG KONG       03/08/2009   44,871.00 USD           47,114.55 USD
 
                                   
Total Liability Amount
                              47,114.55 USD
 
                                   
5818555870
  CHERRY GROUP CO., LTD   Sight   12/15/2008   25,149.14 USD     5/5          
1158JG83312
  PEOPLE’S REPUBLIC OF CHINA       01/22/2009   25,149.14 USD           26,406.60 USD
 
                                   
Total Liability Amount
                              26,406.60 USD
 
                                   
5818555871
  LAKEWILL SILK AND GARMENT LIMITED   Sight   12/15/2008   55,541.00 USD     5/5          
1159JG83314
  HONG KONG       02/28/2009   55,541.00 USD           58,318.05 USD
 
                                   
Total Liability Amount
                              58,318.05 USD
 
                                   
5818555872
  TAINAN ENTERPRISES CO., LTD   Sight   12/15/2008   27,568.75 USD     5/5          
1160JG83316
  TAIWAN, PROVINCE OF ROC       01/11/2009   27,568.75 USD           28,947.19 USD
 
                                   
Total Liability Amount
                              28,947.19 USD
 
                                   
5818555873
  JIANGSU ARTS AND CRAFTS CORPORATION   Sight   12/17/2008   54,444.65 USD     5/5          
1161JG83325
  PEOPLE’S REPUBLIC OF CHINA       01/24/2009   54,444.65 USD           57,166.88 USD
 
                                   
Total Liability Amount
                              57,166.88 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   27 of 54


 

Outstanding Import Letters of Credit by LC Reference
 
Customer ID       949148     Branch Code     712
Customer Name       KASPER ASL LTD     Branch Name     HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount              
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount     Credit Tolerance+/-%     Liability Amount  
5818555874
  WONDERFUL INTL GROUP HK LTD.   Sight   12/15/2008   111,844.44 USD     5/5          
1162JK83261
  HONG KONG       01/27/2009   111,844.44 USD           117,436.66 USD
 
                                   
Total Liability Amount
                              117,436.66 USD
 
                                   
5818555875
  CHINAMINE TRADING LTD.   Sight   12/15/2008   10,046.40 USD     5/5          
1163JK83268
  HONG KONG       01/31/2009   10,046.40 USD           10,548.72 USD
 
                                   
Total Liability Amount
                              10,548.72 USD
 
                                   
5818555877
  LUNG KAE GARMENT COMPANY   Sight   12/15/2008   183,334.10 USD     5/5          
1164JK83329
  HONG KONG       02/03/2009   183,334.10 USD           192,500.81 USD
 
                                   
Total Liability Amount
                              192,500.81 USD
 
                                   
5818555878
  FORMOSTAR GARMENT CO., LTD..   Sight   12/15/2008   140,912.27 USD     5/5          
1165JG83069
  TAIWAN, PROVINCE OF ROC       01/01/2009   140,912.27 USD           147,957.88 USD
 
                                   
Total Liability Amount
                              147,957.88 USD
 
                                   
5818555879
  HAIYANG WORLDBEST CO., LTD   Sight   12/15/2008   18,272.28 USD     5/5          
1166JG83334
  PEOPLE'S REPUBLIC OF CHINA       02/02/2009   18,272.28 USD           19,185.89 USD
 
                                   
Total Liability Amount
                              19,185.89 USD
 
                                   
5818555880
  FORTUNE MINT LIMITED, FLAT9B,   Sight   12/15/2008   53,313.12 USD     5/5          
1167JK83321
  HONG KONG       02/04/2009   53,313.12 USD           55,978.78 USD
 
                                   
Total Liability Amount
                              55,978.78 USD
 
                                   
5818555881
  DO DO FASHION LTD.. 12/F,TUNGTEX   Sight   12/15/2008   179,995.46 USD     5/5          
1168DD04708
  HONG KONG       02/25/2009   179,995.46 USD           188,995.23 USD
 
                                   
Total Liability Amount
                              188,995.23 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   28 of 54


 

Outstanding Import Letters of Credit by LC Reference
 
Customer ID       949148     Branch Code     712
Customer Name       KASPER ASL LTD     Branch Name     HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount              
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount     Credit Tolerance+/-%     Liability Amount  
5818555882
  EPIC DESIGNERS VIETNAM LTD.   Sight   12/15/2008   12,020.40 USD     5/5          
1169EP658AU
  SOCIALIST REPUBLIC OF VIETNAM       01/30/2009   12,020.40 USD           12,621.42 USD
 
                                   
Total Liability Amount
              12,621.42 USD  
 
                                   
5818555883
  EPIC DESIGNERS VIETNAM LTD.   Sight   12/15/2008   32,386.20 USD     5/5          
1170EPIC667U
  SOCIALIST REPUBLIC OF VIETNAM       01/01/2009   32,386.20 USD           34,005.51 USD
 
                                   
Total Liability Amount
              34,005.51 USD  
 
                                   
5818555884
  EPIC DESIGNERS VIETNAM LTD.   Sight   12/15/2008   52,982.75 USD     5/5          
1171EPIC669U
  SOCIALIST REPUBLIC OF VIETNAM       01/18/2009   52,982.75 USD           55,631.89 USD
 
                                   
Total Liability Amount
              55,631.89 USD  
 
                                   
5818555885
  HIGH FASHION GARMENTS CO. LTD..   Sight   12/15/2008   341,462.89 USD     5/5          
1172HF07208
  HONG KONG       02/14/2009   341,462.89 USD           358,536.03 USD
 
                                   
Total Liability Amount
              358,536.03 USD  
 
                                   
5818555886
  SEJEE COMPANY LTD. ROOM 201,2/F.,   Sight   12/15/2008   49,133.36 USD     5/5          
11739S5403
  HONG KONG       12/30/2008   49,133.36 USD           51,590.03 USD
 
                                   
Total Liability Amount
              51,590.03 USD  
 
                                   
5818555887
  EXCELLENT JADE LIMITED   Sight   12/15/2008   14,612.60 USD     5/5          
1174AN1J5944
  HONG KONG       01/20/2009   14,612.60 USD           15,343.23 USD
 
                                   
Total Liability Amount
              15,343.23 USD  
 
                                   
5818555888
  EXCELLENT JADE LIMITED   Sight   12/15/2008   42,342.18 USD     5/5          
1175AN1J838
  HONG KONG       02/08/2009   42,342.18 USD           44,459.29 USD
 
                                   
Total Liability Amount
                              44,459.29 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   29 of 54


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
    949148     Branch Code     712  
Customer Name
    KASPERASL LTD   Branch Name     HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount            
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555889
  EXCELLENT JADE LIMITED   Sight   12/15/2008   51,253.00 USD     5/5          
1176AN1J945
  HONG KONG       01/20/2009   51,253.00 USD           53,815.65 USD
 
                                   
Total Liability Amount
                              53,815.65 USD
 
                                   
5818555890
  EXCELLENT JADE LIMITED   Sight   12/15/2008   48,400.50 USD     5/5          
117JN2B416
  HONG KONG       01/23/2009   48,400.50 USD           50,820.53 USD
 
                                   
Total Liability Amount
                              50,820.53 USD
 
                                   
5818555891
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/15/2008   166,710.33 USD     5/5          
1178TRICH130
  MACAU       01/06/2009   166,710.33 USD           175,045.85 USD
 
                                   
Total Liability Amount
                              175,045.85 USD
 
                                   
5818555892
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/15/2008   76,965.48 USD     5/5          
1179TRICH141
  MACAU       01/17/2009   76,965.48 USD           80,813.75 USD
 
                              80,813.75 USD
 
                                   
Total Liability Amount
                                   
 
                                   
5818555893
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/15/2008   51,018.00 USD     5/5          
1180TRICH143
  MACAU       02/03/2009   51,018.00 USD           53,568.90 USD
 
                                   
Total Liability Amount
                              53,568.90 USD
 
                                   
5818555894
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/15/2008   157,680.00 USD     5/5          
1181TRIHT023
  MACAU       01/12/2009   157,680.00 USD           165,564.00 USD
 
                                   
Total Liability Amount
                              165,564.00 USD
 
                                   
5818555895
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/15/2008   89,211.60 USD     5/5          
1182TRIHT024
  MACAU       01/12/2009   89,211.60 USD           93,672.18 USD
 
                                   
Total Liability Amount
                              93,672.18 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   30 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount            
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555896
  TRISTATE TRADING LTD   Sight   12/15/2008   132,272.43 USD     5/5          
1183TRIVN118
  MACAO COMM.
MACAU
      02/03/2009   132,272.43 USD           138,886.05 USD
 
                                   
Total Liability Amount
                              138,886.05 USD
 
                                   
5818555897
  TRISTATE TRADING LTD   Sight   12/15/2008   47,334.17 USD     5/5          
1184TRIVN120
  MACAO COMM.
MACAU
      02/09/2009   47,334.17 USD           49,700.88 USD
 
                                   
Total Liability Amount
                              49,700.88 USD
 
                                   
5818555898
  SEOHAP CO. LTD.   Sight   12/15/2008   7,847.00 USD     5/5          
1185E12098SH
  REPUBLIC OF KOREA       01/03/2009   7,847.00 USD           8,239.35 USD
 
                                   
Total Liability Amount
                              8,239.35 USD
 
                                   
5818555899
  HONGS INTERNATIONAL LIMITED   Sight   12/15/2008   105,219.84 USD     5/5          
1186HS1210
  REPUBLIC OF KOREA       02/09/2009   105,219.84 USD           110,480.83 USD
 
                                   
Total Liability Amount
                              110,480.83 USD
 
                                   
5818555900
  HYUNJIN APPAREL CO., LTD.   Sight   12/17/2008   114,841.70 USD     5/5          
1187JSU1210
  REPUBLIC OF KOREA       01/18/2009   136,343.65 USD           143,160.84 USD
 
                                   
Total Liability Amount
                              143,160.84 USD
 
                                   
5818555901
  HYUNJIN APPAREL CO., LTD.   Sight   12/15/2008   33,342.09 USD     5/5          
1188JSU1211
  REPUBLIC OF KOREA       12/29/2008   33,342.09 USD           35,009.19 USD
 
                                   
Total Liability Amount
                              35,009.19 USD
 
                                   
5818555902
  SEOHAP CO. LTD.   Sight   12/15/2008   18,175.10 USD     5/5          
1189KDS1209
  REPUBLIC OF KOREA       03/07/2009   18,175.10 USD           19,083.86 USD
 
                                   
Total Liability Amount
                              19,083.86 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   31 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555903
  SAMKWANG APPAREL   Sight   12/15/2008   120,998.38 USD     5/5          
1190MK1210A
  CORP.                                
 
  REPUBLIC OF KOREA       01/12/2009   120,998.38 USD           127,048.30 USD
 
                                   
Total Liability Amount
                              127,048.30 USD
 
                                   
5818555904
  POONG IN TRADING CO.,   Sight   12/15/2008   107,695.45 USD     5/5          
1191MK1210B
  LTD..19F ACE                                
 
  REPUBLIC OF KOREA       01/25/2009   107,695.45 USD           113,080.22 USD
 
                                   
Total Liability Amount
                              113,080.22 USD
 
                                   
5818555905
  POONG IN TRADING CO.,   Sight   12/15/2008   152,151.00 USD     5/5          
1192MK1210C
  LTD..19F ACE                                
 
  REPUBLIC OF KOREA       01/12/2009   152,151.00 USD           159,758.55 USD
 
                                   
Total Liability Amount
                              159,758.55 USD
 
                                   
5818555906
  POONG IN TRADING CO.,   Sight   12/15/2008   173,751.92 USD     5/5          
1193MK1210D
  LTD..19F ACE                                
 
  REPUBLIC OF KOREA       01/18/2009   173,751.92 USD           182,439.52 USD
 
                                   
Total Liability Amount
                              182,439.52 USD
 
                                   
5818555907
  HYUNJIN APPAREL CO., LTD.   Sight   12/15/2008   84,642.90 USD     5/5          
1194NWS1210
  REPUBLIC OF KOREA       01/12/2009   84,642.90 USD           88,875.05 USD
 
                                   
Total Liability Amount
                              88,875.05 USD
 
                                   
5818555908
  HYUNJIN APPAREL CO., LTD.   Sight   12/17/2008   277,505.46 USD     5/5          
1195NWS12101
  REPUBLIC OF KOREA       01/12/2009   324,736.32 USD           340,973.13 USD
 
                                   
Total Liability Amount
                              340,973.13 USD
 
                                   
5818555909
  HYUNJIN APPAREL CO., LTD.   Sight   12/15/2008   93,281.10 USD     5/5          
1196SEP1209
  REPUBLIC OF KOREA       02/02/2009   117,091.55 USD           122,946.13 USD
 
                                   
Total Liability Amount
                              122,946.13 USD
 
                                   
Report Date 12/29/2008 08:41 :04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   32 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148      Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555910
  SAMKWANG APPAREL   Sight   12/15/2008   150,026.40 USD     5/5          
1197SK1210
  CORP.                                
 
  REPUBLIC OF KOREA       02/25/2009   150,026.40 USD           157,527.72 USD
 
                                   
Total Liability Amount
                              157,527.72 USD
 
                                   
5818555911
  SHENXIN TEXTILE   Sight   12/16/2008   101,020.00 USD     5/5          
1198JG83232
  INDUSTRIAL (HK) LTD                                
 
  HONG KONG       01/19/2009   101,020.00 USD           106,071.00 USD
 
                                   
Total Liability Amount
                              106,071.00 USD
 
                                   
5818555912
  TAl KEI KNITTERS LTD.   Sight   12/16/2008   251,681.14 USD     5/5          
1199JK83320
  HONG KONG       03/18/2009   251,681.14 USD           264,265.20 USD
 
                                   
Total Liability Amount
                              264,265.20 USD
 
                                   
5818555913
  DO DO FASHION LTD..   Sight   12/16/2008   236,516.89 USD     5/5          
1200DD04808
  HONG KONG       02/25/2009   236,516.89 USD           248,342.73 USD
 
                                   
Total Liability Amount
                              248,342.73 USD
 
                                   
5818555914
  EPIC DESIGNERS VIETNAM   Sight   12/16/2008   359,454.29 USD     5/5          
1201EPIC671U
  LTD.                                
 
  SOCIALIST REPUBLIC OF       02/08/2009   359,454.29 USD           377,427.00 USD
 
  VIET NAM                                
 
                                   
Total Liability Amount
                              377,427.00 USD
 
                                   
5818555915
  SEJEE COMPANY LTD.   Sight   12/16/2008   92,141.13 USD     5/5          
12029S5616U
  ROOM 201,2/F.,                                
 
  HONG KONG       02/27/2009   92,141.13 USD           96,748.19 USD
 
                                   
Total Liability Amount
                              96,748.19 USD
 
                                   
5818555916
  HYUNJIN APPAREL CO., LTD.   Sight   12/16/2008   710,650.38 USD     5/5          
12031S1203U
  REPUBLIC OF KOREA       02/23/2009   710,650.38 USD           746,182.90 USD
 
                                   
Total Liability Amount
                              746,182.90 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   33 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555917
  NURIAN INTERNATIONAL INC.   Sight   12/16/2008   84,798.36 USD     5/5          
1204NR1211
  REPUBLIC OF KOREA       02/02/2009   84,798.36 USD           89,038.28 USD
 
                                   
Total Liability Amount
                              89,038.28 USD
 
                                   
5818555918
  POONG IN TRADING CO., LTD.. 19F ACE   Sight   12/16/2008   12,240.00 USD     5/5          
1205PI1210
  REPUBLIC OF KOREA       03/20/2009   12,240.00 USD           12,852.00 USD
 
                                   
Total Liability Amount
                              12,852.00 USD
 
                                   
5818555919
  SEOHAP CO. LTD.   Sight   12/16/2008   14,668.64 USD     5/5          
1206RS1210
  REPUBLIC OF KOREA       02/07/2009   14,668.64 USD           15,402.07 USD
 
                                   
Total Liability Amount
                              15,402.07 USD
 
                                   
5818555920
  SAMKWANG APPAREL CORP..   Sight   12/16/2008   41,210.16 USD     5/5          
1207SK1209A1
  REPUBLIC OF KOREA       03/09/2009   41,210.16 USD           43,270.67 USD
 
                                   
Total Liability Amount
                              43,270.67 USD
 
                                   
5818555921
  SAMKWANG APPAREL CORP..   Sight   12/16/2008   34,476.00 USD     5/5          
1208SK1209A2
  REPUBLIC OF KOREA       03/12/2009   34,476.00 USD           36,199.80 USD
 
                                   
Total Liability Amount
                              36,199.80 USD
 
                                   
5818555922
  JIANGSU ARTS AND CRAFTS CORPORATION   Sight   12/16/2008   179,842.03 USD     5/5          
1209JG83216
  PEOPLE’S REPUBLIC OF CHINA       02/14/2009   179,842.03 USD           188,834.13 USD
 
                                   
Total Liability Amount
                              188,834.13 USD
 
                                   
5818555923
  FASTWELL KNITWEAR MANUFACTURING   Sight   12/16/2008   53,560.00 USD     5/5          
1210JG83313
  HONG KONG       04/01/2009   53,560.00 USD           56,238.00 USD
 
                                   
Total Liability Amount
                              56,238.00 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   34 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148     Branch Code   712  
Customer Name
  KASPERASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555924
  PAK TAK KNITTING/GARMENT FTY. LTD.   Sight   12/16/2008   48,737.00 USD     5/5          
1211JG83324
  HONG KONG       03/11/2009   48,737.00 USD           51,173.85 USD
 
                                   
Total Liability Amount
                              51,173.85 USD
 
                                   
5818555925
  TAI KEI KNITTERS LTD.   Sight   12/16/2008   590,393.03 USD     5/5          
1212JG83340
  HONG KONG       01/28/2009   590,393.03 USD           619,912.68 USD
 
                                   
Total Liability Amount
                              619,912.68 USD
 
                                   
5818555926
  FORNTON KNITTING CO LTD.   Sight   12/16/2008   36,297.62 USD     5/5          
1213JG83341
  HONG KONG       01/28/2009   36,297.62 USD           38,112.50 USD
 
                                   
Total Liability Amount
                              38,112.50 USD
 
                                   
5818555927
  WILFORD KNITWEAR FACTORY LIMITED   Sight   12/16/2008   232,951.82 USD     5/5          
1214JG83342
  HONG KONG       01/28/2009   232,951.82 USD           244,599.41 USD
 
                                   
Total Liability Amount
                              244,599.41 USD
 
                                   
5818555928
  ESQUEL ENTERPRISES LIMITED   Sight   12/16/2008   59,760.04 USD     5/5          
1215JG83345
  HONG KONG       02/23/2009   59,760.04 USD           62,748.04 USD
 
                                   
Total Liability Amount
                              62,748.04 USD
 
                                   
5818555929
  ESQUEL ENTERPRISES LIMITED   Sight   12/16/2008   34,128.00 USD     5/5          
1216JG83346
  HONG KONG       03/30/2009   34,128.00 USD           35,834.40 USD
 
                                   
Total Liability Amount
                              35,834.40 USD
 
                                   
5818555930
  RGM GARMENT COMPANY LTD UNITS   Sight   12/17/2008   49,371.84 USD     5/5          
1217JG83347
  HONG KONG       03/16/2009   49,371.84 USD           51,840.43 USD
 
                                   
Total Liability Amount
                              51,840.43 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   35 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555931
  PT. UNGARAN SARI GARMENTS.   Sight   12/16/2008   36,155.00 USD     5/5          
12189WST1213
  REPUBLIC OF INDONESIA       01/20/2009   36,155.00 USD           37,962.75 USD
 
                                   
Total Liability Amount
                              37,962.75 USD
 
                                   
5818555932
  EXCELLENT JADE LIMITED   Sight   12/16/2008   119,792.00 USD     5/5          
1219AN1J647
  HONG KONG       01/06/2009   119,792.00 USD           125,781.60 USD
 
                                   
Total Liability Amount
                              125,781.60 USD
 
                                   
5818555933
  EXCELLENT JADE LIMITED   Sight   12/16/2008   20,303.00 USD     5/5          
1220JN2C117
  HONG KONG       01/21/2009   20,303.00 USD           21,318.15 USD
 
                                   
Total Liability Amount
                              21,318.15 USD
 
                                   
5818555934
  HYUNJIN APPAREL CO., LTD.   Sight   12/16/2008   53,039.78 USD     5/5          
1221NWS1215
  REPUBLIC OF KOREA       02/02/2009   72,705.38 USD           76,340.65 USD
 
                                   
Total Liability Amount
                              76,340.65 USD
 
                                   
5818555935
  CARNIVAL INDUSTRIAL CORP.   Sight   12/18/2008   110,938.96 USD     5/5          
1222JG83330
  TAIWAN, PROVINCE OF ROC       01/29/2009   110,938.96 USD           116,485.91 USD
 
                                   
Total Liability Amount
                              116,485.91 USD
 
                                   
5818555936
  SHENXIN TEXTILE INDUSTRIAL (HK) LTD   Sight   12/18/2008   50,844.00 USD     5/5          
1223JG83333
  HONG KONG       01/19/2009   50,844.00 USD           53,386.20 USD
 
                                   
Total Liability Amount
                              53,386.20 USD
 
                                   
5818555937
  SHANGHAI JOY PLUS FASHION CO., LTD   Sight   12/18/2008   77,348.55 USD     5/5          
1224JG83352
  PEOPLE’S REPUBLIC OF CHINA       01/24/2009   77,348.55 USD           81,215.98 USD
 
                                   
Total Liability Amount
                              81,215.98 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   36 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555938
  LAKEWILL SILK AND GARMENT LIMITED   Sight   12/18/2008   28,773.00 USD     5/5          
1225JG83355
  HONG KONG       01/31/2009   28,773.00 USD           30,211.65 USD
 
                                   
Total Liability Amount
                              30,211.65 USD
 
                                   
5818555939
  CARNIVAL INDUSTRIAL CORP.   Sight   12/18/2008   56,820.00 USD     5/5          
1226JG83363
  TAIWAN, PROVINCE OF ROC       01/08/2009   56,820.00 USD           59,661.00 USD
 
                                   
Total Liability Amount
                              59,661.00 USD
 
                                   
5818555940
  WONDERFUL INTL GROUP HK LTD.   Sight   12/18/2008   248,240.38 USD     5/5          
1227JK83328
  HONG KONG       01/17/2009   248,240.38 USD           260,652.40 USD
 
                                   
Total Liability Amount
                              260,652.40 USD
 
                                   
5818555941
  FOOK TIN GARMENT MFR LTD   Sight   12/18/2008   111,814.85 USD     5/5          
1228JK83349
  HONG KONG       01/12/2009   111,814.85 USD           117,405.59 USD
 
                                   
Total Liability Amount
                              117,405.59 USD
 
                                   
5818555942
  EPIC DESIGNERS VIETNAM LTD.   Sight   12/18/2008   31,973.40 USD     5/5          
1229EPIC672U
  SOCIALIST REPUBLIC OF VIET NAM       01/28/2009   31,973.40 USD           33,572.07 USD
 
                                   
Total Liability Amount
                              33,572.07 USD
 
                                   
5818555943
  APPAREL MERCHANDISING CO.,   Sight   12/23/2008   119,308.40 USD     5/5          
1230AG08ASP09
  INDIA       02/05/2009   119,308.40 USD           125,273.82 USD
 
                                   
Total Liability Amount
                              125,273.82 USD
 
                                   
5818555944
  ORIENT CRAFT LTD. 7-D MARUTI   Sight   12/18/2008   17,751.69 USD     5/5          
1231AG10OSP09
  INDIA       01/20/2009   17,751.69 USD           18,639.27 USD
 
                                   
Total Liability Amount
                              18,639.27 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   37 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555945
  HIGH FASHION GARMENTS CO. LTD.   Sight   12/18/2008   149,795.00 USD     5/5          
1232HFD072
  HONG KONG       02/07/2009   149,795.00 USD           157,284.75 USD
 
                                   
Total Liability Amount
                              157,284.75 USD
 
                                   
5818555946
  HIGH FASHION GARMENTS CO. LTD.   Sight   12/18/2008   168,257.50 USD     5/5          
1233HFNW040
  HONG KONG       02/09/2009   168,257.50 USD           176,670.38 USD
 
                                   
Total Liability Amount
                              176,670.38 USD
 
                                   
5818555947
  J-TEX GARMENT CO., LTD RM 1101-02,   Sight   12/18/2008   143,183.38 USD     5/5          
1234JTAN0228
  HONG KONG       01/21/2009   143,183.38 USD           150,342.55 USD
 
                                   
Total Liability Amount
                              150,342.55 USD
 
                                   
5818555949
  KCC TRADING INC.   Sight   12/18/2008   54,336.00 USD     5/5          
1235TH121208
  UNITED STATES OF AMERICA       01/03/2009   54,336.00 USD           57,052.80 USD
 
                                   
Total Liability Amount
                              57,052.80 USD
 
                                   
5818555950
  EXCELLENT JADE LIMITED   Sight   12/18/2008   40,269.90 USD     5/5          
1236AN1I848
  HONG KONG       01/10/2009   40,269.90 USD           42,283.40 USD
 
                                   
Total Liability Amount
                              42,283.40 USD
 
                                   
5818555951
  EXCELLENT JADE LIMITED   Sight   12/18/2008   18,096.00 USD     5/5          
1237JNOS758
  HONG KONG       01/13/2009   18,096.00 USD           19,000.80 USD
 
                                   
Total Liability Amount
                              19,000.80 USD
 
                                   
5818555952
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/18/2008   56,215.64 USD     5/5          
1238TRICH144
  MACAU       01/31/2009   56,215.64 USD           59,026.42 USD
 
                                   
Total Liability Amount
                              59,026.42 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   38 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555953
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/18/2008   252,230.60 USD     5/5          
1239TRICH145
  MACAU       02/07/2009   252,230.60 USD           264,842.13 USD
 
                                   
Total Liability Amount
                              264,842.13 USD
 
                                   
5818555954
  HT TRADING LIMITED- MACAO RUADE   Sight   12/18/2008   135,231.00 USD     5/5          
1240TRIHT025
  MACAU       01/13/2009   135,231.00 USD           141,992.55 USD
 
                                   
Total Liability Amount
                              141,992.55 USD
 
                                   
5818555955
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/18/2008   30,927.00 USD     5/5          
1241TRIHT026
  MACAU       01/19/2009   30,927.00 USD           32,473.35 USD
 
                                   
Total Liability Amount
                              32,473.35 USD
 
                                   
5818555956
  UNIVERSAL EXPRESS GARMENTS LTD.,   Sight   12/18/2008   125,658.00 USD     5/5          
1242KP1212A
  HONG KONG       02/07/2009   125,658.00 USD           131,940.90 USD
 
                                   
Total Liability Amount
                              131,940.90 USD
 
                                   
5818555957
  TAESAN F AND C CO., LTD   Sight   12/18/2008   22,400.00 USD     5/5          
1243E12118TS
  REPUBLIC OF KOREA       01/08/2009   22,400.00 USD           23,520.00 USD
 
                                   
Total Liability Amount
                              23,520.00 USD
 
                                   
5818555958
  POONG IN TRADING CO., LTD.   Sight   12/18/2008   32,388.50 USD     5/5          
1244MK1210E
  REPUBLIC OF KOREA       01/18/2009   32,388.50 USD           34,007.93 USD
 
                                   
Total Liability Amount
                              34,007.93 USD
 
                                   
5818555959
  SHENXIN TEXTILE INDUSTRIAL (HK) LTD   Sight   12/23/2008   26,762.40 USD     5/5          
1245JG83244
  HONG KONG       01/26/2009   26,762.40 USD           28,100.52 USD
 
                                   
Total Liability Amount
                              28,100.52 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   39 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148       Branch Code   712    
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555960
  SHENXIN TEXTILE INDUSTRIAL (HK) LTD   Sight   12/23/2008   183,562.76 USD     5/5          
1246JG83336
  HONG KONG       01/19/2009   183,562.76 USD           192,740.90 USD
 
                                   
Total Liability Amount
                              192,740.90 USD
 
                                   
5818555961
  ARTIF GARMENT FACTORY   Sight   12/23/2008   43,951.80 USD     5/5          
1247JG83351
  HONG KONG       01/26/2009   43,951.80 USD           46,149.39 USD
 
                                   
Total Liability Amount
                              46,149.39 USD
 
                                   
5818555962
  CARNIVAL INDUSTRIAL CORP.   Sight   12/23/2008   33,840.00 USD     5/5          
1248JG83366
  TAIWAN, PROVINCE OF ROC       01/08/2009   33,840.00 USD           35,532.00 USD
 
                                   
Total Liability Amount
                              35,532.00 USD
 
                                   
5818555963
  DO DO FASHION LTD..   Sight   12/23/2008   35,800.28 USD     5/5          
1249JG83371
  HONG KONG       02/02/2009   35,800.28 USD           37,590.29 USD
 
                                   
Total Liability Amount
                              37,590.29 USD
 
                                   
5818555964
  DO DO FASHION LTD..   Sight   12/23/2008   85,230.50 USD     5/5          
1250JG83372
  HONG KONG       02/02/2009   85,230.50 USD           89,492.03 USD
 
                                   
Total Liability Amount
                              89,492.03 USD
 
                                   
5818555965
  DO DO FASHION LTD..   Sight   12/23/2008   44,659.84 USD     5/5          
1251JG83373
  HONG KONG       02/02/2009   44,659.84 USD           46,892.83 USD
 
                                   
Total Liability Amount
                              46,892.83 USD
 
                                   
5818555966
  LUNG KAE GARMENT COMPANY   Sight   12/23/2008   9,124.48 USD     5/5          
1252JG83374
  HONG KONG       02/02/2009   9,124.48 USD           9,580.70 USD
 
                                   
Total Liability Amount
                              9,580.70 USD
 
                                   
5818555967
  LUNG KAE GARMENT COMPANY   Sight   12/23/2008   46,330.44 USD     5/5          
1253JG83375
  HONG KONG       02/02/2009   46,330.44 USD           48,646.96 USD
 
                                   
Total Liability Amount
                              48,646.96 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   40 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
                     
Customer ID
  949148       Branch Code   712    
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555968
  LUNG KAE GARMENT COMPANY   Sight   12/23/2008   13,553.90 USD     5/5          
1254JG83376
  HONG KONG       02/09/2009   13,553.90 USD           14,231.60 USD
 
                                   
Total Liability Amount
                              14,231.60 USD
 
                                   
5818555969
  SHENXIN TEXTILE INDUSTRIAL (HK) LTD   Sight   12/23/2008   138,558.10 USD     5/5          
1255JG83377
  HONG KONG       01/26/2009   138,558.10 USD           145,486.01 USD
 
                                   
Total Liability Amount
                              145,486.01 USD
 
                                   
5818555970
  FASTWELL KNITWEAR MANUFACTURING   Sight   12/23/2008   62,390.40 USD     5/5          
1256JG83378
  HONG KONG       04/15/2009   62,390.40 USD           65,509.92 USD
 
                                   
Total Liability Amount
                              65,509.92 USD
 
                                   
5818555971
  CHINAMINE TRADING LTD.   Sight   12/23/2008   31,448.76 USD     5/5          
1257JG83396
  HONG KONG       03/16/2009   31,448.76 USD           33,021.20 USD
 
                                   
Total Liability Amount
                              33,021.20 USD
 
                                   
5818555972
  METRO LEGEND LTD   Sight   12/23/2008   16,773.95 USD     5/5          
1258JG83398
  HONG KONG       02/05/2009   16,773.95 USD           17,612.65 USD
 
                                   
Total Liability Amount
                              17,612.65 USD
 
                                   
5818555973
  P.T. MASTERINDO JAYA ABADI..   Sight   12/23/2008   61,174.68 USD     5/5          
1259JG83399
  REPUBLIC OF INDONESIA       02/10/2009   61,174.68 USD           64,233.41 USD
 
                                   
Total Liability Amount
                              64,233.41 USD
 
                                   
5818555974
  LUNG KAE GARMENT COMPANY   Sight   12/23/2008   113,875.81 USD     5/5          
1260JG83400
  HONG KONG       02/02/2009   113,875.81 USD           119,569.60 USD
 
                                   
Total Liability Amount
                              119,569.60 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   41 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
Customer Name
  949148
KASPERASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                             
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555975
  FASTWELL KNITWEAR   Sight   12/23/2008   31,816.54 USD   5/5    
 
  MANUFACTURING                        
1261JG83407
  HONG KONG       02/02/2009   31,816.54 USD       33,407.37 USD
 
                           
Total Liability Amount
                          33,407.37 USD
 
                           
5818555976
  KATTIE FASHION (HONG   Sight   12/23/2008   50,491.32 USD   5/5    
 
  KONG) LIMITED                        
1262JG83410
  HONG KONG       04/06/2009   50,491.32 USD       53,015.89 USD
 
                           
Total Liability Amount
                          53,015.89 USD
 
                           
5818555977
  KWIN HING KNITTING   Sight   12/23/2008   270,791.74 USD   5/5    
 
  FACTORY LTD,,                        
1263JG83415
  HONG KONG       01/28/2009   270,791.74 USD       284,331.33 USD
 
                           
Total Liability Amount
                          284,331.33 USD
 
                           
5818555978
  KWIN HING KNITTING   Sight   12/23/2008   87,845.35 USD   5/5    
 
  FACTORY LTD,,                        
1264JG83422
  HONG KONG       02/09/2009   87,845.35 USD       92,237.62 USD
 
                           
Total Liability Amount
                          92,237.62 USD
 
                           
5818555979
  PAK TAK   Sight   12/23/2008   33,535.84 USD   5/5    
 
  KNITTING/GARMENT FTY.                        
 
  LTD.                        
1265JG83426
  HONG KONG       01/28/2009   33,535.84 USD       35,212.63 USD
 
                           
Total Liability Amount
                          35,212.63 USD
 
                           
5818555980
  TAI KEI KNITTERS LTD.   Sight   12/23/2008   101,808.44 USD   5/5    
1266JG83429
  HONG KONG       04/06/2009   101,808.44 USD       106,898.86 USD
 
                           
Total Liability Amount
                          106,898.86 USD
 
                           
5818555981
  PAK TAK   Sight   12/26/2008   78,546.82 USD   5/5    
 
  KNITTING/GARMENT FTY.                        
 
  LTD.                        
1267JG83431
  HONG KONG       02/09/2009   78,546.82 USD       82,474.16 USD
 
                           
Total Liability Amount
                          82,474.16 USD
 
                           
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   42 of 54


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555982
  CHINAMINE TRADING LTD.   Sight   12/23/2008   67,348.03 USD     5/5          
1268JG83435
  HONG KONG       02/07/2009   67,348.03 USD           70,715.43 USD
 
                                   
Total Liability Amount
                              70,715.43 USD
 
                                   
5818555983
  TONGLU SPRING RIVER KNITTING CO LTD   Sight   12/23/2008   148,005.76 USD     5/5          
1269JG83438
  PEOPLE’S REPUBLIC OF CHINA       01/28/2009   148,005.76 USD           155,406.05 USD
 
                                   
Total Liability Amount
                              155,406.05 USD
 
                                   
5818555984
  FORNTON KNITTING CO LTD..   Sight   12/23/2008   123,941.22 USD     5/5          
1270JK83380
  HONG KONG       01/30/2009   123,941.22 USD           130,138.28 USD
 
                                   
Total Liability Amount
                              130,138.28 USD
 
                                   
5818555985
  KWIN HING KNITTING FACTORY LTD,,   Sight   12/23/2008   189,870.66 USD     5/5          
1271JK83382
  HONG KONG       01/30/2009   189,870.66 USD           199,364.19 USD
 
                                   
Total Liability Amount
                              199,364.19 USD
 
                                   
5818555986
  FOOK TIN GARMENT MFR LTD 7/F PO   Sight   12/23/2008   83,796.64 USD     5/5          
1272JK83385
  HONG KONG       01/26/2009   83,796.64 USD           87,986.47 USD
 
                                   
Total Liability Amount
                              87,986.47 USD
 
                                   
5818555987
  TAI KEI KNITTERS LTD.   Sight   12/23/2008   18,518.40 USD     5/5          
1273JK83401
  HONG KONG       02/04/2009   18,518.40 USD           19,444.32 USD
 
                                   
Total Liability Amount
                              19,444.32 USD
 
                                   
5818555988
  AEC KOREA CO., LTD   Sight   12/23/2008   284,394.70 USD     5/5          
1274AEC20082
  REPUBLIC OF KOREA       03/12/2009   284,394.70 USD           298,614.44 USD
 
                                   
Total Liability Amount
                              298,614.44 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   43 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555989
  ATRACO INDUSTRIAL ENTERPRISES   Sight   12/23/2008   44,526.28 USD     5/5          
1275JG00164
  UNITED ARAB EMIRATES (UAE)       01/13/2009   44,526.28 USD           46,752.59 USD
 
                                   
Total Liability Amount
                              46,752.59 USD
 
                                   
5818555990
  PT. UNGARAN SARI GARMENTS.   Sight   12/23/2008   11,490.00 USD     5/5          
1276JWD12178
  REPUBLIC OF INDONESIA       01/20/2009   11,490.00 USD           12,064.50 USD
 
                                   
Total Liability Amount
                              12,064.50 USD
 
                                   
5818555991
  PT. UNGARAN SARI GARMENTS.   Sight   12/23/2008   58,578.18 USD     5/5          
1277JWS12178
  REPUBLIC OF INDONESIA       02/10/2009   58,578.18 USD           61,507.09 USD
 
                                   
Total Liability Amount
                              61,507.09 USD
 
                                   
5818555993
  DO DO FASHION LTD..   Sight   12/23/2008   211,364.40 USD     5/5          
1278DD049-08
  HONG KONG       02/04/2009   211,364.40 USD           221,932.62 USD
 
                                   
Total Liability Amount
                              221,932.62 USD
 
                                   
5818555994
  EPIC DESIGNERS VIETNAM LTD.   Sight   12/24/2008   179,159.56 USD     5/5          
1279EPIC666U
  SOCIALIST REPUBLIC OF VIETNAM       01/20/2009   179,159.56 USD           188,117.54 USD
 
                                   
Total Liability Amount
                              188,117.54 USD
 
                                   
5818555995
  HIGH FASHION GARMENTS CO. LTD..   Sight   12/23/2008   148,778.94 USD     5/5          
1280HF08608
  HONG KONG       03/14/2009   148,778.94 USD           156,217.89 USD
 
                                   
Total Liability Amount
                              156,217.89 USD
 
                                   
5818555996
  HONG KONG WINTAI GARMENT LTD   Sight   12/23/2008   108,712.60 USD     5/5          
1281LCEP08
  HONG KONG       01/30/2009   108,712.60 USD           114,148.23 USD
 
                                   
Total Liability Amount
                              114,148.23 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   44 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818555997
  INJAE TRADING COMPANY   Sight   12/23/2008   120,959.48 USD     5/5          
1282IJ1217116
  HONG KONG       02/06/2009   120,959.48 USD           127,007.45 USD
 
                                   
Total Liability Amount
                              127,007.45 USD
 
                                   
5818555998
  KCC TRADING INC.   Sight   12/23/2008   46,497.44 USD     5/5          
1283TH1218081
  UNITED STATES OF AMERICA       02/14/2009   46,497.44 USD           48,822.31 USD
 
                                   
Total Liability Amount
                              48,822.31 USD
 
                                   
5818555999
  SEJEE COMPANY LTD.   Sight   12/23/2008   87,655.50 USD     5/5          
12849S5602U
  HONG KONG       02/06/2009   87,655.50 USD           92,038.28 USD
 
                                   
Total Liability Amount
                              92,038.28 USD
 
                                   
5818556000
  SEJEE COMPANY LTD.   Sight   12/23/2008   17,605.32 USD     5/5          
12859S5629U
  HONG KONG       03/17/2009   17,605.32 USD           18,485.59 USD
 
                                   
Total Liability Amount
                              18,485.59 USD
 
                                   
5818556001
  SEJEE COMPANY LTD.   Sight   12/23/2008   634,938.10 USD     5/5          
12869S7329
  HONG KONG       01/09/2009   634,938.10 USD           666,685.01 USD
 
                                   
Total Liability Amount
                              666,685.01 USD
 
                                   
5818556002
  EXCELLENT JADE LIMITED   Sight   12/23/2008   130,549.50 USD     5/5          
1287A697374
  HONG KONG       01/13/2009   130,549.50 USD           137,076.98 USD
 
                                   
Total Liability Amount
                              137,076.98 USD
 
                                   
5818556003
  EXCELLENT JADE LIMITED   Sight   12/23/2008   10,587.92 USD     5/5          
1288A778476
  HONG KONG       02/17/2009   10,587.92 USD           11,117.32 USD
 
                                   
Total Liability Amount
                              11,117.32 USD
 
                                   
5818556004
  EXCELLENT JADE LIMITED   Sight   12/23/2008   44,746.91 USD     5/5          
1289AKY7875
  HONG KONG       02/07/2009   44,746.91 USD           46,984.26 USD
 
                                   
Total Liability Amount
                              46,984.26 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   45 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818556005
  EXCELLENT JADE LIMITED   Sight   12/23/2008   33,953.00 USD     5/5          
1290AN1K049
  HONG KONG       02/10/2009   33,953.00 USD           35,650.65 USD
 
                                   
Total Liability Amount
                              35,650.65 USD
 
                                   
5818556006
  EXCELLENT JADE LIMITED   Sight   12/23/2008   479,373.82 USD     5/5          
1291JNOQ556
  HONG KONG       02/10/2009   479,373.82 USD           503,342.51 USD
 
                                   
Total Liability Amount
                              503,342;51 USD
 
                                   
5818556007
  EXCELLENT JADE LIMITED   Sight   12/23/2008   101,633.32 USD     5/5          
1292JNOQ559
  HONG KONG       01/30/2009   101,633.32 USD           106,714.99 USD
 
                                   
Total Liability Amount
                              106,714.99 USD
 
                                   
5818556008
  EXCELLENT JADE LIMITED   Sight   12/23/2008   333,420.46 USD     5/5          
1293JNOR1360
  HONG KONG       02/17/2009   333,420.46 USD           350,091.48 USD
 
                                   
Total Liability Amount
                              350,091.48 USD
 
                                   
5818556009
  EXCELLENT JADE LIMITED   Sight   12/23/2008   121,913.16 USD     5/5          
1294JNOT601
  HONG KONG       02/03/2009   121,913.16 USD           128,008.82 USD
 
                                   
Total Liability Amount
                              128,008.82 USD
 
                                   
5818556010
  EXCELLENT JADE LIMITED   Sight   12/23/2008   29,371.92 USD     5/5          
1295JYPC804
  HONG KONG       01/27/2009   29,371.92 USD           30,840.52 USD
 
                                   
Total Liability Amount
                              30,840.52 USD
 
                                   
5818556011
  SLITHER LTD.   Sight   12/24/2008   44,217.74 USD     5/5          
1296JG83389
  HONG KONG       02/03/2009   44,217.74 USD           46,428.63 USD
 
                                   
Total Liability Amount
                              46,428.63 USD
 
                                   
5818556012
  KING STAR GARMENT INTERNATIONAL   Sight   12/24/2008   199,795.12 USD     5/5          
1297JG83439
  TAIWAN, PROVINCE OF ROC       01/30/2009   199,795.12 USD           209,784.88 USD
 
                                   
Total Liability Amount
                              209,784.88 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   46 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818556013
  KING STAR GARMENT INTERNATIONAL   Sight   12/24/2008   890,132.80 USD     5/5          
1298JG83441
  TAIWAN, PROVINCE OF ROC       01/31/2009   890,132.80 USD           934,639.44 USD
 
                                   
Total Liability Amount
                              934,639.44 USD
 
                                   
5818556014
  TY FASHION INTERNATIONAL CO., LTD   Sight   12/24/2008   95,802.48 USD     5/5          
1299JG83443
  TAIWAN, PROVINCE OF ROC       03/14/2009   95,802.48 USD           100,592.60 USD
 
                                   
Total Liability Amount
                              100,592.60 USD
 
                                   
5818556015
  TY FASHION INTERNATIONAL CO., LTD   Sight   12/24/2008   30,000.00 USD     5/5          
1300JG83444
  TAIWAN, PROVINCE OF ROC       04/25/2009   30,000.00 USD           31,500.00 USD
 
                                   
Total Liability Amount
                              31,500.00 USD
 
                                   
5818556016
  TY FASHION INTERNATIONAL CO., LTD   Sight   12/24/2008   62,550.00 USD     5/5          
1301JG83445
  TAIWAN, PROVINCE OF ROC       03/28/2009   62,550.00 USD           65,677.50 USD
 
                                   
Total Liability Amount
                              65,677.50 USD
 
                                   
5818556017
  CRYSTALCLEAR WEALTH LTD.   Sight   12/24/2008   53,790.00 USD     5/5          
1302JG83447
  TAIWAN, PROVINCE OF ROC       02/28/2009   53,790.00 USD           56,479.50 USD
 
                                   
Total Liability Amount
                              56,479.50 USD
 
                                   
5818556018
  TRIPLE AAPPAREL LIMITED   Sight   12/24/2008   44,715.00 USD     5/5          
1303JG83448
  HONG KONG       03/15/2009   44,715.00 USD           46,950.75 USD
 
                                   
Total Liability Amount
                              46,950.75 USD
 
                                   
5818556019
  TRIPLE AAPPAREL LIMITED   Sight   12/24/2008   37,577.40 USD     5/5          
1304JG83450
  HONG KONG       04/14/2009   37,577.40 USD           39,456.27 USD
         
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   47 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
 
                                   
Total Liability Amount
                              39,456.27 USD
 
                                   
5818556020
  KATTIE FASHION (HONG KONG) LIMITED   Sight   12/24/2008   47,916.00 USD     5/5          
1305JG83465
  HONG KONG       03/11/2009   47,916.00 USD           50,311.80 USD
 
                                   
Total Liability Amount
                              50,311.80 USD
 
                                   
5818556021
  SHENXIN TEXTILE INDUSTRIAL (HK) LTD   Sight   12/24/2008   205,782.00 USD     5/5          
1306JG83472
  HONG KONG       02/02/2009   205,782.00 USD           216,071.10 USD
 
                                   
Total Liability Amount
                              216,071.10 USD
 
                                   
5818556022
  FASTWELL KNITWEAR MANUFACTURING   Sight   12/24/2008   40,386.60 USD     5/5          
1307JG83474
  HONG KONG       01/28/2009   40,386.60 USD           42,405.93 USD
 
                                   
Total Liability Amount
                              42,405.93 USD
 
                                   
5818556023
  WINNER WAY INDUSTRIAL LTD..FLAT/RM   Sight   12/24/2008   87,644.00 USD     5/5          
1308JG83475
  HONG KONG       01/28/2009   87,644.00 USD           92,026.20 USD
 
                                   
Total Liability Amount
                              92,026.20 USD
 
                                   
5818556024
  WILFORD KNITWEAR FACTORY LIMITED.   Sight   12/24/2008   11,580.00 USD     5/5          
1309JG83477
  HONG KONG       01/28/2009   11,580.00 USD           12,159.00 USD
 
                                   
Total Liability Amount
                              12,159.00 USD
 
                                   
5818556025
  FORTUNE MINT LIMITED, FLAT 9B,2/F   Sight   12/24/2008   82,735.70 USD     5/5          
1310JG83478
  HONG KONG       02/04/2009   82,735.70 USD           86,872,49 USD
 
                                   
Total Liability Amount
                              86,872.49 USD
 
                                   
5818556026
  UNITEX FASHION (KNITWEAR) LIMITED   Sight   12/24/2008   120,777.46 USD     5/5          
1311JG83479
  HONG KONG       02/04/2009   120,777.46 USD           126,816.33 USD
 
                                   
Total Liability Amount
                              126,816.33 USD
 
                                   
Report Date 12/29/2008 08:41:04 (EST)   OUTSTANDING IMPORT LETTERS OF CREDIT   48 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount          
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818556027
  FORTUNE MINT LIMITED, FLAT 9B,2/F   Sight   12/24/2008   106,139.75 USD     5/5          
1312JK83452
  HONG KONG       04/01/2009   106,139.75 USD           111,446.74 USD
 
                                   
Total Liability Amount
                              111,446.74 USD
 
                                   
5818556028
  WONDERFUL INTL GROUP HK LTD.   Sight   12/24/2008   362,889.25 USD     5/5          
1313JK83454
  HONG KONG       01/27/2009   362.889.25 USD           381,033.71 USD
 
                                   
Total Liability Amount
                              381,033.71 USD
 
                                   
5818556029
  NINGBO FANHUA IMP AND EXP CO., LTD   Sight   12/24/2008   81,519.72 USD     5/5          
1314JK83455
  PEOPLE'S REPUBLIC OF CHINA       01/27/2009   81,519.72 USD           85,595.71 USD
 
                                   
Total Liability Amount
                              85,595.71 USD
 
                                   
5818556030
  LAI KO KNITTING FACTORY LIMITED   Sight   12/24/2008   36,855.00 USD     5/5          
1315JK83456
  HONG KONG       03/18/2009   36,855.00 USD           38,697.75 USD
 
                                   
Total Liability Amount
                              38,697.75 USD
 
                                   
5818556032
  J-TEX GARMENT CO., LTD   Sight   12/24/2008   88,376.58 USD     5/5          
1317JTSPBIM
  HONG KONG       02/02/2009   88,376.58 USD           92,795.41 USD
 
                                   
Total Liability Amount
                              92,795.41 USD
 
                                   
5818556033
  INJAE TRADING COMPANY   Sight   12/24/2008   44,974.00 USD     5/5          
1318IJ1217140
  HONG KONG       02/11/2009   44,974.00 USD           47,222.70 USD
 
                                   
Total Liability Amount
                              47,222.70 USD
 
                                   
5818556034
  SEJEE COMPANY LTD.   Sight   12/24/2008   164,638.27 USD     5/5          
13199S56223U
  HONG KONG       04/01/2009   164,638.27 USD           172,870.18 USD
 
                                   
Total Liability Amount
                              172,870.18 USD
 
                                   
5818556035
  EXCELLENT JADE LIMITED   Sight   12/24/2008   24,066.24 USD     5/5          
1320JNOR264
  HONG KONG       02/10/2009   24,066.24 USD           25,269.55 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   49 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
Total Liability Amount
                              25,269.55 USD
 
                                   
5818556037
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/29/2008   65,394.83 USD     5/5          
1322TRICH147
  MACAU       02/07/2009   65,394.83 USD           68,664.57 USD
 
                                   
Total Liability Amount
                              68,664.57 USD
 
                                   
5818556039
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/29/2008   57,654.00 USD     5/5          
1324TRICH151
  MACAU       02/03/2009   57,654.00 USD           60,536.70 USD
 
                                   
Total Liability Amount
                              60,536.70 USD
 
                                   
5818556040
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/29/2008   71,004.80 USD     5/5          
1325TRIVN121
  MACAU       02/26/2009   71,004.80 USD           74,555.04 USD
 
                                   
Total Liability Amount
                              74,555.04 USD
 
                                   
5818556041
  TRISTATE TRADING LTD MACAO COMM.   Sight   12/26/2008   24,645.20 USD     5/5          
1326TRIVN122
  MACAU       02/09/2009   24,645.20 USD           25,877.46 USD
 
                                   
Total Liability Amount
                              25,877.46 USD
 
                                   
5818556044
  UNIVERSAL EXPRESS GARMENTS LTD.,   Sight   12/29/2008   43,313.94 USD     5/5          
1329KP1219A
  HONG KONG       01/25/2009   43,313.94 USD           45,479.64 USD
 
                                   
Total Liability Amount
                              45,479.64 USD
 
                                   
5818556045
  DONG HAN INTERNATIONAL CO., LTD.   Sight   12/24/2008   20,553.50 USD     5/5          
1330AK08042
  REPUBLIC OF KOREA       02/01/2009   20,553.50 USD           21,581.18 USD
 
                                   
Total Liability Amount
                              21,581.18 USD
 
                                   
5818556050
  POONG IN TRADING CO., LTD..19F ACE   Sight   12/24/2008   174,989.64 USD     5/5          
1335MK1222C
  REPUBLIC OF KOREA       02/06/2009   174,989.64 USD           183,739.12 USD
 
                                   
Total Liability Amount
                              183,739.12 USD
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   50 of 54

 


 

     
Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount        
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818556052
  POONG IN TRADING CO., LTD..19F ACE   Sight   12/24/2008   8,240.64 USD     5/5          
1336MK1222D
  REPUBLIC OF KOREA       02/22/2009   8,240.64 USD           8,652.67 USD
 
                                   
Total Liability Amount
                              8,652.67 USD
 
                                   
5818556053
  SAMKWANG APPAREL CORP.   Sight   12/24/2008   6,017.82 USD     5/5          
1337MK1222F
  REPUBLIC OF KOREA       02/16/2009   6,017.82 USD           6,318.71 USD
 
                                   
Total Liability Amount
                              6,318.71 USD
 
                                   
5818556054
  HYUNJIN APPAREL CO., LTD.   Sight   12/24/2008   80,897.44 USD     5/5          
1338NWS1219
  REPUBLIC OF KOREA       01/12/2009   80,897.44 USD           84,942.31 USD
 
                                   
Total Liability Amount
                              84,942.31 USD
 
                                   
5818556055
  JUNG KWANG IND. CO., LTD.   Sight   12/26/2008   32,004.00 USD     5/5          
1339YJ1218A
  REPUBLIC OF KOREA       02/18/2009   32,004.00 USD           33,604.20 USD
 
                                   
Total Liability Amount
                              33,604.20 USD
 
                                   
5818556057
  EUHA INTERNATIONAL LTD.   Sight   12/26/2008   40,446.12 USD     5/5          
1341YJ1218C
  REPUBLIC OF KOREA       03/07/2009   40,446.12 USD           42,468.43 USD
 
                                   
Total Liability Amount
                              42,468.43 USD
 
                                   
5818556058
  NURIAN INTERNATIONAL INC.   Sight   12/29/2008   57,024.00 USD     5/5          
1342YJ1218D
  REPUBLIC OF KOREA       03/07/2009   57,024.00 USD           59,875.20 USD
 
                                   
Total Liability Amount
                              59,875.20 USD
 
                                   
5818556060
  HONGS INTERNATIONAL LIMITED   Sight   12/26/2008   36,914.55 USD     5/5          
1344YJ1218F
  REPUBLIC OF KOREA       03/02/2009   36,914.55 USD           38,760.28 USD
 
                                   
Total Liability Amount
                              38,760.28 USD
 
                                   
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   51 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
             
Customer ID
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                                     
LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount            
Importer Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount   Credit Tolerance+/-%   Liability Amount
5818556063
  POONG IN TRADING CO., LTD.   Sight   12/24/2008   109,787.30 USD                
1347YJ1219B
  REPUBLIC OF KOREA       03/08/2009   109,787.30 USD     5/5     115,276.67 USD
 
                                   
Total Liability Amount
                              115,276.67 USD
 
                                   
5818556064
  SAMKWANG APPAREL CORP..   Sight   12/24/2008   91,018.72 USD                
1348YJ1219C
  REPUBLIC OF KOREA       03/16/2009   91,018.72 USD     5/5     95,569.66 USD
 
                                   
Total Liability Amount
                              95,569.66 USD
 
                                   
5818556066
  SHENXIN TEXTILE INDUSTRIAL (HK) LTD   Sight   12/24/2008   51,622.24 USD                
1350JG83337
  HONG KONG       01/19/2009   51,622.24 USD     5/5     54,203.35 USD
 
                                   
Total Liability Amount
                              54,203.35 USD
 
                                   
5818556067
  SHENXIN TEXTILE INDUSTRIAL (HK) LTD   Sight   12/24/2008   72,618.00 USD                
1351JG83383
  HONG KONG       02/02/2009   72,618.00 USD     5/5     76,248.90 USD
 
                                   
Total Liability Amount
                              76,248.90 USD
 
                                   
5818556068
  ARTIF GARMENT FACTORY   Sight   12/24/2008   105,121.12 USD                
1352JG83395
  HONG KONG       02/02/2009   105,121.12 USD     5/5     110,377.18 USD
 
                                   
Total Liability Amount
                              110,377.18 USD
 
                                   
5818556069
  KWIN HING KNITTING FACTORY LTD,,   Sight   12/24/2008   32,712.75 USD                
1353JK83453
  HONG KONG       03/11/2009   32,712.75 USD     5/5     34,348.39 USD
 
                                   
Total Liability Amount
                              34,348.39 USD
 
                                   
5818556071
  SEOHAP CO. LTD.   Sight   12/24/2008   30,307.56 USD                
1354JWSO1219
  REPUBLIC OF KOREA       03/14/2009   30,307.56 USD     5/5     31,822.94 USD
 
                                   
Total Liability Amount
                              31,822.94 USD
 
   
Count for     949148
            373                
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   52 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
                         
Count for All Customer IDs
            373          
 
 
                       
Total Outstanding Amount
  USD           42,246,424.14 USD  
 
 
                       
Total Liability Amount
  USD           44,580,026.36 USD  
         
Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LETTERS OF CREDIT   53 of 54

 


 

Outstanding Import Letters of Credit by LC Reference
         
SELECTION CRITERIA        
 
Customer ID
   949148    712
Group By
  LC Reference    
User
  JACKIE   STAHL
Share
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Report Date 12/29/2008 08:41:04 (EST)
  OUTSTANDING IMPORT LEITERS OF CREDIT   54 of 54

 


 

Schedule 7.1(b)
SCHEDULE 7.1(b)
Subsidiaries and Capitalization
                         
    State/Country            
    of   Type of   Shares   Shares Issued and
Name of Corporation   Incorporation   Shares   Authorized   Outstanding
Apparel Testing Services, Inc.
  New Jersey   Common     1,000       100  
Asia Expert Limited
  Hong Kong   $HK     500,000       1,000  
Energie Knitwear, Inc.
  Delaware   Common     200       200  
Exportex de Mexico, S.A. de C.V.
  Mexico   Common     1,000       1,000  
Import Technology of Texas, Inc.
  Texas   Common     500,000       1,000  
Jones Apparel Group, Inc.
  Pennsylvania   Common     201,000,000       86,571,939*  
Jones Apparel Group Canada, LP
  Canada               Jones Canada, Inc. owns .1%
and Jones Apparel Group Canada ULC owns 476
partnership units
Jones Apparel Group Canada ULC
  Canada   Common     100,000,000       71,500  
Jones Apparel Group Holdings, Inc.
  Delaware   Common     1,000       1,000  
Jones Apparel Group USA, Inc.
  Delaware   Common     1,000       100  
Jones Canada, Inc.
  Canada   Common   Unlimited     100  
Jones Distribution Corporation
  Delaware   Common     200       200  
Jones Holding Inc.
  Delaware   Common     1,000       100  
Jones International Limited
  Hong Kong   Common     100       100  
Jones Investment Co. Inc.
  Delaware   Common     200       100  
 
      Common     15,000       10,000  
Jones Jeanswear Group, Inc. (formerly known as McNaughton Apparel Group Inc.)
  New York   Preferred A     200,000       200,000  
      Preferred B
 
    100,000
 
      100,000
 
 
Jones Management Service Company
  Delaware   Common     1,000       1,000  

 


 

                         
    State/Country            
    of   Type of   Shares   Shares Issued and
Name of Corporation   Incorporation   Shares   Authorized   Outstanding
Jones Retail Corporation
  New Jersey   Common     1,000       100  
L.E.I. Group, Inc.
  Delaware   Common     200       200  
Maxwell Footwear of California, Inc.
  Delaware   Common     1,000       1,000  
Nine West Accessories (HK) Limited
  Hong Kong   Ordinary     10,000       2  
Nine West Development Corporation
  Delaware   Common     3,000       1,000  
Nine West Footwear Corporation
  Delaware   Common     3,000       1,000  
Nine West Melbourne Pty. Ltd.
  Australia   Ordinary     100,000       100  
Rachel Roy IP Company LLC
  Delaware   Membership
Interests
          Jones Investment Co. Inc.
holds 50% membership
interests; Royale Etenia LLC
(a non-subsidiary Delaware
LLC) holds 50% membership
interests
Victoria + Co Ltd.
  Rhode Island   Common     50,000       3,405  

2


 

Schedule 7.1(p)
                         
                    Reclassed to  
                    short-term  
                    portion of  
    Interest Rate     Balance     long-term debt  
Debt:
                       
Jones Apparel Group USA, Inc.
                       
4.25% Senior Notes due 2009
    4.250 %   $ 249,955,900          
5.125% Senior Notes due 2014
    5.125 %     249,874,875          
6.125% Senior Notes due 2034
    6.125 %     249,619,267          
 
                     
 
Total JAG USA Senior Notes
          $ 749,450,042          
 
Capital Leases (Equipment)
  Various   $ 24,531          
 
Jones Distribution Corporation
                       
 
Capital Lease (Virginia warehouse)
  Various   $ 21,572,137          
 
Jones Management Service Company
                       
 
Capital Leases (Computer Equipment)
  Various   $ 2,908,180          
Capital Lease (Bristol 180 building)
  Various   $ 8,369,125          
 
Intercompany Debt:
                       
 
Jones Apparel Group USA, Inc.
                       
Due to Nine West
          $ 1,427,066,351          
Due to Jones Canada
            97,245          
Due to Jones Jeanswear Group
            171,572,255          
Due to Jones Apparel Group Holdings
            532,773,068          
Due to Jones Holding, Inc.
            53,077,518          
Due to Rachel Roy IP Company
            35,483          
Due to Apparel Testing Services, Inc.
            2,862,507          
 
                     
 
                  $ 2,187,484,427  
 
Nine West Footwear Corporation
                       
Due to Jones Retail Corporation
            1,855,541,434          
Due to Jones Canada
            3,125          
Due to Nine West International — Italy
            856,571          
Due to Nine West Development
            307,859,209          
Due to Jones Management Service Co.
            137,133,547          
Due to Jones Apparel Group Holdings
            2,017,922          
Due to Jones Investment Co., Inc.
            694,143          
 
                     
 
                    2,304,105,951  

 


 

                         
                    Reclassed to  
                    short-term  
                    portion of  
    Interest Rate     Balance     long-term debt  
Jones Jeanswear Group, Inc.
                       
Due to Jones Apparel Group, Inc.
            44,016,364          
Due to Jones Management Service Co.
            130,427,996          
Due to Apparel Testing Services, Inc.
            560,423          
Due to Jones International Limited
            9,692,365          
Due to Nine West Development
            14,631,453          
Due to Nine West Footwear Corporation
            17,049,135          
Due to Victoria + Co Limited
            571,808          
Due to Jones Retail Corporation
            4,650,699          
 
                     
 
                    221,600,243  
 
Jones Retail Corporation
                       
Due to Jones Apparel Group USA, Inc.
            1,154,815,956          
Due to Jones Apparel Group, Inc.
            29,183,309          
Due to Nine West Development
            29,049,112          
Due to Victoria
            518,718          
Due to Jones Management Service Co.
            61,182,832          
 
                     
 
                    1,274,749,927  
 
Jones Apparel Group Canada, Inc.
                       
Due to Jones Holding, Inc.
            3,747,685          
Due to Jones Apparel Group, Inc.
            57,571          
Due to Jones International Limited
            3,980          
Due to Jones Management Service Co.
            518,157          
Due to Jones Jeanswear
            199,397,776          
 
                     
 
                    203,725,169  
 
Victoria + Co Limited
                       
Due to Jones Apparel Group, Inc.
            3,846,164          
Due to Nine West Footwear Corp.
            10,473,969          
Due to Nine West Development
            6,872,045          
Due to Jones Management Service Co.
            51,889,459          
Due to Jones Investment Co., Inc.
            10,158,004          
 
                     
 
                    83,239,641  
 
Jones Investment Co., Inc.
                       
Due to Jones Apparel Group USA, Inc.
            61,499,705          
Due to Jones Canada
            7,615          
Due to Jones Retail Corporation
            17,943,223          
Due to Jones Jeanswear
            72,623,720          
Due to Apparel Testing Services, Inc.
            130,000          
 
                     
 
                    152,204,263  
 
Jones Management Service Co.
                       
Due to Jones Apparel Group USA, Inc.
            178,991,176          
Due to Nine West Development
            101,169,479          
Due to Jones Investment Co., Inc.
            141,914,504          
Due to Jones Apparel Group Holdings
            11,612,021          

2


 

                         
                    Reclassed to  
                    short-term  
                    portion of  
    Interest Rate     Balance     long-term debt  
Due to Jones International Limited
            1,363,853          
 
                     
 
                    435,051,033  
 
Jones Apparel Group Holdings, Inc.
                       
Due to Jones Apparel Group, Inc.
            7,894,371          
Due to Jones Retail Corporation
            23,667,940          
Due to Nine West Development
            585,345          
Due to Jones Investment Co., Inc.
            258,586,559          
 
                     
 
                    290,734,215  
 
Nine West Development Corp.
                       
Due to Jones Investment Co., Inc.
            17,021,187          
Due to Jones Apparel Group USA, Inc.
            74,155,562          
 
                     
 
                    91,176,749  
 
Nine West Accessories (HK) Limited
                       
Due to Jones Apparel Group USA, Inc.
            2,890          
Due to Jones Retail Corporation
            36,326          
Due to Nine West Footwear Corp.
            1,863,319          
 
                     
 
                    1,902,535  
 
Nine West International — Italy
                       
Due to Jones Apparel Group USA, Inc.
            13,213          
Due to Jones Retail Corporation
            148,189          
 
                     
 
                    161,402  
 
Jones International Limited
                       
Due to Jones Apparel Group USA, Inc.
            701,289          
Due to Jones Apparel Group, Inc.
            243,344          
 
                     
 
                    944,633  
 
Jones Apparel Group, Inc.
                       
Due to Jones Management Service Co.
            603,888          
Due to Jones Apparel Group USA, Inc.
            456,627,393          
 
                     
 
                    457,231,281  
 
                     
 
 
                    7,704,311,469  
 
                     

3


 

Schedule 7.1(q)
Litigation
None.

 


 

Schedule 11.3
Existing Liens
1.  
Liens, if any, in respect of certain computer equipment, POS equipment, warehouse equipment, copiers and other office equipment and office furniture used by the Credit Parties and their Subsidiaries which are subject to leases, which Liens, in the aggregate, do not have a Material Adverse Effect.
 
2.  
Liens, if any, in respect of the intellectual property acquired pursuant to the acquisition by Nine West Group Inc. of the footwear business of The United States Shoe Corporation, which Liens, in the aggregate, do not have a Material Adverse Effect.
 
3.  
Liens, if any, in respect of the real and personal property of Jones Apparel Group USA, Inc. for unpaid taxes, interest, additions and/or penalties owed to the State of Pennsylvania or any subdivision thereof, which Liens, in the aggregate, do not have a Material Adverse Effect; provided that such Liens shall not be permitted to remain outstanding under Section 11.3(h) at any time after the 90th day following the Amendment Date.
 
4.  
Liens, if any, in respect of the accounts receivable and documents related to the accounts receivable, and proceeds of the foregoing, of Victoria + Co. Ltd., which Liens, in the aggregate, do not have a Material Adverse Effect; provided that such Liens shall not be permitted to remain outstanding under Section 11.3(h) at any time after the 90th day following the Amendment Date..

 


 

Schedule 11.4
         
Advances to Contractors:
       
 
Jones Apparel Group USA, Inc.
  $ 4,250,000  
Jones Apparel Group Canada, LP
    908,437  
 
     
 
       
Total Loans and Advances to Contractors
  $ 5,158,437  
 
     
 
 
       
Advances to Employees:
       
 
       
Total Loans and Advances to Employees
  $  
 
     
 
       
Investments:
       
 
       
Investment in GRI (Jones Canada)
  $ 19,604,262  
 
     
 
       
Total Loans and Advances to Contractors
  $ 19,604,262  
 
     

 


 

EXHIBIT A — FORM OF
REVOLVING CREDIT NOTE
          $                                                                                       , 200___
          FOR VALUE RECEIVED, the undersigned JONES APPAREL GROUP USA, INC., a corporation organized under the laws of Delaware, (the “Borrower”), JONES APPAREL GROUP, INC., a corporation organized under the laws of Pennsylvania, JONES APPAREL GROUP HOLDINGS, INC., a corporation organized under the laws of Delaware, JONES RETAIL CORPORATION, a corporation organized under the laws of New Jersey, and NINE WEST FOOTWEAR CORPORATION, a corporation organized under the laws of Delaware (collectively, with the Borrower, the “Debtors”), hereby jointly and severally promise to pay to the order of                     , (the “Lender”), at the place and times provided in the Credit Agreement referred to below, the principal sum of                      DOLLARS ($                    ) or, if less, the aggregate unpaid principal amount of all Revolving Credit Loans made to the Borrower by the Lender pursuant to that certain Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders who are or may become a party thereto (collectively, the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          The unpaid principal amount of Revolving Credit Loans from time to time outstanding is subject to mandatory repayment from time to time as provided in the Credit Agreement and shall bear interest as provided in Section 5.1 of the Credit Agreement. All payments of principal and interest on Revolving Credit Loans shall be payable in lawful currency of the United States of America in immediately available funds to the account designated in the Credit Agreement.
          This Revolving Credit Note (the “Revolving Credit Note”) is entitled to the benefits of, and evidences Obligations incurred under, the Credit Agreement, to which reference is made for a statement of the terms and conditions on which the Borrower is permitted and required to make prepayments and repayments of principal of the Obligations evidenced by this Revolving Credit Note and on which such Obligations may be declared to be immediately due and payable. The obligations of the Debtors under this Revolving Credit Note and the other Loan Documents, and the obligations of the other Granting Parties under the Loan Documents, are secured by the Collateral as provided in the Loan Documents.
          THIS REVOLVING CREDIT NOTE SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.
          The Debt evidenced by this Revolving Credit Note is senior in right of payment to all Subordinated Debt referred to in the Credit Agreement.

 


 

          The Debtors hereby waive all requirements as to diligence, presentment, demand of payment, protest and (except as required by the Credit Agreement) notice of any kind with respect to this Revolving Credit Note.
          IN WITNESS WHEREOF, the undersigned have executed this Revolving Credit Note under seal as of the day and year first above written.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP HOLDINGS, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES RETAIL CORPORATION
 
 
  By:      
    Name:      
    Title:      
 
  NINE WEST FOOTWEAR CORPORATION
 
 
  By:      
    Name:      
    Title:      


 

EXHIBIT B — FORM OF
NOTICE OF REVOLVING CREDIT BORROWING
NOTICE OF REVOLVING CREDIT BORROWING
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Revolving Credit Borrowing is delivered to you under Section 2.2(a) of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby requests that the Lenders make a Revolving Credit Loan to the Borrower in the aggregate principal amount of $                    . (Complete with an amount in accordance with Section 2.2(a) of the Credit Agreement.)
          2. The Borrower hereby requests that such Revolving Credit Loan be made on the following Business Day:                     . (Complete with a Business Day in accordance with Section 2.2(a) of the Credit Agreement).
          3. The Borrower hereby requests that the Revolving Credit Loan bear interest at the following interest rate, plus the Applicable Margin, as set forth below:
             
            Termination Date for Interest
Period (If applicable)
        Interest Period  
Component of Loan   Interest Rate   (LIBOR Rate only)  
 
  Base Rate or LIBOR        
 
  Rate        
          4. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof (including the requested Revolving Credit Loan) does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.

 


 

          5. The Borrower hereby represents and warrants that the conditions specified in Section 6.3 of the Credit Agreement have been satisfied or waived as of the date hereof.
          6. The Borrowing Availability Limit exceeds the aggregate principal amount of the Revolving Credit Loans outstanding after giving effect to the Revolving Credit Loans requested hereby, as set forth in the attached Schedule I [Schedule I to come].
          Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Revolving Credit Borrowing as of the                      day of                     ,           .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      


 

         
EXHIBIT C — FORM OF NOTICE OF
ACCOUNT DESIGNATION
NOTICE OF ACCOUNT DESIGNATION
Dated as of:                     
Wachovia Bank, National Association,
    as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This Notice of Account Designation is delivered to you under Section 2.2(b) of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Administrative Agent is hereby authorized to disburse all Loan proceeds into the following account(s):
         
 
 
 
ABA Routing Number:                                                    
   
 
  Account Number:                                                                  
          2. This authorization shall remain in effect until revoked or until a subsequent Notice of Account Designation is provided by the Borrower to the Administrative Agent.
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Account Designation as of the                      day of                     ,              .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

EXHIBIT D — FORM OF
NOTICE OF PREPAYMENT
NOTICE OF PREPAYMENT
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Prepayment is delivered to you under Section 2.3(c) of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby provides notice to the Administrative Agent that it shall repay the following [Base Rate Loans] and/or [LIBOR Rate Loans]:                     . (Complete with an amount in accordance with Section 2.3(c) of the Credit Agreement.)
          2. The Borrower shall repay the above-referenced Revolving Credit Loans on the following Business Day:                     . (Complete in accordance with Section 2.3(c) of the Credit Agreement.)
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Prepayment as of the                      day of                     ,                     .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

EXHIBIT E — FORM OF
NOTICE OF CONVERSION/CONTINUATION
NOTICE OF CONVERSION/CONTINUATION
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Conversion/Continuation (the “Notice”) is delivered to you under Section 5.2 of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. This Notice is submitted for the purpose of: (Check one and complete applicable information in accordance with the Credit Agreement.)
          Converting all or a portion of a Base Rate Loan into a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
 
  (b)   The principal amount of such Revolving Credit Loan to be converted is $                    .
 
  (c)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
 
  (d)   The requested Interest Period applicable to the converted Revolving Credit Loan is                     .
          Converting all or a portion of a LIBOR Rate Loan into a Base Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    
 
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .

 


 

  (c)   The principal amount of such Revolving Credit Loan to be converted is $                    .
 
  (d)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
          Continuing all or a portion of a LIBOR Rate Loan as a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
 
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .
 
  (c)   The principal amount of such Revolving Credit Loan to be continued is $                    .
 
  (d)   The requested effective date of the continuation of such Revolving Credit Loan is                     .
 
  (e)   The requested Interest Period applicable to the continued Revolving Credit Loan is                     .
          2. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.
          3. The Borrower hereby represents and warrants that no Default or Event of Default (as defined in the Credit Agreement) has occurred and is continuing.
          4. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Conversion/ Continuation as of the                      day of                     ,                     .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT F — FORM OF
OFFICER’S COMPLIANCE CERTIFICATE
OFFICER’S COMPLIANCE CERTIFICATE
          The undersigned, on behalf of JONES APPAREL GROUP USA, INC. (the “Borrower”), hereby certifies to the Administrative Agent and the Lenders, each as defined in the Credit Agreement referred to below, as follows:
          1. This Certificate is delivered to you pursuant to Section 8.2 of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among the Borrower, the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          2. I have reviewed the consolidated financial statements of Jones Apparel Group, Inc. and its Subsidiaries dated as of                      and for the                      period[s] then ended and such statements present fairly in all material respects the consolidated financial condition of Jones Apparel Group, Inc. and its Subsidiaries as of their respective dates and the results of the consolidated operations of Jones Apparel Group, Inc. and its Subsidiaries for the respective period[s] then ended, subject to normal year end adjustments for interim statements.
          3. I have reviewed the terms of the Credit Agreement, and the related Loan Documents and have made, or caused to be made under my supervision, a review in reasonable detail of the transactions and the condition of Jones Apparel Group, Inc. and its Subsidiaries during the accounting period covered by the financial statements referred to in Paragraph 2 above. Such review has not disclosed the existence during or at the end of such accounting period of any condition or event that constitutes a Default or an Event of Default, nor do I have any knowledge of the existence of any such condition or event as at the date of this Certificate [except, if such condition or event existed or exists, describe the nature and period of existence thereof and what action the Borrower has taken, is taking and proposes to take with respect thereto].
          4. Jones Apparel Group, Inc. and its Subsidiaries are in compliance with the financial covenants contained in Article X of the Credit Agreement as shown on Schedule 1.
          5. As of the fiscal period subject of the financial statements described in Paragraph 2 above, the Borrowing Availability Limit was $                    , as shown on Schedule 1.

 


 

          WITNESS the following signature as of the                      day of                     ,                      .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      


 

         
Schedule 1
to
Officer’s Compliance Certificate
[To be provided by Borrower in form reasonably acceptable to the Administrative Agent]

 


 

EXHIBIT G — FORM OF
ASSIGNMENT AND ACCEPTANCE
ASSIGNMENT AND ACCEPTANCE
Dated as of:                     
     Reference is made to the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009, as amended, restated, supplemented or otherwise modified (the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein which are not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                                       & nbsp; (the “Assignor”) and                                           (the “Assignee”) agree as follows:
          1. The Assignor hereby sells and assigns to the Assignee, and the Assignee hereby purchases and assumes from the Assignor, as of the Effective Date (as defined below), a                     % interest in and to all of the Assignor’s interest, rights and obligations with respect to its Revolving Credit Commitment and Revolving Credit Loans (including such percentage of the outstanding L/C Obligations), which percentage represents not less than $5,000,000, unless such percentage equals 100% of such Lender’s Revolving Credit Commitment, and the Assignor thereby retains                     % of its interest therein.
          This Assignment and Acceptance is entered pursuant to, and authorized by, Section 14.10 of the Credit Agreement.
          2. The Assignor (i) represents that, as of the date hereof, its Revolving Credit Commitment Percentage (without giving effect to assignments thereof which have not yet become effective) under the Credit Agreement is                     % and the outstanding balances of its Revolving Credit Loans (including its Revolving Credit Commitment Percentage of the outstanding L/C Obligations) is $                    ; (ii) makes no representation or warranty and assumes no responsibility with respect to any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document or the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Credit Agreement or any other instrument or document furnished pursuant thereto, other than that the Assignor is the legal and beneficial owner of the interest being assigned by it hereunder and that such interest is free and clear of any adverse claim; (iii) makes no representation or warranty and assumes no responsibility with respect to the financial condition of the Borrower or its Subsidiaries or the performance or observance by the Borrower or its Subsidiaries of any of their obligations under the Credit Agreement or any other instrument or document furnished or executed pursuant thereto; and (iv) to the extent it has received Revolving Credit Note(s) from the Borrower, attaches the applicable Revolving Credit Note(s) delivered to it under the Credit Agreement and requests that the Borrower exchange such Revolving Credit Note(s) for new Revolving Credit Notes payable to each of the Assignor and the Assignee as follows:

 


 

             
    Revolving Credit Note Payable to the Order of:   Principal Amount of Note:    
 
           
 
 
 
 
 
   
 
           
 
 
 
 
 
   
          3. The Assignee (i) represents and warrants that it is legally authorized to enter into this Assignment and Acceptance; (ii) confirms that it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to Section 8.1 thereof and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Acceptance; (iii) agrees that it will, independently and without reliance upon the Assignor or any other Lender or the Administrative Agent and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement; (iv) confirms that it is an Eligible Assignee; (v) appoints and authorizes the Administrative Agent to take such action as agent on its behalf and to exercise such powers under the Credit Agreement and the other Loan Documents as are delegated to the Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; (vi) agrees that it will perform in accordance with their terms all the obligations which by the terms of the Credit Agreement and the other Loan Documents are required to be performed by it as a Lender; (vii) agrees to hold all confidential information in accordance with the provisions of Section 14.10(g) of the Credit Agreement; and (viii) includes herewith for the Administrative Agent the forms required by Section 5.11(e) of the Credit Agreement (if not previously delivered).
          4. The effective date for this Assignment and Acceptance shall be as set forth in Section 1 of Schedule 1 hereto (the “Effective Date”), subject to the consents referred to in the following sentence. Following the execution of this Assignment and Acceptance, it will be delivered to the Administrative Agent for, to the extent required by the Credit Agreement, consent by the Borrower and the Administrative Agent and acceptance and recording in the Register.
          5. Upon such consents, acceptance and recording, from and after the Effective Date, (i) the Assignee shall be a party to the Credit Agreement and the other Loan Documents to which Lenders are parties and, to the extent provided in this Assignment and Acceptance, have the rights and obligations of a Lender under each such agreement, and (ii) the Assignor shall, to the extent provided in this Assignment and Acceptance, relinquish its rights and be released from its obligations under the Credit Agreement and the other Loan Documents.
          6. Upon such consents, acceptance and recording, from and after the Effective Date, the Administrative Agent shall make all payments in respect of the interest assigned hereby (including payments of principal, interest, fees and other amounts) to the Assignee. The Assignor and Assignee shall make all appropriate adjustments in payments for periods prior to the Effective Date or with respect to the making of this assignment directly between themselves.
          7. THIS ASSIGNMENT AND ACCEPTANCE SHALL BE DEEMED TO BE A CONTRACT UNDER SEAL AND SHALL BE GOVERNED BY AND CONSTRUED IN


 

ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.


 

           WITNESS the following signatures as of the                       day of                       ,                      .
         
  ASSIGNOR:
 
 
  By:      
  Title:      
       
 
  ASSIGNEE:
 
 
  By:      
  Name:      
  Title:      
 
Acknowledged and Consented to on behalf of the Credit Parties:
         
JONES APPAREL GROUP USA, INC.
 
 
By:      
Name:      
Title:      
 
Consented to and Accepted by:
         
WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent
 
 
By:      
Name:      
Title:      


 

         
Schedule 1
to
Assignment and Acceptance
  1.   Effective Date:                                         ,                     
 
  2.   Assignor’s Interest
Prior to Assignment:
  (a)   Revolving Credit Commitment Percentage
%
  (b)   Outstanding balance of Revolving Credit Loans
$
  (c)   Outstanding balance of Assignor’s Revolving
Credit Commitment Percentage of the
L/C Obligations
$
  3.   Assigned Interest (from Section 1) of:
  (a)   Revolving Credit Loans
%
  4.   Assignee’s Extensions of Credit
After Effective Date:
  (a)   Total outstanding balance of
Assignee’s Revolving Credit Loans
(line 2(b) times line 3(a))
$
  (b)   Total outstanding balance of
Assignee’s Revolving Credit
Commitment Percentage
of the L/C Obligations
(line 2(c) times line 3(a))
$
  5.   Retained Interest of Assignor after
Effective Date:
  (a)   Retained Interest (from Section 1):
  (i)   Revolving Credit Commitment Percentage
%
  (b)   Outstanding balance of Assignor’s Revolving Credit Loans
(line 2(b) times line 5(a)(i))
$
  (c)   Outstanding balance of Assignor’s

 


 

      Revolving Credit Commitment
Percentage of L/C Obligations
(line 2(c) times line 5(a)(i))
$
  6.   Payment Instructions:
  (a)   If payable to Assignor,
to the account of Assignor to:
ABA No.:
Account Name:
Account No.
Attn:
Ref:
  (b)   If payable to Assignee, to the account of Assignee to:
 
      ABA No.:
Account Name:
Account No.:
Attn:
Ref:


 

ANNEX B
Security Agreement
[Filed separately as Exhibit 10.3 to Form 8-K filed July 30, 2010]

EX-10.3 4 y85661exv10w3.htm EX-10.3 exv10w3
Exhibit 10.3
SECURITY AGREEMENT
Dated January 5, 2009
From
The Grantors referred to herein
as Grantors
to
Wachovia Bank, National Association
as Administrative Agent

 


 

T A B L E  O F  C O N T E N T S
         
Section   Page
 
       
Section 1. Grant of Security
    1  
 
       
Section 2. Security for Obligations
    3  
 
       
Section 3. Grantors Remain Liable
    3  
 
       
Section 4. Representations and Warranties
    4  
 
       
Section 5. Further Assurances
    5  
 
       
Section 6. As to Inventory
    6  
 
       
Section 7. Insurance
    6  
 
       
Section 8. Post-Closing Changes; Collections on Receivables and Related Contracts
    6  
 
       
Section 9. Transfers and Other Liens
    7  
 
       
Section 10. Administrative Agent Appointed Attorney in Fact
    7  
 
       
Section 11. Administrative Agent May Perform
    8  
 
       
Section 12. The Administrative Agent’s Duties
    8  
 
       
Section 13. Remedies
    8  
 
       
Section 14. Indemnity and Expenses
    10  
 
       
Section 15. Amendments; Waivers; Additional Grantors; Etc.
    10  
 
       
Section 16. Notices, Etc.
    10  
 
       
Section 17. Continuing Security Interest; Assignments under the 2005 Credit Agreement
    11  
 
       
Section 18. Release; Termination
    11  
 
       
Section 19. Security Interest Absolute
    12  
 
       
Section 20. Execution in Counterparts
    13  
 
       
Section 21. Governing Law; Consent to Jurisdiction
    13  

 


 

         
Schedules
       
 
       
Schedule I
  -  
Location, Chief Executive Office, Type of Organization, Jurisdiction of Organization and Organizational Identification Number
Schedule II
  -   Tradenames
Schedule III
  -   Changes in Name, Location, Etc.
Schedule IV
  -   Locations of Inventory
 
       
Exhibits
       
 
       
Exhibit A
  -   Form of Security Agreement Supplement

ii


 

SECURITY AGREEMENT
          SECURITY AGREEMENT dated January 5, 2009 made by Jones Apparel Group USA, Inc., a Delaware corporation (the “Borrower”), Jones Retail Corporation, Nine West Footwear Corporation and certain subsidiaries of the Credit Parties (as defined in the 2005 Credit Agreement referred to below) listed on the signature pages hereof (the Credit Parties and the subsidiaries so listed being, collectively, the “Grantors”), to Wachovia Bank, National Association, as agent (the “Administrative Agent”) for the Secured Parties (as defined in the 2005 Credit Agreement referred to below).
          PRELIMINARY STATEMENTS.
          (1) Reference is made to the Amended and Restated Credit Agreement dated as of May 16, 2005, as amended by Amendment No. 1 dated as of July 27, 2007, Amendment No. 2 dated as of June 6, 2008 and as further amended and restated by Amendment No. 3 dated as of January 5, 2009 (as amended and restated, the “2005 Credit Agreement”) among Jones Apparel Group USA, Inc. (formerly known as Kasper, Ltd.), a Delaware corporation, as the Borrower, the Additional Obligors, the Lenders party thereto, and Wachovia Bank, National Association, as Administrative Agent for the Lenders.
          (2) The Borrower has requested changes and modifications (the “Amendment”) to the 2005 Credit Agreement. It is a condition precedent to the effectiveness of the Amendment that the Grantors shall have granted the security interest contemplated by this Agreement. Each Grantor will derive substantial direct and indirect benefit from the transactions contemplated by the Loan Documents and the Additional Secured Agreements.
          (3) Terms defined in the 2005 Credit Agreement and not otherwise defined in this Agreement are used in this Agreement as defined in the 2005 Credit Agreement. Further, unless otherwise defined in this Agreement or in the 2005 Credit Agreement, terms defined in Article 8 or 9 of the UCC (as defined below) are used in this Agreement as such terms are defined in such Article 8 or 9. “UCC” means the Uniform Commercial Code as in effect from time to time in the State of New York; provided that, if perfection or the effect of perfection or non perfection or the priority of the security interest in any Collateral is governed by the Uniform Commercial Code as in effect in a jurisdiction other than the State of New York, “UCC” means the Uniform Commercial Code as in effect from time to time in such other jurisdiction for purposes of the provisions hereof relating to such perfection, effect of perfection or non perfection or priority.
          NOW, THEREFORE, in consideration of the premises and in order to induce the Secured Parties to consent to the Amendment, to continue to perform under the existing Additional Secured Agreements and to enter into the Additional Secured Agreements, each Grantor hereby agrees with the Administrative Agent for the ratable benefit of the Secured Parties as follows:
          Section 1. Grant of Security. Subject to the proviso to this Section 1, each Grantor hereby grants to the Administrative Agent, for the ratable benefit of the Secured Parties, a security interest in such Grantor’s right, title and interest in and to the following, in each case, as to each type of property described below, whether now owned or hereafter acquired by such

 


 

Grantor, wherever located, and whether now or hereafter existing or arising (collectively, the “Collateral”):
     (a) all inventory in all of its forms, including, without limitation, (i) all raw materials, work in process, finished goods and materials used or consumed in the manufacture, production, preparation or shipping thereof, (ii) goods in which such Grantor has an interest in mass or a joint or other interest or right of any kind (including, without limitation, goods in which such Grantor has an interest or right as consignee) and (iii) goods that are returned to or repossessed or stopped in transit by such Grantor, and all accessions thereto and products thereof and documents therefor, including, without limitation, computer programs and supporting information that constitute inventory within the meaning of the UCC (any and all such property being the “Inventory”);
     (b) all accounts, whether or not arising out of or in connection with the sale or lease of goods or the rendering of services and whether or not earned by performance, and all rights now or hereafter existing in and to all supporting obligations and in and to all security agreements, Liens, leases, letters of credit and other contracts securing or otherwise relating to the foregoing property (any and all of such accounts, being the “Receivables,” and any and all such supporting obligations, security agreements, Liens, leases, letters of credit and other contracts being the “Related Contracts”);
     (c) to the extent constituting proceeds of the Collateral described in clauses (a) and (b) of this Section 1, chattel paper (including, without limitation, tangible chattel paper and electronic chattel paper), instruments, documents, deposit accounts, letter-of-credit rights, general intangibles and other obligations of any kind, all investment property in which such Grantor has now, or acquires from time to time hereafter, any right, title or interest in any manner from the proceeds of Receivables or Related Contracts, and the certificates or instruments, if any, representing or evidencing such investment property, and all dividends, distributions, return of capital, interest, cash, instruments and other property from time to time received, receivable or otherwise distributed in respect of or in exchange for any or all of such investment property and all warrants, rights or options issued thereon or with respect thereto;
     (d) all books and records (including, without limitation, customer lists, credit files, printouts and other computer output materials and records) of such Grantor pertaining to any of the Collateral; and
     (e) all proceeds of, collateral for, income, royalties and other payments now or hereafter due and payable with respect to, and supporting obligations relating to, any and all of the Collateral (including, without limitation, proceeds, collateral and supporting obligations that constitute property of the types described in clauses (a) through (d) of this Section 1) and, to the extent not otherwise included, all payments under insurance (whether or not the Administrative Agent is the loss payee thereof), or any indemnity, warranty or guaranty, payable by reason of loss or damage to or otherwise with respect to any of the foregoing Collateral,
Jones Apparel
Security Agreement

2


 

provided, that, notwithstanding any of the foregoing to the contrary, for so long as any notes or other debt securities are outstanding under the Indenture, with respect to each Grantor that is a Restricted Party (as defined in the Indenture), the Collateral shall not include any property of such Restricted Party which, pursuant to the Indenture, would require such Grantor to grant Liens in favor of the Trustee (as defined in the Indenture) to equally and ratably secure any of the notes or other debt securities issued pursuant to the Indenture.
          Section 2. Security for Obligations. (a) This Agreement secures, in the case of each Grantor, the payment of all Obligations of such Grantor now or hereafter existing under the Loan Documents and all obligations of such Grantor or any of its Affiliates now or hereafter existing under the Additional Secured Agreements, whether direct or indirect, absolute or contingent, and whether for principal, reimbursement obligations, interest, fees, premiums, penalties, indemnifications, contract causes of action, costs, expenses or otherwise, provided, that, with respect to the Grantors that are Restricted Parties, in no event shall the aggregate amount of obligations secured by the Collateral of such Grantors exceed the amounts permitted to be secured by Liens granted by such Grantors without the requirement to equally and ratably secure any of the notes or other debt securities issued pursuant to the Indenture (all such obligations being the “Secured Obligations”). Without limiting the generality of the foregoing, this Agreement secures, as to each Grantor, the payment of all amounts that constitute part of the Secured Obligations and would be owed by such Grantor to any Secured Party under the Loan Documents and the Additional Secured Agreements but for the fact that they are unenforceable or not allowable due to the existence of a bankruptcy, reorganization or similar proceeding involving a Credit Party.
          (b) Each Grantor, and by its acceptance of this Agreement, the Administrative Agent and each other Secured Party, hereby confirms that it is the intention of all such Persons that this Agreement and the obligations of each Grantor hereunder not constitute a fraudulent transfer or conveyance for purposes of Bankruptcy Law (as hereinafter defined), the Uniform Fraudulent Conveyance Act, the Uniform Fraudulent Transfer Act or any similar foreign, federal or state law to the extent applicable to this Agreement and the obligations of each Grantor hereunder. To effectuate the foregoing intention, the Administrative Agent, the other Secured Parties and the Grantors hereby irrevocably agree that the obligations of each Grantor under this Agreement at any time shall be limited to the maximum amount as will result in the Secured Obligations of such Grantor not constituting a fraudulent transfer or conveyance. For purposes hereof, “Bankruptcy Law” means any proceeding of the type referred to in Section 6.01(f) of the Credit Agreement or Title 11, U.S. Code, or any similar foreign, federal or state law for the relief of debtors.
          Section 3. Grantors Remain Liable. Anything herein to the contrary notwithstanding, (a) each Grantor shall remain liable under the contracts and agreements included in such Grantor’s Collateral to the extent set forth therein to perform all of its duties and obligations thereunder to the same extent as if this Agreement had not been executed, (b) the exercise by the Administrative Agent of any of the rights hereunder shall not release any Grantor from any of its duties or obligations under the contracts and agreements included in the Collateral, including, without limitation, the Related Contracts and (c) no Secured Party shall have any obligation or liability under the contracts and agreements included in the Collateral by reason of this Agreement, any other Loan Document or any Additional Secured Agreement, nor
Jones Apparel
Security Agreement

3


 

shall any Secured Party be obligated to perform any of the obligations or duties of any Grantor thereunder or to take any action to collect or enforce any claim for payment assigned hereunder.
          Section 4. Representations and Warranties. Each Grantor represents and warrants as follows:
     (a) Such Grantor’s exact legal name, location, chief executive office, type of organization, jurisdiction of organization and organizational identification number is set forth in Schedule I hereto. Such Grantor has no trade names other than as listed on Schedule II hereto. Within the five years preceding the date hereof, such Grantor has not changed its name, location, chief executive office, type of organization, jurisdiction of organization or organizational identification number from those set forth in Schedule I hereto except as set forth in Schedule III hereto.
     (b) Such Grantor is the legal and beneficial owner of the Collateral granted or purported to be granted by it free and clear of any Lien, claim, option or right of others, except for the security interest created under this Agreement and those permitted under Section 11.3 of the Credit Agreement. No effective financing statement or other instrument similar in effect covering all or any part of such Collateral or listing such Grantor or any trade name of such Grantor as debtor is on file in any recording office, except such as may have been filed in favor of the Administrative Agent relating to the Loan Documents and the Additional Secured Agreements or in connection with Liens permitted under Section 11.3 of the Credit Agreement.
     (c) All of the Inventory of such Grantor is located at the places specified therefor in Schedule IV hereto or at another location as to which such Grantor has complied with the requirements of Section 6(a). Such Grantor has exclusive possession and control of its Inventory, other than Inventory stored at any leased premises or warehouse as to which such Grantor has complied with the requirements of Section 6(d).
     (d) None of the Receivables are evidenced by a promissory note or other instrument that has not been delivered to the Administrative Agent.
     (e) This Agreement creates in favor of the Administrative Agent for the benefit of the Secured Parties a valid security interest in the Collateral granted by such Grantor, securing the payment of the Secured Obligations. The Uniform Commercial Code financing statements or other appropriate filings, recordings or registrations prepared by the Administrative Agent based upon the information provided to the Administrative Agent pursuant to clause (a) of this Section 4 (or specified by notice from the Borrower to the Administrative Agent after the date hereof in the case of filings, recordings or registrations required in the future), are all the filings, recordings and registrations that are necessary to establish a legal, valid and perfected security interest in favor of the Administrative Agent (for the ratable benefit of the Secured Parties) in respect of all Collateral in which a security interest may be perfected by filing, recording or registration in the United States (or any political subdivision thereof) and its territories and possessions.
Jones Apparel
Security Agreement

4


 

     (f) No authorization or approval or other action by, and no notice to or filing with, any governmental authority or regulatory body or any other third party is required for (i) the grant by such Grantor of the security interest granted hereunder or for the execution, delivery or performance of this Agreement by such Grantor, (ii) the perfection or maintenance of the security interest created hereunder, except for the filing of financing and continuation statements under the UCC described in clause (e) above, which financing statements have been duly filed and are in full force and effect, or (iii) the exercise by the Administrative Agent of its rights provided for in this Agreement or the remedies in respect of the Collateral pursuant to this Agreement.
     (g) The Inventory that has been produced or distributed by such Grantor has been produced in compliance with all requirements of applicable law, including, without limitation, the Fair Labor Standards Act.
          Section 5. Further Assurances. (a) Each Grantor agrees that from time to time, at the expense of such Grantor, such Grantor will promptly execute and deliver, or otherwise authenticate, all further instruments and documents, and take all further action necessary or that the Administrative Agent may reasonably request, in order to perfect and reasonably maintain any pledge or security interest granted or purported to be granted by such Grantor hereunder or to enable the Administrative Agent to exercise and enforce its rights and remedies hereunder with respect to any Collateral of such Grantor. Without limiting the generality of the foregoing, each Grantor will promptly with respect to Collateral of such Grantor: (i) if any such Collateral shall be evidenced by a promissory note or other instrument or chattel paper, deliver and pledge to the Administrative Agent hereunder such note or instrument or chattel paper duly indorsed and accompanied by duly executed instruments of transfer or assignment, all in form and substance satisfactory to the Administrative Agent; (ii) file such financing or continuation statements, or amendments thereto, and such other instruments or notices, as may be necessary, or as the Administrative Agent may reasonably request, in order to perfect and preserve the security interest granted or purported to be granted by such Grantor hereunder; and (iii) deliver to the Administrative Agent evidence that all other actions that the Administrative Agent may deem reasonably necessary in order to perfect and protect the security interest granted or purported to be granted by such Grantor under this Agreement has been taken.
          (b) Each Grantor hereby authorizes the Administrative Agent to file one or more financing or continuation statements, and amendments thereto, including, without limitation, one or more financing statements indicating that such financing statements cover all of the inventory and accounts receivable (or words of similar effect) of such Grantor. A photocopy or other reproduction of this Agreement shall be sufficient as a financing statement where permitted by law. Each Grantor ratifies its authorization for the Administrative Agent to have filed such financing statements, continuation statements or amendments filed prior to the date hereof.
          (c) Each Grantor will furnish to the Administrative Agent from time to time statements and schedules further identifying and describing the Collateral of such Grantor and such other reports in connection with such Collateral as the Administrative Agent may reasonably request, all in reasonable detail.
Jones Apparel
Security Agreement

5


 

          Section 6. As to Inventory. (a) Each Grantor will keep its Inventory (other than Inventory sold in the ordinary course of business) at the places therefor specified in Section 4(c) or, upon 30 days’ prior written notice to the Administrative Agent, at such other places designated by such Grantor in such notice.
          (b) Each Grantor will promptly furnish to the Administrative Agent a statement respecting any loss or damage exceeding $5,000,000 per occurrence to any of its Inventory.
          (c) Each Grantor will pay promptly when due all property and other taxes, assessments and governmental charges or levies imposed upon, and all claims (including, without limitation, claims for labor, materials and supplies) against, its Inventory, except to the extent payment thereof is not required by Section 9.5 of the 2005 Credit Agreement. In producing its Inventory, each Grantor will comply with all requirements of applicable law, including, without limitation, the Fair Labor Standards Act.
          (d) With respect to leased premises or warehouses at which Inventory with a net book value of greater than $500,000 is stored, at Borrower’s expense, each Grantor will use commercially reasonable efforts to obtain a landlord’s or warehouseman’s agreement, in form and substance reasonably satisfactory to the Administrative Agent, as duly executed and delivered by the applicable landlord or warehouseman within 30 days after the date hereof or such later date as Administrative Agent may specify in its discretion.
          Section 7. Insurance. Each Grantor will, at its own expense, maintain insurance with respect to its Inventory in accordance with the requirements of Section 9.3 of the Credit Agreement.
          Section 8. Post-Closing Changes; Collections on Receivables and Related Contracts. (a) No Grantor will change its name, type of organization, jurisdiction of organization, organizational identification number or location from those set forth in Section 4(a) of this Agreement without first giving at least 30 days’ prior written notice to the Administrative Agent and taking all action required by the Administrative Agent for the purpose of perfecting or protecting the security interest granted by this Agreement. Each Grantor will hold and preserve its records relating to the Collateral, including, without limitation, the Related Contracts, and will permit representatives of the Administrative Agent at any time during normal business hours to inspect and make abstracts from such records and other documents. If any Grantor does not have an organizational identification number and later obtains one, it will forthwith notify the Administrative Agent of such organizational identification number.
          (b) Except as otherwise provided in this subsection (b), each Grantor will continue to collect, at its own expense, all amounts due or to become due such Grantor in respect of the Receivables and under the Related Contracts. In connection with such collections, such Grantor may take (and, at the Administrative Agent’s direction, will take) such action as such Grantor or the Administrative Agent may deem necessary to enforce collection of the Receivables and Related Contracts; provided, however, that the Administrative Agent shall have the right at any time upon the occurrence and during the continuance of an Event of Default and upon written notice to such Grantor of its intention to do so, to notify the obligors in respect of any Receivables and under any Related Contracts of the assignment of such Receivables and
Jones Apparel
Security Agreement

6


 

Related Contracts to the Administrative Agent and to direct such obligors to make payment of all amounts due or to become due to such Grantor thereunder directly to the Administrative Agent and, upon such notification and at the expense of such Grantor, to enforce collection of any such Receivables and Related Contracts, to adjust, settle or compromise the amount or payment thereof, in the same manner and to the same extent as such Grantor might have done, and to otherwise exercise all rights with respect to such Receivables and Related Contracts, including, without limitation, those set forth set forth in Section 9-607 of the UCC. After receipt by any Grantor of the notice from the Administrative Agent referred to in the proviso to the preceding sentence, (i) all amounts and proceeds (including, without limitation, instruments) received by such Grantor in respect of the Receivables and Related Contracts of such Grantor shall be received in trust for the benefit of the Administrative Agent hereunder, shall be segregated from other funds of such Grantor and shall be forthwith paid over to the Administrative Agent in the same form as so received (with any necessary indorsement) and if any Event of Default shall have occurred and be continuing, applied as provided in Section 13(b) and (ii) such Grantor will not adjust, settle or compromise the amount or payment of any Receivable or amount due on any Related Contract, release wholly or partly any obligor thereof or allow any credit or discount thereon. No Grantor will permit or consent to the subordination of its right to payment of any Receivables or amount due under any Related Contracts to any other indebtedness or obligations of the obligor thereof.
          Section 9. Transfers and Other Liens. Each Grantor agrees that it will not (i) sell, assign or otherwise dispose of, or grant any option with respect to, any of the Collateral, other than sales, assignments and other dispositions of Collateral, and options relating to Collateral, permitted under the terms of the 2005 Credit Agreement, or (ii) create or suffer to exist any Lien upon or with respect to any of the Collateral of such Grantor except for the pledge, assignment and security interest created under this Agreement and Liens permitted under the 2005 Credit Agreement.
          Section 10. Administrative Agent Appointed Attorney in Fact. Each Grantor hereby irrevocably appoints the Administrative Agent such Grantor’s attorney in fact, with full authority in the place and stead of such Grantor and in the name of such Grantor or otherwise, from time to time upon the occurrence and during the continuance of an Event of Default, in the Administrative Agent’s discretion, to take any action and to execute any instrument that the Administrative Agent may reasonably request to accomplish the purposes of this Agreement, including, without limitation:
     (a) to obtain and adjust insurance required to be paid to the Administrative Agent pursuant to Section 7,
     (b) to ask for, demand, collect, sue for, recover, compromise, receive and give acquittance and receipts for moneys due and to become due under or in respect of any of the Collateral,
     (c) to receive, indorse and collect any drafts or other instruments, documents and chattel paper, in connection with clause (a) or (b) above, and
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     (d) to file any claims or take any action or institute any proceedings that the Administrative Agent may deem necessary for the collection of any of the Collateral or otherwise to enforce compliance with the rights of the Administrative Agent with respect to any of the Collateral.
          Section 11. Administrative Agent May Perform. If any Grantor fails to perform any agreement contained herein, the Administrative Agent may, but without any obligation to do so and without notice, itself perform, or cause performance of, such agreement, and the expenses of the Administrative Agent incurred in connection therewith shall be payable by such Grantor under Section 14.
          Section 12. The Administrative Agent’s Duties. (a) The powers conferred on the Administrative Agent hereunder are solely to protect the Secured Parties’ interest in the Collateral and shall not impose any duty upon it to exercise any such powers. Except for the safe custody of any Collateral in its possession and the accounting for moneys actually received by it hereunder, the Administrative Agent shall have no duty as to any Collateral, as to ascertaining or taking action with respect to calls, conversions, exchanges, maturities, tenders or other matters relative to any Collateral, whether or not any Secured Party has or is deemed to have knowledge of such matters, or as to the taking of any necessary steps to preserve rights against any parties or any other rights pertaining to any Collateral. The Administrative Agent shall be deemed to have exercised reasonable care in the custody and preservation of any Collateral in its possession if such Collateral is accorded treatment substantially equal to that which it accords its own property.
          (b) Anything contained herein to the contrary notwithstanding, the Administrative Agent may from time to time, when the Administrative Agent deems it to be necessary, appoint one or more subagents (each a “Subagent”) for the Administrative Agent hereunder with respect to all or any part of the Collateral. In the event that the Administrative Agent so appoints any Subagent with respect to any Collateral, (i) the assignment and pledge of such Collateral and the security interest granted in such Collateral by each Grantor hereunder shall be deemed for purposes of this Security Agreement to have been made to such Subagent, in addition to the Administrative Agent, for the ratable benefit of the Secured Parties, as security for the Secured Obligations of such Grantor, (ii) such Subagent shall automatically be vested, in addition to the Administrative Agent, with all rights, powers, privileges, interests and remedies of the Administrative Agent hereunder with respect to such Collateral, and (iii) the term “Administrative Agent,” when used herein in relation to any rights, powers, privileges, interests and remedies of the Administrative Agent with respect to such Collateral, shall include such Subagent; provided, however, that no such Subagent shall be authorized to take any action with respect to any such Collateral unless and except to the extent expressly authorized in writing by the Administrative Agent.
          Section 13. Remedies. If any Event of Default shall have occurred and be continuing:
     (a) The Administrative Agent may exercise in respect of the Collateral, in addition to other rights and remedies provided for herein or otherwise available to it, all the rights and remedies of a secured party upon default under the UCC and also may: (i)
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require each Grantor to, and each Grantor hereby agrees that it will at its expense and upon request of the Administrative Agent forthwith, assemble all or part of the Collateral as directed by the Administrative Agent and make it available to the Administrative Agent at a place and time to be designated by the Administrative Agent that is reasonably convenient to both parties; (ii) without notice except as specified below, sell the Collateral or any part thereof in one or more parcels at public or private sale, at any of the Administrative Agent’s offices or elsewhere, for cash, on credit or for future delivery, and upon such other commercially reasonable terms; (iii) occupy any premises owned or leased by any of the Grantors where the Collateral or any part thereof is assembled or located for a reasonable period in order to effectuate its rights and remedies hereunder or under law, without obligation to such Grantor in respect of such occupation; and (iv) exercise any and all rights and remedies of any of the Grantors under or in connection with the Collateral, or otherwise in respect of the Collateral, including, without limitation, (A) any and all rights of such Grantor to demand or otherwise require payment of any amount under, or performance of any provision, in respect of the Receivables, the Related Contracts and the other Collateral, and (B) exercise all other rights and remedies with respect to the Receivables, the Related Contracts and the other Collateral, including, without limitation, those set forth in Section 9-607 of the UCC. Each Grantor agrees that, to the extent notice of sale shall be required by law, at least ten days’ notice to such Grantor of the time and place of any public sale or the time after which any private sale is to be made shall constitute reasonable notification. The Administrative Agent shall not be obligated to make any sale of Collateral regardless of notice of sale having been given. The Administrative Agent may adjourn any public or private sale from time to time by announcement at the time and place fixed therefor, and such sale may, without further notice, be made at the time and place to which it was so adjourned.
     (b) Any cash held by or on behalf of the Administrative Agent and all cash proceeds received by or on behalf of the Administrative Agent in respect of any sale of, collection from, or other realization upon all or any part of the Collateral may, in the discretion of the Administrative Agent, be held by the Administrative Agent as collateral for, and/or then or at any time thereafter applied (after payment of any amounts payable to the Administrative Agent pursuant to Section 14) in whole or in part by the Administrative Agent for the ratable benefit of the Secured Parties against, all or any part of the Secured Obligations, in the following manner:
     (i) first, paid to the Administrative Agent for any amounts then owing to the Administrative Agent pursuant to Section 14.2 of the 2005 Credit Agreement or otherwise under the Loan Documents; and
     (ii) second, ratably paid to the other Secured Parties for the Secured Obligations.
     Any surplus of such cash or cash proceeds held by or on the behalf of the Administrative Agent and remaining after payment in full of all the Secured Obligations shall be promptly paid over to the applicable Grantor or to whomsoever may be lawfully entitled to receive such surplus.
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     (c) All payments received by any Grantor in respect of the Collateral shall be received in trust for the benefit of the Administrative Agent, shall be segregated from other funds of such Grantor and shall be forthwith paid over to the Administrative Agent in the same form as so received (with any necessary indorsement).
          Section 14. Indemnity and Expenses. (a) Each Grantor agrees to indemnify, defend and save and hold harmless each Secured Party and each of their Affiliates and their respective officers, directors, employees, agents and advisors (each, an “Indemnified Party”) from and against, and shall pay on demand, any and all claims, damages, losses, liabilities and expenses (including, without limitation, reasonable fees and expenses of counsel) that may be incurred by or asserted or awarded against any Indemnified Party, in each case arising out of or in connection with or resulting from this Agreement (including, without limitation, enforcement of this Agreement), except to the extent such claim, damage, loss, liability or expense is found in a final, non-appealable judgment by a court of competent jurisdiction to have resulted from such Indemnified Party’s gross negligence or willful misconduct.
          (b) Each Grantor will upon demand pay to the Administrative Agent the amount of any and all reasonable expenses, including, without limitation, the reasonable fees and expenses of its counsel and of any experts and agents, that the Administrative Agent may incur in connection with (i) the administration of this Agreement, (ii) the custody, preservation, use or operation of, or the sale of, collection from or other realization upon, any of the Collateral of such Grantor, (iii) the exercise or enforcement of any of the rights of the Administrative Agent or the other Secured Parties hereunder or (iv) the failure by such Grantor to perform or observe any of the provisions hereof.
          Section 15. Amendments; Waivers; Additional Grantors; Etc. (a) No amendment or waiver of any provision of this Agreement, and no consent to any departure by any Grantor herefrom, shall in any event be effective unless the same shall be in writing and signed by the Administrative Agent, and then such waiver or consent shall be effective only in the specific instance and for the specific purpose for which given. No failure on the part of the Administrative Agent or any other Secured Party to exercise, and no delay in exercising any right hereunder, shall operate as a waiver thereof; nor shall any single or partial exercise of any such right preclude any other or further exercise thereof or the exercise of any other right.
          (b) Upon the execution and delivery by any Person of a security agreement supplement in substantially the form of Exhibit A hereto (each a “Security Agreement Supplement”), such Person shall be referred to as an “Additional Grantor” and shall be and become a Grantor hereunder, and each reference in this Agreement and the other Loan Documents to “Grantor” shall also mean and be a reference to such Additional Grantor, each reference in this Agreement and the other Loan Documents to the “Collateral” shall also mean and be a reference to the Collateral granted by such Additional Grantor and each reference in this Agreement to a Schedule shall also mean and be a reference to the schedules attached to such Security Agreement Supplement.
          Section 16. Notices, Etc. All notices and other communications provided for hereunder shall be either (i) in writing (including telegraphic, telecopier or telex communication) and mailed, telegraphed, telecopied, telexed or otherwise delivered or (ii) by electronic mail (if
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electronic mail addresses are designated as provided below) confirmed immediately in writing, in the case of the Borrower or the Administrative Agent, addressed to it at its address specified in the 2005 Credit Agreement and, in the case of each Grantor other than the Borrower, addressed to it at its address set forth opposite such Grantor’s name on the signature pages hereto or on the signature page to the Security Agreement Supplement pursuant to which it became a party hereto; or, as to any party, at such other address as shall be designated by such party in a written notice to the other parties. All such notices and other communications shall, when mailed, telegraphed, telecopied, telexed, sent by electronic mail or otherwise, be effective when deposited in the mails, delivered to the telegraph company, telecopied, confirmed by telex answerback, sent by electronic mail and confirmed in writing, or otherwise delivered (or confirmed by a signed receipt), respectively, addressed as aforesaid; except that notices and other communications to the Administrative Agent shall not be effective until received by the Administrative Agent. Delivery by telecopier of an executed counterpart of any amendment or waiver of any provision of this Agreement or of any Security Agreement Supplement or Schedule hereto shall be effective as delivery of an original executed counterpart thereof.
          Section 17. Continuing Security Interest; Assignments under the 2005 Credit Agreement. This Agreement shall create a continuing security interest in the Collateral and shall (a) remain in full force and effect until the latest of (i) the payment in full in cash of the Secured Obligations, (ii) the Revolving Credit Termination Date and (iii) the termination or expiration of all Letters of Credit, (b) be binding upon each Grantor, its successors and assigns and (c) inure, together with the rights and remedies of the Administrative Agent hereunder, to the benefit of the Secured Parties and their respective successors, transferees and assigns. Without limiting the generality of the foregoing clause (c), any Lender may assign or otherwise transfer all or any portion of its rights and obligations under the 2005 Credit Agreement (including, without limitation, all or any portion of its Revolving Credit Commitment, the Revolving Credit Loans owing to it and the Revolving Credit Note (or Notes), if any, held by it) to any other Person, and such other Person shall thereupon become vested with all the benefits in respect thereof granted to such Lender herein or otherwise, in each case as provided in Section 14.10 of the 2005 Credit Agreement.
          Section 18. Release; Termination. (a) Upon any sale, lease, transfer or other disposition of any item of Collateral of any Grantor in accordance with the terms of the Loan Documents (other than sales of Inventory in the ordinary course of business), the Administrative Agent will, at such Grantor’s expense, execute and deliver to such Grantor such documents in form and substance reasonably satisfactory to the Administrative Agent as such Grantor shall reasonably request to evidence the release of such item of Collateral from the assignment and security interest granted hereby; provided, however, that (i) at the time of such request and such release no Event of Default shall have occurred and be continuing, (ii) such Grantor shall have delivered to the Administrative Agent, at least ten Business Days prior to the date of the proposed release, a written request for release describing the item of Collateral and the terms of the sale, lease, transfer or other disposition in reasonable detail, including, without limitation, the price thereof and any expenses in connection therewith, together with a form of release for execution by the Administrative Agent and a certificate of such Grantor to the effect that the transaction is in compliance with the Loan Documents and as to such other matters as the Administrative Agent may request and (iii) the proceeds of any such sale, lease, transfer or other disposition required to be applied, or any payment to be made in connection therewith, in
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accordance with Section 2.3 of the 2005 Credit Agreement shall, to the extent so required, be paid or made to, or in accordance with the instructions of, the Administrative Agent when and as required under Section 2.3 of the 2005 Credit Agreement.
          (b) Upon the latest of (i) the payment in full in cash of the Secured Obligations, (ii) the Revolving Credit Termination Date and (iii) the termination or expiration of all Letters of Credit, the pledge and security interest granted hereby shall terminate and all rights to the Collateral shall revert to the applicable Grantor. Upon any such termination, the Administrative Agent will, at the applicable Grantor’s expense, execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination.
          Section 19. Security Interest Absolute. The obligations of each Grantor under this Agreement are independent of the Secured Obligations or any other obligations of any other Grantor under or in respect of the Loan Documents and the Additional Secured Agreements, and a separate action or actions may be brought and prosecuted against each Grantor to enforce this Agreement, irrespective of whether any action is brought against such Grantor or any other Grantor or whether such Grantor or any other Grantor is joined in any such action or actions. All rights of the Administrative Agent and the other Secured Parties and the pledge, assignment and security interest hereunder, and all obligations of each Grantor hereunder, shall be irrevocable, absolute and unconditional irrespective of, and each Grantor hereby irrevocably waives (to the maximum extent permitted by applicable law) any defenses it may now have or may hereafter acquire in any way relating to, any or all of the following:
     (a) any lack of validity or enforceability of any Loan Document, any Additional Secured Agreement or any other agreement or instrument relating thereto;
     (b) any change in the time, manner or place of payment of, or in any other term of, all or any of the Secured Obligations or any other obligations of any other Credit Party under or in respect of the Loan Documents, the Additional Secured Agreements or any other amendment or waiver of or any consent to any departure from any Loan Document or Additional Secured Agreement including, without limitation, any increase in the Secured Obligations resulting from the extension of additional credit to any Credit Party or any of its Subsidiaries or otherwise;
     (c) any taking, exchange, release or non-perfection of any Collateral or any other collateral, or any taking, release or amendment or waiver of or consent to departure from any guaranty, for all or any of the Secured Obligations;
     (d) any manner of application of any Collateral or any other collateral, or proceeds thereof, to all or any of the Secured Obligations, or any manner of sale or other disposition of any Collateral or any other collateral for all or any of the Secured Obligations or any other obligations of any other Grantor under or in respect of the Loan Documents, the Additional Secured Agreements or any other assets of any Credit Party or any of its Subsidiaries;
     (e) any change, restructuring or termination of the corporate structure or existence of any Credit Party or any of its Subsidiaries;
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     (f) any failure of any Secured Party to disclose to any Grantor any information relating to the business, condition (financial or otherwise), operations, performance, assets, nature of assets, liabilities or prospects of any other Grantor now or hereafter known to such Secured Party (each Grantor waiving any duty on the part of the Secured Parties to disclose such information);
     (g) the failure of any other Person to execute this Agreement or any other Collateral Document, guaranty or agreement or the release or reduction of liability of any Grantor or other grantor or surety with respect to the Secured Obligations; or
     (h) any other circumstance (other than release of such Grantor pursuant to Section 18, but including, without limitation, any statute of limitations) or any existence of or reliance on any representation by any Secured Party that might otherwise constitute a defense available to, or a discharge of, such Grantor or any other Grantor or a third party grantor of a security interest.
This Agreement shall continue to be effective or be reinstated, as the case may be, if at any time any payment of any of the Secured Obligations is rescinded or must otherwise be returned by any Secured Party or by any other Person upon the insolvency, bankruptcy or reorganization of any Credit Party or otherwise, all as though such payment had not been made.
          Section 20. Execution in Counterparts. This Agreement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. Delivery of an executed counterpart of a signature page to this Agreement by telecopier shall be effective as delivery of an original executed counterpart of this Agreement.
          Section 21. Governing Law; Consent to Jurisdiction. (a) This Agreement shall be governed by, and construed in accordance with, the laws of the State of New York.
          (b) Each of the parties hereby irrevocably consents to the personal jurisdiction of the state and federal courts located in New York County, New York, in any action, claim or other proceeding arising out of any dispute in connection with this Agreement, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations. Each of the parties hereby irrevocably consents to the service of a summons and complaint and other process in any action, claim or proceeding brought by any other party hereto in connection with this Agreement, any rights or obligations hereunder, or the performance of such rights and obligations, on behalf of itself or its property, in the manner specified in Section 16. Nothing in this Section 21 shall affect the right of any of the parties hereto to serve legal process in any other manner permitted by Applicable Law or affect the right of any of the parties hereto to bring any action or proceeding against any other party hereto or its properties in the courts of any other jurisdictions.
          (c) EACH OF THE PARTIES HERETO HEREBY ACKNOWLEDGES IT IRREVOCABLY WAIVES ITS RIGHT TO A JURY TRIAL WITH RESPECT TO ANY ACTION, CLAIM OR OTHER PROCEEDING ARISING OUT OF ANY JUDICIAL PROCEEDING, ANY DISPUTE, CLAIM OR CONTROVERSY ARISING OUT OF,
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CONNECTED WITH OR RELATING TO THIS AGREEMENT, ANY RIGHTS OR OBLIGATIONS HEREUNDER OR THE PERFORMANCE OF SUCH RIGHTS AND OBLIGATIONS.
[signatures appear on the following pages]
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     IN WITNESS WHEREOF, each Grantor has caused this Agreement to be duly executed and delivered by its officer thereunto duly authorized as of the date first above written.
         
Address for Notices:   ENERGIE KNITWEAR, INC.
 
       
1441 Broadway
       
New York, New York 10018
  By   /s/ Joseph T. Donnalley
 
       
 
    Name: Joseph T. Donnalley
 
      Title:   Vice President & Assistant Secretary
         
Address for Notices:   JONES APPAREL GROUP USA, INC.
 
       
180 Rittenhouse Circle
       
Bristol, Pennsylvania 19007
  By   /s/ Joseph T. Donnalley
 
       
 
      Name: Joseph T. Donnalley
 
      Title:   Treasurer
         
Address for Notices:   JONES INVESTMENT CO. INC.
 
       
1007 Orange Street, Suite 225
       
Wilmington, Delaware 19801
  By   /s/ Joseph T. Donnalley
 
       
 
      Name: Joseph T. Donnalley
 
      Title:   Vice President/Finance, Treasurer and Assistant Secretary
         
Address for Notices:   JONES JEANSWEAR GROUP, INC.
 
       
1441 Broadway
       
New York, New York 10018
  By   /s/ Joseph T. Donnalley
 
       
 
      Name: Joseph T. Donnalley
 
      Title:   Vice President & Assistant
 
                  Secretary
         
Address for Notices:   JONES RETAIL CORPORATION
 
       
180 Rittenhouse Circle
       
Bristol, Pennsylvania 19007
  By   /s/ Joseph T. Donnalley
 
       
 
      Name: Joseph T. Donnalley
 
      Title:   Vice President & Treasurer
[signature page]
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Address for Notices:   L.E.I. GROUP, INC.
 
       
1441 Broadway
       
New York, New York 10018
  By   /s/ Joseph T. Donnalley
 
       
 
      Name:  Joseph T. Donnalley
 
      Title:   Vice President & Assistant
 
                  Secretary
         
Address for Notices:   NINE WEST DEVELOPMENT CORPORATION
 
       
1007 Orange Street, Suite 225
       
Wilmington, Delaware 19801
  By   /s/ Joseph T. Donnalley
 
       
 
      Name: Joseph T. Donnalley
 
      Title:   Vice President/Finance, Treasurer and Assistant
 
                  Secretary
         
Address for Notices:   NINE WEST FOOTWEAR CORPORATION
 
       
1129 Westchester Avenue
       
White Plains, New York 10604
  By   /s/ Joseph T. Donnalley
 
       
 
      Name: Joseph T. Donnalley
 
      Title:   Treasurer
         
Address for Notices:   VICTORIA + CO LTD.
 
       
10 New Road
       
East Providence, RI 02916
  By   /s/ Joseph T. Donnalley
 
       
 
      Name: Joseph T. Donnalley
 
      Title:   Assistant Secretary
[signature page]
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Accepted and agreed as of the date first above written:
         
WACHOVIA BANK, NATIONAL ASSOCIATION
 
 
By:   /s/ Susan T. Gallagher    
  Name:   Susan T. Gallagher   
  Title:   Director   
 
[signature page]
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Schedule I to the
Security Agreement
LOCATION, CHIEF EXECUTIVE OFFICE, TYPE OF ORGANIZATION,
JURISDICTION OF ORGANIZATION AND ORGANIZATIONAL
IDENTIFICATION NUMBER
                         
        Chief            
        Executive   Type of   Jurisdiction of     Organizational  
Grantor   Location   Office   Organization   Organization     I.D. No.  
Energie Knitwear, Inc.
      1441 Broadway, New
York, New York 10018
  Corporation   Delaware     4631626  
 
                       
Jones Apparel Group USA, Inc.
      180 Rittenhouse Circle,
Bristol, Pennsylvania
19007
  Corporation   Delaware     2725401  
 
                       
Jones Investment Co. Inc.
      1007 Orange Street, Suite
225, Wilmington,
Delaware 19801
  Corporation   Delaware     2266760  
 
                       
Jones Jeanswear Group, Inc.
      1441 Broadway, New
York, New York 10018
  Corporation   New York     N/A  
 
                       
Jones Retail
Corporation
      180 Rittenhouse Circle,
Bristol, Pennsylvania
19007
  Corporation   New Jersey     0100200097  
 
                       
L.E.I. Group, Inc.
      1441 Broadway, New
York, New York 10018
  Corporation   Delaware     4631625  
 
                       
Nine West
Development
Corporation
      1007 Orange Street, Suite
225, Wilmington,
Delaware 19801
  Corporation   Delaware     2646190  
 
                       
Nine West Footwear
Corporation
      1129 Westchester
Avenue, White Plains,
New York 10604
  Corporation   Delaware     2362947  
 
                       
Victoria + Co Ltd.
      10 New Road, East
Providence, RI 02916
  Corporation   Rhode
Island
    000088864  
Schedule I to the
Jones Apparel
Security Agreement

 


 

Schedule II to the
Security Agreement
Trade Names
     
Grantor   Names
 
  JNY Blue
Jones Apparel Group Canada, LP
  Jones New York Factory Store
 
  Jones New York
     
Jones Apparel Group USA, Inc.
  Jones Apparel Group USA (DE), Inc. (New York only)
     
Jones Jeanswear Group, Inc.
  Energie
  Erika
 
  Anne Klein
 
  Anne Klein New York
 
  AK Anne Klein
 
  Banister Shoe
 
  Banister Shoe Studio
 
  Banister/Easy Spirit
 
  Bandolino
 
  Banister Shoe
 
  e
 
  Enzo Angiolini
 
  Easy Spirit
 
  Easy Spirit Outlet
 
  Jones New York
 
  Jones New York Woman
 
  Jones New York Sport
 
  Jones New York Factory Stores
     
Jones Retail Corporation
  Jones New York Country
 
  Jones New York Company Store
 
  Jones New York Country/Sport
 
  Jones New York Sport Factory Stores
 
  Jones New York Mens & Womens Suits
 
  Jones New York The Executive Suite
 
  Jones New York Factory Finale
 
  Kasper
 
  Nine West
 
  Nine West Apparel
 
  Nine West Lifestyle
 
  Nine West Outlet
 
  NW Clearance
 
  Nine West Clearance
 
  Rena Rowan
 
  Shoe Woo
 
  The Napier Factory Store
     
Schedule II to the
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Security Agreement

 


 

Schedule III to the
Security Agreement
CHANGES IN NAME, LOCATION, ETC.
                         
            Changed Chief   Changed       Changed
    Changed   Changed   Executive   Type of   Changed   Organizational
Grantor   Names   Location   Office   Organization   Jurisdiction   I.D. No.
Energie Knitwear, Inc.
                       
 
                       
Jones Apparel Group USA, Inc.
  1/23/2004: Kasper A.S.L., Ltd. changed its name to Kasper, Ltd.               Delaware    
 
                       
 
  1/1/2007: Jones Apparel Group USA, Inc. (a PA corporation) merged into Kasper, Ltd., which thereupon changed its name to Jones Apparel Group USA, Inc.                    
 
                       
Jones Investment Co. Inc.
          10/20/2006: moved from 200 West Ninth Street Plaza, Suite 700, Wilmington, Delaware 19801 to 1007 Orange Street, Suite 225, Wilmington, Delaware 19801            
 
                       
Jones Jeanswear
  1/6/2005:                    
Group, Inc.
  Norton McNaughton of Squire, Inc. changed its name to McNaughton Apparel Group Inc.                    
 
                       
 
  5/27/2008:                    
 
  McNaughton Apparel Group Inc. changed its name to Jones Jeanswear Group, Inc.                    
 
                       
Jones Retail
Corporation
                       
 
                       
L.E.I. Group, Inc.
                       
Schedule III to the
Jones Apparel
Security Agreement

 


 

                         
            Changed Chief   Changed       Changed
    Changed   Changed   Executive   Type of   Changed   Organizational
Grantor   Names   Location   Office   Organization   Jurisdiction   I.D. No.
Nine West
Development
Corporation
          10/20/2006: moved from 200 West Ninth Street Plaza, Suite 700, Wilmington, Delaware 19801 to 1007 Orange Street, Suite 225, Wilmington, Delaware 19801            
 
                       
Nine West
Footwear
Corporation
                       
 
                       
Victoria + Co Ltd.
                       
Jones Apparel
Security Agreement

2


 

Schedule IV to the
Security Agreement
LOCATION OF INVENTORY
[See Attached.]
Schedule IV to the
Jones Apparel
Security Agreement

 


 

Jones Apparel Group, Inc.
Warehouse/Distribution Center Locations with Wholesale Inventory
As of 12/22/08
         
1.
  1245 Forest Parkway   Leased
 
  West Deptford, NJ 08066    
 
       
2.
  1250 Forest Parkway   Leased
 
  West Deptford, NJ 08066    
 
       
3.
  10 New Road   Leased
 
  East Providence, RI 02916    
 
       
4.
  99 Motivation Drive   Leased
 
  Lawrenceburg, TN 38464    
 
       
5.
  2350 W.O. Smith Drive   Leased
 
  Lawrenceburg, TN 38464    
 
       
6.
  11891 Alameda Avenue   Leased
 
  Socorro, TX 79927    
 
       
7.
  170 Butts Street   Leased
 
  South Hill, VA 23970    
 
       
8.
  Gilbert West   Third-Party Logistics Warehouse
 
  6725 Kimbell Avenue    
 
  Chino, CA 91710    
 
       
9.
  Gilbert West   Third-Party Logistics Warehouse
 
  15835 San Antonio Avenue    
 
  Chino, CA 91710    
 
       
10.
  Gilbert East   Third-Party Logistics
 
  1000 Industrial Avenue    
 
  Keasbey, NJ 08832    
 
       
11.
  338 Applewood Crest   Leased
 
  Vaughan, Ontario L4K 4B4    

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
02505510007
    0007     Prime Outlets - San Marcos   7/23/1993   7/31/2010   Active   SAN MARCOS FTY STORES @ WACHOV
02569810015
    0015     Designer Outlet Gallery   8/30/1989   12/31/2009   Active   SECAUCUS OUTLET CENTER LLC
02569810016
    0016     Prime Outlets - Birch Run   2/10/1992   11/30/2011   Active   BIRCH RUN OUTLETS II LLC
02569810017
    0017     Prime Outlets - Kenosha   10/14/1989   12/31/2015   Active   PRIME OUTLETS AT PLEASANT PRAI
02569810018
    0018     Kittery Premium Outlets   9/8/1989   4/30/2015   Active   KITTERY PREMIUM OUTLETS LLC
02569810019
    0019     Liberty Village Premium Outlet   3/3/1990   3/31/2011   Active   CPG PARTNERS L.P.
02569810020
    0020     Gilroy Premium Outlets   5/5/1990   9/30/2016   Active   GILROY PREMIUM OUTLETS LLC
02569810020
    0020     Gilroy Premium Outlets   5/5/1990   9/30/2016   Active   GILROY PREMIUM OUTLETS LLC
02569810021
    0021     Prime Outlets - Burlington   9/18/1996   9/30/2011   Active   THE OUTLET SHOPPES AT BURLINGT
02569810025
    0025     Aurora Farms Premium Outlets   5/5/1990   3/31/2012   Active   CPG PARTNERS L.P.
02569810026
    0026     Prime Outlets - Queenstown   8/9/1990   11/30/2011   Active   SECOND HORIZON GROUP LP
02569810027
    0027     Prime Outlets - Perryville   8/18/1990   1/31/2009   Month-to-Month   SHOPS AT PERRYVILLE LLC
02569810028
    0028     Prime Outlets - Williamsburg   5/9/1997   8/31/2009   Active   WILLIAMSBURG OUTLETS LLC
02569810030
    0030     Silverthorne Factory Stores   6/17/1996   8/31/2013   Active   CRAIG REALTY GROUP SILVERTHORN
03093120030
    0030     Silverthorne Factory Stores   6/17/1996   8/31/2013   Active   CRAIG REALTY GROUP SILVERTHORN
02569810031
    0031     Desert Hills Premium Outlets   11/16/1990   8/31/2012   Active   CPG PARTNERS L.P.
02569810033
    0033     The Crossings Premium Outlets   3/6/1996   12/31/2011   Active   CHELSEA POCONO FINANCE, LLC
02569810035
    0035     Lighthouse Place Prem. Outlets   7/12/1991   1/31/2010   Active   LIGHTHOUSE PLACE PREMIUM OUTLE
02569810037
    0037     Craig Realty Group Hillsboro   1/25/1992   1/31/2009   Month-to-Month   CRAIG REALTY GROUP--HILLSBORO
03069510037
    0037     Prime Outlets - Hillsboro   1/25/1992   1/31/2009   Month-to-Month   CRAIG REALTY GROUP--HILLSBORO
02569810040
    0040     Prime Outlets - Ellenton   10/3/1991   2/29/2012   Active   GULF COAST FTY SHOPS LP/WACHOV
02569810042
    0042     Prime Outlets - Naples   12/31/1991   12/31/2009   Active   CORAL ISLE FTY SHOPS LP/WACHOV
02569810043
    0043     Prime Outlets - San Marcos   2/21/1996   3/31/2018   Active   SAN MARCOS FTY STORES @ WACHOV
02569810052
    0052     Osage Beach Premium Outlets   5/7/1993   4/30/2014   Active   CPG PARTNERS L.P.
02502110053
    0053     Jones New York   4/22/1992   2/28/2011   Active   EDWARD M. PAUL
02569810057
    0057     Rockvale Square   9/3/1993   5/31/2010   Active   ROCKVALE OUTLETS
02569810058
    0058     Lake George Plaza   5/19/1992   10/31/2010   Active   LAKE GEORGE PLAZA LLC, C/O GRE
02569810066
    0066     Silver Sands Factory Outlet   8/12/1992   7/31/2013   Active   SILVER SANDS JOINT VENTURE PAR
02569810068
    0068     Prime Outlets - Calhoun   6/29/1996   6/30/2013   Active   CALHOUN OUTLETS LLC C/O WACHOV
02502510077
    0077     Fresh Market Shoppes   7/27/1993   9/30/2010   Active   WRI-SRP HILTON HEAD LLC
02569810099
    0099     Santa Fe Factory Stores   11/22/1993   5/31/2010   Active   FASHION OUTLETS OF SANTA FE LL
03095420101
    0101     Stamford Towne Center   8/23/1983   1/31/2010   Active   STAMFORD TOWN CENTER
02569810212
    0212     Prime Outlets - Fremont   3/30/1994   12/31/2011   Active   THE OUTLET SHOPPES AT FREMONT
02569810220
    0220     Tanger Center - Riverhead   7/1/1994   7/31/2009   Active   TANGER PROPERTIES LP
02569810224
    0224     Prime Outlets - Grove City   8/19/1994   8/31/2011   Active   GROVE CITY FTRY SHOPS LP & WAC
02569810232
    0232     Tanger Center - Vero Beach   10/23/1994   1/31/2009   Active   VERO FASHION OUTLETS LLC
02569810237
    0237     Prime Outlets - Pismo Beach   11/23/1994   12/31/2013   Active   PRIME OUTLETS @ PISMO BEACH LL

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
02569810243
    0243     The Outlets at Hershey   10/15/1994   10/31/2009   Active   FSH ASSOCIATES, L.P.
02569810245
    0245     Napa Premium Outlets   11/16/1994   4/30/2013   Active   CHELSEA FINANCING PARTNERSHIP,
02569810270
    0270     Waterloo Premium Outlets   4/7/1995   4/30/2012   Active   WATERLOO PREMIUM OUTLETS LLC
02569810272
    0272     Penn’s Purchase Factory Outlet   5/20/1995   5/19/2010   Active   PENN’S PURCHASE FACTORY OUTLET
02569810276
    0276     Circle Factory Outlet Center   4/15/1995   4/30/2010   Active   CIRCLE FACTORY OUTLET LLC
02569810284
    0284     Tanger Outlet - Rehoboth Beach   6/16/1995   6/30/2013   Active   COROC/REHOBOTH I LLC
02569810295
    0295     Tanger Center - Sanibel   12/16/1995   1/31/2013   Active   TANGER PROPERTIES LP
02501910296
    0296     Woodbury Commons Premium Outle   9/9/1995   8/31/2013   Active   CPG PARTNERS L.P.
02501910305
    0305     Prime Outlets - Birch Run   9/15/1995   1/31/2013   Active   BIRCH RUN OUTLETS II LLC
02501910306
    0306     Liberty Village Premium Outlet   3/9/1996   12/31/2010   Active   CPG PARTNERS L.P.
02569810309
    0309     N. Georgia Premium Outlets   5/4/1996   5/31/2009   Active   CPG PARTNERS L.P.
02569810312
    0312     Clinton Crossing Premium Outle   8/16/1996   8/31/2016   Active   CPG PARTNERS L.P.
02502510315
    0315     Liberty Village Premium Outlet   4/25/1996   3/31/2012   Active   CPG PARTNERS L.P.
02502510316
    0316     Circle Factory Outlet Center   4/11/1996   4/30/2009   Active   CIRCLE FACTORY OUTLET LLC
02501910320
    0320     Silverthorne Factory Stores   7/26/1996   11/30/2010   Active   CRAIG REALTY GROUP SILVERTHORN
02502510328
    0328     Penn’s Purchase Factory Outlet   7/25/1996   5/31/2010   Active   PENN’S PURCHASE FACTORY OUTLET
02502510329
    0329     Tanger Center - Riverhead   7/4/1996   7/31/2014   Active   TANGER PROPERTIES LP
02501910338
    0338     Gilroy Premium Outlets   10/31/1996   1/31/2017   Active   GILROY PREMIUM OUTLETS LLC
02501910338
    0338     Gilroy Premium Outlets   10/31/1996   1/31/2017   Active   GILROY PREMIUM OUTLETS LLC
02569810340
    0340     Prime Outlet - Gaffney   10/18/1996   12/31/2010   Active   GAFFNEY OUTLETS LLC
02569810355
    0355     Lakes Region Factory Stores   4/30/1997   4/30/2017   Active   COROC/LAKES REGION LLC
02501910356
    0356     Hilton Head Factory Stores   5/2/1997   1/31/2010   Active   COROC/HILTON HEAD I LLC
02569810358
    0358     Prime Outlets - Lee   5/22/1997   6/30/2009   Active   LEE OUTLETS LLC
02501910359
    0359     Prime Outlets - Lee   5/22/1997   5/31/2009   Active   LEE OUTLETS LLC
02502510365
    0365     Oak Creek Factory Outlets   12/15/1992   12/31/2012   Active   OAKCREEK LTD LLC
02569810369
    0369     Fancy Fair Mall   5/22/1997   3/31/2012   Active   FANCY FAIR
02569810373
    0373     Tanger Outlet - Myrtle Beach   11/15/2002   1/31/2010   Active   COROC/MYRTLE BEACH LLC
02501910377
    0377     The Outlets at Hershey   8/1/1997   1/31/2013   Active   FSH ASSOCIATES, L.P.
02569710381
    0381     Jackson Outlet Village   7/5/1997   7/31/2009   Active   CPG PARTNERS L.P.
02569810392
    0392     Seaside Factory Outlet Center   8/2/1997   12/31/2013   Active   NORTHWEST CAPITAL INVESTMENT G
03095420403
    0403     Baybrook Mall   7/2/1984   12/31/2012   Active   BAYBROOK MALL LP-0403
02569810406
    0406     Prime Outlets - Hagerstown   9/15/2005   9/30/2010   Active   OUTLET VILLAGE OF HAGERSTOWN L
02569610408
    0408     Tanger Center - Kensington   3/2/1998   3/31/2013   Active   TANGER PROPERTIES LIMITED PART
02569710410
    0410     Las Vegas Outlet Center   3/13/1998   1/31/2012   Active   CHELSEA LAS VEGAS HOLDINGS LLC
02501910411
    0411     Jones New York Country   5/24/1998   5/31/2010   Active   ANGIE PETROS
02501910413
    0413     Factory Stores at Lincoln City   5/22/1998   12/31/2013   Active   COROC/LINCOLN CITY LLC
02569810414
    0414     Viejas Outlet Center   5/8/1998   12/31/2011   Active   VIEJAS OUTLET CENTER
02569610416
    0416     Potomac Mills   5/5/1998   1/31/2011   Active   MALL AT POTOMAC MILLS LLC
02569810421
    0421     St. Augustine Factory Outlets   7/31/1999   7/31/2009   Active   LVP ST AUGUSTINE OUTLETS LLC
02569610425
    0425     Designer Place   5/4/1998   2/22/2022   Active   VF OUTLET INC.

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
02569610426
    0426     Wrentham Premium Outlets   3/3/1998   10/31/2017   Active   CPG PARTNERS L.P.
02501910427
    0427     Carlsbad Premium Outlets   6/6/1998   6/30/2016   Active   CPG CARLSBAD HOLDINGS LLC
02569610444
    0444     Leesburg Corner Premium Outlet   10/22/1998   1/31/2016   Active   CPG PARTNERS L.P.
02569610447
    0447     Camarillo Premium Outlets   2/24/1995   2/28/2015   Active   CPG PARTNERS L.P.
02569610448
    0448     Great Lakes Crossing   11/12/1998   1/31/2010   Active   TAUBMAN AUBURN HILLS ASSOCIATE
02569810450
    0450     Woodburn Company Stores   7/25/1999   7/31/2010   Active   CRAIG REALTY GROUP-WOODBURN LL
02569610453
    0453     Albertville Premium Outlets   4/18/2000   4/30/2010   Active   CPG PARTNERS L.P.
02501910456
    0456     Gettysburg Village Factory Sto   10/1/2000   1/31/2010   Active   GETTYSBURG OUTLET CENTER LP
02501910462
    0462     Arundel Mills   11/17/2000   1/1/2011   Active   ARUNDEL MILLS SHOPPING CTR
02569810463
    0463     Concord Mills   3/24/2001   3/31/2011   Active   CONCORD MILLS SHOPPING MALL
02569810464
    0464     St. Helena Premium Outlets   9/8/2001   6/30/2011   Active   ST. HELENA OUTLET PARTNERS L.P
02569610467
    0467     Petaluma Village Premium Outle   6/24/2001   6/30/2011   Active   CPG PARTNERS L.P.
02569810468
    0468     Carlsbad Company Stores   4/1/2002   3/31/2012   Active   CPG CARLSBAD HOLDINGS LLC
02569810471
    0471     Orlando Premium Outlets   11/30/2001   11/30/2011   Active   CHELSEA ORLANDO DEVELOPMENT, L
02569810473
    0473     Olde Lafayette Village   3/23/2002   12/31/2012   Active   OLDE LAFAYETTE VILLAGE
02569610474
    0474     Allen Premium Outlets   3/23/2002   3/31/2012   Active   CHELSEA ALLEN DEVELOPMENT, L.P
02569810475
    0475     Vacaville Premium Outlets   4/17/2003   4/30/2013   Active   CPG FINANCE II, LLC
02569810476
    0476     Prime Outlets - Lebanon   4/10/1998   1/31/2012   Active   PRIME OUTLETS @ LEBANON LP/WAC
02569810477
    0477     Jones New York Building   8/1/1993   8/31/2015   Active   JYN RETAIL CORP.
02569810478
    0478     Denney Block   8/21/1989   9/30/2009   Active   THE DENNEY BLOCK LLC
02569810479
    0479     Hampshire Self Storage   10/1/2007   10/31/2009   Active   HAMPSHIRE SELF STORAGE - CENTR
02569810479
    0479     Woodbury Commons Premium Outle   3/25/1989   8/31/2010   Active   CPG PARTNERS L.P.
02501910480
    0480     Desert Hills Premium Outlets   9/16/1995   11/30/2012   Active   CPG PARTNERS L.P.
02569810481
    0481     Tanger Center - Gonzales   2/14/1998   1/31/2012   Active   TANGER PROPERTIES LP
02569810482
    0482     Edinburgh Premium Outlet   4/18/1998   4/30/2011   Active   CPG PARTNERS L.P.
02569810484
    0484     Las Vegas Premium Outlets   8/1/2003   8/31/2013   Active   SIMON/CHELSEA LAS VEGAS DEVELO
02501910488
    0488     Sands Shopping Center   9/9/2003   9/30/2013   Active   G & L BUILDING CORP.
02569810493
    0493     Tanger Center - Myrtle Beach   5/21/2004   5/31/2014   Active   TWMB ASSOCIATES, LLC
03002110494
    0494     Seattle Premium Outlets   5/5/2005   5/31/2015   Active   CPG PARTNERS L.P.
02569610498
    0498     Cape Cod Factory Mall   6/25/2004   12/31/2008   Active   HIGH ROCK FACTORY OUTLET ROAD
03069810499
    0499     Chicago Premium Outlets   12/10/2004   11/30/2014   Active   SIMONCHELSEA DEVEL LLC
03069810505
    0505     CPG Tinton Falls Urban Renewal   9/12/2008   1/31/2019   Active   TINTON FALLS PREMIUM OUTLETS
03069810506
    0506     Philadelphia Premium Outlets   9/10/2007   1/31/2018   Active   CHELSEA LIMERICK HOLDINGS LLC
03069810507
    0507     Round Rock Premium Outlets   6/1/2006   8/31/2016   Active   CPG ROUND ROCK L.P.
03069810508
    0508     Grapevine Mills   12/16/2004   12/31/2009   Active   GRAPEVINE MILLS SHOPPING CTR
03069810510
    0510     Jones New York   12/22/2004   12/31/2009   Active   FULLIN BROTHERS LAND COMPANY
03001910511
    0511     Miromar Outlets   5/12/2005   5/31/2010   Active   MIROMAR OUTLET WEST, LLC
03069810512
    0512     Tanger Outlet Center   8/4/2006   8/31/2011   Active   TANGER PROPERTIES LP
03069810513
    0513     Rio Grande Outlets   9/7/2006   11/30/2016   Active   CPG MERCEDES L.P.
03069810514
    0514     Fashion Outlets - Niagara   7/18/2005   7/31/2010   Active   FASHION OUTLET OF NIAGARA FALL

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03069810515
    0515     Valley Mall Shopping Center   11/1/2005   9/30/2015   Active   VALLEY & PLAINFIELD ASSOCIATES
03069810516
    0516     The Citadel   1/8/2006   1/31/2011   Active   CRAIG REALTY GROUP - CITADEL L
03069810517
    0517     Sam Moon Shopping Center   11/4/2005   11/30/2010   Active   MOON VENTURES LTD
03069810518
    0518     Tanger-Wisconsin Dell   7/28/2006   7/31/2011   Active   TANGER WISCONSIN DELLS, LLC
03069810520
    0520     Tanger Outlet Center - Foley   3/20/2006   4/30/2011   Active   COROC/RIVIERA LLC
03069810521
    0521     Festival Bay   8/21/2006   8/31/2011   Active   BT ORLANDO LIMITED PARTNERSHIP
03069810522
    0522     Columbia Gorge Factory Stores   3/1/2006   5/31/2016   Active   CHELSEA FINANCING PARTNERSHIP,
03069810523
    0523     Colorado Mills   11/20/2006   11/30/2009   Active   COLORADO MILLS MALL LP
03069810524
    0524     The Outlet Shoppes at El Paso   8/13/2007   10/31/2012   Active   EL PASO OUTLET CENTER LLC
03069810525
    0525     The Mall At The Source   11/22/2006   1/31/2017   Active   W&S ASSOCIATES L.P.
03069810526
    0526     Pleasant Valley   7/10/2006   7/31/2016   Active   KIMCO REALTY CORP
03069810527
    0527     Riverpoint Shopping Center   10/12/2006   10/31/2011   Active   RIVERPOINT SC SPRINGING
03069810530
    0530     Tanger Outlets-The Arches   10/23/2008   10/31/2013   Active   DEER PARK ENTERPRISE LLC
03069810533
    0533     Winter Garden Village   5/31/2007   1/31/2018   Active   COLE MT WINTER GARDEN FL LLC
03002110534
    0534     Sam Moon   5/21/2007   4/30/2012   Active   SM CENTER WOODLANDS LTD.
03069810535
    0535     The Forum at Olympia Parkway   5/23/2007   1/31/2018   Active   S.A. DEVELOPMENT COMPANY L.P.
03069810536
    0536     Johnson Creek Premium Outlets   4/11/2007   1/31/2012   Active   CPG PARTNERS L.P.
03069810537
    0537     Pine Island Marketplace   2/9/2008   1/31/2018   Active   CAPE CORAL LAND DEVELOPMENT LL
03069810538
    0538     5401 West Oak Ridge Road   8/1/2007   1/31/2018   Active   ORLANDO OUTLET WORLD
03069810539
    0539     The Walk   6/25/2007   6/30/2017   Active   ATLANTIC CITY ASSOCIATES NUMBE
03069810540
    0540     The Arboretum   3/16/2007   1/31/2018   Active   ARBORETUM JOINT VENTURE
03069810541
    0541     Lincoln Square   4/30/2007   1/31/2018   Active   LINCOLN SQUARE MALL LTD
03069810543
    0543     Shops at Pembroke Gardens   8/27/2007   1/31/2018   Active   AD PEMBROKE LAND COMPANY LLC
03069810544
    0544     Carolina Premium Outlets   9/5/2007   1/31/2018   Active   CPG FINANCE I, LLC - 6738
03069810545
    0545     Houston Premium Outlets   3/27/2008   1/31/2019   Active   HOUSTON PREMIUM OUTLETS
03069810546
    0546     Tanger Outlets-Pittsburg   8/29/2008   8/31/2013   Active   TANGER PROPERTIES LP
03069810547
    0547     Prime Outlets at Gulfport   3/5/2008   3/31/2018   Active   GULFPORT FACTORY SHOPS LP
03069810548
    0548     Tanger OUtlets - Locust Grove   10/19/2007   10/31/2012   Active   TANGER PROPERTIES LP
03069810554
    0554     Portchester Shopping Center   2/26/2005   2/28/2015   Active   AVR-PORTCHESTER LLC
03069810556
    0556     Factory Merchants - Branson   12/16/2004   11/30/2009   Active   CPG PARTNERS L.P.
03069810557
    0557     Horizon Outlet Center   5/6/2004   5/31/2009   Active   PRE/TULARE LLC
03069810559
    0559     Tanger Outlet Center   7/21/2008   7/31/2018   Active   TANGER PROPERTIES LTD.
03069810560
    0560     Kimco Realty Corporation   8/22/2008   1/31/2019   Active   KIMCO NORTH TRUST II
03069810566
    0566     700 Terminal Tower   10/31/2008   1/31/2014   Active   FOREST CITY COMMERCIAL MGMT IN
02617610602
    0602     Liberty Village Premium Outlet   11/21/1999   12/31/2012   Active   CPG PARTNERS L.P.
02617610603
    0603     Woodbury Commons Premium Outle   11/21/1986   12/31/2012   Active   CPG PARTNERS L.P.
02617610604
    0604     Designer Outlet Gallery   11/21/1999   12/31/2009   Active   SECAUCUS OUTLET CENTER LLC
02617610605
    0605     Desert Hills Premium Outlets   11/21/1999   12/31/2012   Active   CPG PARTNERS L.P.
02617610606
    0606     Prime Outlets - San Marcos   11/21/1999   1/31/2012   Active   SAN MARCOS FTY STORES @ WACHOV
02617610607
    0607     Clinton Crossing Premium Outle   11/21/1999   12/31/2012   Active   CPG PARTNERS L.P.

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
02617610608
    0608     Waikele Premium Outlets   11/21/1999   12/31/2012   Active   CPG PARTNERS L.P.
02617610609
    0609     Orlando Premium Outlets   9/2/2000   12/30/2012   Active   CHELSEA ORLANDO DEVELOPMENT, L
02617610611
    0611     Tanger Center - Riverhead   8/17/2002   1/31/2013   Active   TANGER FACTORY OUTLET CENTER
02617610640
    0640     Tanger Center - Kensington   10/25/2003   1/31/2011   Active   TANGER FACTORY OUTLET CENTER
02617610647
    0647     Potomac Mills   9/30/2004   12/31/2010   Active   MALL AT POTOMAC MILLS LLC
03017610649
    0649     Prime Outlets - Williamsburg   1/14/2005   1/31/2012   Active   WILLIAMSBURG OUTLETS LLC
02617610651
    0651     Guam Factory Outlet   7/30/2004   7/31/2009   Active   GPO DELAWARE LLC
02617610653
    0653     Highridge Plaza   11/15/2004   1/31/2009   S   NESHER LLP
03017610654
    0654     Lighthouse Place Premium Outle   6/1/2005   6/30/2015   Active   LIGHTHOUSE PLACE PREMIUM OUTLE
03017610656
    0656     Philadelphia Premium Outlets   9/10/2007   1/31/2018   Active   CHELSEA LIMERICK HOLDINGS LLC
03017610657
    0657     Round Rock Premium Outlets   6/1/2006   8/31/2016   Active   CPG ROUND ROCK L.P.
03017610658
    0658     Kittery Premium Outlets   2/22/2005   3/31/2015   Active   KITTERY PREMIUM OUTLETS LLC
03017610659
    0659     Silverthorne Factory Stores   3/17/2005   3/31/2010   Active   CRAIG REALTY GROUP SILVERTHORN
03017610660
    0660     Citadel Outlets Shopping Ctr   8/19/2005   9/30/2010   Active   CRAIG REALTY GROUP - CITADEL L
03017610661
    0661     Gilroy Premium Outlets   12/3/2004   12/31/2014   Active   GILROY PREMIUM OUTLETS LLC
03017610662
    0662     Great Mall of the Bay Area   11/26/2004   12/31/2009   Active   THE GREAT MALL AT MILPITAS
03017610663
    0663     Camarillo Premium Outlets   9/28/1995   9/30/2015   Active   CPG PARTNERS L.P.
03017610665
    0665     Leesburg Corner Premium Outlet   12/9/2000   12/31/2010   Active   CPG PARTNERS L.P.
03017610667
    0667     Tanger Center - Rehoboth Beach   2/14/2005   3/31/2010   Active   COROC/REHOBOTH I LLC
03017610668
    0668     Prime Outlets - Hagerstown   3/3/2005   3/31/2010   Active   OUTLET VILLAGE OF HAGERSTOWN L
03017610669
    0669     Denny Block   4/13/2005   4/30/2010   Active   THE DENNY BLOCK LLC
03017610670
    0670     Tanger Center - Myrtle Beach   2/7/2005   3/31/2010   Active   TWMB ASSOCIATES
03017610671
    0671     Tanger Outlet - Foley   11/4/2005   11/30/2010   Active   COROC/RIVIERA LLC
03017610672
    0672     Rio Grande Outlets   9/18/2006   11/30/2016   Active   CPG MERCEDES L.P.
03017610674
    0674     Shops at Las Americas   5/20/2005   5/31/2010   Active   CHELSEA SAN DIEGO FINANCE LLC
03017610675
    0675     N. Georgia Premium Outlets   5/1/2005   6/30/2015   Active   CPG PARTNERS L.P.
03017610676
    0676     Allen Premium Outlets   11/17/2000   11/30/2010   Active   CHELSEA ALLEN DEVELOPMENT, L.P
03017610677
    0677     Fashion Outlets - Niagara   7/18/2005   10/31/2010   Active   FASHION OUTLETS OF NIAGARA FAL
03017610680
    0680     Sawgrass Mills   10/30/2006   11/30/2016   Active   SAWGRASS MILLS SHOPPING MALL
03017610681
    0681     Carlsbad Premium Outlet   6/6/1998   6/30/2016   Active   CPG CARLSBAD HOLDINGS LLC
03017610682
    0682     Anne Klein   5/24/1998   5/31/2010   Active   ANGIE PETROS
03017610683
    0683     Prime Outlets - Lee   5/22/1997   5/31/2009   Active   LEE OUTLETS LLC
03017610684
    0684     Wrentham Village Outlets   10/20/1997   10/31/2017   Active   CPG PARTNERS L.P.
03017610685
    0685     The Crossings Premium Outlets   5/10/1996   1/31/2011   Active   CHELSEA POCONO FINANCE, LLC
03017610686
    0686     Concord Mills   6/5/2006   12/31/2016   Active   CONCORD MILLS SHOPPING MALL
03017610687
    0687     Tanger Outlet Center   8/4/2006   8/31/2011   Active   TANGER PROPERTIES LP
03017610688
    0688     Tanger Outlets-The Arches   10/23/2008   10/31/2013   Active   DEER PARK ENTERPRISE LLC
03017610689
    0689     The Outlet Shoppes at El Paso   8/13/2007   1/31/2013   Active   EL PASO OUTLET CENTER LLC
03017610690
    0690     Las Vegas Premium Outlet   7/17/2007   1/31/2018   Active   SIMON/CHELSEA LAS VEGAS DEVELO
03017610693
    0693     Vacaville Premium Outlets   8/10/2005   9/30/2015   Active   CPG FINANCE II, LLC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03017610694
    0694     Edinburgh Premium Outlets   10/19/2005   10/31/2015   Active   CPG PARTNERS L.P.
03017610695
    0695     Tanger Factory Outlets   4/5/2005   4/30/2010   Active   COROC/HILTON HEAD I LLC
03017610696
    0696     Winter Garden Village   5/31/2007   1/31/2018   Active   COLE MT WINTER GARDEN FL LLC
03017610697
    0697     Sam Moon   5/21/2007   4/30/2012   Active   SM CENTER WOODLANDS LTD.
03017610698
    0698     Prime Outlets- Birch Run   9/15/1995   1/31/2013   Active   BIRCH RUN OUTLETS II LLC
03095420701
    0701     Washington Street   7/27/1984   1/31/2016   Active   25 EAST WASHINGTON ASSOC., LP
02616310703
    0703     Prime Outlets - Williamsburg   2/2/2004   12/31/2011   Active   WILLIAMSBURG OUTLETS LLC
02616310705
    0705     Hilton Head Factory Strs. 1, S   7/15/1995   10/31/2010   Active   RR HILTON HEAD
02616310706
    0706     Prime Outlets - Ellenton   7/15/1995   5/31/2012   Active   GULF COAST FTY SHOPS LP/WACHOV
02616310707
    0707     Sawgrass Mills Center   7/15/1995   3/31/2017   Active   SAWGRASS MILLS SHOPPING MALL
02616310708
    0708     Tanger Outlet - Foley   7/15/1995   3/31/2010   Active   COROC/RIVIERA LLC
02616310709
    0709     Tanger Center - Gonzales   7/15/1995   12/31/2013   Active   FACTORY FACTORY OUTLET CENTER
02616310710
    0710     Gainesville Factory Shops   7/15/1995   1/31/2009   Month-to-Month   C U BUSINESS PARNTERS LLC
02616310711
    0711     Prime Outlets - San Marcos   7/15/1995   5/31/2009   Active   SAN MARCOS FTY STORES @ WACHOV
02616310712
    0712     Lake Elsinore Outlet Center   7/19/1995   2/28/2009   Active   CASTLE & COOKE LAKE ELSINORE C
02616310713
    0713     Las Vegas Outlet Center   7/19/1995   8/31/2013   Active   E.J. FINANCIAL ENTERPRISES LLC
02616310714
    0714     Craig Realty Group Hillsboro   7/27/1995   6/30/2009   Active   CRAIG REALTY GROUP--HILLSBORO
02616310715
    0715     Franklin Mills   11/24/1995   12/31/2009   Active   FRANKLIN MILLS ASSOCIATES LP
02616310717
    0717     Potomac Mills   4/13/1996   3/31/2013   Active   MALL AT POTOMAC MILLS LLC
02616310719
    0719     N. Georgia Premium Outlets   5/11/1996   12/31/2012   Active   CPG PARTNERS L.P.
02616310720
    0720     Edinburgh Premium Outlet   5/23/1996   12/31/2012   Active   CPG PARTNERS L.P.
02616310721
    0721     Gilroy Premium Outlets   5/24/1996   12/31/2012   Active   GILROY PREMIUM OUTLETS LLC
02616310722
    0722     Woodbury Commons Prem. Outlets   7/25/1996   12/31/2012   Active   CPG PARTNERS L.P.
02616310723
    0723     Clinton Crossing Premium Outle   8/16/1996   12/31/2012   Active   CPG PARTNERS L.P.
02616310724
    0724     Rockvale Square   10/4/1996   1/31/2013   Active   ROCKVALE OUTLETS
02616310725
    0725     The Outlets at Vero Beach   10/12/1996   10/31/2009   Active   VERO FASHION OUTLETS LLC
02616310726
    0726     Camarillo Premium Outlets   11/7/1996   12/31/2012   Active   CPG PARTNERS L.P.
02616310727
    0727     Prime Outlet   11/8/1996   11/30/2010   Active   GAFFNEY OUTLETS LLC
02616310728
    0728     Ontario Mills   11/14/1996   12/31/2012   Active   ONTARIO MILLS LP
02616310729
    0729     Tanger Center - Kensington   11/15/1996   11/30/2011   Active   TANGER FACTORY OUTLET CENTER
02616310730
    0730     Prime Outlets - Grove City   11/15/1996   11/30/2009   Active   GROVE CITY FTRY SHOPS LP & WAC
02616310731
    0731     VF Desginer Place   4/5/1997   2/22/2022   Active   VF OUTLET INC.
02616310732
    0732     Waterloo Premium Outlets   4/25/1997   12/31/2012   Active   WATERLOO PREMIUM OUTLETS LLC
02616310733
    0733     Jackson Outlet Village   4/26/1997   4/30/2009   Active   CPG PARTNERS L.P.
02616310734
    0734     Prime Outlets   5/3/1997   8/31/2017   Active   ORLANDO OUTLET OWNER LLC
02616310735
    0735     Lighthouse Place Premium Outle   5/17/1997   12/31/2012   Active   LIGHTHOUSE PLACE PREMIUM OUTLE
02616310736
    0736     Tanger Center - Riverhead   5/23/1997   6/30/2010   Active   TANGER FACTORY OUTLET CENTER
02616310736
    0736     Tanger Center - Riverhead   5/23/1997   6/30/2010   Active   TANGER FACTORY OUTLET CENTER
02616310737
    0737     Tanger Center - Five Oaks   9/22/1997   6/30/2012   Active   TANGER FACTORY OUTLET CENTER
02616310737
    0737     Tanger Factory Outlet Center   9/22/1997   6/30/2012   Active   TANGER FACTORY OUTLET CENTER

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
02616310738
    0738     Prime Outlets - Birch Run   10/4/1997   10/31/2009   Active   BIRCH RUN OUTLETS II LLC
02616310739
    0739     Tanger Center - Commerce   10/10/1997   10/31/2010   Active   TANGER FACTORY OUTLET CENTER
02616310740
    0740     The Crossings Premium Outlets   10/11/1997   10/31/2011   Active   CHELSEA POCONO FINANCE, LLC
02616310741
    0741     Folsom Premium Outlets   4/10/1998   12/31/2012   Active   CHELSEA FINANCING PARTNERSHIP,
02616310742
    0742     Prime Outlets - Lebanon   4/17/1998   4/30/2013   Active   PRIME OUTLETS @ LEBANON LP/WAC
02616310743
    0743     Wrentham Premium Outlets   5/2/1998   12/31/2012   Active   CPG PARTNERS L.P.
02616310744
    0744     Prime Outlets - Lee   5/23/1998   6/30/2009   Active   LEE OUTLETS LLC
02616310745
    0745     St. Augustine Premium Outlets   5/30/1998   5/31/2010   Active   CPG PARTNERS L.P.
02616310746
    0746     Tanger Center - Blowing Rock   6/3/1998   6/30/2011   Active   TANGER FACTORY OUTLET CENTER
02616310747
    0747     Prime Outlets - Hagerstown   8/7/1998   1/31/2014   Active   OUTLET VILLAGE OF HAGERSTOWN L
02616310748
    0748     Leesburg Corner Premium Outlet   10/9/1998   12/31/2012   Active   CPG PARTNERS L.P.
02616310750
    0750     Liberty Village Premium Outlet   3/9/1996   12/31/2010   Active   CPG PARTNERS L.P.
02616310751
    0751     Silver Sands Factory Outlet   5/30/1999   5/31/2009   Active   SILVER SANDS JV PARTNERS II PR
02616310752
    0752     Prime Outlets - Queenstown   7/2/1999   7/31/2013   Active   SECOND HORIZON GROUP LP
02616310753
    0753     Concord Mills   9/17/1999   9/30/2011   Active   CONCORD MILLS SHOPPING MALL
02616310754
    0754     Carolina Premium Outlets   10/31/1999   12/31/2012   Active   CPG FINANCE I, LLC - 6738
02616310755
    0755     Carlsbad Company Stores   12/12/1999   12/31/2011   Active   CPG CARLSBAD HOLDINGS LLC
02616310756
    0756     The Outlets at Hershey   4/14/2000   4/30/2010   Active   FSH ASSOCIATES L.P.
02616310757
    0757     Great Lakes Crossing   7/8/2000   6/30/2010   Active   TAUBMAN AUBURN HILLS ASSOC.
02616310758
    0758     Desert Hills Premium Outlets   8/19/2000   12/31/2012   Active   CPG PARTNERS L.P.
02616310759
    0759     Arundel Mills   11/17/2000   1/1/2014   Active   ARUNDEL MILLS SHOPPING CENTER
02616310760
    0760     Tanger Center - Locust Grove   2/15/2003   2/28/2013   Active   TANGER FACTORY OUTLET CENTER
02616310762
    0762     Allen Premium Outlets   3/21/2003   3/31/2013   Active   CHELSEA ALLEN DEVELOPMENT, L.P
02616310764
    0764     Tanger Center - Myrtle Beach   5/23/2003   5/31/2013   Active   T.W.M.B. ASSOCIATES LLC
02616310765
    0765     Discover Mills   7/19/2003   12/31/2010   Active   DISCOVER MILLS SHOPPING CTR
02616310766
    0766     Northest Enterprise Inc   7/19/2003   1/31/2012   Active   NORTHEAST ENTERPRISES INC
02616310767
    0767     Prime Outlets - Gulfport   7/9/2003   7/31/2013   Active   PRIME OUTLETS AT GULFPORT
02616310768
    0768     Jersey Gardens Mall   7/26/2003   7/31/2009   Active   JG ELIZABETH LLC
02616310770
    0770     Kasper   9/20/2003   9/30/2013   Active   ROXVILLE ASSOCIATES
02616310771
    0771     Prime Outlets- Kenosha   7/9/2003   1/31/2010   Active   PRIME OUTLETS AT PLEASANT PRAI
02616310795
    0795     Route 146 Millbury   5/7/2004   5/31/2014   Active   ROUTE 146 MILLBURY, LLC
02616310796
    0796     Chicago Premium Outlets   5/19/2004   5/31/2014   Active   SIMONCHELSEA DEVEL LLC
02616310797
    0797     Horizon Outlet Center   5/6/2004   5/31/2009   Active   PRE/TULARE LLC
02616310798
    0798     Lake George Plaza   6/28/1997   6/30/2012   Active   LAKE GEORGE PLAZA LLC, C/O GRE
02616310799
    0799     Lake Buena Vista Factory Store   5/27/2004   5/27/2009   Active   LAKE BUENA VISTA JOINT VENTURE
02616310800
    0800     Crossville Premium Outlets   11/11/2004   11/30/2009   Active   CPG FINANCE II, LLC
02616310815
    0815     Secaucus Outlet Center LLC   11/24/2004   11/30/2009   Active   SECAUCUS OUTLET CENTER LLC
03016310816
    0816     Factory Merchants Branson   12/16/2004   11/30/2009   Active   CPG PARTNERS L.P.
03016310818
    0818     Philadelphia Premium Outlets   9/10/2007   1/31/2018   Active   CHELSEA LIMERICK HOLDINGS LLC
03016310819
    0819     Round Rock Premium Outlets   6/1/2006   8/31/2016   Active   CPG ROUND ROCK L.P.

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03016310820
    0820     Grapevine Mills   11/26/2004   12/31/2009   Active   GRAPEVINE MILLS SHOPPING CTR
03016310821
    0821     Katy Mills   12/19/2004   5/31/2009   Active   KATY MILLS SHOPPING MALL
03016310823
    0823     Portchester Shopping Center   2/26/2005   2/28/2015   Active   AVR-PORTCHESTER LLC
03016310824
    0824     The Maine Outlets   3/4/2005   3/31/2010   Active   CPG KITTERY HOLDINGS LLC
03016310825
    0825     Tanger Outlet Center   8/4/2006   8/31/2011   Active   TANGER PROPERTIES LP
03016310826
    0826     Festival Bay   7/29/2006   8/31/2011   Active   BT ORLANDO LIMITED PARTNERSHIP
03016310827
    0827     Silverthorne Factory Outlet   7/26/1996   11/30/2010   Active   CRAIG REALTY GROUP SILVERTHORN
03016310828
    0828     Tanger Outlets-The Arches   10/23/2008   10/31/2013   Active   DEER PARK ENTERPRISE LLC
03016310829
    0829     Rio Grande Outlets   9/18/2006   11/30/2016   Active   CPG MERCEDES L.P.
03016310830
    0830     Town Center North   5/15/2007   1/31/2018   Active   WOLFORD DEVELOPMENT INC.
03016310831
    0831     The Outlet Shoppes at El Paso   7/9/2007   10/31/2012   Active   EL PASO OUTLET CENTER LLC
03016310832
    0832     Houston Premium Outlets   3/27/2008   1/31/2019   Active   HOUSTON PREMIUM OUTLETS
03016310833
    0833     Tanger Outlets-Pittsburg   8/29/2008   8/31/2013   Active   TANGER PROPERTIES LP
03016310838
    0838     Miromar Outlets   11/1/2008   5/31/2010   Active   MIROMAR OUTLET WEST LLC
03016310841
    0841     Jersey Shore Premium Outlets   9/12/2008   1/31/2019   Active   TINTON FALLS PREMIUM OUTLETS
03068310904
    0904     Tanger Center - Hilton Head   4/5/2005   4/30/2010   Active   COROC/HILTON HEAD I LLC
03068310907
    0907     Lighthouse Place Premium Outle   7/26/1997   7/31/2011   Active   LIGHTHOUSE PLACE PREMIUM OUTLE
03068310909
    0909     Wrentham Premium Outlets   10/20/1997   10/31/2017   Active   CPG PARTNERS L.P.
03068310911
    0911     Edinburgh Premium Outlets   10/19/2005   10/31/2015   Active   CPG PARTNERS L.P.
03068310915
    0915     Vacaville Premium Outlets   8/10/2005   9/30/2015   Active   CPG FINANCE II, LLC
03068310917
    0917     Prime Outlets- Hagerstown   9/15/2005   9/30/2010   Active   OUTLET VILLAGE OF HAGERSTOWN L
03068310918
    0918     Allen Premium Outlets   11/11/2005   11/30/2015   Active   CHELSEA ALLEN DEVELOPMENT, L.P
02569410920
    0920     Jones New York   5/28/1999   6/30/2009   Active   130 PRINCE ASSOCIATES LLC
03068310922
    0922     Rockvale Square   5/4/2006   5/30/2011   Active   ROCKVALE OUTLETS
03068320925
    0925     Colonial Pinnacle Turkey Creek   4/12/2006   4/30/2016   Active   PARKSIDE DRIVE LLC
03017611002
    1002     Sam Moon   6/4/2007   7/31/2012   Active   MOON VENTURES LTD
03017611003
    1003     St. Augustine Premium Outlets   7/21/2008   1/31/2019   Active   CPG PARTNERS LP
03017611004
    1004     The Outlets at Hershey   8/1/1997   1/31/2013   Active   FSH ASSOCIATES, L.P.
03017611005
    1005     Chicago Premium Outlets   9/11/2007   1/31/2018   Active   SIMONCHELSEA DEVEL LLC
03017611006
    1006     Houston Premium Outlets   3/27/2008   1/31/2019   Active   HOUSTON PREMIUM OUTLETS
03017611008
    1008     Prime Outlets at Pismo Beach   11/16/2007   1/31/2018   Active   PRIME OUTLETS @ PISMO BEACH LL
03017611011
    1011     Tanger Center - Sanibel   7/31/2004   7/31/2009   Active   TANGER PROPERTIES LTD
03068421112
    1112     Anne Klein   3/1/2006   11/30/2018   Active   PLAZA MADISON LLC
03068421120
    1120     Mall At Green Hills   9/13/2006   9/30/2016   Active   GREEN HILLS MALL LLC
03068421121
    1121     Plaza Frontenac   8/26/1994   9/30/2016   Active   PLAZA FRONTENAC
03068421124
    1124     Nine West   7/28/2006   2/29/2028   Active   CARLO FRAIOLI
03068421128
    1128     Copley Place   10/20/2006   1/31/2017   Active   COPLEY PLACE ASSOCIATES LLC
03047021132
    1132     Somerset Collection M/A Dues   8/15/1996   1/31/2017   Active   SOMERSET COLLECTION MERCHANTS
03047021132
    1132     Somerset LTD Partnership   8/15/1996   1/31/2017   Active   FRANKEL/FORBES-COHEN ASSOCIATE
03047021133
    1133     Plaza Frontenac   8/26/1994   9/30/2016   Active   PLAZA FRONTENAC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03047021134
    1134     Westfield- Century City   8/16/2006   1/31/2017   Active   CENTURY CITY MALL LLC
03047021135
    1135     Copley Place   10/20/2006   1/31/2017   Active   COPLEY PLACE ASSOCIATES LLC
03047021136
    1136     San Francisco Shopping Center   9/28/2006   1/31/2017   Active   SAN FRANCISCO SHOPPING CENTRE
03047021137
    1137     Mall at Green Hills   9/13/2006   9/30/2016   Active   GREEN HILLS MALL LLC
03047021138
    1138     Carlo Fraioli   7/28/2006   2/29/2028   Active   CARLO FRAIOLI
03047021139
    1139     Jones New York   5/28/1999   6/30/2009   Active   130 PRINCE ASSOCIATES LLC
03095421202
    1202     Barton Creek Mall   10/20/1984   1/31/2015   Active   0145 BARTON CREEK -SPG(TX)LP
03092821205
    1205     North Star Mall   3/25/1995   12/31/2013   Active   NS MALL PROPERTY LP
03092821206
    1206     Fashion Center at Pentagon Cit   2/1/2003   1/31/2013   Active   1116 FASHION CENTER ASSOC,INC
03092821206
    1206     Fashion Center at Pentagon Cit   7/1/2006   6/30/2009   Active   FASHION CENTER @ PENTAGON CITY
03092821206
    1206     Fashion Center at Pentagon Cit   7/1/2006   6/30/2009   Active   FASHION CENTER @ PENTAGON CITY
03092821206
    1206     Fashion Center at Pentagon Cit   11/3/2006   6/30/2009   Active   FASHION CENTER @ PENTAGON CITY
03092821207
    1207     Embarcadero Center   11/18/1994   1/31/2015   Active   BOSTON PROPERTIES-EMBARCADERO
03092821208
    1208     San Francisco Center   10/19/1994   6/30/2016   Active   WESTFIELD EMPORIUM LLC
03092821208
    1208     San Francisco Center   3/1/2007   5/31/2009   Active   SAN FRANCISCO SHOPPING CTR ASS
03092821213
    1213     Galleria at South Bay   8/16/1995   1/31/2016   Active   SOUTH BAY CENTER LLC
03092821218
    1218     The Westchester   12/5/1998   6/30/2015   Active   4676 WESTCHESTER MALL LLC
03092821218
    1218     The Westchester Storage   10/1/2006   1/31/2009   Month-to-Month   THE WESTCHESTER STORAGE
03092821223
    1223     Bandolino   4/25/1995   12/31/2014   Active   SLG 331 MADISON LLC
03092821225
    1225     Shops at Liberty Place   4/14/2004   4/13/2014   Active   LIBERTY PLACE RETAIL ASSOC. LP
03092821226
    1226     Stonebriar Center   4/15/2004   1/31/2014   Active   STONEBRIAR MALL LIMITED PARTNE
03092821227
    1227     The Avenues   5/5/2004   5/31/2014   Active   JACKSONVILLE AVENUES LP
03092821228
    1228     Newport Centre Mall   12/10/2004   12/31/2014   Active   2810 NEWPORT CENTRE LLC
03092821229
    1229     Memorial City Mall   12/1/2004   1/31/2015   Active   MEMORIAL CITY MALL
03092821230
    1230     Pembroke Lakes Mall   4/1/2005   6/30/2015   Active   PEMBROKE LAKES MALL, LTD.
03092821230
    1230     Pembroke Lakes Mall   5/12/2006   6/30/2015   Active   PEMBROKE PINES SELF STORAGE
03092821231
    1231     The Shops at LaCantera   8/3/2005   9/30/2015   Active   THE SHOPS AT LA CANTERA
03092821233
    1233     Fair Oaks Mall   1/17/2005   1/31/2015   Active   FAIRFAX COMPANY OF VIRGINIA LL
03092821234
    1234     Lakeforest Center   1/31/2005   1/31/2015   Active   LAKEFOREST ASSOCIATES LLC
03092821236
    1236     Westfield - Santa Anita   11/4/2005   1/31/2016   Active   WESTFIELD SANTA ANITA
03092821237
    1237     Westfield Shoppingtown-CT   3/10/2006   6/30/2016   Active   THE CONNECTICUT POST LP
03092821238
    1238     National Press Building   1/6/2006   1/31/2016   Active   PRESS BUILDING LLC
03092821239
    1239     Union Station   2/1/2006   1/31/2016   Active   UNION STATION INVESTCO LLC
03092821241
    1241     Broward Mall   8/1/2006   8/31/2016   Active   BROWARD MALL
03092821243
    1243     Monmouth Mall   7/14/2006   7/31/2016   Active   EATONTOWN MONMOUTH MALL LLC
03092821244
    1244     Montgomery Mall   8/28/2006   8/31/2016   Active   7710 MALL AT MONTGOMERYVILLE L
03092821245
    1245     Freehold Raceway Mall   9/21/2006   1/31/2017   Active   FREE MALL ASSOCIATES LLC
03092821246
    1246     Irvine Spectrum Center   5/1/2006   7/31/2016   Active   THE IRVINE COMPANY LLC
03092821247
    1247     Charleston Town Center   6/15/2006   6/30/2016   Active   FOREST CITY MGMT. INC.
03092821248
    1248     Westshore Plaza   6/2/2006   7/31/2016   Active   GLIMCHER WESTSHORE LLC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03092821250
    1250     Lakeline Mall   8/2/2006   8/31/2016   Active   LAKELINE DEVELOPERS
03092821251
    1251     White Flint Mall   4/6/2007   4/30/2017   Active   WHITE FLINT MALL LLLP
03092821252
    1252     Yorktown Shopping Center   6/5/2006   7/31/2016   Active   YORKTOWN HOLDINGS L.L.C.
03092821253
    1253     South Hills Village   6/19/2006   7/31/2016   Active   SOUTH HILLS VILLAGE ASSOC. LP
03092821254
    1254     The Shoppes at N. Brunswick   10/31/2007   10/31/2017   Active   STANBERY NORTH BRUNSWICK LLC
03092821255
    1255     1329 Wisconsin Ave   12/15/2006   1/31/2017   Active   CW CAPITAL LLC
03092821256
    1256     Independence Center   6/19/2006   8/31/2016   Active   SPG INDEPENDENCE CENTER LLC
03092821257
    1257     The Promenade at Dos Lagos   10/27/2006   10/31/2016   Active   DOS LAGOS LIFESTYLE CENTER LLC
03092821258
    1258     Coolsprings Galleria   10/13/2006   1/31/2017   Active   THE GALLERIA ASSOCIATES LP
03092821259
    1259     Roosevelt Feild Mall   10/26/2006   10/31/2016   Active   4836 ROOSEVELT FIELD MALL
03092821260
    1260     Paramus Park   9/29/2006   1/31/2017   Active   PARAMUS PARK SHOPPING CENTER
03092821261
    1261     Friendly Center   1/26/2007   3/31/2017   Active   CBL-TRS JOINT VENTURE LLC
03092821263
    1263     Regency Mall   10/6/2006   1/31/2017   Active   RACINE JOINT VENTURE II LLC
03092821264
    1264     Crystal Mall   10/14/2006   1/31/2017   Active   CRYSTAL MALL LLC
03092821265
    1265     South Plains Mall   9/14/2006   1/31/2017   Active   MACERICH LUBBOCK LIMITED PARTN
03092821266
    1266     Chesterfield Town Center   9/18/2006   1/31/2017   Active   MACERICH PARTNERSHIP LP
03092821268
    1268     Penn Square   4/16/2007   1/31/2017   Active   7603 PENN SQUARE MALL
03092821269
    1269     Mall Del Norte Shopping Center   9/14/2006   1/31/2017   Active   MALL DEL NORTE LLC
03092821270
    1270     Coral Square Mall   12/13/2006   1/31/2017   Active   CORAL CS LTD ASSOCIATES
03092821271
    1271     Westfield South Shore   2/1/2007   1/31/2017   Active   WESTLAND SOUTHSHORE MALL LP
03092821272
    1272     Tyrone Square Mall   10/24/2006   1/31/2017   Active   9690 TYRONE SQUARE
03092821273
    1273     Treasure Coast Square   10/12/2006   1/31/2017   Active   9896-TREASURE COAST-JCP ASSOCI
03092821274
    1274     Post Oak Mall   9/19/2006   1/31/2017   Active   POM-COLLEGE STATION LLC
03092821275
    1275     Columbia Mall   3/26/2007   1/31/2017   Active   COLUMBIA MALL
03092821277
    1277     Genesee Valley Center   11/20/2006   11/30/2016   Active   GENESSE VALLEY PARTNERS L.P.
03092821278
    1278     Menlo Park Mall   9/8/2006   1/31/2018   Active   SHOPPING CENTER ASSOCIATES
03092821279
    1279     College Mall   10/4/2006   10/31/2016   Active   0540 SIMON PROPERTY GROUP LP
03092821280
    1280     Exton Mall   2/13/2007   1/31/2018   Active   PR EXTON LP
03092821283
    1283     The Falls   10/3/1996   1/31/2027   Active   FALLS SHOPPING CENTER ASSOCIAT
03092821284
    1284     Oak Court   6/30/1995   1/31/2017   Active   4668 SHOPPING CENTER ASSOC
03092821285
    1285     Mall of Louisiana   10/29/1997   1/31/2017   Active   GGP MALL OF LOUISIANA LP
03092821288
    1288     2251 Broadway   6/1/2007   12/31/2016   Active   2255 HOLDING CO.
03092821290
    1290     Flordia Mall   5/10/2007   1/31/2018   Active   8544 FLORIDA MALL ASSOC LTD
03092821292
    1292     Lakeside Mall   6/3/1999   6/30/2009   Active   CAUSEWAY ASSOCIATES
03093111511
    1511     Johnson Premium Outlets   5/16/1998   12/31/2012   Active   CPG PARTNERS L.P.
03093111517
    1517     Eagle Leasing Co.   9/6/2005   2/22/2022   Active   EAGLE LEASING CO.
03093111517
    1517     Wrentham Premium Outlets   10/15/1997   10/31/2017   Active   CPG PARTNERS L.P.
03093111522
    1522     Tanger Center - San Marcos   1/23/1998   1/31/2013   Active   TANGER PROPERTIES LTD PTSHP
03093111532
    1532     Prime Outlets Jeffersonville   4/30/1998   1/31/2014   Active   OHIO FTY SHOPS PTNSH/WACHOVIA
03093111533
    1533     Miromar Outlets   10/31/1998   10/31/2013   Active   MIROMAR OUTLET WEST LLC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03093111536
    1536     Franklin Mills   6/6/1998   12/31/2009   Active   FRANKLIN MILLS ASSOCIATES LP
03093111543
    1543     Tanger Factory Outlet Center   2/1/1999   1/31/2009   Active   COROC/RIVIERA LLC
03093111545
    1545     Factory Stores at Lincoln City   6/10/1999   5/31/2009   Active   COROC/LINCOLN CITY LLC
03093111602
    1602     Tanger Center - Myrtle Beach   6/29/2002   6/30/2012   Active   TWMB ASSOCIATES, LLC.
03093111603
    1603     Horizon Outlet Center   4/19/2002   4/30/2012   Active   PRE/LAUGHLIN (NV) LLC
03093111604
    1604     Chicago Premium Outlets   5/19/2004   5/31/2014   Active   SIMONCHELSEA DEVEL LLC
03093111609
    1609     Jersey Gardens Mall   8/7/2003   8/31/2013   Active   JG ELIZABETH LLC
03093111613
    1613     Gettysburg Village Factory Sto   10/1/2000   10/31/2009   Active   GETTYSBURG OUTLET CENTER LP
03093111616
    1616     The Mall at the Source   9/12/2004   9/30/2014   Active   3635 W & S ASSOCIATES L.P.
03093111618
    1618     Clinton Premium Outlets   10/18/2003   10/31/2013   Active   CPG PARTNERS L.P.
03093111619
    1619     Tanger Center - Locust Grove   10/20/2004   10/31/2009   Active   TANGER PROPERTIES LTD PARTNERS
03093111621
    1621     Great Lakes Crossing   11/19/2004   1/31/2014   Active   TAUBMAN AUBURN HILLS ASSOC.
03093111623
    1623     CPG Tinton Falls Urban Renewal   9/12/2008   1/31/2019   Active   TINTON FALLS PREMIUM OUTLETS
03093111624
    1624     Philadelphia Premium Outlets   9/10/2007   1/31/2018   Active   CHELSEA LIMERICK HOLDINGS LLC
03093111625
    1625     Round Rock Premium Outlets   6/1/2006   8/31/2016   Active   CPG ROUND ROCK L.P.
03093111626
    1626     Lake Buena Vista Factory Store   4/16/2005   4/30/2010   Active   LAKE BUENA VISTA
03093111627
    1627     Sands Shopping Center   5/27/2005   5/30/2010   Active   G & L BUILDING CORP.
03093111628
    1628     Prime Outets at Hagerstown   6/29/2005   6/30/2010   Active   OUTLET VILLAGE OF HAGERSTOWN L
03093111629
    1629     Tanger Outlet Center   8/4/2006   8/31/2011   Active   TANGER PROPERTIES LP
03093111630
    1630     Rio Grande Outlets   9/7/2006   11/30/2016   Active   CPG MERCEDES L.P.
03093111631
    1631     Louisiana Boardwalk   5/12/2005   5/31/2010   Active   LOUISIANA RIVERWALK LLC
03093111632
    1632     Seattle Premium Outlets   5/5/2005   5/31/2015   Active   CPG PARTNERS L.P.
03093111633
    1633     Concord Mills   11/6/2005   11/30/2015   Active   CONCORD MILLS SHOPPING MALL
03093111635
    1635     Tanger - Wisconsin Dell   7/28/2006   7/31/2011   Active   TANGER WISCONSIN DELLS, LLC
03093111637
    1637     Desert Hills Premium Outlets   9/16/1995   11/30/2012   Active   CPG PARTNERS L.P.
03093111638
    1638     Fashion Outlets of Las Vegas   3/27/2006   1/31/2012   Active   FASHION OUTLET OF LAS VEGAS LL
03093111639
    1639     Tanger Outlets-The Arches   10/23/2008   10/31/2013   Active   DEER PARK ENTERPRISE LLC
03093111640
    1640     The Outlet Shoppes at El Paso   7/1/2007   1/31/2013   Active   EL PASO OUTLET CENTER LLC
03093111641
    1641     Las Vegas Outlet Center   3/1/2007   1/31/2018   Active   CHELSEA LAS VEGAS HOLDINGS LLC
03093111642
    1642     Winter Garden Village   7/16/2007   1/31/2018   Active   COLE MT WINTER GARDEN FL LLC
03093111643
    1643     Coral Ridge Mall   3/19/2007   1/31/2013   Active   GUMBERG ASSEST MANAGEMENT CORP
03093111645
    1645     Prime Outlets Pleasant Prairie   6/6/2007   6/30/2017   Active   PRIME OUTLETS AT PLEASANT PRAI
03093111646
    1646     The Walk   6/15/2007   6/30/2017   Active   ATLANTIC CITY ASSOCIATES NUMBE
03093111649
    1649     Tanger Outlets-Pittsburg   8/29/2008   8/31/2013   Active   TANGER PROPERTIES LP
03093111650
    1650     Tanger Outlets - Gonzales   6/30/2007   8/31/2012   Active   TANGER PROPERTIES LP
03093111653
    1653     Houston Premium Outlets   3/27/2008   1/31/2019   Active   HOUSTON PREMIUM OUTLETS
03093111655
    1655     Hampshire Self Storage   10/19/2007   10/31/2009   Active   HAMPSHIRE SELF STORAGE - CENTR
03093111655
    1655     Hampshire Self Storage   10/19/2007   10/31/2009   Active   HAMPSHIRE SELF STORAGE - CENTR
03093111656
    1656     Tanger Outlets - Sevierville   6/30/2007   9/30/2012   Active   TANGER PROPERTIES LP
03095421901
    1901     Copley Place   2/1/1995   7/31/2009   Active   7611-COPLEY PLACE ASSOCIATES,

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095422011
    2011     Court at King Of Prussia   2/23/1985   1/31/2009   Month-to-Month   K O P
03095422012
    2012     Woodland Hills Mall   7/19/1985   1/31/2014   Active   WOODLAND HILL MALL LLC
03095422015
    2015     Quail Springs Mall   2/1/2004   1/31/2011   Active   DAYJAY ASSOCIATES
03095422017
    2017     The Esplanade   10/9/1985   2/28/2018   Active   THE ESPLANADE
03095422018
    2018     Montebello Town Center   9/20/1985   1/31/2016   Active   MONTEBELLO TOWN
03095422027
    2027     Rosedale Center   9/7/1985   1/31/2011   Active   ROSEDALE CENTER
03095422029
    2029     Horton Plaza   8/9/1985   6/30/2015   Active   HORTON PLAZA LLC
03095422030
    2030     North Park Center   8/31/1985   4/20/2016   Active   NORTHPARK PARTNERS LP
03095422031
    2031     Oglethorpe Mall   8/17/2006   7/31/2016   Active   GGP IVANHOE II INC.
03095422032
    2032     Cumberland Mall   11/1/1985   12/31/2014   Active   CUMBERLAND MALL
03095422034
    2034     North Star Mall   11/2/1985   2/28/2015   Active   NS MALL PROPERTY LP
03095422101
    2101     Danbury Fair Mall   10/28/1986   12/31/2014   Active   DANBURY FAIR MALL LLC
03095422101
    2101     Danbury Fair Mall   10/28/1986   12/31/2014   Active   DANBURY FAIR MALL LLC
03095422103
    2103     Riverchase Galleria   2/19/1986   1/31/2017   Active   HOOVER MALL LIMITED, L.P.
03095422104
    2104     Vernon Hills   3/5/1986   6/30/2017   Active   HAWTHORN LP
03095422105
    2105     St. Louis Galleria   4/29/1986   8/31/2014   Active   SAINT LOUIS GALLERIA LLC
03095422106
    2106     Florida Mall S/C   3/12/1986   7/31/2010   Active   8544 FLORIDA MALL ASSOC. LTD
03095422107
    2107     Cobb Center   2/26/1986   4/30/2009   Active   TOWN CENTER AT COBB LLC
03095422109
    2109     Ross Park Mall   8/15/1986   1/31/2017   Active   3107 PENN ROSS JOINT VENTURE
03095422109
    2109     Ross Park Mall   10/29/2008   12/31/2008   Active   ROSS PARK MALL MGMT OFFICE
03095422110
    2110     Valley Fair   10/15/1986   1/31/2013   Active   VALLEY FAIR MALL
03095422117
    2117     Owings Mill Town Center   7/30/1986   1/31/2009   Month-to-Month   OWINGS MILLS LP
03095422120
    2120     Monroeville Mall   9/27/1986   4/30/2011   Active   CBL/MONROEVILLE LP
03095422121
    2121     River Oaks Center   11/25/1986   2/28/2014   Active   4671 FOX VALLEY RIVER OAKS PRT
03095422124
    2124     Lenox Square   11/1/1990   1/31/2017   Active   4827 THE RETAIL TRUST
03095422124
    2124     Lenox Square   9/1/2008   8/31/2009   Active   THE RETAIL PROPERTY TRUST
03095422125
    2125     Old Orchard Shopping Center   11/26/1986   1/31/2017   Active   OLD ORCHARD URBAN LP
03095422128
    2128     Aventura Mall   8/8/1986   6/30/2014   Active   AVENTURA MALL VENTURE
03095422129
    2129     Town Center at Boca Raton   10/29/1986   1/31/2018   Active   4839 TOWN CNTR @ BOCA RATON -
03095422129
    2129     Town Center at Boca Raton   10/29/1986   1/31/2018   Active   4839 TOWN CNTR @ BOCA RATON -
03095422129
    2129     Town Cntr at Boca Raton   3/1/2008   2/28/2009   Active   TOWN CENTER AT BOCA RATON
03095422129
    2129     Town Center at Boca Raton   10/29/1986   1/31/2018   Active   4839 TOWN CNTR @ BOCA RATON -
03095412211
    2211     Prime Outlets - Kenosha   11/23/1994   11/30/2009   Active   PRIME OUTLETS AT PLEASANT PRAI
03095412500
    2500     Franklin Mills   11/10/1989   12/31/2009   Active   FRANKLIN MILLS SHOPPING MALL
03095412502
    2502     U-Haul International   10/5/2007   12/31/2009   Active   U-HAUL INTERNATIONAL
03095412502
    2502     U-Haul International   8/1/2008   12/31/2009   Active   U-HAUL INTERNATIONAL
03095412502
    2502     Sawgrass Mills Center   10/4/1990   10/31/2010   Active   SAWGRASS MILLS SHOPPING MALL
03095412502
    2502     U-Haul International   10/1/2007   1/31/2009   Month-to-Month   U-HAUL INTERNATIONAL
03095412502
    2502     U-Haul International   10/1/2007   1/31/2009   Month-to-Month   U-HAUL INTERNATIONAL
03095412502
    2502     U-Haul International   10/1/2007   1/31/2009   Month-to-Month   U-HAUL INTERNATIONAL

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095412503
    2503     Potomac Mills   11/10/1990   11/9/2010   Active   MALL AT POTOMAC MILLS LLC
03095412503
    2503     Potomac Mills   4/1/1998   11/9/2010   Active   PUBLIC STORAGE
03095412505
    2505     Hampshire Self-Storage   11/15/2005   5/31/2015   Active   HAMPSHIRE SELF STORAGE - CENTR
03095412505
    2505     Woodbury Commons Premium Outle   5/1/1993   5/31/2015   Active   CPG PARTNERS L.P.
03095412506
    2506     Gurnee Mills   8/8/1991   8/31/2009   Active   GURNEE MILLS SHOPPING CTR
03095412507
    2507     Prime Outlets - San Marcos   5/3/2004   5/31/2014   Active   SAN MARCOS FTY STORES @ WACHOV
03095412509
    2509     Gilroy Premium Outlets   8/24/1991   1/31/2017   Active   GILROY PREMIUM OUTLETS LLC
03095412509
    2509     Gilroy Premium Outlets   8/24/1991   1/31/2017   Active   GILROY PREMIUM OUTLETS LLC
03095412510
    2510     Conroe Outlet Center   2/21/1992   2/28/2010   Active   CRAIG REALTY GROUP - CONROE LP
03095412511
    2511     Craig Realty Group-Hillsboro   2/13/1992   6/30/2010   Active   CRAIG REALTY GROUP-HILLSBORO
03095412512
    2512     Bellport Outlet Center   6/7/1992   1/31/2009   Month-to-Month   ALROSE BELLPORT LLC
03095412515
    2515     Tanger Outlet - Rehoboth Beach   5/22/1991   1/31/2011   Active   COROC/REHOBOTH I LLC
03095412516
    2516     Folsom Premium Outlets   3/18/1992   5/31/2014   Active   CHELSEA FINANCING PARTNERSHIP,
03095412517
    2517     Prime Outlets - Niagara Falls   10/26/1995   6/30/2017   Active   FASHION OUTLET OF NIAGARA FALL
03095412520
    2520     Vacaville Premium Outlets   8/20/1991   8/31/2016   Active   CPG FINANCE II, LLC
03095412522
    2522     Silverthorne Factory Stores   12/9/1993   1/31/2009   Month-to-Month   CRAIG REALTY GROUP SILVERTHORN
03095412523
    2523     Prime Outlets - Birch Run   5/1/1992   1/31/2013   Active   BIRCH RUN OUTLETS II LLC
03095412526
    2526     Castle Rock Factory Shops   11/20/1992   1/31/2009   Month-to-Month   CRAIG REALTY GROUP CASTLE ROCK
03095412530
    2530     Highridge Plaza   1/23/1998   1/31/2013   Active   NESHER LLP
03095412533
    2533     Burlington Manufacturer’s Outl   11/6/1992   1/31/2011   Active   BURLINGTON OUTLET VILLAGE
03095412534
    2534     Las Vegas Outlet Center   2/13/1998   2/28/2013   Active   E.J. FINANCIAL ENTERPRISES, LL
03095412536
    2536     Lighthouse Place Premium Outlt   7/26/1997   7/31/2011   Active   LIGHTHOUSE PLACE PREMIUM OUTLE
03095412538
    2538     Warrenton Outlet Center   10/14/1993   1/31/2009   Month-to-Month   PPRE/WARRENTON LLC
03095412539
    2539     Prime Outlet Jeffersonville   4/8/1993   1/31/2014   Active   OHIO FTY SHOPS PTNSH/WACHOVIA
03095412540
    2540     U-Lock-IT of Pocono   6/28/2002   1/31/2009   Month-to-Month   U-LOCK-IT OF POCONO
03095412541
    2541     French Mountain Commons   5/9/1992   1/31/2012   Active   L & M INVESTMENT ASSOCIATES
03095412542
    2542     Plainview Shopping   5/22/1992   1/31/2012   Active   TREECO/CENTERS LP
03095412543
    2543     Nine West Outlet   9/16/1992   7/31/2012   Active   U22 ASSOCIATES LLC C/O VANICK
03095412545
    2545     City Place   7/31/1992   5/31/2009   Active   CITY PLACE LP
03095412548
    2548     Osage Beach Premium Outlets   2/26/1993   1/31/2009   Month-to-Month   CPG PARTNERS L.P.
03095412549
    2549     Desert Hills Premium Outlets   5/1/1995   1/31/2010   Active   CPG PARTNERS L.P.
03095412551
    2551     Tanger Outlet - Foley   4/10/1993   1/31/2009   Active   COROC/RIVIERA LLC
03095412554
    2554     Tanger Center - Lancaster   4/8/1993   4/30/2018   Active   TANGER PROPERTIES LTD PTSHP
03095412555
    2555     Bradley Shopping Center   9/18/1992   7/31/2012   Active   ACKLINIS YONKERS REALTY LLC
03095412557
    2557     Camarillo Premium Outlets   3/1/1995   3/31/2015   Active   CPG PARTNERS L.P.
03095412557
    2557     Camarillo Premium Outlets   8/1/2006   3/31/2015   Active   WELLS CARGO
03095412558
    2558     Santa Fe Factory Stores   11/19/1993   5/31/2010   Active   FASHION OUTLETS OF SANTA FE LL
03095412560
    2560     Nine West   5/20/1993   1/31/2014   Active   ACADIA CLARK-DIVERSEY LLC
03095412561
    2561     Paterson-Hamburg Turnpike   3/31/1993   2/28/2013   Active   WAYNE PSC, LLC
03095412562
    2562     Tanger Center - Riverhead   7/14/1994   1/31/2010   Active   TANGER PROPERTIES LTD PTSHP

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095412563
    2563     Tanger Center - Gonzales   8/27/1993   1/31/2009   Active   TANGER PROPERTIES LP
03095412564
    2564     1419 Kings Highway   3/31/1994   1/31/2009   Active   IRVING GOLDMAN
03095412564
    2564     Nine West   3/31/1994   1/31/2009   Month-to-Month   AUG FAMILY KINGS HIGHWAY INVES
03095412566
    2566     Petaluma Village Premium Outle   11/19/1994   1/31/2015   Active   CPG PARTNERS L.P.
03095412567
    2567     Marina Square   9/23/1993   1/31/2014   Active   MARINA SQUARE SHOPPING CTR
03095412569
    2569     Prime Outlets - Grove City   8/19/1994   1/31/2010   Active   GROVE CITY FTRY SHOPS LP & WAC
03095412573
    2573     Tanger Outlet Center   7/15/1994   1/31/2010   Active   COROC/LAKES REGION LLC
03095412574
    2574     Kohl’s Shopping Center   11/24/1993   1/31/2014   Active   AVR-PORTCHESTER LLC
03095412577
    2577     Tanger Center - Nags Head   10/22/1993   1/31/2009   Active   TANGER PROPERTIES LP
03095412578
    2578     Vero Fashion Outlets, LLC   10/24/1994   1/31/2010   Active   VERO FASHION OUTLETS LLC
03095412582
    2582     Georgetown Shopping Center   6/30/1994   5/31/2009   Active   ASTORIA HOLDING CORP.
03095412583
    2583     The Sands Shopping Center   3/30/1994   3/31/2009   Active   G & L BUILDING CORP.
03095412584
    2584     Penn’s Purchase Factory Outlet   5/26/1995   1/31/2011   Active   PENN’S PURCHASE FACTORY OUTLET
03095412586
    2586     San Ysidro Village   4/8/1994   2/28/2009   Active   FOUNTAIN SQUARE SHOPPING CENTE
03095412590
    2590     Prime Outlets - Florida City   9/23/1994   1/31/2012   Active   FLORIDA KEYS FTY SHOPS LP @ WA
03095412591
    2591     Outlets at Anthem   9/15/1995   5/31/2009   Active   CRAIG REALTY GROUP ANTHEM LP
03095412593
    2593     The Outlets at Hershey   11/11/1994   11/30/2009   Active   FSH ASSOCIATES LP
03095412594
    2594     Tanger Outlet Center - Myrtle   9/15/1995   12/31/2010   Active   COROC/MYRTLE BEACH LLC
03095412596
    2596     Hilton Head Factory Stores   6/30/1994   1/31/2010   Active   COROC/HILTON HEAD I LLC
03095412599
    2599     Tanger Center - Locust Grove   10/26/1994   12/31/2013   Active   TANGER PROPERTIES LP
03095412605
    2605     Tanger Center - Kensington   11/15/1996   11/30/2011   Active   TANGER PROPERTIES LP
03095412607
    2607     Napa Premium Outlets   3/19/1995   3/31/2010   Active   CHELSEA FINANCING PARTNERSHIP,
03095412609
    2609     Orlando Design Center   11/5/1994   1/31/2015   Active   ORLANDO DESIGN CENTER LLC
03095412610
    2610     Silver Sands Factory Outlet   3/17/1995   3/31/2015   Active   SILVER SANDS JOINT VENTURE PAR
03095412613
    2613     Prime Outlets - Pismo Beach   12/22/1994   4/30/2011   Active   PRIME OUTLETS @ PISMO BEACH LL
03095412615
    2615     Waterloo Premium Outlets   3/31/1995   3/31/2010   Active   WATERLOO PREMIUM OUTLETS LLC
03095412618
    2618     The Great Mall   11/25/1994   11/24/2009   Active   THE GREAT MALL AT MILPITAS
03095412619
    2619     Westbrook Factory   11/4/1995   1/31/2011   Active   COROC/WESTBROOK I
03095412621
    2621     Berkshire Outlet Village   5/8/1997   5/31/2012   Active   LEE OUTLETS LLC
03095412622
    2622     Prime Outlets - Huntley   11/4/1995   3/31/2010   Active   HUNTLEY FACTORY SHOPS, LTD
03095412623
    2623     Tanger Center - Commerce   12/8/1995   1/31/2010   Active   TANGER PROPERTIES LTD PTSHP
03095412625
    2625     Nine West   6/30/1995   6/30/2010   Active   FREEPORT GROUP LLC
03095412626
    2626     Public Storage Properties   6/1/1997   1/31/2011   Active   PUBLIC STORAGE PROPERTIES
03095412626
    2626     Public Storage Properties   5/5/2004   1/31/2011   Active   PUBLIC STORAGE PROPERTIES
03095412626
    2626     Public Storage Properties   3/19/2008   12/31/2009   Active   PUBLIC STORAGE PROPERTIES
03095412626
    2626     Waikele Premium Outlets   6/17/1995   1/31/2011   Active   CPG PARTNERS L.P.
03095412628
    2628     Ontario Mills   11/14/1996   7/31/2011   Active   ONTARIO MILLS LP
03095412629
    2629     Tanger Center - Five Oaks   4/27/1996   4/30/2011   Active   TANGER PROPERTIES LP
03095412631
    2631     Focus Properties   8/3/1995   1/31/2009   Active   FOCUS PROPERTIES INC
03095412633
    2633     Bayridge   2/23/1996   10/5/2010   Active   CENTURY REALTY INC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095412636
    2636     Tanger Outlet - Park City   1/31/1997   1/31/2013   Active   COROC/PARK CITY LLC
03095412643
    2643     Jackson Outlet Village   4/19/1997   4/30/2012   Active   CPG PARTNERS L.P.
03095412650
    2650     Lake Buena Vista Factory Store   8/1/1996   7/31/2011   Active   LAKE BUENA VISTA JOINT VENTURE
03095412651
    2651     N. Georgia Premium Outlets   5/10/1996   5/31/2011   Active   CPG PARTNERS L.P.
03095412652
    2652     Prime Outlet   10/18/1996   1/31/2012   Active   GAFFNEY OUTLETS LLC
03095412654
    2654     Prime Outlets - Hagerstown   8/7/1998   1/31/2014   Active   OUTLET VILLAGE OF HAGERSTOWN L
03095412658
    2658     Hamden Mart   7/23/1996   7/31/2011   Active   MILTON COOPER SPECIAL INC.
03095412659
    2659     Jacksonville Landing   6/1/1990   5/31/2010   Active   JACKSONVILLE LANDING INVESTMEN
03095412661
    2661     St. Augustine Premium Outlets   3/1/1991   2/28/2014   Active   CPG PARTNERS L.P.
03095412664
    2664     Grapevine Mills   10/30/1997   1/31/2018   Active   GRAPEVINE MILLS SHOPPING CTR
03095412666
    2666     Arizona Mills   11/20/1997   11/30/2012   Active   ARIZONA MILLS LLC
03095412669
    2669     Nine West Outlet   11/20/1997   10/31/2012   Active   KUTIK REALTY
03095412671
    2671     Edinburgh Premium Outlet   8/22/1997   1/31/2015   Active   CPG PARTNERS L.P.
03095412672
    2672     Carlsbad Company Stores   11/13/1997   1/31/2017   Active   CPG CARLSBAD HOLDINGS LLC
03095412672
    2672     U-Haul International   1/4/2007   1/31/2009   Month-to-Month   U-HAUL INTERNATIONAL
03095412673
    2673     Fashion Outlets Of Las Vegas   7/15/1998   7/31/2015   Active   FASHION OUTLET OF LAS VEGAS
03095412676
    2676     Guam Premier Outlets   10/29/1997   10/31/2010   Active   GPO DELAWARE LLC
03095412679
    2679     Viejas Outlet Center   5/22/1998   12/31/2011   Active   VIEJAS OUTLET CENTER
03095412681
    2681     Eagle Leasing Co.   9/6/2005   2/22/2022   Active   EAGLE LEASING CO.
03095412681
    2681     Wrentham Premium Outlets   10/15/1997   10/31/2017   Active   CPG PARTNERS L.P.
03095412683
    2683     Nine West   3/28/1998   1/31/2013   Active   KIRBY ASSOCIATES, INC.
03095412688
    2688     Prime Outlets - Ellenton   11/26/1997   1/31/2013   Active   GULF COAST FTY SHOPS LP/WACHOV
03095412691
    2691     Great Lakes Crossing   11/11/1998   1/31/2009   Active   TAUBMAN AUBURN HILLS ASSOCIATE
03095412694
    2694     Leesburg Corner Premium Outlet   11/6/1998   1/31/2009   Month-to-Month   CPG PARTNERS L.P.
03095412697
    2697     Nine West Outlet   4/23/1999   1/31/2014   Active   MICHAEL KONTALONIS
03095412699
    2699     Jersey Gardens Mall   10/21/1999   1/31/2019   Active   JG ELIZABETH LLC
03095412701
    2701     Liberty Village Premium Outlet   6/22/1999   9/30/2014   Active   CPG PARTNERS L.P.
03095412702
    2702     Arundel Mills   11/17/2000   12/31/2012   Active   ARUNDEL MILLS SHOPPING CTR
03095412703
    2703     Matawan Outlets   6/29/1996   6/30/2011   Active   SEEMAN BROTHERS PARTNERSHIP
03095412704
    2704     American Tin Cannery   3/26/1988   12/31/2009   Active   FOURSOME DVLPMT CO.-AMERICAN T
03095412705
    2705     Clinton Crossing   8/16/1996   8/31/2011   Active   CPG PARTNERS L.P.
03095412707
    2707     Oak Creek Factory Outlets   8/20/1990   1/31/2012   Active   OAKCREEK LTD LLC
03095412709
    2709     Prime Outlets - Lebanon   4/17/1998   1/31/2012   Active   PRIME OUTLETS @ LEBANON LP/WAC
03095412711
    2711     The Mall at the Source   9/5/1997   1/31/2013   Active   3635 W & S ASSOCIATES LP
03095412712
    2712     Citadel Outlet   11/13/1990   11/30/2010   Active   CRAIG REALTY GROUP CITADEL LLC
03095412715
    2715     Tanger Center - Barstow   4/11/2001   4/30/2011   Active   TANGER PROPERTIES LTD
03095412716
    2716     Opry Mills   8/1/2001   2/22/2022   Active   OPRY MILLS LLC
03095412717
    2717     Concord Mills   6/27/2001   8/31/2012   Active   CONCORD MILLS SHOPPING MALL
03095412719
    2719     Discover Mills   11/1/2001   1/31/2009   Month-to-Month   SUGARLOAF MILLS LP
03095412720
    2720     Allen Premium Outlets   11/3/2001   11/30/2011   Active   CHELSEA ALLEN DEVELOPMENT, L.P

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095412722
    2722     Katy Mills   12/19/2001   12/31/2011   Active   KATY MILLS SHOPPING MALL
03095412723
    2723     Tanger Center - Myrtle Beach   5/28/2003   5/31/2013   Active   TWMB ASSOCIATES, LLC.
03095412724
    2724     Chicago Premium Outlets   5/19/2004   5/31/2014   Active   SIMONCHELSEA DEVEL LLC
03095412726
    2726     WaterMark Place   6/28/2002   1/31/2009   Month-to-Month   WATERMARK PLACE
03095412727
    2727     Colorado Mills   11/14/2002   1/31/2009   Month-to-Month   COLORADO MILLS MALL LP
03095412729
    2729     Horizon Outlet Center   8/7/2003   8/31/2013   Active   PRE/TULARE LLC
03095412730
    2730     St. Louis Mills   11/13/2003   1/31/2009   Month-to-Month   ST. LOUIS MILLS LP
03095412731
    2731     Tanger Center - Blowing Rock   7/6/2003   7/31/2013   Active   TANGER PROPERTIES LP
03095412732
    2732     Harlem USA   11/28/2003   11/30/2013   Active   HUSA MANAGEMENT CO., LLC
03095412736
    2736     Aurora Farms Premium Outlets   1/1/2004   12/31/2014   Active   CPG PARTNERS L.P.
03095412737
    2737     Seattle Premium Outlets   5/5/2005   5/31/2015   Active   CPG PARTNERS L.P.
03095412738
    2738     Nine West Outlet   4/28/2004   4/4/2009   Active   BAWABEH BROTHERS NO 2 LLC
03095412739
    2739     Louisiana Boardwalk   5/12/2005   5/31/2010   Active   LOUISIANA RIVERWALK LLC
03095412740
    2740     Prime Outlets - Burlington   7/3/2004   7/31/2011   Active   THE OUTLET SHOPPES AT BURLINGT
03095412742
    2742     Dolphin Mall   3/1/2008   1/31/2014   Active   TAUBMAN-DOLPHIN MALL ASSOC LP
03095412743
    2743     Designers Outlet Gallery   11/26/2004   11/30/2009   Active   SECAUCUS OUTLET CENTER LLC
03095412744
    2744     Woodburn Company Stores   7/24/1999   7/31/2014   Active   CRAIG REALTY GROUP-WOODBURN LL
03095412745
    2745     Albertville Premium Outlets   10/10/2004   12/31/2009   Active   CPG PARTNERS L.P.
03095412746
    2746     CPG Tinton Falls Urban Renewal   9/12/2008   1/31/2019   Active   TINTON FALLS PREMIUM OUTLETS
03095412747
    2747     Philadelphia Premium Outlets   9/10/2007   1/31/2018   Active   CHELSEA LIMERICK HOLDINGS LLC
03095412748
    2748     Round Rock Premium Outlets   6/1/2006   8/31/2016   Active   CPG ROUND ROCK L.P.
03095412749
    2749     Tanger Center - Sanibel   11/23/2004   11/30/2009   Active   TANGER PROPERTIES LLP
03095412750
    2750     Atlantic City Associates   4/15/2005   6/30/2010   Active   ATLANTIC CITY ASSOCIATES LLC
03095412751
    2751     Nine West Outlet   12/22/2004   12/31/2009   Active   FULLIN BROTHERS LAND COMPANY
03095412753
    2753     Nine West Outlet   11/5/2004   10/31/2009   Active   NEW POST PROPERTIES LLC
03095412756
    2756     Boulevard at the Capital Ctr   1/26/2005   3/31/2010   Active   INLAND US MANAGEMENT LLC
03095412757
    2757     Sam Moon Shopping Center   3/23/2005   6/30/2009   Active   MOON VENTURES LTD
03095412758
    2758     Ridgeway Shopping Center   4/1/2005   3/31/2010   Active   UB STAMFORD
03095412759
    2759     Orlando Premium Outlets   5/4/2005   5/31/2015   Active   CHELSEA ORLANDO DEVELOPMENT, L
03095412759
    2759     U-Haul International   10/25/2005   5/31/2015   Active   U-HAUL INTERNATIONAL
03095412759
    2759     U-Haul International   10/6/2006   2/22/2022   Active   U-HAUL INTERNATIONAL
03095412759
    2759     U-Haul International   9/4/2007   9/30/2009   Active   U-HAUL INTERNATIONAL
03095412759
    2759     U-Haul International   10/5/2007   12/31/2009   Active   U-HAUL INTERNATIONAL
03095412759
    2759     U-Haul International   8/1/2008   12/31/2009   Active   U-HAUL INTERNATIONAL
03095412760
    2760     Miromar Outlets   4/26/2005   4/30/2010   Active   MIROMAR OUTLET WEST LLC
03095412761
    2761     Nine West   8/17/2005   7/31/2015   Active   JENEL MANAGEMENT CORP
03095412762
    2762     Tanger Outlet Center   8/4/2006   8/31/2011   Active   TANGER PROPERTIES LP
03095412763
    2763     Rio Grande Outlets   9/25/2006   11/30/2016   Active   CPG MERCEDES L.P.
03095412764
    2764     Las Vegas Premium Outlets   4/25/2005   5/31/2015   Active   SIMON/CHELSEA LAS VEGAS DEVELO
03095412764
    2764     StorageOne at Downtown   9/3/2008   12/31/2009   Active   STORAGE ONE @ DOWNTOWN

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095412766
    2766     Nine West Outlet   5/13/2005   3/31/2010   Active   THE PICKWICK CLUB
03095412767
    2767     Shops at Las Americas   5/20/2005   5/31/2010   Active   CHELSEA SAN DIEGO FINANCE LLC
03095412770
    2770     Newport West   5/13/2006   5/31/2011   Active   NEWPORT WEST LLC
03095412771
    2771     Bay Plaza   10/7/2005   10/31/2010   Active   BAY PLAZA COMMUNITY CENTER LLC
03095412772
    2772     Richland Mall   11/9/2005   11/30/2015   Active   CBL RM-WACO LLC
03095412773
    2773     Town West Square   11/18/2005   1/31/2016   Active   3920 TOWNE WEST SQUARE LLC
03095412776
    2776     Tanger-Wisconsin Dell   7/28/2006   7/31/2011   Active   TANGER WISCONSIN DELLS, LLC
03095412778
    2778     Prime Outlets - Queenstown   4/8/2006   4/30/2011   Active   SECOND HORIZON GROUP LP
03095412779
    2779     Madison/East Towne, LLC   3/15/2006   3/31/2016   Active   MADISON/EAST TOWNE, LLC
03095412781
    2781     Panama City Mall   3/29/2006   1/31/2016   Active   PANAMA CITY MALL, LLC
03095412782
    2782     Festival Bay   8/21/2006   8/31/2011   Active   BT ORLANDO LIMITED PARTNERSHIP
03095412783
    2783     Factory Stores at the Y   4/15/2006   1/15/2011   Active   TWO SISTERS LP
03095412784
    2784     Monterey Park Atlantic Square   5/3/2006   6/23/2011   Active   TRC MM LLC
03095412785
    2785     Carolina Premium Outlets   4/1/2006   4/30/2016   Active   CPG FINANCE I, LLC - 6738
03095412786
    2786     Cape Cod Factory Outlets   3/15/2006   3/31/2009   Active   HIGH ROCK FACTORY OUTLET ROAD
03095412787
    2787     North Bend Premium Outlet   3/1/2006   5/31/2011   Active   CPG FINANCE II, LLC
03095412788
    2788     Coral Ridge Mall   7/14/2006   8/31/2011   Active   GUMBERG ASSEST MANAGEMENT CORP
03095412789
    2789     Catalina Centre   7/27/2006   7/31/2011   Active   CATALINA SHOPPES FLA, LLC
03095412790
    2790     Village at Cambridge Crossing   6/26/2006   5/31/2016   Active   PARAMOUNT CROSSING AT MT LAURE
03095412791
    2791     The Outlet Shoppes at El Paso   7/9/2007   1/31/2013   Active   EL PASO OUTLET CENTER LLC
03095412792
    2792     Fresh Meadows   9/1/2006   8/31/2016   Active   STREET RETAIL, INC.- PROPERTY
03095412793
    2793     Huntington Sq. Shopping Center   9/28/2006   1/31/2017   Active   LUK-SHOP INC
03095412794
    2794     The Shops At Tanforan   10/2/2006   1/31/2017   Active   TANFORAN PARK SHOPPING CENTER
03095412795
    2795     Pleasant Valley   7/11/2006   7/31/2016   Active   KIMCO REALTY CORP
03095412796
    2796     The Gallery at Market East   3/22/2007   1/31/2018   Active   KEYSTONE PHILADELPHIA PROP. LP
03095412797
    2797     Tanger Outlets-The Arches   10/23/2008   10/31/2013   Active   DEER PARK ENTERPRISE LLC
03095412798
    2798     Oakwood Plaza   10/10/2006   1/21/2017   Active   OAKWOOD PLAZA LP
03095412800
    2800     Valley Mall Shopping Center   1/12/2007   1/31/2017   Active   VALLEY & PLAINFIELD ASSOCIATES
03095412801
    2801     The Hub   9/10/2007   10/31/2017   Active   RELATED RETAIL HUB LLC
03095412802
    2802     Largo Mall Shopping Center   6/8/2007   6/30/2017   Active   WEINGARTEN REALTY INVESTORS
03095412803
    2803     Kendall Town and Country Ctr   6/8/2007   1/31/2018   Active   WRC PROPERTIES INC.
03095412805
    2805     Winter Garden Village   7/16/2007   1/31/2018   Active   COLE MT WINTER GARDEN FL LLC
03095412806
    2806     Bellair Plaza Shopping Center   5/2/2007   1/31/2018   Active   PMAT BELLAIR, LLC
03095412807
    2807     South Beach Regional Center   6/13/2007   1/31/2018   Active   EQUITY ONE INC
03095412809
    2809     Jamaica Avenue   3/2/2007   5/31/2017   Active   JAMAICA & MERRICK LLC
03095412810
    2810     Waterford Lakes Town Center   3/8/2007   1/31/2018   Active   4508 SIMON PROPERTY GROUP
03095412811
    2811     Sam Moon   5/21/2007   4/30/2012   Active   SM CENTER WOODLANDS LTD
03095412812
    2812     Lincoln Square   4/30/2007   1/31/2018   Active   LINCOLN SQUARE MALL LTD
03095412813
    2813     Nine West   4/27/2007   4/30/2017   Active   3605 BERGENLINE LLC
03095412814
    2814     The Aboretum   3/16/2007   1/31/2018   Active   ARBORETUM JOINT VENTURE

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095412815
    2815     Vermont And Wilshire   6/13/2007   1/31/2018   Active   WILSHIRE VERMONT HOUSING PARTN
03095412816
    2816     Town Center North   5/15/2007   1/31/2018   Active   WOLFORD DEVELOPMENT INC.
03095412817
    2817     Oakleaf Plantation   1/25/2008   1/31/2018   Active   ARGYLE FOREST RETAIL I LLC
03095412819
    2819     Estate of Joseph B Allen, Jr   4/30/2007   10/31/2012   Active   ESTATE OF JOSEPH B ALLEN JR
03095412820
    2820     Tanger Outlets-Pittsburg   8/29/2008   8/31/2013   Active   TANGER PROPERTIES LP
03095412823
    2823     Carrollwood Commons   9/1/2007   10/31/2017   Active   KIMCO CARROLLWOOD 664 INC
03095412824
    2824     Festival Center   10/13/2007   10/31/2018   Active   KIMCO RETAIL -MOBILE FESTIVAL
03095412825
    2825     Merchants Walk   10/2/2007   10/31/2017   Active   KIMCO LAKELAND 123 INC
03095412827
    2827     Houston Premium Outlets   3/27/2008   1/31/2019   Active   HOUSTON PREMIUM OUTLETS
03095412828
    2828     Las Palmas Marketplace   11/15/2007   1/31/2018   Active   A.D.D. HOLDINGS LP 2828
03095412829
    2829     Scottsdale Fiesta   1/31/2008   1/31/2018   Active   SCOTTSDALE FIESTA RETAIL CTR L
03095412830
    2830     Hammond Aire Plaza   1/18/2008   1/31/2018   Active   KIMCO BATON ROUGE 1183 LLC
03095412832
    2832     Clearwater Mall   3/25/2008   1/31/2019   Active   CENTRO NP CLEARWATER MALL LLC
03095412836
    2836     Alameda Town Center   2/1/2008   1/31/2019   Active   HARSCH INVESTMENT REALTY LLC
03095412837
    2837     Inland US Management LLC   9/1/2006   8/31/2011   Active   INLAND US MANAGEMENT LLC
03095412838
    2838     Central Park   3/24/2006   3/31/2013   Active   CENTRAL PARK MARKETPLACE HOLDI
03095412839
    2839     Plaza Mexico   9/28/2006   9/30/2016   Active   PLACO INVESTMENT LLC
03095412840
    2840     Brick Plaza   3/15/2006   5/31/2016   Active   FEDERAL REALTY INVESTMENT TRUS
03095412842
    2842     The Outlet Shopps at Oshkosh   5/8/2008   1/31/2019   Active   THE OUTLET SHOPPES AT OSHKOSH
03095412843
    2843     Black Rock Turnpike Mall   8/19/2008   7/31/2018   Active   SUN REALTY ASSOCIATES LLC
03095412846
    2846     Plaza Rio Hondo   6/30/2008   1/31/2009   Month-to-Month   DDR RIO HONDO LLC SE
03095412850
    2850     Prime Outlets - PR Barcelonett   11/2/2008   1/31/2019   Active   PRIME OUTLETS @ PR BARCELONETT
03068442975
    2975     Sawgrass Mills   10/30/2006   11/30/2016   Active   SAWGRASS MILLS SHOPPING MALL
03093942977
    2977     Forest Promenade   6/11/2008   1/31/2009   Month-to-Month   MASON AVENUE HOLDING CORP.
03095423008
    3008     The Gallery at Harbor Place   9/2/1987   1/31/2017   Active   BALTIMORE CENTER ASSOC. LP
03095423010
    3010     Perimeter Mall   9/25/1987   1/31/2009   Month-to-Month   PERIMETER MALL LLC
03089543133
    3133     The Brickyard   9/1/2006   8/31/2011   Active   INLAND US MANAGEMENT LLC
03089543134
    3134     Plaza Mexico   9/28/2006   9/30/2016   Active   PLACO INVESTMENT LLC
03095413204
    3204     Wrentham Village Outlets   10/20/1997   10/31/2017   Active   CPG PARTNERS L.P.
03098623210
    3210     Menlo Park Mall   9/27/1991   1/31/2019   Active   4666 SHOPPING CENTER ASSOC.
03095424002
    4002     The Gardens   10/5/1988   1/31/2017   Active   FORBES/COHEN FLORIDA PROP LP
03095424002
    4002     The Gardens Promotional Fund   10/5/1988   1/31/2017   Active   GARDENS PROMOTIONAL FUND
03095424003
    4003     Oak Court   9/15/1988   5/31/2015   Active   4668 SHOPPING CENTER ASSOC
03095424004
    4004     Tysons Corner Center   10/27/1988   10/31/2017   Active   TYSONS CORNER HOLDINGS LLC
03095424004
    4004     Tysons Corner Center   10/27/1988   10/31/2017   Active   TYSONS CORNER HOLDINGS LLC
03095424005
    4005     Stonestown Galleria   8/1/1988   12/31/2011   Active   STONESTOWN SHOPPING CENTER LP
03095424007
    4007     Willowbrook Mall   9/16/1988   5/31/2012   Active   WILLOWBROOK MALL LP
03095424014
    4014     Broward Mall   11/25/1988   2/28/2011   Active   BROWARD MALL
03095425001
    5001     Woodfield Mall   5/5/1989   3/31/2017   Active   WOODFIELD ASSOCIATES
03095425002
    5002     Sherman Oaks Fashion Square   5/30/1990   1/31/2019   Active   SHERMAN OAKS FASHION ASSOCIATE

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095425010
    5010     Beachwood Place   9/29/1989   1/31/2017   Active   BEACHWOOD PLACE
03095425010
    5010     Beachwood Place   9/29/1989   1/31/2017   Active   BEACHWOOD PLACE
03095425010
    5010     Beachwood Place Mall-Storage   4/1/2007   1/31/2009   Month-to-Month   BEACHWOOD PLACE MALL STORAGE
03095425011
    5011     Fashion Ctr at Pentagon City   7/1/2006   6/30/2009   Active   FASHION CENTER @ PENTAGON CITY
03095425011
    5011     Fashion Ctr at Pentagon City   7/1/2006   6/30/2009   Active   FASHION CENTER @ PENTAGON CITY
03095425011
    5011     Fashion Ctr at Pentagon City   7/1/2006   6/30/2009   Active   FASHION CENTER @ PENTAGON CITY
03095425011
    5011     Fashion Ctr.@ Pentagon City   11/22/1989   1/31/2018   Active   1116 FASHION CENTRE ASSOC--501
03095426005
    6005     Freehold Raceway Mall   8/1/1990   1/31/2011   Active   FREEHOLD RACEWAY MALL MARKETIN
03095426006
    6006     Westfarms Mall   7/20/1990   1/31/2015   Active   WESTFARMS ASSOCIATES
03095426011
    6011     Beverly Center   6/16/1990   1/31/2017   Active   LA CIENEGA ASSOCIATES
03095426012
    6012     Cherry Creek Mall   8/18/1990   1/31/2018   Active   TAUBMAN-CHERRY CREEK LP
03095426015
    6015     Cherry Hill Mall   4/5/1990   1/31/2018   Active   CHERRY HILL CENTERS
03095426015
    6015     Cherry Hill Mall   4/5/1990   1/31/2018   Active   CHERRY HILL CENTERS
03095426016
    6016     Kenwood Towne Centre   8/6/1997   4/30/2014   Active   KENWOOD MALL, LLC
03095426021
    6021     Roosevelt Field Mall   11/21/1990   1/31/2015   Active   4836 THE RETAIL PROPERTY TRUST
03095426021
    6021     Roosevelt Field Mall-Storage   4/10/2007   2/28/2009   Active   ROOSEVELT FIELD MALL
03095426022
    6022     Galleria at South Bay   11/4/1990   1/31/2011   Active   SOUTH BAY CENTER LLC
03093126100
    6100     Hamilton Place   6/22/1994   1/31/2009   Active   HAMILTON PLACE
03093126101
    6101     South Coast Plaza   2/1/1986   1/9/2009   S   SOUTH COAST PLAZA
03093126103
    6103     Cary Town Center   11/11/1994   1/31/2011   Active   CARY VENTURE LIMITED PARTNERSH
03093126104
    6104     Westfarms Mall   6/24/1985   1/31/2016   Active   WESTFARMS ASSOCIATES
03093126105
    6105     Bridgewater Commons   4/1/1988   1/31/2012   Active   BRIDGEWATER COMMONS MALL II, L
03093126110
    6110     Boynton Beach Mall   11/23/1985   1/31/2017   Active   8142 BOYNTON JCP ASSOC. LTD.
03093126110
    6110     Boynton Beach Mall   11/23/1985   1/31/2017   Active   8142 BOYNTON JCP ASSOC. LTD.
03093126111
    6111     Regency Square   9/23/1986   4/30/2009   Active   TRG-REGENCY SQUARE ASSOCIATES
03093126116
    6116     Easy Spirit   1/29/1996   1/31/2018   Active   RODNEY COMPANY
03093126117
    6117     Livingston Mall   8/1/1988   4/30/2011   Active   4828 LIVINGSTON MALL VENTURE--
03093126118
    6118     Woodbridge Center   10/26/1978   7/31/2013   Active   WOODBRIDGE CENTER INC
03093126126
    6126     South Hills Village   2/8/1988   1/31/2009   Month-to-Month   SOUTH HILLS VILLAGE ASSOC LP
03093126127
    6127     Landmark Center   8/10/1989   10/31/2011   Active   LANDMARK MALL
03093126128
    6128     South Park Mall   5/8/1989   10/31/2014   Active   #7605 SOUTHPARK
03093126129
    6129     Lakeside Mall   11/1/1989   3/31/2009   Active   GREATER LAKESIDE CORP.
03093126132
    6132     Century III Mall   8/1/1990   1/31/2009   Month-to-Month   8245 CENTURY III MALL L.P.
03093126133
    6133     Kenwood Towne Centre   11/11/1988   10/31/2017   Active   KENWOOD MALL, LLC
03093126135
    6135     Ross Park Mall   10/11/1986   2/28/2011   Active   3107 PENN ROSS JOINT VENTURE
03093126137
    6137     Quaker Bridge Mall   8/1/1991   1/31/2012   Active   LAWRENCE ASSOCIATES
03093126140
    6140     Columbia Mall   8/1/1992   3/31/2017   Active   THE MALL IN COLUMBIA
03093126143
    6143     Wheaton Plaza Regional SC   10/30/1987   1/31/2013   Active   WHEATON PLAZA REGIONAL SC LLP
03093126149
    6149     Paramus Park Shopping Center   11/1/1992   1/31/2013   Active   PARAMUS PARK SHOPPING CENTER L
03093126151
    6151     Freehold Raceway Mall   4/14/1993   4/30/2018   Active   FREEHOLD RACEWAY MALL MARKETIN

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03093126154
    6154     Westfield Shoppingtown North C   8/10/1992   1/31/2013   Active   WESTFIELD CORPORATION INC.
03093126155
    6155     Westfield Shoppingtown Montgom   10/1/1992   6/30/2013   Active   MONTGOMERY MALL LLC
03093126156
    6156     Kings Plaza Shopping Center   11/27/1992   2/28/2013   Active   ALEXANDER’S KINGS PLAZA CENTER
03093126157
    6157     Brandon Shopping Center Ptnrs.   5/1/2007   1/31/2018   Active   BRANDON SHOPPING CENTER PTNRS.
03093126157
    6157     Westfield Shoppingtown Brandon   5/1/2007   1/31/2018   Active   BRANDON SHOPPING CENTER PTNRS.
03093126158
    6158     Potomac Mills   8/11/1992   1/31/2012   Active   MOAC MALL HOLDINGS LLC
03093126159
    6159     St. Louis Galleria   2/23/1993   4/30/2014   Active   SAINT LOUIS GALLERIA LLC
03093126160
    6160     The Westchester   3/17/1995   3/31/2015   Active   4676 WESTCHESTER MALL LLC
03093126166
    6166     Lynnhaven Mall   5/1/1995   1/31/2016   Active   LYNNHAVEN MALL LLC
03093126167
    6167     Montclair Plaza   10/1/1991   1/31/2014   Active   MONTCLAIR PLAZA LLC
03093126170
    6170     Glendale Galleria   9/1/1993   8/31/2013   Active   GLENDALE GALLERIA
03093126171
    6171     Embarcadero Center   12/19/1979   12/31/2012   Active   BOSTON PROPERTIES-EMBARCADERO
03093126174
    6174     Houston Galleria II   11/2/1993   2/28/2013   Active   7623 SA GALLERIA IV LP
03093126176
    6176     Oakland Mall   12/2/1993   1/31/2010   Active   URBANCAL OAKLAND MALL LLC
03093126177
    6177     Rockaway Town Square   8/10/1977   12/31/2012   Active   4835 ROCKAWAY CENTER ASSOC-61
03093126178
    6178     Arrowhead Town Ctn.   10/13/1993   12/31/2008   Closed   NEW RIVER ASSOCIATES
03093126179
    6179     Springfield Mall   4/15/1992   12/31/2014   Active   FRANCONIA TWO LP
03093126180
    6180     Tysons Corner Center   12/17/1993   1/31/2014   Active   TYSONS CORNER, LLC
03093126182
    6182     Garden State Plaza   12/4/1990   1/31/2014   Active   WESTLAND GARDEN STATE LLC-618
03093126183
    6183     Rosedale Center   1/3/1994   1/31/2009   Month-to-Month   ROSEDALE CENTER
03093126185
    6185     Annapolis Mall   3/17/1994   1/31/2010   Active   ANNAPOLIS MALL LP
03093126188
    6188     Walden Galleria   5/1/1989   4/30/2019   Active   PYRAMID WALDEN COMPANY LP
03093126192
    6192     Collin Creek Mall   4/14/1994   4/30/2009   Active   COLLIN CREEK MANAGEMENT CO.
03093126195
    6195     Hanes Mall   8/19/1994   1/31/2009   Month-to-Month   JG WINSTON-SALEM LLC
03093126197
    6197     Southern Park Mall   10/19/1993   7/31/2009   Active   SIMON CAPITAL GP
03093126198
    6198     Colonie Center   6/16/1994   1/31/2018   Active   FMP COLONIE LLC
03093126201
    6201     Natick Mall   10/12/1994   1/31/2009   Month-to-Month   NATICK MALL
03093126207
    6207     Laurel Park Mall   7/23/1994   6/30/2016   Active   LAUREL PARK RETAIL PROP
03093126208
    6208     Tri-County Mall   9/22/1994   9/30/2009   Active   THOR GALLERY AT TRI COUNTY, LL
03093126209
    6209     Monroeville Mall   3/1/1988   2/28/2011   Active   CBL/MONROEVILLE LP
03093126222
    6222     Southdale Center   11/30/1994   1/31/2009   Month-to-Month   SOUTHDALE LP
03093126225
    6225     Santa Anita Fashion Park   11/16/1995   11/30/2015   Active   WESTFIELD SHOPPINGTOWN SANTA A
03093126227
    6227     Roosevelt Field Mall   6/7/1995   3/31/2015   Active   4836 THE RETAIL PROPERTY TRUST
03093126227
    6227     Roosevelt Field Mall   2/1/2007   1/31/2009   Active   ROOSEVELT FIELD MALL
03093126239
    6239     Pembroke Lakes Mall   4/10/1996   2/28/2015   Active   PEMBROKE LAKES MALL LTD
03093126245
    6245     Easy Spirit   4/16/1997   2/28/2017   Active   HSBC BANK USA
03093126255
    6255     Cherry Creek Mall   6/2/1996   1/31/2016   Active   TAUBMAN-CHERRY CREEK LP
03093126259
    6259     Lakeforest Center   6/8/1996   1/31/2014   Active   LAKEFOREST ASSOCIATES LLC
03093126260
    6260     Woodfield Mall   5/2/1996   1/31/2014   Active   WOODFIELD ASSOCIATES
03093126267
    6267     Menlo Park Mall   10/22/1996   1/31/2017   Active   4666 SHOPPING CENTER ASSOC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03093126286
    6286     Coral Square Mall   6/21/1997   1/31/2018   Active   9862 CORAL-CS LTD ASSOCIATES
03093126288
    6288     Easy Spirit   11/21/2008   6/30/2018   Active   CROSS COUNTY S.C.
03093126290
    6290     Easy Spirit   2/14/1997   10/31/2011   Active   182 BROADWAY REALTY LLC
03093126306
    6306     Galleria Mall   4/1/1998   1/31/2010   Active   GALLERIA AT WHITE PLAINS
03093126315
    6315     Galleria at Sunset   2/28/1996   1/31/2009   Active   FOREST CITY MGMT. INC.
03093126320
    6320     Easy Spirit   9/12/1997   7/31/2012   Active   MARSH & McLENNAN COMPANIES, IN
03093126327
    6327     Burlington Mall   7/1/1997   1/31/2009   Month-to-Month   4822 BELLWETHER PROP OF MA
03093126329
    6329     Willowbrook Mall   12/5/1997   1/31/2018   Active   WILLOWBROOK MALL LP
03093126329
    6329     Willowbrook Mall   12/5/1997   1/31/2018   Active   WILLOWBROOK MALL LP
03093126339
    6339     Westside Pavilion   12/15/1997   1/31/2013   Active   MACERICH WESTSIDE LP
03093126341
    6341     White Flint Mall   11/22/1997   11/30/2017   Active   WHITE FLINT LP
03093126345
    6345     MacArthur Ctr.   3/12/1999   1/31/2010   Active   MACARTHUR SHOPPING CENTER
03093126347
    6347     Citrus Park Town Center   3/3/1999   2/28/2010   Active   CITRUS PARK VENTURE L.P.
03093126353
    6353     Traingle Towne Center   8/14/2002   12/27/2008   Active   TRIANGLE TOWN CENTER LLC
03093126354
    6354     Fashion Show   11/1/2002   10/31/2012   Active   FASHION SHOW MGMT.,LLC
03093126360
    6360     Aventura Mall   10/11/2003   10/31/2013   Active   AVENTURA MALL VENTURE
03093126362
    6362     Newport Centre Mall   12/10/2004   12/31/2014   Active   2810 NEWPORT CENTER LLC
03093126363
    6363     Fair Oaks   5/7/2005   1/31/2015   Active   FAIRFAX COMPANY OF VIRGINIA LL
03093126364
    6364     Northbrook Court   3/1/1996   2/28/2009   Active   WESTCOAST ESTATES
03093126365
    6365     Shoppingtown Mall   12/15/2004   12/31/2014   Month-to-Month   SHOPPINGTOWN MALL LLC
03093126367
    6367     Northlake Mall   9/15/2005   1/31/2015   Active   TRG CHARLOTTE LLC
03093126368
    6368     Dulles Town Center   9/3/2005   9/30/2015   Active   DULLES TOWN CENTER MALL LLC
03093126369
    6369     The Shops at LaCantera   9/16/2005   9/30/2015   Active   THE SHOPS AT LA CANTERA
03093126370
    6370     Northpark Center   4/21/2006   4/30/2016   Active   NORTHPARK PARTNERS LP
03093126371
    6371     Broward Mall   8/1/2006   8/31/2016   Active   BROWARD MALL
03093126373
    6373     Mallat Fairfield Commons   3/19/2007   1/31/2018   Active   MFC BEAVERCREEK LLC
03093126374
    6374     The Village at Lake Sumter   2/1/2007   1/31/2018   Active   THE VILLAGES OPERATING CO.
03093126378
    6378     Valley Square Shopping Center   9/18/2007   1/31/2018   Active   VALLEY SQUARE LIFESTYLE LP
03093126380
    6380     Town Center at Boca Raton   4/25/2008   1/31/2019   Active   4839 TOWN CNTR @ BOCA RATON -
03093126381
    6381     2255 Holding Co.   6/1/2007   12/31/2016   Active   2255 HOLDING CO.
03093126382
    6382     Fairlane Town Center, LLC   11/13/2008   1/31/2018   Active   FAIRLANE TOWN CENTER
03093116706
    6706     VF Factory Stores of America   3/26/1983   2/22/2022   Active   KAY WINDSOR INC
03093116707
    6707     Cape Cod Factory Mall   11/25/1988   11/30/2009   Active   HIGH ROCK FACTORY OUTLET ROAD
03093116719
    6719     St. Augustine Premium Outlets   11/2/1990   4/30/2015   Active   CPG PARTNERS L.P.
03093116722
    6722     Factory Merchants   2/22/1986   2/28/2010   Active   2850 PARKWAY GENERAL PARTNERSH
03093116725
    6725     Columbia Gorge Factory Stores   4/26/1991   4/30/2013   Active   CHELSEA FINANCING PARTNERSHIP,
03093116731
    6731     The Crossings Premium Outlets   8/22/1991   8/31/2016   Active   CHELSEA POCONO FINANCE, LLC
03093116734
    6734     Williamsburg Pottery   11/7/1981   10/31/2022   Active   WILLIAMSBURG POTTERY FACTORY I
03093116738
    6738     Carolina Premium Outlets   5/26/1988   12/31/2010   Active   CPG FINANCE I, LLC - 6738
03093116739
    6739     Lighthouse Place Premium Outle   5/2/1987   5/31/2015   Active   LIGHTHOUSE PLACE PREMIUM OUTLE

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03093116751
    6751     Factory Merchants Branson   5/27/1988   6/30/2013   Active   CPG PARTNERS L.P.
03093116752
    6752     Factory Stores of America   11/11/1989   12/31/2009   Active   DESANTIS PROPERTIES
03093116753
    6753     Vanity Fair   2/13/1987   1/31/2009   Month-to-Month   INFINITY MESA, LLC
03093116755
    6755     Factory Stores of America   8/25/1982   12/31/2009   Active   CPG FINANCE I, LLC - 6738
03093116756
    6756     VF Factory Stores of America   7/28/1989   6/30/2009   Active   BRAZOS RIVER FACTORY STORES LP
03093116758
    6758     VF Factory Stores of America   8/12/1989   6/30/2010   Active   HK REALTY OF CARROLLTON, LLC
03093116759
    6759     VF Factory Stores of America   6/1/1993   12/31/2009   Active   CPG FINANCE I, LLC - 6738
03093116760
    6760     Factory Stores Of America   10/31/1987   12/31/2009   Active   DESANTIS PROPERTIES
03093116761
    6761     VF Factory Stores of America   5/12/1990   12/31/2009   Active   CPG FINANCE I, LLC - 6738
03093116762
    6762     Factory Stores of America   11/13/1986   4/30/2009   Active   DRAPER L.T.D. LLC
03093116764
    6764     VF Factory Stores of America   11/3/1989   12/31/2009   Active   LANDERS INVESTMENTS INC
03093116766
    6766     Factory Stores Of America   10/1/1988   12/31/2009   Active   CPG FINANCE II, LLC
03093116767
    6767     VF Factory Stores of America   8/19/1989   12/31/2008   Active   JV RESTAURANT LLC
03093116768
    6768     Factory Stores Of America   6/2/1990   12/31/2009   Active   DESANTIS PROPERTIES
03093116772
    6772     Centralia Factory Outlet   10/8/1988   1/31/2009   Month-to-Month   CENTRALIA OUTLETS LLC
03093116776
    6776     Tanger Outlet - Rehoboth Beach   4/14/1989   7/31/2009   Active   COROC/REHOBOTH II LLC
03093116782
    6782     Hanson Outlet Mall   11/11/1989   12/31/2009   Active   DESANTIS PROPERTIES
03093116803
    6803     Prime Outlets - Birch Run   10/4/1986   1/31/2010   Active   BIRCH RUN OUTLETS II LLC
03093116804
    6804     Osage Beach Premium Outlets   5/31/1987   12/31/2009   Active   CPG PARTNERS L.P.
03093116805
    6805     Vanity Fair Wyomissing   10/15/1983   2/22/2022   Active   VF OUTLET INC.
03093116807
    6807     New Braunfels Factory Center   3/14/1988   2/22/2022   Active   NEW BRAUNFELS MARKETPLACE LP
03093116808
    6808     Factory Stores Of America   6/10/1993   12/31/2009   Active   CPG FINANCE I, LLC - 6738
03093116809
    6809     Factory Stores of America   6/10/1993   12/31/2009   Active   CPG FINANCE I, LLC - 6738
03093116810
    6810     Factory Stores of America   6/10/1993   1/31/2009   Month-to-Month   USC-TEXAG, LLC.
03093116811
    6811     VF Factory Stores of America   6/10/1993   6/30/2010   Active   F.A. MANAGEMENT CORP
03093116815
    6815     Harmon Cove   6/28/1996   12/31/2009   Active   HARTZ MOUNTAIN IND. INC.
03093116828
    6828     Prime Outlets - Grove City   11/15/1996   1/31/2013   Active   GROVE CITY FTRY SHOPS LP & WAC
03093116830
    6830     Adirondack Factory   8/15/1996   12/31/2010   Active   ADIRONDACK OUTLET MALL
03093116832
    6832     Prime Outlets - Lee   5/8/1997   5/31/2012   Active   LEE OUTLETS LLC
03093116844
    6844     Rockvale Square   10/18/1996   1/31/2012   Active   ROCKVALE OUTLETS
03093116846
    6846     Maine Outlet Mall   11/9/1996   10/31/2010   Active   CPG KITTERY HOLDINGS LLC
03093116847
    6847     Prime Outlets - Orlando   7/13/1990   7/31/2017   Active   ORLANDO OUTLET OWNER LLC
03093116855
    6855     Prime Outlets - Queenstown   7/25/1989   12/31/2012   Active   SECOND HORIZON GROUP LP
03093116863
    6863     Prime Outlets - Williamsburg   8/29/1997   8/31/2012   Active   WILLIAMSBURG OUTLETS LLC
03093116868
    6868     Prime Outlets - Ellenton   10/15/1992   2/28/2015   Active   GULF COAST FTY SHOPS LP/WACHOV
03093116874
    6874     Tanger Outlet Center   4/24/1993   4/30/2018   Active   TANGER PROPERTIES LP
03093116887
    6887     Belz Factory Outlet   3/1/1991   2/28/2012   Active   FOM PIGEON FORGE LLC
03093116950
    6950     Warrenton Outlet Center   10/29/1993   1/31/2009   Active   PPRE/WARRENTON LLC
03093116952
    6952     Lakes Region Factory Stores   7/15/1994   7/31/2009   Active   COROC/LAKES REGION LLC
03093116953
    6953     Edinburgh Premium Outlet   11/25/1994   11/30/2011   Active   CPG PARTNERS L.P.

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03093116956
    6956     Penn’s Purchase Factory Outlet   5/20/1995   4/30/2010   Active   PENN’S PURCHASE FACTORY STORES
03093116958
    6958     Hilton Head Factory Stores   4/22/1989   4/30/2009   Active   COROC/HILTON HEAD I LLC
03093116959
    6959     Outlets at Anthem   9/13/1996   3/31/2009   Active   CRAIG REALTY GROUP ANTHEM LP
03093116960
    6960     Pigeon Forge Outlet Partners   8/31/1996   8/31/2009   Active   PIGEON FORGE OUTLET PARTNERS L
03093116961
    6961     Branson Meadows   9/14/1996   12/31/2009   Active   CPG FINANCE I, LLC - 6738
03093116962
    6962     Vacaville Premium Outlets   10/20/1996   10/31/2011   Active   CPG FINANCE II, LLC
03093116964
    6964     Tanger Center - Commerce   10/3/1997   1/31/2013   Active   TANGER PROPERTIES LP
03093116965
    6965     The Outlets at Hershey   8/31/1996   8/31/2011   Active   FSH ASSOCIATES LP
03093116967
    6967     Gilroy Premium Outlets   5/23/1997   5/31/2014   Active   GILROY PREMIUM OUTLETS LLC
03093116968
    6968     Tanger Outlet - Riverhead   5/3/1997   4/30/2012   Active   TANGER PROPERTIES LP
03093116969
    6969     Westbrook Factory   10/12/1996   10/31/2011   Active   RR WESTBROOK, INC.
03093116971
    6971     Potomac Mills   6/6/1997   6/30/2012   Active   MALL AT POTOMAC MILLS LLC
03093116973
    6973     Easy Spirit Outlet   2/13/1997   1/31/2010   Active   BSR MANAGEMENT LLC
03093116975
    6975     Tanger Center - Boaz   7/18/1997   1/31/2009   Month-to-Month   NORTHEAST ENTERPRISES INC
03093116976
    6976     Tanger Center - West Branch   8/22/1997   1/31/2009   Active   TANGER PROPERTIES LP
03093116978
    6978     Vero Fashion Outlets LLC   8/24/1997   1/31/2010   Active   VERO FASHION OUTLETS LLC
03093116984
    6984     Easy Spirit   9/3/1997   2/22/2022   Active   VILLAGE OF RIPLEY
03093116986
    6986     St. Augustine Factory Outlets   7/29/1999   1/31/2013   Active   LVP ST AUGUSTINE OUTLETS LLC
03093116987
    6987     Aurora Farms Premium Outlets   2/1/2000   12/31/2014   Active   CPG PARTNERS L.P.
03093116988
    6988     Tanger Outlet - Myrtle Beach   5/29/1998   5/31/2010   Active   COROC/MYRTLE BEACH LLC
03093116989
    6989     Prime Outlets - Calhoun   11/19/1992   1/31/2015   Active   CALHOUN OUTLETS LLC C/O WACHOV
03093116991
    6991     Camarillo Premium Outlets   6/1/2001   5/31/2011   Active   CPG PARTNERS L.P.
03093116992
    6992     Silver Sands Factory Outlet   7/1/2001   7/31/2013   Active   SILVER SANDS JOINT VENTURE PAR
03093116993
    6993     N. Georgia Premium Outlets   7/1/2001   9/30/2011   Active   CPG PARTNERS L.P.
03093116994
    6994     Discover Mills   11/1/2001   1/31/2009   S   SUGARLOAF MILLS LP-6994
03093116996
    6996     Allen Premium Outlets   11/3/2001   11/30/2011   Active   CHELSEA ALLEN DEVELOPMENT, L.P
03093116999
    6999     Leesburg Corner Premium Outlet   3/14/2002   1/31/2009   Month-to-Month   CPG PARTNERS L.P.
03095427001
    7001     Kings Plaza Shopping Center   3/27/1991   8/31/2012   Active   ALEXANDER’S KINGS PLAZA CENTER
03095427002
    7002     Menlo Park Mall   9/27/1991   1/31/2019   Active   4666 SHOPPING CENTER ASSOC.
03095427005
    7005     Southdale Center   8/21/1991   1/31/2009   Month-to-Month   SOUTHDALE LP
03095427007
    7007     Montgomery Mall   10/18/1991   6/30/2012   Active   MONTGOMERY MALL
03095427008
    7008     Oakbrook Shopping Center   4/5/1991   3/31/2011   Active   OAKBROOK SHOPPING CENTER LLC
03095427010
    7010     South Park Mall Storage   10/1/2007   6/30/2009   Active   SOUTH PARK MALL LIMITED PARTNE
03095427010
    7010     Southpark Mall   9/5/1991   1/31/2013   Active   #7605 SOUTHPARK
03095427011
    7011     South Shore Plaza   11/8/2003   1/31/2013   Active   4838 BRAINTREE PROP ASSOC LP
03095427012
    7012     Towson Town Center   10/16/1991   10/31/2010   Active   TOWSON TC, LLC
03095427013
    7013     Mall at Green Hills   8/31/1991   1/31/2012   Active   THE MALL AT GREEN HILLS MANAGE
03095427014
    7014     Walden Galleria   10/31/1991   2/28/2018   Active   PYRAMID WALDEN CO LP
03095427016
    7016     Crossgates Mall   4/17/1992   1/31/2009   Active   CROSSGATES MALL CO. NEWCO LLC
03095427018
    7018     Scottsdale Fashion Square   10/18/1991   12/31/2012   Active   SCOTTSDALE FASHION SQUARE PTSH

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095427022
    7022     South Coast Plaza   11/19/1991   1/31/2012   Active   SOUTH COAST PLAZA
03095427100
    7100     Mall of America   8/11/1992   1/31/2013   Active   MOAC MALL HOLDINGS LLC
03095427103
    7103     Embarcadero Center   4/23/1992   5/31/2012   Active   BOSTON PROPERTIES-EMBARCADERO
03095427106
    7106     Reston Town Center   11/5/1992   4/30/2009   Active   RESTON TOWN CENTER PROPERTY LL
03095427108
    7108     Paseo Nueva Mall   11/27/1992   1/31/2018   Active   I&G DIRECT REAL ESTATE 3. LP
03095427108
    7108     Paseo Nueva Mall   11/1/1998   1/31/2009   Month-to-Month   PAVILION
03095427111
    7111     Glendale Galleria   8/21/1992   7/31/2011   Active   GLENDALE GALLERIA
03095427114
    7114     University Town Center   11/21/1992   1/31/2015   Active   UNIVERSITY TOWNE CENTRE - 711
03095427115
    7115     Pioneer Place   9/23/1992   1/31/2009   Month-to-Month   PIONEER PLACE LP
03095427116
    7116     Westlake Mall   9/28/1992   1/31/2009   Month-to-Month   WESTLAKE CENTER ASSOCIATES
03095427117
    7117     Burlington Mall   11/27/1992   1/31/2009   Month-to-Month   4822 BELLWETHER PROP OF MA
03095427118
    7118     Westfield Shoppingtown Garden   11/27/1992   6/30/2013   Active   WESTFIELD GARDEN STATE PLAZA L
03095427119
    7119     Westside Pavilion   11/10/1992   1/31/2019   Active   MACERICH WESTSIDE LP
03095427121
    7121     Mall St. Matthews   12/20/1992   1/31/2010   Active   MALL ST MATTHEWS LP
03095427122
    7122     San Francisco Center   2/1/2005   1/31/2015   Active   SAN FRANCISCO SHOPPING CTR ASS
03095427200
    7200     Hillsdale Mall   3/31/1993   1/31/2009   Month-to-Month   BOHANNON DEVELOPMENT COMPANY
03095427202
    7202     Stanford Shopping Center   4/28/1993   5/31/2013   Active   4692 SPG CENTER LLC
03095427203
    7203     Lakeside Mall   5/8/1993   1/31/2017   Active   GREATER LAKESIDE SHOPPING CENT
03095427203
    7203     Lakeside Mall   5/8/1993   1/31/2017   Active   GREATER LAKESIDE SHOPPING CENT
03095427203
    7203     U-Haul International   12/29/2006   1/31/2009   Month-to-Month   U-HAUL INTERNATIONAL
03095427204
    7204     Bellevue Square   6/6/1993   7/31/2014   Active   BELLEVUE SQUARE LLC
03095427208
    7208     Dallas Galleria   8/14/1993   1/31/2014   Active   GALLERIA MALL INVESTORS LP
03095427209
    7209     Downtown Plaza   10/20/1993   1/31/2009   Month-to-Month   DOWNTOWN PLAZA LLC
03095427214
    7214     Highland Mall   8/28/1993   4/30/2011   Active   HIGHLAND MALL JV
03095427216
    7216     The Grove at Shrewsbury   10/16/1993   1/31/2014   Active   RTE 35 SHREWSBURY LTD.
03095427300
    7300     The Westchester   3/17/1995   3/31/2015   Active   4676 WESTCHESTER MALL LLC
03095427300
    7300     The Westchester Storage   2/1/2007   1/31/2009   Active   THE WESTCHESTER STORAGE
03095427303
    7303     Shops at Liberty Place   11/17/1993   1/31/2014   Active   LIBERTY PLACE RETAIL ASSOC. LP
03095427304
    7304     Fashion Mall at Keystone Cross   11/17/1993   1/31/2014   Active   SDG FASHION MALL LP
03095427307
    7307     Central Ave.   11/24/1993   1/31/2009   Active   NATIONWIDE MGMT CORP
03095427310
    7310     Warwick Mall   11/26/1993   1/31/2012   Active   WARWICK MALL
03095427311
    7311     Circle Center Mall   9/8/1995   1/31/2016   Active   0564 CIRCLE CENTRE MALL LLC
03095427313
    7313     Eastview Commons   10/2/1995   3/31/2016   Active   EASTVIEW MALL, LLC
03095427314
    7314     Natick Mall   10/12/1994   1/31/2009   Month-to-Month   GGP-NATICK COLLECTION
03095427317
    7317     Nine West   10/20/1994   1/11/2017   Active   METROPOLITAN TRANSPORTATION AU
03095427321
    7321     Willowbrook Mall   5/13/1994   1/31/2014   Active   GGP WILLOWBROOK LP
03095427327
    7327     Nine West   9/22/1994   12/31/2012   Active   YEUNG CHI SHING, INC.
03095427328
    7328     Tower Place Mall   6/4/1994   1/31/2009   Month-to-Month   TPM ASSOCIATES LLC
03095427329
    7329     West Shore Plaza   6/30/1994   6/30/2014   Active   GLIMCHER WESTSHORE LLC
03095427332
    7332     Four Seasons Town Center   4/29/1995   7/31/2015   Active   GGP-FOUR SEASONS, LLC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095427333
    7333     Nine West   9/17/1994   12/31/2017   Active   STEPHEN BRETT & COMPANY
03095427337
    7337     Princeton Palmer Square   10/28/1994   7/31/2009   Active   PALMER SQUARE LP
03095427338
    7338     Nine West   12/30/1994   12/31/2016   Active   577 RETAIL LLC
03095427339
    7339     Coral Square Mall   1/1/1995   1/31/2017   Active   9862 CORAL-CS LTD. ASSOCIATES
03095427339
    7339     Coral Square Mall   1/1/1995   1/31/2017   Active   9862 CORAL-CS LTD. ASSOCIATES
03095427339
    7339     Coral Square Mall   6/1/2008   5/31/2009   Active   CORAL SQUARE MALL
03095427340
    7340     Miami International Mall   12/23/1994   12/31/2013   Active   9780 MALL AT MIAMI INTERNATION
03095427340
    7340     Miami International Mall   4/1/2007   3/31/2009   Active   MIAMI INT’L MALL
03095427342
    7342     Haywood Mall   3/18/1995   3/31/2015   Active   4825 SPG,L.P. AS AGENTS FOR
03095427343
    7343     Nine West   12/30/1994   5/31/2014   Active   BANK OF AMERICA,N.A.
03095427345
    7345     Nine West   1/21/1995   12/31/2015   Active   RICKY HUEY
03095427350
    7350     Ala Moana Center   11/9/1996   1/31/2016   Active   GGP ALA MOANA L.L.C.
03095427351
    7351     Orlando Fashion Sq. Mall   8/22/1995   1/31/2009   Month-to-Month   PR ORLANDO FASHION SQUARE LLC
03095427352
    7352     Mall Del Norte Shopping Center   6/23/1995   7/31/2015   Active   MALL DEL NORTE LLC
03095427354
    7354     Santa Anita Fashion Park   5/13/1995   6/30/2015   Active   WESTFIELD SHOPPINGTOWN SANTA A
03095427355
    7355     Northpark Mall   4/12/1995   3/31/2015   Active   NORTHPARK MALL
03095427356
    7356     Crabtree Valley Mall   3/11/1995   3/31/2015   Active   CVM HOLDINGS, LLC
03095427357
    7357     Regency Square   5/13/1995   4/30/2011   Active   TRG-REGENCY SQUARE ASSOCIATES
03095427359
    7359     Tower City Mall   3/31/1995   1/31/2016   Active   TOWER CITY AVENUE LLC
03095427364
    7364     Cielo Vista Mall   5/3/1995   1/31/2018   Active   0511 SIMON PROP GRP (TX) LP
03095427365
    7365     Laurel Park Place   6/22/1995   9/30/2015   Active   LAUREL PARK RETAIL PROP
03095427369
    7369     University Park Village   11/16/1995   12/31/2015   Active   UCR ASSET SERVICES
03095427372
    7372     Mall at Steamtown   7/26/1995   12/31/2010   Active   STEAMTOWN MALL PARTNERS
03095427379
    7379     Somerset Collection   8/15/1996   1/31/2017   Active   FRANKEL/FORBES-COHEN ASSOCIATE
03095427379
    7379     Somerset Collection M/A Dues   8/15/1996   1/31/2017   Active   SOMERSET COLLECTION MERCHANTS
03095427380
    7380     Nine West   8/22/1996   1/21/2011   Active   SAHAAR REALTY CORP.
03095427385
    7385     Pembroke Lakes Mall   12/21/1995   1/31/2014   Active   PEMBROKE LAKES
03095427385
    7385     Pembroke Lakes Mall   2/9/2006   2/29/2008   Active   PEMBROKE LAKES MALL
03095427386
    7386     Los Cerritos Center   5/25/1996   6/30/2015   Active   MACERICH CERRITOS LLC
03095427387
    7387     Charlottesville Fashion Sq.   3/1/1996   3/31/2016   Active   4661 SHOPPING CENTER ASSOC
03095427388
    7388     Riverwalk   12/29/1995   2/28/2010   Active   RIVERWALK MARKETPLACE
03095427392
    7392     Mall of Louisiana   10/29/1997   1/31/2017   Active   GGP MALL OF LOUISIANA LP
03095427393
    7393     Wolfchase Galleria   2/26/1997   2/28/2017   Active   GALLERIA AT WOLFCHASE LLC
03095427394
    7394     Providence Place   8/20/1999   8/20/2009   Active   ROUSE PROVIDENCE LLC
03095427395
    7395     Nine West   10/17/1996   10/31/2012   Active   7TH STREET ASSOCIATES
03095427400
    7400     Penn Square Mall   10/17/1996   12/31/2016   Active   7603 PENN SQUARE MALL
03095427400
    7400     Penn Square Mall   10/17/1996   12/31/2016   Active   7603 PENN SQUARE MALL
03095427400
    7400     Penn Square Mall-Storage   11/1/2006   10/31/2009   Active   PENN SQUARE MALL
03095427407
    7407     The Avenues   5/11/1991   6/30/2011   Active   8087 JACKSONVILLE AVENUES LP
03095427407
    7407     The Avenues   1/1/2006   1/31/2009   Month-to-Month   THE AVENUES

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095427408
    7408     The Galleria Mall   6/10/1997   12/31/2017   Active   KEYSTONE FLORIDA PROP HOLDING
03095427408
    7408     The Galleria Mall   6/10/1997   12/31/2017   Active   KEYSTONE FLORIDA PROP HOLDING
03095427409
    7409     Nine West   3/26/1998   12/31/2017   Active   KING @ MARKET LP
03095427413
    7413     The Arboretum   7/22/1997   1/31/2013   Active   4602 SPG ARB ASSOCIATES L.P.
03095427414
    7414     Galleria Mall   10/10/1997   1/31/2009   Month-to-Month   GALLERIA AT WHITE PLAINS
03095427416
    7416     Green Acres Mall   7/23/1997   1/31/2018   Active   GREEN ACRES MALL LLC
03095427418
    7418     Union Station   12/5/1997   1/31/2009   Month-to-Month   UNION STATION INVESTCO LLC
03095427421
    7421     Newport Centre Mall   10/2/1997   1/31/2018   Active   2810 NEWPORT CENTRE LLC
03095427425
    7425     White Flint Mall   11/22/1997   11/30/2017   Active   WHITE FLINT LP
03095427428
    7428     Atrium at Chestnut   3/3/1998   1/31/2009   Month-to-Month   MAYFLOWER ATRIUM LLC
03095427429
    7429     Hanes Mall   3/21/1998   1/31/2019   Active   JG WINSTON-SALEM LLC
03095427433
    7433     Pitt Airport   5/15/1998   12/31/2016   Active   BAA PITTSBURGH INC.
03095427435
    7435     Valencia Town Center   12/1/1998   1/31/2009   Active   VALENCIA TOWN CENTER VENTURE L
03095427442
    7442     Citrus Park Town Center   3/3/1999   2/28/2009   Active   CITRUS PARK VENTURE LP
03095427445
    7445     Houston Galleria   6/15/1984   2/28/2013   Active   7623 SA GALLERIA IV LP
03095427445
    7445     Houston Galleria   2/15/2008   1/31/2009   Month-to-Month   THE GALLERIA
03095427446
    7446     Dadeland Mall   7/14/1984   3/31/2014   Active   SDG DADELAND ASSOCIATES, INC.
03095427448
    7448     Water Tower Mall   5/25/2001   9/30/2018   Active   ROUSE (WATER TOWER LLC)
03095427448
    7448     110 N. Wacker Dr.   5/25/2001   9/30/2018   Active   ROUSE (WATER TOWER LLC)
03095427450
    7450     The Shops at Willow Bend   8/20/2001   1/31/2010   Active   WILLOW BEND ASSOCIATES LP
03095427451
    7451     Nine West   9/16/1995   4/30/2010   Active   HINES 425 LEXINGTON AVE LLC
03095427453
    7453     Triangle Towne Center   8/14/2002   12/27/2008   Active   TRIANGLE TOWN CENTER
03095427454
    7454     Mall of Millennia   10/18/2002   1/31/2011   Active   FORBES TAUBMAN ORLANDO LLC
03095427454
    7454     Mall of Millennia Promo Fund   10/18/2002   1/31/2011   Active   THE MALL AT MILLENIA PROMOTION
03095427455
    7455     Nine West   5/19/1995   11/30/2009   Active   CEDAR MANAGEMENT CORP.
03095427456
    7456     Fashion Show   10/2/2002   9/30/2012   Active   FASHION SHOW MGMT., LLC
03095427456
    7456     Fashion Show Mall-Storage   3/1/2007   2/28/2009   Active   ROUSE-FS LLC
03095427457
    7457     Nine West   7/23/2002   6/9/2012   Active   CABR A/A/F MTA 2 BROADWAY TRUS
03095427459
    7459     Independence Mall   9/25/2002   6/30/2012   Active   CENTRO INDEPENDENCE LLC
03095427461
    7461     Hollywood and Highland   7/6/2002   7/31/2012   Active   CIM/H&H RETAIL,L.P.
03095427462
    7462     Coastland Center   10/19/2002   1/31/2015   Active   COASTLAND CENTER L.P.
03095427463
    7463     Livingston Mall   4/23/2003   4/30/2023   Active   4828 LIVINGSTON MALL VENTURE
03095427464
    7464     Nine West   3/17/1994   12/31/2013   Active   701 N. MICHIGAN LLC
03095427467
    7467     Nine West   11/16/1995   1/31/2011   Active   A. ELKINS TRUST & GEORGE ELKIN
03095427470
    7470     Clark Street   7/2/2003   7/31/2013   Active   NOP-HINES AAF HB BUILDING LLC
03095427471
    7471     Hyatt Regency Waikiki   11/26/2003   9/30/2013   Active   HYATT REGENCY WAIKIKI
03095427472
    7472     Town & Country Partnership   10/10/1996   10/31/2010   Active   TOWN & COUNTRY PARTNERSHIP
03095427473
    7473     The Mall at Wellington Green   11/8/2003   1/31/2013   Active   TJ PALM BEACH ASSOCIATES L.P.
03095427474
    7474     The Mall at Short Hills   4/3/2004   1/31/2014   Active   SHORT HILLS ASSOCIATES LLC
03095427475
    7475     The Shoppes at Farmington   11/17/2004   11/30/2014   Active   W/S PEAK CANTON PROPERTIES LLC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095427476
    7476     Wheaton Plaza   1/10/2005   1/31/2015   Active   WHEATON PLAZA REGIONAL SC LLP
03095427477
    7477     Fanueil Hall Market Place   7/2/2004   1/31/2011   Active   FANEUIL HALL MARKETPLACE INC.
03095427478
    7478     LaPlaza Mall   11/15/2004   1/31/2015   Active   LA PLAZA SELF STORAGE
03095427478
    7478     LaPlaza Mall   11/18/2004   1/31/2015   Active   LA PLAZA MALL
03095427479
    7479     Twelve Oaks   1/31/2005   1/31/2015   Active   TWELVE OAKS MALL LP
03095427480
    7480     Palisades Center   2/8/2005   2/7/2015   Active   EKLECCO NEWCO LLC
03095427481
    7481     The Falls Shopping Center   9/22/2006   9/30/2016   Active   FALLS SHOPPING CENTER ASSOCIAT
03095427481
    7481     The Falls Shopping Center   7/10/2007   6/30/2009   Active   THE FALLS SHOPPING CENTER ASSO
03095427482
    7482     The Shops at LaCantera   4/14/2005   9/30/2015   Active   THE SHOPS AT LA CANTERA
03095427483
    7483     Mall of Acadiana   11/24/2004   12/31/2014   Active   ACADIANA MALL CMBS LLC
03095427484
    7484     Shoppingtown Mall   12/15/2004   12/31/2014   Month-to-Month   SHOPPINGTOWN MALL LLC
03095427485
    7485     Northlake Mall   9/15/2005   1/31/2015   Active   TRG CHARLOTTE LLC
03095427486
    7486     Lynnhaven Mall   4/24/2005   7/31/2015   Active   LYNNHAVEN MALL LLC
03095427487
    7487     Rockefeller Plaza - Nine West   2/15/2005   2/28/2015   Active   RCPI LANDMARK PROPERTIES LLC
03095427490
    7490     Westfield Shoppingtown Trumbul   5/2/2005   6/30/2015   Active   TRUMBULL SHOPPING CENTER #2 LL
03095427491
    7491     Firewheel Town Center   10/7/2005   5/8/2019   Active   1308 SIMON PROPERTY GROUP(TEXA
03095427492
    7492     Paramus Park Shopping Center   8/10/2005   8/31/2015   Active   PARAMUS PARK SHOPPING CENTER
03095427493
    7493     West Towne Mall   8/8/2005   12/31/2015   Active   MADISON/WEST TOWNE LLC
03095427494
    7494     Simi Valley Town Center   10/27/2005   10/31/2015   Active   SIMI VALLEY MALL LLC
03095427495
    7495     Nine West   8/28/2006   6/30/2016   Active   SEIDMAN REALTY CO
03095427497
    7497     The City Place   9/1/2006   8/31/2016   Active   CITY PLACE RETAIL LLC
03095427498
    7498     Atlantic Station   4/19/2006   4/30/2016   Active   ATLANTA TOWN CENTER LLC
03095427500
    7500     Mizner Park   9/22/2006   9/30/2016   Active   MIZNER PARK VENTURE, LLC
03095427501
    7501     The Mall at Partridge Creek   10/15/2007   9/30/2017   Active   PATRIDGE CREEK FASHION PARK LL
03095427502
    7502     Rockaway Town Square   9/8/2006   10/31/2016   Active   ROCKAWAY CENTER ASSOCIATES
03095427503
    7503     Topanga Plaza   10/6/2006   6/30/2017   Active   WESTFIELD TOPANGA OWNER LP
03095427505
    7505     Padre Staples Mall   8/30/2006   1/31/2017   Active   CORPUS CHRISTI RETAIL VENTURE
03095427506
    7506     Westfield North County   7/1/2006   1/31/2016   Active   NORTH COUNTY FAIR
03095427507
    7507     U-Haul International   9/27/2007   12/31/2008   Active   U-HAUL INTERNATIONAL
03095427507
    7507     Woodlands Mall   12/29/2006   1/31/2017   Active   THE WOODLANDS MALL ASSOCIATES
03095427509
    7509     The Greene Mall   12/2/2006   1/31/2017   Active   GREENE TOWN CENTER LLC
03095427510
    7510     Clybourn Galleria   10/30/2006   11/30/2011   Active   CLYBOURN GALLERIA INVESTORS LL
03095427510
    7510     U-Stor-IT   11/21/2006   1/31/2009   Month-to-Month   U-STOR-IT
03095427511
    7511     Augusta Mall   8/21/2006   1/31/2016   Active   AUGUSTA MALL PARTNERSHIP
03095427512
    7512     Kahala Mall   10/16/2006   1/31/2017   Active   KAHALA CENTER COMPANY
03095427513
    7513     Bayshore Town Center   10/1/2006   1/31/2017   Active   BAYSHORE TOWN CTR LLC C/OSTEIN
03095427515
    7515     Pinnacle Hills Promenade   11/20/2006   1/31/2017   Active   ROGERS RETAIL LLC
03095427516
    7516     Mall of Georgia   2/6/2007   1/31/2018   Active   4852 MALL OF GEORGIA
03095427517
    7517     Southside Works   3/5/2007   4/30/2017   Active   2700 EAST CARSON STREET ASSOCI
03095427518
    7518     Five Point Plaza   4/2/2007   1/31/2018   Active   SHER FIVE POINTS LLC

 


 

                             
                Lease Begin   Lease End        
Cost Center   Store #   Property Name   Date   Date   Status   Landlord Name
03095427520
    7520     Coconut Point   3/19/2007   1/31/2017   Active   COCONUT POINT TOWNE CENTER LLC
03095427524
    7524     Plaza Las Americas   8/1/2007   6/30/2018   Active   PLAZA LAS AMERICAS, INC
03095427525
    7525     Southlake Town Square   5/10/2007   1/31/2018   Active   INLAND SOUTHWEST MANAGEMENT LL
03095427526
    7526     MacArthur Ctr.   3/21/2008   1/31/2009   Month-to-Month   MACARTHUR SHOPPING CENTER
03095427527
    7527     Blake Real Estate   11/28/2008   1/31/2019   Active   BLAKE REAL ESTATE INC.
03092928036
    8036     Plaza Frontenac   8/26/1994   9/30/2016   Active   PLAZA FRONTENAC
03092928056
    8056     Oak Court   6/30/1995   1/31/2017   Active   4668 SHOPPING CENTER ASSOC
03092928060
    8060     The Falls   10/3/1996   1/31/2027   Active   FALLS SHOPPING CENTER ASSOCIAT
03092928076
    8076     Mall of Louisiana   10/29/1997   1/31/2017   Active   GGP MALL OF LOUISIANA LP

 


 

Exhibit A to the
Security Agreement
FORM OF SECURITY AGREEMENT SUPPLEMENT
[Date of Security Agreement Supplement]
Wachovia Bank, National Association, as the Administrative Agent
for the Secured Parties referred to in the
2005 Credit Agreement referred to below
                                        
                                        
Attn:                                         
Jones Apparel Group USA, Inc.
Ladies and Gentlemen:
               Reference is made to (i) the Amended and Restated Credit Agreement dated as of May 16, 2005, amended and restated as of January 5, 2009 (as may be further amended, amended and restated, supplemented or otherwise modified from time to time, the “2005 Credit Agreement”), among Jones Apparel Group USA, Inc. (formerly known as Kasper, Ltd.), a Delaware corporation, as the Borrower, the Additional Obligors, the Lenders party thereto, and Wachovia Bank, National Association, as Administrative Agent for the Lenders, and (ii) the Security Agreement dated as of January 5, 2009 (as amended, amended and restated, supplemented or otherwise modified from time to time, the “Security Agreement”) made by the Grantors from time to time party thereto in favor of the Administrative Agent for the Secured Parties.      Terms defined in the 2005 Credit Agreement or the Security Agreement and not otherwise defined herein are used herein as defined in the 2005 Credit Agreement or the Security Agreement.
               SECTION 1.      Grant of Security.      [Subject to the proviso to this Section 1,]1 the undersigned hereby grants to the Administrative Agent, for the ratable benefit of the Secured Parties, a security interest in all of its right, title and interest in and to the following, in each case whether now owned or hereafter acquired by the undersigned, wherever located and whether now or hereafter existing or arising (collectively, the undersigned’s “Collateral”):      all Inventory, Receivables, Related Contracts, all books and records (including, without limitation, customer lists, credit files, printouts and other computer output materials and records) of the undersigned pertaining to any of the undersigned’s Collateral, and all proceeds of, collateral for, income, royalties and other payments now or hereafter due and payable with respect to, and supporting obligations relating to, any and all of the undersigned’s Collateral (including, without limitation, proceeds, collateral and supporting obligations that constitute property of the types described in
 
1   Proviso applicable only to Credit Parties or Restricted Subsidiaries of a Credit Party.
Exhibit A to the
Jones Apparel
Security Agreement

 


 

this Section 1) and, to the extent not otherwise included, all payments under insurance (whether or not the Administrative Agent is the loss payee thereof), or any indemnity, warranty or guaranty, payable by reason of loss or damage to or otherwise with respect to any of the foregoing Collateral[, provided, that, notwithstanding any of the foregoing to the contrary, the Collateral shall not include any property which, pursuant to the Indenture, will require the undersigned to grant Liens in favor of the Trustee to equally and ratably secure any of the notes issued pursuant to the Indenture].
               SECTION 2.      Security for Obligations. The grant of a security interest in, the Collateral by the undersigned under this Security Agreement Supplement and the Security Agreement secures the payment of all Secured Obligations. Without limiting the generality of the foregoing, this Agreement secures, as to the undersigned, the payment of all amounts that constitute part of the Secured Obligations and would be owed by the undersigned to any Secured Party under the Loan Documents and the Additional Secured Agreements but for the fact that they are unenforceable or not allowable due to the existence of a bankruptcy, reorganization or similar proceeding involving a Credit Party.
               SECTION 3.      Representations and Warranties. (a) The undersigned’s exact legal name, location, chief executive office, type of organization, jurisdiction of organization and organizational identification number is set forth in Schedule I hereto. The undersigned has no trade names other than as listed on Schedule II hereto. Within the five years preceding the date hereof, the undersigned has not changed its name, location, chief executive office, type of organization, jurisdiction of organization or organizational identification number from those set forth in Schedule I hereto except as set forth in Schedule III hereto.
               (b) All of the Inventory of the undersigned is located at the places specified therefor in Schedule IV hereto. Within the five years preceding the date hereof, the undersigned has not changed the location of its Inventory except as set forth in Schedule III hereto.
               (c) The undersigned hereby makes each other representation and warranty set forth in Section 4 of the Security Agreement with respect to itself and the Collateral granted by it.
               SECTION 4.      Obligations Under the Security Agreement. The undersigned hereby agrees, as of the date first above written, to be bound as a Grantor by all of the terms and provisions of the Security Agreement to the same extent as each of the other Grantors. The undersigned further agrees, as of the date first above written, that each reference in the Security Agreement to an “Additional Grantor” or a “Grantor” shall also mean and be a reference to the undersigned, that each reference to the “Collateral” or any part thereof shall also mean and be a reference to the undersigned’s Collateral or part thereof, as the case may be, and that each reference in the Security Agreement to a Schedule shall also mean and be a reference to the schedules attached hereto.
               SECTION 5.      Governing Law. (a) This Security Agreement Supplement shall be governed by, and construed in accordance with, the laws of the State of New York.
Exhibit A to the
Jones Apparel
Security Agreement

A - 2


 

               (b) The undersigned hereby irrevocably consents to the personal jurisdiction of the state and federal courts located in New York County, New York, in any action, claim or other proceeding arising out of any dispute in connection with this Agreement, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations. The undersigned hereby irrevocably consents to the service of a summons and complaint and other process in any action, claim or proceeding brought by any other party in connection with the Security Agreement, any rights or obligations hereunder, or the performance of such rights and obligations, on behalf of itself or its property, in the manner specified in Section 16 of the Security Agreement.  Nothing in this Section 5 shall affect the right of the undersigned to serve legal process in any other manner permitted by Applicable Law or affect the right of the undersigned hereto to bring any action or proceeding against any other party to the Security or its properties in the courts of any other jurisdictions.
               (c) THE UNDERSIGNED HEREBY ACKNOWLEDGES IT IRREVOCABLY WAIVES ITS RIGHT TO A JURY TRIAL WITH RESPECT TO ANY ACTION, CLAIM OR OTHER PROCEEDING ARISING OUT OF ANY JUDICIAL PROCEEDING, ANY DISPUTE, CLAIM OR CONTROVERSY ARISING OUT OF, CONNECTED WITH OR RELATING TO THIS AGREEMENT, ANY RIGHTS OR OBLIGATIONS HEREUNDER OR THE PERFORMANCE OF SUCH RIGHTS AND OBLIGATIONS.
         
            Very truly yours,

  [NAME OF ADDITIONAL GRANTOR]
 
 
  By      
    Title:   
       
         
    Address for notices:  
        
        
        
 
Exhibit A to the
Jones Apparel
Security Agreement

A - 3

EX-10.4 5 y85661exv10w4.htm EX-10.4 exv10w4
Exhibit 10.4
AMENDMENT NO. 3 TO THE
AMENDED AND RESTATED
FIVE-YEAR CREDIT AGREEMENT
Dated as of June 6, 2008
          AMENDMENT NO. 3 TO THE AMENDED AND RESTATED FIVE YEAR CREDIT AGREEMENT by and among Jones Apparel Group USA, Inc. (formerly known as Kasper, Ltd.), a Delaware corporation (the “Borrower”), the other Additional Obligors referred to therein, the banks, financial institutions and other institutional lenders parties to the 2004 Credit Agreement referred to below (collectively, the “Lenders”) and Wachovia Bank, National Association, as agent (the “Administrative Agent”) for the Lenders.
          PRELIMINARY STATEMENTS:
          (1) The Borrower’s predecessor in interest Jones Apparel Group USA, Inc., a Pennsylvania corporation (“Old Jones USA”), the Additional Obligors, the Lenders, the Administrative Agent and other parties thereto had entered into an Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004, as amended by Amendment No. 1 dated as of November 17, 2004 and by Amendment No. 2 dated as of July 27, 2007 (as amended, the “2004 Credit Agreement”). Capitalized terms not otherwise defined in this Amendment have the same meanings as specified in the 2004 Credit Agreement.
          (2) Old Jones USA merged into the Borrower as of January 1, 2007.
          (3) The Borrower has requested changes and modifications to the 2004 Credit Agreement as hereinafter set forth; the Required Lenders are, on the terms and conditions stated below, willing to grant the request of the Borrower; and the Borrower and the Required Lenders have agreed to further amend the 2004 Credit Agreement as hereinafter set forth.
          SECTION 1. Amendments to 2004 Credit Agreement. The 2004 Credit Agreement is, effective as of the date hereof and subject to the satisfaction of the conditions precedent set forth in Section 2, hereby amended in its entirety to read in full as set forth in Annex A hereto.
          SECTION 2. Conditions of Effectiveness. This Amendment is subject to the provisions of Section 14.11 of the 2004 Credit Agreement. This Amendment shall become effective as of the date first above written (the “Amendment Effective Date”) when and only when, on or before the Amendment Effective Date, the Administrative Agent shall have received:
          (a) Counterparts of this Amendment executed by the Borrower, the Additional Obligors and the Required Lenders.
          (b) A certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in the 2004 Credit Agreement, as amended hereby, are true, correct and complete in all material respects with the same effect as if made on and as of the Amendment Effective Date, except to the extent such representations and warranties expressly relate to an earlier date (in which case such representations and warranties shall be true and

 


 

2

correct in all material respects as of such earlier date); that the Borrower is not in violation of any of the covenants contained in the 2004 Credit Agreement, as amended hereby; that, after giving effect to the transactions contemplated by this Amendment, no Default or Event of Default has occurred and is continuing; and that each of the conditions to the effectiveness of this Amendment has been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).
          (c) A certificate of the secretary, assistant secretary or general counsel of the Borrower certifying as to the incumbency and genuineness of the signature of each officer of the Borrower executing this Amendment and certifying that attached thereto is a true, correct and complete copy of resolutions duly adopted by the Board of Directors of the Borrower authorizing the borrowings contemplated under the 2004 Credit Agreement, as amended hereby, and the execution, delivery and performance of this Amendment.
          (d) Favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, and Drinker Biddle & Reath LLP, New Jersey counsel to the Borrower, addressed to the Administrative Agent and the Lenders with respect to the Borrower, the Loan Documents and such other matters as the Lenders shall reasonably request.
          SECTION 3. Reference to and Effect on the 2004 Credit Agreement and the Notes. (a) On and after the Amendment Effective Date, each reference in the 2004 Credit Agreement to “this Agreement”, “hereunder”, “hereof or words of like import referring to the 2004 Credit Agreement, and each reference in (i) the Notes and (ii) each of the other Loan Documents, to “the Credit Agreement”, “thereunder”, “thereof or words of like import referring to the 2004 Credit Agreement, shall mean and be a reference to the 2004 Credit Agreement, as amended by this Amendment.
          (b) The 2004 Credit Agreement, the Notes and each of the other Loan Documents, as specifically amended by this Amendment, are and shall continue to be in full force and effect and are hereby in all respects ratified and confirmed.
          (c) Changes in the Applicable Margin effected by this Amendment shall be effective for all periods (or portions thereof) on and after the Amendment Effective Date. Any interest, fees or other amounts accruing on the basis of the Applicable Margin during periods (or portions thereof) prior to the Amendment Effective Date will accrue on the basis of the Applicable Margin in effect for such periods prior to the Amendment Effective Date.
          (d) The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of any Lender or the Administrative Agent under the 2004 Credit Agreement, nor constitute a waiver of any provision of the 2004 Credit Agreement.

 


 

3

          SECTION 4. Costs, Expenses. The Borrower agrees to pay on demand all reasonable costs and expenses of the Administrative Agent and the Arrangers in connection with the preparation, execution, delivery and administration, modification and amendment of this Amendment and the other instruments and documents to be delivered hereunder (including, without limitation, the reasonable fees and disbursements of counsel for the Administrative Agent and the Arrangers) in accordance with the terms of Section 14.2 of the 2004 Credit Agreement.
          SECTION 5. Execution in Counterparts. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute but one and the same agreement. Delivery of an executed counterpart of a signature page to this Amendment by telecopier or other electronic medium shall be effective as delivery of a manually executed counterpart of this Amendment.
          SECTION 6. Governing Law. This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York.

 


 

          IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized, as of the date first above written.
         
  JONES APPAREL GROUP USA, INC.,
as Borrower
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   
 
  JONES APPAREL GROUP, INC.,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer and Senior Vice President, Corporate Taxation and Risk Management   
 
  JONES APPAREL GROUP HOLDINGS, INC.,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   
 
  JONES RETAIL CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Vice President & Treasurer   
 
  NINE WEST FOOTWEAR CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   

 


 

         
  Agreed as of the date first above written:

WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent, Issuing Lender and Lender
 
 
  By:   /s/ Susan T. Gallagher    
    Name:   Susan T. Gallagher   
    Title:   Director   
 
         
  JPMORGAN CHASE BANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ James A. Knight    
    Name:   James A. Knight   
    Title:   Vice President   
 
         
  CITIBANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Shannon A. Sweeney    
    Name:   Shannon A. Sweeney   
    Title:   Vice President   

         
  BANK OF AMERICA, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Thomas J. Kane    
    Name:   Thomas J. Kane    
    Title:   SVP   
 
         
  BARCLAYS BANK PLC,
as Lender
 
 
  By:   /s/ Alicia Borys    
    Name:   Alicia Borys   
    Title:   Manager   
         
         
  SUNTRUST BANK
as Lender
 
 
  By:   /s/ Michael J. Vegh    
    Name:   Michael J. Vegh   
    Title:   Vice President   
         
         
  THE ROYAL BANK OF SCOTLAND PLC,
as Lender
 
 
  By:   /s/ Belinda Tucker    
    Name:   Belinda Tucker   
    Title:   Senior Vice President   
 
         
  THE BANK OF NOVA SCOTIA
as Lender
 
 
  By:   /s/ Olivia L. Braun    
    Name:   Olivia L. Braun   
    Title:   Director   
         
         
  BANK OF TOKYO-MITSUBISHI UFJ, NEW YORK BRANCH
as Lender
 
 
  By:   /s/ Lillian Kim    
    Name:   Lillian Kim   
    Title:   Authorized Signatory   
 
         
         
  STANDARD CHARTERED BANK,
as Lender
 
 
  By:   /s/ David B. Edwards    
    Name:   David B. Edwards   
    Title:   Managing Director   
 
     
  By:   /s/ Robert K. Reddington   
    Name:   Robert K. Reddington   
    Title:   AVP/CREDIT DOCUMENTATION
CREDIT RISK CONTROL
STANDARD CHARTERED BANK N.Y. 
 
 
         
  THE BANK OF NEW YORK,
as Lender
 
 
  By:   /s/ David B. Wirl    
    Name:   David B. Wirl   
    Title:   Vice President   
 
         
  MIZUHO CORPORATE BANK, LTD.,
as Lender
 
 
  By:   /s/ Raymond Ventura    
    Name:   Raymond Ventura   
    Title:   Deputy General Manager   
         
         
  Sumitomo Mitsui Banking Corporation,
as Lender
 
 
  By:   /s/ David A. Buck    
    Name:   David A. Buck   
    Title:   Senior Vice President   
         
         
  Union Bank of California, N.A.,
as Lender
 
 
  By:   /s/ Ching Lim    
    Name:   Ching Lim   
    Title:   Vice President   
 
         
  U.S. BANK NATIONAL ASSOCIATION
as Lender
 
 
  By:   /s/ Frances W. Josephic    
    Name:   Frances W. Josephic   
    Title:   Vice President   
         
         
  The Norinchukin Bank,  
  as Lender
 
 
  By:   /s/ Noritsugu Sato    
    Name:   Noritsugu Sato   
    Title:   General Manager   
 
         
  Fortis,
as Lender
 
 
  By:   /s/ Justin Mauch    
    Name:   Justin Mauch   
    Title:   Vice President   
 
         
  Fortis,
as Lender
 
 
  By:   /s/ Merho van Eacum    
    Name:   Merho van Eacum   
    Title:   Director   
 
 
 
         
  Mega International Commercial Bank
New York Branch,
as Lender
 
 
  By:   /s/ Tsang-Pei Hsu    
    Name:   Tsang-Pei Hsu   
    Title:   VP & Deputy General Manager   
 
         
  Bank of China, New York Branch,
as Lender
 
 
  By:   /s/ William W. Smith    
    Name:   William W. Smith   
    Title:   Chief Lending Officer and DGM   
 
         
  CHANG HWA COMMERCIAL BANK, LTD.
NEW YORK BRANCH,
as Lender
 
 
  By:   /s/ Jim C.Y. Chen    
    Name:   Jim C.Y. Chen   
    Title:   VP & General Manager   
 
         
  E.Sun Commercial Bank, Ltd., Los Angeles Branch,
as Lender
 
 
  By:   /s/ Benjamin Lin   
    Name:   Benjamin Lin  
    Title:   EVP & General Manager  
 
         
  BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
as Lender
 
 
 
  By:   /s/ Peter Tommaney   
    Name:   Peter Tommaney   
    Title:   Senior Vice President  
 
  By:   /s/ Christian Aguirre   
    Name:   Christian Aguirre   
    Title:   Assistant Vice President
International Corporate Banking 
 
 
         
  MALAYAN BANKING BERHAD,
as Lender
 
 
  By:   /s/ Fauzi Zulkifli  
    Name:   Fauzi Zulkifli    
    Title:   General Manager   
 
         
  PNC BANK, NATIONAL ASSOCIATION,
as Lender
 
 
  By:   /s/ Denise D. Killen  
    Name:   Denise D. Killen    
    Title:   Senior Vice President   
 
         
  UNICREDITO ITALIANO,
as Lender
 
 
  By:   /s/ Charles Michael  
    Name:   Charles Michael   
    Title:   Vice President   
 
     
  By:   /s/ Codruta Mihaileanu  
    Name:   Codruta Mihaileanu   
    Title:   Account Officer   
 
 
 
         
  National Bank of Egypt — New York Branch,
as Lender
 
 
  By:   /s/ Mr. Hassan Eissa  
    Name:   Mr. Hassan Eissa   
    Title:   General Manager   
 
         
  BEAR STEARNS CORPORATE LENDING INC.
as Lender
 
 
  By:   /s/ Linda A. Carper  
    Name:   Linda A. Carper    
    Title:   Vice President   
 

2


 

ANNEX A
$500,000,000
AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
dated as of June 15, 2004,
AMENDED AND RESTATED AS OF JUNE 6, 2008
by and among
JONES APPAREL GROUP USA, INC.,
the Additional Obligors referred to herein,
the Lenders referred to herein,
CITIGROUP GLOBAL MARKETS INC. and J.P. MORGAN SECURITIES INC.,
as Joint Lead Arrangers
and Joint Bookrunners,
WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent,
and
CITIBANK, N.A. and JPMORGAN CHASE BANK, N.A.,
as Syndication Agents,
and
BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK
as Documentation Agents

 


 

TABLE OF CONTENTS
         
    Page  
ARTICLE I DEFINITIONS
    1  
 
       
SECTION 1.1. Definitions
    1  
 
       
SECTION 1.2. General
    16  
 
       
SECTION 1.3. Other Definitions and Provisions
    16  
 
       
ARTICLE II REVOLVING CREDIT FACILITY
    16  
 
       
SECTION 2.1. Revolving Credit Loans
    16  
 
       
SECTION 2.2. Procedure for Advances of Revolving Credit Loans
    16  
 
       
SECTION 2.3. Repayment of Revolving Credit Loans
    17  
 
       
SECTION 2.4. Evidence of Debt
    18  
 
       
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment
    18  
 
       
SECTION 2.6. Termination of Revolving Credit Facility
    19  
 
       
ARTICLE III LETTER OF CREDIT FACILITY
    19  
 
       
SECTION 3.1. L/C Commitment
    19  
 
       
SECTION 3.2. Procedure for Issuance of Letters of Credit
    19  
 
       
SECTION 3.3. Fees and Other Charges
    20  
 
       
SECTION 3.4. L/C Participations
    20  
 
       
SECTION 3.5. Reimbursement
    21  
 
       
SECTION 3.6. Obligations Absolute
    22  
 
       
SECTION 3.7 Effect of Application
    22  
 
       
ARTICLE IV [RESERVED]
    22  
 
       
ARTICLE V GENERAL LOAN PROVISIONS
    22  
 
       
SECTION 5.1. Interest
    22  
 
       
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans
    24  

i


 

         
    Page  
SECTION 5.3. Fees
    24  
 
       
SECTION 5.4. Manner of Payment
    25  
 
       
SECTION 5.5. Crediting of Payments and Proceeds
    25  
 
       
SECTION 5.6. Adjustments
    26  
 
       
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent
    26  
 
       
SECTION 5.8. Joint and Several Liability of the Credit Parties
    26  
 
       
SECTION 5.9. Changed Circumstances
    28  
 
       
SECTION 5.10. Indemnity
    30  
 
       
SECTION 5.11. Capital Requirements
    31  
 
       
SECTION 5.12. Taxes
    31  
 
       
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
    33  
 
       
SECTION 6.1. Closing
    33  
 
       
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit
    33  
 
       
SECTION 6.3. Conditions to Extensions of Credit
    36  
 
       
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
    36  
 
       
SECTION 7.1. Representations and Warranties
    36  
 
       
SECTION 7.2. Survival of Representations and Warranties, Etc.
    41  
 
       
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
    41  
 
       
SECTION 8.1. Financial Statements and Projections
    41  
 
       
SECTION 8.2. Officer’s Compliance Certificate
    42  
 
       
SECTION 8.3. Accountants’ Certificate
    42  
 
       
SECTION 8.4. Other Reports
    42  
 
       
SECTION 8.5. Notice of Litigation and Other Matters
    42  
 
       
SECTION 8.6. Accuracy of Information
    43  
 
       
ARTICLE IX AFFIRMATIVE COVENANTS
    43  

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    Page  
SECTION 9.1. Preservation of Corporate Existence and Related Matters
    43  
 
       
SECTION 9.2. Maintenance of Property
    43  
 
       
SECTION 9.3. Insurance
    43  
 
       
SECTION 9.4. Accounting Methods and Financial Records
    44  
 
       
SECTION 9.5. Payment and Performance of Obligations
    44  
 
       
SECTION 9.6. Compliance With Laws and Approvals
    44  
 
       
SECTION 9.7. Environmental Laws
    44  
 
       
SECTION 9.8. Compliance with ERISA
    45  
 
       
SECTION 9.9. Conduct of Business
    45  
 
       
SECTION 9.10. Visits and Inspections
    45  
 
       
SECTION 9.1l. Use of Proceeds
    45  
 
       
ARTICLE X FINANCIAL COVENANTS
    45  
 
       
SECTION 10.1. Interest Coverage Ratio
    45  
 
       
SECTION 10.2. Covenant Debt to EBITDA Ratio
    46  
 
       
SECTION 10.3. Asset Coverage Ratio
    46  
 
       
ARTICLE XI NEGATIVE COVENANTS
    46  
 
       
SECTION 11.1. Limitations on Debt and Guaranty Obligations
    46  
 
       
SECTION 11.2. [Reserved]
    47  
 
       
SECTION 11.3. Limitations on Liens
    47  
 
       
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions
    49  
 
       
SECTION 11.5. Limitations on Mergers and Liquidation
    50  
 
       
SECTION 11.6. Limitations on Sale or Transfer of Assets
    50  
 
       
SECTION 11.7. Limitations on Dividends and Distributions
    51  
 
       
SECTION 11.8. Transactions with Affiliates
    51  
 
       
SECTION 11.9. Changes in Fiscal Year End
    51  
 
       
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt
    51  

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    Page  
ARTICLE XII DEFAULT AND REMEDIES
    51  
 
       
SECTION 12.1. Events of Default
    51  
 
       
SECTION 12.2. Remedies
    54  
 
       
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc.
    54  
 
       
ARTICLE XIII THE ADMINISTRATIVE AGENT
    55  
 
       
SECTION 13.1. Appointment
    55  
 
       
SECTION 13.2. Delegation of Duties
    55  
 
       
SECTION 13.3. Exculpatory Provisions
    55  
 
       
SECTION 13.4. Reliance by the Administrative Agent
    55  
 
       
SECTION 13.5. Notice of Default
    56  
 
       
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders
    56  
 
       
SECTION 13.7. Indemnification
    57  
 
       
SECTION 13.8. The Administrative Agent in Its Individual Capacity
    57  
 
       
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent
    57  
 
       
SECTION 13.10. Syndication and Documentation Agents
    58  
 
       
ARTICLE XIV MISCELLANEOUS
    58  
 
       
SECTION 14.1. Notices
    58  
 
       
SECTION 14.2. Expenses; Indemnity
    59  
 
       
SECTION 14.3. Set-off
    59  
 
       
SECTION 14.4. Governing Law
    60  
 
       
SECTION 14.5. Consent to Jurisdiction
    60  
 
       
SECTION 14.6. Waiver of Jury Trial
    60  
 
       
SECTION 14.7. Reversal of Payments
    60  
 
       
SECTION 14.8. Injunctive Relief; Punitive Damages
    60  
 
       
SECTION 14.9. Accounting Matters
    61  
 
       
SECTION 14.10. Successors and Assigns; Participations
    61  

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    Page  
SECTION 14.11. Amendments, Waivers and Consents
    65  
 
       
SECTION 14.12. Performance of Duties
    66  
 
       
SECTION 14.13. All Powers Coupled with Interest
    66  
 
       
SECTION 14.14. Survival of Indemnities
    66  
 
       
SECTION 14.15. Titles and Captions
    66  
 
       
SECTION 14.16. Severability of Provisions
    66  
 
       
SECTION 14.17. Counterparts
    66  
 
       
SECTION 14.18. Term of Agreement
    66  
 
       
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants
    66  
 
       
SECTION 14.20. Patriot Act
    66  
 
       
SECTION 14.21. Ratings of Loans
    67  
 
       
SECTION 14.22. Consent Under 2005 Credit Agreement
    67  
     
Exhibits    
Exhibit A -
  Form of Revolving Credit Note
 
   
Exhibit B -
  Form of Notice of Revolving Credit Borrowing
 
   
Exhibit C -
  Form of Notice of Account Designation
 
   
Exhibit D -
  Form of Notice of Prepayment
 
   
Exhibit E -
  Form of Notice of Conversion/Continuation
 
   
Exhibit F -
  Form of Officer’s Compliance Certificate
 
   
Exhibit G -
  Form of Assignment and Acceptance
     
Schedules    
Schedule 1.1(a) -
  Lenders and Revolving Credit Commitments
 
   
Schedule 1.1(b) -
  Outstanding Letters of Credit
 
   
Schedule 7.1(b) -
  Subsidiaries and Capitalization
 
   
Schedule 7.l(p) -
  Debt and Guaranty Obligations
 
   
Schedule 7.l(q) -
  Litigation

v


 

     
Schedule 11.3 -
  Existing Liens
 
   
Schedule 11.4 -
  Existing Loans, Advances and Investments

vi


 

AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
Dated as of June 15, 2004
AMENDED AND RESTATED AS OF JUNE 6, 2008
          JONES APPAREL GROUP USA, INC. (formerly known as Kasper, Ltd.), a Delaware corporation, the Additional Obligors (as defined below), the Lenders who are or may become a party to this Agreement, CITIGROUP GLOBAL MARKETS INC. and J.P. MORGAN SECURITIES INC., as Joint Lead Arrangers and Joint Bookrunners, WACHOVIA BANK, NATIONAL ASSOCIATION, as Administrative Agent for the Lenders, CITIBANK, N.A. and JPMORGAN CHASE BANK, N.A., as Syndication Agents, and BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK, as Documentation Agents, agree as follows:
          PRELIMINARY STATEMENT. The Borrower’s predecessor in interest Jones Apparel Group USA, Inc., a Pennsylvania corporation (“Old Jones USA”), the Borrower, the Additional Obligors, the lenders parties thereto and Wachovia Bank, National Association (as successor in interest to First Union National Bank), as administrative agent, were parties to an Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004 (the “Existing Credit Agreement”). Old Jones USA merged into the Borrower as of January 1, 2007. The Borrower, the Additional Obligors, the parties hereto and Wachovia Bank, National Association, as Administrative Agent, desire to amend the Existing Credit Agreement as herein set forth and to restate it in its entirety giving effect to such amendment.
          NOW THEREFORE, the parties hereto agree that, subject to the conditions set forth in Section 2 of Amendment No. 3 to the Existing Credit Agreement, dated as of June 6, 2008, the Existing Credit Agreement is hereby amended and restated to read in its entirety as follows:
ARTICLE I DEFINITIONS
SECTION 1.1. Definitions. The following terms when used in this Agreement shall have the meanings assigned to them below:
     “Additional Debt Securities” means Debt incurred after the Amendment Date, arising under or in connection with public or privately placed notes, debentures, bonds, or debt securities or related indentures or other agreements (including in connection with the issuance of exchange securities in connection with any exchange offer registered under the Securities Act of 1933, as amended, following a private placement of Additional Debt Securities).
     “Additional Obligors” means the collective reference to Jones Apparel Group, Jones Apparel Group Holdings, Nine West Footwear and Jones Retail in their capacities as co-obligors under this Agreement.
     “Administrative Agent” means Wachovia in its capacity as Administrative Agent hereunder, and any successor thereto appointed pursuant to Section 13.9.
     “Administrative Agent’s Office” means the office of the Administrative Agent specified in or determined in accordance with the provisions of Section 14.1(c).

 


 

     “Affiliate” means, with respect to any Person, any other Person (other than a Subsidiary) which directly or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such first Person or any of its Subsidiaries. The term “control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a Person, whether through ownership of voting securities, by contract or otherwise.
     “Agreement” means this Five Year Credit Agreement, as amended, restated, supplemented or otherwise modified from time to time.
     “Alternative Currency” means (a) Pounds Sterling, (b) the euro or (c) any other lawful currency (other than Dollars) acceptable to the Issuing Lenders which, in the case of this clause (c), is freely transferable and convertible into Dollars in the United States currency market and is freely available to all Issuing Lenders in the London interbank deposit market.
     “Alternative Currency L/C Commitment” means the lesser of (a) One Hundred Million Dollars ($100,000,000) and (b) the L/C Commitment.
     “Amendment Date” means June 6, 2008, the date upon which Amendment No. 3 to this Agreement became effective in accordance with its terms.
     “Applicable Law” means all applicable provisions of constitutions, laws, statutes, ordinances, rules, treaties, regulations, permits, licenses, approvals, interpretations and orders of courts or Governmental Authorities and all orders and decrees of all courts and arbitrators.
     “Applicable Margin” means, for purposes of calculating (a) the Base Rate and LIBOR Rate for purposes of Section 5.1(a), (b) the L/C Fee for purposes of Section 3.3(a) or (c) the Commitment Fee for purposes of Section 5.3(a), the corresponding rate set forth below for the applicable rating of the senior, unsecured, long-term debt of the Credit Parties, on a collective basis (the “Debt Rating”) publicly announced by Standard & Poor’s, a division of The McGraw-Hill Companies (“S&P”), and Moody’s Investors Service, Inc. (“Moody’s”) as follows:
                                                         
                    Applicable Margin Per Annum
    Moody’s   LIBOR       Trade   Standby   Commitment
Level   S&P Rating   Rating   Rate   Base Rate   L/C Fee   L/C Fee   Fee
I   >=BBB   >=Baa2     1.750 %     0.7500 %     0.855 %     1.750 %     0.150 %
II   >=BBB-   >=Baa3     2.000 %     1.000 %     1.000 %     2.000 %     0.250 %
III   >=BB+   >=Ba1     2.250 %     1.250 %     1.125 %     2.250 %     0.375 %
IV   >=BB   >=Ba2     2.500 %     1.500 %     1.250 %     2.500 %     0.500 %
V   <=BB-   <=Ba3     2.750 %     1.750 %     1.375 %     2.750 %     0.625 %

2


 

provided, that if both Moody’s and S&P shall not have in effect a Debt Rating (other than by reason of the circumstances referred to in the last sentence of this definition), then such Debt Rating shall be deemed to be Level V. In the event that the corresponding Debt Ratings publicly announced by S&P and Moody’s listed above differ by (a) one pricing level, the Applicable Margin shall be based on the higher of the two ratings, and (b) two or more pricing levels, the Applicable Margin shall be based on the rating one rating below the higher of the two ratings. Any change in the Applicable Margin shall be effective as of the Business Day on which the applicable rating is announced or is publicly available. If the rating system of S&P and Moody’s shall change, or if both of such rating agencies shall cease to be in the business of rating corporate debt obligations, the Borrower and the Lenders shall negotiate in good faith to amend this definition to reflect such changed rating system or the unavailability of ratings from such rating agencies and, pending the effectiveness of any such amendment, the Applicable Margin shall be determined by reference to the rating most recently in effect prior to such change or cessation.
     “Application” means an application, in the form specified by any Issuing Lender from time to time, requesting such Issuing Lender to issue a Letter of Credit.
     “Asset Coverage Ratio” means the ratio of (a) the sum of gross inventory plus gross accounts receivable (as of the date of determination) to (b) the sum of (i) the aggregate principal amount of Loans outstanding and (ii) the aggregate principal amount of Loans outstanding under the 2005 Credit Agreement, in each case as of such date of determination.
     “Assignment and Acceptance” shall have the meaning assigned thereto in Section 14.10(b)(ii).
     “Base Rate” means, at any time, the higher of (a) the Prime Rate and (b) the sum of (i) the Federal Funds Rate plus (ii) 1/2 of 1%; each change in the Base Rate shall take effect simultaneously with the corresponding change or changes in the Prime Rate or the Federal Funds Rate.
     “Base Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the Base Rate as provided in Section 5.1(a).
     “Borrower” means Jones Apparel Group USA, Inc.
     “Business Day” means (a) any day other than a Saturday, Sunday or legal holiday on which banks in Charlotte, North Carolina, Philadelphia, Pennsylvania and New York, New York, are not authorized or required by law to remain closed for the conduct of their commercial banking business, (b) with respect to all notices and determinations in connection with, and payments of principal and interest on, any LIBOR Rate Loan, the term “Business Day” shall also exclude any day on which banks are not open for trading in Dollar deposits in the London interbank market and (c) with respect to all notices and determinations in connection with, and payment of principal and interest on, any L/C Obligation denominated in an Alternative Currency, the term “Business Day” shall also exclude any day on which banks in London do not provide quotations for deposits denominated in such Alternative Currency.

3


 

     “Capital Lease” means, with respect to the Credit Parties and their Subsidiaries, any lease of any property that should, in accordance with GAAP, be classified and accounted for as a capital lease on a Consolidated balance sheet of the Credit Parties and their Subsidiaries.
     “Change in Control” shall have the meaning assigned thereto in Section 12.1(h).
     “Closing Date” means June 15, 2004.
     “Code” means the Internal Revenue Code of 1986, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “Commitment Fee” shall have the meaning assigned thereto in Section 5.3(a).
     “Consolidated” means, when used with reference to financial statements or financial statement items of the Credit Parties and their Subsidiaries, such statements or items on a consolidated basis in accordance with applicable principles of consolidation under GAAP.
     “Correspondent” means any financial institution designated by an Issuing Lender to act as such Issuing Lender’s correspondent hereunder with respect to the distribution and payment of Letters of Credit denominated in an Alternative Currency.
     “Covenant Debt” means, for any date of calculation, Debt with respect to the Credit Parties and their Subsidiaries that would appear on a Consolidated balance sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP.
     “Covenant Debt to EBITDA Ratio” means, for any date of calculation, Covenant Debt as of such date divided by EBITDA for the period of four (4) consecutive fiscal quarters ending on such date; provided that there shall be excluded from the calculation of Covenant Debt to EBITDA Ratio for the period ended on July 5, 2008, EBITDA (whether positive or negative) attributable to any discontinued operations.
     “Credit Facility” means the collective reference to the Revolving Credit Facility and the L/C Facility.
     “Credit Parties” means each of the Additional Obligors and the Borrower.
     “Debt” means, with respect to the Credit Parties and their Subsidiaries at any date and without duplication, the sum of the following calculated in accordance with GAAP: (a) all liabilities, obligations and indebtedness, in each case for borrowed money including but not limited to obligations evidenced by bonds, debentures, notes or other similar instruments of any such Person, (b) all obligations to pay the deferred purchase price of property or services of any such Person, except trade liabilities arising in the ordinary course of business, (c) all obligations of any such Person as lessee under Capital Leases, (d) all Debt of any other Person secured by a Lien on any asset of any such Person, (e) all Guaranty Obligations of any such Person, (f) all obligations, contingent or otherwise, of any such Person relative to the amount of drawn letters of credit not reimbursed as required by the terms thereof, including without limitation any Reimbursement Obligation not reimbursed as required by the terms hereof, and banker’s

4


 

acceptances issued for the account of any such Person, and (g) all net obligations incurred by any such Person pursuant to Hedging Agreements in respect of interest rate hedges.
     “Default” means any of the events specified in Section 12.1 which with the passage of time, the giving of notice or any other condition, would constitute an Event of Default.
     “Dispute” shall have the meaning assigned thereto in Section 14.6.
     “Dollar Amount” shall mean (a) with regard to any Obligation denominated in Dollars, the amount thereof and (b) with regard to any Obligation denominated in an Alternative Currency, the amount of Dollars which is equivalent to the sum of (i) the amount so expressed in an Alternative Currency at the applicable-quoted spot rate on the appropriate page of the Reuter’s Screen as determined by the Administrative Agent at the relevant time; plus (ii) any amounts owed by the Borrower pursuant to Section 3.5(b).
     “Dollars” or “$” means, unless otherwise qualified, dollars in lawful currency of the United States.
     “EBITDA” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense and (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any acquisition otherwise permitted pursuant to the terms of this Agreement) less (c) the sum of (i) any items of extraordinary gain which were included in determining Net Income and (ii) items of cash gains from the sale of assets to the extent such gains exceed $50,000,000 during such period.
     “EBITDAR” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense, (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any acquisition otherwise permitted pursuant to the terms of this Agreement) and (iv) Rental Expense (exclusive of any amounts reflected in Interest Expense) less (c) the sum of (i) any items of extraordinary gain which were included in determining Net Income and (ii) items of cash gains from the sale of assets to the extent such gains exceed $50,000,000 during such period.
     “Eligible Assignee” means, with respect to any assignment of the rights, interest and obligations of a Lender hereunder, a Person that is at the time of such assignment (a) a commercial bank organized under the laws of the United States or any state thereof, having combined capital and surplus in excess of $500,000,000, (b) a commercial bank organized under the laws of any other country that is a member of the Organization of Economic Cooperation and Development, or a political subdivision of any such country, having combined capital and surplus in excess of $500,000,000, (c) a finance company,

5


 

insurance company or other financial institution which in the ordinary course of business extends credit of the type extended hereunder and that has total assets in excess of $1,000,000,000, (d) already a Lender hereunder (whether as an original party to this Agreement or as the assignee of another Lender) or an Affiliate of a Lender hereunder, (e) the successor (whether by transfer of assets, merger or otherwise) to all or substantially all of the commercial lending business of the assigning Lender, (f) any SPC solely to the extent permitted by Section 14.10(h), or (g) any other Person that has been approved in writing as an Eligible Assignee by the Borrower and the Administrative Agent.
     “Employee Benefit Plan” means any employee benefit plan within the meaning of Section 3(3) of ERISA which (a) is maintained for employees of the Borrower or any ERISA Affiliate or (b) has at any time within the preceding six (6) years been maintained for the employees of the Borrower or any current or former ERISA Affiliate.
     “EMU” mean economic and monetary union as contemplated in the Treaty on European Union.
     “Environmental Laws” means any and all federal, state and local laws, statutes, ordinances, rules, regulations, permits, licenses, approvals, binding interpretations and orders of courts or Governmental Authorities, relating to the protection of human health or the environment, including, but not limited to, requirements pertaining to the manufacture, processing, distribution, use, treatment, storage, disposal, transportation, handling, reporting, licensing, permitting, investigation or remediation of Hazardous Materials.
     “ERISA” means the Employee Retirement Income Security Act of 1974, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “ERISA Affiliate” means any Person who together with the Borrower is treated as a single employer within the meaning of Section 414(b), (c), (m) or (o) of the Code or Section 4001(b) of ERISA.
     “euro” means the single currency of the European Union as constituted by the Treaty on European Union and as referred to in the legislative measures of the European Union for the introduction of, changeover to or operation of the euro in one or more member states.
     “Eurodollar Reserve Percentage” means, for any day, the percentage (expressed as a decimal and rounded upwards, if necessary, to the next higher 1/100th of 1%) which is in effect for such day as prescribed by the Federal Reserve Board (or any successor) for determining the maximum reserve requirement (including without limitation any basic, supplemental or emergency reserves) in respect of eurocurrency liabilities or any similar category of liabilities for a member bank of the Federal Reserve System in New York City.
     “Event of Default” means any of the events specified in Section 12.1, provided that any requirement for passage of time, giving of notice, or any other condition, has been satisfied.

6


 

     “Existing Debt Securities” means the 4.250% Senior Notes due 2009, the 5.125% Senior Notes due 2014, and the 6.125% Senior Notes due 2034 of Jones Apparel Group.
     “Existing Loans” shall have the meaning assigned thereto in Section 6.2(f).
     “Extensions of Credit” means, as to any Lender at any time, (a) an amount equal to the sum of (i) the aggregate principal amount of all Revolving Credit Loans made by such Lender then outstanding, and (ii) such Lender’s Revolving Credit Commitment Percentage of the Dollar Amount of the L/C Obligations then outstanding, or (b) the making of any Loan or participation in any Letter of Credit by such Lender, as the context requires.
     “FDIC” means the Federal Deposit Insurance Corporation, or any successor thereto.
     “Federal Funds Rate” means, the rate per annum (rounded upwards, if necessary, to the next higher l/100th of 1%) representing the daily effective federal funds rate as quoted by the Administrative Agent and confirmed in Federal Reserve Board Statistical Release H. 15 (519) or any successor or substitute publication selected by the Administrative Agent. If, for any reason, such rate is not available, then “Federal Funds Rate” shall mean a daily rate which is determined, in the opinion of the Administrative Agent, to be the rate at which federal funds are being offered for sale in the national federal funds market at 9:00 a.m. (Charlotte time). Rates for weekends or holidays shall be the same as the rate for the most immediate preceding Business Day.
     “Fiscal Year” means the fiscal year of the Credit Parties and their Subsidiaries ending on December 31.
     “Foreign Lender” means any Lender that is organized under the laws of a jurisdiction other than that in which the Borrower is located. For purposes of this definition, the United States of America, each state thereof and the District of Columbia shall be deemed to constitute a single jurisdiction.
     “GAAP” means generally accepted accounting principles, as recognized by the American Institute of Certified Public Accountants and the Financial Accounting Standards Board, consistently applied and maintained on a consistent basis for the Credit Parties and their Subsidiaries throughout the period indicated.
     “Governmental Approvals” means all authorizations, consents, approvals, licenses and exemptions of, registrations and filings with, and reports to, all Governmental Authorities.
     “Governmental Authority” means any nation, province, state or political subdivision thereof, and any government or any Person exercising executive, legislative, regulatory or administrative functions of or pertaining to government, and any corporation or other entity owned or controlled, through stock or capital ownership or otherwise, by any of the foregoing.
     “Granting Lender” shall have the meaning assigned thereto in Section 14.10(h).

7


 

     “Guaranty Obligation” means, with respect to the Credit Parties and their Subsidiaries, without duplication, any obligation, contingent or otherwise, of any such Person pursuant to which such Person has directly or indirectly guaranteed any Debt or other obligation of any other Person and, without limiting the generality of the foregoing, any obligation, direct or indirect, contingent or otherwise, of any such Person (a) to purchase or pay (or advance or supply funds for the purchase or payment of) such Debt or other obligation (whether arising by virtue of partnership arrangements, by agreement to keep well, to purchase assets, goods, securities or services, to take-or-pay, or to maintain financial statement condition or otherwise) or (b) entered into for the purpose of assuring in any other manner the obligee of such Debt or other obligation of the payment thereof or to protect such obligee against loss in respect thereof (in whole or in part); provided, that the term Guaranty Obligation shall not include (i) endorsements for collection or deposit in the ordinary course of business or (ii) a contractual commitment by one Person to invest in another Person for so long as such investment is expected to constitute a permitted investment under Section 11.4.
     “Hazardous Materials” means any substances or materials (a) which are or become defined as hazardous wastes, hazardous substances, pollutants, contaminants, chemical substances or mixtures or toxic substances under any Environmental Law, (b) which are toxic, explosive, corrosive, flammable, infectious, radioactive, carcinogenic, mutagenic or otherwise harmful to human health or the environment and are or become regulated by any Governmental Authority, (c) the presence of which require investigation or remediation under any Environmental Law, (d) the discharge or emission or release of which requires a permit or license under any Applicable Law or other Governmental Approval, or (e) which contain, without limitation, asbestos, polychlorinated biphenyls, urea formaldehyde foam insulation, petroleum hydrocarbons, petroleum derived substances or waste, crude oil, nuclear fuel, natural gas or synthetic gas.
     “Hedging Agreement” means any agreement with respect to an interest rate or currency swap, collar, cap, floor or forward rate agreement or other agreement regarding the hedging of interest rate or currency risk exposure executed in connection with hedging the interest rate or currency exposure of any Credit Party, and any confirming letter executed pursuant to such hedging agreement, all as amended, restated or otherwise modified from time to time.
     “Interest Coverage Ratio” means, as of the last day of any fiscal quarter, EBITDAR for the period of four consecutive fiscal quarters ending on such date divided by the sum of (a) Interest Expense less the amortization of non-cash items included in “Interest Expense” (including, but not limited to, amortization of debt issuance costs) and (b) Rental Expense (exclusive of any amounts reflected in Interest Expense), both for the period of four consecutive fiscal quarters ending on such date; provided that there shall be excluded from the calculation of Interest Coverage Ratio for the period ended on July 5, 2008, EBITDAR (whether positive or negative) and any items of Interest Expense or Rental Expense attributable to any discontinued operations.
     “Interest Expense” means, for any period, total interest expense (including, without limitation, interest expense attributable to Capital Leases) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP.
     “Interest Period” shall have the meaning assigned thereto in Section 5.1(b).

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     “ISP 98” means the International Standby Practices (1998 Revision, effective January 1, 1999), International Chamber of Commerce Publication No. 590.
     “Issuing Lender” means Wachovia, Citibank, N.A., JPMorgan Chase Bank, N.A. and Bank of America, N.A., each in its capacity as issuer of any Letter of Credit, and any other Lender mutually acceptable and on terms satisfactory to the Borrower, the Administrative Agent and such Lender; and Issuing Lenders means all such Lenders.
     “Jones Apparel Group” means Jones Apparel Group, Inc., a Pennsylvania corporation.
     “Jones Apparel Group Holdings” means Jones Apparel Group Holdings, Inc., a Delaware corporation.
     “Jones Retail” means Jones Retail Corporation, a New Jersey corporation.
     “L/C Commitment” means Five Hundred Million Dollars ($500,000,000).
     “L/C Facility” means the letter of credit facility established pursuant to Article III hereof.
     “L/C Fee” shall have the meaning assigned thereto in Section 3.3(a).
     “L/C Obligations” means at any time, an amount equal to the sum of (a) the aggregate undrawn and unexpired amount of the then outstanding Letters of Credit and (b) the aggregate amount of drawings under Letters of Credit which have not then been reimbursed pursuant to Section 3.5.
     “L/C Participants” means the collective reference to all the Lenders having a Revolving Credit Commitment other than the applicable Issuing Lender.
     “Lender” means each Person executing this Agreement as a Lender set forth on the signature pages hereto and each Person that hereafter becomes a party to this Agreement as a Lender pursuant to Section 14.10 other than any party hereto that ceases to be a party hereto pursuant to any Assignment and Acceptance.
     “Lending Group Members” means the collective reference to (a) the Lenders party to this Agreement and (b) the lenders party to the 2005 Credit Agreement.
     “Lending Office” means, with respect to any Lender, for Revolving Credit Loans, the office of such Lender maintaining such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans.
     “Letters of Credit” shall have the meaning assigned thereto in Section 3.1.
     “LIBOR” means the rate of interest per annum determined on the basis of the rate for deposits in Dollars or an Alternative Currency (other than euro) in minimum amounts of at least $5,000,000 or the approximate Dollar Amount thereof, in the case of an Alternative Currency, for a period equal to the applicable Interest Period which appears on the British Bankers’ Association Interest Settlement Rates (or on any successor or substitute page of such service, or any successor to or substitute for such service,

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providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in such currency in the London interbank market) at approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period (rounded upward, if necessary, to the nearest one hundredth of one percent (1/100%)). If, for any reason, such rate does not appear on British Bankers’ Association Interest Settlement Rates, then “LIBOR” shall be determined by the Administrative Agent to be the arithmetic average (rounded upward, if necessary, to the nearest one-hundredth of one percent (1/100%)) of the rate per annum at which deposits in Dollars or an Alternative Currency would be offered by the Reference Group in the London interbank market to the Administrative Agent as of approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period for a period equal to such Interest Period and in an amount substantially equal to the amount of the applicable Revolving Credit Loan.
     “LIBOR Rate” means a rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) determined by the Administrative Agent pursuant to the following formula:
       
LIBOR RATE =
  LIBOR  
 
     
 
  1.00 — Eurodollar Reserve Percentage  
     “LIBOR Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the LIBOR Rate as provided in Section 5.1(a).
     “Lien” means, with respect to any asset, any mortgage, lien, pledge, charge, security interest or encumbrance of any kind in respect of such asset. For the purposes of this Agreement, a Person shall be deemed to own subject to a Lien any asset which it has acquired or holds subject to the interest of a vendor or lessor under any conditional sale agreement, Capital Lease or other title retention agreement relating to such asset.
     “Loan” means a Revolving Credit Loan.
     “Loan Documents” means, collectively, this Agreement, the Notes, the Applications and each other document, instrument and agreement executed and delivered by any Credit Party, its Subsidiaries or their counsel in connection with this Agreement, all as may be amended, restated, supplemented or otherwise modified.
     “Material Adverse Effect” means, with respect to the Credit Parties or any of their Subsidiaries, a material adverse effect on the business, assets, operations or financial condition of the Credit Parties and their Subsidiaries taken as a whole or the ability of any such Person to perform its obligations under the Loan Documents, in each case to which it is a party.
     “Multiemployer Plan” means a “multiemployer plan” as defined in Section 4001(a)(3) of ERISA to which the Borrower or any ERISA Affiliate is making (or has made), or is accruing (or has accrued) an obligation to make, contributions either presently or within the preceding six years.
     “Net Income” means, with respect to the Credit Parties and their Subsidiaries for any period, the Consolidated net income (or loss) of the Credit Parties and their

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Subsidiaries for such period determined in accordance with GAAP; provided, that there shall be excluded from net income (or loss) of a Person (the “computing Person”), the income (or loss) of any Person (other than a Subsidiary of the computing Person) in which the computing Person has an ownership interest unless received by the computing Person in a cash distribution.
     “Net Worth” means, with respect to the Credit Parties and their Subsidiaries, as of any date, the total shareholders’ equity that would appear on a Consolidated balance sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP.
     “Nine West Footwear” means Nine West Footwear Corporation, a Delaware corporation.
     “Note” means a Revolving Credit Note.
     “Notice of Account Designation” shall have the meaning assigned thereto in Section 2.2(b).
     “Notice of Conversion/Continuation” shall have the meaning assigned thereto in Section 5.2.
     “Notice of Prepayment” shall have the meaning assigned thereto in Section 2.3(c).
     “Notice of Revolving Credit Borrowing” shall have the meaning assigned thereto in Section 2.2(a).
     “Obligations” means, in each case, whether now in existence or hereafter arising: (a) the principal of and interest on (including interest accruing after the filing of any bankruptcy or similar petition) the Loans, (b) the L/C Obligations, (c) all payment and other obligations owing by the Credit Parties to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement with any Lender or Affiliate of a Lender (which such Hedging Agreement is permitted hereunder), and (d) all other fees and commissions (including attorney’s fees), charges, indebtedness, loans, liabilities, financial accommodations, obligations, covenants and duties owing by the Credit Parties to the Lenders or the Administrative Agent, of every kind, nature and description, direct or indirect, absolute or contingent, due or to become due, contractual or tortious, liquidated or unliquidated, and whether or not evidenced by any note, in each case under or in respect of this Agreement, any Note, any Letter of Credit or any of the other Loan Documents.
     “Officer’s Compliance Certificate” shall have the meaning assigned thereto in Section 8.2.
     “Operating Lease” shall mean, as to any Person, as determined in accordance with GAAP, any lease of property (whether real, personal or mixed) by such Person as lessee which is not a Capital Lease.
     “Other Taxes” shall have the meaning assigned thereto in Section 5.12(b).

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     “Outstanding Letters of Credit” means each letter of credit described on Schedule 1.1(b) and outstanding as of the Closing Date.
     “PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA or any successor agency.
     “Pension Plan” means any Employee Benefit Plan, other than a Multiemployer Plan, which is subject to the provisions of Title IV of ERISA or Section 412 of the Code.
     “Permitted Investment Policy” of the Credit Parties means the investment policy of the Credit Parties as in effect on the Amendment Date which has been approved by the Board of Directors of Jones Apparel Group, as amended, restated, supplemented or otherwise modified from time to time.
     “Permitted Lines of Business” shall have the meaning assigned thereto in Section 9.9.
     “Person” means an individual, corporation, limited liability company, partnership, association, trust, business trust, joint venture, joint stock company, pool, syndicate, sole proprietorship, unincorporated organization, Governmental Authority or any other form of entity or group thereof.
     “Pounds Sterling” means, unless otherwise qualified, pounds sterling in lawful currency of the United Kingdom.
     “Prime Rate” means, at any time, the rate of interest per annum publicly announced from time to time by Wachovia as its prime rate in effect at its principal office in Charlotte, North Carolina. Each change in the Prime Rate shall be effective as of the opening of business on the day such change in the Prime Rate occurs. The parties hereto acknowledge that the rate announced publicly by Wachovia as its Prime Rate is an index or base rate and shall not necessarily be its lowest or best rate charged to its customers or other banks.
     “Prior Credit Agreement” means the Five-Year Credit Agreement dated as of June 15, 1999 among Old Jones USA, the Borrower, the Additional Obligors (other than Jones Retail), the lenders parties thereto and Wachovia Bank, National Association (as successor in interest to First Union Bank), as administrative agent.
     “Prior Lenders” means, collectively, the lenders party to the Prior Credit Agreement.
     “Reference Group” shall mean the Lenders party to this Agreement on the Closing Date.
     “Register” shall have the meaning assigned thereto in Section 2.4(a).
     “Reimbursement Obligation” means the obligation of the Borrower to reimburse each Issuing Lender pursuant to Section 3.5 for amounts drawn under Letters of Credit.

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     “Rental Expense” means, for any period, total rental expense (net of sublease income) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP.
     “Required Agreement Lenders” means, at any date, any combination of Lenders whose Revolving Credit Commitment Percentage equals at least fifty-one percent (51%) of the Revolving Credit Commitment or if the Revolving Credit Commitment has been terminated, any combination of Lenders who collectively hold at least fifty-one percent (51%) of the aggregate unpaid principal amount of the Extensions of Credit.
     “Required Lenders” means, at any date, any combination of Lending Group Members whose Total Committed Percentage equals at least fifty-one percent (51%) of the Total Committed Amount.
     “Responsible Officer” means any of the following: the chairman, president, chief executive officer, chief financial officer or treasurer or vice president and corporate controller of the Borrower or Jones Apparel Group or any other officer of the Borrower or Jones Apparel Group reasonably acceptable to the Administrative Agent.
     “Revolving Credit Commitment” means (a) as to any Lender, the obligation of such Lender to make Revolving Credit Loans to the Borrower and to participate in Letters of Credit hereunder in an aggregate principal amount at any time outstanding not to exceed the amount set forth opposite such Lender’s name on Schedule 1.1(a) hereto as such amount may be reduced or modified at any time or from time to time pursuant to the terms hereof and (b) as to all Lenders, the aggregate Revolving Credit Commitment of all Lenders to make Revolving Credit Loans, as such amount may be reduced at any time or from time to time pursuant to the terms hereof. The Revolving Credit Commitment of all Lenders on the Amendment Date shall be Five Hundred Million Dollars ($500,000,000).
     “Revolving Credit Commitment Percentage” means, as to any Lender at any time, the ratio of (a) the amount of the Revolving Credit Commitment of such Lender to (b) the Revolving Credit Commitment of all of the Lenders.
     “Revolving Credit Facility” means the revolving credit facility established pursuant to Article II hereof.
     “Revolving Credit Loans” means any revolving loan made to the Borrower pursuant to Section 2.1, and all such revolving loans collectively as the context requires.
     “Revolving Credit Notes” means the collective reference to the Revolving Credit Notes made by the Borrower under this Agreement payable to the order of any such Lender requesting such note, substantially in the form of Exhibit A hereto, evidencing the obligation owed to such Lender under the Revolving Credit Facility, and any amendments and modifications thereto, any substitutes therefor, and any replacements, restatements, renewals or extension thereof, in whole or in part; “Revolving Credit Note” means any of such Revolving Credit Notes.
     “Revolving Credit Termination Date” means the earliest of the dates referred to in Section 2.6.
     “SPC” shall have the meaning assigned thereto in Section 14.10(h).

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     “Subordinated Debt” means the collective reference to Debt on Schedule 7.1(p) hereof designated as Subordinated Debt and any other Debt of the Credit Parties or any Subsidiary thereof subordinated in right and time of payment to the Obligations and otherwise permitted hereunder.
     “Subsidiary” means, with respect to any Person (the “parent”) at any date, any corporation, limited liability company, partnership, association or other entity the accounts of which would be Consolidated with those of the parent in the parent’s Consolidated financial statements if such financial statements were prepared in accordance with GAAP as of such date, as well as any other corporation, limited liability company, partnership, association or other entity (a) of which securities or other ownership interests representing more than fifty percent (50%) of the equity or more than fifty percent (50%) of the ordinary voting power or, in the case of a partnership, more than fifty percent (50%) of the general partnership interests are, as of such date, owned, controlled or held, or (b) that is, as of such date, otherwise controlled, by the parent or one or more subsidiaries of the parent. Unless otherwise qualified references to “Subsidiary” or “Subsidiaries” herein shall refer to those of the Borrower.
     “Syndication Agents” means Citibank, N.A. and JPMorgan Chase Bank, N.A., each in their capacity as syndication agent hereunder, and any successor thereto.
     “Taxes” shall have the meaning assigned thereto in Section 5.12(a).
     “Termination Event” means: (a) a “Reportable Event” described in Section 4043 of ERISA, or (b) the withdrawal of the Borrower or any ERISA Affiliate from a Pension Plan during a plan year in which it was a “substantial employer” as defined in Section 4001(a)(2) of ERISA, or (c) the termination of a Pension Plan, the filing of a notice of intent to terminate a Pension Plan or the treatment of a Pension Plan amendment as a termination under Section 4041 of ERISA, or (d) the institution of proceedings to terminate, or the appointment of a trustee with respect to, any Pension Plan by the PBGC, or (e) any other event or condition which would constitute grounds under Section 4042(a) of ERISA for the termination of, or the appointment of a trustee to administer, any Pension Plan, or (f) the partial or complete withdrawal of the Borrower or any ERISA Affiliate from a Multiemployer Plan, or (g) the imposition of a Lien pursuant to Section 412 of the Code or Section 302 of ERISA, or (h) any event or condition which results in the reorganization or insolvency of a Multiemployer Plan under Sections 4241 or 4245 of ERISA, or (i) any event or condition which results in the termination of a Multiemployer Plan under Section 4041A of ERISA or the institution by PBGC of proceedings to terminate a Multiemployer Plan under Section 4042 of ERISA.
     “Total Committed Amount” means (a) as to any Lending Group Member, the sum of (i) the Revolving Credit Commitment of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit of such Lending Group Member) plus (ii) the Revolving Credit Commitment (as defined in the 2005 Credit Agreement) of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit (as defined in the 2005 Credit Agreement) of such Lending Group Member) and (b) as to all Lenders, the aggregate Total Committed Amount of all Lending Group Members.

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     “Total Committed Percentage” means, as to any Lending Group Member at any time, the ratio of (a) the amount of the Total Committed Amount of such Lending Group Member to (b) the aggregate Total Committed Amount of all Lending Group Members.
     “Treaty on European Union” means the Treaty of Rome of March 25, 1957, as amended by the Single European Act 1986 and the Maastricht Treaty (signed February 7, 1992), as amended from time to time.
     “2005 Credit Agreement” means the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 by and among the Borrower, the Additional Obligors thereunder, the Administrative Agent thereunder and the financial institutions party thereto, as amended, restated, supplemented, replaced, refinanced or otherwise modified from time to time.
     “2005 Credit Agreement Obligations” means the obligations of the Borrower and the Additional Obligors thereunder under the 2005 Credit Agreement.
     “UCC” means the Uniform Commercial Code as in effect in the State of New York, as amended, restated or otherwise modified from time to time.
     “Uniform Customs” means the Uniform Customs and Practice for Documentary Credits (1994 Revision), International Chamber of Commerce Publication No. 500.
     “United States” means the United States of America.
     “Wachovia” means Wachovia Bank, National Association, a national banking association, and its successors.
     “Wholly-Owned” means, with respect to a Subsidiary, that all of the shares of capital stock or other ownership interests of such Subsidiary (other than directors’ qualifying shares) are, directly or indirectly, owned or controlled by any Credit Party and/or one or more of its Wholly-Owned Subsidiaries.

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SECTION 1.2. General. Unless otherwise specified, a reference in this Agreement to a particular section, subsection, Schedule or Exhibit is a reference to that section, subsection, Schedule or Exhibit of this Agreement. Terms defined in this Agreement and the 2005 Credit Agreement shall be construed consistently and no term defined herein shall be limited or restricted by any similar definition in the 2005 Credit Agreement nor shall any such term herein limit or restrict any similar definition in the 2005 Credit Agreement. Wherever from the context it appears appropriate, each term stated in either the singular or plural shall include the singular and plural, and pronouns stated in the masculine, feminine or neuter gender shall include the masculine, feminine and neuter. Any reference herein to “Charlotte time” shall refer to the applicable time of day in Charlotte, North Carolina.
SECTION 1.3. Other Definitions and Provisions. (a) Use of Capitalized Terms. Unless otherwise defined therein, all capitalized terms defined in this Agreement shall have the defined meanings when used in this Agreement and the other Loan Documents or any certificate, report or other document made or delivered pursuant to this Agreement.
          (b) Miscellaneous. The words “hereof”, “herein” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement.
          (c) Any reference or usage of the word “amount” herein as it pertains to any Obligation denominated in an Alternative Currency shall be deemed to be a reference or usage of the term “Dollar Amount.”
ARTICLE II REVOLVING CREDIT FACILITY
SECTION 2.1. Revolving Credit Loans. Subject to the terms and conditions of this Agreement, each Lender severally agrees to make Revolving Credit Loans in Dollars to the Borrower from time to time from the Closing Date through the Revolving Credit Termination Date as requested by the Borrower in accordance with the terms of Section 2.2; provided, that (a) the aggregate principal amount of all outstanding Revolving Credit Loans (after giving effect to any amount requested) shall not exceed the Revolving Credit Commitment less all outstanding L/C Obligations and (b) the principal amount of outstanding Revolving Credit Loans from any Lender to the Borrower shall not at any time exceed such Lender’s Revolving Credit Commitment less such Lender’s participations in outstanding L/C Obligations. Each Revolving Credit Loan by a Lender shall be in a principal amount equal to such Lender’s Revolving Credit Commitment Percentage of the aggregate principal amount of Revolving Credit Loans requested on such occasion. Subject to the terms and conditions hereof, the Borrower may borrow, repay and reborrow Revolving Credit Loans hereunder until the Revolving Credit Termination Date.
SECTION 2.2. Procedure for Advances of Revolving Credit Loans. (a) Requests for Borrowing. The Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached hereto as Exhibit B (a “Notice of Revolving Credit Borrowing”) not later than 11:00 a.m. (Charlotte time) (i) on the same Business Day as each Base Rate Loan and (ii) at least three (3) Business Days before each LIBOR Rate Loan, of its intention to borrow, specifying (A) the date of such borrowing, which shall be a Business Day, (B) the amount of such borrowing, which shall be in an amount equal to the unused amount of the Revolving Credit Commitment, or if less, (x) with respect to Base Rate Loans in an aggregate principal amount of $1,000,000 or a whole multiple of $250,000 in excess thereof and (y) with respect to LIBOR Rate Loans in an

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aggregate principal amount of $5,000,000 or a whole multiple of $1,000,000 in excess thereof, (C) whether such Revolving Credit Loan is to be a LIBOR Rate Loan or Base Rate Loan, and (D) in the case of a LIBOR Rate Loan, the duration of the Interest Period applicable thereto. Notices received after 11:00 a.m. (Charlotte time) shall be deemed received on the next Business Day. The Administrative Agent shall promptly notify the Lenders of each Notice of Revolving Credit Borrowing.
          (b) Disbursement of Revolving Credit Loans. Not later than 2:00 p.m. (Charlotte time) on the proposed borrowing date, each Lender will make available to the Administrative Agent, for the account of the Borrower, at the office of the Administrative Agent in funds immediately available to the Administrative Agent, such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans to be made on such borrowing date. The Borrower hereby irrevocably authorizes the Administrative Agent to disburse the proceeds of each borrowing requested pursuant to this Section 2.2 in immediately available funds by crediting or wiring such proceeds to the deposit account of the Borrower identified in the most recent notice of account designation, substantially in the form of Exhibit C hereto (a “Notice of Account Designation”), delivered by the Borrower to the Administrative Agent or as may be otherwise agreed upon by the Borrower and the Administrative Agent from time to time. Subject to Section 5.7 hereof, the Administrative Agent shall not be obligated to disburse the portion of the proceeds of any Revolving Credit Loan requested pursuant to this Section 2.2 for which any Lender is responsible to the extent that such Lender has not made available to the Administrative Agent its Revolving Credit Commitment Percentage of such Revolving Credit Loan.
SECTION 2.3. Repayment of Revolving Credit Loans. (a) Repayment on Termination Date. The Borrower shall repay the outstanding principal amount of all Revolving Credit Loans in full on the Revolving Credit Termination Date, with all accrued but unpaid interest thereon.
          (b) Mandatory Repayment of Excess Extensions of Credit. (i) If at any time the outstanding principal amount of all Revolving Credit Loans plus the Dollar Amount of all outstanding L/C Obligations exceeds the Revolving Credit Commitment, the Borrower shall repay immediately upon notice from the Administrative Agent, by payment to the Administrative Agent for the account of the Lenders, Revolving Credit Loans and/or furnish cash collateral reasonably satisfactory to the Administrative Agent or repay the L/C Obligations in an amount equal to such excess. Such cash collateral shall be applied in accordance with Section 12.2(b).
          (ii) Excess Alternative Currency Letters of Credit. If the Administrative Agent shall determine that the outstanding principal Dollar Amount of all outstanding Letters of Credit denominated in an Alternative Currency exceeds one hundred and five percent (105%) of the lesser of (A) the L/C Commitment less the sum of the outstanding principal amount of all L/C Obligations denominated in Dollars and (B) the Alternative Currency L/C Commitment, in each case as of the last Business Day of any calendar month during the term hereof, then not later than three (3) Business Days after notice of the amount of such excess from the Administrative Agent to the Borrower, the Borrower shall deposit an amount in Dollars equal to such excess with the Administrative Agent to be held as cash collateral in accordance with Section 12.2(b).
          (c) Optional Repayments. The Borrower may at any time and from time to time repay the Revolving Credit Loans, in whole or in part, upon at least three (3) Business Days’ irrevocable notice to the Administrative Agent with respect to LIBOR Rate Loans and one (1) Business Day’s irrevocable notice with respect to Base Rate Loans, in the form attached hereto as Exhibit D (a “Notice of Prepayment”) specifying the date and amount of repayment and whether the repayment is of LIBOR Rate Loans, Base Rate Loans, or a combination thereof, and, if of a

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combination thereof, the amount allocable to each. Upon receipt of such notice, the Administrative Agent shall promptly notify each Lender. If any such notice is given, the amount specified in such notice shall be due and payable on the date set forth in such notice. Partial repayments shall be in an aggregate amount of $1,000,000 or a whole multiple of $250,000 in excess thereof with respect to Base Rate Loans and $5,000,000 or a whole multiple of $1,000,000 in excess thereof with respect to LIBOR Rate Loans.
          (d) Limitation on Repayment of LIBOR Rate Loans. The Borrower may not repay any LIBOR Rate Loan on any day other than on the last day of the Interest Period applicable thereto unless such repayment is accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.4. Evidence of Debt. (a) The Administrative Agent shall maintain a register and a subaccount therein for each Lender (the “Register”), in which shall be recorded (i) the amount of each Revolving Credit Loan made hereunder, including each Revolving Credit Loan evidenced by a Revolving Credit Note, and each Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from the Borrower to each Lender hereunder and (iii) both the amount of any sum received by the Administrative Agent hereunder from the Borrower and each Lender’s share thereof.
          (b) The entries made in the Register and the accounts of each Lender maintained pursuant to Section 2.4(a) shall, to the extent permitted by applicable law, be prima facie evidence of the existence and amounts of the obligations of the Borrowers therein recorded, absent manifest error; provided, however, that the failure of the Administrative Agent to maintain the Register or any such account, or any error therein, shall not in any manner affect the obligation of the Borrower to repay (with applicable interest) the Revolving Credit Loans made to the Borrower in accordance with the terms of this Agreement.
          (c) The Borrower hereby agrees that, upon the request to the Administrative Agent by any Lender, the Borrower will execute and deliver to such Lender a Revolving Credit Note of such Borrower evidencing the Revolving Credit Loans of such Lender, substantially in the form of Exhibit A.
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment (a) Voluntary Reduction. The Borrower shall have the right at any time and from time to time, upon at least five (5) Business Days’ prior written notice to the Administrative Agent, to permanently reduce, without premium or penalty, (i) the entire Revolving Credit Commitment at any time or (ii) portions of the Revolving Credit Commitment, from time to time, in an aggregate principal amount not less than $5,000,000 or any whole multiple of $1,000,000 in excess thereof.
          (b) Each permanent reduction of the Revolving Credit Commitment made pursuant to this Section 2.5 shall be accompanied, if necessary, by a payment of principal sufficient to reduce the aggregate outstanding Revolving Credit Loans and L/C Obligations, as applicable, after such reduction to the Revolving Credit Commitment as so reduced and if the Revolving Credit Commitment as so reduced is less than the aggregate amount of all outstanding Letters of Credit, the Borrower shall be required to deposit in a cash collateral account opened by the Administrative Agent an amount equal to the amount by which the aggregate then undrawn and unexpired amount of such Letters of Credit exceeds the Revolving Credit Commitment as so reduced. Any reduction of the Revolving Credit Commitment to zero (including upon termination of the Revolving Credit Facility on the Revolving Credit Termination Date) shall be accompanied by payment of all outstanding Revolving Credit Loans (and furnishing of cash

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collateral satisfactory to the Administrative Agent for all L/C Obligations) and shall result in the termination of the Revolving Credit Commitment and the Revolving Credit Facility. Such cash collateral shall be applied in accordance with Section 12.2(b). If the reduction of the Revolving Credit Commitment requires the repayment of any LIBOR Rate Loan, such repayment shall be accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.6. Termination of Revolving Credit Facility. The Revolving Credit Facility shall terminate on the earliest of (a) June 15, 2009, (b) the date of termination of the entire Revolving Credit Commitment by the Borrower pursuant to Section 2.5(a), and (c) the date of termination by the Administrative Agent on behalf of the Lenders pursuant to Section 12.2(a).
ARTICLE III LETTER OF CREDIT FACILITY
SECTION 3.1. L/C Commitment. Subject to the terms and conditions hereof, each Issuing Lender, in reliance on the agreements of the other Lenders set forth in Section 3.4(a), agrees to issue trade and standby letters of credit (“Letters of Credit”) for the account of the Borrower and its specified Subsidiaries on any Business Day from the Closing Date to but not including the Revolving Credit Termination Date in such form as may be approved from time to time by such Issuing Lender; provided, however, that no Issuing Lender shall have any obligation to issue any Letter of Credit if, after giving effect to such issuance, (a) the L/C Obligations would exceed the L/C Commitment or (b) the L/C Obligations on account of Letters of Credit denominated in an Alternative Currency would exceed the Alternative Currency L/C Commitment or (c) the aggregate principal amount of outstanding Revolving Credit Loans, plus the aggregate principal amount of L/C Obligations would exceed the Revolving Credit Commitment. Each Letter of Credit shall (i) be denominated in (A) Dollars, if such Letter of Credit is a standby Letter of Credit, or (B) Dollars or an Alternative Currency, if such Letter of Credit is a trade Letter of Credit, (ii) be a trade or standby letter of credit issued to support obligations of the Borrower or any of its Subsidiaries, contingent or otherwise, incurred in the ordinary course of business, (iii) expire on a date no later than ten Business Days prior to the Revolving Credit Termination Date, and (iv) be subject to the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the applicable Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York. No Issuing Lender shall at any time be obligated to issue any Letter of Credit hereunder if such issuance would conflict with, or cause such Issuing Lender or any L/C Participant to exceed any limits imposed by, any Applicable Law. References herein to “issue” and derivations thereof with respect to Letters of Credit shall also include extensions or modifications of any existing Letters of Credit, unless the context otherwise requires. Each Outstanding Letter of Credit shall be deemed to have been issued under this Agreement.
SECTION 3.2. Procedure for Issuance of Letters of Credit. The Borrower may from time to time request that any Issuing Lender issue a Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) by delivering to such Issuing Lender at any Issuing Lender’s office at any address mutually acceptable to the Borrower and such Issuing Lender an Application therefor, including, if applicable, the office of such Issuing Lender’s Correspondent, completed to the satisfaction of such Issuing Lender, and such other certificates, documents and other papers and information as such Issuing Lender may reasonably request. Upon receipt of any Application, such Issuing Lender shall process such Application and the certificates, documents and other papers and information delivered to it in connection therewith in accordance with its customary procedures and shall, subject to Section 3.1 and Article VI hereof, promptly issue the Letter of Credit (or amend, extend or renew the outstanding Letter of Credit) requested thereby (but in no event shall any Issuing Lender be required to issue any Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) earlier than three (3) Business Days after its

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receipt of the Application therefor and all such other certificates, documents and other papers and information relating thereto) by issuing the original of such Letter of Credit to the beneficiary thereof or as otherwise may be agreed by such Issuing Lender and the Borrower. Within fifteen (15) Business Days after the end of each month, the Administrative Agent shall report to each Lender the average daily outstandings for each day in such month for all Letters of Credit during the previous month.
SECTION 3.3. Fees and Other Charges. (a) The Borrower shall pay to the Administrative Agent, for the account of each Issuing Lender and the L/C Participants, a letter of credit fee (the “L/C Fee”) (i) with respect to each trade Letter of Credit, in an amount equal to the Applicable Margin for trade Letters of Credit times the average daily undrawn amount of such issued Letter of Credit as reported by the Administrative Agent pursuant to Section 3.2 and (ii) with respect to each standby Letter of Credit, in an amount equal to the Applicable Margin for standby Letters of Credit times the face amount of such Letter of Credit. Such fee shall be payable quarterly in arrears (x) for trade Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date and (y) for standby Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date.
          (b) In addition to the foregoing commission, the Borrower shall pay the Issuing Lenders an issuance fee of one eighth percent (1/8%) per annum on the face amount of each standby Letter of Credit, payable quarterly in arrears within fifteen (15) Business Days after the end of each calendar quarter of each calendar quarter and on the Revolving Credit Termination Date.
          (c) The Administrative Agent shall, promptly following its receipt thereof, distribute to each Issuing Lender and the L/C Participants all fees received by the Administrative Agent in accordance with their respective Revolving Credit Commitment Percentages.
SECTION 3.4. L/C Participations. (a) Each Issuing Lender irrevocably agrees to grant and hereby grants to each L/C Participant, and, to induce such Issuing Lender to issue Letters of Credit hereunder, each L/C Participant irrevocably agrees to accept and purchase and hereby accepts and purchases from such Issuing Lender, on the terms and conditions hereinafter stated, for such L/C Participant’s own account and risk an undivided interest equal to such L/C Participant’s Revolving Credit Commitment Percentage in such Issuing Lender’s obligations and rights under each Letter of Credit issued hereunder and the amount of each draft paid by such Issuing Lender thereunder. Each L/C Participant unconditionally and irrevocably agrees with each Issuing Lender that, if a draft is paid under any Letter of Credit for which such Issuing Lender is not reimbursed in full by the Borrower in accordance with the terms of this Agreement, such L/C Participant shall pay to such Issuing Lender upon demand at such Issuing Lender’s address for notices specified herein an amount in Dollars equal to such L/C Participant’s Revolving Credit Commitment Percentage of the Dollar Amount of such draft, or any part thereof, which is not so reimbursed, such payment to be made by the making of a Base Rate Loan in Dollars pursuant to Section 3.5(c) below.
          (b) Upon becoming aware of any amount required to be paid by any L/C Participant to any Issuing Lender pursuant to Section 3.4(a) in respect of any unreimbursed portion of any payment made by such Issuing Lender under any Letter of Credit, the Administrative Agent shall notify each L/C Participant of the amount and due date of such required payment and such L/C Participant shall pay to such Issuing Lender the amount specified on the applicable due date. If any such amount is paid to such Issuing Lender after the date such

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payment is due, such L/C Participant shall pay to such Issuing Lender on demand, in addition to such amount, the product of (i) such amount, times (ii) the daily average Federal Funds Rate as determined by the Administrative Agent during the period from and including the date such payment is due to the date on which such payment is immediately available to such Issuing Lender, times (iii) a fraction the numerator of which is the number of days that elapse during such period and the denominator of which is 360. A certificate of any Issuing Lender with respect to any amounts owing under this Section 3.4(b) shall be conclusive in the absence of manifest error. With respect to payment to any Issuing Lender of the unreimbursed amounts described in this Section 3.4(b), if the L/C Participants receive notice that any such payment is due (A) prior to 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due that Business Day, and (B) after 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due on the following Business Day.
          (c) Whenever, at any time after any Issuing Lender has made payment under any Letter of Credit and has received from any L/C Participant its Revolving Credit Commitment Percentage of such payment in accordance with this Section 3.4, such Issuing Lender receives any payment related to such Letter of Credit (whether directly from the Borrower or otherwise, or any payment of interest on account thereof), such Issuing Lender will distribute to such L/C Participant its pro rata share thereof in accordance with such L/C Participant’s Revolving Credit Commitment Percentage; provided, that in the event that any such payment received by such Issuing Lender shall be required to be returned by such Issuing Lender, such L/C Participant shall return to such Issuing Lender the portion thereof previously distributed by such Issuing Lender to it.
SECTION 3.5. Reimbursement. (a) Reimbursement by the Borrower. The Borrower agrees to reimburse each Issuing Lender on each date the Administrative Agent notifies the Borrower of the date and amount of a draft paid under any Letter of Credit for the amount of (i) such draft so paid and (ii) any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender in connection with such payment (other than those payable pursuant to Section 3.5(b) below). Each such payment shall be made to any Issuing Lender at its address for notices specified herein (i) in Dollars if such Letter of Credit was denominated in Dollars or (ii) in Dollars or the applicable Alternative Currency, at the option of the Borrower, if such Letter of Credit was denominated in an Alternative Currency, and in each case, in immediately available funds. Interest shall be payable on any and all amounts remaining unpaid by the Borrower under this Article III from the day immediately following the date such amounts become payable (whether at stated maturity, by acceleration or otherwise) until payment in full at the rate which would be payable on any outstanding Base Rate Loans which were then overdue.
          (b) Exchange Indemnification and Increased Costs. The Borrower shall, upon demand from any Issuing Lender or L/C Participant, pay to such Issuing Lender or L/C Participant, the amount of (i) any loss or cost or increased cost incurred by such Issuing Lender or L/C Participant, (ii) any reduction in any amount payable to or in the effective return on the capital to such Issuing Lender or L/C Participant, (iii) any currency exchange loss, in each case with respect to clauses (i), (ii) and (iii), that such Issuing Lender or L/C Participant sustains as a result of the Borrower’s repayment in Dollars of any Letter of Credit denominated in an Alternative Currency or (iv) any interest or any other return, including principal, foregone by such Issuing Lender as a result of the introduction of, change over to or operation of the euro in any member state participating in the euro. A certificate of such Issuing Lender setting forth in reasonable detail the basis for determining such additional amount or amounts necessary to compensate such Issuing Lender shall be conclusively presumed to be correct save for manifest error.

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          (c) Reimbursement by the Lenders. If the Borrower fails to timely reimburse such Issuing Lender on the date the Borrower receives the notice referred to in this Section 3.5, the Borrower shall be deemed to have timely given a Notice of Revolving Credit Borrowing pursuant to Section 2.2 hereunder to the Administrative Agent requesting the Lenders to make a Base Rate Loan on such date in an amount in Dollars equal to the Dollar Amount (as of the date of funding of such Base Rate Loan by each Lender) of such draft paid, together with any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender and to be reimbursed pursuant to this Section 3.5 and, regardless of whether or not the conditions precedent specified in Article VI have been satisfied, the Lenders shall make Base Rate Loans in such amount, the proceeds of which shall be applied to reimburse such Issuing Lender for the amount of the related drawing and costs and expenses. Notwithstanding the foregoing, nothing in this Section 3.5 shall obligate the Lenders to make such Base Rate Loans if the making of such Base Rate Loans would violate the automatic stay under federal bankruptcy laws.
SECTION 3.6. Obligations Absolute. The Borrower’s obligations under this Article III (including without limitation the Reimbursement Obligation) shall be absolute and unconditional under any and all circumstances and irrespective of any set-off, counterclaim or defense to payment which the Borrower may have or have had against any Issuing Lender or any beneficiary of a Letter of Credit. The Borrower also agrees with each Issuing Lender that no Issuing Lender shall be responsible for, and the Borrower’s Reimbursement Obligation under Section 3.5 shall not be affected by, among other things, the validity or genuineness of documents or of any endorsements thereon, even though such documents shall in fact prove to be invalid, fraudulent or forged, or any dispute between or among the Borrower and any beneficiary of any Letter of Credit or any other party to which such Letter of Credit may be transferred or any claims whatsoever of the Borrower against any beneficiary of such Letter of Credit or any such transferee. No Issuing Lender shall be liable for any error, omission, interruption or delay in transmission, dispatch or delivery of any message or advice, however transmitted, in connection with any Letter of Credit, except for errors or omissions caused by such Issuing Lender’s gross negligence or willful misconduct. The Borrower agrees that any action taken or omitted by any Issuing Lender under or in connection with any Letter of Credit or the related drafts or documents, if done in the absence of gross negligence or willful misconduct and in accordance with the standards of care specified in the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York, shall be binding on the Borrower and shall not result in any liability of any Issuing Lender to the Borrower. The responsibility of each Issuing Lender to the Borrower in connection with any draft presented for payment under any Letter of Credit shall, in addition to any payment obligation expressly provided for in such Letter of Credit, be limited to determining that the documents (including each draft) delivered under such Letter of Credit in connection with such presentment are in conformity with such Letter of Credit.
SECTION 3.7 Effect of Application. To the extent that any provision of any Application related to any Letter of Credit is inconsistent with the provisions of this Article III, the provisions of this Article III shall apply.
ARTICLE IV [RESERVED]
ARTICLE V GENERAL LOAN PROVISIONS
SECTION 5.1. Interest. (a) Interest Rate Options. Subject to the provisions of this Section 5.1, at the election of the Borrower, the aggregate principal balance of any Revolving Credit Loans shall bear interest at (i) the Base Rate plus the Applicable Margin or (ii) the LIBOR Rate plus the

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Applicable Margin; provided that LIBOR Rate Loans shall not be available until three (3) Business Days after the Closing Date unless the Borrower executes and delivers an indemnity in favor of the Administrative Agent and the Lenders in form and substance satisfactory to them. The Borrower shall select the rate of interest and Interest Period, if any, applicable to any Revolving Credit Loan at the time a Notice of Revolving Credit Borrowing is given pursuant to Section 2.2 or at the time a Notice of Conversion/Continuation is given pursuant to Section 5.2. Each Revolving Credit Loan or portion thereof bearing interest based on the Base Rate shall be a “Base Rate Loan”, and each Revolving Credit Loan or portion thereof bearing interest based on the LIBOR Rate shall be a “LIBOR Rate Loan.” Any Revolving Credit Loan or any portion thereof as to which the Borrower has not duly specified an interest rate as provided herein shall be deemed a Base Rate Loan.
          (b) Interest Periods. In connection with each LIBOR Rate Loan, the Borrower, by giving notice at the times described in Section 5.1(a), shall elect an interest period (each, an “Interest Period”) to be applicable to such Loan, which Interest Period shall be a period of one (1), two (2), three (3), or six (6) months (or nine (9) or twelve (12) months or any other period if available from all Lenders) with respect to each LIBOR Rate; provided that:
     (i) the Interest Period shall commence on the date of advance of or conversion to any LIBOR Rate Loan and, in the case of immediately successive Interest Periods, each successive Interest Period shall commence on the date on which the next preceding Interest Period expires;
     (ii) if any Interest Period would otherwise expire on a day that is not a Business Day, such Interest Period shall expire on the next succeeding Business Day; provided, that if any Interest Period would otherwise expire on a day that is not a Business Day but is a day of the month after which no further Business Day occurs in such month, such Interest Period shall expire on the next preceding Business Day;
     (iii) any Interest Period that begins on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the calendar month at the end of such Interest Period) shall end on the last Business Day of the relevant calendar month at the end of such Interest Period;
     (iv) no Interest Period shall extend beyond the Revolving Credit Termination Date; and
     (v) there shall be no more than six (6) Interest Periods for Revolving Credit Loans in effect at any time.
          (c) Default Rate. Subject to Section 12.3, at the discretion of the Administrative Agent and Required Lenders, upon the occurrence and during the continuance of an Event of Default, (i) the Borrower shall no longer have the option to request LIBOR Rate Loans, (ii) all outstanding LIBOR Rate Loans shall bear interest at a rate per annum two percent (2%) in excess of the rate then applicable to LIBOR Rate Loans, as applicable, until the end of the applicable Interest Period and thereafter at a rate equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans, and (iii) all outstanding Base Rate Loans shall bear interest at a rate per annum equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans. Interest shall continue to accrue on the amount of Revolving Credit Loans outstanding after the filing by or against the Borrower of any petition seeking any relief in bankruptcy or under any act or law pertaining to insolvency or debtor relief, whether state, federal or foreign.

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          (d) Interest Payment and Computation. Interest on each Base Rate Loan shall be payable in arrears on the last Business Day of each calendar quarter commencing June 30, 2004; and interest on each LIBOR Rate Loan shall be payable on the last day of each Interest Period applicable thereto, and if such Interest Period exceeds three (3) months, at the end of each three (3) month interval during such Interest Period. Interest on LIBOR Rate Loans and all fees payable hereunder shall be computed on the basis of a 360-day year and assessed for the actual number of days elapsed and interest on Base Rate Loans shall be computed on the basis of a 365/66-day year and assessed for the actual number of days elapsed.
          (e) Maximum Rate. In no contingency or event whatsoever shall the aggregate of all amounts deemed interest hereunder or under any of the Loan Documents charged or collected pursuant to the terms of this Agreement or pursuant to any other Loan Document exceed the highest rate permissible under any Applicable Law which a court of competent jurisdiction shall, in a final determination, deem applicable hereto. In the event that such a court determines that the Lenders have charged or received interest hereunder in excess of the highest applicable rate, the rate in effect hereunder shall automatically be reduced to the maximum rate permitted by Applicable Law and the Lenders shall at the Administrative Agent’s option (i) promptly refund to the Borrower any interest received by Lenders in excess of the maximum lawful rate or (ii) shall apply such excess to the principal balance of the Obligations. It is the intent hereof that the Borrower not pay or contract to pay, and that neither the Administrative Agent nor any Lender receive or contract to receive, directly or indirectly in any manner whatsoever, interest in excess of that which may be paid by the Borrower under Applicable Law.
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans. Provided that no Event of Default has occurred and is then continuing, the Borrower shall have the option (a) to convert all or any portion of its outstanding Base Rate Loans in a principal amount equal to $5,000,000 or any whole multiple of $1,000,000 in excess thereof into one or more LIBOR Rate Loans and (b), (i) to convert all or any part of its outstanding LIBOR Rate Loans in a principal amount equal to $1,000,000 or a whole multiple of $250,000 in excess thereof into Base Rate Loans or (ii) to continue such LIBOR Rate Loans as LIBOR Rate Loans for an additional Interest Period; provided that if any conversion or continuation is made prior to the expiration of any Interest Period, the Borrower shall pay any amount required to be paid pursuant to Section 5.10 hereof. Whenever the Borrower desires to convert or continue Revolving Credit Loans as provided above, the Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached as Exhibit E (a “Notice of Conversion/Continuation”) not later than 11:00 a.m. (Charlotte time) three (3) Business Days before the day on which a proposed conversion or continuation of such Revolving Credit Loan is to be effective (except in the case of a conversion of a LIBOR Rate Loan to a Base Rate Loan in which case same day notice by the Borrower shall be sufficient) specifying (A) the Revolving Credit Loans to be converted or continued, and, in the case of any LIBOR Rate Loan to be converted or continued, the last day of the Interest Period therefor, (B) the effective date of such conversion or continuation (which shall be a Business Day), (C) the principal amount of such Revolving Credit Loans to be converted or continued, and (D) the Interest Period to be applicable to such converted or continued LIBOR Rate Loan. The Administrative Agent shall promptly notify the Lenders of such Notice of Conversion/Continuation.
SECTION 5.3. Fees. (a) Commitment Fees. The Borrower shall pay to the Administrative Agent, for the account of the Lenders, a non-refundable commitment fee (the “Commitment Fee”) at a rate per annum equal to the Applicable Margin on the unused amount of the Revolving Credit Commitment. The Commitment Fee shall be payable in arrears on the last Business Day of each calendar quarter for the period commencing on the Amendment Date and ending on the

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Revolving Credit Termination Date. The Commitment Fee shall be distributed by the Administrative Agent to the Lenders pro rata in accordance with the Lenders’ respective Revolving Credit Commitment Percentages.
          (b) Administrative Agent’s and Other Fees. In order to compensate the Administrative Agent for its obligations hereunder, the Borrower agrees to pay to the Administrative Agent, for its account, the fees set forth in the separate fee letter agreement executed by the Borrower and the Administrative Agent dated May 25, 2004.
SECTION 5.4. Manner of Payment. Each payment by the Borrower on account of the principal of or interest on the Revolving Credit Loans or of any fee, commission or other amounts (including the Reimbursement Obligation) payable to the Lenders under this Agreement or any other Loan Document shall be made not later than 1:00 p.m. (Charlotte time) on the date specified for payment under this Agreement to the Administrative Agent at the Administrative Agent’s Office for the account of the Lenders (other than as set forth below) pro rata in accordance with their respective Revolving Credit Commitment Percentages (except as specified below), in Dollars, in immediately available funds and shall be made without any set-off, counterclaim or deduction whatsoever. Any payment received after such time but before 2:00 p.m. (Charlotte time) on such day shall be deemed a payment on such date for the purposes of Section 12.1, but for all other purposes shall be deemed to have been made on the next succeeding Business Day. Any payment received after 2:00 p.m. (Charlotte time) shall be deemed to have been made on the next succeeding Business Day for all purposes. Upon receipt by the Administrative Agent of each such payment, the Administrative Agent shall distribute to each Lender at its address for notices set forth herein its pro rata share of such payment in accordance with such Lender’s Revolving Credit Commitment Percentage (except as specified below), and shall wire advice of the amount of such credit to each Lender. Each payment to the Administrative Agent of the L/C Participants’ commissions shall be made in like manner, but for the account of the L/C Participants. Each payment to the Administrative Agent of Administrative Agent’s fees or expenses shall be made for the account of the Administrative Agent and any amount payable to any Lender under Article IV or Section 5.9, 5.10, 5.11, 5.12 or 14.2 shall be paid to the Administrative Agent for the account of the applicable Lender. Subject to Section 5.1(b)(ii), if any payment under this Agreement or any other Loan Document shall be specified to be made upon a day which is not a Business Day, it shall be made on the next succeeding day which is a Business Day and such extension of time shall in such case be included in computing any interest if payable along with such payment.
SECTION 5.5. Crediting of Payments and Proceeds. In the event that the Borrower shall fail to pay any of the Obligations when due and the Obligations have been accelerated pursuant to Section 12.2, all payments received by the Lenders upon the Obligations and all net proceeds from the enforcement of the Obligations shall be applied first to all expenses then due and payable by the Borrower hereunder, then to all indemnity obligations then due and payable by the Borrower hereunder, then to all Administrative Agent’s fees then due and payable, then to all commitment and other fees and commissions then due and payable, then to accrued and unpaid interest hereunder or under any other Loan Document, and Reimbursement Obligation (pro rata in accordance with all such amounts due), then to the principal amount hereunder or under any other Loan Document, Reimbursement Obligation and any termination payments due in respect of a Hedging Agreement with any Lender or Affiliate of a Lender (which Hedging Agreement is permitted hereunder) (pro rata in accordance with all such amounts due) and then to the cash collateral account described in Section 12.2(b) hereof to the extent of any L/C Obligations then outstanding, in that order.

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SECTION 5.6. Adjustments. If any Lender (a “Benefited Lender”) shall at any time receive any payment of all or part of the Obligations owing to it, or interest thereon, or if any Lender shall at any time receive any collateral in respect to the Obligations owing to it (whether voluntarily or involuntarily, by set-off or otherwise) in a greater proportion than any such payment to and collateral received by any other Lender, if any, in respect of the Obligations owing to such other Lender, or interest thereon, such Benefited Lender shall purchase for cash from the other Lenders such portion of each such other Lender’s Extensions of Credit Obligations, or shall provide such other Lenders with the benefits of any such collateral, or the proceeds thereof, as shall be necessary to cause such Benefited Lender to share the excess payment or benefits of such collateral or proceeds ratably with each of the Lenders; provided, that if all or any portion of such excess payment or benefits is thereafter recovered from such Benefited Lender, such purchase shall be rescinded, and the purchase price and benefits returned to the extent of such recovery, but without interest. The Borrower agrees that each Lender so purchasing a portion of another Lender’s Extensions of Credit may exercise all rights of payment (including, without limitation, rights of set-off) with respect to such portion as fully as if such Lender were the direct holder of such portion.
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent. The obligations of the Lenders under this Agreement to make the Revolving Credit Loans and issue or participate in Letters of Credit are several and are not joint or joint and several. Unless the Administrative Agent shall have received notice from a Lender prior to a proposed borrowing date that such Lender will not make available to the Administrative Agent such Lender’s ratable portion of the amount to be borrowed on such date (which notice shall not release such Lender of its obligations hereunder), the Administrative Agent may assume that such Lender has made such portion available to the Administrative Agent on the proposed borrowing date in accordance with Sections 2.2(b), and the Administrative Agent may, in reliance upon such assumption, make available to the Borrower on such date a corresponding amount. If such amount is made available to the Administrative Agent on a date after such borrowing date, such Lender shall pay to the Administrative Agent on demand an amount, until paid, equal to the product of (a) the amount not made available by such Lender in accordance with the terms hereof, times (b) the daily average Federal Funds Rate during such period as determined by the Administrative Agent, times (c) a fraction the numerator of which is the number of days that elapse from and including such borrowing date to the date on which such amount not made available by such Lender in accordance with the terms hereof shall have become immediately available to the Administrative Agent and the denominator of which is 360. A certificate of the Administrative Agent with respect to any amounts owing under this Section 5.7 shall be conclusive, absent manifest error. If such Lender’s Revolving Credit Commitment Percentage of such borrowing is not made available to the Administrative Agent by such Lender within three (3) Business Days of such borrowing date, the Administrative Agent shall be entitled to recover such amount made available by the Administrative Agent with interest thereon at the rate per annum applicable to such borrowing, on demand, from the Borrower. The failure of any Lender to make available its Revolving Credit Commitment Percentage of any Revolving Credit Loan requested by the Borrower shall not relieve it or any other Lender of its obligation hereunder to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date, but no Lender shall be responsible for the failure of any other Lender to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date.
SECTION 5.8. Joint and Several Liability of the Credit Parties. (a) Each of the Credit Parties is jointly and severally liable not merely as a surety but as a co-debtor for each and every Obligation. Each of the Credit Parties is accepting joint and several liability hereunder in

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consideration of the financial accommodations to be provided by the Lenders under this Agreement, for the mutual benefit, directly or indirectly, of each of the Credit Parties and in consideration of the undertakings of each of the Credit Parties to accept joint and several liability for the Obligations.
          (b) Except as otherwise expressly provided herein, each Credit Party hereby waives promptness, diligence, presentment, demand, protest, notice of acceptance of its joint and several liability, notice of any and all advances of the Revolving Credit Loans and Letters of Credit made under this Agreement and the other Loan Documents, notice of occurrence of any Default or Event of Default, or of any demand for any payment under this Agreement and notice of any action at any time taken or omitted by the Administrative Agent or any Lender under or in respect of any of the Obligations hereunder. Each Credit Party hereby waives all defenses which may be available by virtue of any valuation, stay, moratorium law or other similar law now or hereafter in effect, any right to require the marshaling of assets of any of the Credit Parties and any other entity or person primarily or secondarily liable with respect to any of the Obligations, and all suretyship defenses generally. Each Credit Party hereby assents to, and waives notice of, any extension or postponement of the time for the payment, or place or manner for payment, compromise, refinancing, consolidation or renewals of any of the Obligations hereunder, the acceptance of any partial payment thereon, any waiver, consent or other action or acquiescence by the Administrative Agent or any Lender at any time or times in respect of any default by any Credit Party in the performance or satisfaction of any term, covenant, condition or provision of this Agreement and the other Loan Documents, any and all other indulgences whatsoever by the Administrative Agent or any Lender in respect of any of the Obligations, and the taking, addition, substitution or release, in whole or in part, at any time or times, of any security for any of such Obligations or the addition, substitution or release, in whole or in part, of any Credit Party or any other entity or person primarily or secondarily liable for any Obligation. If for any reason any of the Credit Parties has no legal existence or is under no legal obligation to discharge any of the Obligations, or if any of the Obligations have become irrecoverable from any of the Credit Parties by reason of such Credit Party’s insolvency, bankruptcy or reorganization or by other operation of law or for any reason, this Agreement and the other Loan Documents shall nevertheless be binding on each of the other Credit Parties to the same extent as if such Credit Party at all times had been the sole obligor on such Obligations. The Obligations of each Credit Party under this Section 5.8 shall not be diminished or rendered unenforceable by any winding up, reorganization, arrangement, liquidation, reconstruction or similar proceeding with respect to any reconstruction or similar proceeding with respect to any Credit Party, the Administrative Agent or any Lender.
          (c) If at any time, any payment, or any part thereof, made in respect of any of the Obligations, is rescinded or must otherwise be restored or returned by the Administrative Agent or any Lender upon the insolvency, bankruptcy or reorganization of any of the Credit Parties, or otherwise, the provisions of this Section 5.8 will forthwith be reinstated in effect as though such payment had not been made.
          (d) Until the payment and performance in full of all the Obligations, none of the Credit Parties shall exercise and each hereby waives any rights against the other Credit Parties as a result of payment by such Credit Party hereunder, by way of subrogation, reimbursement, restitution, contribution or otherwise, and none of the Credit Parties will prove any claim in competition with the Administrative Agent or any Lender in respect of any payment hereunder in bankruptcy, insolvency, or reorganization proceedings of any nature; none of the Credit Parties will claim any set-off, recoupment or counterclaim against any of the other Credit Parties in respect of any liability of one Credit Party to another Credit Party. Each of the Credit Parties hereby agrees that the payment of any amounts due with respect to any indebtedness owing by

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any of the Credit Party to any other Credit Party is hereby subordinated to the prior payment in full in cash of the Obligations. Each Credit Party agrees that, after the occurrence and during the continuance of any Default or Event of Default hereunder, none of the Credit Parties will demand, sue for or otherwise attempt to collect any indebtedness of any other Credit Party to such Credit Party until all of the Obligations of the Credit Parties hereunder shall have been paid in full in cash. If, notwithstanding the foregoing sentence, any Credit Party shall collect, enforce or receive any amounts in respect of such indebtedness in violation of the foregoing sentence while any Obligations of the Credit Parties are still outstanding, such amounts shall be collected, enforced and received by such Credit Party as trustee for the Administrative Agent and the Lenders and be paid over to the Administrative Agent on account of the Obligations without affecting in any manner the liability of such Credit Party under the other provisions hereof.
SECTION 5.9. Changed Circumstances. (a) Circumstances Affecting LIBOR Rate Availability. If with respect to any Interest Period: (i) the Administrative Agent or any Lender (after consultation with Administrative Agent) shall determine that, by reason of circumstances affecting the foreign exchange and interbank markets generally, deposits in the applicable currency, in the applicable amounts are not being quoted via British Bankers’ Association Interest Settlement Rates (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits of the applicable currency in the London interbank market) or offered to the Administrative Agent or such Lender for such Interest Period; or (ii) the Required Lenders reasonably determine (which determination shall be conclusive) and notify the Administrative Agent that the LIBOR Rate will not adequately and fairly reflect the cost to the Required Lenders of funding LIBOR Rate Loans for such Interest Period; then the Administrative Agent shall forthwith give notice thereof to the Borrower. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, the obligation of the Lenders to make LIBOR Rate Loans and the right of the Borrower to convert any Revolving Credit Loan to or continue any Loan as a LIBOR Rate Loan shall be suspended, and the Borrower shall repay in full (or cause to be repaid in full) the then outstanding principal amount of each such LIBOR Rate Loan together with accrued interest thereon, on the last day of the then current Interest Period applicable to such Loan or convert the then outstanding principal amount of each such LIBOR Rate Loan as of the last day of such Interest Period.
          (b) Laws Affecting LIBOR Rate Availability. If, after the Closing Date, the introduction of, or any change in, any Applicable Law or any change in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any Lender (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the Closing Date of any such Authority, central bank or comparable agency, shall make it unlawful or impossible for any of the Lenders (or any of their respective Lending Offices) to honor its obligations hereunder to make or maintain any LIBOR Rate Loan, such Lender shall promptly give notice thereof to the Administrative Agent and the Administrative Agent shall promptly give notice to the Borrower and the other Lenders. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, (i) the obligations of the Lenders to make LIBOR Rate Loans and the right of the Borrower to convert any Revolving Credit Loan or continue any Revolving Credit Loan as a LIBOR Rate Loan shall be suspended and thereafter the Borrower may select only Base Rate Loans hereunder, and (ii) if any of the Lenders may not lawfully continue to maintain a LIBOR Rate Loan to the end of the then current Interest Period applicable thereto , the applicable Loan shall immediately be

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converted to a Base Rate Loan or a Loan that bears interest at the Base Rate for the remainder of such Interest Period.
          (c) Increased Costs. If, after the Closing Date, the introduction of, or any change in, any Applicable Law, or in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any of the Lenders (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the Closing Date of such Authority, central bank or comparable agency:
     (i) shall subject any of the Lenders (or any of their respective Lending Offices) to any tax, duty or other charge with respect to any Revolving Credit Loan, Letter of Credit or Application or shall change the basis of taxation of payments to any of the Lenders (or any of their respective Lending Offices) of the principal of or interest on any Revolving Credit Loan, Letter of Credit or Application or any other amounts due under this Agreement in respect thereof (except for changes in the rate of tax on the overall net income of any of the Lenders or any of their respective Lending Offices imposed by the jurisdiction in which such Lender is organized or is or should be qualified to do business or such Lending Office is located); or
     (ii) shall impose, modify or deem applicable any reserve (including, without limitation, any imposed by the Board of Governors of the Federal Reserve System), special deposit, insurance or capital or similar requirement against assets of, deposits with or for the account of, or credit extended by any of the Lenders (or any of their respective Lending Offices) or shall impose on any of the Lenders (or any of their respective Lending Offices) or the foreign exchange and interbank markets any other condition affecting any Revolving Credit Loan; and the result of any of the foregoing is to increase the costs to any of the Lenders of maintaining any LIBOR Rate Loan or issuing or participating in Letters of Credit or to reduce the yield or amount of any sum received or receivable by any of the Lenders under this Agreement or under any other Loan Document in respect of a LIBOR Rate Loan or Letter of Credit or Application, then such Lender may promptly notify the Administrative Agent, and the Administrative Agent shall promptly notify the Borrower of such fact and demand compensation therefor and, within fifteen (15) days after such notice by the Administrative Agent, the Borrower shall pay to such Lender such additional amount or amounts as will compensate such Lender or Lenders for such increased cost or reduction. The Administrative Agent and the applicable Lender will promptly notify the Borrower of any event of which it has knowledge which will entitle such Lender to compensation pursuant to this Section 5.9(c); provided, that the Administrative Agent shall incur no liability whatsoever to the Lenders or the Borrower in the event it fails to do so. The amount of such compensation shall be determined, in the applicable Lender’s reasonable discretion, based upon the assumption that such Lender funded its Revolving Credit Commitment Percentage of the LIBOR Rate Loans in the London interbank market and using any reasonable attribution or averaging methods which such Lender deems appropriate and practical; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.

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          (d) Mitigation Obligations; Replacement of Lenders.
          (i) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, then such Lender shall use reasonable efforts to designate a different lending office for funding or booking its Loans hereunder or to assign its rights and obligations hereunder to another of its offices, branches or affiliates, if, in the judgment of such Lender, such designation or assignment (A) would eliminate or reduce amounts payable pursuant to this Section 5.9 or Section 5.12, as the case may be, in the future and (B) would not subject such Lender to any unreimbursed cost or expense and would not otherwise be disadvantageous to such Lender. The Borrower hereby agrees to pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment.
          (ii) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, or if any Lender defaults in its obligation to fund Loans hereunder, then the Borrower may, at its sole expense and effort, upon notice to such Lender and the Administrative Agent, require such Lender to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in Section 14.10), all its interests, rights and obligations under this Agreement to an Eligible Assignee that shall assume such obligations (which assignee may be another Lender, if a Lender accepts such assignment); provided that (A) the Borrower shall have received the prior written consent of the Administrative Agent (and, if a participation in a Letter of Credit is being assigned, the Issuing Lender that issued such Letter of Credit), which consent shall not unreasonably be withheld, (B) such Lender shall have received payment of an amount equal to the outstanding principal of its Revolving Credit Loans and participations in Letters of Credit, accrued interest thereon, accrued fees and all other amounts payable to it hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrower (in the case of all other amounts) and (C) in the case of any such assignment resulting from a claim for compensation under this Section 5.9, such assignment will result in a reduction in such compensation or payments. A Lender shall not be required to make any such assignment and delegation if, prior thereto, as a result of a waiver by such Lender or otherwise, the circumstances entitling the Borrower to require such assignment and delegation cease to apply.
SECTION 5.10. Indemnity. The Borrower hereby indemnifies each of the Lenders against any loss or expense which may arise or be attributable to each Lender’s obtaining, liquidating or employing deposits or other funds acquired to effect, fund or maintain any Loan (a) as a consequence of any failure by the Borrower to make any payment when due of any amount due hereunder in connection with a LIBOR Rate Loan, (b) due to any failure of the Borrower to borrow on a date specified therefor in a Notice of Revolving Credit Borrowing or Notice of Continuation/Conversion or (c) due to any payment, prepayment or conversion of any LIBOR Rate Loan on a date other than the last day of the Interest Period therefor. The amount of such loss, cost or expense to any Lender shall be deemed to equal an amount determined by such Lender to be the excess, if any, of (i) the amount of interest which would have accrued on the principal amount of such Loan had such event not occurred, at the LIBOR Rate that would have been applicable to such Loan, for the period from the date of such event to the last day of the then current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for the period that would have been the Interest Period for such Loan), over (ii) the amount of interest which would accrue on such principal amount for such period at the interest rate which such Lender would bid, were it to bid, at the commencement of such period, for deposits in the applicable currency of a comparable amount and period from other banks in the London interbank

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market; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.11. Capital Requirements. If either (a) the introduction of, or any change in, or in the interpretation of, any Applicable Law or (b) compliance with any guideline or request issued after the Closing Date from any central bank or comparable agency or other Governmental Authority (whether or not having the force of law), has or would have the effect of reducing the rate of return on the capital of, or has affected or would affect the amount of capital required to be maintained by, any Lender or any corporation controlling such Lender as a consequence of, or with reference to any Lender’s Revolving Credit Commitment and other commitments of this type, below the rate which the Lender or such other corporation could have achieved but for such introduction, change or compliance, then within five (5) Business Days after written demand by any such Lender, the Borrower shall pay to such Lender from time to time as specified by such Lender additional amounts sufficient to compensate such Lender or other corporation for such reduction; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.12. Taxes. (a) Payments Free and Clear. Any and all payments by the Borrower hereunder or under the Notes or the Letters of Credit shall be made free and clear of and without deduction for any and all present or future taxes, levies, imposts, deductions, charges or withholding, and all liabilities with respect thereto excluding, (i) in the case of each Lender and the Administrative Agent, income and franchise taxes imposed on (or measured by) its net income by the United States of America or by the jurisdiction under the laws of which such Lender or the Administrative Agent (as the case may be) is organized or its principal office is located or is or should be qualified to do business or any political subdivision thereof, or in the case of any Lender, in which its applicable Lending Office is located (provided, however, that no Lender shall be deemed to be located in any jurisdiction solely as a result of taking any action related to this Agreement or the Notes or Letters of Credit) and (ii) any branch profits tax imposed by the United States of America or any similar tax imposed by any other jurisdiction described in clause (i) above (all such non-excluded taxes, levies, imposts, deductions, charges, withholdings and liabilities being hereinafter referred to as “Taxes”). If the Borrower shall be required by law to deduct any Taxes from or in respect of any sum payable hereunder or under any Note or Letter of Credit to any Lender or the Administrative Agent, (A) the sum payable shall be increased as may be necessary so that after making all required deductions (including deductions applicable to additional sums payable under this Section 5.12) such Lender or the Administrative Agent (as the case may be) receives an amount equal to the amount such party would have received had no such deductions been made, (B) the Borrower shall make such deductions, (C) the Borrower shall pay the full amount deducted to the relevant taxing authority or other authority in accordance with applicable law, and (D) the Borrower shall deliver to the Administrative Agent evidence of such payment to the relevant taxing authority or other authority in the manner provided in Section 5.12(d). The Borrower shall not, however, be required to pay

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any amounts pursuant to clause (A) of the preceding sentence to any Foreign Lender or the Administrative Agent not organized under the laws of the United States of America or a state thereof (or the District of Columbia) if such Foreign Lender or the Administrative Agent fails to comply with the requirements of paragraph (e) of this Section 5.12 or Section 5.9(d), as the case may be.
          (b) Stamp and Other Taxes. In addition, the Borrower shall pay any present or future stamp, registration, recordation or documentary taxes or any other similar fees or charges or excise or property taxes, levies of the United States or any state or political subdivision thereof or any applicable foreign jurisdiction which arise from any payment made hereunder or from the execution, delivery or registration of, or otherwise with respect to, this Agreement, the Loans, the Letters of Credit, the other Loan Documents (hereinafter referred to as “Other Taxes”).
          (c) Indemnity. The Borrower shall indemnify each Lender and the Administrative Agent for the full amount of Taxes and Other Taxes (including, without limitation, any Taxes and Other Taxes imposed by any jurisdiction on amounts payable under this Section 5.12) paid by such Lender or the Administrative Agent (as the case may be) and any liability (including penalties, interest and reasonable expenses) arising therefrom or with respect thereto, whether or not such Taxes or Other Taxes were correctly or legally asserted. A certificate as to the amount of such payment or liability prepared by a Lender or the Administrative Agent, absent manifest error, shall be conclusive, provided that if the Borrower reasonably believes that such Taxes or Other Taxes were not correctly or legally asserted, such Lender or the Administrative Agent (as the case may be) shall use reasonable efforts to cooperate with the Borrower, at the Borrower’s expense, to obtain a refund of such Taxes or Other Taxes. Such indemnification shall be made within thirty (30) days from the date such Lender or the Administrative Agent (as the case may be) makes written demand therefor. If a Lender or the Administrative Agent shall become aware that it is entitled to receive a refund in respect of Taxes or Other Taxes, it promptly shall notify the Borrower of the availability of such refund and shall, within sixty (60) days after receipt of a request by the Borrower pursue or timely claim such refund at the Borrower’s expense. If any Lender or the Administrative Agent receives a refund in respect of any Taxes or Other Taxes for which such Lender or the Administrative Agent has received payment from the Borrower hereunder, it promptly shall repay such refund (plus interest received, if any) to the Borrower (but only to the extent of indemnity payments made, or additional amounts paid, by the Borrower under this Section 5.12 with respect to Taxes or Other Taxes giving rise to such refund), provided that the Borrower, upon the request of such Lender or the Administrative Agent, agrees to return such refund (plus any penalties, interest or other charges required to be paid) to such Lender or the Administrative Agent in the event such Lender or the Administrative Agent is required to repay such refund to the relevant taxing authority.
          (d) Evidence of Payment. Within thirty (30) days after the date of any payment of Taxes or Other Taxes, the Borrower shall furnish to the Administrative Agent, at its address referred to in Section 14.1, the original or a certified copy of a receipt evidencing payment thereof or other evidence of payment satisfactory to the Administrative Agent.
          (e) Delivery of Tax Forms. Each Foreign Lender shall deliver to the Borrower, with a copy to the Administrative Agent, on the Closing Date or concurrently with the delivery of the relevant Assignment and Acceptance, as applicable, (i) two United States Internal Revenue Service Forms W-8ECI or Forms W-8BEN, as applicable (or successor forms), properly completed and certifying in each case that such Foreign Lender is entitled to a complete exemption from withholding or deduction for or on account of any United States federal income taxes, and (ii) an Internal Revenue Service Form W-8 or W-9 or successor applicable form, as the

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case may be, to establish an exemption from United States backup withholding taxes. Each Foreign Lender further agrees to deliver to the Borrower, with a copy to the Administrative Agent, a Form W-8BEN or W-8ECI and Form W-8 or W-9, or successor applicable forms or manner of certification, as the case may be, on or before the date that any such form expires or becomes obsolete or after the occurrence of any event requiring a change in the most recent form previously delivered by it to the Borrower, certifying in the case of a Form W-8BEN or W-8ECI that such Foreign Lender is entitled to receive payments under this Agreement without deduction or withholding of any United States federal income taxes (unless in any such case an event (including without limitation any change in treaty, law or regulation) has occurred prior to the date on which any such delivery would otherwise be required which renders such forms inapplicable or the exemption to which such forms relate unavailable and such Foreign Lender notifies the Borrower and the Administrative Agent that it is not entitled to receive payments without deduction or withholding of United States federal income taxes) and, in the case of a Form W-8 or W-9, establishing an exemption from United States backup withholding tax.
          (f) Survival. Without prejudice to the survival of any other agreement of the Borrower hereunder, the agreements and obligations of the Borrower contained in this Section 5.12 shall survive the payment in full of the Obligations and the termination of the Revolving Credit Commitment.
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
SECTION 6.1. Closing. The closing shall take place at the offices of Shearman & Sterling LLP at 10:00 a.m. on June 15, 2004 or at such other location, on such other date and at such other time as the parties hereto shall mutually agree.
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit. The obligation of the Lenders to close this Agreement and to make the initial Revolving Credit Loans or issue the initial Letters of Credit is subject to the satisfaction or waiver of each of the following conditions:
     (a) Executed Loan Documents. This Agreement and the Revolving Credit Notes (to the extent requested as provided herein) shall have been duly authorized, executed and delivered to the Administrative Agent by the parties thereto, shall be in full force and effect and no default shall exist thereunder, and the Borrower shall have delivered original counterparts thereof to the Administrative Agent.
     (b) Closing Certificates; Etc.
     (i) Officers’ Certificate of the Borrower. The Administrative Agent shall have received a certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in this Agreement and the other Loan Documents are true, correct and complete in all material respects; that the Borrower is not in violation of any of the covenants contained in this Agreement and the other Loan Documents; that, after giving effect to the transactions contemplated by this Agreement, no Default or Event of Default has occurred and is continuing; and that each of the closing conditions has been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).

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     (ii) General Certificate of the Borrower. The Administrative Agent shall have received a certificate of the secretary, assistant secretary or general counsel of the Borrower certifying as to the incumbency and genuineness of the signature of each officer of the Borrower executing Loan Documents to which it is a party and certifying that attached thereto is a true, correct and complete copy of (A) the articles of incorporation of the Borrower and all amendments thereto, certified as of a recent date by the appropriate Governmental Authority in its jurisdiction of incorporation, (B) the bylaws of the Borrower as in effect on the date of such certifications, (C) resolutions duly adopted by the Board of Directors of the Borrower authorizing the borrowings contemplated hereunder and the execution, delivery and performance of this Agreement and the other Loan Documents to which it is a party, and (D) each certificate required to be delivered pursuant to Section 6.2(b)(iii).
     (iii) Certificates of Good Standing. The Administrative Agent shall have received long-form certificates as of a recent date of the good standing of the Borrower under the laws of its jurisdiction of organization and short-form certificates as of a recent date of the good standing of the Borrower under the laws of each of California, New York, North Carolina, Texas, Tennessee and Washington.
     (iv) Opinions of Counsel. The Administrative Agent shall have received favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, and Drinker Biddle & Reath LLP, New Jersey counsel to the Borrower, addressed to the Administrative Agent and the Lenders with respect to the Borrower, the Loan Documents and such other matters as the Lenders shall reasonably request.
     (c) Consents; Defaults.
     (i) Governmental and Third Party Approvals. The Borrower shall have obtained all material approvals, authorizations and consents of any Person and of all Governmental Authorities and courts having jurisdiction with respect to the transactions contemplated by this Agreement and the other Loan Documents.
     (ii) No Event of Default. No Default or Event of Default shall have occurred and be continuing.
     (d) Financial Matters.
     (i) Financial Statements. The Administrative Agent shall have received the audited Consolidated financial statements of Jones Apparel Group and its Subsidiaries for the Fiscal Year ended on December 31, 2003 and the unaudited financial statements of Jones Apparel Group and its Subsidiaries for the fiscal quarter ended on April 3, 2004.
     (ii) Financial Condition Certificate. The Borrower shall have delivered to the Administrative Agent a certificate, in form and substance reasonably satisfactory to the Administrative Agent, and certified by a Responsible Officer, that the financial projections previously delivered to the Administrative Agent were prepared in good faith based upon assumptions believed to be reasonable at the time.

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     (iii) Payment at Closing; Fee Letters. The Borrower shall have paid the fees set forth or referenced in Section 5.3(c) and any other accrued and unpaid fees or commissions due hereunder (including, without limitation, reasonable legal fees and expenses) to the Administrative Agent and Lenders, and to any other Person such amount as may be due thereto in connection with the transactions contemplated hereby, including all taxes, fees and other charges in connection with the execution, delivery, recording, filing and registration of any of the Loan Documents. The Administrative Agent shall have received duly authorized and executed copies of the fee letter agreement referred to in Section 5.3(c).
     (e) Miscellaneous.
     (i) Notice of Revolving Credit Borrowing. The Administrative Agent shall have received a Notice of Revolving Credit Borrowing from the Borrower in accordance with Section 2.2(a), and a Notice of Account Designation specifying the account or accounts to which the proceeds of any Revolving Credit Loans made after the Closing Date are to be disbursed.
     (ii) Proceedings and Documents. All opinions, certificates and other instruments and all proceedings in connection with the transactions contemplated by this Agreement shall be satisfactory in form and substance to the Lenders.
     (iii) Investment Policy. The Borrower shall have delivered to the Administrative Agent a true and complete copy of the investment policy referenced in Section 11.4(b) in form and content reasonably acceptable to the Administrative Agent.
     (f) Refinancing. On the Closing Date hereunder, (i) all outstanding loans under the Prior Credit Agreement (“Existing Loans”) shall be replaced by Revolving Credit Loans hereunder and the Administrative Agent shall make such transfers of funds as are necessary in order that the outstanding balance of such Revolving Credit Loans, together with any Revolving Credit Loans funded on the Closing Date, reflect the Revolving Credit Commitment of the Lenders hereunder, (ii) all outstanding letters of credit issued pursuant to the Prior Credit Agreement shall be deemed Letters of Credit hereunder and each Lender shall purchase a participation therein pursuant to Section 3.4 in accordance with its Revolving Credit Commitment Percentage, (iii) there shall have been paid in cash in full all accrued but unpaid interest due on the Existing Loans up to but excluding the Closing Date, (iv) there shall have been paid in cash in full all accrued but unpaid fees due under the Prior Credit Agreement up to but excluding the Closing Date and all other amounts, costs and expenses then owing to any of the Prior Lenders and/or any Agent, as agent under the Prior Credit Agreement, in each case to the satisfaction of such Agent or Prior Lender, as the case may be, regardless of whether or not such amounts would otherwise be due and payable at such time pursuant to the terms of the Prior Credit Agreement, (v) all outstanding promissory notes issued by the Borrower to the Prior Lenders under the Prior Credit Agreement shall be deemed canceled and the originally executed copies thereof shall be canceled and promptly returned to the Administrative Agent who shall promptly forward such notes to the Borrower and (vi) the commitments and, except as expressly set forth in the Prior Credit Agreement, other obligations and rights of the Borrower and the Prior Lenders shall be terminated without any further action hereunder or thereunder.

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SECTION 6.3. Conditions to Extensions of Credit. The obligations of the Lenders to make any Extensions of Credit are subject to the satisfaction of the following conditions precedent on the relevant borrowing or issue date, as applicable:
     (a) Continuation of Representations and Warranties. The representations and warranties contained in Article VII shall be true and correct on and as of such borrowing or issuance date with the same effect as if made on and as of such date; except for any representation and warranty made as of an earlier date, which representation and warranty shall remain true and correct as of such earlier date.
     (b) No Existing Default. No Default or Event of Default shall have occurred and be continuing hereunder (i) on the borrowing date with respect to such Revolving Credit Loan or after giving effect to the Revolving Credit Loans to be made on such date or (ii) on the issue, extension or renewal date with respect to such Letter of Credit or after giving effect to such Letter of Credit on such date.
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
SECTION 7.1. Representations and Warranties. To induce the Administrative Agent and Lenders to enter into this Agreement and to induce the Lenders to make Extensions of Credit, the Credit Parties hereby represent and warrant to the Administrative Agent and Lenders that:
     (a) Organization: Power; Qualification. Each of the Credit Parties and their Subsidiaries is duly organized, validly existing and in good standing under the laws of the jurisdiction of its incorporation or formation, has the power and authority to own its properties and to carry on its business as now being and hereafter proposed to be conducted and is duly qualified and authorized to do business in each jurisdiction in which the character of its properties or the nature of its business requires such qualification and authorization, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (b) Ownership. Each Subsidiary of each of the Credit Parties as of the Amendment Date is listed on Schedule 7.1(b). As of the Amendment Date, the capitalization of the Credit Parties and their Subsidiaries consists of the number of shares, authorized, issued and outstanding, of such classes and series, with or without par value, described on Schedule 7.1(b). As of the Amendment Date, all outstanding shares have been duly authorized and validly issued and are fully paid and nonassessable. The shareholders of the Subsidiaries of the Credit Parties and the number of shares owned by each as of the Amendment Date are described on Schedule 7.1(b). As of the Amendment Date, there are no outstanding stock purchase warrants, subscriptions, options, securities, instruments or other rights of any type or nature whatsoever, which are convertible into, exchangeable for or otherwise provide for or permit the issuance of capital stock of the Credit Parties or their Subsidiaries, except as described on Schedule 7.1(b).
     (c) Authorization of Agreement, Loan Documents and Borrowing. Each of the Credit Parties and, if applicable, their Subsidiaries has the right, power and authority and has taken all necessary corporate and other action to authorize the execution, delivery and performance of each of the Loan Documents to which it is a party in accordance with their respective terms. Each of the Loan Documents have been duly executed and delivered by the duly authorized officers of the Credit Parties and each of their Subsidiaries party thereto, as applicable, and each such document constitutes the legal,

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valid and binding obligation of the Credit Parties and, if applicable, each of their Subsidiaries party thereto, enforceable in accordance with its terms, except as such enforcement may be limited by bankruptcy, insolvency, reorganization, moratorium or similar state or federal debtor relief laws from time to time in effect which affect the enforcement of creditors’ rights in general and the availability of equitable remedies.
     (d) Compliance of Agreement, Loan Documents and Borrowing with Laws. Etc. The execution, delivery and performance by the Credit Parties and their Subsidiaries of the Loan Documents to which each such Person is a party, in accordance with their respective terms, the borrowings hereunder and the transactions contemplated hereby do not and will not, by the passage of time, the giving of notice or otherwise, (i) require any of the Credit Parties or any of their Subsidiaries to obtain any Governmental Approval not otherwise already obtained or violate any Applicable Law relating to the Credit Parties or any of their Subsidiaries, (ii) conflict with, result in a breach of or constitute a default under the articles of incorporation, bylaws or other organizational documents of the Credit Parties or any of their Subsidiaries or any indenture or other material agreement or instrument to which such Person is a party or by which any of its properties may be bound or any Governmental Approval relating to such Person except as could not reasonably be expected to have a Material Adverse Effect, or (iii) result in or require the creation or imposition of any material Lien upon or with respect to any property now owned or hereafter acquired by such Person.
     (e) Compliance with Law; Governmental Approvals. Other than with respect to environmental matters, which are treated exclusively in Section 7.1(h) hereof, each of the Credit Parties and their Subsidiaries (i) has all Governmental Approvals required by any Applicable Law for it to conduct its business, each of which is in full force and effect, is final and not subject to review on appeal and is not the subject of any pending or, to the best of its knowledge, threatened attack by direct or collateral proceeding, and (ii) is in compliance with each Governmental Approval applicable to it and in compliance with all other Applicable Laws relating to it or any of its respective properties; in each case, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (f) Tax Returns and Payments. Each of the Credit Parties and their Subsidiaries has timely filed or caused to be timely filed all federal and state, local and other tax returns required by Applicable Law to be filed, and has paid, or made adequate provision for the payment of, all federal and state, local and other taxes, assessments and governmental charges or levies upon it and its property, income, profits and assets which are due and payable, except (a) taxes that are being contested in good faith by appropriate proceedings and for which such Credit Party or Subsidiary, as applicable, has set aside on its books adequate reserves to the extent required by GAAP or (b) to the extent the failure to do so could not reasonably be expected to have a Material Adverse Effect. No Governmental Authority has asserted any material Lien or other claim against the Credit Parties or any Subsidiary thereof with respect to unpaid taxes (except for taxes not yet due) which has not been discharged or resolved.
     (g) Intellectual Property Matters. Each of the Credit Parties and its Subsidiaries owns or possesses rights to use all franchises, licenses, copyrights, copyright applications, patents, patent rights or licenses, patent applications, trademarks, trademark rights, trade names, trade name rights, copyrights and rights with respect to the foregoing which are required to conduct its business except where the failure to do so could not

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reasonably be expected to have a Material Adverse Effect. No event has occurred which, to the knowledge of the Credit Parties, permits, or after notice or lapse of time or both would permit, the revocation or termination of any such rights, and, to the knowledge of the Credit Parties, neither the Credit Parties nor any Subsidiary thereof is liable to any Person for infringement under Applicable Law with respect to any such rights as a result of its business operations, except as could not reasonably be expected to have a Material Adverse Effect.
     (h) Environmental Matters. Except as could not reasonably be expected to have a Material Adverse Effect:
     (i) The properties of the Credit Parties and their Subsidiaries do not contain, and to their knowledge have not previously contained, any Hazardous Materials in amounts or concentrations which (A) constitute or constituted a violation of applicable Environmental Laws or (B) could give rise to liability under applicable Environmental Laws;
     (ii) The properties of the Credit Parties and their Subsidiaries and all operations conducted in connection therewith are in compliance, and have been in compliance, with all applicable Environmental Laws, and there are no Hazardous Materials at, under or about such properties or such operations in amounts or concentrations which could reasonably be expected to interfere with the continued operation of such properties;
     (iii) Neither any of the Credit Parties nor any Subsidiary thereof has received any notice of violation, alleged violation, non-compliance, liability or potential liability regarding environmental matters or compliance with Environmental Laws, nor does any of the Credit Parties or any Subsidiary thereof have knowledge or reason to believe that any such notice will be received or is being threatened;
     (iv) To the knowledge of the Credit Parties, Hazardous Materials have not been transported or disposed of from the properties of the Credit Parties or any of their Subsidiaries in violation of, or in a manner or to a location which could reasonably be expected to give rise to liability under, Environmental Laws, nor, to the knowledge of the Credit Parties, have any Hazardous Materials been generated, treated, stored or disposed of at, on or under any of such properties in violation of, or in a manner which could reasonably be expected to give rise to liability under, any Environmental Laws;
     (v) No judicial proceedings or governmental or administrative action is pending, or, to the knowledge of the Credit Parties, threatened, under any Environmental Law to which any of the Credit Parties or any Subsidiary thereof will be named as a party, nor are there any consent decrees or other decrees, consent orders, administrative orders or other orders, or other administrative or judicial requirements outstanding under any Environmental Law with respect to the properties or operations of the Credit Parties and their Subsidiaries; and
     (vi) To the knowledge of the Credit Parties, there has been no release, or to the best of the Credit Parties’ knowledge, the threat of release, of Hazardous Materials at or from the properties of the Credit Parties or any of their

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Subsidiaries, in violation of or in amounts or in a manner that could reasonably be expected to give rise to liability under Environmental Laws.
     (i) ERISA.
     (i) Each of the Credit Parties and each ERISA Affiliate is in compliance with all applicable provisions of ERISA and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans except where any such non-compliance could not reasonably be expected to have a Material Adverse Effect. Except for any failure that would not reasonably be expected to have a Material Adverse Effect, each Employee Benefit Plan that is intended to be qualified under Section 401(a) of the Code has been determined by the Internal Revenue Service to be so qualified, and each trust related to such plan has been determined to be exempt under Section 501(a) of the Code. No liability that could reasonably be expected to result in a Material Adverse Effect has been incurred by the Credit Parties or any ERISA Affiliate which remains unsatisfied for any taxes or penalties with respect to any Employee Benefit Plan or any Multiemployer Plan;
     (ii) No accumulated funding deficiency (as defined in Section 412 of the Code) has been incurred (without regard to any waiver granted under Section 412 of the Code), nor has any funding waiver from the Internal Revenue Service been received or requested with respect to any Pension Plan;
     (iii) Neither the Credit Parties nor any ERISA Affiliate has: (A) engaged in a nonexempt prohibited transaction described in Section 406 of ERISA or Section 4975 of the Code, (B) incurred any liability to the PBGC which remains outstanding other than the payment of premiums and there are no premium payments which are due and unpaid, (C) failed to make a required contribution or payment to a Multiemployer Plan, or (D) failed to make a required installment or other required payment under Section 412 of the Code except where any of the foregoing individually or in the aggregate could not reasonably be expected to have a Material Adverse Effect;
     (iv) No Termination Event that could reasonably be expected to result in a Material Adverse Effect has occurred or is reasonably expected to occur; and
     (v) No proceeding, claim, lawsuit and/or investigation is existing or, to the knowledge of the Credit Parties, threatened concerning or involving any Employee Benefit Plan that could reasonably be expected to result in a Material Adverse Effect.
     (j) Margin Stock. Neither the Credit Parties nor any Subsidiary thereof is engaged principally or as one of its activities in the business of extending credit for the purpose of “purchasing” or “carrying” any “margin stock” (as each such term is defined or used in Regulation U of the Board of Governors of the Federal Reserve System). No part of the proceeds of any of the Loans or Letters of Credit will be used for purchasing or carrying margin stock, unless the Credit Parties shall have given the Administrative Agent and Lenders prior notice of such event and such other information as is reasonably necessary to permit the Administrative Agent and Lenders to comply, in a timely fashion, with all reporting obligations required by Applicable Law, or for any purpose which violates, or which would be inconsistent with, the provisions of Regulation T, U or X of such Board of Governors.

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     (k) Government Regulation. Neither the Credit Parties nor any Subsidiary thereof is an “investment company” or a company “controlled” by an “investment company” (as each such term is defined or used in the Investment Company Act of 1940, as amended).
     (l) Burdensome Provisions. Neither the Credit Parties nor any Subsidiary thereof is a party to any indenture, agreement, lease or other instrument, or subject to any corporate or partnership restriction, Governmental Approval or Applicable Law which is so unusual or burdensome as in the foreseeable future could be reasonably expected to have a Material Adverse Effect. The Credit Parties and their Subsidiaries do not presently anticipate that future expenditures needed to meet the provisions of any statutes, orders, rules or regulations of a Governmental Authority will be so burdensome as to have a Material Adverse Effect.
     (m) Financial Statements. The (i) Consolidated balance sheets of Jones Apparel Group and its Subsidiaries as of December 31, 2007, and the related statements of income, stockholders’ equity and cash flows for the Fiscal Years then ended and (ii) unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of April 5, 2008, and related unaudited interim statements of income, stockholders’ equity and cash flows, copies of which have been furnished to the Administrative Agent and each Lender, are complete in all material respects and fairly present in all material respects the assets, liabilities and financial position of Jones Apparel Group and its Subsidiaries as at such dates, and the results of the operations and changes of financial position for the periods then ended, subject to normal year end adjustments. All such financial statements, including the related notes thereto, have been prepared in accordance with GAAP.
     (n) No Material Adverse Change. Since December 31, 2007, there has been no Material Adverse Effect.
     (o) Liens. None of the properties and assets of the Credit Parties or any Subsidiary thereof is subject to any Lien, except Liens permitted pursuant to Section 11.3.
     (p) Debt and Guaranty Obligations. Schedule 7.1(p) is a complete and correct listing of all Debt and Guaranty Obligations of the Credit Parties and their Subsidiaries as of the Amendment Date in excess of $5,000,000.
     (q) Litigation. Except for matters existing on the Amendment Date and set forth on Schedule 7.1(q), there are no actions, suits or proceedings pending nor, to the knowledge of the Credit Parties, threatened against or affecting the Credit Parties or any Subsidiary thereof or any of their respective properties in any court or before any arbitrator of any kind or before or by any Governmental Authority, which could reasonably be expected to have a Material Adverse Effect or which relate to the enforceability of any Loan Documents.
     (r) Absence of Defaults. To the knowledge of the Credit Parties, no event has occurred and is continuing which constitutes a Default or an Event of Default.
     (s) Accuracy and Completeness of Information. The Credit Parties have disclosed to the Lenders all agreements, instruments and corporate or other restrictions to

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which they or any of their Subsidiaries are subject, and all other matters known to them, that, individually or in the aggregate, could reasonably be expected to have a Material Adverse Effect. The written information, taken as a whole, furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender in connection with the negotiation of this Agreement or delivered hereunder (as modified or supplemented by other information so furnished) does not contain any material misstatement of fact or omit to state any material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that, with respect to projected financial information, the Credit Parties represent only that such information was prepared in good faith based upon assumptions believed to be reasonable at the time.
SECTION 7.2. Survival of Representations and Warranties, Etc. All representations and warranties set forth in this Article VII and all representations and warranties contained in any certificate delivered in connection with this Agreement, or any of the Loan Documents (including but not limited to any such representation or warranty made in or in connection with any amendment thereto) shall constitute representations and warranties made under this Agreement. All representations and warranties made under this Agreement shall be made or deemed to be made at and as of the Closing Date, shall survive the Closing Date and shall not be waived by the execution and delivery of this Agreement, any investigation made by or on behalf of the Lenders or any borrowing hereunder.
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
          Until all the Obligations (other than Obligations under Hedging Agreements) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will furnish or cause to be furnished to the Administrative Agent (which the Administrative Agent will promptly furnish to the Lenders at their respective addresses as set forth on Schedule 1.1(a), or such other office as may be designated to the Administrative Agent from time to time):
SECTION 8.1. Financial Statements and Projections. (a) Quarterly Financial Statements. As soon as practicable and in any event within forty-five (45) days after the end of the first three fiscal quarters of each Fiscal Year, an unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such fiscal quarter and unaudited Consolidated statements of income, stockholders’ equity and cash flows for the fiscal quarter then ended and that portion of the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the preceding Fiscal Year and prepared by Jones Apparel Group in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operations of any change in the application of accounting principles and practices during the period, and certified by a Responsible Officer to present fairly in all material respects the financial condition of Jones Apparel Group and its Subsidiaries as of their respective dates and the results of operations of Jones Apparel Group and its Subsidiaries for the respective periods then ended, subject to normal year end adjustments.
          (b) Annual Financial Statements. As soon as practicable and in any event within ninety (90) days after the end of each Fiscal Year, an audited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such Fiscal Year and audited Consolidated statements of income, stockholders’ equity and cash flows for the Fiscal Year then ended,

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including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the preceding Fiscal Year and prepared by a nationally recognized independent certified public accounting firm in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operation of any change in the application of accounting principles and practices during the year, and accompanied by a report thereon by such certified public accountants that is not qualified with respect to scope limitations imposed by Jones Apparel Group or any of its Subsidiaries or with respect to accounting principles followed by Jones Apparel Group or any of its Subsidiaries not in accordance with GAAP.
SECTION 8.2. Officer’s Compliance Certificate. At each time financial statements are delivered pursuant to Section 8.1(a) or (b) a certificate of a Responsible Officer in the form of Exhibit F attached hereto (an “Officer’s Compliance Certificate”).
SECTION 8.3. Accountants’ Certificate. At each time financial statements are delivered pursuant to Section 8.1(b), a certificate of the independent public accountants certifying such financial statements addressed to the Administrative Agent for the benefit of the Lenders:
     (a) stating that in making the examination necessary for the certification of such financial statements, they obtained no knowledge of any Default or Event of Default or, if such is not the case, specifying such Default or Event of Default and its nature and period of existence; and
     (b) including the calculations prepared by such accountants required to establish whether or not the Credit Parties and their Subsidiaries are in compliance with the financial covenants set forth in Article X hereof as at the end of each respective period.
SECTION 8.4. Other Reports. (a) Promptly but in any event within ten (10) Business Days after the filing thereof, a copy of (i) each report or other filing made by the Credit Parties or any or their Subsidiaries with the Securities and Exchange Commission and required by the Securities and Exchange Commission to be delivered to the shareholders of the Credit Parties or any or their Subsidiaries, (ii) each report made by the Credit Parties or any of their Subsidiaries to the Securities and Exchange Commission on Form 8-K and (iii) each final registration statement of the Credit Parties or any of their Subsidiaries filed with the Securities and Exchange Commission, except in connection with pension plans and other employee benefit plans; and
          (b) Such other information regarding the operations, business affairs and financial condition of the Credit Parties or any of their Subsidiaries as the Administrative Agent or any Lender may reasonably request.
SECTION 8.5. Notice of Litigation and Other Matters. Prompt (but in no event later than ten (10) Business Days after a principal officer of the Credit Parties obtains knowledge thereof) telephonic (confirmed in writing) or written notice of:
     (a) the commencement of all proceedings and investigations by or before any Governmental Authority and all actions and proceedings in any court or before any arbitrator against or involving the Credit Parties or any Subsidiary thereof or any of their respective properties, assets or businesses which in the reasonable judgment of the Credit Parties could reasonably be expected to have a Material Adverse Effect;

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     (b) any notice of any violation received by the Credit Parties or any Subsidiary thereof from any Governmental Authority including, without limitation, any notice of violation of Environmental Laws, which in the reasonable judgment of the Credit Parties in any such case could reasonably be expected to have a Material Adverse Effect;
     (c) any Default or Event of Default; and
     (d) (i) any unfavorable determination letter from the Internal Revenue Service regarding the qualification of an Employee Benefit Plan under Section 401(a) of the Code (along with a copy thereof) which could reasonably be expected to have a Material Adverse Effect, (ii) all notices received by the Credit Parties or any ERISA Affiliate of the PBGC’s intent to terminate any Pension Plan or to have a trustee appointed to administer any Pension Plan, (iii) all notices received by the Credit Parties or any ERISA Affiliate from a Multiemployer Plan sponsor concerning the imposition or amount of withdrawal liability pursuant to Section 4202 of ERISA which could reasonably have a Material Adverse Effect and (iv) the Credit Parties obtaining knowledge or reason to know that the Credit Parties or any ERISA Affiliate has filed or intends to file a notice of intent to terminate any Pension Plan under a distress termination within the meaning of Section 4041(c) of ERISA.
SECTION 8.6. Accuracy of Information. All written information, reports, statements and other papers and data furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender (other than financial forecasts) whether pursuant to this Article VIII or any other provision of this Agreement, shall be, at the time the same is so furnished, true and complete in all material respects.
ARTICLE IX AFFIRMATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner provided for in Section 14.11, the Credit Parties will, and will cause each of their Subsidiaries to:
SECTION 9.1. Preservation of Corporate Existence and Related Matters. Except as permitted by Section 11.5, preserve and maintain its separate corporate existence and all rights, franchises, licenses and privileges necessary to the conduct of its business, and qualify and remain qualified as a foreign corporation and authorized to do business in each jurisdiction where the nature and scope of its activities require it to so qualify under Applicable Law in which the failure to so qualify would have a Material Adverse Effect.
SECTION 9.2. Maintenance of Property. Protect and preserve all properties useful in and material to its business, including copyrights, patents, trade names and trademarks; maintain in good working order and condition all buildings, equipment and other tangible real and personal property material to the conduct of its business, ordinary wear and tear excepted; and from time to time make or cause to be made all renewals, replacements and additions to such property necessary for the conduct of its business, so that the business carried on in connection therewith may be properly and advantageously conducted at all times.
SECTION 9.3. Insurance. Maintain insurance with financially sound and reputable insurance companies against such risks and in such amounts as are customarily maintained by similar

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businesses and as may be required by Applicable Law including, without limitation, hazard and business interruption coverage.
SECTION 9.4. Accounting Methods and Financial Records. Maintain a system of accounting, and keep such books, records and accounts (which shall be true and complete in all material respects) as may be required or as may be necessary to permit the preparation of financial statements in accordance with GAAP and in compliance with the regulations of any Governmental Authority having jurisdiction over it or any of its properties.
SECTION 9.5. Payment and Performance of Obligations. Pay and perform all Obligations under this Agreement and the other Loan Documents, and pay (a) all material taxes, assessments and other governmental charges that may be levied or assessed upon it or any of its property, and (b) subject to the thresholds and other limitations set forth in Section 12.1(f) or Section 12.1(g), all other material indebtedness, obligations and liabilities in accordance with customary trade practices; provided, that the Credit Parties or such Subsidiary may contest any item described in clause (a) or (b) of this Section 9.5 in good faith so long as adequate reserves are maintained with respect thereto to the extent required by GAAP. It is expected that all payments in respect of the Obligations, the Existing Debt Securities and the Additional Debt Securities will be made by the Borrower.
SECTION 9.6. Compliance With Laws and Approvals. Observe and remain in compliance with all Applicable Laws and maintain in full force and effect all Governmental Approvals, in each case applicable to the conduct of its business except where the failure to observe or comply could not reasonably be expected to have a Material Adverse Effect.
SECTION 9.7. Environmental Laws. In addition to and without limiting the generality of Section 9.6, (a) comply with, and use best efforts to ensure such compliance by all tenants and subtenants, with all applicable Environmental Laws and obtain and comply with and maintain, and use its best efforts to ensure that all tenants and subtenants obtain and comply with and maintain, any and all licenses, approvals, notifications, registrations or permits required by applicable Environmental Laws except where the failure to comply could not reasonably have a Material Adverse Effect, (b) conduct and complete all investigations, studies, sampling and testing, and all remedial, removal and other actions required under Environmental Laws, and promptly comply with all lawful orders and directives of any Governmental Authority regarding Environmental Laws except (i) where the failure to do so could not reasonably be expected to have a Material Adverse Effect or (ii) to the extent the Credit Parties or any of their Subsidiaries are contesting, in good faith, any such requirement, order or directive before the appropriate Governmental Authority so long as adequate reserves are maintained with respect thereto to the extent required by GAAP, and (c) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, agents, officers and directors, from and against any claims, demands, penalties, fines, liabilities, settlements, damages, costs and expenses of whatever kind or nature known or unknown, contingent or otherwise, arising out of, or in any way relating to the violation of, noncompliance with or liability under any Environmental Laws applicable to the operations of the Credit Parties or such Subsidiaries, or any orders, requirements or demands of Governmental Authorities related thereto, including, without limitation, reasonable attorney’s and consultant’s fees, investigation and laboratory fees, response costs, court costs and litigation expenses, except to the extent that any of the foregoing directly result from the gross negligence or willful misconduct of the party seeking indemnification therefor.

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SECTION 9.8. Compliance with ERISA. In addition to and without limiting the generality of Section 9.6, (a) comply with all applicable provisions of ERISA and the Code and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans, except where the failure to comply could not reasonably be expected to have a Material Adverse Effect, (b) not take any action or fail to take action the result of which would result in a liability to the PBGC or to a Multiemployer Plan in an amount that could reasonably be expected to have a Material Adverse Effect, and (c) furnish to the Administrative Agent upon the Administrative Agent’s request such additional information about any Employee Benefit Plan concerning compliance with this covenant as may be reasonably requested by the Administrative Agent.
SECTION 9.9. Conduct of Business. Engage only in businesses in substantially the same fields as the businesses conducted on the Closing Date (including, without limitation, the apparel, footwear, handbags, accessories, jewelry, denim and cosmetics or other women’s accoutrements industries generally) and in lines of business reasonably related thereto (collectively, “Permitted Lines of Business”), or as otherwise permitted pursuant to the terms of this Agreement.
SECTION 9.10. Visits and Inspections. Permit representatives of the Administrative Agent or any Lender, from time to time upon reasonable prior notice to visit and inspect its properties; inspect and make extracts from its books, records and files, including, but not limited to, management letters prepared by independent accountants; and discuss with its principal officers, and its independent accountants, its business, assets, liabilities, financial condition, results of operations and business prospects.
SECTION 9.11. Use of Proceeds. The Credit Parties shall use the proceeds of the Loans and the Letters of Credit to (a) refinance certain existing Debt, (b) for working capital and general corporate purposes of the Credit Parties and their Subsidiaries, including acquisitions and stock repurchases, and (c) the payment of certain fees and expenses incurred in connection with the transactions contemplated hereby or thereby.
ARTICLE X FINANCIAL COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties and their Subsidiaries on a Consolidated basis will not:
SECTION 10.1. Interest Coverage Ratio. As of the last day of each fiscal quarter listed below, permit the Interest Coverage Ratio for the period of four (4) consecutive fiscal quarters ending on such date, to be less than the ratio set forth opposite such date:
         
Fiscal Ouarter Ended   Ratio  
July 5, 2008
    1.80 to 1.00  
October 4, 2008
    1.85 to 1.00  
December 31, 2008
    2.00 to 1.00  
April 4, 2009
    2.15 to 1.00  

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SECTION 10.2. Covenant Debt to EBITDA Ratio. As of the last day of each fiscal quarter listed below, permit the Covenant Debt to EBITDA Ratio to be more than the ratio set forth opposite such date:
         
Fiscal Quarter Ended   Ratio  
July 5, 2008
    4.15 to 1.00  
October 4, 2008
    4.00 to 1.00  
December 31, 2008
    3.50 to 1.00  
April 4, 2009
    3.25 to 1.00  
SECTION 10.3. Asset Coverage Ratio. As of the end of each fiscal quarter, permit the Asset Coverage Ratio to be less than 1.75.
ARTICLE XI NEGATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment has expired or been terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will not and will not permit any of their Subsidiaries to:
SECTION 11.1. Limitations on Debt and Guaranty Obligations. Create, incur, assume or suffer to exist any Debt, including Guaranty Obligations, except:
     (a) the Obligations of the Credit Parties;
     (b) the 2005 Credit Agreement Obligations;
     (c) Debt existing on the Amendment Date (other than the 2005 Credit Agreement Obligations), including the Debt as set forth on Schedule 7.1(p);
     (d) Debt of the Credit Parties and their Subsidiaries, not otherwise permitted under this Section 11.1, incurred in connection with (i) Capitalized Leases, (ii) purchase money Debt and (iii) Debt of a Subsidiary incurred and outstanding on or prior to the date on which such Subsidiary was acquired by any Credit Party or otherwise became a Subsidiary of such Credit Party, or Debt assumed by a Credit Party or a Subsidiary thereof in connection with an asset acquisition which Debt was outstanding prior to the date of such asset acquisition (in each case, other than Debt incurred as consideration in, or to provide all or any portion of the funds or credit support utilized to consummate, the transaction or series of transactions pursuant to which such Subsidiary became a Subsidiary of such Credit Party or was otherwise acquired by such Credit Party or pursuant to which such assets were acquired);
     (e) additional Debt of the Credit Parties, not otherwise permitted under this Section 11.1, in an aggregate outstanding amount not to exceed $250,000,000 (or the equivalent Dollar Amount for borrowings denominated in currencies other than Dollars) on any date of determination so long as no Default or Event of Default exists on the date any such additional Debt is created or arises as a result of any borrowing thereunder;
     (f) additional Debt of Subsidiaries of the Credit Parties (that are not themselves Credit Parties) not otherwise permitted under this Section 11.1, in an aggregate

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outstanding amount not to exceed $50,000,000 (or the equivalent Dollar Amount for borrowings denominated in currencies other than Dollars) on any date of determination;
     (g) Debt of the Credit Parties to any Subsidiary or any other Credit Party and of any Subsidiary to the Credit Parties or any other Subsidiary; and
     (h) Debt incurred in respect of the extension, renewal, refinancing (including defeasance), replacement or refunding (collectively, the “refinancing”) of Debt incurred pursuant to clause (a), (b), (c) or (e); provided, that (i) such Debt is an aggregate principal amount (or if incurred with original issue discount, an aggregate issue price) not in excess of the sum of (x) the aggregate principal amount (or if incurred with original issue discount, the aggregate accreted value) then outstanding of the Debt being refinanced and (y) an amount necessary to pay any fees and expenses, including premiums and defeasance costs, related to such refinancing, (ii) the average life of such Debt is equal to or greater than the average life of the Debt being refinanced, (iii) the stated maturity of such Debt is no earlier than the stated maturity of the Debt being refinanced; and (iv) the new Debt shall not be senior in right of payment to the Debt that is being refinanced; provided, that none of the Debt permitted to be incurred by this Section shall expressly restrict, limit or otherwise encumber (unless such restriction, limitation or other encumbrance is a Permitted Encumbrance (as defined below)), the ability of any Subsidiary of the Credit Parties to make any payment to the Credit Parties or any of their Subsidiaries (in the form of dividends, intercompany advances or otherwise) for the purpose of enabling the Credit Parties to pay the Obligations. For purposes of this Section 11.1, with regard to any Debt, a “Permitted Encumbrance” shall mean any restriction, limitation or other encumbrance that applies solely if a default or event of default (other than a default resulting solely from the breach of a representation or warranty) occurs and is continuing under such Debt; provided further that, with respect to any default or event of default (other than a payment default, including as a result of acceleration, or a bankruptcy event with respect to the obligor of such Debt), such encumbrance or restriction may not prohibit dividends to the Credit Parties or any Subsidiary thereof to pay the Obligations for more than one hundred eighty (180) days in any consecutive three hundred sixty (360) day period.
SECTION 11.2. [Reserved].
SECTION 11.3. Limitations on Liens. Create, incur, assume or suffer to exist, any Lien on or with respect to any of its assets or properties (including without limitation shares of capital stock or other ownership interests), real or personal, whether now owned or hereafter acquired, except:
     (a) Liens for taxes, assessments and other governmental charges or levies (excluding any Lien imposed pursuant to any of the provisions of ERISA or Environmental Laws) not yet due or as to which the period of grace, if any, related thereto has not expired or which are being contested in good faith and by appropriate proceedings if adequate reserves are maintained to the extent required by GAAP;
     (b) the claims of materialmen, mechanics, carriers, warehousemen, processors or landlords for labor, materials, supplies or rentals incurred in the ordinary course of business, (i) which are not overdue for a period of more than thirty (30) days or (ii) which are being contested in good faith and by appropriate proceedings;

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     (c) Liens consisting of deposits or pledges made in the ordinary course of business in connection with, or to secure payment of, obligations under workers’ compensation, unemployment insurance or similar legislation or obligations under customer service contracts;
     (d) Liens constituting encumbrances in the nature of zoning restrictions, easements and rights or restrictions of record on the use of real property, which do not, in any case, materially detract from the value of such property or materially impair the use thereof in the ordinary conduct of business;
     (e) Liens of the Administrative Agent for the benefit of the Administrative Agent and the Lenders;
     (f) Liens incurred in the ordinary course of business not to exceed $25,000,000 in the aggregate outstanding in addition to Liens existing on the Amendment Date;
     (g) Liens existing on any property or asset prior to the acquisition thereof by the Credit Parties or any Subsidiary or existing on any property or asset of any Person that becomes a Subsidiary or is merged with or into the Credit Parties or any Subsidiary after the Amendment Date prior to the time such Person becomes a Subsidiary or is so merged;
     (h) Liens in existence on the Amendment Date and described on Schedule 11.3;
     (i) Liens securing Debt incurred in connection with Capitalized Leases and purchase money Debt permitted under Section 11.1(e); provided that (i) such Liens shall be created substantially simultaneously with the acquisition of the related asset, (ii) such Liens do not at any time encumber any property other than the property financed by such Debt, (iii) the amount of Debt secured thereby is not increased and (iv) the principal amount of Debt secured by any such Lien shall at no time exceed one hundred percent (100%) of the original purchase price of such property at the time it was acquired;
     (j) Liens incurred to secure appeal bonds and judgment and attachment Liens in respect of judgments or orders that do not constitute an Event of Default under Section 12.1(m);
     (k) Liens arising solely by virtue of any statutory or common law provision relating to banker’s liens, rights of setoff or similar rights and remedies, in each case as to deposit accounts or other funds maintained with a creditor depository institution;
     (l) deposits to secure the performance of bids, trade contracts, leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature, in each case in the ordinary course of business;
     (m) Liens arising in the ordinary course of business that do not secure monetary obligations;
     (n) Liens arising by the terms of letters of credit entered into in the ordinary course of business to secure reimbursement obligations thereunder;
     (o) Liens securing Debt or other obligations between the Credit Parties and a Subsidiary or between Subsidiaries or Credit Parties;

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     (p) Liens granted to any bank or other institution securing the payments to be made to such bank or other institution by the Credit Parties or a Subsidiary of the Credit Parties pursuant to any Hedging Agreement; provided that, such agreements are entered into in, or are incidental to, the ordinary course of business; and
     (q) The refinancing of any Lien referred to in clause (g), (h), (i) or (p) provided, that the principal amount of Debt (or, if incurred with original issue discount, an aggregate issue price) secured thereby and not otherwise authorized by clause (g), (h), (i) or (p) shall not exceed the principal amount of Debt (or if incurred without original issue discount, the aggregate accreted value) plus any fees and expenses, including premiums and defeasance costs, payable in connection with any such extension, renewal, replacement or refunding, so secured at the time of such extension, renewal, replacement or refunding.
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions. Purchase, own, invest in or otherwise acquire, directly or indirectly, any capital stock (other than capital stock of the Credit Parties), interests in any partnership, limited liability company or joint venture (including without limitation the creation or capitalization of any Subsidiary), evidence of Debt or other obligation or security, substantially all or a portion of the business or assets of any other Person or any other investment or interest whatsoever in any other Person, or make or permit to exist, directly or indirectly, any loans, advances or extensions of credit to, or any investment in cash or by delivery of property in, any Person, or enter into, directly or indirectly, any commitment or option in respect of the foregoing (collectively, “Investments”) except:
     (a) Investments in Subsidiaries existing on the Amendment Date and the other existing loans, advances and Investments described on Schedule 11.4;
     (b) Investments made in accordance with the Permitted Investment Policy;
     (c) Investments by the Credit Parties or any Subsidiary, including Investments in the form of acquisitions, including acquisitions of all or substantially all of the business or a line of business (whether by the acquisition of capital stock, assets or any combination thereof) of any other Person, so long as (i) a Responsible Officer certifies to the Administrative Agent and the Required Lenders that no Default or Event of Default has occurred and is continuing or would result from the closing of such acquisition or the consummation of such Investment, such certification to include, for any acquisition involving a purchase price in excess of $50,000,000, either individually or in a series of related transactions, a financial condition certificate to which is attached a pro forma balance sheet of Jones Apparel Group and its Subsidiaries setting forth on a pro forma basis the financial condition of Jones Apparel Group and its Subsidiaries on a Consolidated basis as of the most recently ended Fiscal Year, reflecting on a pro forma basis the effect of the transactions contemplated by such acquisition, including all fees and expenses in connection therewith, and evidencing compliance on a pro forma basis with the covenants contained in Article X hereof, and (ii) the price for such Investment, together with all other Investments made in accordance with this clause (c) after the Amendment Date, does not exceed $75,000,000 in the aggregate;
     (d) Investments set forth on Schedule 11.4 (other than Investments in Subsidiaries) in an amount not to exceed $30,000,000;

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     (e) loans and advances to third party contractors in the ordinary course of business and consistent with past practice not to exceed in an aggregate outstanding amount $6,000,000 (excluding such loans and advances consisting of prepayments or advances for inventory or services); and loans and advances to employees of the Credit Parties and their Subsidiaries in an aggregate outstanding amount not to exceed $4,000,000; and
     (f) intercompany loans and advances among the Credit Parties and their Subsidiaries so long as permitted under the terms of Sections 11.1 and 11.3.
SECTION 11.5. Limitations on Mergers and Liquidation. Merge, consolidate or enter into any similar combination with any other Person or liquidate, wind-up or dissolve itself (or suffer any liquidation or dissolution) except so long as no Default or Event of Default has occurred and is continuing, or would result therefrom:
     (a) any Credit Party may merge or consolidate with or into any Person; provided that (i) such Credit Party shall be the survivor of such merger or consolidation or (ii) the survivor assumes and succeeds to the Obligations of such Credit Party pursuant to an assumption agreement in form reasonably satisfactory to the Administrative Agent and the Required Lenders;
     (b) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any other Wholly-Owned Subsidiary of the Credit Parties;
     (c) any Wholly-Owned Subsidiary may merge or consolidate with or into the Person such Wholly-Owned Subsidiary was formed to acquire in connection with an acquisition permitted by Section 11.4(b), (c) or (d);
     (d) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any Credit Party; provided that, such Credit Party is the survivor of such merger or consolidation; and
     (e) any Credit Party may merge or consolidate with or into any other Credit Party.
SECTION 11.6. Limitations on Sale or Transfer of Assets. Convey, sell, lease, assign, transfer or otherwise dispose of any of its property, business or assets, whether now owned or hereafter acquired (collectively, “sale”), except for the following:
     (a) the sale of inventory or the factoring of accounts receivable in the ordinary course of business;
     (b) the sale of obsolete assets no longer used or usable in the business of the Credit Parties or any of their Subsidiaries;
     (c) the sale or discount without recourse of accounts receivable arising in the ordinary course of business in connection with the compromise or collection thereof;
     (d) the sale of assets between the Credit Parties and any Subsidiary or between Subsidiaries or Credit Parties;

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     (e) the sale of any other assets of the Credit Parties and their Subsidiaries outside the ordinary course of business so long as the total fair market value for all such sales on and after the Amendment Date on an aggregate basis does not at any time exceed ten percent (10%) of Consolidated Net Worth determined as of April 5, 2008; and
     (f) the sale of assets purchased in accordance with the Permitted Investment Policy as in effect on the Amendment Date.
SECTION 11.7. Limitations on Dividends and Distributions. Declare or pay any dividends upon any of its capital stock; purchase, redeem, retire or otherwise acquire, directly or indirectly, any shares of its capital stock, or make any distribution of cash, property or assets among the holders of shares of its capital stock, or make any change in its capital structure that could reasonably be expected to have a Material Adverse Effect; provided that: (a) the Credit Parties may pay dividends solely in shares of their own capital stock or other ownership interest (including dividends consisting of rights to purchase such capital stock or other ownership interest), (b) any Subsidiary may pay dividends or make distributions to the Credit Parties or any Wholly-Owned Subsidiary of the Credit Parties, (c) any Credit Party may pay dividends or make distributions to any other Credit Party and (d) as long as no Default or Event of Default has occurred and is continuing or would be created thereby (i) the Credit Parties may declare and pay dividends on shares of their capital stock or other ownership interests consistent with past practice established prior to the Amendment Date, (ii) the Credit Parties or any Subsidiary may redeem shares of their capital stock or other ownership interest pursuant to a plan approved by the Board of Directors of the Credit Parties or such Subsidiary, as applicable (A) to the extent required by contracts entered into prior to the Amendment Date, (B) that reduce dilution of share ownership, (C) additional share repurchases in an amount not to exceed $75,000,000 after the Amendment Date, and (iii) the Credit Parties may pay dividends or make additional share repurchases in an amount not to exceed 25% of cumulative Net Income after December 31, 2007.
SECTION 11.8. Transactions with Affiliates. Directly or indirectly enter into, or be a party to, any transaction with any of its Affiliates, except (i) on terms that are no less favorable to it than it would obtain in a comparable arm’s length transaction with a Person not its Affiliate, (ii) without limiting any other provision of this Agreement, in connection with any acquisition otherwise permitted pursuant to the terms of this Agreement or (iii) for transactions between Credit Parties or between Credit Parties and Subsidiaries of Credit Parties.
SECTION 11.9. Changes in Fiscal Year End. Change its Fiscal Year.
SECTION 11.10. Amendments: Payments and Prepayments of Material Debt and Subordinated Debt. Upon the occurrence and continuation of a Default or an Event of Default, amend or modify (or permit the modification or amendment of) in any manner materially adverse to the Lenders any of the terms or provisions of any Debt in excess of $25,000,000, including without limitation the Additional Debt Securities, if any, or any Subordinated Debt, or cancel or forgive, make any voluntary or optional payment or prepayment on, or redeem or acquire for value (including, without limitation, by way of depositing with any trustee with respect thereto money or securities before due for the purpose of paying when due) any Subordinated Debt.
ARTICLE XII DEFAULT AND REMEDIES
SECTION 12.1. Events of Default. Each of the following shall constitute an Event of Default, whatever the reason for such event and whether it shall be voluntary or involuntary or be effected

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by operation of law or pursuant to any judgment or order of any court or any order, rule or regulation of any Governmental Authority or otherwise:
     (a) Default in Payment of Principal of Loans and Reimbursement Obligations. The Borrower shall default in any payment of principal of any Loan or Reimbursement Obligation when and as due (whether at maturity, by reason of acceleration or otherwise).
     (b) Other Payment Default. The Borrower shall default in the payment when and as due (whether at maturity, by reason of acceleration or otherwise) of interest on any Loan or Reimbursement Obligation or the payment of any other Obligation (other than any Obligation under any Hedging Agreement), and such default shall continue unremedied for three (3) Business Days.
     (c) Misrepresentation. Any representation or warranty made or deemed to be made by the Credit Parties or any of their Subsidiaries, if applicable, under this Agreement, any Loan Document or any amendment hereto or thereto, shall at any time prove to have been incorrect or misleading in any material respect when made or deemed made.
     (d) Default in Performance of Certain Covenants. Any of the Credit Parties shall default in the performance or observance of any covenant or agreement contained in Article X or XI of this Agreement.
     (e) Default in Performance of Other Covenants and Conditions. Any of the Credit Parties or any Subsidiary thereof, if applicable, shall default in the performance or observance of any term, covenant, condition or agreement contained in this Agreement (other than as specifically provided for otherwise in this Section 12.1) or any other Loan Document and such default shall continue for a period of thirty (30) days after written notice thereof has been given to the Borrower by the Administrative Agent.
     (f) Hedging Agreement. Any termination payments in an amount greater than $50,000,000 shall be due by any Credit Party under any Hedging Agreement and such amount is not paid within thirty (30) Business Days of the due date thereof.
     (g) Debt Cross-Default. Any of the Credit Parties or any of their Subsidiaries shall (i) default in the payment of principal or interest on any Debt (other than the Loans or any Reimbursement Obligation) the aggregate outstanding amount of which Debt is in excess of $50,000,000, including, without limitation, the obligations under the 2005 Credit Agreement, beyond the period of grace if any, provided in the instrument or agreement under which such Debt was created, or (ii) default in the observance or performance of any other agreement or condition relating to any Debt (other than the Loans or any Reimbursement Obligation), including, without limitation, the obligations under the 2005 Credit Agreement and any other documents executed in connection therewith, the aggregate outstanding amount of which Debt is in excess of $50,000,000 or contained in any instrument or agreement evidencing, securing or relating thereto or any other event shall occur or condition exist, the effect of which default or other event or condition is to cause, or to permit the holder or holders of such Debt (or a trustee or agent on behalf of such holder or holders) to cause, with the giving of notice if required, any such Debt to become due prior to its stated maturity (any applicable grace period having expired).

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     (h) Change in Control. Any person or group of persons (within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended) shall obtain ownership or control in one or more series of transactions of more than thirty-three and one-third percent (33.33%) of the common stock or thirty-three and one-third percent (33.33%o) of the voting power of any Credit Party entitled to vote in the election of members of the Board of Directors of such Credit Party or there shall have occurred under any indenture or other instrument evidencing any debt in excess of $50,000,000 any “change in control” (as defined in such indenture or other evidence of debt) obligating the Borrower to repurchase, redeem or repay all or any part of the debt or capital stock provided for therein (any such event, a “Change in Control”). Further, except as set forth in Section 11.5, Jones Apparel Group shall at all times own 100% of the capital stock of Jones Apparel Group Holdings and Jones Apparel Group Holdings shall at all times own 100% of the capital stock of the Borrower.
     (i) Voluntary Bankruptcy Proceeding. Any Credit Party or any Subsidiary thereof shall (i) commence a voluntary case under the federal bankruptcy laws (as now or hereafter in effect), (ii) file a petition seeking to take advantage of any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or composition for adjustment of debts, (iii) consent to or fail to contest in a timely and appropriate manner any petition filed against it in an involuntary case under such bankruptcy laws or other laws, (iv) apply for or consent to, or fail to contest in a timely and appropriate manner, the appointment of, or the taking of possession by, a receiver, custodian, trustee, or liquidator of itself or of a substantial part of its property, domestic or foreign, (v) admit in writing its inability to pay its debts as they become due, (vi) make a general assignment for the benefit of creditors, or (vii) take any corporate action for the purpose of authorizing any of the foregoing.
     (j) Involuntary Bankruptcy Proceeding. A case or other proceeding shall be commenced against any Credit Party or any Subsidiary thereof in any court of competent jurisdiction seeking (i) relief under the federal bankruptcy laws (as now or hereafter in effect) or under any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or adjustment of debts, or (ii) the appointment of a trustee, receiver, custodian, liquidator or the like for any Credit Party or any Subsidiary thereof or for all or any substantial part of their respective assets, domestic or foreign, and such case or proceeding shall continue without dismissal or stay for a period of sixty (60) consecutive days, or an order granting the relief requested in such case or proceeding (including, but not limited to, an order for relief under such federal bankruptcy laws) shall be entered.
     (k) [Reserved]
     (l) Termination Event. The occurrence of any of the following events: (i) the Borrower or any ERISA Affiliate fails to make full payment to an Employee Benefit Plan when due (after giving effect to any applicable grace period) of contributions in excess of $2,000,000, (ii) an accumulated funding deficiency in excess of $2,000,000 occurs or exists, whether or not waived, with respect to any Pension Plan or (iii) a Termination Event that could reasonably be expected to result in liability in excess of $5,000,000 to the Borrower or any ERISA Affiliate.
     (m) Judgment. A judgment or order for the payment of money which causes the aggregate amount of all such judgments to exceed $50,000,000 in any Fiscal Year shall

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be entered against any Credit Party or any Subsidiary thereof by any court and such judgment or order shall continue without discharge or stay for a period of thirty (30) days.
SECTION 12.2. Remedies. Upon the occurrence of an Event of Default, with the consent of the Required Lenders, the Administrative Agent may, or upon the request of the Required Lenders, the Administrative Agent shall, by notice to the Credit Parties:
     (a) Acceleration: Termination of Facilities. Declare the principal of and interest on the Loans, the Reimbursement Obligations at the time outstanding, and all other amounts owed to the Lenders and to the Administrative Agent under this Agreement or any of the other Loan Documents (other than any Hedging Agreement) (including, without limitation, all L/C Obligations, whether or not the beneficiaries of the then outstanding Letters of Credit shall have presented the documents required thereunder) and all other Obligations (other than Obligations owing under any Hedging Agreement), to be forthwith due and payable, whereupon the same shall immediately become due and payable without presentment, demand, protest or other notice of any kind, all of which are expressly waived, anything in this Agreement or the other Loan Documents to the contrary notwithstanding, and terminate the Credit Facility and any right of the Borrower to request borrowings or Letters of Credit thereunder; provided, that upon the occurrence of an Event of Default specified in Section 12.1(i) or (j) with respect to the Credit Parties, the Credit Facility shall be automatically terminated and all Obligations (other than obligations owing under any Hedging Agreement) shall automatically become due and payable.
     (b) Letters of Credit. With respect to all Letters of Credit with respect to which presentment for honor shall not have occurred at the time of an acceleration pursuant to the preceding paragraph, require the Borrower at such time to deposit or cause to be deposited in a cash collateral account opened by the Administrative Agent an amount equal to the Dollar Amount of the aggregate then undrawn and unexpired amount of such Letters of Credit. Amounts held in such cash collateral account shall be applied by the Administrative Agent to the payment of drafts drawn under such Letters of Credit, and the unused portion thereof after all such Letters of Credit shall have expired or been fully drawn upon, if any, shall be applied to repay the other Obligations. After all such Letters of Credit shall have expired or been fully drawn upon, the Reimbursement Obligation shall have been satisfied and all other Obligations shall have been paid in full, the balance, if any, in such cash collateral account shall be promptly returned to the Borrower.
     (c) Rights of Collection. Exercise on behalf of the Lenders all of its other rights and remedies under this Agreement, the other Loan Documents and Applicable Law, in order to satisfy all of the Obligations.
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc. The enumeration of the rights and remedies of the Administrative Agent and the Lenders set forth in this Agreement is not intended to be exhaustive and the exercise by the Administrative Agent and the Lenders of any right or remedy shall not preclude the exercise of any other rights or remedies, all of which shall be cumulative, and shall be in addition to any other right or remedy given hereunder or under the Loan Documents or that may now or hereafter exist in law or in equity or by suit or otherwise. No delay or failure to take action on the part of the Administrative Agent or any Lender in exercising any right, power or privilege shall operate as a waiver thereof, nor shall any

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single or partial exercise of any such right, power or privilege preclude other or further exercise thereof or the exercise of any other right, power or privilege or shall be construed to be a waiver of any Event of Default. No course of dealing between the Credit Parties, the Administrative Agent and the Lenders or their respective agents or employees shall be effective to change, modify or discharge any provision of this Agreement or any of the other Loan Documents or to constitute a waiver of any Event of Default.
ARTICLE XIII THE ADMINISTRATIVE AGENT
SECTION 13.1. Appointment. Each of the Lenders hereby irrevocably designates and appoints Wachovia as Administrative Agent of such Lender under this Agreement and the other Loan Documents for the term hereof and each such Lender irrevocably authorizes Wachovia as Administrative Agent for such Lender, to take such action on its behalf under the provisions of this Agreement and the other Loan Documents and to exercise such powers and perform such duties as are expressly delegated to the Administrative Agent by the terms of this Agreement and such other Loan Documents, together with such other powers as are reasonably incidental thereto. Notwithstanding any provision to the contrary elsewhere in this Agreement or such other Loan Documents, the Administrative Agent shall not have any duties or responsibilities, except those expressly set forth herein and therein, or any fiduciary relationship with any Lender, and no implied covenants, functions, responsibilities, duties, obligations or liabilities shall be read into this Agreement or the other Loan Documents or otherwise exist against the Administrative Agent. Any reference to the Administrative Agent in this Article XIII shall be deemed to refer to the Administrative Agent solely in its capacity as Administrative Agent and not in its capacity as a Lender.
SECTION 13.2. Delegation of Duties. The Administrative Agent may execute any of its respective duties under this Agreement and the other Loan Documents by or through agents or attorneys-in-fact and shall be entitled to advice of counsel concerning all matters pertaining to such duties. The Administrative Agent shall not be responsible for the negligence or misconduct of any agents or attorneys-in-fact selected by the Administrative Agent with reasonable care.
SECTION 13.3. Exculpatory Provisions. Neither the Administrative Agent nor any of its officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates shall be (a) liable for any action lawfully taken or omitted to be taken by it or such Person under or in connection with this Agreement or the other Loan Documents (except for actions occasioned solely by its or such Person’s own gross negligence or willful misconduct), or (b) responsible in any manner to any of the Lenders for any recitals, statements, representations or warranties made by the Borrower or any of its Subsidiaries or any officer thereof contained in this Agreement or the other Loan Documents or in any certificate, report, statement or other document referred to or provided for in, or received by the Administrative Agent under or in connection with, this Agreement or the other Loan Documents or for the value, validity, effectiveness, genuineness, enforceability or sufficiency of this Agreement or the other Loan Documents or for any failure of the Borrower or any of its Subsidiaries to perform its obligations hereunder or thereunder. The Administrative Agent shall not be under any obligation to any Lender to ascertain or to inquire as to the observance or performance of any of the agreements contained in, or conditions of, this Agreement, or to inspect the properties, books or records of the Borrower or any of its Subsidiaries.
SECTION 13.4. Reliance by the Administrative Agent. The Administrative Agent shall be entitled to rely, and shall be fully protected in relying, upon any note, writing, resolution, notice, consent, certificate, affidavit, letter, cablegram, telegram, telecopy, telex or teletype message,

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statement, order or other document or conversation believed by it to be genuine and correct and to have been signed, sent or made by the proper Person or Persons and upon advice and statements of legal counsel (including, without limitation, counsel to the Borrower), independent accountants and other experts selected by the Administrative Agent. The Administrative Agent may deem and treat the holder of any Revolving Credit Loan as the owner thereof for all purposes unless such Revolving Credit Loan shall have been transferred in accordance with Section 14.10 hereof. The Administrative Agent shall be fully justified in failing or refusing to take any action under this Agreement and the other Loan Documents unless it shall first receive such advice or concurrence of the Required Lenders (or, when expressly required hereby or by the relevant other Loan Document, the Required Agreement Lenders or all the Lenders) as it deems appropriate or it shall first be indemnified to its satisfaction by the Lenders against any and all liability and expense which may be incurred by it by reason of taking or continuing to take any such action except for its own gross negligence or willful misconduct. The Administrative Agent shall in all cases be fully protected in acting, or in refraining from acting, under this Agreement and the other Loan Documents in accordance with a request of the Required Lenders (or, when expressly required hereby, the Required Agreement Lenders or all the Lenders), and such request and any action taken or failure to act pursuant thereto shall be binding upon all the Lenders and all future holders of the Loans.
SECTION 13.5. Notice of Default. The Administrative Agent shall not be deemed to have knowledge or notice of the occurrence of any Default or Event of Default hereunder unless it has received notice from a Lender or the Borrower referring to this Agreement, describing such Default or Event of Default and stating that such notice is a “notice of default”. In the event that the Administrative Agent receives such a notice, it shall promptly give notice thereof to the Lenders. The Administrative Agent shall take such action with respect to such Default or Event of Default as shall be reasonably directed by the Required Lenders; provided that unless and until the Administrative Agent shall have received such directions, the Administrative Agent may (but shall not be obligated to) take such action, or refrain from taking such action, with respect to such Default or Event of Default as it shall deem advisable in the best interests of the Lenders, except to the extent that other provisions of this Agreement expressly require that any such action be taken or not be taken only with the consent and authorization or the request of the Lenders, the Required Agreement Lenders or Required Lenders, as applicable.
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders. Each Lender expressly acknowledges that neither the Administrative Agent nor any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates has made any representations or warranties to it and that no act by the Administrative Agent hereinafter taken, including any review of the affairs of the Borrower or any of its Subsidiaries, shall be deemed to constitute any representation or warranty by the Administrative Agent to any Lender. Each Lender represents to the Administrative Agent that it has, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it has deemed appropriate, made its own appraisal of and investigation into the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries and made its own decision to make its Loans and issue or participate in Letters of Credit hereunder and enter into this Agreement. Each Lender also represents that it will, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit analysis, appraisals and decisions in taking or not taking action under this Agreement and the other Loan Documents, and to make such investigation as it deems necessary to inform itself as to the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries. Except for notices, reports and other

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documents expressly required to be furnished to the Lenders by the Administrative Agent hereunder or by the other Loan Documents, the Administrative Agent shall not have any duty or responsibility to provide any Lender with any credit or other information concerning the business, operations, property, financial and other condition or creditworthiness of the Borrower or any of its Subsidiaries which may come into the possession of the Administrative Agent or any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates.
SECTION 13.7. Indemnification. The Lenders agree to indemnify the Administrative Agent in its capacity as such and (to the extent not reimbursed by the Borrower and without limiting the obligation of the Borrower to do so), ratably according to the respective amounts of their Revolving Credit Commitment Percentage from and against any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind whatsoever which may at any time (including, without limitation, at any time following the payment of the Loans or any Reimbursement Obligation) be imposed on, incurred by or asserted against the Administrative Agent in any way relating to or arising out of this Agreement or the other Loan Documents, or any documents contemplated by or referred to herein or therein or the transactions contemplated hereby or thereby or any action taken or omitted by the Administrative Agent under or in connection with any of the foregoing; provided that no Lender shall be liable for the payment of any portion of such liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements to the extent they result from the Administrative Agent’s bad faith, gross negligence or willful misconduct. The agreements in this Section 13.7 shall survive the payment of the Loans, any Reimbursement Obligation and all other amounts payable hereunder and the termination of this Agreement.
SECTION 13.8. The Administrative Agent in Its Individual Capacity. The Administrative Agent and its respective Subsidiaries and Affiliates may make loans to, accept deposits from and generally engage in any kind of business with the Borrower as though the Administrative Agent were not an Administrative Agent hereunder. With respect to any Loans made or renewed by it and with respect to any Letter of Credit issued by it or participated in by it, the Administrative Agent shall have the same rights and powers under this Agreement and the other Loan Documents as any Lender and may exercise the same as though it were not an Administrative Agent, and the terms “Lender” and “Lenders” shall include the Administrative Agent in its individual capacity.
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent. Subject to the appointment and acceptance of a successor as provided below, the Administrative Agent may resign at any time by giving notice thereof to the Lenders and the Credit Parties. Upon any such resignation, the Required Lenders shall have the right, subject to the approval of the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), to appoint a successor Administrative Agent, which successor shall have minimum capital and surplus of at least $500,000,000. If no successor Administrative Agent shall have been so appointed by the Required Lenders, been approved (so long as no Default or Event of Default has occurred and is continuing) by the Credit Parties or have accepted such appointment within thirty (30) days after the Administrative Agent’s giving of notice of resignation, then the Administrative Agent may, on behalf of the Lenders, appoint a successor Administrative Agent reasonably acceptable to the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), which successor shall have minimum capital and surplus of at least $500,000,000. Upon the acceptance of any appointment as Administrative Agent hereunder by a successor Administrative Agent, such successor Administrative Agent shall thereupon succeed to and become vested with all rights, powers, privileges and duties of the retiring Administrative Agent, and the retiring Administrative Agent shall be discharged from its duties and obligations

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hereunder. After any retiring Administrative Agent’s resignation hereunder as Administrative Agent, the provisions of this Section 13.9 shall continue in effect for its benefit in respect of any actions taken or omitted to be taken by it while it was acting as Administrative Agent.
SECTION 13.10. Syndication and Documentation Agents. Each Syndication Agent in its capacity as Syndication Agent and each documentation agent in its capacity as documentation agent shall have no duties or responsibilities and no liabilities under this Agreement or any other Loan Document but shall be entitled, in such capacity, to the same protections afforded to the Administrative Agent under this Article XIII.
ARTICLE XIV MISCELLANEOUS
SECTION 14.1. Notices. (a) Method of Communication. Except as otherwise provided in this Agreement, all notices and communications hereunder shall be in writing, or by telephone subsequently confirmed in writing. Any notice shall be effective if delivered by hand delivery or sent via telecopy, recognized overnight courier service or certified mail, return receipt requested, and shall be presumed to be received by a party hereto (i) on the date of delivery if delivered by hand or sent by telecopy, (ii) on the next Business Day if sent by recognized overnight courier service and (iii) on the third (3rd) Business Day following the date sent by certified mail, return receipt requested. A telephonic notice to the Administrative Agent as understood by the Administrative Agent will be deemed to be the controlling and proper notice in the event of a discrepancy with or failure to receive a confirming written notice.
          (b) Addresses for Notices. Notices to any party shall be sent to it at the following addresses, or any other address as to which all the other parties are notified in writing.
If to the Credit Parties:
Jones Apparel Group, Inc.
1411 Broadway
New York, New York 10018
Attention: Chief Financial Officer
Telephone No.: (212)703-9152
Telecopy No.: (212)703-9154
If to Wachovia:
Wachovia Bank, National Association
Administrative Agent: One Wachovia Center, TW 4
301 South College Street
Charlotte, NC 28288-0608
Attention: Syndication Agency Services
Telephone No: 704-715-1353
Telecopy No: 704-383-0288

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With copies to:
Wachovia Bank, National Association
Administrative Agent: One Wachovia Center, TW 5
301 South College Street
Charlotte, NC 28288-0760
Attention: Syndication Agency Management
Telephone No: 704-383-7190
Telecopy No: 704-383-7611
If to any Lender:
To the Address set forth on Schedule 1.1(a) hereto
          (c) Administrative Agent’s Office. The Administrative Agent hereby designates its office located at the address set forth above, or any subsequent office which shall have been specified for such purpose by written notice to the Borrower and the Lenders, as the Administrative Agent’s Office referred to herein, to which payments due are to be made and at which Loans will be disbursed.
SECTION 14.2. Expenses; Indemnity. The Borrower will (a) pay all reasonable out-of-pocket expenses of the Administrative Agent in connection with (i) the preparation, execution and delivery of this Agreement and each other Loan Document, whenever the same shall be executed and delivered, including without limitation the reasonable out-of-pocket syndication and due diligence expenses and reasonable fees and disbursements of counsel for the Administrative Agent and (ii) the preparation, execution and delivery of any waiver, amendment or consent by the Administrative Agent or the Lenders relating to this Agreement or any other Loan Document, including without limitation reasonable fees and disbursements of counsel for the Administrative Agent, (b) pay all reasonable out-of-pocket expenses of the Administrative Agent actually incurred in connection with the administration of the Credit Facility, (c) pay all reasonable out-of-pocket expenses of the Administrative Agent and each Lender actually incurred in connection with the enforcement of any rights and remedies of the Administrative Agent and the Lenders under the Credit Facility, including to the extent reasonable under the circumstances consulting with accountants, attorneys and other Persons concerning the nature, scope or value of any right or remedy of the Administrative Agent or any Lender hereunder or under any other Loan Document or any factual matters in connection therewith, which expenses shall include without limitation the reasonable fees and disbursements of such Persons, and (d) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, Administrative Agents, officers and directors, from and against any losses, penalties, fines, liabilities, settlements, damages, costs and expenses, suffered by any such Person in connection with any claim, investigation, litigation or other proceeding (whether or not the Administrative Agent or any Lender is a party thereto) and the prosecution and defense thereof, arising out of or in any way connected with this Agreement, any other Loan Document or the Loans, including without limitation reasonable attorney’s and consultant’s fees, except to the extent that any of the foregoing result from the gross negligence or willful misconduct of any indemnified party.
SECTION 14.3. Set-off. In addition to any rights now or hereafter granted under Applicable Law and not by way of limitation of any such rights, upon and after the occurrence of any Event of Default and during the continuance thereof, the Lenders and any assignee or participant of a Lender in accordance with Section 14.10 are hereby authorized by the Credit Parties at any time

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or from time to time, without notice to the Credit Parties or to any other Person, any such notice being hereby expressly waived, to set off and to appropriate and to apply any and all deposits (general or special, time or demand, including, but not limited to, indebtedness evidenced by certificates of deposit, whether matured or unmatured) and any other indebtedness at any time held or owing by the Lenders, or any such assignee or participant to or for the credit or the account of the Borrower against and on account of the Obligations irrespective of whether or not (a) the Lenders shall have made any demand under this Agreement or any of the other Loan Documents or (b) the Administrative Agent shall have declared any or all of the Obligations to be due and payable as permitted by Section 12.2 and although such Obligations shall be contingent or unmatured.
SECTION 14.4. Governing Law. This Agreement, the Notes and the other Loan Documents, unless otherwise expressly set forth therein, shall be governed by, construed and enforced in accordance with the laws of the State of New York.
SECTION 14.5. Consent to Jurisdiction. Each of the parties hereto hereby irrevocably consents to the personal jurisdiction of the state and federal courts located in New York County, New York, in any action, claim or other proceeding arising out of any dispute in connection with this Agreement and the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations. Each of the parties hereto hereby irrevocably consents to the service of a summons and complaint and other process in any action, claim or proceeding brought by any other party hereto in connection with this Agreement or the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations, on behalf of itself or its property, in the manner specified in Section 14.1. Nothing in this Section 14.5 shall affect the right of any of the parties hereto to serve legal process in any other manner permitted by Applicable Law or affect the right of any of the parties hereto to bring any action or proceeding against any other party hereto or its properties in the courts of any other jurisdictions.
SECTION 14.6. Waiver of Jury Trial. THE ADMINISTRATIVE AGENT, EACH LENDER AND EACH CREDIT PARTY HEREBY ACKNOWLEDGE THEY IRREVOCABLY WAIVE THEIR RESPECTIVE RIGHTS TO A JURY TRIAL WITH RESPECT TO ANY ACTION, CLAIM OR OTHER PROCEEDING ARISING OUT OF ANY JUDICIAL PROCEEDING, ANY DISPUTE, CLAIM OR CONTROVERSY ARISING OUT OF, CONNECTED WITH OR RELATING TO THE LOAN DOCUMENTS (“Dispute”) IN CONNECTION WITH THIS AGREEMENT, THE NOTES OR THE OTHER LOAN DOCUMENTS, ANY RIGHTS OR OBLIGATIONS HEREUNDER OR THEREUNDER, OR THE PERFORMANCE OF SUCH RIGHTS AND OBLIGATIONS.
SECTION 14.7. Reversal of Payments. To the extent any Credit Party makes a payment or payments to the Administrative Agent for the ratable benefit of the Lenders or the Administrative Agent receives any payment or proceeds of the collateral which payments or proceeds or any part thereof are subsequently invalidated, declared to be fraudulent or preferential, set aside and/or required to be repaid to a trustee, receiver or any other party under any bankruptcy law, state or federal law, common law or equitable cause, then, to the extent of such payment or proceeds repaid, the Obligations or part thereof intended to be satisfied shall be revived and continued in full force and effect as if such payment or proceeds had not been received by the Administrative Agent.
SECTION 14.8. Injunctive Relief; Punitive Damages. (a) Each of the parties to this Agreement recognizes that, in the event such party fails to perform, observe or discharge any of its

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obligations or liabilities under this Agreement, any remedy of law may prove to be inadequate relief to the other parties hereto. Therefore, each of the parties hereto agrees that the other parties hereto, at such other party’s option, shall be entitled to pursue temporary and permanent injunctive relief in any such case without the necessity of proving actual damages.
          (b) The Administrative Agent, the Lenders and the Credit Parties (on behalf of themselves and their Subsidiaries) hereby agree that no such Person shall have a remedy of punitive or exemplary damages against any other party to a Loan Document and each such Person hereby waives any right or claim to punitive or exemplary damages that they may now have or may arise in the future in connection with any Dispute, whether such Dispute is resolved through arbitration or judicially.
SECTION 14.9. Accounting Matters. Except as otherwise expressly provided herein, all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in effect from time to time, provided that, if the Borrower notifies the Administrative Agent that the Borrower requests an amendment to any provision hereof to eliminate the effect of any change occurring after the Amendment Date in GAAP or in the application thereof on the operation of such provision (or if the Administrative Agent notifies the Borrower that the Required Lenders request an amendment to any provision hereof for such purpose), regardless of whether any such notice is given before or after such change in GAAP or in the application thereof, then such provision shall be interpreted on the basis of GAAP as in effect and applied immediately before such change shall have become effective until such notice shall have been withdrawn or such provision amended in accordance therewith.
SECTION 14.10. Successors and Assigns; Participations. (a) Benefit of Agreement. This Agreement shall be binding upon and inure to the benefit of the Credit Parties, the Administrative Agent and the Lenders, all future holders of the Notes, and their respective successors and permitted assigns, except that the Borrower shall not assign or transfer any of its rights or obligations under this Agreement without the prior written consent of each Lender other than pursuant to Section 11.5.
          (b) Assignment by Lenders. Each Lender may, with the consent of the Borrower (so long as no Default or Event of Default has occurred and is continuing) and the consent of the Administrative Agent, which consents shall not be unreasonably withheld or delayed, assign to one or more Eligible Assignees all or a portion of its interests, rights and obligations under this Agreement (including, without limitation, all or a portion of the Extensions of Credit at the time owing to it and the Revolving Credit Notes held by it); provided that:
     (i) each such assignment shall be of a constant, and not a varying, percentage of all the assigning Lender’s Revolving Credit Commitment and all other rights and obligations under this Agreement;
     (ii) if less than all of the assigning Lender’s Revolving Credit Commitment or Revolving Credit Loans is to be assigned, the Revolving Credit Commitment or Revolving Credit Loans so assigned shall not be less than $5,000,000;
     (iii) the parties to each such assignment shall execute and deliver to the Administrative Agent, for its acceptance and recording in the Register, an Assignment and Acceptance in the form of Exhibit G attached hereto (an “Assignment and Acceptance”), together with any Revolving Credit Note or Revolving Credit Notes subject to such assignment;

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     (iv) such assignment shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower, or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky laws of any state;
     (v) the assigning Lender shall pay to the Administrative Agent an assignment fee of $3,000 upon the execution by such Lender of the Assignment and Acceptance; provided that no such fee shall be payable upon any assignment by a Lender to an Affiliate thereof; and
     (vi) no consents will be required for assignments where the Eligible Assignee is an Affiliate of the assigning Lender.
          Upon such execution, delivery, acceptance and recording, from and after the effective date specified in each Assignment and Acceptance, which effective date shall be at least ten (10) Business Days after the execution thereof, (A) the assignee thereunder shall be a party hereto and, to the extent of the interest assigned in such Assignment and Acceptance, have the rights and obligations of a Lender hereby and (B) the Lender thereunder shall, to the extent of the interest assigned in such assignment, be released from its obligations under this Agreement.
          (c) Rights and Duties upon Assignment. By executing and delivering an Assignment and Acceptance, the assigning Lender thereunder and the assignee thereunder confirm to and agree with each other and the other parties hereto as set forth in such Assignment and Acceptance.
          (d) Register. The Administrative Agent shall maintain a copy of each Assignment and Acceptance delivered to it and record the names and addresses of the Lenders and the amount of the Extensions of Credit with respect to each Lender from time to time in the Register.
          No assignment shall be effective for purposes of this Agreement unless it has been recorded in the Register as provided in this paragraph. The entries in the Register shall be conclusive, in the absence of manifest error, and the Borrower, the Administrative Agent and the Lenders may treat each person whose name is recorded in the Register as a Lender hereunder for all purposes of this Agreement. The Register shall be available for inspection by the Borrower or any Lender at any reasonable time and from time to time upon reasonable prior notice.
          (e) Issuance of New Revolving Credit Notes. Upon its receipt of an Assignment and Acceptance executed by an assigning Lender and an Eligible Assignee together with any Revolving Credit Note or Revolving Credit Notes if any have been issued pursuant to this Agreement, subject to such assignment and the written consent to such assignment, the Administrative Agent shall, if such Assignment and Acceptance has been completed and is substantially in the form of Exhibit G:
     (i) accept such Assignment and Acceptance;
     (ii) record the information contained therein in the Register;
     (iii) give prompt notice thereof to the Lenders and the Borrower, on behalf of itself and the other Credit Parties; and

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     (iv) promptly deliver a copy of such Assignment and Acceptance to the Borrower.
          Within ten (10) Business Days after receipt of notice, if requested by the Eligible Assignee the Borrower shall execute and deliver to the Administrative Agent, in exchange for the surrendered Revolving Credit Note or Revolving Credit Notes, a new Revolving Credit Note or Revolving Credit Notes to the order of such Eligible Assignee in amounts equal to the Revolving Credit Commitment assumed by it pursuant to such Assignment and Acceptance and a new Revolving Credit Note or Revolving Credit Notes to the order of the assigning Lender in an amount equal to the Revolving Credit Commitment retained by it hereunder. Such new Revolving Credit Note or Revolving Credit Notes shall be in an aggregate principal amount equal to the aggregate principal amount of such surrendered Revolving Credit Note or Revolving Credit Notes, shall be dated the effective date of such Assignment and Acceptance and shall otherwise be in substantially the form of the assigned Revolving Credit Notes delivered to the assigning Lender. Each surrendered Revolving Credit Note or Revolving Credit Notes shall be canceled and returned to the Borrower.
          (f) Participations. Each Lender may sell participations to one or more banks or other entities in all or a portion of its rights and/or obligations under this Agreement (including, without limitation, all or a portion of its Extensions of Credit and the Notes held by it); provided that:
     (i) each such participation shall be in an amount not less than $5,000,000;
     (ii) such Lender’s obligations under this Agreement (including, without limitation, its Revolving Credit Commitment) shall remain unchanged;
     (iii) such Lender shall remain solely responsible to the other parties hereto for the performance of such obligations;
     (iv) the Credit Parties, the Administrative Agent and the other Lenders shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement;
     (v) such Lender shall not permit such participant the right to approve any waivers, amendments or other modifications to this Agreement or any other Loan Document other than waivers, amendments or modifications which would reduce the principal of or the interest rate on any Revolving Credit Loan or Reimbursement Obligation, extend the term or increase the amount of the Revolving Credit Commitment, reduce the amount of any fees to which such participant is entitled, or extend any scheduled payment date for principal, interest or fees of any Revolving Credit Loan, except as expressly contemplated hereby or thereby; and
     (vi) any such disposition shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky law of any state.
          (g) Disclosure of Information; Confidentiality. Each of the Administrative Agent, the Issuing Lenders and the Lenders agrees to maintain the confidentiality of the

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Information (as defined below), except that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors and representatives (collectively, “Representatives”) (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential), (b) to the extent requested by any regulatory authority, (c) to the extent required by Applicable Laws or regulations or by any subpoena or similar legal process, (d) to any other party to this Agreement, (e) in connection with the exercise of any remedies hereunder or any suit, action or proceeding relating to this Agreement or the enforcement of rights hereunder, (f) subject to an agreement containing provisions substantially the same as those of this Section, to any assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement, (g) with the prior written consent of the Credit Parties, (h) to the extent such Information (A) becomes publicly available other than as a result of a breach of this Section or (B) becomes available to the Administrative Agent, the Issuing Lenders or any Lender on a nonconfidential basis from a source other than the Credit Parties or (i) to Gold Sheets and other similar bank trade publications, such information to consist of deal terms and other information (customarily found in such publications) upon the Credit Parties’ prior review and approval, which shall not be unreasonably withheld or delayed. For the purposes of this Section, “Information” means all information received from the Credit Parties or any of their Subsidiaries relating to the Credit Parties or their business, other than any such information that is available to the Administrative Agent, any Issuing Lender or any Lender on a nonconfidential basis prior to disclosure by the Credit Parties; provided that, in the case of information received from the Credit Parties after the Closing Date (other than certificates or other information specifically required by the terms of this Agreement), such information is clearly identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information.
          (h) Special Purpose Funding Vehicles. Notwithstanding anything to the contrary contained herein, any Lender (a “Granting Lender”) may grant to a special purpose funding vehicle organized for the specific purpose of making or acquiring participations or investing in loans of the type made pursuant to this Agreement (a “SPC”), correctly identified as such in writing from time to time by the Granting Lender to the Administrative Agent and the Borrower, the option to provide to the Borrower all or any part of any Extension of Credit that such Lender would otherwise be obligated to make to the Borrower pursuant to this Agreement; provided that (i) nothing herein shall constitute a commitment by any SPC to make any Extension of Credit and (ii) if an SPC elects not to exercise such option or otherwise fails to provide all or any part of such Extension of Credit, the Granting Lender shall be obligated to make such Extension of Credit pursuant to the terms hereof. The making of an Extension of Credit by an SPC hereunder shall utilize the Revolving Credit Commitment of the Granting Lender to the same extent, and as if, such Extension of Credit were made by such Granting Lender. Each party hereto hereby agrees that no SPC shall be liable for any indemnity or similar payment obligation under this Agreement (all liability for which shall remain with the Granting Lender). In furtherance of the foregoing, each party hereto hereby agrees (which agreement shall survive the termination of this Agreement) that, prior to the date that is one year and one day after the payment in full of all outstanding commercial paper or other senior indebtedness of any SPC, it will not institute against, or join any other person in instituting against, such SPC any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings under the laws of the United States or any State thereof. In addition, notwithstanding anything to the contrary contained in this clause, any SPC may (i) with notice to, but without the prior written consent of, the Borrower and the

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Administrative Agent and without paying any processing fee therefor, assign all or a portion of its interest in any Extension of Credit to the Granting Lender or to any financial institution (consented to by the Borrower and Administrative Agent) providing liquidity and/or credit support to or for the account of such SPC to support the funding or maintenance of Extensions of Credit and (ii) disclose on a confidential basis any non-public information relating to Extensions of Credit to any rating agency, commercial paper dealer or provider of any surety, guarantee or credit or liquidity enhancement to such SPC. This clause may not be amended without the written consent of each SPC.
          (i) Certain Pledges or Assignments. Nothing herein shall prohibit any Lender from pledging or assigning any Note to any Federal Reserve Bank in accordance with Applicable Law.
SECTION 14.11. Amendments, Waivers and Consents. Except as set forth below, any term, covenant, agreement or condition of this Agreement or any of the other Loan Documents may be amended or waived by the Lenders, and any consent given by the Lenders, if, but only if, (a) in the case of an amendment, waiver or consent for which a substantially similar corresponding amendment, waiver or consent with regard to the 2005 Credit Agreement will be made effective thereunder contemporaneously, such amendment, waiver or consent is in writing signed by the Required Lenders (or by the Administrative Agent with the consent of the Required Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties and (b) in the case of any other amendment, waiver or consent specifically impacting only this Agreement and the other Loan Documents, such amendment, waiver or consent is in writing signed by the Required Agreement Lenders (or by the Administrative Agent with the consent of the Required Agreement Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties; provided, in each case, that:
     (a) no amendment, waiver or consent shall (i) release any of the Credit Parties, (ii) increase the amount or extend the time of the obligation of the Lenders to make Revolving Credit Loans or issue or participate in Letters of Credit, (iii) extend the originally scheduled time or times of payment of the principal of any Revolving Credit Loan or Reimbursement Obligation or the time or times of payment of interest or fees on any Revolving Credit Loan or Reimbursement Obligation, (iv) reduce the rate of interest or fees payable on any Revolving Credit Loan or Reimbursement Obligation, (v) reduce the principal amount of any Revolving Credit Loan or Reimbursement Obligation, (vi) permit any subordination of the principal or interest on any Revolving Credit Loan or Reimbursement Obligation, (vii) permit any assignment (other than as specifically permitted or contemplated in this Agreement) of any of the Credit Parties’ rights and obligations hereunder or (viii) amend the provisions of this Section 14.11 or the definition of Required Lenders or Required Agreement Lenders, without the prior written consent of each Lender affected thereby; and
     (b) no amendment, waiver or consent to the provisions of (i) Article XIII shall be made without the written consent of the Administrative Agent and (ii) Article III without the written consent of each Issuing Lender affected thereby.

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SECTION 14.12. Performance of Duties. The Credit Parties’ obligations under this Agreement and each of the Loan Documents shall be performed by the Credit Parties at their sole cost and expense.
SECTION 14.13. All Powers Coupled with Interest. All powers of attorney and other authorizations granted to the Lenders, the Administrative Agent and any Persons designated by the Administrative Agent or any Lender pursuant to any provisions of this Agreement or any of the other Loan Documents shall be deemed coupled with an interest and shall be irrevocable so long as any of the Obligations remain unpaid or unsatisfied or the Credit Facility has not been terminated.
SECTION 14.14. Survival of Indemnities. Notwithstanding any termination of this Agreement, the indemnities to which the Administrative Agent and the Lenders are entitled under the provisions of this Article XIV and any other provision of this Agreement and the Loan Documents shall continue in full force and effect and shall protect the Administrative Agent and the Lenders against events arising after such termination as well as before.
SECTION 14.15. Titles and Captions. Titles and captions of Articles, Sections and subsections in this Agreement are for convenience only, and neither limit nor amplify the provisions of this Agreement.
SECTION 14.16. Severability of Provisions. Any provision of this Agreement or any other Loan Document which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective only to the extent of such prohibition or unenforceability without invalidating the remainder of such provision or the remaining provisions hereof or thereof or affecting the validity or enforceability of such provision in any other jurisdiction.
SECTION 14.17. Counterparts. This Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and shall be binding upon all parties, their successors and assigns, and all of which taken together shall constitute one and the same agreement. Delivery of any executed counterpart of a signature page of this Agreement by telecopy shall be effective as delivery of a manually executed counterpart of this Agreement.
SECTION 14.18. Term of Agreement. This Agreement shall remain in effect from the Closing Date through and including the date upon which all Obligations (other than obligations owing by any Credit Party to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement) shall have been indefeasibly and irrevocably paid and satisfied in full. No termination of this Agreement shall affect the rights and obligations of the parties hereto arising prior to such termination.
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants. (a) In the event there is a conflict or inconsistency between this Agreement and any other Loan Document, the terms of this Agreement shall control.
          (b) The Borrower expressly acknowledges and agrees that each covenant contained in Article IX, X, or XI hereof shall be given independent effect.
SECTION 14.20. Patriot Act. Each Lender hereby notifies the Borrower that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Act”), it is required to obtain, verify and record information that identifies each

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borrower, guarantor or grantor (the “Loan Parties”), which information includes the name and address of each Loan Party and other information that will allow such Lender to identify such Loan Party in accordance with the Act.
SECTION 14.21. Ratings of Loans. Each Lender hereby agrees that nothing in this agreement shall require or imply that the Loans shall be required to be rated by any nationally recognized securities rating organization.
SECTION 14.22. Consent Under 2005 Credit Agreement. Each Lender hereunder that is also a lender under the 2005 Credit Agreement, by execution of this Agreement, hereby (i) agrees that each reference in the 2005 Credit Agreement to the “2004 Credit Agreement” shall mean a reference to this Agreement and (ii) consents to the execution and delivery of this Agreement by the Credit Parties and the performance of their respective obligations hereunder pursuant to Section 14.11 of the 2005 Credit Agreement.
[Signature pages to follow]

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     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed under seal by their authorized officers, all as of the day and year first written above.
[THE REQUISITE SIGNATURES ARE APPENDED TO AMENDMENT NO. 3 REFERRED TO IN THE PRELIMINARY STATEMENTS]

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Schedule 1.1(a)
(Lenders and Revolving Credit Commitments)
                 
LENDER   COMMITMENT PERCENTAGE     COMMITMENT  
Citibank, N.A.
2 Penns Way, Suite 200
New Castle, DE 19720
Attn: Laura D. Quashne
T: 302-894-6058
F: 302-894-6120
    8.60%   $ 43,021,000  
JPMorgan Chase Bank, N.A.
1411 Broadway, 5th Floor
New York, NY 10018
Attn: Caridad Tio
T: 212-391-2711
F: 212-391-7283
    6.60%   $ 33,021,000  
Bank of America, N.A.
101 N. Tyron Street, NC1-001-15-03
Charlotte, NC  28255
Attn: Jason Petrea
T: 704-386-3781
F: 704-409-0056
    8.60%   $ 43,020,750  
Barclays Bank PLC
200 Park Avenue
New York, NY 10166
Attn: Alicia Borys
T: 212-412-6938
F: 212-412-7600
    8.60%   $ 43,020,750  
SunTrust Bank
303 Peachtree Street, N.E.
Atlanta, GA 30308
Attn: Don Besch
T: 404 575-2649
F: 404 575-2594
    8.60%   $ 43,020,750  
Wachovia Bank, National Association
201 South College Street, CP-23
Charlotte, North Carolina  28202
Attn: Syndication Agency Services
T: 704 374-2698
F:704 383-0288
    8.60%   $ 43,020,750  
The Bank of Nova Scotia
720 King Street West
2nd Floor
Toronto, ON
Canada M5V2T3
Attn: Tamara Mohan / Nironjan Roy
T: 416-649-3982
F: 416-350-5725
    5.00%   $ 25,000,000  

 


 

                 
The Royal Bank of Scotland plc
101 Park Avenue
New York, NY 10178
Attn: Juanita Baird
T: 212 401-1420
F: 212 401-1336
    5.00%   $ 25,000,000  
Bank of Tokyo-Mitsubishi UFJ, New York Branch
55 East 52nd Street
New York, NY 10055
Attn: Martin Chin
T: 212 339-6392
F: 212 754-2368
    5.00%   $ 25,000,000  
The Bank of New York
One Wall Street
New York, NY 10286
Attn: Laina Chan
T: 212-635-6720
F: 212-635-6397
    3.50%   $ 17,500,000  
Mizuho Corporate Bank, Ltd.
1800 Plaza Ten
Jersey City, NJ  07311
Attn: Nicole Ferraro
T: 201 626-9341
F: 201 626-9913
    2.50%   $ 12,500,000  
The Norinchukin Bank, New York Branch
245 Park Avenue, 29th Floor
New York, NY 10167
Attn: Jing Li
T: 212 949-10167
F: 212 808-4188
    2.50%   $ 12,500,000  
Standard Chartered
One Madison Avenue
New York, NY 10010
Attn: Vicky
T: 212 667-0203
F: 212 667-0287
    2.50%   $ 12,500,000  
Sumitomo Mitsui Banking Corporation
277 Park Avenue
New York, NY 10172
Attn: Tracy Watson
T: 212 224-4393
F: 212 224-5197
    2.50%   $ 12,500,000  
U.S. Bank National Association
One U.S. Bank Plaza
St. Louis, MO  63166
Attn: Frances W. Josephic, Vice President
T: 513 762-8973
F: 513 632-2068
    2.50%   $ 12,500,000  

2


 

                 
Union Bank of California
601 Potrero Grande Drive
Monterey Park, CA  91754
Attn: Hisako Sakamoto
T: 323 720-6181
F: 323 278-6173
    2.50%   $ 12,500,000  
Fortis Capital Corporation
    2.00%   $ 10,000,000  
Mega International Commercial Bank Co., Ltd. New
York Branch
65 Liberty Street
New York, NY 10005
Attn: Anne Y. Lu
T: 212-815-9188
F: 212-766-5006
    2.00%   $ 10,000,000  
Bank of China, New York Branch
410 Madison Avenue
New York, NY 10017
Attn: Elaine Ho
T: 212 935-3101 ext 281
F: 646 840-1796
    1.50%   $ 7,500,000  
Banco Bilbao Vizcaya Argentaria
1345 Avenue of the Americas, 45th Floor
New York, NY 10105
Attn: Hector Villegas
T: 212 728-1513
F: 212 333-2904
    1.50%   $ 7,500,000  
Bear Stearns Corporate Lending Inc.
383 Madison Avenue, 8th Floor
New York, NY 10179
Attn: Gloria Dombrowski
T: 212-272-6043
F: 212-272-4844
    0.50%   $ 2,500,000  
Chang Hwa Commercial Bank, Ltd,
New York Branch
685 Third Avenue, 29th Floor
New York, NY 10017
Attn: Sarah Lim
T: 212 651-9770 ext. 31
F: 212 651-9785
    0.50%   $ 2,500,000  
Bayerische Hypo und Vereins Bank
    1.50%   $ 7,500,000  
E.Sun Commercial Bank, Ltd., Los Angeles Branch
17700 Castleton Street, Suite 500
City of Industry, CA 91748
Attn: Shinghorng Lin
F: 626 810-2400 x. 228
F: 626 839-5531
    1.50%   $ 7,500,000  

3


 

                 
Malayan Banking Berhad
400 Park Avenue, 9th Floor
New York, NY  10022
Attn: Azahari Khalid
T: 212 303-1348
F: 212 308-0109
    1.50%   $ 7,500,000  
PNC Bank, National Association
500 First Avenue
Pittsburgh, PA  15219
Attn: Marc Accamando
T: 412 768-7647
F: 412 768-4586
    1.50%   $ 7,500,000  
CommerzBank
    1.00%   $ 5,000,000  
National Bank of Egypt
    1.00%   $ 5,000,000  
First Commercial Bank, New York Agency
750 Third Avenue, 34th Floor
New York, NY 10017
Attn: Yating Hwang
T: 212-599-6868
F: 212-599-6133
    0.88%   $ 4,375,000  
Total:
    100%   $ 500,000,000  

4


 

Schedule 1.1(b)
Schedule 1.1(b)
Outstanding Letters of Credit

[Reserved]


 

Schedule 7.1(b)
SCHEDULE 7.1(b)
Subsidiaries and Capitalization
                 
    State/Country           Shares Isued and
Name of Corporation   of Incorporation   Type of Shares   Shares Authorized   Outstanding
Apparel Testing Services, Inc.
  New Jersey   Common   1,000   100
Asia Expert Limited
  Hong Kong   HK$   500,000   1,000
Exportex de Mexico, S.A. de C.V.
  Mexico   Common   1,000   1,000
Import Technology of Texas, Inc.
  Texas   Common   500,000   1,000
Jones Apparel Group, Inc.
  Pennsylvania   Common   201,000,000   86,571,939*
Jones Apparel Group Canada, LP
  Canada           Jones Canada, Inc. owns .1% and Jones Apparel Group Canada ULC owns 476 partnership units
Jones Apparel Group Canada ULC
  Canada   Common   100,000,000   71,500
Jones Apparel Group Holdings, Inc.
  Delaware   Common   1,000   1,000
Jones Apparel Group USA, Inc.
  Delaware   Common   1,000   100
Jones Canada, Inc.
  Canada   Common   Unlimited   100
Jones Distribution Corporation
  Delaware   Common   200   200
Jones Holding Inc.
  Delaware   Common   1,000   100
Jones International Limited
  Hong Kong   Common   100   100
Jones Investment Co. Inc.
  Delaware   Common   200   100
Jones Jeanswear Group, Inc.
  New York   Common   15,000   10,000
(formerly known as McNaughton Apparel Group Inc.)
  Preferred A   200,000   200,000    

 


 

                 
 
      Preferred B   100,000   100,000
Jones Management Service Company
  Delaware   Common   1,000   1,000
Jones Retail Corporation
  New Jersey   Common   1,000   100
Maxwell Footwear of California, Inc.
  Delaware   Common   1,000   1,000
Nine West Accessories (HK) Limited
  Hong Kong   Ordinary   10,000   2
Nine West Development Corporation
  Delaware   Common   3,000   1,000
Nine West Footwear Corporation
  Delaware   Common   3,000   1,000
Nine West Melbourne Pty. Ltd.
  Australia   Ordinary   100,000   100
Victoria + Co Ltd.
  Rhode Island   Common   50,000   3,405
 
*   As of the close of business on 3/27/2008

2


 

Schedule 7.1(p)
JONES APPAREL GROUP, INC.
SCHEDULE OF DEBT
AS OF MAY 3, 2008
                 
    Interest Rate     Balance at 5/03  
     
Jones Apparel Group USA, Inc.
               
 
               
4.25% Senior Notes due 2009
    4.250 %   $ 249,929,070  
5.125%Senior Notes due 2014
    5.125 %     249,862,625  
6.125% Senior Notes due 2034
    6.125 %     249,610,713  
 
               
Total JAG USA Senior Notes
          $ 749,402,408  
 
               
Capital Lease (Bristol 180 building)
  Various   $ 4,784,346  
 
               
Jones Distribution Corporation
               
 
               
Capital Lease (Virginia warehouse)
  Various   $ 22,064,159  
 
               
Jones Management Service
               
 
               
Capital Leases
               
Equipment
  Various   $ 4,700,548  

 


 

JONES APPAREL GROUP, INC.
SCHEDULE OF INTERCOMPANY DEBT
MAY 3, 2008
                 
Jones Apparel Group USA, Inc.
               
 
               
Due to Nine West
  $ 1,415,180,394          
Due to Jones Canada
    325,850          
 
               
Due to Jones Jeanswear Group
    318,006,103          
 
               
Due to Jones Apparel Group Holdings
    533,098,024          
 
               
Due to Jones Holding, Inc.
    52,493,624          
Due to Apparel Testing Services, Inc.
    2,862,507          
 
             
 
               
 
          $ 2,321,966,502  
Nine West Footwear Corporation
               
 
               
Due to Jones Retail Corporation
    917,949,013          
Due to Jones Canada
    3,125          
Due to Nine West International - Italy
    690,585          
 
               
Due to Nine West Development
    349,972,061          
Due to Jones Management Service Co.
    114,369,798          
Due to Jones Apparel Group Holdings
    2,017,922          
Due to Jones Investment Co., Inc.
    952,038          
 
             
 
               
 
            1,385,954,542  
 
               
Jones Jeanswear Group, Inc.
               
 
               
Due to Jones Apparel Group, Inc.
    35,744,933          
Due to Jones Management Service Co.
    99,086,111          
Due to Apparel Testing Services, Inc.
    560,423          
Due to Jones International Limited
    8,844,920          
Due to Nine West Development
    9,488,700          
Due to Nine West Footwear Corporation
    10,766,931          
Due to Victoria + Co Limited
    2,047,584          
 
               
Due to Jones Retail Corporation
    17,382,389          
 
             
 
               
 
            183,921,991  

2


 

                 
Jones Retail Corporation
               
Due to Jones Apparel Group USA, Inc.
    112,752,041          
 
               
Due to Jones Apparel Group, Inc.
    26,166,579          
 
               
Due to Nine West Development
    27,701,113          
Due to Jones Management Service Co.
    48,250,543          
 
             
 
               
 
            214,870,276  
Jones Apparel Group Canada, Inc.
               
Due to Jones Holding, Inc.
    3,747,685          
Due to Jones Apparel Group, Inc.
    57,571          
Due to Jones International Limited
    3,980          
Due to Jones Management Service Co.
    518,157          
 
               
Due to Jones Jeanswear
    199,397,776          
 
             
 
               
 
            203,725,169  
Victoria + Co Limited
               
Due to Jones Apparel Group, Inc.
    3,564,401          
Due to Jones Retail Corporation
    351,797          
 
               
Due to Nine West Footwear Corp.
    10,473,969          
Due to Nine West Development
    6,431,964          
Due to Jones Management Service Co.
    50,505,169          
 
               
Due to Jones Investment Co., Inc.
    22,331,836          
 
             
 
               
 
            93,659,136  
Jones Investment Co., Inc.
               
Due to Jones Apparel Group USA, Inc.
    83,223,073          
Due to Jones Canada
    7,615          
 
               
Due to Jones Retail Corporation
    20,594,550          
 
               
Due to Jones Jeanswear
    31,467,373          
Due to Apparel Testing Services, Inc.
    130,000          
 
             
 
               
 
            135,422,611  
Jones Management Service Co.
               
Due to Jones Apparel Group USA, Inc.
    139,478,617          
 
Due to Nine West Development
    100,370,736          
 
Due to Jones Investment Co., Inc.
    142,386,500          
Due to Jones Apparel Group Holdings
    11,612,536          
 
               
 
            394,903,775  

3


 

                 
Due to Jones International Limited
    1,055,386          
 
             
 
Jones Apparel Group Holdings, Inc.
               
Due to Jones Apparel Group, Inc.
    7,894,371          
Due to Jones Retail Corporation
    2,366,940          
Due to Nine West Development
    585,345          
 
               
Due to Jones Investment Co., Inc.
    258,586,559          
 
             
 
               
 
            269,433,215  
Nine West Development Corp.
               
 
               
Due to Jones Investment Co., Inc.
    17,065,526          
Due to Jones Apparel Group USA, Inc.
    80,436,972          
 
             
 
 
            97,502,498  
 
               
Nine West Accessories (HK) Limited
               
Due to Jones Apparel Group USA, Inc.
    2,890          
Due to Jones Retail Corporation
    36,326          
Due to Nine West Footwear Corp.
    2,252,066          
 
             
 
            2,291,282  
 
               
Nine West International - Italy
               
Due to Jones Apparel Group USA, Inc.
    13,213          
Due to Jones Retail Corporation
    148,189          
 
             
 
            161,402  
 
               
Jones International Limited
               
Due to Jones Apparel Group USA, Inc.
    988,076          
Due to Jones Apparel Group, Inc.
    243,344          
 
             
 
            1,231,420  
 
               
Jones Apparel Group, Inc.
               
Due to Jones Management Service Co.
    944,779          
Due to Jones Apparel Group USA, Inc.
    456,627,393          
 
             
 
               
 
            457,572,172  
 
             
 
               
 
            5,762,615,991  
 
             

4


 

Schedule 7.1(q)
Litigation
None

 


 

Schedule 11.3
Existing Liens
1.  
Liens, if any, in respect of certain computer equipment, POS equipment, warehouse equipment, copiers and other office equipment and office furniture used by the Credit Parties and their Subsidiaries which are subject to leases, which Liens, in the aggregate, do not have a Material Adverse Effect.
 
2.  
Liens, if any, in respect of the intellectual property acquired pursuant to the acquisition by Nine West Group Inc. of the footwear business of The United States Shoe Corporation, which Liens, in the aggregate, do not have a Material Adverse Effect.

 


 

Schedule 11.4
JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO CONTRACTORS
AS OF MAY 3, 2008
         
TOTAL LOANS AND ADVANCES TO CONTRACTORS
       
Jones Apparel Group USA, Inc.
  $ 2,940,015  
Jones Jeanswear Group, Inc.
    220,780  
Jones Apparel Group Canada, LP
    3,166,508  
 
     
 
       
Total Loans and Advances to Contractors
  $ 6,327,303  

 


 

JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO EMPLOYEES
AS OF MAY 3, 2008
         
TOTAL LOANS AND ADVANCES TO EMPLOYEES
  $ 0  
 
     

2


 

JONES APPAREL GROUP, INC.
INVESTMENTS
AS OF MAY 3, 2008
         
JONES INVESTMENT CO.
  $ 1,111  
 
       
GLOBAL RETAIL/GRI
       
 
     
 
       
TOTAL INVESTMENTS (including overnight deposits)
  $ 1,111  
 
     

3


 

EXHIBIT A - FORM OF
REVOLVING CREDIT NOTE
          $                                                                                                                                                                                                            , 200_
          FOR VALUE RECEIVED, the undersigned JONES APPAREL GROUP USA, INC., a corporation organized under the laws of Delaware, (the “Borrower”), JONES APPAREL GROUP, INC., a corporation organized under the laws of Pennsylvania, JONES APPAREL GROUP HOLDINGS, INC., a corporation organized under the laws of Delaware, JONES RETAIL CORPORATION, a corporation organized under the laws of New Jersey, and NINE WEST FOOTWEAR CORPORATION, a corporation organized under the laws of Delaware (collectively, with the Borrower, the “Debtors”), hereby jointly and severally promise to pay to the order of                                           , (the “Lender”), at the place and times provided in the Credit Agreement referred to below, the principal sum of                                                        DOLLARS ($                                          ) or, if less, the aggregate unpaid principal amount of all Revolving Credit Loans made to the Borrower by the Lender pursuant to that certain Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders who are or may become a party thereto (collectively, the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          The unpaid principal amount of Revolving Credit Loans from time to time outstanding is subject to mandatory repayment from time to time as provided in the Credit Agreement and shall bear interest as provided in Section 5.1 of the Credit Agreement. All payments of principal and interest on Revolving Credit Loans shall be payable in lawful currency of the United States of America in immediately available funds to the account designated in the Credit Agreement.
          This Revolving Credit Note (the “Revolving Credit Note”) is entitled to the benefits of, and evidences Obligations incurred under, the Credit Agreement, to which reference is made for a statement of the terms and conditions on which the Borrower is permitted and required to make prepayments and repayments of principal of the Obligations evidenced by this Revolving Credit Note and on which such Obligations may be declared to be immediately due and payable.
          THIS REVOLVING CREDIT NOTE SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.
          The Debt evidenced by this Revolving Credit Note is senior in right of payment to all Subordinated Debt referred to in the Credit Agreement.
          The Debtors hereby waive all requirements as to diligence, presentment, demand of payment, protest and (except as required by the Credit Agreement) notice of any kind with respect to this Revolving Credit Note.

 


 

          IN WITNESS WHEREOF, the undersigned have executed this Revolving Credit Note under seal as of the day and year first above written.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP HOLDINGS, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES RETAIL CORPORATION,
 
 
  By:      
    Name:      
    Title:      
 
  NINE WEST FOOTWEAR CORPORATION
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT B - FORM OF
NOTICE OF REVOLVING CREDIT BORROWING
NOTICE OF REVOLVING CREDIT BORROWING
Dated as of:                                         
Wachovia Bank, National Association,
    as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Revolving Credit Borrowing is delivered to you under Section 2.2(a) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby requests that the Lenders make a Revolving Credit Loan to the Borrower in the aggregate principal amount of $                    . (Complete with an amount in accordance with Section 2.2(a) of the Credit Agreement.)
          2. The Borrower hereby requests that such Revolving Credit Loan be made on the following Business Day:                                          . (Complete with a Business Day in accordance with Section 2.2(a) of the Credit Agreement).
          3. The Borrower hereby requests that the Revolving Credit Loan bear interest at the following interest rate, plus the Applicable Margin, as set forth below:
             
            Termination Date for
        Interest Period   Interest Period (If
Component of Loan   Interest Rate   (LIBOR Rate only)   applicable)
 
  Base Rate or LIBOR        
 
  Rate        
          4. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof (including the requested Revolving Credit Loan) does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.

 


 

          5. The Borrower hereby represents and warrants that the conditions specified in Section 6.3 of the Credit Agreement have been satisfied or waived as of the date hereof.
          6. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Revolving Credit Borrowing as of the                day of                     ,              .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT C - FORM OF NOTICE OF
ACCOUNT DESIGNATION
NOTICE OF ACCOUNT DESIGNATION
Dated as of:                     
Wachovia Bank, National Association,
    as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina  28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This Notice of Account Designation is delivered to you under Section 2.2(b) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Administrative Agent is hereby authorized to disburse all Loan proceeds into the following account(s):
         
     
        
    ABA Routing Number:                                                
    Account Number:                                                         
 
          2. This authorization shall remain in effect until revoked or until a subsequent Notice of Account Designation is provided by the Borrower to the Administrative Agent.
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Account Designation as of the                day of                     ,              .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

         
EXHIBIT D - FORM OF
NOTICE OF PREPAYMENT
NOTICE OF PREPAYMENT
Dated as of:                                         
Wachovia Bank, National Association,
    as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Prepayment is delivered to you under Section 2.3(c) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby provides notice to the Administrative Agent that it shall repay the following [Base Rate Loans] and/or [LIBOR Rate Loans]:                                          . (Complete with an amount in accordance with Section 2.3(c) of the Credit Agreement.)
          2. The Borrower shall repay the above-referenced Revolving Credit Loans on the following Business Day:                                          . (Complete in accordance with Section 2.3(c) of the Credit Agreement.)
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Prepayment as of the               day of                     ,              .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 

 


 

EXHIBIT E - FORM OF
NOTICE OF CONVERSION/CONTINUATION
NOTICE OF CONVERSION/CONTINUATION
Dated as of:                     
Wachovia Bank, National Association,
  as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Conversion/Continuation (the “Notice”) is delivered to you under Section 5.2 of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. This Notice is submitted for the purpose of: (Check one and complete applicable information in accordance with the Credit Agreement.)
          Converting all or a portion of a Base Rate Loan into a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
  (b)   The principal amount of such Revolving Credit Loan to be converted is $                    .
  (c)   The requested effective date of the conversion of such Revolving Credit Loan is                    .
  (d)   The requested Interest Period applicable to the converted Revolving Credit Loan is                    .
          Converting all or a portion of a LIBOR Rate Loan into a Base Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .

 


 

  (c)   The principal amount of such Revolving Credit Loan to be converted is $                    .
  (d)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
          Continuing all or a portion of a LIBOR Rate Loan as a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .
  (c)   The principal amount of such Revolving Credit Loan to be continued is $                    .
  (d)   The requested effective date of the continuation of such Revolving Credit Loan is                     .
  (e)   The requested Interest Period applicable to the continued Revolving Credit Loan is                     .
          2. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.
          3. The Borrower hereby represents and warrants that no Default or Event of Default (as defined in the Credit Agreement) has occurred and is continuing.
          4. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Conversion/ Continuation as of the          day of                ,         .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT F-FORM OF
OFFICER’S COMPLIANCE CERTIFICATE
OFFICER’S COMPLIANCE CERTIFICATE
          The undersigned, on behalf of JONES APPAREL GROUP USA, INC. (the “Borrower”), hereby certifies to the Administrative Agent and the Lenders, each as defined in the Credit Agreement referred to below, as follows:
          1. This Certificate is delivered to you pursuant to Section 8.2 of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among the Borrower, the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          2. I have reviewed the consolidated financial statements of Jones Apparel Group, Inc. and its Subsidiaries dated as of                      and for the                      period[s] then ended and such statements present fairly in all material respects the consolidated financial condition of Jones Apparel Group, Inc. and its Subsidiaries as of their respective dates and the results of the consolidated operations of Jones Apparel Group, Inc. and its Subsidiaries for the respective period[s] then ended, subject to normal year end adjustments for interim statements.
          3. I have reviewed the terms of the Credit Agreement, and the related Loan Documents and have made, or caused to be made under my supervision, a review in reasonable detail of the transactions and the condition of Jones Apparel Group, Inc. and its Subsidiaries during the accounting period covered by the financial statements referred to in Paragraph 2 above. Such review has not disclosed the existence during or at the end of such accounting period of any condition or event that constitutes a Default or an Event of Default, nor do I have any knowledge of the existence of any such condition or event as at the date of this Certificate [except, if such condition or event existed or exists, describe the nature and period of existence thereof and what action the Borrower has taken, is taking and proposes to take with respect thereto].
          4. The Applicable Margin and information as to the debt ratings necessary for determining such figure are set forth on the attached Schedule 1.
          5. Jones Apparel Group, Inc. and its Subsidiaries are in compliance with the financial covenants contained in Article X of the Credit Agreement as shown on such Schedule 1.

 


 

     WITNESS the following signature as of the ___ day of _____, ___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
Schedule 1
to
Officer’s Compliance Certificate
[To be provided by Borrower in form reasonably acceptable to the Administrative Agent]

 


 

EXHIBIT G — FORM OF
ASSIGNMENT AND ACCEPTANCE
ASSIGNMENT AND ACCEPTANCE
Dated as of:                     
     Reference is made to the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008, as amended, restated, supplemented or otherwise modified (the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein which are not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                                                                (the “Assignor”) and                                                                 (the “Assignee”) agree as follows:
          1. The Assignor hereby sells and assigns to the Assignee, and the Assignee hereby purchases and assumes from the Assignor, as of the Effective Date (as defined below), a ___% interest in and to all of the Assignor’s interest, rights and obligations with respect to its Revolving Credit Commitment and Revolving Credit Loans (including such percentage of the outstanding L/C Obligations), which percentage represents not less than $5,000,000, unless such percentage equals 100% of such Lender’s Revolving Credit Commitment, and the Assignor thereby retains ___% of its interest therein.
          This Assignment and Acceptance is entered pursuant to, and authorized by, Section 14.10 of the Credit Agreement.
          2. The Assignor (i) represents that, as of the date hereof, its Revolving Credit Commitment Percentage (without giving effect to assignments thereof which have not yet become effective) under the Credit Agreement is ___% and the outstanding balances of its Revolving Credit Loans (including its Revolving Credit Commitment Percentage of the outstanding L/C Obligations) is $                    ; (ii) makes no representation or warranty and assumes no responsibility with respect to any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document or the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Credit Agreement or any other instrument or document furnished pursuant thereto, other than that the Assignor is the legal and beneficial owner of the interest being assigned by it hereunder and that such interest is free and clear of any adverse claim; (iii) makes no representation or warranty and assumes no responsibility with respect to the financial condition of the Borrower or its Subsidiaries or the performance or observance by the Borrower or its Subsidiaries of any of their obligations under the Credit Agreement or any other instrument or document furnished or executed pursuant thereto; and (iv) to the extent it has received Revolving Credit Note(s) from the Borrower, attaches the applicable Revolving Credit Note(s) delivered to it under the Credit Agreement and requests that the Borrower exchange such Revolving Credit Note(s) for new Revolving Credit Notes payable to each of the Assignor and the Assignee as follows:

 


 

             
 
  Revolving Credit Note        
 
  Payable to the Order of:   Principal Amount of Note:    
 
           
 
 
 
 
 
   
 
           
 
 
 
 
 
   
          3. The Assignee (i) represents and warrants that it is legally authorized to enter into this Assignment and Acceptance; (ii) confirms that it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to Section 8.1 thereof and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Acceptance; (iii) agrees that it will, independently and without reliance upon the Assignor or any other Lender or the Administrative Agent and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement; (iv) confirms that it is an Eligible Assignee; (v) appoints and authorizes the Administrative Agent to take such action as agent on its behalf and to exercise such powers under the Credit Agreement and the other Loan Documents as are delegated to the Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; (vi) agrees that it will perform in accordance with their terms all the obligations which by the terms of the Credit Agreement and the other Loan Documents are required to be performed by it as a Lender; (vii) agrees to hold all confidential information in accordance with the provisions of Section 14.10(g) of the Credit Agreement; and (viii) includes herewith for the Administrative Agent the forms required by Section 5.11(e) of the Credit Agreement (if not previously delivered).
          4. The effective date for this Assignment and Acceptance shall be as set forth in Section 1 of Schedule 1 hereto (the “Effective Date”), subject to the consents referred to in the following sentence. Following the execution of this Assignment and Acceptance, it will be delivered to the Administrative Agent for, to the extent required by the Credit Agreement, consent by the Borrower and the Administrative Agent and acceptance and recording in the Register.
          5. Upon such consents, acceptance and recording, from and after the Effective Date, (i) the Assignee shall be a party to the Credit Agreement and the other Loan Documents to which Lenders are parties and, to the extent provided in this Assignment and Acceptance, have the rights and obligations of a Lender under each such agreement, and (ii) the Assignor shall, to the extent provided in this Assignment and Acceptance, relinquish its rights and be released from its obligations under the Credit Agreement and the other Loan Documents.
          6. Upon such consents, acceptance and recording, from and after the Effective Date, the Administrative Agent shall make all payments in respect of the interest assigned hereby (including payments of principal, interest, fees and other amounts) to the Assignee. The Assignor and Assignee shall make all appropriate adjustments in payments for periods prior to the Effective Date or with respect to the making of this assignment directly between themselves.
          7. THIS ASSIGNMENT AND ACCEPTANCE SHALL BE DEEMED TO BE A CONTRACT UNDER SEAL AND SHALL BE GOVERNED BY AND CONSTRUED IN

2


 

ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.

3


 

     WITNESS the following signatures as of the ___ day of ___, ___.
         
  ASSIGNOR:
 
 
  By:      
    Title:
 
 
       
 
  ASSIGNEE:
 
 
  By:      
    Name:    
    Title:
 
 
 
Acknowledged and Consented to on behalf of the Credit Parties:
         
JONES APPAREL GROUP USA, INC.
 
   
By:        
  Name:      
  Title:
 
   
 
Consented to and Accepted by:
WACHOVIA BANK, NATIONAL ASSOCIATION,
  as Administrative Agent
         
     
By:        
  Name:      
  Title:
 
   
 

4


 

Schedule 1
to
Assignment and Acceptance
                 
    1.     Effective Date: _________________, _______  
 
               
    2.     Assignor’s Interest
Prior to Assignment:
 
 
               
 
        (a)   Revolving Credit Commitment Percentage  
%
               
 
               
 
        (b)   Outstanding balance of Revolving Credit Loans  
$
               
 
               
 
        (c)   Outstanding balance of Assignor’s Revolving
Credit Commitment Percentage of the
L/C Obligations
 
$
               
 
               
    3.     Assigned Interest (from Section 1) of:  
 
        (a)   Revolving Credit Loans  
%
               
 
               
    4.     Assignee’s Extensions of Credit
After Effective Date:
 
 
               
 
        (a)   Total outstanding balance of
Assignee’s Revolving Credit Loans
(line 2(b) times line 3(a))
 
$
               
 
               
 
        (b)   Total outstanding balance of
Assignee’s Revolving Credit
Commitment Percentage
of the L/C Obligations
(line 2(c) times line 3(a))
 
$
               
 
               
    5.     Retained Interest of Assignor after
Effective Date:
 
 
               
 
        (a)   Retained Interest (from Section 1):
(i) Revolving Credit Commitment Percentage
 
%
               
 
               
 
        (b)   Outstanding balance of Assignor’s Revolving Credit Loans
(line 2(b) times line 5(a)(i))
 
$
               
 
               
 
        (c)   Outstanding balance of Assignor’s  
   
 
        Revolving Credit Commitment
Percentage of L/C Obligations
(line 2(c) times line 5(a)(i))$
 

 


 

                 
      6.     Payment Instructions:
 
               
 
          (a)   If payable to Assignor,
to the account of Assignor to:
ABA No.:
Account Name:
Account No.
Attn:
Ref:
 
               
 
          (b)   If payable to Assignee, to the account
of Assignee to:
 
               
 
              ABA No.:
 
              Account Name:
Account No.:
Attn:
Ref:

2

EX-10.5 6 y85661exv10w5.htm EX-10-5 exv10w5
Exhibit 10.5
AMENDMENT NO. 2 TO THE
AMENDED AND RESTATED
FIVE-YEAR CREDIT AGREEMENT
Dated as of June 6, 2008
          AMENDMENT NO. 2 TO THE AMENDED AND RESTATED FIVE YEAR CREDIT AGREEMENT by and among Jones Apparel Group USA, Inc. (formerly known as Kasper, Ltd.), a Delaware corporation (the “Borrower”), the other Additional Obligors referred to therein, the banks, financial institutions and other institutional lenders parties to the 2005 Credit Agreement referred to below (collectively, the “Lenders”) and Wachovia Bank, National Association, as agent (the “Administrative Agent”) for the Lenders.
          PRELIMINARY STATEMENTS:
          (1) The Borrower’s predecessor in interest Jones Apparel Group USA, Inc., a Pennsylvania corporation (“Old Jones USA”), the Additional Obligors, the Lenders, the Administrative Agent and other parties thereto had entered into an Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, as amended by Amendment No. 1 dated as of July 27, 2007 (as amended, the “2005 Credit Agreement”). Capitalized terms not otherwise defined in this Amendment have the same meanings as specified in the 2005 Credit Agreement.
          (2) Old Jones USA merged into the Borrower as of January 1, 2007.
          (3) The Borrower has requested changes and modifications to the 2005 Credit Agreement as hereinafter set forth; the Required Lenders are, on the terms and conditions stated below, willing to grant the request of the Borrower; and the Borrower and the Required Lenders have agreed to further amend the 2005 Credit Agreement as hereinafter set forth.
          SECTION 1. Amendments to 2005 Credit Agreement. The 2005 Credit Agreement is, effective as of the date hereof and subject to the satisfaction of the conditions precedent set forth in Section 2, hereby amended in its entirety to read in full as set forth in Annex A hereto.
          SECTION 2. Conditions of Effectiveness. This Amendment is subject to the provisions of Section 14.11 of the 2005 Credit Agreement. This Amendment shall become effective as of the date first above written (the “Amendment Effective Date”) when and only when, on or before the Amendment Effective Date, the Administrative Agent shall have received:
          (a) Counterparts of this Amendment executed by the Borrower, the Additional Obligors and the Required Lenders.
          (b) A certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in the 2005 Credit Agreement, as amended hereby, are true, correct and complete in all material respects with the same effect as if made on and as of the Amendment Effective Date, except to the extent such representations and warranties expressly relate to an earlier date (in which case such representations and warranties shall be true and correct in all material respects as of such earlier date); that the Borrower is not in violation of any

 


 

of the covenants contained in the 2005 Credit Agreement, as amended hereby; that, after giving effect to the transactions contemplated by this Amendment, no Default or Event of Default has occurred and is continuing; and that each of the conditions to the effectiveness of this Amendment has been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).
          (c) A certificate of the secretary, assistant secretary or general counsel of the Borrower certifying as to the incumbency and genuineness of the signature of each officer of the Borrower executing this Amendment and certifying that attached thereto is a true, correct and complete copy of resolutions duly adopted by the Board of Directors of the Borrower authorizing the borrowings contemplated under the 2005 Credit Agreement, as amended hereby, and the execution, delivery and performance of this Amendment.
          (d) Favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, and Drinker Biddle & Reath LLP, New Jersey counsel to the Borrower, addressed to the Administrative Agent and the Lenders with respect to the Borrower, the Loan Documents and such other matters as the Lenders shall reasonably request.
          SECTION 3. Reference to and Effect on the 2005 Credit Agreement and the Notes. (a) On and after the Amendment Effective Date, each reference in the 2005 Credit Agreement to “this Agreement”, “hereunder”, “hereof” or words of like import referring to the 2005 Credit Agreement, and each reference in (i) the Notes and (ii) each of the other Loan Documents, to “the Credit Agreement”, “thereunder”, “thereof” or words of like import referring to the 2005 Credit Agreement, shall mean and be a reference to the 2005 Credit Agreement, as amended by this Amendment.
          (b) The 2005 Credit Agreement, the Notes and each of the other Loan Documents, as specifically amended by this Amendment, are and shall continue to be in full force and effect and are hereby in all respects ratified and confirmed.
          (c) Changes in the Applicable Margin effected by this Amendment shall be effective for all periods (or portions thereof) on and after the Amendment Effective Date. Any interest, fees or other amounts accruing on the basis of the Applicable Margin during periods (or portions thereof) prior to the Amendment Effective Date will accrue on the basis of the Applicable Margin in effect for such periods prior to the Amendment Effective Date.
          (d) The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of any Lender or the Administrative Agent under the 2005 Credit Agreement, nor constitute a waiver of any provision of the 2005 Credit Agreement.
          SECTION 4. Costs, Expenses. The Borrower agrees to pay on demand all reasonable costs and expenses of the Administrative Agent and the Arrangers in connection with the preparation, execution, delivery and administration, modification and amendment of this Amendment and the other instruments and documents to be delivered hereunder (including, without limitation, the reasonable fees and disbursements of counsel for the Administrative Agent and the Arrangers) in accordance with the terms of Section 14.2 of the 2005 Credit Agreement.
          SECTION 5. Execution in Counterparts. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so

2


 

executed shall be deemed to be an original and all of which taken together shall constitute but one and the same agreement. Delivery of an executed counterpart of a signature page to this Amendment by telecopier or other electronic medium shall be effective as delivery of a manually executed counterpart of this Amendment.
          SECTION 6. Governing Law. This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York.


 

          IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized, as of the date first above written.
         
  JONES APPAREL GROUP USA, INC.,
as Borrower
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   
 
  JONES APPAREL GROUP, INC.,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer and Senior Vice President, Corporate Taxation and Risk Management   
 
  JONES APPAREL GROUP HOLDINGS, INC.,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   
 
  JONES RETAIL CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Vice President & Treasurer   
 
  NINE WEST FOOTWEAR CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Joseph T. Donnalley    
    Name:   Joseph T. Donnalley   
    Title:   Treasurer   

 


 

         
  Agreed as of the date first above written:

WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent, Issuing Lender and Lender
 
 
  By:   /s/ Susan T. Gallagher    
    Name:   Susan T. Gallagher   
    Title:   Director   
 
  JPMORGAN CHASE BANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ James A. Knight  
    Name:   James A. Knight  
    Title:   Vice President  
 
  CITIBANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Shannon A. Sweeney  
    Name:   Shannon A. Sweeney  
    Title:   Vice President  
 
  BANK OF AMERICA, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Thomas J. Kane    
    Name:   Thomas J. Kane  
    Title:   SVP  
 
  BARCLAYS BANK PLC,
as Lender
 
 
  By:   /s/ Alicia Borys    
    Name:   Alicia Borys   
    Title:   Manager   


 

         
  SUNTRUST BANK
as Lender
 
 
  By:   /s/ Michael J. Vegh    
    Name:   Michael J. Vegh   
    Title:   Vice President   
 
  THE ROYAL BANK OF SCOTLAND PLC,
as Lender
 
 
  By:   /s/ Belinda Tucker    
    Name:   Belinda Tucker   
    Title:   Senior Vice President   
 
  THE BANK OF NOVA SCOTIA
as Lender
 
 
  By:   /s/ Olivia L. Braun    
    Name:   Olivia L. Braun   
    Title:   Director   
 
  BANK OF TOKYO-MITSUBISHI UFJ, NEW YORK BRANCH
as Lender
 
 
  By:   /s/ Lillian Kim    
    Name:   Lillian Kim   
    Title:   Authorized Signatory   
 
  STANDARD CHARTERED BANK,
as Lender
 
 
  By:   /s/ David B. Edwards    
    Name:   David B. Edwards   
    Title:   Managing Director   
 
     
  By:   /s/ Robert K. Reddington    
    Name:   Robert K. Reddington   
    Title:   AVP/Credit Documentation
Credit Risk Control
Standard Chartered Bank N.Y. 
 

 


 

         
  THE BANK OF NEW YORK,
as Lender
 
 
  By:   /s/ David B. Wirl    
    Name:   David B. Wirl   
    Title:   Vice President   
 
  MIZUHO CORPORATE BANK, USA,
as Lender
 
 
  By:   /s/ Raymond Ventura    
    Name:   Raymond Ventura   
    Title:   Deputy General Manager   
 
  Sumitomo Mitsui Banking Corporation,
as Lender
 
 
  By:   /s/ David A. Buck    
    Name:   David A. Buck   
    Title:   Senior Vice President   
 
  Union Bank of California, N.A.
as Lender
 
 
  By:   /s/ Ching Lim    
    Name:   Ching Lim   
    Title:   Vice President   
 
  U.S. BANK NATIONAL ASSOCIATION
as Lender
 
 
  By:   /s/ Frances W. Josephic    
    Name:   Frances W. Josephic   
    Title:   Vice President   

 


 

         
  The Norinchukin Bank,  
  as Lender
 
 
  By:   /s/ Noritsugu Sato    
    Name:   Noritsugu Sato   
    Title:   General Manager   
 
  FORTIS,
as Lender
 
 
  By:   /s/ Timothy Streb    
    Name:   Timothy Streb   
    Title:   Managing Director   
 
     
  By:   /s/ Justin Mauch    
    Name:   Justin Mauch   
    Title:   Vice President   
 
  Bank of China, New York Branch,
  as Lender   
 
  By:   /s/ William W. Smith    
    Name:   William W. Smith   
    Title:   Chief Lending Officer and DGM   
 
  CHANG HWA COMMERICAL BANK, LTD.,
NEW YORK BRANCH
as Lender
 
 
  By:   /s/ Jim C.Y. Chen    
    Name:   Jim C.Y. Chen   
    Title:   VP & General Manager   
 
  E.Sun Commercial Bank, Ltd., Los Angeles Branch
as Lender
 
 
  By:   /s/ Benjamin Lin    
    Name:   Benjamin Lin   
    Title:   EVP & General Manager   

 


 

         
  National Bank of Egypt - New York Branch,
  as Lender  
 
  By:   /s/ Mr. Hassan Eissa    
    Name:   Mr. Hassan Eissa   
    Title:   General Manager   
 
  BEAR STEARNS CORPORATE LENDING INC.,
as Lender
 
 
  By:   /s/ Linda A. Carper    
    Name:   Linda A. Carper   
    Title:   Vice President   
 
  The Governor and Company of the Bank of Ireland,
as Lender
 
 
  By:   /s/ Emer Dalton    
    Name:   Emer Dalton   
    Title:   Authorised Signatory   
 
  By:   /s/ Jennifer Lyons    
    Name:   Jennifer Lyons   
    Title:   Authorised Signatory   
 
  BANK OF TAIWAN, NEW YORK AGENCY,
as Lender
 
 
  By:   /s/ Thomas K.C. Wu    
    Name:   Thomas K.C. Wu   
    Title:   VP & General Manager   
 
  Land Bank of Taiwan Los Angeles Branch,  
  as Lender  
 
  By:   /s/ Henry C.R. Leu    
    Name:   Henry C.R. Leu   
    Title:   V. P. & General Manager   
         
  FIFTH THIRD BANK, ,
  as Lender
 
 
  By:   /s/ Randolph J. Stierer    
    Name:   Randolph J. Stierer   
    Title:   Vice President   

 


 

         
  BANK LEUMI USA,
  as Lender
 
 
  By:   /s/ John Koenigsberg    
    Name:   John Koenigsberg   
    Title:   Senior Vice President   
 
  By:   /s/ Iris Steinhardt    
    Name:   Iris Steinhardt   
    Title:   Vice President   
 
  Hua Nan Commercial Bank, Ltd.
New York Agency,
as Lender
 
 
  By:   /s/ Henry Hsieh    
    Name:   Henry Hsieh   
    Title:   Assistant Vice President   
 
  Taipei Fubon Commercial Bank
New York Agency
as Lender
 
 
 
  By:   /s/ Sophia Jing    
    Name:   Sophia Jing   
    Title:   FVP & General Manager   

2


 

ANNEX A
$750,000,000
AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
dated as of May 16, 2005,
AMENDED AND RESTATED AS OF JUNE 6, 2008
by and among
JONES APPAREL GROUP USA, INC.,
the Additional Obligors referred to herein,
the Lenders referred to herein,
J.P. MORGAN SECURITIES INC. and CITIGROUP GLOBAL MARKETS INC.,
as Joint Lead Arrangers
and Joint Bookrunners,
WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent,
and
JPMORGAN CHASE BANK, N.A. and CITIBANK, N.A.,
as Syndication Agents,
and
BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK
as Documentation Agents

 


 

TABLE OF CONTENTS
         
    Page  
ARTICLE I DEFINITIONS
    1  
 
       
SECTION 1.1. Definitions
    1  
 
       
SECTION 1.2. General
    15  
 
       
SECTION 1.3. Other Definitions and Provisions
    16  
 
       
ARTICLE II REVOLVING CREDIT FACILITY
    16  
 
       
SECTION 2.1. Revolving Credit Loans
    16  
 
       
SECTION 2.2. Procedure for Advances of Revolving Credit Loans
    16  
 
       
SECTION 2.3. Repayment of Revolving Credit Loans
    17  
 
       
SECTION 2.4. Evidence of Debt
    18  
 
       
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment
    18  
 
       
SECTION 2.6. Termination of Revolving Credit Facility
    19  
 
       
SECTION 2.7. Increase in the Aggregate Revolving Credit Commitments
    19  
 
       
ARTICLE III LETTER OF CREDIT FACILITY
    20  
 
       
SECTION 3.1. L/C Commitment
    20  
 
       
SECTION 3.2. Procedure for Issuance of Letters of Credit
    21  
 
       
SECTION 3.3. Fees and Other Charges
    21  
 
       
SECTION 3.4. L/C Participations
    22  
 
       
SECTION 3.5. Reimbursement
    23  
 
       
SECTION 3.6. Obligations Absolute
    23  
 
       
SECTION 3.7 Effect of Application
    24  
 
       
ARTICLE IV [RESERVED]
    24  
 
       
ARTICLE V GENERAL LOAN PROVISIONS
    24  
 
       
SECTION 5.1. Interest
    24  

i


 

         
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans
    26  
 
       
SECTION 5.3. Fees
    26  
 
       
SECTION 5.4. Manner of Payment
    26  
 
       
SECTION 5.5. Crediting of Payments and Proceeds
    27  
 
       
SECTION 5.6. Adjustments
    27  
 
       
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent
    27  
 
       
SECTION 5.8. Joint and Several Liability of the Credit Parties
    28  
 
       
SECTION 5.9. Changed Circumstances
    29  
 
       
SECTION 5.10. Indemnity
    32  
 
       
SECTION 5.11. Capital Requirements
    32  
 
       
SECTION 5.12. Taxes
    33  
 
       
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
    35  
 
       
SECTION 6.1. Closing
    35  
 
       
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit
    35  
 
       
SECTION 6.3. Conditions to Extensions of Credit
    37  
 
       
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
    37  
 
       
SECTION 7.1. Representations and Warranties
    37  
 
       
SECTION 7.2. Survival of Representations and Warranties, Etc.
    42  
 
       
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
    42  
 
       
SECTION 8.1. Financial Statements and Projections
    43  
 
       
SECTION 8.2. Officer’s Compliance Certificate
    43  
 
       
SECTION 8.3. Accountants’ Certificate
    43  
 
       
SECTION 8.4. Other Reports
    44  
 
       
SECTION 8.5. Notice of Litigation and Other Matters
    44  
 
       
SECTION 8.6. Accuracy of Information
    45  

ii


 

         
ARTICLE IX AFFIRMATIVE COVENANTS
    45  
 
       
SECTION 9.1. Preservation of Corporate Existence and Related Matters
    46  
 
       
SECTION 9.2. Maintenance of Property
    46  
 
       
SECTION 9.3. Insurance
    46  
 
       
SECTION 9.4. Accounting Methods and Financial Records
    46  
 
       
SECTION 9.5. Payment and Performance of Obligations
    46  
 
       
SECTION 9.6. Compliance With Laws and Approvals
    46  
 
       
SECTION 9.7. Environmental Laws
    46  
 
       
SECTION 9.8. Compliance with ERISA
    47  
 
       
SECTION 9.9. Conduct of Business
    47  
 
       
SECTION 9.10. Visits and Inspections
    47  
 
       
SECTION 9.11. Use of Proceeds
    47  
 
       
ARTICLE X FINANCIAL COVENANTS
    47  
 
       
SECTION 10.1. Interest Coverage Ratio
    48  
 
       
SECTION 10.2. Covenant Debt to EBITDA Ratio
    48  
 
       
SECTION 10.3. Asset Coverage Ratio
    48  
 
       
ARTICLE XI NEGATIVE COVENANTS
    48  
 
       
SECTION 11.1. Limitations on Debt and Guaranty Obligations
    48  
 
       
SECTION 11.2. [Reserved]
    49  
 
       
SECTION 11.3. Limitations on Liens
    50  
 
       
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions
    51  
 
       
SECTION 11.5. Limitations on Mergers and Liquidation
    52  
 
       
SECTION 11.6. Limitations on Sale or Transfer of Assets
    53  
 
       
SECTION 11.7. Limitations on Dividends and Distributions
    53  
 
       
SECTION 11.8. Transactions with Affiliates
    54  
 
       
SECTION 11.9. Changes in Fiscal Year End
    54  

iii


 

         
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt
    54  
 
       
ARTICLE XII DEFAULT AND REMEDIES
    54  
 
       
SECTION 12.1. Events of Default
    54  
 
       
SECTION 12.2. Remedies
    56  
 
       
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc.
    58  
 
       
ARTICLE XIII THE ADMINISTRATIVE AGENT
    58  
 
       
SECTION 13.1. Appointment
    58  
 
       
SECTION 13.2. Delegation of Duties
    58  
 
       
SECTION 13.3. Exculpatory Provisions
    58  
 
       
SECTION 13.4. Reliance by the Administrative Agent
    59  
 
       
SECTION 13.5. Notice of Default
    59  
 
       
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders
    59  
 
       
SECTION 13.7. Indemnification
    60  
 
       
SECTION 13.8. The Administrative Agent in Its Individual Capacity
    60  
 
       
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent
    60  
 
       
SECTION 13.10. Syndication and Documentation Agents
    61  
 
       
ARTICLE XIV MISCELLANEOUS
    61  
 
       
SECTION 14.1. Notices
    61  
 
       
SECTION 14.2. Expenses; Indemnity
    62  
 
       
SECTION 14.3. Set-off
    63  
 
       
SECTION 14.4. Governing Law
    63  
 
       
SECTION 14.5. Consent to Jurisdiction
    63  
 
       
SECTION 14.6. Waiver of Jury Trial
    63  
 
       
SECTION 14.7. Reversal of Payments
    63  
 
       
SECTION 14.8. Injunctive Relief; Punitive Damages
    64  
 
       
SECTION 14.9. Accounting Matters
    64  

iv


 

         
SECTION 14.10. Successors and Assigns; Participations
    64  
 
       
SECTION 14.11. Amendments, Waivers and Consents
    68  
 
       
SECTION 14.12. Performance of Duties
    70  
 
       
SECTION 14.13. All Powers Coupled with Interest
    70  
 
       
SECTION 14.14. Survival of Indemnities
    70  
 
       
SECTION 14.15. Titles and Captions
    70  
 
       
SECTION 14.16. Severability of Provisions
    70  
 
       
SECTION 14.17. Counterparts
    70  
 
       
SECTION 14.18. Term of Agreement
    70  
 
       
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants
    70  
 
       
SECTION 14.20. Patriot Act
    70  
 
       
SECTION 14.21. Ratings of Loans
    71  
 
       
SECTION 14.22. Consent Under 2004 Credit Agreement
    71  
     
Exhibits
   
 
   
Exhibit A -
  Form of Revolving Credit Note
 
   
Exhibit B -
  Form of Notice of Revolving Credit Borrowing
 
   
Exhibit C -
  Form of Notice of Account Designation
 
   
Exhibit D -
  Form of Notice of Prepayment
 
   
Exhibit E -
  Form of Notice of Conversion/Continuation
 
   
Exhibit F -
  Form of Officer’s Compliance Certificate
 
   
Exhibit G -
  Form of Assignment and Acceptance
 
   
Schedules
   
 
   
Schedule 1.1(a) - Lenders and Revolving Credit Commitments
 
   
Schedule 1.1(b) - Outstanding Letters of Credit
 
   
Schedule 7.1(b) - Subsidiaries and Capitalization
 
   
Schedule 7.1(p) - Debt and Guaranty Obligations

v


 

     
Schedule 7.1(q) -
  Litigation
 
   
Schedule 11.3 -
  Existing Liens
 
   
Schedule 11.4 -
  Existing Loans, Advances and Investments

vi


 

AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
Dated as of May 16, 2005
AMENDED AND RESTATED AS OF JUNE 6, 2008
          JONES APPAREL GROUP USA, INC. (formerly known as Kasper, Ltd.), a Delaware corporation, the Additional Obligors (as defined below), the Lenders who are or may become a party to this Agreement, J.P. MORGAN SECURITIES INC. and CITIGROUP GLOBAL MARKETS INC., as Joint Lead Arrangers and Joint Bookrunners, WACHOVIA BANK, NATIONAL ASSOCIATION, as Administrative Agent for the Lenders, JPMORGAN CHASE BANK, N.A. and CITIBANK, N.A., as Syndication Agents, and BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK, as Documentation Agents, agree as follows:
          PRELIMINARY STATEMENT. The Borrower’s predecessor in interest Jones Apparel Group USA, Inc., a Pennsylvania corporation (“Old Jones USA”), the Borrower, the Additional Obligors, the lenders parties thereto and Wachovia Bank, National Association (as successor in interest to First Union National Bank), as administrative agent, were parties to an Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (the “Existing Credit Agreement”). Old Jones USA merged into the Borrower as of January 1, 2007. The Borrower, the Additional Obligors, the parties hereto and Wachovia Bank, National Association, as Administrative Agent, desire to amend the Existing Credit Agreement as herein set forth and to restate it in its entirety giving effect to such amendment.
          NOW THEREFORE, the parties hereto agree that, subject to the conditions set forth in Section 2 of Amendment No. 2 to the Existing Credit Agreement, dated as of June 6, 2008, the Existing Credit Agreement is hereby amended and restated to read in its entirety as follows:
ARTICLE I DEFINITIONS
SECTION 1.1. Definitions. The following terms when used in this Agreement shall have the meanings assigned to them below:
          “Additional Debt Securities” means Debt incurred after the Amendment Date, arising under or in connection with public or privately placed notes, debentures, bonds, or debt securities or related indentures or other agreements (including in connection with the issuance of exchange securities in connection with any exchange offer registered under the Securities Act of 1933, as amended, following a private placement of Additional Debt Securities).
          “Additional Obligors” means the collective reference to Jones Apparel Group, Jones Apparel Group Holdings, Nine West Footwear and Jones Retail in their capacities as co-obligors under this Agreement.
          “Administrative Agent” means Wachovia in its capacity as Administrative Agent hereunder, and any successor thereto appointed pursuant to Section 13.9.
          “Administrative Agent’s Office” means the office of the Administrative Agent specified in or determined in accordance with the provisions of Section 14.1(c).

 


 

          “Affiliate” means, with respect to any Person, any other Person (other than a Subsidiary) which directly or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such first Person or any of its Subsidiaries. The term “control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a Person, whether through ownership of voting securities, by contract or otherwise.
          “Agreement” means this Five-Year Credit Agreement, as amended, restated, supplemented or otherwise modified from time to time.
          “Alternative Currency” means (a) Pounds Sterling, (b) the euro or (c) any other lawful currency (other than Dollars) acceptable to the Issuing Lenders which, in the case of this clause (c), is freely transferable and convertible into Dollars in the United States currency market and is freely available to all Issuing Lenders in the London interbank deposit market.
          “Alternative Currency L/C Commitment” means the lesser of (a) One Hundred Million Dollars ($100,000,000) and (b) the L/C Commitment.
          “Amendment Date” means June 6, 2008, the date upon which Amendment No. 2 to this Agreement became effective in accordance with its terms.
          “Applicable Law” means all applicable provisions of constitutions, laws, statutes, ordinances, rules, treaties, regulations, permits, licenses, approvals, interpretations and orders of courts or Governmental Authorities and all orders and decrees of all courts and arbitrators.
          “Applicable Margin” means, for purposes of calculating (a) the Base Rate and LIBOR Rate for purposes of Section 5.1(a), (b) the L/C Fee for purposes of Section 3.3(a) or (c) the Commitment Fee for purposes of Section 5.3(a), the corresponding rate set forth below for the applicable rating of the senior, unsecured, long-term debt of the Credit Parties, on a collective basis (the “Debt Rating”) publicly announced by Standard & Poor’s, a division of The McGraw-Hill Companies (“S&P”), and Moody’s Investors Service, Inc. (“Moody’s”) as follows:
                                                         
                    Applicable Margin Per Annum  
Level   S&P Rating     Moody’s     LIBOR     Base Rate     Trade     Standby     Commitment  
            Rating     Rate             L/C Fee     L/C Fee     Fee  
I
  >=BBB   >=Baa2     1.750 %     0.7500 %     0.855 %     1.750 %     0.150 %
II
  >=BBB-   >=Baa3     2.000 %     1.000 %     1.000 %     2.000 %     0.250 %
III
  >=BB+   >=Ba1     2.250 %     1.250 %     1.125 %     2.250 %     0.375 %
IV
  >=BB   >=Ba2     2.500 %     1.500 %     1.250 %     2.500 %     0.500 %
V
  <=BB-   <=Ba3     2.750 %     1.750 %     1.375 %     2.750 %     0.625 %

2


 

provided, that if both Moody’s and S&P shall not have in effect a Debt Rating (other than by reason of the circumstances referred to in the last sentence of this definition), then such Debt Rating shall be deemed to be Level V. In the event that the corresponding Debt Ratings publicly announced by S&P and Moody’s listed above differ by (a) one pricing level, the Applicable Margin shall be based on the higher of the two ratings, and (b) two or more pricing levels, the Applicable Margin shall be based on the rating one rating below the higher of the two ratings. Any change in the Applicable Margin shall be effective as of the Business Day on which the applicable rating is announced or is publicly available. If the rating system of S&P and Moody’s shall change, or if both of such rating agencies shall cease to be in the business of rating corporate debt obligations, the Borrower and the Lenders shall negotiate in good faith to amend this definition to reflect such changed rating system or the unavailability of ratings from such rating agencies and, pending the effectiveness of any such amendment, the Applicable Margin shall be determined by reference to the rating most recently in effect prior to such change or cessation.
     “Application” means an application, in the form specified by any Issuing Lender from time to time, requesting such Issuing Lender to issue a Letter of Credit.
     “Asset Coverage Ratio” means the ratio of (a) the sum of gross inventory plus gross accounts receivable (as of the date of determination) to (b) the sum of (i) the aggregate principal amount of Loans outstanding and (ii) the aggregate principal amount of Loans outstanding under the 2004 Credit Agreement, in each case as of such date of determination.
     “Assignment and Acceptance” shall have the meaning assigned thereto in Section 14.10(b)(ii).
     “Assuming Lender” has the meaning specified in Section 2.7(d).
     “Assumption Agreement” has the meaning specified in Section 2.7(d)(ii).
     “Base Rate” means, at any time, the higher of (a) the Prime Rate and (b) the sum of (i) the Federal Funds Rate plus (ii) 1/2 of 1%; each change in the Base Rate shall take effect simultaneously with the corresponding change or changes in the Prime Rate or the Federal Funds Rate.
     “Base Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the Base Rate as provided in Section 5.1(a).
     “Borrower” means Jones Apparel Group USA, Inc.
     “Business Day” means (a) any day other than a Saturday, Sunday or legal holiday on which banks in Charlotte, North Carolina, Philadelphia, Pennsylvania and New York, New York, are not authorized or required by law to remain closed for the conduct of their commercial banking business, (b) with respect to all notices and determinations in connection with, and payments of principal and interest on, any LIBOR Rate Loan, the term “Business Day” shall also exclude any day on which banks are not open for trading in Dollar deposits in the London interbank market and (c) with respect to all notices and determinations in connection with, and payment of principal and interest on, any L/C Obligation denominated in an Alternative Currency, the term “Business Day” shall also

3


 

exclude any day on which banks in London do not provide quotations for deposits denominated in such Alternative Currency.
     “Capital Lease” means, with respect to the Credit Parties and their Subsidiaries, any lease of any property that should, in accordance with GAAP, be classified and accounted for as a capital lease on a Consolidated balance sheet of the Credit Parties and their Subsidiaries.
     “Change in Control” shall have the meaning assigned thereto in Section 12.1(h).
     “Closing Date” means May 16, 2005.
     “Code” means the Internal Revenue Code of 1986, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “Commitment Date” has the meaning specified in Section 2.7(b).
     “Commitment Fee” shall have the meaning assigned thereto in Section 5.3(a).
     “Commitment Increase” has the meaning specified in Section 2.7(a).
     “Consolidated” means, when used with reference to financial statements or financial statement items of the Credit Parties and their Subsidiaries, such statements or items on a consolidated basis in accordance with applicable principles of consolidation under GAAP.
     “Correspondent” means any financial institution designated by an Issuing Lender to act as such Issuing Lender’s correspondent hereunder with respect to the distribution and payment of Letters of Credit denominated in an Alternative Currency.
     “Covenant Debt” means, for any date of calculation, Debt with respect to the Credit Parties and their Subsidiaries that would appear on a Consolidated balance sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP.
     “Covenant Debt to EBITDA Ratio” means, for any date of calculation, Covenant Debt as of such date divided by EBITDA for the period of four (4) consecutive fiscal quarters ending on such date; provided that there shall be excluded from the calculation of Covenant Debt to EBITDA Ratio for the period ended on July 5, 2008, EBITDA (whether positive or negative) attributable to any discontinued operations.
     “Credit Facility” means the collective reference to the Revolving Credit Facility and the L/C Facility.
     “Credit Parties” means each of the Additional Obligors and the Borrower.
     “Debt” means, with respect to the Credit Parties and their Subsidiaries at any date and without duplication, the sum of the following calculated in accordance with GAAP: (a) all liabilities, obligations and indebtedness, in each case for borrowed money including but not limited to obligations evidenced by bonds, debentures, notes or other similar instruments of any such Person, (b) all obligations to pay the deferred purchase

4


 

price of property or services of any such Person, except trade liabilities arising in the ordinary course of business, (c) all obligations of any such Person as lessee under Capital Leases, (d) all Debt of any other Person secured by a Lien on any asset of any such Person, (e) all Guaranty Obligations of any such Person, (f) all obligations, contingent or otherwise, of any such Person relative to the amount of drawn letters of credit not reimbursed as required by the terms thereof, including without limitation any Reimbursement Obligation not reimbursed as required by the terms hereof, and banker’s acceptances issued for the account of any such Person, and (g) all net obligations incurred by any such Person pursuant to Hedging Agreements in respect of interest rate hedges.
     “Default” means any of the events specified in Section 12.1 which with the passage of time, the giving of notice or any other condition, would constitute an Event of Default.
     “Dispute” shall have the meaning assigned thereto in Section 14.6.
     “Dollar Amount” shall mean (a) with regard to any Obligation denominated in Dollars, the amount thereof and (b) with regard to any Obligation denominated in an Alternative Currency, the amount of Dollars which is equivalent to the sum of (i) the amount so expressed in an Alternative Currency at the applicable-quoted spot rate on the appropriate page of the Reuter’s Screen as determined by the Administrative Agent at the relevant time; plus (ii) any amounts owed by the Borrower pursuant to Section 3.5(b).
     “Dollars” or “$” means, unless otherwise qualified, dollars in lawful currency of the United States.
     “EBITDA” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense and (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any acquisition otherwise permitted pursuant to the terms of this Agreement) less (c) the sum of (i) any items of extraordinary gain which were included in determining Net Income and (ii) items of cash gains from the sale of assets to the extent such gains exceed $50,000,000 during such period.
     “EBITDAR” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense, (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any acquisition otherwise permitted pursuant to the terms of this Agreement) and (iv) Rental Expense (exclusive of any amounts reflected in Interest Expense) less (c) the sum of (i) any items of extraordinary gain which were included in determining Net Income and (ii) items of cash gains from the sale of assets to the extent such gains exceed $50,000,000 during such period.

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     “Eligible Assignee” means, with respect to any assignment of the rights, interest and obligations of a Lender hereunder, a Person that is at the time of such assignment (a) a commercial bank organized under the laws of the United States or any state thereof, having combined capital and surplus in excess of $500,000,000, (b) a commercial bank organized under the laws of any other country that is a member of the Organization of Economic Cooperation and Development, or a political subdivision of any such country, having combined capital and surplus in excess of $500,000,000, (c) a finance company, insurance company or other financial institution which in the ordinary course of business extends credit of the type extended hereunder and that has total assets in excess of $1,000,000,000, (d) already a Lender hereunder (whether as an original party to this Agreement or as the assignee of another Lender) or an Affiliate of a Lender hereunder, (e) the successor (whether by transfer of assets, merger or otherwise) to all or substantially all of the commercial lending business of the assigning Lender, (f) any SPC solely to the extent permitted by Section 14.10(h), or (g) any other Person that has been approved in writing as an Eligible Assignee by the Borrower and the Administrative Agent.
     “Employee Benefit Plan” means any employee benefit plan within the meaning of Section 3(3) of ERISA which (a) is maintained for employees of the Borrower or any ERISA Affiliate or (b) has at any time within the preceding six (6) years been maintained for the employees of the Borrower or any current or former ERISA Affiliate.
     “EMU” mean economic and monetary union as contemplated in the Treaty on European Union.
     “Environmental Laws” means any and all federal, state and local laws, statutes, ordinances, rules, regulations, permits, licenses, approvals, binding interpretations and orders of courts or Governmental Authorities, relating to the protection of human health or the environment, including, but not limited to, requirements pertaining to the manufacture, processing, distribution, use, treatment, storage, disposal, transportation, handling, reporting, licensing, permitting, investigation or remediation of Hazardous Materials.
     “ERISA” means the Employee Retirement Income Security Act of 1974, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “ERISA Affiliate” means any Person who together with the Borrower is treated as a single employer within the meaning of Section 414(b), (c), (m) or (o) of the Code or Section 4001(b) of ERISA.
     “euro” means the single currency of the European Union as constituted by the Treaty on European Union and as referred to in the legislative measures of the European Union for the introduction of, changeover to or operation of the euro in one or more member states.
     “Eurodollar Reserve Percentage” means, for any day, the percentage (expressed as a decimal and rounded upwards, if necessary, to the next higher 1/100th of 1%) which is in effect for such day as prescribed by the Federal Reserve Board (or any successor) for determining the maximum reserve requirement (including without limitation any basic, supplemental or emergency reserves) in respect of eurocurrency liabilities or any similar

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category of liabilities for a member bank of the Federal Reserve System in New York City.
     “Event of Default” means any of the events specified in Section 12.1, provided that any requirement for passage of time, giving of notice, or any other condition, has been satisfied.
     “Existing Debt Securities” means the 4.250% Senior Notes due 2009, the 5.125% Senior Notes due 2014, and the 6.125% Senior Notes due 2034 of Jones Apparel Group.
     “Existing Loans” shall have the meaning assigned thereto in Section 6.2(f).
     “Extensions of Credit” means, as to any Lender at any time, (a) an amount equal to the sum of (i) the aggregate principal amount of all Revolving Credit Loans made by such Lender then outstanding, and (ii) such Lender’s Revolving Credit Commitment Percentage of the Dollar Amount of the L/C Obligations then outstanding, or (b) the making of any Loan or participation in any Letter of Credit by such Lender, as the context requires.
     “FDIC” means the Federal Deposit Insurance Corporation, or any successor thereto.
     “Federal Funds Rate” means, the rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) representing the daily effective federal funds rate as quoted by the Administrative Agent and confirmed in Federal Reserve Board Statistical Release H.15 (519) or any successor or substitute publication selected by the Administrative Agent. If, for any reason, such rate is not available, then “Federal Funds Rate” shall mean a daily rate which is determined, in the opinion of the Administrative Agent, to be the rate at which federal funds are being offered for sale in the national federal funds market at 9:00 a.m. (Charlotte time). Rates for weekends or holidays shall be the same as the rate for the most immediate preceding Business Day.
     “Fiscal Year” means the fiscal year of the Credit Parties and their Subsidiaries ending on December 31.
     “Foreign Lender” means any Lender that is organized under the laws of a jurisdiction other than that in which the Borrower is located. For purposes of this definition, the United States of America, each state thereof and the District of Columbia shall be deemed to constitute a single jurisdiction.
     “GAAP” means generally accepted accounting principles, as recognized by the American Institute of Certified Public Accountants and the Financial Accounting Standards Board, consistently applied and maintained on a consistent basis for the Credit Parties and their Subsidiaries throughout the period indicated.
     “Governmental Approvals” means all authorizations, consents, approvals, licenses and exemptions of, registrations and filings with, and reports to, all Governmental Authorities.
     “Governmental Authority” means any nation, province, state or political subdivision thereof, and any government or any Person exercising executive, legislative,

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regulatory or administrative functions of or pertaining to government, and any corporation or other entity owned or controlled, through stock or capital ownership or otherwise, by any of the foregoing.
     “Granting Lender” shall have the meaning assigned thereto in Section 14.10(h).
     “Guaranty Obligation” means, with respect to the Credit Parties and their Subsidiaries, without duplication, any obligation, contingent or otherwise, of any such Person pursuant to which such Person has directly or indirectly guaranteed any Debt or other obligation of any other Person and, without limiting the generality of the foregoing, any obligation, direct or indirect, contingent or otherwise, of any such Person (a) to purchase or pay (or advance or supply funds for the purchase or payment of) such Debt or other obligation (whether arising by virtue of partnership arrangements, by agreement to keep well, to purchase assets, goods, securities or services, to take-or-pay, or to maintain financial statement condition or otherwise) or (b) entered into for the purpose of assuring in any other manner the obligee of such Debt or other obligation of the payment thereof or to protect such obligee against loss in respect thereof (in whole or in part); provided, that the term Guaranty Obligation shall not include (i) endorsements for collection or deposit in the ordinary course of business or (ii) a contractual commitment by one Person to invest in another Person for so long as such investment is expected to constitute a permitted investment under Section 11.4.
     “Hazardous Materials” means any substances or materials (a) which are or become defined as hazardous wastes, hazardous substances, pollutants, contaminants, chemical substances or mixtures or toxic substances under any Environmental Law, (b) which are toxic, explosive, corrosive, flammable, infectious, radioactive, carcinogenic, mutagenic or otherwise harmful to human health or the environment and are or become regulated by any Governmental Authority, (c) the presence of which require investigation or remediation under any Environmental Law, (d) the discharge or emission or release of which requires a permit or license under any Applicable Law or other Governmental Approval, or (e) which contain, without limitation, asbestos, polychlorinated biphenyls, urea formaldehyde foam insulation, petroleum hydrocarbons, petroleum derived substances or waste, crude oil, nuclear fuel, natural gas or synthetic gas.
     “Hedging Agreement” means any agreement with respect to an interest rate or currency swap, collar, cap, floor or forward rate agreement or other agreement regarding the hedging of interest rate or currency risk exposure executed in connection with hedging the interest rate or currency exposure of any Credit Party, and any confirming letter executed pursuant to such hedging agreement, all as amended, restated or otherwise modified from time to time.
     “Increase Date” has the meaning specified in Section 2.7(a).
     “Increasing Lender” has the meaning specified in Section 2.7(b).
     “Interest Coverage Ratio” means, as of the last day of any fiscal quarter, EBITDAR for the period of four consecutive fiscal quarters ending on such date divided by the sum of (a) Interest Expense less the amortization of non-cash items included in “Interest Expense” (including, but not limited to, amortization of debt issuance costs) and (b) Rental Expense (exclusive of any amounts reflected in Interest Expense), both for the period of four consecutive fiscal quarters ending on such date; provided that there shall

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be excluded from the calculation of Interest Coverage Ratio for the period ended on July 5, 2008, EBITDAR (whether positive or negative) and any items of Interest Expense or Rental Expense attributable to any discontinued operations.
     “Interest Expense” means, for any period, total interest expense (including, without limitation, interest expense attributable to Capital Leases) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP.
     “Interest Period” shall have the meaning assigned thereto in Section 5.1(b).
     “ISP 98” means the International Standby Practices (1998 Revision, effective January 1, 1999), International Chamber of Commerce Publication No. 590.
     “Issuing Lender” means Wachovia, Citibank, N.A., JPMorgan Chase Bank, N.A. and Bank of America, N.A., each in its capacity as issuer of any Letter of Credit, and any other Lender mutually acceptable and on terms satisfactory to the Borrower, the Administrative Agent and such Lender; and Issuing Lenders means all such Lenders.
     “Jones Apparel Group” means Jones Apparel Group, Inc., a Pennsylvania corporation.
     “Jones Apparel Group Holdings” means Jones Apparel Group Holdings, Inc., a Delaware corporation.
     “Jones Retail” means Jones Retail Corporation, a New Jersey corporation.
     “L/C Commitment” means Seven Hundred Fifty Million Dollars ($750,000,000).
     “L/C Facility” means the letter of credit facility established pursuant to Article III hereof.
     “L/C Fee” shall have the meaning assigned thereto in Section 3.3(a).
     “L/C Obligations” means at any time, an amount equal to the sum of (a) the aggregate undrawn and unexpired amount of the then outstanding Letters of Credit and (b) the aggregate amount of drawings under Letters of Credit which have not then been reimbursed pursuant to Section 3.5.
     “L/C Participants” means the collective reference to all the Lenders having a Revolving Credit Commitment other than the applicable Issuing Lender.
     “Lender” means each Person executing this Agreement as a Lender set forth on the signature pages hereto, each Assuming Lender that shall become a party hereto pursuant to Section 2.7 and each Person that hereafter becomes a party to this Agreement as a Lender pursuant to Section 14.10 other than any party hereto that ceases to be a party hereto pursuant to any Assignment and Acceptance.
     “Lending Group Members” means the collective reference to (a) the Lenders party to this Agreement and (b) the lenders party to the 2004 Credit Agreement.

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     “Lending Office” means, with respect to any Lender, for Revolving Credit Loans, the office of such Lender maintaining such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans.
     “Letters of Credit” shall have the meaning assigned thereto in Section 3.1.
     “LIBOR” means the rate of interest per annum determined on the basis of the rate for deposits in Dollars or an Alternative Currency (other than euro) in minimum amounts of at least $5,000,000 or the approximate Dollar Amount thereof, in the case of an Alternative Currency, for a period equal to the applicable Interest Period which appears on the British Bankers’ Association Interest Settlement Rates (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in such currency in the London interbank market) at approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period (rounded upward, if necessary, to the nearest one hundredth of one percent (1/100%)). If, for any reason, such rate does not appear on British Bankers’ Association Interest Settlement Rates, then “LIBOR” shall be determined by the Administrative Agent to be the arithmetic average (rounded upward, if necessary, to the nearest one-hundredth of one percent (1/100%)) of the rate per annum at which deposits in Dollars or an Alternative Currency would be offered by the Reference Group in the London interbank market to the Administrative Agent as of approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period for a period equal to such Interest Period and in an amount substantially equal to the amount of the applicable Revolving Credit Loan.
     “LIBOR Rate” means a rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) determined by the Administrative Agent pursuant to the following formula:
             
 
  LIBOR RATE   =   LIBOR
 
           
 
          1.00 — Eurodollar Reserve Percentage
     “LIBOR Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the LIBOR Rate as provided in Section 5.1(a).
     “Lien” means, with respect to any asset, any mortgage, lien, pledge, charge, security interest or encumbrance of any kind in respect of such asset. For the purposes of this Agreement, a Person shall be deemed to own subject to a Lien any asset which it has acquired or holds subject to the interest of a vendor or lessor under any conditional sale agreement, Capital Lease or other title retention agreement relating to such asset.
     “Loan” means a Revolving Credit Loan.
     “Loan Documents” means, collectively, this Agreement, the Notes, the Applications and each other document, instrument and agreement executed and delivered by any Credit Party, its Subsidiaries or their counsel in connection with this Agreement, all as may be amended, restated, supplemented or otherwise modified.

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     “Material Adverse Effect” means, with respect to the Credit Parties or any of their Subsidiaries, a material adverse effect on the business, assets, operations or financial condition of the Credit Parties and their Subsidiaries taken as a whole or the ability of any such Person to perform its obligations under the Loan Documents, in each case to which it is a party.
     “Multiemployer Plan” means a “multiemployer plan” as defined in Section 4001(a)(3) of ERISA to which the Borrower or any ERISA Affiliate is making (or has made), or is accruing (or has accrued) an obligation to make, contributions either presently or within the preceding six years.
     “Net Income” means, with respect to the Credit Parties and their Subsidiaries for any period, the Consolidated net income (or loss) of the Credit Parties and their Subsidiaries for such period determined in accordance with GAAP; provided, that there shall be excluded from net income (or loss) of a Person (the “computing Person”), the income (or loss) of any Person (other than a Subsidiary of the computing Person) in which the computing Person has an ownership interest unless received by the computing Person in a cash distribution.
     “Net Worth” means, with respect to the Credit Parties and their Subsidiaries, as of any date, the total shareholders’ equity that would appear on a Consolidated balance sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP.
     “Nine West Footwear” means Nine West Footwear Corporation, a Delaware corporation.
     “Note” means a Revolving Credit Note.
     “Notice of Account Designation” shall have the meaning assigned thereto in Section 2.2(b).
     “Notice of Conversion/Continuation” shall have the meaning assigned thereto in Section 5.2.
     “Notice of Prepayment” shall have the meaning assigned thereto in Section 2.3(c).
     “Notice of Revolving Credit Borrowing” shall have the meaning assigned thereto in Section 2.2(a).
     “Obligations” means, in each case, whether now in existence or hereafter arising: (a) the principal of and interest on (including interest accruing after the filing of any bankruptcy or similar petition) the Loans, (b) the L/C Obligations, (c) all payment and other obligations owing by the Credit Parties to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement with any Lender or Affiliate of a Lender (which such Hedging Agreement is permitted hereunder), and (d) all other fees and commissions (including attorney’s fees), charges, indebtedness, loans, liabilities, financial accommodations, obligations, covenants and duties owing by the Credit Parties to the Lenders or the Administrative Agent, of every kind, nature and description, direct or indirect, absolute or contingent, due or to become due, contractual or tortious,

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liquidated or unliquidated, and whether or not evidenced by any note, in each case under or in respect of this Agreement, any Note, any Letter of Credit or any of the other Loan Documents.
     “Officer’s Compliance Certificate” shall have the meaning assigned thereto in Section 8.2.
     “Operating Lease” shall mean, as to any Person, as determined in accordance with GAAP, any lease of property (whether real, personal or mixed) by such Person as lessee which is not a Capital Lease.
     “Other Taxes” shall have the meaning assigned thereto in Section 5.12(b).
     “Outstanding Letters of Credit” means each letter of credit described on Schedule 1.1(b) and outstanding as of the Closing Date.
     “PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA or any successor agency.
     “Pension Plan” means any Employee Benefit Plan, other than a Multiemployer Plan, which is subject to the provisions of Title IV of ERISA or Section 412 of the Code.
     “Permitted Investment Policy” of the Credit Parties means the investment policy of the Credit Parties as in effect on the Amendment Date which has been approved by the Board of Directors of Jones Apparel Group, as amended, restated, supplemented or otherwise modified from time to time.
     “Permitted Lines of Business” shall have the meaning assigned thereto in Section 9.9.
     “Person” means an individual, corporation, limited liability company, partnership, association, trust, business trust, joint venture, joint stock company, pool, syndicate, sole proprietorship, unincorporated organization, Governmental Authority or any other form of entity or group thereof.
     “Pounds Sterling” means, unless otherwise qualified, pounds sterling in lawful currency of the United Kingdom.
     “Prime Rate” means, at any time, the rate of interest per annum publicly announced from time to time by Wachovia as its prime rate in effect at its principal office in Charlotte, North Carolina. Each change in the Prime Rate shall be effective as of the opening of business on the day such change in the Prime Rate occurs. The parties hereto acknowledge that the rate announced publicly by Wachovia as its Prime Rate is an index or base rate and shall not necessarily be its lowest or best rate charged to its customers or other banks.
     “Prior Credit Agreement” means the Three-Year Credit Agreement dated as of June 10, 2003 among Old Jones USA, the Borrower, the Additional Obligors (other than Jones Retail), the lenders parties thereto and Wachovia Bank, National Association (as successor in interest to First Union Bank), as administrative agent.

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     “Prior Lenders” means, collectively, the lenders party to the Prior Credit Agreement.
     “Reference Group” shall mean the Lenders party to this Agreement on the Closing Date.
     “Register” shall have the meaning assigned thereto in Section 2.4(a).
     “Reimbursement Obligation” means the obligation of the Borrower to reimburse each Issuing Lender pursuant to Section 3.5 for amounts drawn under Letters of Credit.
     “Rental Expense” means, for any period, total rental expense (net of sublease income) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP.
     “Required Agreement Lenders” means, at any date, any combination of Lenders whose Revolving Credit Commitment Percentage equals at least fifty-one percent (51%) of the Revolving Credit Commitment or if the Revolving Credit Commitment has been terminated, any combination of Lenders who collectively hold at least fifty-one percent (51%) of the aggregate unpaid principal amount of the Extensions of Credit.
     “Required Lenders” means, at any date, any combination of Lending Group Members whose Total Committed Percentage equals at least fifty-one percent (51%) of the Total Committed Amount.
     “Responsible Officer” means any of the following: the chairman, president, chief executive officer, chief financial officer or treasurer or vice president and corporate controller of the Borrower or Jones Apparel Group or any other officer of the Borrower or Jones Apparel Group reasonably acceptable to the Administrative Agent.
     “Revolving Credit Commitment” means (a) as to any Lender, the obligation of such Lender to make Revolving Credit Loans to the Borrower and to participate in Letters of Credit hereunder in an aggregate principal amount at any time outstanding not to exceed the amount set forth opposite such Lender’s name on Schedule 1.1(a) hereto as such amount may be increased, reduced or modified at any time or from time to time pursuant to the terms hereof and (b) as to all Lenders, the aggregate Revolving Credit Commitment of all Lenders to make Revolving Credit Loans, as such amount may be increased or reduced at any time or from time to time pursuant to the terms hereof. The Revolving Credit Commitment of all Lenders on the Amendment Date shall be Seven Hundred Fifty Million Dollars ($750,000,000).
     “Revolving Credit Commitment Percentage” means, as to any Lender at any time, the ratio of (a) the amount of the Revolving Credit Commitment of such Lender to (b) the Revolving Credit Commitment of all of the Lenders.
     “Revolving Credit Facility” means the revolving credit facility established pursuant to Article II hereof.
     “Revolving Credit Loans” means any revolving loan made to the Borrower pursuant to Section 2.1, and all such revolving loans collectively as the context requires.

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     “Revolving Credit Notes” means the collective reference to the Revolving Credit Notes made by the Borrower under this Agreement payable to the order of any such Lender requesting such note, substantially in the form of Exhibit A hereto, evidencing the obligation owed to such Lender under the Revolving Credit Facility, and any amendments and modifications thereto, any substitutes therefor, and any replacements, restatements, renewals or extension thereof, in whole or in part; “Revolving Credit Note” means any of such Revolving Credit Notes.
     “Revolving Credit Termination Date” means the earliest of the dates referred to in Section 2.6.
     “SPC” shall have the meaning assigned thereto in Section 14.10(h).
     “Subordinated Debt” means the collective reference to Debt on Schedule 7.1(p) hereof designated as Subordinated Debt and any other Debt of the Credit Parties or any Subsidiary thereof subordinated in right and time of payment to the Obligations and otherwise permitted hereunder.
     “Subsidiary” means, with respect to any Person (the “parent”) at any date, any corporation, limited liability company, partnership, association or other entity the accounts of which would be Consolidated with those of the parent in the parent’s Consolidated financial statements if such financial statements were prepared in accordance with GAAP as of such date, as well as any other corporation, limited liability company, partnership, association or other entity (a) of which securities or other ownership interests representing more than fifty percent (50%) of the equity or more than fifty percent (50%) of the ordinary voting power or, in the case of a partnership, more than fifty percent (50%) of the general partnership interests are, as of such date, owned, controlled or held, or (b) that is, as of such date, otherwise controlled, by the parent or one or more subsidiaries of the parent. Unless otherwise qualified references to “Subsidiary” or “Subsidiaries” herein shall refer to those of the Borrower.
     “Syndication Agents” means JPMorgan Chase Bank, N.A. and Citibank, N.A., each in their capacity as syndication agent hereunder, and any successor thereto.
     “Taxes” shall have the meaning assigned thereto in Section 5.12(a).
     “Termination Event” means: (a) a “Reportable Event” described in Section 4043 of ERISA, or (b) the withdrawal of the Borrower or any ERISA Affiliate from a Pension Plan during a plan year in which it was a “substantial employer” as defined in Section 4001(a)(2) of ERISA, or (c) the termination of a Pension Plan, the filing of a notice of intent to terminate a Pension Plan or the treatment of a Pension Plan amendment as a termination under Section 4041 of ERISA, or (d) the institution of proceedings to terminate, or the appointment of a trustee with respect to, any Pension Plan by the PBGC, or (e) any other event or condition which would constitute grounds under Section 4042(a) of ERISA for the termination of, or the appointment of a trustee to administer, any Pension Plan, or (f) the partial or complete withdrawal of the Borrower or any ERISA Affiliate from a Multiemployer Plan, or (g) the imposition of a Lien pursuant to Section 412 of the Code or Section 302 of ERISA, or (h) any event or condition which results in the reorganization or insolvency of a Multiemployer Plan under Sections 4241 or 4245 of ERISA, or (i) any event or condition which results in the termination of a Multiemployer

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Plan under Section 4041A of ERISA or the institution by PBGC of proceedings to terminate a Multiemployer Plan under Section 4042 of ERISA.
     “Total Committed Amount” means (a) as to any Lending Group Member, the sum of (i) the Revolving Credit Commitment of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit of such Lending Group Member) plus (ii) the Revolving Credit Commitment (as defined in the 2004 Credit Agreement) of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit (as defined in the 2004 Credit Agreement) of such Lending Group Member) and (b) as to all Lenders, the aggregate Total Committed Amount of all Lending Group Members.
     “Total Committed Percentage” means, as to any Lending Group Member at any time, the ratio of (a) the amount of the Total Committed Amount of such Lending Group Member to (b) the aggregate Total Committed Amount of all Lending Group Members.
     “Treaty on European Union” means the Treaty of Rome of March 25, 1957, as amended by the Single European Act 1986 and the Maastricht Treaty (signed February 7, 1992), as amended from time to time.
     “2004 Credit Agreement” means the Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004 by and among the Borrower, the Additional Obligors thereunder, the Administrative Agent thereunder and the financial institutions party thereto, as amended, restated, supplemented, replaced, refinanced or otherwise modified from time to time.
     “2004 Credit Agreement Obligations” means the obligations of the Borrower and the Additional Obligors thereunder under the 2004 Credit Agreement.
     “UCC” means the Uniform Commercial Code as in effect in the State of New York, as amended, restated or otherwise modified from time to time.
     “Uniform Customs” means the Uniform Customs and Practice for Documentary Credits (1994 Revision), International Chamber of Commerce Publication No. 500.
     “United States” means the United States of America.
     “Wachovia” means Wachovia Bank, National Association, a national banking association, and its successors.
     “Wholly-Owned” means, with respect to a Subsidiary, that all of the shares of capital stock or other ownership interests of such Subsidiary (other than directors’ qualifying shares) are, directly or indirectly, owned or controlled by any Credit Party and/or one or more of its Wholly-Owned Subsidiaries.
SECTION 1.2. General. Unless otherwise specified, a reference in this Agreement to a particular section, subsection, Schedule or Exhibit is a reference to that section, subsection, Schedule or Exhibit of this Agreement. Terms defined in this Agreement and the 2004 Credit Agreement shall be construed consistently and no term defined herein shall be limited or restricted by any similar definition in the 2004 Credit Agreement nor shall any such term herein limit or restrict

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any similar definition in the 2004 Credit Agreement. Wherever from the context it appears appropriate, each term stated in either the singular or plural shall include the singular and plural, and pronouns stated in the masculine, feminine or neuter gender shall include the masculine, feminine and neuter. Any reference herein to “Charlotte time” shall refer to the applicable time of day in Charlotte, North Carolina.
SECTION 1.3. Other Definitions and Provisions. (a) Use of Capitalized Terms. Unless otherwise defined therein, all capitalized terms defined in this Agreement shall have the defined meanings when used in this Agreement and the other Loan Documents or any certificate, report or other document made or delivered pursuant to this Agreement.
          (b) Miscellaneous. The words “hereof”, “herein” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement.
          (c) Any reference or usage of the word “amount” herein as it pertains to any Obligation denominated in an Alternative Currency shall be deemed to be a reference or usage of the term “Dollar Amount.”
ARTICLE II REVOLVING CREDIT FACILITY
SECTION 2.1. Revolving Credit Loans. Subject to the terms and conditions of this Agreement, each Lender severally agrees to make Revolving Credit Loans in Dollars to the Borrower from time to time from the Closing Date through the Revolving Credit Termination Date as requested by the Borrower in accordance with the terms of Section 2.2; provided, that (a) the aggregate principal amount of all outstanding Revolving Credit Loans (after giving effect to any amount requested) shall not exceed the Revolving Credit Commitment less all outstanding L/C Obligations and (b) the principal amount of outstanding Revolving Credit Loans from any Lender to the Borrower shall not at any time exceed such Lender’s Revolving Credit Commitment less such Lender’s participations in outstanding L/C Obligations. Each Revolving Credit Loan by a Lender shall be in a principal amount equal to such Lender’s Revolving Credit Commitment Percentage of the aggregate principal amount of Revolving Credit Loans requested on such occasion. Subject to the terms and conditions hereof, the Borrower may borrow, repay and reborrow Revolving Credit Loans hereunder until the Revolving Credit Termination Date.
SECTION 2.2. Procedure for Advances of Revolving Credit Loans. (a) Requests for Borrowing. The Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached hereto as Exhibit B (a “Notice of Revolving Credit Borrowing”) not later than 11:00 a.m. (Charlotte time) (i) on the same Business Day as each Base Rate Loan and (ii) at least three (3) Business Days before each LIBOR Rate Loan, of its intention to borrow, specifying (A) the date of such borrowing, which shall be a Business Day, (B) the amount of such borrowing, which shall be in an amount equal to the unused amount of the Revolving Credit Commitment, or if less, (x) with respect to Base Rate Loans in an aggregate principal amount of $1,000,000 or a whole multiple of $250,000 in excess thereof and (y) with respect to LIBOR Rate Loans in an aggregate principal amount of $5,000,000 or a whole multiple of $1,000,000 in excess thereof, (C) whether such Revolving Credit Loan is to be a LIBOR Rate Loan or Base Rate Loan, and (D) in the case of a LIBOR Rate Loan, the duration of the Interest Period applicable thereto. Notices received after 11:00 a.m. (Charlotte time) shall be deemed received on the next Business Day.

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The Administrative Agent shall promptly notify the Lenders of each Notice of Revolving Credit Borrowing.
          (b) Disbursement of Revolving Credit Loans. Not later than 2:00 p.m. (Charlotte time) on the proposed borrowing date, each Lender will make available to the Administrative Agent, for the account of the Borrower, at the office of the Administrative Agent in funds immediately available to the Administrative Agent, such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans to be made on such borrowing date. The Borrower hereby irrevocably authorizes the Administrative Agent to disburse the proceeds of each borrowing requested pursuant to this Section 2.2 in immediately available funds by crediting or wiring such proceeds to the deposit account of the Borrower identified in the most recent notice of account designation, substantially in the form of Exhibit C hereto (a “Notice of Account Designation”), delivered by the Borrower to the Administrative Agent or as may be otherwise agreed upon by the Borrower and the Administrative Agent from time to time. Subject to Section 5.7 hereof, the Administrative Agent shall not be obligated to disburse the portion of the proceeds of any Revolving Credit Loan requested pursuant to this Section 2.2 for which any Lender is responsible to the extent that such Lender has not made available to the Administrative Agent its Revolving Credit Commitment Percentage of such Revolving Credit Loan.
SECTION 2.3. Repayment of Revolving Credit Loans. (a) Repayment on Termination Date. The Borrower shall repay the outstanding principal amount of all Revolving Credit Loans in full on the Revolving Credit Termination Date, with all accrued but unpaid interest thereon.
          (b) Mandatory Repayment of Excess Extensions of Credit. (i) If at any time the outstanding principal amount of all Revolving Credit Loans plus the Dollar Amount of all outstanding L/C Obligations exceeds the Revolving Credit Commitment, the Borrower shall repay immediately upon notice from the Administrative Agent, by payment to the Administrative Agent for the account of the Lenders, Revolving Credit Loans and/or furnish cash collateral reasonably satisfactory to the Administrative Agent or repay the L/C Obligations in an amount equal to such excess. Such cash collateral shall be applied in accordance with Section 12.2(b).
          (ii) Excess Alternative Currency Letters of Credit. If the Administrative Agent shall determine that the outstanding principal Dollar Amount of all outstanding Letters of Credit denominated in an Alternative Currency exceeds one hundred and five percent (105%) of the lesser of (A) the L/C Commitment less the sum of the outstanding principal amount of all L/C Obligations denominated in Dollars and (B) the Alternative Currency L/C Commitment, in each case as of the last Business Day of any calendar month during the term hereof, then not later than three (3) Business Days after notice of the amount of such excess from the Administrative Agent to the Borrower, the Borrower shall deposit an amount in Dollars equal to such excess with the Administrative Agent to be held as cash collateral in accordance with Section 12.2(b).
          (c) Optional Repayments. The Borrower may at any time and from time to time repay the Revolving Credit Loans, in whole or in part, upon at least three (3) Business Days’ irrevocable notice to the Administrative Agent with respect to LIBOR Rate Loans and one (1) Business Day’s irrevocable notice with respect to Base Rate Loans, in the form attached hereto as Exhibit D (a “Notice of Prepayment”) specifying the date and amount of repayment and whether the repayment is of LIBOR Rate Loans, Base Rate Loans, or a combination thereof, and, if of a combination thereof, the amount allocable to each. Upon receipt of such notice, the Administrative Agent shall promptly notify each Lender. If any such notice is given, the amount specified in such notice shall be due and payable on the date set forth in such notice. Partial repayments shall be in an aggregate amount of $1,000,000 or a whole multiple of $250,000 in

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excess thereof with respect to Base Rate Loans and $5,000,000 or a whole multiple of $1,000,000 in excess thereof with respect to LIBOR Rate Loans.
          (d) Limitation on Repayment of LIBOR Rate Loans. The Borrower may not repay any LIBOR Rate Loan on any day other than on the last day of the Interest Period applicable thereto unless such repayment is accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.4. Evidence of Debt. (a) The Administrative Agent shall maintain a register and a subaccount therein for each Lender (the “Register”), in which shall be recorded (i) the amount of each Revolving Credit Loan made hereunder, including each Revolving Credit Loan evidenced by a Revolving Credit Note, and each Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from the Borrower to each Lender hereunder and (iii) both the amount of any sum received by the Administrative Agent hereunder from the Borrower and each Lender’s share thereof.
          (b) The entries made in the Register and the accounts of each Lender maintained pursuant to Section 2.4(a) shall, to the extent permitted by applicable law, be prima facie evidence of the existence and amounts of the obligations of the Borrowers therein recorded, absent manifest error; provided, however, that the failure of the Administrative Agent to maintain the Register or any such account, or any error therein, shall not in any manner affect the obligation of the Borrower to repay (with applicable interest) the Revolving Credit Loans made to the Borrower in accordance with the terms of this Agreement.
          (c) The Borrower hereby agrees that, upon the request to the Administrative Agent by any Lender, the Borrower will execute and deliver to such Lender a Revolving Credit Note of such Borrower evidencing the Revolving Credit Loans of such Lender, substantially in the form of Exhibit A.
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment (a) Voluntary Reduction. The Borrower shall have the right at any time and from time to time, upon at least five (5) Business Days’ prior written notice to the Administrative Agent, to permanently reduce, without premium or penalty, (i) the entire Revolving Credit Commitment at any time or (ii) portions of the Revolving Credit Commitment, from time to time, in an aggregate principal amount not less than $5,000,000 or any whole multiple of $1,000,000 in excess thereof.
          (b) Each permanent reduction of the Revolving Credit Commitment made pursuant to this Section 2.5 shall be accompanied, if necessary, by a payment of principal sufficient to reduce the aggregate outstanding Revolving Credit Loans and L/C Obligations, as applicable, after such reduction to the Revolving Credit Commitment as so reduced and if the Revolving Credit Commitment as so reduced is less than the aggregate amount of all outstanding Letters of Credit, the Borrower shall be required to deposit in a cash collateral account opened by the Administrative Agent an amount equal to the amount by which the aggregate then undrawn and unexpired amount of such Letters of Credit exceeds the Revolving Credit Commitment as so reduced. Any reduction of the Revolving Credit Commitment to zero (including upon termination of the Revolving Credit Facility on the Revolving Credit Termination Date) shall be accompanied by payment of all outstanding Revolving Credit Loans (and furnishing of cash collateral satisfactory to the Administrative Agent for all L/C Obligations) and shall result in the termination of the Revolving Credit Commitment and the Revolving Credit Facility. Such cash collateral shall be applied in accordance with Section 12.2(b). If the reduction of the Revolving

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Credit Commitment requires the repayment of any LIBOR Rate Loan, such repayment shall be accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.6. Termination of Revolving Credit Facility. The Revolving Credit Facility shall terminate on the earliest of (a) May 16, 2010, (b) the date of termination of the entire Revolving Credit Commitment by the Borrower pursuant to Section 2.5(a), and (c) the date of termination by the Administrative Agent on behalf of the Lenders pursuant to Section 12.2(a).
SECTION 2.7. Increase in the Aggregate Revolving Credit Commitments.
          (a) The Borrower may, at any time but in any event not more than once in any calendar year prior to the Revolving Credit Termination Date, by notice to the Administrative Agent, request that the aggregate amount of the Revolving Credit Commitments be increased by an amount of $25,000,000 or an integral multiple thereof (each a “Commitment Increase”) to be effective as of a date that is at least 90 days prior to the scheduled Revolving Credit Termination Date (the “Increase Date”) as specified in the related notice to the Administrative Agent; provided, however that (i) in no event shall the aggregate amount of the Revolving Credit Commitments at any time exceed $850,000,000 and (ii) on the date of any request by the Borrower for a Commitment Increase and on the related Increase Date, (x) the representations and warranties in Section 7.1 shall be true and correct and (y) no Default shall have occurred and be continuing.
          (b) The Administrative Agent shall promptly notify the Lenders of a request by the Borrower for a Commitment Increase, which notice shall include (i) the proposed amount of such requested Commitment Increase, (ii) the proposed Increase Date and (iii) the date by which Lenders wishing to participate in the Commitment Increase must commit to an increase in the amount of their respective Revolving Credit Commitments (the “Commitment Date”). Each Lender that is willing to participate in such requested Commitment Increase (each an “Increasing Lender”) shall, in its sole discretion, give written notice to the Administrative Agent on or prior to the Commitment Date of the amount by which it is willing to increase its Revolving Credit Commitment. If the Lenders notify the Administrative Agent that they are willing to increase the amount of their respective Revolving Credit Commitments by an aggregate amount that exceeds the amount of the requested Commitment Increase, the requested Commitment Increase shall be allocated among the Lenders willing to participate therein in such amounts as are agreed between the Borrower and the Administrative Agent.
          (c) Promptly following each Commitment Date, the Administrative Agent shall notify the Borrower as to the amount, if any, by which the Lenders are willing to participate in the requested Commitment Increase. If the aggregate amount by which the Lenders are willing to participate in any requested Commitment Increase on any such Commitment Date is less than the requested Commitment Increase, then the Borrower may extend offers to one or more Eligible Assignees to participate in any portion of the requested Commitment Increase that has not been committed to by the Lenders as of the applicable Commitment Date; provided, however, that the Revolving Credit Commitment of each such Eligible Assignee shall be in an amount of $5,000,000 or more.
          (d) On each Increase Date, each Eligible Assignee that accepts an offer to participate in a requested Commitment Increase in accordance with Section 2.7(b) (each such Eligible Assignee, an “Assuming Lender”) shall become a Lender party to this Agreement as of such Increase Date and the Revolving Credit Commitment of each Increasing Lender for such requested Commitment Increase shall be so increased by such amount (or by the amount allocated

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to such Lender pursuant to the last sentence of Section 2.7(b)) as of such Increase Date; provided, however, that the Administrative Agent shall have received on or before such Increase Date the following, each dated such date:
     (i) (A) certified copies of resolutions of the Board of Directors of the Borrower approving the Commitment Increase, (B) a consent from each Additional Obligor approving such Commitment Increase and (C) an opinion of counsel for the Borrower (which may be in-house counsel), in form and substance reasonably satisfactory to the Administrative Agent;
     (ii) an assumption agreement from each Assuming Lender, if any, in form and substance reasonably satisfactory to the Borrower and the Administrative Agent (each an “Assumption Agreement”), duly executed by such Assuming Lender, the Administrative Agent and the Borrower; and
     (iii) confirmation from each Increasing Lender of the increase in the amount of its Revolving Credit Commitment in a writing reasonably satisfactory to the Borrower and the Administrative Agent.
On each Increase Date, upon fulfillment of the conditions set forth in the immediately preceding sentence of this Section 2.7(d), the Administrative Agent shall notify the Lenders (including, without limitation, each Assuming Lender) and the Borrower, on or before 1:00 P.M. (Charlotte time), by telecopier, of the occurrence of the Commitment Increase to be effected on such Increase Date and shall record in the Register the relevant information with respect to each Increasing Lender and each Assuming Lender on such date.
          (e) On the Increase Date, if any Revolving Credit Loans are then outstanding, the Borrower shall borrow from all or certain of the Lenders and/or (subject to compliance by the Borrower with Section 2.3) prepay Revolving Credit Loans of all or certain of the Lenders such that, after giving effect thereto, the Revolving Credit Loans (including, without limitation, the Interest Periods thereof) shall be held by the Lenders (including for such purposes the Increasing Lenders and the Assuming Lenders) ratably in accordance with their respective Revolving Credit Commitments. On and after each Increase Date, the Revolving Credit Commitment Percentage of each Lender’s participation in Letters of Credit and Revolving Credit Loans from draws under Letters of Credit shall be calculated after giving effect to each such Commitment Increase.
ARTICLE III LETTER OF CREDIT FACILITY
SECTION 3.1. L/C Commitment. Subject to the terms and conditions hereof, each Issuing Lender, in reliance on the agreements of the other Lenders set forth in Section 3.4(a), agrees to issue trade and standby letters of credit (“Letters of Credit”) for the account of the Borrower and its specified Subsidiaries on any Business Day from the Closing Date to but not including the Revolving Credit Termination Date in such form as may be approved from time to time by such Issuing Lender; provided, however, that no Issuing Lender shall have any obligation to issue any Letter of Credit if, after giving effect to such issuance, (a) the L/C Obligations would exceed the L/C Commitment or (b) the L/C Obligations on account of Letters of Credit denominated in an Alternative Currency would exceed the Alternative Currency L/C Commitment or (c) the aggregate principal amount of outstanding Revolving Credit Loans, plus the aggregate principal amount of L/C Obligations would exceed the Revolving Credit Commitment. Each Letter of Credit shall (i) be denominated in (A) Dollars, if such Letter of Credit is a standby Letter of Credit, or (B) Dollars or an Alternative Currency, if such Letter of Credit is a trade Letter of

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Credit, (ii) be a trade or standby letter of credit issued to support obligations of the Borrower or any of its Subsidiaries, contingent or otherwise, incurred in the ordinary course of business, (iii) expire on a date no later than ten Business Days prior to the Revolving Credit Termination Date, and (iv) be subject to the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the applicable Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York. No Issuing Lender shall at any time be obligated to issue any Letter of Credit hereunder if such issuance would conflict with, or cause such Issuing Lender or any L/C Participant to exceed any limits imposed by, any Applicable Law. References herein to “issue” and derivations thereof with respect to Letters of Credit shall also include extensions or modifications of any existing Letters of Credit, unless the context otherwise requires. Each Outstanding Letter of Credit shall be deemed to have been issued under this Agreement.
SECTION 3.2. Procedure for Issuance of Letters of Credit. The Borrower may from time to time request that any Issuing Lender issue a Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) by delivering to such Issuing Lender at any Issuing Lender’s office at any address mutually acceptable to the Borrower and such Issuing Lender an Application therefor, including, if applicable, the office of such Issuing Lender’s Correspondent, completed to the satisfaction of such Issuing Lender, and such other certificates, documents and other papers and information as such Issuing Lender may reasonably request. Upon receipt of any Application, such Issuing Lender shall process such Application and the certificates, documents and other papers and information delivered to it in connection therewith in accordance with its customary procedures and shall, subject to Section 3.1 and Article VI hereof, promptly issue the Letter of Credit (or amend, extend or renew the outstanding Letter of Credit) requested thereby (but in no event shall any Issuing Lender be required to issue any Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) earlier than three (3) Business Days after its receipt of the Application therefor and all such other certificates, documents and other papers and information relating thereto) by issuing the original of such Letter of Credit to the beneficiary thereof or as otherwise may be agreed by such Issuing Lender and the Borrower. Within fifteen (15) Business Days after the end of each month, the Administrative Agent shall report to each Lender the average daily outstandings for each day in such month for all Letters of Credit during the previous month.
SECTION 3.3. Fees and Other Charges. (a) The Borrower shall pay to the Administrative Agent, for the account of each Issuing Lender and the L/C Participants, a letter of credit fee (the “L/C Fee”) (i) with respect to each trade Letter of Credit, in an amount equal to the Applicable Margin for trade Letters of Credit times the average daily undrawn amount of such issued Letter of Credit as reported by the Administrative Agent pursuant to Section 3.2 and (ii) with respect to each standby Letter of Credit, in an amount equal to the Applicable Margin for standby Letters of Credit times the face amount of such Letter of Credit. Such fee shall be payable quarterly in arrears (x) for trade Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date and (y) for standby Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date.
          (b) In addition to the foregoing commission, the Borrower shall pay the Issuing Lenders an issuance fee of one tenth percent (1/10%) per annum on the face amount of each standby Letter of Credit, payable quarterly in arrears within fifteen (15) Business Days after the end of each calendar quarter of each calendar quarter and on the Revolving Credit Termination Date.

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          (c) The Administrative Agent shall, promptly following its receipt thereof, distribute to each Issuing Lender and the L/C Participants all fees received by the Administrative Agent in accordance with their respective Revolving Credit Commitment Percentages.
SECTION 3.4. L/C Participations. (a) Each Issuing Lender irrevocably agrees to grant and hereby grants to each L/C Participant, and, to induce such Issuing Lender to issue Letters of Credit hereunder, each L/C Participant irrevocably agrees to accept and purchase and hereby accepts and purchases from such Issuing Lender, on the terms and conditions hereinafter stated, for such L/C Participant’s own account and risk an undivided interest equal to such L/C Participant’s Revolving Credit Commitment Percentage in such Issuing Lender’s obligations and rights under each Letter of Credit issued hereunder and the amount of each draft paid by such Issuing Lender thereunder. Each L/C Participant unconditionally and irrevocably agrees with each Issuing Lender that, if a draft is paid under any Letter of Credit for which such Issuing Lender is not reimbursed in full by the Borrower in accordance with the terms of this Agreement, such L/C Participant shall pay to such Issuing Lender upon demand at such Issuing Lender’s address for notices specified herein an amount in Dollars equal to such L/C Participant’s Revolving Credit Commitment Percentage of the Dollar Amount of such draft, or any part thereof, which is not so reimbursed, such payment to be made by the making of a Base Rate Loan in Dollars pursuant to Section 3.5(c) below.
          (b) Upon becoming aware of any amount required to be paid by any L/C Participant to any Issuing Lender pursuant to Section 3.4(a) in respect of any unreimbursed portion of any payment made by such Issuing Lender under any Letter of Credit, the Administrative Agent shall notify each L/C Participant of the amount and due date of such required payment and such L/C Participant shall pay to such Issuing Lender the amount specified on the applicable due date. If any such amount is paid to such Issuing Lender after the date such payment is due, such L/C Participant shall pay to such Issuing Lender on demand, in addition to such amount, the product of (i) such amount, times (ii) the daily average Federal Funds Rate as determined by the Administrative Agent during the period from and including the date such payment is due to the date on which such payment is immediately available to such Issuing Lender, times (iii) a fraction the numerator of which is the number of days that elapse during such period and the denominator of which is 360. A certificate of any Issuing Lender with respect to any amounts owing under this Section 3.4(b) shall be conclusive in the absence of manifest error. With respect to payment to any Issuing Lender of the unreimbursed amounts described in this Section 3.4(b), if the L/C Participants receive notice that any such payment is due (A) prior to 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due that Business Day, and (B) after 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due on the following Business Day.
          (c) Whenever, at any time after any Issuing Lender has made payment under any Letter of Credit and has received from any L/C Participant its Revolving Credit Commitment Percentage of such payment in accordance with this Section 3.4, such Issuing Lender receives any payment related to such Letter of Credit (whether directly from the Borrower or otherwise, or any payment of interest on account thereof), such Issuing Lender will distribute to such L/C Participant its pro rata share thereof in accordance with such L/C Participant’s Revolving Credit Commitment Percentage; provided, that in the event that any such payment received by such Issuing Lender shall be required to be returned by such Issuing Lender, such L/C Participant shall return to such Issuing Lender the portion thereof previously distributed by such Issuing Lender to it.

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SECTION 3.5. Reimbursement. (a) Reimbursement by the Borrower. The Borrower agrees to reimburse each Issuing Lender on each date the Administrative Agent notifies the Borrower of the date and amount of a draft paid under any Letter of Credit for the amount of (i) such draft so paid and (ii) any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender in connection with such payment (other than those payable pursuant to Section 3.5(b) below). Each such payment shall be made to any Issuing Lender at its address for notices specified herein (i) in Dollars if such Letter of Credit was denominated in Dollars or (ii) in Dollars or the applicable Alternative Currency, at the option of the Borrower, if such Letter of Credit was denominated in an Alternative Currency, and in each case, in immediately available funds. Interest shall be payable on any and all amounts remaining unpaid by the Borrower under this Article III from the day immediately following the date such amounts become payable (whether at stated maturity, by acceleration or otherwise) until payment in full at the rate which would be payable on any outstanding Base Rate Loans which were then overdue.
          (b) Exchange Indemnification and Increased Costs. The Borrower shall, upon demand from any Issuing Lender or L/C Participant, pay to such Issuing Lender or L/C Participant, the amount of (i) any loss or cost or increased cost incurred by such Issuing Lender or L/C Participant, (ii) any reduction in any amount payable to or in the effective return on the capital to such Issuing Lender or L/C Participant, (iii) any currency exchange loss, in each case with respect to clauses (i), (ii) and (iii), that such Issuing Lender or L/C Participant sustains as a result of the Borrower’s repayment in Dollars of any Letter of Credit denominated in an Alternative Currency or (iv) any interest or any other return, including principal, foregone by such Issuing Lender as a result of the introduction of, change over to or operation of the euro in any member state participating in the euro. A certificate of such Issuing Lender setting forth in reasonable detail the basis for determining such additional amount or amounts necessary to compensate such Issuing Lender shall be conclusively presumed to be correct save for manifest error.
          (c) Reimbursement by the Lenders. If the Borrower fails to timely reimburse such Issuing Lender on the date the Borrower receives the notice referred to in this Section 3.5, the Borrower shall be deemed to have timely given a Notice of Revolving Credit Borrowing pursuant to Section 2.2 hereunder to the Administrative Agent requesting the Lenders to make a Base Rate Loan on such date in an amount in Dollars equal to the Dollar Amount (as of the date of funding of such Base Rate Loan by each Lender) of such draft paid, together with any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender and to be reimbursed pursuant to this Section 3.5 and, regardless of whether or not the conditions precedent specified in Article VI have been satisfied, the Lenders shall make Base Rate Loans in such amount, the proceeds of which shall be applied to reimburse such Issuing Lender for the amount of the related drawing and costs and expenses. Notwithstanding the foregoing, nothing in this Section 3.5 shall obligate the Lenders to make such Base Rate Loans if the making of such Base Rate Loans would violate the automatic stay under federal bankruptcy laws.
SECTION 3.6. Obligations Absolute. The Borrower’s obligations under this Article III (including without limitation the Reimbursement Obligation) shall be absolute and unconditional under any and all circumstances and irrespective of any set-off, counterclaim or defense to payment which the Borrower may have or have had against any Issuing Lender or any beneficiary of a Letter of Credit. The Borrower also agrees with each Issuing Lender that no Issuing Lender shall be responsible for, and the Borrower’s Reimbursement Obligation under Section 3.5 shall not be affected by, among other things, the validity or genuineness of documents or of any endorsements thereon, even though such documents shall in fact prove to be invalid, fraudulent or forged, or any dispute between or among the Borrower and any beneficiary of any Letter of

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Credit or any other party to which such Letter of Credit may be transferred or any claims whatsoever of the Borrower against any beneficiary of such Letter of Credit or any such transferee. No Issuing Lender shall be liable for any error, omission, interruption or delay in transmission, dispatch or delivery of any message or advice, however transmitted, in connection with any Letter of Credit, except for errors or omissions caused by such Issuing Lender’s gross negligence or willful misconduct. The Borrower agrees that any action taken or omitted by any Issuing Lender under or in connection with any Letter of Credit or the related drafts or documents, if done in the absence of gross negligence or willful misconduct and in accordance with the standards of care specified in the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York, shall be binding on the Borrower and shall not result in any liability of any Issuing Lender to the Borrower. The responsibility of each Issuing Lender to the Borrower in connection with any draft presented for payment under any Letter of Credit shall, in addition to any payment obligation expressly provided for in such Letter of Credit, be limited to determining that the documents (including each draft) delivered under such Letter of Credit in connection with such presentment are in conformity with such Letter of Credit.
SECTION 3.7 Effect of Application. To the extent that any provision of any Application related to any Letter of Credit is inconsistent with the provisions of this Article III, the provisions of this Article III shall apply.
ARTICLE IV [RESERVED]
ARTICLE V GENERAL LOAN PROVISIONS
SECTION 5.1. Interest. (a) Interest Rate Options. Subject to the provisions of this Section 5.1, at the election of the Borrower, the aggregate principal balance of any Revolving Credit Loans shall bear interest at (i) the Base Rate plus the Applicable Margin or (ii) the LIBOR Rate plus the Applicable Margin; provided that LIBOR Rate Loans shall not be available until three (3) Business Days after the Closing Date unless the Borrower executes and delivers an indemnity in favor of the Administrative Agent and the Lenders in form and substance satisfactory to them. The Borrower shall select the rate of interest and Interest Period, if any, applicable to any Revolving Credit Loan at the time a Notice of Revolving Credit Borrowing is given pursuant to Section 2.2 or at the time a Notice of Conversion/Continuation is given pursuant to Section 5.2. Each Revolving Credit Loan or portion thereof bearing interest based on the Base Rate shall be a “Base Rate Loan”, and each Revolving Credit Loan or portion thereof bearing interest based on the LIBOR Rate shall be a “LIBOR Rate Loan.” Any Revolving Credit Loan or any portion thereof as to which the Borrower has not duly specified an interest rate as provided herein shall be deemed a Base Rate Loan.
          (b) Interest Periods. In connection with each LIBOR Rate Loan, the Borrower, by giving notice at the times described in Section 5.1(a), shall elect an interest period (each, an “Interest Period”) to be applicable to such Loan, which Interest Period shall be a period of one (1), two (2), three (3), or six (6) months (or nine (9) or twelve (12) months or any other period if available from all Lenders) with respect to each LIBOR Rate; provided that:
     (i) the Interest Period shall commence on the date of advance of or conversion to any LIBOR Rate Loan and, in the case of immediately successive Interest Periods, each successive Interest Period shall commence on the date on which the next preceding Interest Period expires;

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     (ii) if any Interest Period would otherwise expire on a day that is not a Business Day, such Interest Period shall expire on the next succeeding Business Day; provided, that if any Interest Period would otherwise expire on a day that is not a Business Day but is a day of the month after which no further Business Day occurs in such month, such Interest Period shall expire on the next preceding Business Day;
     (iii) any Interest Period that begins on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the calendar month at the end of such Interest Period) shall end on the last Business Day of the relevant calendar month at the end of such Interest Period;
     (iv) no Interest Period shall extend beyond the Revolving Credit Termination Date; and
     (v) there shall be no more than six (6) Interest Periods for Revolving Credit Loans in effect at any time.
          (c) Default Rate. Subject to Section 12.3, at the discretion of the Administrative Agent and Required Lenders, upon the occurrence and during the continuance of an Event of Default, (i) the Borrower shall no longer have the option to request LIBOR Rate Loans, (ii) all outstanding LIBOR Rate Loans shall bear interest at a rate per annum two percent (2%) in excess of the rate then applicable to LIBOR Rate Loans, as applicable, until the end of the applicable Interest Period and thereafter at a rate equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans, and (iii) all outstanding Base Rate Loans shall bear interest at a rate per annum equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans. Interest shall continue to accrue on the amount of Revolving Credit Loans outstanding after the filing by or against the Borrower of any petition seeking any relief in bankruptcy or under any act or law pertaining to insolvency or debtor relief, whether state, federal or foreign.
          (d) Interest Payment and Computation. Interest on each Base Rate Loan shall be payable in arrears on the last Business Day of each calendar quarter commencing June 30, 2005; and interest on each LIBOR Rate Loan shall be payable on the last day of each Interest Period applicable thereto, and if such Interest Period exceeds three (3) months, at the end of each three (3) month interval during such Interest Period. Interest on LIBOR Rate Loans and all fees payable hereunder shall be computed on the basis of a 360-day year and assessed for the actual number of days elapsed and interest on Base Rate Loans shall be computed on the basis of a 365/66-day year and assessed for the actual number of days elapsed.
          (e) Maximum Rate. In no contingency or event whatsoever shall the aggregate of all amounts deemed interest hereunder or under any of the Loan Documents charged or collected pursuant to the terms of this Agreement or pursuant to any other Loan Document exceed the highest rate permissible under any Applicable Law which a court of competent jurisdiction shall, in a final determination, deem applicable hereto. In the event that such a court determines that the Lenders have charged or received interest hereunder in excess of the highest applicable rate, the rate in effect hereunder shall automatically be reduced to the maximum rate permitted by Applicable Law and the Lenders shall at the Administrative Agent’s option (i) promptly refund to the Borrower any interest received by Lenders in excess of the maximum lawful rate or (ii) shall apply such excess to the principal balance of the Obligations. It is the intent hereof that the Borrower not pay or contract to pay, and that neither the Administrative Agent nor any Lender receive or contract to receive, directly or indirectly in any manner whatsoever, interest in excess of that which may be paid by the Borrower under Applicable Law.

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SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans. Provided that no Event of Default has occurred and is then continuing, the Borrower shall have the option (a) to convert all or any portion of its outstanding Base Rate Loans in a principal amount equal to $5,000,000 or any whole multiple of $1,000,000 in excess thereof into one or more LIBOR Rate Loans and (b), (i) to convert all or any part of its outstanding LIBOR Rate Loans in a principal amount equal to $1,000,000 or a whole multiple of $250,000 in excess thereof into Base Rate Loans or (ii) to continue such LIBOR Rate Loans as LIBOR Rate Loans for an additional Interest Period; provided that if any conversion or continuation is made prior to the expiration of any Interest Period, the Borrower shall pay any amount required to be paid pursuant to Section 5.10 hereof. Whenever the Borrower desires to convert or continue Revolving Credit Loans as provided above, the Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached as Exhibit E (a “Notice of Conversion/Continuation”) not later than 11:00 a.m. (Charlotte time) three (3) Business Days before the day on which a proposed conversion or continuation of such Revolving Credit Loan is to be effective (except in the case of a conversion of a LIBOR Rate Loan to a Base Rate Loan in which case same day notice by the Borrower shall be sufficient) specifying (A) the Revolving Credit Loans to be converted or continued, and, in the case of any LIBOR Rate Loan to be converted or continued, the last day of the Interest Period therefor, (B) the effective date of such conversion or continuation (which shall be a Business Day), (C) the principal amount of such Revolving Credit Loans to be converted or continued, and (D) the Interest Period to be applicable to such converted or continued LIBOR Rate Loan. The Administrative Agent shall promptly notify the Lenders of such Notice of Conversion/Continuation.
SECTION 5.3. Fees. (a) Commitment Fees. The Borrower shall pay to the Administrative Agent, for the account of the Lenders, a non-refundable commitment fee (the “Commitment Fee”) at a rate per annum equal to the Applicable Margin on the unused amount of the Revolving Credit Commitment. The Commitment Fee shall be payable in arrears on the last Business Day of each calendar quarter for the period commencing on the Amendment Date and ending on the Revolving Credit Termination Date. The Commitment Fee shall be distributed by the Administrative Agent to the Lenders pro rata in accordance with the Lenders’ respective Revolving Credit Commitment Percentages.
          (b) Administrative Agent’s and Other Fees. In order to compensate the Administrative Agent for its obligations hereunder, the Borrower agrees to pay to the Administrative Agent, for its account, the fees set forth in the separate fee letter agreement executed by the Borrower and the Administrative Agent dated April 26, 2005.
SECTION 5.4. Manner of Payment. Each payment by the Borrower on account of the principal of or interest on the Revolving Credit Loans or of any fee, commission or other amounts (including the Reimbursement Obligation) payable to the Lenders under this Agreement or any other Loan Document shall be made not later than 1:00 p.m. (Charlotte time) on the date specified for payment under this Agreement to the Administrative Agent at the Administrative Agent’s Office for the account of the Lenders (other than as set forth below) pro rata in accordance with their respective Revolving Credit Commitment Percentages (except as specified below), in Dollars, in immediately available funds and shall be made without any set-off, counterclaim or deduction whatsoever. Any payment received after such time but before 2:00 p.m. (Charlotte time) on such day shall be deemed a payment on such date for the purposes of Section 12.1, but for all other purposes shall be deemed to have been made on the next succeeding Business Day. Any payment received after 2:00 p.m. (Charlotte time) shall be deemed to have been made on the next succeeding Business Day for all purposes. Upon receipt by the Administrative Agent of each such payment, the Administrative Agent shall distribute to each Lender at its address for

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notices set forth herein its pro rata share of such payment in accordance with such Lender’s Revolving Credit Commitment Percentage (except as specified below), and shall wire advice of the amount of such credit to each Lender. Each payment to the Administrative Agent of the L/C Participants’ commissions shall be made in like manner, but for the account of the L/C Participants. Each payment to the Administrative Agent of Administrative Agent’s fees or expenses shall be made for the account of the Administrative Agent and any amount payable to any Lender under Article IV or Section 5.9, 5.10, 5.11, 5.12 or 14.2 shall be paid to the Administrative Agent for the account of the applicable Lender. Subject to Section 5.1(b)(ii), if any payment under this Agreement or any other Loan Document shall be specified to be made upon a day which is not a Business Day, it shall be made on the next succeeding day which is a Business Day and such extension of time shall in such case be included in computing any interest if payable along with such payment.
SECTION 5.5. Crediting of Payments and Proceeds. In the event that the Borrower shall fail to pay any of the Obligations when due and the Obligations have been accelerated pursuant to Section 12.2, all payments received by the Lenders upon the Obligations and all net proceeds from the enforcement of the Obligations shall be applied first to all expenses then due and payable by the Borrower hereunder, then to all indemnity obligations then due and payable by the Borrower hereunder, then to all Administrative Agent’s fees then due and payable, then to all commitment and other fees and commissions then due and payable, then to accrued and unpaid interest hereunder or under any other Loan Document, and Reimbursement Obligation (pro rata in accordance with all such amounts due), then to the principal amount hereunder or under any other Loan Document, Reimbursement Obligation and any termination payments due in respect of a Hedging Agreement with any Lender or Affiliate of a Lender (which Hedging Agreement is permitted hereunder) (pro rata in accordance with all such amounts due) and then to the cash collateral account described in Section 12.2(b) hereof to the extent of any L/C Obligations then outstanding, in that order.
SECTION 5.6. Adjustments. If any Lender (a “Benefited Lender”) shall at any time receive any payment of all or part of the Obligations owing to it, or interest thereon, or if any Lender shall at any time receive any collateral in respect to the Obligations owing to it (whether voluntarily or involuntarily, by set-off or otherwise) in a greater proportion than any such payment to and collateral received by any other Lender, if any, in respect of the Obligations owing to such other Lender, or interest thereon, such Benefited Lender shall purchase for cash from the other Lenders such portion of each such other Lender’s Extensions of Credit Obligations, or shall provide such other Lenders with the benefits of any such collateral, or the proceeds thereof, as shall be necessary to cause such Benefited Lender to share the excess payment or benefits of such collateral or proceeds ratably with each of the Lenders; provided, that if all or any portion of such excess payment or benefits is thereafter recovered from such Benefited Lender, such purchase shall be rescinded, and the purchase price and benefits returned to the extent of such recovery, but without interest. The Borrower agrees that each Lender so purchasing a portion of another Lender’s Extensions of Credit may exercise all rights of payment (including, without limitation, rights of set-off) with respect to such portion as fully as if such Lender were the direct holder of such portion.
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent. The obligations of the Lenders under this Agreement to make the Revolving Credit Loans and issue or participate in Letters of Credit are several and are not joint or joint and several. Unless the Administrative Agent shall have received notice from a Lender prior to a proposed borrowing date that such Lender will not make available to the Administrative Agent such Lender’s ratable portion of the amount to be borrowed on such date (which notice

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shall not release such Lender of its obligations hereunder), the Administrative Agent may assume that such Lender has made such portion available to the Administrative Agent on the proposed borrowing date in accordance with Sections 2.2(b), and the Administrative Agent may, in reliance upon such assumption, make available to the Borrower on such date a corresponding amount. If such amount is made available to the Administrative Agent on a date after such borrowing date, such Lender shall pay to the Administrative Agent on demand an amount, until paid, equal to the product of (a) the amount not made available by such Lender in accordance with the terms hereof, times (b) the daily average Federal Funds Rate during such period as determined by the Administrative Agent, times (c) a fraction the numerator of which is the number of days that elapse from and including such borrowing date to the date on which such amount not made available by such Lender in accordance with the terms hereof shall have become immediately available to the Administrative Agent and the denominator of which is 360. A certificate of the Administrative Agent with respect to any amounts owing under this Section 5.7 shall be conclusive, absent manifest error. If such Lender’s Revolving Credit Commitment Percentage of such borrowing is not made available to the Administrative Agent by such Lender within three (3) Business Days of such borrowing date, the Administrative Agent shall be entitled to recover such amount made available by the Administrative Agent with interest thereon at the rate per annum applicable to such borrowing, on demand, from the Borrower. The failure of any Lender to make available its Revolving Credit Commitment Percentage of any Revolving Credit Loan requested by the Borrower shall not relieve it or any other Lender of its obligation hereunder to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date, but no Lender shall be responsible for the failure of any other Lender to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date.
SECTION 5.8. Joint and Several Liability of the Credit Parties. (a) Each of the Credit Parties is jointly and severally liable not merely as a surety but as a co-debtor for each and every Obligation. Each of the Credit Parties is accepting joint and several liability hereunder in consideration of the financial accommodations to be provided by the Lenders under this Agreement, for the mutual benefit, directly or indirectly, of each of the Credit Parties and in consideration of the undertakings of each of the Credit Parties to accept joint and several liability for the Obligations.
          (b) Except as otherwise expressly provided herein, each Credit Party hereby waives promptness, diligence, presentment, demand, protest, notice of acceptance of its joint and several liability, notice of any and all advances of the Revolving Credit Loans and Letters of Credit made under this Agreement and the other Loan Documents, notice of occurrence of any Default or Event of Default, or of any demand for any payment under this Agreement and notice of any action at any time taken or omitted by the Administrative Agent or any Lender under or in respect of any of the Obligations hereunder. Each Credit Party hereby waives all defenses which may be available by virtue of any valuation, stay, moratorium law or other similar law now or hereafter in effect, any right to require the marshaling of assets of any of the Credit Parties and any other entity or person primarily or secondarily liable with respect to any of the Obligations, and all suretyship defenses generally. Each Credit Party hereby assents to, and waives notice of, any extension or postponement of the time for the payment, or place or manner for payment, compromise, refinancing, consolidation or renewals of any of the Obligations hereunder, the acceptance of any partial payment thereon, any waiver, consent or other action or acquiescence by the Administrative Agent or any Lender at any time or times in respect of any default by any Credit Party in the performance or satisfaction of any term, covenant, condition or provision of this Agreement and the other Loan Documents, any and all other indulgences whatsoever by the Administrative Agent or any Lender in respect of any of the Obligations, and the taking, addition,

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substitution or release, in whole or in part, at any time or times, of any security for any of such Obligations or the addition, substitution or release, in whole or in part, of any Credit Party or any other entity or person primarily or secondarily liable for any Obligation. If for any reason any of the Credit Parties has no legal existence or is under no legal obligation to discharge any of the Obligations, or if any of the Obligations have become irrecoverable from any of the Credit Parties by reason of such Credit Party’s insolvency, bankruptcy or reorganization or by other operation of law or for any reason, this Agreement and the other Loan Documents shall nevertheless be binding on each of the other Credit Parties to the same extent as if such Credit Party at all times had been the sole obligor on such Obligations. The Obligations of each Credit Party under this Section 5.8 shall not be diminished or rendered unenforceable by any winding up, reorganization, arrangement, liquidation, reconstruction or similar proceeding with respect to any reconstruction or similar proceeding with respect to any Credit Party, the Administrative Agent or any Lender.
          (c) If at any time, any payment, or any part thereof, made in respect of any of the Obligations, is rescinded or must otherwise be restored or returned by the Administrative Agent or any Lender upon the insolvency, bankruptcy or reorganization of any of the Credit Parties, or otherwise, the provisions of this Section 5.8 will forthwith be reinstated in effect as though such payment had not been made.
          (d) Until the payment and performance in full of all the Obligations, none of the Credit Parties shall exercise and each hereby waives any rights against the other Credit Parties as a result of payment by such Credit Party hereunder, by way of subrogation, reimbursement, restitution, contribution or otherwise, and none of the Credit Parties will prove any claim in competition with the Administrative Agent or any Lender in respect of any payment hereunder in bankruptcy, insolvency, or reorganization proceedings of any nature; none of the Credit Parties will claim any set-off, recoupment or counterclaim against any of the other Credit Parties in respect of any liability of one Credit Party to another Credit Party. Each of the Credit Parties hereby agrees that the payment of any amounts due with respect to any indebtedness owing by any of the Credit Party to any other Credit Party is hereby subordinated to the prior payment in full in cash of the Obligations. Each Credit Party agrees that, after the occurrence and during the continuance of any Default or Event of Default hereunder, none of the Credit Parties will demand, sue for or otherwise attempt to collect any indebtedness of any other Credit Party to such Credit Party until all of the Obligations of the Credit Parties hereunder shall have been paid in full in cash. If, notwithstanding the foregoing sentence, any Credit Party shall collect, enforce or receive any amounts in respect of such indebtedness in violation of the foregoing sentence while any Obligations of the Credit Parties are still outstanding, such amounts shall be collected, enforced and received by such Credit Party as trustee for the Administrative Agent and the Lenders and be paid over to the Administrative Agent on account of the Obligations without affecting in any manner the liability of such Credit Party under the other provisions hereof.
SECTION 5.9. Changed Circumstances. (a) Circumstances Affecting LIBOR Rate Availability. If with respect to any Interest Period: (i) the Administrative Agent or any Lender (after consultation with Administrative Agent) shall determine that, by reason of circumstances affecting the foreign exchange and interbank markets generally, deposits in the applicable currency, in the applicable amounts are not being quoted via British Bankers’ Association Interest Settlement Rates (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits of the applicable currency in the London interbank market) or offered to the Administrative Agent or such Lender for such Interest Period; or (ii) the Required Lenders reasonably determine (which determination shall be

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conclusive) and notify the Administrative Agent that the LIBOR Rate will not adequately and fairly reflect the cost to the Required Lenders of funding LIBOR Rate Loans for such Interest Period; then the Administrative Agent shall forthwith give notice thereof to the Borrower. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, the obligation of the Lenders to make LIBOR Rate Loans and the right of the Borrower to convert any Revolving Credit Loan to or continue any Loan as a LIBOR Rate Loan shall be suspended, and the Borrower shall repay in full (or cause to be repaid in full) the then outstanding principal amount of each such LIBOR Rate Loan together with accrued interest thereon, on the last day of the then current Interest Period applicable to such Loan or convert the then outstanding principal amount of each such LIBOR Rate Loan as of the last day of such Interest Period.
          (b) Laws Affecting LIBOR Rate Availability. If, after the Closing Date, the introduction of, or any change in, any Applicable Law or any change in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any Lender (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the Closing Date of any such Authority, central bank or comparable agency, shall make it unlawful or impossible for any of the Lenders (or any of their respective Lending Offices) to honor its obligations hereunder to make or maintain any LIBOR Rate Loan, such Lender shall promptly give notice thereof to the Administrative Agent and the Administrative Agent shall promptly give notice to the Borrower and the other Lenders. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, (i) the obligations of the Lenders to make LIBOR Rate Loans and the right of the Borrower to convert any Revolving Credit Loan or continue any Revolving Credit Loan as a LIBOR Rate Loan shall be suspended and thereafter the Borrower may select only Base Rate Loans hereunder, and (ii) if any of the Lenders may not lawfully continue to maintain a LIBOR Rate Loan to the end of the then current Interest Period applicable thereto , the applicable Loan shall immediately be converted to a Base Rate Loan or a Loan that bears interest at the Base Rate for the remainder of such Interest Period.
          (c) Increased Costs. If, after the Closing Date, the introduction of, or any change in, any Applicable Law, or in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any of the Lenders (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the Closing Date of such Authority, central bank or comparable agency:
     (i) shall subject any of the Lenders (or any of their respective Lending Offices) to any tax, duty or other charge with respect to any Revolving Credit Loan, Letter of Credit or Application or shall change the basis of taxation of payments to any of the Lenders (or any of their respective Lending Offices) of the principal of or interest on any Revolving Credit Loan, Letter of Credit or Application or any other amounts due under this Agreement in respect thereof (except for changes in the rate of tax on the overall net income of any of the Lenders or any of their respective Lending Offices imposed by the jurisdiction in which such Lender is organized or is or should be qualified to do business or such Lending Office is located); or
     (ii) shall impose, modify or deem applicable any reserve (including, without limitation, any imposed by the Board of Governors of the Federal Reserve System), special deposit, insurance or capital or similar requirement against assets of, deposits with

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or for the account of, or credit extended by any of the Lenders (or any of their respective Lending Offices) or shall impose on any of the Lenders (or any of their respective Lending Offices) or the foreign exchange and interbank markets any other condition affecting any Revolving Credit Loan; and the result of any of the foregoing is to increase the costs to any of the Lenders of maintaining any LIBOR Rate Loan or issuing or participating in Letters of Credit or to reduce the yield or amount of any sum received or receivable by any of the Lenders under this Agreement or under any other Loan Document in respect of a LIBOR Rate Loan or Letter of Credit or Application, then such Lender may promptly notify the Administrative Agent, and the Administrative Agent shall promptly notify the Borrower of such fact and demand compensation therefor and, within fifteen (15) days after such notice by the Administrative Agent, the Borrower shall pay to such Lender such additional amount or amounts as will compensate such Lender or Lenders for such increased cost or reduction. The Administrative Agent and the applicable Lender will promptly notify the Borrower of any event of which it has knowledge which will entitle such Lender to compensation pursuant to this Section 5.9(c); provided, that the Administrative Agent shall incur no liability whatsoever to the Lenders or the Borrower in the event it fails to do so. The amount of such compensation shall be determined, in the applicable Lender’s reasonable discretion, based upon the assumption that such Lender funded its Revolving Credit Commitment Percentage of the LIBOR Rate Loans in the London interbank market and using any reasonable attribution or averaging methods which such Lender deems appropriate and practical; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
     (d) Mitigation Obligations; Replacement of Lenders.
          (i) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, then such Lender shall use reasonable efforts to designate a different lending office for funding or booking its Loans hereunder or to assign its rights and obligations hereunder to another of its offices, branches or affiliates, if, in the judgment of such Lender, such designation or assignment (A) would eliminate or reduce amounts payable pursuant to this Section 5.9 or Section 5.12, as the case may be, in the future and (B) would not subject such Lender to any unreimbursed cost or expense and would not otherwise be disadvantageous to such Lender. The Borrower hereby agrees to pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment.
          (ii) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, or if any Lender defaults in its obligation to fund Loans hereunder, then the Borrower may, at its sole expense and effort, upon notice to such Lender and the Administrative Agent, require such Lender to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in Section 14.10), all its interests, rights and obligations under this Agreement to an Eligible Assignee that shall assume such obligations (which assignee may be another Lender, if a Lender accepts such assignment); provided that (A) the Borrower shall have received the prior written consent of the Administrative

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Agent (and, if a participation in a Letter of Credit is being assigned, the Issuing Lender that issued such Letter of Credit), which consent shall not unreasonably be withheld, (B) such Lender shall have received payment of an amount equal to the outstanding principal of its Revolving Credit Loans and participations in Letters of Credit, accrued interest thereon, accrued fees and all other amounts payable to it hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrower (in the case of all other amounts) and (C) in the case of any such assignment resulting from a claim for compensation under this Section 5.9, such assignment will result in a reduction in such compensation or payments. A Lender shall not be required to make any such assignment and delegation if, prior thereto, as a result of a waiver by such Lender or otherwise, the circumstances entitling the Borrower to require such assignment and delegation cease to apply.
SECTION 5.10. Indemnity. The Borrower hereby indemnifies each of the Lenders against any loss or expense which may arise or be attributable to each Lender’s obtaining, liquidating or employing deposits or other funds acquired to effect, fund or maintain any Loan (a) as a consequence of any failure by the Borrower to make any payment when due of any amount due hereunder in connection with a LIBOR Rate Loan, (b) due to any failure of the Borrower to borrow on a date specified therefor in a Notice of Revolving Credit Borrowing or Notice of Continuation/Conversion or (c) due to any payment, prepayment or conversion of any LIBOR Rate Loan on a date other than the last day of the Interest Period therefor. The amount of such loss, cost or expense to any Lender shall be deemed to equal an amount determined by such Lender to be the excess, if any, of (i) the amount of interest which would have accrued on the principal amount of such Loan had such event not occurred, at the LIBOR Rate that would have been applicable to such Loan, for the period from the date of such event to the last day of the then current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for the period that would have been the Interest Period for such Loan), over (ii) the amount of interest which would accrue on such principal amount for such period at the interest rate which such Lender would bid, were it to bid, at the commencement of such period, for deposits in the applicable currency of a comparable amount and period from other banks in the London interbank market; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.11. Capital Requirements. If either (a) the introduction of, or any change in, or in the interpretation of, any Applicable Law or (b) compliance with any guideline or request issued after the Closing Date from any central bank or comparable agency or other Governmental Authority (whether or not having the force of law), has or would have the effect of reducing the rate of return on the capital of, or has affected or would affect the amount of capital required to be maintained by, any Lender or any corporation controlling such Lender as a consequence of, or with reference to any Lender’s Revolving Credit Commitment and other commitments of this type, below the rate which the Lender or such other corporation could have achieved but for such introduction, change or compliance, then within five (5) Business Days after written demand by any such Lender, the Borrower shall pay to such Lender from time to time as specified by such Lender additional amounts sufficient to compensate such Lender or other corporation for such reduction; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such lender has actual knowledge of the event resulting in such

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increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.12. Taxes. (a) Payments Free and Clear. Any and all payments by the Borrower hereunder or under the Notes or the Letters of Credit shall be made free and clear of and without deduction for any and all present or future taxes, levies, imposts, deductions, charges or withholding, and all liabilities with respect thereto excluding, (i) in the case of each Lender and the Administrative Agent, income and franchise taxes imposed on (or measured by) its net income by the United States of America or by the jurisdiction under the laws of which such Lender or the Administrative Agent (as the case may be) is organized or its principal office is located or is or should be qualified to do business or any political subdivision thereof, or in the case of any Lender, in which its applicable Lending Office is located (provided, however, that no Lender shall be deemed to be located in any jurisdiction solely as a result of taking any action related to this Agreement or the Notes or Letters of Credit) and (ii) any branch profits tax imposed by the United States of America or any similar tax imposed by any other jurisdiction described in clause (i) above (all such non-excluded taxes, levies, imposts, deductions, charges, withholdings and liabilities being hereinafter referred to as “Taxes”). If the Borrower shall be required by law to deduct any Taxes from or in respect of any sum payable hereunder or under any Note or Letter of Credit to any Lender or the Administrative Agent, (A) the sum payable shall be increased as may be necessary so that after making all required deductions (including deductions applicable to additional sums payable under this Section 5.12) such Lender or the Administrative Agent (as the case may be) receives an amount equal to the amount such party would have received had no such deductions been made, (B) the Borrower shall make such deductions, (C) the Borrower shall pay the full amount deducted to the relevant taxing authority or other authority in accordance with applicable law, and (D) the Borrower shall deliver to the Administrative Agent evidence of such payment to the relevant taxing authority or other authority in the manner provided in Section 5.12(d). The Borrower shall not, however, be required to pay any amounts pursuant to clause (A) of the preceding sentence to any Foreign Lender or the Administrative Agent not organized under the laws of the United States of America or a state thereof (or the District of Columbia) if such Foreign Lender or the Administrative Agent fails to comply with the requirements of paragraph (e) of this Section 5.12 or Section 5.9(d), as the case may be.
          (b) Stamp and Other Taxes. In addition, the Borrower shall pay any present or future stamp, registration, recordation or documentary taxes or any other similar fees or charges or excise or property taxes, levies of the United States or any state or political subdivision thereof or any applicable foreign jurisdiction which arise from any payment made hereunder or from the execution, delivery or registration of, or otherwise with respect to, this Agreement, the Loans, the Letters of Credit, the other Loan Documents (hereinafter referred to as “Other Taxes”).
          (c) Indemnity. The Borrower shall indemnify each Lender and the Administrative Agent for the full amount of Taxes and Other Taxes (including, without limitation, any Taxes and Other Taxes imposed by any jurisdiction on amounts payable under this Section 5.12) paid by such Lender or the Administrative Agent (as the case may be) and any liability (including penalties, interest and reasonable expenses) arising therefrom or with respect thereto, whether or not such Taxes or Other Taxes were correctly or legally asserted. A certificate as to the amount of such payment or liability prepared by a Lender or the Administrative Agent, absent manifest error, shall be conclusive, provided that if the Borrower reasonably believes that such Taxes or Other Taxes were not correctly or legally asserted, such

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Lender or the Administrative Agent (as the case may be) shall use reasonable efforts to cooperate with the Borrower, at the Borrower’s expense, to obtain a refund of such Taxes or Other Taxes. Such indemnification shall be made within thirty (30) days from the date such Lender or the Administrative Agent (as the case may be) makes written demand therefor. If a Lender or the Administrative Agent shall become aware that it is entitled to receive a refund in respect of Taxes or Other Taxes, it promptly shall notify the Borrower of the availability of such refund and shall, within sixty (60) days after receipt of a request by the Borrower pursue or timely claim such refund at the Borrower’s expense. If any Lender or the Administrative Agent receives a refund in respect of any Taxes or Other Taxes for which such Lender or the Administrative Agent has received payment from the Borrower hereunder, it promptly shall repay such refund (plus interest received, if any) to the Borrower (but only to the extent of indemnity payments made, or additional amounts paid, by the Borrower under this Section 5.12 with respect to Taxes or Other Taxes giving rise to such refund), provided that the Borrower, upon the request of such Lender or the Administrative Agent, agrees to return such refund (plus any penalties, interest or other charges required to be paid) to such Lender or the Administrative Agent in the event such Lender or the Administrative Agent is required to repay such refund to the relevant taxing authority.
          (d) Evidence of Payment. Within thirty (30) days after the date of any payment of Taxes or Other Taxes, the Borrower shall furnish to the Administrative Agent, at its address referred to in Section 14.1, the original or a certified copy of a receipt evidencing payment thereof or other evidence of payment satisfactory to the Administrative Agent.
          (e) Delivery of Tax Forms. Each Foreign Lender shall deliver to the Borrower, with a copy to the Administrative Agent, on the Closing Date or concurrently with the delivery of the relevant Assumption Agreement or Assignment and Acceptance, as applicable, (i) two United States Internal Revenue Service Forms W-8ECI or Forms W-8BEN, as applicable (or successor forms), properly completed and certifying in each case that such Foreign Lender is entitled to a complete exemption from withholding or deduction for or on account of any United States federal income taxes, and (ii) an Internal Revenue Service Form W-8 or W-9 or successor applicable form, as the case may be, to establish an exemption from United States backup withholding taxes. Each Foreign Lender further agrees to deliver to the Borrower, with a copy to the Administrative Agent, a Form W-8BEN or W-8ECI and Form W-8 or W-9, or successor applicable forms or manner of certification, as the case may be, on or before the date that any such form expires or becomes obsolete or after the occurrence of any event requiring a change in the most recent form previously delivered by it to the Borrower, certifying in the case of a Form W-8BEN or W-8ECI that such Foreign Lender is entitled to receive payments under this Agreement without deduction or withholding of any United States federal income taxes (unless in any such case an event (including without limitation any change in treaty, law or regulation) has occurred prior to the date on which any such delivery would otherwise be required which renders such forms inapplicable or the exemption to which such forms relate unavailable and such Foreign Lender notifies the Borrower and the Administrative Agent that it is not entitled to receive payments without deduction or withholding of United States federal income taxes) and, in the case of a Form W-8 or W-9, establishing an exemption from United States backup withholding tax.
          (f) Survival. Without prejudice to the survival of any other agreement of the Borrower hereunder, the agreements and obligations of the Borrower contained in this Section 5.12 shall survive the payment in full of the Obligations and the termination of the Revolving Credit Commitment.

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ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
SECTION 6.1. Closing. The closing shall take place at the offices of Shearman & Sterling LLP at 10:00 a.m. on May 16, 2005 or at such other location, on such other date and at such other time as the parties hereto shall mutually agree.
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit. The obligation of the Lenders to close this Agreement and to make the initial Revolving Credit Loans or issue the initial Letters of Credit is subject to the satisfaction or waiver of each of the following conditions:
     (a) Executed Loan Documents. This Agreement and the Revolving Credit Notes (to the extent requested as provided herein) shall have been duly authorized, executed and delivered to the Administrative Agent by the parties thereto, shall be in full force and effect and no default shall exist thereunder, and the Borrower shall have delivered original counterparts thereof to the Administrative Agent.
          (b) Closing Certificates; Etc.
     (i) Officers’ Certificate of the Borrower. The Administrative Agent shall have received a certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in this Agreement and the other Loan Documents are true, correct and complete in all material respects; that the Borrower is not in violation of any of the covenants contained in this Agreement and the other Loan Documents; that, after giving effect to the transactions contemplated by this Agreement, no Default or Event of Default has occurred and is continuing; and that each of the closing conditions has been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).
     (ii) General Certificate of each Credit Party. The Administrative Agent shall have received a certificate of the secretary, assistant secretary or general counsel of each Credit Party certifying as to the incumbency and genuineness of the signature of each officer of such Credit Party executing Loan Documents to which it is a party and certifying that attached thereto is a true, correct and complete copy of resolutions duly adopted by the Board of Directors of such Credit Party authorizing, in the case of the Borrower, the borrowings contemplated hereunder and, in the case of each Credit Party, the execution, delivery and performance of this Agreement and the other Loan Documents to which it is a party.
     (iii) Opinions of Counsel. The Administrative Agent shall have received favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, and Drinker Biddle & Reath LLP, New Jersey counsel to the Borrower, each addressed to the Administrative Agent and the Lenders with respect to the Credit Parties, the Loan Documents and such other matters as the Lenders shall reasonably request.

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     (c) Consents; Defaults.
     (i) Governmental and Third Party Approvals. The Borrower shall have obtained all material approvals, authorizations and consents of any Person and of all Governmental Authorities and courts having jurisdiction with respect to the transactions contemplated by this Agreement and the other Loan Documents.
     (ii) No Event of Default. No Default or Event of Default shall have occurred and be continuing.
     (d) Financial Matters.
     (i) Financial Statements. The Administrative Agent shall have received the audited Consolidated financial statements of Jones Apparel Group and its Subsidiaries for the Fiscal Year ended on December 31, 2004 and the unaudited financial statements of Jones Apparel Group and its Subsidiaries for the fiscal quarter ended on April 2, 2005.
     (ii) Financial Condition Certificate. The Borrower shall have delivered to the Administrative Agent a certificate, in form and substance reasonably satisfactory to the Administrative Agent, and certified by a Responsible Officer, that the financial projections previously delivered to the Administrative Agent were prepared in good faith based upon assumptions believed to be reasonable at the time.
     (iii) Payment at Closing; Fee Letters. The Borrower shall have paid the fees set forth or referenced in Section 5.3(c) and any other accrued and unpaid fees or commissions due hereunder (including, without limitation, reasonable legal fees and expenses) to the Administrative Agent and Lenders, and to any other Person such amount as may be due thereto in connection with the transactions contemplated hereby, including all taxes, fees and other charges in connection with the execution, delivery, recording, filing and registration of any of the Loan Documents. The Administrative Agent shall have received duly authorized and executed copies of the fee letter agreement referred to in Section 5.3(c).
     (e) Miscellaneous.
     (i) Notice of Revolving Credit Borrowing. The Administrative Agent shall have received a Notice of Revolving Credit Borrowing from the Borrower in accordance with Section 2.2(a), and a Notice of Account Designation specifying the account or accounts to which the proceeds of any Revolving Credit Loans made after the Closing Date are to be disbursed.
     (ii) Proceedings and Documents. All opinions, certificates and other instruments and all proceedings in connection with the transactions contemplated by this Agreement shall be satisfactory in form and substance to the Lenders.
     (iii) Investment Policy. The Borrower shall have delivered to the Administrative Agent a true and complete copy of the investment policy referenced in Section 11.4(b) in form and content reasonably acceptable to the Administrative Agent.
     (f) Refinancing. On the Closing Date hereunder, (i) all outstanding loans under the Prior Credit Agreement (“Existing Loans”) shall be replaced by Revolving

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Credit Loans hereunder and the Administrative Agent shall make such transfers of funds as are necessary in order that the outstanding balance of such Revolving Credit Loans, together with any Revolving Credit Loans funded on the Closing Date, reflect the Revolving Credit Commitment of the Lenders hereunder, (ii) all outstanding letters of credit issued pursuant to the Prior Credit Agreement shall be deemed Letters of Credit hereunder and each Lender shall purchase a participation therein pursuant to Section 3.4 in accordance with its Revolving Credit Commitment Percentage, (iii) there shall have been paid in cash in full all accrued but unpaid interest due on the Existing Loans up to but excluding the Closing Date, (iv) there shall have been paid in cash in full all accrued but unpaid fees due under the Prior Credit Agreement up to but excluding the Closing Date and all other amounts, costs and expenses then owing to any of the Prior Lenders and/or any Agent, as agent under the Prior Credit Agreement, in each case to the satisfaction of such Agent or Prior Lender, as the case may be, regardless of whether or not such amounts would otherwise be due and payable at such time pursuant to the terms of the Prior Credit Agreement, (v) all outstanding promissory notes issued by the Borrower to the Prior Lenders under the Prior Credit Agreement shall be deemed canceled and the originally executed copies thereof shall be canceled and promptly returned to the Administrative Agent who shall promptly forward such notes to the Borrower and (vi) the commitments and, except as expressly set forth in the Prior Credit Agreement, other obligations and rights of the Borrower and the Prior Lenders shall be terminated without any further action hereunder or thereunder.
SECTION 6.3. Conditions to Extensions of Credit. The obligations of the Lenders to make any Extensions of Credit are subject to the satisfaction of the following conditions precedent on the relevant borrowing or issue date, as applicable:
     (a) Continuation of Representations and Warranties. The representations and warranties contained in Article VII shall be true and correct on and as of such borrowing or issuance date with the same effect as if made on and as of such date; except for any representation and warranty made as of an earlier date, which representation and warranty shall remain true and correct as of such earlier date.
     (b) No Existing Default. No Default or Event of Default shall have occurred and be continuing hereunder (i) on the borrowing date with respect to such Revolving Credit Loan or after giving effect to the Revolving Credit Loans to be made on such date or (ii) on the issue, extension or renewal date with respect to such Letter of Credit or after giving effect to such Letter of Credit on such date.
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
SECTION 7.1. Representations and Warranties. To induce the Administrative Agent and Lenders to enter into this Agreement and to induce the Lenders to make Extensions of Credit, the Credit Parties hereby represent and warrant to the Administrative Agent and Lenders that:
     (a) Organization; Power; Qualification. Each of the Credit Parties and their Subsidiaries is duly organized, validly existing and in good standing under the laws of the jurisdiction of its incorporation or formation, has the power and authority to own its properties and to carry on its business as now being and hereafter proposed to be conducted and is duly qualified and authorized to do business in each jurisdiction in which the character of its properties or the nature of its business requires such

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qualification and authorization, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (b) Ownership. Each Subsidiary of each of the Credit Parties as of the Amendment Date is listed on Schedule 7.1(b). As of the Amendment Date, the capitalization of the Credit Parties and their Subsidiaries consists of the number of shares, authorized, issued and outstanding, of such classes and series, with or without par value, described on Schedule 7.1(b). As of the Amendment Date, all outstanding shares have been duly authorized and validly issued and are fully paid and nonassessable. The shareholders of the Subsidiaries of the Credit Parties and the number of shares owned by each as of the Amendment Date are described on Schedule 7.1(b). As of the Amendment Date, there are no outstanding stock purchase warrants, subscriptions, options, securities, instruments or other rights of any type or nature whatsoever, which are convertible into, exchangeable for or otherwise provide for or permit the issuance of capital stock of the Credit Parties or their Subsidiaries, except as described on Schedule 7.1(b).
     (c) Authorization of Agreement, Loan Documents and Borrowing. Each of the Credit Parties and, if applicable, their Subsidiaries has the right, power and authority and has taken all necessary corporate and other action to authorize the execution, delivery and performance of each of the Loan Documents to which it is a party in accordance with their respective terms. Each of the Loan Documents have been duly executed and delivered by the duly authorized officers of the Credit Parties and each of their Subsidiaries party thereto, as applicable, and each such document constitutes the legal, valid and binding obligation of the Credit Parties and, if applicable, each of their Subsidiaries party thereto, enforceable in accordance with its terms, except as such enforcement may be limited by bankruptcy, insolvency, reorganization, moratorium or similar state or federal debtor relief laws from time to time in effect which affect the enforcement of creditors’ rights in general and the availability of equitable remedies.
     (d) Compliance of Agreement, Loan Documents and Borrowing with Laws, Etc. The execution, delivery and performance by the Credit Parties and their Subsidiaries of the Loan Documents to which each such Person is a party, in accordance with their respective terms, the borrowings hereunder and the transactions contemplated hereby do not and will not, by the passage of time, the giving of notice or otherwise, (i) require any of the Credit Parties or any of their Subsidiaries to obtain any Governmental Approval not otherwise already obtained or violate any Applicable Law relating to the Credit Parties or any of their Subsidiaries, (ii) conflict with, result in a breach of or constitute a default under the articles of incorporation, bylaws or other organizational documents of the Credit Parties or any of their Subsidiaries or any indenture or other material agreement or instrument to which such Person is a party or by which any of its properties may be bound or any Governmental Approval relating to such Person except as could not reasonably be expected to have a Material Adverse Effect, or (iii) result in or require the creation or imposition of any material Lien upon or with respect to any property now owned or hereafter acquired by such Person.
     (e) Compliance with Law; Governmental Approvals. Other than with respect to environmental matters, which are treated exclusively in Section 7.1(h) hereof, each of the Credit Parties and their Subsidiaries (i) has all Governmental Approvals required by any Applicable Law for it to conduct its business, each of which is in full force and effect, is final and not subject to review on appeal and is not the subject of any pending or, to the best of its knowledge, threatened attack by direct or collateral proceeding, and (ii) is in

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compliance with each Governmental Approval applicable to it and in compliance with all other Applicable Laws relating to it or any of its respective properties; in each case, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (f) Tax Returns and Payments. Each of the Credit Parties and their Subsidiaries has timely filed or caused to be timely filed all federal and state, local and other tax returns required by Applicable Law to be filed, and has paid, or made adequate provision for the payment of, all federal and state, local and other taxes, assessments and governmental charges or levies upon it and its property, income, profits and assets which are due and payable, except (a) taxes that are being contested in good faith by appropriate proceedings and for which such Credit Party or Subsidiary, as applicable, has set aside on its books adequate reserves to the extent required by GAAP or (b) to the extent the failure to do so could not reasonably be expected to have a Material Adverse Effect. No Governmental Authority has asserted any material Lien or other claim against the Credit Parties or any Subsidiary thereof with respect to unpaid taxes (except for taxes not yet due) which has not been discharged or resolved.
     (g) Intellectual Property Matters. Each of the Credit Parties and its Subsidiaries owns or possesses rights to use all franchises, licenses, copyrights, copyright applications, patents, patent rights or licenses, patent applications, trademarks, trademark rights, trade names, trade name rights, copyrights and rights with respect to the foregoing which are required to conduct its business except where the failure to do so could not reasonably be expected to have a Material Adverse Effect. No event has occurred which, to the knowledge of the Credit Parties, permits, or after notice or lapse of time or both would permit, the revocation or termination of any such rights, and, to the knowledge of the Credit Parties, neither the Credit Parties nor any Subsidiary thereof is liable to any Person for infringement under Applicable Law with respect to any such rights as a result of its business operations, except as could not reasonably be expected to have a Material Adverse Effect.
     (h) Environmental Matters. Except as could not reasonably be expected to have a Material Adverse Effect:
     (i) The properties of the Credit Parties and their Subsidiaries do not contain, and to their knowledge have not previously contained, any Hazardous Materials in amounts or concentrations which (A) constitute or constituted a violation of applicable Environmental Laws or (B) could give rise to liability under applicable Environmental Laws;
     (ii) The properties of the Credit Parties and their Subsidiaries and all operations conducted in connection therewith are in compliance, and have been in compliance, with all applicable Environmental Laws, and there are no Hazardous Materials at, under or about such properties or such operations in amounts or concentrations which could reasonably be expected to interfere with the continued operation of such properties;
     (iii) Neither any of the Credit Parties nor any Subsidiary thereof has received any notice of violation, alleged violation, non-compliance, liability or potential liability regarding environmental matters or compliance with Environmental Laws, nor does any of the Credit Parties or any Subsidiary thereof

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have knowledge or reason to believe that any such notice will be received or is being threatened;
     (iv) To the knowledge of the Credit Parties, Hazardous Materials have not been transported or disposed of from the properties of the Credit Parties or any of their Subsidiaries in violation of, or in a manner or to a location which could reasonably be expected to give rise to liability under, Environmental Laws, nor, to the knowledge of the Credit Parties, have any Hazardous Materials been generated, treated, stored or disposed of at, on or under any of such properties in violation of, or in a manner which could reasonably be expected to give rise to liability under, any Environmental Laws;
     (v) No judicial proceedings or governmental or administrative action is pending, or, to the knowledge of the Credit Parties, threatened, under any Environmental Law to which any of the Credit Parties or any Subsidiary thereof will be named as a party, nor are there any consent decrees or other decrees, consent orders, administrative orders or other orders, or other administrative or judicial requirements outstanding under any Environmental Law with respect to the properties or operations of the Credit Parties and their Subsidiaries; and
     (vi) To the knowledge of the Credit Parties, there has been no release, or to the best of the Credit Parties’ knowledge, the threat of release, of Hazardous Materials at or from the properties of the Credit Parties or any of their Subsidiaries, in violation of or in amounts or in a manner that could reasonably be expected to give rise to liability under Environmental Laws.
     (i) ERISA.
     (i) Each of the Credit Parties and each ERISA Affiliate is in compliance with all applicable provisions of ERISA and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans except where any such non-compliance could not reasonably be expected to have a Material Adverse Effect. Except for any failure that would not reasonably be expected to have a Material Adverse Effect, each Employee Benefit Plan that is intended to be qualified under Section 401(a) of the Code has been determined by the Internal Revenue Service to be so qualified, and each trust related to such plan has been determined to be exempt under Section 501(a) of the Code. No liability that could reasonably be expected to result in a Material Adverse Effect has been incurred by the Credit Parties or any ERISA Affiliate which remains unsatisfied for any taxes or penalties with respect to any Employee Benefit Plan or any Multiemployer Plan;
     (ii) No accumulated funding deficiency (as defined in Section 412 of the Code) has been incurred (without regard to any waiver granted under Section 412 of the Code), nor has any funding waiver from the Internal Revenue Service been received or requested with respect to any Pension Plan;
     (iii) Neither the Credit Parties nor any ERISA Affiliate has: (A) engaged in a nonexempt prohibited transaction described in Section 406 of ERISA or Section 4975 of the Code, (B) incurred any liability to the PBGC which remains outstanding other than the payment of premiums and there are no premium payments which are due and unpaid, (C) failed to make a required contribution or payment to a Multiemployer Plan, or (D)

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failed to make a required installment or other required payment under Section 412 of the Code except where any of the foregoing individually or in the aggregate could not reasonably be expected to have a Material Adverse Effect;
     (iv) No Termination Event that could reasonably be expected to result in a Material Adverse Effect has occurred or is reasonably expected to occur; and
     (v) No proceeding, claim, lawsuit and/or investigation is existing or, to the knowledge of the Credit Parties, threatened concerning or involving any Employee Benefit Plan that could reasonably be expected to result in a Material Adverse Effect.
     (j) Margin Stock. Neither the Credit Parties nor any Subsidiary thereof is engaged principally or as one of its activities in the business of extending credit for the purpose of “purchasing” or “carrying” any “margin stock” (as each such term is defined or used in Regulation U of the Board of Governors of the Federal Reserve System). No part of the proceeds of any of the Loans or Letters of Credit will be used for purchasing or carrying margin stock, unless the Credit Parties shall have given the Administrative Agent and Lenders prior notice of such event and such other information as is reasonably necessary to permit the Administrative Agent and Lenders to comply, in a timely fashion, with all reporting obligations required by Applicable Law, or for any purpose which violates, or which would be inconsistent with, the provisions of Regulation T, U or X of such Board of Governors.
     (k) Government Regulation. Neither the Credit Parties nor any Subsidiary thereof is an “investment company” or a company “controlled” by an “investment company” (as each such term is defined or used in the Investment Company Act of 1940, as amended).
     (l) Burdensome Provisions. Neither the Credit Parties nor any Subsidiary thereof is a party to any indenture, agreement, lease or other instrument, or subject to any corporate or partnership restriction, Governmental Approval or Applicable Law which is so unusual or burdensome as in the foreseeable future could be reasonably expected to have a Material Adverse Effect. The Credit Parties and their Subsidiaries do not presently anticipate that future expenditures needed to meet the provisions of any statutes, orders, rules or regulations of a Governmental Authority will be so burdensome as to have a Material Adverse Effect.
     (m) Financial Statements. The (i) Consolidated balance sheets of Jones Apparel Group and its Subsidiaries as of December 31, 2007, and the related statements of income, stockholders’ equity and cash flows for the Fiscal Years then ended and (ii) unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of April 5, 2008, and related unaudited interim statements of income, stockholders’ equity and cash flows, copies of which have been furnished to the Administrative Agent and each Lender, are complete in all material respects and fairly present in all material respects the assets, liabilities and financial position of Jones Apparel Group and its Subsidiaries as at such dates, and the results of the operations and changes of financial position for the periods then ended, subject to normal year end adjustments. All such financial statements, including the related notes thereto, have been prepared in accordance with GAAP.

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     (n) No Material Adverse Change. Since December 31, 2007, there has been no Material Adverse Effect.
     (o) Liens. None of the properties and assets of the Credit Parties or any Subsidiary thereof is subject to any Lien, except Liens permitted pursuant to Section 11.3.
     (p) Debt and Guaranty Obligations. Schedule 7.1(p) is a complete and correct listing of all Debt and Guaranty Obligations of the Credit Parties and their Subsidiaries as of the Amendment Date in excess of $5,000,000.
     (q) Litigation. Except for matters existing on the Amendment Date and set forth on Schedule 7.1(q), there are no actions, suits or proceedings pending nor, to the knowledge of the Credit Parties, threatened against or affecting the Credit Parties or any Subsidiary thereof or any of their respective properties in any court or before any arbitrator of any kind or before or by any Governmental Authority, which could reasonably be expected to have a Material Adverse Effect or which relate to the enforceability of any Loan Documents.
     (r) Absence of Defaults. To the knowledge of the Credit Parties, no event has occurred and is continuing which constitutes a Default or an Event of Default.
     (s) Accuracy and Completeness of Information. The Credit Parties have disclosed to the Lenders all agreements, instruments and corporate or other restrictions to which they or any of their Subsidiaries are subject, and all other matters known to them, that, individually or in the aggregate, could reasonably be expected to have a Material Adverse Effect. The written information, taken as a whole, furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender in connection with the negotiation of this Agreement or delivered hereunder (as modified or supplemented by other information so furnished) does not contain any material misstatement of fact or omit to state any material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that, with respect to projected financial information, the Credit Parties represent only that such information was prepared in good faith based upon assumptions believed to be reasonable at the time.
SECTION 7.2. Survival of Representations and Warranties, Etc. All representations and warranties set forth in this Article VII and all representations and warranties contained in any certificate delivered in connection with this Agreement, or any of the Loan Documents (including but not limited to any such representation or warranty made in or in connection with any amendment thereto) shall constitute representations and warranties made under this Agreement. All representations and warranties made under this Agreement shall be made or deemed to be made at and as of the Closing Date, shall survive the Closing Date and shall not be waived by the execution and delivery of this Agreement, any investigation made by or on behalf of the Lenders or any borrowing hereunder.
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
          Until all the Obligations (other than Obligations under Hedging Agreements) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will furnish or cause to be furnished to the Administrative Agent (which the

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Administrative Agent will promptly furnish to the Lenders at their respective addresses as set forth on Schedule 1.1(a), or such other office as may be designated to the Administrative Agent from time to time):
SECTION 8.1. Financial Statements and Projections. (a) Quarterly Financial Statements. As soon as practicable and in any event within forty-five (45) days after the end of the first three fiscal quarters of each Fiscal Year, an unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such fiscal quarter and unaudited Consolidated statements of income, stockholders’ equity and cash flows for the fiscal quarter then ended and that portion of the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the preceding Fiscal Year and prepared by Jones Apparel Group in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operations of any change in the application of accounting principles and practices during the period, and certified by a Responsible Officer to present fairly in all material respects the financial condition of Jones Apparel Group and its Subsidiaries as of their respective dates and the results of operations of Jones Apparel Group and its Subsidiaries for the respective periods then ended, subject to normal year end adjustments.
          (b) Annual Financial Statements. As soon as practicable and in any event within ninety (90) days after the end of each Fiscal Year, an audited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such Fiscal Year and audited Consolidated statements of income, stockholders’ equity and cash flows for the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the preceding Fiscal Year and prepared by a nationally recognized independent certified public accounting firm in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operation of any change in the application of accounting principles and practices during the year, and accompanied by a report thereon by such certified public accountants that is not qualified with respect to scope limitations imposed by Jones Apparel Group or any of its Subsidiaries or with respect to accounting principles followed by Jones Apparel Group or any of its Subsidiaries not in accordance with GAAP.
SECTION 8.2. Officer’s Compliance Certificate. At each time financial statements are delivered pursuant to Section 8.1(a) or (b) a certificate of a Responsible Officer in the form of Exhibit F attached hereto (an “Officer’s Compliance Certificate”).
SECTION 8.3. Accountants’ Certificate. At each time financial statements are delivered pursuant to Section 8.1(b), a certificate of the independent public accountants certifying such financial statements addressed to the Administrative Agent for the benefit of the Lenders:
     (a) stating that in making the examination necessary for the certification of such financial statements, they obtained no knowledge of any Default or Event of Default or, if such is not the case, specifying such Default or Event of Default and its nature and period of existence; and
     (b) including the calculations prepared by such accountants required to establish whether or not the Credit Parties and their Subsidiaries are in compliance with the financial covenants set forth in Article X hereof as at the end of each respective period.

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SECTION 8.4. Other Reports. (a) Promptly but in any event within ten (10) Business Days after the filing thereof, a copy of (i) each report or other filing made by the Credit Parties or any or their Subsidiaries with the Securities and Exchange Commission and required by the Securities and Exchange Commission to be delivered to the shareholders of the Credit Parties or any or their Subsidiaries, (ii) each report made by the Credit Parties or any of their Subsidiaries to the Securities and Exchange Commission on Form 8-K and (iii) each final registration statement of the Credit Parties or any of their Subsidiaries filed with the Securities and Exchange Commission, except in connection with pension plans and other employee benefit plans; and
          (b) Such other information regarding the operations, business affairs and financial condition of the Credit Parties or any of their Subsidiaries as the Administrative Agent or any Lender may reasonably request.
SECTION 8.5. Notice of Litigation and Other Matters. Prompt (but in no event later than ten (10) Business Days after a principal officer of the Credit Parties obtains knowledge thereof) telephonic (confirmed in writing) or written notice of:
     (a) the commencement of all proceedings and investigations by or before any Governmental Authority and all actions and proceedings in any court or before any arbitrator against or involving the Credit Parties or any Subsidiary thereof or any of their respective properties, assets or businesses which in the reasonable judgment of the Credit Parties could reasonably be expected to have a Material Adverse Effect;
     (b) any notice of any violation received by the Credit Parties or any Subsidiary thereof from any Governmental Authority including, without limitation, any notice of violation of Environmental Laws, which in the reasonable judgment of the Credit Parties in any such case could reasonably be expected to have a Material Adverse Effect;
     (c) any Default or Event of Default; and
     (d) (i) any unfavorable determination letter from the Internal Revenue Service regarding the qualification of an Employee Benefit Plan under Section 401(a) of the Code (along with a copy thereof) which could reasonably be expected to have a Material Adverse Effect, (ii) all notices received by the Credit Parties or any ERISA Affiliate of the PBGC’s intent to terminate any Pension Plan or to have a trustee appointed to administer any Pension Plan, (iii) all notices received by the Credit Parties or any ERISA Affiliate from a Multiemployer Plan sponsor concerning the imposition or amount of withdrawal liability pursuant to Section 4202 of ERISA which could reasonably have a Material Adverse Effect and (iv) the Credit Parties obtaining knowledge or reason to know that the Credit Parties or any ERISA Affiliate has filed or intends to file a notice of intent to terminate any Pension Plan under a distress termination within the meaning of Section 4041(c) of ERISA.

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SECTION 8.6. Accuracy of Information. All written information, reports, statements and other papers and data furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender (other than financial forecasts) whether pursuant to this Article VIII or any other provision of this Agreement, shall be, at the time the same is so furnished, true and complete in all material respects.
ARTICLE IX AFFIRMATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner provided for in Section 14.11, the Credit Parties will, and will cause each of their Subsidiaries to:

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SECTION 9.1. Preservation of Corporate Existence and Related Matters. Except as permitted by Section 11.5, preserve and maintain its separate corporate existence and all rights, franchises, licenses and privileges necessary to the conduct of its business, and qualify and remain qualified as a foreign corporation and authorized to do business in each jurisdiction where the nature and scope of its activities require it to so qualify under Applicable Law in which the failure to so qualify would have a Material Adverse Effect.
SECTION 9.2. Maintenance of Property. Protect and preserve all properties useful in and material to its business, including copyrights, patents, trade names and trademarks; maintain in good working order and condition all buildings, equipment and other tangible real and personal property material to the conduct of its business, ordinary wear and tear excepted; and from time to time make or cause to be made all renewals, replacements and additions to such property necessary for the conduct of its business, so that the business carried on in connection therewith may be properly and advantageously conducted at all times.
SECTION 9.3. Insurance. Maintain insurance with financially sound and reputable insurance companies against such risks and in such amounts as are customarily maintained by similar businesses and as may be required by Applicable Law including, without limitation, hazard and business interruption coverage.
SECTION 9.4. Accounting Methods and Financial Records. Maintain a system of accounting, and keep such books, records and accounts (which shall be true and complete in all material respects) as may be required or as may be necessary to permit the preparation of financial statements in accordance with GAAP and in compliance with the regulations of any Governmental Authority having jurisdiction over it or any of its properties.
SECTION 9.5. Payment and Performance of Obligations. Pay and perform all Obligations under this Agreement and the other Loan Documents, and pay (a) all material taxes, assessments and other governmental charges that may be levied or assessed upon it or any of its property, and (b) subject to the thresholds and other limitations set forth in Section 12.1(f) or Section 12.1(g), all other material indebtedness, obligations and liabilities in accordance with customary trade practices; provided, that the Credit Parties or such Subsidiary may contest any item described in clause (a) or (b) of this Section 9.5 in good faith so long as adequate reserves are maintained with respect thereto to the extent required by GAAP. It is expected that all payments in respect of the Obligations, the Existing Debt Securities and the Additional Debt Securities will be made by the Borrower.
SECTION 9.6. Compliance With Laws and Approvals. Observe and remain in compliance with all Applicable Laws and maintain in full force and effect all Governmental Approvals, in each case applicable to the conduct of its business except where the failure to observe or comply could not reasonably be expected to have a Material Adverse Effect.
SECTION 9.7. Environmental Laws. In addition to and without limiting the generality of Section 9.6, (a) comply with, and use best efforts to ensure such compliance by all tenants and subtenants, with all applicable Environmental Laws and obtain and comply with and maintain, and use its best efforts to ensure that all tenants and subtenants obtain and comply with and maintain, any and all licenses, approvals, notifications, registrations or permits required by applicable Environmental Laws except where the failure to comply could not reasonably have a Material Adverse Effect, (b) conduct and complete all investigations, studies, sampling and testing, and all remedial, removal and other actions required under Environmental Laws, and promptly comply with all lawful orders and directives of any Governmental Authority regarding

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Environmental Laws except (i) where the failure to do so could not reasonably be expected to have a Material Adverse Effect or (ii) to the extent the Credit Parties or any of their Subsidiaries are contesting, in good faith, any such requirement, order or directive before the appropriate Governmental Authority so long as adequate reserves are maintained with respect thereto to the extent required by GAAP, and (c) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, agents, officers and directors, from and against any claims, demands, penalties, fines, liabilities, settlements, damages, costs and expenses of whatever kind or nature known or unknown, contingent or otherwise, arising out of, or in any way relating to the violation of, noncompliance with or liability under any Environmental Laws applicable to the operations of the Credit Parties or such Subsidiaries, or any orders, requirements or demands of Governmental Authorities related thereto, including, without limitation, reasonable attorney’s and consultant’s fees, investigation and laboratory fees, response costs, court costs and litigation expenses, except to the extent that any of the foregoing directly result from the gross negligence or willful misconduct of the party seeking indemnification therefor.
SECTION 9.8. Compliance with ERISA. In addition to and without limiting the generality of Section 9.6, (a) comply with all applicable provisions of ERISA and the Code and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans, except where the failure to comply could not reasonably be expected to have a Material Adverse Effect, (b) not take any action or fail to take action the result of which would result in a liability to the PBGC or to a Multiemployer Plan in an amount that could reasonably be expected to have a Material Adverse Effect, and (c) furnish to the Administrative Agent upon the Administrative Agent’s request such additional information about any Employee Benefit Plan concerning compliance with this covenant as may be reasonably requested by the Administrative Agent.
SECTION 9.9. Conduct of Business. Engage only in businesses in substantially the same fields as the businesses conducted on the Closing Date (including, without limitation, the apparel, footwear, handbags, accessories, jewelry, denim and cosmetics or other women’s accoutrements industries generally) and in lines of business reasonably related thereto (collectively, “Permitted Lines of Business”), or as otherwise permitted pursuant to the terms of this Agreement.
SECTION 9.10. Visits and Inspections. Permit representatives of the Administrative Agent or any Lender, from time to time upon reasonable prior notice to visit and inspect its properties; inspect and make extracts from its books, records and files, including, but not limited to, management letters prepared by independent accountants; and discuss with its principal officers, and its independent accountants, its business, assets, liabilities, financial condition, results of operations and business prospects.
SECTION 9.11. Use of Proceeds. The Credit Parties shall use the proceeds of the Loans and the Letters of Credit to (a) refinance certain existing Debt, (b) for working capital and general corporate purposes of the Credit Parties and their Subsidiaries, including acquisitions and stock repurchases, and (c) the payment of certain fees and expenses incurred in connection with the transactions contemplated hereby or thereby.
ARTICLE X FINANCIAL COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties and their Subsidiaries on a Consolidated basis will not:

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SECTION 10.1. Interest Coverage Ratio. As of the last day of each fiscal quarter listed below, permit the Interest Coverage Ratio for the period of four (4) consecutive fiscal quarters ending on such date, to be less than the ratio set forth opposite such date:
     
Fiscal Quarter Ended   Ratio
July 5, 2008
  1.80 to 1.00
October 4, 2008
  1.85 to 1.00
December 31, 2008
  2.00 to 1.00
April 4, 2009
  2.15 to 1.00
July 4, 2009
  2.25 to 1.00
October 3, 2009
  2.25 to 1.00
December 31, 2009
  2.25 to 1.00
April 3, 2010
  2.50 to 1.00
SECTION 10.2. Covenant Debt to EBITDA Ratio. As of the last day of each fiscal quarter listed below, permit the Covenant Debt to EBITDA Ratio to be more than the ratio set forth opposite such date:
     
Fiscal Quarter Ended   Ratio
July 5, 2008
  4.15 to 1.00
October 4, 2008
  4.00 to 1.00
December 31, 2008
  3.50 to 1.00
April 4, 2009
  3.25 to 1.00
July 4, 2009 and thereafter
  3.00 to 1.00
SECTION 10.3. Asset Coverage Ratio. As of the end of each fiscal quarter, permit the Asset Coverage Ratio to be less than 1.75.
ARTICLE XI NEGATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment has expired or been terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will not and will not permit any of their Subsidiaries to:
SECTION 11.1. Limitations on Debt and Guaranty Obligations. Create, incur, assume or suffer to exist any Debt, including Guaranty Obligations, except:
     (a) the Obligations of the Credit Parties;
     (b) the 2004 Credit Agreement Obligations;
     (c) Debt existing on the Amendment Date (other than the 2004 Credit Agreement Obligations), including the Debt as set forth on Schedule 7.1(p);
     (d) Debt of the Credit Parties and their Subsidiaries, not otherwise permitted under this Section 11.1, incurred in connection with (i) Capitalized Leases, (ii) purchase money Debt and (iii) Debt of a Subsidiary incurred and outstanding on or prior to the date on which such Subsidiary was acquired by any Credit Party or otherwise became a Subsidiary of such Credit Party, or Debt assumed by a Credit Party or a Subsidiary

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thereof in connection with an asset acquisition which Debt was outstanding prior to the date of such asset acquisition (in each case, other than Debt incurred as consideration in, or to provide all or any portion of the funds or credit support utilized to consummate, the transaction or series of transactions pursuant to which such Subsidiary became a Subsidiary of such Credit Party or was otherwise acquired by such Credit Party or pursuant to which such assets were acquired);
     (e) additional Debt of the Credit Parties, not otherwise permitted under this Section 11.1, in an aggregate outstanding amount not to exceed $250,000,000 (or the equivalent Dollar Amount for borrowings denominated in currencies other than Dollars) on any date of determination so long as no Default or Event of Default exists on the date any such additional Debt is created or arises as a result of any borrowing thereunder;
     (f) additional Debt of Subsidiaries of the Credit Parties (that are not themselves Credit Parties) not otherwise permitted under this Section 11.1, in an aggregate outstanding amount not to exceed $50,000,000 (or the equivalent Dollar Amount for borrowings denominated in currencies other than Dollars) on any date of determination;
     (g) Debt of the Credit Parties to any Subsidiary or any other Credit Party and of any Subsidiary to the Credit Parties or any other Subsidiary; and
     (h) Debt incurred in respect of the extension, renewal, refinancing (including defeasance), replacement or refunding (collectively, the “refinancing”) of Debt incurred pursuant to clause (a), (b), (c) or (e); provided, that (i) such Debt is an aggregate principal amount (or if incurred with original issue discount, an aggregate issue price) not in excess of the sum of (x) the aggregate principal amount (or if incurred with original issue discount, the aggregate accreted value) then outstanding of the Debt being refinanced and (y) an amount necessary to pay any fees and expenses, including premiums and defeasance costs, related to such refinancing, (ii) the average life of such Debt is equal to or greater than the average life of the Debt being refinanced, (iii) the stated maturity of such Debt is no earlier than the stated maturity of the Debt being refinanced; and (iv) the new Debt shall not be senior in right of payment to the Debt that is being refinanced; provided, that none of the Debt permitted to be incurred by this Section shall expressly restrict, limit or otherwise encumber (unless such restriction, limitation or other encumbrance is a Permitted Encumbrance (as defined below)), the ability of any Subsidiary of the Credit Parties to make any payment to the Credit Parties or any of their Subsidiaries (in the form of dividends, intercompany advances or otherwise) for the purpose of enabling the Credit Parties to pay the Obligations. For purposes of this Section 11.1, with regard to any Debt, a “Permitted Encumbrance” shall mean any restriction, limitation or other encumbrance that applies solely if a default or event of default (other than a default resulting solely from the breach of a representation or warranty) occurs and is continuing under such Debt; provided further that, with respect to any default or event of default (other than a payment default, including as a result of acceleration, or a bankruptcy event with respect to the obligor of such Debt), such encumbrance or restriction may not prohibit dividends to the Credit Parties or any Subsidiary thereof to pay the Obligations for more than one hundred eighty (180) days in any consecutive three hundred sixty (360) day period.
SECTION 11.2. [Reserved].

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SECTION 11.3. Limitations on Liens. Create, incur, assume or suffer to exist, any Lien on or with respect to any of its assets or properties (including without limitation shares of capital stock or other ownership interests), real or personal, whether now owned or hereafter acquired, except:
     (a) Liens for taxes, assessments and other governmental charges or levies (excluding any Lien imposed pursuant to any of the provisions of ERISA or Environmental Laws) not yet due or as to which the period of grace, if any, related thereto has not expired or which are being contested in good faith and by appropriate proceedings if adequate reserves are maintained to the extent required by GAAP;
     (b) the claims of materialmen, mechanics, carriers, warehousemen, processors or landlords for labor, materials, supplies or rentals incurred in the ordinary course of business, (i) which are not overdue for a period of more than thirty (30) days or (ii) which are being contested in good faith and by appropriate proceedings;
     (c) Liens consisting of deposits or pledges made in the ordinary course of business in connection with, or to secure payment of, obligations under workers’ compensation, unemployment insurance or similar legislation or obligations under customer service contracts;
     (d) Liens constituting encumbrances in the nature of zoning restrictions, easements and rights or restrictions of record on the use of real property, which do not, in any case, materially detract from the value of such property or materially impair the use thereof in the ordinary conduct of business;
     (e) Liens of the Administrative Agent for the benefit of the Administrative Agent and the Lenders;
     (f) Liens incurred in the ordinary course of business not to exceed $25,000,000 in the aggregate outstanding in addition to Liens existing on the Amendment Date;
     (g) Liens existing on any property or asset prior to the acquisition thereof by the Credit Parties or any Subsidiary or existing on any property or asset of any Person that becomes a Subsidiary or is merged with or into the Credit Parties or any Subsidiary after the Amendment Date prior to the time such Person becomes a Subsidiary or is so merged;
     (h) Liens in existence on the Amendment Date and described on Schedule 11.3;
     (i) Liens securing Debt incurred in connection with Capitalized Leases and purchase money Debt permitted under Section 11.1(e); provided that (i) such Liens shall be created substantially simultaneously with the acquisition of the related asset, (ii) such Liens do not at any time encumber any property other than the property financed by such Debt, (iii) the amount of Debt secured thereby is not increased and (iv) the principal amount of Debt secured by any such Lien shall at no time exceed one hundred percent (100%) of the original purchase price of such property at the time it was acquired;
     (j) Liens incurred to secure appeal bonds and judgment and attachment Liens in respect of judgments or orders that do not constitute an Event of Default under Section 12.1(m);

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     (k) Liens arising solely by virtue of any statutory or common law provision relating to banker’s liens, rights of setoff or similar rights and remedies, in each case as to deposit accounts or other funds maintained with a creditor depository institution;
     (l) deposits to secure the performance of bids, trade contracts, leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature, in each case in the ordinary course of business;
     (m) Liens arising in the ordinary course of business that do not secure monetary obligations;
     (n) Liens arising by the terms of letters of credit entered into in the ordinary course of business to secure reimbursement obligations thereunder;
     (o) Liens securing Debt or other obligations between the Credit Parties and a Subsidiary or between Subsidiaries or Credit Parties;
     (p) Liens granted to any bank or other institution securing the payments to be made to such bank or other institution by the Credit Parties or a Subsidiary of the Credit Parties pursuant to any Hedging Agreement; provided that, such agreements are entered into in, or are incidental to, the ordinary course of business; and
     (q) The refinancing of any Lien referred to in clause (g), (h), (i) or (p) provided, that the principal amount of Debt (or, if incurred with original issue discount, an aggregate issue price) secured thereby and not otherwise authorized by clause (g), (h), (i) or (p) shall not exceed the principal amount of Debt (or if incurred without original issue discount, the aggregate accreted value) plus any fees and expenses, including premiums and defeasance costs, payable in connection with any such extension, renewal, replacement or refunding, so secured at the time of such extension, renewal, replacement or refunding.
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions. Purchase, own, invest in or otherwise acquire, directly or indirectly, any capital stock (other than capital stock of the Credit Parties), interests in any partnership, limited liability company or joint venture (including without limitation the creation or capitalization of any Subsidiary), evidence of Debt or other obligation or security, substantially all or a portion of the business or assets of any other Person or any other investment or interest whatsoever in any other Person, or make or permit to exist, directly or indirectly, any loans, advances or extensions of credit to, or any investment in cash or by delivery of property in, any Person, or enter into, directly or indirectly, any commitment or option in respect of the foregoing (collectively, “Investments”) except:
     (a) Investments in Subsidiaries existing on the Amendment Date and the other existing loans, advances and Investments described on Schedule 11.4;
     (b) Investments made in accordance with the Permitted Investment Policy;
     (c) Investments by the Credit Parties or any Subsidiary, including Investments in the form of acquisitions, including acquisitions of all or substantially all of the business or a line of business (whether by the acquisition of capital stock, assets or any combination thereof) of any other Person, so long as (i) a Responsible Officer certifies to the Administrative Agent and the Required Lenders that no Default or Event of Default

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has occurred and is continuing or would result from the closing of such acquisition or the consummation of such Investment, such certification to include, for any acquisition involving a purchase price in excess of $50,000,000, either individually or in a series of related transactions, a financial condition certificate to which is attached a pro forma balance sheet of Jones Apparel Group and its Subsidiaries setting forth on a pro forma basis the financial condition of Jones Apparel Group and its Subsidiaries on a Consolidated basis as of the most recently ended Fiscal Year, reflecting on a pro forma basis the effect of the transactions contemplated by such acquisition, including all fees and expenses in connection therewith, and evidencing compliance on a pro forma basis with the covenants contained in Article X hereof, and (ii) the price for such Investment, together with all other Investments made in accordance with this clause (c) after the Amendment Date, does not exceed $75,000,000 in the aggregate;
     (d) Investments set forth on Schedule 11.4 (other than Investments in Subsidiaries) in an amount not to exceed $30,000,000;
     (e) loans and advances to third party contractors in the ordinary course of business and consistent with past practice not to exceed in an aggregate outstanding amount $6,000,000 (excluding such loans and advances consisting of prepayments or advances for inventory or services); and loans and advances to employees of the Credit Parties and their Subsidiaries in an aggregate outstanding amount not to exceed $4,000,000; and
     (f) intercompany loans and advances among the Credit Parties and their Subsidiaries so long as permitted under the terms of Sections 11.1 and 11.3.
SECTION 11.5. Limitations on Mergers and Liquidation. Merge, consolidate or enter into any similar combination with any other Person or liquidate, wind-up or dissolve itself (or suffer any liquidation or dissolution) except so long as no Default or Event of Default has occurred and is continuing, or would result therefrom:
     (a) any Credit Party may merge or consolidate with or into any Person; provided that (i) such Credit Party shall be the survivor of such merger or consolidation or (ii) the survivor assumes and succeeds to the Obligations of such Credit Party pursuant to an assumption agreement in form reasonably satisfactory to the Administrative Agent and the Required Lenders;
     (b) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any other Wholly-Owned Subsidiary of the Credit Parties;
     (c) any Wholly-Owned Subsidiary may merge or consolidate with or into the Person such Wholly-Owned Subsidiary was formed to acquire in connection with an acquisition permitted by Section 11.4(b), (c) or (d);
     (d) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any Credit Party; provided that, such Credit Party is the survivor of such merger or consolidation; and
     (e) any Credit Party may merge or consolidate with or into any other Credit Party.

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SECTION 11.6. Limitations on Sale or Transfer of Assets. Convey, sell, lease, assign, transfer or otherwise dispose of any of its property, business or assets, whether now owned or hereafter acquired (collectively, “sale”), except for the following:
     (a) the sale of inventory or the factoring of accounts receivable in the ordinary course of business;
     (b) the sale of obsolete assets no longer used or usable in the business of the Credit Parties or any of their Subsidiaries;
     (c) the sale or discount without recourse of accounts receivable arising in the ordinary course of business in connection with the compromise or collection thereof;
     (d) the sale of assets between the Credit Parties and any Subsidiary or between Subsidiaries or Credit Parties;
     (e) the sale of any other assets of the Credit Parties and their Subsidiaries outside the ordinary course of business so long as the total fair market value for all such sales on and after the Amendment Date on an aggregate basis does not at any time exceed ten percent (10%) of Consolidated Net Worth determined as of April 5, 2008; and
     (f) the sale of assets purchased in accordance with the Permitted Investment Policy as in effect on the Amendment Date.
SECTION 11.7. Limitations on Dividends and Distributions. Declare or pay any dividends upon any of its capital stock; purchase, redeem, retire or otherwise acquire, directly or indirectly, any shares of its capital stock, or make any distribution of cash, property or assets among the holders of shares of its capital stock, or make any change in its capital structure that could reasonably be expected to have a Material Adverse Effect; provided that: (a) the Credit Parties may pay dividends solely in shares of their own capital stock or other ownership interest (including dividends consisting of rights to purchase such capital stock or other ownership interest), (b) any Subsidiary may pay dividends or make distributions to the Credit Parties or any Wholly-Owned Subsidiary of the Credit Parties, (c) any Credit Party may pay dividends or make distributions to any other Credit Party and (d) as long as no Default or Event of Default has occurred and is continuing or would be created thereby (i) the Credit Parties may declare and pay dividends on shares of their capital stock or other ownership interests consistent with past practice established prior to the Amendment Date, (ii) the Credit Parties or any Subsidiary may redeem shares of their capital stock or other ownership interest pursuant to a plan approved by the Board of Directors of the Credit Parties or such Subsidiary, as applicable (A) to the extent required by contracts entered into prior to the Amendment Date, (B) that reduce dilution of share ownership, (C) additional share repurchases in an amount not to exceed $75,000,000 after the Amendment Date, and (iii) the Credit Parties may pay dividends or make additional share repurchases in an amount not to exceed 25% of cumulative Net Income after December 31, 2007.

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SECTION 11.8. Transactions with Affiliates. Directly or indirectly enter into, or be a party to, any transaction with any of its Affiliates, except (i) on terms that are no less favorable to it than it would obtain in a comparable arm’s length transaction with a Person not its Affiliate, (ii) without limiting any other provision of this Agreement, in connection with any acquisition otherwise permitted pursuant to the terms of this Agreement or (iii) for transactions between Credit Parties or between Credit Parties and Subsidiaries of Credit Parties.
SECTION 11.9. Changes in Fiscal Year End. Change its Fiscal Year.
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt. Upon the occurrence and continuation of a Default or an Event of Default, amend or modify (or permit the modification or amendment of) in any manner materially adverse to the Lenders any of the terms or provisions of any Debt in excess of $25,000,000, including without limitation the Additional Debt Securities, if any, or any Subordinated Debt, or cancel or forgive, make any voluntary or optional payment or prepayment on, or redeem or acquire for value (including, without limitation, by way of depositing with any trustee with respect thereto money or securities before due for the purpose of paying when due) any Subordinated Debt.
ARTICLE XII DEFAULT AND REMEDIES
SECTION 12.1. Events of Default. Each of the following shall constitute an Event of Default, whatever the reason for such event and whether it shall be voluntary or involuntary or be effected by operation of law or pursuant to any judgment or order of any court or any order, rule or regulation of any Governmental Authority or otherwise:
     (a) Default in Payment of Principal of Loans and Reimbursement Obligations. The Borrower shall default in any payment of principal of any Loan or Reimbursement Obligation when and as due (whether at maturity, by reason of acceleration or otherwise).
     (b) Other Payment Default. The Borrower shall default in the payment when and as due (whether at maturity, by reason of acceleration or otherwise) of interest on any Loan or Reimbursement Obligation or the payment of any other Obligation (other than any Obligation under any Hedging Agreement), and such default shall continue unremedied for three (3) Business Days.
     (c) Misrepresentation. Any representation or warranty made or deemed to be made by the Credit Parties or any of their Subsidiaries, if applicable, under this Agreement, any Loan Document or any amendment hereto or thereto, shall at any time prove to have been incorrect or misleading in any material respect when made or deemed made.
     (d) Default in Performance of Certain Covenants. Any of the Credit Parties shall default in the performance or observance of any covenant or agreement contained in Article X or XI of this Agreement.
     (e) Default in Performance of Other Covenants and Conditions. Any of the Credit Parties or any Subsidiary thereof, if applicable, shall default in the performance or observance of any term, covenant, condition or agreement contained in this Agreement (other than as specifically provided for otherwise in this Section 12.1) or any other Loan Document and such default shall continue for a period of thirty (30) days after written notice thereof has been given to the Borrower by the Administrative Agent.

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     (f) Hedging Agreement. Any termination payments in an amount greater than $50,000,000 shall be due by any Credit Party under any Hedging Agreement and such amount is not paid within thirty (30) Business Days of the due date thereof.
     (g) Debt Cross-Default. Any of the Credit Parties or any of their Subsidiaries shall (i) default in the payment of principal or interest on any Debt (other than the Loans or any Reimbursement Obligation) the aggregate outstanding amount of which Debt is in excess of $50,000,000, including, without limitation, the obligations under the 2004 Credit Agreement, beyond the period of grace if any, provided in the instrument or agreement under which such Debt was created, or (ii) default in the observance or performance of any other agreement or condition relating to any Debt (other than the Loans or any Reimbursement Obligation), including, without limitation, the obligations under the 2004 Credit Agreement and any other documents executed in connection therewith, the aggregate outstanding amount of which Debt is in excess of $50,000,000 or contained in any instrument or agreement evidencing, securing or relating thereto or any other event shall occur or condition exist, the effect of which default or other event or condition is to cause, or to permit the holder or holders of such Debt (or a trustee or agent on behalf of such holder or holders) to cause, with the giving of notice if required, any such Debt to become due prior to its stated maturity (any applicable grace period having expired).
     (h) Change in Control. Any person or group of persons (within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended), other than a Credit Party or any Subsidiary thereof, shall obtain ownership or control in one or more series of transactions of more than thirty-three and one-third percent (33.33%) of the common stock or thirty-three and one-third percent (33.33%) of the voting power of any Credit Party entitled to vote in the election of members of the Board of Directors of such Credit Party or there shall have occurred under any indenture or other instrument evidencing any debt in excess of $50,000,000 any “change in control” (as defined in such indenture or other evidence of debt) obligating the Borrower to repurchase, redeem or repay all or any part of the debt or capital stock provided for therein (any such event, a “Change in Control”). Further, except as set forth in Section 11.5, Jones Apparel Group shall at all times own 100% of the capital stock of Jones Apparel Group Holdings and Jones Apparel Group Holdings shall at all times own 100% of the capital stock of the Borrower.
     (i) Voluntary Bankruptcy Proceeding. Any Credit Party or any Subsidiary thereof shall (i) commence a voluntary case under the federal bankruptcy laws (as now or hereafter in effect), (ii) file a petition seeking to take advantage of any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or composition for adjustment of debts, (iii) consent to or fail to contest in a timely and appropriate manner any petition filed against it in an involuntary case under such bankruptcy laws or other laws, (iv) apply for or consent to, or fail to contest in a timely and appropriate manner, the appointment of, or the taking of possession by, a receiver, custodian, trustee, or liquidator of itself or of a substantial part of its property, domestic or foreign, (v) admit in writing its inability to pay its debts as they become due, (vi) make a general assignment for the benefit of creditors, or (vii) take any corporate action for the purpose of authorizing any of the foregoing.
     (j) Involuntary Bankruptcy Proceeding. A case or other proceeding shall be commenced against any Credit Party or any Subsidiary thereof in any court of competent jurisdiction seeking (i) relief under the federal bankruptcy laws (as now or hereafter in

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effect) or under any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or adjustment of debts, or (ii) the appointment of a trustee, receiver, custodian, liquidator or the like for any Credit Party or any Subsidiary thereof or for all or any substantial part of their respective assets, domestic or foreign, and such case or proceeding shall continue without dismissal or stay for a period of sixty (60) consecutive days, or an order granting the relief requested in such case or proceeding (including, but not limited to, an order for relief under such federal bankruptcy laws) shall be entered.
     (k) [Reserved]
     (l) Termination Event. The occurrence of any of the following events: (i) the Borrower or any ERISA Affiliate fails to make full payment to an Employee Benefit Plan when due (after giving effect to any applicable grace period) of contributions in excess of $2,000,000, (ii) an accumulated funding deficiency in excess of $2,000,000 occurs or exists, whether or not waived, with respect to any Pension Plan or (iii) a Termination Event that could reasonably be expected to result in liability in excess of $5,000,000 to the Borrower or any ERISA Affiliate.
     (m) Judgment. A judgment or order for the payment of money which causes the aggregate amount of all such judgments to exceed $50,000,000 in any Fiscal Year shall be entered against any Credit Party or any Subsidiary thereof by any court and such judgment or order shall continue without discharge or stay for a period of thirty (30) days.
SECTION 12.2. Remedies. Upon the occurrence of an Event of Default, with the consent of the Required Lenders, the Administrative Agent may, or upon the request of the Required Lenders, the Administrative Agent shall, by notice to the Credit Parties:
     (a) Acceleration; Termination of Facilities. Declare the principal of and interest on the Loans, the Reimbursement Obligations at the time outstanding, and all other amounts owed to the Lenders and to the Administrative Agent under this Agreement or any of the other Loan Documents (other than any Hedging Agreement) (including, without limitation, all L/C Obligations, whether or not the beneficiaries of the then outstanding Letters of Credit shall have presented the documents required thereunder) and all other Obligations (other than Obligations owing under any Hedging Agreement), to be forthwith due and payable, whereupon the same shall immediately become due and payable without presentment, demand, protest or other notice of any kind, all of which are expressly waived, anything in this Agreement or the other Loan Documents to the contrary notwithstanding, and terminate the Credit Facility and any right of the Borrower to request borrowings or Letters of Credit thereunder; provided, that upon the occurrence of an Event of Default specified in Section 12.1(i) or (j) with respect to the Credit Parties, the Credit Facility shall be automatically terminated and all Obligations (other than obligations owing under any Hedging Agreement) shall automatically become due and payable.
     (b) Letters of Credit. With respect to all Letters of Credit with respect to which presentment for honor shall not have occurred at the time of an acceleration pursuant to the preceding paragraph, require the Borrower at such time to deposit or cause to be deposited in a cash collateral account opened by the Administrative Agent an amount equal to the Dollar Amount of the aggregate then undrawn and unexpired amount of such

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Letters of Credit. Amounts held in such cash collateral account shall be applied by the Administrative Agent to the payment of drafts drawn under such Letters of Credit, and the unused portion thereof after all such Letters of Credit shall have expired or been fully drawn upon, if any, shall be applied to repay the other Obligations. After all such Letters of Credit shall have expired or been fully drawn upon, the Reimbursement Obligation shall have been satisfied and all other Obligations shall have been paid in full, the balance, if any, in such cash collateral account shall be promptly returned to the Borrower.
     (c) Rights of Collection. Exercise on behalf of the Lenders all of its other rights and remedies under this Agreement, the other Loan Documents and Applicable Law, in order to satisfy all of the Obligations.

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SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc. The enumeration of the rights and remedies of the Administrative Agent and the Lenders set forth in this Agreement is not intended to be exhaustive and the exercise by the Administrative Agent and the Lenders of any right or remedy shall not preclude the exercise of any other rights or remedies, all of which shall be cumulative, and shall be in addition to any other right or remedy given hereunder or under the Loan Documents or that may now or hereafter exist in law or in equity or by suit or otherwise. No delay or failure to take action on the part of the Administrative Agent or any Lender in exercising any right, power or privilege shall operate as a waiver thereof, nor shall any single or partial exercise of any such right, power or privilege preclude other or further exercise thereof or the exercise of any other right, power or privilege or shall be construed to be a waiver of any Event of Default. No course of dealing between the Credit Parties, the Administrative Agent and the Lenders or their respective agents or employees shall be effective to change, modify or discharge any provision of this Agreement or any of the other Loan Documents or to constitute a waiver of any Event of Default.
ARTICLE XIII THE ADMINISTRATIVE AGENT
SECTION 13.1. Appointment. Each of the Lenders hereby irrevocably designates and appoints Wachovia as Administrative Agent of such Lender under this Agreement and the other Loan Documents for the term hereof and each such Lender irrevocably authorizes Wachovia as Administrative Agent for such Lender, to take such action on its behalf under the provisions of this Agreement and the other Loan Documents and to exercise such powers and perform such duties as are expressly delegated to the Administrative Agent by the terms of this Agreement and such other Loan Documents, together with such other powers as are reasonably incidental thereto. Notwithstanding any provision to the contrary elsewhere in this Agreement or such other Loan Documents, the Administrative Agent shall not have any duties or responsibilities, except those expressly set forth herein and therein, or any fiduciary relationship with any Lender, and no implied covenants, functions, responsibilities, duties, obligations or liabilities shall be read into this Agreement or the other Loan Documents or otherwise exist against the Administrative Agent. Any reference to the Administrative Agent in this Article XIII shall be deemed to refer to the Administrative Agent solely in its capacity as Administrative Agent and not in its capacity as a Lender.
SECTION 13.2. Delegation of Duties. The Administrative Agent may execute any of its respective duties under this Agreement and the other Loan Documents by or through agents or attorneys-in-fact and shall be entitled to advice of counsel concerning all matters pertaining to such duties. The Administrative Agent shall not be responsible for the negligence or misconduct of any agents or attorneys-in-fact selected by the Administrative Agent with reasonable care.
SECTION 13.3. Exculpatory Provisions. Neither the Administrative Agent nor any of its officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates shall be (a) liable for any action lawfully taken or omitted to be taken by it or such Person under or in connection with this Agreement or the other Loan Documents (except for actions occasioned solely by its or such Person’s own gross negligence or willful misconduct), or (b) responsible in any manner to any of the Lenders for any recitals, statements, representations or warranties made by the Borrower or any of its Subsidiaries or any officer thereof contained in this Agreement or the other Loan Documents or in any certificate, report, statement or other document referred to or provided for in, or received by the Administrative Agent under or in connection with, this Agreement or the other Loan Documents or for the value, validity, effectiveness, genuineness, enforceability or sufficiency of this Agreement or the other Loan Documents or for any failure of the Borrower or any of its Subsidiaries to perform its obligations hereunder or thereunder. The

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Administrative Agent shall not be under any obligation to any Lender to ascertain or to inquire as to the observance or performance of any of the agreements contained in, or conditions of, this Agreement, or to inspect the properties, books or records of the Borrower or any of its Subsidiaries.
SECTION 13.4. Reliance by the Administrative Agent. The Administrative Agent shall be entitled to rely, and shall be fully protected in relying, upon any note, writing, resolution, notice, consent, certificate, affidavit, letter, cablegram, telegram, telecopy, telex or teletype message, statement, order or other document or conversation believed by it to be genuine and correct and to have been signed, sent or made by the proper Person or Persons and upon advice and statements of legal counsel (including, without limitation, counsel to the Borrower), independent accountants and other experts selected by the Administrative Agent. The Administrative Agent may deem and treat the holder of any Revolving Credit Loan as the owner thereof for all purposes unless such Revolving Credit Loan shall have been transferred in accordance with Section 14.10 hereof. The Administrative Agent shall be fully justified in failing or refusing to take any action under this Agreement and the other Loan Documents unless it shall first receive such advice or concurrence of the Required Lenders (or, when expressly required hereby or by the relevant other Loan Document, the Required Agreement Lenders or all the Lenders) as it deems appropriate or it shall first be indemnified to its satisfaction by the Lenders against any and all liability and expense which may be incurred by it by reason of taking or continuing to take any such action except for its own gross negligence or willful misconduct. The Administrative Agent shall in all cases be fully protected in acting, or in refraining from acting, under this Agreement and the other Loan Documents in accordance with a request of the Required Lenders (or, when expressly required hereby, the Required Agreement Lenders or all the Lenders), and such request and any action taken or failure to act pursuant thereto shall be binding upon all the Lenders and all future holders of the Loans.
SECTION 13.5. Notice of Default. The Administrative Agent shall not be deemed to have knowledge or notice of the occurrence of any Default or Event of Default hereunder unless it has received notice from a Lender or the Borrower referring to this Agreement, describing such Default or Event of Default and stating that such notice is a “notice of default”. In the event that the Administrative Agent receives such a notice, it shall promptly give notice thereof to the Lenders. The Administrative Agent shall take such action with respect to such Default or Event of Default as shall be reasonably directed by the Required Lenders; provided that unless and until the Administrative Agent shall have received such directions, the Administrative Agent may (but shall not be obligated to) take such action, or refrain from taking such action, with respect to such Default or Event of Default as it shall deem advisable in the best interests of the Lenders, except to the extent that other provisions of this Agreement expressly require that any such action be taken or not be taken only with the consent and authorization or the request of the Lenders, the Required Agreement Lenders or Required Lenders, as applicable.
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders. Each Lender expressly acknowledges that neither the Administrative Agent nor any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates has made any representations or warranties to it and that no act by the Administrative Agent hereinafter taken, including any review of the affairs of the Borrower or any of its Subsidiaries, shall be deemed to constitute any representation or warranty by the Administrative Agent to any Lender. Each Lender represents to the Administrative Agent that it has, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it has deemed appropriate, made its own appraisal of and investigation into the business, operations, property, financial and other condition and creditworthiness of the Borrower

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and its Subsidiaries and made its own decision to make its Loans and issue or participate in Letters of Credit hereunder and enter into this Agreement. Each Lender also represents that it will, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit analysis, appraisals and decisions in taking or not taking action under this Agreement and the other Loan Documents, and to make such investigation as it deems necessary to inform itself as to the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries. Except for notices, reports and other documents expressly required to be furnished to the Lenders by the Administrative Agent hereunder or by the other Loan Documents, the Administrative Agent shall not have any duty or responsibility to provide any Lender with any credit or other information concerning the business, operations, property, financial and other condition or creditworthiness of the Borrower or any of its Subsidiaries which may come into the possession of the Administrative Agent or any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates.
SECTION 13.7. Indemnification. The Lenders agree to indemnify the Administrative Agent in its capacity as such and (to the extent not reimbursed by the Borrower and without limiting the obligation of the Borrower to do so), ratably according to the respective amounts of their Revolving Credit Commitment Percentage from and against any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind whatsoever which may at any time (including, without limitation, at any time following the payment of the Loans or any Reimbursement Obligation) be imposed on, incurred by or asserted against the Administrative Agent in any way relating to or arising out of this Agreement or the other Loan Documents, or any documents contemplated by or referred to herein or therein or the transactions contemplated hereby or thereby or any action taken or omitted by the Administrative Agent under or in connection with any of the foregoing; provided that no Lender shall be liable for the payment of any portion of such liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements to the extent they result from the Administrative Agent’s bad faith, gross negligence or willful misconduct. The agreements in this Section 13.7 shall survive the payment of the Loans, any Reimbursement Obligation and all other amounts payable hereunder and the termination of this Agreement.
SECTION 13.8. The Administrative Agent in Its Individual Capacity. The Administrative Agent and its respective Subsidiaries and Affiliates may make loans to, accept deposits from and generally engage in any kind of business with the Borrower as though the Administrative Agent were not an Administrative Agent hereunder. With respect to any Loans made or renewed by it and with respect to any Letter of Credit issued by it or participated in by it, the Administrative Agent shall have the same rights and powers under this Agreement and the other Loan Documents as any Lender and may exercise the same as though it were not an Administrative Agent, and the terms “Lender” and “Lenders” shall include the Administrative Agent in its individual capacity.
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent. Subject to the appointment and acceptance of a successor as provided below, the Administrative Agent may resign at any time by giving notice thereof to the Lenders and the Credit Parties. Upon any such resignation, the Required Lenders shall have the right, subject to the approval of the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), to appoint a successor Administrative Agent, which successor shall have minimum capital and surplus of at least $500,000,000. If no successor Administrative Agent shall have been so appointed by the Required Lenders, been approved (so long as no Default or Event of Default has occurred and is continuing) by the Credit Parties or have accepted such appointment within thirty

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(30) days after the Administrative Agent’s giving of notice of resignation, then the Administrative Agent may, on behalf of the Lenders, appoint a successor Administrative Agent reasonably acceptable to the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), which successor shall have minimum capital and surplus of at least $500,000,000. Upon the acceptance of any appointment as Administrative Agent hereunder by a successor Administrative Agent, such successor Administrative Agent shall thereupon succeed to and become vested with all rights, powers, privileges and duties of the retiring Administrative Agent, and the retiring Administrative Agent shall be discharged from its duties and obligations hereunder. After any retiring Administrative Agent’s resignation hereunder as Administrative Agent, the provisions of this Section 13.9 shall continue in effect for its benefit in respect of any actions taken or omitted to be taken by it while it was acting as Administrative Agent.
SECTION 13.10. Syndication and Documentation Agents. Each Syndication Agent in its capacity as Syndication Agent and each documentation agent in its capacity as documentation agent shall have no duties or responsibilities and no liabilities under this Agreement or any other Loan Document but shall be entitled, in such capacity, to the same protections afforded to the Administrative Agent under this Article XIII.
ARTICLE XIV MISCELLANEOUS
SECTION 14.1. Notices. (a) Method of Communication. Except as otherwise provided in this Agreement, all notices and communications hereunder shall be in writing, or by telephone subsequently confirmed in writing. Any notice shall be effective if delivered by hand delivery or sent via telecopy, recognized overnight courier service or certified mail, return receipt requested, and shall be presumed to be received by a party hereto (i) on the date of delivery if delivered by hand or sent by telecopy, (ii) on the next Business Day if sent by recognized overnight courier service and (iii) on the third (3rd) Business Day following the date sent by certified mail, return receipt requested. A telephonic notice to the Administrative Agent as understood by the Administrative Agent will be deemed to be the controlling and proper notice in the event of a discrepancy with or failure to receive a confirming written notice.
          (b) Addresses for Notices. Notices to any party shall be sent to it at the following addresses, or any other address as to which all the other parties are notified in writing.
If to the Credit Parties:
Jones Apparel Group, Inc.
1411 Broadway
New York, New York 10018
Attention: Chief Financial Officer
Telephone No.: (212) 703-9152
Telecopy No.: (212) 703-9154

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If to Wachovia:
Wachovia Bank, National Association
Administrative Agent:
201 South College Street, CP-8
Charlotte, NC 28288-0680
Attention: Syndication Agency Services
Telephone No: 704-715-1353
Telecopy No: 704-383-0288
With copies to:
Wachovia Bank, National Association
Administrative Agent:
1339 Chestnut Street, PA4830
Philadelphia, PA 19107
Attention: Susan T. Gallagher
Telephone No: 267-321-6712
Telecopy No: 267-321-6700
If to any Lender:
To the Address set forth on Schedule 1.1(a) hereto
          (c) Administrative Agent’s Office. The Administrative Agent hereby designates its office located at the address set forth above, or any subsequent office which shall have been specified for such purpose by written notice to the Borrower and the Lenders, as the Administrative Agent’s Office referred to herein, to which payments due are to be made and at which Loans will be disbursed.
SECTION 14.2. Expenses; Indemnity. The Borrower will (a) pay all reasonable out-of-pocket expenses of the Administrative Agent in connection with (i) the preparation, execution and delivery of this Agreement and each other Loan Document, whenever the same shall be executed and delivered, including without limitation the reasonable out-of-pocket syndication and due diligence expenses and reasonable fees and disbursements of counsel for the Administrative Agent and (ii) the preparation, execution and delivery of any waiver, amendment or consent by the Administrative Agent or the Lenders relating to this Agreement or any other Loan Document, including without limitation reasonable fees and disbursements of counsel for the Administrative Agent, (b) pay all reasonable out-of-pocket expenses of the Administrative Agent actually incurred in connection with the administration of the Credit Facility, (c) pay all reasonable out-of-pocket expenses of the Administrative Agent and each Lender actually incurred in connection with the enforcement of any rights and remedies of the Administrative Agent and the Lenders under the Credit Facility, including to the extent reasonable under the circumstances consulting with accountants, attorneys and other Persons concerning the nature, scope or value of any right or remedy of the Administrative Agent or any Lender hereunder or under any other Loan Document or any factual matters in connection therewith, which expenses shall include without limitation the reasonable fees and disbursements of such Persons, and (d) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, Administrative Agents, officers and directors, from and against any losses, penalties, fines, liabilities, settlements, damages, costs and expenses, suffered by any such Person in connection with any claim, investigation, litigation or other proceeding

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(whether or not the Administrative Agent or any Lender is a party thereto) and the prosecution and defense thereof, arising out of or in any way connected with this Agreement, any other Loan Document or the Loans, including without limitation reasonable attorney’s and consultant’s fees, except to the extent that any of the foregoing result from the gross negligence or willful misconduct of any indemnified party.
SECTION 14.3. Set-off. In addition to any rights now or hereafter granted under Applicable Law and not by way of limitation of any such rights, upon and after the occurrence of any Event of Default and during the continuance thereof, the Lenders and any assignee or participant of a Lender in accordance with Section 14.10 are hereby authorized by the Credit Parties at any time or from time to time, without notice to the Credit Parties or to any other Person, any such notice being hereby expressly waived, to set off and to appropriate and to apply any and all deposits (general or special, time or demand, including, but not limited to, indebtedness evidenced by certificates of deposit, whether matured or unmatured) and any other indebtedness at any time held or owing by the Lenders, or any such assignee or participant to or for the credit or the account of the Borrower against and on account of the Obligations irrespective of whether or not (a) the Lenders shall have made any demand under this Agreement or any of the other Loan Documents or (b) the Administrative Agent shall have declared any or all of the Obligations to be due and payable as permitted by Section 12.2 and although such Obligations shall be contingent or unmatured.
SECTION 14.4. Governing Law. This Agreement, the Notes and the other Loan Documents, unless otherwise expressly set forth therein, shall be governed by, construed and enforced in accordance with the laws of the State of New York.
SECTION 14.5. Consent to Jurisdiction. Each of the parties hereto hereby irrevocably consents to the personal jurisdiction of the state and federal courts located in New York County, New York, in any action, claim or other proceeding arising out of any dispute in connection with this Agreement and the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations. Each of the parties hereto hereby irrevocably consents to the service of a summons and complaint and other process in any action, claim or proceeding brought by any other party hereto in connection with this Agreement or the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations, on behalf of itself or its property, in the manner specified in Section 14.1. Nothing in this Section 14.5 shall affect the right of any of the parties hereto to serve legal process in any other manner permitted by Applicable Law or affect the right of any of the parties hereto to bring any action or proceeding against any other party hereto or its properties in the courts of any other jurisdictions.
SECTION 14.6. Waiver of Jury Trial. THE ADMINISTRATIVE AGENT, EACH LENDER AND EACH CREDIT PARTY HEREBY ACKNOWLEDGE THEY IRREVOCABLY WAIVE THEIR RESPECTIVE RIGHTS TO A JURY TRIAL WITH RESPECT TO ANY ACTION, CLAIM OR OTHER PROCEEDING ARISING OUT OF ANY JUDICIAL PROCEEDING, ANY DISPUTE, CLAIM OR CONTROVERSY ARISING OUT OF, CONNECTED WITH OR RELATING TO THE LOAN DOCUMENTS (“Dispute”) IN CONNECTION WITH THIS AGREEMENT, THE NOTES OR THE OTHER LOAN DOCUMENTS, ANY RIGHTS OR OBLIGATIONS HEREUNDER OR THEREUNDER, OR THE PERFORMANCE OF SUCH RIGHTS AND OBLIGATIONS.
SECTION 14.7. Reversal of Payments. To the extent any Credit Party makes a payment or payments to the Administrative Agent for the ratable benefit of the Lenders or the Administrative

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Agent receives any payment or proceeds of the collateral which payments or proceeds or any part thereof are subsequently invalidated, declared to be fraudulent or preferential, set aside and/or required to be repaid to a trustee, receiver or any other party under any bankruptcy law, state or federal law, common law or equitable cause, then, to the extent of such payment or proceeds repaid, the Obligations or part thereof intended to be satisfied shall be revived and continued in full force and effect as if such payment or proceeds had not been received by the Administrative Agent.
SECTION 14.8. Injunctive Relief; Punitive Damages. (a) Each of the parties to this Agreement recognizes that, in the event such party fails to perform, observe or discharge any of its obligations or liabilities under this Agreement, any remedy of law may prove to be inadequate relief to the other parties hereto. Therefore, each of the parties hereto agrees that the other parties hereto, at such other party’s option, shall be entitled to pursue temporary and permanent injunctive relief in any such case without the necessity of proving actual damages.
          (b) The Administrative Agent, the Lenders and the Credit Parties (on behalf of themselves and their Subsidiaries) hereby agree that no such Person shall have a remedy of punitive or exemplary damages against any other party to a Loan Document and each such Person hereby waives any right or claim to punitive or exemplary damages that they may now have or may arise in the future in connection with any Dispute, whether such Dispute is resolved through arbitration or judicially.
SECTION 14.9. Accounting Matters. Except as otherwise expressly provided herein, all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in effect from time to time, provided that, if the Borrower notifies the Administrative Agent that the Borrower requests an amendment to any provision hereof to eliminate the effect of any change occurring after the Amendment Date in GAAP or in the application thereof on the operation of such provision (or if the Administrative Agent notifies the Borrower that the Required Lenders request an amendment to any provision hereof for such purpose), regardless of whether any such notice is given before or after such change in GAAP or in the application thereof, then such provision shall be interpreted on the basis of GAAP as in effect and applied immediately before such change shall have become effective until such notice shall have been withdrawn or such provision amended in accordance therewith.
SECTION 14.10. Successors and Assigns; Participations. (a) Benefit of Agreement. This Agreement shall be binding upon and inure to the benefit of the Credit Parties, the Administrative Agent and the Lenders, all future holders of the Notes, and their respective successors and permitted assigns, except that the Borrower shall not assign or transfer any of its rights or obligations under this Agreement without the prior written consent of each Lender other than pursuant to Section 11.5.
          (b) Assignment by Lenders. Each Lender may, with the consent of the Borrower (so long as no Default or Event of Default has occurred and is continuing) and the consent of the Administrative Agent, which consents shall not be unreasonably withheld or delayed, assign to one or more Eligible Assignees all or a portion of its interests, rights and obligations under this Agreement (including, without limitation, all or a portion of the Extensions of Credit at the time owing to it and the Revolving Credit Notes held by it); provided that:
     (i) each such assignment shall be of a constant, and not a varying, percentage of all the assigning Lender’s Revolving Credit Commitment and all other rights and obligations under this Agreement;

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     (ii) if less than all of the assigning Lender’s Revolving Credit Commitment or Revolving Credit Loans is to be assigned, the Revolving Credit Commitment or Revolving Credit Loans so assigned shall not be less than $5,000,000;
     (iii) the parties to each such assignment shall execute and deliver to the Administrative Agent, for its acceptance and recording in the Register, an Assignment and Acceptance in the form of Exhibit G attached hereto (an “Assignment and Acceptance”), together with any Revolving Credit Note or Revolving Credit Notes subject to such assignment;
     (iv) such assignment shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower, or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky laws of any state;
     (v) the assigning Lender shall pay to the Administrative Agent an assignment fee of $3,000 upon the execution by such Lender of the Assignment and Acceptance; provided that no such fee shall be payable upon any assignment by a Lender to an Affiliate thereof; and
     (vi) no consents will be required for assignments where the Eligible Assignee is an Affiliate of the assigning Lender.
          Upon such execution, delivery, acceptance and recording, from and after the effective date specified in each Assignment and Acceptance, which effective date shall be at least ten (10) Business Days after the execution thereof, (A) the assignee thereunder shall be a party hereto and, to the extent of the interest assigned in such Assignment and Acceptance, have the rights and obligations of a Lender hereby and (B) the Lender thereunder shall, to the extent of the interest assigned in such assignment, be released from its obligations under this Agreement.
          (c) Rights and Duties upon Assignment. By executing and delivering an Assignment and Acceptance, the assigning Lender thereunder and the assignee thereunder confirm to and agree with each other and the other parties hereto as set forth in such Assignment and Acceptance.
          (d) Register. The Administrative Agent shall maintain a copy of each Assumption Agreement and each Assignment and Acceptance delivered to it and record the names and addresses of the Lenders and the amount of the Extensions of Credit with respect to each Lender from time to time in the Register.
          No assignment shall be effective for purposes of this Agreement unless it has been recorded in the Register as provided in this paragraph. The entries in the Register shall be conclusive, in the absence of manifest error, and the Borrower, the Administrative Agent and the Lenders may treat each person whose name is recorded in the Register as a Lender hereunder for all purposes of this Agreement. The Register shall be available for inspection by the Borrower or any Lender at any reasonable time and from time to time upon reasonable prior notice.
          (e) Issuance of New Revolving Credit Notes. Upon its receipt of an Assignment and Acceptance executed by an assigning Lender and an Eligible Assignee together with any Revolving Credit Note or Revolving Credit Notes if any have been issued pursuant to this

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Agreement, subject to such assignment and the written consent to such assignment, the Administrative Agent shall, if such Assignment and Acceptance has been completed and is substantially in the form of Exhibit G:
     (i) accept such Assignment and Acceptance;
     (ii) record the information contained therein in the Register;
     (iii) give prompt notice thereof to the Lenders and the Borrower, on behalf of itself and the other Credit Parties; and
     (iv) promptly deliver a copy of such Assignment and Acceptance to the Borrower.
          Within ten (10) Business Days after receipt of notice, if requested by the Eligible Assignee the Borrower shall execute and deliver to the Administrative Agent, in exchange for the surrendered Revolving Credit Note or Revolving Credit Notes, a new Revolving Credit Note or Revolving Credit Notes to the order of such Eligible Assignee in amounts equal to the Revolving Credit Commitment assumed by it pursuant to such Assignment and Acceptance and a new Revolving Credit Note or Revolving Credit Notes to the order of the assigning Lender in an amount equal to the Revolving Credit Commitment retained by it hereunder. Such new Revolving Credit Note or Revolving Credit Notes shall be in an aggregate principal amount equal to the aggregate principal amount of such surrendered Revolving Credit Note or Revolving Credit Notes, shall be dated the effective date of such Assignment and Acceptance and shall otherwise be in substantially the form of the assigned Revolving Credit Notes delivered to the assigning Lender. Each surrendered Revolving Credit Note or Revolving Credit Notes shall be canceled and returned to the Borrower.
          (f) Participations. Each Lender may sell participations to one or more banks or other entities in all or a portion of its rights and/or obligations under this Agreement (including, without limitation, all or a portion of its Extensions of Credit and the Notes held by it); provided that:
     (i) each such participation shall be in an amount not less than $5,000,000;
     (ii) such Lender’s obligations under this Agreement (including, without limitation, its Revolving Credit Commitment) shall remain unchanged;
     (iii) such Lender shall remain solely responsible to the other parties hereto for the performance of such obligations;
     (iv) the Credit Parties, the Administrative Agent and the other Lenders shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement;
     (v) such Lender shall not permit such participant the right to approve any waivers, amendments or other modifications to this Agreement or any other Loan Document other than waivers, amendments or modifications which would reduce the principal of or the interest rate on any Revolving Credit Loan or Reimbursement Obligation, extend the term or increase the amount of the Revolving Credit Commitment, reduce the amount of any fees to which such participant is entitled, or extend any

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scheduled payment date for principal, interest or fees of any Revolving Credit Loan, except as expressly contemplated hereby or thereby; and
     (vi) any such disposition shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky law of any state.
          (g) Disclosure of Information; Confidentiality. Each of the Administrative Agent, the Issuing Lenders and the Lenders agrees to maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors and representatives (collectively, “Representatives”) (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential), (b) to the extent requested by any regulatory authority, (c) to the extent required by Applicable Laws or regulations or by any subpoena or similar legal process, (d) to any other party to this Agreement, (e) in connection with the exercise of any remedies hereunder or any suit, action or proceeding relating to this Agreement or the enforcement of rights hereunder, (f) subject to an agreement containing provisions substantially the same as those of this Section, to any assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement, (g) with the prior written consent of the Credit Parties, (h) to the extent such Information (A) becomes publicly available other than as a result of a breach of this Section or (B) becomes available to the Administrative Agent, the Issuing Lenders or any Lender on a nonconfidential basis from a source other than the Credit Parties or (i) to Gold Sheets and other similar bank trade publications, such information to consist of deal terms and other information (customarily found in such publications) upon the Credit Parties’ prior review and approval, which shall not be unreasonably withheld or delayed. For the purposes of this Section, “Information” means all information received from the Credit Parties or any of their Subsidiaries relating to the Credit Parties or their business, other than any such information that is available to the Administrative Agent, any Issuing Lender or any Lender on a nonconfidential basis prior to disclosure by the Credit Parties; provided that, in the case of information received from the Credit Parties after the Closing Date (other than certificates or other information specifically required by the terms of this Agreement), such information is clearly identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information.
          (h) Special Purpose Funding Vehicles. Notwithstanding anything to the contrary contained herein, any Lender (a “Granting Lender”) may grant to a special purpose funding vehicle organized for the specific purpose of making or acquiring participations or investing in loans of the type made pursuant to this Agreement (a “SPC”), correctly identified as such in writing from time to time by the Granting Lender to the Administrative Agent and the Borrower, the option to provide to the Borrower all or any part of any Extension of Credit that such Lender would otherwise be obligated to make to the Borrower pursuant to this Agreement; provided that (i) nothing herein shall constitute a commitment by any SPC to make any Extension of Credit and (ii) if an SPC elects not to exercise such option or otherwise fails to provide all or any part of such Extension of Credit, the Granting Lender shall be obligated to make such Extension of Credit pursuant to the terms hereof. The making of an Extension of Credit by an SPC hereunder

67


 

shall utilize the Revolving Credit Commitment of the Granting Lender to the same extent, and as if, such Extension of Credit were made by such Granting Lender. Each party hereto hereby agrees that no SPC shall be liable for any indemnity or similar payment obligation under this Agreement (all liability for which shall remain with the Granting Lender). In furtherance of the foregoing, each party hereto hereby agrees (which agreement shall survive the termination of this Agreement) that, prior to the date that is one year and one day after the payment in full of all outstanding commercial paper or other senior indebtedness of any SPC, it will not institute against, or join any other person in instituting against, such SPC any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings under the laws of the United States or any State thereof. In addition, notwithstanding anything to the contrary contained in this clause, any SPC may (i) with notice to, but without the prior written consent of, the Borrower and the Administrative Agent and without paying any processing fee therefor, assign all or a portion of its interest in any Extension of Credit to the Granting Lender or to any financial institution (consented to by the Borrower and Administrative Agent) providing liquidity and/or credit support to or for the account of such SPC to support the funding or maintenance of Extensions of Credit and (ii) disclose on a confidential basis any non-public information relating to Extensions of Credit to any rating agency, commercial paper dealer or provider of any surety, guarantee or credit or liquidity enhancement to such SPC. This clause may not be amended without the written consent of each SPC.
          (i) Certain Pledges or Assignments. Nothing herein shall prohibit any Lender from pledging or assigning any Note to any Federal Reserve Bank in accordance with Applicable Law.
SECTION 14.11. Amendments, Waivers and Consents. Except as set forth below, any term, covenant, agreement or condition of this Agreement or any of the other Loan Documents may be amended or waived by the Lenders, and any consent given by the Lenders, if, but only if, (a) in the case of an amendment, waiver or consent for which a substantially similar corresponding amendment, waiver or consent with regard to the 2004 Credit Agreement will be made effective thereunder contemporaneously, such amendment, waiver or consent is in writing signed by the Required Lenders (or by the Administrative Agent with the consent of the Required Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties and (b) in the case of any other amendment, waiver or consent specifically impacting only this Agreement and the other Loan Documents, such amendment, waiver or consent is in writing signed by the Required Agreement Lenders (or by the Administrative Agent with the consent of the Required Agreement Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties; provided, in each case, that:
     (a) no amendment, waiver or consent shall (i) release any of the Credit Parties, (ii) increase the amount or extend the time of the obligation of the Lenders to make Revolving Credit Loans or issue or participate in Letters of Credit, (iii) extend the originally scheduled time or times of payment of the principal of any Revolving Credit Loan or Reimbursement Obligation or the time or times of payment of interest or fees on any Revolving Credit Loan or Reimbursement Obligation, (iv) reduce the rate of interest or fees payable on any Revolving Credit Loan or Reimbursement Obligation, (v) reduce the principal amount of any Revolving Credit Loan or Reimbursement Obligation, (vi) permit any subordination of the principal or interest on any Revolving Credit Loan or Reimbursement Obligation, (vii) permit any assignment (other than as specifically permitted or contemplated in this Agreement) of any of the Credit Parties’ rights and obligations hereunder or (viii) amend the provisions of this Section 14.11 or the

68


 

definition of Required Lenders or Required Agreement Lenders, without the prior written consent of each Lender affected thereby; and
     (b) no amendment, waiver or consent to the provisions of (i) Article XIII shall be made without the written consent of the Administrative Agent and (ii) Article III without the written consent of each Issuing Lender affected thereby.

69


 

SECTION 14.12. Performance of Duties. The Credit Parties’ obligations under this Agreement and each of the Loan Documents shall be performed by the Credit Parties at their sole cost and expense.
SECTION 14.13. All Powers Coupled with Interest. All powers of attorney and other authorizations granted to the Lenders, the Administrative Agent and any Persons designated by the Administrative Agent or any Lender pursuant to any provisions of this Agreement or any of the other Loan Documents shall be deemed coupled with an interest and shall be irrevocable so long as any of the Obligations remain unpaid or unsatisfied or the Credit Facility has not been terminated.
SECTION 14.14. Survival of Indemnities. Notwithstanding any termination of this Agreement, the indemnities to which the Administrative Agent and the Lenders are entitled under the provisions of this Article XIV and any other provision of this Agreement and the Loan Documents shall continue in full force and effect and shall protect the Administrative Agent and the Lenders against events arising after such termination as well as before.
SECTION 14.15. Titles and Captions. Titles and captions of Articles, Sections and subsections in this Agreement are for convenience only, and neither limit nor amplify the provisions of this Agreement.
SECTION 14.16. Severability of Provisions. Any provision of this Agreement or any other Loan Document which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective only to the extent of such prohibition or unenforceability without invalidating the remainder of such provision or the remaining provisions hereof or thereof or affecting the validity or enforceability of such provision in any other jurisdiction.
SECTION 14.17. Counterparts. This Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and shall be binding upon all parties, their successors and assigns, and all of which taken together shall constitute one and the same agreement. Delivery of any executed counterpart of a signature page of this Agreement by telecopy shall be effective as delivery of a manually executed counterpart of this Agreement.
SECTION 14.18. Term of Agreement. This Agreement shall remain in effect from the Closing Date through and including the date upon which all Obligations (other than obligations owing by any Credit Party to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement) shall have been indefeasibly and irrevocably paid and satisfied in full. No termination of this Agreement shall affect the rights and obligations of the parties hereto arising prior to such termination.
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants. (a) In the event there is a conflict or inconsistency between this Agreement and any other Loan Document, the terms of this Agreement shall control.
          (b) The Borrower expressly acknowledges and agrees that each covenant contained in Article IX, X, or XI hereof shall be given independent effect.
SECTION 14.20. Patriot Act. Each Lender hereby notifies the Borrower that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Act”), it is required to obtain, verify and record information that identifies each

70


 

borrower, guarantor or grantor (the “Loan Parties”), which information includes the name and address of each Loan Party and other information that will allow such Lender to identify such Loan Party in accordance with the Act.
SECTION 14.21. Ratings of Loans. Each Lender hereby agrees that nothing in this agreement shall require or imply that the Loans shall be required to be rated by any nationally recognized securities rating organization.
SECTION 14.22. Consent Under 2004 Credit Agreement. Each Lender hereunder that is also a lender under the 2004 Credit Agreement, by execution of this Agreement, hereby (i) agrees that each reference in the 2004 Credit Agreement to the “2005 Credit Agreement” shall mean a reference to this Agreement and (ii) consents to the execution and delivery of this Agreement by the Credit Parties and the performance of their respective obligations hereunder pursuant to Section 14.11 of the 2004 Credit Agreement.
[Signature pages to follow]

71


 

     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed under seal by their authorized officers, all as of the day and year first written above.
[THE REQUISITE SIGNATURES ARE APPENDED TO AMENDMENT NO. 2 REFERRED TO IN THE PRELIMINARY STATEMENTS]

72


 

Schedule 1.1 (a)
(Lenders and Revolving Credit Commitments)
                 
      COMMITMENT        
LENDER     PERCENTAGE     COMMITMENT
JPMorgan Chase Bank, N.A.
    8.7%   $ 65,000,000  
1411 Broadway, 5th Floor
New York, NY 10018
Attn: Caridad Tio
T: 212-391-2711
F: 212-391-7283
               
Citibank, N.A.
    7.3%   $ 55,000,000  
2 Penns Way, Suite 200
New Castle, DE 19720
Attn: Laura D. Quashne
T: 302-894-6058
F: 302-894-6120
               
Bank of America, N.A.
    8.7%   $ 65,000,000  
101 N. Tyron Street, NC1-001-15-03
Charlotte, NC 28255
Attn: Jason Petrea
T: 704-386-3781
F: 704-409-0056
               
Barclays Bank PLC
    6.0%   $ 45,000,000  
200 Park Avenue
New York, NY 10166
Attn: Alicia Borys
T: 212-412-6938
F: 212-412-7600
               
SunTrust Bank
    8.7%   $ 65,000,000  
303 Peachtree Street, N.E.
Atlanta, GA 30308
Attn: Don Besch
T: 404 575-2649
F: 404 575-2594
               
Wachovia Bank, National Association
    8.7%   $ 65,000,000  
201 South College Street, CP-8
Charlotte, NC 28288-0680
Attn: Syndication Agency Services
T: 704-715-1353
F: 704-383-0288
               
The Governor and Company of the Bank of Ireland
    4.7%   $ 35,000,000  
Hume House, 5th Floor, Ballsbridge
Dublin 4
Ireland
Attn: Olivia Carey
T: 353 1 618-7470
F: 353 1 618-7490
               

 


 

                 
      COMMITMENT        
LENDER     PERCENTAGE     COMMITMENT
The Royal Bank of Scotland plc
    4.7%   $ 35,000,000  
101 Park Avenue
New York, NY 10178
Attn: Juanita Baird
T: 212 401-1420
F: 212 401-1336
               
Standard Chartered
    4.7%   $ 35,000,000  
One Madison Avenue
New York, NY 10010
Attn: Vicky
T: 212 667-0203
F: 212 667-0287
               
Bank of Taiwan, New York Agency
    3.3%   $ 25,000,000  
100 Wall Street, 11th Floor
New York, NY 10005
Attn: Rachel Chang
T: 212 968-8128 Ext. 30
F: 212 968-8370
               
Bank of Tokyo-Mitsubishi UFJ, New York Branch
    3.3%   $ 25,000,000  
55 East 52nd Street
New York, NY 10055
Attn: Martin Chin
T: 212 339-6392
F: 212 754-2368
               
Land Bank of Taiwan
    5.2%   $ 20,000,000  
Bank of China, New York Branch
    2.0%   $ 15,000,000  
410 Madison Avenue
New York, NY 10017
Attn: Elaine Ho
T: 212 935-3101 ext 281
F: 646 840-1796
               
Fifth Third Bank
    2.0%   $ 15,000,000  
38 Fountain Square, MD 109054
Cincinnati, OH 45263
Attn: Melody Merrill
T: 513-579-5389
F: 513-534-5947
               
Mizuho Corporate Bank, Ltd.
    2.0%   $ 15,000,000  
1800 Plaza Ten
Jersey City, NJ 07311
Attn: Nicole Ferraro
T: 201 626-9341
F: 201 626-9913
               
Sumitomo Mitsui Banking Corporation
    2.0%   $ 15,000,000  
277 Park Avenue
New York, NY 10172
Attn: Tracy Watson
T: 212 224-4393
F: 212 224-5197
               

2


 

                 
      COMMITMENT        
LENDER     PERCENTAGE     COMMITMENT
The Bank of Nova Scotia
    2.0%   $ 15,000,000  
720 King Street West
2nd Floor
Toronto, ON
Canada M5V2T3
Attn: Tamara Mohan / Nironjan Roy
T: 416-649-3982
F: 416-350-5725
               
U.S. Bank National Association
    2.0%   $ 15,000,000  
One U.S. Bank Plaza
St. Louis, MO 63166
Attn: Frances W. Josephic, Vice President
T: 513 762-8973
F: 513 632-2068
               
Union Bank of California, N.A
    2.0%   $ 15,000,000  
601 Potrero Grande Drive
Monterey Park, CA 91754
Attn: Alberta Rosby
T: 323 720-2622
F: 323 278-6173
               
Banca Di Roma — New York Branch
    1.3%   $ 10,000,000  
34 E. 51st Street
New York, NY 10022
Attn: Jonathan Bloom
T: 212-407-1761
F: 212-407-1778
               
Bank Leumi USA
    1.3%   $ 10,000,000  
562 Fifth Avenue, 10th Floor
New York, NY 10036
Attn: Virginia DeLeon
T: 212 626-1308
F: 212 626-1309
               
Bear Stearns Corporate Lending Inc.
    0.7%   $ 5,000,000  
383 Madison Avenue, 8th Floor
New York, NY 10179
Attn: Gloria Dombrowski
T: 212-272-6043
F: 212-272-4844
               
Chang Hwa Commercial Bank, Ltd,
    1.3%   $ 10,000,000  
New York Branch
685 Third Avenue, 29th Floor
New York, NY 10017
Attn: Sarah Lim
T: 212 651-9770 ext. 31
F: 212 651-9785
               
First Commercial Bank, New York Agency
    1.3%   $ 10,000,000  
750 Third Avenue, 34th Floor
New York, NY 10017
Attn: Yating Hwang
               
T: 212-599-6868
F: 212-599-6133
               

3


 

                 
      COMMITMENT        
LENDER     PERCENTAGE     COMMITMENT
Fortis Capital Corporation
    1.3%   $ 10,000,000  
Hua Nan Commercial Bank, Ltd.
    1.3%   $ 10,000,000  
330 Madison Avenue, 38th Floor
New York, NY 10017
Attn: Henry Hsieh
T: 212 286-1999
F: 212 286-1212
               
Israel Discount Bank of New York
    1.3%   $ 10,000,000  
511 Fifth Avenue
New York, NY 10017
Attn: Laury Quiles
T: 212 551-8596
F: 212 551-8872
               
Taipei Fubon Bank New York Agency
    1.3%   $ 10,000,000  
100 Wall Street, 14th Floor
New York, NY 10005
Attn: Esther Lee
T: 212 968-9888
F: 212 968-9800
               
The Bank of New York
    1.3%   $ 10,000,000  
One Wall Street
New York, NY 10286
Attn: Laina Chan
T: 212-635-6720
F: 212-635-6397
               
E.Sun Commercial Bank, Ltd.,
    0.7%   $ 5,000,000  
Los Angeles Branch
17700 Castleton Street, Suite 500
City of Industry, CA 91748
Attn: Shinghorng Lin
F: 626 810-2400 x. 228
F: 626 839-5531
               
National Bank of Egypt
    0.7%   $ 5,000,000  
The Norinchukin Bank, New York Branch
    0.7%   $ 5,000,000  
245 Park Avenue, 29th Floor
New York, NY 10167
Attn: Jing Li
T: 212 949-10167
F: 212 808-4188
               
 
               
Total:
    100%     $ 750,000,000  

4


 

Schedule 1.1(b)
Schedule 1.1(b)
Outstanding Letters of Credit

[Reserved]


 

Schedule 7.1(b)
SCHEDULE 7.1(b)
Subsidiaries and Capitalization
                 
    State/Country           Shares Isued and
Name of Corporation   of Incorporation   Type of Shares   Shares Authorized   Outstanding
Apparel Testing Services, Inc.
  New Jersey   Common   1,000   100
Asia Expert Limited
  Hong Kong   HK$   500,000   1,000
Exportex de Mexico, S.A. de C.V.
  Mexico   Common   1,000   1,000
Import Technology of. Texas, Inc.
  Texas   Common   500,000   1,000
Jones Apparel Group, Inc.
  Pennsylvania   Common   201,000,000   86,571,939*
Jones Apparel Group Canada, LP
  Canada           Jones Canada, Inc. owns .1% and Jones Apparel Group Canada ULC owns 476 partnership units
Jones Apparel Group Canada ULC
  Canada   Common   100,000,000   71,500
Jones Apparel Group Holdings, Inc.
  Delaware   Common   1,000   1,000
Jones Apparel Group USA, Inc.
  Delaware   Common   1,000   100
Jones Canada, Inc.
  Canada   Common   Unlimited   100
Jones Distribution Corporation
  Delaware   Common   200   200
Jones Holding Inc.
  Delaware   Common   1,000   100
Jones International Limited
  Hong Kong   Common   100   100
Jones Investment Co. Inc.
  Delaware   Common   200   100
Jones Jeanswear Group, Inc.
  New York   Common   15,000   10,000
(formerly known as McNaughton Apparel Group Inc.)
  Preferred A   200,000   200,000    

 


 

                 
    State/Country           Shares Isued and
Name of Corporation   of Incorporation   Type of Shares   Shares Authorized   Outstanding
 
      Preferred B   100,000   100,000
Jones Management Service Company
  Delaware   Common   1,000   1,000
Jones Retail Corporation
  New Jersey   Common   1,000   100
Maxwell Footwear of California, Inc.
  Delaware   Common   1,000   1,000
Nine West Accessories (HK) Limited
  Hong Kong   Ordinary   10,000   2
Nine West Development Corporation
  Delaware   Common   3,000   1,000
Nine West Footwear Corporation
  Delaware   Common   3,000   1,000
Nine West Melbourne Pty. Ltd.
  Australia   Ordinary   100,000   100
Victoria + Co Ltd.
  Rhode Island   Common   50,000   3,405
 
*   As of the close of business on 3/27/2008

2


 

Schedule 7.1(p)
JONES APPAREL GROUP, INC.
SCHEDULE OF DEBT
AS OF MAY 3, 2008
                 
    Interest Rate     Balance at 5/03  
     
Jones Apparel Group USA, Inc.
               
 
               
4.25% Senior Notes due 2009
    4.250 %   $ 249,929,070  
5.125%Senior Notes due 2014
    5.125 %     249,862,625  
6.125% Senior Notes due 2034
    6.125 %     249.610.713  
 
               
Total JAG USA Senior Notes
          $ 749,402,408  
 
               
Capital Lease (Bristol 180 building)
  Various   $ 4,784,346  
 
               
Jones Distribution Corporation
               
 
               
Capital Lease (Virginia warehouse)
  Various   $ 22,064,159  
 
               
Jones Management Service
               
 
               
Capital Leases
               
Equipment
  Various   $ 4,700,548  

 


 

JONES APPAREL GROUP, INC.
SCHEDULE OF INTERCOMPANY DEBT
MAY 3, 2008
                 
Jones Apparel Group USA, Inc.
               
 
               
Due to Nine West
  $ 1,415,180,394          
Due to Jones Canada
    325,850          
 
               
Due to Jones Jeanswear Group
    318,006,103          
 
               
Due to Jones Apparel Group Holdings
    533,098,024          
 
               
Due to Jones Holding, Inc.
    52,493,624          
Due to Apparel Testing Services, Inc.
    2,862,507          
 
             
 
               
 
          $ 2,321,966,502  
Nine West Footwear Corporation
               
 
               
Due to Jones Retail Corporation
    917,949,013          
Due to Jones Canada
    3,125          
Due to Nine West International — Italy
    690,585          
 
               
Due to Nine West Development
    349,972,061          
Due to Jones Management Service Co.
    114,369,798          
Due to Jones Apparel Group Holdings
    2,017,922          
Due to Jones Investment Co., Inc.
    952,038          
 
             
 
               
 
            1,385,954,542  
 
               
Jones Jeanswear Group, Inc.
               
 
               
Due to Jones Apparel Group, Inc.
    35,744,933          
Due to Jones Management Service Co.
    99,086,111          
Due to Apparel Testing Services, Inc.
    560,423          
Due to Jones International Limited
    8,844,920          
Due to Nine West Development
    9,488,700          
Due to Nine West Footwear Corporation
    10,766,931          
Due to Victoria + Co Limited
    2,047,584          
 
               
Due to Jones Retail Corporation
    17,382,389          
 
             
 
               
 
            183,921,991  

2


 

                 
Jones Retail Corporation
               
Due to Jones Apparel Group USA, Inc.
    112,752,041          
 
               
Due to Jones Apparel Group, Inc.
    26,166,579          
 
               
Due to Nine West Development
    27,701,113          
Due to Jones Management Service Co.
    48,250,543          
 
             
 
               
 
            214,870,276  
Jones Apparel Group Canada, Inc.
               
Due to Jones Holding, Inc.
    3,747,685          
Due to Jones Apparel Group, Inc.
    57,571          
Due to Jones International Limited
    3,980          
Due to Jones Management Service Co.
    518,157          
 
               
Due to Jones Jeanswear
    199,397,776          
 
             
 
               
 
            203,725,169  
Victoria + Co Limited
               
Due to Jones Apparel Group, Inc.
    3,564,401          
Due to Jones Retail Corporation
    351,797          
 
               
Due to Nine West Footwear Corp.
    10,473,969          
Due to Nine West Development
    6,431,964          
Due to Jones Management Service Co.
    50,505,169          
 
               
Due to Jones Investment Co., Inc.
    22,331,836          
 
             
 
               
 
            93,659,136  
Jones Investment Co., Inc.
               
Due to Jones Apparel Group USA, Inc.
    83,223,073          
Due to Jones Canada
    7,615          
 
               
Due to Jones Retail Corporation
    20,594,550          
 
               
Due to Jones Jeanswear
    31,467,373          
Due to Apparel Testing Services, Inc.
    130,000          
 
             
 
               
 
            135,422,611  
Jones Management Service Co.
               
Due to Jones Apparel Group USA, Inc.
    139,478,617          
 
Due to Nine West Development
    100,370,736          
 
Due to Jones Investment Co., Inc.
    142,386,500          
Due to Jones Apparel Group Holdings
    11,612,536          
Due to Jones International Limited
    1,055,386          
 
             
 
               
 
            394,903,775  

3


 

                 
Jones Apparel Group Holdings, Inc.
               
Due to Jones Apparel Group, Inc.
    7,894,371          
Due to Jones Retail Corporation
    2,366,940          
Due to Nine West Development
    585,345          
 
               
Due to Jones Investment Co., Inc.
    258,586,559          
 
             
 
               
 
            269,433,215  
Nine West Development Corp.
               
 
               
Due to Jones Investment Co., Inc.
    17,065,526          
Due to Jones Apparel Group USA, Inc.
    80,436,972          
 
             
 
 
            97,502,498  
 
               
Nine West Accessories (HK) Limited
               
Due to Jones Apparel Group USA, Inc.
    2,890          
Due to Jones Retail Corporation
    36,326          
Due to Nine West Footwear Corp.
    2,252,066          
 
             
 
            2,291,282  
 
               
Nine West International — Italy
               
Due to Jones Apparel Group USA, Inc.
    13,213          
Due to Jones Retail Corporation
    148,189          
 
             
 
            161,402  
 
               
Jones International Limited
               
Due to Jones Apparel Group USA, Inc.
    988,076          
Due to Jones Apparel Group, Inc.
    243,344          
 
             
 
            1,231,420  
 
               
Jones Apparel Group, Inc.
               
Due to Jones Management Service Co.
    944,779          
Due to Jones Apparel Group USA, Inc.
    456,627,393          
 
             
 
               
 
            457,572,172  
 
             
 
               
 
            5,762,615,991  
 
             

4


 

Schedule 7.1(q)
Litigation

 


 

Schedule 11.3
Existing Liens
1.  
Liens, if any, in respect of certain computer equipment, POS equipment, warehouse equipment, copiers and other office equipment and office furniture used by the Credit Parties and their Subsidiaries which are subject to leases, which Liens, in the aggregate, do not have a Material Adverse Effect.
 
2.  
Liens, if any, in respect of the intellectual property acquired pursuant to the acquisition by Nine West Group Inc. of the footwear business of The United States Shoe Corporation, which Liens, in the aggregate, do not have a Material Adverse Effect.

 


 

Schedule 11.4
JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO CONTRACTORS
AS OF MAY 3, 2008
         
TOTAL LOANS AND ADVANCES TO CONTRACTORS
       
Jones Apparel Group USA, Inc.
  $ 2,940,015  
Jones Jeanswear Group, Inc.
    220,780  
Jones Apparel Group Canada, LP
    3,166,508  
 
     
 
       
Total Loans and Advances to Contractors
  $ 6,327,303  

 


 

JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO EMPLOYEES
AS OF MAY 3, 2008
         
TOTAL LOANS AND ADVANCES TO EMPLOYEES
  $ 0  
 
     

2


 

JONES APPAREL GROUP, INC.
INVESTMENTS
AS OF MAY 3, 2008
         
JONES INVESTMENT CO.
  $ 1,111  
 
       
GLOBAL RETAIL/GRI
       
 
     
 
       
TOTAL INVESTMENTS (including overnight deposits)
  $ 1,111  
 
     

3


 

EXHIBIT A — FORM OF
REVOLVING CREDIT NOTE
          $                                                                                                                                                                                       , 200_
          FOR VALUE RECEIVED, the undersigned JONES APPAREL GROUP USA, INC., a corporation organized under the laws of Delaware, (the “Borrower”), JONES APPAREL GROUP, INC., a corporation organized under the laws of Pennsylvania, JONES APPAREL GROUP HOLDINGS, INC., a corporation organized under the laws of Delaware, JONES RETAIL CORPORATION, a corporation organized under the laws of New Jersey, and NINE WEST FOOTWEAR CORPORATION, a corporation organized under the laws of Delaware (collectively, with the Borrower, the “Debtors”), hereby jointly and severally promise to pay to the order of                                           , (the “Lender”), at the place and times provided in the Credit Agreement referred to below, the principal sum of                                                        DOLLARS ($                                          ) or, if less, the aggregate unpaid principal amount of all Revolving Credit Loans made to the Borrower by the Lender pursuant to that certain Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders who are or may become a party thereto (collectively, the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          The unpaid principal amount of Revolving Credit Loans from time to time outstanding is subject to mandatory repayment from time to time as provided in the Credit Agreement and shall bear interest as provided in Section 5.1 of the Credit Agreement. All payments of principal and interest on Revolving Credit Loans shall be payable in lawful currency of the United States of America in immediately available funds to the account designated in the Credit Agreement.
          This Revolving Credit Note (the “Revolving Credit Note”) is entitled to the benefits of, and evidences Obligations incurred under, the Credit Agreement, to which reference is made for a statement of the terms and conditions on which the Borrower is permitted and required to make prepayments and repayments of principal of the Obligations evidenced by this Revolving Credit Note and on which such Obligations may be declared to be immediately due and payable.
          THIS REVOLVING CREDIT NOTE SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.
          The Debt evidenced by this Revolving Credit Note is senior in right of payment to all Subordinated Debt referred to in the Credit Agreement.
          The Debtors hereby waive all requirements as to diligence, presentment, demand of payment, protest and (except as required by the Credit Agreement) notice of any kind with respect to this Revolving Credit Note.

 


 

          IN WITNESS WHEREOF, the undersigned have executed this Revolving Credit Note under seal as of the day and year first above written.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP HOLDINGS, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES RETAIL CORPORATION
 
 
  By:      
    Name:      
    Title:      
 
  NINE WEST FOOTWEAR CORPORATION
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT B — FORM OF
NOTICE OF REVOLVING CREDIT BORROWING
NOTICE OF REVOLVING CREDIT BORROWING
Dated as of:                                         
Wachovia Bank, National Association,
     as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Revolving Credit Borrowing is delivered to you under Section 2.2(a) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby requests that the Lenders make a Revolving Credit Loan to the Borrower in the aggregate principal amount of $                    . (Complete with an amount in accordance with Section 2.2(a) of the Credit Agreement.)
          2. The Borrower hereby requests that such Revolving Credit Loan be made on the following Business Day:                                          . (Complete with a Business Day in accordance with Section 2.2(a) of the Credit Agreement).
          3. The Borrower hereby requests that the Revolving Credit Loan bear interest at the following interest rate, plus the Applicable Margin, as set forth below:
             
            Termination Date for
        Interest Period   Interest Period (If
Component of Loan   Interest Rate   (LIBOR Rate only)   applicable)
 
  Base Rate or LIBOR        
 
  Rate        
          4. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof (including the requested Revolving Credit Loan) does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.

 


 

          5. The Borrower hereby represents and warrants that the conditions specified in Section 6.3 of the Credit Agreement have been satisfied or waived as of the date hereof.
          6. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Revolving Credit Borrowing as of the                day of                     ,              .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT C — FORM OF NOTICE OF
ACCOUNT DESIGNATION
NOTICE OF ACCOUNT DESIGNATION
Dated as of:                     
Wachovia Bank, National Association,
     as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This Notice of Account Designation is delivered to you under Section 2.2(b) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Administrative Agent is hereby authorized to disburse all Loan proceeds into the following account(s):
         
     
        
    ABA Routing Number:                                           
    Account Number:                                                   
 
          2. This authorization shall remain in effect until revoked or until a subsequent Notice of Account Designation is provided by the Borrower to the Administrative Agent.
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Account Designation as of the                day of                     ,              .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

         
EXHIBIT D-FORM OF
NOTICE OF PREPAYMENT
NOTICE OF PREPAYMENT
Dated as of:                                         
Wachovia Bank, National Association,
     as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Prepayment is delivered to you under Section 2.3(c) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby provides notice to the Administrative Agent that it shall repay the following [Base Rate Loans] and/or [LIBOR Rate Loans]:                                          . (Complete with an amount in accordance with Section 2.3(c) of the Credit Agreement.)
          2. The Borrower shall repay the above-referenced Revolving Credit Loans on the following Business Day:                                          . (Complete in accordance with Section 2.3(c) of the Credit Agreement.)
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Prepayment as of the               day of                     ,              .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 

 


 

EXHIBIT E — FORM OF
NOTICE OF CONVERSION/CONTINUATION
NOTICE OF CONVERSION/CONTINUATION
Dated as of:                     
Wachovia Bank, National Association,
  as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Conversion/Continuation (the “Notice”) is delivered to you under Section 5.2 of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. This Notice is submitted for the purpose of: (Check one and complete applicable information in accordance with the Credit Agreement.)
          Converting all or a portion of a Base Rate Loan into a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
  (b)   The principal amount of such Revolving Credit Loan to be converted is $                    .
  (c)   The requested effective date of the conversion of such Revolving Credit Loan is                    .
  (d)   The requested Interest Period applicable to the converted Revolving Credit Loan is                    .
          Converting all or a portion of a LIBOR Rate Loan into a Base Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                      .

 


 

  (c)   The principal amount of such Revolving Credit Loan to be converted is $                    .
  (d)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
          Continuing all or a portion of a LIBOR Rate Loan as a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .
  (c)   The principal amount of such Revolving Credit Loan to be continued is $                    .
  (d)   The requested effective date of the continuation of such Revolving Credit Loan is                     .
  (e)   The requested Interest Period applicable to the continued Revolving Credit Loan is                     .
          2. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.
          3. The Borrower hereby represents and warrants that no Default or Event of Default (as defined in the Credit Agreement) has occurred and is continuing.
          4. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Conversion/ Continuation as of the          day of                ,         .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT F-FORM OF
OFFICER’S COMPLIANCE CERTIFICATE
OFFICER’S COMPLIANCE CERTIFICATE
          The undersigned, on behalf of JONES APPAREL GROUP USA, INC. (the “Borrower”), hereby certifies to the Administrative Agent and the Lenders, each as defined in the Credit Agreement referred to below, as follows:
          1. This Certificate is delivered to you pursuant to Section 8.2 of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among the Borrower, the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          2. I have reviewed the consolidated financial statements of Jones Apparel Group, Inc. and its Subsidiaries dated as of                      and for the                      period[s] then ended and such statements present fairly in all material respects the consolidated financial condition of Jones Apparel Group, Inc. and its Subsidiaries as of their respective dates and the results of the consolidated operations of Jones Apparel Group, Inc. and its Subsidiaries for the respective period[s] then ended, subject to normal year end adjustments for interim statements.
          3. I have reviewed the terms of the Credit Agreement, and the related Loan Documents and have made, or caused to be made under my supervision, a review in reasonable detail of the transactions and the condition of Jones Apparel Group, Inc. and its Subsidiaries during the accounting period covered by the financial statements referred to in Paragraph 2 above. Such review has not disclosed the existence during or at the end of such accounting period of any condition or event that constitutes a Default or an Event of Default, nor do I have any knowledge of the existence of any such condition or event as at the date of this Certificate [except, if such condition or event existed or exists, describe the nature and period of existence thereof and what action the Borrower has taken, is taking and proposes to take with respect thereto].
          4. The Applicable Margin and information as to the debt ratings necessary for determining such figure are set forth on the attached Schedule 1.
          5. Jones Apparel Group, Inc. and its Subsidiaries are in compliance with the financial covenants contained in Article X of the Credit Agreement as shown on such Schedule 1.

 


 

     WITNESS the following signature as of the ___ day of _____, ___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
  Name:      
  Title:      

2


 

         
Schedule 1
to
Officer’s Compliance Certificate
[To be provided by Borrower in form reasonably acceptable to the Administrative Agent]

 


 

EXHIBIT G — FORM OF
ASSIGNMENT AND ACCEPTANCE
ASSIGNMENT AND ACCEPTANCE
Dated as of:                     
     Reference is made to the Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004, amended and restated as of June 6, 2008, as amended, restated, supplemented or otherwise modified (the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Delaware corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein which are not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                                                                (the “Assignor”) and                                                                 (the “Assignee”) agree as follows:
          1. The Assignor hereby sells and assigns to the Assignee, and the Assignee hereby purchases and assumes from the Assignor, as of the Effective Date (as defined below), a ___% interest in and to all of the Assignor’s interest, rights and obligations with respect to its Revolving Credit Commitment and Revolving Credit Loans (including such percentage of the outstanding L/C Obligations), which percentage represents not less than $5,000,000, unless such percentage equals 100% of such Lender’s Revolving Credit Commitment, and the Assignor thereby retains ___% of its interest therein.
          This Assignment and Acceptance is entered pursuant to, and authorized by, Section 14.10 of the Credit Agreement.
          2. The Assignor (i) represents that, as of the date hereof, its Revolving Credit Commitment Percentage (without giving effect to assignments thereof which have not yet become effective) under the Credit Agreement is ___% and the outstanding balances of its Revolving Credit Loans (including its Revolving Credit Commitment Percentage of the outstanding L/C Obligations) is $                    ; (ii) makes no representation or warranty and assumes no responsibility with respect to any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document or the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Credit Agreement or any other instrument or document furnished pursuant thereto, other than that the Assignor is the legal and beneficial owner of the interest being assigned by it hereunder and that such interest is free and clear of any adverse claim; (iii) makes no representation or warranty and assumes no responsibility with respect to the financial condition of the Borrower or its Subsidiaries or the performance or observance by the Borrower or its Subsidiaries of any of their obligations under the Credit Agreement or any other instrument or document furnished or executed pursuant thereto; and (iv) to the extent it has received Revolving Credit Note(s) from the Borrower, attaches the applicable Revolving Credit Note(s) delivered to it under the Credit Agreement and requests that the Borrower exchange such Revolving Credit Note(s) for new Revolving Credit Notes payable to each of the Assignor and the Assignee as follows:

 


 

             
 
  Revolving Credit Note        
 
  Payable to the Order of:   Principal Amount of Note:    
 
           
 
 
 
 
 
   
 
           
 
 
 
 
 
   
          3. The Assignee (i) represents and warrants that it is legally authorized to enter into this Assignment and Acceptance; (ii) confirms that it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to Section 8.1 thereof and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Acceptance; (iii) agrees that it will, independently and without reliance upon the Assignor or any other Lender or the Administrative Agent and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement; (iv) confirms that it is an Eligible Assignee; (v) appoints and authorizes the Administrative Agent to take such action as agent on its behalf and to exercise such powers under the Credit Agreement and the other Loan Documents as are delegated to the Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; (vi) agrees that it will perform in accordance with their terms all the obligations which by the terms of the Credit Agreement and the other Loan Documents are required to be performed by it as a Lender; (vii) agrees to hold all confidential information in accordance with the provisions of Section 14.10(g) of the Credit Agreement; and (viii) includes herewith for the Administrative Agent the forms required by Section 5.11(e) of the Credit Agreement (if not previously delivered).
          4. The effective date for this Assignment and Acceptance shall be as set forth in Section 1 of Schedule 1 hereto (the “Effective Date”), subject to the consents referred to in the following sentence. Following the execution of this Assignment and Acceptance, it will be delivered to the Administrative Agent for, to the extent required by the Credit Agreement, consent by the Borrower and the Administrative Agent and acceptance and recording in the Register.
          5. Upon such consents, acceptance and recording, from and after the Effective Date, (i) the Assignee shall be a party to the Credit Agreement and the other Loan Documents to which Lenders are parties and, to the extent provided in this Assignment and Acceptance, have the rights and obligations of a Lender under each such agreement, and (ii) the Assignor shall, to the extent provided in this Assignment and Acceptance, relinquish its rights and be released from its obligations under the Credit Agreement and the other Loan Documents.
          6. Upon such consents, acceptance and recording, from and after the Effective Date, the Administrative Agent shall make all payments in respect of the interest assigned hereby (including payments of principal, interest, fees and other amounts) to the Assignee. The Assignor and Assignee shall make all appropriate adjustments in payments for periods prior to the Effective Date or with respect to the making of this assignment directly between themselves.
          7. THIS ASSIGNMENT AND ACCEPTANCE SHALL BE DEEMED TO BE A CONTRACT UNDER SEAL AND SHALL BE GOVERNED BY AND CONSTRUED IN

2


 

ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.

3


 

     WITNESS the following signatures as of the ___ day of ___, ___.
         
  ASSIGNOR:
 
 
  By:      
  Title:     
       
 
  ASSIGNEE:
 
 
  By:      
  Name:     
  Title:     
 
Acknowledged and Consented to on behalf of the Credit Parties:
         
JONES APPAREL GROUP USA, INC.
 
   
By:        
Name:     
Title:       
 
Consented to and Accepted by:
WACHOVIA BANK, NATIONAL ASSOCIATION,
  as Administrative Agent
         
     
By:        
Name:     
Title:       
 

4


 

Schedule 1
to
Assignment and Acceptance
                   
    1.     Effective Date: _________________, _______    
 
 
               
    2.     Assignor’s Interest
Prior to Assignment:
   
 
 
               
 
 
      (a)   Revolving Credit Commitment Percentage    
 
%
               
 
 
               
 
 
      (b)   Outstanding balance of Revolving Credit Loans    
 
$
               
 
 
               
 
 
      (c)   Outstanding balance of Assignor’s Revolving
Credit Commitment Percentage of the
L/C Obligations
   
 
$
               
 
 
               
    3.     Assigned Interest (from Section 1) of:    
 
 
      (a)   Revolving Credit Loans    
 
%
               
 
 
               
    4.     Assignee’s Extensions of Credit
After Effective Date:
   
 
 
               
 
 
      (a)   Total outstanding balance of
Assignee’s Revolving Credit Loans
(line 2(b) times line 3(a))
   
 
$
               
 
 
               
 
 
      (b)   Total outstanding balance of
Assignee’s Revolving Credit
Commitment Percentage
of the L/C Obligations
(line 2(c) times line 3(a))
   
 
$
               
 
 
               
    5.     Retained Interest of Assignor after
Effective Date:
   
 
 
               
 
 
      (a)   Retained Interest (from Section 1):
(i) Revolving Credit Commitment Percentage
   
 
%
               
 
 
               
 
 
      (b)   Outstanding balance of Assignor’s Revolving Credit Loans
(line 2(b) times line 5(a)(i))
   
 
$
               
 
 
               
 
 
      (c)   Outstanding balance of Assignor’s    
   
 
        Revolving Credit Commitment
Percentage of L/C Obligations
(line 2(c) times line 5(a)(i))
   
 
$
               
 
 
               

 


 

                 
      6.     Payment Instructions:
 
 
             
 
 
        (a)   If payable to Assignor,
to the account of Assignor to:
ABA No.:
Account Name:
Account No.
Attn:
Ref:
 
 
             
 
 
        (b)   If payable to Assignee, to the account
of Assignee to:
 
 
             
 
 
            ABA No.:
 
 
            Account Name:
Account No.:
Attn:
Ref:

2

EX-10.6 7 y85661exv10w6.htm EX-10.6 exv10w6
Exhibit 10.6
$750,000,000
AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
dated as of May 16, 2005,
by and among
JONES APPAREL GROUP USA, INC.,
the Additional Obligors referred to herein,
the Lenders referred to herein,
J.P. MORGAN SECURITIES INC. and CITIGROUP GLOBAL MARKETS INC.,
as Co-Lead Arrangers
and Joint Bookrunners,
WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent,
and
JPMORGAN CHASE BANK, N.A. and CITIBANK, N.A.,
as Syndication Agents,
and
BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK
as Documentation Agents

 


 

TABLE OF CONTENTS
         
    Page  
ARTICLE I DEFINITIONS
    1  
 
SECTION 1.1. Definitions
    1  
 
SECTION 1.2. General
    15  
 
SECTION 1.3. Other Definitions and Provisions
    16  
 
ARTICLE II REVOLVING CREDIT FACILITY
    17  
 
SECTION 2.1. Revolving Credit Loans
    17  
 
SECTION 2.2. Procedure for Advances of Revolving Credit Loans
    17  
 
SECTION 2.3. Repayment of Revolving Credit Loans
    18  
 
SECTION 2.4. Evidence of Debt
    18  
 
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment
    19  
 
SECTION 2.6. Termination of Revolving Credit Facility
    19  
 
SECTION 2.7. Increase in the Aggregate Revolving Credit Commitments
    19  
 
ARTICLE III LETTER OF CREDIT FACILITY
    21  
 
SECTION 3.1. L/C Commitment
    21  
 
SECTION 3.2. Procedure for Issuance of Letters of Credit
    21  
 
SECTION 3.3. Fees and Other Charges
    22  
 
SECTION 3.4. L/C Participations
    22  
 
SECTION 3.5. Reimbursement
    23  
 
SECTION 3.6. Obligations Absolute
    25  
 
SECTION 3.7 Effect of Application
    25  
 
ARTICLE IV COMPETITIVE BID FACILITY
    25  
 
SECTION 4.1. Bidding Procedure
    25  
 
SECTION 4.2. Minimum Amounts
    28  

i


 

         
SECTION 4.3. Bidding Availability
    28  
 
SECTION 4.4. Repayment of Competitive Bid Loans
    28  
 
SECTION 4.5. Interest on Competitive Bid Loans
    29  
 
SECTION 4.6. Competitive Bid Notes
    29  
 
ARTICLE V GENERAL LOAN PROVISIONS
    29  
 
SECTION 5.1. Interest
    29  
 
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans
    31  
 
SECTION 5.3. Fees
    31  
 
SECTION 5.4. Manner of Payment
    32  
 
SECTION 5.5. Crediting of Payments and Proceeds
    32  
 
SECTION 5.6. Adjustments
    32  
 
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent
    33  
 
SECTION 5.8. Joint and Several Liability of the Credit Parties
    33  
 
SECTION 5.9. Changed Circumstances
    35  
 
SECTION 5.10. Indemnity
    37  
 
SECTION 5.11. Capital Requirements
    38  
 
SECTION 5.12. Taxes
    38  
 
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
    40  
 
SECTION 6.1. Closing
    40  
 
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit
    40  
 
SECTION 6.3. Conditions to Extensions of Credit
    42  
 
SECTION 6.4. Conditions Precedent to Each Competitive Bid Borrowing
    42  
 
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
    43  
 
SECTION 7.1. Representations and Warranties
    43  
 
SECTION 7.2. Survival of Representations and Warranties, Etc.
    48  

ii


 

         
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
    48  
 
SECTION 8.1. Financial Statements and Projections
    49  
 
SECTION 8.2. Officer’s Compliance Certificate
    49  
 
SECTION 8.3. Accountants’ Certificate
    49  
 
SECTION 8.4. Other Reports
    49  
 
SECTION 8.5. Notice of Litigation and Other Matters
    50  
 
SECTION 8.6. Accuracy of Information
    50  
 
ARTICLE IX AFFIRMATIVE COVENANTS
    50  
 
SECTION 9.1. Preservation of Corporate Existence and Related Matters
    51  
 
SECTION 9.2. Maintenance of Property
    51  
 
SECTION 9.3. Insurance
    51  
 
SECTION 9.4. Accounting Methods and Financial Records
    51  
 
SECTION 9.5. Payment and Performance of Obligations
    51  
 
SECTION 9.6. Compliance With Laws and Approvals
    51  
 
SECTION 9.7. Environmental Laws
    51  
 
SECTION 9.8. Compliance with ERISA
    52  
 
SECTION 9.9. Conduct of Business
    52  
 
SECTION 9.10. Visits and Inspections
    52  
 
SECTION 9.11. Use of Proceeds
    52  
 
ARTICLE X FINANCIAL COVENANTS
    52  
 
SECTION 10.1. Interest Coverage Ratio
    53  
 
SECTION 10.2. Minimum Net Worth
    53  
 
ARTICLE XI NEGATIVE COVENANTS
    53  
 
SECTION 11.1. Limitations on Debt and Guaranty Obligations
    53  
 
SECTION 11.2. [Reserved]
    54  
 
SECTION 11.3. Limitations on Liens
    55  

iii


 

         
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions
    56  
 
SECTION 11.5. Limitations on Mergers and Liquidation
    57  
 
SECTION 11.6. Limitations on Sale or Transfer of Assets
    58  
 
SECTION 11.7. Limitations on Dividends and Distributions
    58  
 
SECTION 11.8. Transactions with Affiliates
    58  
 
SECTION 11.9. Changes in Fiscal Year End
    59  
 
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt
    59  
 
ARTICLE XII DEFAULT AND REMEDIES
    59  
 
SECTION 12.1. Events of Default
    59  
 
SECTION 12.2. Remedies
    61  
 
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc.
    62  
 
ARTICLE XIII THE ADMINISTRATIVE AGENT
    62  
 
SECTION 13.1. Appointment
    62  
 
SECTION 13.2. Delegation of Duties
    62  
 
SECTION 13.3. Exculpatory Provisions
    62  
 
SECTION 13.4. Reliance by the Administrative Agent
    63  
 
SECTION 13.5. Notice of Default
    63  
 
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders
    64  
 
SECTION 13.7. Indemnification
    64  
 
SECTION 13.8. The Administrative Agent in Its Individual Capacity
    64  
 
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent
    65  
 
SECTION 13.10. Syndication and Documentation Agents
    65  
 
ARTICLE XIV MISCELLANEOUS
    65  
 
SECTION 14.1. Notices
    65  
 
SECTION 14.2. Expenses; Indemnity
    66  
 
SECTION 14.3. Set-off
    67  

iv


 

         
SECTION 14.4. Governing Law
    67  
 
SECTION 14.5. Consent to Jurisdiction
    67  
 
SECTION 14.6. Waiver of Jury Trial
    67  
 
SECTION 14.7. Reversal of Payments
    67  
 
SECTION 14.8. Injunctive Relief; Punitive Damages
    68  
 
SECTION 14.9. Accounting Matters
    68  
 
SECTION 14.10. Successors and Assigns; Participations
    68  
 
SECTION 14.11. Amendments, Waivers and Consents
    72  
 
SECTION 14.12. Performance of Duties
    74  
 
SECTION 14.13. All Powers Coupled with Interest
    74  
 
SECTION 14.14. Survival of Indemnities
    74  
 
SECTION 14.15. Titles and Captions
    74  
 
SECTION 14.16. Severability of Provisions
    74  
 
SECTION 14.17. Counterparts
    74  
 
SECTION 14.18. Term of Agreement
    74  
 
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants
    74  
 
SECTION 14.20. Patriot Act
    74  
 
SECTION 14.21. Ratings of Loans
    75  
 
SECTION 14.22. Consent Under Five-Year Credit Agreement
    75  
 
Exhibits
       
 
Exhibit A— 1 — Form of Revolving Credit Note
       
 
Exhibit A— 2 — Form of Competitive Bid Note
       
 
Exhibit B—1 — Form of Notice of Revolving Credit Borrowing
       
 
Exhibit B—2 — Form of Notice of Competitive Bid Borrowing
       
 
Exhibit C — Form of Notice of Account Designation
       
 
Exhibit D — Form of Notice of Prepayment
       

v


 

 
Exhibit E — Form of Notice of Conversion/Continuation
 
Exhibit F — Form of Officer’s Compliance Certificate
 
Exhibit G — Form of Assignment and Acceptance
 
Schedules
 
Schedule 1.1(a) — Lenders and Revolving Credit Commitments
 
Schedule 1.1(b) — Outstanding Letters of Credit
 
Schedule 7.1(b) — Subsidiaries and Capitalization
 
Schedule 7.1(n) — Material Adverse Change
 
Schedule 7.1(p) — Debt and Guaranty Obligations
 
Schedule 7.1(q) — Litigation
 
Schedule 11.3 — Existing Liens
 
Schedule 11.4 — Existing Loans, Advances and Investments

vi


 

AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
Dated as of May 16, 2005
          JONES APPAREL GROUP USA, INC., a Pennsylvania corporation, the Additional Obligors (as defined below), the Lenders who are or may become a party to this Agreement, J.P. MORGAN SECURITIES INC. and CITIGROUP GLOBAL MARKETS INC., as Co-Lead Arrangers and Joint Bookrunners, WACHOVIA BANK, NATIONAL ASSOCIATION, as Administrative Agent for the Lenders, JPMORGAN CHASE BANK, N.A. and CITIBANK, N.A., as Syndication Agents, and BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK, as Documentation Agents, agree as follows:
          PRELIMINARY STATEMENT. The Borrower, the Additional Obligors, the lenders parties thereto and Wachovia Bank, National Association, as administrative agent, are parties to a Three-Year Credit Agreement dated as of June 10, 2003 (the “ Prior Credit Agreement”). The Borrower, the Additional Obligors, the parties hereto and Wachovia Bank, National Association, as Administrative Agent, desire to amend the Prior Credit Agreement as herein set forth and to restate it in its entirety giving effect to such amendment.
          NOW THEREFORE, the parties hereto agree that, subject to the conditions set forth in Section 6.2, the Prior Credit Agreement is hereby amended and restated to read in its entirety as follows:
ARTICLE I DEFINITIONS
SECTION 1.1. Definitions. The following terms when used in this Agreement shall have the meanings assigned to them below:
     “Additional Debt Securities” shall have the meaning assigned thereto in Section 11.1(f).
     “Additional Obligors” means the collective reference to Jones Apparel Group, Jones Apparel Group Holdings, Kasper, Ltd., Nine West Footwear and Jones Retail in their capacities as co-obligors under this Agreement.
     “Administrative Agent” means Wachovia in its capacity as Administrative Agent hereunder, and any successor thereto appointed pursuant to Section 13.9.
     “Administrative Agent’s Office” means the office of the Administrative Agent specified in or determined in accordance with the provisions of Section 14.1(c).
     “Affiliate” means, with respect to any Person, any other Person (other than a Subsidiary) which directly or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such first Person or any of its Subsidiaries. The term “ control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a Person, whether through ownership of voting securities, by contract or otherwise.
     “Agreement” means this Amended and Restated Five-Year Credit Agreement, as amended, restated, supplemented or otherwise modified from time to time.

 


 

     “Alternative Currency” means (a) Pounds Sterling, (b) the euro or (c) any other lawful currency (other than Dollars) acceptable to the Issuing Lenders which, in the case of this clause (c), is freely transferable and convertible into Dollars in the United States currency market and is freely available to all Issuing Lenders in the London interbank deposit market.
     “Alternative Currency L/C Commitment” means the lesser of (a) One Hundred Million Dollars ($100,000,000) and (b) the L/C Commitment.
     “Applicable Law” means all applicable provisions of constitutions, laws, statutes, ordinances, rules, treaties, regulations, permits, licenses, approvals, interpretations and orders of courts or Governmental Authorities and all orders and decrees of all courts and arbitrators.
     “Applicable Margin” means, for purposes of calculating (a) the Base Rate and LIBOR Rate for purposes of Section 5.1(a), (b) the L/C Fee for purposes of Section 3.3(a) or (c) the Facility Fee for purposes of Section 5.3(a), the corresponding rate set forth below for the applicable rating of the senior, unsecured, long-term debt of the Credit Parties, on a collective basis (the “ Debt Rating”) publicly announced by Standard & Poor’s, a division of The McGraw-Hill Companies (“ S&P”), and Moody’s Investors Service, Inc. (“ Moody’s”) as follows:
                                                 
            Applicable Margin Per Annum
Level   S&P Rating   Moody’s Rating   LIBOR Rate   Base Rate   Trade L/C Fee   Standby L/C Fee   Facility Fee
I
  >=A-   >=A3     0.320 %     0.000 %     0.125 %     0.320 %     0.080 %
II
  >=BBB+   >=Baa1     0.400 %     0.000 %     0.150 %     0.400 %     0.100 %
III
  >=BBB   >=Baa2     0.500 %     0.000 %     0.200 %     0.500 %     0.125 %
IV
  >=BBB-   >=Baa3     0.725 %     0.000 %     0.250 %     0.725 %     0.150 %
V
  <=BB+   <=Ba1     0.925 %     0.000 %     0.300 %     0.925 %     0.200 %
provided, that if both Moody’s and S&P shall not have in effect a Debt Rating (other than by reason of the circumstances referred to in the last sentence of this definition), then such Debt Rating shall be deemed to be Level V. In the event that the corresponding Debt Ratings publicly announced by S&P and Moody’s listed above differ by (a) one pricing level, the Applicable Margin shall be based on the higher of the two ratings, and (b) two or more pricing levels, the Applicable Margin shall be based on the rating one rating below the higher of the two ratings. Any change in the Applicable Margin shall be effective as of the Business Day on which the applicable rating is announced or is publicly available. If the rating system of S&P and Moody’s shall change, or if both of such rating agencies shall cease to be in the business of rating corporate debt obligations, the Borrower and the Lenders shall negotiate in good faith to amend this definition to reflect such changed rating system or the unavailability of ratings from such rating agencies and, pending the effectiveness of any such amendment, the Applicable Margin

2


 

shall be determined by reference to the rating most recently in effect prior to such change or cessation.
     “Application” means an application, in the form specified by any Issuing Lender from time to time, requesting such Issuing Lender to issue a Letter of Credit.
     “Assignment and Acceptance” shall have the meaning assigned thereto in Section 14.10(b)(ii).
     “Assuming Lender” has the meaning specified in Section 2.7(d).
     “Assumption Agreement” has the meaning specified in Section 2.7(d)(ii).
     “Base Rate” means, at any time, the higher of (a) the Prime Rate and (b) the sum of (i) the Federal Funds Rate plus (ii) 1/2 of 1%; each change in the Base Rate shall take effect simultaneously with the corresponding change or changes in the Prime Rate or the Federal Funds Rate.
     “Base Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the Base Rate as provided in Section 5.1(a).
     “Borrower” means Jones Apparel Group USA, Inc.
     “Business Day” means (a) any day other than a Saturday, Sunday or legal holiday on which banks in Charlotte, North Carolina, Philadelphia, Pennsylvania and New York, New York, are not authorized or required by law to remain closed for the conduct of their commercial banking business, (b) with respect to all notices and determinations in connection with, and payments of principal and interest on, any LIBOR Rate Loan, the term “ Business Day” shall also exclude any day on which banks are not open for trading in Dollar deposits in the London interbank market, (c) with respect to all notices and determinations in connection with, and payment of principal and interest on, any L/C Obligation denominated in an Alternative Currency, the term “ Business Day” shall also exclude any day on which banks in London do not provide quotations for deposits denominated in such Alternative Currency and (d) with respect to all notices and determinations in connection with, and payment of principal and interest on, any Competitive Bid Loan denominated in an Alternative Currency and bearing interest at the Floating Rate, the term “ Business Day” shall also exclude any day on which banks in London do not provide quotations for deposits denominated in such Alternative Currency.
     “Capital Lease” means, with respect to the Credit Parties and their Subsidiaries, any lease of any property that should, in accordance with GAAP, be classified and accounted for as a capital lease on a Consolidated balance sheet of the Credit Parties and their Subsidiaries.
     “Change in Control” shall have the meaning assigned thereto in Section 12.1(h).
     “Closing Date” means the date of this Agreement or such later Business Day upon which each condition described in Section 6.2 shall be satisfied or waived in all respects.

3


 

     “Code” means the Internal Revenue Code of 1986, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “Commitment Date” has the meaning specified in Section 2.7(b).
     “Commitment Increase” has the meaning specified in Section 2.7(a).
     “Competitive Bid Borrowing” means a borrowing consisting of simultaneous Competitive Bid Loans from each of the Lenders whose offer to make one or more Competitive Bid Loans as part of such borrowing has been accepted under the competitive bidding procedure described in Article IV.
     “Competitive Bid Loan” means an advance by a Lender to the Borrower as part of a Competitive Bid Borrowing resulting from the competitive bidding procedure described in Article IV and refers to a Fixed Rate Loan or a Floating Rate Loan.
     “Competitive Bid Note” means a promissory note of the Borrower payable to the order of any Lender, in substantially the form of Exhibit A-2 hereto, evidencing the indebtedness of the Borrower to such Lender resulting from a Competitive Bid Loan made by such Lender.
     “Consolidated” means, when used with reference to financial statements or financial statement items of the Credit Parties and their Subsidiaries, such statements or items on a consolidated basis in accordance with applicable principles of consolidation under GAAP.
     “Correspondent” means any financial institution designated by an Issuing Lender to act as such Issuing Lender’s correspondent hereunder with respect to the distribution and payment of Letters of Credit denominated in an Alternative Currency.
     “Credit Facility” means the collective reference to the Revolving Credit Facility and the L/C Facility.
     “Credit Parties” means each of the Additional Obligors and the Borrower.
     “Debt” means, with respect to the Credit Parties and their Subsidiaries at any date and without duplication, the sum of the following calculated in accordance with GAAP: (a) all liabilities, obligations and indebtedness, in each case for borrowed money including but not limited to obligations evidenced by bonds, debentures, notes or other similar instruments of any such Person, (b) all obligations to pay the deferred purchase price of property or services of any such Person, except trade payables arising in the ordinary course of business, (c) all obligations of any such Person as lessee under Capital Leases, (d) all Debt of any other Person secured by a Lien on any asset of any such Person, (e) all Guaranty Obligations of any such Person, (f) all obligations, contingent or otherwise, of any such Person relative to the amount of drawn letters of credit not reimbursed as required by the terms thereof, including without limitation any Reimbursement Obligation not reimbursed as required by the terms hereof, and banker’s acceptances issued for the account of any such Person, and (g) all net obligations incurred by any such Person pursuant to Hedging Agreements.

4


 

     “Default” means any of the events specified in Section 12.1 which with the passage of time, the giving of notice or any other condition, would constitute an Event of Default.
     “Dispute” shall have the meaning assigned thereto in Section 14.6.
     “Dollar Amount” shall mean (a) with regard to any Obligation denominated in Dollars, the amount thereof and (b) with regard to any Obligation denominated in an Alternative Currency, the amount of Dollars which is equivalent to the sum of (i) the amount so expressed in an Alternative Currency at the applicable-quoted spot rate on the appropriate page of the Reuter’s Screen as determined by the Administrative Agent at the relevant time; plus (ii) any amounts owed by the Borrower pursuant to Section 3.5(b).
     “Dollars” or “ $” means, unless otherwise qualified, dollars in lawful currency of the United States.
     “EBITDAR” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense, (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any acquisition otherwise permitted pursuant to the terms of this Agreement) and (iv) Rental Expense less (c) any items of extraordinary gain which were included in determining Net Income.
     “Eligible Assignee” means, with respect to any assignment of the rights, interest and obligations of a Lender hereunder, a Person that is at the time of such assignment (a) a commercial bank organized under the laws of the United States or any state thereof, having combined capital and surplus in excess of $500,000,000, (b) a commercial bank organized under the laws of any other country that is a member of the Organization of Economic Cooperation and Development, or a political subdivision of any such country, having combined capital and surplus in excess of $500,000,000, (c) a finance company, insurance company or other financial institution which in the ordinary course of business extends credit of the type extended hereunder and that has total assets in excess of $1,000,000,000, (d) already a Lender hereunder (whether as an original party to this Agreement or as the assignee of another Lender) or an Affiliate of a Lender hereunder, (e) the successor (whether by transfer of assets, merger or otherwise) to all or substantially all of the commercial lending business of the assigning Lender, (f) any SPC solely to the extent permitted by Section 14.10(h), or (g) any other Person that has been approved in writing as an Eligible Assignee by the Borrower and the Administrative Agent.
     “Employee Benefit Plan” means any employee benefit plan within the meaning of Section 3(3) of ERISA which (a) is maintained for employees of the Borrower or any ERISA Affiliate or (b) has at any time within the preceding six (6) years been maintained for the employees of the Borrower or any current or former ERISA Affiliate.
     “EMU” mean economic and monetary union as contemplated in the Treaty on European Union.

5


 

     “Environmental Laws” means any and all federal, state and local laws, statutes, ordinances, rules, regulations, permits, licenses, approvals, binding interpretations and orders of courts or Governmental Authorities, relating to the protection of human health or the environment, including, but not limited to, requirements pertaining to the manufacture, processing, distribution, use, treatment, storage, disposal, transportation, handling, reporting, licensing, permitting, investigation or remediation of Hazardous Materials.
     “ERISA” means the Employee Retirement Income Security Act of 1974, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
     “ERISA Affiliate” means any Person who together with the Borrower is treated as a single employer within the meaning of Section 414(b), (c), (m) or (o) of the Code or Section 4001(b) of ERISA.
     “EURIBO Rate” means the rate appearing on Page 248 of the Moneyline Telerate Service (or on any successor or substitute page of such Service, or any successor to or substitute for such Service, providing rate quotations comparable to those currently provided on such page of such Service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in euro by reference to the Banking Federation of the European Union Settlement Rates for deposits in euro) at approximately 10:00 a.m., London time, two Business Days prior to the commencement of such Interest Period, as the rate for deposits in euro with a maturity comparable to such Interest Period or, if for any reason such rate is not available, the average (rounded upward to the nearest whole multiple of 1/100 of 1% per annum, if such average is not such a multiple) of the respective rates per annum at which deposits in euros are offered by the Reference Group in London, England to prime banks in the London interbank market at 11:00 A.M. (London time) two Business Days before the first day of such Interest Period in an amount substantially equal to the amount of the applicable Competitive Bid Loan.
     “euro” means the single currency of the European Union as constituted by the Treaty on European Union and as referred to in the legislative measures of the European Union for the introduction of, changeover to or operation of the euro in one or more member states.
     “Eurodollar Reserve Percentage” means, for any day, the percentage (expressed as a decimal and rounded upwards, if necessary, to the next higher 1/100th of 1%) which is in effect for such day as prescribed by the Federal Reserve Board (or any successor) for determining the maximum reserve requirement (including without limitation any basic, supplemental or emergency reserves) in respect of eurocurrency liabilities or any similar category of liabilities for a member bank of the Federal Reserve System in New York City.
     “Event of Default” means any of the events specified in Section 12.1, provided that any requirement for passage of time, giving of notice, or any other condition, has been satisfied.

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     “Existing Debt Securities” means the 8 3/8% Series B Senior Notes due 2005, the 7.875% Senior Notes due 2006, the 4.250% Senior Notes due 2009, the 5.125% Senior Notes due 2014 and the 6.125% Senior Notes due 2034 of Jones Apparel Group.
     “Existing Loans” shall have the meaning assigned thereto in Section 6.2(f).
     “Extensions of Credit” means, as to any Lender at any time, (a) an amount equal to the sum of (i) the aggregate principal amount of all Revolving Credit Loans made by such Lender then outstanding, and (ii) such Lender’s Revolving Credit Commitment Percentage of the Dollar Amount of (A) the L/C Obligations then outstanding and (B) the Competitive Bid Loans then outstanding, or (b) the making of any Loan or participation in any Letter of Credit by such Lender, as the context requires.
     “Facility Fee” shall have the meaning assigned thereto in Section 5.3(a).
     “FDIC” means the Federal Deposit Insurance Corporation, or any successor thereto.
     “Federal Funds Rate” means, the rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) representing the daily effective federal funds rate as quoted by the Administrative Agent and confirmed in Federal Reserve Board Statistical Release H.15 (519) or any successor or substitute publication selected by the Administrative Agent. If, for any reason, such rate is not available, then “ Federal Funds Rate” shall mean a daily rate which is determined, in the opinion of the Administrative Agent, to be the rate at which federal funds are being offered for sale in the national federal funds market at 9:00 a.m. (Charlotte time). Rates for weekends or holidays shall be the same as the rate for the most immediate preceding Business Day.
     “Fiscal Year” means the fiscal year of the Credit Parties and their Subsidiaries ending on December 31.
     “Five-Year Credit Agreement” means the Amended and Restated Five-Year Credit Agreement dated as of June 15, 2004 by and among the Borrower, the Additional Obligors thereunder, the Administrative Agent thereunder and the financial institutions party thereto, as amended, restated, supplemented, replaced, refinanced or otherwise modified from time to time.
     “Five-Year Credit Agreement Obligations” means the obligations of the Borrower and the Additional Obligors thereunder under the Five-Year Credit Agreement.
     “Fixed Rate Loan” has the meaning specified in Section 4.1(a).
     “Floating Rate Loan” means a Competitive Bid Loan bearing interest based on the EURIBO Rate or LIBOR.
     “Foreign Lender” means any Lender that is organized under the laws of a jurisdiction other than that in which the Borrower is located. For purposes of this definition, the United States of America, each state thereof and the District of Columbia shall be deemed to constitute a single jurisdiction.

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     “GAAP” means generally accepted accounting principles, as recognized by the American Institute of Certified Public Accountants and the Financial Accounting Standards Board, consistently applied and maintained on a consistent basis for the Credit Parties and their Subsidiaries throughout the period indicated.
     “Governmental Approvals” means all authorizations, consents, approvals, licenses and exemptions of, registrations and filings with, and reports to, all Governmental Authorities.
     “Governmental Authority” means any nation, province, state or political subdivision thereof, and any government or any Person exercising executive, legislative, regulatory or administrative functions of or pertaining to government, and any corporation or other entity owned or controlled, through stock or capital ownership or otherwise, by any of the foregoing.
     “Granting Lender” shall have the meaning assigned thereto in Section 14.10(h).
     “Guaranty Obligation” means, with respect to the Credit Parties and their Subsidiaries, without duplication, any obligation, contingent or otherwise, of any such Person pursuant to which such Person has directly or indirectly guaranteed any Debt or other obligation of any other Person and, without limiting the generality of the foregoing, any obligation, direct or indirect, contingent or otherwise, of any such Person (a) to purchase or pay (or advance or supply funds for the purchase or payment of) such Debt or other obligation (whether arising by virtue of partnership arrangements, by agreement to keep well, to purchase assets, goods, securities or services, to take-or-pay, or to maintain financial statement condition or otherwise) or (b) entered into for the purpose of assuring in any other manner the obligee of such Debt or other obligation of the payment thereof or to protect such obligee against loss in respect thereof (in whole or in part); provided, that the term Guaranty Obligation shall not include (i) endorsements for collection or deposit in the ordinary course of business or (ii) a contractual commitment by one Person to invest in another Person for so long as such investment is expected to constitute a permitted investment under Section 11.4.
     “Hazardous Materials” means any substances or materials (a) which are or become defined as hazardous wastes, hazardous substances, pollutants, contaminants, chemical substances or mixtures or toxic substances under any Environmental Law, (b) which are toxic, explosive, corrosive, flammable, infectious, radioactive, carcinogenic, mutagenic or otherwise harmful to human health or the environment and are or become regulated by any Governmental Authority, (c) the presence of which require investigation or remediation under any Environmental Law, (d) the discharge or emission or release of which requires a permit or license under any Applicable Law or other Governmental Approval, or (e) which contain, without limitation, asbestos, polychlorinated biphenyls, urea formaldehyde foam insulation, petroleum hydrocarbons, petroleum derived substances or waste, crude oil, nuclear fuel, natural gas or synthetic gas.
     “Hedging Agreement” means any agreement with respect to an interest rate or currency swap, collar, cap, floor or forward rate agreement or other agreement regarding the hedging of interest rate or currency risk exposure executed in connection with hedging the interest rate or currency exposure of any Credit Party, and any confirming letter executed pursuant to such hedging agreement, all as amended, restated or otherwise modified from time to time.

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     “Increase Date” has the meaning specified in Section 2.7(a).
     “Increasing Lender” has the meaning specified in Section 2.7(b).
     “Interest Coverage Ratio” shall have the meaning assigned thereto in Section 10.1.
     “Interest Expense” means, for any period, total interest expense (including, without limitation, interest expense attributable to Capital Leases) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP.
     “Interest Period” shall have the meaning assigned thereto in Section 5.1(b).
     “ISP 98” means the International Standby Practices (1998 Revision, effective January 1, 1999), International Chamber of Commerce Publication No. 590.
     “Issuing Lender” means Wachovia, Citibank, N.A., JPMorgan Chase Bank, N.A. and Bank of America, N.A., each in its capacity as issuer of any Letter of Credit, and any other Lender mutually acceptable and on terms satisfactory to the Borrower, the Administrative Agent and such Lender; and Issuing Lenders means all such Lenders.
     “Jones Apparel Group” means Jones Apparel Group, Inc., a Pennsylvania corporation.
     “Jones Apparel Group Holdings” means Jones Apparel Group Holdings, Inc., a Delaware corporation.
     “Jones Retail” means Jones Retail Corporation, a New Jersey corporation.
     “Kasper, Ltd.” means Kasper, Ltd., a Delaware corporation.
     “L/C Commitment” means Seven Hundred Fifty Million Dollars ($750,000,000).
     “L/C Facility” means the letter of credit facility established pursuant to Article III hereof.
     “L/C Fee” shall have the meaning assigned thereto in Section 3.3(a).
     “L/C Obligations” means at any time, an amount equal to the sum of (a) the aggregate undrawn and unexpired amount of the then outstanding Letters of Credit and (b) the aggregate amount of drawings under Letters of Credit which have not then been reimbursed pursuant to Section 3.5.
     “L/C Participants” means the collective reference to all the Lenders having a Revolving Credit Commitment other than the applicable Issuing Lender.
     “Lender” means each Person executing this Agreement as a Lender set forth on the signature pages hereto, each Assuming Lender that shall become a party hereto pursuant to Section 2.7 and each Person that hereafter becomes a party to this Agreement as a Lender pursuant to Section 14.10 other than any party hereto that ceases to be a party hereto pursuant to any Assignment and Acceptance.

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     “Lending Group Members” means the collective reference to (a) the Lenders party to this Agreement and (b) the lenders party to the Five-Year Credit Agreement.
     “Lending Office” means, with respect to any Lender, for Revolving Credit Loans, the office of such Lender maintaining such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans and, in the case of a Competitive Bid Loan, the office of such Lender notified by such Lender to the Agent as its Lending Office with respect to such Competitive Bid Loan.
     “Letters of Credit” shall have the meaning assigned thereto in Section 3.1.
     “LIBOR” means the rate of interest per annum determined on the basis of the rate for deposits in Dollars or an Alternative Currency (other than euro) in minimum amounts of at least $5,000,000 or the approximate Dollar Amount thereof, in the case of an Alternative Currency, for a period equal to the applicable Interest Period which appears on the Moneyline Telerate Markets Screen 3750 (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in such currency in the London interbank market) at approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period (rounded upward, if necessary, to the nearest one hundredth of one percent (1/100%)). If, for any reason, such rate does not appear on Moneyline Telerate Markets Screen 3750, then “ LIBOR” shall be determined by the Administrative Agent to be the arithmetic average (rounded upward, if necessary, to the nearest one-hundredth of one percent (1/100%)) of the rate per annum at which deposits in Dollars or an Alternative Currency would be offered by the Reference Group in the London interbank market to the Administrative Agent as of approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period for a period equal to such Interest Period and in an amount substantially equal to the amount of the applicable Revolving Credit Loan or the applicable Competitive Bid Loan, as the case may be.
     “LIBOR Rate” means a rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) determined by the Administrative Agent pursuant to the following formula:
           
LIBOR RATE  
  =   LIBOR
 
       
 
      1.00 — Eurodollar Reserve Percentage
     “LIBOR Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the LIBOR Rate as provided in Section 5.1(a).
     “Lien” means, with respect to any asset, any mortgage, lien, pledge, charge, security interest or encumbrance of any kind in respect of such asset. For the purposes of this Agreement, a Person shall be deemed to own subject to a Lien any asset which it has acquired or holds subject to the interest of a vendor or lessor under any conditional sale agreement, Capital Lease or other title retention agreement relating to such asset.
     “Loan” means a Revolving Credit Loan or a Competitive Bid Loan.

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     “Loan Documents” means, collectively, this Agreement, the Notes, the Applications and each other document, instrument and agreement executed and delivered by any Credit Party, its Subsidiaries or their counsel in connection with this Agreement, all as may be amended, restated, supplemented or otherwise modified.
     “Material Adverse Effect” means, with respect to the Credit Parties or any of their Subsidiaries, a material adverse effect on the business, assets, operations or financial condition of the Credit Parties and their Subsidiaries taken as a whole or the ability of any such Person to perform its obligations under the Loan Documents, in each case to which it is a party.
     “Multiemployer Plan” means a “ multiemployer plan” as defined in Section 4001(a)(3) of ERISA to which the Borrower or any ERISA Affiliate is making (or has made), or is accruing (or has accrued) an obligation to make, contributions either presently or within the preceding six years.
     “Net Income” means, with respect to the Credit Parties and their Subsidiaries for any period, the Consolidated net income (or loss) of the Credit Parties and their Subsidiaries for such period determined in accordance with GAAP; provided, that there shall be excluded from net income (or loss) of a Person (the “computing Person”), the income (or loss) of any Person (other than a Subsidiary of the computing Person) in which the computing Person has an ownership interest unless received by the computing Person in a cash distribution.
     “Net Worth” means, with respect to the Credit Parties and their Subsidiaries, as of any date, the total shareholders’ equity that would appear on a Consolidated balance sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP.
     “Nine West Footwear” means Nine West Footwear Corporation, a Delaware corporation.
     “Note” means a Revolving Credit Note or a Competitive Bid Note.
     “Notice of Account Designation” shall have the meaning assigned thereto in Section 2.2(b).
     “Notice of Competitive Bid Borrowing” shall have the meaning assigned thereto in Section 4.1.
     “Notice of Conversion/Continuation” shall have the meaning assigned thereto in Section 5.2.
     “Notice of Prepayment” shall have the meaning assigned thereto in Section 2.3(c).
     “Notice of Revolving Credit Borrowing” shall have the meaning assigned thereto in Section 2.2(a).
     “Obligations” means, in each case, whether now in existence or hereafter arising: (a) the principal of and interest on (including interest accruing after the filing of any

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bankruptcy or similar petition) the Loans, (b) the L/C Obligations, (c) all payment and other obligations owing by the Credit Parties to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement with any Lender or Affiliate of a Lender (which such Hedging Agreement is permitted hereunder), and (d) all other fees and commissions (including attorney’s fees), charges, indebtedness, loans, liabilities, financial accommodations, obligations, covenants and duties owing by the Credit Parties to the Lenders or the Administrative Agent, of every kind, nature and description, direct or indirect, absolute or contingent, due or to become due, contractual or tortious, liquidated or unliquidated, and whether or not evidenced by any note, in each case under or in respect of this Agreement, any Note, any Letter of Credit or any of the other Loan Documents.
     “Officer’s Compliance Certificate” shall have the meaning assigned thereto in Section 8.2.
     “Operating Lease” shall mean, as to any Person, as determined in accordance with GAAP, any lease of property (whether real, personal or mixed) by such Person as lessee which is not a Capital Lease.
     “Other Taxes” shall have the meaning assigned thereto in Section 5.12(b).
     “Outstanding Letters of Credit” means each letter of credit described on Schedule 1.1(b) and outstanding as of the Closing Date.
     “PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA or any successor agency.
     “Pension Plan” means any Employee Benefit Plan, other than a Multiemployer Plan, which is subject to the provisions of Title IV of ERISA or Section 412 of the Code.
     “Permitted Investment Policy” of the Credit Parties means the investment policy of the Credit Parties as in effect on the date of this Agreement which has been approved by the Board of Directors of Jones Apparel Group, as amended, restated, supplemented or otherwise modified from time to time.
     “Permitted Lines of Business” shall have the meaning assigned thereto in Section 9.9.
     “Person” means an individual, corporation, limited liability company, partnership, association, trust, business trust, joint venture, joint stock company, pool, syndicate, sole proprietorship, unincorporated organization, Governmental Authority or any other form of entity or group thereof.
     “Pounds Sterling” means, unless otherwise qualified, pounds sterling in lawful currency of the United Kingdom.
     “Prime Rate” means, at any time, the rate of interest per annum publicly announced from time to time by Wachovia as its prime rate in effect at its principal office in Charlotte, North Carolina. Each change in the Prime Rate shall be effective as of the opening of business on the day such change in the Prime Rate occurs. The parties hereto acknowledge that the rate announced publicly by Wachovia as its Prime Rate is an index

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or base rate and shall not necessarily be its lowest or best rate charged to its customers or other banks.
     “Prior Credit Agreement” shall have the meaning assigned thereto in the Preliminary Statement.
     “Prior Lenders” means, collectively, the lenders party to the Prior Credit Agreement.
     “Reference Group” shall mean the Lenders party to this Agreement on the Closing Date.
     “Register” shall have the meaning assigned thereto in Section 2.4(a).
     “Reimbursement Obligation” means the obligation of the Borrower to reimburse each Issuing Lender pursuant to Section 3.5 for amounts drawn under Letters of Credit.
     “Rental Expense” means all obligations of the Credit Parties or any of their Subsidiaries for payments under Operating Leases.
     “Required Agreement Lenders” means, at any date, any combination of Lenders whose Revolving Credit Commitment Percentage equals at least fifty-one percent (51%) of the Revolving Credit Commitment or if the Revolving Credit Commitment has been terminated, any combination of Lenders who collectively hold at least fifty-one percent (51%) of the aggregate unpaid principal amount of the Extensions of Credit (other than Competitive Bid Loans).
     “Required Lenders” means, at any date, any combination of Lending Group Members whose Total Committed Percentage equals at least fifty-one percent (51%) of the Total Committed Amount.
     “Responsible Officer” means any of the following: the chairman, president, chief executive officer, chief financial officer or vice president and corporate controller of the Borrower or Jones Apparel Group or any other officer of the Borrower or Jones Apparel Group reasonably acceptable to the Administrative Agent.
     “Revolving Credit Commitment” means (a) as to any Lender, the obligation of such Lender to make Revolving Credit Loans to the Borrower and to participate in Letters of Credit hereunder in an aggregate principal amount at any time outstanding not to exceed the amount set forth opposite such Lender’s name on Schedule 1.1(a) hereto as such amount may be increased, reduced or modified at any time or from time to time pursuant to the terms hereof and (b) as to all Lenders, the aggregate Revolving Credit Commitment of all Lenders to make Revolving Credit Loans, as such amount may be increased or reduced at any time or from time to time pursuant to the terms hereof. The Revolving Credit Commitment of all Lenders on the Closing Date shall be Seven Hundred Fifty Million Dollars ($750,000,000).
     “Revolving Credit Commitment Percentage” means, as to any Lender at any time, the ratio of (a) the amount of the Revolving Credit Commitment of such Lender to (b) the Revolving Credit Commitment of all of the Lenders.

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     “Revolving Credit Facility” means the revolving credit facility established pursuant to Article II hereof.
     “Revolving Credit Loans” means any revolving loan made to the Borrower pursuant to Section 2.1, and all such revolving loans collectively as the context requires.
     “Revolving Credit Notes” means the collective reference to the Revolving Credit Notes made by the Borrower under this Agreement payable to the order of any such Lender requesting such note, substantially in the form of Exhibit A-1 hereto, evidencing the obligation owed to such Lender under the Revolving Credit Facility, and any amendments and modifications thereto, any substitutes therefor, and any replacements, restatements, renewals or extension thereof, in whole or in part; “ Revolving Credit Note” means any of such Revolving Credit Notes.
     “Revolving Credit Termination Date” means the earliest of the dates referred to in Section 2.6.
     “SPC” shall have the meaning assigned thereto in Section 14.10(h).
     “Subordinated Debt” means the collective reference to Debt on Schedule 7.1(p) hereof designated as Subordinated Debt and any other Debt of the Credit Parties or any Subsidiary thereof subordinated in right and time of payment to the Obligations and otherwise permitted hereunder.
     “Subsidiary” means, with respect to any Person (the “ parent”) at any date, any corporation, limited liability company, partnership, association or other entity the accounts of which would be Consolidated with those of the parent in the parent’s Consolidated financial statements if such financial statements were prepared in accordance with GAAP as of such date, as well as any other corporation, limited liability company, partnership, association or other entity (a) of which securities or other ownership interests representing more than fifty percent (50%) of the equity or more than fifty percent (50%) of the ordinary voting power or, in the case of a partnership, more than fifty percent (50%) of the general partnership interests are, as of such date, owned, controlled or held, or (b) that is, as of such date, otherwise controlled, by the parent or one or more subsidiaries of the parent. Unless otherwise qualified references to “ Subsidiary” or “ Subsidiaries” herein shall refer to those of the Borrower.
     “Syndication Agents” means JPMorgan Chase Bank, N.A. and Citibank, N.A., each in their capacity as syndication agent hereunder, and any successor thereto.
     “Taxes” shall have the meaning assigned thereto in Section 5.12(a).
     “Termination Event” means: (a) a “ Reportable Event” described in Section 4043 of ERISA, or (b) the withdrawal of the Borrower or any ERISA Affiliate from a Pension Plan during a plan year in which it was a “ substantial employer” as defined in Section 4001(a)(2) of ERISA, or (c) the termination of a Pension Plan, the filing of a notice of intent to terminate a Pension Plan or the treatment of a Pension Plan amendment as a termination under Section 4041 of ERISA, or (d) the institution of proceedings to terminate, or the appointment of a trustee with respect to, any Pension Plan by the PBGC, or (e) any other event or condition which would constitute grounds under Section 4042(a) of ERISA for the termination of, or the appointment of a trustee to administer, any

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Pension Plan, or (f) the partial or complete withdrawal of the Borrower or any ERISA Affiliate from a Multiemployer Plan, or (g) the imposition of a Lien pursuant to Section 412 of the Code or Section 302 of ERISA, or (h) any event or condition which results in the reorganization or insolvency of a Multiemployer Plan under Sections 4241 or 4245 of ERISA, or (i) any event or condition which results in the termination of a Multiemployer Plan under Section 4041A of ERISA or the institution by PBGC of proceedings to terminate a Multiemployer Plan under Section 4042 of ERISA.
     “Total Committed Amount” means (a) as to any Lending Group Member, the sum of (i) the Revolving Credit Commitment of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit (other than Competitive Bid Loans) of such Lending Group Member) plus (ii) the Revolving Credit Commitment (as defined in the Five-Year Credit Agreement) of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit (as defined in the Five-Year Credit Agreement) of such Lending Group Member) and (b) as to all Lenders, the aggregate Total Committed Amount of all Lending Group Members.
     “Total Committed Percentage” means, as to any Lending Group Member at any time, the ratio of (a) the amount of the Total Committed Amount of such Lending Group Member to (b) the aggregate Total Committed Amount of all Lending Group Members.
     “Treaty on European Union” means the Treaty of Rome of March 25, 1957, as amended by the Single European Act 1986 and the Maastricht Treaty (signed February 7, 1992), as amended from time to time.
     “UCC” means the Uniform Commercial Code as in effect in the State of New York, as amended, restated or otherwise modified from time to time.
     “Uniform Customs” means the Uniform Customs and Practice for Documentary Credits (1994 Revision), International Chamber of Commerce Publication No. 500.
     “United States” means the United States of America.
     “Wachovia” means Wachovia Bank, National Association, a national banking association, and its successors.
     “Wholly-Owned” means, with respect to a Subsidiary, that all of the shares of capital stock or other ownership interests of such Subsidiary (other than directors’ qualifying shares) are, directly or indirectly, owned or controlled by any Credit Party and/or one or more of its Wholly-Owned Subsidiaries.
SECTION 1.2. General. Unless otherwise specified, a reference in this Agreement to a particular section, subsection, Schedule or Exhibit is a reference to that section, subsection, Schedule or Exhibit of this Agreement. Terms defined in this Agreement and the Five-Year Credit Agreement shall be construed consistently and no term defined herein shall be limited or restricted by any similar definition in the Five-Year Credit Agreement nor shall any such term herein limit or restrict any similar definition in the Five-Year Credit Agreement. Wherever from the context it appears appropriate, each term stated in either the singular or plural shall include the singular and plural, and pronouns stated in the masculine, feminine or neuter gender shall

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include the masculine, feminine and neuter. Any reference herein to “ Charlotte time” shall refer to the applicable time of day in Charlotte, North Carolina.
SECTION 1.3. Other Definitions and Provisions. (a) Use of Capitalized Terms. Unless otherwise defined therein, all capitalized terms defined in this Agreement shall have the defined meanings when used in this Agreement and the other Loan Documents or any certificate, report or other document made or delivered pursuant to this Agreement.
          (b) Miscellaneous. The words “ hereof”, “ herein” and “ hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement.
          (c) Any reference or usage of the word “ amount” herein as it pertains to any Obligation denominated in an Alternative Currency shall be deemed to be a reference or usage of the term “ Dollar Amount.”

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ARTICLE II REVOLVING CREDIT FACILITY
SECTION 2.1. Revolving Credit Loans. Subject to the terms and conditions of this Agreement, each Lender severally agrees to make Revolving Credit Loans in Dollars to the Borrower from time to time from the Closing Date through the Revolving Credit Termination Date as requested by the Borrower in accordance with the terms of Section 2.2; provided, that (a) the aggregate principal amount of all outstanding Revolving Credit Loans (after giving effect to any amount requested) shall not exceed the Revolving Credit Commitment less the sum of (i) all outstanding L/C Obligations and (ii) the aggregate principal amount of all Competitive Bid Loans then outstanding and (b) the principal amount of outstanding Revolving Credit Loans from any Lender to the Borrower shall not at any time exceed such Lender’s Revolving Credit Commitment less such Lender’s participations in outstanding L/C Obligations. Each Revolving Credit Loan by a Lender shall be in a principal amount equal to such Lender’s Revolving Credit Commitment Percentage of the aggregate principal amount of Revolving Credit Loans requested on such occasion. Subject to the terms and conditions hereof, the Borrower may borrow, repay and reborrow Revolving Credit Loans hereunder until the Revolving Credit Termination Date.
SECTION 2.2. Procedure for Advances of Revolving Credit Loans. (a) Requests for Borrowing. The Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached hereto as Exhibit B-1 (a “ Notice of Revolving Credit Borrowing”) not later than 11:00 a.m. (Charlotte time) (i) on the same Business Day as each Base Rate Loan and (ii) at least three (3) Business Days before each LIBOR Rate Loan, of its intention to borrow, specifying (A) the date of such borrowing, which shall be a Business Day, (B) the amount of such borrowing, which shall be in an amount equal to the unused amount of the Revolving Credit Commitment, or if less, (x) with respect to Base Rate Loans in an aggregate principal amount of $1,000,000 or a whole multiple of $250,000 in excess thereof and (y) with respect to LIBOR Rate Loans in an aggregate principal amount of $5,000,000 or a whole multiple of $1,000,000 in excess thereof, (C) whether such Revolving Credit Loan is to be a LIBOR Rate Loan or Base Rate Loan, and (D) in the case of a LIBOR Rate Loan, the duration of the Interest Period applicable thereto. Notices received after 11:00 a.m. (Charlotte time) shall be deemed received on the next Business Day. The Administrative Agent shall promptly notify the Lenders of each Notice of Revolving Credit Borrowing.
     (b) Disbursement of Revolving Credit Loans. Not later than 2:00 p.m. (Charlotte time) on the proposed borrowing date, each Lender will make available to the Administrative Agent, for the account of the Borrower, at the office of the Administrative Agent in funds immediately available to the Administrative Agent, such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans to be made on such borrowing date. The Borrower hereby irrevocably authorizes the Administrative Agent to disburse the proceeds of each borrowing requested pursuant to this Section 2.2 in immediately available funds by crediting or wiring such proceeds to the deposit account of the Borrower identified in the most recent notice of account designation, substantially in the form of Exhibit C hereto (a “ Notice of Account Designation”), delivered by the Borrower to the Administrative Agent or as may be otherwise agreed upon by the Borrower and the Administrative Agent from time to time. Subject to Section 5.7 hereof, the Administrative Agent shall not be obligated to disburse the portion of the proceeds of any Revolving Credit Loan requested pursuant to this Section 2.2 for which any Lender is responsible to the extent that such Lender has not made available to the Administrative Agent its Revolving Credit Commitment Percentage of such Revolving Credit Loan.

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SECTION 2.3. Repayment of Revolving Credit Loans. (a) Repayment on Termination Date. The Borrower shall repay the outstanding principal amount of all Revolving Credit Loans in full on the Revolving Credit Termination Date, with all accrued but unpaid interest thereon.
          (b) Mandatory Repayment of Excess Extensions of Credit. (i) If at any time the outstanding principal amount of all Revolving Credit Loans plus the sum of the Dollar Amount of (A) all outstanding L/C Obligations and (B) all Competitive Bid Loans exceeds the Revolving Credit Commitment, the Borrower shall repay immediately upon notice from the Administrative Agent, by payment to the Administrative Agent for the account of the Lenders, Revolving Credit Loans and/or furnish cash collateral reasonably satisfactory to the Administrative Agent or repay the L/C Obligations in an amount equal to such excess. Such cash collateral shall be applied in accordance with Section 12.2(b).
          (ii) Excess Alternative Currency Letters of Credit. If the Administrative Agent shall determine that the outstanding principal Dollar Amount of all outstanding Letters of Credit denominated in an Alternative Currency exceeds one hundred and five percent (105%) of the lesser of (A) the L/C Commitment less the sum of the outstanding principal amount of all L/C Obligations denominated in Dollars and (B) the Alternative Currency L/C Commitment, in each case as of the last Business Day of any calendar month during the term hereof, then not later than three (3) Business Days after notice of the amount of such excess from the Administrative Agent to the Borrower, the Borrower shall deposit an amount in Dollars equal to such excess with the Administrative Agent to be held as cash collateral in accordance with Section 12.2(b).
          (c) Optional Repayments. The Borrower may at any time and from time to time repay the Revolving Credit Loans, in whole or in part, upon at least three (3) Business Days’ irrevocable notice to the Administrative Agent with respect to LIBOR Rate Loans and one (1) Business Day’s irrevocable notice with respect to Base Rate Loans, in the form attached hereto as Exhibit D (a “ Notice of Prepayment”) specifying the date and amount of repayment and whether the repayment is of LIBOR Rate Loans, Base Rate Loans, or a combination thereof, and, if of a combination thereof, the amount allocable to each. Upon receipt of such notice, the Administrative Agent shall promptly notify each Lender. If any such notice is given, the amount specified in such notice shall be due and payable on the date set forth in such notice. Partial repayments shall be in an aggregate amount of $1,000,000 or a whole multiple of $250,000 in excess thereof with respect to Base Rate Loans and $5,000,000 or a whole multiple of $1,000,000 in excess thereof with respect to LIBOR Rate Loans.
          (d) Limitation on Repayment of LIBOR Rate Loans. The Borrower may not repay any LIBOR Rate Loan on any day other than on the last day of the Interest Period applicable thereto unless such repayment is accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.4. Evidence of Debt. (a) The Administrative Agent shall maintain a register and a subaccount therein for each Lender (the “ Register”), in which shall be recorded (i) the amount of each Revolving Credit Loan made hereunder, including each Revolving Credit Loan evidenced by a Revolving Credit Note, and each Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from the Borrower to each Lender hereunder and (iii) both the amount of any sum received by the Administrative Agent hereunder from the Borrower and each Lender’s share thereof.
          (b) The entries made in the Register and the accounts of each Lender maintained pursuant to Section 2.4(a) shall, to the extent permitted by applicable law, be prima facie

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evidence of the existence and amounts of the obligations of the Borrowers therein recorded, absent manifest error; provided, however, that the failure of the Administrative Agent to maintain the Register or any such account, or any error therein, shall not in any manner affect the obligation of the Borrower to repay (with applicable interest) the Revolving Credit Loans made to the Borrower in accordance with the terms of this Agreement.
          (c) The Borrower hereby agrees that, upon the request to the Administrative Agent by any Lender, the Borrower will execute and deliver to such Lender a Revolving Credit Note of such Borrower evidencing the Revolving Credit Loans of such Lender, substantially in the form of Exhibit A-1.
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment (a) Voluntary Reduction. The Borrower shall have the right at any time and from time to time, upon at least five (5) Business Days’ prior written notice to the Administrative Agent, to permanently reduce, without premium or penalty, (i) the entire Revolving Credit Commitment at any time or (ii) portions of the Revolving Credit Commitment, from time to time, in an aggregate principal amount not less than $5,000,000 or any whole multiple of $1,000,000 in excess thereof, provided further that the aggregate amount of the Revolving Credit Commitments of the Lenders shall not be reduced to an amount that is less than the aggregate principal Dollar Amount of the Competitive Bid Loans then outstanding.
          (b) Each permanent reduction of the Revolving Credit Commitment made pursuant to this Section 2.5 shall be accompanied, if necessary, by a payment of principal sufficient to reduce the aggregate outstanding Revolving Credit Loans and L/C Obligations, as applicable, after such reduction to the Revolving Credit Commitment as so reduced and if the Revolving Credit Commitment as so reduced is less than the aggregate amount of all outstanding Letters of Credit, the Borrower shall be required to deposit in a cash collateral account opened by the Administrative Agent an amount equal to the amount by which the aggregate then undrawn and unexpired amount of such Letters of Credit exceeds the Revolving Credit Commitment as so reduced. Any reduction of the Revolving Credit Commitment to zero (including upon termination of the Revolving Credit Facility on the Revolving Credit Termination Date) shall be accompanied by payment of all outstanding Revolving Credit Loans (and furnishing of cash collateral satisfactory to the Administrative Agent for all L/C Obligations) and shall result in the termination of the Revolving Credit Commitment and the Revolving Credit Facility. Such cash collateral shall be applied in accordance with Section 12.2(b). If the reduction of the Revolving Credit Commitment requires the repayment of any LIBOR Rate Loan, such repayment shall be accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.6. Termination of Revolving Credit Facility. The Revolving Credit Facility shall terminate on the earliest of (a) May 16, 2010, (b) the date of termination of the entire Revolving Credit Commitment by the Borrower pursuant to Section 2.5(a), and (c) the date of termination by the Administrative Agent on behalf of the Lenders pursuant to Section 12.2(a).
SECTION 2.7. Increase in the Aggregate Revolving Credit Commitments.
          (a) The Borrower may, at any time but in any event not more than once in any calendar year prior to the Revolving Credit Termination Date, by notice to the Administrative Agent, request that the aggregate amount of the Revolving Credit Commitments be increased by an amount of $25,000,000 or an integral multiple thereof (each a “ Commitment Increase”) to be effective as of a date that is at least 90 days prior to the scheduled Revolving Credit Termination Date (the “ Increase Date”) as specified in the related notice to the Administrative Agent;

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provided, however that (i) in no event shall the aggregate amount of the Revolving Credit Commitments at any time exceed $850,000,000 and (ii) on the date of any request by the Borrower for a Commitment Increase and on the related Increase Date, (x) the representations and warranties in Section 7.1 shall be true and correct and (y) no Default shall have occurred and be continuing.
          (b) The Administrative Agent shall promptly notify the Lenders of a request by the Borrower for a Commitment Increase, which notice shall include (i) the proposed amount of such requested Commitment Increase, (ii) the proposed Increase Date and (iii) the date by which Lenders wishing to participate in the Commitment Increase must commit to an increase in the amount of their respective Revolving Credit Commitments (the “ Commitment Date”). Each Lender that is willing to participate in such requested Commitment Increase (each an “ Increasing Lender”) shall, in its sole discretion, give written notice to the Administrative Agent on or prior to the Commitment Date of the amount by which it is willing to increase its Revolving Credit Commitment. If the Lenders notify the Administrative Agent that they are willing to increase the amount of their respective Revolving Credit Commitments by an aggregate amount that exceeds the amount of the requested Commitment Increase, the requested Commitment Increase shall be allocated among the Lenders willing to participate therein in such amounts as are agreed between the Borrower and the Administrative Agent.
          (c) Promptly following each Commitment Date, the Administrative Agent shall notify the Borrower as to the amount, if any, by which the Lenders are willing to participate in the requested Commitment Increase. If the aggregate amount by which the Lenders are willing to participate in any requested Commitment Increase on any such Commitment Date is less than the requested Commitment Increase, then the Borrower may extend offers to one or more Eligible Assignees to participate in any portion of the requested Commitment Increase that has not been committed to by the Lenders as of the applicable Commitment Date; provided, however, that the Revolving Credit Commitment of each such Eligible Assignee shall be in an amount of $5,000,000 or more.
          (d) On each Increase Date, each Eligible Assignee that accepts an offer to participate in a requested Commitment Increase in accordance with Section 2.7(b) (each such Eligible Assignee, an “ Assuming Lender”) shall become a Lender party to this Agreement as of such Increase Date and the Revolving Credit Commitment of each Increasing Lender for such requested Commitment Increase shall be so increased by such amount (or by the amount allocated to such Lender pursuant to the last sentence of Section 2.7(b)) as of such Increase Date; provided, however, that the Administrative Agent shall have received on or before such Increase Date the following, each dated such date:
     (i) (A) certified copies of resolutions of the Board of Directors of the Borrower approving the Commitment Increase, (B) a consent from each Additional Obligor approving such Commitment Increase and (C) an opinion of counsel for the Borrower (which may be in-house counsel), in form and substance reasonably satisfactory to the Administrative Agent;
     (ii) an assumption agreement from each Assuming Lender, if any, in form and substance reasonably satisfactory to the Borrower and the Administrative Agent (each an “ Assumption Agreement”), duly executed by such Assuming Lender, the Administrative Agent and the Borrower; and

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     (iii) confirmation from each Increasing Lender of the increase in the amount of its Revolving Credit Commitment in a writing reasonably satisfactory to the Borrower and the Administrative Agent.
On each Increase Date, upon fulfillment of the conditions set forth in the immediately preceding sentence of this Section 2.7(d), the Administrative Agent shall notify the Lenders (including, without limitation, each Assuming Lender) and the Borrower, on or before 1:00 P.M. (Charlotte time), by telecopier, of the occurrence of the Commitment Increase to be effected on such Increase Date and shall record in the Register the relevant information with respect to each Increasing Lender and each Assuming Lender on such date.
          (e) On the Increase Date, if any Revolving Credit Loans are then outstanding, the Borrower shall borrow from all or certain of the Lenders and/or (subject to compliance by the Borrower with Section 2.3) prepay Revolving Credit Loans of all or certain of the Lenders such that, after giving effect thereto, the Revolving Credit Loans (including, without limitation, the Interest Periods thereof) shall be held by the Lenders (including for such purposes the Increasing Lenders and the Assuming Lenders) ratably in accordance with their respective Revolving Credit Commitments. On and after each Increase Date, the Revolving Credit Commitment Percentage of each Lender’s participation in Letters of Credit and Revolving Credit Loans from draws under Letters of Credit shall be calculated after giving effect to each such Commitment Increase.
ARTICLE III LETTER OF CREDIT FACILITY
SECTION 3.1. L/C Commitment. Subject to the terms and conditions hereof, each Issuing Lender, in reliance on the agreements of the other Lenders set forth in Section 3.4(a), agrees to issue trade and standby letters of credit (“ Letters of Credit”) for the account of the Borrower and its specified Subsidiaries on any Business Day from the Closing Date to but not including the Revolving Credit Termination Date in such form as may be approved from time to time by such Issuing Lender; provided, however, that no Issuing Lender shall issue any Letter of Credit if, after giving effect to such issuance, (a) the L/C Obligations would exceed the L/C Commitment or (b) the L/C Obligations on account of Letters of Credit denominated in an Alternative Currency would exceed the Alternative Currency L/C Commitment or (c) the aggregate principal amount of outstanding Revolving Credit Loans, plus the aggregate principal amount of L/C Obligations and all outstanding Competitive Bid Loans would exceed the Revolving Credit Commitment. Each Letter of Credit shall (i) be denominated in (A) Dollars, if such Letter of Credit is a standby Letter of Credit, or (B) Dollars or an Alternative Currency, if such Letter of Credit is a trade Letter of Credit, (ii) be a trade or standby letter of credit issued to support obligations of the Borrower or any of its Subsidiaries, contingent or otherwise, incurred in the ordinary course of business, (iii) expire on a date no later than ten Business Days prior to the Revolving Credit Termination Date, and (iv) be subject to the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the applicable Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York. No Issuing Lender shall at any time be obligated to issue any Letter of Credit hereunder if such issuance would conflict with, or cause such Issuing Lender or any L/C Participant to exceed any limits imposed by, any Applicable Law. References herein to “ issue” and derivations thereof with respect to Letters of Credit shall also include extensions or modifications of any existing Letters of Credit, unless the context otherwise requires. Each Outstanding Letter of Credit shall be deemed to have been issued under this Agreement.
SECTION 3.2. Procedure for Issuance of Letters of Credit. The Borrower may from time to time request that any Issuing Lender issue a Letter of Credit (or amend, extend or renew an

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outstanding Letter of Credit) by delivering to such Issuing Lender at any Issuing Lender’s office at any address mutually acceptable to the Borrower and such Issuing Lender an Application therefor, including, if applicable, the office of such Issuing Lender’s Correspondent, completed to the satisfaction of such Issuing Lender, and such other certificates, documents and other papers and information as such Issuing Lender may reasonably request. Upon receipt of any Application, such Issuing Lender shall process such Application and the certificates, documents and other papers and information delivered to it in connection therewith in accordance with its customary procedures and shall, subject to Section 3.1 and Article VI hereof, promptly issue the Letter of Credit (or amend, extend or renew the outstanding Letter of Credit) requested thereby (but in no event shall any Issuing Lender be required to issue any Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) earlier than three (3) Business Days after its receipt of the Application therefor and all such other certificates, documents and other papers and information relating thereto) by issuing the original of such Letter of Credit to the beneficiary thereof or as otherwise may be agreed by such Issuing Lender and the Borrower. Within fifteen (15) Business Days after the end of each month, the Administrative Agent shall report to each Lender the average daily outstandings for each day in such month for all Letters of Credit during the previous month.
SECTION 3.3. Fees and Other Charges. (a) The Borrower shall pay to the Administrative Agent, for the account of each Issuing Lender and the L/C Participants, a letter of credit fee (the “ L/C Fee”) (i) with respect to each trade Letter of Credit, in an amount equal to the Applicable Margin for trade Letters of Credit times the average daily undrawn amount of such issued Letter of Credit as reported by the Administrative Agent pursuant to Section 3.2 and (ii) with respect to each standby Letter of Credit, in an amount equal to the Applicable Margin for standby Letters of Credit times the face amount of such Letter of Credit. Such fee shall be payable quarterly in arrears (x) for trade Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date and (y) for standby Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date.
          (b) In addition to the foregoing commission, the Borrower shall pay the Issuing Lenders an issuance fee of one tenth percent (1/10%) per annum on the face amount of each standby Letter of Credit, payable quarterly in arrears within fifteen (15) Business Days after the end of each calendar quarter of each calendar quarter and on the Revolving Credit Termination Date.
          (c) The Administrative Agent shall, promptly following its receipt thereof, distribute to each Issuing Lender and the L/C Participants all fees received by the Administrative Agent in accordance with their respective Revolving Credit Commitment Percentages.
SECTION 3.4. L/C Participations. (a) Each Issuing Lender irrevocably agrees to grant and hereby grants to each L/C Participant, and, to induce such Issuing Lender to issue Letters of Credit hereunder, each L/C Participant irrevocably agrees to accept and purchase and hereby accepts and purchases from such Issuing Lender, on the terms and conditions hereinafter stated, for such L/C Participant’s own account and risk an undivided interest equal to such L/C Participant’s Revolving Credit Commitment Percentage in such Issuing Lender’s obligations and rights under each Letter of Credit issued hereunder and the amount of each draft paid by such Issuing Lender thereunder. Each L/C Participant unconditionally and irrevocably agrees with each Issuing Lender that, if a draft is paid under any Letter of Credit for which such Issuing Lender is not reimbursed in full by the Borrower in accordance with the terms of this Agreement, such L/C Participant shall pay to such Issuing Lender upon demand at such Issuing Lender’s

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address for notices specified herein an amount in Dollars equal to such L/C Participant’s Revolving Credit Commitment Percentage of the Dollar Amount of such draft, or any part thereof, which is not so reimbursed, such payment to be made by the making of a Base Rate Loan in Dollars pursuant to Section 3.5(c) below.
          (b) Upon becoming aware of any amount required to be paid by any L/C Participant to any Issuing Lender pursuant to Section 3.4(a) in respect of any unreimbursed portion of any payment made by such Issuing Lender under any Letter of Credit, the Administrative Agent shall notify each L/C Participant of the amount and due date of such required payment and such L/C Participant shall pay to such Issuing Lender the amount specified on the applicable due date. If any such amount is paid to such Issuing Lender after the date such payment is due, such L/C Participant shall pay to such Issuing Lender on demand, in addition to such amount, the product of (i) such amount, times (ii) the daily average Federal Funds Rate as determined by the Administrative Agent during the period from and including the date such payment is due to the date on which such payment is immediately available to such Issuing Lender, times (iii) a fraction the numerator of which is the number of days that elapse during such period and the denominator of which is 360. A certificate of any Issuing Lender with respect to any amounts owing under this Section 3.4(b) shall be conclusive in the absence of manifest error. With respect to payment to any Issuing Lender of the unreimbursed amounts described in this Section 3.4(b), if the L/C Participants receive notice that any such payment is due (A) prior to 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due that Business Day, and (B) after 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due on the following Business Day.
          (c) Whenever, at any time after any Issuing Lender has made payment under any Letter of Credit and has received from any L/C Participant its Revolving Credit Commitment Percentage of such payment in accordance with this Section 3.4, such Issuing Lender receives any payment related to such Letter of Credit (whether directly from the Borrower or otherwise, or any payment of interest on account thereof), such Issuing Lender will distribute to such L/C Participant its pro rata share thereof in accordance with such L/C Participant’s Revolving Credit Commitment Percentage; provided, that in the event that any such payment received by such Issuing Lender shall be required to be returned by such Issuing Lender, such L/C Participant shall return to such Issuing Lender the portion thereof previously distributed by such Issuing Lender to it.
SECTION 3.5. Reimbursement. (a) Reimbursement by the Borrower. The Borrower agrees to reimburse each Issuing Lender on each date the Administrative Agent notifies the Borrower of the date and amount of a draft paid under any Letter of Credit for the amount of (i) such draft so paid and (ii) any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender in connection with such payment (other than those payable pursuant to Section 3.5(b) below). Each such payment shall be made to any Issuing Lender at its address for notices specified herein (i) in Dollars if such Letter of Credit was denominated in Dollars or (ii) in Dollars or the applicable Alternative Currency, at the option of the Borrower, if such Letter of Credit was denominated in an Alternative Currency, and in each case, in immediately available funds. Interest shall be payable on any and all amounts remaining unpaid by the Borrower under this Article III from the day immediately following the date such amounts become payable (whether at stated maturity, by acceleration or otherwise) until payment in full at the rate which would be payable on any outstanding Base Rate Loans which were then overdue.
          (b) Exchange Indemnification and Increased Costs. The Borrower shall, upon demand from any Issuing Lender or L/C Participant, pay to such Issuing Lender or L/C

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Participant, the amount of (i) any loss or cost or increased cost incurred by such Issuing Lender or L/C Participant, (ii) any reduction in any amount payable to or in the effective return on the capital to such Issuing Lender or L/C Participant, (iii) any currency exchange loss, in each case with respect to clauses (i), (ii) and (iii), that such Issuing Lender or L/C Participant sustains as a result of the Borrower’s repayment in Dollars of any Letter of Credit denominated in an Alternative Currency or (iv) any interest or any other return, including principal, foregone by such Issuing Lender as a result of the introduction of, change over to or operation of the euro in any member state participating in the euro. A certificate of such Issuing Lender setting forth in reasonable detail the basis for determining such additional amount or amounts necessary to compensate such Issuing Lender shall be conclusively presumed to be correct save for manifest error.
          (c) Reimbursement by the Lenders. If the Borrower fails to timely reimburse such Issuing Lender on the date the Borrower receives the notice referred to in this Section 3.5, the Borrower shall be deemed to have timely given a Notice of Revolving Credit Borrowing pursuant to Section 2.2 hereunder to the Administrative Agent requesting the Lenders to make a Base Rate Loan on such date in an amount in Dollars equal to the Dollar Amount (as of the date of funding of such Base Rate Loan by each Lender) of such draft paid, together with any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender and to be reimbursed pursuant to this Section 3.5 and, regardless of whether or not the conditions precedent specified in Article VI have been satisfied, the Lenders shall make Base Rate Loans in such amount, the proceeds of which shall be applied to reimburse such Issuing Lender for the amount of the related drawing and costs and expenses. Notwithstanding the foregoing, nothing in this Section 3.5 shall obligate the Lenders to make such Base Rate Loans if the making of such Base Rate Loans would violate the automatic stay under federal bankruptcy laws.

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SECTION 3.6. Obligations Absolute. The Borrower’s obligations under this Article III (including without limitation the Reimbursement Obligation) shall be absolute and unconditional under any and all circumstances and irrespective of any set-off, counterclaim or defense to payment which the Borrower may have or have had against any Issuing Lender or any beneficiary of a Letter of Credit. The Borrower also agrees with each Issuing Lender that no Issuing Lender shall be responsible for, and the Borrower’s Reimbursement Obligation under Section 3.5 shall not be affected by, among other things, the validity or genuineness of documents or of any endorsements thereon, even though such documents shall in fact prove to be invalid, fraudulent or forged, or any dispute between or among the Borrower and any beneficiary of any Letter of Credit or any other party to which such Letter of Credit may be transferred or any claims whatsoever of the Borrower against any beneficiary of such Letter of Credit or any such transferee. No Issuing Lender shall be liable for any error, omission, interruption or delay in transmission, dispatch or delivery of any message or advice, however transmitted, in connection with any Letter of Credit, except for errors or omissions caused by such Issuing Lender’s gross negligence or willful misconduct. The Borrower agrees that any action taken or omitted by any Issuing Lender under or in connection with any Letter of Credit or the related drafts or documents, if done in the absence of gross negligence or willful misconduct and in accordance with the standards of care specified in the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York, shall be binding on the Borrower and shall not result in any liability of any Issuing Lender to the Borrower. The responsibility of each Issuing Lender to the Borrower in connection with any draft presented for payment under any Letter of Credit shall, in addition to any payment obligation expressly provided for in such Letter of Credit, be limited to determining that the documents (including each draft) delivered under such Letter of Credit in connection with such presentment are in conformity with such Letter of Credit.
SECTION 3.7 Effect of Application. To the extent that any provision of any Application related to any Letter of Credit is inconsistent with the provisions of this Article III, the provisions of this Article III shall apply.
ARTICLE IV COMPETITIVE BID FACILITY
SECTION 4.1. Bidding Procedure. Each Lender severally agrees that the Borrower may make Competitive Bid Borrowings under this Section 4.1 from time to time on any Business Day during the period from the Closing Date until the date occurring 30 days prior to the Revolving Credit Termination Date in the manner set forth below; provided that, following the making of each Competitive Bid Borrowing, the aggregate Dollar Amount of all Loans and all L/C Obligations then outstanding shall not exceed the aggregate amount of the Revolving Credit Commitments of the Lenders.
     (a) The Borrower may request a Competitive Bid Borrowing under this Section 4.1 by delivering to the Administrative Agent, by telecopier or telex, a notice of a Competitive Bid Borrowing (a “Notice of Competitive Bid Borrowing”), in substantially the form of Exhibit B-2 hereto, specifying therein the requested (i) date of such proposed Competitive Bid Borrowing, (ii) aggregate amount of such proposed Competitive Bid Borrowing, (iii) interest rate basis and day count convention to be offered by the Lenders, (iv) currency of such proposed Competitive Bid Borrowing, (v) in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans, Interest Period, or in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans, maturity date for repayment of each Fixed Rate Loan to be made as part of such Competitive Bid Borrowing (which maturity date may not be earlier than the date occurring seven days

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after the date of such Competitive Bid Borrowing or later than the earlier of (A) 365 days after the date of such Competitive Bid Borrowing and (B) the Revolving Credit Termination Date), (vi) interest payment date or dates relating thereto, (vii) location of the Borrower’s account to which funds are to be advanced and (viii) other terms (if any) to be applicable to such Competitive Bid Borrowing, not later than (1) 10:00 A.M. (Charlotte time) at least two Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall specify in the Notice of Competitive Bid Borrowing that the rates of interest to be offered by the Lenders shall be fixed rates per annum (the Loans comprising any such Competitive Bid Borrowing being referred to herein as “Fixed Rate Loans”) and that the Loans comprising such proposed Competitive Bid Borrowing shall be denominated in Dollars, (2) 10:00 A.M. (Charlotte time) at least four Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall specify in the Notice of Competitive Bid Borrowing that the Loans comprising such Competitive Bid Borrowing shall be Floating Rate Loans denominated in Dollars, (3) 10:00 A.M. (London time) at least two Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall specify in the Notice of Competitive Bid Borrowing that the Loans comprising such proposed Competitive Bid Borrowing shall be Fixed Rate Loans denominated in any Alternative Currency and (4) 10:00 A.M. (London time) at least four Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall instead specify in the Notice of Competitive Bid Borrowing that the Loans comprising such Competitive Bid Borrowing shall be Floating Rate Loans denominated in any Alternative Currency. Each Notice of Competitive Bid Borrowing shall be irrevocable and binding on the Borrower. The Administrative Agent shall in turn promptly notify each Lender of each request for a Competitive Bid Borrowing received by it from the Borrower by sending such Lender a copy of the related Notice of Competitive Bid Borrowing.
     (b) Each Lender may, if, in its sole discretion, it elects to do so, irrevocably offer to make one or more Competitive Bid Loans to the Borrower as part of such proposed Competitive Bid Borrowing at a rate or rates of interest specified by such Lender in its sole discretion, by notifying the Administrative Agent (which shall give prompt notice thereof to the Borrower), (i) before 9:30 A.M. (Charlotte time) on the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in Dollars, (ii) before 10:00 A.M. (Charlotte time) three Business Days before the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans, denominated in Dollars, (iii) before 12:00 noon (London time) on the Business Day prior to the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in any Alternative Currency and (iv) before 12:00 noon (London time) on the third Business Day prior to the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans denominated in any Alternative Currency, of the minimum amount and maximum amount of each Competitive Bid Loan which such Lender would be willing to make as part of such proposed Competitive Bid Borrowing (which Dollar Amounts of such proposed Competitive Bid may exceed such Lender’s Revolving Credit Commitment), the rate or rates of interest therefor and such Lender’s Applicable Lending Office with respect to such Competitive Bid Loan; provided that if the Administrative Agent in its capacity as a Lender shall, in its sole discretion, elect to make any such offer, it shall notify the Borrower of such offer at least 30 minutes before the time and on the date on which notice of such election is to be given to the Administrative Agent by the other Lenders. If

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any Lender shall elect not to make such an offer, such Lender shall so notify the Administrative Agent before 10:00 A.M. (Charlotte time) on the date on which notice of such election is to be given to the Administrative Agent by the other Lenders, and such Lender shall not be obligated to, and shall not, make any Competitive Bid Loan as part of such Competitive Bid Borrowing; provided that the failure by any Lender to give such notice shall not cause such Lender to be obligated to make any Competitive Bid Loan as part of such proposed Competitive Bid Borrowing. The Administrative Agent shall promptly notify the Borrower by telecopy of each such offer made by a Lender, including all information required to be provided by the Lender in such offer by this Section 4.1(b) and the identity of the Lender making such offer
     (c) The Borrower shall, in turn, (i) before 10:30 A.M. (Charlotte time) on the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in Dollars, (ii) before 11:00 A.M. (Charlotte time) three Business Days before the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans denominated in Dollars, (iii) before 3:00 P.M. (London time) on the Business Day prior to the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in any Alternative Currency and (iv) before 3:00 P.M. (London time) on the third Business Day prior to the date of such Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans denominated in any Alternative Currency, either:
     (x) cancel such Competitive Bid Borrowing by giving the Administrative Agent notice to that effect, or
     (y) accept one or more of the offers made by any Lender or Lenders pursuant to paragraph (b) above, in its sole discretion, by giving notice to the Administrative Agent of the amount of each Competitive Bid Loan (which amount shall be equal to or greater than the minimum amount, and equal to or less than the maximum amount, notified to the Borrower by the Administrative Agent on behalf of such Lender for such Competitive Bid Loan pursuant to paragraph (b) above) to be made by each Lender as part of such Competitive Bid Borrowing, and reject any remaining offers made by Lenders pursuant to paragraph (b) above by giving the Administrative Agent notice to that effect. The Borrower shall accept the offers made by any Lender or Lenders to make Competitive Bid Loans in order of the lowest to the highest rates of interest offered by such Lenders. If two or more Lenders have offered the same interest rate, the amount to be borrowed at such interest rate will be allocated among such Lenders in proportion to the amount that each such Lender offered at such interest rate (rounded to integral multiples of $1,000,000 in a manner satisfactory to the Borrower).
     (d) If the Borrower notifies the Administrative Agent that such Competitive Bid Borrowing is cancelled pursuant to paragraph (c)(x) above, the Administrative Agent shall give prompt notice thereof to the Lenders and such Competitive Bid Borrowing shall not be made.
     (e) If the Borrower accepts one or more of the offers made by any Lender or Lenders pursuant to paragraph (c)(y) above, the Administrative Agent shall in turn

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promptly notify (i) each Lender that has made an offer as described in paragraph (b) above, of the date and aggregate amount of such Competitive Bid Borrowing and whether or not any offer or offers made by such Lender pursuant to paragraph (b) above have been accepted by the Borrower, (ii) each Lender that is to make a Competitive Bid Loan as part of such Competitive Bid Borrowing, of the amount of each Competitive Bid Loan to be made by such Lender as part of such Competitive Bid Borrowing, and (iii) each Lender that is to make a Competitive Bid Loan as part of such Competitive Bid Borrowing, upon receipt, that the Administrative Agent has received forms of documents appearing to fulfill the conditions set forth in Section 6.4. Each Lender that is to make a Competitive Bid Loan as part of such Competitive Bid Borrowing shall, before 12:00 noon (Charlotte time), in the case of Competitive Bid Loans to be denominated in Dollars or 11:00 A.M. (London time), in the case of Competitive Bid Loans to be denominated in any Alternative Currency, on the date of such Competitive Bid Borrowing specified in the notice received from the Administrative Agent pursuant to clause (i) of the preceding sentence or any later time when such Lender shall have received notice from the Administrative Agent pursuant to clause (iii) of the preceding sentence, make available for the account of its Applicable Lending Office to the Administrative Agent (x) in the case of a Competitive Bid Borrowing denominated in Dollars, at its address referred to in Section 14.1(c), in same day funds, such Lender’s portion of such Competitive Bid Borrowing in Dollars and (y) in the case of a Competitive Bid Borrowing in an Alternative Currency, at the payment office for such Alternative Currency as shall have been notified by the Administrative Agent to the Lenders prior thereto, in same day funds, such Lender’s portion of such Competitive Bid Borrowing in such Alternative Currency. Upon fulfillment of the conditions set forth in Section 6.4 and promptly after receipt by the Administrative Agent of such funds, the Administrative Agent will make such funds available to the Borrower at the location specified by the Borrower in its Notice of Competitive Bid Borrowing. Promptly after each Competitive Bid Borrowing, the Administrative Agent will notify each Lender of the amount and tenor of the Competitive Bid Borrowing.
     (f) If the Borrower notifies the Administrative Agent that it accepts one or more of the offers made by any Lender or Lenders pursuant to paragraph (c)(y) above, such notice of acceptance shall be irrevocable and binding on the Borrower.
SECTION 4.2. Minimum Amounts. Each Competitive Bid Borrowing shall be in an aggregate Dollar Amount of $5,000,000 or an integral multiple of $1,000,000 in excess thereof and, following the making of each Competitive Bid Borrowing, the Borrower shall be in compliance with the limitation set forth in the proviso to the first sentence of Section 4.1 above.
SECTION 4.3. Bidding Availability. Within the limits and on the conditions set forth in this Article IV, the Borrower may from time to time borrow under this Article IV, repay or prepay pursuant to Section 4.4 below, and reborrow under this Article IV, provided that a Competitive Bid Borrowing shall not be made within three Business Days of the date of any other Competitive Bid Borrowing.
SECTION 4.4. Repayment of Competitive Bid Loans. The Borrower shall repay to the Administrative Agent for the account of each Lender that has made a Competitive Bid Loan, on the last day of its Interest Period (in the case of Floating Rate Loans) or the maturity date (in the case of Fixed Rate Loans) of each Competitive Bid Loan (such Interest Period or maturity date being that specified by the Borrower for repayment of such Competitive Bid Loan in the related Notice of Competitive Bid Borrowing delivered pursuant to Section 4.1 (a) above and provided in

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the Competitive Bid Note evidencing such Competitive Bid Loan), the then unpaid principal amount of such Competitive Bid Loan. The Borrower shall have no right to prepay any principal amount of any Competitive Bid Loan unless, and then only on the terms, specified by the Borrower for such Competitive Bid Loan in the related Notice of Competitive Bid Borrowing delivered pursuant to Section 4.1 (a) above and set forth in the Competitive Bid Note evidencing such Competitive Bid Loan.
SECTION 4.5. Interest on Competitive Bid Loans. The Borrower shall pay interest on the unpaid principal amount of each Competitive Bid Loan from the date of such Competitive Bid Loan to the date the principal amount of such Competitive Bid Loan is repaid in full, at the rate of interest for such Competitive Bid Loan specified by the Lender making such Competitive Bid Loan in its notice with respect thereto delivered pursuant to Section 4.1 (b) above, payable on the interest payment date or dates specified by the Borrower for such Competitive Bid Loan in the related Notice of Competitive Bid Borrowing delivered pursuant to Section 4.1 (a) above, as provided in the Competitive Bid Note evidencing such Competitive Bid Loan. Upon the occurrence and during the continuance of an Event of Default (i) each Competitive Bid Loan denominated in an Alternative Currency shall be exchanged for a new Competitive Bid Loan for an equivalent amount of Dollars but with otherwise identical terms and conditions to the Competitive Bid Loan being exchanged and (ii) and the Borrower shall pay interest on the amount of unpaid principal of and interest on each Competitive Bid Loan owing to a Lender, payable in arrears on the date or dates interest is payable thereon, at a rate per annum equal at all times to 2% per annum above the rate per annum otherwise required to be paid on such Competitive Bid Loan under the terms of the Competitive Bid Note evidencing such Competitive Bid Loan unless otherwise agreed in such Competitive Bid Note. Computations in respect of Competitive Bid Loans shall be made by the Administrative Agent as specified in the applicable Notice of Competitive Bid Borrowing (or, in each case of Loans denominated in Alternative Currencies where market practice differs, in accordance with market practice), in each case for the actual number of days elapsed.
SECTION 4.6. Competitive Bid Notes. The indebtedness of the Borrower resulting from each Competitive Bid Loan made to the Borrower as part of a Competitive Bid Borrowing shall be evidenced by a separate Competitive Bid Note of the Borrower payable to the order of the Lender making such Competitive Bid Loan.
ARTICLE V GENERAL LOAN PROVISIONS
SECTION 5.1. Interest. (a) Interest Rate Options. Subject to the provisions of this Section 5.1, at the election of the Borrower, the aggregate principal balance of any Revolving Credit Loans shall bear interest at (i) the Base Rate plus the Applicable Margin or (ii) the LIBOR Rate plus the Applicable Margin; provided that LIBOR Rate Loans shall not be available until three (3) Business Days after the Closing Date unless the Borrower executes and delivers an indemnity in favor of the Administrative Agent and the Lenders in form and substance satisfactory to them. The Borrower shall select the rate of interest and Interest Period, if any, applicable to any Revolving Credit Loan at the time a Notice of Revolving Credit Borrowing is given pursuant to Section 2.2 or at the time a Notice of Conversion/Continuation is given pursuant to Section 5.2. Each Revolving Credit Loan or portion thereof bearing interest based on the Base Rate shall be a “Base Rate Loan”, and each Revolving Credit Loan or portion thereof bearing interest based on the LIBOR Rate shall be a “LIBOR Rate Loan.” Any Revolving Credit Loan or any portion thereof as to which the Borrower has not duly specified an interest rate as provided herein shall be deemed a Base Rate Loan.

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          (b) Interest Periods. In connection with each LIBOR Rate Loan and each Floating Rate Loan, the Borrower, by giving notice at the times described in Section 5.1(a) (or, in the case of a Floating Rate Loan, in the applicable Notice of Competitive Bid Borrowing), shall elect an interest period (each, an “Interest Period”) to be applicable to such Loan, which Interest Period shall be a period of one (1), two (2), three (3), or six (6) months (or nine (9) or twelve (12) months or any other period if available from all Lenders) with respect to each LIBOR Rate (or, if applicable to a Floating Rate Loan, each EURIBO Rate); provided that:
     (i) the Interest Period shall commence on the date of advance of or conversion to any LIBOR Rate Loan or the date of advance of any Floating Rate Loan and, in the case of immediately successive Interest Periods, each successive Interest Period shall commence on the date on which the next preceding Interest Period expires;
     (ii) if any Interest Period would otherwise expire on a day that is not a Business Day, such Interest Period shall expire on the next succeeding Business Day; provided, that if any Interest Period would otherwise expire on a day that is not a Business Day but is a day of the month after which no further Business Day occurs in such month, such Interest Period shall expire on the next preceding Business Day;
     (iii) any Interest Period that begins on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the calendar month at the end of such Interest Period) shall end on the last Business Day of the relevant calendar month at the end of such Interest Period;
     (iv) no Interest Period shall extend beyond the Revolving Credit Termination Date; and
     (v) there shall be no more than six (6) Interest Periods for Revolving Credit Loans in effect at any time.
          (c) Default Rate. Subject to Section 12.3, at the discretion of the Administrative Agent and Required Lenders, upon the occurrence and during the continuance of an Event of Default, (i) the Borrower shall no longer have the option to request LIBOR Rate Loans, (ii) all outstanding LIBOR Rate Loans shall bear interest at a rate per annum two percent (2%) in excess of the rate then applicable to LIBOR Rate Loans, as applicable, until the end of the applicable Interest Period and thereafter at a rate equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans, and (iii) all outstanding Base Rate Loans shall bear interest at a rate per annum equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans. Interest shall continue to accrue on the amount of Revolving Credit Loans outstanding after the filing by or against the Borrower of any petition seeking any relief in bankruptcy or under any act or law pertaining to insolvency or debtor relief, whether state, federal or foreign.
          (d) Interest Payment and Computation. Interest on each Base Rate Loan shall be payable in arrears on the last Business Day of each calendar quarter commencing June 30, 2005; and interest on each LIBOR Rate Loan shall be payable on the last day of each Interest Period applicable thereto, and if such Interest Period exceeds three (3) months, at the end of each three (3) month interval during such Interest Period. Interest on LIBOR Rate Loans and all fees payable hereunder shall be computed on the basis of a 360-day year and assessed for the actual number of days elapsed and interest on Base Rate Loans shall be computed on the basis of a 365/66-day year and assessed for the actual number of days elapsed.

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          (e) Maximum Rate. In no contingency or event whatsoever shall the aggregate of all amounts deemed interest hereunder or under any of the Loan Documents charged or collected pursuant to the terms of this Agreement or pursuant to any other Loan Document exceed the highest rate permissible under any Applicable Law which a court of competent jurisdiction shall, in a final determination, deem applicable hereto. In the event that such a court determines that the Lenders have charged or received interest hereunder in excess of the highest applicable rate, the rate in effect hereunder shall automatically be reduced to the maximum rate permitted by Applicable Law and the Lenders shall at the Administrative Agent’s option (i) promptly refund to the Borrower any interest received by Lenders in excess of the maximum lawful rate or (ii) shall apply such excess to the principal balance of the Obligations. It is the intent hereof that the Borrower not pay or contract to pay, and that neither the Administrative Agent nor any Lender receive or contract to receive, directly or indirectly in any manner whatsoever, interest in excess of that which may be paid by the Borrower under Applicable Law.
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans. Provided that no Event of Default has occurred and is then continuing, the Borrower shall have the option (a) to convert all or any portion of its outstanding Base Rate Loans in a principal amount equal to $5,000,000 or any whole multiple of $1,000,000 in excess thereof into one or more LIBOR Rate Loans and (b), (i) to convert all or any part of its outstanding LIBOR Rate Loans in a principal amount equal to $1,000,000 or a whole multiple of $250,000 in excess thereof into Base Rate Loans or (ii) to continue such LIBOR Rate Loans as LIBOR Rate Loans for an additional Interest Period; provided that if any conversion or continuation is made prior to the expiration of any Interest Period, the Borrower shall pay any amount required to be paid pursuant to Section 5.10 hereof. Whenever the Borrower desires to convert or continue Revolving Credit Loans as provided above, the Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached as Exhibit E (a “Notice of Conversion/Continuation”) not later than 11:00 a.m. (Charlotte time) three (3) Business Days before the day on which a proposed conversion or continuation of such Revolving Credit Loan is to be effective (except in the case of a conversion of a LIBOR Rate Loan to a Base Rate Loan in which case same day notice by the Borrower shall be sufficient) specifying (A) the Revolving Credit Loans to be converted or continued, and, in the case of any LIBOR Rate Loan to be converted or continued, the last day of the Interest Period therefor, (B) the effective date of such conversion or continuation (which shall be a Business Day), (C) the principal amount of such Revolving Credit Loans to be converted or continued, and (D) the Interest Period to be applicable to such converted or continued LIBOR Rate Loan. The Administrative Agent shall promptly notify the Lenders of such Notice of Conversion/Continuation.
SECTION 5.3. Fees. (a) Facility Fees. The Borrower shall pay to the Administrative Agent, for the account of the Lenders, a non-refundable facility fee (the “Facility Fee”) at a rate per annum equal to the Applicable Margin on the full amount of the Revolving Credit Commitment, regardless of usage. The Facility Fee shall be payable in arrears on the last Business Day of each calendar quarter for the period commencing on the Closing Date and ending on the Revolving Credit Termination Date. The Facility Fee shall be distributed by the Administrative Agent to the Lenders pro rata in accordance with the Lenders’ respective Revolving Credit Commitment Percentages.
          (b) Administrative Agent’s and Other Fees. In order to compensate the Administrative Agent for its obligations hereunder, the Borrower agrees to pay to the Administrative Agent, for its account, the fees set forth in the separate fee letter agreement executed by the Borrower and the Administrative Agent dated April 26, 2005.

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SECTION 5.4. Manner of Payment. Each payment by the Borrower on account of the principal of or interest on the Revolving Credit Loans or of any fee, commission or other amounts (including the Reimbursement Obligation) payable to the Lenders under this Agreement or any other Loan Document shall be made not later than 1:00 p.m. (Charlotte time) on the date specified for payment under this Agreement to the Administrative Agent at the Administrative Agent’s Office for the account of the Lenders (other than as set forth below) pro rata in accordance with their respective Revolving Credit Commitment Percentages (except as specified below), in Dollars, in immediately available funds and shall be made without any set-off, counterclaim or deduction whatsoever. Any payment received after such time but before 2:00 p.m. (Charlotte time) on such day shall be deemed a payment on such date for the purposes of Section 12.1, but for all other purposes shall be deemed to have been made on the next succeeding Business Day. Any payment received after 2:00 p.m. (Charlotte time) shall be deemed to have been made on the next succeeding Business Day for all purposes. Upon receipt by the Administrative Agent of each such payment, the Administrative Agent shall distribute to each Lender at its address for notices set forth herein its pro rata share of such payment in accordance with such Lender’s Revolving Credit Commitment Percentage (except as specified below), and shall wire advice of the amount of such credit to each Lender. Each payment to the Administrative Agent of the L/C Participants’ commissions shall be made in like manner, but for the account of the L/C Participants. Each payment to the Administrative Agent of Administrative Agent’s fees or expenses shall be made for the account of the Administrative Agent and any amount payable to any Lender under Article IV or Section 5.9, 5.10, 5.11, 5.12 or 14.2 shall be paid to the Administrative Agent for the account of the applicable Lender. Subject to Section 5.1(b)(ii), if any payment under this Agreement or any other Loan Document shall be specified to be made upon a day which is not a Business Day, it shall be made on the next succeeding day which is a Business Day and such extension of time shall in such case be included in computing any interest if payable along with such payment.
SECTION 5.5. Crediting of Payments and Proceeds. In the event that the Borrower shall fail to pay any of the Obligations when due and the Obligations have been accelerated pursuant to Section 12.2, all payments received by the Lenders upon the Obligations and all net proceeds from the enforcement of the Obligations shall be applied first to all expenses then due and payable by the Borrower hereunder, then to all indemnity obligations then due and payable by the Borrower hereunder, then to all Administrative Agent’s fees then due and payable, then to all commitment and other fees and commissions then due and payable, then to accrued and unpaid interest hereunder or under any other Loan Document, and Reimbursement Obligation (pro rata in accordance with all such amounts due), then to the principal amount hereunder or under any other Loan Document, Reimbursement Obligation and any termination payments due in respect of a Hedging Agreement with any Lender or Affiliate of a Lender (which Hedging Agreement is permitted hereunder) (pro rata in accordance with all such amounts due) and then to the cash collateral account described in Section 12.2(b) hereof to the extent of any L/C Obligations then outstanding, in that order.
SECTION 5.6. Adjustments. If any Lender (a “Benefited Lender”) shall at any time receive any payment of all or part of the Obligations (other than in respect of Competitive Bid Loans) owing to it, or interest thereon, or if any Lender shall at any time receive any collateral in respect to the Obligations owing to it (whether voluntarily or involuntarily, by set-off or otherwise) in a greater proportion than any such payment to and collateral received by any other Lender, if any, in respect of the Obligations (other than in respect of Competitive Bid Loans) owing to such other Lender, or interest thereon, such Benefited Lender shall purchase for cash from the other Lenders such portion of each such other Lender’s Extensions of Credit Obligations (other than Competitive Bid Loans), or shall provide such other Lenders with the benefits of any such

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collateral, or the proceeds thereof, as shall be necessary to cause such Benefited Lender to share the excess payment or benefits of such collateral or proceeds ratably with each of the Lenders; provided, that if all or any portion of such excess payment or benefits is thereafter recovered from such Benefited Lender, such purchase shall be rescinded, and the purchase price and benefits returned to the extent of such recovery, but without interest. The Borrower agrees that each Lender so purchasing a portion of another Lender’s Extensions of Credit may exercise all rights of payment (including, without limitation, rights of set-off) with respect to such portion as fully as if such Lender were the direct holder of such portion.
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent. The obligations of the Lenders under this Agreement to make the Revolving Credit Loans and issue or participate in Letters of Credit are several and are not joint or joint and several. Unless the Administrative Agent shall have received notice from a Lender prior to a proposed borrowing date that such Lender will not make available to the Administrative Agent such Lender’s ratable portion of the amount to be borrowed on such date (which notice shall not release such Lender of its obligations hereunder), the Administrative Agent may assume that such Lender has made such portion available to the Administrative Agent on the proposed borrowing date in accordance with Sections 2.2(b), and the Administrative Agent may, in reliance upon such assumption, make available to the Borrower on such date a corresponding amount. If such amount is made available to the Administrative Agent on a date after such borrowing date, such Lender shall pay to the Administrative Agent on demand an amount, until paid, equal to the product of (a) the amount not made available by such Lender in accordance with the terms hereof, times (b) the daily average Federal Funds Rate during such period as determined by the Administrative Agent, times (c) a fraction the numerator of which is the number of days that elapse from and including such borrowing date to the date on which such amount not made available by such Lender in accordance with the terms hereof shall have become immediately available to the Administrative Agent and the denominator of which is 360. A certificate of the Administrative Agent with respect to any amounts owing under this Section 5.7 shall be conclusive, absent manifest error. If such Lender’s Revolving Credit Commitment Percentage of such borrowing is not made available to the Administrative Agent by such Lender within three (3) Business Days of such borrowing date, the Administrative Agent shall be entitled to recover such amount made available by the Administrative Agent with interest thereon at the rate per annum applicable to such borrowing, on demand, from the Borrower. The failure of any Lender to make available its Revolving Credit Commitment Percentage of any Revolving Credit Loan requested by the Borrower shall not relieve it or any other Lender of its obligation hereunder to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date, but no Lender shall be responsible for the failure of any other Lender to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date.
SECTION 5.8. Joint and Several Liability of the Credit Parties. (a) Each of the Credit Parties is jointly and severally liable not merely as a surety but as a co-debtor for each and every Obligation. Each of the Credit Parties is accepting joint and several liability hereunder in consideration of the financial accommodations to be provided by the Lenders under this Agreement, for the mutual benefit, directly or indirectly, of each of the Credit Parties and in consideration of the undertakings of each of the Credit Parties to accept joint and several liability for the Obligations.
          (b) Except as otherwise expressly provided herein, each Credit Party hereby waives promptness, diligence, presentment, demand, protest, notice of acceptance of its joint and several liability, notice of any and all advances of the Revolving Credit Loans and Letters of

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Credit made under this Agreement and the other Loan Documents, notice of occurrence of any Default or Event of Default, or of any demand for any payment under this Agreement and notice of any action at any time taken or omitted by the Administrative Agent or any Lender under or in respect of any of the Obligations hereunder. Each Credit Party hereby waives all defenses which may be available by virtue of any valuation, stay, moratorium law or other similar law now or hereafter in effect, any right to require the marshaling of assets of any of the Credit Parties and any other entity or person primarily or secondarily liable with respect to any of the Obligations, and all suretyship defenses generally. Each Credit Party hereby assents to, and waives notice of, any extension or postponement of the time for the payment, or place or manner for payment, compromise, refinancing, consolidation or renewals of any of the Obligations hereunder, the acceptance of any partial payment thereon, any waiver, consent or other action or acquiescence by the Administrative Agent or any Lender at any time or times in respect of any default by any Credit Party in the performance or satisfaction of any term, covenant, condition or provision of this Agreement and the other Loan Documents, any and all other indulgences whatsoever by the Administrative Agent or any Lender in respect of any of the Obligations, and the taking, addition, substitution or release, in whole or in part, at any time or times, of any security for any of such Obligations or the addition, substitution or release, in whole or in part, of any Credit Party or any other entity or person primarily or secondarily liable for any Obligation. If for any reason any of the Credit Parties has no legal existence or is under no legal obligation to discharge any of the Obligations, or if any of the Obligations have become irrecoverable from any of the Credit Parties by reason of such Credit Party’s insolvency, bankruptcy or reorganization or by other operation of law or for any reason, this Agreement and the other Loan Documents shall nevertheless be binding on each of the other Credit Parties to the same extent as if such Credit Party at all times had been the sole obligor on such Obligations. The Obligations of each Credit Party under this Section 5.8 shall not be diminished or rendered unenforceable by any winding up, reorganization, arrangement, liquidation, reconstruction or similar proceeding with respect to any reconstruction or similar proceeding with respect to any Credit Party, the Administrative Agent or any Lender.
          (c) If at any time, any payment, or any part thereof, made in respect of any of the Obligations, is rescinded or must otherwise be restored or returned by the Administrative Agent or any Lender upon the insolvency, bankruptcy or reorganization of any of the Credit Parties, or otherwise, the provisions of this Section 5.8 will forthwith be reinstated in effect as though such payment had not been made.
          (d) Until the payment and performance in full of all the Obligations, none of the Credit Parties shall exercise and each hereby waives any rights against the other Credit Parties as a result of payment by such Credit Party hereunder, by way of subrogation, reimbursement, restitution, contribution or otherwise, and none of the Credit Parties will prove any claim in competition with the Administrative Agent or any Lender in respect of any payment hereunder in bankruptcy, insolvency, or reorganization proceedings of any nature; none of the Credit Parties will claim any set-off, recoupment or counterclaim against any of the other Credit Parties in respect of any liability of one Credit Party to another Credit Party. Each of the Credit Parties hereby agrees that the payment of any amounts due with respect to any indebtedness owing by any of the Credit Party to any other Credit Party is hereby subordinated to the prior payment in full in cash of the Obligations. Each Credit Party agrees that, after the occurrence and during the continuance of any Default or Event of Default hereunder, none of the Credit Parties will demand, sue for or otherwise attempt to collect any indebtedness of any other Credit Party to such Credit Party until all of the Obligations of the Credit Parties hereunder shall have been paid in full in cash. If, notwithstanding the foregoing sentence, any Credit Party shall collect, enforce or receive any amounts in respect of such indebtedness in violation of the foregoing sentence while any Obligations of the Credit Parties are still outstanding, such amounts shall be collected,

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enforced and received by such Credit Party as trustee for the Administrative Agent and the Lenders and be paid over to the Administrative Agent on account of the Obligations without affecting in any manner the liability of such Credit Party under the other provisions hereof.
SECTION 5.9. Changed Circumstances. (a) Circumstances Affecting LIBOR Rate Availability. If with respect to any Interest Period: (i) the Administrative Agent or any Lender (after consultation with Administrative Agent) shall determine that, by reason of circumstances affecting the foreign exchange and interbank markets generally, deposits in the applicable currency, in the applicable amounts are not being quoted via Moneyline Telerate Markets Screen 3750 (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits of the applicable currency in the London interbank market) or offered to the Administrative Agent or such Lender for such Interest Period; or (ii) the Required Lenders reasonably determine (which determination shall be conclusive) and notify the Administrative Agent that the LIBOR Rate will not adequately and fairly reflect the cost to the Required Lenders of funding LIBOR Rate Loans or Floating Rate Loans for such Interest Period; then the Administrative Agent shall forthwith give notice thereof to the Borrower. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, the obligation of the Lenders to make LIBOR Rate Loans or Floating Rate Loans and the right of the Borrower to convert any Revolving Credit Loan to or continue any Loan as a LIBOR Rate Loan shall be suspended, and the Borrower shall repay in full (or cause to be repaid in full) the then outstanding principal amount of each such LIBOR Rate Loan or Floating Rate Loan together with accrued interest thereon, on the last day of the then current Interest Period applicable to such Loan or convert the then outstanding principal amount of each such LIBOR Rate Loan to a Base Rate Loan as of the last day of such Interest Period.
          (b) Laws Affecting LIBOR Rate or Floating Rate Availability. If, after the date hereof, the introduction of, or any change in, any Applicable Law or any change in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any Lender (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the date hereof of any such Authority, central bank or comparable agency, shall make it unlawful or impossible for any of the Lenders (or any of their respective Lending Offices) to honor its obligations hereunder to make or maintain any LIBOR Rate Loan or Floating Rate Loan, such Lender shall promptly give notice thereof to the Administrative Agent and the Administrative Agent shall promptly give notice to the Borrower and the other Lenders. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, (i) the obligations of the Lenders to make LIBOR Rate Loans or Floating Rate Loans and the right of the Borrower to convert any Revolving Credit Loan or continue any Revolving Credit Loan as a LIBOR Rate Loan shall be suspended and thereafter the Borrower may select only Base Rate Loans hereunder, and (ii) if any of the Lenders may not lawfully continue to maintain a LIBOR Rate Loan or Floating Rate Loan to the end of the then current Interest Period applicable thereto, the applicable Loan shall immediately be converted to a Base Rate Loan or a Loan that bears interest at the Base Rate for the remainder of such Interest Period.
          (c) Increased Costs. If, after the date hereof, the introduction of, or any change in, any Applicable Law, or in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any of the Lenders (or any of their respective Lending Offices) with

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any request or directive (whether or not having the force of law) issued after the date hereof of such Authority, central bank or comparable agency:
     (i) shall subject any of the Lenders (or any of their respective Lending Offices) to any tax, duty or other charge with respect to any Revolving Credit Loan, Letter of Credit or Application or shall change the basis of taxation of payments to any of the Lenders (or any of their respective Lending Offices) of the principal of or interest on any Revolving Credit Loan, Letter of Credit or Application or any other amounts due under this Agreement in respect thereof (except for changes in the rate of tax on the overall net income of any of the Lenders or any of their respective Lending Offices imposed by the jurisdiction in which such Lender is organized or is or should be qualified to do business or such Lending Office is located); or
     (ii) shall impose, modify or deem applicable any reserve (including, without limitation, any imposed by the Board of Governors of the Federal Reserve System), special deposit, insurance or capital or similar requirement against assets of, deposits with or for the account of, or credit extended by any of the Lenders (or any of their respective Lending Offices) or shall impose on any of the Lenders (or any of their respective Lending Offices) or the foreign exchange and interbank markets any other condition affecting any Revolving Credit Loan; and the result of any of the foregoing is to increase the costs to any of the Lenders of maintaining any LIBOR Rate Loan or Floating Rate Loan or issuing or participating in Letters of Credit or to reduce the yield or amount of any sum received or receivable by any of the Lenders under this Agreement or under any other Loan Document in respect of a LIBOR Rate Loan or Floating Rate Loan or Letter of Credit or Application, then such Lender may promptly notify the Administrative Agent, and the Administrative Agent shall promptly notify the Borrower of such fact and demand compensation therefor and, within fifteen (15) days after such notice by the Administrative Agent, the Borrower shall pay to such Lender such additional amount or amounts as will compensate such Lender or Lenders for such increased cost or reduction. The Administrative Agent and the applicable Lender will promptly notify the Borrower of any event of which it has knowledge which will entitle such Lender to compensation pursuant to this Section 5.9(c); provided, that the Administrative Agent shall incur no liability whatsoever to the Lenders or the Borrower in the event it fails to do so. The amount of such compensation shall be determined, in the applicable Lender’s reasonable discretion, based upon the assumption that such Lender funded its Revolving Credit Commitment Percentage of the LIBOR Rate Loans or Floating Rate Loans in the London interbank market and using any reasonable attribution or averaging methods which such Lender deems appropriate and practical; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
          (d) Mitigation Obligations; Replacement of Lenders.
          (i) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, then such Lender shall use reasonable

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efforts to designate a different lending office for funding or booking its Loans hereunder or to assign its rights and obligations hereunder to another of its offices, branches or affiliates, if, in the judgment of such Lender, such designation or assignment (A) would eliminate or reduce amounts payable pursuant to this Section 5.9 or Section 5.12, as the case may be, in the future and (B) would not subject such Lender to any unreimbursed cost or expense and would not otherwise be disadvantageous to such Lender. The Borrower hereby agrees to pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment.
          (ii) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, or if any Lender defaults in its obligation to fund Loans hereunder, then the Borrower may, at its sole expense and effort, upon notice to such Lender and the Administrative Agent, require such Lender to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in Section 14.10), all its interests, rights and obligations under this Agreement to an Eligible Assignee that shall assume such obligations (which assignee may be another Lender, if a Lender accepts such assignment); provided that (A) the Borrower shall have received the prior written consent of the Administrative Agent (and, if a participation in a Letter of Credit is being assigned, the Issuing Lender that issued such Letter of Credit), which consent shall not unreasonably be withheld, (B) such Lender shall have received payment of an amount equal to the outstanding principal of its Revolving Credit Loans and participations in Letters of Credit, accrued interest thereon, accrued fees and all other amounts payable to it hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrower (in the case of all other amounts) and (C) in the case of any such assignment resulting from a claim for compensation under this Section 5.9, such assignment will result in a reduction in such compensation or payments. A Lender shall not be required to make any such assignment and delegation if, prior thereto, as a result of a waiver by such Lender or otherwise, the circumstances entitling the Borrower to require such assignment and delegation cease to apply.
SECTION 5.10. Indemnity. The Borrower hereby indemnifies each of the Lenders against any loss or expense which may arise or be attributable to each Lender’s obtaining, liquidating or employing deposits or other funds acquired to effect, fund or maintain any Loan (a) as a consequence of any failure by the Borrower to make any payment when due of any amount due hereunder in connection with a LIBOR Rate Loan or Floating Rate Loan, (b) due to any failure of the Borrower to borrow on a date specified therefor in a Notice of Revolving Credit Borrowing or Notice of Continuation/Conversion or (c) due to any payment, prepayment or conversion of any LIBOR Rate Loan or Floating Rate Loan on a date other than the last day of the Interest Period therefor. The amount of such loss, cost or expense to any Lender shall be deemed to equal an amount determined by such Lender to be the excess, if any, of (i) the amount of interest which would have accrued on the principal amount of such Loan had such event not occurred, at the LIBOR Rate that would have been applicable to such Loan, for the period from the date of such event to the last day of the then current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for the period that would have been the Interest Period for such Loan), over (ii) the amount of interest which would accrue on such principal amount for such period at the interest rate which such Lender would bid, were it to bid, at the commencement of such period, for deposits in the applicable currency of a comparable amount and period from other banks in the London interbank market; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such

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Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.11. Capital Requirements. If either (a) the introduction of, or any change in, or in the interpretation of, any Applicable Law or (b) compliance with any guideline or request issued after the date hereof from any central bank or comparable agency or other Governmental Authority (whether or not having the force of law), has or would have the effect of reducing the rate of return on the capital of, or has affected or would affect the amount of capital required to be maintained by, any Lender or any corporation controlling such Lender as a consequence of, or with reference to any Lender’s Revolving Credit Commitment and other commitments of this type, below the rate which the Lender or such other corporation could have achieved but for such introduction, change or compliance, then within five (5) Business Days after written demand by any such Lender, the Borrower shall pay to such Lender from time to time as specified by such Lender additional amounts sufficient to compensate such Lender or other corporation for such reduction; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.12. Taxes. (a) Payments Free and Clear. Any and all payments by the Borrower hereunder or under the Notes or the Letters of Credit shall be made free and clear of and without deduction for any and all present or future taxes, levies, imposts, deductions, charges or withholding, and all liabilities with respect thereto excluding, (i) in the case of each Lender and the Administrative Agent, income and franchise taxes imposed on (or measured by) its net income by the United States of America or by the jurisdiction under the laws of which such Lender or the Administrative Agent (as the case may be) is organized or its principal office is located or is or should be qualified to do business or any political subdivision thereof, or in the case of any Lender, in which its applicable Lending Office is located (provided, however, that no Lender shall be deemed to be located in any jurisdiction solely as a result of taking any action related to this Agreement or the Notes or Letters of Credit) and (ii) any branch profits tax imposed by the United States of America or any similar tax imposed by any other jurisdiction described in clause (i) above (all such non-excluded taxes, levies, imposts, deductions, charges, withholdings and liabilities being hereinafter referred to as “Taxes”). If the Borrower shall be required by law to deduct any Taxes from or in respect of any sum payable hereunder or under any Note or Letter of Credit to any Lender or the Administrative Agent, (A) the sum payable shall be increased as may be necessary so that after making all required deductions (including deductions applicable to additional sums payable under this Section 5.12) such Lender or the Administrative Agent (as the case may be) receives an amount equal to the amount such party would have received had no such deductions been made, (B) the Borrower shall make such deductions, (C) the Borrower shall pay the full amount deducted to the relevant taxing authority or other authority in accordance with applicable law, and (D) the Borrower shall deliver to the Administrative Agent evidence of such payment to the relevant taxing authority or other authority in the manner provided in Section 5.12(d). The Borrower shall not, however, be required to pay any amounts pursuant to clause (A) of the preceding sentence to any Foreign Lender or the Administrative Agent not organized under the laws of the United States of America or a state thereof (or the District of Columbia) if such Foreign Lender or the Administrative Agent fails to comply with the requirements of paragraph (e) of this Section 5.12 or Section 5.9(d), as the case may be.

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          (b) Stamp and Other Taxes. In addition, the Borrower shall pay any present or future stamp, registration, recordation or documentary taxes or any other similar fees or charges or excise or property taxes, levies of the United States or any state or political subdivision thereof or any applicable foreign jurisdiction which arise from any payment made hereunder or from the execution, delivery or registration of, or otherwise with respect to, this Agreement, the Loans, the Letters of Credit, the other Loan Documents (hereinafter referred to as “Other Taxes”).
          (c) Indemnity. The Borrower shall indemnify each Lender and the Administrative Agent for the full amount of Taxes and Other Taxes (including, without limitation, any Taxes and Other Taxes imposed by any jurisdiction on amounts payable under this Section 5.12) paid by such Lender or the Administrative Agent (as the case may be) and any liability (including penalties, interest and reasonable expenses) arising therefrom or with respect thereto, whether or not such Taxes or Other Taxes were correctly or legally asserted. A certificate as to the amount of such payment or liability prepared by a Lender or the Administrative Agent, absent manifest error, shall be conclusive, provided that if the Borrower reasonably believes that such Taxes or Other Taxes were not correctly or legally asserted, such Lender or the Administrative Agent (as the case may be) shall use reasonable efforts to cooperate with the Borrower, at the Borrower’s expense, to obtain a refund of such Taxes or Other Taxes. Such indemnification shall be made within thirty (30) days from the date such Lender or the Administrative Agent (as the case may be) makes written demand therefor. If a Lender or the Administrative Agent shall become aware that it is entitled to receive a refund in respect of Taxes or Other Taxes, it promptly shall notify the Borrower of the availability of such refund and shall, within sixty (60) days after receipt of a request by the Borrower pursue or timely claim such refund at the Borrower’s expense. If any Lender or the Administrative Agent receives a refund in respect of any Taxes or Other Taxes for which such Lender or the Administrative Agent has received payment from the Borrower hereunder, it promptly shall repay such refund (plus interest received, if any) to the Borrower (but only to the extent of indemnity payments made, or additional amounts paid, by the Borrower under this Section 5.12 with respect to Taxes or Other Taxes giving rise to such refund), provided that the Borrower, upon the request of such Lender or the Administrative Agent, agrees to return such refund (plus any penalties, interest or other charges required to be paid) to such Lender or the Administrative Agent in the event such Lender or the Administrative Agent is required to repay such refund to the relevant taxing authority.
          (d) Evidence of Payment. Within thirty (30) days after the date of any payment of Taxes or Other Taxes, the Borrower shall furnish to the Administrative Agent, at its address referred to in Section 14.1, the original or a certified copy of a receipt evidencing payment thereof or other evidence of payment satisfactory to the Administrative Agent.
          (e) Delivery of Tax Forms. Each Foreign Lender shall deliver to the Borrower, with a copy to the Administrative Agent, on the Closing Date or concurrently with the delivery of the relevant Assumption Agreement or Assignment and Acceptance, as applicable, (i) two United States Internal Revenue Service Forms W-8ECI or Forms W-8BEN, as applicable (or successor forms), properly completed and certifying in each case that such Foreign Lender is entitled to a complete exemption from withholding or deduction for or on account of any United States federal income taxes, and (ii) an Internal Revenue Service Form W-8 or W-9 or successor applicable form, as the case may be, to establish an exemption from United States backup withholding taxes. Each Foreign Lender further agrees to deliver to the Borrower, with a copy to the Administrative Agent, a Form W-8BEN or W-8ECI and Form W-8 or W-9, or successor applicable forms or manner of certification, as the case may be, on or before the date that any such form expires or becomes obsolete or after the occurrence of any event requiring a change in the most recent form previously delivered by it to the Borrower, certifying in the case of a Form W-8BEN or W-8ECI

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that such Foreign Lender is entitled to receive payments under this Agreement without deduction or withholding of any United States federal income taxes (unless in any such case an event (including without limitation any change in treaty, law or regulation) has occurred prior to the date on which any such delivery would otherwise be required which renders such forms inapplicable or the exemption to which such forms relate unavailable and such Foreign Lender notifies the Borrower and the Administrative Agent that it is not entitled to receive payments without deduction or withholding of United States federal income taxes) and, in the case of a Form W-8 or W-9, establishing an exemption from United States backup withholding tax.
          (f) Survival. Without prejudice to the survival of any other agreement of the Borrower hereunder, the agreements and obligations of the Borrower contained in this Section 5.12 shall survive the payment in full of the Obligations and the termination of the Revolving Credit Commitment.
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
SECTION 6.1. Closing. The closing shall take place at the offices of Shearman & Sterling LLP at 10:00 a.m. on May 16, 2005 or at such other location, on such other date and at such other time as the parties hereto shall mutually agree.
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit. The obligation of the Lenders to close this Agreement and to make the initial Revolving Credit Loans or issue the initial Letters of Credit is subject to the satisfaction or waiver of each of the following conditions:
     (a) Executed Loan Documents. This Agreement and the Revolving Credit Notes (to the extent requested as provided herein) shall have been duly authorized, executed and delivered to the Administrative Agent by the parties thereto, shall be in full force and effect and no default shall exist thereunder, and the Borrower shall have delivered original counterparts thereof to the Administrative Agent.
     (b) Closing Certificates; Etc.
     (i) Officers’ Certificate of the Borrower. The Administrative Agent shall have received a certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in this Agreement and the other Loan Documents are true, correct and complete in all material respects; that the Borrower is not in violation of any of the covenants contained in this Agreement and the other Loan Documents; that, after giving effect to the transactions contemplated by this Agreement, no Default or Event of Default has occurred and is continuing; and that each of the closing conditions has been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).
     (ii) General Certificate of each Credit Party. The Administrative Agent shall have received a certificate of the secretary, assistant secretary or general counsel of each Credit Party certifying as to the incumbency and genuineness of the signature of each officer of such Credit Party executing Loan Documents to which it is a party and certifying that attached thereto is a true, correct and complete copy of resolutions duly adopted by the Board of Directors of such Credit Party authorizing, in the case of the Borrower, the borrowings contemplated hereunder and, in the case of each Credit Party,

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the execution, delivery and performance of this Agreement and the other Loan Documents to which it is a party.
     (iii) Opinions of Counsel. The Administrative Agent shall have received favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, and Drinker Biddle & Reath LLP, New Jersey counsel to the Borrower, each addressed to the Administrative Agent and the Lenders with respect to the Credit Parties, the Loan Documents and such other matters as the Lenders shall reasonably request.
     (c) Consents; Defaults.
     (i) Governmental and Third Party Approvals. The Borrower shall have obtained all material approvals, authorizations and consents of any Person and of all Governmental Authorities and courts having jurisdiction with respect to the transactions contemplated by this Agreement and the other Loan Documents.
     (ii) No Event of Default. No Default or Event of Default shall have occurred and be continuing.
     (d) Financial Matters.
     (i) Financial Statements. The Administrative Agent shall have received the audited Consolidated financial statements of Jones Apparel Group and its Subsidiaries for the Fiscal Year ended on December 31, 2004 and the unaudited financial statements of Jones Apparel Group and its Subsidiaries for the fiscal quarter ended on April 2, 2005.
     (ii) Financial Condition Certificate. The Borrower shall have delivered to the Administrative Agent a certificate, in form and substance reasonably satisfactory to the Administrative Agent, and certified by a Responsible Officer, that the financial projections previously delivered to the Administrative Agent were prepared in good faith based upon assumptions believed to be reasonable at the time.
     (iii) Payment at Closing; Fee Letters. The Borrower shall have paid the fees set forth or referenced in Section 5.3(c) and any other accrued and unpaid fees or commissions due hereunder (including, without limitation, reasonable legal fees and expenses) to the Administrative Agent and Lenders, and to any other Person such amount as may be due thereto in connection with the transactions contemplated hereby, including all taxes, fees and other charges in connection with the execution, delivery, recording, filing and registration of any of the Loan Documents. The Administrative Agent shall have received duly authorized and executed copies of the fee letter agreement referred to in Section 5.3(c).
     (e) Miscellaneous.
     (i) Notice of Revolving Credit Borrowing. The Administrative Agent shall have received a Notice of Revolving Credit Borrowing from the Borrower in accordance with Section 2.2(a), and a Notice of Account Designation specifying the account or accounts to which the proceeds of any Revolving Credit Loans made after the Closing Date are to be disbursed.

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     (ii) Proceedings and Documents. All opinions, certificates and other instruments and all proceedings in connection with the transactions contemplated by this Agreement shall be satisfactory in form and substance to the Lenders.
     (iii) Investment Policy. The Borrower shall have delivered to the Administrative Agent a true and complete copy of the investment policy referenced in Section 11.4(b) in form and content reasonably acceptable to the Administrative Agent.
     (f) Refinancing. On the Closing Date hereunder, (i) all outstanding loans under the Prior Credit Agreement (“Existing Loans”) shall be replaced by Revolving Credit Loans hereunder and the Administrative Agent shall make such transfers of funds as are necessary in order that the outstanding balance of such Revolving Credit Loans, together with any Revolving Credit Loans funded on the Closing Date, reflect the Revolving Credit Commitment of the Lenders hereunder, (ii) all outstanding letters of credit issued pursuant to the Prior Credit Agreement shall be deemed Letters of Credit hereunder and each Lender shall purchase a participation therein pursuant to Section 3.4 in accordance with its Revolving Credit Commitment Percentage, (iii) there shall have been paid in cash in full all accrued but unpaid interest due on the Existing Loans up to but excluding the Closing Date, (iv) there shall have been paid in cash in full all accrued but unpaid fees due under the Prior Credit Agreement up to but excluding the Closing Date and all other amounts, costs and expenses then owing to any of the Prior Lenders and/or any Agent, as agent under the Prior Credit Agreement, in each case to the satisfaction of such Agent or Prior Lender, as the case may be, regardless of whether or not such amounts would otherwise be due and payable at such time pursuant to the terms of the Prior Credit Agreement, (v) all outstanding promissory notes issued by the Borrower to the Prior Lenders under the Prior Credit Agreement shall be deemed canceled and the originally executed copies thereof shall be canceled and promptly returned to the Administrative Agent who shall promptly forward such notes to the Borrower and (vi) the commitments and, except as expressly set forth in the Prior Credit Agreement, other obligations and rights of the Borrower and the Prior Lenders shall be terminated without any further action hereunder or thereunder.
SECTION 6.3. Conditions to Extensions of Credit. The obligations of the Lenders to make any Extensions of Credit (other than Competitive Bid Loans) are subject to the satisfaction of the following conditions precedent on the relevant borrowing or issue date, as applicable:
     (a) Continuation of Representations and Warranties. The representations and warranties contained in Article VII shall be true and correct on and as of such borrowing or issuance date with the same effect as if made on and as of such date; except for any representation and warranty made as of an earlier date, which representation and warranty shall remain true and correct as of such earlier date.
     (b) No Existing Default. No Default or Event of Default shall have occurred and be continuing hereunder (i) on the borrowing date with respect to such Revolving Credit Loan or after giving effect to the Revolving Credit Loans to be made on such date or (ii) on the issue, extension or renewal date with respect to such Letter of Credit or after giving effect to such Letter of Credit on such date.
SECTION 6.4. Conditions Precedent to Each Competitive Bid Borrowing. The obligation of each Lender that is to make a Competitive Bid Loan on the occasion of a Competitive Bid Borrowing to make such Competitive Bid Loan as part of such Competitive Bid Borrowing is

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subject to the conditions precedent that (i) the Agent shall have received the written confirmatory Notice of Competitive Bid Borrowing with respect thereto, (ii) on or before the date of such Competitive Bid Borrowing, but prior to such Competitive Bid Borrowing, the Agent shall have received a Competitive Bid Note payable to the order of such Lender for each of the one or more Competitive Bid Loans to be made by such Lender as part of such Competitive Bid Borrowing, in a principal amount equal to the principal amount of the Competitive Bid Loan to be evidenced thereby and otherwise on such terms as were agreed to for such Competitive Bid Loan in accordance with Section 4.1, and (iii) on the date of such Competitive Bid Borrowing:
     (a) Continuation of Representations and Warranties. The representations and warranties contained in Article VII shall be true and correct on and as of such borrowing with the same effect as if made on and as of such date; except for any representation and warranty made as of an earlier date, which representation and warranty shall remain true and correct as of such earlier date.
     (b) No Existing Default. No Default or Event of Default shall have occurred and be continuing hereunder on the borrowing date with respect to such Competitive Bid Loan or after giving effect to the Competitive Bid Loans to be made on such date.
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
SECTION 7.1. Representations and Warranties. To induce the Administrative Agent and Lenders to enter into this Agreement and to induce the Lenders to make Extensions of Credit, the Credit Parties hereby represent and warrant to the Administrative Agent and Lenders that:
     (a) Organization; Power; Qualification. Each of the Credit Parties and their Subsidiaries is duly organized, validly existing and in good standing under the laws of the jurisdiction of its incorporation or formation, has the power and authority to own its properties and to carry on its business as now being and hereafter proposed to be conducted and is duly qualified and authorized to do business in each jurisdiction in which the character of its properties or the nature of its business requires such qualification and authorization, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (b) Ownership. Each Subsidiary of each of the Credit Parties as of the Closing Date is listed on Schedule 7.1(b). As of the Closing Date, the capitalization of the Credit Parties and their Subsidiaries consists of the number of shares, authorized, issued and outstanding, of such classes and series, with or without par value, described on Schedule 7.1(b). As of the Closing Date, all outstanding shares have been duly authorized and validly issued and are fully paid and nonassessable. The shareholders of the Subsidiaries of the Credit Parties and the number of shares owned by each as of the Closing Date are described on Schedule 7.1(b). As of the Closing Date, there are no outstanding stock purchase warrants, subscriptions, options, securities, instruments or other rights of any type or nature whatsoever, which are convertible into, exchangeable for or otherwise provide for or permit the issuance of capital stock of the Credit Parties or their Subsidiaries, except as described on Schedule 7.1(b).
     (c) Authorization of Agreement, Loan Documents and Borrowing. Each of the Credit Parties and, if applicable, their Subsidiaries has the right, power and authority and has taken all necessary corporate and other action to authorize the execution, delivery and performance of each of the Loan Documents to which it is a party in accordance with

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their respective terms. Each of the Loan Documents have been duly executed and delivered by the duly authorized officers of the Credit Parties and each of their Subsidiaries party thereto, as applicable, and each such document constitutes the legal, valid and binding obligation of the Credit Parties and, if applicable, each of their Subsidiaries party thereto, enforceable in accordance with its terms, except as such enforcement may be limited by bankruptcy, insolvency, reorganization, moratorium or similar state or federal debtor relief laws from time to time in effect which affect the enforcement of creditors’ rights in general and the availability of equitable remedies.
     (d) Compliance of Agreement, Loan Documents and Borrowing with Laws, Etc. The execution, delivery and performance by the Credit Parties and their Subsidiaries of the Loan Documents to which each such Person is a party, in accordance with their respective terms, the borrowings hereunder and the transactions contemplated hereby do not and will not, by the passage of time, the giving of notice or otherwise, (i) require any of the Credit Parties or any of their Subsidiaries to obtain any Governmental Approval not otherwise already obtained or violate any Applicable Law relating to the Credit Parties or any of their Subsidiaries, (ii) conflict with, result in a breach of or constitute a default under the articles of incorporation, bylaws or other organizational documents of the Credit Parties or any of their Subsidiaries or any indenture or other material agreement or instrument to which such Person is a party or by which any of its properties may be bound or any Governmental Approval relating to such Person except as could not reasonably be expected to have a Material Adverse Effect, or (iii) result in or require the creation or imposition of any material Lien upon or with respect to any property now owned or hereafter acquired by such Person.
     (e) Compliance with Law; Governmental Approvals. Other than with respect to environmental matters, which are treated exclusively in Section 7.1(h) hereof, each of the Credit Parties and their Subsidiaries (i) has all Governmental Approvals required by any Applicable Law for it to conduct its business, each of which is in full force and effect, is final and not subject to review on appeal and is not the subject of any pending or, to the best of its knowledge, threatened attack by direct or collateral proceeding, and (ii) is in compliance with each Governmental Approval applicable to it and in compliance with all other Applicable Laws relating to it or any of its respective properties; in each case, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (f) Tax Returns and Payments. Each of the Credit Parties and their Subsidiaries has timely filed or caused to be timely filed all federal and state, local and other tax returns required by Applicable Law to be filed, and has paid, or made adequate provision for the payment of, all federal and state, local and other taxes, assessments and governmental charges or levies upon it and its property, income, profits and assets which are due and payable, except (a) taxes that are being contested in good faith by appropriate proceedings and for which such Credit Party or Subsidiary, as applicable, has set aside on its books adequate reserves to the extent required by GAAP or (b) to the extent the failure to do so could not reasonably be expected to have a Material Adverse Effect. No Governmental Authority has asserted any material Lien or other claim against the Credit Parties or any Subsidiary thereof with respect to unpaid taxes (except for taxes not yet due) which has not been discharged or resolved.
     (g) Intellectual Property Matters. Each of the Credit Parties and its Subsidiaries owns or possesses rights to use all franchises, licenses, copyrights, copyright

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applications, patents, patent rights or licenses, patent applications, trademarks, trademark rights, trade names, trade name rights, copyrights and rights with respect to the foregoing which are required to conduct its business except where the failure to do so could not reasonably be expected to have a Material Adverse Effect. No event has occurred which, to the knowledge of the Credit Parties, permits, or after notice or lapse of time or both would permit, the revocation or termination of any such rights, and, to the knowledge of the Credit Parties, neither the Credit Parties nor any Subsidiary thereof is liable to any Person for infringement under Applicable Law with respect to any such rights as a result of its business operations, except as could not reasonably be expected to have a Material Adverse Effect.
     (h) Environmental Matters. Except as could not reasonably be expected to have a Material Adverse Effect:
     (i) The properties of the Credit Parties and their Subsidiaries do not contain, and to their knowledge have not previously contained, any Hazardous Materials in amounts or concentrations which (A) constitute or constituted a violation of applicable Environmental Laws or (B) could give rise to liability under applicable Environmental Laws;
     (ii) The properties of the Credit Parties and their Subsidiaries and all operations conducted in connection therewith are in compliance, and have been in compliance, with all applicable Environmental Laws, and there are no Hazardous Materials at, under or about such properties or such operations in amounts or concentrations which could reasonably be expected to interfere with the continued operation of such properties;
     (iii) Neither any of the Credit Parties nor any Subsidiary thereof has received any notice of violation, alleged violation, non-compliance, liability or potential liability regarding environmental matters or compliance with Environmental Laws, nor does any of the Credit Parties or any Subsidiary thereof have knowledge or reason to believe that any such notice will be received or is being threatened;
     (iv) To the knowledge of the Credit Parties, Hazardous Materials have not been transported or disposed of from the properties of the Credit Parties or any of their Subsidiaries in violation of, or in a manner or to a location which could reasonably be expected to give rise to liability under, Environmental Laws, nor, to the knowledge of the Credit Parties, have any Hazardous Materials been generated, treated, stored or disposed of at, on or under any of such properties in violation of, or in a manner which could reasonably be expected to give rise to liability under, any Environmental Laws;
     (v) No judicial proceedings or governmental or administrative action is pending, or, to the knowledge of the Credit Parties, threatened, under any Environmental Law to which any of the Credit Parties or any Subsidiary thereof will be named as a party, nor are there any consent decrees or other decrees, consent orders, administrative orders or other orders, or other administrative or judicial requirements outstanding under any Environmental Law with respect to the properties or operations of the Credit Parties and their Subsidiaries; and

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     (vi) To the knowledge of the Credit Parties, there has been no release, or to the best of the Credit Parties’ knowledge, the threat of release, of Hazardous Materials at or from the properties of the Credit Parties or any of their Subsidiaries, in violation of or in amounts or in a manner that could reasonably be expected to give rise to liability under Environmental Laws.
(i) ERISA.
     (i) Each of the Credit Parties and each ERISA Affiliate is in compliance with all applicable provisions of ERISA and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans except where any such non-compliance could not reasonably be expected to have a Material Adverse Effect. Except for any failure that would not reasonably be expected to have a Material Adverse Effect, each Employee Benefit Plan that is intended to be qualified under Section 401(a) of the Code has been determined by the Internal Revenue Service to be so qualified, and each trust related to such plan has been determined to be exempt under Section 501(a) of the Code. No liability that could reasonably be expected to result in a Material Adverse Effect has been incurred by the Credit Parties or any ERISA Affiliate which remains unsatisfied for any taxes or penalties with respect to any Employee Benefit Plan or any Multiemployer Plan;
     (ii) No accumulated funding deficiency (as defined in Section 412 of the Code) has been incurred (without regard to any waiver granted under Section 412 of the Code), nor has any funding waiver from the Internal Revenue Service been received or requested with respect to any Pension Plan;
     (iii) Neither the Credit Parties nor any ERISA Affiliate has: (A) engaged in a nonexempt prohibited transaction described in Section 406 of ERISA or Section 4975 of the Code, (B) incurred any liability to the PBGC which remains outstanding other than the payment of premiums and there are no premium payments which are due and unpaid, (C) failed to make a required contribution or payment to a Multiemployer Plan, or (D) failed to make a required installment or other required payment under Section 412 of the Code except where any of the foregoing individually or in the aggregate could not reasonably be expected to have a Material Adverse Effect;
     (iv) No Termination Event that could reasonably be expected to result in a Material Adverse Effect has occurred or is reasonably expected to occur; and
     (v) No proceeding, claim, lawsuit and/or investigation is existing or, to the knowledge of the Credit Parties, threatened concerning or involving any Employee Benefit Plan that could reasonably be expected to result in a Material Adverse Effect.
     (j) Margin Stock. Neither the Credit Parties nor any Subsidiary thereof is engaged principally or as one of its activities in the business of extending credit for the purpose of “purchasing” or “carrying” any “margin stock” (as each such term is defined or used in Regulation U of the Board of Governors of the Federal Reserve System). No part of the proceeds of any of the Loans or Letters of Credit will be used for purchasing or carrying margin stock, unless the Credit Parties shall have given the Administrative Agent and Lenders prior notice of such event and such other information as is reasonably necessary to permit the Administrative Agent and Lenders to comply, in a timely fashion, with all reporting obligations required by Applicable Law, or for any purpose which

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violates, or which would be inconsistent with, the provisions of Regulation T, U or X of such Board of Governors.
     (k) Government Regulation. Neither the Credit Parties nor any Subsidiary thereof is an “investment company” or a company “controlled” by an “investment company” (as each such term is defined or used in the Investment Company Act of 1940, as amended) and neither the Credit Parties nor any Subsidiary thereof is, or after giving effect to any Extension of Credit will be, subject to regulation under the Public Utility Holding Company Act of 1935 or the Interstate Commerce Act, each as amended.
     (l) Burdensome Provisions. Neither the Credit Parties nor any Subsidiary thereof is a party to any indenture, agreement, lease or other instrument, or subject to any corporate or partnership restriction, Governmental Approval or Applicable Law which is so unusual or burdensome as in the foreseeable future could be reasonably expected to have a Material Adverse Effect. The Credit Parties and their Subsidiaries do not presently anticipate that future expenditures needed to meet the provisions of any statutes, orders, rules or regulations of a Governmental Authority will be so burdensome as to have a Material Adverse Effect.
     (m) Financial Statements. The (i) Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of December 31, 2004, and the related statements of income, stockholders’ equity and cash flows for the Fiscal Year then ended and (ii) unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of April 2, 2005, and related unaudited interim statements of income, stockholders’ equity and cash flows, copies of which have been furnished to the Administrative Agent and each Lender, are complete in all material respects and fairly present in all material respects the assets, liabilities and financial position of Jones Apparel Group and its Subsidiaries as at such dates, and the results of the operations and changes of financial position for the periods then ended, subject to normal year end adjustments. All such financial statements, including the related notes thereto, have been prepared in accordance with GAAP.
     (n) No Material Adverse Change. Since the later to occur of (i) December 31, 2004 or (ii) the date of the most recently delivered audited financial statements of Jones Apparel Group and its Subsidiaries, there has been no Material Adverse Effect.
     (o) Liens. None of the properties and assets of the Credit Parties or any Subsidiary thereof is subject to any Lien, except Liens permitted pursuant to Section 11.3.
     (p) Debt and Guaranty Obligations. Schedule 7.1(p) is a complete and correct listing of all Debt and Guaranty Obligations of the Credit Parties and their Subsidiaries as of the Closing Date in excess of $5,000,000.
     (q) Litigation. Except for matters existing on the Closing Date and set forth on Schedule 7.1(q), there are no actions, suits or proceedings pending nor, to the knowledge of the Credit Parties, threatened against or affecting the Credit Parties or any Subsidiary thereof or any of their respective properties in any court or before any arbitrator of any kind or before or by any Governmental Authority, which could reasonably be expected to have a Material Adverse Effect or which relate to the enforceability of any Loan Documents.

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     (r) Absence of Defaults. To the knowledge of the Credit Parties, no event has occurred and is continuing which constitutes a Default or an Event of Default.
     (s) Accuracy and Completeness of Information. The Credit Parties have disclosed to the Lenders all agreements, instruments and corporate or other restrictions to which they or any of their Subsidiaries are subject, and all other matters known to them, that, individually or in the aggregate, could reasonably be expected to have a Material Adverse Effect. The written information, taken as a whole, furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender in connection with the negotiation of this Agreement or delivered hereunder (as modified or supplemented by other information so furnished) does not contain any material misstatement of fact or omit to state any material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that, with respect to projected financial information, the Credit Parties represent only that such information was prepared in good faith based upon assumptions believed to be reasonable at the time.
SECTION 7.2. Survival of Representations and Warranties, Etc. All representations and warranties set forth in this Article VII and all representations and warranties contained in any certificate delivered in connection with this Agreement, or any of the Loan Documents (including but not limited to any such representation or warranty made in or in connection with any amendment thereto) shall constitute representations and warranties made under this Agreement. All representations and warranties made under this Agreement shall be made or deemed to be made at and as of the Closing Date, shall survive the Closing Date and shall not be waived by the execution and delivery of this Agreement, any investigation made by or on behalf of the Lenders or any borrowing hereunder.
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
          Until all the Obligations (other than Obligations under Hedging Agreements) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will furnish or cause to be furnished to the Administrative Agent (which the Administrative Agent will promptly furnish to the Lenders at their respective addresses as set forth on Schedule 1.1(a), or such other office as may be designated to the Administrative Agent from time to time):

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SECTION 8.1. Financial Statements and Projections. (a) Quarterly Financial Statements. As soon as practicable and in any event within forty-five (45) days after the end of the first three fiscal quarters of each Fiscal Year, an unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such fiscal quarter and unaudited Consolidated statements of income, stockholders’ equity and cash flows for the fiscal quarter then ended and that portion of the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the preceding Fiscal Year and prepared by Jones Apparel Group in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operations of any change in the application of accounting principles and practices during the period, and certified by a Responsible Officer to present fairly in all material respects the financial condition of Jones Apparel Group and its Subsidiaries as of their respective dates and the results of operations of Jones Apparel Group and its Subsidiaries for the respective periods then ended, subject to normal year end adjustments.
          (b) Annual Financial Statements. As soon as practicable and in any event within ninety (90) days after the end of each Fiscal Year, an audited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such Fiscal Year and audited Consolidated statements of income, stockholders’ equity and cash flows for the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the preceding Fiscal Year and prepared by a nationally recognized independent certified public accounting firm in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operation of any change in the application of accounting principles and practices during the year, and accompanied by a report thereon by such certified public accountants that is not qualified with respect to scope limitations imposed by Jones Apparel Group or any of its Subsidiaries or with respect to accounting principles followed by Jones Apparel Group or any of its Subsidiaries not in accordance with GAAP.
SECTION 8.2. Officer’s Compliance Certificate. At each time financial statements are delivered pursuant to Section 8.1(a) or (b) a certificate of a Responsible Officer in the form of Exhibit F attached hereto (an “Officer’s Compliance Certificate”).
SECTION 8.3. Accountants’ Certificate. At each time financial statements are delivered pursuant to Section 8.1(b), a certificate of the independent public accountants certifying such financial statements addressed to the Administrative Agent for the benefit of the Lenders:
     (a) stating that in making the examination necessary for the certification of such financial statements, they obtained no knowledge of any Default or Event of Default or, if such is not the case, specifying such Default or Event of Default and its nature and period of existence; and
     (b) including the calculations prepared by such accountants required to establish whether or not the Credit Parties and their Subsidiaries are in compliance with the financial covenants set forth in Article X hereof as at the end of each respective period.
SECTION 8.4. Other Reports. (a) Promptly but in any event within ten (10) Business Days after the filing thereof, a copy of (i) each report or other filing made by the Credit Parties or any or their Subsidiaries with the Securities and Exchange Commission and required by the Securities and Exchange Commission to be delivered to the shareholders of the Credit Parties or any or their

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Subsidiaries, (ii) each report made by the Credit Parties or any of their Subsidiaries to the Securities and Exchange Commission on Form 8-K and (iii) each final registration statement of the Credit Parties or any of their Subsidiaries filed with the Securities and Exchange Commission, except in connection with pension plans and other employee benefit plans; and
          (b) Such other information regarding the operations, business affairs and financial condition of the Credit Parties or any of their Subsidiaries as the Administrative Agent or any Lender may reasonably request.
SECTION 8.5. Notice of Litigation and Other Matters. Prompt (but in no event later than ten (10) Business Days after a principal officer of the Credit Parties obtains knowledge thereof) telephonic (confirmed in writing) or written notice of:
     (a) the commencement of all proceedings and investigations by or before any Governmental Authority and all actions and proceedings in any court or before any arbitrator against or involving the Credit Parties or any Subsidiary thereof or any of their respective properties, assets or businesses which in the reasonable judgment of the Credit Parties could reasonably be expected to have a Material Adverse Effect;
     (b) any notice of any violation received by the Credit Parties or any Subsidiary thereof from any Governmental Authority including, without limitation, any notice of violation of Environmental Laws, which in the reasonable judgment of the Credit Parties in any such case could reasonably be expected to have a Material Adverse Effect;
     (c) any Default or Event of Default; and
     (d) (i) any unfavorable determination letter from the Internal Revenue Service regarding the qualification of an Employee Benefit Plan under Section 401(a) of the Code (along with a copy thereof) which could reasonably be expected to have a Material Adverse Effect, (ii) all notices received by the Credit Parties or any ERISA Affiliate of the PBGC’s intent to terminate any Pension Plan or to have a trustee appointed to administer any Pension Plan, (iii) all notices received by the Credit Parties or any ERISA Affiliate from a Multiemployer Plan sponsor concerning the imposition or amount of withdrawal liability pursuant to Section 4202 of ERISA which could reasonably have a Material Adverse Effect and (iv) the Credit Parties obtaining knowledge or reason to know that the Credit Parties or any ERISA Affiliate has filed or intends to file a notice of intent to terminate any Pension Plan under a distress termination within the meaning of Section 4041(c) of ERISA.
SECTION 8.6. Accuracy of Information. All written information, reports, statements and other papers and data furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender (other than financial forecasts) whether pursuant to this Article VIII or any other provision of this Agreement, shall be, at the time the same is so furnished, true and complete in all material respects.
ARTICLE IX AFFIRMATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner provided for in Section 14.11, the Credit Parties will, and will cause each of their Subsidiaries to:

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SECTION 9.1. Preservation of Corporate Existence and Related Matters. Except as permitted by Section 11.5, preserve and maintain its separate corporate existence and all rights, franchises, licenses and privileges necessary to the conduct of its business, and qualify and remain qualified as a foreign corporation and authorized to do business in each jurisdiction where the nature and scope of its activities require it to so qualify under Applicable Law in which the failure to so qualify would have a Material Adverse Effect.
SECTION 9.2. Maintenance of Property. Protect and preserve all properties useful in and material to its business, including copyrights, patents, trade names and trademarks; maintain in good working order and condition all buildings, equipment and other tangible real and personal property material to the conduct of its business, ordinary wear and tear excepted; and from time to time make or cause to be made all renewals, replacements and additions to such property necessary for the conduct of its business, so that the business carried on in connection therewith may be properly and advantageously conducted at all times.
SECTION 9.3. Insurance. Maintain insurance with financially sound and reputable insurance companies against such risks and in such amounts as are customarily maintained by similar businesses and as may be required by Applicable Law including, without limitation, hazard and business interruption coverage.
SECTION 9.4. Accounting Methods and Financial Records. Maintain a system of accounting, and keep such books, records and accounts (which shall be true and complete in all material respects) as may be required or as may be necessary to permit the preparation of financial statements in accordance with GAAP and in compliance with the regulations of any Governmental Authority having jurisdiction over it or any of its properties.
SECTION 9.5. Payment and Performance of Obligations. Pay and perform all Obligations under this Agreement and the other Loan Documents, and pay (a) all material taxes, assessments and other governmental charges that may be levied or assessed upon it or any of its property, and (b) subject to the thresholds and other limitations set forth in Section 12.1(f) or Section 12.1(g), all other material indebtedness, obligations and liabilities in accordance with customary trade practices; provided, that the Credit Parties or such Subsidiary may contest any item described in clause (a) or (b) of this Section 9.5 in good faith so long as adequate reserves are maintained with respect thereto to the extent required by GAAP. It is expected that all payments in respect of the Obligations, the Existing Debt Securities and the Additional Debt Securities will be made by the Borrower.
SECTION 9.6. Compliance With Laws and Approvals. Observe and remain in compliance with all Applicable Laws and maintain in full force and effect all Governmental Approvals, in each case applicable to the conduct of its business except where the failure to observe or comply could not reasonably be expected to have a Material Adverse Effect.
SECTION 9.7. Environmental Laws. In addition to and without limiting the generality of Section 9.6, (a) comply with, and use best efforts to ensure such compliance by all tenants and subtenants, with all applicable Environmental Laws and obtain and comply with and maintain, and use its best efforts to ensure that all tenants and subtenants obtain and comply with and maintain, any and all licenses, approvals, notifications, registrations or permits required by applicable Environmental Laws except where the failure to comply could not reasonably have a Material Adverse Effect, (b) conduct and complete all investigations, studies, sampling and testing, and all remedial, removal and other actions required under Environmental Laws, and promptly comply with all lawful orders and directives of any Governmental Authority regarding

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Environmental Laws except (i) where the failure to do so could not reasonably be expected to have a Material Adverse Effect or (ii) to the extent the Credit Parties or any of their Subsidiaries are contesting, in good faith, any such requirement, order or directive before the appropriate Governmental Authority so long as adequate reserves are maintained with respect thereto to the extent required by GAAP, and (c) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, agents, officers and directors, from and against any claims, demands, penalties, fines, liabilities, settlements, damages, costs and expenses of whatever kind or nature known or unknown, contingent or otherwise, arising out of, or in any way relating to the violation of, noncompliance with or liability under any Environmental Laws applicable to the operations of the Credit Parties or such Subsidiaries, or any orders, requirements or demands of Governmental Authorities related thereto, including, without limitation, reasonable attorney’s and consultant’s fees, investigation and laboratory fees, response costs, court costs and litigation expenses, except to the extent that any of the foregoing directly result from the gross negligence or willful misconduct of the party seeking indemnification therefor.
SECTION 9.8. Compliance with ERISA. In addition to and without limiting the generality of Section 9.6, (a) comply with all applicable provisions of ERISA and the Code and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans, except where the failure to comply could not reasonably be expected to have a Material Adverse Effect, (b) not take any action or fail to take action the result of which would result in a liability to the PBGC or to a Multiemployer Plan in an amount that could reasonably be expected to have a Material Adverse Effect, and (c) furnish to the Administrative Agent upon the Administrative Agent’s request such additional information about any Employee Benefit Plan concerning compliance with this covenant as may be reasonably requested by the Administrative Agent.
SECTION 9.9. Conduct of Business. Engage only in businesses in substantially the same fields as the businesses conducted on the Closing Date (including, without limitation, the apparel, footwear, handbags, accessories, jewelry, denim and cosmetics or other women’s accoutrements industries generally) and in lines of business reasonably related thereto (collectively, “Permitted Lines of Business”), or as otherwise permitted pursuant to the terms of this Agreement.
SECTION 9.10. Visits and Inspections. Permit representatives of the Administrative Agent or any Lender, from time to time upon reasonable prior notice to visit and inspect its properties; inspect and make extracts from its books, records and files, including, but not limited to, management letters prepared by independent accountants; and discuss with its principal officers, and its independent accountants, its business, assets, liabilities, financial condition, results of operations and business prospects.
SECTION 9.11. Use of Proceeds. The Credit Parties shall use the proceeds of the Loans and the Letters of Credit to (a) refinance certain existing Debt, (b) for working capital and general corporate purposes of the Credit Parties and their Subsidiaries, including acquisitions and stock repurchases, and (c) the payment of certain fees and expenses incurred in connection with the transactions contemplated hereby or thereby.
ARTICLE X FINANCIAL COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties and their Subsidiaries on a Consolidated basis will not:

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SECTION 10.1. Interest Coverage Ratio. As of the end of any fiscal quarter, permit the ratio (the “Interest Coverage Ratio”) of (a) EBITDAR for the period of four (4) consecutive fiscal quarters ending on or immediately prior to such date to (b) the sum of (i) Interest Expense paid or payable in cash and (ii) Rental Expense, both for the period of four (4) consecutive fiscal quarters ending on or immediately prior to such date, to be less than 2.75 to 1.0.
SECTION 10.2. Minimum Net Worth. As of the end of any fiscal quarter, permit Consolidated Net Worth to be less than $1,750,000,000.
ARTICLE XI NEGATIVE COVENANTS
          Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment has expired or been terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will not and will not permit any of their Subsidiaries to:
SECTION 11.1. Limitations on Debt and Guaranty Obligations. Create, incur, assume or suffer to exist any Debt, including Guaranty Obligations, except:
     (a) the Obligations of the Credit Parties;
     (b) the Five-Year Credit Agreement Obligations;
     (c) Debt existing on the Closing Date (other than the Five-Year Credit Agreement Obligations), including the Debt as set forth on Schedule 7.1(p);
     (d) Debt in the form of additional credit facilities of the Credit Parties or their Subsidiaries for borrowings denominated in currencies other than Dollars; provided that the equivalent Dollar Amount of the aggregate commitment thereunder does not exceed $50,000,000 on any date of determination;
     (e) Debt of the Credit Parties and their Subsidiaries, not otherwise permitted under this Section 11.1, incurred in connection with (i) Capitalized Leases, (ii) purchase money Debt, (iii) Debt of a Subsidiary incurred and outstanding on or prior to the date on which such Subsidiary was acquired by any Credit Party or otherwise became a Subsidiary of such Credit Party, or Debt assumed by a Credit Party or a Subsidiary thereof in connection with an asset acquisition which Debt was outstanding prior to the date of such asset acquisition (in each case, other than Debt incurred as consideration in, or to provide all or any portion of the funds or credit support utilized to consummate, the transaction or series of transactions pursuant to which such Subsidiary became a Subsidiary of such Credit Party or was otherwise acquired by such Credit Party or pursuant to which such assets were acquired) and (iv) any other unsecured Debt of the Subsidiaries of the Credit Parties in an aggregate outstanding amount (excluding any attributable Debt from the sale leaseback transaction involving the Credit Parties’ distribution warehouse at South Hill, Virginia) not to exceed fifteen percent (15%) of Consolidated Net Worth of the Credit Parties and their Subsidiaries on any date of determination;
     (f) additional Debt of the Credit Parties, not otherwise permitted under this Section 11.1, arising under or in connection with public or privately placed notes, debentures, bonds, or debt securities or related indentures or other agreements (the

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Additional Debt Securities”) (including in connection with the issuance of exchange securities in connection with any exchange offer registered under the Securities Act of 1933, as amended, following a private placement of Additional Debt Securities) so long as no Default or Event of Default exists on the date any such Additional Debt Security is created or arises as a result of any borrowing thereunder;
     (g) other Debt of the Credit Parties, not otherwise permitted under this Section 11.1, in an aggregate outstanding amount not to exceed $300,000,000 on any date of determination;
     (h) Debt of the Credit Parties to any Subsidiary or any other Credit Party and of any Subsidiary to the Credit Parties or any other Subsidiary;
     (i) Debt incurred in respect of the extension, renewal, refinancing, replacement or refunding (collectively, the “refinancing”) of Debt incurred pursuant to clause (a), (b), (c) or (e); provided, that (i) such Debt is an aggregate principal amount (or if incurred with original issue discount, an aggregate issue price) not in excess of the sum of (x) the aggregate principal amount (or if incurred with original issue discount, the aggregate accreted value) then outstanding of the Debt being refinanced and (y) an amount necessary to pay any fees and expenses, including premiums and defeasance costs, related to such refinancing, (ii) the average life of such Debt is equal to or greater than the average life of the Debt being refinanced, (iii) the stated maturity of such Debt is no earlier than the stated maturity of the Debt being refinanced; and (iv) the new Debt shall not be senior in right of payment to the Debt that is being refinanced; provided, that none of the Debt permitted to be incurred by this Section shall expressly restrict, limit or otherwise encumber (unless such restriction, limitation or other encumbrance is a Permitted Encumbrance (as defined below)), the ability of any Subsidiary of the Credit Parties to make any payment to the Credit Parties or any of their Subsidiaries (in the form of dividends, intercompany advances or otherwise) for the purpose of enabling the Credit Parties to pay the Obligations. For purposes of this Section 11.1, with regard to any Debt, a “Permitted Encumbrance” shall mean any restriction, limitation or other encumbrance that applies solely if a default or event of default (other than a default resulting solely from the breach of a representation or warranty) occurs and is continuing under such Debt; provided further that, with respect to any default or event of default (other than a payment default, including as a result of acceleration, or a bankruptcy event with respect to the obligor of such Debt), such encumbrance or restriction may not prohibit dividends to the Credit Parties or any Subsidiary thereof to pay the Obligations for more than one hundred eighty (180) days in any consecutive three hundred sixty (360) day period; and
     (j) Debt incurred in connection with the Permitted Investment Policy as in effect on the date hereof.
SECTION 11.2. [Reserved].

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SECTION 11.3. Limitations on Liens. Create, incur, assume or suffer to exist, any Lien on or with respect to any of its assets or properties (including without limitation shares of capital stock or other ownership interests), real or personal, whether now owned or hereafter acquired, except:
     (a) Liens for taxes, assessments and other governmental charges or levies (excluding any Lien imposed pursuant to any of the provisions of ERISA or Environmental Laws) not yet due or as to which the period of grace, if any, related thereto has not expired or which are being contested in good faith and by appropriate proceedings if adequate reserves are maintained to the extent required by GAAP;
     (b) the claims of materialmen, mechanics, carriers, warehousemen, processors or landlords for labor, materials, supplies or rentals incurred in the ordinary course of business, (i) which are not overdue for a period of more than thirty (30) days or (ii) which are being contested in good faith and by appropriate proceedings;
     (c) Liens consisting of deposits or pledges made in the ordinary course of business in connection with, or to secure payment of, obligations under workers’ compensation, unemployment insurance or similar legislation or obligations under customer service contracts;
     (d) Liens constituting encumbrances in the nature of zoning restrictions, easements and rights or restrictions of record on the use of real property, which do not, in any case, materially detract from the value of such property or materially impair the use thereof in the ordinary conduct of business;
     (e) Liens of the Administrative Agent for the benefit of the Administrative Agent and the Lenders;
     (f) Liens incurred in the ordinary course of business securing Debt of the Credit Parties permitted under Section 11.1 not to exceed $75,000,000 in the aggregate outstanding in addition to Liens existing on the Closing Date;
     (g) Liens existing on any property or asset prior to the acquisition thereof by the Credit Parties or any Subsidiary or existing on any property or asset of any Person that becomes a Subsidiary or is merged with or into the Credit Parties or any Subsidiary after the date hereof prior to the time such Person becomes a Subsidiary or is so merged;
     (h) Liens in existence on the Closing Date and described on Schedule 11.3;
     (i) Liens securing Debt incurred in connection with Capitalized Leases and purchase money Debt permitted under Section 11.1(e); provided that (i) such Liens shall be created substantially simultaneously with the acquisition of the related asset, (ii) such Liens do not at any time encumber any property other than the property financed by such Debt, (iii) the amount of Debt secured thereby is not increased and (iv) the principal amount of Debt secured by any such Lien shall at no time exceed one hundred percent (100%) of the original purchase price of such property at the time it was acquired;
     (j) Liens incurred to secure appeal bonds and judgment and attachment Liens in respect of judgments or orders that do not constitute an Event of Default under Section 12.1(m);

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     (k) Liens arising solely by virtue of any statutory or common law provision relating to banker’s liens, rights of setoff or similar rights and remedies, in each case as to deposit accounts or other funds maintained with a creditor depository institution;
     (l) deposits to secure the performance of bids, trade contracts, leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature, in each case in the ordinary course of business;
     (m) Liens arising in the ordinary course of business that do not secure monetary obligations;
     (n) Liens arising by the terms of letters of credit entered into in the ordinary course of business to secure reimbursement obligations thereunder;
     (o) Liens securing Debt or other obligations between the Credit Parties and a Subsidiary or between Subsidiaries or Credit Parties;
     (p) Liens granted to any bank or other institution securing the payments to be made to such bank or other institution by the Credit Parties or a Subsidiary of the Credit Parties pursuant to any Hedging Agreement; provided that, such agreements are entered into in, or are incidental to, the ordinary course of business;
     (q) The refinancing of any Lien referred to in clause (g), (h), (i) or (p) provided, that the principal amount of Debt (or, if incurred with original issue discount, an aggregate issue price) secured thereby and not otherwise authorized by clause (g), (h), (i) or (p) shall not exceed the principal amount of Debt (or if incurred without original issue discount, the aggregate accreted value) plus any fees and expenses, including premiums and defeasance costs, payable in connection with any such extension, renewal, replacement or refunding, so secured at the time of such extension, renewal, replacement or refunding; and
     (r) Liens incurred in connection with the Permitted Investment Policy as in effect on the date hereof.
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions. Purchase, own, invest in or otherwise acquire, directly or indirectly, any capital stock (other than capital stock of the Credit Parties), interests in any partnership, limited liability company or joint venture (including without limitation the creation or capitalization of any Subsidiary), evidence of Debt or other obligation or security, substantially all or a portion of the business or assets of any other Person or any other investment or interest whatsoever in any other Person, or make or permit to exist, directly or indirectly, any loans, advances or extensions of credit to, or any investment in cash or by delivery of property in, any Person, or enter into, directly or indirectly, any commitment or option in respect of the foregoing (collectively, “Investments”) except:
     (a) Investments in Subsidiaries existing on the Closing Date and the other existing loans, advances and Investments described on Schedule 11.4;
     (b) Investments made in accordance with the Permitted Investment Policy;
     (c) Investments by the Credit Parties or any Subsidiary in the form of acquisitions, including acquisitions of all or substantially all of the business or a line of

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business (whether by the acquisition of capital stock, assets or any combination thereof) of any other Person, so long as (i) a Responsible Officer certifies to the Administrative Agent and the Required Lenders that no Default or Event of Default has occurred and is continuing or would result from the closing of such acquisition, such certification to include, for any acquisition involving a purchase price in excess of $50,000,000, either individually or in a series of related transactions, a financial condition certificate to which is attached a pro forma balance sheet of Jones Apparel Group and its Subsidiaries setting forth on a pro forma basis the financial condition of Jones Apparel Group and its Subsidiaries on a Consolidated basis as of the most recently ended Fiscal Year, reflecting on a pro forma basis the effect of the transactions contemplated by such acquisition, including all fees and expenses in connection therewith, and evidencing compliance on a pro forma basis with the covenants contained in Article X hereof, and (ii) such acquisition meets either of the following requirements: (A) such acquisition is within a Permitted Line of Business, or (B) such acquisition is outside a Permitted Line of Business but the price for such acquisition, together with all other acquisitions outside the Permitted Lines of Business, does not exceed $50,000,000 in the aggregate;
     (d) Investments (other than acquisitions) in the Permitted Lines of Business;
     (e) Investments (other than acquisitions) outside Permitted Lines of Business not in excess of $50,000,000 in the aggregate;
     (f) loans and advances to third party contractors in the ordinary course of business and consistent with past practice not to exceed in an aggregate outstanding amount $6,000,000 (excluding such loans and advances consisting of prepayments or advances for inventory or services); and loans and advances to employees of the Credit Parties and their Subsidiaries in an aggregate outstanding amount not to exceed $4,000,000; and
     (g) intercompany loans and advances among the Credit Parties and their Subsidiaries so long as permitted under the terms of Sections 11.1 and 11.3.
SECTION 11.5. Limitations on Mergers and Liquidation. Merge, consolidate or enter into any similar combination with any other Person or liquidate, wind-up or dissolve itself (or suffer any liquidation or dissolution) except so long as no Default or Event of Default has occurred and is continuing, or would result therefrom:
     (a) any Credit Party may merge or consolidate with or into any Person; provided that (i) such Credit Party shall be the survivor of such merger or consolidation or (ii) the survivor assumes and succeeds to the Obligations of such Credit Party pursuant to an assumption agreement in form reasonably satisfactory to the Administrative Agent and the Required Lenders;
     (b) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any other Wholly-Owned Subsidiary of the Credit Parties;
     (c) any Wholly-Owned Subsidiary may merge or consolidate with or into the Person such Wholly-Owned Subsidiary was formed to acquire in connection with an acquisition permitted by Section 11.4(b), (c) or (d);

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     (d) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any Credit Party; provided that, such Credit Party is the survivor of such merger or consolidation; and
     (e) any Credit Party may merge or consolidate with or into any other Credit Party.
SECTION 11.6. Limitations on Sale or Transfer of Assets. Convey, sell, lease, assign, transfer or otherwise dispose of any of its property, business or assets, whether now owned or hereafter acquired (collectively, “sale”), except for the following:
     (a) the sale of inventory or the factoring of accounts receivable in the ordinary course of business;
     (b) the sale of obsolete assets no longer used or usable in the business of the Credit Parties or any of their Subsidiaries;
     (c) the sale or discount without recourse of accounts receivable arising in the ordinary course of business in connection with the compromise or collection thereof;
     (d) the sale of assets between the Credit Parties and any Subsidiary or between Subsidiaries or Credit Parties;
     (e) the sale of any other assets of the Credit Parties and their Subsidiaries outside the ordinary course of business so long as the total fair market value for all such sales on and after the Closing Date on an aggregate basis does not at any time exceed thirty-three percent (33%) of Consolidated Net Worth; and
     (f) the sale of assets purchased in accordance with the Permitted Investment Policy as in effect on the date hereof.
SECTION 11.7. Limitations on Dividends and Distributions. Declare or pay any dividends upon any of its capital stock; purchase, redeem, retire or otherwise acquire, directly or indirectly, any shares of its capital stock, or make any distribution of cash, property or assets among the holders of shares of its capital stock, or make any change in its capital structure that could reasonably be expected to have a Material Adverse Effect; provided that: (a) the Credit Parties may pay dividends solely in shares of their own capital stock or other ownership interest (including dividends consisting of rights to purchase such capital stock or other ownership interest), (b) any Subsidiary may pay dividends or make distributions to the Credit Parties or any Wholly-Owned Subsidiary of the Credit Parties, (c) any Credit Party may pay dividends or make distributions to any other Credit Party and (d) as long as no Default or Event of Default has occurred and is continuing or would be created thereby (i) the Credit Parties may declare and pay dividends on shares of their capital stock or other ownership interests, (ii) the Credit Parties or any Subsidiary may redeem shares of their capital stock or other ownership interest pursuant to a plan approved by the Board of Directors of the Credit Parties or such Subsidiary, as applicable and (iii) the Credit Parties or any Subsidiary may take any action otherwise prohibited by this Section 11.7.
SECTION 11.8. Transactions with Affiliates. Directly or indirectly enter into, or be a party to, any transaction with any of its Affiliates, except (i) on terms that are no less favorable to it than it would obtain in a comparable arm’s length transaction with a Person not its Affiliate, (ii) without limiting any other provision of this Agreement, in connection with any acquisition otherwise

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permitted pursuant to the terms of this Agreement or (iii) for transactions between Credit Parties or between Credit Parties and Subsidiaries of Credit Parties.
SECTION 11.9. Changes in Fiscal Year End. Change its Fiscal Year.
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt. Upon the occurrence and continuation of a Default or an Event of Default, amend or modify (or permit the modification or amendment of) in any manner materially adverse to the Lenders any of the terms or provisions of any Debt in excess of $25,000,000, including without limitation the Additional Debt Securities, if any, or any Subordinated Debt, or cancel or forgive, make any voluntary or optional payment or prepayment on, or redeem or acquire for value (including, without limitation, by way of depositing with any trustee with respect thereto money or securities before due for the purpose of paying when due) any Subordinated Debt.
ARTICLE XII DEFAULT AND REMEDIES
SECTION 12.1. Events of Default. Each of the following shall constitute an Event of Default, whatever the reason for such event and whether it shall be voluntary or involuntary or be effected by operation of law or pursuant to any judgment or order of any court or any order, rule or regulation of any Governmental Authority or otherwise:
     (a) Default in Payment of Principal of Loans and Reimbursement Obligations. The Borrower shall default in any payment of principal of any Loan or Reimbursement Obligation when and as due (whether at maturity, by reason of acceleration or otherwise).
     (b) Other Payment Default. The Borrower shall default in the payment when and as due (whether at maturity, by reason of acceleration or otherwise) of interest on any Loan or Reimbursement Obligation or the payment of any other Obligation (other than any Obligation under any Hedging Agreement), and such default shall continue unremedied for three (3) Business Days.
     (c) Misrepresentation. Any representation or warranty made or deemed to be made by the Credit Parties or any of their Subsidiaries, if applicable, under this Agreement, any Loan Document or any amendment hereto or thereto, shall at any time prove to have been incorrect or misleading in any material respect when made or deemed made.
     (d) Default in Performance of Certain Covenants. Any of the Credit Parties shall default in the performance or observance of any covenant or agreement contained in Article X or XI of this Agreement.
     (e) Default in Performance of Other Covenants and Conditions. Any of the Credit Parties or any Subsidiary thereof, if applicable, shall default in the performance or observance of any term, covenant, condition or agreement contained in this Agreement (other than as specifically provided for otherwise in this Section 12.1) or any other Loan Document and such default shall continue for a period of thirty (30) days after written notice thereof has been given to the Borrower by the Administrative Agent.
     (f) Hedging Agreement. Any termination payments in an amount greater than $35,000,000 shall be due by any Credit Party under any Hedging Agreement and such amount is not paid within thirty (30) Business Days of the due date thereof.

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     (g) Debt Cross-Default. Any of the Credit Parties or any of their Subsidiaries shall (i) default in the payment of principal or interest on any Debt (other than the Loans or any Reimbursement Obligation) the aggregate outstanding amount of which Debt is in excess of $35,000,000, including, without limitation, the obligations under the Five-Year Credit Agreement, beyond the period of grace if any, provided in the instrument or agreement under which such Debt was created, or (ii) default in the observance or performance of any other agreement or condition relating to any Debt (other than the Loans or any Reimbursement Obligation), including, without limitation, the obligations under the Five-Year Credit Agreement and any other documents executed in connection therewith, the aggregate outstanding amount of which Debt is in excess of $35,000,000 or contained in any instrument or agreement evidencing, securing or relating thereto or any other event shall occur or condition exist, the effect of which default or other event or condition is to cause, or to permit the holder or holders of such Debt (or a trustee or agent on behalf of such holder or holders) to cause, with the giving of notice if required, any such Debt to become due prior to its stated maturity (any applicable grace period having expired).
     (h) Change in Control. Any person or group of persons (within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended), other than a Credit Party or any Subsidiary thereof, shall obtain ownership or control in one or more series of transactions of more than thirty-three and one-third percent (33.33%) of the common stock or thirty-three and one-third percent (33.33%) of the voting power of any Credit Party entitled to vote in the election of members of the Board of Directors of such Credit Party or there shall have occurred under any indenture or other instrument evidencing any debt in excess of $35,000,000 any “change in control” (as defined in such indenture or other evidence of debt) obligating the Borrower to repurchase, redeem or repay all or any part of the debt or capital stock provided for therein (any such event, a “Change in Control”). Further, except as set forth in Section 11.5, Jones Apparel Group shall at all times own 100% of the capital stock of Jones Apparel Group Holdings and Jones Apparel Group Holdings shall at all times own 100% of the capital stock of the Borrower.
     (i) Voluntary Bankruptcy Proceeding. Any Credit Party or any Subsidiary thereof shall (i) commence a voluntary case under the federal bankruptcy laws (as now or hereafter in effect), (ii) file a petition seeking to take advantage of any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or composition for adjustment of debts, (iii) consent to or fail to contest in a timely and appropriate manner any petition filed against it in an involuntary case under such bankruptcy laws or other laws, (iv) apply for or consent to, or fail to contest in a timely and appropriate manner, the appointment of, or the taking of possession by, a receiver, custodian, trustee, or liquidator of itself or of a substantial part of its property, domestic or foreign, (v) admit in writing its inability to pay its debts as they become due, (vi) make a general assignment for the benefit of creditors, or (vii) take any corporate action for the purpose of authorizing any of the foregoing.
     (j) Involuntary Bankruptcy Proceeding. A case or other proceeding shall be commenced against any Credit Party or any Subsidiary thereof in any court of competent jurisdiction seeking (i) relief under the federal bankruptcy laws (as now or hereafter in effect) or under any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or adjustment of debts, or (ii) the appointment of a trustee, receiver, custodian, liquidator or the like for any Credit Party or any Subsidiary thereof or for all or any substantial part of their respective assets, domestic or foreign, and such case

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or proceeding shall continue without dismissal or stay for a period of sixty (60) consecutive days, or an order granting the relief requested in such case or proceeding (including, but not limited to, an order for relief under such federal bankruptcy laws) shall be entered.
     (k) [Reserved]
     (l) Termination Event. The occurrence of any of the following events: (i) the Borrower or any ERISA Affiliate fails to make full payment to an Employee Benefit Plan when due (after giving effect to any applicable grace period) of contributions in excess of $2,000,000, (ii) an accumulated funding deficiency in excess of $2,000,000 occurs or exists, whether or not waived, with respect to any Pension Plan or (iii) a Termination Event that could reasonably be expected to result in liability in excess of $5,000,000 to the Borrower or any ERISA Affiliate.
     (m) Judgment. A judgment or order for the payment of money which causes the aggregate amount of all such judgments to exceed $35,000,000 in any Fiscal Year shall be entered against any Credit Party or any Subsidiary thereof by any court and such judgment or order shall continue without discharge or stay for a period of thirty (30) days.
SECTION 12.2. Remedies. Upon the occurrence of an Event of Default, with the consent of the Required Lenders, the Administrative Agent may, or upon the request of the Required Lenders, the Administrative Agent shall, by notice to the Credit Parties:
     (a) Acceleration; Termination of Facilities. Declare the principal of and interest on the Loans, the Reimbursement Obligations at the time outstanding, and all other amounts owed to the Lenders and to the Administrative Agent under this Agreement or any of the other Loan Documents (other than any Hedging Agreement) (including, without limitation, all L/C Obligations, whether or not the beneficiaries of the then outstanding Letters of Credit shall have presented the documents required thereunder) and all other Obligations (other than Obligations owing under any Hedging Agreement), to be forthwith due and payable, whereupon the same shall immediately become due and payable without presentment, demand, protest or other notice of any kind, all of which are expressly waived, anything in this Agreement or the other Loan Documents to the contrary notwithstanding, and terminate the Credit Facility and any right of the Borrower to request borrowings or Letters of Credit thereunder; provided, that upon the occurrence of an Event of Default specified in Section 12.1(i) or (j) with respect to the Credit Parties, the Credit Facility shall be automatically terminated and all Obligations (other than obligations owing under any Hedging Agreement) shall automatically become due and payable.
     (b) Letters of Credit. With respect to all Letters of Credit with respect to which presentment for honor shall not have occurred at the time of an acceleration pursuant to the preceding paragraph, require the Borrower at such time to deposit or cause to be deposited in a cash collateral account opened by the Administrative Agent an amount equal to the Dollar Amount of the aggregate then undrawn and unexpired amount of such Letters of Credit. Amounts held in such cash collateral account shall be applied by the Administrative Agent to the payment of drafts drawn under such Letters of Credit, and the unused portion thereof after all such Letters of Credit shall have expired or been fully drawn upon, if any, shall be applied to repay the other Obligations. After all such Letters

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of Credit shall have expired or been fully drawn upon, the Reimbursement Obligation shall have been satisfied and all other Obligations shall have been paid in full, the balance, if any, in such cash collateral account shall be promptly returned to the Borrower.
     (c) Rights of Collection. Exercise on behalf of the Lenders all of its other rights and remedies under this Agreement, the other Loan Documents and Applicable Law, in order to satisfy all of the Obligations.
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc. The enumeration of the rights and remedies of the Administrative Agent and the Lenders set forth in this Agreement is not intended to be exhaustive and the exercise by the Administrative Agent and the Lenders of any right or remedy shall not preclude the exercise of any other rights or remedies, all of which shall be cumulative, and shall be in addition to any other right or remedy given hereunder or under the Loan Documents or that may now or hereafter exist in law or in equity or by suit or otherwise. No delay or failure to take action on the part of the Administrative Agent or any Lender in exercising any right, power or privilege shall operate as a waiver thereof, nor shall any single or partial exercise of any such right, power or privilege preclude other or further exercise thereof or the exercise of any other right, power or privilege or shall be construed to be a waiver of any Event of Default. No course of dealing between the Credit Parties, the Administrative Agent and the Lenders or their respective agents or employees shall be effective to change, modify or discharge any provision of this Agreement or any of the other Loan Documents or to constitute a waiver of any Event of Default.
ARTICLE XIII THE ADMINISTRATIVE AGENT
SECTION 13.1. Appointment. Each of the Lenders hereby irrevocably designates and appoints Wachovia as Administrative Agent of such Lender under this Agreement and the other Loan Documents for the term hereof and each such Lender irrevocably authorizes Wachovia as Administrative Agent for such Lender, to take such action on its behalf under the provisions of this Agreement and the other Loan Documents and to exercise such powers and perform such duties as are expressly delegated to the Administrative Agent by the terms of this Agreement and such other Loan Documents, together with such other powers as are reasonably incidental thereto. Notwithstanding any provision to the contrary elsewhere in this Agreement or such other Loan Documents, the Administrative Agent shall not have any duties or responsibilities, except those expressly set forth herein and therein, or any fiduciary relationship with any Lender, and no implied covenants, functions, responsibilities, duties, obligations or liabilities shall be read into this Agreement or the other Loan Documents or otherwise exist against the Administrative Agent. Any reference to the Administrative Agent in this Article XIII shall be deemed to refer to the Administrative Agent solely in its capacity as Administrative Agent and not in its capacity as a Lender.
SECTION 13.2. Delegation of Duties. The Administrative Agent may execute any of its respective duties under this Agreement and the other Loan Documents by or through agents or attorneys-in-fact and shall be entitled to advice of counsel concerning all matters pertaining to such duties. The Administrative Agent shall not be responsible for the negligence or misconduct of any agents or attorneys-in-fact selected by the Administrative Agent with reasonable care.
SECTION 13.3. Exculpatory Provisions. Neither the Administrative Agent nor any of its officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates shall be (a) liable for any action lawfully taken or omitted to be taken by it or such Person under or in

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connection with this Agreement or the other Loan Documents (except for actions occasioned solely by its or such Person’s own gross negligence or willful misconduct), or (b) responsible in any manner to any of the Lenders for any recitals, statements, representations or warranties made by the Borrower or any of its Subsidiaries or any officer thereof contained in this Agreement or the other Loan Documents or in any certificate, report, statement or other document referred to or provided for in, or received by the Administrative Agent under or in connection with, this Agreement or the other Loan Documents or for the value, validity, effectiveness, genuineness, enforceability or sufficiency of this Agreement or the other Loan Documents or for any failure of the Borrower or any of its Subsidiaries to perform its obligations hereunder or thereunder. The Administrative Agent shall not be under any obligation to any Lender to ascertain or to inquire as to the observance or performance of any of the agreements contained in, or conditions of, this Agreement, or to inspect the properties, books or records of the Borrower or any of its Subsidiaries.
SECTION 13.4. Reliance by the Administrative Agent. The Administrative Agent shall be entitled to rely, and shall be fully protected in relying, upon any note, writing, resolution, notice, consent, certificate, affidavit, letter, cablegram, telegram, telecopy, telex or teletype message, statement, order or other document or conversation believed by it to be genuine and correct and to have been signed, sent or made by the proper Person or Persons and upon advice and statements of legal counsel (including, without limitation, counsel to the Borrower), independent accountants and other experts selected by the Administrative Agent. The Administrative Agent may deem and treat the holder of any Revolving Credit Loan as the owner thereof for all purposes unless such Revolving Credit Loan shall have been transferred in accordance with Section 14.10 hereof. The Administrative Agent shall be fully justified in failing or refusing to take any action under this Agreement and the other Loan Documents unless it shall first receive such advice or concurrence of the Required Lenders (or, when expressly required hereby or by the relevant other Loan Document, the Required Agreement Lenders or all the Lenders) as it deems appropriate or it shall first be indemnified to its satisfaction by the Lenders against any and all liability and expense which may be incurred by it by reason of taking or continuing to take any such action except for its own gross negligence or willful misconduct. The Administrative Agent shall in all cases be fully protected in acting, or in refraining from acting, under this Agreement and the other Loan Documents in accordance with a request of the Required Lenders (or, when expressly required hereby, the Required Agreement Lenders or all the Lenders), and such request and any action taken or failure to act pursuant thereto shall be binding upon all the Lenders and all future holders of the Loans.
SECTION 13.5. Notice of Default. The Administrative Agent shall not be deemed to have knowledge or notice of the occurrence of any Default or Event of Default hereunder unless it has received notice from a Lender or the Borrower referring to this Agreement, describing such Default or Event of Default and stating that such notice is a “notice of default”. In the event that the Administrative Agent receives such a notice, it shall promptly give notice thereof to the Lenders. The Administrative Agent shall take such action with respect to such Default or Event of Default as shall be reasonably directed by the Required Lenders; provided that unless and until the Administrative Agent shall have received such directions, the Administrative Agent may (but shall not be obligated to) take such action, or refrain from taking such action, with respect to such Default or Event of Default as it shall deem advisable in the best interests of the Lenders, except to the extent that other provisions of this Agreement expressly require that any such action be taken or not be taken only with the consent and authorization or the request of the Lenders, the Required Agreement Lenders or Required Lenders, as applicable.

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SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders. Each Lender expressly acknowledges that neither the Administrative Agent nor any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates has made any representations or warranties to it and that no act by the Administrative Agent hereinafter taken, including any review of the affairs of the Borrower or any of its Subsidiaries, shall be deemed to constitute any representation or warranty by the Administrative Agent to any Lender. Each Lender represents to the Administrative Agent that it has, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it has deemed appropriate, made its own appraisal of and investigation into the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries and made its own decision to make its Loans and issue or participate in Letters of Credit hereunder and enter into this Agreement. Each Lender also represents that it will, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit analysis, appraisals and decisions in taking or not taking action under this Agreement and the other Loan Documents, and to make such investigation as it deems necessary to inform itself as to the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries. Except for notices, reports and other documents expressly required to be furnished to the Lenders by the Administrative Agent hereunder or by the other Loan Documents, the Administrative Agent shall not have any duty or responsibility to provide any Lender with any credit or other information concerning the business, operations, property, financial and other condition or creditworthiness of the Borrower or any of its Subsidiaries which may come into the possession of the Administrative Agent or any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates.
SECTION 13.7. Indemnification. The Lenders agree to indemnify the Administrative Agent in its capacity as such and (to the extent not reimbursed by the Borrower and without limiting the obligation of the Borrower to do so), ratably according to the respective amounts of their Revolving Credit Commitment Percentage from and against any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind whatsoever which may at any time (including, without limitation, at any time following the payment of the Loans or any Reimbursement Obligation) be imposed on, incurred by or asserted against the Administrative Agent in any way relating to or arising out of this Agreement or the other Loan Documents, or any documents contemplated by or referred to herein or therein or the transactions contemplated hereby or thereby or any action taken or omitted by the Administrative Agent under or in connection with any of the foregoing; provided that no Lender shall be liable for the payment of any portion of such liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements to the extent they result from the Administrative Agent’s bad faith, gross negligence or willful misconduct. The agreements in this Section 13.7 shall survive the payment of the Loans, any Reimbursement Obligation and all other amounts payable hereunder and the termination of this Agreement.
SECTION 13.8. The Administrative Agent in Its Individual Capacity. The Administrative Agent and its respective Subsidiaries and Affiliates may make loans to, accept deposits from and generally engage in any kind of business with the Borrower as though the Administrative Agent were not an Administrative Agent hereunder. With respect to any Loans made or renewed by it and with respect to any Letter of Credit issued by it or participated in by it, the Administrative Agent shall have the same rights and powers under this Agreement and the other Loan Documents as any Lender and may exercise the same as though it were not an Administrative Agent, and the terms “Lender” and “Lenders” shall include the Administrative Agent in its individual capacity.

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SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent. Subject to the appointment and acceptance of a successor as provided below, the Administrative Agent may resign at any time by giving notice thereof to the Lenders and the Credit Parties. Upon any such resignation, the Required Lenders shall have the right, subject to the approval of the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), to appoint a successor Administrative Agent, which successor shall have minimum capital and surplus of at least $500,000,000. If no successor Administrative Agent shall have been so appointed by the Required Lenders, been approved (so long as no Default or Event of Default has occurred and is continuing) by the Credit Parties or have accepted such appointment within thirty (30) days after the Administrative Agent’s giving of notice of resignation, then the Administrative Agent may, on behalf of the Lenders, appoint a successor Administrative Agent reasonably acceptable to the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), which successor shall have minimum capital and surplus of at least $500,000,000. Upon the acceptance of any appointment as Administrative Agent hereunder by a successor Administrative Agent, such successor Administrative Agent shall thereupon succeed to and become vested with all rights, powers, privileges and duties of the retiring Administrative Agent, and the retiring Administrative Agent shall be discharged from its duties and obligations hereunder. After any retiring Administrative Agent’s resignation hereunder as Administrative Agent, the provisions of this Section 13.9 shall continue in effect for its benefit in respect of any actions taken or omitted to be taken by it while it was acting as Administrative Agent.
SECTION 13.10. Syndication and Documentation Agents. Each Syndication Agent in its capacity as Syndication Agent and each documentation agent in its capacity as documentation agent shall have no duties or responsibilities and no liabilities under this Agreement or any other Loan Document but shall be entitled, in such capacity, to the same protections afforded to the Administrative Agent under this Article XIII.
ARTICLE XIV MISCELLANEOUS
SECTION 14.1. Notices. (a) Method of Communication. Except as otherwise provided in this Agreement, all notices and communications hereunder shall be in writing, or by telephone subsequently confirmed in writing. Any notice shall be effective if delivered by hand delivery or sent via telecopy, recognized overnight courier service or certified mail, return receipt requested, and shall be presumed to be received by a party hereto (i) on the date of delivery if delivered by hand or sent by telecopy, (ii) on the next Business Day if sent by recognized overnight courier service and (iii) on the third (3rd) Business Day following the date sent by certified mail, return receipt requested. A telephonic notice to the Administrative Agent as understood by the Administrative Agent will be deemed to be the controlling and proper notice in the event of a discrepancy with or failure to receive a confirming written notice.
          (b) Addresses for Notices. Notices to any party shall be sent to it at the following addresses, or any other address as to which all the other parties are notified in writing.
If to the Credit Parties:
Jones Apparel Group, Inc.
250 Rittenhouse Circle
Bristol, Pennsylvania 19007
Attention: Chief Financial Officer
Telephone No.: (215) 785-4000
Telecopy No.: (215) 785-1228

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If to Wachovia:
Wachovia Bank, National Association
Administrative Agent:
201 South College Street, CP-8
Charlotte, NC 28288-0680
Attention: Syndication Agency Services
Telephone No: 704-715-1353
Telecopy No: 704-383-0288
With copies to:
Wachovia Bank, National Association
Administrative Agent:
1339 Chestnut Street, PA4830
Philadelphia, PA 19107
Attention: Susan T. Gallagher
Telephone No: 267-321-6712
Telecopy No: 267-321-6700
If to any Lender:
To the Address set forth on Schedule 1.1(a) hereto
        (c) Administrative Agent’s Office. The Administrative Agent hereby designates its office located at the address set forth above, or any subsequent office which shall have been specified for such purpose by written notice to the Borrower and the Lenders, as the Administrative Agent’s Office referred to herein, to which payments due are to be made and at which Loans will be disbursed.
SECTION 14.2. Expenses; Indemnity. The Borrower will (a) pay all reasonable out-of-pocket expenses of the Administrative Agent in connection with (i) the preparation, execution and delivery of this Agreement and each other Loan Document, whenever the same shall be executed and delivered, including without limitation the reasonable out-of-pocket syndication and due diligence expenses and reasonable fees and disbursements of counsel for the Administrative Agent and (ii) the preparation, execution and delivery of any waiver, amendment or consent by the Administrative Agent or the Lenders relating to this Agreement or any other Loan Document, including without limitation reasonable fees and disbursements of counsel for the Administrative Agent, (b) pay all reasonable out-of-pocket expenses of the Administrative Agent actually incurred in connection with the administration of the Credit Facility, (c) pay all reasonable out-of-pocket expenses of the Administrative Agent and each Lender actually incurred in connection with the enforcement of any rights and remedies of the Administrative Agent and the Lenders under the Credit Facility, including to the extent reasonable under the circumstances consulting with accountants, attorneys and other Persons concerning the nature, scope or value of any right or remedy of the Administrative Agent or any Lender hereunder or under any other Loan Document or any factual matters in connection therewith, which expenses shall include without limitation the reasonable fees and disbursements of such Persons, and (d) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, Administrative Agents, officers and directors, from and against any losses, penalties, fines, liabilities, settlements, damages, costs and expenses, suffered by any such Person in connection with any claim, investigation, litigation or other proceeding

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(whether or not the Administrative Agent or any Lender is a party thereto) and the prosecution and defense thereof, arising out of or in any way connected with this Agreement, any other Loan Document or the Loans, including without limitation reasonable attorney’s and consultant’s fees, except to the extent that any of the foregoing result from the gross negligence or willful misconduct of any indemnified party.
SECTION 14.3. Set-off. In addition to any rights now or hereafter granted under Applicable Law and not by way of limitation of any such rights, upon and after the occurrence of any Event of Default and during the continuance thereof, the Lenders and any assignee or participant of a Lender in accordance with Section 14.10 are hereby authorized by the Credit Parties at any time or from time to time, without notice to the Credit Parties or to any other Person, any such notice being hereby expressly waived, to set off and to appropriate and to apply any and all deposits (general or special, time or demand, including, but not limited to, indebtedness evidenced by certificates of deposit, whether matured or unmatured) and any other indebtedness at any time held or owing by the Lenders, or any such assignee or participant to or for the credit or the account of the Borrower against and on account of the Obligations irrespective of whether or not (a) the Lenders shall have made any demand under this Agreement or any of the other Loan Documents or (b) the Administrative Agent shall have declared any or all of the Obligations to be due and payable as permitted by Section 12.2 and although such Obligations shall be contingent or unmatured.
SECTION 14.4. Governing Law. This Agreement, the Notes and the other Loan Documents, unless otherwise expressly set forth therein, shall be governed by, construed and enforced in accordance with the laws of the State of New York.
SECTION 14.5. Consent to Jurisdiction. Each of the parties hereto hereby irrevocably consents to the personal jurisdiction of the state and federal courts located in New York County, New York, in any action, claim or other proceeding arising out of any dispute in connection with this Agreement and the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations. Each of the parties hereto hereby irrevocably consents to the service of a summons and complaint and other process in any action, claim or proceeding brought by any other party hereto in connection with this Agreement or the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations, on behalf of itself or its property, in the manner specified in Section 14.1. Nothing in this Section 14.5 shall affect the right of any of the parties hereto to serve legal process in any other manner permitted by Applicable Law or affect the right of any of the parties hereto to bring any action or proceeding against any other party hereto or its properties in the courts of any other jurisdictions.
SECTION 14.6. Waiver of Jury Trial. THE ADMINISTRATIVE AGENT, EACH LENDER AND EACH CREDIT PARTY HEREBY ACKNOWLEDGE THEY IRREVOCABLY WAIVE THEIR RESPECTIVE RIGHTS TO A JURY TRIAL WITH RESPECT TO ANY ACTION, CLAIM OR OTHER PROCEEDING ARISING OUT OF ANY JUDICIAL PROCEEDING, ANY DISPUTE, CLAIM OR CONTROVERSY ARISING OUT OF, CONNECTED WITH OR RELATING TO THE LOAN DOCUMENTS (“Dispute”) IN CONNECTION WITH THIS AGREEMENT, THE NOTES OR THE OTHER LOAN DOCUMENTS, ANY RIGHTS OR OBLIGATIONS HEREUNDER OR THEREUNDER, OR THE PERFORMANCE OF SUCH RIGHTS AND OBLIGATIONS.
SECTION 14.7. Reversal of Payments. To the extent any Credit Party makes a payment or payments to the Administrative Agent for the ratable benefit of the Lenders or the Administrative

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Agent receives any payment or proceeds of the collateral which payments or proceeds or any part thereof are subsequently invalidated, declared to be fraudulent or preferential, set aside and/or required to be repaid to a trustee, receiver or any other party under any bankruptcy law, state or federal law, common law or equitable cause, then, to the extent of such payment or proceeds repaid, the Obligations or part thereof intended to be satisfied shall be revived and continued in full force and effect as if such payment or proceeds had not been received by the Administrative Agent.
SECTION 14.8. Injunctive Relief; Punitive Damages. (a) Each of the parties to this Agreement recognizes that, in the event such party fails to perform, observe or discharge any of its obligations or liabilities under this Agreement, any remedy of law may prove to be inadequate relief to the other parties hereto. Therefore, each of the parties hereto agrees that the other parties hereto, at such other party’s option, shall be entitled to pursue temporary and permanent injunctive relief in any such case without the necessity of proving actual damages.
          (b) The Administrative Agent, the Lenders and the Credit Parties (on behalf of themselves and their Subsidiaries) hereby agree that no such Person shall have a remedy of punitive or exemplary damages against any other party to a Loan Document and each such Person hereby waives any right or claim to punitive or exemplary damages that they may now have or may arise in the future in connection with any Dispute, whether such Dispute is resolved through arbitration or judicially.
SECTION 14.9. Accounting Matters. Except as otherwise expressly provided herein, all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in effect from time to time, provided that, if the Borrower notifies the Administrative Agent that the Borrower requests an amendment to any provision hereof to eliminate the effect of any change occurring after the date hereof in GAAP or in the application thereof on the operation of such provision (or if the Administrative Agent notifies the Borrower that the Required Lenders request an amendment to any provision hereof for such purpose), regardless of whether any such notice is given before or after such change in GAAP or in the application thereof, then such provision shall be interpreted on the basis of GAAP as in effect and applied immediately before such change shall have become effective until such notice shall have been withdrawn or such provision amended in accordance therewith.
SECTION 14.10. Successors and Assigns; Participations. (a) Benefit of Agreement. This Agreement shall be binding upon and inure to the benefit of the Credit Parties, the Administrative Agent and the Lenders, all future holders of the Notes, and their respective successors and permitted assigns, except that the Borrower shall not assign or transfer any of its rights or obligations under this Agreement without the prior written consent of each Lender other than pursuant to Section 11.5.
          (b) Assignment by Lenders. Each Lender may, with the consent of the Borrower (so long as no Default or Event of Default has occurred and is continuing) and the consent of the Administrative Agent, which consents shall not be unreasonably withheld or delayed, assign to one or more Eligible Assignees all or a portion of its interests, rights and obligations under this Agreement (including, without limitation, all or a portion of the Extensions of Credit (other than Competitive Bid Loans) at the time owing to it and the Revolving Credit Notes held by it); provided that:
     (i) each such assignment shall be of a constant, and not a varying, percentage of all the assigning Lender’s Revolving Credit Commitment and all other

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rights and obligations under this Agreement (other than any right to make Competitive Bid Loans, Competitive Bid Loans owing to it and Competitive Bid Notes);
     (ii) if less than all of the assigning Lender’s Revolving Credit Commitment or Revolving Credit Loans is to be assigned, the Revolving Credit Commitment or Revolving Credit Loans so assigned shall not be less than $5,000,000;
     (iii) the parties to each such assignment shall execute and deliver to the Administrative Agent, for its acceptance and recording in the Register, an Assignment and Acceptance in the form of Exhibit G attached hereto (an “Assignment and Acceptance”), together with any Revolving Credit Note or Revolving Credit Notes subject to such assignment;
     (iv) such assignment shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower, or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky laws of any state;
     (v) the assigning Lender shall pay to the Administrative Agent an assignment fee of $3,000 upon the execution by such Lender of the Assignment and Acceptance; provided that no such fee shall be payable upon any assignment by a Lender to an Affiliate thereof; and
     (vi) no consents will be required for assignments where the Eligible Assignee is an Affiliate of the assigning Lender.
          Upon such execution, delivery, acceptance and recording, from and after the effective date specified in each Assignment and Acceptance, which effective date shall be at least ten (10) Business Days after the execution thereof, (A) the assignee thereunder shall be a party hereto and, to the extent of the interest assigned in such Assignment and Acceptance, have the rights and obligations of a Lender hereby and (B) the Lender thereunder shall, to the extent of the interest assigned in such assignment, be released from its obligations under this Agreement.
          (c) Rights and Duties upon Assignment. By executing and delivering an Assignment and Acceptance, the assigning Lender thereunder and the assignee thereunder confirm to and agree with each other and the other parties hereto as set forth in such Assignment and Acceptance.
          (d) Register. The Administrative Agent shall maintain a copy of each Assumption Agreement and each Assignment and Acceptance delivered to it and record the names and addresses of the Lenders and the amount of the Extensions of Credit with respect to each Lender from time to time in the Register.
          No assignment shall be effective for purposes of this Agreement unless it has been recorded in the Register as provided in this paragraph. The entries in the Register shall be conclusive, in the absence of manifest error, and the Borrower, the Administrative Agent and the Lenders may treat each person whose name is recorded in the Register as a Lender hereunder for all purposes of this Agreement. The Register shall be available for inspection by the Borrower or any Lender at any reasonable time and from time to time upon reasonable prior notice.

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          (e) Issuance of New Revolving Credit Notes. Upon its receipt of an Assignment and Acceptance executed by an assigning Lender and an Eligible Assignee together with any Revolving Credit Note or Revolving Credit Notes if any have been issued pursuant to this Agreement, subject to such assignment and the written consent to such assignment, the Administrative Agent shall, if such Assignment and Acceptance has been completed and is substantially in the form of Exhibit G:
     (i) accept such Assignment and Acceptance;
     (ii) record the information contained therein in the Register;
     (iii) give prompt notice thereof to the Lenders and the Borrower, on behalf of itself and the other Credit Parties; and
     (iv) promptly deliver a copy of such Assignment and Acceptance to the Borrower.
          Within ten (10) Business Days after receipt of notice, if requested by the Eligible Assignee the Borrower shall execute and deliver to the Administrative Agent, in exchange for the surrendered Revolving Credit Note or Revolving Credit Notes, a new Revolving Credit Note or Revolving Credit Notes to the order of such Eligible Assignee in amounts equal to the Revolving Credit Commitment assumed by it pursuant to such Assignment and Acceptance and a new Revolving Credit Note or Revolving Credit Notes to the order of the assigning Lender in an amount equal to the Revolving Credit Commitment retained by it hereunder. Such new Revolving Credit Note or Revolving Credit Notes shall be in an aggregate principal amount equal to the aggregate principal amount of such surrendered Revolving Credit Note or Revolving Credit Notes, shall be dated the effective date of such Assignment and Acceptance and shall otherwise be in substantially the form of the assigned Revolving Credit Notes delivered to the assigning Lender. Each surrendered Revolving Credit Note or Revolving Credit Notes shall be canceled and returned to the Borrower.
          (f) Participations. Each Lender may sell participations to one or more banks or other entities in all or a portion of its rights and/or obligations under this Agreement (including, without limitation, all or a portion of its Extensions of Credit and the Notes held by it); provided that:
     (i) each such participation shall be in an amount not less than $5,000,000;
     (ii) such Lender’s obligations under this Agreement (including, without limitation, its Revolving Credit Commitment) shall remain unchanged;
     (iii) such Lender shall remain solely responsible to the other parties hereto for the performance of such obligations;
     (iv) the Credit Parties, the Administrative Agent and the other Lenders shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement;
     (v) such Lender shall not permit such participant the right to approve any waivers, amendments or other modifications to this Agreement or any other Loan Document other than waivers, amendments or modifications which would reduce the

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principal of or the interest rate on any Revolving Credit Loan or Reimbursement Obligation, extend the term or increase the amount of the Revolving Credit Commitment, reduce the amount of any fees to which such participant is entitled, or extend any scheduled payment date for principal, interest or fees of any Revolving Credit Loan, except as expressly contemplated hereby or thereby; and
     (vi) any such disposition shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky law of any state.
          (g) Disclosure of Information; Confidentiality. Each of the Administrative Agent, the Issuing Lenders and the Lenders agrees to maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors and representatives (collectively, “Representatives”) (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential), (b) to the extent requested by any regulatory authority, (c) to the extent required by Applicable Laws or regulations or by any subpoena or similar legal process, (d) to any other party to this Agreement, (e) in connection with the exercise of any remedies hereunder or any suit, action or proceeding relating to this Agreement or the enforcement of rights hereunder, (f) subject to an agreement containing provisions substantially the same as those of this Section, to any assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement, (g) with the prior written consent of the Credit Parties, (h) to the extent such Information (A) becomes publicly available other than as a result of a breach of this Section or (B) becomes available to the Administrative Agent, the Issuing Lenders or any Lender on a nonconfidential basis from a source other than the Credit Parties or (i) to Gold Sheets and other similar bank trade publications, such information to consist of deal terms and other information (customarily found in such publications) upon the Credit Parties’ prior review and approval, which shall not be unreasonably withheld or delayed. For the purposes of this Section, “Information” means all information received from the Credit Parties or any of their Subsidiaries relating to the Credit Parties or their business, other than any such information that is available to the Administrative Agent, any Issuing Lender or any Lender on a nonconfidential basis prior to disclosure by the Credit Parties; provided that, in the case of information received from the Credit Parties after the Closing Date (other than certificates or other information specifically required by the terms of this Agreement), such information is clearly identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information.
          (h) Special Purpose Funding Vehicles. Notwithstanding anything to the contrary contained herein, any Lender (a “Granting Lender”) may grant to a special purpose funding vehicle organized for the specific purpose of making or acquiring participations or investing in loans of the type made pursuant to this Agreement (a “SPC”), correctly identified as such in writing from time to time by the Granting Lender to the Administrative Agent and the Borrower, the option to provide to the Borrower all or any part of any Extension of Credit that such Lender would otherwise be obligated to make to the Borrower pursuant to this Agreement; provided that (i) nothing herein shall constitute a commitment by any SPC to make any Extension of Credit and

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(ii) if an SPC elects not to exercise such option or otherwise fails to provide all or any part of such Extension of Credit, the Granting Lender shall be obligated to make such Extension of Credit pursuant to the terms hereof. The making of an Extension of Credit by an SPC hereunder shall utilize the Revolving Credit Commitment of the Granting Lender to the same extent, and as if, such Extension of Credit were made by such Granting Lender. Each party hereto hereby agrees that no SPC shall be liable for any indemnity or similar payment obligation under this Agreement (all liability for which shall remain with the Granting Lender). In furtherance of the foregoing, each party hereto hereby agrees (which agreement shall survive the termination of this Agreement) that, prior to the date that is one year and one day after the payment in full of all outstanding commercial paper or other senior indebtedness of any SPC, it will not institute against, or join any other person in instituting against, such SPC any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings under the laws of the United States or any State thereof. In addition, notwithstanding anything to the contrary contained in this clause, any SPC may (i) with notice to, but without the prior written consent of, the Borrower and the Administrative Agent and without paying any processing fee therefor, assign all or a portion of its interest in any Extension of Credit to the Granting Lender or to any financial institution (consented to by the Borrower and Administrative Agent) providing liquidity and/or credit support to or for the account of such SPC to support the funding or maintenance of Extensions of Credit and (ii) disclose on a confidential basis any non-public information relating to Extensions of Credit to any rating agency, commercial paper dealer or provider of any surety, guarantee or credit or liquidity enhancement to such SPC. This clause may not be amended without the written consent of each SPC.
          (i) Certain Pledges or Assignments. Nothing herein shall prohibit any Lender from pledging or assigning any Note to any Federal Reserve Bank in accordance with Applicable Law.
SECTION 14.11. Amendments, Waivers and Consents. Except as set forth below, any term, covenant, agreement or condition of this Agreement or any of the other Loan Documents may be amended or waived by the Lenders, and any consent given by the Lenders, if, but only if, (a) in the case of an amendment, waiver or consent for which a substantially similar corresponding amendment, waiver or consent with regard to the Five-Year Credit Agreement will be made effective thereunder contemporaneously, such amendment, waiver or consent is in writing signed by the Required Lenders (or by the Administrative Agent with the consent of the Required Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties and (b) in the case of any other amendment, waiver or consent specifically impacting only this Agreement and the other Loan Documents, such amendment, waiver or consent is in writing signed by the Required Agreement Lenders (or by the Administrative Agent with the consent of the Required Agreement Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties; provided, in each case, that:
     (a) no amendment, waiver or consent shall (i) release any of the Credit Parties, (ii) increase the amount or extend the time of the obligation of the Lenders to make Revolving Credit Loans or issue or participate in Letters of Credit, (iii) extend the originally scheduled time or times of payment of the principal of any Revolving Credit Loan or Reimbursement Obligation or the time or times of payment of interest or fees on any Revolving Credit Loan or Reimbursement Obligation, (iv) reduce the rate of interest or fees payable on any Revolving Credit Loan or Reimbursement Obligation, (v) reduce the principal amount of any Revolving Credit Loan or Reimbursement Obligation, (vi) permit any subordination of the principal or interest on any Revolving Credit Loan or Reimbursement Obligation, (vii) permit any assignment (other than as specifically

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permitted or contemplated in this Agreement) of any of the Credit Parties’ rights and obligations hereunder or (viii) amend the provisions of this Section 14.11 or the definition of Required Lenders or Required Agreement Lenders, without the prior written consent of each Lender affected thereby; and
     (b) no amendment, waiver or consent to the provisions of (i) Article XIII shall be made without the written consent of the Administrative Agent and (ii) Article III without the written consent of each Issuing Lender affected thereby.

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SECTION 14.12. Performance of Duties. The Credit Parties’ obligations under this Agreement and each of the Loan Documents shall be performed by the Credit Parties at their sole cost and expense.
SECTION 14.13. All Powers Coupled with Interest. All powers of attorney and other authorizations granted to the Lenders, the Administrative Agent and any Persons designated by the Administrative Agent or any Lender pursuant to any provisions of this Agreement or any of the other Loan Documents shall be deemed coupled with an interest and shall be irrevocable so long as any of the Obligations remain unpaid or unsatisfied or the Credit Facility has not been terminated.
SECTION 14.14. Survival of Indemnities. Notwithstanding any termination of this Agreement, the indemnities to which the Administrative Agent and the Lenders are entitled under the provisions of this Article XIV and any other provision of this Agreement and the Loan Documents shall continue in full force and effect and shall protect the Administrative Agent and the Lenders against events arising after such termination as well as before.
SECTION 14.15. Titles and Captions. Titles and captions of Articles, Sections and subsections in this Agreement are for convenience only, and neither limit nor amplify the provisions of this Agreement.
SECTION 14.16. Severability of Provisions. Any provision of this Agreement or any other Loan Document which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective only to the extent of such prohibition or unenforceability without invalidating the remainder of such provision or the remaining provisions hereof or thereof or affecting the validity or enforceability of such provision in any other jurisdiction.
SECTION 14.17. Counterparts. This Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and shall be binding upon all parties, their successors and assigns, and all of which taken together shall constitute one and the same agreement. Delivery of any executed counterpart of a signature page of this Agreement by telecopy shall be effective as delivery of a manually executed counterpart of this Agreement.
SECTION 14.18. Term of Agreement. This Agreement shall remain in effect from the Closing Date through and including the date upon which all Obligations (other than obligations owing by any Credit Party to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement) shall have been indefeasibly and irrevocably paid and satisfied in full. No termination of this Agreement shall affect the rights and obligations of the parties hereto arising prior to such termination.
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants. (a) In the event there is a conflict or inconsistency between this Agreement and any other Loan Document, the terms of this Agreement shall control.
          (b) The Borrower expressly acknowledges and agrees that each covenant contained in Article IX, X, or XI hereof shall be given independent effect.
SECTION 14.20. Patriot Act. Each Lender hereby notifies the Borrower that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Act”), it is required to obtain, verify and record information that identifies each

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borrower, guarantor or grantor (the “Loan Parties”), which information includes the name and address of each Loan Party and other information that will allow such Lender to identify such Loan Party in accordance with the Act.
SECTION 14.21. Ratings of Loans. Each Lender hereby agrees that nothing in this agreement shall require or imply that the Loans shall be required to be rated by any nationally recognized securities rating organization.
SECTION 14.22. Consent Under Five-Year Credit Agreement. Each Lender hereunder that is also a lender under the Five-Year Credit Agreement, by execution of this Agreement, hereby (i) agrees that each reference in the Five-Year Credit Agreement to the “Three-Year Credit Agreement” shall mean a reference to this Agreement and (ii) consents to the execution and delivery of this Agreement by the Credit Parties and the performance of their respective obligations hereunder pursuant to Section 14.11 of the Five-Year Credit Agreement.
[Signature pages to follow]

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     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed under seal by their authorized officers, all as of the day and year first written above.
         
  JONES APPAREL GROUP USA, INC.,
as Borrower
 
 
  By:   /s/ Wesley R. Card    
    Name:   Wesley R. Card   
    Title:   Chief Financial Officer   
 
  JONES APPAREL GROUP, INC.,
as Additional Obligor
 
 
  By:   /s/ Wesley R. Card    
    Name:   Wesley R. Card   
    Title:   Chief Operating and Financial Officer   
 
  JONES APPAREL GROUP HOLDINGS, INC.,
as Additional Obligor
 
 
  By:   /s/ Ira M. Dansky    
    Name:   Ira M. Dansky   
    Title:   President   
 
  KASPER, LTD.,
as Additional Obligor
 
 
  By:   /s/ Peter Boneparth    
    Name:   Peter Boneparth   
    Title:   President   
 
  JONES RETAIL CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Wesley R. Card    
    Name:   Wesley R. Card   
    Title:   Vice President   
 
  NINE WEST FOOTWEAR CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Ira M. Dansky    
    Name:   Ira M. Dansky   
    Title:   Executive Vice President and Secretary   

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  WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent, Issuing Lender and Lender
 
 
  By:   /s/ Susan T. Gallagher    
    Name:   Susan T. Gallagher   
    Title:   Vice President   
 
  JPMORGAN CHASE BANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ James A. Knight    
    Name:   James A. Knight   
    Title:   Vice President   
 
  CITIBANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ John B. McQuiston    
    Name:   John B. McQuiston   
    Title:   Vice President   
 
  BANK OF AMERICA, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Douglas J. Bolt    
    Name:   Douglas J. Bolt   
    Title:   Vice President   
 
  BARCLAYS BANK PLC,
as Lender
 
 
  By:   /s/ Nicholas Bell    
    Name:   Nicholas Bell   
    Title:   Director   
 
  SUNTRUST BANK,
as Lender
 
 
  By:   /s/ Robert W. Maddox    
    Name:   Robert W. Maddox   
    Title:   Vice President   
 
  THE GOVERNOR AND COMPANY OF THE
BANK OF IRELAND,
as Lender
 
 
  By:   /s/ John Holt    
    Name:   John Holt   
    Title:   Authorized Signatory   
 
     
  By:   /s/ Auveen O’Hanlon    
    Name:   Auveen O’Hanlon   
    Title:   Authorized Signatory   
 

77


 

         
  THE ROYAL BANK OF SCOTLAND PLC,
as Lender
 
 
  By:   /s/ Charlotte Sohn Fuiks    
    Name:   Charlotte Sohn Fuiks   
    Title:   Senior Vice President   
 
  STANDARD CHARTERED BANK,
as Lender
 
 
  By:   /s/ David B. Edwards    
    Name:   David B. Edwards   
    Title:   Senior Vice President   
 
     
  By:   /s/ Robert K. Reddington    
    Name:   Robert K. Reddington   
    Title:   AVP/Credit Documentation 
Standard Chartered Bank
 
 
  BANK OF TAIWAN, NEW YORK AGENCY,
as Lender
 
 
  By:   /s/ Eunice S. J. Yeh    
    Name:   Eunice S. J. Yeh   
    Title:   SVP & GM   
 
  UFJ BANK LIMITED, NEW YORK BRANCH,
as Lender
 
 
  By:   /s/ John T. Feeney    
    Name:   John T. Feeney   
    Title:   Vice President   
 
  BANK OF CHINA,
as Lender
 
 
  By:   /s/ William W. Smith    
    Name:   William W. Smith   
    Title:   Chief Lending Officer   
 
  FIFTH THIRD BANK,
as Lender
 
 
  By:   /s/ Christine L. Wagner    
    Name:   Christine L. Wagner   
    Title:   Vice President   
 
  MIZUHO CORPORATE BANK, LTD.,
as Lender
 
 
  By:   /s/ Raymond Ventura    
    Name:   Raymond Ventura   
    Title:   Senior Vice President   
 

78


 

         
  SUMITOMO MITSUI BANKING CORPORATION,
as Lender
 
 
  By:   /s/ Edward D. Henderson, Jr.    
    Name:   Edward D. Henderson, Jr.   
    Title:   General Manager   
 
  THE BANK OF NOVA SCOTIA,
as Lender
 
 
  By:   /s/ Todd Meller    
    Name:   Todd Meller   
    Title:   Managing Director   
 
  U.S. BANK NATIONAL ASSOCIATION,
as Lender
 
 
  By:   /s/ Heather Hinkelman    
    Name:   Heather Hinkelman   
    Title:   Banking Officer   
 
  UNION BANK OF CALIFORNIA, N.A.,
as Lender
 
 
  By:   /s/ Theresa L. Rocha    
    Name:   Theresa L. Rocha   
    Title:   Vice President   
 
  BANCA DI ROMA — NEW YORK BRANCH
as Lender
 
 
  By:   /s/ Guido Lanzoni    
    Name:   Guido Lanzoni   
    Title:   Assistant Treasurer   
 
  By:   /s/ Jonathan Bloom    
    Name: Jonathan Bloom  
    Title: Vice President   
 
  BANK LEUMI USA,
as Lender
 
 
  By:   /s/ John Kueningsberg    
    Name:   John Kueningsberg   
    Title:   First Vice President   
 
     
  By:   /s/ Iris Steinhardt    
    Name:   Iris Steinhardt   
    Title:   Vice President   
 
  BEAR STEARNS CORPORATE LENDING INC.,
as Lender
 
 
  By:   /s/ Richard Bram Smith    
    Name:   Richard Bram Smith   
    Title:   Vice President   
 

79


 

         
  CHANG HWA COMMERCIAL BANK, LTD.,
NEW YORK BRANCH,
as Lender
 
 
  By:   /s/ Ming-Hsien Lin    
    Name:   Ming-Hsien Lin   
    Title:   SVP & General Manager   
 
  FIRST COMMERCIAL BANK,
NEW YORK AGENCY,
as Lender
 
 
  By:   /s/ Helen Tong    
    Name:   Helen Tong   
    Title:   VP   
 
  HUA NAN COMMERCIAL BANK, LTD.,
NEW YORK AGENCY,
as Lender
 
 
  By:   /s/ Jeng-Fang Geeng    
    Name:   Jeng-Fang Geeng   
    Title:   General Manager   
 
  ISRAEL DISCOUNT BANK OF NEW YORK,
as Lender
 
 
  By:   /s/ Howard Weinberg    
    Name:   Howard Weinberg   
    Title:   Senior Vice President I   
 
     
  By:   /s/ David Acosta    
    Name:   David Acosta   
    Title:   Assistant Vice President   
 
  TAIPEI FUBON BANK,
as Lender
 
 
  By:   /s/ Sophia Jing    
    Name:   Sophia Jing   
    Title:   V.P. & General Manager   
 
  THE BANK OF NEW YORK,
as Lender
 
 
  By:   /s/ Johna M. Fidanza    
    Name:   Johna M. Fidanza   
    Title:   Vice President   
 

80


 

         
  E.SUN COMMERCIAL BANK, LTD., LOS ANGELES
BRANCH,
as Lender
 
 
  By:   /s/ Benjamin Lin    
    Name:   Benjamin Lin   
    Title:   EVP & General Manager   
 
  NORINCHUKIN BANK,
as Lender
 
 
  By:   /s/ Toshifumi Tsukitani    
    Name:   Toshifumi Tsukitani   
    Title:   General Manager   
 

81


 

EXHIBIT A-1 — FORM OF
REVOLVING CREDIT NOTE
          $                                                                                                                                                                                                     , 200       
          FOR VALUE RECEIVED, the undersigned JONES APPAREL GROUP USA, INC., a corporation organized under the laws of Pennsylvania, (the “Borrower”), JONES APPAREL GROUP, INC., a corporation organized under the laws of Pennsylvania, JONES APPAREL GROUP HOLDINGS, INC., a corporation organized under the laws of Delaware, KASPER, LTD., a corporation organized under the laws of Delaware, JONES RETAIL CORPORATION, a corporation organized under the laws of New Jersey, and NINE WEST FOOTWEAR CORPORATION, a corporation organized under the laws of Delaware (collectively, with the Borrower, the “Debtors”), hereby jointly and severally promise to pay to the order of                                 , (the “Lender”), at the place and times provided in the Credit Agreement referred to below, the principal sum of                                          DOLLARS ($                            ) or, if less, the aggregate unpaid principal amount of all Revolving Credit Loans made to the Borrower by the Lender pursuant to that certain Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders who are or may become a party thereto (collectively, the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          The unpaid principal amount of Revolving Credit Loans from time to time outstanding is subject to mandatory repayment from time to time as provided in the Credit Agreement and shall bear interest as provided in Section 5.1 of the Credit Agreement. All payments of principal and interest on Revolving Credit Loans shall be payable in lawful currency of the United States of America in immediately available funds to the account designated in the Credit Agreement.
          This Revolving Credit Note (the “Revolving Credit Note”) is entitled to the benefits of, and evidences Obligations incurred under, the Credit Agreement, to which reference is made for a statement of the terms and conditions on which the Borrower is permitted and required to make prepayments and repayments of principal of the Obligations evidenced by this Revolving Credit Note and on which such Obligations may be declared to be immediately due and payable.
          THIS REVOLVING CREDIT NOTE SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.
          The Debt evidenced by this Revolving Credit Note is senior in right of payment to all Subordinated Debt referred to in the Credit Agreement.

 


 

          The Debtors hereby waive all requirements as to diligence, presentment, demand of payment, protest and (except as required by the Credit Agreement) notice of any kind with respect to this Revolving Credit Note.
          IN WITNESS WHEREOF, the undersigned have executed this Revolving Credit Note under seal as of the day and year first above written.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP HOLDINGS, INC.
 
 
  By:      
    Name:      
    Title:      
 
  KASPER, LTD.
 
 
  By:      
    Name:      
    Title:      
 
  JONES RETAIL CORPORATION
 
 
  By:      
    Name:      
    Title:      
 
  NINE WEST FOOTWEAR CORPORATION
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT A-2 — FORM OF
COMPETITIVE BID
PROMISSORY NOTE
     
U.S.$                                       Dated:                                     , 200         
          FOR VALUE RECEIVED, the undersigned JONES APPAREL GROUP USA, INC., a corporation organized under the laws of Pennsylvania, (the “Borrower”), JONES APPAREL GROUP, INC., a corporation organized under the laws of Pennsylvania, JONES APPAREL GROUP HOLDINGS, INC., a corporation organized under the laws of Delaware, KASPER, LTD., a corporation organized under the laws of Delaware, JONES RETAIL CORPORATION, a corporation organized under the laws of New Jersey, and NINE WEST FOOTWEAR CORPORATION, a corporation organized under the laws of Delaware (collectively, with the Borrower, the “Debtors”), hereby jointly and severally promise to pay to the order of                                     , (the “Lender”), at the place and times provided in that certain Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders who are or may become a party thereto (collectively, the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents (as amended or modified from time to time, the “Credit Agreement”; the terms defined therein being used herein as therein defined)), on                                              , 200        , the principal amount of [U.S.$                                                 ] [for a Competitive Bid Loan in an Alternative Currency, list currency and amount of such Loan].
          The undersigned promise to pay interest on the unpaid principal amount hereof from the date hereof until such principal amount is paid in full, at the interest rate and payable on the interest payment date or dates provided below:
Interest Rate:                     % per annum (calculated on the basis of a year of                      days for the actual number of days elapsed) (revise as appropriate for a Floating Rate Loan).
          Both principal and interest are payable in lawful money of                                               to Wachovia Bank, National Association, as administrative agent, for the account of the Lender at its office, at                                      in same day funds.
          This Promissory Note is one of the Competitive Bid Notes referred to in, and is entitled to the benefits of, the Credit Agreement. The Credit Agreement, among other things, contains provisions for acceleration of the maturity hereof upon the happening of certain stated events.
          THIS COMPETITIVE BID NOTE SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.

 


 

          The Debt evidenced by this Competitive Bid Note is senior in right of payment to all Subordinated Debt referred to in the Credit Agreement.
          The Debtors hereby waive all requirements as to diligence, presentment, demand of payment, protest and (except as required by the Credit Agreement) notice of any kind with respect to this Competitive Bid Note.
          IN WITNESS WHEREOF, the undersigned have executed this Competitive Bid Note under seal as of the day and year first above written.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP HOLDINGS, INC.
 
 
  By:      
    Name:      
    Title:      
 
  KASPER, LTD.
 
 
  By:      
    Name:      
    Title:      
 
  JONES RETAIL CORPORATION
 
 
  By:      
    Name:      
    Title:      
 
  NINE WEST FOOTWEAR CORPORATION
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT B-1 — FORM OF
NOTICE OF REVOLVING CREDIT BORROWING
NOTICE OF REVOLVING CREDIT BORROWING
Dated as of:                     
Wachovia Bank, National Association,
as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Revolving Credit Borrowing is delivered to you under Section 2.2(a) of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby requests that the Lenders make a Revolving Credit Loan to the Borrower in the aggregate principal amount of $                                . (Complete with an amount in accordance with Section 2.2(a) of the Credit Agreement.)
          2. The Borrower hereby requests that such Revolving Credit Loan be made on the following Business Day:                                     . (Complete with a Business Day in accordance with Section 2.2(a) of the Credit Agreement).
          3. The Borrower hereby requests that the Revolving Credit Loan bear interest at the following interest rate, plus the Applicable Margin, as set forth below:
             
            Termination Date
        Interest Period   for Interest Period
Component of Loan   Interest Rate   (LIBOR Rate only)   (If applicable)
 
  Base Rate or LIBOR        
 
  Rate        
          4. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof (including the requested Revolving Credit Loan) does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.

 


 

          5. The Borrower hereby represents and warrants that the conditions specified in Section 6.3 of the Credit Agreement have been satisfied or waived as of the date hereof.
          6. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Revolving Credit Borrowing as of the                      day of                     ,         .
         
  JONES APPAREL GROUP USA, INC.,
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT B-2 — FORM OF NOTICE OF
COMPETITIVE BID BORROWING
Dated as of:                     
Wachovia Bank, National Association,
as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          The undersigned, JONES APPAREL GROUP USA, INC., refers to the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents, and hereby gives you notice, irrevocably, pursuant to Section 4.1 of the Credit Agreement that the undersigned hereby requests a Competitive Bid Borrowing under the Credit Agreement, and in that connection sets forth the terms on which such Competitive Bid Borrowing (the “Proposed Competitive Bid Borrowing”) is requested to be made:
                 
 
  (A)   Date of Competitive Bid Borrowing        
 
 
  (B)   Amount of Competitive Bid Borrowing        
 
         
 
   
 
  (C)   [Maturity Date] [Interest Period]        
 
         
 
   
 
  (D)   Interest Rate Basis        
 
         
 
   
 
  (E)   Day Count Convention        
 
         
 
   
 
  (F)   Interest Payment Date(s)        
 
         
 
   
 
  (G)   Currency        
 
         
 
   
 
  (H)   Borrower’s Account Location        
 
         
 
   
 
  (I)            
 
     
 
 
 
   
          Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          The undersigned hereby certifies that the following statements are true on the date hereof, and will be true on the date of the Proposed Competitive Bid Borrowing:
          1. The principal Dollar Amount of all Loans and L/C Obligations outstanding as of the date hereof (including the requested Competitive Bid Loan) does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.

 


 

          2. The Borrower hereby represents and warrants that the conditions specified in Section 6.4 of the Credit Agreement have been satisfied or waived as of the date hereof.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Revolving Credit Borrowing as of the                      day of                     , 200       .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT C — FORM OF NOTICE OF
ACCOUNT DESIGNATION
NOTICE OF ACCOUNT DESIGNATION
Dated as of:                     
Wachovia Bank, National Association,
     as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This Notice of Account Designation is delivered to you under Section 2.2(b) of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Administrative Agent is hereby authorized to disburse all Loan proceeds into the following account(s):
         
 
       
 
  ABA Routing Number:                                               
 
  Account Number:                                                        
          2. This authorization shall remain in effect until revoked or until a subsequent Notice of Account Designation is provided by the Borrower to the Administrative Agent.
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Account Designation as of the                      day of                     ,         .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

         
EXHIBIT D — FORM OF
NOTICE OF PREPAYMENT
NOTICE OF PREPAYMENT
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Prepayment is delivered to you under Section 2.3(c) of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. The Borrower hereby provides notice to the Administrative Agent that it shall repay the following [Base Rate Loans] and/or [LIBOR Rate Loans]:                     . (Complete with an amount in accordance with Section 2.3(c) of the Credit Agreement.)
          2. The Borrower shall repay the above-referenced Revolving Credit Loans on the following Business Day:                     . (Complete in accordance with Section 2.3(c) of the Credit Agreement.)
          3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Prepayment as of the                      day of                     ,          .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

         
EXHIBIT E — FORM OF
NOTICE OF CONVERSION/CONTINUATION
NOTICE OF CONVERSION/CONTINUATION
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
          This irrevocable Notice of Conversion/Continuation (the “Notice”) is delivered to you under Section 5.2 of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
          1. This Notice is submitted for the purpose of: (Check one and complete applicable information in accordance with the Credit Agreement.)
           Converting all or a portion of a Base Rate Loan into a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                     .
 
  (b)   The principal amount of such Revolving Credit Loan to be converted is $                     .
 
  (c)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
 
  (d)   The requested Interest Period applicable to the converted Revolving Credit Loan is                     .
      Converting all or a portion of a LIBOR Rate Loan into a Base Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                     
 
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                      .

 


 

  (c)   The principal amount of such Revolving Credit Loan to be converted is $                     .
 
  (d)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
      Continuing all or a portion of a LIBOR Rate Loan as a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                     .
 
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .
 
  (c)   The principal amount of such Revolving Credit Loan to be continued is $                     .
 
  (d)   The requested effective date of the continuation of such Revolving Credit Loan is                     .
 
  (e)   The requested Interest Period applicable to the continued Revolving Credit Loan is                     .
          2. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.
          3. The Borrower hereby represents and warrants that no Default or Event of Default (as defined in the Credit Agreement) has occurred and is continuing.
          4. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          IN WITNESS WHEREOF, the undersigned has executed this Notice of Conversion/ Continuation as of the                      day of                     ,          .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT F — FORM OF
OFFICER’S COMPLIANCE CERTIFICATE
OFFICER’S COMPLIANCE CERTIFICATE
          The undersigned, on behalf of JONES APPAREL GROUP USA, INC. (the “Borrower”), hereby certifies to the Administrative Agent and the Lenders, each as defined in the Credit Agreement referred to below, as follows:
          1. This Certificate is delivered to you pursuant to Section 8.2 of the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among the Borrower, the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
          2. I have reviewed the consolidated financial statements of Jones Apparel Group, Inc. and its Subsidiaries dated as of                      and for the                      period[s] then ended and such statements present fairly in all material respects the consolidated financial condition of Jones Apparel Group, Inc. and its Subsidiaries as of their respective dates and the results of the consolidated operations of Jones Apparel Group, Inc. and its Subsidiaries for the respective period[s] then ended, subject to normal year end adjustments for interim statements.
          3. I have reviewed the terms of the Credit Agreement, and the related Loan Documents and have made, or caused to be made under my supervision, a review in reasonable detail of the transactions and the condition of Jones Apparel Group, Inc. and its Subsidiaries during the accounting period covered by the financial statements referred to in Paragraph 2 above. Such review has not disclosed the existence during or at the end of such accounting period of any condition or event that constitutes a Default or an Event of Default, nor do I have any knowledge of the existence of any such condition or event as at the date of this Certificate [except, if such condition or event existed or exists, describe the nature and period of existence thereof and what action the Borrower has taken, is taking and proposes to take with respect thereto].
          4. The Applicable Margin and information as to the debt ratings necessary for determining such figure are set forth on the attached Schedule 1.
          5. Jones Apparel Group, Inc. and its Subsidiaries are in compliance with the financial covenants contained in Article X of the Credit Agreement as shown on such Schedule 1.
          WITNESS the following signature as of the                      day of                     ,          .
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 


 

Schedule 1
to
Officer’s Compliance Certificate
[To be provided by Borrower in form reasonably acceptable to the Administrative Agent]

 


 

EXHIBIT G — FORM OF
ASSIGNMENT AND ACCEPTANCE
ASSIGNMENT AND ACCEPTANCE
Dated as of:                     
     Reference is made to the Amended and Restated Five-Year Credit Agreement dated as of May 16, 2005, as amended, restated, supplemented or otherwise modified (the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Co-Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and JPMorgan Chase Bank, N.A. and Citibank, N.A., as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein which are not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                                          (the “Assignor”) and                                         (the “Assignee”) agree as follows:
          1. The Assignor hereby sells and assigns to the Assignee, and the Assignee hereby purchases and assumes from the Assignor, as of the Effective Date (as defined below), a                     % interest in and to all of the Assignor’s interest, rights and obligations with respect to its Revolving Credit Commitment and Revolving Credit Loans (including such percentage of the outstanding L/C Obligations), which percentage represents not less than $5,000,000, unless such percentage equals 100% of such Lender’s Revolving Credit Commitment, and the Assignor thereby retains                     % of its interest therein.
          This Assignment and Acceptance is entered pursuant to, and authorized by, Section 14.10 of the Credit Agreement.
          2. The Assignor (i) represents that, as of the date hereof, its Revolving Credit Commitment Percentage (without giving effect to assignments thereof which have not yet become effective) under the Credit Agreement is                     % and the outstanding balances of its Revolving Credit Loans (including its Revolving Credit Commitment Percentage of the outstanding L/C Obligations) is $                    ; (ii) makes no representation or warranty and assumes no responsibility with respect to any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document or the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Credit Agreement or any other instrument or document furnished pursuant thereto, other than that the Assignor is the legal and beneficial owner of the interest being assigned by it hereunder and that such interest is free and clear of any adverse claim; (iii) makes no representation or warranty and assumes no responsibility with respect to the financial condition of the Borrower or its Subsidiaries or the performance or observance by the Borrower or its Subsidiaries of any of their obligations under the Credit Agreement or any other instrument or document furnished or executed pursuant thereto; and (iv) to the extent it has received Revolving Credit Note(s) from the Borrower, attaches the applicable Revolving Credit Note(s) delivered to it under the Credit Agreement and requests that the Borrower exchange such Revolving Credit Note(s) for new Revolving Credit Notes payable to each of the Assignor and the Assignee as follows:

 


 

             
 
  Revolving Credit Note        
 
  Payable to the Order of:   Principal Amount of Note:    
 
           
 
           
 
 
 
 
 
   
 
           
 
 
 
 
 
   
          3. The Assignee (i) represents and warrants that it is legally authorized to enter into this Assignment and Acceptance; (ii) confirms that it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to Section 8.1 thereof and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Acceptance; (iii) agrees that it will, independently and without reliance upon the Assignor or any other Lender or the Administrative Agent and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement; (iv) confirms that it is an Eligible Assignee; (v) appoints and authorizes the Administrative Agent to take such action as agent on its behalf and to exercise such powers under the Credit Agreement and the other Loan Documents as are delegated to the Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; (vi) agrees that it will perform in accordance with their terms all the obligations which by the terms of the Credit Agreement and the other Loan Documents are required to be performed by it as a Lender; (vii) agrees to hold all confidential information in accordance with the provisions of Section 14.10(g) of the Credit Agreement; and (viii) includes herewith for the Administrative Agent the forms required by Section 5.11(e) of the Credit Agreement (if not previously delivered).
          4. The effective date for this Assignment and Acceptance shall be as set forth in Section 1 of Schedule 1 hereto (the “Effective Date”), subject to the consents referred to in the following sentence. Following the execution of this Assignment and Acceptance, it will be delivered to the Administrative Agent for, to the extent required by the Credit Agreement, consent by the Borrower and the Administrative Agent and acceptance and recording in the Register.
          5. Upon such consents, acceptance and recording, from and after the Effective Date, (i) the Assignee shall be a party to the Credit Agreement and the other Loan Documents to which Lenders are parties and, to the extent provided in this Assignment and Acceptance, have the rights and obligations of a Lender under each such agreement, and (ii) the Assignor shall, to the extent provided in this Assignment and Acceptance, relinquish its rights and be released from its obligations under the Credit Agreement and the other Loan Documents.
          6. Upon such consents, acceptance and recording, from and after the Effective Date, the Administrative Agent shall make all payments in respect of the interest assigned hereby (including payments of principal, interest, fees and other amounts) to the Assignee. The Assignor and Assignee shall make all appropriate adjustments in payments for periods prior to the Effective Date or with respect to the making of this assignment directly between themselves.
          7. THIS ASSIGNMENT AND ACCEPTANCE SHALL BE DEEMED TO BE A CONTRACT UNDER SEAL AND SHALL BE GOVERNED BY AND CONSTRUED IN

2


 

ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.

3


 

     WITNESS the following signatures as of the ______ day of ______, ______.
         
  ASSIGNOR:
 
 
  By:      
  Title:   
       
 
  ASSIGNEE:
 
 
  By:      
  Name:      
  Title:      
 
Acknowledged and Consented to on behalf of the Credit Parties:
JONES APPAREL GROUP USA, INC.
         
   
By:      
Name:      
Title:      
 
Consented to and Accepted by:
WACHOVIA BANK, NATIONAL ASSOCIATION,
     as Administrative Agent
         
     
  By:      
  Name:      
  Title:      
 

4


 

Schedule 1
to
Assignment and Acceptance
       
  1.
Effective Date:                                         ,                     
 
   
 
 
  2.
Assignor’s Interest Prior to Assignment:
 
   
 
 
%  
(a) Revolving Credit Commitment Percentage
 
   
 
 
$  
(b) Outstanding balance of Revolving Credit Loans
 
   
 
 
$  
(c) Outstanding balance of Assignor’s Revolving Credit Commitment Percentage of the L/C Obligations
 
   
 
 
  3.
Assigned Interest (from Section 1) of:
 
%  
(a) Revolving Credit Loans
 
   
 
 
  4.
Assignee’s Extensions of Credit After Effective Date:
 
   
 
 
$  
(a) Total outstanding balance of Assignee’s Revolving Credit Loans (line 2(b) times line 3(a))
 
   
 
 
$  
(b) Total outstanding balance of Assignee’s Revolving Credit Commitment Percentage of the L/C Obligations (line 2(c) times line 3(a))
 
   
 
 
  5.
Retained Interest of Assignor after Effective Date:
 
   
 
 
   
(a) Retained Interest (from Section 1):
 
%  
     (i) Revolving Credit Commitment Percentage
 
   
 
 
$  
(b) Outstanding balance of Assignor’s Revolving Credit Loans (line 2(b) times line 5(a)(i))
 
   
 
 
$  
(c) Outstanding balance of Assignor’s
Revolving Credit Commitment
Percentage of L/C Obligations
(line 2(c) times line 5(a)(i))
 


 

     
6. Payment Instructions:
 
(a)
  If payable to Assignor,
 
  to the account of Assignor to:
 
  ABA No.:
 
  Account Name:
 
  Account No.
 
  Attn:
 
  Ref:
 
   
(b)
  If payable to Assignee,
 
  to the account of Assignee to:
 
 
  ABA No.:
 
  Account Name:
 
  Account No.:
 
  Attn:
 
  Ref:


 

Schedule 1.1(a)
(Lenders and Revolving Credit Commitments)
                 
    COMMITMENT      
LENDER   PERCENTAGE   COMMITMENT  
JPMorgan Chase Bank, N.A.
    8.7 %   $ 65,000,000  
1411 Broadway, 5th Floor
New York, NY 10018
Attn: Caridad Tio
T: 212-391-2711
F: 212-391-7283
               
Citibank, N.A.
    8.7 %   $ 65,000,000  
2 Penns Way, Suite 200
New Castle, DE 19720
Attn: Laura D. Quashne
T: 302-894-6058
F: 302-894-6120
               
Bank of America, N.A.
    8.7 %   $ 65,000,000  
101 N. Tyron Street, NC1-001-15-03
Charlotte, NC 28255
Attn: Jason Petrea
T: 704-386-3781
F: 704-409-0056
               
Barclays Bank PLC
    8.7 %   $ 65,000,000  
200 Park Avenue
New York, NY 10166
Attn: Nicholas Bell
               
SunTrust Bank
    8.7 %   $ 65,000,000  
303 Peachtree Street, N.E.
Atlanta, GA 30308
Attn: Don Besch
T: 404-575-2649
F: 404-575-2594
               
Wachovia Bank, National Association
    8.7 %   $ 65,000,000  
201 South College Street, CP-8
Charlotte, NC 28288-0680
Attn: Syndication Agency Services
T: 704-715-1353
F: 704-383-0288
               
The Governor and Company of the Bank of Ireland
    4.7 %   $ 35,000,000  
Hume House, 5th Floor, Ballsbridge
Dublin 4
Ireland
Attn: Olivia Carey
T: 353-1618-7470
F: 353-1618-7490
               

 


 

                 
    COMMITMENT        
LENDER   PERCENTAGE   COMMITMENT  
The Royal Bank of Scotland plc
    4.7 %   $ 35,000,000  
101 Park Avenue
New York, NY 10178
Attn: Juanita Baird
T: 212-401-1420
F: 212-401-1336
               
Standard Chartered
    4.7 %   $ 35,000,000  
One Madison Avenue
New York, NY 10010
Attn:Vicky
T: 212-667-0203
F: 212-667-0287
               
Bank of Taiwan, New York Agency
    3.3 %   $ 25,000,000  
100 Wall Street, 11th Floor
New York, NY 10005
Attn: Rachel Chang
T: 212-968-8128 Ext. 30
F: 212-968-8370
               
UFJ Bank Limited, New York Branch
    3.3 %   $ 25,000,000  
55 East 52nd Street
New York, NY 10055
Attn: Martin Chin
T: 212-339-6392
F: 212-754-2368
               
Bank of China, New York Branch
    2.0 %   $ 15,000,000  
410 Madison Avenue
New York, NY 10017
Attn: Elaine Ho
T: 212-935-3101 ext 281
F: 646-840-1796
               
Fifth Third Bank
    2.0 %   $ 15,000,000  
38 Fountain Square, MD 109054
Cincinnati, OH 45263
Attn: Melody Merrill
T: 513-579-5389
F: 513-534-5947
               
Mizuho Corporate Bank, Ltd.
    2.0 %   $ 15,000,000  
1800 Plaza Ten
Jersey City, NJ 07311
Attn: Nicole Ferraro
T: 201-626-9341
F: 201-626-9913
               
Sumitomo Mitsui Banking Corporation
    2.0 %   $ 15,000,000  
277 Park Avenue
New York, NY 10172
Attn: Tracy Watson
T: 212-224-4393
F: 212-224-5197
               

2


 

                 
    COMMITMENT      
LENDER   PERCENTAGE   COMMITMENT  
The Bank of Nova Scotia
    2.0 %   $ 15,000,000  
One Liberty Plaza, Floor 24
New York, NY 10006
Attn: Victor Chevallier
T: 212-225-5064
F: 212-225-5145
               
U.S. Bank National Association
    2.0 %   $ 15,000,000  
One U.S. Bank Plaza
St. Louis, MO 63166
Attn: Jennifer Thurston
               
Union Bank of California, N.A
    2.0 %   $ 15,000,000  
601 Potrero Grande Drive
Monterey Park, CA 91754
Attn: Alberta Rosby
T: 323-720-2622
F: 323-278-6173
               
Banca Di Roma — New York Branch
    1.3 %   $ 10,000,000  
34 E. 51st Street
New York, NY 10022
Attn: Jonathan Bloom
T: 212-407-1761
F: 212-407-1778
               
Bank Leumi USA
    1.3 %   $ 10,000,000  
562 Fifth Avenue, 10th Floor
New York, NY 10036
Attn: Virginia DeLeon
T: 212-626-1308
F: 212-626-1309
               
Bear Stearns Corporate Lending Inc.
    1.3 %   $ 10,000,000  
383 Madison Avenue, 8th Floor
New York, NY 10179
Attn: Gloria Dombrowski
T: 212-272-6043
F: 212-272-4844
               
Chang Hwa Commercial Bank, Ltd,
    1.3 %   $ 10,000,000  
New York Branch
685 Third Avenue, 29th Floor
New York, NY 10017
Attn: Sarah Lim
T: 212-651-9770 ext.31
F: 212-651-9785
               
First Commercial Bank, New York Agency
    1.3 %   $ 10,000,000  
750 Third Avenue, 34th Floor
New York, NY 10017
Attn: Yating Hwang
T: 212-599-6868
F: 212-599-6133
               

3


 

                 
    COMMITMENT      
LENDER   PERCENTAGE   COMMITMENT  
Hua Nan Commercial Bank, Ltd.
    1.3 %   $ 10,000,000  
330 Madison Avenue, 38th Floor
New York, NY 10017
Attn: Henry Hsieh
T: 212-286-1999
F: 212-286-1212
               
Israel Discount Bank of New York
    1.3 %   $ 10,000,000  
511 Fifth avenue
New York, NY 10017
Attn: Laury Quiles
T: 212-551-8596
F: 212-551-8872
               
Taipei Fubon Bank New York Agency
    1.3 %   $ 10,000,000  
100 Wall Street, 14th Floor
New York, NY 10005
Attn: Esther Lee
T: 212-968-9888
F: 212-968-9800
               
The Bank of New York
    1.3 %   $ 10,000,000  
One Wall Street
New York, NY 10286
Attn: Laina Chan
T: 212-635-6720
F: 212-635-6397
               
E.Sun Commercial Bank, Ltd.,
    0.7 %   $ 5,000,000  
Los Angeles Branch
17700 Castleton Street, Suite 500
City of Industry, CA 91748
Attn: Shinghorng Lin
F: 626-810-2400 x. 228
F: 626-839-5531
               
The Norinchukin Bank, New York Branch
    0.7 %   $ 5,000,000  
245 Park Avenue, 29th Floor
New York, NY 10167
Attn: Jing Li
T: 212-949-10167
F: 212-808-4188
               
 
               
Total:
    100 %   $ 750,000,000  

4


 

     
Schedule 1.1(b)
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.
Outstanding Summary Report
For Applicant: JONES APPAREL GROUP USA INC.
  Page: 1
Date: 05/11/2005
Applicant Name: JONES APPAREL GROUP USA INC — STBY
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
SM200248
  SM200248   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY   US   10/03/2002   07/01/2005     3,000,000.00     USD
SM204355
  SM204355   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY   US   07/31/2003   07/01/2005     3,000,000.00     USD
SM210022
  SM210022   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       09/15/2004   07/01/2005     2,500,000.00     USD
SM411647
  SM411647   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY   US   02/02/2000   07/01/2005     1,700,000.00     USD
SM414948
  SM414948   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       11/20/2000   06/01/2006     2,200,000.00     USD
SM417226
  SM417226   USA   SBLC   TETERBORO ASSOCIATES       06/15/2001   05/31/2006     950,000.00     USD
SM417227
  SM417227   USA   SBLC   H. ROSS/525 L.L.C. & E.ROSS/525LLC   US   06/15/2001   05/31/2006     123,200.00     USD
SM417889
  SM417889   USA   SBLC   HARTFORD FIRE INSURANCE COMPANY       08/17/2001   07/01/2005     1,700,000.00     USD
SM421703
  SM421703   USA   SBLC   AMERICAN CASUALTY COMPANY OF   US   07/01/2002   06/27/2005     13,000,000.00     USD
 
 
                      Appl Name Total:         28,173,200.00      
Applicant Name: JONES APPAREL GROUP USA INC.
                                         
L/C Bank                       Opening   Expiry   L/CEquiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC008816U
  0104GR1718   USA   IMLC   GLORIA APPAREL, INC.   US   01/18/2005   05/22/2005     847,714.10     USD
IC009426U
  0435NW00015   USA   IMLC   BRADLEE INTERNATIONAL LTD.   US   03/09/2005   04/25/2005     33,936.00     USD
IC009614U
  0544NW00035   USA   IMLC   MIROGLIO TEXTILES USA, INC.   US   03/21/2005   05/02/2005     1,004.41     USD
IC009626U
  0549G02784   USA   IMLC   THE EVER, INC.   US   03/21/2005   05/10/2005     40,459.65     USD
IC009628U
  0554D09121   USA   IMLC   TEXTILE IMPORT LLC   US   03/21/2005   05/10/2005     38,325.00     USD
IC009754U
  0583G02826   USA   IMLC   THE EVER, INC.   US   03/31/2005   05/25/2005     4,654.65     USD
IC009767U
  0584GR45   USA   IMLC   GLORIA APPAREL, INC.   US   03/31/2005   06/03/2005     120,558.11     USD
IC009975U
  0664NW00047   USA   IMLC   BRADLEE INTERNATIONAL LTD.   US   04/15/2005   05/07/2005     42,021.00     USD
IC009984U
  0668G02707   USA   IMLC   BRADLEE INTERNATIONAL LTD.   US   04/15/2005   05/20/2005     30,607.50     USD
IC009985U
  0669G02860   USA   IMLC   THE EVER, INC.   US   04/15/2005   05/30/2005     42,170.63     USD
IC009986U
  0670G02842   USA   IMLC   THE EVER, INC.   US   04/15/2005   05/15/2005     6,032.25     USD
IC010084U
  0706G02858   USA   IMLC   BRADLEE INTERNATIONAL LTD.   US   04/21/2005   06/06/2005     56,700.00     USD
IC010250U
  0777NA02253   USA   IMLC   MARUBENI AMERICA CORP.   US   05/04/2005   06/14/2005     49,738.19     USD
IC010343U
  0787D09245   USA   IMLC   ALTINYILDIZ CORPORATION   US   05/09/2005   06/25/2005     473,550.00     USD
IC010344U
  0791MA01043   USA   IMLC   MARUBENI AMERICA CORP.   US   05/09/2005   05/30/2005     19,097.83     USD
 
 
                      Appl Name Total:         1,806,569.32      

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 2
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC568551H
  2230JG41616   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   12/06/2004   05/06/2005     8,042.64     USD
IC569779H
  2372JG41727   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   12/31/2004   05/31/2005     4,515.00     USD
IC569962H
  0001JG41783   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   01/05/2005   05/05/2005     9,150.75     USD
IC570817H
  0116JG5110   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   01/20/2005   05/17/2005     66,610.85     USD
IC570839H
  0135JG5089   HNK   IMLC   SHANGHAI SILK GROUP CO. LTD.   C2   01/20/2005   05/03/2005     57,390.14     USD
IC570970H
  0163JG5184   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   01/24/2005   07/02/2005     60,750.11     USD
IC570971H
  0164SAM11905   HNK   IMLC   HONG KONG ORIENTAL YEYANG INTL   HK   01/25/2005   08/16/2005     4,830,000.00     USD
IC572047H
  0189JG5189   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   01/28/2005   05/31/2005     8,732.59     USD
IC572475H
  0234JG5190   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/03/2005   04/30/2005     12,540.94     USD
IC572739H
  0269MA00971   HNK   IMLC   LANIFICIO CAVERNI AND GRAMIGNI SPA   IT   02/14/2005   04/30/2005     1,017.05     USD
IC573167H
  0320JG5227   HNK   IMLC   CHINAMINE TRADING LTD.   HK   02/18/2005   05/11/2005     955,459.47     USD
IC573279H
  0343JG5222   HNK   IMLC   P.T. CITRA ABADI SEJATI   ID   02/21/2005   05/10/2005     125,452.84     USD
IC573289H
  0354JG5122   HNK   IMLC   TONGLU PUDE GARMENTS CO.   C2   02/21/2005   04/30/2005     602,897.62     USD
IC573399H
  0370G02698   HNK   IMLC   WUXI XIEXIN GROUP CO., LTD   C2   02/25/2005   05/20/2005     1,727.72     USD
IC573404H
  0371U02578   HNK   IMLC   TAECHANG ENTERPRISE CO., LTD.   KR   02/25/2005   05/02/2005     66,103.28     USD
IC573452H
  0375JG5298   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/25/2005   07/02/2005     14,784.00     USD
IC573453H
  0376JG5299   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/25/2005   06/06/2005     15,723.71     USD
IC573454H
  0377JG5308   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/25/2005   07/15/2005     78,814.00     USD
IC573455H
  0378JG5309   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/25/2005   06/06/2005     14,017.50     USD
IC573476H
  0388JG5153   HNK   IMLC   SLITHER LTD.   HK   02/25/2005   05/03/2005     32,179.39     USD
IC573483H
  0394JO021805SS   HNK   IMLC   HYUNJTN APPAREL CO., LTD.   KR   02/25/2005   05/16/2005     113,039.63     USD
IC573824H
  0404JEV034R1   HNK   IMLC   HOJEON LIMITED   KR   03/07/2005   05/18/2005     75,766.62     USD
IC573828H
  0405SH-0128   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   03/07/2005   05/18/2005     119,791.49     USD
IC573831H
  0406JEV033R1   HNK   IMLC   HOJEON LIMITED   KR   03/07/2005   05/25/2005     20,352.66     USD
IC573857H
  0416JG5251   HNK   IMLC   YOOPOONG CORPORATION   KR   03/07/2005   05/19/2005     110,354.55     USD
IC573918H
  0427D09107   HNK   IMLC   TESSILGODI S.P.A.   IT   03/09/2005   04/30/2005     1,056.30     USD
IC573921H
  0429D09062   HNK   IMLC   PARAMOUNT TEXTEIS INDUSTRIA E   BR   03/09/2005   05/31/2005     106,400.48     USD
IC574001H
  0448JG5366   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/09/2005   05/02/2005     306,770.89     USD
IC574007H
  0453KR021605   HNK   IMLC   HAN SAE CO., LTD.   KR   03/09/2005   05/01/2005     86,892.75     USD
IC574143H
  0459JG5286   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   03/11/2005   05/06/2005     638,376.22     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 3
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA, INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiy      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC574196H
  0460JG5428   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/14/2005   08/15/2005     28,961.89     USD
IC574197H
  0461JG5429   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/14/2005   08/05/2005     15,273.72     USD
IC574206H
  0468JG5398   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   03/14/2005   05/05/2005     3,537.81     USD
IC574207H
  0469JG5391   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   03/14/2005   05/21/2005     82,590.59     USD
IC574292H
  0486JG5349   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/15/2005   05/04/2005     363,897.51     USD
IC574308H
  0491JEV037AC   HNK   IMLC   HAN SAE CO., LTD.   KR   03/15/2005   05/13/2005     384,339.26     USD
IC574312H
  0495AE00345   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   03/15/2005   06/11/2005     26,151.43     USD
IC574322H
  0503MA00974   HNK   IMLC   LANIFICIO DI MAZZONE SAS   IT   03/15/2005   05/12/2005     1,100.15     USD
IC574326H
  0506U02578   HNK   IMLC   TAECHANG ENTERPRISE CO., LTD.   KR   03/15/2005   05/02/2005     26,446.03     USD
IC574494H
  0509JG5131   HNK   IMLC   PLATINUM 2000 LIMITED   HK   03/18/2005   05/02/2005     100,062.29     USD
IC574497H
  0510JG5311   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   03/18/2005   05/04/2005     548,222.56     USD
IC574513H
  0516JG5420   HNK   IMLC   P.T. CITRA ABADI SEJATI   ID   03/18/2005   05/10/2005     28,119.29     USD
IC574536H
  0524JG5342   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/18/2005   05/25/2005     145,649.62     USD
IC574538H
  0526JG5416   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   03/18/2005   04/30/2005     138,317.42     USD
IC574540H
  0527JG5408   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   03/18/2005   05/17/2005     125,352.83     USD
IC574543H
  0529KR031005   HNK   IMLC   HAN SAE CO., LTD.   KR   03/18/2005   05/15/2005     178,979.26     USD
IC574544H
  0528HM0307   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   03/18/2005   06/01/2005     58,182.38     USD
IC576568H
  0531JG5443   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/21/2005   07/29/2005     10,507.09     USD
IC576569H
  0532JG5370   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   03/21/2005   05/03/2005     11,731.35     USD
IC576570H
  0533JG5283   HNK   IMLC   DASHING INDUSTRIAL COMPANY LIMITED   HK   03/21/2005   05/04/2005     222,668.93     USD
IC576573H
  0534JG5306   HNK   IMLC   TAI KEI KNITTERS LIMITED   HK   03/21/2005   05/04/2005     161,595.94     USD
IC576574H
  0536JG5350   HNK   IMLC   SAVERIO INTERNATIONAL LIMITED   HK   03/21/2005   05/04/2005     376,237.71     USD
IC576576H
  0537JG5436   HNK   IMLC   PLATINUM 2000 LIMITED   HK   03/21/2005   05/04/2005     115,053.46     USD
IC576577H
  0538SK0309A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   03/21/2005   05/09/2005     47,456.09     USD
IC576578H
  0539KR-031505   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   03/21/2005   06/01/2005     141,461.96     USD
IC576579H
  0540D09118   HNK   IMLC   TESSILGROSSO SPA   IT   03/21/2005   05/05/2005     3,859.38     USD
IC576580H
  0541D09141   HNK   IMLC   TAECHANG ENTERPRISE CO., LTD.   KR   03/21/2005   05/15/2005     45,312.75     USD
IC576584H
  0545G02683   HNK   IMLC   HANA TEXTILES CO., LTD.   KR   03/21/2005   05/05/2005     10,605.00     USD
IC576721H
  0556JEV039R1   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   03/23/2005   05/16/2005     249,018.81     USD
IC576724H
  0558JG5371   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   03/23/2005   05/07/2005     40,437.00     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 4
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC576725H
  0560JG5394   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/23/2005   04/29/2005     16,887.40     USD
IC576728H
  0563JG5442   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/23/2005   05/10/2005     182,472.16     USD
IC576752H
  0552NA02209   HNK   IMLC   SEJEE COMPANY LIMITED   HK   03/24/2005   05/05/2005     11,318.27     USD
IC576775H
  0566JG5430   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   03/24/2005   05/05/2005     952,124.53     USD
IC576777H
  0567JG5357   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   03/24/2005   05/03/2005     83,708.36     USD
IC576778H
  0568JG5451   HNK   IMLC   HEMPEL CHINA LIMITED   C2   03/24/2005   05/10/2005     83,592.78     USD
IC576779H
  0569JG5453   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   03/24/2005   05/04/2005     86,940.00     USD
IC576820H
  0570E04153   HNK   IMLC   LANIFICIO CECCHI LIDO AND FIGLI SPA   IT   03/28/2005   05/05/2005     5,814.11     USD
IC576822H
  0571E04209   HNK   IMLC   MENSA   TR   03/28/2005   05/22/2005     25,283.48     USD
IC576825H
  0573D09169   HNK   IMLC   LANIFICIO GIOVANNI MAGNI-LINEAEMME   IT   03/28/2005   05/15/2005     56,941.50     USD
IC576826H
  0574D09105   HNK   IMLC   TAI FUNG TEXTILES CO. LTD.   HK   03/28/2005   05/15/2005     14,307.19     USD
IC576829H
  0575D09152   HNK   IMLC   LANIFICIO BISENTINO S.P.A.   IT   03/28/2005   05/11/2005     181,140.75     USD
IC576975H
  0576JG5392   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/30/2005   05/31/2005     225,186.59     USD
IC576978H
  0577JG55434   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/30/2005   05/17/2005     896,561.37     USD
IC576979H
  0578JG55433   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/30/2005   05/18/2005     220,284.46     USD
IC576981H
  0579JG5442   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/30/2005   05/10/2005     490,009.19     USD
IC577003H
  0581NA02243   HNK   IMLC   KIMTEKS TEKSTIL INSAAT SAN. VE TIC.   TR   03/31/2005   05/05/2005     3,067.07     USD
IC577004H
  0582D09216   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   03/31/2005   05/10/2005     154.28     USD
IC577019H
  0585J4B0316LC   HNK   IMLC   SLC CO., LTD.   KR   03/31/2005   05/06/2005     19,775.33     USD
IC577020H
  0586JTK323A   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   03/31/2005   05/06/2005     41,710.54     USD
IC577028H
  0593JG5456   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   03/31/2005   06/30/2005     163,198.06     USD
IC577029H
  0594JG5461   HNK   IMLC   CARNIVAL INDUSTRIAL CORP.   TW   03/31/2005   05/02/2005     18,168.43     USD
IC577030H
  0595JG5454   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/31/2005   05/03/2005     11,495.40     USD
IC577032H
  0596JG5455   HNK   IMLC   HIGH FASHION GARMENTS CO., LTD.   HK   03/31/2005   05/10/2005     18,266.67     USD
IC577033H
  0597JG5463   HNK   IMLC   SAVERIO INTERNATIONAL LIMITED   HK   03/31/2005   05/07/2005     255,541.97     USD
IC577034H
  0598JG5466   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/31/2005   05/07/2005     168,415.27     USD
IC577035H
  0599JG5410   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   03/31/2005   05/24/2005     100,722.72     USD
IC577036H
  0600JG5458   HNK   IMLC   P.T. CITRA ABADI SEJATI   ID   03/31/2005   06/14/2005     87,520.00     USD
IC577037H
  0601JG5435   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/31/2005   05/10/2005     16,507.01     USD
IC577038H
  0602JG5450   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/31/2005   05/10/2005     45,735.04     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 5
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC577039H
  0603JG5123   HNK   IMLC   WILFORD KNITWEAR FTY. LTD.   HK   03/31/2005   05/11/2005     191,980.05     USD
IC577040H
  0604JG5437   HNK   IMLC   SAVERIO INTERNATIONAL LIMITED   HK   03/31/2005   05/11/2005     118,399.20     USD
IC577190H
  0606JG5477   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/04/2005   05/06/2005     163,948.95     USD
IC577524H
  0607JG5474   HNK   IMLC   UNITEX FASHION (CHINA) LIMITED   HK   04/11/2005   05/11/2005     282,134.24     USD
IC577527H
  0608JG5479   HNK   IMLC   TONGLU PUDE GARMENTS CO.   C2   04/11/2005   04/30/2005     203,803.15     USD
IC577528H
  0609JG5491   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/11/2005   04/30/2005     17,481.33     USD
IC577529H
  0610JG5490   HNK   IMLC   DOKO (HONG KONG)LTD   HK   04/11/2005   05/15/2005     13,344.24     USD
IC577530H
  0611JG5496   HNK   IMLC   DOKO (HONG KONG)LTD   HK   04/11/2005   05/15/2005     63,921.90     USD
IC577531H
  0612JG5092   HNK   IMLC   PAK TAK KNITTING GARMENT FACTORY L   HK   04/11/2005   05/15/2005     68,448.16     USD
IC577536H
  0616JG5465   HNK   IMLC   PLATINUM 2000 LIMITED   HK   04/11/2005   04/30/2005     40,537.51     USD
IC577537H
  0617JG5472   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   04/11/2005   05/21/2005     225,392.80     USD
IC577538H
  0618JG5487   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/11/2005   05/02/2005     70,895.64     USD
IC577539H
  0619JG5495   HNK   IMLC   PT MUTIARA MITRA BUSANA APPAREL   ID   04/11/2005   05/24/2005     35,154.37     USD
IC577540H
  0620JG5498   HNK   IMLC   PT MUTIARA MITRA BUSANA APPAREL   ID   04/11/2005   05/17/2005     57,453.25     USD
IC577543H
  0621JG5481   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/11/2005   05/10/2005     166,186.26     USD
IC577545H
  0622JG5464   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/11/2005   05/04/2005     42,118.75     USD
IC577546H
  0623JG5483   HNK   IMLC   PLATINUM 2000 LIMITED   HK   04/11/2005   05/07/2005     49,632.24     USD
IC577547H
  0624JG5480   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/11/2005   05/31/2005     86,169.87     USD
IC577548H
  0625JG5302   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   04/11/2005   05/18/2005     41,602.69     USD
IC577549H
  0626JG5303   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   04/11/2005   05/18/2005     130,834.35     USD
IC577550H
  0627JG5418   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/11/2005   05/18/2005     86,009.64     USD
IC577551H
  0628JG5497   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   04/11/2005   05/18/2005     236,513.66     USD
IC577552H
  0629JG5470   HNK   IMLC   YEE TUNG GARMENT CO., LTD.   HK   04/11/2005   06/09/2005     207,378.54     USD
IC577553H
  0630JG5409   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   04/11/2005   06/08/2005     49,752.51     USD
IC577555H
  0631SH0330   HNK   IMLC   HAN SAE CO., LTD.   KR   04/11/2005   06/16/2005     221,878.78     USD
IC577557H
  0632KR040105A   HNK   IMLC   HAN SAE CO., LTD.   KR   04/11/2005   05/27/2005     56,359.64     USD
IC577562H
  0633JO0401SS   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/11/2005   06/20/2005     963,647.27     USD
IC577563H
  0634N25C5137   HNK   IMLC   TROPIC KNITS LTD   MU   04/11/2005   07/25/2005     2,677,928.40     USD
IC577564H
  0635N25C5217   HNK   IMLC   TROPIC KNITS LTD   MU   04/11/2005   07/25/2005     1,571,169.60     USD
IC577565H
  0636N25C5417   HNK   IMLC   TROPIC KNITS LTD   MU   04/11/2005   07/25/2005     1,314,069.12     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 6
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                           
L/C Bank                       Opening   Expiry   L/C Equiv        
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance        
IC577569H
  0637NA02138   HNK   IMLC   BTD TEKSTIL SAN. VE TIC. AS.   TR   04/11/2005   04/30/2005     55,731.38     USD  
IC577571H
  0638NA02255   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/11/2005   05/18/2005     142,039.01     USD  
IC577635H
  0639JG5474   HNK   IMLC   UNITEX FASHION (CHINA) LIMITED   HK   04/13/2005   05/11/2005     284,300.10     USD  
IC577636H
  0640JG5508   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/13/2005   04/30/2005     71,997.82     USD  
IC577637H
  0641JG5520   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/13/2005   04/30/2005     33,046.40     USD  
IC577638H
  0642JG5504   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   04/13/2005   05/07/2005     300,552.98     USD  
IC577639H
  0643JG5448   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   04/13/2005   05/18/2005     25,031.74     USD  
IC577640H
  0644JG5449   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/13/2005   05/03/2005     136,621.31     USD  
IC577642H
  0645JG5485   HNK   IMLC   MAINFIELD DEVELOPMENT CO. LTD.   HK   04/13/2005   05/04/2005     12,501.08     USD  
IC577645H
  0646JG5521   HNK   IMLC   TAI KEI KNITTERS LMITED   HK   04/13/2005   05/04/2005     94,760.55     USD  
IC577647H
  0647JG5509   HNK   IMLC   TONGLU PUDE GARMENTS CO.   C2   04/13/2005   05/05/2005     54,746.97     USD  
IC577649H
  0648JG5502   HNK   IMLC   DOKO (HONG KONG)LTD   HK   04/13/2005   06/14/2005     173,319.42     USD  
IC577653H
  0649JG5501   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/13/2005   06/02/2005     236,550.81     USD  
IC577656H
  06502MK0407A   HNK   IMLC   SAMKWANG APPAREL CORP   KR   04/13/2005   05/30/2005     91,926.72     USD  
IC577748H
  0651D09134   HNK   IMLC   TESSITURE MECCANICHE SETERIE   IT   04/15/2005   05/10/2005     51,472.05     USD  
IC577751H
  0652D09278   HNK   IMLC   SUNGWON TNC CO., LTD.   KR   04/15/2005   05/15/2005     46,147.50     USD  
IC577753H
  0653D09175   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   04/15/2005   05/20/2005     9,708.30     USD  
IC577756H
  0654D09199   HNK   IMLC   KEN TRADING   JP   04/15/2005   05/25/2005     785,551.20     USD  
IC577759H
  0655D09242   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   04/15/2005   05/20/2005     15,981.00     USD  
IC577762H
  0656D09183   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   04/15/2005   05/20/2005     9,055.02     USD  
IC577788H
  0657D09156   HNK   IMLC   LAN LUIGI BOGGIO CASERO SRL   IT   04/15/2005   05/30/2005     190,769.25     USD  
IC577792H
  0658D09198   HNK   IMLC   KEN TRADING   JP   04/15/2005   05/20/2005     576,315.60     USD  
IC577794H
  0659D09185   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   04/15/2005   05/15/2005     1,641.68     USD  
IC577796H
  0660D09168   HNK   IMLC   LANIFICIO BISENTINO S.P.A.   IT   04/15/2005   05/11/2005     26,780.78     USD  
IC577798H
  0661D09097   HNK   IMLC   KEN TRADING   JP   04/15/2005   05/20/2005     29,563.63     USD  
IC577803H
  0662D09310   HNK   IMLC   KEN TRADING   JP   04/15/2005   05/10/2005     145.04     USD  
IC577804H
  0663D09147   HNK   IMLC   TESSILGROSSO SPA   IT   04/15/2005   05/15/2005     119,301.00     USD  
IC577807H
  0665NA02143   HNK   IMLC   PICCHI S.P.A.   IT   04/15/2005   05/07/2005     780.18     USD  
IC577809H
  0667ND00482   HNK   IMLC   SAMIL KNIT CO., LTD.   KR   04/15/2005   05/13/2005     13,020.00     USD  
IC577823H
  0671G02857   HNK   IMLC   L AND D INTERNATIONAL CO., LTD.   KR   04/15/2005   05/20/2005     11,080.13     USD  

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 7
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC577824H
  0672G02718   HNK   IMLC   TREMO LTD   KR   04/15/2005   05/22/2005     29,006.25     USD
IC577826H
  0673G02874   HNK   IMLC   INTERMALL TEXTILE (H.K.) CO., LTD.   HK   04/15/2005   06/14/2005     24,911.25     USD
IC577827H
  0675G02845   HNK   IMLC   HANA TEXTILES CO., LTD.   KR   04/15/2005   05/15/2005     15,907.50     USD
IC577828H
  0675G02712   HNK   IMLC   SNT CO., LTD.   KR   04/15/2005   05/31/2005     42,508.20     USD
IC577831H
  0676G02715   HNK   IMLC   SEO KWANG TRADING CO., LTD.   KR   04/15/2005   05/30/2005     16,668.75     USD
IC577992H
  0677JG5441   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/20/2005   05/12/2005     512,952.42     USD
IC577993H
  0678JG5540   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/20/2005   05/11/2005     83,647.77     USD
IC577996H
  0679JG5546   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/20/2005   06/04/2005     463,051.25     USD
IC577999H
  0680JG5530   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/20/2005   05/10/2005     253,020.93     USD
IC578002H
  0681JG5317   HNK   IMLC   LAI’S KNITWEAR MANUFACTURING LTD.   HK   04/20/2005   05/15/2005     262,308.81     USD
IC578012H
  0682JG5482   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/20/2005   05/15/2005     38,939.00     USD
IC578015H
  0684JG5527   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/20/2005   05/21/2005     26,247.06     USD
IC578017H
  0685JG5493   HNK   IMLC   SAVERIO INTERNATIONAL LIMITED   HK   04/20/2005   05/22/2005     58,084.20     USD
IC578019H
  0686JG5522   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   04/20/2005   05/30/2005     35,704.14     USD
IC578020H
  0687JG5541   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/20/2005   05/25/2005     55,442.88     USD
IC578023H
  0688JEV065R1   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/20/2005   07/18/2005     1,277,908.33     USD
IC578026H
  0689JTK0411A   HNK   IMLC   HAN SAE CO., LTD.   KR   04/20/2005   05/16/2005     208,653.35     USD
IC578029H
  0690AGOC264   HNK   IMLC   ORIENT CRAFT LIMITED   IN   04/20/2005   05/20/2005     101,941.56     USD
IC578031H
  0691JONES   HNK   IMLC   DISENO Y COLOR S.A.   PE   04/20/2005   06/14/2005     332,876.88     USD
IC578069H
  0693NA02327   HNK   IMLC   BTD TEKSTIL LTD   TR   04/20/2005   05/10/2005     18,228.00     USD
IC578082H
  0694NA02117   HNK   IMLC   LES TISSUS MAREY   FR   04/20/2005   05/10/2005     13,125.00     USD
IC578084H
  0695NA02335   HNK   IMLC   BTD TEKSTIL SAN. VE TIC. AS.   TR   04/20/2005   05/30/2005     29,786.40     USD
IC578086H
  0696NA02254   HNK   IMLC   BTD TEKSTIL SAN. VE TIC. AS.   TR   04/20/2005   05/10/2005     10,025.40     USD
IC578087H
  0697NA02240   HNK   IMLC   BTD TEKSTIL SAN. VE TIC. AS.   TR   04/20/2005   05/10/2005     18,277.88     USD
IC578088H
  0698NA02251   HNK   IMLC   TESSILGODI S.P.A.   IT   04/20/2005   06/04/2005     21,619.50     USD
IC578092H
  0699NA02245   HNK   IMLC   SEJEE COMPANY LIMITED   HK   04/20/2005   05/25/2005     39,768.75     USD
IC578097H
  0700D09200   HNK   IMLC   KEN TRADING   JP   04/20/2005   06/09/2005     221,165.70     USD
IC578098H
  0701D09224   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   04/21/2005   05/30/2005     18,900.00     USD
IC578099H
  0702D09215   HNK   IMLC   KEN TRADING   JP   04/20/2005   05/30/2005     1,413.12     USD
IC578100H
  0703D09241   HNK   IMLC   KEN TRADING   JP   04/20/2005   06/04/2005     44,864.40     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 8
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA, INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC578101H
  0704D09290   HNK   IMLC   TEXTILE LOOK S.R.L   IT   04/20/2005   06/04/2005     14,916.83     USD
IC578102H
  0705D09302   HNK   IMLC   TEXTILE LOOK S.R.L   IT   04/20/2005   05/25/2005     25,462.50     USD
IC578156H
  0707G02883   HNK   IMLC   HANSIN TOPAZ CO., LTD.   KR   04/21/2005   05/25/2005     1.10     USD
IC578158H
  0708G02819   HNK   IMLC   HANSIN TOPAZ CO., LTD.   KR   04/21/2005   05/15/2005     143.50     USD
IC578163H
  0709JG5513   HNK   IMLC   HEMPEL CHINA LIMITED   C2   04/25/2005   05/21/2005     245,390.75     USD
IC578165H
  0710JG5492   HNK   IMLC   EXCELLENT JADE LIMITED   HK   04/25/2005   06/14/2005     222,272.44     USD
IC578166H
  0711JG5535   HNK   IMLC   CALIBRE MERCHANDISING CO., LTD.   HK   04/25/2005   06/02/2005     27,188.14     USD
IC578167H
  0712JG5542   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/25/2005   05/17/2005     47,267.12     USD
IC578171H
  0713JG5523   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/25/2005   05/17/2005     114,039.41     USD
IC578172H
  0714JG5554   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   04/25/2005   06/04/2005     32,967.17     USD
IC578174H
  0715JG5531   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/25/2005   05/21/2005     1,032,414.77     USD
IC578175H
  0716JG5488   HNK   IMLC   NAMESON INDUSTRIAL LIMITED   HK   04/25/2005   06/29/2005     100,182.18     USD
IC578176H
  0717JG5503   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/25/2005   05/25/2005     94,734.41     USD
IC578177H
  0718JG5529   HNK   IMLC   SHANGDONG CHERRY GROUP MAYTEX   C1   04/25/2005   05/26/2005     42,871.36     USD
IC578178H
  0719JG5549   HNK   IMLC   GRAND-TECH INTERNATIONAL CO. LTD.   HK   04/25/2005   05/26/2005     112,067.49     USD
IC578180H
  0720JG5514   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   04/25/2005   05/30/2005     102,164.00     USD
IC578181H
  0721JG5515   HNK   IMLC   YEE TUNG GARMENT CO., LTD.   HK   04/25/2005   07/23/2005     118,877.80     USD
IC578182H
  0722JG5516   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   04/25/2005   05/30/2005     84,589.03     USD
IC578183H
  0723JG5543   HNK   IMLC   TONGLU PUDE GARMENTS CO.   C2   04/25/2005   05/30/2005     21,664.83     USD
IC578184H
  0724JG5552   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/25/2005   05/31/2005     50,309.28     USD
IC578185H
  0725JG5533   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/25/2005   06/07/2005     203,988.39     USD
IC578188H
  0726JG5494   HNK   IMLC   MAXIMARK INTERNATIONAL LIMITED   HK   04/25/2005   06/01/2005     87,495.21     USD
IC578189H
  0727JG5517   HNK   IMLC   EXCELLENT JADE LIMITED   HK   04/25/2005   06/01/2005     25,725.00     USD
IC578191H
  0728JG5536   HNK   IMLC   LEIGHTON TEXTILES CO., LTD   HK   04/25/2005   06/01/2005     129,399.22     USD
IC578203H
  0729JG5544   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/25/2005   06/05/2005     400,382.14     USD
IC578206H
  0730JEV063JE1   HNK   IMLC   HAN SAE CO., LTD.   KR   04/25/2005   06/05/2005     144,806.00     USD
IC578211H
  0731PAUL0419LCB   HNK   IMLC   SAMKWANG APPAREL CORP   KR   04/25/2005   07/06/2005     492,218.25     USD
IC578215H
  0732PAUL0420   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   04/25/2005   06/05/2005     53,256.00     USD
IC578217H
  0733JTK0415A   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   04/25/2005   06/04/2005     24,056.05     USD
IC578273H
  0734PAUL0419   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   04/25/2005   07/06/2005     27,963.92     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 9
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC578285H
  0735JEV062JE1   HNK   IMLC   HAN SAE CO., LTD.   KR   04/25/2005   07/03/2005     402,431.66     USD
IC578293H
  0736SK0406A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/25/2005   06/06/2005     407,681.79     USD
IC578296H
  0737SK0414A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/25/2005   07/11/2005     1,080,437.68     USD
IC578298H
  0738KR033005A   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   04/25/2005   06/08/2005     148,800.82     USD
IC578299H
  0739AGOC265   HNK   IMLC   ORIENT CRAFT LIMITED   IN   04/25/2005   05/20/2005     44,769.08     USD
IC578307H
  0740D09135   HNK   IMLC   PARAMOUNT TEXTEIS INDUSTRIA E   BR   04/25/2005   06/25/2005     480,658.50     USD
IC578308H
  0741NA02211   HNK   IMLC   TAECHANG ENTERPRISE CO., LTD.   KR   04/25/2005   05/12/2005     32.40     USD
IC578406H
  0742NW00048   HNK   IMLC   HANSIN TOPAZ CO., LTD.   KR   04/26/2005   05/15/2005     133.10     USD
IC578525H
  0743JG5555   HNK   IMLC   AUTOMOBILE FASHIONS CO., LTD   TW   04/29/2005   06/01/2005     344,910.02     USD
IC578527H
  0744JG5593   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/29/2005   07/09/2005     190,242.07     USD
IC578530H
  0745JG5574   HNK   IMLC   UNITEX FASHION (CHINA) LIMITED   HK   04/29/2005   06/23/2005     34,749.83     USD
IC578532H
  0746JG5557   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/29/2005   06/01/2005     86,560.04     USD
IC578534H
  0747JG5565   HNK   IMLC   FULLCHARM KNITTERS LIMITED   HK   04/29/2005   05/25/2005     33,471.90     USD
IC578538H
  0748JG5578   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   04/29/2005   05/25/2005     20,802.36     USD
IC578598H
  0749JG5589   HNK   IMLC   SHANGDONG CHERRY GROUP MAYTEX   C1   04/29/2005   05/26/2005     8,765.48     USD
IC578599H
  0750JG5575   HNK   IMLC   GRAND-TECH INTERNATIONAL CO. LTD.   HK   05/03/2005   06/11/2005     322,684.10     USD
IC578602H
  0751JO0421   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/29/2005   06/26/2005     213,723.99     USD
IC578605H
  0752JG41080   HNK   IMLC   YOOPOONG CORPORATION   KR   04/29/2005   05/22/2005     76,569.30     USD
IC578606H
  0753JG5591   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/29/2005   05/24/2005     13,874.28     USD
IC578607H
  0754JG5558   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   04/29/2005   06/01/2005     216,062.40     USD
IC578608H
  0755JG5583   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   04/29/2005   06/14/2005     45,612.93     USD
IC578609H
  0756JG5598   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/29/2005   06/03/2005     27,123.13     USD
IC578610H
  0757JG5573   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/29/2005   06/15/2005     112,867.91     USD
IC578611H
  0758JG5588   HNK   IMLC   PLATINUM 2000 LIMITED   HK   04/29/2005   07/07/2005     146,350.38     USD
IC578614H
  0759JG5553   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/29/2005   06/14/2005     197,211.20     USD
IC578617H
  0760JG5580   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   04/29/2005   07/19/2005     36,716.37     USD
IC578619H
  0761JG5537   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/29/2005   06/08/2005     14,896.99     USD
IC578627H
  0762JG5538   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/29/2005   07/06/2005     73,754.58     USD
IC578628H
  0763JG5570   HNK   IMLC   DASHING INDUSTRIAL COMPANY LIMITED   HK   04/29/2005   06/08/2005     29,283.60     USD
IC578631H
  0764JG5571   HNK   IMLC   AUTOMOBILE FASHIONS CO., LTD   TW   04/29/2005   06/08/2005     63,293.24     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 10
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA, INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC578633H
  0765JG5584   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/29/2005   06/08/2005     38,461.52     USD
IC578634H
  0766JG5566   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/29/2005   06/11/2005     494,550.00     USD
IC578635H
  0767NA02054   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/29/2005   05/20/2005     4,323.38     USD
IC578687H
  0768HD00332   HNK   IMLC   YOO SAN CO., LTD.   KR   05/03/2005   05/18/2005     67,872.00     USD
IC578726H
  0770G02854   HNK   IMLC   SNT CO., LTD.   KR   05/03/2005   05/25/2005     9,632.70     USD
IC578727H
  0771NA02260   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   05/03/2005   06/14/2005     16,049.25     USD
IC578728H
  0772MA01036   HNK   IMLC   MANIFATURRA TESSILE NEW LINE SPA   IT   05/03/2005   06/20/2005     45,012.71     USD
IC578729H
  0773MA01041   HNK   IMLC   BTD TEKSTIL SAN. VE TIC. AS.   TR   05/03/2005   05/25/2005     26,294.63     USD
IC578730H
  0774MA01068   HNK   IMLC   ABRAHAM MOON AND SONS LIMITED   GB   05/03/2005   07/20/2005     232,592.59     USD
IC578731H
  0775MA01013   HNK   IMLC   D.A.G. CO., LTD.   TW   05/03/2005   05/30/2005     147,219.66     USD
IC578732H
  0776NA02249   HNK   IMLC   MENSA   TR   05/03/2005   06/04/2005     50,884.05     USD
IC578733H
  0778D09305   HNK   IMLC   TESSILGODI S.P.A.   IT   05/03/2005   06/10/2005     8,904.00     USD
IC578783H
  0779JG5604   HNK   IMLC   PAK TAK KNITTING GARMENT FACTORY L   HK   05/03/2005   05/25/2005     118,852.34     USD
IC578785H
  0780JTK0425B   HNK   IMLC   HAN SAE CO., LTD.   KR   05/03/2005   06/05/2005     24,620.55     USD
IC578786H
  0781JTK0425D   HNK   IMLC   SAMKWANG APPAREL CORP   KR   05/03/2005   06/05/2005     93,723.14     USD
IC578787H
  0782JTK0425A   HNK   IMLC   HAN SAE CO., LTD.   KR   05/03/2005   06/05/2005     323,903.87     USD
IC578788H
  0783JEV070R1   HNK   IMLC   HOJEON LIMITED   KR   05/03/2005   07/20/2005     169,973.87     USD
IC579004H
  0784NA02355   HNK   IMLC   BTD TEKSTIL SAN. VE TIC. AS.   TR   05/09/2005   06/09/2005     33,870.38     USD
IC579026H
  0785D09327   HNK   IMLC   KEN TRADING   JP   05/09/2005   06/30/2005     97,383.83     USD
IC579028H
  0786D09291   HNK   IMLC   MITSUI BUSSAN TEXTILE CO., LTD.   JP   05/09/2005   06/20/2005     22,932.00     USD
IC579032H
  0788D09250   HNK   IMLC   TAI FUNG TEXTILES CO. LTD.   HK   05/09/2005   06/20/2005     18,319.88     USD
IC579034H
  0789D09251   HNK   IMLC   TESSITURE MECCANICHE SETERIE   IT   05/09/2005   06/10/2005     78,694.35     USD
IC579035H
  0790NA02244   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   05/09/2005   05/30/2005     29,798.69     USD
IC579036H
  0792NA02336   HNK   IMLC   BTD TEKSTIL SAN. VE TIC. AS.   TR   05/09/2005   06/06/2005     18,757.20     USD
IC579095H
  0793JG5619   HNK   IMLC   KEYABLE INTERNATIONAL LTD.   HK   05/11/2005   06/01/2005     75,584.81     USD
IC579096H
  0794JG5610   HNK   IMLC   SHANGHAI SALES CLOTHING (WEI YA)CO   C2   05/11/2005   05/30/2005     50,657.50     USD
IC579123H
  0795JG5559   HNK   MLC   CHIN HO KNITTING FACTORY LIMITED   HK   05/11/2005   06/08/2005     131,389.17     USD
IC579124H
  0796JG5561   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   05/11/2005   06/08/2005     26,929.67     USD
IC579126H
  0797JG5564   HNK   IMLC   WILFORD KNITWEAR FTY. LTD.   HK   05/11/2005   06/08/2005     83,600.76     USD
IC579127H
  0798JG5643   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   05/11/2005   05/30/2005     103,128.55     USD

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 11
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC579171H
  0799JG5608   HNK   IMLC   FIL-PACIFIC APPAREL CORPORATION   PH   05/11/2005   06/27/2005     275,822.93     USD
IC579200H
  0800JG5620   HNK   IMLC   SHANGDONG CHERRY GROUP MAYTEX   C1   05/11/2005   05/30/2005     58,306.08     USD
IC579205H
  0801JG5624   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   05/11/2005   05/30/2005     105,991.28     USD
IC579212H
  0802JG5628   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   05/11/2005   06/27/2005     50,440.90     USD
IC579227H
  0803JG5614   HNK   IMLC   CHINAMINE TRADING LTD.   HK   05/11/2005   06/08/2005     123,961.36     USD
IC579228H
  0804JG5607   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   05/11/2005   06/04/2005     57,099.06     USD
IC579229H
  0805JG5642   HNK   IMLC   TONGLU PUDE GARMENTS CO.   C2   05/11/2005   06/04/2005     235,412.19     USD
IC579231H
  0806JG5609   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   05/11/2005   06/06/2005     55,759.03     USD
IC579232H
  0807JG5590   HNK   IMLC   JOY PLUS TRADING (HK) LTD   HK   05/11/2005   06/07/2005     51,402.70     USD
IC579233H
  0808JG5605   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   05/11/2005   06/08/2005     41,485.63     USD
IC579234H
  0809JTK0428A   HNK   IMLC   SAMKWANG APPAREL CORP   KR   05/11/2005   06/06/2005     27,442.86     USD
IC579235H
  0810JTK0426A   HNK   IMLC   SAMKWANG APPAREL CORP   KR   05/11/2005   06/10/2005     423,642.68     USD
IC579237H
  0811A1/R5   HNK   IMLC   BISHARA TEXTILE AND MANUFACTURING   EG   05/11/2005   05/30/2005     34,904.16     USD
IC579238H
  0812A1/R2   HNK   IMLC   BISHARA TEXTILE AND MANUFACTURING   EG   05/11/2005   05/30/2005     65,930.52     USD
                        Appl Name Total:     47,255,033.92      
Applicant Name: NORTON MCNAUGHTON OF SQUIRE,
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
SM208080
  SM208080   USA   SBLC   GETTINGER ASSOCIATES, L.P.   US   05/06/2004   03/31/2006     19,899.66     USD
                        Appl Name Total:     19,899.66      
 
                      Total:         77,254,702.90      
BA/ACCPT Summary:                                    
 
                      Total:                
*** END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 1
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: NINE WEST    
Applicant Name: NINE WEST GROUP
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC009677U
  NW0157PDNWR46   USA   IMLC   ZENITH HANDBAGS   CA   03/24/2005   05/26/2005     72,039.00     USD
IC009884U
  NW0170CW895   USA   IMLC   CMA MARKETING   US   04/07/2005   06/05/2005     28,502.42     USD
IC010139U
  NW0205CW902   USA   IMLC   STREET CARS   US   04/26/2005   06/24/2005     106,048.50     USD
 
                                       
                        Appl Name Total:     206,589.92      
Applicant Name: NINE WEST GROUP INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance    
IC573733H
  NW0117CW879   HNK   IMLC   GIESSE CALZATURE SRL   IT   03/03/2005   04/30/2005     49,612.50     USD
IC573736H
  NW0118LM007   HNK   IMLC   SUREFIELD LIMITED   HK   03/03/2005   04/29/2005     20,906.40     USD
IC574213H
  NW0133SNLK28   HNK   IMLC   OVERLAND TRADING S/A   BR   03/14/2005   05/03/2005     27,027.00     USD
IC576561H
  NW0144LM012   HNK   IMLC   SUREFIELD LIMITED   HK   03/21/2005   06/04/2005     175,657.20     USD
IC576566H
  NW0151DP76   HNK   IMLC   GOLDEN MATE INTERNATIONAL CORP.   TW   03/18/2005   05/28/2005     26,998.20     USD
IC576787H
  NW0152DP81   HNK   IMLC   CALZATURIFICIO JOPER SRL   IT   03/24/2005   05/31/2005     14,489.19     USD
IC576788H
  NW0153KG006   HNK   IMLC   SUREFIELD LIMITED   HK   03/24/2005   06/04/2005     61,490.40     USD
IC576790H
  NW0155DP75   HNK   IMLC   CORAL REEF ASIA PACIFIC   HK   03/24/2005   05/28/2005     36,528.00     USD
IC576791H
  NW0156LM016   HNK   IMLC   SUREFIELD LIMITED   HK   03/24/2005   05/23/2005     9,672.00     USD
IC576792H
  NW0158SNLK29   HNK   IMLC   OVERLAND TRADING S/A   BR   03/24/2005   05/20/2005     30,625.50     USD
IC576793H
  NW0159PROF014   HNK   IMLC   MARONDA INTERNATIONAL LTD.   TW   03/24/2005   06/03/2005     44,322.00     USD
IC576794H
  NW0160DA177   HNK   IMLC   CALZATURIFICIO LENCIONI CARLO SRL   IT   03/24/2005   06/04/2005     75,013.20     USD
IC576795H
  NW0161LM017   HNK   IMLC   SUREFIELD LIMITED   HK   03/24/2005   06/04/2005     165,985.20     USD
IC576971H
  NW0162DP82   HNK   IMLC   CALZATURIFICIO JOPER SRL   IT   03/30/2005   05/26/2005     11,692.80     USD
IC577414H
  0169CW894   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/07/2005   06/04/2005     84,773.55     USD
IC577415H
  NW0171CW896   HNK   IMLC   POPUTOP ENTERPRISE CORP.   TW   04/07/2005   06/05/2005     19,260.00     USD
IC577418H
  NW0173CW898   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/07/2005   06/06/2005     61,875.00     USD
IC577419H
  NW0174CW899   HNK   IMLC   FU CHEN INTERNATIONAL LTD.   HK   04/07/2005   05/27/2005     18,507.00     USD
IC577420H
  NW0175CW900   HNK   IMLC   CALZATURIFICIO JOPER SRL   IT   04/07/2005   06/05/2005     72,716.13     USD
IC577422H
  NW0177LM027   HNK   IMLC   SOUTH SERVICE TRADING S/A   BR   04/07/2005   06/10/2005     86,197.35     USD
IC577423H
  NW0178KG007   HNK   IMLC   SUREFIELD LIMITED   HK   04/07/2005   05/30/2005     28,548.00     USD
IC577617H
  NW0179MTK5   HNK   IMLC   MARONDA INTERNATIONAL LTD.   TW   04/12/2005   06/25/2005     51,224.40     USD
OSTSMY.RDF

 


 

     
         
 
  Wachovia Bank, N.A.   Page: 2
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: NINE WEST    
Applicant Name: NINE WEST GROUP INC.
                                         
L/CBank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC577618H
  NW0180MTK6   HNK   IMLC   MARONDA INTERNATIONAL LTD.   TW   04/12/2005   06/30/2005     27,768.00     USD
IC577619H
  NW0181PDNWR48   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/12/2005   06/07/2005     6,532.50     USD
IC577620H
  NW0182PDNWR49   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/12/2005   06/07/2005     12,341.40     USD
IC577621H
  NW0183MULT8484   HNK   IMLC   CALZATURIFICIO SIMON’S SHOE SRL   IT   04/12/2005   06/02/2005     56,418.60     USD
IC577977H
  NW0184PDNW050   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/19/2005   06/14/2005     54,721.50     USD
IC577978H
  NW0185PDNWR51   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/19/2005   06/14/2005     16,440.00     USD
IC577980H
  NW0186PDNW052   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/19/2005   06/21/2005     16,482.00     USD
IC577981H
  NW0187PDNWR53   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/19/2005   06/28/2005     56,103.00     USD
IC577982H
  NW0188CJD9   HNK   IMLC   CALZADOS CASTELLER, SL   ES   04/19/2005   05/18/2005     15,366.56     USD
IC577983H
  NW0189CJD10   HNK   IMLC   CALZADOS CASTELLER, SL   ES   04/19/2005   05/11/2005     9,604.10     USD
IC577984H
  NW0190CJD11   HNK   IMLC   CALZADOS CASTELLER, SL   ES   04/19/2005   06/08/2005     48,020.51     USD
IC577985H
  NW0191CJD12   HNK   IMLC   CALZADOS CASTELLER, SL   ES   04/19/2005   06/08/2005     32,269.78     USD
IC578271H
  NW0192DP87   HNK   IMLC   BEST MATCH GLOBAL LTD   VG   04/26/2005   06/05/2005     20,606.40     USD
IC578272H
  NW0193DP88   HNK   IMLC   GOLDEN GLORY INTERNATIONAL GROUP   TW   04/25/2005   06/05/2005     31,428.00     USD
IC578274H
  NW0195SNLK30   HNK   IMLC   SUREFIELD LIMITED   HK   04/25/2005   06/24/2005     130,854.00     USD
IC578275H
  NW0196LM033   HNK   IMLC   SUREFIELD LIMITED   HK   04/25/2005   07/01/2005     13,170.60     USD
IC578277H
  NW0197LM034   HNK   IMLC   SUREFIELD LIMITED   HK   04/25/2005   06/10/2005     11,923.20     USD
IC578278H
  NW0198LM035   HNK   IMLC   SUREFIELD LIMITED   HK   04/25/2005   06/24/2005     24,217.20     USD
IC578391H
  NW0199DP84   HNK   IMLC   DIVINA SRL   IT   04/26/2005   07/14/2005     140,280.00     USD
IC578392H
  NW0200LM028   HNK   IMLC   SOUTH SERVICE TRADING S/A   BR   04/26/2005   07/11/2005     11,938.20     USD
IC578393H
  NW0201SNLK31   HNK   IMLC   SUREFIELD LIMITED   HK   04/26/2005   07/01/2005     141,384.00     USD
IC578394H
  NW0202MTK7   HNK   IMLC   SUREFIELD LIMITED   HK   04/26/2005   06/24/2005     69,468.00     USD
IC578395H
  NW0203MTK8   HNK   IMLC   SUREFIELD LIMITED   HK   04/26/2005   06/24/2005     71,962.80     USD
IC578396H
  NW0204CW901   HNK   IMLC   OVERLAND TRADING S/A   BR   04/26/2005   06/30/2005     40,312.50     USD
IC578397H
  NW0206CW903   HNK   IMLC   TRITONE SHOE CORP. C/O TRITONE SHOE   TW   04/26/2005   06/21/2005     16,875.00     USD
IC578398H
  NW0207CW904   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/26/2005   06/15/2005     36,713.25     USD
IC578399H
  NW0208CW905   HNK   IMLC   FU CHIN INTERNATINAL LTD.   HK   04/26/2005   06/15/2005     11,206.50     USD
IC578400H
  NW0209CW906   HNK   IMLC   SINOWEST TRADING, LTD.   HK   04/26/2005   05/28/2005     58,270.50     USD
IC578645H
  NW0210KG011   HNK   IMLC   SUREFIELD LIMITED   HK   04/29/2005   06/16/2005     232,546.50     USD
IC578646H
  NW0211KG012   HNK   IMLC   SUREFIELD LIMITED   HK   04/29/2005   06/10/2005     58,184.00     USD
OSTSMY.RDF

 


 

         
 
  Wachovia Bank, N.A.   Page: 3
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: NINE WEST GROUP INC.
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC578648H
  NW0213KG013   HNK   IMLC   SUREFIELD LMITED   HK   04/29/2005   06/24/2005     104,580.00     USD
IC578651H
  NW0215DP92   HNK   IMLC   LENCI CALZATURE SPA   IT   04/29/2005   07/08/2005     21,262.50     USD
IC579103H
  NW0219MTK9   HNK   IMLC   OVERLAND TRADING S/A   BR   05/10/2005   06/15/2005     15,311.40     USD
IC579104H
  NW0220MTK10   HNK   IMLC   OVERLAND TRADING S/A   BR   05/10/2005   06/15/2005     16,644.00     USD
IC579106H
  NW0221MTK11   HNK   IMLC   OVERLAND TRADING S/A   BR   05/10/2005   06/21/2005     22,822.80     USD
IC579107H
  NW0222MTK12   HNK   IMLC   OVERLAND TRADING S/A   BR   05/10/2005   06/27/2005     37,620.00     USD
IC579110H
  NW0223PDNWR54   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   05/10/2005   06/28/2005     19,125.00     USD
IC579112H
  NW0224PDNWR55   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   05/10/2005   07/05/2005     79,236.00     USD
IC579114H
  NW0225PDBANDO56   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   05/10/2005   07/12/2005     3,180.00     USD
IC579115H
  NW0226PDNWR57   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   05/10/2005   07/12/2005     20,025.00     USD
IC579116H
  NW0227PDBANDO58   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   05/10/2005   07/14/2005     2,764.80     USD
IC579117H
  NW0228PDNWO59   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   05/10/2005   07/19/2005     33,448.80     USD
IC579118H
  NW0229PDNWR60   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   05/10/2005   07/19/2005     49,413.00     USD
IC579120H
  NW0230DP90   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   05/10/2005   07/31/2005     30,637.50     USD
 
                                       
                        Appl Name Total:     3,102,600.42      
 
                                       
                          Total:       3,309,190.34  
 
                                       
BA/ACCPT Summary:                                    
 
                                       
                          Total:          
*** END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

         
 
  Wachovia Bank, N.A.   Page: 1
 
  Outstanding Summary Report    
(WACHOVIA LOGO)
  For Applicant: BARNEY’S INC   Date: 05/11/2005
Applicant Name: BARNEY’S INC
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC569885H
  SOZZISS05-1   HNK   IMLC   SOZZI CALZE S.P.A.   IT   01/04/2005   05/21/2005     988.63     USD
IC569987H
  ISAIASS05-2   HNK   IMLC   ISAIA AND ISAIA S.P.A.   IT   01/05/2005   05/16/2005     4,344.03     USD
IC570065H
  CAMCAMSS05-2   HNK   IMLC   CAMICERIA C.A.M. S.R.L.   IT   01/11/2005   06/20/2005     237.50     USD
IC570349H
  GRIFFITTSS05-1   HNK   IMLC   GRIFFITT SPA   IT   01/12/2005   05/21/2005     509.53     USD
IC570690H
  ISAIASS05-3   HNK   IMLC   ISAIA AND ISAIA S.P.A.   IT   01/17/2005   06/06/2005     4,078.98     USD
IC570902H
  MARNISS05-3   HNK   IMLC   MARNI INTERNATIONAL S.A.   CH   01/21/2005   05/21/2005     530.88     USD
IC570927H
  COSESS05-1   HNK   IMLC   COSE DI LANA SPA   IT   01/21/2005   05/21/2005     902.40     USD
IC572160H
  FABRYSDDPLSS05-1   HNK   IMLC   FABRY’S S.R.L.   IT   01/26/2005   06/21/2005     60,066.90     USD
IC572457H
  ALTEAAIRSS05-4   HNK   IMLC   ALTEA S.R.L.   IT   02/03/2005   06/06/2005     19,215.13     USD
IC572580H
  BORGODDPLSS05-4   HNK   IMLC   BORGO 21 S.A.   CH   02/04/2005   05/06/2005     741.00     USD
IC572951H
  GRAFFITISS05-1   HNK   IMLC   GRAFFITI S.R.L.   IT   02/14/2005   05/16/2005     8,979.59     USD
IC573584H
  JLANVINSS05-2   HNK   IMLC   JEANNE LANVIN SA   FR   02/28/2005   06/05/2005     172,035.25     USD
IC573786H
  MANOLDDPLSS05-2   HNK   IMLC   MANOLO BLAHNIK   US   03/04/2005   05/21/2005     103,284.00     USD
IC574253H
  CHRLOUSS05-3   HNK   IMLC   CHRISTIAN LOUBOUTIN   FR   03/14/2005   05/21/2005     50,254.31     USD
IC574257H
  CHRLOSPAINSS05-4   HNK   IMLC   CHRISTIAN LOUBOUTIN   FR   03/14/2005   05/21/2005     236,884.29     USD
IC577192H
  ALTEAOCNSS05-6   HNK   IMLC   ALTEA S.R.L.   IT   04/04/2005   07/06/2005     114,080.76     USD
IC577194H
  KITONDDPLSS05-1   HNK   IMLC   KITON CORPORATION   US   04/04/2005   07/25/2005     31,866.44     USD
IC577197H
  ALTEAAIRSS05-7   HNK   IMLC   ALTEA S.R.L.   IT   04/04/2005   08/08/2005     90,972.02     USD
IC577587H
  MANOLDDPLSS05-3   HNK   IMLC   MANOLO BLAHNIK   US   04/11/2005   07/06/2005     571,905.00     USD
IC577723H
  ACTDPNYAPTSS05-1   HNK   IMLC   AC AND T S.R.L.   IT   04/13/2005   05/20/2005     58,175.92     USD
IC578650H
  CHRLOUSS05-4   HNK   IMLC   CHRISTIAN LOUBOUTIN   FR   04/29/2005   07/06/2005     177,522.83     USD
IC578721H
  MANOLDDPSS05-4   HNK   IMLC   MANOLO BLAHNIK   US   05/03/2005   08/05/2005     680,661.00     USD
IC578878H
  MARNISS05-6   HNK   IMLC   MARNI INTERNATIONAL S.A.   CH   05/04/2005   06/21/2005     93,036.48     USD
IC579045H
  INTAISS05-2   HNK   IMLC   INTAI S.P.A.   IT   05/09/2005   06/21/2005     38,162.00     USD
 
                                       
                        Appl Name Total:     2,519,434.87      
OSTSMY.RDF

 


 

         
 
  Wachovia Bank, N.A.   Page:               2
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: BARNEY’S INC    
Applicant Name: BARNEYS, INC
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
SM211395
  SM211395   USA   SBLC   GENERAL ELECTRIC CAPITAL CORP.   US   12/17/2004   12/15/2005     26,703,356.77     USD
 
                                       
                        Appl Name Total:     26,703,356.77      
 
                                       
                        Total:     29,222,791.64      
 
BA/ACCPT Summary:
 
Applicant Name: BARNEY’S INC
Bank   L/C Cust                   Opening   Maturity          
Reference   Reference   Site   Trans   Beneficiary   Ctry   Date   Date     Balance  
IC569885H
  SOZZISS05-1   HNK   ACCP’   SOZZI CALZE S.P.A.   IT   01/04/2005   05/20/2005     9,828.59     USD
IC569987H
  ISAIASS05-2   HNK   ACCP’   ISAIA AND ISAIA S.P.A.   IT   01/05/2005   05/18/2005     8,539.26     USD
IC570065H
  CAMCAMSS05-2   HNK   ACCP’   CAMICERIA C.A.M. S.R.L.   IT   01/11/2005   05/17/2005     18,505.28     USD
IC570690H
  ISAIASS05-3   HNK   ACCP’   ISAIA AND ISAIA S.P.A.   IT   01/17/2005   06/03/2005     2,799.30     USD
IC572457H
  ALTEAAIRSS05-4   HNK   ACCP’   ALTEA S.R.L.   IT   02/03/2005   05/17/2005     14,574.48     USD
IC572951H
  GRAFFITISS05-l   HNK   ACCP’   GRAFFITI S.R.L.   IT   02/14/2005   05/25/2005     62,829.78     USD
IC573786H
  MANOLDDPLSS05-2   HNK   ACCP’   MANOLO BLAHNIK   US   03/04/2005   06/13/2005     166,079.25     USD
IC574253H
  CHRLOUSS05-3   HNK   ACCP’   CHRISTIAN LOUBOUTIN   FR   03/14/2005   05/31/2005     20,977.72     USD
 
                                       
                        Appl Name Total:     304,133.66      
 
                                       
                            Total:   304,133.66  
*** END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

         
 
  Wachovia Bank, N.A.   Page:               1
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: BARNEYS GE    
Applicant Name: BARNEY’S INC
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
IC302234G
  KITONDDPSS05-1   GET   IMLC   KITON CORPORATION   US   09/28/2004   04/30/2005     8,493.32     USD
IC302651G
  ALTEAAIRSS05-1   GET   IMLC   ALTEA S.R.L.   IT   11/19/2004   05/06/2005     8,325.64     USD
IC302713G
  CASTINGSS05-1   GET   IMLC   CASTING S.A.S. DI SERVI U. AND C.   IT   12/01/2004   05/21/2005     1,677.04     USD
IC302722G
  DALESSANDSS05-1   GET   IMLC   DALESSANDRO SRL   IT   12/02/2004   06/06/2005     16,156.07     USD
IC302724G
  ESSEDIVASS05-1   GET   IMLC   ESSE S.R.L.   IT   12/02/2004   06/06/2005     18,758.70     USD
IC302736G
  DALESSANDSS05-2   GET   IMLC   DALESSANDRO SRL   IT   12/03/2004   06/20/2005     126,948.39     USD
IC302784G
  FBPSPASS05-1   GET   IMLC   FBP S.P.A.   IT   12/10/2004   06/21/2005     20,681.95     USD
IC302786G
  PIAZZADDPLSS05-1   GET   IMLC   PIAZZA SEMPIONE S.R.L.   IT   12/10/2004   05/06/2005     508.25     USD
IC302814G
  OPIFICIUMSS05-1   GET   IMLC   OPIFICIUM SRL   IT   12/15/2004   06/21/2005     4,074.92     USD
IC302837G
  BVBA32WMSSS05-2   GET   IMLC   B.V.B.A 32-ANN DEMEULEMEESTER   BE   12/17/2004   05/06/2005     20,184.07     USD
 
                                       
                        Appl Name Total:     225,808.35      
Applicant Name: BARNEYS INC
                                         
L/C Bank                       Opening   Expiry   L/C Equiv      
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance      
SE442870
  SE442870   USA   SBLC   REED ELSEVIER, INC.   US   10/25/2002   06/30/2005     155,000.00     USD
SE443097
  SE443097   USA   SBLC   575 FIFTH AVENUE ASSOCIATES   US   02/04/2003   02/04/2006     245,000.00     USD
SE443282
  SE443282   USA   SBLC   TOMMY HILFIGER RETAIL, LLC   US   04/15/2003   04/15/2006     220,000.00     USD
SE443998
  SE443998   USA   SBLC   235, RENAISSANCE BROADWAY, NV   US   01/22/2004   01/16/2006     302,950.00     USD
SM201747
  IPSM20174700   USA   SBLC   FLAGSHIP PARTNERS, LLC   US   01/23/2003   01/22/2006     571,428.00     USD
SM201748
  IPSM20174800   USA   SBLC   JIM LYNDHURST, LLC   US   01/23/2003   11/30/2005     93,333.34     USD
SM201749
  IPSM20174900   USA   SBLC   FLAGSHIP PARTNERS, LLC   US   01/23/2003   01/22/2006     1,713,429.00     USD
SM201755
  IPSM20175500   USA   SBLC   FLAGSHIP PARTNERS, LLC   US   01/23/2003   01/22/2006     6,282,286.00     USD
SM422265
  IPSM42226500   USA   SBLC   WASHINGTON INTERNATIONAL INSURANC   US   08/15/2002   02/07/2006     700,000.00     USD
 
                                       
                        Appl Name Total:     10,283,426.34      
 
                                       
                        Total:     10,509,234.69      
BA/ACCPT Summary:
OSTSMY.RDF

 


 

         
       
 
  Wachovia Bank, N.A.   Page: 2
 
  Outstanding Summary Report   Date: 05/11/2005
(WACHOVIA LOGO)
  For Applicant: BARNEYS GE    
BA/ACCPT Summary:
Applicant Name: BARNEY’S INC
                                         
Bank   L/C Cust                   Opening   Maturity          
Reference   Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Balance  
IC302651G
  ALTEAAIRSS05-1   GET   ACCP’   ALTEA S.R.L.   IT   11/19/2004   05/16/2005     6,218.23     USD
IC302713G
  CASTINGSS05-1   GET   ACCP’   CASTING S.A.S. DI SERVI U. AND C.   IT   12/01/2004   05/25/2005     5,516.20     USD
IC302722G
  DALESSANDSS05-1   GET   ACCP'   DALESSANDRO SRL   IT   12/02/2004   06/08/2005     9,930.01     USD
IC302736G
  DALESSANDSS05-2   GET   ACCP'   DALESSANDRO SRL   IT   12/03/2004   05/18/2005     12,069.83     USD
IC302784G
  FBPSPASS05-1   GET   ACCP'   FBP S.P.A.   IT   12/10/2004   05/20/2005     11,423.07     USD
 
                                       
                        Appl Name Total:     45,157.34      
 
                                       
                          Total:       45,157.34      
*** END OF OUTSTANDING SUMMARY REPORT

 


 

Trade into Exchange   Page 1 of 1
L/C Import
     
Outstanding Summary   Selected Accounts B000010626
Thu May 12 08:58:05 EDT 2005
Download
Results: (1 - 10) of 10
Go To Page: 1 | Totals
Date range selected : as of 05/12/2005
                                                     
Global Customer                                    
ID   DDA Account   Applicant Name   Location   Liability Type   Item (s)   Base Outstanding   Base CCY   Outstanding   Outstanding CCY
B000005723
    000000020918917     JONES APPAREL GROUP CANADA, INC.   JPMorgan Chase Bank, N.A.- New York   Irrevoc L/C Import Sight     56       1,857,730.71     USD     1,857,730.71     USD
 
                  (Liability Total)     56       1,857,730.71     USD     1,857,730.71     USD
 
                  (Grand Total)     56       1,857,730.71     USD     1,857,730.71     USD
B000010626
    000000444407878     JONES APPAREL GROUP CANADA INC.   JPMorgan Chase Bank, N.A.- New York   Global LC S/S Memo     2       300,377.00     USD     300,377.00     USD
 
                  (Non-Liablility Total)     2       300,377.00     USD     300,377.00     USD
 
                  Acceptance     8       1,142,442.18     USD     1,142,442.18     USD
 
                  Irrevoc L/C Import Sight     124       18,031,398.82     USD     18,031,398.82     USD
 
                  Irrevoc L/C Import Time     1       6,304.20     USD     6,304.20     USD
 
                  (Liability Total)     133       19,180,145.20     USD     19,180,145.20     USD
 
                  (Grand Total)     135       19,480,522.20     USD     19,480,522.20     USD
Copyright © 2005, JPMorgan Chase & Co. All rights reserved.

 


 

Trade into Exchange   Page 1 of 1
L/C Import
     
Outstanding Summary   Selected Accounts B0000057
Thu May 12 09:00:18 EDT 2005
Download
Results: (1 - 8) of 8
Go To Page: 1 | Totals
Date range selected : as of 05/12/2005
                                                     
Global Customer                                    
ID   DDA Account   Applicant Name   Location   Liability Type   Item (s)   Base Outstanding   Base CCY   Outstanding   Outstanding CCY
B000005738
    000000444382461     JONES
APPAREL OF
TEXAS, LTD
  JPMorgan Chase Bank, N.A.- New York   Airway Release L/C     5       78,915.57     USD     78,915.57     USD
 
                  Global LC S/S Memo     2       112,827.97     USD     112,827.97     USD
 
                  (Non-Liablility Total)     7       191,743.54     USD     191,743.54     USD
 
                  Irrevoc L/C Import Sight     144       83,344,602.59     USD     83,344,602.59     USD
 
                  Irrevoc L/C Standby Sight     2       467,500.00     USD     467,500.00     USD
 
                  Steamship L/C     3       56,192.83     USD     56,192.83     USD
 
                  (Liability Total)     149       83,868,295.42     USD     83,868,295.42     USD
 
                  (Grand Total)     156       84,060,038.96     USD     84,060,038.96     USD
Copyright © 2005, JPMorgan Chase & Co. All rights reserved.

 


 

     
         
(BANK OF AMERICA)   Outstanding Report — Import LC   Report as of 11-May-05
Page 1 of 10
                 
Customer   Total Items     Total Amount (USD Eqv)  
NORTON MCNAUGHTON OF SQUIRE INC
    406       86,721,613.12  
 
           
 
    406       86,721,613.12  
NORTON MCNAUGHTON OF SQUIRE INC
Total Items: 406
Total Outstanding Amount (USD Equivalent): 86,721,613.12
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM414718/04
  TD605500045203-4   DOJI0681ME718   USD     19,566.84       19,566.84     15-Jul-04   15-Oct-04   0   MSN APPAREL   PAKISTAN
IM423101/04
  TD605500050672-4   DOJI11542319JJ   USD     173,713.64       173,713.64     19-Oct-04   04-May-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM424477/04
  TD605500050795-4   DOJI12792345LN   USD     241,014.75       241,014.75     29-Oct-04   30-May-05   0   SAYTAZ INTERNATIONAL   BANGLADESH
IM424963/04
  TD605500050827-4   DOJI1311GV   USD     42,872.92       42,872.92     04-Nov-04   13-Jan-05   0   GULF BARAKA APPAREL W.L.L.   BAHRAIN
IM425581/04
  TD605500050840-4   DOJI1324ME822   USD     12,421.35       12,421.35     11-Nov-04   22-Mar-05   0   ULUDAG TEKSTIL KONFEKSIYON GIYIM   TURKEY
IM426754/04
  TD605500050905-4   DOJI1389GV   USD     56,583.01       56,583.01     23-Nov-04   22-Mar-05   0   DEFIANCE TRADING LLC.   UNITED ARAB EMIRATES
IM426759/04
  TD605500050910-4   DOJI13942379JJ   USD     24,220.28       24,220.28     23-Nov-04   17-May-05   0   MING TAI KNITTING GARMENT FTY LTD.   HONG KONG
IM427340/04
  TD605500050929-4   DOJI14122383LN   USD     220,903.34       220,903.34     30-Nov-04   04-Jun-05   0   FULCRUM EXIM PVT LTD.   INDIA
IM428220/04
  TD605500050990-4   DOJI1472NC   USD     135,469.67       135,469.67     09-Dec-04   07-May- 05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM428875/04
  TD605500055023-4   DOJI15072403JJ   USD     25,755.20       25,755.20     17-Dec-04   09-May-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM428884/04
  TD605500055032-4   DOJI1516BA   USD     202,065.56       202,065.56     17-Dec-04   07-May-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM428894/04
  TD605500055038-4   DOJI1522JW   USD     707,640.96       707,640.96     17-Dec-04   07-May-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM428911/04
  TD605500055054-4   DOJI1538ME837   USD     86,432.00       86,432.00     17-Dec-04   20-Mar-05   0   TRAKYA TEKSTIL VE GIYIM   TURKEY
IM429392/04
  TD605500055074-4   DOJI1560NC   USD     217,427.64       217,427.64     23-Dec-04   07-May-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM429394/04
  TD605500055076-4   DOJI15622433JJ   USD     6,041.40       6,041.40     23-Dec-04   15-May-05   0   EROS CAMASIRLARI A.S.   TURKEY
IM429395/04
  TD605500055077-4   DOJI15632419JJ   USD     24,719.72       24,719.72     23-Dec-04   10-May-05   0   SAN WAI GARMENT FACTORY   MACAO
IM429399/04
  TD605500055081-4   DOJI15672404JJ   USD     505,866.34       505,866.34     23-Dec 04   15-May-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM429400/04
  TD605500055082-4   DOJI15682409JJ   USD     282,044.22       282,044.22     23-Doc 04   09-May-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM429401/04
  TD605500055083-4   DOJI15692420JJ   USD     263,527.62       263,527.62     23-Dec-04   24-May-05   0   GOLDTREND ENTERPRISES LTD.   HONG KONC
IM429406/04
  TD605500055088-4   DOJI1574ME845   USD     41,037.36       41,037.36     23-Dec-04   21-Mar-05   0   UNITEX FASHIONS (INDIA) PVT. LTD.   INDIA
IM429408/04
  TD605500055090-4   DOJI1576ME847   USD     107,446.20       107,446.20     23-Dec-04   21-Mar-05   0   HAIYAN WELCOME TEXTILE INDUSTRY   CHINA
IM429931/04
  TD605500055137-4   DOJI16242437JJ   USD     26,368.00       26,368.00     30-Dec-04   25-Mar-05   0   CHOI’S FAR EAST COMPANY   HONG KONG
IM429938/04
  TD605500055142-4   DOJI1629NM   USD     39,447.60       39,447.60     30-Dec-04   12-Mar-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM430282/05
  TD605500055149-5   DOJI0004BA   USD     48,280.00       48,280.00     05-Jan-05   12-Apr-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM430550/05
  TD605500055171-5   DOJI0027BA   USD     9,864.29       9,864.29     07-Jan-05   23-May-05   0   TOGETHER TRADING CO., LTD.   KOREA REPUBLIC
IM432768/05
  TD605500055239-5   DOJI00962441JJ   USD     2,281,665.56       2,281,665.56     04-Feb-05   09-Aug-05   0   WELSON TRADING LIMITED   TAIWAN
IM432770/05
  TD605500055241-5   DOJ10098LL   USD     1,034.88       1,034.88     04-Feb-05   08-May-05   0   HONG KONG SHUERTAI CO LTD.   HONG KONG
IM432771/05
  TD605500055242-5   DOJI0099NC   USD     405.85       405.85     04-Feb-05   10-May-05   0   HONG KONG SHUERTAI CO LTD.   HONG KONG

 


 

     
         
(BANK OF AMERICA)   Outstanding Report — Import LC   Report as of 11-May-05
Page 2 of 10
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM432772/05
  TD605500055243-5   DOJI0100NC   USD     1,736.21       1,736.21     04-Feb-05   08-May-05   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM432774/05
  TD605500055245-5   DOJI0102JW   USD     787.36       787.36     04-Feb-05   10-May-05   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM432775/05
  TD605500055247-5   DOJI00103EP   USD     457.44       457.44     04-Feb-05   10-May-05   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM432837/05
  TD605500055254-5   DOJI0109RR   USD     168,985.44       168,985.44     04-Feb-05   17-May-05   0   NINGBO FANHUA WOLLEN SWEATER C   CHINA
IM432840/05
  TD605500055257-5   DOJI0112LL   USD     79,657.20       79,657.20     04-Feb-05   29-Apr-05   0   INJAE TRADING COMPANY   HONG KONG
IM432842/05
  TD605500055259-5   DOJI0114LL   USD     1,820.84       1,820.84     04-Feb-05   01-May-05   0   KOREA APPAREL CO., LTD.   KOREA REPUBLIC
IM432844/05
  TD605500055261-5   DOJI0116LL   USD     85,726.51       85,726.51     04-Feb-05   01-May-05   0   SEOHEUNG TRADING CO., LTD.   KOREA REPUBLIC
IM432836/05
  TD605500055253-5   DOJI0108AL   USD     61,381.15       61,381.15     05-Feb-05   15-May-05   0   CITY HILL LIMITED   HONG KONG
IM433368/05
  TD605500055273-5   DOJI01262510JJ   USD     2,160,469.07       2,160,469.07     11-Feb-05   29-Jul-05   0   GOLDTREND ENTERPRISES LTD.    
IM433369/05
  TD605500055274-5   DOJI01272516JJ   USD     1,963,515.40       1,963,515.40     11-Feb-05   11-Jul-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM433375/05
  TD605500055280-5   DOJI0133ME859   USD     131,261.99       131,261.99     11-Feb-05   12-May-05   0   UNITEX FASHIONS (INDIA) PVT.LTD.   INDIA
IM433376/05
  TD605500055281-5   DOJI0134ME860   USD     275,294.01       275,294.01     11-Feb-05   17-May-05   0   M S MAHAVIR INTERNATIONAL PVT. LTD.   INDIA
IM433377/05
  TD605500055282-5   DOJI0135ME861   USD     86,438.17       86,438.17     11-Feb-05   21-May-05   0   INDUSTRIAL MANUFACTURING CORP.   INDIA
IM433379/05
  TD605500055284-5   DOJI0137ME863   USD     35,665.31       35,665.31     11-Feb-05   04-Apr-05   0   FOREMOST INDIA   INDIA
IM433381/05
  TD605500055286-5   DOJI0140ME866   USD     126,060.00       126,060.00     11-Feb-05   21-Jul-05   0   BJ APPAREL GLOBAL PTE LTD.   SINGAPORE
IM433385/05
  TD605500055290-5   DOJI0144ME870   USD     123,692.25       123,692.25     11-Feb-05   05-May-05   0   TRAKYA TEKSTIL VE GIYIM   TURKEY
IM433386/05
  TD605500055291-5   DOJI0145ME871   USD     87,517.50       87,517.50     11-Feb-05   11-May-05   0   ULUDAG TEKSTIL KONFEKSIYON GIYIM   TURKEY
IM433370/05
  TD605500055275-5   DOJI01282517JJ   USD     694,049.21       694,049.21     14-Feb-05   04-Jun-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM433372/05
  TD605500055277-5   DOJI01302519JJ   USD     262,313.23       262,313.23     14-Feb-05   03-Aug-05   0   MING TAI KNITTING GARMENT FTY LTD.   HONG KONG
IM433371/05
  TD605500055276-5   DOJI01292518JJ   USD     52,970.00       52,970.00     15-Feb-05   02-May-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM433848/05
  TD605500055251-5   DOJI0184NM   USD     701,912.70       701,912.70     18-Feb-05   30-May-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM433835/05
  TD605500055315-5   DOJI0171JS   USD     99,406.10       99,406.10     18-Feb-05   25-Apr-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM433837/05
  TD605500055317-5   DOJI0173JS   USD     1,754.10       1,754.10     18-Feb-05   12-May-05   0   TOGETHER TRADING CO., LTD.   KOREA REPUBLIC
IM433839/05
  TD605500055319-5   DOJI0175AL   USD     12,321.05       12,321.05     18-Feb-05   21-Mar-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM433842/05
  TD605500055322-5   DOJI0178RR   USD     55,651.00       55,651.00     18-Feb-05   25-Apr-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM433843/05
  TD605500055323-5   DOJI0179LL   USD     30,028.80       30,028.80     18-Feb-05   25-Apr-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM433849/05
  TD605500055325-5   DOJ10185BA   USD     246,647.08       246,647.08     18-Feb-05   06-Jun-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM433850/05
  TD605500055326-5   DOJI10186BA   USD     1,140,507.33       1,140,507.33     18-Feb-05   06-Jun-05   0   PEARL BUYING SERVICES (PVT)LTD.   BANGLADESH
IM433851/05
  TD605500055327-5   DOJI0187AL   USD     171,456.25       171,456.25     18-FEb-05   06-Jun-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM433852/05
  TD605500055328-5   DOJI0188NC   USD     720,605.41       720,605.41     18-Feb-05   30-Jun-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM434372/05
  TD605500055339-5   DOJI0199AL   USD     89,785.10       89,785.10     25-Feb 05   01-May-05   0   ALPHA START LTD.   HONG KONG
IM434387/05
  TD605500055356-5   DOJI0216LL   USD     157,038.22       157,038.22     25-Feb-05   20-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM434388/05
  TD605500055357-5   DOJI0217NC   USD     77,223.90       77,223.90     25-Feb-05   25-Apr-05   0   SEJEE COMPANY LTD.   HONG KONG
IM434389/05
  TD605500055358-5   DOJI0218JW   USD     88,145.11       88,145.11     25-Feb-05   25-Apr-05   0   SEJEE COMPANY LTD.   HONG KONG
IM434390/05
  TD605500055361-5   DOJI0220NC   USD     257,913.02       257,913.02     25-Feb-05   25-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM434363/05
  TD605500055330-5   DOJI01902537JJ   USD     154,425.60       154,425.60     28-Feb-05   12-Jul-05   0   SAN WAI GARMENT FACTORY   MACAO
IM434965/05
  TD605500055365-5   DOJI0224AL   USD     104,413.91       104,413.91     04-Mar-05   25-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM434966/05
  TD605500055366-5   DOJI0225AL   USD     218,270.39       218,270.39     04-Mar-05   30-Jun-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM434967/05
  TD605500055367-5   DOJI0226BA   USD     328,645.64       328,645.64     04-Mar-05   06-Jun-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM434968/05
  TD605500055368-5   DOJI0227NC   USD     663,842.29       663,842.29     04-Mar-05   30 Jun-05   0   PEARL BUYING SERVICES (PVT) LTD.   BANGLADESH
IM434969/05
  TD605500055369-5   DOJI0228EP   USD     3,648.93       3,648.93     04-Mar-05   25 May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM434992/05
  TD605500055398-5   DOJI0256NM   USD     47,098.20       47,098.20     04-Mar-05   28-Mar-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM434993/05
  TD605500055399-5   DOJI02572540JJ   USD     1,361,270.49       1,361,270.49     04-Mar-05   30-Jun-05   0   WAILAM MAO IEK HONG   MACAO
IM434995/05
  TD605500055401-5   DOJI0259ME878   USD     32,541.80       32,541.80     04-Mar-05   20-Apr-05   0   ALLIED EXPORT INDUSTRIES   INDIA
IM434977/05
  TD605500055380-5   DOJI0238LL   USD     311,418.89       311,418.89     05-Mar-05   15-May-05   0   PYL APPAREL LIMITED.   HONG KONG

 


 

     
         
(BANK OF AMERICA)   Outstanding Report — Import LC   Report as of 11-May-05
Page 3 of 10
                                                 
                Outstanding                          
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM434970/05
  TD605500055370-5   DOJI0229EP   USD     4,101.10       4,101.10     08-Mar-05   30-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM435432/05
  TD605500055411-5   DOJI0270ME886   USD     65,095.50       65,095.50     10-Mar-05   18-May-05   0   HAIYAN WELCOME TEXTILE INDUSTRY   CHINA
IM435433/05
  TD605500055412-5   DOJI0271ME887   USD     75,475.69       75,475.69     10-Mar-05   05-Jun-05   0   BJ APPAREL GLOBAL PTE LTD.   SINGAPORE
IM435434/05
  TD605500055413-5   DOJI0272ME888   USD     32,160.00       32,160.00     10-Mar-05   21-May-05   0   DEEPAK INDUSTRIES   INDIA
IM435421/05
  TD605500055416-5   DOJI00276NM   USD     389,683.67       389,683.67     10-Mar-05   20-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM435437/05
  TD605500055420-5   DOJI0280LL   USD     54,628.11       54,628.11     10-Mar-05   06-May-05   0   SUNLONG INTERNATIONAL LIMITED.   TAIWAN
IM435438/05
  TD605500055421-5   DOJI0291ME891   USD     88,070.98       88,070.98     10-Mar-05   18-May-05   0   YAW CHING ENTERPRISES COMPANY, LTD.   TAIWAN
IM435426/05
  TD605500055405-5   DOJI0263ME879   USD     2,719.92       2,719.92     11-Mar-05   21-May-05   0   M S EXEMPLARY COMPANY LTD.   BANGLADESH
IM435427/05
  TD605500055406-5   DOJI0264ME880   USD     258,792.33       258,792.33     11-Mar-05   21-May-05   0   PRATTISON GARMENT LIMITED.   HONG KONG
IM435429/05
  TD605500055408-5   DOJI0266ME882   USD     559,204.25       559,204.25     11-Mar-05   22-May-05   0   KUK RIM LTD.   KOREA REPUBLIC
IM435430/05
  TD605500055409-5   DOJI0268ME884   USD     179,758.62       179,758.62     11-Mar-05   15-May-05   0   UNITEX FASHIONS (INDIA) PVT. LTD.   INDIA
IM435431/05
  TD605500055410-5   DOJI0269ME885   USD     131,527.20       131,527.20     11-Mar-05   03-Jun-05   0   M S MAHAVIR INTERNATIONAL PVT   INDIA
IM435439/05
  TD605500055422-5   DOJI0292ME892   USD     227,768.45       227,768.45     11-Mar-05   21-May-05   0   JRB HOWARD INTERNATIONAL CO, LTD.   TAIWAN
IM435480/05
  TD605500055423-5   DOJI0281EP   USD     16,130.21       16,130.21     11-Mar-05   25-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM435481/05
  TD605500055424-5   DOJI0282NC   USD     2,099.26       2,099.26     11-Mar-05   06-May-05   0   TOMEN(HKG) CO LTD.   HONG KONG
IM435476/05
  TD605500055425-5   DOJI0283NC   USD     45,107.37       45,107.37     11-Mar-05   21-May-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT. VIRGIN ISLAND
IM435478/05
  TD605500055427-5   DOJI00284NC   USD     4,297.71       4,297.71     11-Mar-05   11-May-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT VIRGIN ISLAND
IM435484/05
  TD605500055430-5   DOJI0287CL   USD     81,008.40       81,008.40     11-Mar-05   30-May-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM435486/05
  TD605500055432-5   DOJI0289CL   USD     40,107.74       40,107.74     11-Mar-05   01-May-05   0   NIEN HSING TEXTILE CO., LTD.   TAIWAN
IM435474/05
  TD605500055433-5   DOJI00290BA   USD     302,025.78       302,025.78     11-Mar-05   06-Jul-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT VIRGIN ISLAND
IM435487/05
  TD605500055434-5   DOJI0293RR   USD     158,618.04       158,618.04     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435488/05
  TD605500055435-5   DOJI0294CL   USD     205,588.65       205,588.65     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435489/05
  TD605500055436-5   DOJI0295BA   USD     62,712.35       62,712.35     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435477/05
  TD605500055437-5   DOJI0296NC   USD     100,706.19       100,706.19     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435490/05
  TD605500055438-5   DOJI0297CL   USD     348,467.70       348,467.70     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435491/05
  TD605500055439-5   DOJI0298JWJ   USD     291,515.40       291,515.40     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435492/05
  TD605500055440-5   DOJI0299NM   USD     90,755.68       90,755.68     11-Mar-05   15-May-05   0   PYL APPAREL LIMITFD   HONG KONG
IM435493/05
  TD605500055441-5   DOJI0300BA   USD     34,073.96       34,073.96     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435494/05
  TD605500055442-5   DOJI0301EP   USD     37,110.99       37,110.99     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435495/05
  TD605500055443-5   DOJI0302NM   USD     159,873.12       159,873.12     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435496/05
  TD605500055444-5   DOJI0303BA   USD     418,026.89       418,026.89     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435497/05
  TD605500055445-5   DOJI0304LL   USD     518,355.31       518,355.31     11-Mar-05   15-May-05   0   PYL APPAREL LIMITED   HONG KONG
IM435475/05
  TD605500055446-5   DOJI00305AL   USD     136,534.66       136,534.66     11-Mar-05   15-May 05   0   PYL APPAREL LIMITED   HONG KONG
IM435479/05
  TD605500055447-5   DOJI00306BA   USD     352,310.53       352,310.53     11-Mar-05   30-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM435498/05
  TD605500055448-5   DOJI0307BA   USD     210,421.31       210,421.31     l1-Mar-05   30-May-05   0   SEJEE COMPANY LTD.   HONG KONG
IM435536/05
  TD605500055451-5   DOJI0310NC   USD     112,205.10       112,205.10     11 Mar 05   09-May-05   0   CHI-FUNG ENTERPRISE (HK) LTD.   HONG KONG
IM435538/05
  TD605500055453-5   DOJI0312JW   USD     5,381.52       5,381.52     11-Mar-05   03-May-05   0   HANGZHOU HUANGSHUN INDUSTRIAL   CHINA
IM435545/05
  TD605500055460-5   DOJI00319EP   USD     108,573.08       108,573.08     11-Mar-05   08-May-05   0   JACK TAN   HONG KONG
IM435546/05
  TD605500055461-5   DOJI0320EP   USD     100,148.90       100,148.90     11-Mar-05   08-May-05   0   JACK TAN   HONG KONG
IM435558/05
  TD605500055473-5   DOJI0332NC   USD     50,877.60       50,877.60     11-Mar-05   11-May-05   0   SAE HWA VINA CO. LTD.   VIETNAM
IM435560/05
  TD605500055475-5   DOJI0334JW   USD     566.72       566.72     11-Mar-05   01-May-05   0   KOREA APPAREL CO., LTD.   KOREA REPUBLIC
IM435561/05
  TD605500055476-5   DOJI0335JW   USD     53,245.63       53,245.63     11-Mar-05   02-May-05   0   SAE HWA VINA CO. LTD.   VIETNAM
IM435566/05
  TD605500055481-5   DOJI0340NM   USD     21,887.43       21,887.43     11-Mar-05   20 May 05   0   SEJEE COMPANY LTD.   HONG KONG
IM435568/05
  TD605500055483-5   DOJI0342NC   USD     2,499.30       2,499.30     11-Mar-05   06-May-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT VIRGIN ISLAND
IM435424/05
  TD605500055403-5   DOJI02612550JJ   USD     476,368.24       476,368.24     12-Mar-05   30-May-05   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG

 


 

     
         
(BANK OF AMERICA LOGO)
  Outstanding Report — Import LC   Report as of 11-May-05
Page 4 of 10
                                                 
Lc Ref No   CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM435425/05
  TD605500055404-5   DOJI02622554JJ   USD     593,565.46       593,565.46     12-Mar-05   15-Jun-05   0   VOGUE FRONTIER CO. LTD   TAIWAN
IM435435/05
  TD605500055414-5   DOJI0274ME890   USD     63,425.00       63,425.00     14 Mar-05   05-May-05   0   ALLIED EXPORT INDUSTRIES   INDIA
IM435482/05
  TD605500055428-5   DOJI0285EP   USD     22,819.88       22,819.88     14-Mar-05   11-May-05   0   WORLD FORTUNE INTERNATIONAL COI   BRIT.VIRGIN ISLAND
IM435922/05
  TD605500055484-5   DOJI0343ME883   USD     204,939.50       204,939.50     16-Mar-05   04-Jun-05   0   JYOTI APPARELS   INDIA
IM435926/05
  TD605500055488-5   DOJI0347ME895   USD     28,349.00       28,349.00     16-Mar-05   05-May-05   0   TRAKYA TEKSTIL VE GIYIM   TURKEY
IM435927/05
  TD605500055489-5   DOJI0348ME896   USD     252,370.00       252,370.00     16-Mar-05   15-May-05   0   ULUDAG TEKSTIL KONFEKSIYON GIYIM   TURKEY
IM435928/05
  TD605500055490-5   DOJI0349ME897   USD     123,784.92       123,784.92     16-Mar-05   04-Jun-05   0   MONTROSE MARKETING LTD.   SRI LANKA
IM435929/05
  TD605500055491-5   DOJI0350ME898   USD     219,922.67       219,922.67     16-Mar-05   26-Jun-05   0   PRATTISON GARMENT LIMITED   HONG KONG
lM435930/05
  TD605500055492-5   DOJI0351ME899   USD     323,737.61       323,737.61     16-Mar-05   20-Jun-05   0   M S EXEMPLARY COMPANY LTD   BANGLADESH
IM435931/05
  TD605500055493-5   DOJI0352ME900   USD     2,032,409.50       2,032,409.50     16-Mar-05   20-Jun-05   0   KUK RIM LTD   KOREA REPUBLIC
IM435932/05
  TD605500055494-5   DOJI0353ME901   USD     187,015.76       187,015.76     16 Mar 05   30-Jun-05   0   UNITEX FASHIONS (INDIA) PVT LTD   INDIA
IM435933/05
  TD605500055495-5   DOJI0357ME902   USD     55,107.50       55,107,50     16-Mar-05   25-May-05   0   HAIYAN WELCOME TEXTILE INDUSTRY   CHINA
IM435934/05
  TD605500055496-5   DOJI0355ME903   USD     44,340.97       44,340.97     16-Mar-05   06-Jun-05   0   EFFORT GARMENT CO. LTD.   TAIWAN
IM435935/05
  TD605500055497-5   DOJI0356ME904   USD     142,625.00       142,625.00     16-Mar-05   20-Jun-05   0   ALLIED EXPORT INDUSTRIES   INDIA
IM435937/05
  TD605500055499-5   DOJI0358ME906   USD     64,600.00       64,600.00     16-Mar-05   06-Jul-05   0   DEEPAK INDUSTRIES   INDIA
IM435936/05
  TD605500055498-5   DOJI0357ME905   USD     185,370.28       185,370.28     17-Mar-05   26-May-05   0   M S UNICON INTERNATIONAL (PVT)LTD   PAKISTAN
IM436079/05
  TD605500055500-5   DOJI03592571JJ   USD     609,983.92       609,983.92     18-Mar-05   15-Jul-05   0   A JU TRADING CO. LTD.   KOREA REPUBLIC
IM436080/05
  TD605500060001-5   DOJI03602560JJ   USD     47,313.00       47,313.00     18-Mar-05   14-Jul-05   0   HONJEN INDUSTRIAL LTD   TAIWAN
IM436081/05
  TD605500060002-5   DOJI03612582JJ   USD     446,109.93       446,109.93     18-Mar-05   14-Aug-05   0   EASY WORLD CO., LTD - KOREA   KOREA REPUBLIC
IM436083/05
  TD605500060004-5   DOJI03632546JJ   USD     504,715.55       504,715.55     18-Mar-05   14-Jun-05   0   EROS CAMASIRLARI A.S.   TURKEY
IM436084/05
  TD605500060005-5   DOJI03642557JJ   USD     112,203.00       112,203.00     18-Mar-05   30-Jun-05   0   EVA SWEATER LTD.   BANGLADESH
IM436086/05
  TD605500060007-5   DOJI03662577JJ   USD     44,415.00       44,415.00     18-Mar-05   14-Jul-05   0   YONGWOO MODE CO.   KOREA-REPUBLIC
IM436166/05
  TD605500060008-5   DOJI0367JW   USD     187,963.66       187,963.66     18-Mar-05   15-May-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM436167/05
  TD605500060011-5   DOJI0370NM   USD     106,789.76       106,789.76     18-Mar-05   16-May-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM436169/05
  TD605500060018-5   DOJI0377BA   USD     19,586.80       19,586.80     18-Mar-05   25-Apr-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM436170/05
  TD605500060019-5   DOJI0378CL   USD     20,731.31       20,731.31     18-Mar-05   01-May-05   0   WORLD FORTUNE INTERNATIONAL COI   BRIT.VIRGIN ISLAND
IM436171/05
  TD605500060020-5   DOJI0379CL   USD     8,239.00       8,239.00     18-Mar-05   13-May-05   0   JAY ONE TRADING CORP.   KOREA REPUBLIC
IM436172/05
  TD605500060021-5   DOJI0380CL   USD     58,665.50       58,665.50     18-Mar-05   05-Jun-05   0   HONG KONG WINTAI GARMENT LTD.   HONG KONG
IM436159/05
  TD605500060022-5   DOJI0381CL   USD     16,340.91       16,340.91     18-Mar-05   01-Jul-05   0   HONG KONG WINTAI GARMENT LTD.   HONG KONG
IM436174/05
  TD605500060025-5   DOJI0384CL   USD     178,150.14       178,150.14     18-Mar-05   30-May-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM436175/05
  TD605500060026-5   DOJI0385BA   USD     19,052.38       19,052.38     18-Mar-05   30-May-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM436152/05
  TD605500060027-5   DOJI00386AL   USD     41,387.52       41,387.52     18-Mar-05   30-Jun-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM436178/05
  TD605500060034-5   DOJI0393NM   USD     2,503.68       2,503.68     18-Mar-05   22-Apr-05   0   JAY ONE TRADING CORP.   KOREA REPUBLIC
IM436179/05
  TD605500060035-5   DOJI0394NM   USD     3,682.32       3,682.32     18-Mar-05   07-May-05   0   JAY ONE TRADING CORP.   KOREA REPUBLIC
IM436180/05
  TD605500060037-5   DOJI0396AL   USD     4,168.50       4,168.50     18-Mar-05   06-May-05   0   A.O. TEXTILES, INC.   UNITED STATES
IM436082/05
  TD605500060003-5   DOJI0362541LN   USD     107,624.16       107,624.16     21-Mar-05   04-Jun-05   0   WAI LAM MAO IEK HONG   MACAO
IM436163/05
  TD605500060033-5   DOJI0392NM   USD     7,725.00       7,725.00     22-Mar-05   01-May-05   0   NOAH FABRIC NEW YORK   UNITED STATES
1M436085/05
  TD605500060006-5   DOJI03652580LN   USD     93,198.63       93,198.63     23-Mar-05   04-Jun-05   0   M S BENGAL FINE KNITEX LTD   BANGLADESH
IM436495/05
  TD605500060039-5   DOJI03982564JJ   USD     3,353,734.01       3,353,734.01     24-Mar-05   19-Jul-05   0   FORTUNELY INTERNATIONAL LTD   HONG KONG
IM436497/05
  TD605500060041-5   DOJI04002587LN   USD     259,073.63       259,073.63     24-Mar-05   04-Aug-05   0   SAYTAZ INTERNATIONAL   BANGLADESH
IM436500/05
  TD605500060042-5   DOJI0401ME907   USD     45,750.00       45,750.00     24-Mar-05   20-Jun-05   0   XINRUN KNITTING COMPANY LTD.   HONG KONG
IM436501/05
  TD605500060043-5   DOJI0402ME908   USD     54,400.00       54,400.00     24-Mar-05   20-Jun-05   0   INJAE TRADING COMPANY   HONG KONG
IM436503/05
  TD605500060045-5   DOJI0404ME910   USD     224,696.55       224,696.55     24-Mar-05   20-Jun-05   0   YAW CHING ENTERPRISES COMPANY,   TAIWAN
IM436504/05
  TD605500060046-5   DOJI0405ME911   USD     421,051.66       421,051.66     24-Mar-05   14-Jun-05   0   ULUDAG TEKSTIL KONFEKSIYON GIYIM   TURKEY
IM436520/05
  TD605500060049-5   DOJI0409LL   USD     40,634.96       40,634.96     24-Mar-05   15-May-05   0   TUN YUN TEXTILE CO. LTD   TAIWAN

 


 

     
         
(BANK AMERICA LOGO)
  Outstanding Report — Import LC   Report as of 11-May-05
Page 5 of 10
                                                 
Lc Ref No   CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM436521/05
  TD605500060050-5   DOJI0410LL   USD     85,986.00       85,986.00     24-Mar-05   15-May-05   0   CHY JYE GARMENT   TAIWAN
IM436524/05
  TD605500060053-5   DOJI0413JWJ   USD     263,246.29       263,246.29     24-Mar-05   04-May-05   0   TUN YUN TEXTILE CO. LTD   TAIWAN
1M436526/05
  TD605500060055-5   DOJI0415AL   USD     31,349.70       31,349.70     24-Mar-05   02-May-05   0   PT, PAN BROTHERS TEX   INDONESIA
IM436529/05
  TD605500060058-5   DOJI0418NM   USD     51,985.01       51,985.01     24 Mar-05   08-Jun-05       KOWATEX LIMITED   HONG KONG
IM436532/05
  TD605500060062-5   DOJI0422BA   USD     142,943.40       142,943.40     24-Mar-05   15-Jul-05   0   NOAH FABRIC NEW YORK   UNITED STATES
IM436533/05
  TD605500060063-5   DOJI0423CL   USD     107,645.80       107,645.80     24-Mar-05   30-Jun-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM436582/05
  TD605500060066-5   DOJI0426ME912   USD     28,889.00       28,889.00     25-Mar-05   04-Jun-05   0   JYOTI APPARELS   INDIA
IM436502/05
  TD605500060044-5   DOJI0403ME909   USD     82,378.50       82,378.50     29-Mar-05   08-Jun-05   0   JRB HOWARD INTERNATIONAL CO.LTD.   TAIWAN
IM436583/05
  TD605500060067-5   DOJI0427ME913   USD     88,755.59       88,755.59     30-Mar-05   20-Jun-05   0   M S UNICON INTERNATIONAL (PVT)   PAKISTAN
IM436988/05
  TD605500060068-5   DOJI04282565JJ   USD     672,705.49       672,705.49     31-Mar-05   23-Jul-05   0   CHEN FENG INDUSTRIES CO. LTD.   TAIWAN
IM436984/05
  TD605500060069-5   DOJI00429EP   USD     51,870.80       51,870.80     31-Mar-05   11-May-05   0   CHARTKAR INTERNATIONAL LTD.   HONG KONG
IM436989/05
  TD605500060070-5   DOJI0430AL   USD     45,327.17       45,327.17     31-Mar-05   12-Jun-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM436990/05
  TD605500060071-5   DOJI0431JW   USD     387,157.32       387,157.32     31-Mar-05   14-Jun-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM436987/05
  TD605500060072-5   DOJI0423JW   USD     380,977.34       380,977.34     31-Mar 05   03-Jul-05   0   HONG KONG SHUEPTAI CO. LTD   HONG KONG
IM436991/05
  TD605500060073-5   DOJI0433RR   USD     58,240.16       58,240.16     31-Mar-05   26-Jun-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM436992/05
  TD605500060074-5   DOJI0434RR   USD     12,711.75       12,711.75     31-Mar-05   29-May-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM436993/05
  TD605500060075-5   DOJI0435LL   USD     77,283.36       77,283.36     31-Mar-05   05-Jun-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM436994/05
  TD605500060076-5   DOJI0436RR   USD     72,372.67       72,372.67     31-Mar-05   05-May-05   0   JACK TAN   HONG KONG
IM436995/05
  TD605500060077-5   DOJI0438AL   USD     34,333.20       34,333.20     31-Mar-05   02-Jun-05   0   ONE TRADE CO., LTD.   KOREA REPUBLIC
IM436996/05
  TD605500060078-5   DOJI0439NC   USD     4,670.78       4,670.78     31-Mar-05   29-Jun-05   0   TOGETHER TRADING CO., LTD.   KOREA REPUBLIC
IM436997/05
  TD605500060079-5   DOJI0440AL   USD     116,014.80       116,014.80     31-Mar-05   27-Jun-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM436998/05
  TD605500060080-5   DOJI0441LL   USD     56,784.73       56,784.73     31-Mar-05   23-May-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM436999/05
  TD605500060081-5   DOJI0442NC   USD     46,300.25       46,300.25     31-Mar-05   02-May-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM437000/05
  TD605500060082-5   DOJI0443EP   USD     24,771.84       24,771.84     31-Mar 05   01-Jun-05   0   HON FANG GARMENT INDUSTIRAL COF   TAIWAN
IM437001/05
  TD605500060083-5   DOJI0444EP   USD     25,841.09       25,841.09     31-Mar-05   30-Jun-05   0   HON FANG GARMENT INDUSTIRAL COF   TAIWAN
IM436985/05
  TD605500060084-5   DOJI00445NC   USD     281,708.09       281,708.09     31-Mar-05   14-Jun-05   0   KOWATEX LIMITED   HONG KONG
IM437002/05
  TD605500060085-5   DOJI0446AL   USD     36,221.22       36,221.22     31-Mar-05   13-Jun-05   0   HON FANG GARMENT INDUSTIRAL COF   TAIWAN
IM436986/05
  TD605500060086-5   DOJI00447AL   USD     37,304.05       37.304.05     31-Mar-05   08-Jun-05   0   HON FANG GARMENT INDUSTIRAL COF   TAIWAN
IM437007/05
  TD605500060088-5   DOJI00449BA   USD     16,625.18       16,625.18     31-Mar-05   08-Jun-05   0   KUM OH TRADING CO. LTD.   KOREA REPUBLIC
IM437009/05
  TD605500060090-5   DOJI0451NM   USD     78,668.93       78,668.93     31-Mar-05   14-May-05   0   KOREA APPAREL CO., LTD.   KOREA REPUBLIC
IM437011/05
  TD605500060092-5   DOJI0453BA   USD     56,162.70       56,162.70     31-Mar-05   25-Apr-05   0   JACK TAN   HONG KONG
IM437005/05
  TD605500060093-5   DOJI00454NM   USD     164,769.98       164,769.98     31-Mar-05   15-May-05   0   JACK TAN   HONG KONG
IM437012/05
  TD605500060094-5   DOJI0455NM   USD     363,859.45       363,859.45     31-Mar-05   20-Jul-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM437013/05
  TD605500060095-5   DOJI0456BA   USD     185,350.56       185,350.56     01-Apr-05   06-Jun-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM437596/05
  TD605500060096-5   DOJI04572578JJ   USD     149,544.36       149,544.36     08-Apr-05   14-Aug-05   0   YOUNG WOO MODE CO.   KOREA REPUBLIC
IM437597/05
  TD605500060097-5   DOJI04582579JJ   USD     167,895.00       167,895.00     08-Apr-05   21-Jul-05   0   ZHEJIANG HUZHOU SILK GROUP IMP   CHINA
IM437598/05
  TD605500060098-5   DOJI0459   USD     95,513.78       95,513.78     08-Apr-05   07-Jun-05   0   I 2 CONCEPTS INTERNATIONAL LTD   HONG KONG
IM437599/05
  TD605500060099-5   DOJI04602597JJ   USD     642,763.80       642,763.80     08-Apr-05   15-Jul-05   0   WAI LAM MAO IEK HONG   MACAO
IM437600/05
  TD605500060100-5   DOJI04612608JJ   USD     501,234.46       501,234.46     08-Apr-05   15-Jul-05   0   LIAONING CHENGDA CO. LTD.   CHINA
IM437601/05
  TD605500060101-5   DOJI04622609JJ   USD     93,820.43       93,820.43     08-Apr-05   05-Jul-05   0   LIAONING CHENGDA CO. LTD.   CHINA
IM437602/05
  TD605500060102-5   DOJI04632610JJ   USD     1,331,636.12       1,331,636.12     08-Apr-05   14-Aug-05   0   LIAONING CHENGDA CO. LTD.   CHINA
IM437603/05
  TD605500060103-5   DOJI04642611JJ   USD     1,112,923.45       1,112,923.45     08-Apr-05   14-Aug-05   0   LIAONING CHENGDA CO. LTD.   CHINA
IM437604/05
  TD605500060104-5   DOJI04652612LN   USD     131,762.54       131,762.54     08-Apr-05   14-Jul-05   0   LIAONING CHENGDA CO. LTD.   CHINA
IM437620/05
  TD605500060105-5   DOJI0466BA   USD     74,540.89       74,540.89     08-Apr-05   15-May-05   0   TUN YUN TEXTILE CO. LTD   TAIWAN
IM437621/05
  TD605500060106-5   DOJI0467AL   USD     98,582.22       198,582.22     08-Apr-05   15-May-05   0   HUXING INTERNATIONAL INC. (NY)   UNITED STATES

 


 

         
(BANKOFAMERICA)   Outstanding Report — Import LC   Report as of 11-May-05
Page 6 of 10
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM437623/05
  TD605500060108-5   DOJI0469BA   USD     21,112.14       21,112.14     08-Apr-05   02-May-05   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM437624/05
  TD605500060109-5   DOJI0470NM   USD     82,987.20       82,987.20     08-Apr-05   15-May-05   0   HUXING INTERNATIONAL INC. (NY)   UNITED STATES
IM437625/05
  TD605500060110-5   DOJI00471JW   USD     130,557.96       130,557.96     08-Apr-05   04-May-05   0   HUALEY KNITWEARS LTD.   TAIWAN
IM437626/05
  TD605500060111-5   DOJI0472LL   USD     64,510.92       64,510.92     08-Apr-05   04-May-05   0   HUALEY KNITWEARS LTD.   TAIWAN
IM437627/05
  TD605500060112-5   DOJI0473BA   USD     38,308.14       38,308.14     08-Apr-05   15-May-05   0   HUALEY KNITWEARS LTD.   TAIWAN
IM437628/05
  TD605500060113-5   DOJI0474BA   USD     70,975.07       70,975.07     08-Apr-05   15-May-05   0   HON FANG GARMENT INDUSTIRAL COF   TAIWAN
IM437629/05
  TD605500060114-5   DOJI0475BA   USD     23,698.27       23,698.27     08-Apr-05   15-May-05   0   TUN YUN TEXTILE CO. LTD   TAIWAN
IM437630/05
  TD605500060115-5   DOI00476JW   USD     47,606.46       47,606.46     08-Apr-05   15-May-05   0   CHARTER ACE COMPANY LIMITED    
IM437631/05
  TD605500060116-5   DOJI0477JWJ   USD     333,872.85       333,872.85     08-Apr-05   30-Jul-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM436494/05
  TD605500060038-5   DOJI03972563JJ   USD     4,400,032.10       4,400,032.10     11-Apr-05   31-Jul-05   0   FORTUNELY INTERNATIONAL LTD   HONG KONG
IM438042/05
  TD605500060117-5   DOJI04782624JJ   USD     1,040,811.43       1,040,811.43     13-Apr-05   18-Jul-05   0   FORTUNELY INTERNATIONAL LTD   HONG KONG
IM438044/05
  TD605500060119-5   DOJI0480ME915   USD     313,994.13       313,994.13     13-Apr-05   21-Jul-05   0   HAIYANG LANSEN TEXTILES   CHINA
IM438046/05
  TD605500060121-5   DOJI0482ME917   USD     4,287,229.50       4,287,229.50     13-Apr-05   21-Jul-05   0   KUK RIM LTD.   KOREA REPUBLIC
IM438047/05
  TD605500060122-5   DOJI0483ME918   USD     647,219.06       647,219.06     13-Apr-05   21-Jul-05   0   M S EXEMPLARY COMPANY LTD.   BANGLADESH
IM438048/05
  TD605500060123-5   DOJI0484ME919   USD     39,328.79       39,328.79     13-Apr-05   15-Jul-05   0   UNITEX FASHIONS (INDIA) PVT. LTD.   INDIA
IM438049/05
  TD605500060124-5   DOJI0485ME920   USD     72,648.60       72,648.60     13-Apr-05   14-Jun-05   0   FOREMOST INDIA   INDIA
IM438050/05
  TD605500060125-5   DOJI0486ME921   USD     363,632.50       363,632.50     13-Apr-05   21-Jul-05   0   LIAONING CHENG DA ENTERPRISE CO.   CHINA
IM438051/05
  TD605500060126-5   DOJI0487ME922   USD     51,353.50       51,353.50     13-Apr-05   21-Jul-05   0   XINRUN KNITTING COMPANY LTD.   HONG KONG
IM438052/05
  TD605500060127-5   DOJI0488ME923   USD     30,937.50       30,937.50     13-Apr-05   06-Jul-05   0   INJAE TRADING COMPANY   HONG KONG
IM438054/05
  TD605500060129-5   DOJI0490ME925   USD     150,040.89       150,040.89     13-Apr-05   21-Ju1-05   0   ALLIED EXPORT INDUSTRIES   INDIA
IM438055/05
  TD605500060130-5   DOJI0491ME926   USD     212,460.50       212,460.50     13-Apr-05   15-Jul-05   0   MARAL OVERSEAS   INDIA
IM438077/05
  TD605500060131-5   DOJI0492NC   USD     328,820.50       328,820.50     13-Apr-05   30-Jun-05   0   MONTROSE (FAR EAST) LIMITED   HONG KONG
IM438067/05
  TD605500060132-5   DOJI0493CL   USD     215,957.05       215,957.05     13-Apr-05   30-Jun-05   0   KISH EXPORTS LIMITED   INDIA
IM438068/05
  TD605500060133-5   DOJI0494BA   USD     329,466.41       329,466.41     13-Apr-05   06-Aug-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM438078/05
  TD605500060134-5   DOJI0495JWJ   USD     337,205.11       337,205.11     13-Apr-05   20-Jun-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM438079/05
  TD605500060135-5   DOJI0496AL   USD     109,878.48       109,878.48     13-Apr-05   18-Jun-05   0   SPRING STAR CO., LTD.   KOREA REPUBLIC
IM438080/05
  TD605500060136-5   DOJI0497LL   USD     84,626.14       84,626.14     13-Apr-05   30-Jun-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM438066/05
  TD605500060137-5   DOJI00498NM   USD     15,557.04       15,557.04     13-Apr-05   30-Jun-05   0   WIDEWAY (CHINA) LIMITED   HONG KONG
IM438069/05
  TD605500060138-5   DOJI0499JW   USD     316,896.54       316,896.54     13-Apr-05   08-May-05   0   SKYLITE FASHION (HONG KONG) LTD.   HONG KONG
IM438070/05
  TD605500060139-5   DOJI0500JW   USD     6,111.33       6,111.33     13-Apr-05   14-Jun-05   0   BUISHINE INTERNATIONAL CO., LTD   TAIWAN
IM438081/05
  TD605500060140-5   DOJI0501AL   USD     37,304.05       37,304.05     13-Apr-05   08-Jun-05   0   HON FANG GARMENT INDUSTIRAL OF   TAIWAN
IM438082/05
  TD605500060141-5   DOJI0502RR   USD     43,998.52       43,998.52     13-Apr-05   05-May-05   0   HAULEY KNITWEARS, LTD.   TAIWAN
IM438071/05
  TDC05500060142-5   DOJI0503NC   USD     177,148.70       177,148.70     13-Apr-05   25-Jun-05   0   KOWATEX LIMITED   HONG KONG
IM438083/05
  TD605500060143-5   DOJI0504LL   USD     9,093.20       9,093.20     13-Apr-05   16-May-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT.VIRGIN ISLAND
IM438073/05
  TD605500060145-5   DOJI0506NM   USD     49,449.60       49,449.60     13-Apr-05   15-May-05   0   HON FANG GARMENT INDUSTIRAL COF   TAIWAN
IM438084/05
  TD605500060146-5   DOJI0507BA   USD     45,718.44       45,718.44     13-Apr-05   15-Jun-05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM438085/05
  TD605500060147-5   DOJI0508NM   USD     44,791.87       44,791.87     13-Apr-05   23-Jun-05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM438086/05
  TD605500060148-5   DOJI0509NM   USD     7,735.68       7,735.68     13-Apr-05   23-Jun-05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM438087/05
  TD605500060149-5   DOJI0510NM   USD     8,200.80       8,200.80     13-Apr-05   30-Jun-05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM438088/05
  TD605500060150-5   DOJI0511NM   USD     133,151.62       133,151.62     13-Apr-05   15-Jun-05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM438074/05
  TD605500060151-5   DOJI0512NM   USD     51,634.44       51,634.44     13-Apr-05   07-Jul 05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
1M438075/05
  TD605500060152-5   DOJI0513NM   USD     28,835.30       28,835.30     13-Apr-05   29-May-05   0   SEOHEUNG TRADING CO., LTD.   KOREA REPUBLIC
IM438076/05
  TD605500060153-5   DOJI00514BA   USD     40,942.80       40,942.80     13-Apr-05   29-May-05   0   KOREA APPAREL CO., LTD.   KOREA REPUBLIC
IM438043/05
  TD605500060118-5   DOJI0479ME914   USD     497,805.00       497,805.00     14-Apr-05   21-Jul-05   0   GRAND HING KNITTING FACTORY LTD.   HONG KONG
IM438045/05
  TD605500060120-5   DOJI0481ME916   USD     922,120.23       922,120.23     14-Apr-05   15-Jul-05   0   MONTROSE MARKETING LTD.   SRI LANKA

 


 

         
(BANKOFAMERICA)   Outstanding Report — Import LC   Report as of 11-May-05
Page 7 of 10
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM438053/05
  TD605500060128-5   DOJI0489ME924   USD     102,920.69       102,920.69     14-Apr-05   06-Jul-05   0   M S UNICON INTERNATIONAL (PVT)   PAKISTAN
IM438209/05
  TD605500060154-5   DOJI0515NM   USD     205,074.57       205,074.57     14-Apr-05   27-Jun-05   0   DAE GU APPAREL COPRORATION   KOREA REPUBLIC
IM438210/05
  TD605500060155-5   DOJI0516NM   USD     43,847.86       43,847.86     14-Apr-05   04-Jun-05   0   INJAE TRADING COMPANY   HONG KONG
IM438211/05
  TD605500060150-5   DOJI0517NM   USD     107,641.01       107,641.01     14-Apr-05   25-Jun-05   0   GRAND HING KNITTING FACTORY LTD.   HONG KONG
IM438213/05
  TD605500060158-5   DOJI0519NM   USD     1,947.08       1,947.28     14-Apr-05   29-May-05   0   SEOHEUNG TRADING CO. LTD   KOREA REPUBLIC
IM438220/05
  TD605500060159-5   DOJI0520AL   USD     117,476.97       117,476.97     14-Apr-05   30-Jun-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM438221/05
  TD605500060160-5   DOJI0521NC   USD     13,957.12       13,957.12     14-Apr-05   04-May-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM438222/05
  TD605500060161 -5   DOJI0522NC   USD     37,431.45       37,431.45     14-Apr-05   01-Jun-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM438223/05
  TD605500060162-5   DOJI0523AL   USD     77,214.97       77,214.97     14-Apr-05   01-Jun-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM438224/05
  TD605500060163-5   DOJI0524BA   USD     70,556.46       70,556.46     14-Apr-05   01-Jun-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM438233/05
  TD605500060164-5   DOJI0525JWJ   USD     142,176.27       142,176.27     14-Apr-05   25-May-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM438225/05
  TD605500060165-5   DOJI0526BA   USD     58,409.99       58,409.99     14-Apr-05   15-May-05   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM438218/05
  TD605500060166-5   DOJI00527EP   USD     704.81       704.81     l4-Apr-05   15-May-05   0   PT UNGARAN SARI GARMENTS   INDONESIA
IM438226/05
  TD605500060167-5   DOJI0528AL   USD     218,369.80       218,369.80     14-Apr-05   15-May-05   0   PT UNGARAN SARI GARMENTS   INDONESIA
IM438219/05
  TD605500060168-5   DOJI00529JW   USD     4,713.11       4,713.11     14-Apr-05   15-May-05   0   PT UNGARAN SARI GARMENTS   INDONESIA
IM438227/05
  TD605500060169-5   DOJI0530NM   USD     70,955,28       7 0,955.28     14-Apr-05   05-May-05   0   CHAMPION CITY INT'L CORP.   TAIWAN
IM438228/05
  TD605500060170-5   DOJI0531JW   USD     13.60       13.60     14-Apr-05   07-May-05   0   AKIN TFKSTIL AS   TURKEY
IM438229/05
  TD605500060171 -5   DOJI0532RR   USD     90,598.80       90,598.80     l4-Apr-05   04-Jun-05   0   JAY ONE TRADING CORP.   KOREA REPUBLIC
IM438230/05
  TD605500060172-5   DOJI0533RR   USD     55,383.10       55,383.10     14-Apr-05   31-May-05   0   YOUNGHWA TEXTILE CO. LTD.   KOREA REPUBLIC
IM438231/05
  TD605500060173-5   DOJI0534CL   USD     232,462.76       232,462.76     14-Apr-05   06-Aug-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM438232/05
  TD605500060174-5   DOJI0535BA   USD     124,412.46       124,412.46     14-Apr-05   06-Aug-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM438212/05
  TD605500060157-5   DOJI0518BA   USD     388,834.91       388,834.91     15-Apr-05   03-May-05   0   HUXING INTERNATIONAL, INC. (NY)   UNITED STATES
IM438657/05
  TD605500060175-5   DOJI05362632LN   USD     2,312,777.88       2,312,777.88     19-Apr-05   03-Aug-05   0   SAYTAZ INTERNATIONAL   BANGLADESH
IM438798/05
  TD605500060176-5   DOJI05372647LN   USD     38,102.40       38,102.40     20-Apr-05   13-May-05   0   CROWN TEXTILE   PAKISTAN
IM438939/05
  TD605500060177-5   DOJI05382635JJ   USD     21,420.00       21,420.00     21-Apr-05   14-Jun-05   0   SAN WAI GARMENT FACTORY   MACAO
IM438940/05
  TD605500060178-5   DOJI05392636JJ   USD     46,305.00       46,305.00     21-Apr-05   21-Jun-05   0   GOLDTREND ENTERPRISES LTD    
IM438941/05
  TD605500060179-5   DOJI0540244JJ   USD     1,075,810.80       1,075,810.80     21-Apr-05   29-Aug-05   0   MING TAI KNITTING GARMENT FTY LTD   HONG KONG
IM438942/05
  TD605500060180-5   DOJI0541ME927   USD     11,400.00       11,400.00     21-Apr-05   01-Jul-05   0   SONA GARMENTS   INDIA
IM438944/05
  TD605500060182-5   DOJI0543ME929   USD     264,262.95       264,262.95     21-Apr-05   21-Jul-05   0   JRB HOWARD INTERNATIONAL CO.,LTD   TAIWAN
IM438945/05
  TD605500060184-5   DOJI00544NM   USD     1,194,305.58       1,194,305.58     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438946/05
  TD605500060185-5   DOJI0545AL   USD     264,233.65       264,233.65     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438947/05
  TD605500060186-5   DOJI0546RR   USD     152,998.67       152,998.67     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438948/05
  TD605500060187-5   DOJI0547LL   USD     419,481.75       419,481.75     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438949/05
  TD605500060188-5   DOJI0548EP   USD     274,038.75       274,038.75     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438950/05
  TD605500060189-5   DOJI0549CL   USD     327,515.70       327,515.70     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438951/05
  TD605500060190-5   DOJI0550NM   USD     87,601.24       87,601.24     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITE   HONG KONG
lM438952/05
  TD602200060191-5   DOJI0550JW   USD     293,002.85       293,002.85     21-Apr-05   14-Jan-05   0   PYL APPAREL LIMITED   HONG KONG
IM438953/05
  TD605500060192 -5   DOJI0551BA   USD     815,807.59       815,807.59     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438954/05
  TD605500060193-5   DOJI0552EP   USD     51,599.91       51,599.91     21-Apr-05   24-Jun-05   0   NOAH FABRIC NEW YORK   UNITED STATES
IM438955/05
  TD605500060194-5   DOJI0553RR   USD     21,436.36       21,436.36     21-Apr-05   17-Jun-05   0   NOAH FABRIC NEW YORK   UNITED STATES
IM438956/05
  TD605500060195 -5   DOJI0554NC   USD     13,750.50       13,750.50     21-Apr-05   01-Jul-05   0   NOAH FABRIC NEW YORK   UNITED STATES
IM438957/05
  TD605500060196-5   DOJI0555NC   USD     610,363.33       610,363.33     21-Apr-05   14-Jun-05   0   PYL APPAREL LIMITED   HONG KONG
IM438958/05
  TD605500060197-5   DOJI0556NC   USD     440,210.67       440,210.67     21-Apr-05   30-Aug-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM438959/05
  TD605500060198-5   DOJI0557RR   USD     23,196.51       23,196.51     21-Apr-05   03-Jul-05   0   SKYLITE FASHION (HONG KONG) LTD   HONG KONG
IM438960/05
  TD605500060199-5   DOJI0558JW   USD     920,954.43       920,954.43     21-Apr-05   30-Jun-05   0   SKYLITE FASHION (HONG KONG) LTD   HONG KONG

 


 

         
(BANKOFAMERICA)   Outstanding Report — Import LC   Report as of 11-May-05
Page 8 of 10
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM438987/05
  TD605500060200-5   DOJI0559NM   USD     212,036.58       212 036 58     21-Apr-05   29-May-05   0   HUXING INTERNATIONAL, INC. (NY)   UNITED STATES
IM438988/05
  TD605500060201-5   DOJI0560CL   USD     125,141.66       125,141.66     21-Apr-05   30-May-05   0   FUN YVES INERMAINAL COMPANY   TAIWAN
IM438989/05
  TD605500060202-5   DOJI0561BA   USD     200,238.85       200,238.85     2l-Apr-05   30-May-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM438971/05
  TD605500060203-5   DOJI0562NM   USD     55,670.99       55,670.99     21-Apr-05   11-Jun-05   0   CK INT’L CORP   KOREA REPUBLIC
IM438986/05
  TD605500060204-5   DOJI00563NM   USD     25,772.34       25,772.34     21-Apr-05   25-Jun-05   0   CK INT’L CORP   KOREA REPUBLIC
IM438972/05
  TD605500060205-5   DOJI0564NM   USD     35,878.91       35,878.91     21-Apr-05   25-Jun-05   0   CK INT’L CORP   KOREA REPUBLIC
IM438973/05
  TD605500060206-5   DOJ10565NM   USD     18,418.75       18,418.75     21-Apr-05   28-Jun-05   0   NINGBO FANHUA WOLLEN SWEATER C   CHINA
IM438974/05
  TD605500060207-5   DOJI0566NM   USD     54,072.75       54,072.75     21-Apr-05   05-Jul-05   0   WANG HING KNITTING FACTORY LTD   HONG KONG
IM438975/05
  TD605500060208-5   DOJI0567NM   USD     44,395.70       44,395.70     21-Apr-05   05-Jul-05   0   MING SHING TRADING LTD   HONG KONG
IM438976/05
  TD605500060209-5   DOJI0568NM   USD     58,408.77       58 408 77     21-Apr-05   21-Jun-05   0   KING BEST INDUSTRIAL LTD.   HONG KONG
IM438977/05
  TD605500060210-5   DOJI0569CL   USD     203,141.16       203,141.16     21-Apr-05   25 Jun-05   0   MING SHING TRADING LTD   HONG KONG
IM438978/05
  TD605500060211-5   DOJI0570NC   USD     2,704.78       2,704.78     21-Apr-05   11-Jun-05   0   JAY ONE TRADING CORP   KOREA REPUBLIC
IM438979/05
  TD605500060212-5   DOJI0571RR   USD     87,321.55       87,321.55     21-Apr-05   15-May-05   0   MERIMO LTD.   BANGLADESH
IM438980/05
  TD605500060213-5   DOJI0572NM   USD     122,522.40       122,522.40     21-Apr-05   25-May-05   0   MERIM CORPORATION   KOREA REPUBLIC
IM438981/05
  TD605500060214-5   DOJI0573JWJ   USD     61,413.75       61,413.75     21-Apr-05   05-Jun-05   0   GLOBAL P AND M INC.   UNITED STATES
IM438982/05
  TD605500060215-5   DOJI0574JWJ   USD     19,281.60       19,281.60     21-Apr-05   15-Jun-05   0   TAECHANGE ENTERPRISE CO., LTD.   KOREA REPUBLIC
IM438983/05
  TD605500060216-5   DOJI0575BA   USD     17,304.00       17,304.00     21-Apr-05   26-May-05   0   TAECHANGE ENTERPRISE CO., LTD.   KOREA REPUBLIC
IM438984/05
  TD605500060217-5   DOJI0576CL   USD     17,448.20       17,448.20     21-Apr-05   12-Jun-05   0   CHANNEL FABRICS INC.   UNITED STATES
IM438985/05
  TD605500060218-5   DOJI0577NC   USD     408,590.49       408,590.49     21-Apr-05   06 Aug 05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM438943/05
  TD605500060181-5   DOJI0542ME928   USD     314,446.43       314,446.43     22-Apr-05   21-Jul-05   0   YAW CHING ENTERPRISES COMPANY   TAIWAN
IM439480/05
  TD605500060219-5   DOJI05782614JJ   USD     103,556.25       103,556.25     27-Apr 05   14-Jun-05   0   TACTICIAN IND CO LTD   TAIWAN
IM439481/05
  TD605500060220-5   DOJI00579EP   USD     118,322.65       118,322.65     27-Apr-05   15-Jun-05   0   HAE YANG KNITTING FACTORY, LTD   KOREA REPUBLIC
IM439545/05
  TD605500060252-5   DOJI0611CL   USD     121,903.06       121,903.06     27-Apr-05   14-Jun-05   0   I ONE TRADE CO., LTD.   KOREA REPUBLIC
IM439482/05
  TD605500060221-5   DOJI00580EP   USD     24,108.11       24,108.11     28-Apr-05   14-Jun-05   0   GRAND HING KNITTING FACTORY LTD.   HONG KONG
IM439516/05
  TD605500060222-5   DOJI0581EP   USD     62,632.08       62,632.08     28-Apr-05   08-Jul-05   0   LIAONING CHENG DA ENTERPRISE CO.   CHINA
IM439530/05
  TD605500060223-5   DOJI0582JWJ   USD     117,030.31       117,030.31     28-Apr-05   29-May-05   0   KOREA APPAREL CO., LTD.   KOREA REPUBLIC
IM439517/05
  TD605500060224-5   DOJI0583AL   USD     71,751.49       71,751.49     28-Apr-05   08-Jul-05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM439531/05
  TD605500060225-5   DOJ10584AL   USD     121,151.52       121,151.52     28-Apr-05   04-Jun-05   0   INJAE TRADING COMPANY   HONG KONG
IM439532/05
  TD605500060226-5   DOJI0585AL   USD     45,496.08       45,496.08     28-Apr-05   25-Jun-15   0   INJAE TRADING COMPANY   HONG KONG
IM439518/05
  TD605500060227-5   DOJI0586LL   USD     81,382.54       81,382.51     28-Apr-05   29-May-5   0   KOREA APPAREL CO LTD   KOREA REPUBLIC
IM439519/05
  TD605500060228-5   DOJI0587AL   USD     44,737.20       44,737.20     28-Apr-05   04-Jun-05   0   INJAE TRADING COMPANY   HONC KONG
IM439520/05
  TD605500060229-5   DOJI0588AL   USD     41,616.00       41,616.00     28-Apr-05   04-Jun-05   0   CK INTL CORP   KOREA REPUBLIC
IM439533/05
  TD605500060230-5   DOJI0589AL   USD     42,521.15       42,521.15     28-Apr-05   01-Jul-05   0   CK INT’L CORP   KOREA REPUBLIC
IM439521/05
  TD605500060231-5   DOJI0590NC   USD     37,507.44       37,507.44     28-Apr-05   08-Jul-05   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM439515/05
  TD605500060232-5   DOJI00591NC   USD     8,555.76       8,555.76     28-Apr-05   19-Jun-05   0   KOREA APPAREL CO., LTD.   KOREA REPUBLIC
IM439534/05
  TD605500060233-5   DOJI0592NC   USD     64,433.40       64,433.40     28-Apr-05   14-Jun-05   0   KOREA APPAREL CO., LTD.   KOREA REPUBLIC
IM439522/05
  TD605500060234-5   DOJI0593NC   USD     148,953.86       148,953.86     28-Apr-05   29-May-05   0   SEOHEUNG TRADING CO., LTD.   KOREA REPUBLIC
IM439523/05
  TD605500060235-5   DOJI0534NC   USD     36,097.19       36,097 19     28-Apr-05   19-Jun-05   0   SEOHEUNG TRADING CO. , LTD   KOREA REPUBLIC
IM439524/05
  TD605500060236-5   DOJI0595JW   USD     44,528.51       44,528.51     28-Jun-05   04-Jun-05   0   LIAONING CHENG DA ENTERPRISE CO.   CHINA
IM439525/05
  TD605500000237-5   DOJI0596JW   USD     44,937.02       44,937.02     28-Apr-05   04-Jun-05   0   GRAND HING KNITTING FACTORY LTD   HONG KONG
IM439526/05
  TD605500060238-5   DOJI0597NC   USD     73,149.30       73,149.30     28-Apr-05   02 Jul-05   0   CK INT’L CORP   KOREA REPUBLIC
IM439527/05
  TD605500060239-5   DOJI0598EP   USD     14,227.98       14,227.98     28-Apr-05   01-Jul-05   0   CK INT’L CORP   KOREA REPUBLIC
IM439536/05
  TD605500060241-5   DOJI0600JWJ   USD     2,781.00       2,781.00     28-Apr-05   04-Jun-05   0   JAY ONE TRADING CORP.   KOREA REPUBLIC
IM439537/05
  TD605500060242-5   DOJI0601BA   USD     39,490.20       39,490.20     28-Apr-05   04-Jun-05   0   JAY ONE TRADING CORP.   KOREA REPUBLIC
IM439538/05
  TD605500060243-5   DOJI0602CL   USD     42,518.40       42,518.40     28-Apr-05   06-Jul-05   0   REALTY TEXTILES CO., LTD.   HONG KONG

 


 

     
         
(BANK OF AMERICA LOGO)
  Outstanding Report — Import LC   Report as of 11-May-05
Page 9 of 10
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM439539/05
  TD605500060244-5   DOJI0603ME930   USD     39,300.00       39,300.00     28-Apr-05   15-Jul-05   0   GO GO INTERNATIONAL   INDIA
IM439540/05
  TD605500060245-5   DOJI0604NM   USD     69,029.62       69,029.62     28-Apr-05   25-May-05   0   CHARTER ACE COMPANY LIMITED    
IM439541/05
  TD605500060246-5   DOJIC605NM   USD     33,937.85       33,937.85     28-Apr-05   25-Jun-05   0   FUN YVES INTERNATIONAL COMPANY   TAIWAN
IM439542/05
  TD605500060247-5   DOJI0606CL   USD     197,756.78       197,756.78     28-Apr-05   21-Jun-05   0   FUN YVES INTERNATIONAL COMPANY   TAIWAN
IM439528/05
  TD605500060248-5   DOJI0607BA   USD     36,221.22       36,221.22     28-Apr-05   08-Jun-05   0   HON FANG CARMENT INDUSTIRAL COF   TAIWAN
IM439543/05
  TD605500060249-5   DOJI0608NM   USD     32,419.78       32,419.78     28-Apr-05   23-Jun-05   0   CHARTER ACE COMPANY LIMITED    
IM439529/05
  TD605500060250-5   DOJI0609NM   USD     100,245.60       100,245.60     28-Apr-05   05-Jun-05   0   HUXING INTERNATIONAL, INC.(NY)   UNITED STATES
IM439544/05
  TD605500060251-5   DOJI0610CL   USD     55,255.44       55,255.44     28-Apr-05   30-May-05   0   I ONE TRADE CO., LTD.   KOREA REPUBLIC
IM439704/05
  TD605500060253-5   DOJI0612NC   USD     107,884.78       107,884.78     28-Apr-05   20-Jun-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT.VIRGIN ISLAND
IM439535/05
  TD605500060240-5   DOJI0599JW   USD     13,724.10       13,724.10     29-Apr-05   05-Jul-05   0   CK INT’L CORP   KOREA REPUBLIC
IM439835/05
  TD605500060254-5   DOJI06132650JJ   USD     898,251.67       898,251.67     29-Apr-05   01-Aug-05   0   SKY EASY - HONG KONG- LIMITED   HONG KONG
IM439836/05
  TD605500060255-5   DOJI06142658LN   USD     127,482.89       127,482.89     29-Apr-05   14-Jun-05   0   SHANGHAI BUNNINGS INTERNATIONAL   CHINA
IM440363/05
  TD605500060259-5   DOJI06182652LN   USD     53,298.67       53,298.67     05-May-05   30-Jun-05   0   RARE VON INDIEN   INDIA
IM440364/05
  TD605500060260-5   DOJI06192659LN   USD     15,727.48       15,727.48     05-May-05   11-Jun-05   0   SMART WEAR INTERNATIONAL   PAKISTAN
IM440365/05
  TD605500060261-5   DOJI0602561LN   USD     129,634.15       129,634.15     05-May-05   30-May-05   0   SHANGHAI EVER BRIGHT TOWN CO. LT   CHINA
IM440381/05
  TD605500060262-5   DOJI0621ME931   USD     50,212.50       50,212.50     05-May-05   21-Jul-05   0   HAIYAN WELCOME TEXTILE INDUSTRY   CHINA
IM440389/05
  TD605500060263-5   DOJI0622ME932   USD     27,060.00       27,060.00     05-May-05   06-Jul-05   0   M S MAHAVIR INTERNATIONAL PVT LTD   INDIA
IM440383/05
  TD605500060265-5   DOJI0624ME934   USD     239,820.83       239,820.83     05-May-05   20-Aug-05   0   HAIYANG LANSEN TEXTILES   CHINA
IM440384/05
  TD605500060266-5   DOJI0625ME935   USD     267,195.12       267,195.12     05-May-05   04-Aug-05   0   MONTROSE MARKETING LTD.   SRI LANKA
IM440385/05
  TD605500060267-5   DOJI0626ME936   USD     2,793,231.12       2,793,231.12     05-May-05   21-Aug-05   0   KUK RIM LTD.   KOREA REPUBLIC
IM440386/05
  TD605500060268-5   DOJI0627ME937   USD     104,671.40       104,671.40     05-May-05   15-Jul-05   0   ULUDAG TEKSTIL KONFEKSIYON GIYIM   TURKEY
IM440585/05
  TD605500060269-5   DOJI0628JWJ   USD     458,449.30       458,449.30     06-May-05   14-Aug-05   0   SPRING STAR CO., LTD.   KOREA REPUBLIC
IM440586/05
  TD605500060270-5   DOJI0629NC   USD     178,517.85       178,517.85     06-May-05   25-Jun-05   0   NJU INTERNATIONAL DEVELOPING CO   TAIWAN
IM440587/05
  TD605500060271-5   DOJI0630NC   USD     47,484.47       47,484.47     06-May-05   30-Jun-05   0   CHARTER ACE COMPANY LIMITED    
IM440588/05
  TD605500060272-5   DOJI0631LL   USD     22,197.85       22,197.85     06-May-05   08-Jun-05   0   HUALEY KNITWEARS LTD   TAIWAN
IM440589/05
  TD605500060273-5   DOJI0632LL   USD     41,017.77       41,017.77     06-May-05   02-Jul-05   0   HUALEY KNITWEARS LTD   TAIWAN
IM440590/05
  TD605500060274-5   DOJI0633EP   USD     71,123.87       71,123.87     28-May-05   28-Jul-05   0   FUN YVES INTERNATIONAL COMPANY   TAIWAN
IM440591/05
  TD605500060275-5   DOJI0634AL   USD     22,304.24       22,304.24     06-May-05   14-Jun-05   0   FUN YVES INTERNATIONAL COMPANY   TAIWAN
IM440592/05
  TD605500060276-5   DOJI0635NM   USD     141,457.68       141,457.68     06-May-05   08-Jun-05   0   HON FANG GARMENT INDUSTIRAL COF   TAIWAN
IM440593/05
  TD605500060277-5   DOJI0636RR   USD     10,737.54       10,737.54     06-May-05   05-Jul-05   0   KING BEST INDUSTRIAL LTD.   HONG KONG
IM440594/05
  TD605500060278-5   DOJI0637EP   USD     37,515.19       37,515.19     06-May-05   05-Jul-05   0   WANG HING KNITTING FACTORY LTD.   HONG KONG
IM440595/05
  TD605500060279-5   DOJI0638RR   USD     169,038.07       169,038.07     06-May-05   18-Jun-05   0   NINGBO FANHUA WOLLEN SWEATER C   CHINA
IM440596/05
  TD605500060280-5   DOJI0639JW   USD     24,159.72       24,159.72     06-May-05   21-Jun-05   0   KING BEST INDUSTRIAL LTD.   HONG KONG
IM440597/05
  TD605500060281-5   DOJI0640NC   USD     6,381.94       6,381.94     06-May-05   05-Jun-05   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM440598/05
  TD605500060282-5   DOJI0641NC   USD     8,519.04       8,519.04     06-May-05   03-Jul-05   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM440599/05
  TD605500060283-5   DOJI0642NC   USD     100,525.90       100,525.90     06-May-05   03-Jul-05   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM440600/05
  TD605500060284-5   DOJI0643NC   USD     226,774.15       226,774.15     06-May-05   03-Jul-05   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM440601/05
  TD605500060285-5   DOJI0644LL   USD     89,227.15       89,227.15     06-May-05   26-Jun-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM440602/05
  TD605500060286-5   DOJI0645LL   USD     3,366.00       3,366.00     06-May-05   05-Jun-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM440614/05
  TD605500060287-5   DOJI00646NM   USD     35,298.10       35,298.10     06-May-05   15-Jun-05   0   JAY ONE TRADING CORP.   KOREA REPUBLIC
IM440603/05
  TD605500060288-5   DOJI0648LL   USD     29,046.00       29,046.00     06-May-05   20-Jun-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT.VIRGIN ISLAND
IM440604/05
  TD605500060289-5   DOJI0649LL   USD     13,029.50       13,029.50     06-May-05   10-Jun-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT.VIRGIN ISLAND
IM440605/05
  TD605500060290-5   DOJI0650NM   USD     33,001.20       33,001.20     06-May-05   06-Jun-05   0   MOTONG TEXTILE CO LTD   TAIWAN
IM440606/05
  TD605500060291-5   DOJI0651NM   USD     181,577.46       181,577.46     06-May-05   22-Aug-05   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM440607/05
  TD605500060292-5   DOJI0652NC   USD     60,564.00       60,564.00     06-May-05   26-Jun-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT. VIRGIN ISLAND

 


 

     
         
(BANK OF AMERICA LOGO)
  Outstanding Report — Import LC   Report as of 11-May-05
Page 10 of 10
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM440608/05
  TD605500060293-5   DOJI0653EP   USD     32,445.00       32,445.00     06-May-05   26-Jun-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT VIRGIN ISLAND
JM440609/05
  TD605500060294-5   DOJI0654NC   USD     32,187.50       32,187.50     06-May-05   01-Jul-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT VIRGIN ISLAND
IM440610/05
  TD605500060295-5   DOJI0655NC   USD     18,879.90       18.879.90     06-May-05   26-Jun-05   0   WORLD FORTUNE INTERNATIONAL CO   BRIT.VIRGIN ISLAND
IM440612/05
  TD605500060297-5   DOJI0657BA   USD     6,724.66       6,724.66     06-May-05   25-May-05   0   JACK TAN   HONG KONG
IM440613/05
  TD605500060298-5   DOJI0658BA   USD     6,086.34       6,086.34     06-May-05   30-May-05   0   JACK TAN   HONG KONG
IM440617/05
  TD605500060299-5   DOJI0659NM   USD     334,335.60       334,335.60     06-May-05   09-Jun-05   0   JACK TAN   HONG KONG
IM440618/05
  TD605500060300-5   DOJI0660BA   USD     216,036.82       216,036.82     06-May-05   09-Aug-05   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM440619/05
  TD605500060301-5   DOJI0661NM   USD     48,837.60       48,837.60     06-May-05   25-May-05   0   SEJEE COMPANY LTD   HONG KONG
IM440620/05
  TD605500060302-5   DOJI0662NM   USD     37,203.60       37,203.60     06-May-05   16-Jul-05   0   REALTY TEXTILES CO., LTD   HONG KONG
IM440616/05
  TD605500060304-5   DOJI00664NM   USD     23,896.00       23,896.00     06-May 05   15-Jun-05   0   BNS INC.   KOREA REPUBLIC
IM440360/05
  TD605500060256-5   DOJI06152678JJ   USD     94,760.00       94,760.00     09-May-05   30-Jun-05   0   BL GARMENT MFG   MADAGASCAR
IM440361/05
  TD605500060257-5   DOJI06162677JJ   USD     46,692.99       46,692.99     09-May-05   05 Jul-05   0   EZ. CO, LTD   TAIWAN
IM440362/05
  TD605500060258-5   DOJI06172676JJ   USD     40,116.44       40,116.44     09-May-05   14-Jun-05   0   E.Z. CO. LTD.   TAIWAN
IM440611/05
  TD605500060296-5   DOJI0656BA   USD     75,396.00       75,396.00     09-May-05   15-Jul-05   0   NOAH FABRIC NEW YORK   UNITED STATES
IM440621/05
  TD605500060303-5   DOJI0663NM   USD     50,490.60       50,490.60     09-May-05   11-Jul-05   0   REALTY TEXTILES CO., LTD.   HONG KONG
IM440382/05
  TD605500060264-5   DOJI0623ME933   USD     288,848.95       288,848.95     10-May-05   20-Aug-05   0   GRAND HING KNITTING FACTORY LTD.   HONG KONG
IM441082/05
  TD605500060305-5   DOJI0655LL   USD     42,307.25       42,307.25     11-May-05   18-Jun-05   0   JINGSU INTERNATIONAL TRADING CO.   HONG KONG
IM441083/05
  TD605500060306-5   DOJI0666RR   USD,     21,753.60       21,753.60     11-May-05   05-Jun-05   0   JAY ONE TRADING CORP   KOREA REPUBLIC

 


 

     
(Citigroup LOGO)
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814556070
  HYUNJIN APPAREL CO., LTD.   Sight   12/29/2004   252,025.26 USD
1257 JEV34RJ2
  REPUBLIC OF KOREA       05/03/2005   1.00 USD
 
                   
5814556081
  CHINA UNION (CASHMERE) INTL GROUP   Sight   01/03/2005   5,061,771.00 USD
1268JK4263
  HONG KONG       07/27/2005   5,061,771.00 USD
 
                   
5815554682
  HEMPEL CHINA LIMITED   Sight   01/12/2005   201,896.24 USD
0033JK4265
  PEOPLE’S REPUBLIC OF CHINA       05/03/2005   1.00 USD
 
                   
5815554713
  JINSE CO., LTD.   Sight   01/13/2005   42,555.18 USD
0064CHR0107
  REPUBLIC OF KOREA       06/04/2005   124,405.68 USD
 
                   
5815554714
  SEOKJIN CO., LTD.   Sight   01/13/2005   16,572.00 USD
0065AKNY0103EU
  REPUBLIC OF KOREA       05/28/2005   20,362.56 USD
 
                   
5815554804
  SEOKJIN CO., LTD.   Sight   02/02/2005   76,617.64 USD
0156AKNY0126
  REPUBLIC OF KOREA       05/29/2005   238,078.63 USD
 
                   
5815554873
  KWIN HING KNITTING FACTORY LTD..   Sight   02/18/2005   135,862.26 USD
0225JK5093
  HONG KONG       04/30/2005   31,040.20 USD
 
                   
5815554883
  TAI FUNG TEXTILES CO., LTD   Sight   02/21/2005   87,891.50 USD
0235AC00415
  HONG KONG       05/12/2005   4,240.61 USD
 
                   
5815554884
  TAI FUNG TEXTILES CO., LTD   Sight   02/21/2005   81,729.50 USD
0236AC00416
  HONG KONG       05/27/2005   5,007.32 USD
 
                   
5815554895
  OPIFICIO TESSILE   Sight   02/24/2005   24,735.00 USD
0247AC00419
  ITALIAN REPUBLIC       05/05/2005   0.00 USD
 
                   
5815554921
  A.O. TEXTILE INC.   Sight   03/09/2005   35,500.00 USD
0273AL00481
  UNITED STATES OF AMERICA       05/02/2005   0.00 USD
 
                   
5815554928
  HEMPEL CHINA LIMITED   Sight   03/09/2005   47,774.96 USD
0280JK5131
  PEOPLE’S REPUBLIC OF CHINA       06/04/2005   33,792.24 USD
 
                   
5815554930
  HANSAE CO., LTD.   Sight   03/09/2005   70,030.46 USD
0282JEV25JE1
  REPUBLIC OF KOREA       05/05/2005   111,134.96 USD
         
Report Date 05/12/2005 08:07:10 (EDT)
  DAILY OUTSTANDING   1 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815554932
  HANSAE CO., LTD.   Sight   03/09/2005   121,231.66 USD
0284JEV033AA
  REPUBLIC OF KOREA       05/29/2005   293,648.81 USD
 
                   
5815554936
  DO DO FAHSION LTD.   Sight   03/11/2005   332,348.36 USD
0288DD012/05
  HONG KONG       05/09/2005   822,237.60 USD
 
                   
5815554938
  PT CITRAABADI SEJATI.   Sight   03/11/2005   99,276.46 USD
0290JK5139
  REPUBLIC OF INDONESIA       05/02/2005   67,910.62 USD
 
                   
5815554943
  UNIMIX LTD.   Sight   03/11/2005   93,286.64 USD
0295JK5112
  HONG KONG       04/30/2005   156,029.88 USD
 
                   
5815554946
  CHINA TING GARMENT MFG(GROUP)LTD.,,   Sight   03/11/2005   717,094.82 USD
0298JK5103
  HONG KONG       04/30/2005   230,802.22 USD
 
                   
5815554950
  HEMPEL CHINA LIMITED   Sight   03/11/2005   38,835.68 USD
0302JK5127
  PEOPLE’S REPUBLIC OF CHINA       06/04/2005   38,835.68 USD
 
                   
5815554952
  JEANLY (HK) LTD.   Sight   03/11/2005   16,886.76 USD
0304JK5108
  HONG KONG       05/30/2005   16,886.76 USD
 
                   
5815554953
  FORNTON KNITTING CO LTD..   Sight   03/11/2005   188,866.85 USD
0305JK5095
  HONG KONG       05/04/2005   188,866.85 USD
 
                   
5815554956
  HANSAE CO., LTD.   Sight   03/11/2005   244,814.88 USD
0308JEV26JE1
  REPUBLIC OF KOREA       05/22/2005   453,726.32 USD
 
                   
5815554957
  JIN YOUNG INDUSTRIAL CO., LTD..   Sight   03/11/2005   35,377.68 USD
0309SH0303
  REPUBLIC OF KOREA       05/11/2005   35,377.68 USD
 
                   
5815554960
  AUTOMOBILE FASHIONS CO., LTD.   Sight   03/17/2005   79,524.22 USD
0312JK5113
  HONG KONG       05/15/2005   79,524.22 USD
 
                   
5815554961
  LAI KO KNITTING FACTORY LIMITED   Sight   03/17/2005   45,668.46 USD
0313JK5116
  HONG KONG       04/30/2005   45,668.46 USD
 
                   
5815554962
  ERDOS GROUP(HONG KONG) CO., LTD.   Sight   03/17/2005   222,353.38 USD
0314JK5118
  HONG KONG       05/10/2005   222,353.38 USD
         
Report Date 05/12/2005 08:07:10 (EDT)
  DAILY OUTSTANDING   2 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815554963
  TAI KEI KNITTERS LTD.   Sight   03/17/2005   65,982.69 USD
0315JK5119
  HONG KONG       04/30/2005   65,982.69 USD
 
                   
5815554964
  HENFIELD ENTERPRISES LIMITED   Sight   03/17/2005   90,758.40 USD
0316JK5129
  HONG KONG       04/30/2005   90,758.40 USD
 
                   
5815554965
  HENFIELD ENTERPRISES LIMITED   Sight   03/17/2005   18,555.00 USD
0317JK5130
  HONG KONG       04/30/2005   18,555.00 USD
 
                   
5815554966
  UNITEX FASHION (CHINA) LIMITED..   Sight   03/17/2005   32,416.40 USD
0318JK5146
  HONG KONG       04/30/2005   32,416.40 USD
 
                   
5815554967
  FORNTON KNITTING CO LTD..   Sight   03/17/2005   86,376.88 USD
0319JK5071
  HONG KONG       04/30/2005   86,376.88 USD
 
                   
5815554968
  UNITEX FASHION (CHINA) LIMITED .   Sight   03/17/2005   58,974.16 USD
0320JK5120
  HONG KONG       04/30/2005   58,974.16 USD
 
                   
5815554969
  PT. UNGARAN SARI GARMENTS.   Sight   03/17/2005   31,784.21 USD
0321JK5144
  REPUBLIC OF INDONESIA       05/03/2005   1,023.10 USD
 
                   
5815554970
  HIGH FASHION GARMENTS CO. LTD..   Sight   03/17/2005   66,913.00 USD
0322JK5134
  HONG KONG       05/03/2005   53,676.25 USD
 
                   
5815554971
  FABRICA DE MALHAS UNIVERSAL LDA.   Sight   03/17/2005   124,624.96 USD
0323JK5106
  MACAU       04/30/2005   124,624.96 USD
 
                   
5815554972
  MAINFIELD DEVELOPMENT CO., LTD..   Sight   03/17/2005   150,909.84 USD
0324JK5143
  HONG KONG       04/30/2005   106,133.64 USD
 
                   
5815554973
  SLC CO., LTD.   Sight   03/17/2005   11,040.00 USD
0325AKNY0308
  REPUBLIC OF KOREA       05/06/2005   658.00 USD
 
                   
5815554974
  SLC CO., LTD.   Sight   03/17/2005   34,987.00 USD
0326AKAK0224
  REPUBLIC OF KOREA       05/06/2005   0.00 USD
 
                   
5815554975
  SLC CO., LTD.   Sight   03/17/2005   73,726.00 USD
0327AKNY0303
  REPUBLIC OF KOREA       05/06/2005   0.00 USD
 
                   
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   3 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815554976
  LANIFICIO MOESSMER SPA   Sight   03/18/2005   56,903.40 USD
0328AE00364
  ITALIAN REPUBLIC       05/17/2005   56,903.40 USD
 
                   
5815554977
  LANIFICIO TEXCO S.P.A.   Sight   03/17/2005   434,875.00 USD
0329AE00351
  ITALIAN REPUBLIC       05/28/2005   515,875.00 USD
 
                   
5815554978
  CUCCIRELLI/C. SPA   Sight   03/17/2005   122,947.50 USD
0330AE00371
  ITALIAN REPUBLIC       05/31/2005   144,157.00 USD
 
                   
5815554979
  CUCCIRELLI/C.   Sight   03/17/2005   145,898.80 USD
0331AE00355
  ITALIAN REPUBLIC       05/14/2005   145,898.80 USD
 
                   
5815554980
  NEILL JOHNSTONE LTD.,   Sight   03/17/2005   51,979.20 USD
0332AE00369
  UNITED KINGDOM OF GREAT BRITAIN AND       05/05/2005   51,979.20 USD
 
                   
5815554982
  BONOTTO S.P.A   Sight   03/17/2005   67,599.00 USD
0334AE00361
  ITALIAN REPUBLIC       05/23/2005   81,756.00 USD
 
                   
5815554984
  LANERIE PIERO TONELLA SRL   Sight   03/17/2005   100,040.00 USD
0336AE00349
  ITALIAN REPUBLIC       05/17/2005   100,040.00 USD
 
                   
5815554985
  AMOR TESSUTO S.A.   Sight   03/17/2005   54,520.00 USD
0337AC00503
  EASTERN REPUBLIC OF URUGUAY       06/06/2005   54,520.00 USD
 
                   
5815554990
  LANIFICIO TEXCO S.P.A.   Sight   03/17/2005   4,970.00 USD
0342AE00372
  ITALIAN REPUBLIC       05/10/2005   0.00 USD
 
                   
5815554993
  ONETEX CORP.   Sight   03/17/2005   22,750.00 USD
034WA00216
  REPUBLIC OF KOREA       05/01/2005   1,375.00 USD
 
                   
5815554994
  ONETEX CORP.   Sight   03/17/2005   47,060.00 USD
0346WA00218
  REPUBLIC OF KOREA       04/29/2005   7,480.20 USD
 
                   
5815554997
  MITSUI BUSSAN TEXTILE CO., LTD..   Sight   03/23/2005   3,255.12 USD
0349AE00414
  JAPAN       05/12/2005   0.00 USD
 
                   
5815554998
  LANIFICIO BARTOLINI SESTILIO SPA   Sight   03/23/2005   22,277.50 USD
0350AE00368
  ITALIAN REPUBLIC       05/10/2005   22,277.50 USD
 
                   
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   4 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815554999
  KEN TRADING.   Sight   03/23/2005   5,929.05 USD
0351AE00410
  JAPAN       04/30/2005   0.00 USD
 
                   
5815555000
  MITSUI BUSSAN TEXTILE CO., LTD.   Sight   03/23/2005   11,400.48 USD
0352AE00389
  JAPAN       05/15/2005   0.00 USD
 
                   
5815555001
  MALISYS S.R.L.   Sight   03/23/2005   198,801.80 USD
0353AE00375
  ITALIAN REPUBLIC       06/10/2005   198,801.80 USD
 
                   
5815555002
  LANIFICIO BARTOLINI SESTILIO SPA   Sight   03/23/2005   23,820.00 USD
0354AE00367
  ITALIAN REPUBLIC       05/25/2005   23,820.00 USD
 
                   
5815555004
  TEXTILE IMPORTS LLC   Sight   03/23/2005   31,457.50 USD
0356AC00446
  UNITED STATES OF AMERICA       05/20/2005   31,457.50 USD
 
                   
5815555007
  KWIN HING KNITTING FACTORY LTD..   Sight   03/23/2005   5,460.00 USD
0359JK5117
  HONG KONG       04/30/2005   5,460.00 USD
 
                   
5815555009
  PT. UNGARAN SARI GARMENTS.   Sight   03/23/2005   16,316.52 USD
0361JK5147
  REPUBLIC OF INDONESIA       05/17/2005   16,316.52 USD
 
                   
5815555010
  HIGH FASHION GARMENTS CO. LTD..   Sight   03/23/2005   40,256.32 USD
0362JK5133
  HONG KONG       05/17/2005   40,256.32 USD
 
                   
5815555014
  LIENS GROUP (ASIA) CO., LTD..   Sight   03/23/2005   295,157.20 USD
0366JK5155
  THAILAND       05/11/2005   409,109.98 USD
 
                   
5815555015
  GREAT HARVEST LTD.   Sight   03/23/2005   101,039.52 USD
0368GH013/05
  HONG KONG       05/04/2005   146,377.33 USD
 
                   
5815555017
  HT TRADING LIMITED   Sight   03/23/2005   265,031.75 USD
0370HTK019/05
  MACAU       05/08/2005     265,031.75 USD
 
                   
5815555021
  HOJEON LIMITED   Sight   03/23/2005   453,518.62 USD
0374AK05BR0001
  REPUBLIC OF KOREA       05/18/2005   62,470.39 USD
 
                   
5815555022
  HONGS INTERNATIONAL LIMITED   Sight   03/23/2005   62,910.46 USD
0375PAUL0317
  REPUBLIC OF KOREA       05/06/2005     2,534.65 USD
 
                   
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   5 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555023
  POONGIN TRADING CO., LTD..   Sight   03/23/2005   187,187.20 USD
0376AKAK0321
  REPUBLIC OF KOREA       05/06/2005   187,187.20 USD
 
                   
5815555024
  SAMKWANG APPAREL CORP..   Sight   03/23/2005   177,962.58 USD
0377AKAK0321A
  REPUBLIC OF KOREA       05/06/2005   177,962.58 USD
 
                   
5815555025
  SAMKWANG APPAREL CORP. .   Sight   03/23/2005   70,963.78 USD
0378AKAK0321B
  REPUBLIC OF KOREA       05/06/2005   70,963.78 USD
 
                   
5815555026
  EUHA INTERNATIONAL LTD.   Sight   03/23/2005   22,952.40 USD
0379AKAK0321C
  REPUBLIC OF KOREA       05/06/2005   22,952.40 USD
 
                   
5815555027
  PAN PACIFIC CO., LTD.   Sight   03/23/2005   36,970.00 USD
0380JEV38LY1
  REPUBLIC OF KOREA       05/09/2005   36,970.00 USD
 
                   
5815555028
  TREMO LTD.   Sight   03/23/2005   32,500.00 USD
0381WA00221
  REPUBLIC OF KOREA       05/05/2005   510.00 USD
 
                   
5815555030
  RUNNING TEXTILE HOLDINGS LTD.   Sight   03/25/2005   18,634.50 USD
0382AL00491
  TAIWAN, PROVINCE OF ROC       04/30/2005   18,634.50 USD
 
                   
5815555031
  K.M. TEXTILE CORPORATION.   Sight   03/25/2005   29,351.40 USD
0383KU00330
  REPUBLIC OF KOREA       05/10/2005   0.00 USD
 
                   
5815555032
  EXSA EXPORT SANAYI MAMULLERI SATIS   Sight   03/25/2005   11,020.00 USD
0384AC00507
  TURKEY       06/09/2005   11,020.00 USD
 
                   
5815555033
  PARAMOUNT TEXTEIS INDUSTRIA E   Sight   03/25/2005   175,224.00 USD
0385AC00423
  FEDERATIVE REPUBLIC OF BRAZIL       05/25/2005   9,275.70 USD
 
                   
5815555034
  EFFETEX SRL.   Sight   03/25/2005   19,950.00 USD
0386AC00487
  ITALIAN REPUBLIC       05/11/2005   0.00 USD
 
                   
5815555035
  TRISTATE TRADING LIMITED   Sight   03/29/2005   1,205,108.65 USD
0387FNJ1MA25
  MACAU       05/10/2005   992,675.16 USD
 
                   
5815555037
  FLORA FASHIONS FTY   Sight   03/29/2005   23,781.65 USD
0389FL007/05
  HONG KONG       05/07/2005   10,359.65 USD
 
                   
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   6 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555042
  SAVERIO INTERNATIONAL LIMITED.   Sight   03/29/2005   100,053.86 USD
0394JK5162
  HONG KONG       05/25/2005   100,053.86 USD
 
                   
5815555043
  HEMPEL CHINA LIMITED   Sight   03/29/2005   401,841.89 USD
0395JK5145
  PEOPLE’S REPUBLIC OF CHINA       05/07/2005   401,841.89 USD
 
                   
5815555044
  DONG HAN INTERNATIONAL CO., LTD.   Sight   03/29/2005   707,465.82 USD
0396AK05BR003
  REPUBLIC OF KOREA       05/08/2005   297,790.75 USD
 
                   
5815555045
  DONG HAN INTERNATIONAL CO., LTD.   Sight   03/30/2005   33,152.89 USD
0397AK05BR005
  REPUBLIC OF KOREA       05/08/2005   21,097.31 USD
 
                   
5815555046
  EUHA INTERNATIONAL LTD.   Sight   03/30/2005   58,277.12 USD
0398AKPRE-0321R
  REPUBLIC OF KOREA       06/20/2005   5,132.80 USD
 
                   
5815555047
  HT TRADING LIMITED   Sight   03/30/2005   25,267.00 USD
0399HTR004/05
  MACAU       05/01/2005   25,267.00 USD
 
                   
5815555048
  FLORA FASHIONS FTY   Sight   03/30/2005   28,054.91 USD
0400FL-006/05
  HONG KONG       05/07/2005   12,220.91 USD
 
                   
5815555049
  MERIM CORP.   Sight   03/30/2005   89,469.47 USD
0401JK5166
  REPUBLIC OF KOREA       06/29/2005   89,469.47 USD
 
                   
5815555050
  LANIFICIO FALIERO SARTI/FIGLI SPA   Sight   04/04/2005   170,287.15 USD
0402AE00409
  ITALIAN REPUBLIC       05/25/2005   276,734.95 USD
 
                   
5815555051
  LANIFICIO FALIERO SARTI/FIGLI SPA   Sight   03/31/2005   11,655.00 USD
0403AE00376
  ITALIAN REPUBLIC       05/15/2005   11,655.00 USD
 
                   
5815555052
  LAN LUIGI BOGGIO CASERO SRL   Sight   03/31/2005   12,740.00 USD
0404AE00385
  ITALIAN REPUBLIC       05/10/2005   12,740.00 USD
 
                   
5815555053
  KIMTEKS TEKSTIL INSAAT SAN. VE TIC.   Sight   03/31/2005   246,983.50 USD
0405AC00512
  TURKEY       05/17/2005   231,914.52 USD
 
                   
5815555054
  TAECHANG ENTERPRISE CO., LTD.   Sight   03/31/2005   139,425.00 USD
0406AC00523
  REPUBLIC OF KOREA       06/14/2005   139,425.00 USD
 
                   
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   7 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555058
  PT CITRAABADI SEJATI.   Sight   04/04/2005   114,444.06 USD
0410JK5164
  REPUBLIC OF INDONESIA       05/31/2005   94,039.07 USD
 
                   
5815555059
  SHANGHAI SILK GROUP CO., LTD..   Sight   04/04/2005   18,810.60 USD
0411JK5168
  PEOPLE’S REPUBLIC OF CHINA       04/30/2005   18,810.60 USD
 
                   
5815555060
  YOOPOONG CORPORATION   Sight   04/04/2005   153,408.00 USD
0412JK5150
  REPUBLIC OF KOREA       06/13/2005   153,408.00 USD
 
                   
5815555061
  WILFORD KNITWEAR FACTORY LIMITED.   Sight   04/04/2005   45,350.00 USD
0413JK5161
  HONG KONG       05/15/2005   48,650.00 USD
 
                   
5815555062
  WILFORD KNITWEAR FACTORY LIMITED.   Sight   04/04/2005   4,770.00 USD
0414JK5167
  HONG KONG       05/15/2005   4,770.00 USD
 
                   
5815555063
  HIGH FASHION GARMENTS CO. LTD..   Sight   04/04/2005   119,440.00 USD
0415JK5151
  HONG KONG       05/20/2005   119,440.00 USD
 
                   
5815555064
  DONG HAN INTERNATIONAL CO., LTD.   Sight   04/04/2005   50,547.00 USD
0416AK05BR006
  REPUBLIC OF KOREA       05/15/2005   50,547.00 USD
 
                   
5815555065
  NEW WORLD SOURCING GROUP, INC.   Sight   04/11/2005   36,465.00 USD
0417KU00334
  UNITED STATES OF AMERICA       05/14/2005   36,465.00 USD
 
                   
5815555067
  TRISTATE TRADING LIMITED   Sight   04/08/2005   262,121.89 USD
0419FNJ1MA26
  MACAU       05/31/2005   263,219.17 USD
 
                   
5815555068
  TOMWELL COMPANY.   Sight   04/08/2005   255,078.50 USD
0420TM021/005
  HONG KONG       05/13/2005   255,078.50 USD
 
                   
5815555069
  DO DO FAHSION LTD.   Sight   04/08/2005   358,998.85 USD
0421DD016/05
  HONG KONG       05/20/2005   358,998.85 USD
 
                   
5815555070
  HT TRADING LIMITED   Sight   04/08/2005   14,780.00 USD
0422HTK022/05
  MACAU       05/22/2005   14,780.00 USD
 
                   
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   8 of 17

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555071
  KEYABLE INTERNATIONAL LTD.   Sight   04/08/2005   61,406.80 USD
0423JK5109
  HONG KONG       05/30/2005   0.00 USD
 
                   
5315555072
  DO DO FAHSION LTD.   Sight   04/08/2005   47,996.62 USD
0424JK5177
  HONG KONG       06/14/2005   47,996.62 USD
 
                   
5815555075
  DO DO FAHSION LTD.   Sight   04/08/2005   305,295.90 USD
0426DD015/05
  HONG KONG       05/20/2005   305,295.90 USD
 
                   
5815555077
  WONDERFUL INTL GROUP (HK) LTD.   Sight   04/08/2005   291,981.51 USD
0428WF009/05
  HONG KONG       05/15/2005   367,964.89 USD
 
                   
5815555078
  HANSAE CO., LTD.   Sight   04/08/2005   193,624.58 USD
0429JEV01BR24
  REPUBLIC OF KOREA       06/09/2005   193,624.58 USD
 
                   
5815555079
  MITSUI BUSSAN TEXTILE CO., LTD..   Sight   04/11/2005   64,053.00 USD
0430AC00527
  JAPAN       05/25/2005   41,877.07 USD
 
                   
5815555080
  TAI FUNG TEXTILES CO., LTD   Sight   04/11/2005   2,745.00 USD
0431AC00546
  HONG KONG       06/15/2005   19,718.25 USD
 
                   
5815555081
  TAI FUNG TEXTILES CO., LTD   Sight   04/11/2005   28,565.00 USD
0432AC00499
  HONG KONG       05/02/2005   776.33 USD
 
                   
5815555082
  BRADLEE INTERNATIONAL LTD.   Sight   04/11/2005   28,810.00 USD
0433AC00531
  UNITED STATES OF AMERICA       05/31/2005   28,810.00 USD
 
                   
5815555083
  E. PECCIAND C SPA   Sight   04/11/2005   51,012.50 USD
0434AE00381
  ITALIAN REPUBLIC       05/10/2005   15,675.00 USD
 
                   
5815555084
  LAN LUIGI BOGGIO CASERO SRL   Sight   04/11/2005   34,440.00 USD
0435AE00373
  ITALIAN REPUBLIC       05/27/2005   34,440.00 USD
 
                   
5815555086
  FLORA FASHIONS FTY   Sight   04/15/2005   33,909.33 USD
0436FL-008/05
  HONG KONG       05/25/2005   33,909.33 USD
 
                   
5815555087
  WONDERFUL INTL GROUP (HK) LTD.   Sight   04/15/2005   104,709.51 USD
0437FW007/05
  HONG KONG       05/10/2005   79,028.63 USD
 
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   9 of 17

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555088
  KAYEE FASHION FTY LTD.   Sight   04/15/2005   6,713.97 USD
0438KYL0050
  HONG KONG       05/15/2005   6,713.97 USD
 
                   
5815555089
  TOP SUCCESS INDUSTRIAL LIMITED.   Sight   04/15/2005   90,047.00 USD
0439JK5104
  HONG KONG       06/14/2005   34,264.55 USD
 
                   
5815555090
  CHINAMINE TRADING LTD.   Sight   04/15/2005   114,408.03 USD
0440JK5169
  HONG KONG       05/13/2005   114,408.03 USD
 
                   
5815555091
  TOP SUCCESS INDUSTRIAL LIMITED.   Sight   04/15/2005   47,916.60 USD
0441JK5182
  HONG KONG       05/15/2005   403.20 USD
 
                   
5815555092
  TOP SUCCESS INDUSTRIAL LIMITED.   Sight   04/15/2005   19,951.20 USD
0442JK5183
  HONG KONG       05/05/2005   19,951.20 USD
 
                   
5815555093
  PLATINUM 2000 LIMITED   Sight   04/15/2005   28,552.84 USD
0443JK5186
  HONG KONG       05/03/2005   28,552.84 USD
 
                   
5815555094
  CHINAMINE TRADING LTD.   Sight   04/15/2005   40,446.00 USD
0444JK5187
  HONG KONG       05/03/2005   40,446.00 USD
 
                   
5815555096
  HIGH FASHION GARMENTS CO. LTD..   Sight   04/15/2005   887,141.00 USD
0445JK5123
  HONG KONG       06/02/2005   887,141.00 USD
 
                   
5815555097
  FABRICA DE MALHAS UNIVERSAL LDA.   Sight   04/15/2005   140,717.66 USD
0446JK5178
  MACAU       05/30/2005   140,717.66 USD
 
                   
5815555098
  HT TRADING LIMITED   Sight   04/15/2005   59,194.00 USD
0447HTK026/05
  MACAU       05/22/2005   59,194.00 USD
 
                   
5815555099
  HT TRADING LIMITED   Sight   04/15/2005   215,756.80 USD
0448HTK025/05
  MACAU       05/15/2005   215,756.80 USD
 
                   
5815555100
  HT TRADING LIMITED   Sight   04/15/2005   45,600.00 USD
0449HTK024/05
  MACAU       05/15/2005   45,600.00 USD
 
                   
5815555101
  HT TRADING LIMITED   Sight   04/20/2005   159,447.50 USD
0450HTK020/05
  MACAU       06/05/2005   159,447.50 USD
 
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   10 of 17

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555102
  JINSE CO., LTD.   Sight   04/21/2005   477,234.12 USD
0451CHR0310
  REPUBLIC OF KOREA       06/14/2005   477,234.12 USD
 
                   
5815555103
  HYUNJIN APPAREL CO., LTD.   Sight   04/20/2005   211,937.24 USD
0452JEV01BR26
  REPUBLIC OF KOREA       05/22/2005   211,937.24 USD
 
                   
5815555104
  HYUNJIN APPAREL CO., LTD.   Sight   04/20/2005   335,741.71 USD
0453JEV63HR3
  REPUBLIC OF KOREA       07/21/2005   606,979.88 USD
 
                   
5815555105
  HANSAE CO., LTD.   Sight   04/20/2005   107,789.80 USD
0454JEV059AA
  REPUBLIC OF KOREA       06/28/2005   139,731.80 USD
 
                   
5815555106
  EUHA INTERNATIONAL LTD.   Sight   04/20/2005   86,043.60 USD
0455PAUL0408LC
  REPUBLIC OF KOREA       08/05/2005   86,043.60 USD
 
                   
5815555107
  JINSE CO., LTD.   Sight   04/20/2005   182,343.41 USD
0456CHR0404EU
  REPUBLIC OF KOREA       06/04/2005   195,959.41 USD
 
                   
5815555108
  LUNG KAE GARMENT COMPANY   Sight   04/20/2005   213,398.62 USD
0457JK5184
  HONG KONG       05/16/2005   213,398.62 USD
 
                   
5815555109
  HENFIELD ENTERPRISES LIMITED   Sight   04/20/2005   39,300.00 USD
0458JK5173
  HONG KONG       05/30/2005   39,300.00 USD
 
                   
5815555110
  YOOPOONG CORPORATION   Sight   04/20/2005   42,750.00 USD
0459JK5149
  REPUBLIC OF KOREA       06/15/2005   42,750.00 USD
 
                   
5815555111
  LIENS GROUP (ASIA) CO., LTD.   Sight   04/20/2005   29,450.00 USD
0460JK5154
  THAILAND       05/31/2005   29,450.00 USD
 
                   
5815555112
  DATAS IND. LTD.   Sight   04/20/2005   29,920.00 USD
0461JK5192
  HONG KONG       06/01/2005   29,920.00 USD
 
                   
5815555113
  WONDERFUL INTL GROUP (HK) LTD.   Sight   04/20/2005   290,202.56 USD
0462FW008/05
  HONG KONG       05/26/2005   290,202.56 USD
 
                   
5815555114
  DO DO FASHION LTD.   Sight   04/20/2005   564,852.23 USD
0463DD017/05
  HONG KONG       06/13/2005   564,852.23 USD
 
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   11 of 17

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
   949148   Branch Code    712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555115
  NUANCE INDUSTRIES INC.   Sight   04/21/2005   68,780.00 USD
0464KU00324
  UNITED STATES OF AMERICA       05/20/2005   68,780.00 USD
 
                   
5815555116
  TREMO LTD.   Sight   04/21/2005   12,750.00 USD
0465WA00234
  REPUBLIC OF KOREA       06/04/2005   12,750.00 USD
 
                   
5815555117
  LANIFICIO MARIO BELLUCCI SPA   Sight   04/21/2005   24,220.00 USD
0466AE00383
  ITALIAN REPUBLIC       05/30/2005   24,220.00 USD
 
                   
5815555118
  EFFEPIERRE SPA   Sight   04/21/2005   61,222.20 USD
0467AE00365
  ITALIAN REPUBLIC       06/09/2005   61,222.20 USD
 
                   
5815555119
  LANIFICIO LUIGI BOTTO S.P.A.   Sight   04/27/2005   239,401.00 USD
0468AE00378
  ITALIAN REPUBLIC       07/05/2005   239,401.00 USD
 
                   
5815555121
  HT TRADING LIMITED   Sight   04/27/2005   25,670.00 USD
0470HTK028/05
  MACAU       06/05/2005   25,670.00 USD
 
                   
5815555122
  TRISTATE TRADING LIMITED   Sight   04/27/2005   270,468.85 USD
0471FNJ1VT27R01
  MACAU       06/17/2005   270,468.85 USD
 
                   
5815555123
  TRISTATE TRADING LIMITED   Sight   04/27/2005   723,113.11 USD
0472FNJ1MA27R01
  MACAU       06/21/2005   782,535.11 USD
 
                   
5815555124
  DO DO FASHION LTD.   Sight   04/27/2005   296,363.47 USD
0473DD018/05
  HONG KONG       06/20/2005   296,363.47 USD
 
                   
5815555125
  GREAT HARVEST LTD.   Sight   04/27/2005   169,551.86 USD
0474GH014/05
  HONG KONG       06/22/2005   175,991.86 USD
 
                   
5815555126
  LAI’S KNITWEAR MFG. LTD..   Sight   04/27/2005   21,450.00 USD
0475JK5191
  HONG KONG       06/08/2005   21,450.00 USD
 
                   
5815555127
  BUSINESS FAITH INT’L LTD.   Sight   04/27/2005   30,957.00 USD
0476JK5174
  HONG KONG       06/07/2005   30,957.00 USD
 
                   
5815555128
  LIENS GROUP (ASIA) CO., LTD.   Sight   04/27/2005   30,629.50 USD
0477JK5179
  THAILAND       07/05/2005   30,629.50 USD
 
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   12 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555129
  KONG SHING KNITTING FACTORY.   Sight   04/27/2005   84,394.55 USD
0478JK5181
  HONG KONG       06/07/2005   84,394.55 USD
 
                   
5815555130
  PAK TAK KNITTING/GARMENT FTY. LTD.   Sight   04/27/2005   21,237.50 USD
0479JK5193
  HONG KONG       05/15/2005   21,237.50 USD
 
                   
5815555131
  CHINAMINE TRADING LTD.   Sight   04/27/2005   131,817.90 USD
0480JK5188
  HONG KONG       05/15/2005   131,817.90 USD
 
                   
5815555132
  FORTUNE MINT LIMITED,   Sight   04/27/2005   47,884.64 USD
0481JK5107
  HONG KONG       06/14/2005   47,884.64 USD
 
                   
5815555133
  FORTUNE MINT LIMITED,   Sight   04/27/2005   36,714.36 USD
0482JK5194
  HONG KONG       06/14/2005   36,714.36 USD
 
                   
5815555134
  TOMWELL COMPANY.   Sight   04/27/2005   986,891.64 USD
0483JK5195
  HONG KONG       06/14/2005   986,891.64 USD
 
                   
5815555135
  WONDERFUL INTL GROUP (HK) LTD.   Sight   04/27/2005   276,036.10 USD
0484JK5197
  HONG KONG       06/15/2005   276,036.10 USD
 
                   
5815555136
  DONG HAN INTERNATIONAL CO., LTD.   Sight   04/27/2005   104,026.88 USD
0485AK05BR007
  REPUBLIC OF KOREA       06/12/2005   104,026.88 USD
 
                   
5815555137
  HANSAE CO., LTD.   Sight   04/27/2005   12,321.12 USD
0486JEV062AA
  REPUBLIC OF KOREA       06/09/2005   228,677.49 USD
 
                   
5815555138
  PAN PACIFIC CO., LTD.   Sight   04/27/2005   406,309.98 USD
0487JEV68SH1
  REPUBLIC OF KOREA       06/27/2005   406,309.98 USD
 
                   
5815555139
  PAN PACIFIC CO., LTD.   Sight   04/27/2005   180,559.00 USD
0488JEV73SH1
  REPUBLIC OF KOREA       06/10/2005   180,559.00 USD
 
                   
5815555140
  UNITEX FASHION (CHINA) LIMITED.   Sight   05/05/2005   109,693.44 USD
0489JK5176
  HONG KONG       06/14/2005   109,693.44 USD
 
                   
5815555141
  WONDERFUL INTL GROUP (HK) LTD.   Sight   05/05/2005   38,918.61 USD
0490JK5210
  HONG KONG       06/06/2005   38,918.61 USD
         
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   13 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555142
  KAYEE FASHION FTY LTD.   Sight   05/05/2005   29,352.72 USD
0491JK5211
  HONG KONG       06/01/2005   29,352.72 USD
 
                   
5815555143
  HIGH FASHION GARMENTS CO. LTD.   Sight   05/05/2005   60,049.35 USD
0492JK5208
  HONG KONG       06/04/2005   60,049.35 USD
 
                   
5815555144
  SLITHER LTD.   Sight   05/05/2005   17,356.00 USD
0493JK5172
  HONG KONG       06/14/2005   17,356.00 USD
 
                   
5815555145
  KWIN HING KNITTING FACTORY LTD.   Sight   05/05/2005   100,175.01 USD
0494JK5189
  HONG KONG       06/14/2005   100,175.01 USD
 
                   
5815555146
  LAI KO KNITTING FACTORY LIMITED   Sight   05/05/2005   92,662.31 USD
0495JK5190
  HONG KONG       06/14/2005   92,662.31 USD
 
                   
5815555147
  PAN PACIFIC CO., LTD.   Sight   05/05/2005   28,216.00 USD
0496JEV062AB
  REPUBLIC OF KOREA       06/20/2005   28,216.00 USD
 
                   
5815555148
  MITSUI BUSSAN TEXTILE CO., LTD.   Sight   05/05/2005   9,475.40 USD
0497AC00549
  JAPAN       05/25/2005   9,475.40 USD
 
                   
5815555149
  TAI FUNG TEXTILES CO., LTD   Sight   05/06/2005   69,455.00 USD
0497AC00550
  HONG KONG       06/05/2005   69,455.00 USD
 
                   
5815555150
  AKSU IPLIK DOKUMAVE BOYAAPRE TURKEY   Sight   05/06/2005   32,214.00 USD
0498AC00578
          05/25/2005   32,214.00 USD
 
                   
5815555151
  TAI FUNG TEXTILES CO., LTD HONG KONG   Sight   05/06/2005   41,403.75 USD
0499AC00535
          06/24/2005   41,403.75 USD
 
                   
5815555152
  LANIFICIO NUOVO RIVERA S.P.A.   Sight   05/06/2005   60,180.00 USD
0501AC00544
  ITALIAN REPUBLIC       06/16/2005   60,180.00 USD
 
                   
5815555153
  KEN TRADING.   Sight   05/06/2005   178,717.50 USD
0502AC00530
  JAPAN       06/21/2005   178,717.50 USD
 
                   
5815555154
  EXSA EXPORT SANAYI MAMULLERI SATIS   Sight   05/06/2005   228,952.50 USD
0503AC00510
  TURKEY       06/09/2005   228,952.50 USD
         
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   14 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5815555155
  MALIBU TEXTILES, INC.   Sight   05/06/2005   1,911.00 USD
0504AC00584
  UNITED STATES OF AMERICA       05/25/2005   1,911.00 USD
 
                   
5815555156
  CANEPA TESSITURA SERICA SPA   Sight   05/06/2005   16,647.75 USD
0505VE00238
  ITALIAN REPUBLIC       05/30/2005   16,647.75 USD
 
                   
5815555157
  FORTUNE MINT LIMITED,   Sight   05/12/2005   48,016.10 USD
0506JK5107
  HONG KONG       06/14/2005   48,016.10 USD
 
                   
5815555158
  KA YEE FASHION FTY LTD.   Sight   05/12/2005   81,214.88 USD
0507JK5233
  HONG KONG       06/30/2005   81,214.88 USD
 
                   
5815555159
  TRISTATE TRADING LIMITED   Sight   05/12/2005   52,707.11 USD
0508FNJ1VT26
  MACAU       05/30/2005   52,707.11 USD
 
                   
5815555160
  VADAT FASHION FACTORY LIMITED   Sight   05/12/2005   59,580.00 USD
0509JK5214
  HONG KONG       06/01/2005   59,580.00 USD
 
                   
5815555161
  YOOPOONG CORPORATION   Sight   05/12/2005   16,800.00 USD
0510JK5212
  REPUBLIC OF KOREA       06/02/2005   16,800.00 USD
 
                   
5815555162
  YOOPOONG CORPORATION   Sight   05/12/2005   109,460.00 USD
0511JK5213
  REPUBLIC OF KOREA       06/17/2005   109,460.00 USD
 
                   
5815555163
  WONDERFUL INTL GROUP (HK) LTD.   Sight   05/12/2005   116,939.40 USD
0512JK5228
  HONG KONG       06/14/2005   116,939.40 USD
 
                   
5815555164
  KA YEE FASHION FTY LTD.   Sight   05/12/2005   12,111.81 USD
0513JK5246
  HONG KONG       06/08/2005   12,111.81 USD
 
                   
5815555165
  DONG HAN INTERNATIONAL CO., LTD.   Sight   05/12/2005   193,841.90 USD
0514AK05BR008
  REPUBLIC OF KOREA       07/17/2005   193,841.90 USD
 
                   
5815555166
  HT TRADING LIMITED   Sight   05/12/2005   231,847.11 USD
0515HTK030/05
  MACAU       06/12/2005   231,847.11 USD
         
         
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   15 of 17

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
    Count for   949148   193        
 
  Total Number of Transactions       193    
     
 
 
  Total Outstanding Amount for       USD   28,319,202.61 USD
         
Report Date 05/12/2005 08:07:10 (EDT)   DAILY OUTSTANDING   16 of 17

 


 

     
Import L/C — Outstanding: by Bank Reference   12 May 2005
JONES APPAREL GROUP-NINEWEST   8:28 AM
                                     
            Issue   Expiry   Currency   Outstanding Amount   Outstanding
Fleet Reference   Jones Apparel Ref   Beneficiary Name   Date   Date   Code   in L/C Currency   Amount in USD
01387078
  GV0060   HITECH TEXTILE LLC   11 Feb 2004   15 Jul 2004   USD     2,159,033.57       2,159,033.57  
64035922
  GV0105   DEFIANCE TRADING LLC   17 Mar 2004   24 Jun 2004   USD     311,283.48       311,283.48  
 
                                   
 
          Grand Totals:       Count:     2       2,470,317.05  
Selection Criteria:
     
Page 1 of 1   ImpBalBk.rpt

 


 

Schedule 7.1(b)
Subsidiaries and Capitalization
                 
    State/Country            
Name of Corporation   of Incorporation   Type of Shares   Shares Authorized   Shares Issued and Outstanding
Apparel Testing Services, Inc.
  New Jersey   Common   1,000   100
Asia Expert Limited
  Hong Kong   HK$   500,000   100
Barney’s, Inc.
  New York   Common   15,000   8,560
 
      Preferred   400,000   N/A
 
      Prior Preferred   50,000   N/A
Barneys America (Chicago) Lease Corp.
  Delaware   Common   1,000   100
Barneys America, Inc.
  Delaware   Common   1,000   1,000
Barneys Asia Co LLC
  Delaware   Membership Interest**   N/A   N/A
Barneys New York, Inc.
  Delaware   Common   1,000   1,000
Barneys (CA) Lease Corp.
  Delaware   Common   1,000   100
Barneys (NY) Lease Corp.
  Delaware   Common   1,000   100
Basco All-American Sportswear Corp.
  New York   Common   200   100
BNY Licensing Corp.
  Delaware   Common   1,000   200
Exportex de Mexico, S.A. de C.V.
  Mexico   Common   1,000   1,000
Greater Durango, S. de R.L. de C.V.
  Mexico   Common   3,000   3,000
Import Technology of Texas, Inc.
  Texas   Common   500,000   1,000
JAG Management Services, Inc.
  Delaware   Common   200   60
Jones Apparel Group Canada, LP (Limited Partnership)
  Canada           .1% is owned by Jones Canada Inc., as general partner; and 476 partnership units are owned by Jones Apparel Group Canada ULC, as limited partner
Jones Apparel Group Canada ULC (Unlimited Liability Company)
  Canada   Common   100,000,000   171,500
Jones Apparel Group Holdings, Inc.
  Delaware   Common   1,000   1,000
Jones Apparel Group, Inc.
  Pennsylvania   Common   201,000,000   122,077,942*
Jones Apparel Group USA, Inc.
  Pennsylvania   Common   1,000   1,000
Jones Apparel of Texas, Ltd. (Limited Partnership)
  Texas           .5% is owned by Import Technology of Texas, Inc. and 99.5% is owned by Sun Apparel, Inc.
Jones Canada Inc.
  Canada   Common   Unlimited   100
Jones Factor Company
  Delaware   Common   1,000   1,000
Jones Holding Inc. (formerly known as Kasper Holdings, Inc.)
  Delaware   Common   1,000   100
Jones International Limited
  Hong Kong   Common   100   100
Jones Investment Co. Inc.
  Delaware   Common   200   100
Jones Management Service Company
  Delaware   Common   1,000   1,000
Jones Retail Corporation
  New Jersey   Common   1,000   100
Kasper, Ltd.
  Delaware   Common   1,000   100
Kasper Europe, Ltd.
  Delaware   Common   1,500   100
Lion Licensing, Ltd
  Delaware   Common   1,000   100
Maquilas Pami, S.A. de C.V.
  Mexico   Common   100   100
Manufacturera Sun Apparel, S. de R.L. de C.V.
  Mexico   Common   3,000   3,000
Maxwell Footwear of California, Inc.
  Delaware   Common   1,000   100
McNaughton Apparel Group Inc.(formerly known as Norton McNaughton of Squire, Inc.)
  New York   Common   15,000   10,000
 
      Preferred A   200,000   200,000
Nine West Accessories (HK) Limited
  Hong Kong   Ordinary   10,000   2
Nine West Canada Corporation (in liquidation)
  Canada   Common   Unlimited   1
Nine West Development Corporation
  Delaware   Common   3,000   1,000
Nine West Footwear Corporation
  Delaware   Common   3,000   1,000
Nine West Group Italy S.r.l. (in liquidation)
  Italy   Ordinary   20,000,000   20,000
Nine West Melbourne Pty Ltd
  Australia   Ordinary   100,000   100
N.M. Squire Limited
  Kenya   Shillings   20 Shillings   2
Sun Apparel, Inc.
  Delaware   Common   200   200
Victoria + Co International Ltd.
  Delaware   Common   1,000   1,000
Victoria + Co Ltd.
  Rhode Island   Common   50,000   3,450
 
*   This outstanding amount is as of 3/18/05.
 
**   BNY Licensing Corp. owns 70% interest

 


 

Schedule 7.1(n)
Material Adverse Change
None

 


 

Schedule 7.1(p)
Page 1 of 5
JON ES APPAREL GROUP, INC.
SCHEDULE OF DEBT
AS OF APRIL 30, 2005
                 
      Interest Rate     Balance at 4/30  
Jones Apparel Group USA, Inc.
               
 
Bank of America
               
(Tennessee warehouses)
  Various     $ 666,666  
Capital Leases
               
Equipment
  Various     $ 14,717,388  
7.875% Senior Notes due 2006
    7.875 %   $ 224,649,582  
4.250% Senior Notes due 2009
    4.250 %   $ 249,791,081  
5.125% Senior Notes due 2014
    5.125 %   $ 249,799,625  
6.125% Senior Notes due 2034
    6.125 %   $ 249,566,720  
 
Nine West Group, Inc.
               
 
8.375% Series B Senior Notes due 2005
    8.375 %   $ 129,585,807  
Barneys
               
 
9.000% Senior Secured Note due 2006
    9.000 %   $ 3,335,855  
 
Jones Retail Corporation
               
 
Capital Leases
               
Equipment
  Various     $ 571,778  
 
McNaughton
               
 
Capital Lease
               
(Virginia warehouse)
    7.20 %   $ 24,323,227  
 
Jones Management Service
               
 
Capital Leases
               
Equipment
  Various     $ 2,438,955  
 
Jones International Limited
               
 
Capital Leases
               
Equipment
  Various     $ 25,440  

 


 

Schedule 7.1(p)
JON ES APPAREL GROUP, INC.
SCHEDULE OF DEBT
AS OF APRIL 30, 2005
                 
    Interest Rate     Balance at 4/30  
Jones Apparel Group USA, Inc.
               
 
Bank of America
               
(Tennessee warehouses)
  Various     $ 666,666  
Capital Leases
               
Equipment
  Various     $ 14,717,388  
 
7.875% Senior Notes due 2006
    7.875 %   $ 224,649,582  
4.250% Senior Notes due 2009
    4.250 %   $ 249,791,081  
5.125% Senior Notes due 2014
    5.125 %   $ 249,799,625  
6.125% Senior Notes due 2034
    6.125 %   $ 249,566,720  
 
Nine West Group, Inc.
               
 
8.375% Series B Senior Notes due 2005
    8.375 %   $ 129,585,807  
 
Barneys
               
 
9.000% Senior Secured Note due 2006
    9.000 %   $ 3,335,855  
 
Jones Retail Corporation
               
 
Capital Leases
               
Equipment
  Various     $ 571,778  
 
McNaughton
               
 
Capital Lease
               
(Virginia warehouse)
    7.20 %   $ 24,323,227  
 
Jones Management Service
               
 
Capital Leases
               
Equipment
  Various     $ 2,438,955  
 
Jones International Limited
               
 
Capital Leases
               
Equipment
  Various     $ 25,440  

 


 

JONES APPAREL GROUP, INC.
SCHEDULE OF INTERCOMPANY DEBT
AS OF APRIL 30, 2005
                 
Jones Apparel Group USA, Inc.
               
Due to Jones Canada
  $ 5,914,142          
Due to Lion Licensing, LTD
    28,096          
Due to Nine West Footwear
    1,078,354,225          
Due to Jones Apparel of Texas
    241,669,644          
Due to RL Management, Inc.
    1,374,003          
Due to Jones Investment Company
    103,714,153          
Due to Apparel Testing Services
    1,859,123          
Due to Jones Factor Company
    1,887          
Due to Victoria
    6,836,440          
 
             
 
            1,439,751,713  
 
               
Nine West Footwear
               
Due to Jones Apparel Group, Inc.
  $ 1,535,654          
Due to Jones Canada
    4,305          
Due to Nine West Retail
    791,336,221          
Due to Jones Management Service Company
    25,061,097          
Due to Jones Investment Company
    1,096,350          
Due to Jones Apparel Group Holdings
    2,063,446          
Due to Nine West Development
    163,772,395          
 
             
 
            984,869,468  
 
               
Jones Apparel of Texas
               
Due to Jones Apparel Group, Inc.
  $ 15,208,537          
Due to Jones Apparel Group USA
    73,999,663          
Due to Jones Canada
    136,247          
Due to McNaughton Apparel
    2,367,231          
Due to Kasper
    8,834          
Due to Jones Management Service Company
    17,964,343          
Due to Jones Investment Company
    8,948,590          
Due to Apparel Testing Services
    105,923          
Due to Jones International Limited
    5,858,438          
Due to Nine West Retail
    13,475,857          
Due to Nine West Footwear
    888,453          
Due to Nine West Development
    97,871,120          
 
             
 
            236,833,236  
 
               
Barneys
               
Due to Jones Apparel Group USA
            102,090,463  

2


 

                 
Jones Retail Corp.
               
Due to Jones Apparel Group USA
  $ 829,643,103          
Due to Jones Apparel Group, Inc.
    2,462,298          
Due to Kasper Europe
    104,822          
Due to Kasper
    93,796,694          
Due to Lion Licensing, LTD
    76,916          
Due to Nine West Footwear
    245,785          
Due to Nine West Development
    65,604,335          
Due to Jones Management Service Company
    8,415,261          
Due to Jones Investment Company
    96,005,407          
Due to Jones Factor Company
    2,941          
 
             
 
            1,096,357,562  
 
               
Jones Apparel Group Canada Inc.
               
Due to Jones Management Service Company
  $ 3,495          
Due to Jones Holding
    203,779,179          
Due to McNaughton Apparel
    26,636          
Due to Jones Retail Corporation
    3,402          
Due to Jones International Limited
    2,535,007          
Due to Jones Apparel Group, Inc.
    4,393,427          
 
             
 
            210,741,146  
 
               
Victoria + Co
               
Due to Kasper
  $ 2,000          
Due to Jones Investment Company
    18,777,675          
Due to Jones Apparel Group, Inc.
    1,097,273          
Due to Jones Apparel of Texas
    145,225          
Due to Jones Management Service Company
    35,026,009          
Due to Nine West Retail
    1,988,992          
Due to Nine West Development
    3,887,989          
Due to Nine West Footwear
    6,969,768          
 
             
 
            67,894,931  
 
               
McNaughton Apparel Group
               
Due to Nine West Retail
  $ 6,487,830          
Due to Jones Management Service Company
    14,148,927          
Due to Jones Apparel Group USA
    110,388,211          
Due to RL Management, Inc
    2,083          
Due to Victoria
    2,047,584          
Due to Nine West Footwear
    377,220          
Due to Apparel Testing Services
    253,682          
 
             
 
            133,705,537  
Jones Investment Company Inc.
               
Due to Kasper
  $ 37,710,115          
Due to Lion Licensing, LTD
    4,467,658          
Due to Nine West Retail
    41,970,199          
Due to McNaughton Apparel
    154,558,047          
Due to Jones Canada
    3,076          
Due to Apparel Testing Services
    130,000          
Due to Jones Apparel Group Holdings
    2,913,441          
 
             
 
            241,752,536  

3


 

                 
Jones Apparel Group Holdings, Inc.
               
Due to Jones Apparel Group USA
  $ 762,759,632          
Due to Jones Apparel Group, Inc.
    119,529          
Due to Nine West Retail
    23,667,940          
Due to Jones Factor Company
    8          
Due to Nine West Melbourne Party
    4,234,446          
Due to Nine West Development
    585,345          
 
             
 
            791,366,900  
 
               
Jones Management Service Company
               
Due to Jones Apparel Group USA
  $ 55,315,697          
Due to RL Management, Inc.
    423,377          
Due to Nine West Development
    23,147,680          
Due to Jones Investment Company
    32,367,604          
Due to Jones Apparel Group Holdings
    283,913          
Due to Jones International Limited
    698,252          
 
             
 
            112,236,523  
 
               
Nine West Development Corp.
               
Due to Jones Investment Company
  $ 17,358,152          
Due to Nine West Footwear
    17,429,336          
Due to McNaughton Apparel
    92,158,944          
Due to Jones Apparel Group, USA
    10,136,965          
 
             
 
            137,083,397  
 
               
Nine West International — Canada
               
Due to Jones Apparel Group USA
  $ 12,425          
Due to Jones Retail Corporation
    148,189          
 
             
 
            160,614  
 
               
Nine West International — Hong Kong
               
Due to Jones Apparel Group USA
  $ 495          
Due to Jones Retail Corporation
    36,326          
 
             
 
            36,821  
 
               
Nine West International — Italy
               
Due to Jones Retail Corporation
            298,387  
 
               
Jones International, Ltd.
               
Due to Jones Apparel Group USA
  $ 8,990,826          
Due to Kasper
    2,416,925          
 
             
 
            11,407,751  
 
               
Jones Factor Company
               
Due to Jones Management Service Company
  $ 9,083          
Due to Nine West Development
    10,992          
 
            20,075  
 
               
Jones Apparel Group, Inc.
               
Due to Jones Apparel Group, USA
  $ 361,359,789          
Due to McNaughton Apparel
    13,357,267          
Due to Jones Apparel of Texas
    15,663          
Due to Jones Management Service Company
    234,565          
 
             
 
            374,967,284  

4


 

                 
JAG Management Services
               
Due to Jones Apparel Group, Inc.
  $ 6,667          
Due to Jones Retail Corporation
    76,774          
 
             
 
            83,441  
 
               
Apparel Testing Services
               
Due to Jones Management Service Company
  $ 2,056,741          
Due to Nine West Development.
    432,572          
Due to Jones Retail Corporation
    198,251          
 
             
 
            2,687,564  
 
               
Kasper
               
Due to Jones Canada
  $ 6,955,056          
Due to Jones Apparel Group USA
    16,493,009          
Due to Jones Apparel Group, Inc.
    689,919          
Due to Jones Apparel of Texas
    8,512,259          
Due to Asia Expert LTD
    3,099,433          
Due to Nine West Footwear
    6,887,689          
Due to McNaughton Apparel
    438,673          
Due to Jones International Limited
    952,973          
Due to Jones Management Service Company
    6,496,081          
 
             
 
            50,525,092  
 
               
Lion Licensing
               
Due to Jones Management Service Company
  $ 160,307          
Due to Nine West Development
    11,438          
 
             
 
            171,745  
 
               
Jones Holding
               
Due to Jones Apparel Group USA
            100,000  
 
               
Asia Expert LTD
               
Due to Jones Apparel Group USA
            3,099,433  
 
               
Nine West Melbourne Party
               
Due to Jones Management Service Company
            138,789  
 
               
Hong Kong LTD
               
Due to Nine West Footwear
            619,360  
 
               
 
          $ 5,998,999,768  
 
             

5


 

Schedule 7.1 (q)
Litigation
None

 


 

Schedule 11.3
Existing Liens
1.  
Liens, if any, in respect of certain computer equipment, POS equipment, warehouse equipment, copiers and other office equipment and office furniture used by the Credit Parties and their Subsidiaries which are subject to leases, which Liens, in the aggregate, do not have a Material Adverse Effect.
 
2.  
Liens, if any, in respect of the intellectual property acquired pursuant to the acquisition by Nine West Group Inc. of the footwear business of The United States Shoe Corporation, which Liens, in the aggregate, do not have a Material Adverse Effect.
 
3.  
Liens in respect of the property acquired pursuant to the acquisition by Jones Apparel Group, Inc. of Barneys New York, Inc., which Liens secure the 9.000% Senior Secured Notes due 2006.

 


 

Schedule 11.4
Page 1 of 3
JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO CONTRACTORS
AS OF APRIL 30, 2005
         
TOTAL LOANS AND ADVANCES TO CONTRACTORS
  $ 0  
 
     

 


 

Schedule 11.4
Page 2 of 3
JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO EMPLOYEES
AS OF APRIL 30, 2005
         
SUN APPAREL
  $ 71,231  
 
JONES MANAGEMENT SERVICE COMPANY
  $ 30,646  
 
JONES CANADA
  $ 4,005  
 
     
 
       
TOTAL LOANS AND ADVANCES TO EMPLOYEES
  $ 105,882  
 
     

 


 

Schedule 11.4
Page 3 of 3
JONES APPAREL GROUP, INC.
INVESTMENTS
AS OF APRIL 30, 2005
         
JAG USA
  $ 1,606,375  
JONES INVESTMENT
  $ 0  
 
     
 
       
TOTAL INVESTMENTS (including overnight deposits)
  $ 1,606,375  
 
     

 

EX-10.7 8 y85661exv10w7.htm EX-10.7 exv10w7
Exhibit 10.7
$1,000,000,000
AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
dated as of June 15, 2004,
by and among
JONES APPAREL GROUP USA, INC.,
the Additional Obligors referred to herein,
the Lenders referred to herein,
CITIGROUP GLOBAL MARKETS INC. and J.P. MORGAN SECURITIES INC.,
as Joint Lead Arrangers
and Joint Bookrunners,
WACHOVIA BANK, NATIONAL ASSOCIATION,
as Administrative Agent,
and
CITIBANK, N.A. and JPMORGAN CHASE BANK,
as Syndication Agents,
and
BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK
as Documentation Agents


 

TABLE OF CONTENTS
         
    Page  
ARTICLE I DEFINITIONS
    1  
SECTION 1.1. Definitions
    1  
SECTION 1.2. General
    15  
SECTION 1.3. Other Definitions and Provisions
    15  
ARTICLE II REVOLVING CREDIT FACILITY
    16  
SECTION 2.1. Revolving Credit Loans
    16  
SECTION 2.2. Procedure for Advances of Revolving Credit Loans
    16  
SECTION 2.3. Repayment of Revolving Credit Loans
    17  
SECTION 2.4. Evidence of Debt
    17  
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment
    18  
SECTION 2.6. Termination of Revolving Credit Facility
    18  
ARTICLE III LETTER OF CREDIT FACILITY
    18  
SECTION 3.1. L/C Commitment
    18  
SECTION 3.2. Procedure for Issuance of Letters of Credit
    19  
SECTION 3.3. Fees and Other Charges
    19  
SECTION 3.4. L/C Participations
    20  
SECTION 3.5. Reimbursement
    21  
SECTION 3.6. Obligations Absolute
    21  
SECTION 3.7 Effect of Application
    22  
ARTICLE IV COMPETITIVE BID FACILITY
    22  
SECTION 4.1. Bidding Procedure
    22  
SECTION 4.2. Minimum Amounts
    25  
SECTION 4.3. Bidding Availability
    25  

i


 

         
    Page  
SECTION 4.4. Repayment of Competitive Bid Loans
    25  
SECTION 4.5. Interest on Competitive Bid Loans
    26  
SECTION 4.6. Competitive Bid Notes
    26  
ARTICLE V GENERAL LOAN PROVISIONS
    26  
SECTION 5.1. Interest
    26  
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans
    28  
SECTION 5.3. Fees
    28  
SECTION 5.4. Manner of Payment
    30  
SECTION 5.5. Crediting of Payments and Proceeds
    30  
SECTION 5.6. Adjustments
    30  
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent
    31  
SECTION 5.8. Joint and Several Liability of the Credit Parties
    31  
SECTION 5.9. Changed Circumstances
    33  
SECTION 5.10. Indemnity
    35  
SECTION 5.11. Capital Requirements
    36  
SECTION 5.12. Taxes
    36  
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
    38  
SECTION 6.1. Closing
    38  
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit
    38  
SECTION 6.3. Conditions to Extensions of Credit
    40  
SECTION 6.4. Conditions Precedent to Each Competitive Bid Borrowing
    41  
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
    41  
SECTION 7.1. Representations and Warranties
    41  
SECTION 7.2. Survival of Representations and Warranties, Etc
    46  
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
    46  

ii


 

         
    Page  
SECTION 8.1. Financial Statements and Projections
    46  
SECTION 8.2. Officer’s Compliance Certificate
    47  
SECTION 8.3. Accountants’ Certificate
    47  
SECTION 8.4. Other Reports
    47  
SECTION 8.5. Notice of Litigation and Other Matters
    48  
SECTION 8.6. Accuracy of Information
    48  
ARTICLE IX AFFIRMATIVE COVENANTS
    48  
SECTION 9.1. Preservation of Corporate Existence and Related Matters
    49  
SECTION 9.2. Maintenance of Property
    49  
SECTION 9.3. Insurance
    49  
SECTION 9.4. Accounting Methods and Financial Records
    49  
SECTION 9.5. Payment and Performance of Obligations
    49  
SECTION 9.6. Compliance With Laws and Approvals
    49  
SECTION 9.7. Environmental Laws
    49  
SECTION 9.8. Compliance with ERISA
    50  
SECTION 9.9. Conduct of Business
    50  
SECTION 9.10. Visits and Inspections
    50  
SECTION 9.11. Use of Proceeds
    50  
ARTICLE X FINANCIAL COVENANTS
    50  
SECTION 10.1. Interest Coverage Ratio
    51  
SECTION 10.2. Minimum Net Worth
    51  
ARTICLE XI NEGATIVE COVENANTS
    51  
SECTION 11.1. Limitations on Debt and Guaranty Obligations
    51  
SECTION 11.2. [Reserved]
    52  
SECTION 11.3. Limitations on Liens
    53  
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions
    54  

iii


 

         
    Page  
SECTION 11.5. Limitations on Mergers and Liquidation
    55  
SECTION 11.6. Limitations on Sale or Transfer of Assets
    56  
SECTION 11.7. Limitations on Dividends and Distributions
    56  
SECTION 11.8. Transactions with Affiliates
    56  
SECTION 11.9. Changes in Fiscal Year End
    57  
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt
    57  
ARTICLE XII DEFAULT AND REMEDIES
    57  
SECTION 12.1. Events of Default
    57  
SECTION 12.2. Remedies
    59  
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc
    60  
ARTICLE XIII THE ADMINISTRATIVE AGENT
    60  
SECTION 13.1. Appointment
    60  
SECTION 13.2. Delegation of Duties
    60  
SECTION 13.3. Exculpatory Provisions
    60  
SECTION 13.4. Reliance by the Administrative Agent
    61  
SECTION 13.5. Notice of Default
    61  
SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders
    62  
SECTION 13.7. Indemnification
    62  
SECTION 13.8. The Administrative Agent in Its Individual Capacity
    62  
SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent
    63  
SECTION 13.10. Syndication and Documentation Agents
    63  
ARTICLE XIV MISCELLANEOUS
    63  
SECTION 14.1. Notices
    63  
SECTION 14.2. Expenses; Indemnity
    64  
SECTION 14.3. Set-off
    65  
SECTION 14.4. Governing Law
    65  

iv


 

         
    Page  
SECTION 14.5. Consent to Jurisdiction
    65  
SECTION 14.6. Waiver of Jury Trial
    65  
SECTION 14.7. Reversal of Payments
    65  
SECTION 14.8. Injunctive Relief; Punitive Damages
    66  
SECTION 14.9. Accounting Matters
    66  
SECTION 14.10. Successors and Assigns; Participations
    66  
SECTION 14.11. Amendments, Waivers and Consents
    70  
SECTION 14.12. Performance of Duties
    72  
SECTION 14.13. All Powers Coupled with Interest
    72  
SECTION 14.14. Survival of Indemnities
    72  
SECTION 14.15. Titles and Captions
    72  
SECTION 14.16. Severability of Provisions
    72  
SECTION 14.17. Counterparts
    72  
SECTION 14.18. Term of Agreement
    72  
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants
    72  
SECTION 14.20. Patriot Act
    72  
SECTION 14.21. Ratings of Loans
    73  
SECTION 14.22. Consent Under Three Year Credit Agreement
    73  
Exhibits
Exhibit A- 1 — Form of Revolving Credit Note
Exhibit A- 2 — Form of Competitive Bid Note
Exhibit B-1 — Form of Notice of Revolving Credit Borrowing
Exhibit B-2 — Form of Notice of Competitive Bid Borrowing
Exhibit C — Form of Notice of Account Designation
Exhibit D — Form of Notice of Prepayment
Exhibit E — Form of Notice of Conversion/Continuation

v


 

Exhibit F — Form of Officer’s Compliance Certificate
Exhibit G — Form of Assignment and Acceptance
Schedules
Schedule 1.1(a) — Lenders and Revolving Credit Commitments
Schedule 1.1(b) — Outstanding Letters of Credit
Schedule 7.1(b) — Subsidiaries and Capitalization
Schedule 7.1(n) — Material Adverse Change
Schedule 7.1(p) — Debt and Guaranty Obligations
Schedule 7.1(q) — Litigation
Schedule 11.3 — Existing Liens
Schedule 11.4 — Existing Loans, Advances and Investments

vi


 

AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT
Dated as of June 15, 2004
     JONES APPAREL GROUP USA, INC., a Pennsylvania corporation, the Additional Obligors (as defined below), the Lenders who are or may become a party to this Agreement, CITIGROUP GLOBAL MARKETS INC. and J.P. MORGAN SECURITIES INC., as Joint Lead Arrangers and Joint Bookrunners, WACHOVIA BANK, NATIONAL ASSOCIATION, as Administrative Agent for the Lenders, CITIBANK, N.A. and JPMORGAN CHASE BANK, as Syndication Agents, and BANK OF AMERICA, N.A., BARCLAYS BANK PLC and SUNTRUST BANK, as Documentation Agents, agree as follows:
     PRELIMINARY STATEMENT. The Borrower, the Additional Obligors (other than Kasper, Ltd.), the lenders parties thereto and Wachovia Bank, National Association (as successor in interest to First Union National Bank), as administrative agent, are parties to a Five-Year Credit Agreement dated as of June 15, 1999 (the “Prior Credit Agreement”). The Borrower, the Additional Obligors, the parties hereto and Wachovia Bank, National Association, as Administrative Agent, desire to amend the Prior Credit Agreement as herein set forth and to restate it in its entirety giving effect to such amendment.
     NOW THEREFORE, the parties hereto agree that, subject to the conditions set forth in Section 6.2, the Prior Credit Agreement is hereby amended and restated to read in its entirety as follows:
ARTICLE I DEFINITIONS
SECTION 1.1. Definitions. The following terms when used in this Agreement shall have the meanings assigned to them below:
               “Additional Debt Securities” shall have the meaning assigned thereto in Section 11.1(f).
               “Additional Obligors” means the collective reference to Jones Apparel Group, Jones Apparel Group Holdings, Kasper, Ltd. and Nine West Footwear in their capacities as co-obligors under this Agreement.
               “Administrative Agent” means Wachovia in its capacity as Administrative Agent hereunder, and any successor thereto appointed pursuant to Section 13.9.
               “Administrative Agent’s Office” means the office of the Administrative Agent specified in or determined in accordance with the provisions of Section 14.1(c).
               “Affiliate” means, with respect to any Person, any other Person (other than a Subsidiary) which directly or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such first Person or any of its Subsidiaries. The term “control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a Person, whether through ownership of voting securities, by contract or otherwise.
               “Agreement” means this Amended and Restated Five Year Credit Agreement, as amended, restated, supplemented or otherwise modified from time to time.


 

               “Alternative Currency” means (a) Pounds Sterling, (b) the euro or (c) any other lawful currency (other than Dollars) acceptable to the Issuing Lenders which, in the case of this clause (c), is freely transferable and convertible into Dollars in the United States currency market and is freely available to all Issuing Lenders in the London interbank deposit market.
               “Alternative Currency L/C Commitment” means the lesser of (a) One Hundred Million Dollars ($100,000,000) and (b) the L/C Commitment.
               “Applicable Law” means all applicable provisions of constitutions, laws, statutes, ordinances, rules, treaties, regulations, permits, licenses, approvals, interpretations and orders of courts or Governmental Authorities and all orders and decrees of all courts and arbitrators.
               “Applicable Margin” means, for purposes of calculating (a) the Base Rate and LIBOR Rate for purposes of Section 5.1(a), (b) the L/C Fee for purposes of Section 3.3(a) or (c) the Facility Fee for purposes of Section 5.3(a), the corresponding rate set forth below for the applicable rating of the senior, unsecured, long-term debt of the Credit Parties, on a collective basis (the “Debt Rating”) publicly announced by Standard & Poor’s, a division of The McGraw-Hill Companies (“S&P”), and Moody’s Investors Service, Inc. (“Moody’s”) as follows:
                                                         
                    Applicable Margin Per Annum  
Level   S&P Rating     Moody’s Rating     LIBOR Rate     Base Rate     Trade L/C Fee     Standby L/C Fee     Facility Fee  
I
    >=A-       >=A3       0.300 %     0.000 %     0.125 %     0.300 %     0.100 %
II
  >=BBB+   >=Baa1     0.375 %     0.000 %     0.150 %     0.375 %     0.125 %
III
  >=BBB   >=Baa2     0.475 %     0.000 %     0.200 %     0.475 %     0.150 %
IV
  >=BBB-   >=Baa3     0.675 %     0.000 %     0.250 %     0.675 %     0.200 %
V
  <=BB+   <=Ba1     0.875 %     0.000 %     0.300 %     0.875 %     0.250 %
provided, that if both Moody’s and S&P shall not have in effect a Debt Rating (other than by reason of the circumstances referred to in the last sentence of this definition), then such Debt Rating shall be deemed to be Level V. In the event that the corresponding Debt Ratings publicly announced by S&P and Moody’s listed above differ by (a) one pricing level, the Applicable Margin shall be based on the higher of the two ratings, and (b) two or more pricing levels, the Applicable Margin shall be based on the rating one rating below the higher of the two ratings. Any change in the Applicable Margin shall be effective as of the Business Day on which the applicable rating is announced or is publicly available. If the rating system of S&P and Moody’s shall change, or if both of such rating agencies shall cease to be in the business of rating corporate debt obligations, the Borrower and the Lenders shall negotiate in good faith to amend this definition to reflect such changed rating system or the unavailability of ratings from such rating agencies and, pending the effectiveness of any such amendment, the Applicable Margin

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shall be determined by reference to the rating most recently in effect prior to such change or cessation.
               “Application” means an application, in the form specified by any Issuing Lender from time to time, requesting such Issuing Lender to issue a Letter of Credit.
               “Assignment and Acceptance” shall have the meaning assigned thereto in Section 14.10(b)(ii).
               “Base Rate” means, at any time, the higher of (a) the Prime Rate and (b) the sum of (i) the Federal Funds Rate plus (ii) 1/2 of 1%; each change in the Base Rate shall take effect simultaneously with the corresponding change or changes in the Prime Rate or the Federal Funds Rate.
               “Base Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the Base Rate as provided in Section 5.1(a).
               “Borrower” means Jones Apparel Group USA, Inc.
               “Business Day” means (a) any day other than a Saturday, Sunday or legal holiday on which banks in Charlotte, North Carolina, Philadelphia, Pennsylvania and New York, New York, are not authorized or required by law to remain closed for the conduct of their commercial banking business, (b) with respect to all notices and determinations in connection with, and payments of principal and interest on, any LIBOR Rate Loan, the term “Business Day” shall also exclude any day on which banks are not open for trading in Dollar deposits in the London interbank market, (c) with respect to all notices and determinations in connection with, and payment of principal and interest on, any L/C Obligation denominated in an Alternative Currency, the term “Business Day” shall also exclude any day on which banks in London do not provide quotations for deposits denominated in such Alternative Currency and (d) with respect to all notices and determinations in connection with, and payment of principal and interest on, any Competitive Bid Loan denominated in an Alternative Currency and bearing interest at the Floating Rate, the term “Business Day” shall also exclude any day on which banks in London do not provide quotations for deposits denominated in such Alternative Currency.
               “Capital Lease” means, with respect to the Credit Parties and their Subsidiaries, any lease of any property that should, in accordance with GAAP, be classified and accounted for as a capital lease on a Consolidated balance sheet of the Credit Parties and their Subsidiaries.
               “Change in Control” shall have the meaning assigned thereto in Section 12.1(h).
               “Closing Date” means the date of this Agreement or such later Business Day upon which each condition described in Section 6.2 shall be satisfied or waived in all respects.
               “Code” means the Internal Revenue Code of 1986, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.

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               “Competitive Bid Borrowing” means a borrowing consisting of simultaneous Competitive Bid Loans from each of the Lenders whose offer to make one or more Competitive Bid Loans as part of such borrowing has been accepted under the competitive bidding procedure described in Article IV.
               “Competitive Bid Loan” means an advance by a Lender to the Borrower as part of a Competitive Bid Borrowing resulting from the competitive bidding procedure described in Article IV and refers to a Fixed Rate Loan or a Floating Rate Loan.
               “Competitive Bid Note” means a promissory note of the Borrower payable to the order of any Lender, in substantially the form of Exhibit A-2 hereto, evidencing the indebtedness of the Borrower to such Lender resulting from a Competitive Bid Loan made by such Lender.
               “Consolidated” means, when used with reference to financial statements or financial statement items of the Credit Parties and their Subsidiaries, such statements or items on a consolidated basis in accordance with applicable principles of consolidation under GAAP.
               “Correspondent” means any financial institution designated by an Issuing Lender to act as such Issuing Lender’s correspondent hereunder with respect to the distribution and payment of Letters of Credit denominated in an Alternative Currency.
               “Credit Facility” means the collective reference to the Revolving Credit Facility and the L/C Facility.
               “Credit Parties” means each of the Additional Obligors and the Borrower.
               “Debt” means, with respect to the Credit Parties and their Subsidiaries at any date and without duplication, the sum of the following calculated in accordance with GAAP: (a) all liabilities, obligations and indebtedness, in each case for borrowed money including but not limited to obligations evidenced by bonds, debentures, notes or other similar instruments of any such Person, (b) all obligations to pay the deferred purchase price of property or services of any such Person, except trade payables arising in the ordinary course of business, (c) all obligations of any such Person as lessee under Capital Leases, (d) all Debt of any other Person secured by a Lien on any asset of any such Person, (e) all Guaranty Obligations of any such Person, (f) all obligations, contingent or otherwise, of any such Person relative to the amount of drawn letters of credit not reimbursed as required by the terms thereof, including without limitation any Reimbursement Obligation not reimbursed as required by the terms hereof, and banker’s acceptances issued for the account of any such Person, and (g) all net obligations incurred by any such Person pursuant to Hedging Agreements.
               “Default” means any of the events specified in Section 12.1 which with the passage of time, the giving of notice or any other condition, would constitute an Event of Default.
               “Dispute” shall have the meaning assigned thereto in Section 14.6.
               “Dollar Amount” shall mean (a) with regard to any Obligation denominated in Dollars, the amount thereof and (b) with regard to any Obligation denominated in

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an Alternative Currency, the amount of Dollars which is equivalent to the sum of (i) the amount so expressed in an Alternative Currency at the applicable-quoted spot rate on the appropriate page of the Reuter’s Screen as determined by the Administrative Agent at the relevant time; plus (ii) any amounts owed by the Borrower pursuant to Section 3.5(b).
               “Dollars” or “$” means, unless otherwise qualified, dollars in lawful currency of the United States.
               “EBITDAR” means, with respect to the Credit Parties and their Subsidiaries on a Consolidated basis for any period, the sum of (a) Net Income for such period, plus (b) the sum of the following to the extent deducted in the determination of Net Income: (i) income and franchise taxes, (ii) Interest Expense, (iii) amortization, depreciation, extraordinary non-cash losses and any other non-cash charges (including amortization or write-off of goodwill, transaction expenses, covenants not to compete and other intangible assets, and non-cash charges resulting from purchase accounting related to any acquisition otherwise permitted pursuant to the terms of this Agreement) and (iv) Rental Expense less (c) any items of extraordinary gain which were included in determining Net Income.
               “Eligible Assignee” means, with respect to any assignment of the rights, interest and obligations of a Lender hereunder, a Person that is at the time of such assignment (a) a commercial bank organized under the laws of the United States or any state thereof, having combined capital and surplus in excess of $500,000,000, (b) a commercial bank organized under the laws of any other country that is a member of the Organization of Economic Cooperation and Development, or a political subdivision of any such country, having combined capital and surplus in excess of $500,000,000, (c) a finance company, insurance company or other financial institution which in the ordinary course of business extends credit of the type extended hereunder and that has total assets in excess of $1,000,000,000, (d) already a Lender hereunder (whether as an original party to this Agreement or as the assignee of another Lender) or an Affiliate of a Lender hereunder, (e) the successor (whether by transfer of assets, merger or otherwise) to all or substantially all of the commercial lending business of the assigning Lender, (f) any SPC solely to the extent permitted by Section 14.10(h), or (g) any other Person that has been approved in writing as an Eligible Assignee by the Borrower and the Administrative Agent.
               “Employee Benefit Plan” means any employee benefit plan within the meaning of Section 3(3) of ERISA which (a) is maintained for employees of the Borrower or any ERISA Affiliate or (b) has at any time within the preceding six (6) years been maintained for the employees of the Borrower or any current or former ERISA Affiliate.
               “EMU” mean economic and monetary union as contemplated in the Treaty on European Union.
               “Environmental Laws” means any and all federal, state and local laws, statutes, ordinances, rules, regulations, permits, licenses, approvals, binding interpretations and orders of courts or Governmental Authorities, relating to the protection of human health or the environment, including, but not limited to, requirements pertaining to the manufacture, processing, distribution, use, treatment, storage, disposal, transportation, handling, reporting, licensing, permitting, investigation or remediation of Hazardous Materials.

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               “ERISA” means the Employee Retirement Income Security Act of 1974, and the rules and regulations thereunder, each as amended, supplemented or otherwise modified from time to time.
               “ERISA Affiliate” means any Person who together with the Borrower is treated as a single employer within the meaning of Section 414(b), (c), (m) or (o) of the Code or Section 4001(b) of ERISA.
               “EURIBO Rate” means the rate appearing on Page 248 of the Moneyline Telerate Service (or on any successor or substitute page of such Service, or any successor to or substitute for such Service, providing rate quotations comparable to those currently provided on such page of such Service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in euro by reference to the Banking Federation of the European Union Settlement Rates for deposits in euro) at approximately 10:00 a.m., London time, two Business Days prior to the commencement of such Interest Period, as the rate for deposits in euro with a maturity comparable to such Interest Period or, if for any reason such rate is not available, the average (rounded upward to the nearest whole multiple of 1/100 of 1% per annum, if such average is not such a multiple) of the respective rates per annum at which deposits in euros are offered by the Reference Group in London, England to prime banks in the London interbank market at 11:00 A.M. (London time) two Business Days before the first day of such Interest Period in an amount substantially equal to the amount of the applicable Competitive Bid Loan.
               “euro” means the single currency of the European Union as constituted by the Treaty on European Union and as referred to in the legislative measures of the European Union for the introduction of, changover to or operation of the euro in one or more member states.
               “Eurodollar Reserve Percentage” means, for any day, the percentage (expressed as a decimal and rounded upwards, if necessary, to the next higher 1/100th of 1%) which is in effect for such day as prescribed by the Federal Reserve Board (or any successor) for determining the maximum reserve requirement (including without limitation any basic, supplemental or emergency reserves) in respect of eurocurrency liabilities or any similar category of liabilities for a member bank of the Federal Reserve System in New York City.
               “Event of Default” means any of the events specified in Section 12.1, provided that any requirement for passage of time, giving of notice, or any other condition, has been satisfied.
               “Existing Debt Securities” means the 7.50% Senior Notes due 2004, the 8 3/8% Series B Senior Notes due 2005, the 7.875% Senior Notes due 2006 and the Zero Coupon Convertible Senior Notes due 2021 of Jones Apparel Group.
               “Existing Loans” shall have the meaning assigned thereto in Section 6.2(f).
               “Extensions of Credit” means, as to any Lender at any time, (a) an amount equal to the sum of (i) the aggregate principal amount of all Revolving Credit Loans made by such Lender then outstanding, and (ii) such Lender’s Revolving Credit Commitment Percentage of the Dollar Amount of (A) the L/C Obligations then outstanding and (B) the

6


 

Competitive Bid Loans then outstanding, or (b) the making of any Loan or participation in any Letter of Credit by such Lender, as the context requires.
               “Facility Fee” shall have the meaning assigned thereto in Section 5.3(a).
               “FDIC” means the Federal Deposit Insurance Corporation, or any successor thereto.
               “Federal Funds Rate” means, the rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) representing the daily effective federal funds rate as quoted by the Administrative Agent and confirmed in Federal Reserve Board Statistical Release H.15 (519) or any successor or substitute publication selected by the Administrative Agent. If, for any reason, such rate is not available, then “Federal Funds Rate” shall mean a daily rate which is determined, in the opinion of the Administrative Agent, to be the rate at which federal funds are being offered for sale in the national federal funds market at 9:00 a.m. (Charlotte time). Rates for weekends or holidays shall be the same as the rate for the most immediate preceding Business Day.
               “Fiscal Year” means the fiscal year of the Credit Parties and their Subsidiaries ending on December 31.
               “Fixed Rate Loan” has the meaning specified in Section 4.1(a).
               “Floating Rate Loan” means a Competitive Bid Loan bearing interest based on the EURIBO Rate or LIBOR.
               “Foreign Lender” means any Lender that is organized under the laws of a jurisdiction other than that in which the Borrower is located. For purposes of this definition, the United States of America, each state thereof and the District of Columbia shall be deemed to constitute a single jurisdiction.
               “GAAP” means generally accepted accounting principles, as recognized by the American Institute of Certified Public Accountants and the Financial Accounting Standards Board, consistently applied and maintained on a consistent basis for the Credit Parties and their Subsidiaries throughout the period indicated.
               “Governmental Approvals” means all authorizations, consents, approvals, licenses and exemptions of, registrations and filings with, and reports to, all Governmental Authorities.
               “Governmental Authority” means any nation, province, state or political subdivision thereof, and any government or any Person exercising executive, legislative, regulatory or administrative functions of or pertaining to government, and any corporation or other entity owned or controlled, through stock or capital ownership or otherwise, by any of the foregoing.
               “Granting Lender” shall have the meaning assigned thereto in Section 14.10(h).
               “Guaranty Obligation” means, with respect to the Credit Parties and their Subsidiaries, without duplication, any obligation, contingent or otherwise, of any such Person pursuant to which such Person has directly or indirectly guaranteed any Debt or

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other obligation of any other Person and, without limiting the generality of the foregoing, any obligation, direct or indirect, contingent or otherwise, of any such Person (a) to purchase or pay (or advance or supply funds for the purchase or payment of) such Debt or other obligation (whether arising by virtue of partnership arrangements, by agreement to keep well, to purchase assets, goods, securities or services, to take-or-pay, or to maintain financial statement condition or otherwise) or (b) entered into for the purpose of assuring in any other manner the obligee of such Debt or other obligation of the payment thereof or to protect such obligee against loss in respect thereof (in whole or in part); provided, that the term Guaranty Obligation shall not include (i) endorsements for collection or deposit in the ordinary course of business or (ii) a contractual commitment by one Person to invest in another Person for so long as such investment is expected to constitute a permitted investment under Section 11.4.
     “Hazardous Materials” means any substances or materials (a) which are or become defined as hazardous wastes, hazardous substances, pollutants, contaminants, chemical substances or mixtures or toxic substances under any Environmental Law, (b) which are toxic, explosive, corrosive, flammable, infectious, radioactive, carcinogenic, mutagenic or otherwise harmful to human health or the environment and are or become regulated by any Governmental Authority, (c) the presence of which require investigation or remediation under any Environmental Law, (d) the discharge or emission or release of which requires a permit or license under any Applicable Law or other Governmental Approval, or (e) which contain, without limitation, asbestos, polychlorinated biphenyls, urea formaldehyde foam insulation, petroleum hydrocarbons, petroleum derived substances or waste, crude oil, nuclear fuel, natural gas or synthetic gas.
     “Hedging Agreement” means any agreement with respect to an interest rate swap, collar, cap, floor or forward rate agreement or other agreement regarding the hedging of interest rate risk exposure executed in connection with hedging the interest rate exposure of any Credit Party, and any confirming letter executed pursuant to such hedging agreement, all as amended, restated or otherwise modified from time to time.
     “Interest Coverage Ratio” shall have the meaning assigned thereto in Section 10.1.
     “Interest Expense” means, for any period, total interest expense (including, without limitation, interest expense attributable to Capital Leases) determined on a consolidated basis, without duplication, for the Credit Parties and their Subsidiaries in accordance with GAAP.
     “Interest Period” shall have the meaning assigned thereto in Section 5.1(b).
     “ISP 98” means the International Standby Practices (1998 Revision, effective January 1, 1999), International Chamber of Commerce Publication No. 590.
     “Issuing Lender” means Wachovia, Citibank, N.A., JPMorgan Chase Bank and Bank of America, N.A., each in its capacity as issuer of any Letter of Credit, and any other Lender mutually acceptable and on terms satisfactory to the Borrower, the Administrative Agent and such Lender; and Issuing Lenders means all such Lenders.
     “Jones Apparel Group” means Jones Apparel Group, Inc., a Pennsylvania corporation.

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     “Jones Apparel Group Holdings” means Jones Apparel Group Holdings, Inc., a Delaware corporation.
     “Kasper, Ltd.” means Kasper, Ltd., a Delaware corporation.
     “L/C Commitment” means One Billion Dollars ($1,000,000,000).
     “L/C Facility” means the letter of credit facility established pursuant to Article III hereof.
     “L/C Fee” shall have the meaning assigned thereto in Section 3.3(a).
     “L/C Obligations” means at any time, an amount equal to the sum of (a) the aggregate undrawn and unexpired amount of the then outstanding Letters of Credit and (b) the aggregate amount of drawings under Letters of Credit which have not then been reimbursed pursuant to Section 3.5.
     “L/C Participants” means the collective reference to all the Lenders having a Revolving Credit Commitment other than the applicable Issuing Lender.
     “Lender” means each Person executing this Agreement as a Lender set forth on the signature pages hereto and each Person that hereafter becomes a party to this Agreement as a Lender pursuant to Section 14.10 other than any party hereto that ceases to be a party hereto pursuant to any Assignment and Acceptance.
     “Lending Group Members” means the collective reference to (a) the Lenders party to this Agreement and (b) the lenders party to the Three-Year Credit Agreement.
     “Lending Office” means, with respect to any Lender, for Revolving Credit Loans, the office of such Lender maintaining such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans and, in the case of a Competitive Bid Loan, the office of such Lender notified by such Lender to the Agent as its Lending Office with respect to such Competitive Bid Loan.
     “Letters of Credit” shall have the meaning assigned thereto in Section 3.1.
     “LIBOR” means the rate of interest per annum determined on the basis of the rate for deposits in Dollars or an Alternative Currency (other than euro) in minimum amounts of at least $5,000,000 or the approximate Dollar Amount thereof, in the case of an Alternative Currency, for a period equal to the applicable Interest Period which appears on the Moneyline Telerate Markets Screen 3750 (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits in such currency in the London interbank market) at approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period (rounded upward, if necessary, to the nearest one hundredth of one percent (1/100%)). If, for any reason, such rate does not appear on Moneyline Telerate Markets Screen 3750, then “LIBOR” shall be determined by the Administrative Agent to be the arithmetic average (rounded upward, if necessary, to the nearest one-hundredth of one percent (1/100%)) of the rate per annum at which

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deposits in Dollars or an Alternative Currency would be offered by the Reference Group in the London interbank market to the Administrative Agent as of approximately 11:00 a.m. (London time) two (2) Business Days prior to the first day of the applicable Interest Period for a period equal to such Interest Period and in an amount substantially equal to the amount of the applicable Revolving Credit Loan or the applicable Competitive Bid Loan, as the case may be.
     “LIBOR Rate” means a rate per annum (rounded upwards, if necessary, to the next higher 1/100th of 1%) determined by the Administrative Agent pursuant to the following formula:
             
LIBOR RATE
  =     LIBOR   
 
       
 
    1.00 — Eurodollar Reserve Percentage  
     “LIBOR Rate Loan” means any Revolving Credit Loan bearing interest at a rate based upon the LIBOR Rate as provided in Section 5.1(a).
     “Lien” means, with respect to any asset, any mortgage, lien, pledge, charge, security interest or encumbrance of any kind in respect of such asset. For the purposes of this Agreement, a Person shall be deemed to own subject to a Lien any asset which it has acquired or holds subject to the interest of a vendor or lessor under any conditional sale agreement, Capital Lease or other title retention agreement relating to such asset.
     “Loan” means a Revolving Credit Loan or a Competitive Bid Loan.
     “Loan Documents” means, collectively, this Agreement, the Notes, the Applications and each other document, instrument and agreement executed and delivered by any Credit Party, its Subsidiaries or their counsel in connection with this Agreement, all as may be amended, restated, supplemented or otherwise modified.
     “Material Adverse Effect” means, with respect to the Credit Parties or any of their Subsidiaries, a material adverse effect on the business, assets, operations or financial condition of the Credit Parties and their Subsidiaries taken as a whole or the ability of any such Person to perform its obligations under the Loan Documents, in each case to which it is a party.
     “Multiemployer Plan” means a “multiemployer plan” as defined in Section 4001(a)(3) of ERISA to which the Borrower or any ERISA Affiliate is making (or has made), or is accruing (or has accrued) an obligation to make, contributions either presently or within the preceding six years.
     “Net Income” means, with respect to the Credit Parties and their Subsidiaries for any period, the Consolidated net income (or loss) of the Credit Parties and their Subsidiaries for such period determined in accordance with GAAP; provided, that there shall be excluded from net income (or loss) of a Person (the “computing Person”), the income (or loss) of any Person (other than a Subsidiary of the computing Person) in which the computing Person has an ownership interest unless received by the computing Person in a cash distribution.
     “Net Worth” means, with respect to the Credit Parties and their Subsidiaries, as of any date, the total shareholders’ equity that would appear on a Consolidated balance

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sheet of the Credit Parties and their Subsidiaries prepared as of such date in accordance with GAAP.
     “Nine West Footwear” means Nine West Footwear Corporation, a Delaware corporation.
     “Note” means a Revolving Credit Note or a Competitive Bid Note.
     “Notice of Account Designation” shall have the meaning assigned thereto in Section 2.2(b).
     “Notice of Competitive Bid Borrowing” shall have the meaning assigned thereto in Section 4.1.
     “Notice of Conversion/Continuation” shall have the meaning assigned thereto in Section 5.2.
     “Notice of Prepayment” shall have the meaning assigned thereto in Section 2.3(c).
     “Notice of Revolving Credit Borrowing” shall have the meaning assigned thereto in Section 2.2(a).
     “Obligations” means, in each case, whether now in existence or hereafter arising: (a) the principal of and interest on (including interest accruing after the filing of any bankruptcy or similar petition) the Loans, (b) the L/C Obligations, (c) all payment and other obligations owing by the Credit Parties to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement with any Lender or Affiliate of a Lender (which such Hedging Agreement is permitted hereunder), and (d) all other fees and commissions (including attorney’s fees), charges, indebtedness, loans, liabilities, financial accommodations, obligations, covenants and duties owing by the Credit Parties to the Lenders or the Administrative Agent, of every kind, nature and description, direct or indirect, absolute or contingent, due or to become due, contractual or tortious, liquidated or unliquidated, and whether or not evidenced by any note, in each case under or in respect of this Agreement, any Note, any Letter of Credit or any of the other Loan Documents.
     “Officer’s Compliance Certificate” shall have the meaning assigned thereto in Section 8.2.
     “Operating Lease” shall mean, as to any Person, as determined in accordance with GAAP, any lease of property (whether real, personal or mixed) by such Person as lessee which is not a Capital Lease.
     “Other Taxes” shall have the meaning assigned thereto in Section 5.12(b).
     “Outstanding Letters of Credit” means each letter of credit described on Schedule 1.1(b) and outstanding as of the Closing Date.
     “PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA or any successor agency.

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     “Pension Plan” means any Employee Benefit Plan, other than a Multiemployer Plan, which is subject to the provisions of Title IV of ERISA or Section 412 of the Code.
     “Permitted Investment Policy” of the Credit Parties means the investment policy of the Credit Parties as in effect on the date of this Agreement which has been approved by the Board of Directors of Jones Apparel Group, as amended, restated, supplemented or otherwise modified from time to time.
     “Permitted Lines of Business” shall have the meaning assigned thereto in Section 9.9.
     “Person” means an individual, corporation, limited liability company, partnership, association, trust, business trust, joint venture, joint stock company, pool, syndicate, sole proprietorship, unincorporated organization, Governmental Authority or any other form of entity or group thereof.
     “Pounds Sterling” means, unless otherwise qualified, pounds sterling in lawful currency of the United Kingdom.
     “Prime Rate” means, at any time, the rate of interest per annum publicly announced from time to time by Wachovia as its prime rate in effect at its principal office in Charlotte, North Carolina. Each change in the Prime Rate shall be effective as of the opening of business on the day such change in the Prime Rate occurs. The parties hereto acknowledge that the rate announced publicly by Wachovia as its Prime Rate is an index or base rate and shall not necessarily be its lowest or best rate charged to its customers or other banks.
     “Prior Credit Agreement” shall have the meaning assigned thereto in the Preliminary Statement.
     “Prior Lenders” means, collectively, the lenders party to the Prior Credit Agreement.
     “Reference Group” shall mean the Lenders party to this Agreement on the Closing Date.
     “Register” shall have the meaning assigned thereto in Section 2.4(a).
     “Reimbursement Obligation” means the obligation of the Borrower to reimburse each Issuing Lender pursuant to Section 3.5 for amounts drawn under Letters of Credit.
     “Rental Expense” means all obligations of the Credit Parties or any of their Subsidiaries for payments under Operating Leases.
     “Required Agreement Lenders” means, at any date, any combination of Lenders whose Revolving Credit Commitment Percentage equals at least fifty-one percent (51%) of the Revolving Credit Commitment or if the Revolving Credit Commitment has been terminated, any combination of Lenders who collectively hold at least fifty-one percent (51%) of the aggregate unpaid principal amount of the Extensions of Credit (other than Competitive Bid Loans).

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     “Required Lenders” means, at any date, any combination of Lending Group Members whose Total Committed Percentage equals at least fifty-one percent (51%) of the Total Committed Amount.
     “Responsible Officer” means any of the following: the chairman, president, chief executive officer, chief financial officer or vice president and corporate controller of the Borrower or Jones Apparel Group or any other officer of the Borrower or Jones Apparel Group reasonably acceptable to the Administrative Agent.
     “Revolving Credit Commitment” means (a) as to any Lender, the obligation of such Lender to make Revolving Credit Loans to the Borrower and to participate in Letters of Credit hereunder in an aggregate principal amount at any time outstanding not to exceed the amount set forth opposite such Lender’s name on Schedule 1.1(a) hereto as such amount may be reduced or modified at any time or from time to time pursuant to the terms hereof and (b) as to all Lenders, the aggregate Revolving Credit Commitment of all Lenders to make Revolving Credit Loans, as such amount may be reduced at any time or from time to time pursuant to the terms hereof. The Revolving Credit Commitment of all Lenders on the Closing Date shall be One Billion Dollars ($1,000,000,000).
     “Revolving Credit Commitment Percentage” means, as to any Lender at any time, the ratio of (a) the amount of the Revolving Credit Commitment of such Lender to (b) the Revolving Credit Commitment of all of the Lenders.
     “Revolving Credit Facility” means the revolving credit facility established pursuant to Article II hereof.
     “Revolving Credit Loans” means any revolving loan made to the Borrower pursuant to Section 2.1, and all such revolving loans collectively as the context requires.
     “Revolving Credit Notes” means the collective reference to the Revolving Credit Notes made by the Borrower under this Agreement payable to the order of any such Lender requesting such note, substantially in the form of Exhibit A-1 hereto, evidencing the obligation owed to such Lender under the Revolving Credit Facility, and any amendments and modifications thereto, any substitutes therefor, and any replacements, restatements, renewals or extension thereof, in whole or in part; “Revolving Credit Note” means any of such Revolving Credit Notes.
     “Revolving Credit Termination Date” means the earliest of the dates referred to in Section 2.6.
     “SPC” shall have the meaning assigned thereto in Section 14.10(h).
     “Subordinated Debt” means the collective reference to Debt on Schedule 7.1(p) hereof designated as Subordinated Debt and any other Debt of the Credit Parties or any Subsidiary thereof subordinated in right and time of payment to the Obligations and otherwise permitted hereunder.
     “Subsidiary” means, with respect to any Person (the “parent”) at any date, any corporation, limited liability company, partnership, association or other entity the accounts of which would be Consolidated with those of the parent in the parent’s Consolidated financial statements if such financial statements were prepared in

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accordance with GAAP as of such date, as well as any other corporation, limited liability company, partnership, association or other entity (a) of which securities or other ownership interests representing more than fifty percent (50%) of the equity or more than fifty percent (50%) of the ordinary voting power or, in the case of a partnership, more than fifty percent (50%) of the general partnership interests are, as of such date, owned, controlled or held, or (b) that is, as of such date, otherwise controlled, by the parent or one or more subsidiaries of the parent. Unless otherwise qualified references to “Subsidiary” or “Subsidiaries” herein shall refer to those of the Borrower.
     “Syndication Agents” means Citibank, N.A. and JPMorgan Chase Bank, each in their capacity as syndication agent hereunder, and any successor thereto.
     “Taxes” shall have the meaning assigned thereto in Section 5.12(a).
     “Termination Event” means: (a) a “Reportable Event” described in Section 4043 of ERISA, or (b) the withdrawal of the Borrower or any ERISA Affiliate from a Pension Plan during a plan year in which it was a “substantial employer” as defined in Section 4001(a)(2) of ERISA, or (c) the termination of a Pension Plan, the filing of a notice of intent to terminate a Pension Plan or the treatment of a Pension Plan amendment as a termination under Section 4041 of ERISA, or (d) the institution of proceedings to terminate, or the appointment of a trustee with respect to, any Pension Plan by the PBGC, or (e) any other event or condition which would constitute grounds under Section 4042(a) of ERISA for the termination of, or the appointment of a trustee to administer, any Pension Plan, or (f) the partial or complete withdrawal of the Borrower or any ERISA Affiliate from a Multiemployer Plan, or (g) the imposition of a Lien pursuant to Section 412 of the Code or Section 302 of ERISA, or (h) any event or condition which results in the reorganization or insolvency of a Multiemployer Plan under Sections 4241 or 4245 of ERISA, or (i) any event or condition which results in the termination of a Multiemployer Plan under Section 4041A of ERISA or the institution by PBGC of proceedings to terminate a Multiemployer Plan under Section 4042 of ERISA.
     “Three-Year Credit Agreement” means the Three-Year Credit Agreement dated as of June 10, 2003 by and among the Borrower, the Additional Obligors thereunder, the Administrative Agent thereunder and the financial institutions party thereto, as amended, restated, supplemented, replaced, refinanced or otherwise modified from time to time.
     “Three-Year Credit Agreement Obligations” means the obligations of the Borrower and the Additional Obligors thereunder under the Three-Year Credit Agreement.
     “Total Committed Amount” means (a) as to any Lending Group Member, the sum of (i) the Revolving Credit Commitment of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit (other than Competitive Bid Loans) of such Lending Group Member) plus (ii) the Revolving Credit Commitment (as defined in the Three-Year Credit Agreement) of such Lending Group Member (or, if such Revolving Credit Commitment has been terminated, the aggregate unpaid principal amount of all outstanding Extensions of Credit (as defined in the Three-Year Credit Agreement) of such Lending Group Member) and (b) as to all Lenders, the aggregate Total Committed Amount of all Lending Group Members.

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     “Total Committed Percentage” means, as to any Lending Group Member at any time, the ratio of (a) the amount of the Total Committed Amount of such Lending Group Member to (b) the aggregate Total Committed Amount of all Lending Group Members.
     “Treaty on European Union” means the Treaty of Rome of March 25, 1957, as amended by the Single European Act 1986 and the Maastricht Treaty (signed February 7, 1992), as amended from time to time.
     “UCC” means the Uniform Commercial Code as in effect in the State of New York, as amended, restated or otherwise modified from time to time.
     “Uniform Customs” means the Uniform Customs and Practice for Documentary Credits (1994 Revision), International Chamber of Commerce Publication No. 500.
     “United States” means the United States of America.
     “Utilization Fee” shall have the meaning assigned thereto in Section 5.3(b).
     “Wachovia” means Wachovia Bank, National Association, a national banking association, and its successors.
     “Wholly-Owned” means, with respect to a Subsidiary, that all of the shares of capital stock or other ownership interests of such Subsidiary (other than directors’ qualifying shares) are, directly or indirectly, owned or controlled by any Credit Party and/or one or more of its Wholly-Owned Subsidiaries.
SECTION 1.2. General. Unless otherwise specified, a reference in this Agreement to a particular section, subsection, Schedule or Exhibit is a reference to that section, subsection, Schedule or Exhibit of this Agreement. Terms defined in this Agreement and the Three-Year Credit Agreement shall be construed consistently and no term defined herein shall be limited or restricted by any similar definition in the Three-Year Credit Agreement nor shall any such term herein limit or restrict any similar definition in the Three-Year Credit Agreement. Wherever from the context it appears appropriate, each term stated in either the singular or plural shall include the singular and plural, and pronouns stated in the masculine, feminine or neuter gender shall include the masculine, feminine and neuter. Any reference herein to “Charlotte time” shall refer to the applicable time of day in Charlotte, North Carolina.
SECTION 1.3. Other Definitions and Provisions. (a) Use of Capitalized Terms. Unless otherwise defined therein, all capitalized terms defined in this Agreement shall have the defined meanings when used in this Agreement and the other Loan Documents or any certificate, report or other document made or delivered pursuant to this Agreement.
     (b) Miscellaneous. The words “hereof”, “herein” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement.
     (c) Any reference or usage of the word “amount” herein as it pertains to any Obligation denominated in an Alternative Currency shall be deemed to be a reference or usage of the term “Dollar Amount.”

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ARTICLE II REVOLVING CREDIT FACILITY
SECTION 2.1. Revolving Credit Loans. Subject to the terms and conditions of this Agreement, each Lender severally agrees to make Revolving Credit Loans in Dollars to the Borrower from time to time from the Closing Date through the Revolving Credit Termination Date as requested by the Borrower in accordance with the terms of Section 2.2; provided, that (a) the aggregate principal amount of all outstanding Revolving Credit Loans (after giving effect to any amount requested) shall not exceed the Revolving Credit Commitment less the sum of (i) all outstanding L/C Obligations and (ii) the aggregate principal amount of all Competitive Bid Loans then outstanding and (b) the principal amount of outstanding Revolving Credit Loans from any Lender to the Borrower shall not at any time exceed such Lender’s Revolving Credit Commitment less such Lender’s participations in outstanding L/C Obligations. Each Revolving Credit Loan by a Lender shall be in a principal amount equal to such Lender’s Revolving Credit Commitment Percentage of the aggregate principal amount of Revolving Credit Loans requested on such occasion. Subject to the terms and conditions hereof, the Borrower may borrow, repay and reborrow Revolving Credit Loans hereunder until the Revolving Credit Termination Date.
SECTION 2.2. Procedure for Advances of Revolving Credit Loans. (a) Requests for Borrowing. The Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached hereto as Exhibit B-1 (a “Notice of Revolving Credit Borrowing”) not later than 11:00 a.m. (Charlotte time) (i) on the same Business Day as each Base Rate Loan and (ii) at least three (3) Business Days before each LIBOR Rate Loan, of its intention to borrow, specifying (A) the date of such borrowing, which shall be a Business Day, (B) the amount of such borrowing, which shall be in an amount equal to the unused amount of the Revolving Credit Commitment, or if less, (x) with respect to Base Rate Loans in an aggregate principal amount of $1,000,000 or a whole multiple of $250,000 in excess thereof and (y) with respect to LIBOR Rate Loans in an aggregate principal amount of $5,000,000 or a whole multiple of $1,000,000 in excess thereof, (C) whether such Revolving Credit Loan is to be a LIBOR Rate Loan or Base Rate Loan, and (D) in the case of a LIBOR Rate Loan, the duration of the Interest Period applicable thereto. Notices received after 11:00 a.m. (Charlotte time) shall be deemed received on the next Business Day. The Administrative Agent shall promptly notify the Lenders of each Notice of Revolving Credit Borrowing.
     (b) Disbursement of Revolving Credit Loans. Not later than 2:00 p.m. (Charlotte time) on the proposed borrowing date, each Lender will make available to the Administrative Agent, for the account of the Borrower, at the office of the Administrative Agent in funds immediately available to the Administrative Agent, such Lender’s Revolving Credit Commitment Percentage of the Revolving Credit Loans to be made on such borrowing date. The Borrower hereby irrevocably authorizes the Administrative Agent to disburse the proceeds of each borrowing requested pursuant to this Section 2.2 in immediately available funds by crediting or wiring such proceeds to the deposit account of the Borrower identified in the most recent notice of account designation, substantially in the form of Exhibit C hereto (a “Notice of Account Designation”), delivered by the Borrower to the Administrative Agent or as may be otherwise agreed upon by the Borrower and the Administrative Agent from time to time. Subject to Section 5.7 hereof, the Administrative Agent shall not be obligated to disburse the portion of the proceeds of any Revolving Credit Loan requested pursuant to this Section 2.2 for which any Lender is responsible to the extent that such Lender has not made available to the Administrative Agent its Revolving Credit Commitment Percentage of such Revolving Credit Loan.

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SECTION 2.3. Repayment of Revolving Credit Loans. (a) Repayment on Termination Date. The Borrower shall repay the outstanding principal amount of all Revolving Credit Loans in full on the Revolving Credit Termination Date, with all accrued but unpaid interest thereon.
     (b) Mandatory Repayment of Excess Extensions of Credit. (i) If at any time the outstanding principal amount of all Revolving Credit Loans plus the sum of the Dollar Amount of (A) all outstanding L/C Obligations and (B) all Competitive Bid Loans exceeds the Revolving Credit Commitment, the Borrower shall repay immediately upon notice from the Administrative Agent, by payment to the Administrative Agent for the account of the Lenders, Revolving Credit Loans and/or furnish cash collateral reasonably satisfactory to the Administrative Agent or repay the L/C Obligations in an amount equal to such excess. Such cash collateral shall be applied in accordance with Section 12.2(b).
          (ii) Excess Alternative Currency Letters of Credit. If the Administrative Agent shall determine that the outstanding principal Dollar Amount of all outstanding Letters of Credit denominated in an Alternative Currency exceeds one hundred and five percent (105%) of the lesser of (A) the L/C Commitment less the sum of the outstanding principal amount of all L/C Obligations denominated in Dollars and (B) the Alternative Currency L/C Commitment, in each case as of the last Business Day of any calendar month during the term hereof, then not later than three (3) Business Days after notice of the amount of such excess from the Administrative Agent to the Borrower, the Borrower shall deposit an amount in Dollars equal to such excess with the Administrative Agent to be held as cash collateral in accordance with Section 12.2(b).
     (c) Optional Repayments. The Borrower may at any time and from time to time repay the Revolving Credit Loans, in whole or in part, upon at least three (3) Business Days’ irrevocable notice to the Administrative Agent with respect to LIBOR Rate Loans and one (1) Business Day’s irrevocable notice with respect to Base Rate Loans, in the form attached hereto as Exhibit D (a “Notice of Prepayment”) specifying the date and amount of repayment and whether the repayment is of LIBOR Rate Loans, Base Rate Loans, or a combination thereof, and, if of a combination thereof, the amount allocable to each. Upon receipt of such notice, the Administrative Agent shall promptly notify each Lender. If any such notice is given, the amount specified in such notice shall be due and payable on the date set forth in such notice. Partial repayments shall be in an aggregate amount of $1,000,000 or a whole multiple of $250,000 in excess thereof with respect to Base Rate Loans and $5,000,000 or a whole multiple of $1,000,000 in excess thereof with respect to LIBOR Rate Loans.
     (d) Limitation on Repayment of LIBOR Rate Loans. The Borrower may not repay any LIBOR Rate Loan on any day other than on the last day of the Interest Period applicable thereto unless such repayment is accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.4. Evidence of Debt. (a) The Administrative Agent shall maintain a register and a subaccount therein for each Lender (the “Register”), in which shall be recorded (i) the amount of each Revolving Credit Loan made hereunder, including each Revolving Credit Loan evidenced by a Revolving Credit Note, and each Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from the Borrower to each Lender hereunder and (iii) both the amount of any sum received by the Administrative Agent hereunder from the Borrower and each Lender’s share thereof.
     (b) The entries made in the Register and the accounts of each Lender maintained pursuant to Section 2.4(a) shall, to the extent permitted by applicable law, be prima facie

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evidence of the existence and amounts of the obligations of the Borrowers therein recorded, absent manifest error; provided, however, that the failure of the Administrative Agent to maintain the Register or any such account, or any error therein, shall not in any manner affect the obligation of the Borrower to repay (with applicable interest) the Revolving Credit Loans made to the Borrower in accordance with the terms of this Agreement.
     (c) The Borrower hereby agrees that, upon the request to the Administrative Agent by any Lender, the Borrower will execute and deliver to such Lender a Revolving Credit Note of such Borrower evidencing the Revolving Credit Loans of such Lender, substantially in the form of Exhibit A-1.
SECTION 2.5. Permanent Reduction of the Revolving Credit Commitment (a) Voluntary Reduction. The Borrower shall have the right at any time and from time to time, upon at least five (5) Business Days’ prior written notice to the Administrative Agent, to permanently reduce, without premium or penalty, (i) the entire Revolving Credit Commitment at any time or (ii) portions of the Revolving Credit Commitment, from time to time, in an aggregate principal amount not less than $5,000,000 or any whole multiple of $1,000,000 in excess thereof, provided further that the aggregate amount of the Revolving Credit Commitments of the Lenders shall not be reduced to an amount that is less than the aggregate principal Dollar Amount of the Competitive Bid Loans then outstanding.
     (b) Each permanent reduction of the Revolving Credit Commitment made pursuant to this Section 2.5 shall be accompanied, if necessary, by a payment of principal sufficient to reduce the aggregate outstanding Revolving Credit Loans and L/C Obligations, as applicable, after such reduction to the Revolving Credit Commitment as so reduced and if the Revolving Credit Commitment as so reduced is less than the aggregate amount of all outstanding Letters of Credit, the Borrower shall be required to deposit in a cash collateral account opened by the Administrative Agent an amount equal to the amount by which the aggregate then undrawn and unexpired amount of such Letters of Credit exceeds the Revolving Credit Commitment as so reduced. Any reduction of the Revolving Credit Commitment to zero (including upon termination of the Revolving Credit Facility on the Revolving Credit Termination Date) shall be accompanied by payment of all outstanding Revolving Credit Loans (and furnishing of cash collateral satisfactory to the Administrative Agent for all L/C Obligations) and shall result in the termination of the Revolving Credit Commitment and the Revolving Credit Facility. Such cash collateral shall be applied in accordance with Section 12.2(b). If the reduction of the Revolving Credit Commitment requires the repayment of any LIBOR Rate Loan, such repayment shall be accompanied by any amount required to be paid pursuant to Section 5.10 hereof.
SECTION 2.6. Termination of Revolving Credit Facility. The Revolving Credit Facility shall terminate on the earliest of (a) June 15, 2009, (b) the date of termination of the entire Revolving Credit Commitment by the Borrower pursuant to Section 2.5(a), and (c) the date of termination by the Administrative Agent on behalf of the Lenders pursuant to Section 12.2(a).
ARTICLE III LETTER OF CREDIT FACILITY
SECTION 3.1. L/C Commitment. Subject to the terms and conditions hereof, each Issuing Lender, in reliance on the agreements of the other Lenders set forth in Section 3.4(a), agrees to issue trade and standby letters of credit (“Letters of Credit”) for the account of the Borrower and its specified Subsidiaries on any Business Day from the Closing Date to but not including the Revolving Credit Termination Date in such form as may be approved from time to time by such Issuing Lender; provided, however, that no Issuing Lender shall have any obligation to issue any

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Letter of Credit if, after giving effect to such issuance, (a) the L/C Obligations would exceed the L/C Commitment or (b) the L/C Obligations on account of Letters of Credit denominated in an Alternative Currency would exceed the Alternative Currency L/C Commitment or (c) the aggregate principal amount of outstanding Revolving Credit Loans, plus the aggregate principal amount of L/C Obligations and all outstanding Competitive Bid Loans would exceed the Revolving Credit Commitment. Each Letter of Credit shall (i) be denominated in (A) Dollars, if such Letter of Credit is a standby Letter of Credit, or (B) Dollars or an Alternative Currency, if such Letter of Credit is a trade Letter of Credit, (ii) be a trade or standby letter of credit issued to support obligations of the Borrower or any of its Subsidiaries, contingent or otherwise, incurred in the ordinary course of business, (iii) expire on a date no later than ten Business Days prior to the Revolving Credit Termination Date, and (iv) be subject to the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the applicable Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York. No Issuing Lender shall at any time be obligated to issue any Letter of Credit hereunder if such issuance would conflict with, or cause such Issuing Lender or any L/C Participant to exceed any limits imposed by, any Applicable Law. References herein to “issue” and derivations thereof with respect to Letters of Credit shall also include extensions or modifications of any existing Letters of Credit, unless the context otherwise requires. Each Outstanding Letter of Credit shall be deemed to have been issued under this Agreement.
SECTION 3.2. Procedure for Issuance of Letters of Credit. The Borrower may from time to time request that any Issuing Lender issue a Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) by delivering to such Issuing Lender at any Issuing Lender’s office at any address mutually acceptable to the Borrower and such Issuing Lender an Application therefor, including, if applicable, the office of such Issuing Lender’s Correspondent, completed to the satisfaction of such Issuing Lender, and such other certificates, documents and other papers and information as such Issuing Lender may reasonably request. Upon receipt of any Application, such Issuing Lender shall process such Application and the certificates, documents and other papers and information delivered to it in connection therewith in accordance with its customary procedures and shall, subject to Section 3.1 and Article VI hereof, promptly issue the Letter of Credit (or amend, extend or renew the outstanding Letter of Credit) requested thereby (but in no event shall any Issuing Lender be required to issue any Letter of Credit (or amend, extend or renew an outstanding Letter of Credit) earlier than three (3) Business Days after its receipt of the Application therefor and all such other certificates, documents and other papers and information relating thereto) by issuing the original of such Letter of Credit to the beneficiary thereof or as otherwise may be agreed by such Issuing Lender and the Borrower. Within fifteen (15) Business Days after the end of each month, the Administrative Agent shall report to each Lender the average daily outstandings for each day in such month for all Letters of Credit during the previous month.
SECTION 3.3. Fees and Other Charges. (a) The Borrower shall pay to the Administrative Agent, for the account of each Issuing Lender and the L/C Participants, a letter of credit fee (the “L/C Fee”) (i) with respect to each trade Letter of Credit, in an amount equal to the Applicable Margin for trade Letters of Credit times the average daily undrawn amount of such issued Letter of Credit as reported by the Administrative Agent pursuant to Section 3.2 and (ii) with respect to each standby Letter of Credit, in an amount equal to the Applicable Margin for standby Letters of Credit times the face amount of such Letter of Credit. Such fee shall be payable quarterly in arrears (x) for trade Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date and (y) for standby Letters of Credit, within fifteen (15) Business Days after the end of each calendar quarter and on the Revolving Credit Termination Date.

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     (b) In addition to the foregoing commission, the Borrower shall pay the Issuing Lenders an issuance fee of one eighth percent (1/8%) per annum on the face amount of each standby Letter of Credit, payable quarterly in arrears within fifteen (15) Business Days after the end of each calendar quarter of each calendar quarter and on the Revolving Credit Termination Date.
     (c) The Administrative Agent shall, promptly following its receipt thereof, distribute to each Issuing Lender and the L/C Participants all fees received by the Administrative Agent in accordance with their respective Revolving Credit Commitment Percentages.
SECTION 3.4. L/C Participations. (a) Each Issuing Lender irrevocably agrees to grant and hereby grants to each L/C Participant, and, to induce such Issuing Lender to issue Letters of Credit hereunder, each L/C Participant irrevocably agrees to accept and purchase and hereby accepts and purchases from such Issuing Lender, on the terms and conditions hereinafter stated, for such L/C Participant’s own account and risk an undivided interest equal to such L/C Participant’s Revolving Credit Commitment Percentage in such Issuing Lender’s obligations and rights under each Letter of Credit issued hereunder and the amount of each draft paid by such Issuing Lender thereunder. Each L/C Participant unconditionally and irrevocably agrees with each Issuing Lender that, if a draft is paid under any Letter of Credit for which such Issuing Lender is not reimbursed in full by the Borrower in accordance with the terms of this Agreement, such L/C Participant shall pay to such Issuing Lender upon demand at such Issuing Lender’s address for notices specified herein an amount in Dollars equal to such L/C Participant’s Revolving Credit Commitment Percentage of the Dollar Amount of such draft, or any part thereof, which is not so reimbursed, such payment to be made by the making of a Base Rate Loan in Dollars pursuant to Section 3.5(c) below.
     (b) Upon becoming aware of any amount required to be paid by any L/C Participant to any Issuing Lender pursuant to Section 3.4(a) in respect of any unreimbursed portion of any payment made by such Issuing Lender under any Letter of Credit, the Administrative Agent shall notify each L/C Participant of the amount and due date of such required payment and such L/C Participant shall pay to such Issuing Lender the amount specified on the applicable due date. If any such amount is paid to such Issuing Lender after the date such payment is due, such L/C Participant shall pay to such Issuing Lender on demand, in addition to such amount, the product of (i) such amount, times (ii) the daily average Federal Funds Rate as determined by the Administrative Agent during the period from and including the date such payment is due to the date on which such payment is immediately available to such Issuing Lender, times (iii) a fraction the numerator of which is the number of days that elapse during such period and the denominator of which is 360. A certificate of any Issuing Lender with respect to any amounts owing under this Section 3.4(b) shall be conclusive in the absence of manifest error. With respect to payment to any Issuing Lender of the unreimbursed amounts described in this Section 3.4(b), if the L/C Participants receive notice that any such payment is due (A) prior to 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due that Business Day, and (B) after 1:00 p.m. (Charlotte time) on any Business Day, such payment shall be due on the following Business Day.
     (c) Whenever, at any time after any Issuing Lender has made payment under any Letter of Credit and has received from any L/C Participant its Revolving Credit Commitment Percentage of such payment in accordance with this Section 3.4, such Issuing Lender receives any payment related to such Letter of Credit (whether directly from the Borrower or otherwise, or any payment of interest on account thereof), such Issuing Lender will distribute to such L/C Participant its pro rata share thereof in accordance with such L/C Participant’s Revolving Credit

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Commitment Percentage; provided, that in the event that any such payment received by such Issuing Lender shall be required to be returned by such Issuing Lender, such L/C Participant shall return to such Issuing Lender the portion thereof previously distributed by such Issuing Lender to it.
SECTION 3.5. Reimbursement. (a) Reimbursement by the Borrower. The Borrower agrees to reimburse each Issuing Lender on each date the Administrative Agent notifies the Borrower of the date and amount of a draft paid under any Letter of Credit for the amount of (i) such draft so paid and (ii) any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender in connection with such payment (other than those payable pursuant to Section 3.5(b) below). Each such payment shall be made to any Issuing Lender at its address for notices specified herein (i) in Dollars if such Letter of Credit was denominated in Dollars or (ii) in Dollars or the applicable Alternative Currency, at the option of the Borrower, if such Letter of Credit was denominated in an Alternative Currency, and in each case, in immediately available funds. Interest shall be payable on any and all amounts remaining unpaid by the Borrower under this Article III from the day immediately following the date such amounts become payable (whether at stated maturity, by acceleration or otherwise) until payment in full at the rate which would be payable on any outstanding Base Rate Loans which were then overdue.
     (b) Exchange Indemnification and Increased Costs. The Borrower shall, upon demand from any Issuing Lender or L/C Participant, pay to such Issuing Lender or L/C Participant, the amount of (i) any loss or cost or increased cost incurred by such Issuing Lender or L/C Participant, (ii) any reduction in any amount payable to or in the effective return on the capital to such Issuing Lender or L/C Participant, (iii) any currency exchange loss, in each case with respect to clauses (i), (ii) and (iii), that such Issuing Lender or L/C Participant sustains as a result of the Borrower’s repayment in Dollars of any Letter of Credit denominated in an Alternative Currency or (iv) any interest or any other return, including principal, foregone by such Issuing Lender as a result of the introduction of, change over to or operation of the euro in any member state participating in the euro. A certificate of such Issuing Lender setting forth in reasonable detail the basis for determining such additional amount or amounts necessary to compensate such Issuing Lender shall be conclusively presumed to be correct save for manifest error.
     (c) Reimbursement by the Lenders. If the Borrower fails to timely reimburse such Issuing Lender on the date the Borrower receives the notice referred to in this Section 3.5, the Borrower shall be deemed to have timely given a Notice of Revolving Credit Borrowing pursuant to Section 2.2 hereunder to the Administrative Agent requesting the Lenders to make a Base Rate Loan on such date in an amount in Dollars equal to the Dollar Amount (as of the date of funding of such Base Rate Loan by each Lender) of such draft paid, together with any taxes, fees, charges or other costs or expenses incurred by any Issuing Lender and to be reimbursed pursuant to this Section 3.5 and, regardless of whether or not the conditions precedent specified in Article VI have been satisfied, the Lenders shall make Base Rate Loans in such amount, the proceeds of which shall be applied to reimburse such Issuing Lender for the amount of the related drawing and costs and expenses. Notwithstanding the foregoing, nothing in this Section 3.5 shall obligate the Lenders to make such Base Rate Loans if the making of such Base Rate Loans would violate the automatic stay under federal bankruptcy laws.
SECTION 3.6. Obligations Absolute. The Borrower’s obligations under this Article III (including without limitation the Reimbursement Obligation) shall be absolute and unconditional under any and all circumstances and irrespective of any set-off, counterclaim or defense to payment which the Borrower may have or have had against any Issuing Lender or any beneficiary

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of a Letter of Credit. The Borrower also agrees with each Issuing Lender that no Issuing Lender shall be responsible for, and the Borrower’s Reimbursement Obligation under Section 3.5 shall not be affected by, among other things, the validity or genuineness of documents or of any endorsements thereon, even though such documents shall in fact prove to be invalid, fraudulent or forged, or any dispute between or among the Borrower and any beneficiary of any Letter of Credit or any other party to which such Letter of Credit may be transferred or any claims whatsoever of the Borrower against any beneficiary of such Letter of Credit or any such transferee. No Issuing Lender shall be liable for any error, omission, interruption or delay in transmission, dispatch or delivery of any message or advice, however transmitted, in connection with any Letter of Credit, except for errors or omissions caused by such Issuing Lender’s gross negligence or willful misconduct. The Borrower agrees that any action taken or omitted by any Issuing Lender under or in connection with any Letter of Credit or the related drafts or documents, if done in the absence of gross negligence or willful misconduct and in accordance with the standards of care specified in the Uniform Customs and/or ISP 98, as set forth in the Application or as determined by the Issuing Lender and, to the extent not inconsistent therewith, the laws of the State of New York, shall be binding on the Borrower and shall not result in any liability of any Issuing Lender to the Borrower. The responsibility of each Issuing Lender to the Borrower in connection with any draft presented for payment under any Letter of Credit shall, in addition to any payment obligation expressly provided for in such Letter of Credit, be limited to determining that the documents (including each draft) delivered under such Letter of Credit in connection with such presentment are in conformity with such Letter of Credit.
SECTION 3.7 Effect of Application. To the extent that any provision of any Application related to any Letter of Credit is inconsistent with the provisions of this Article III, the provisions of this Article III shall apply.
ARTICLE IV COMPETITIVE BID FACILITY
SECTION 4.1. Bidding Procedure. Each Lender severally agrees that the Borrower may make Competitive Bid Borrowings under this Section 4.1 from time to time on any Business Day during the period from the Closing Date until the date occurring 30 days prior to the Revolving Credit Termination Date in the manner set forth below; provided that, following the making of each Competitive Bid Borrowing, the aggregate Dollar Amount of all Loans and all L/C Obligations then outstanding shall not exceed the aggregate amount of the Revolving Credit Commitments of the Lenders.
     (a) The Borrower may request a Competitive Bid Borrowing under this Section 4.1 by delivering to the Administrative Agent, by telecopier or telex, a notice of a Competitive Bid Borrowing (a “Notice of Competitive Bid Borrowing”), in substantially the form of Exhibit B-2 hereto, specifying therein the requested (i) date of such proposed Competitive Bid Borrowing, (ii) aggregate amount of such proposed Competitive Bid Borrowing, (iii) interest rate basis and day count convention to be offered by the Lenders, (iv) currency of such proposed Competitive Bid Borrowing, (v) in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans, Interest Period, or in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans, maturity date for repayment of each Fixed Rate Loan to be made as part of such Competitive Bid Borrowing (which maturity date may not be earlier than the date occurring seven days after the date of such Competitive Bid Borrowing or later than the earlier of (A) 365 days after the date of such Competitive Bid Borrowing and (B) the Revolving Credit Termination Date), (vi) interest payment date or dates relating thereto, (vii) location of the Borrower’s account to which funds are to be advanced and (viii) other terms (if any)

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to be applicable to such Competitive Bid Borrowing, not later than (1) 10:00 A.M. (Charlotte time) at least two Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall specify in the Notice of Competitive Bid Borrowing that the rates of interest to be offered by the Lenders shall be fixed rates per annum (the Loans comprising any such Competitive Bid Borrowing being referred to herein as “Fixed Rate Loans”) and that the Loans comprising such proposed Competitive Bid Borrowing shall be denominated in Dollars, (2) 10:00 A.M. (Charlotte time) at least four Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall specify in the Notice of Competitive Bid Borrowing that the Loans comprising such Competitive Bid Borrowing shall be Floating Rate Loans denominated in Dollars, (3) 10:00 A.M. (London time) at least two Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall specify in the Notice of Competitive Bid Borrowing that the Loans comprising such proposed Competitive Bid Borrowing shall be Fixed Rate Loans denominated in any Alternative Currency and (4) 10:00 A.M. (London time) at least four Business Days prior to the date of the proposed Competitive Bid Borrowing, if the Borrower shall instead specify in the Notice of Competitive Bid Borrowing that the Loans comprising such Competitive Bid Borrowing shall be Floating Rate Loans denominated in any Alternative Currency. Each Notice of Competitive Bid Borrowing shall be irrevocable and binding on the Borrower. The Administrative Agent shall in turn promptly notify each Lender of each request for a Competitive Bid Borrowing received by it from the Borrower by sending such Lender a copy of the related Notice of Competitive Bid Borrowing.
     (b) Each Lender may, if, in its sole discretion, it elects to do so, irrevocably offer to make one or more Competitive Bid Loans to the Borrower as part of such proposed Competitive Bid Borrowing at a rate or rates of interest specified by such Lender in its sole discretion, by notifying the Administrative Agent (which shall give prompt notice thereof to the Borrower), (i) before 9:30 A.M. (Charlotte time) on the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in Dollars, (ii) before 10:00 A.M. (Charlotte time) three Business Days before the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans, denominated in Dollars, (iii) before 12:00 noon (London time) on the Business Day prior to the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in any Alternative Currency and (iv) before 12:00 noon (London time) on the third Business Day prior to the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans denominated in any Alternative Currency, of the minimum amount and maximum amount of each Competitive Bid Loan which such Lender would be willing to make as part of such proposed Competitive Bid Borrowing (which Dollar Amounts of such proposed Competitive Bid may exceed such Lender’s Revolving Credit Commitment), the rate or rates of interest therefor and such Lender’s Applicable Lending Office with respect to such Competitive Bid Loan; provided that if the Administrative Agent in its capacity as a Lender shall, in its sole discretion, elect to make any such offer, it shall notify the Borrower of such offer at least 30 minutes before the time and on the date on which notice of such election is to be given to the Administrative Agent by the other Lenders. If any Lender shall elect not to make such an offer, such Lender shall so notify the Administrative Agent before 10:00 A.M. (Charlotte time) on the date on which notice of such election is to be given to the Administrative Agent by the other Lenders, and such Lender shall not be obligated to, and shall not, make any Competitive Bid Loan as part of

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such Competitive Bid Borrowing; provided that the failure by any Lender to give such notice shall not cause such Lender to be obligated to make any Competitive Bid Loan as part of such proposed Competitive Bid Borrowing. The Administrative Agent shall promptly notify the Borrower by telecopy of each such offer made by a Lender, including all information required to be provided by the Lender in such offer by this Section 4.1(b) and the identity of the Lender making such offer
     (c) The Borrower shall, in turn, (i) before 10:30 A.M. (Charlotte time) on the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in Dollars, (ii) before 11:00 A.M. (Charlotte time) three Business Days before the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans denominated in Dollars, (iii) before 3:00 P.M. (London time) on the Business Day prior to the date of such proposed Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Fixed Rate Loans denominated in any Alternative Currency and (iv) before 3:00 P.M. (London time) on the third Business Day prior to the date of such Competitive Bid Borrowing, in the case of a Competitive Bid Borrowing consisting of Floating Rate Loans denominated in any Alternative Currency, either:
     (x) cancel such Competitive Bid Borrowing by giving the Administrative Agent notice to that effect, or
     (y) accept one or more of the offers made by any Lender or Lenders pursuant to paragraph (b) above, in its sole discretion, by giving notice to the Administrative Agent of the amount of each Competitive Bid Loan (which amount shall be equal to or greater than the minimum amount, and equal to or less than the maximum amount, notified to the Borrower by the Administrative Agent on behalf of such Lender for such Competitive Bid Loan pursuant to paragraph (b) above) to be made by each Lender as part of such Competitive Bid Borrowing, and reject any remaining offers made by Lenders pursuant to paragraph (b) above by giving the Administrative Agent notice to that effect. The Borrower shall accept the offers made by any Lender or Lenders to make Competitive Bid Loans in order of the lowest to the highest rates of interest offered by such Lenders. If two or more Lenders have offered the same interest rate, the amount to be borrowed at such interest rate will be allocated among such Lenders in proportion to the amount that each such Lender offered at such interest rate (rounded to integral multiples of $1,000,000 in a manner satisfactory to the Borrower).
     (d) If the Borrower notifies the Administrative Agent that such Competitive Bid Borrowing is cancelled pursuant to paragraph (c)(x) above, the Administrative Agent shall give prompt notice thereof to the Lenders and such Competitive Bid Borrowing shall not be made.
     (e) If the Borrower accepts one or more of the offers made by any Lender or Lenders pursuant to paragraph (c)(y) above, the Administrative Agent shall in turn promptly notify (i) each Lender that has made an offer as described in paragraph (b) above, of the date and aggregate amount of such Competitive Bid Borrowing and whether or not any offer or offers made by such Lender pursuant to paragraph (b) above have been accepted by the Borrower, (ii) each Lender that is to make a Competitive Bid Loan

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as part of such Competitive Bid Borrowing, of the amount of each Competitive Bid Loan to be made by such Lender as part of such Competitive Bid Borrowing, and (iii) each Lender that is to make a Competitive Bid Loan as part of such Competitive Bid Borrowing, upon receipt, that the Administrative Agent has received forms of documents appearing to fulfill the conditions set forth in Section 6.4. Each Lender that is to make a Competitive Bid Loan as part of such Competitive Bid Borrowing shall, before 12:00 noon (Charlotte time), in the case of Competitive Bid Loans to be denominated in Dollars or 11:00 A.M. (London time), in the case of Competitive Bid Loans to be denominated in any Alternative Currency, on the date of such Competitive Bid Borrowing specified in the notice received from the Administrative Agent pursuant to clause (i) of the preceding sentence or any later time when such Lender shall have received notice from the Administrative Agent pursuant to clause (iii) of the preceding sentence, make available for the account of its Applicable Lending Office to the Administrative Agent (x) in the case of a Competitive Bid Borrowing denominated in Dollars, at its address referred to in Section 14.1(c), in same day funds, such Lender’s portion of such Competitive Bid Borrowing in Dollars and (y) in the case of a Competitive Bid Borrowing in an Alternative Currency, at the payment office for such Alternative Currency as shall have been notified by the Administrative Agent to the Lenders prior thereto, in same day funds, such Lender’s portion of such Competitive Bid Borrowing in such Alternative Currency. Upon fulfillment of the conditions set forth in Section 6.4 and promptly after receipt by the Administrative Agent of such funds, the Administrative Agent will make such funds available to the Borrower at the location specified by the Borrower in its Notice of Competitive Bid Borrowing. Promptly after each Competitive Bid Borrowing, the Administrative Agent will notify each Lender of the amount and tenor of the Competitive Bid Borrowing.
     (f) If the Borrower notifies the Administrative Agent that it accepts one or more of the offers made by any Lender or Lenders pursuant to paragraph (c)(y) above, such notice of acceptance shall be irrevocable and binding on the Borrower.
SECTION 4.2. Minimum Amounts. Each Competitive Bid Borrowing shall be in an aggregate Dollar Amount of $5,000,000 or an integral multiple of $1,000,000 in excess thereof and, following the making of each Competitive Bid Borrowing, the Borrower shall be in compliance with the limitation set forth in the proviso to the first sentence of Section 4.1 above.
SECTION 4.3. Bidding Availability. Within the limits and on the conditions set forth in this Article IV, the Borrower may from time to time borrow under this Article IV, repay or prepay pursuant to Section 4.4 below, and reborrow under this Article IV, provided that a Competitive Bid Borrowing shall not be made within three Business Days of the date of any other Competitive Bid Borrowing.
SECTION 4.4. Repayment of Competitive Bid Loans. The Borrower shall repay to the Administrative Agent for the account of each Lender that has made a Competitive Bid Loan, on the last day of its Interest Period (in the case of Floating Rate Loans) or the maturity date (in the case of Fixed Rate Loans) of each Competitive Bid Loan (such Interest Period or maturity date being that specified by the Borrower for repayment of such Competitive Bid Loan in the related Notice of Competitive Bid Borrowing delivered pursuant to Section 4.1 (a) above and provided in the Competitive Bid Note evidencing such Competitive Bid Loan), the then unpaid principal amount of such Competitive Bid Loan. The Borrower shall have no right to prepay any principal amount of any Competitive Bid Loan unless, and then only on the terms, specified by the Borrower for such Competitive Bid Loan in the related Notice of Competitive Bid Borrowing

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delivered pursuant to Section 4.1 (a) above and set forth in the Competitive Bid Note evidencing such Competitive Bid Loan.
SECTION 4.5. Interest on Competitive Bid Loans. The Borrower shall pay interest on the unpaid principal amount of each Competitive Bid Loan from the date of such Competitive Bid Loan to the date the principal amount of such Competitive Bid Loan is repaid in full, at the rate of interest for such Competitive Bid Loan specified by the Lender making such Competitive Bid Loan in its notice with respect thereto delivered pursuant to Section 4.1 (b) above, payable on the interest payment date or dates specified by the Borrower for such Competitive Bid Loan in the related Notice of Competitive Bid Borrowing delivered pursuant to Section 4.1 (a) above, as provided in the Competitive Bid Note evidencing such Competitive Bid Loan. Upon the occurrence and during the continuance of an Event of Default (i) each Competitive Bid Loan denominated in an Alternative Currency shall be exchanged for a new Competitive Bid Loan for an equivalent amount of Dollars but with otherwise identical terms and conditions to the Competitive Bid Loan being exchanged and (ii) and the Borrower shall pay interest on the amount of unpaid principal of and interest on each Competitive Bid Loan owing to a Lender, payable in arrears on the date or dates interest is payable thereon, at a rate per annum equal at all times to 2% per annum above the rate per annum otherwise required to be paid on such Competitive Bid Loan under the terms of the Competitive Bid Note evidencing such Competitive Bid Loan unless otherwise agreed in such Competitive Bid Note. Computations in respect of Competitive Bid Loans shall be made by the Administrative Agent as specified in the applicable Notice of Competitive Bid Borrowing (or, in each case of Loans denominated in Alternative Currencies where market practice differs, in accordance with market practice), in each case for the actual number of days elapsed.
SECTION 4.6. Competitive Bid Notes. The indebtedness of the Borrower resulting from each Competitive Bid Loan made to the Borrower as part of a Competitive Bid Borrowing shall be evidenced by a separate Competitive Bid Note of the Borrower payable to the order of the Lender making such Competitive Bid Loan.
ARTICLE V GENERAL LOAN PROVISIONS
SECTION 5.1. Interest. (a) Interest Rate Options. Subject to the provisions of this Section 5.1, at the election of the Borrower, the aggregate principal balance of any Revolving Credit Loans shall bear interest at (i) the Base Rate plus the Applicable Margin or (ii) the LIBOR Rate plus the Applicable Margin; provided that LIBOR Rate Loans shall not be available until three (3) Business Days after the Closing Date unless the Borrower executes and delivers an indemnity in favor of the Administrative Agent and the Lenders in form and substance satisfactory to them. The Borrower shall select the rate of interest and Interest Period, if any, applicable to any Revolving Credit Loan at the time a Notice of Revolving Credit Borrowing is given pursuant to Section 2.2 or at the time a Notice of Conversion/Continuation is given pursuant to Section 5.2. Each Revolving Credit Loan or portion thereof bearing interest based on the Base Rate shall be a “Base Rate Loan”, and each Revolving Credit Loan or portion thereof bearing interest based on the LIBOR Rate shall be a “LIBOR Rate Loan.” Any Revolving Credit Loan or any portion thereof as to which the Borrower has not duly specified an interest rate as provided herein shall be deemed a Base Rate Loan.
     (b) Interest Periods. In connection with each LIBOR Rate Loan and each Floating Rate Loan, the Borrower, by giving notice at the times described in Section 5.1(a) (or, in the case of a Floating Rate Loan, in the applicable Notice of Competitive Bid Borrowing), shall elect an interest period (each, an “Interest Period”) to be applicable to such Loan, which Interest

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Period shall be a period of one (1), two (2), three (3), or six (6) months (or nine (9) or twelve (12) months or any other period if available from all Lenders) with respect to each LIBOR Rate (or, if applicable to a Floating Rate Loan, each EURIBO Rate); provided that:
     (i) the Interest Period shall commence on the date of advance of or conversion to any LIBOR Rate Loan or the date of advance of any Floating Rate Loan and, in the case of immediately successive Interest Periods, each successive Interest Period shall commence on the date on which the next preceding Interest Period expires;
     (ii) if any Interest Period would otherwise expire on a day that is not a Business Day, such Interest Period shall expire on the next succeeding Business Day; provided, that if any Interest Period would otherwise expire on a day that is not a Business Day but is a day of the month after which no further Business Day occurs in such month, such Interest Period shall expire on the next preceding Business Day;
     (iii) any Interest Period that begins on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the calendar month at the end of such Interest Period) shall end on the last Business Day of the relevant calendar month at the end of such Interest Period;
     (iv) no Interest Period shall extend beyond the Revolving Credit Termination Date; and
     (v) there shall be no more than six (6) Interest Periods for Revolving Credit Loans in effect at any time.
     (c) Default Rate. Subject to Section 12.3, at the discretion of the Administrative Agent and Required Lenders, upon the occurrence and during the continuance of an Event of Default, (i) the Borrower shall no longer have the option to request LIBOR Rate Loans, (ii) all outstanding LIBOR Rate Loans shall bear interest at a rate per annum two percent (2%) in excess of the rate then applicable to LIBOR Rate Loans, as applicable, until the end of the applicable Interest Period and thereafter at a rate equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans, and (iii) all outstanding Base Rate Loans shall bear interest at a rate per annum equal to two percent (2%) in excess of the rate then applicable to Base Rate Loans. Interest shall continue to accrue on the amount of Revolving Credit Loans outstanding after the filing by or against the Borrower of any petition seeking any relief in bankruptcy or under any act or law pertaining to insolvency or debtor relief, whether state, federal or foreign.
     (d) Interest Payment and Computation. Interest on each Base Rate Loan shall be payable in arrears on the last Business Day of each calendar quarter commencing June 30, 2004; and interest on each LIBOR Rate Loan shall be payable on the last day of each Interest Period applicable thereto, and if such Interest Period exceeds three (3) months, at the end of each three (3) month interval during such Interest Period. Interest on LIBOR Rate Loans and all fees payable hereunder shall be computed on the basis of a 360-day year and assessed for the actual number of days elapsed and interest on Base Rate Loans shall be computed on the basis of a 365/66-day year and assessed for the actual number of days elapsed.
     (e) Maximum Rate. In no contingency or event whatsoever shall the aggregate of all amounts deemed interest hereunder or under any of the Loan Documents charged or collected pursuant to the terms of this Agreement or pursuant to any other Loan Document exceed the highest rate permissible under any Applicable Law which a court of competent

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jurisdiction shall, in a final determination, deem applicable hereto. In the event that such a court determines that the Lenders have charged or received interest hereunder in excess of the highest applicable rate, the rate in effect hereunder shall automatically be reduced to the maximum rate permitted by Applicable Law and the Lenders shall at the Administrative Agent’s option (i) promptly refund to the Borrower any interest received by Lenders in excess of the maximum lawful rate or (ii) shall apply such excess to the principal balance of the Obligations. It is the intent hereof that the Borrower not pay or contract to pay, and that neither the Administrative Agent nor any Lender receive or contract to receive, directly or indirectly in any manner whatsoever, interest in excess of that which may be paid by the Borrower under Applicable Law.
SECTION 5.2. Notice and Manner of Conversion or Continuation of Revolving Credit Loans. Provided that no Event of Default has occurred and is then continuing, the Borrower shall have the option (a) to convert all or any portion of its outstanding Base Rate Loans in a principal amount equal to $5,000,000 or any whole multiple of $1,000,000 in excess thereof into one or more LIBOR Rate Loans and (b), (i) to convert all or any part of its outstanding LIBOR Rate Loans in a principal amount equal to $1,000,000 or a whole multiple of $250,000 in excess thereof into Base Rate Loans or (ii) to continue such LIBOR Rate Loans as LIBOR Rate Loans for an additional Interest Period; provided that if any conversion or continuation is made prior to the expiration of any Interest Period, the Borrower shall pay any amount required to be paid pursuant to Section 5.10 hereof. Whenever the Borrower desires to convert or continue Revolving Credit Loans as provided above, the Borrower shall give the Administrative Agent irrevocable prior written notice in the form attached as Exhibit E (a “Notice of Conversion/Continuation”) not later than 11:00 a.m. (Charlotte time) three (3) Business Days before the day on which a proposed conversion or continuation of such Revolving Credit Loan is to be effective (except in the case of a conversion of a LIBOR Rate Loan to a Base Rate Loan in which case same day notice by the Borrower shall be sufficient) specifying (A) the Revolving Credit Loans to be converted or continued, and, in the case of any LIBOR Rate Loan to be converted or continued, the last day of the Interest Period therefor, (B) the effective date of such conversion or continuation (which shall be a Business Day), (C) the principal amount of such Revolving Credit Loans to be converted or continued, and (D) the Interest Period to be applicable to such converted or continued LIBOR Rate Loan. The Administrative Agent shall promptly notify the Lenders of such Notice of Conversion/Continuation.
SECTION 5.3. Fees. (a) Facility Fees. The Borrower shall pay to the Administrative Agent, for the account of the Lenders, a non-refundable facility fee (the “Facility Fee”) at a rate per annum equal to the Applicable Margin on the full amount of the Revolving Credit Commitment, regardless of usage. The Facility Fee shall be payable in arrears on the last Business Day of each calendar quarter for the period commencing on the Closing Date and ending on the Revolving Credit Termination Date. The Facility Fee shall be distributed by the Administrative Agent to the Lenders pro rata in accordance with the Lenders’ respective Revolving Credit Commitment Percentages.
     (b) Utilization Fee. The Borrower shall pay a utilization fee (the “Utilization Fee”) at a rate per annum equal to 0.125% on the average amount of outstanding Loans during each fiscal quarter that such average exceeds 50% of the Revolving Credit Commitments (exclusive of any issued and outstanding Letters of Credit). The average amount of Loans for any fiscal quarter shall be calculated by the Administrative Agent (which such calculation shall be conclusively presumed correct save manifest error) as follows: (i) the sum of the principal amount of outstanding Loans at the close of business for each day during such fiscal quarter, divided by (ii) the total number of days of such fiscal quarter. The Utilization Fee shall be payable in arrears on the fifteenth (15th) day following written notification by the Administrative

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Agent to the Borrower of the average for the preceding quarter and the resulting Utilization Fee. The Utilization Fee shall be distributed by the Administrative Agent to the Lenders pro rata in accordance with the Lenders’ respective Revolving Credit Commitment Percentage.
     (c) Administrative Agent’s and Other Fees. In order to compensate the Administrative Agent for its obligations hereunder, the Borrower agrees to pay to the Administrative Agent, for its account, the fees set forth in the separate fee letter agreement executed by the Borrower and the Administrative Agent dated May 25, 2004.

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SECTION 5.4. Manner of Payment. Each payment by the Borrower on account of the principal of or interest on the Revolving Credit Loans or of any fee, commission or other amounts (including the Reimbursement Obligation) payable to the Lenders under this Agreement or any other Loan Document shall be made not later than 1:00 p.m. (Charlotte time) on the date specified for payment under this Agreement to the Administrative Agent at the Administrative Agent’s Office for the account of the Lenders (other than as set forth below) pro rata in accordance with their respective Revolving Credit Commitment Percentages (except as specified below), in Dollars, in immediately available funds and shall be made without any set-off, counterclaim or deduction whatsoever. Any payment received after such time but before 2:00 p.m. (Charlotte time) on such day shall be deemed a payment on such date for the purposes of Section 12.1, but for all other purposes shall be deemed to have been made on the next succeeding Business Day. Any payment received after 2:00 p.m. (Charlotte time) shall be deemed to have been made on the next succeeding Business Day for all purposes. Upon receipt by the Administrative Agent of each such payment, the Administrative Agent shall distribute to each Lender at its address for notices set forth herein its pro rata share of such payment in accordance with such Lender’s Revolving Credit Commitment Percentage (except as specified below), and shall wire advice of the amount of such credit to each Lender. Each payment to the Administrative Agent of the L/C Participants’ commissions shall be made in like manner, but for the account of the L/C Participants. Each payment to the Administrative Agent of Administrative Agent’s fees or expenses shall be made for the account of the Administrative Agent and any amount payable to any Lender under Article IV or Section 5.9, 5.10, 5.11, 5.12 or 14.2 shall be paid to the Administrative Agent for the account of the applicable Lender. Subject to Section 5.1(b)(ii), if any payment under this Agreement or any other Loan Document shall be specified to be made upon a day which is not a Business Day, it shall be made on the next succeeding day which is a Business Day and such extension of time shall in such case be included in computing any interest if payable along with such payment.
SECTION 5.5. Crediting of Payments and Proceeds. In the event that the Borrower shall fail to pay any of the Obligations when due and the Obligations have been accelerated pursuant to Section 12.2, all payments received by the Lenders upon the Obligations and all net proceeds from the enforcement of the Obligations shall be applied first to all expenses then due and payable by the Borrower hereunder, then to all indemnity obligations then due and payable by the Borrower hereunder, then to all Administrative Agent’s fees then due and payable, then to all commitment and other fees and commissions then due and payable, then to accrued and unpaid interest hereunder or under any other Loan Document, and Reimbursement Obligation (pro rata in accordance with all such amounts due), then to the principal amount hereunder or under any other Loan Document, Reimbursement Obligation and any termination payments due in respect of a Hedging Agreement with any Lender or Affiliate of a Lender (which Hedging Agreement is permitted hereunder) (pro rata in accordance with all such amounts due) and then to the cash collateral account described in Section 12.2(b) hereof to the extent of any L/C Obligations then outstanding, in that order.
SECTION 5.6. Adjustments. If any Lender (a “Benefited Lender”) shall at any time receive any payment of all or part of the Obligations (other than in respect of Competitive Bid Loans) owing to it, or interest thereon, or if any Lender shall at any time receive any collateral in respect to the Obligations owing to it (whether voluntarily or involuntarily, by set-off or otherwise) in a greater proportion than any such payment to and collateral received by any other Lender, if any, in respect of the Obligations (other than in respect of Competitive Bid Loans) owing to such other Lender, or interest thereon, such Benefited Lender shall purchase for cash from the other Lenders such portion of each such other Lender’s Extensions of Credit Obligations (other than Competitive Bid Loans), or shall provide such other Lenders with the benefits of any such

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collateral, or the proceeds thereof, as shall be necessary to cause such Benefited Lender to share the excess payment or benefits of such collateral or proceeds ratably with each of the Lenders; provided, that if all or any portion of such excess payment or benefits is thereafter recovered from such Benefited Lender, such purchase shall be rescinded, and the purchase price and benefits returned to the extent of such recovery, but without interest. The Borrower agrees that each Lender so purchasing a portion of another Lender’s Extensions of Credit may exercise all rights of payment (including, without limitation, rights of set-off) with respect to such portion as fully as if such Lender were the direct holder of such portion.
SECTION 5.7. Nature of Obligations of Lenders Regarding Extensions of Credit; Assumption by the Administrative Agent. The obligations of the Lenders under this Agreement to make the Revolving Credit Loans and issue or participate in Letters of Credit are several and are not joint or joint and several. Unless the Administrative Agent shall have received notice from a Lender prior to a proposed borrowing date that such Lender will not make available to the Administrative Agent such Lender’s ratable portion of the amount to be borrowed on such date (which notice shall not release such Lender of its obligations hereunder), the Administrative Agent may assume that such Lender has made such portion available to the Administrative Agent on the proposed borrowing date in accordance with Sections 2.2(b), and the Administrative Agent may, in reliance upon such assumption, make available to the Borrower on such date a corresponding amount. If such amount is made available to the Administrative Agent on a date after such borrowing date, such Lender shall pay to the Administrative Agent on demand an amount, until paid, equal to the product of (a) the amount not made available by such Lender in accordance with the terms hereof, times (b) the daily average Federal Funds Rate during such period as determined by the Administrative Agent, times (c) a fraction the numerator of which is the number of days that elapse from and including such borrowing date to the date on which such amount not made available by such Lender in accordance with the terms hereof shall have become immediately available to the Administrative Agent and the denominator of which is 360. A certificate of the Administrative Agent with respect to any amounts owing under this Section 5.7 shall be conclusive, absent manifest error. If such Lender’s Revolving Credit Commitment Percentage of such borrowing is not made available to the Administrative Agent by such Lender within three (3) Business Days of such borrowing date, the Administrative Agent shall be entitled to recover such amount made available by the Administrative Agent with interest thereon at the rate per annum applicable to such borrowing, on demand, from the Borrower. The failure of any Lender to make available its Revolving Credit Commitment Percentage of any Revolving Credit Loan requested by the Borrower shall not relieve it or any other Lender of its obligation hereunder to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date, but no Lender shall be responsible for the failure of any other Lender to make its Revolving Credit Commitment Percentage of such Revolving Credit Loan available on the borrowing date.
SECTION 5.8. Joint and Several Liability of the Credit Parties. (a) Each of the Credit Parties is jointly and severally liable not merely as a surety but as a co-debtor for each and every Obligation. Each of the Credit Parties is accepting joint and several liability hereunder in consideration of the financial accommodations to be provided by the Lenders under this Agreement, for the mutual benefit, directly or indirectly, of each of the Credit Parties and in consideration of the undertakings of each of the Credit Parties to accept joint and several liability for the Obligations.
     (b) Except as otherwise expressly provided herein, each Credit Party hereby waives promptness, diligence, presentment, demand, protest, notice of acceptance of its joint and several liability, notice of any and all advances of the Revolving Credit Loans and Letters of

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Credit made under this Agreement and the other Loan Documents, notice of occurrence of any Default or Event of Default, or of any demand for any payment under this Agreement and notice of any action at any time taken or omitted by the Administrative Agent or any Lender under or in respect of any of the Obligations hereunder. Each Credit Party hereby waives all defenses which may be available by virtue of any valuation, stay, moratorium law or other similar law now or hereafter in effect, any right to require the marshaling of assets of any of the Credit Parties and any other entity or person primarily or secondarily liable with respect to any of the Obligations, and all suretyship defenses generally. Each Credit Party hereby assents to, and waives notice of, any extension or postponement of the time for the payment, or place or manner for payment, compromise, refinancing, consolidation or renewals of any of the Obligations hereunder, the acceptance of any partial payment thereon, any waiver, consent or other action or acquiescence by the Administrative Agent or any Lender at any time or times in respect of any default by any Credit Party in the performance or satisfaction of any term, covenant, condition or provision of this Agreement and the other Loan Documents, any and all other indulgences whatsoever by the Administrative Agent or any Lender in respect of any of the Obligations, and the taking, addition, substitution or release, in whole or in part, at any time or times, of any security for any of such Obligations or the addition, substitution or release, in whole or in part, of any Credit Party or any other entity or person primarily or secondarily liable for any Obligation. If for any reason any of the Credit Parties has no legal existence or is under no legal obligation to discharge any of the Obligations, or if any of the Obligations have become irrecoverable from any of the Credit Parties by reason of such Credit Party’s insolvency, bankruptcy or reorganization or by other operation of law or for any reason, this Agreement and the other Loan Documents shall nevertheless be binding on each of the other Credit Parties to the same extent as if such Credit Party at all times had been the sole obligor on such Obligations. The Obligations of each Credit Party under this Section 5.8 shall not be diminished or rendered unenforceable by any winding up, reorganization, arrangement, liquidation, reconstruction or similar proceeding with respect to any reconstruction or similar proceeding with respect to any Credit Party, the Administrative Agent or any Lender.
     (c) If at any time, any payment, or any part thereof, made in respect of any of the Obligations, is rescinded or must otherwise be restored or returned by the Administrative Agent or any Lender upon the insolvency, bankruptcy or reorganization of any of the Credit Parties, or otherwise, the provisions of this Section 5.8 will forthwith be reinstated in effect as though such payment had not been made.
     (d) Until the payment and performance in full of all the Obligations, none of the Credit Parties shall exercise and each hereby waives any rights against the other Credit Parties as a result of payment by such Credit Party hereunder, by way of subrogation, reimbursement, restitution, contribution or otherwise, and none of the Credit Parties will prove any claim in competition with the Administrative Agent or any Lender in respect of any payment hereunder in bankruptcy, insolvency, or reorganization proceedings of any nature; none of the Credit Parties will claim any set-off, recoupment or counterclaim against any of the other Credit Parties in respect of any liability of one Credit Party to another Credit Party. Each of the Credit Parties hereby agrees that the payment of any amounts due with respect to any indebtedness owing by any of the Credit Party to any other Credit Party is hereby subordinated to the prior payment in full in cash of the Obligations. Each Credit Party agrees that, after the occurrence and during the continuance of any Default or Event of Default hereunder, none of the Credit Parties will demand, sue for or otherwise attempt to collect any indebtedness of any other Credit Party to such Credit Party until all of the Obligations of the Credit Parties hereunder shall have been paid in full in cash. If, notwithstanding the foregoing sentence, any Credit Party shall collect, enforce or receive any amounts in respect of such indebtedness in violation of the foregoing sentence while any Obligations of the Credit Parties are still outstanding, such amounts shall be collected,

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enforced and received by such Credit Party as trustee for the Administrative Agent and the Lenders and be paid over to the Administrative Agent on account of the Obligations without affecting in any manner the liability of such Credit Party under the other provisions hereof.
SECTION 5.9. Changed Circumstances. (a) Circumstances Affecting LIBOR Rate Availability. If with respect to any Interest Period: (i) the Administrative Agent or any Lender (after consultation with Administrative Agent) shall determine that, by reason of circumstances affecting the foreign exchange and interbank markets generally, deposits in the applicable currency, in the applicable amounts are not being quoted via Moneyline Telerate Markets Screen 3750 (or on any successor or substitute page of such service, or any successor to or substitute for such service, providing rate quotations comparable to those currently provided on such page of such service, as determined by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to deposits of the applicable currency in the London interbank market) or offered to the Administrative Agent or such Lender for such Interest Period; or (ii) the Required Lenders reasonably determine (which determination shall be conclusive) and notify the Administrative Agent that the LIBOR Rate will not adequately and fairly reflect the cost to the Required Lenders of funding LIBOR Rate Loans or Floating Rate Loans for such Interest Period; then the Administrative Agent shall forthwith give notice thereof to the Borrower. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, the obligation of the Lenders to make LIBOR Rate Loans or Floating Rate Loans and the right of the Borrower to convert any Revolving Credit Loan to or continue any Loan as a LIBOR Rate Loan shall be suspended, and the Borrower shall repay in full (or cause to be repaid in full) the then outstanding principal amount of each such LIBOR Rate Loan or Floating Rate Loan together with accrued interest thereon, on the last day of the then current Interest Period applicable to such Loan or convert the then outstanding principal amount of each such LIBOR Rate Loan to a Base Rate Loan as of the last day of such Interest Period.
     (b) Laws Affecting LIBOR Rate or Floating Rate Availability. If, after the date hereof, the introduction of, or any change in, any Applicable Law or any change in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any Lender (or any of their respective Lending Offices) with any request or directive (whether or not having the force of law) issued after the date hereof of any such Authority, central bank or comparable agency, shall make it unlawful or impossible for any of the Lenders (or any of their respective Lending Offices) to honor its obligations hereunder to make or maintain any LIBOR Rate Loan or Floating Rate Loan, such Lender shall promptly give notice thereof to the Administrative Agent and the Administrative Agent shall promptly give notice to the Borrower and the other Lenders. Thereafter, until the Administrative Agent notifies the Borrower that such circumstances no longer exist, (i) the obligations of the Lenders to make LIBOR Rate Loans or Floating Rate Loans and the right of the Borrower to convert any Revolving Credit Loan or continue any Revolving Credit Loan as a LIBOR Rate Loan shall be suspended and thereafter the Borrower may select only Base Rate Loans hereunder, and (ii) if any of the Lenders may not lawfully continue to maintain a LIBOR Rate Loan or Floating Rate Loan to the end of the then current Interest Period applicable thereto , the applicable Loan shall immediately be converted to a Base Rate Loan or a Loan that bears interest at the Base Rate for the remainder of such Interest Period.
     (c) Increased Costs. If, after the date hereof, the introduction of, or any change in, any Applicable Law, or in the interpretation or administration thereof by any Governmental Authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any of the Lenders (or any of their respective Lending Offices) with

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any request or directive (whether or not having the force of law) issued after the date hereof of such Authority, central bank or comparable agency:
     (i) shall subject any of the Lenders (or any of their respective Lending Offices) to any tax, duty or other charge with respect to any Revolving Credit Loan, Letter of Credit or Application or shall change the basis of taxation of payments to any of the Lenders (or any of their respective Lending Offices) of the principal of or interest on any Revolving Credit Loan, Letter of Credit or Application or any other amounts due under this Agreement in respect thereof (except for changes in the rate of tax on the overall net income of any of the Lenders or any of their respective Lending Offices imposed by the jurisdiction in which such Lender is organized or is or should be qualified to do business or such Lending Office is located); or
     (ii) shall impose, modify or deem applicable any reserve (including, without limitation, any imposed by the Board of Governors of the Federal Reserve System), special deposit, insurance or capital or similar requirement against assets of, deposits with or for the account of, or credit extended by any of the Lenders (or any of their respective Lending Offices) or shall impose on any of the Lenders (or any of their respective Lending Offices) or the foreign exchange and interbank markets any other condition affecting any Revolving Credit Loan; and the result of any of the foregoing is to increase the costs to any of the Lenders of maintaining any LIBOR Rate Loan or Floating Rate Loan or issuing or participating in Letters of Credit or to reduce the yield or amount of any sum received or receivable by any of the Lenders under this Agreement or under any other Loan Document in respect of a LIBOR Rate Loan or Floating Rate Loan or Letter of Credit or Application, then such Lender may promptly notify the Administrative Agent, and the Administrative Agent shall promptly notify the Borrower of such fact and demand compensation therefor and, within fifteen (15) days after such notice by the Administrative Agent, the Borrower shall pay to such Lender such additional amount or amounts as will compensate such Lender or Lenders for such increased cost or reduction. The Administrative Agent and the applicable Lender will promptly notify the Borrower of any event of which it has knowledge which will entitle such Lender to compensation pursuant to this Section 5.9(c); provided, that the Administrative Agent shall incur no liability whatsoever to the Lenders or the Borrower in the event it fails to do so. The amount of such compensation shall be determined, in the applicable Lender’s reasonable discretion, based upon the assumption that such Lender funded its Revolving Credit Commitment Percentage of the LIBOR Rate Loans or Floating Rate Loans in the London interbank market and using any reasonable attribution or averaging methods which such Lender deems appropriate and practical; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
     (d) Mitigation Obligations; Replacement of Lenders.
     (i) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, then such Lender shall use reasonable

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efforts to designate a different lending office for funding or booking its Loans hereunder or to assign its rights and obligations hereunder to another of its offices, branches or affiliates, if, in the judgment of such Lender, such designation or assignment (A) would eliminate or reduce amounts payable pursuant to this Section 5.9 or Section 5.12, as the case may be, in the future and (B) would not subject such Lender to any unreimbursed cost or expense and would not otherwise be disadvantageous to such Lender. The Borrower hereby agrees to pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment.
     (ii) If any Lender requests compensation under this Section 5.9, or if the Borrower is required to pay any additional amount to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 5.12, or if any Lender defaults in its obligation to fund Loans hereunder, then the Borrower may, at its sole expense and effort, upon notice to such Lender and the Administrative Agent, require such Lender to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in Section 14.10), all its interests, rights and obligations under this Agreement to an Eligible Assignee that shall assume such obligations (which assignee may be another Lender, if a Lender accepts such assignment); provided that (A) the Borrower shall have received the prior written consent of the Administrative Agent (and, if a participation in a Letter of Credit is being assigned, the Issuing Lender that issued such Letter of Credit), which consent shall not unreasonably be withheld, (B) such Lender shall have received payment of an amount equal to the outstanding principal of its Revolving Credit Loans and participations in Letters of Credit, accrued interest thereon, accrued fees and all other amounts payable to it hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrower (in the case of all other amounts) and (C) in the case of any such assignment resulting from a claim for compensation under this Section 5.9, such assignment will result in a reduction in such compensation or payments. A Lender shall not be required to make any such assignment and delegation if, prior thereto, as a result of a waiver by such Lender or otherwise, the circumstances entitling the Borrower to require such assignment and delegation cease to apply.
SECTION 5.10. Indemnity. The Borrower hereby indemnifies each of the Lenders against any loss or expense which may arise or be attributable to each Lender’s obtaining, liquidating or employing deposits or other funds acquired to effect, fund or maintain any Loan (a) as a consequence of any failure by the Borrower to make any payment when due of any amount due hereunder in connection with a LIBOR Rate Loan or Floating Rate Loan, (b) due to any failure of the Borrower to borrow on a date specified therefor in a Notice of Revolving Credit Borrowing or Notice of Continuation/Conversion or (c) due to any payment, prepayment or conversion of any LIBOR Rate Loan or Floating Rate Loan on a date other than the last day of the Interest Period therefor. The amount of such loss, cost or expense to any Lender shall be deemed to equal an amount determined by such Lender to be the excess, if any, of (i) the amount of interest which would have accrued on the principal amount of such Loan had such event not occurred, at the LIBOR Rate that would have been applicable to such Loan, for the period from the date of such event to the last day of the then current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for the period that would have been the Interest Period for such Loan), over (ii) the amount of interest which would accrue on such principal amount for such period at the interest rate which such Lender would bid, were it to bid, at the commencement of such period, for deposits in the applicable currency of a comparable amount and period from other banks in the London interbank market; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such Lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amount or amounts necessary to compensate such

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Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.11. Capital Requirements. If either (a) the introduction of, or any change in, or in the interpretation of, any Applicable Law or (b) compliance with any guideline or request issued after the date hereof from any central bank or comparable agency or other Governmental Authority (whether or not having the force of law), has or would have the effect of reducing the rate of return on the capital of, or has affected or would affect the amount of capital required to be maintained by, any Lender or any corporation controlling such Lender as a consequence of, or with reference to any Lender’s Revolving Credit Commitment and other commitments of this type, below the rate which the Lender or such other corporation could have achieved but for such introduction, change or compliance, then within five (5) Business Days after written demand by any such Lender, the Borrower shall pay to such Lender from time to time as specified by such Lender additional amounts sufficient to compensate such Lender or other corporation for such reduction; provided that no compensation shall be payable pursuant to the above if the applicable Lender fails to demand compensation for such increased costs within one-hundred eighty (180) days following the date on which such lender has actual knowledge of the event resulting in such increase. A certificate of such Lender setting forth in reasonable detail the basis for determining such amounts necessary to compensate such Lender shall be forwarded to the Borrower through the Administrative Agent and shall be conclusively presumed to be correct save for manifest error.
SECTION 5.12. Taxes. (a) Payments Free and Clear. Any and all payments by the Borrower hereunder or under the Notes or the Letters of Credit shall be made free and clear of and without deduction for any and all present or future taxes, levies, imposts, deductions, charges or withholding, and all liabilities with respect thereto excluding, (i) in the case of each Lender and the Administrative Agent, income and franchise taxes imposed on (or measured by) its net income by the United States of America or by the jurisdiction under the laws of which such Lender or the Administrative Agent (as the case may be) is organized or its principal office is located or is or should be qualified to do business or any political subdivision thereof, or in the case of any Lender, in which its applicable Lending Office is located (provided, however, that no Lender shall be deemed to be located in any jurisdiction solely as a result of taking any action related to this Agreement or the Notes or Letters of Credit) and (ii) any branch profits tax imposed by the United States of America or any similar tax imposed by any other jurisdiction described in clause (i) above (all such non-excluded taxes, levies, imposts, deductions, charges, withholdings and liabilities being hereinafter referred to as “Taxes”). If the Borrower shall be required by law to deduct any Taxes from or in respect of any sum payable hereunder or under any Note or Letter of Credit to any Lender or the Administrative Agent, (A) the sum payable shall be increased as may be necessary so that after making all required deductions (including deductions applicable to additional sums payable under this Section 5.12) such Lender or the Administrative Agent (as the case may be) receives an amount equal to the amount such party would have received had no such deductions been made, (B) the Borrower shall make such deductions, (C) the Borrower shall pay the full amount deducted to the relevant taxing authority or other authority in accordance with applicable law, and (D) the Borrower shall deliver to the Administrative Agent evidence of such payment to the relevant taxing authority or other authority in the manner provided in Section 5.12(d). The Borrower shall not, however, be required to pay any amounts pursuant to clause (A) of the preceding sentence to any Foreign Lender or the Administrative Agent not organized under the laws of the United States of America or a state thereof (or the District of Columbia) if such Foreign Lender or the Administrative Agent fails to comply with the requirements of paragraph (e) of this Section 5.12 or Section 5.9(d), as the case may be.

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     (b) Stamp and Other Taxes. In addition, the Borrower shall pay any present or future stamp, registration, recordation or documentary taxes or any other similar fees or charges or excise or property taxes, levies of the United States or any state or political subdivision thereof or any applicable foreign jurisdiction which arise from any payment made hereunder or from the execution, delivery or registration of, or otherwise with respect to, this Agreement, the Loans, the Letters of Credit, the other Loan Documents (hereinafter referred to as “Other Taxes”).
     (c) Indemnity. The Borrower shall indemnify each Lender and the Administrative Agent for the full amount of Taxes and Other Taxes (including, without limitation, any Taxes and Other Taxes imposed by any jurisdiction on amounts payable under this Section 5.12) paid by such Lender or the Administrative Agent (as the case may be) and any liability (including penalties, interest and reasonable expenses) arising therefrom or with respect thereto, whether or not such Taxes or Other Taxes were correctly or legally asserted. A certificate as to the amount of such payment or liability prepared by a Lender or the Administrative Agent, absent manifest error, shall be conclusive, provided that if the Borrower reasonably believes that such Taxes or Other Taxes were not correctly or legally asserted, such Lender or the Administrative Agent (as the case may be) shall use reasonable efforts to cooperate with the Borrower, at the Borrower’s expense, to obtain a refund of such Taxes or Other Taxes. Such indemnification shall be made within thirty (30) days from the date such Lender or the Administrative Agent (as the case may be) makes written demand therefor. If a Lender or the Administrative Agent shall become aware that it is entitled to receive a refund in respect of Taxes or Other Taxes, it promptly shall notify the Borrower of the availability of such refund and shall, within sixty (60) days after receipt of a request by the Borrower pursue or timely claim such refund at the Borrower’s expense. If any Lender or the Administrative Agent receives a refund in respect of any Taxes or Other Taxes for which such Lender or the Administrative Agent has received payment from the Borrower hereunder, it promptly shall repay such refund (plus interest received, if any) to the Borrower (but only to the extent of indemnity payments made, or additional amounts paid, by the Borrower under this Section 5.12 with respect to Taxes or Other Taxes giving rise to such refund), provided that the Borrower, upon the request of such Lender or the Administrative Agent, agrees to return such refund (plus any penalties, interest or other charges required to be paid) to such Lender or the Administrative Agent in the event such Lender or the Administrative Agent is required to repay such refund to the relevant taxing authority.
     (d) Evidence of Payment. Within thirty (30) days after the date of any payment of Taxes or Other Taxes, the Borrower shall furnish to the Administrative Agent, at its address referred to in Section 14.1, the original or a certified copy of a receipt evidencing payment thereof or other evidence of payment satisfactory to the Administrative Agent.
     (e) Delivery of Tax Forms. Each Foreign Lender shall deliver to the Borrower, with a copy to the Administrative Agent, on the Closing Date or concurrently with the delivery of the relevant Assignment and Acceptance, as applicable, (i) two United States Internal Revenue Service Forms W-8ECI or Forms W-8BEN, as applicable (or successor forms), properly completed and certifying in each case that such Foreign Lender is entitled to a complete exemption from withholding or deduction for or on account of any United States federal income taxes, and (ii) an Internal Revenue Service Form W-8 or W-9 or successor applicable form, as the case may be, to establish an exemption from United States backup withholding taxes. Each Foreign Lender further agrees to deliver to the Borrower, with a copy to the Administrative Agent, a Form W-8BEN or W-8ECI

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and Form W-8 or W-9, or successor applicable forms or manner of certification, as the case may be, on or before the date that any such form expires or becomes obsolete or after the occurrence of any event requiring a change in the most recent form previously delivered by it to the Borrower, certifying in the case of a Form W-8BEN or W-8ECI that such Foreign Lender is entitled to receive payments under this Agreement without deduction or withholding of any United States federal income taxes (unless in any such case an event (including without limitation any change in treaty, law or regulation) has occurred prior to the date on which any such delivery would otherwise be required which renders such forms inapplicable or the exemption to which such forms relate unavailable and such Foreign Lender notifies the Borrower and the Administrative Agent that it is not entitled to receive payments without deduction or withholding of United States federal income taxes) and, in the case of a Form W-8 or W-9, establishing an exemption from United States backup withholding tax.
     (f) Survival. Without prejudice to the survival of any other agreement of the Borrower hereunder, the agreements and obligations of the Borrower contained in this Section 5.12 shall survive the payment in full of the Obligations and the termination of the Revolving Credit Commitment.
ARTICLE VI CLOSING; CONDITIONS OF CLOSING AND BORROWING
SECTION 6.1. Closing. The closing shall take place at the offices of Shearman & Sterling LLP at 10:00 a.m. on June 15, 2004 or at such other location, on such other date and at such other time as the parties hereto shall mutually agree.
SECTION 6.2. Conditions to Closing and Initial Revolving Credit Loans and Letters of Credit. The obligation of the Lenders to close this Agreement and to make the initial Revolving Credit Loans or issue the initial Letters of Credit is subject to the satisfaction or waiver of each of the following conditions:
     (a) Executed Loan Documents. This Agreement and the Revolving Credit Notes (to the extent requested as provided herein) shall have been duly authorized, executed and delivered to the Administrative Agent by the parties thereto, shall be in full force and effect and no default shall exist thereunder, and the Borrower shall have delivered original counterparts thereof to the Administrative Agent.
     (b) Closing Certificates; Etc.
          (i) Officers’ Certificate of the Borrower. The Administrative Agent shall have received a certificate from a Responsible Officer, in form and substance reasonably satisfactory to the Administrative Agent, to the effect that all representations and warranties of the Borrower contained in this Agreement and the other Loan Documents are true, correct and complete in all material respects; that the Borrower is not in violation of any of the covenants contained in this Agreement and the other Loan Documents; that, after giving effect to the transactions contemplated by this Agreement, no Default or Event of Default has occurred and is continuing; and that each of the closing conditions has been satisfied or waived (assuming satisfaction of the Administrative Agent where not advised otherwise).
          (ii) General Certificate of the Borrower. The Administrative Agent shall have received a certificate of the secretary, assistant secretary or general counsel of the Borrower certifying as to the incumbency and genuineness of the signature of each officer of the Borrower executing Loan Documents to which it is a party and certifying that attached thereto is a true, correct and complete copy of (A) the articles of incorporation of the Borrower and all amendments thereto, certified as of a recent date by the appropriate Governmental Authority in its jurisdiction of incorporation, (B) the

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bylaws of the Borrower as in effect on the date of such certifications, (C) resolutions duly adopted by the Board of Directors of the Borrower authorizing the borrowings contemplated hereunder and the execution, delivery and performance of this Agreement and the other Loan Documents to which it is a party, and (D) each certificate required to be delivered pursuant to Section 6.2(b)(iii).
          (iii) Certificates of Good Standing. The Administrative Agent shall have received long-form certificates as of a recent date of the good standing of the Borrower under the laws of its jurisdiction of organization and short-form certificates as of a recent date of the good standing of the Borrower under the laws of each of California, New York, North Carolina, Texas, Tennessee and Washington.
          (iv) Opinions of Counsel. The Administrative Agent shall have received favorable opinions of Ira M. Dansky, General Counsel to the Borrower, Cravath, Swaine & Moore LLP, special counsel to the Borrower, and Schnader Harrison Segal & Lewis LLP, Pennsylvania counsel to the Borrower, addressed to the Administrative Agent and the Lenders with respect to the Borrower, the Loan Documents and such other matters as the Lenders shall reasonably request.
     (c) Consents; Defaults.
          (i) Governmental and Third Party Approvals. The Borrower shall have obtained all material approvals, authorizations and consents of any Person and of all Governmental Authorities and courts having jurisdiction with respect to the transactions contemplated by this Agreement and the other Loan Documents.
          (ii) No Event of Default. No Default or Event of Default shall have occurred and be continuing.
     (d) Financial Matters.
          (i) Financial Statements. The Administrative Agent shall have received the audited Consolidated financial statements of Jones Apparel Group and its Subsidiaries for the Fiscal Year ended on December 31, 2003 and the unaudited financial statements of Jones Apparel Group and its Subsidiaries for the fiscal quarter ended on April 3, 2004.
          (ii) Financial Condition Certificate. The Borrower shall have delivered to the Administrative Agent a certificate, in form and substance reasonably satisfactory to the Administrative Agent, and certified by a Responsible Officer, that the financial projections previously delivered to the Administrative Agent were prepared in good faith based upon assumptions believed to be reasonable at the time.
          (iii) Payment at Closing; Fee Letters. The Borrower shall have paid the fees set forth or referenced in Section 5.3(c) and any other accrued and unpaid fees or commissions due hereunder (including, without limitation, reasonable legal fees and expenses) to the Administrative Agent and Lenders, and to any other Person such amount as may be due thereto in connection with the transactions contemplated hereby, including all taxes, fees and other charges in connection with the execution, delivery, recording, filing and registration of any of the Loan Documents. The Administrative Agent shall have received duly authorized and executed copies of the fee letter agreement referred to in Section 5.3(c).

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     (e) Miscellaneous.
          (i) Notice of Revolving Credit Borrowing. The Administrative Agent shall have received a Notice of Revolving Credit Borrowing from the Borrower in accordance with Section 2.2(a), and a Notice of Account Designation specifying the account or accounts to which the proceeds of any Revolving Credit Loans made after the Closing Date are to be disbursed.
          (ii) Proceedings and Documents. All opinions, certificates and other instruments and all proceedings in connection with the transactions contemplated by this Agreement shall be satisfactory in form and substance to the Lenders.
          (iii) Investment Policy. The Borrower shall have delivered to the Administrative Agent a true and complete copy of the investment policy referenced in Section 11.4(b) in form and content reasonably acceptable to the Administrative Agent.
     (f) Refinancing. On the Closing Date hereunder, (i) all outstanding loans under the Prior Credit Agreement (“Existing Loans”) shall be replaced by Revolving Credit Loans hereunder and the Administrative Agent shall make such transfers of funds as are necessary in order that the outstanding balance of such Revolving Credit Loans, together with any Revolving Credit Loans funded on the Closing Date, reflect the Revolving Credit Commitment of the Lenders hereunder, (ii) all outstanding letters of credit issued pursuant to the Prior Credit Agreement shall be deemed Letters of Credit hereunder and each Lender shall purchase a participation therein pursuant to Section 3.4 in accordance with its Revolving Credit Commitment Percentage, (iii) there shall have been paid in cash in full all accrued but unpaid interest due on the Existing Loans up to but excluding the Closing Date, (iv) there shall have been paid in cash in full all accrued but unpaid fees due under the Prior Credit Agreement up to but excluding the Closing Date and all other amounts, costs and expenses then owing to any of the Prior Lenders and/or any Agent, as agent under the Prior Credit Agreement, in each case to the satisfaction of such Agent or Prior Lender, as the case may be, regardless of whether or not such amounts would otherwise be due and payable at such time pursuant to the terms of the Prior Credit Agreement, (v) all outstanding promissory notes issued by the Borrower to the Prior Lenders under the Prior Credit Agreement shall be deemed canceled and the originally executed copies thereof shall be canceled and promptly returned to the Administrative Agent who shall promptly forward such notes to the Borrower and (vi) the commitments and, except as expressly set forth in the Prior Credit Agreement, other obligations and rights of the Borrower and the Prior Lenders shall be terminated without any further action hereunder or thereunder.
SECTION 6.3. Conditions to Extensions of Credit. The obligations of the Lenders to make any Extensions of Credit (other than Competitive Bid Loans) are subject to the satisfaction of the following conditions precedent on the relevant borrowing or issue date, as applicable:
     (a) Continuation of Representations and Warranties. The representations and warranties contained in Article VII shall be true and correct on and as of such borrowing or issuance date with the same effect as if made on and as of such date; except for any representation and warranty made as of an earlier date, which representation and warranty shall remain true and correct as of such earlier date.

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     (b) No Existing Default. No Default or Event of Default shall have occurred and be continuing hereunder (i) on the borrowing date with respect to such Revolving Credit Loan or after giving effect to the Revolving Credit Loans to be made on such date or (ii) on the issue, extension or renewal date with respect to such Letter of Credit or after giving effect to such Letter of Credit on such date.
SECTION 6.4. Conditions Precedent to Each Competitive Bid Borrowing. The obligation of each Lender that is to make a Competitive Bid Loan on the occasion of a Competitive Bid Borrowing to make such Competitive Bid Loan as part of such Competitive Bid Borrowing is subject to the conditions precedent that (i) the Agent shall have received the written confirmatory Notice of Competitive Bid Borrowing with respect thereto, (ii) on or before the date of such Competitive Bid Borrowing, but prior to such Competitive Bid Borrowing, the Agent shall have received a Competitive Bid Note payable to the order of such Lender for each of the one or more Competitive Bid Loans to be made by such Lender as part of such Competitive Bid Borrowing, in a principal amount equal to the principal amount of the Competitive Bid Loan to be evidenced thereby and otherwise on such terms as were agreed to for such Competitive Bid Loan in accordance with Section 4.1, and (iii) on the date of such Competitive Bid Borrowing:
     (a) Continuation of Representations and Warranties. The representations and warranties contained in Article VII shall be true and correct on and as of such borrowing with the same effect as if made on and as of such date; except for any representation and warranty made as of an earlier date, which representation and warranty shall remain true and correct as of such earlier date.
     (b) No Existing Default. No Default or Event of Default shall have occurred and be continuing hereunder on the borrowing date with respect to such Competitive Bid Loan or after giving effect to the Competitive Bid Loans to be made on such date.
ARTICLE VII REPRESENTATIONS AND WARRANTIES OF THE CREDIT PARTIES
SECTION 7.1. Representations and Warranties. To induce the Administrative Agent and Lenders to enter into this Agreement and to induce the Lenders to make Extensions of Credit, the Credit Parties hereby represent and warrant to the Administrative Agent and Lenders that:
     (a) Organization; Power; Qualification. Each of the Credit Parties and their Subsidiaries is duly organized, validly existing and in good standing under the laws of the jurisdiction of its incorporation or formation, has the power and authority to own its properties and to carry on its business as now being and hereafter proposed to be conducted and is duly qualified and authorized to do business in each jurisdiction in which the character of its properties or the nature of its business requires such qualification and authorization, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (b) Ownership. Each Subsidiary of each of the Credit Parties as of the Closing Date is listed on Schedule 7.1(b). As of the Closing Date, the capitalization of the Credit Parties and their Subsidiaries consists of the number of shares, authorized, issued and outstanding, of such classes and series, with or without par value, described on Schedule 7.1(b). As of the Closing Date, all outstanding shares have been duly authorized and validly issued and are fully paid and nonassessable. The shareholders of the Subsidiaries of the Credit Parties and the number of shares owned by each as of the Closing Date are described on Schedule 7.1(b). As of the Closing Date, there are no outstanding stock

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purchase warrants, subscriptions, options, securities, instruments or other rights of any type or nature whatsoever, which are convertible into, exchangeable for or otherwise provide for or permit the issuance of capital stock of the Credit Parties or their Subsidiaries, except as described on Schedule 7.1(b).
     (c) Authorization of Agreement, Loan Documents and Borrowing. Each of the Credit Parties and, if applicable, their Subsidiaries has the right, power and authority and has taken all necessary corporate and other action to authorize the execution, delivery and performance of each of the Loan Documents to which it is a party in accordance with their respective terms. Each of the Loan Documents have been duly executed and delivered by the duly authorized officers of the Credit Parties and each of their Subsidiaries party thereto, as applicable, and each such document constitutes the legal, valid and binding obligation of the Credit Parties and, if applicable, each of their Subsidiaries party thereto, enforceable in accordance with its terms, except as such enforcement may be limited by bankruptcy, insolvency, reorganization, moratorium or similar state or federal debtor relief laws from time to time in effect which affect the enforcement of creditors’ rights in general and the availability of equitable remedies.
     (d) Compliance of Agreement, Loan Documents and Borrowing with Laws, Etc. The execution, delivery and performance by the Credit Parties and their Subsidiaries of the Loan Documents to which each such Person is a party, in accordance with their respective terms, the borrowings hereunder and the transactions contemplated hereby do not and will not, by the passage of time, the giving of notice or otherwise, (i) require any of the Credit Parties or any of their Subsidiaries to obtain any Governmental Approval not otherwise already obtained or violate any Applicable Law relating to the Credit Parties or any of their Subsidiaries, (ii) conflict with, result in a breach of or constitute a default under the articles of incorporation, bylaws or other organizational documents of the Credit Parties or any of their Subsidiaries or any indenture or other material agreement or instrument to which such Person is a party or by which any of its properties may be bound or any Governmental Approval relating to such Person except as could not reasonably be expected to have a Material Adverse Effect, or (iii) result in or require the creation or imposition of any material Lien upon or with respect to any property now owned or hereafter acquired by such Person.
     (e) Compliance with Law; Governmental Approvals. Other than with respect to environmental matters, which are treated exclusively in Section 7.1(h) hereof, each of the Credit Parties and their Subsidiaries (i) has all Governmental Approvals required by any Applicable Law for it to conduct its business, each of which is in full force and effect, is final and not subject to review on appeal and is not the subject of any pending or, to the best of its knowledge, threatened attack by direct or collateral proceeding, and (ii) is in compliance with each Governmental Approval applicable to it and in compliance with all other Applicable Laws relating to it or any of its respective properties; in each case, except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.
     (f) Tax Returns and Payments. Each of the Credit Parties and their Subsidiaries has timely filed or caused to be timely filed all federal and state, local and other tax returns required by Applicable Law to be filed, and has paid, or made adequate provision for the payment of, all federal and state, local and other taxes, assessments and governmental charges or levies upon it and its property, income, profits and assets which are due and payable, except (a) taxes that are being contested in good faith by appropriate

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proceedings and for which such Credit Party or Subsidiary, as applicable, has set aside on its books adequate reserves to the extent required by GAAP or (b) to the extent the failure to do so could not reasonably be expected to have a Material Adverse Effect. No Governmental Authority has asserted any material Lien or other claim against the Credit Parties or any Subsidiary thereof with respect to unpaid taxes (except for taxes not yet due) which has not been discharged or resolved.
     (g) Intellectual Property Matters. Each of the Credit Parties and its Subsidiaries owns or possesses rights to use all franchises, licenses, copyrights, copyright applications, patents, patent rights or licenses, patent applications, trademarks, trademark rights, trade names, trade name rights, copyrights and rights with respect to the foregoing which are required to conduct its business except where the failure to do so could not reasonably be expected to have a Material Adverse Effect. No event has occurred which, to the knowledge of the Credit Parties, permits, or after notice or lapse of time or both would permit, the revocation or termination of any such rights, and, to the knowledge of the Credit Parties, neither the Credit Parties nor any Subsidiary thereof is liable to any Person for infringement under Applicable Law with respect to any such rights as a result of its business operations, except as could not reasonably be expected to have a Material Adverse Effect.
     (h) Environmental Matters. Except as could not reasonably be expected to have a Material Adverse Effect:
     (i) The properties of the Credit Parties and their Subsidiaries do not contain, and to their knowledge have not previously contained, any Hazardous Materials in amounts or concentrations which (A) constitute or constituted a violation of applicable Environmental Laws or (B) could give rise to liability under applicable Environmental Laws;
     (ii) The properties of the Credit Parties and their Subsidiaries and all operations conducted in connection therewith are in compliance, and have been in compliance, with all applicable Environmental Laws, and there are no Hazardous Materials at, under or about such properties or such operations in amounts or concentrations which could reasonably be expected to interfere with the continued operation of such properties;
     (iii) Neither any of the Credit Parties nor any Subsidiary thereof has received any notice of violation, alleged violation, non-compliance, liability or potential liability regarding environmental matters or compliance with Environmental Laws, nor does any of the Credit Parties or any Subsidiary thereof have knowledge or reason to believe that any such notice will be received or is being threatened;
     (iv) To the knowledge of the Credit Parties, Hazardous Materials have not been transported or disposed of from the properties of the Credit Parties or any of their Subsidiaries in violation of, or in a manner or to a location which could reasonably be expected to give rise to liability under, Environmental Laws, nor, to the knowledge of the Credit Parties, have any Hazardous Materials been generated, treated, stored or disposed of at, on or under any of such properties in violation of, or in a manner which could reasonably be expected to give rise to liability under, any Environmental Laws;

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     (v) No judicial proceedings or governmental or administrative action is pending, or, to the knowledge of the Credit Parties, threatened, under any Environmental Law to which any of the Credit Parties or any Subsidiary thereof will be named as a party, nor are there any consent decrees or other decrees, consent orders, administrative orders or other orders, or other administrative or judicial requirements outstanding under any Environmental Law with respect to the properties or operations of the Credit Parties and their Subsidiaries; and
     (vi) To the knowledge of the Credit Parties, there has been no release, or to the best of the Credit Parties’ knowledge, the threat of release, of Hazardous Materials at or from the properties of the Credit Parties or any of their Subsidiaries, in violation of or in amounts or in a manner that could reasonably be expected to give rise to liability under Environmental Laws.
     (i) ERISA.
          (i) Each of the Credit Parties and each ERISA Affiliate is in compliance with all applicable provisions of ERISA and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans except where any such non-compliance could not reasonably be expected to have a Material Adverse Effect. Except for any failure that would not reasonably be expected to have a Material Adverse Effect, each Employee Benefit Plan that is intended to be qualified under Section 401(a) of the Code has been determined by the Internal Revenue Service to be so qualified, and each trust related to such plan has been determined to be exempt under Section 501(a) of the Code. No liability that could reasonably be expected to result in a Material Adverse Effect has been incurred by the Credit Parties or any ERISA Affiliate which remains unsatisfied for any taxes or penalties with respect to any Employee Benefit Plan or any Multiemployer Plan;
          (ii) No accumulated funding deficiency (as defined in Section 412 of the Code) has been incurred (without regard to any waiver granted under Section 412 of the Code), nor has any funding waiver from the Internal Revenue Service been received or requested with respect to any Pension Plan;
          (iii) Neither the Credit Parties nor any ERISA Affiliate has: (A) engaged in a nonexempt prohibited transaction described in Section 406 of ERISA or Section 4975 of the Code, (B) incurred any liability to the PBGC which remains outstanding other than the payment of premiums and there are no premium payments which are due and unpaid, (C) failed to make a required contribution or payment to a Multiemployer Plan, or (D) failed to make a required installment or other required payment under Section 412 of the Code except where any of the foregoing individually or in the aggregate could not reasonably be expected to have a Material Adverse Effect;
          (iv) No Termination Event that could reasonably be expected to result in a Material Adverse Effect has occurred or is reasonably expected to occur; and
          (v) No proceeding, claim, lawsuit and/or investigation is existing or, to the knowledge of the Credit Parties, threatened concerning or involving any Employee Benefit Plan that could reasonably be expected to result in a Material Adverse Effect.

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     (j) Margin Stock. Neither the Credit Parties nor any Subsidiary thereof is engaged principally or as one of its activities in the business of extending credit for the purpose of “purchasing” or “carrying” any “margin stock” (as each such term is defined or used in Regulation U of the Board of Governors of the Federal Reserve System). No part of the proceeds of any of the Loans or Letters of Credit will be used for purchasing or carrying margin stock, unless the Credit Parties shall have given the Administrative Agent and Lenders prior notice of such event and such other information as is reasonably necessary to permit the Administrative Agent and Lenders to comply, in a timely fashion, with all reporting obligations required by Applicable Law, or for any purpose which violates, or which would be inconsistent with, the provisions of Regulation T, U or X of such Board of Governors.
     (k) Government Regulation. Neither the Credit Parties nor any Subsidiary thereof is an “investment company” or a company “controlled” by an “investment company” (as each such term is defined or used in the Investment Company Act of 1940, as amended) and neither the Credit Parties nor any Subsidiary thereof is, or after giving effect to any Extension of Credit will be, subject to regulation under the Public Utility Holding Company Act of 1935 or the Interstate Commerce Act, each as amended.
     (l) Burdensome Provisions. Neither the Credit Parties nor any Subsidiary thereof is a party to any indenture, agreement, lease or other instrument, or subject to any corporate or partnership restriction, Governmental Approval or Applicable Law which is so unusual or burdensome as in the foreseeable future could be reasonably expected to have a Material Adverse Effect. The Credit Parties and their Subsidiaries do not presently anticipate that future expenditures needed to meet the provisions of any statutes, orders, rules or regulations of a Governmental Authority will be so burdensome as to have a Material Adverse Effect.
     (m) Financial Statements. The (i) Consolidated balance sheets of Jones Apparel Group and its Subsidiaries as of December 31, 2003, and the related statements of income, stockholders’ equity and cash flows for the Fiscal Years then ended and (ii) unaudited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of April 3, 2004, and related unaudited interim statements of income, stockholders’ equity and cash flows, copies of which have been furnished to the Administrative Agent and each Lender, are complete in all material respects and fairly present in all material respects the assets, liabilities and financial position of Jones Apparel Group and its Subsidiaries as at such dates, and the results of the operations and changes of financial position for the periods then ended, subject to normal year end adjustments. All such financial statements, including the related notes thereto, have been prepared in accordance with GAAP.
     (n) No Material Adverse Change. Since the later to occur of (i) April 3, 2004 or (ii) the date of the most recently delivered audited financial statements of Jones Apparel Group and its Subsidiaries, there has been no Material Adverse Effect.
     (o) Liens. None of the properties and assets of the Credit Parties or any Subsidiary thereof is subject to any Lien, except Liens permitted pursuant to Section 11.3.

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     (p) Debt and Guaranty Obligations. Schedule 7.1(p) is a complete and correct listing of all Debt and Guaranty Obligations of the Credit Parties and their Subsidiaries as of the Closing Date in excess of $5,000,000.
     (q) Litigation. Except for matters existing on the Closing Date and set forth on Schedule 7.1(q), there are no actions, suits or proceedings pending nor, to the knowledge of the Credit Parties, threatened against or affecting the Credit Parties or any Subsidiary thereof or any of their respective properties in any court or before any arbitrator of any kind or before or by any Governmental Authority, which could reasonably be expected to have a Material Adverse Effect or which relate to the enforceability of any Loan Documents.
     (r) Absence of Defaults. To the knowledge of the Credit Parties, no event has occurred and is continuing which constitutes a Default or an Event of Default.
     (s) Accuracy and Completeness of Information. The Credit Parties have disclosed to the Lenders all agreements, instruments and corporate or other restrictions to which they or any of their Subsidiaries are subject, and all other matters known to them, that, individually or in the aggregate, could reasonably be expected to have a Material Adverse Effect. The written information, taken as a whole, furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender in connection with the negotiation of this Agreement or delivered hereunder (as modified or supplemented by other information so furnished) does not contain any material misstatement of fact or omit to state any material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that, with respect to projected financial information, the Credit Parties represent only that such information was prepared in good faith based upon assumptions believed to be reasonable at the time.
SECTION 7.2. Survival of Representations and Warranties, Etc. All representations and warranties set forth in this Article VII and all representations and warranties contained in any certificate delivered in connection with this Agreement, or any of the Loan Documents (including but not limited to any such representation or warranty made in or in connection with any amendment thereto) shall constitute representations and warranties made under this Agreement. All representations and warranties made under this Agreement shall be made or deemed to be made at and as of the Closing Date, shall survive the Closing Date and shall not be waived by the execution and delivery of this Agreement, any investigation made by or on behalf of the Lenders or any borrowing hereunder.
ARTICLE VIII FINANCIAL INFORMATION AND NOTICES
     Until all the Obligations (other than Obligations under Hedging Agreements) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will furnish or cause to be furnished to the Administrative Agent (which the Administrative Agent will promptly furnish to the Lenders at their respective addresses as set forth on Schedule 1.1(a), or such other office as may be designated to the Administrative Agent from time to time):
SECTION 8.1. Financial Statements and Projections. (a) Quarterly Financial Statements. As soon as practicable and in any event within forty-five (45) days after the end of the first three fiscal quarters of each Fiscal Year, an unaudited Consolidated balance sheet of Jones Apparel

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Group and its Subsidiaries as of the close of such fiscal quarter and unaudited Consolidated statements of income, stockholders’ equity and cash flows for the fiscal quarter then ended and that portion of the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the preceding Fiscal Year and prepared by Jones Apparel Group in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operations of any change in the application of accounting principles and practices during the period, and certified by a Responsible Officer to present fairly in all material respects the financial condition of Jones Apparel Group and its Subsidiaries as of their respective dates and the results of operations of Jones Apparel Group and its Subsidiaries for the respective periods then ended, subject to normal year end adjustments.
     (b) Annual Financial Statements. As soon as practicable and in any event within ninety (90) days after the end of each Fiscal Year, an audited Consolidated balance sheet of Jones Apparel Group and its Subsidiaries as of the close of such Fiscal Year and audited Consolidated statements of income, stockholders’ equity and cash flows for the Fiscal Year then ended, including the notes thereto, all in reasonable detail setting forth in comparative form the corresponding figures for the preceding Fiscal Year and prepared by a nationally recognized independent certified public accounting firm in accordance with GAAP and, if applicable, containing disclosure of the effect on the financial position or results of operation of any change in the application of accounting principles and practices during the year, and accompanied by a report thereon by such certified public accountants that is not qualified with respect to scope limitations imposed by Jones Apparel Group or any of its Subsidiaries or with respect to accounting principles followed by Jones Apparel Group or any of its Subsidiaries not in accordance with GAAP.
SECTION 8.2. Officer’s Compliance Certificate. At each time financial statements are delivered pursuant to Section 8.1(a) or (b) a certificate of a Responsible Officer in the form of Exhibit F attached hereto (an “Officer’s Compliance Certificate”).
SECTION 8.3. Accountants’ Certificate. At each time financial statements are delivered pursuant to Section 8.1(b), a certificate of the independent public accountants certifying such financial statements addressed to the Administrative Agent for the benefit of the Lenders:
     (a) stating that in making the examination necessary for the certification of such financial statements, they obtained no knowledge of any Default or Event of Default or, if such is not the case, specifying such Default or Event of Default and its nature and period of existence; and
     (b) including the calculations prepared by such accountants required to establish whether or not the Credit Parties and their Subsidiaries are in compliance with the financial covenants set forth in Article X hereof as at the end of each respective period.
SECTION 8.4. Other Reports. (a) Promptly but in any event within ten (10) Business Days after the filing thereof, a copy of (i) each report or other filing made by the Credit Parties or any or their Subsidiaries with the Securities and Exchange Commission and required by the Securities and Exchange Commission to be delivered to the shareholders of the Credit Parties or any or their Subsidiaries, (ii) each report made by the Credit Parties or any of their Subsidiaries to the Securities and Exchange Commission on Form 8-K and (iii) each final registration statement of

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the Credit Parties or any of their Subsidiaries filed with the Securities and Exchange Commission, except in connection with pension plans and other employee benefit plans; and
     (b) Such other information regarding the operations, business affairs and financial condition of the Credit Parties or any of their Subsidiaries as the Administrative Agent or any Lender may reasonably request.
SECTION 8.5. Notice of Litigation and Other Matters. Prompt (but in no event later than ten (10) Business Days after a principal officer of the Credit Parties obtains knowledge thereof) telephonic (confirmed in writing) or written notice of:
     (a) the commencement of all proceedings and investigations by or before any Governmental Authority and all actions and proceedings in any court or before any arbitrator against or involving the Credit Parties or any Subsidiary thereof or any of their respective properties, assets or businesses which in the reasonable judgment of the Credit Parties could reasonably be expected to have a Material Adverse Effect;
     (b) any notice of any violation received by the Credit Parties or any Subsidiary thereof from any Governmental Authority including, without limitation, any notice of violation of Environmental Laws, which in the reasonable judgment of the Credit Parties in any such case could reasonably be expected to have a Material Adverse Effect;
     (c) any Default or Event of Default; and
     (d) (i) any unfavorable determination letter from the Internal Revenue Service regarding the qualification of an Employee Benefit Plan under Section 401(a) of the Code (along with a copy thereof) which could reasonably be expected to have a Material Adverse Effect, (ii) all notices received by the Credit Parties or any ERISA Affiliate of the PBGC’s intent to terminate any Pension Plan or to have a trustee appointed to administer any Pension Plan, (iii) all notices received by the Credit Parties or any ERISA Affiliate from a Multiemployer Plan sponsor concerning the imposition or amount of withdrawal liability pursuant to Section 4202 of ERISA which could reasonably have a Material Adverse Effect and (iv) the Credit Parties obtaining knowledge or reason to know that the Credit Parties or any ERISA Affiliate has filed or intends to file a notice of intent to terminate any Pension Plan under a distress termination within the meaning of Section 4041(c) of ERISA.
SECTION 8.6. Accuracy of Information. All written information, reports, statements and other papers and data furnished by or on behalf of the Credit Parties to the Administrative Agent or any Lender (other than financial forecasts) whether pursuant to this Article VIII or any other provision of this Agreement, shall be, at the time the same is so furnished, true and complete in all material respects.
ARTICLE IX AFFIRMATIVE COVENANTS
     Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner provided for in Section 14.11, the Credit Parties will, and will cause each of their Subsidiaries to:

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SECTION 9.1. Preservation of Corporate Existence and Related Matters. Except as permitted by Section 11.5, preserve and maintain its separate corporate existence and all rights, franchises, licenses and privileges necessary to the conduct of its business, and qualify and remain qualified as a foreign corporation and authorized to do business in each jurisdiction where the nature and scope of its activities require it to so qualify under Applicable Law in which the failure to so qualify would have a Material Adverse Effect.
SECTION 9.2. Maintenance of Property. Protect and preserve all properties useful in and material to its business, including copyrights, patents, trade names and trademarks; maintain in good working order and condition all buildings, equipment and other tangible real and personal property material to the conduct of its business, ordinary wear and tear excepted; and from time to time make or cause to be made all renewals, replacements and additions to such property necessary for the conduct of its business, so that the business carried on in connection therewith may be properly and advantageously conducted at all times.
SECTION 9.3. Insurance. Maintain insurance with financially sound and reputable insurance companies against such risks and in such amounts as are customarily maintained by similar businesses and as may be required by Applicable Law including, without limitation, hazard and business interruption coverage.
SECTION 9.4. Accounting Methods and Financial Records. Maintain a system of accounting, and keep such books, records and accounts (which shall be true and complete in all material respects) as may be required or as may be necessary to permit the preparation of financial statements in accordance with GAAP and in compliance with the regulations of any Governmental Authority having jurisdiction over it or any of its properties.
SECTION 9.5. Payment and Performance of Obligations. Pay and perform all Obligations under this Agreement and the other Loan Documents, and pay (a) all material taxes, assessments and other governmental charges that may be levied or assessed upon it or any of its property, and (b) subject to the thresholds and other limitations set forth in Section 12.1(f) or Section 12.1(g), all other material indebtedness, obligations and liabilities in accordance with customary trade practices; provided, that the Credit Parties or such Subsidiary may contest any item described in clause (a) or (b) of this Section 9.5 in good faith so long as adequate reserves are maintained with respect thereto to the extent required by GAAP. It is expected that all payments in respect of the Obligations, the Existing Debt Securities and the Additional Debt Securities will be made by the Borrower.
SECTION 9.6. Compliance With Laws and Approvals. Observe and remain in compliance with all Applicable Laws and maintain in full force and effect all Governmental Approvals, in each case applicable to the conduct of its business except where the failure to observe or comply could not reasonably be expected to have a Material Adverse Effect.
SECTION 9.7. Environmental Laws. In addition to and without limiting the generality of Section 9.6, (a) comply with, and use best efforts to ensure such compliance by all tenants and subtenants, with all applicable Environmental Laws and obtain and comply with and maintain, and use its best efforts to ensure that all tenants and subtenants obtain and comply with and maintain, any and all licenses, approvals, notifications, registrations or permits required by applicable Environmental Laws except where the failure to comply could not reasonably have a Material Adverse Effect, (b) conduct and complete all investigations, studies, sampling and testing, and all remedial, removal and other actions required under Environmental Laws, and promptly comply with all lawful orders and directives of any Governmental Authority regarding

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Environmental Laws except (i) where the failure to do so could not reasonably be expected to have a Material Adverse Effect or (ii) to the extent the Credit Parties or any of their Subsidiaries are contesting, in good faith, any such requirement, order or directive before the appropriate Governmental Authority so long as adequate reserves are maintained with respect thereto to the extent required by GAAP, and (c) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, agents, officers and directors, from and against any claims, demands, penalties, fines, liabilities, settlements, damages, costs and expenses of whatever kind or nature known or unknown, contingent or otherwise, arising out of, or in any way relating to the violation of, noncompliance with or liability under any Environmental Laws applicable to the operations of the Credit Parties or such Subsidiaries, or any orders, requirements or demands of Governmental Authorities related thereto, including, without limitation, reasonable attorney’s and consultant’s fees, investigation and laboratory fees, response costs, court costs and litigation expenses, except to the extent that any of the foregoing directly result from the gross negligence or willful misconduct of the party seeking indemnification therefor.
SECTION 9.8. Compliance with ERISA. In addition to and without limiting the generality of Section 9.6, (a) comply with all applicable provisions of ERISA and the Code and the regulations and published interpretations thereunder with respect to all Employee Benefit Plans, except where the failure to comply could not reasonably be expected to have a Material Adverse Effect, (b) not take any action or fail to take action the result of which would result in a liability to the PBGC or to a Multiemployer Plan in an amount that could reasonably be expected to have a Material Adverse Effect, and (c) furnish to the Administrative Agent upon the Administrative Agent’s request such additional information about any Employee Benefit Plan concerning compliance with this covenant as may be reasonably requested by the Administrative Agent.
SECTION 9.9. Conduct of Business. Engage only in businesses in substantially the same fields as the businesses conducted on the Closing Date (including, without limitation, the apparel, footwear, handbags, accessories, jewelry, denim and cosmetics or other women’s accoutrements industries generally) and in lines of business reasonably related thereto (collectively, “Permitted Lines of Business”), or as otherwise permitted pursuant to the terms of this Agreement.
SECTION 9.10. Visits and Inspections. Permit representatives of the Administrative Agent or any Lender, from time to time upon reasonable prior notice to visit and inspect its properties; inspect and make extracts from its books, records and files, including, but not limited to, management letters prepared by independent accountants; and discuss with its principal officers, and its independent accountants, its business, assets, liabilities, financial condition, results of operations and business prospects.
SECTION 9.11. Use of Proceeds. The Credit Parties shall use the proceeds of the Loans and the Letters of Credit to (a) refinance certain existing Debt, (b) for working capital and general corporate purposes of the Credit Parties and their Subsidiaries, including acquisitions and stock repurchases, and (c) the payment of certain fees and expenses incurred in connection with the transactions contemplated hereby or thereby.
ARTICLE X FINANCIAL COVENANTS
     Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment and L/C Commitment have terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties and their Subsidiaries on a Consolidated basis will not:

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SECTION 10.1. Interest Coverage Ratio. As of the end of any fiscal quarter, permit the ratio (the “Interest Coverage Ratio”) of (a) EBITDAR for the period of four (4) consecutive fiscal quarters ending on or immediately prior to such date to (b) the sum of (i) Interest Expense paid or payable in cash and (ii) Rental Expense, both for the period of four (4) consecutive fiscal quarters ending on or immediately prior to such date, to be less than 2.75 to 1.0.
SECTION 10.2. Minimum Net Worth. As of the end of any fiscal quarter, permit Consolidated Net Worth to be less than $1,750,000,000.
ARTICLE XI NEGATIVE COVENANTS
     Until all of the Obligations (other than any Obligations under any Hedging Agreement) have been paid and satisfied in full and the Revolving Credit Commitment has expired or been terminated, unless consent has been obtained in the manner set forth in Section 14.11 hereof, the Credit Parties will not and will not permit any of their Subsidiaries to:
SECTION 11.1. Limitations on Debt and Guaranty Obligations. Create, incur, assume or suffer to exist any Debt, including Guaranty Obligations, except:
     (a) the Obligations of the Credit Parties;
     (b) the Three-Year Credit Agreement Obligations;
     (c) Debt existing on the Closing Date (other than the Three-Year Credit Agreement Obligations), including the Debt as set forth on Schedule 7.1(p);
     (d) Debt in the form of additional credit facilities of the Credit Parties or their Subsidiaries for borrowings denominated in currencies other than Dollars; provided that the equivalent Dollar Amount of the aggregate commitment thereunder does not exceed $50,000,000 on any date of determination;
     (e) Debt of the Credit Parties and their Subsidiaries, not otherwise permitted under this Section 11.1, incurred in connection with (i) Capitalized Leases, (ii) purchase money Debt, (iii) Debt of a Subsidiary incurred and outstanding on or prior to the date on which such Subsidiary was acquired by any Credit Party or otherwise became a Subsidiary of such Credit Party, or Debt assumed by a Credit Party or a Subsidiary thereof in connection with an asset acquisition which Debt was outstanding prior to the date of such asset acquisition (in each case, other than Debt incurred as consideration in, or to provide all or any portion of the funds or credit support utilized to consummate, the transaction or series of transactions pursuant to which such Subsidiary became a Subsidiary of such Credit Party or was otherwise acquired by such Credit Party or pursuant to which such assets were acquired) and (iv) any other unsecured Debt of the Subsidiaries of the Credit Parties in an aggregate outstanding amount (excluding any attributable Debt from the sale leaseback transaction involving the Credit Parties’ distribution warehouse at South Hill, Virginia) not to exceed fifteen percent (15%) of Consolidated Net Worth of the Credit Parties and their Subsidiaries on any date of determination;
     (f) additional Debt of the Credit Parties, not otherwise permitted under this Section 11.1, arising under or in connection with public or privately placed notes, debentures, bonds, or debt securities or related indentures or other agreements (the

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Additional Debt Securities”) (including in connection with the issuance of exchange securities in connection with any exchange offer registered under the Securities Act of 1933, as amended, following a private placement of Additional Debt Securities) so long as no Default or Event of Default exists on the date any such Additional Debt Security is created or arises as a result of any borrowing thereunder;
     (g) other Debt of the Credit Parties, not otherwise permitted under this Section 11.1, in an aggregate outstanding amount not to exceed $300,000,000 on any date of determination;
     (h) Debt of the Credit Parties to any Subsidiary or any other Credit Party and of any Subsidiary to the Credit Parties or any other Subsidiary;
     (i) Debt incurred in respect of the extension, renewal, refinancing, replacement or refunding (collectively, the “refinancing”) of Debt incurred pursuant to clause (a), (b), (c) or (e); provided, that (i) such Debt is an aggregate principal amount (or if incurred with original issue discount, an aggregate issue price) not in excess of the sum of (x) the aggregate principal amount (or if incurred with original issue discount, the aggregate accreted value) then outstanding of the Debt being refinanced and (y) an amount necessary to pay any fees and expenses, including premiums and defeasance costs, related to such refinancing, (ii) the average life of such Debt is equal to or greater than the average life of the Debt being refinanced, (iii) the stated maturity of such Debt is no earlier than the stated maturity of the Debt being refinanced; and (iv) the new Debt shall not be senior in right of payment to the Debt that is being refinanced; provided, that none of the Debt permitted to be incurred by this Section shall expressly restrict, limit or otherwise encumber (unless such restriction, limitation or other encumbrance is a Permitted Encumbrance (as defined below)), the ability of any Subsidiary of the Credit Parties to make any payment to the Credit Parties or any of their Subsidiaries (in the form of dividends, intercompany advances or otherwise) for the purpose of enabling the Credit Parties to pay the Obligations. For purposes of this Section 11.1, with regard to any Debt, a “Permitted Encumbrance” shall mean any restriction, limitation or other encumbrance that applies solely if a default or event of default (other than a default resulting solely from the breach of a representation or warranty) occurs and is continuing under such Debt; provided further that, with respect to any default or event of default (other than a payment default, including as a result of acceleration, or a bankruptcy event with respect to the obligor of such Debt), such encumbrance or restriction may not prohibit dividends to the Credit Parties or any Subsidiary thereof to pay the Obligations for more than one hundred eighty (180) days in any consecutive three hundred sixty (360) day period; and
     (j) Debt incurred in connection with the Permitted Investment Policy as in effect on the date hereof.
SECTION 11.2. [Reserved].

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SECTION 11.3. Limitations on Liens. Create, incur, assume or suffer to exist, any Lien on or with respect to any of its assets or properties (including without limitation shares of capital stock or other ownership interests), real or personal, whether now owned or hereafter acquired, except:
     (a) Liens for taxes, assessments and other governmental charges or levies (excluding any Lien imposed pursuant to any of the provisions of ERISA or Environmental Laws) not yet due or as to which the period of grace, if any, related thereto has not expired or which are being contested in good faith and by appropriate proceedings if adequate reserves are maintained to the extent required by GAAP;
     (b) the claims of materialmen, mechanics, carriers, warehousemen, processors or landlords for labor, materials, supplies or rentals incurred in the ordinary course of business, (i) which are not overdue for a period of more than thirty (30) days or (ii) which are being contested in good faith and by appropriate proceedings;
     (c) Liens consisting of deposits or pledges made in the ordinary course of business in connection with, or to secure payment of, obligations under workers’ compensation, unemployment insurance or similar legislation or obligations under customer service contracts;
     (d) Liens constituting encumbrances in the nature of zoning restrictions, easements and rights or restrictions of record on the use of real property, which do not, in any case, materially detract from the value of such property or materially impair the use thereof in the ordinary conduct of business;
     (e) Liens of the Administrative Agent for the benefit of the Administrative Agent and the Lenders;
     (f) Liens incurred in the ordinary course of business securing Debt of the Credit Parties permitted under Section 11.1 not to exceed $75,000,000 in the aggregate outstanding in addition to Liens existing on the Closing Date;
     (g) Liens existing on any property or asset prior to the acquisition thereof by the Credit Parties or any Subsidiary or existing on any property or asset of any Person that becomes a Subsidiary or is merged with or into the Credit Parties or any Subsidiary after the date hereof prior to the time such Person becomes a Subsidiary or is so merged;
     (h) Liens in existence on the Closing Date and described on Schedule 11.3;
     (i) Liens securing Debt incurred in connection with Capitalized Leases and purchase money Debt permitted under Section 11.1(e); provided that (i) such Liens shall be created substantially simultaneously with the acquisition of the related asset, (ii) such Liens do not at any time encumber any property other than the property financed by such Debt, (iii) the amount of Debt secured thereby is not increased and (iv) the principal amount of Debt secured by any such Lien shall at no time exceed one hundred percent (100%) of the original purchase price of such property at the time it was acquired;
     (j) Liens incurred to secure appeal bonds and judgment and attachment Liens in respect of judgments or orders that do not constitute an Event of Default under Section 12.1(m);

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     (k) Liens arising solely by virtue of any statutory or common law provision relating to banker’s liens, rights of setoff or similar rights and remedies, in each case as to deposit accounts or other funds maintained with a creditor depository institution;
     (l) deposits to secure the performance of bids, trade contracts, leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature, in each case in the ordinary course of business;
     (m) Liens arising in the ordinary course of business that do not secure monetary obligations;
     (n) Liens arising by the terms of letters of credit entered into in the ordinary course of business to secure reimbursement obligations thereunder;
     (o) Liens securing Debt or other obligations between the Credit Parties and a Subsidiary or between Subsidiaries or Credit Parties;
     (p) Liens granted to any bank or other institution securing the payments to be made to such bank or other institution by the Credit Parties or a Subsidiary of the Credit Parties pursuant to any Hedging Agreement; provided that, such agreements are entered into in, or are incidental to, the ordinary course of business;
     (q) The refinancing of any Lien referred to in clause (g), (h), (i) or (p) provided, that the principal amount of Debt (or, if incurred with original issue discount, an aggregate issue price) secured thereby and not otherwise authorized by clause (g), (h), (i) or (p) shall not exceed the principal amount of Debt (or if incurred without original issue discount, the aggregate accreted value) plus any fees and expenses, including premiums and defeasance costs, payable in connection with any such extension, renewal, replacement or refunding, so secured at the time of such extension, renewal, replacement or refunding; and
     (r) Liens incurred in connection with the Permitted Investment Policy as in effect on the date hereof.
SECTION 11.4. Limitations on Loans, Advances, Investments and Acquisitions. Purchase, own, invest in or otherwise acquire, directly or indirectly, any capital stock (other than capital stock of the Credit Parties), interests in any partnership, limited liability company or joint venture (including without limitation the creation or capitalization of any Subsidiary), evidence of Debt or other obligation or security, substantially all or a portion of the business or assets of any other Person or any other investment or interest whatsoever in any other Person, or make or permit to exist, directly or indirectly, any loans, advances or extensions of credit to, or any investment in cash or by delivery of property in, any Person, or enter into, directly or indirectly, any commitment or option in respect of the foregoing (collectively, “Investments”) except:
          (a) Investments in Subsidiaries existing on the Closing Date and the other existing loans, advances and Investments described on Schedule 11.4;
          (b) Investments made in accordance with the Permitted Investment Policy;
          (c) Investments by the Credit Parties or any Subsidiary in the form of acquisitions, including acquisitions of all or substantially all of the business or a line of

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business (whether by the acquisition of capital stock, assets or any combination thereof) of any other Person, so long as (i) a Responsible Officer certifies to the Administrative Agent and the Required Lenders that no Default or Event of Default has occurred and is continuing or would result from the closing of such acquisition, such certification to include, for any acquisition involving a purchase price in excess of $50,000,000, either individually or in a series of related transactions, a financial condition certificate to which is attached a pro forma balance sheet of Jones Apparel Group and its Subsidiaries setting forth on a pro forma basis the financial condition of Jones Apparel Group and its Subsidiaries on a Consolidated basis as of the most recently ended Fiscal Year, reflecting on a pro forma basis the effect of the transactions contemplated by such acquisition, including all fees and expenses in connection therewith, and evidencing compliance on a pro forma basis with the covenants contained in Article X hereof, and (ii) such acquisition meets either of the following requirements: (A) such acquisition is within a Permitted Line of Business, or (B) such acquisition is outside a Permitted Line of Business but the price for such acquisition, together with all other acquisitions outside the Permitted Lines of Business, does not exceed $50,000,000 in the aggregate;
     (d) Investments (other than acquisitions) in the Permitted Lines of Business;
     (e) Investments (other than acquisitions) outside Permitted Lines of Business not in excess of $50,000,000 in the aggregate;
     (f) loans and advances to third party contractors in the ordinary course of business and consistent with past practice not to exceed in an aggregate outstanding amount $6,000,000 (excluding such loans and advances consisting of prepayments or advances for inventory or services); and loans and advances to employees of the Credit Parties and their Subsidiaries in an aggregate outstanding amount not to exceed $4,000,000; and
     (g) intercompany loans and advances among the Credit Parties and their Subsidiaries so long as permitted under the terms of Sections 11.1 and 11.3.
SECTION 11.5. Limitations on Mergers and Liquidation. Merge, consolidate or enter into any similar combination with any other Person or liquidate, wind-up or dissolve itself (or suffer any liquidation or dissolution) except so long as no Default or Event of Default has occurred and is continuing, or would result therefrom:
     (a) any Credit Party may merge or consolidate with or into any Person; provided that (i) such Credit Party shall be the survivor of such merger or consolidation or (ii) the survivor assumes and succeeds to the Obligations of such Credit Party pursuant to an assumption agreement in form reasonably satisfactory to the Administrative Agent and the Required Lenders;
     (b) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any other Wholly-Owned Subsidiary of the Credit Parties;
     (c) any Wholly-Owned Subsidiary may merge or consolidate with or into the Person such Wholly-Owned Subsidiary was formed to acquire in connection with an acquisition permitted by Section 11.4(b), (c) or (d);

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     (d) any Wholly-Owned Subsidiary of the Credit Parties may merge or consolidate with or into any Credit Party; provided that, such Credit Party is the survivor of such merger or consolidation; and
     (e) any Credit Party may merge or consolidate with or into any other Credit Party.
SECTION 11.6. Limitations on Sale or Transfer of Assets. Convey, sell, lease, assign, transfer or otherwise dispose of any of its property, business or assets, whether now owned or hereafter acquired (collectively, “sale”), except for the following:
     (a) the sale of inventory or the factoring of accounts receivable in the ordinary course of business;
     (b) the sale of obsolete assets no longer used or usable in the business of the Credit Parties or any of their Subsidiaries;
     (c) the sale or discount without recourse of accounts receivable arising in the ordinary course of business in connection with the compromise or collection thereof;
     (d) the sale of assets between the Credit Parties and any Subsidiary or between Subsidiaries or Credit Parties;
     (e) the sale of any other assets of the Credit Parties and their Subsidiaries outside the ordinary course of business so long as the total fair market value for all such sales on and after the Closing Date on an aggregate basis does not at any time exceed thirty-three percent (33%) of Consolidated Net Worth; and
     (f) the sale of assets purchased in accordance with the Permitted Investment Policy as in effect on the date hereof.
SECTION 11.7. Limitations on Dividends and Distributions. Declare or pay any dividends upon any of its capital stock; purchase, redeem, retire or otherwise acquire, directly or indirectly, any shares of its capital stock, or make any distribution of cash, property or assets among the holders of shares of its capital stock, or make any change in its capital structure that could reasonably be expected to have a Material Adverse Effect; provided that: (a) the Credit Parties may pay dividends solely in shares of their own capital stock or other ownership interest (including dividends consisting of rights to purchase such capital stock or other ownership interest), (b) any Subsidiary may pay dividends or make distributions to the Credit Parties or any Wholly-Owned Subsidiary of the Credit Parties, (c) any Credit Party may pay dividends or make distributions to any other Credit Party and (d) as long as no Default or Event of Default has occurred and is continuing or would be created thereby (i) the Credit Parties may declare and pay dividends on shares of their capital stock or other ownership interests, (ii) the Credit Parties or any Subsidiary may redeem shares of their capital stock or other ownership interest pursuant to a plan approved by the Board of Directors of the Credit Parties or such Subsidiary, as applicable and (iii) the Credit Parties or any Subsidiary may take any action otherwise prohibited by this Section 11.7.
SECTION 11.8. Transactions with Affiliates. Directly or indirectly enter into, or be a party to, any transaction with any of its Affiliates, except (i) on terms that are no less favorable to it than it would obtain in a comparable arm’s length transaction with a Person not its Affiliate, (ii) without limiting any other provision of this Agreement, in connection with any acquisition otherwise

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permitted pursuant to the terms of this Agreement or (iii) for transactions between Credit Parties or between Credit Parties and Subsidiaries of Credit Parties.
SECTION 11.9. Changes in Fiscal Year End. Change its Fiscal Year.
SECTION 11.10. Amendments; Payments and Prepayments of Material Debt and Subordinated Debt. Upon the occurrence and continuation of a Default or an Event of Default, amend or modify (or permit the modification or amendment of) in any manner materially adverse to the Lenders any of the terms or provisions of any Debt in excess of $25,000,000, including without limitation the Additional Debt Securities, if any, or any Subordinated Debt, or cancel or forgive, make any voluntary or optional payment or prepayment on, or redeem or acquire for value (including, without limitation, by way of depositing with any trustee with respect thereto money or securities before due for the purpose of paying when due) any Subordinated Debt.
ARTICLE XII DEFAULT AND REMEDIES
SECTION 12.1. Events of Default. Each of the following shall constitute an Event of Default, whatever the reason for such event and whether it shall be voluntary or involuntary or be effected by operation of law or pursuant to any judgment or order of any court or any order, rule or regulation of any Governmental Authority or otherwise:
     (a) Default in Payment of Principal of Loans and Reimbursement Obligations. The Borrower shall default in any payment of principal of any Loan or Reimbursement Obligation when and as due (whether at maturity, by reason of acceleration or otherwise).
     (b) Other Payment Default. The Borrower shall default in the payment when and as due (whether at maturity, by reason of acceleration or otherwise) of interest on any Loan or Reimbursement Obligation or the payment of any other Obligation (other than any Obligation under any Hedging Agreement), and such default shall continue unremedied for three (3) Business Days.
     (c) Misrepresentation. Any representation or warranty made or deemed to be made by the Credit Parties or any of their Subsidiaries, if applicable, under this Agreement, any Loan Document or any amendment hereto or thereto, shall at any time prove to have been incorrect or misleading in any material respect when made or deemed made.
     (d) Default in Performance of Certain Covenants. Any of the Credit Parties shall default in the performance or observance of any covenant or agreement contained in Article X or XI of this Agreement.
     (e) Default in Performance of Other Covenants and Conditions. Any of the Credit Parties or any Subsidiary thereof, if applicable, shall default in the performance or observance of any term, covenant, condition or agreement contained in this Agreement (other than as specifically provided for otherwise in this Section 12.1) or any other Loan Document and such default shall continue for a period of thirty (30) days after written notice thereof has been given to the Borrower by the Administrative Agent.
     (f) Hedging Agreement. Any termination payments in an amount greater than $35,000,000 shall be due by any Credit Party under any Hedging Agreement and such amount is not paid within thirty (30) Business Days of the due date thereof.

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     (g) Debt Cross-Default. Any of the Credit Parties or any of their Subsidiaries shall (i) default in the payment of principal or interest on any Debt (other than the Loans or any Reimbursement Obligation) the aggregate outstanding amount of which Debt is in excess of $35,000,000, including, without limitation, the obligations under the Three-Year Credit Agreement, beyond the period of grace if any, provided in the instrument or agreement under which such Debt was created, or (ii) default in the observance or performance of any other agreement or condition relating to any Debt (other than the Loans or any Reimbursement Obligation), including, without limitation, the obligations under the Three-Year Credit Agreement and any other documents executed in connection therewith, the aggregate outstanding amount of which Debt is in excess of $35,000,000 or contained in any instrument or agreement evidencing, securing or relating thereto or any other event shall occur or condition exist, the effect of which default or other event or condition is to cause, or to permit the holder or holders of such Debt (or a trustee or agent on behalf of such holder or holders) to cause, with the giving of notice if required, any such Debt to become due prior to its stated maturity (any applicable grace period having expired).
     (h) Change in Control. Any person or group of persons (within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended) shall obtain ownership or control in one or more series of transactions of more than thirty-three and one-third percent (33.33%) of the common stock or thirty-three and one-third percent (33.33%) of the voting power of any Credit Party entitled to vote in the election of members of the Board of Directors of such Credit Party or there shall have occurred under any indenture or other instrument evidencing any debt in excess of $35,000,000 any “change in control” (as defined in such indenture or other evidence of debt) obligating the Borrower to repurchase, redeem or repay all or any part of the debt or capital stock provided for therein (any such event, a “Change in Control”). Further, except as set forth in Section 11.5, Jones Apparel Group shall at all times own 100% of the capital stock of Jones Apparel Group Holdings and Jones Apparel Group Holdings shall at all times own 100% of the capital stock of the Borrower.
     (i) Voluntary Bankruptcy Proceeding. Any Credit Party or any Subsidiary thereof shall (i) commence a voluntary case under the federal bankruptcy laws (as now or hereafter in effect), (ii) file a petition seeking to take advantage of any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or composition for adjustment of debts, (iii) consent to or fail to contest in a timely and appropriate manner any petition filed against it in an involuntary case under such bankruptcy laws or other laws, (iv) apply for or consent to, or fail to contest in a timely and appropriate manner, the appointment of, or the taking of possession by, a receiver, custodian, trustee, or liquidator of itself or of a substantial part of its property, domestic or foreign, (v) admit in writing its inability to pay its debts as they become due, (vi) make a general assignment for the benefit of creditors, or (vii) take any corporate action for the purpose of authorizing any of the foregoing.
     (j) Involuntary Bankruptcy Proceeding. A case or other proceeding shall be commenced against any Credit Party or any Subsidiary thereof in any court of competent jurisdiction seeking (i) relief under the federal bankruptcy laws (as now or hereafter in effect) or under any other laws, domestic or foreign, relating to bankruptcy, insolvency, reorganization, winding up or adjustment of debts, or (ii) the appointment of a trustee, receiver, custodian, liquidator or the like for any Credit Party or any Subsidiary thereof or for all or any substantial part of their respective assets, domestic or foreign, and such case

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or proceeding shall continue without dismissal or stay for a period of sixty (60) consecutive days, or an order granting the relief requested in such case or proceeding (including, but not limited to, an order for relief under such federal bankruptcy laws) shall be entered.
     (k) [Reserved]
     (l) Termination Event. The occurrence of any of the following events: (i) the Borrower or any ERISA Affiliate fails to make full payment to an Employee Benefit Plan when due (after giving effect to any applicable grace period) of contributions in excess of $2,000,000, (ii) an accumulated funding deficiency in excess of $2,000,000 occurs or exists, whether or not waived, with respect to any Pension Plan or (iii) a Termination Event that could reasonably be expected to result in liability in excess of $5,000,000 to the Borrower or any ERISA Affiliate.
     (m) Judgment. A judgment or order for the payment of money which causes the aggregate amount of all such judgments to exceed $35,000,000 in any Fiscal Year shall be entered against any Credit Party or any Subsidiary thereof by any court and such judgment or order shall continue without discharge or stay for a period of thirty (30) days.
SECTION 12.2. Remedies. Upon the occurrence of an Event of Default, with the consent of the Required Lenders, the Administrative Agent may, or upon the request of the Required Lenders, the Administrative Agent shall, by notice to the Credit Parties:
     (a) Acceleration; Termination of Facilities. Declare the principal of and interest on the Loans, the Reimbursement Obligations at the time outstanding, and all other amounts owed to the Lenders and to the Administrative Agent under this Agreement or any of the other Loan Documents (other than any Hedging Agreement) (including, without limitation, all L/C Obligations, whether or not the beneficiaries of the then outstanding Letters of Credit shall have presented the documents required thereunder) and all other Obligations (other than Obligations owing under any Hedging Agreement), to be forthwith due and payable, whereupon the same shall immediately become due and payable without presentment, demand, protest or other notice of any kind, all of which are expressly waived, anything in this Agreement or the other Loan Documents to the contrary notwithstanding, and terminate the Credit Facility and any right of the Borrower to request borrowings or Letters of Credit thereunder; provided, that upon the occurrence of an Event of Default specified in Section 12.1(i) or (j) with respect to the Credit Parties, the Credit Facility shall be automatically terminated and all Obligations (other than obligations owing under any Hedging Agreement) shall automatically become due and payable.
     (b) Letters of Credit. With respect to all Letters of Credit with respect to which presentment for honor shall not have occurred at the time of an acceleration pursuant to the preceding paragraph, require the Borrower at such time to deposit or cause to be deposited in a cash collateral account opened by the Administrative Agent an amount equal to the Dollar Amount of the aggregate then undrawn and unexpired amount of such Letters of Credit. Amounts held in such cash collateral account shall be applied by the Administrative Agent to the payment of drafts drawn under such Letters of Credit, and the unused portion thereof after all such Letters of Credit shall have expired or been fully drawn upon, if any, shall be applied to repay the other Obligations. After all such Letters

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of Credit shall have expired or been fully drawn upon, the Reimbursement Obligation shall have been satisfied and all other Obligations shall have been paid in full, the balance, if any, in such cash collateral account shall be promptly returned to the Borrower.
     (c) Rights of Collection. Exercise on behalf of the Lenders all of its other rights and remedies under this Agreement, the other Loan Documents and Applicable Law, in order to satisfy all of the Obligations.
SECTION 12.3. Rights and Remedies Cumulative; Non-Waiver; Etc. The enumeration of the rights and remedies of the Administrative Agent and the Lenders set forth in this Agreement is not intended to be exhaustive and the exercise by the Administrative Agent and the Lenders of any right or remedy shall not preclude the exercise of any other rights or remedies, all of which shall be cumulative, and shall be in addition to any other right or remedy given hereunder or under the Loan Documents or that may now or hereafter exist in law or in equity or by suit or otherwise. No delay or failure to take action on the part of the Administrative Agent or any Lender in exercising any right, power or privilege shall operate as a waiver thereof, nor shall any single or partial exercise of any such right, power or privilege preclude other or further exercise thereof or the exercise of any other right, power or privilege or shall be construed to be a waiver of any Event of Default. No course of dealing between the Credit Parties, the Administrative Agent and the Lenders or their respective agents or employees shall be effective to change, modify or discharge any provision of this Agreement or any of the other Loan Documents or to constitute a waiver of any Event of Default.
ARTICLE XIII THE ADMINISTRATIVE AGENT
SECTION 13.1. Appointment. Each of the Lenders hereby irrevocably designates and appoints Wachovia as Administrative Agent of such Lender under this Agreement and the other Loan Documents for the term hereof and each such Lender irrevocably authorizes Wachovia as Administrative Agent for such Lender, to take such action on its behalf under the provisions of this Agreement and the other Loan Documents and to exercise such powers and perform such duties as are expressly delegated to the Administrative Agent by the terms of this Agreement and such other Loan Documents, together with such other powers as are reasonably incidental thereto. Notwithstanding any provision to the contrary elsewhere in this Agreement or such other Loan Documents, the Administrative Agent shall not have any duties or responsibilities, except those expressly set forth herein and therein, or any fiduciary relationship with any Lender, and no implied covenants, functions, responsibilities, duties, obligations or liabilities shall be read into this Agreement or the other Loan Documents or otherwise exist against the Administrative Agent. Any reference to the Administrative Agent in this Article XIII shall be deemed to refer to the Administrative Agent solely in its capacity as Administrative Agent and not in its capacity as a Lender.
SECTION 13.2. Delegation of Duties. The Administrative Agent may execute any of its respective duties under this Agreement and the other Loan Documents by or through agents or attorneys-in-fact and shall be entitled to advice of counsel concerning all matters pertaining to such duties. The Administrative Agent shall not be responsible for the negligence or misconduct of any agents or attorneys-in-fact selected by the Administrative Agent with reasonable care.
SECTION 13.3. Exculpatory Provisions. Neither the Administrative Agent nor any of its officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates shall be (a) liable for any action lawfully taken or omitted to be taken by it or such Person under or in

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connection with this Agreement or the other Loan Documents (except for actions occasioned solely by its or such Person’s own gross negligence or willful misconduct), or (b) responsible in any manner to any of the Lenders for any recitals, statements, representations or warranties made by the Borrower or any of its Subsidiaries or any officer thereof contained in this Agreement or the other Loan Documents or in any certificate, report, statement or other document referred to or provided for in, or received by the Administrative Agent under or in connection with, this Agreement or the other Loan Documents or for the value, validity, effectiveness, genuineness, enforceability or sufficiency of this Agreement or the other Loan Documents or for any failure of the Borrower or any of its Subsidiaries to perform its obligations hereunder or thereunder. The Administrative Agent shall not be under any obligation to any Lender to ascertain or to inquire as to the observance or performance of any of the agreements contained in, or conditions of, this Agreement, or to inspect the properties, books or records of the Borrower or any of its Subsidiaries.
SECTION 13.4. Reliance by the Administrative Agent. The Administrative Agent shall be entitled to rely, and shall be fully protected in relying, upon any note, writing, resolution, notice, consent, certificate, affidavit, letter, cablegram, telegram, telecopy, telex or teletype message, statement, order or other document or conversation believed by it to be genuine and correct and to have been signed, sent or made by the proper Person or Persons and upon advice and statements of legal counsel (including, without limitation, counsel to the Borrower), independent accountants and other experts selected by the Administrative Agent. The Administrative Agent may deem and treat the holder of any Revolving Credit Loan as the owner thereof for all purposes unless such Revolving Credit Loan shall have been transferred in accordance with Section 14.10 hereof. The Administrative Agent shall be fully justified in failing or refusing to take any action under this Agreement and the other Loan Documents unless it shall first receive such advice or concurrence of the Required Lenders (or, when expressly required hereby or by the relevant other Loan Document, the Required Agreement Lenders or all the Lenders) as it deems appropriate or it shall first be indemnified to its satisfaction by the Lenders against any and all liability and expense which may be incurred by it by reason of taking or continuing to take any such action except for its own gross negligence or willful misconduct. The Administrative Agent shall in all cases be fully protected in acting, or in refraining from acting, under this Agreement and the other Loan Documents in accordance with a request of the Required Lenders (or, when expressly required hereby, the Required Agreement Lenders or all the Lenders), and such request and any action taken or failure to act pursuant thereto shall be binding upon all the Lenders and all future holders of the Loans.
SECTION 13.5. Notice of Default. The Administrative Agent shall not be deemed to have knowledge or notice of the occurrence of any Default or Event of Default hereunder unless it has received notice from a Lender or the Borrower referring to this Agreement, describing such Default or Event of Default and stating that such notice is a “notice of default”. In the event that the Administrative Agent receives such a notice, it shall promptly give notice thereof to the Lenders. The Administrative Agent shall take such action with respect to such Default or Event of Default as shall be reasonably directed by the Required Lenders; provided that unless and until the Administrative Agent shall have received such directions, the Administrative Agent may (but shall not be obligated to) take such action, or refrain from taking such action, with respect to such Default or Event of Default as it shall deem advisable in the best interests of the Lenders, except to the extent that other provisions of this Agreement expressly require that any such action be taken or not be taken only with the consent and authorization or the request of the Lenders, the Required Agreement Lenders or Required Lenders, as applicable.

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SECTION 13.6. Non-Reliance on the Administrative Agent and Other Lenders. Each Lender expressly acknowledges that neither the Administrative Agent nor any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates has made any representations or warranties to it and that no act by the Administrative Agent hereinafter taken, including any review of the affairs of the Borrower or any of its Subsidiaries, shall be deemed to constitute any representation or warranty by the Administrative Agent to any Lender. Each Lender represents to the Administrative Agent that it has, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it has deemed appropriate, made its own appraisal of and investigation into the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries and made its own decision to make its Loans and issue or participate in Letters of Credit hereunder and enter into this Agreement. Each Lender also represents that it will, independently and without reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit analysis, appraisals and decisions in taking or not taking action under this Agreement and the other Loan Documents, and to make such investigation as it deems necessary to inform itself as to the business, operations, property, financial and other condition and creditworthiness of the Borrower and its Subsidiaries. Except for notices, reports and other documents expressly required to be furnished to the Lenders by the Administrative Agent hereunder or by the other Loan Documents, the Administrative Agent shall not have any duty or responsibility to provide any Lender with any credit or other information concerning the business, operations, property, financial and other condition or creditworthiness of the Borrower or any of its Subsidiaries which may come into the possession of the Administrative Agent or any of its respective officers, directors, employees, agents, attorneys-in-fact, Subsidiaries or Affiliates.
SECTION 13.7. Indemnification. The Lenders agree to indemnify the Administrative Agent in its capacity as such and (to the extent not reimbursed by the Borrower and without limiting the obligation of the Borrower to do so), ratably according to the respective amounts of their Revolving Credit Commitment Percentage from and against any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind whatsoever which may at any time (including, without limitation, at any time following the payment of the Loans or any Reimbursement Obligation) be imposed on, incurred by or asserted against the Administrative Agent in any way relating to or arising out of this Agreement or the other Loan Documents, or any documents contemplated by or referred to herein or therein or the transactions contemplated hereby or thereby or any action taken or omitted by the Administrative Agent under or in connection with any of the foregoing; provided that no Lender shall be liable for the payment of any portion of such liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements to the extent they result from the Administrative Agent’s bad faith, gross negligence or willful misconduct. The agreements in this Section 13.7 shall survive the payment of the Loans, any Reimbursement Obligation and all other amounts payable hereunder and the termination of this Agreement.
SECTION 13.8. The Administrative Agent in Its Individual Capacity. The Administrative Agent and its respective Subsidiaries and Affiliates may make loans to, accept deposits from and generally engage in any kind of business with the Borrower as though the Administrative Agent were not an Administrative Agent hereunder. With respect to any Loans made or renewed by it and with respect to any Letter of Credit issued by it or participated in by it, the Administrative Agent shall have the same rights and powers under this Agreement and the other Loan Documents as any Lender and may exercise the same as though it were not an Administrative Agent, and the terms “Lender” and “Lenders” shall include the Administrative Agent in its individual capacity.

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SECTION 13.9. Resignation of the Administrative Agent; Successor Administrative Agent. Subject to the appointment and acceptance of a successor as provided below, the Administrative Agent may resign at any time by giving notice thereof to the Lenders and the Credit Parties. Upon any such resignation, the Required Lenders shall have the right, subject to the approval of the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), to appoint a successor Administrative Agent, which successor shall have minimum capital and surplus of at least $500,000,000. If no successor Administrative Agent shall have been so appointed by the Required Lenders, been approved (so long as no Default or Event of Default has occurred and is continuing) by the Credit Parties or have accepted such appointment within thirty (30) days after the Administrative Agent’s giving of notice of resignation, then the Administrative Agent may, on behalf of the Lenders, appoint a successor Administrative Agent reasonably acceptable to the Credit Parties (so long as no Default or Event of Default has occurred and is continuing), which successor shall have minimum capital and surplus of at least $500,000,000. Upon the acceptance of any appointment as Administrative Agent hereunder by a successor Administrative Agent, such successor Administrative Agent shall thereupon succeed to and become vested with all rights, powers, privileges and duties of the retiring Administrative Agent, and the retiring Administrative Agent shall be discharged from its duties and obligations hereunder. After any retiring Administrative Agent’s resignation hereunder as Administrative Agent, the provisions of this Section 13.9 shall continue in effect for its benefit in respect of any actions taken or omitted to be taken by it while it was acting as Administrative Agent.
SECTION 13.10. Syndication and Documentation Agents. Each Syndication Agent in its capacity as Syndication Agent and each documentation agent in its capacity as documentation agent shall have no duties or responsibilities and no liabilities under this Agreement or any other Loan Document but shall be entitled, in such capacity, to the same protections afforded to the Administrative Agent under this Article XIII.
ARTICLE XIV MISCELLANEOUS
SECTION 14.1. Notices. (a) Method of Communication. Except as otherwise provided in this Agreement, all notices and communications hereunder shall be in writing, or by telephone subsequently confirmed in writing. Any notice shall be effective if delivered by hand delivery or sent via telecopy, recognized overnight courier service or certified mail, return receipt requested, and shall be presumed to be received by a party hereto (i) on the date of delivery if delivered by hand or sent by telecopy, (ii) on the next Business Day if sent by recognized overnight courier service and (iii) on the third (3rd) Business Day following the date sent by certified mail, return receipt requested. A telephonic notice to the Administrative Agent as understood by the Administrative Agent will be deemed to be the controlling and proper notice in the event of a discrepancy with or failure to receive a confirming written notice.
     (b) Addresses for Notices. Notices to any party shall be sent to it at the following addresses, or any other address as to which all the other parties are notified in writing.
If to the Credit Parties:
Jones Apparel Group, Inc.
250 Rittenhouse Circle
Bristol, Pennsylvania 19007
Attention: Chief Financial Officer
Telephone No.: (215) 785-4000
Telecopy No.: (215) 785-1228

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If to Wachovia:
Wachovia Bank, National Association
Administrative Agent: One Wachovia Center, TW 4
301 South College Street
Charlotte, NC 28288-0608
Attention: Syndication Agency Services
Telephone No: 704-715-1353
Telecopy No: 704-383-0288
With copies to:
Wachovia Bank, National Association
Administrative Agent: One Wachovia Center, TW 5
301 South College Street
Charlotte, NC 28288-0760
Attention: Syndication Agency Management
Telephone No: 704-383-7190
Telecopy No: 704-383-7611
If to any Lender:
To the Address set forth on Schedule 1.1(a) hereto
     (c) Administrative Agent’s Office. The Administrative Agent hereby designates its office located at the address set forth above, or any subsequent office which shall have been specified for such purpose by written notice to the Borrower and the Lenders, as the Administrative Agent’s Office referred to herein, to which payments due are to be made and at which Loans will be disbursed.
SECTION 14.2. Expenses; Indemnity. The Borrower will (a) pay all reasonable out-of-pocket expenses of the Administrative Agent in connection with (i) the preparation, execution and delivery of this Agreement and each other Loan Document, whenever the same shall be executed and delivered, including without limitation the reasonable out-of-pocket syndication and due diligence expenses and reasonable fees and disbursements of counsel for the Administrative Agent and (ii) the preparation, execution and delivery of any waiver, amendment or consent by the Administrative Agent or the Lenders relating to this Agreement or any other Loan Document, including without limitation reasonable fees and disbursements of counsel for the Administrative Agent, (b) pay all reasonable out-of-pocket expenses of the Administrative Agent actually incurred in connection with the administration of the Credit Facility, (c) pay all reasonable out-of-pocket expenses of the Administrative Agent and each Lender actually incurred in connection with the enforcement of any rights and remedies of the Administrative Agent and the Lenders under the Credit Facility, including to the extent reasonable under the circumstances consulting with accountants, attorneys and other Persons concerning the nature, scope or value of any right or remedy of the Administrative Agent or any Lender hereunder or under any other Loan Document or any factual matters in connection therewith, which expenses shall include without limitation the reasonable fees and disbursements of such Persons, and (d) defend, indemnify and hold harmless the Administrative Agent and the Lenders, and their respective parents, Subsidiaries, Affiliates, employees, Administrative Agents, officers and directors, from and against any losses, penalties, fines, liabilities, settlements, damages, costs and expenses, suffered by any such Person in connection with any claim, investigation, litigation or other proceeding

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(whether or not the Administrative Agent or any Lender is a party thereto) and the prosecution and defense thereof, arising out of or in any way connected with this Agreement, any other Loan Document or the Loans, including without limitation reasonable attorney’s and consultant’s fees, except to the extent that any of the foregoing result from the gross negligence or willful misconduct of any indemnified party.
SECTION 14.3. Set-off. In addition to any rights now or hereafter granted under Applicable Law and not by way of limitation of any such rights, upon and after the occurrence of any Event of Default and during the continuance thereof, the Lenders and any assignee or participant of a Lender in accordance with Section 14.10 are hereby authorized by the Credit Parties at any time or from time to time, without notice to the Credit Parties or to any other Person, any such notice being hereby expressly waived, to set off and to appropriate and to apply any and all deposits (general or special, time or demand, including, but not limited to, indebtedness evidenced by certificates of deposit, whether matured or unmatured) and any other indebtedness at any time held or owing by the Lenders, or any such assignee or participant to or for the credit or the account of the Borrower against and on account of the Obligations irrespective of whether or not (a) the Lenders shall have made any demand under this Agreement or any of the other Loan Documents or (b) the Administrative Agent shall have declared any or all of the Obligations to be due and payable as permitted by Section 12.2 and although such Obligations shall be contingent or unmatured.
SECTION 14.4. Governing Law. This Agreement, the Notes and the other Loan Documents, unless otherwise expressly set forth therein, shall be governed by, construed and enforced in accordance with the laws of the State of New York.
SECTION 14.5. Consent to Jurisdiction. Each of the parties hereto hereby irrevocably consents to the personal jurisdiction of the state and federal courts located in New York County, New York, in any action, claim or other proceeding arising out of any dispute in connection with this Agreement and the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations. Each of the parties hereto hereby irrevocably consents to the service of a summons and complaint and other process in any action, claim or proceeding brought by any other party hereto in connection with this Agreement or the other Loan Documents, any rights or obligations hereunder or thereunder, or the performance of such rights and obligations, on behalf of itself or its property, in the manner specified in Section 14.1. Nothing in this Section 14.5 shall affect the right of any of the parties hereto to serve legal process in any other manner permitted by Applicable Law or affect the right of any of the parties hereto to bring any action or proceeding against any other party hereto or its properties in the courts of any other jurisdictions.
SECTION 14.6. Waiver of Jury Trial. THE ADMINISTRATIVE AGENT, EACH LENDER AND EACH CREDIT PARTY HEREBY ACKNOWLEDGE THEY IRREVOCABLY WAIVE THEIR RESPECTIVE RIGHTS TO A JURY TRIAL WITH RESPECT TO ANY ACTION, CLAIM OR OTHER PROCEEDING ARISING OUT OF ANY JUDICIAL PROCEEDING, ANY DISPUTE, CLAIM OR CONTROVERSY ARISING OUT OF, CONNECTED WITH OR RELATING TO THE LOAN DOCUMENTS (“Dispute”) IN CONNECTION WITH THIS AGREEMENT, THE NOTES OR THE OTHER LOAN DOCUMENTS, ANY RIGHTS OR OBLIGATIONS HEREUNDER OR THEREUNDER, OR THE PERFORMANCE OF SUCH RIGHTS AND OBLIGATIONS.
SECTION 14.7. Reversal of Payments. To the extent any Credit Party makes a payment or payments to the Administrative Agent for the ratable benefit of the Lenders or the Administrative

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Agent receives any payment or proceeds of the collateral which payments or proceeds or any part thereof are subsequently invalidated, declared to be fraudulent or preferential, set aside and/or required to be repaid to a trustee, receiver or any other party under any bankruptcy law, state or federal law, common law or equitable cause, then, to the extent of such payment or proceeds repaid, the Obligations or part thereof intended to be satisfied shall be revived and continued in full force and effect as if such payment or proceeds had not been received by the Administrative Agent.
SECTION 14.8. Injunctive Relief; Punitive Damages. (a) Each of the parties to this Agreement recognizes that, in the event such party fails to perform, observe or discharge any of its obligations or liabilities under this Agreement, any remedy of law may prove to be inadequate relief to the other parties hereto. Therefore, each of the parties hereto agrees that the other parties hereto, at such other party’s option, shall be entitled to pursue temporary and permanent injunctive relief in any such case without the necessity of proving actual damages.
     (b) The Administrative Agent, the Lenders and the Credit Parties (on behalf of themselves and their Subsidiaries) hereby agree that no such Person shall have a remedy of punitive or exemplary damages against any other party to a Loan Document and each such Person hereby waives any right or claim to punitive or exemplary damages that they may now have or may arise in the future in connection with any Dispute, whether such Dispute is resolved through arbitration or judicially.
SECTION 14.9. Accounting Matters. Except as otherwise expressly provided herein, all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in effect from time to time, provided that, if the Borrower notifies the Administrative Agent that the Borrower requests an amendment to any provision hereof to eliminate the effect of any change occurring after the date hereof in GAAP or in the application thereof on the operation of such provision (or if the Administrative Agent notifies the Borrower that the Required Lenders request an amendment to any provision hereof for such purpose), regardless of whether any such notice is given before or after such change in GAAP or in the application thereof, then such provision shall be interpreted on the basis of GAAP as in effect and applied immediately before such change shall have become effective until such notice shall have been withdrawn or such provision amended in accordance therewith.
SECTION 14.10. Successors and Assigns; Participations. (a) Benefit of Agreement. This Agreement shall be binding upon and inure to the benefit of the Credit Parties, the Administrative Agent and the Lenders, all future holders of the Notes, and their respective successors and permitted assigns, except that the Borrower shall not assign or transfer any of its rights or obligations under this Agreement without the prior written consent of each Lender other than pursuant to Section 11.5.
     (b) Assignment by Lenders. Each Lender may, with the consent of the Borrower (so long as no Default or Event of Default has occurred and is continuing) and the consent of the Administrative Agent, which consents shall not be unreasonably withheld or delayed, assign to one or more Eligible Assignees all or a portion of its interests, rights and obligations under this Agreement (including, without limitation, all or a portion of the Extensions of Credit (other than Competitive Bid Loans) at the time owing to it and the Revolving Credit Notes held by it); provided that:
     (i) each such assignment shall be of a constant, and not a varying, percentage of all the assigning Lender’s Revolving Credit Commitment and all other

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rights and obligations under this Agreement (other than any right to make Competitive Bid Loans, Competitive Bid Loans owing to it and Competitive Bid Notes);
     (ii) if less than all of the assigning Lender’s Revolving Credit Commitment or Revolving Credit Loans is to be assigned, the Revolving Credit Commitment or Revolving Credit Loans so assigned shall not be less than $5,000,000;
     (iii) the parties to each such assignment shall execute and deliver to the Administrative Agent, for its acceptance and recording in the Register, an Assignment and Acceptance in the form of Exhibit G attached hereto (an “Assignment and Acceptance”), together with any Revolving Credit Note or Revolving Credit Notes subject to such assignment;
     (iv) such assignment shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower, or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky laws of any state;
     (v) the assigning Lender shall pay to the Administrative Agent an assignment fee of $3,000 upon the execution by such Lender of the Assignment and Acceptance; provided that no such fee shall be payable upon any assignment by a Lender to an Affiliate thereof; and
     (vi) no consents will be required for assignments where the Eligible Assignee is an Affiliate of the assigning Lender.
     Upon such execution, delivery, acceptance and recording, from and after the effective date specified in each Assignment and Acceptance, which effective date shall be at least ten (10) Business Days after the execution thereof, (A) the assignee thereunder shall be a party hereto and, to the extent of the interest assigned in such Assignment and Acceptance, have the rights and obligations of a Lender hereby and (B) the Lender thereunder shall, to the extent of the interest assigned in such assignment, be released from its obligations under this Agreement.
     (c) Rights and Duties upon Assignment. By executing and delivering an Assignment and Acceptance, the assigning Lender thereunder and the assignee thereunder confirm to and agree with each other and the other parties hereto as set forth in such Assignment and Acceptance.
     (d) Register. The Administrative Agent shall maintain a copy of each Assignment and Acceptance delivered to it and record the names and addresses of the Lenders and the amount of the Extensions of Credit with respect to each Lender from time to time in the Register.
     No assignment shall be effective for purposes of this Agreement unless it has been recorded in the Register as provided in this paragraph. The entries in the Register shall be conclusive, in the absence of manifest error, and the Borrower, the Administrative Agent and the Lenders may treat each person whose name is recorded in the Register as a Lender hereunder for all purposes of this Agreement. The Register shall be available for inspection by the Borrower or any Lender at any reasonable time and from time to time upon reasonable prior notice.

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     (e) Issuance of New Revolving Credit Notes. Upon its receipt of an Assignment and Acceptance executed by an assigning Lender and an Eligible Assignee together with any Revolving Credit Note or Revolving Credit Notes if any have been issued pursuant to this Agreement, subject to such assignment and the written consent to such assignment, the Administrative Agent shall, if such Assignment and Acceptance has been completed and is substantially in the form of Exhibit G:
     (i) accept such Assignment and Acceptance;
     (ii) record the information contained therein in the Register;
     (iii) give prompt notice thereof to the Lenders and the Borrower, on behalf of itself and the other Credit Parties; and
     (iv) promptly deliver a copy of such Assignment and Acceptance to the Borrower.
     Within ten (10) Business Days after receipt of notice, if requested by the Eligible Assignee the Borrower shall execute and deliver to the Administrative Agent, in exchange for the surrendered Revolving Credit Note or Revolving Credit Notes, a new Revolving Credit Note or Revolving Credit Notes to the order of such Eligible Assignee in amounts equal to the Revolving Credit Commitment assumed by it pursuant to such Assignment and Acceptance and a new Revolving Credit Note or Revolving Credit Notes to the order of the assigning Lender in an amount equal to the Revolving Credit Commitment retained by it hereunder. Such new Revolving Credit Note or Revolving Credit Notes shall be in an aggregate principal amount equal to the aggregate principal amount of such surrendered Revolving Credit Note or Revolving Credit Notes, shall be dated the effective date of such Assignment and Acceptance and shall otherwise be in substantially the form of the assigned Revolving Credit Notes delivered to the assigning Lender. Each surrendered Revolving Credit Note or Revolving Credit Notes shall be canceled and returned to the Borrower.
     (f) Participations. Each Lender may sell participations to one or more banks or other entities in all or a portion of its rights and/or obligations under this Agreement (including, without limitation, all or a portion of its Extensions of Credit and the Notes held by it); provided that:
     (i) each such participation shall be in an amount not less than $5,000,000;
     (ii) such Lender’s obligations under this Agreement (including, without limitation, its Revolving Credit Commitment) shall remain unchanged;
     (iii) such Lender shall remain solely responsible to the other parties hereto for the performance of such obligations;
     (iv) the Credit Parties, the Administrative Agent and the other Lenders shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement;
     (v) such Lender shall not permit such participant the right to approve any waivers, amendments or other modifications to this Agreement or any other Loan Document other than waivers, amendments or modifications which would reduce the

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principal of or the interest rate on any Revolving Credit Loan or Reimbursement Obligation, extend the term or increase the amount of the Revolving Credit Commitment, reduce the amount of any fees to which such participant is entitled, or extend any scheduled payment date for principal, interest or fees of any Revolving Credit Loan, except as expressly contemplated hereby or thereby; and
     (vi) any such disposition shall not, without the consent of the Borrower, on behalf of itself and the other Credit Parties, require the Borrower or any other Credit Party, to file a registration statement with the Securities and Exchange Commission or apply to or qualify the Revolving Credit Loans or the Revolving Credit Notes under the blue sky law of any state.
     (g) Disclosure of Information; Confidentiality. Each of the Administrative Agent, the Issuing Lenders and the Lenders agrees to maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors and representatives (collectively, “Representatives”) (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential), (b) to the extent requested by any regulatory authority, (c) to the extent required by Applicable Laws or regulations or by any subpoena or similar legal process, (d) to any other party to this Agreement, (e) in connection with the exercise of any remedies hereunder or any suit, action or proceeding relating to this Agreement or the enforcement of rights hereunder, (f) subject to an agreement containing provisions substantially the same as those of this Section, to any assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement, (g) with the prior written consent of the Credit Parties, (h) to the extent such Information (A) becomes publicly available other than as a result of a breach of this Section or (B) becomes available to the Administrative Agent, the Issuing Lenders or any Lender on a nonconfidential basis from a source other than the Credit Parties or (i) to Gold Sheets and other similar bank trade publications, such information to consist of deal terms and other information (customarily found in such publications) upon the Credit Parties’ prior review and approval, which shall not be unreasonably withheld or delayed. For the purposes of this Section, “Information” means all information received from the Credit Parties or any of their Subsidiaries relating to the Credit Parties or their business, other than any such information that is available to the Administrative Agent, any Issuing Lender or any Lender on a nonconfidential basis prior to disclosure by the Credit Parties; provided that, in the case of information received from the Credit Parties after the Closing Date (other than certificates or other information specifically required by the terms of this Agreement), such information is clearly identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information.
     (h) Special Purpose Funding Vehicles. Notwithstanding anything to the contrary contained herein, any Lender (a “Granting Lender”) may grant to a special purpose funding vehicle organized for the specific purpose of making or acquiring participations or investing in loans of the type made pursuant to this Agreement (a “SPC”), correctly identified as such in writing from time to time by the Granting Lender to the Administrative Agent and the Borrower, the option to provide to the Borrower all or any part of any Extension of Credit that such Lender would otherwise be obligated to make to the Borrower pursuant to this Agreement; provided that (i) nothing herein shall constitute a commitment by any SPC to make any Extension of Credit

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and (ii) if an SPC elects not to exercise such option or otherwise fails to provide all or any part of such Extension of Credit, the Granting Lender shall be obligated to make such Extension of Credit pursuant to the terms hereof. The making of an Extension of Credit by an SPC hereunder shall utilize the Revolving Credit Commitment of the Granting Lender to the same extent, and as if, such Extension of Credit were made by such Granting Lender. Each party hereto hereby agrees that no SPC shall be liable for any indemnity or similar payment obligation under this Agreement (all liability for which shall remain with the Granting Lender). In furtherance of the foregoing, each party hereto hereby agrees (which agreement shall survive the termination of this Agreement) that, prior to the date that is one year and one day after the payment in full of all outstanding commercial paper or other senior indebtedness of any SPC, it will not institute against, or join any other person in instituting against, such SPC any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings under the laws of the United States or any State thereof. In addition, notwithstanding anything to the contrary contained in this clause, any SPC may (i) with notice to, but without the prior written consent of, the Borrower and the Administrative Agent and without paying any processing fee therefor, assign all or a portion of its interest in any Extension of Credit to the Granting Lender or to any financial institution (consented to by the Borrower and Administrative Agent) providing liquidity and/or credit support to or for the account of such SPC to support the funding or maintenance of Extensions of Credit and (ii) disclose on a confidential basis any non-public information relating to Extensions of Credit to any rating agency, commercial paper dealer or provider of any surety, guarantee or credit or liquidity enhancement to such SPC. This clause may not be amended without the written consent of each SPC.
     (i) Certain Pledges or Assignments. Nothing herein shall prohibit any Lender from pledging or assigning any Note to any Federal Reserve Bank in accordance with Applicable Law.
SECTION 14.11. Amendments, Waivers and Consents. Except as set forth below, any term, covenant, agreement or condition of this Agreement or any of the other Loan Documents may be amended or waived by the Lenders, and any consent given by the Lenders, if, but only if, (a) in the case of an amendment, waiver or consent for which a substantially similar corresponding amendment, waiver or consent with regard to the Three-Year Credit Agreement will be made effective thereunder contemporaneously, such amendment, waiver or consent is in writing signed by the Required Lenders (or by the Administrative Agent with the consent of the Required Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties and (b) in the case of any other amendment, waiver or consent specifically impacting only this Agreement and the other Loan Documents, such amendment, waiver or consent is in writing signed by the Required Agreement Lenders (or by the Administrative Agent with the consent of the Required Agreement Lenders) and delivered to the Administrative Agent and, in the case of an amendment, signed by the Credit Parties; provided, in each case, that:
     (a) no amendment, waiver or consent shall (i) release any of the Credit Parties, (ii) increase the amount or extend the time of the obligation of the Lenders to make Revolving Credit Loans or issue or participate in Letters of Credit, (iii) extend the originally scheduled time or times of payment of the principal of any Revolving Credit Loan or Reimbursement Obligation or the time or times of payment of interest or fees on any Revolving Credit Loan or Reimbursement Obligation, (iv) reduce the rate of interest or fees payable on any Revolving Credit Loan or Reimbursement Obligation, (v) reduce the principal amount of any Revolving Credit Loan or Reimbursement Obligation, (vi) permit any subordination of the principal or interest on any Revolving Credit Loan or Reimbursement Obligation, (vii) permit any assignment (other than as specifically

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permitted or contemplated in this Agreement) of any of the Credit Parties’ rights and obligations hereunder or (viii) amend the provisions of this Section 14.11 or the definition of Required Lenders or Required Agreement Lenders, without the prior written consent of each Lender affected thereby; and
     (b) no amendment, waiver or consent to the provisions of (i) Article XIII shall be made without the written consent of the Administrative Agent and (ii) Article III without the written consent of each Issuing Lender affected thereby.

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SECTION 14.12. Performance of Duties. The Credit Parties’ obligations under this Agreement and each of the Loan Documents shall be performed by the Credit Parties at their sole cost and expense.
SECTION 14.13. All Powers Coupled with Interest. All powers of attorney and other authorizations granted to the Lenders, the Administrative Agent and any Persons designated by the Administrative Agent or any Lender pursuant to any provisions of this Agreement or any of the other Loan Documents shall be deemed coupled with an interest and shall be irrevocable so long as any of the Obligations remain unpaid or unsatisfied or the Credit Facility has not been terminated.
SECTION 14.14. Survival of Indemnities. Notwithstanding any termination of this Agreement, the indemnities to which the Administrative Agent and the Lenders are entitled under the provisions of this Article XIV and any other provision of this Agreement and the Loan Documents shall continue in full force and effect and shall protect the Administrative Agent and the Lenders against events arising after such termination as well as before.
SECTION 14.15. Titles and Captions. Titles and captions of Articles, Sections and subsections in this Agreement are for convenience only, and neither limit nor amplify the provisions of this Agreement.
SECTION 14.16. Severability of Provisions. Any provision of this Agreement or any other Loan Document which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective only to the extent of such prohibition or unenforceability without invalidating the remainder of such provision or the remaining provisions hereof or thereof or affecting the validity or enforceability of such provision in any other jurisdiction.
SECTION 14.17. Counterparts. This Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and shall be binding upon all parties, their successors and assigns, and all of which taken together shall constitute one and the same agreement. Delivery of any executed counterpart of a signature page of this Agreement by telecopy shall be effective as delivery of a manually executed counterpart of this Agreement.
SECTION 14.18. Term of Agreement. This Agreement shall remain in effect from the Closing Date through and including the date upon which all Obligations (other than obligations owing by any Credit Party to any Lender or Affiliate of a Lender or the Administrative Agent under any Hedging Agreement) shall have been indefeasibly and irrevocably paid and satisfied in full. No termination of this Agreement shall affect the rights and obligations of the parties hereto arising prior to such termination.
SECTION 14.19. Inconsistencies with Other Documents; Independent Effect of Covenants. (a) In the event there is a conflict or inconsistency between this Agreement and any other Loan Document, the terms of this Agreement shall control.
     (b) The Borrower expressly acknowledges and agrees that each covenant contained in Article IX, X, or XI hereof shall be given independent effect.
SECTION 14.20. Patriot Act. Each Lender hereby notifies the Borrower that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Act”), it is required to obtain, verify and record information that identifies each

72


 

borrower, guarantor or grantor (the “Loan Parties”), which information includes the name and address of each Loan Party and other information that will allow such Lender to identify such Loan Party in accordance with the Act.
SECTION 14.21. Ratings of Loans. Each Lender hereby agrees that nothing in this agreement shall require or imply that the Loans shall be required to be rated by any nationally recognized securities rating organization.
SECTION 14.22. Consent Under Three Year Credit Agreement. Each Lender hereunder that is also a lender under the Three-Year Credit Agreement, by execution of this Agreement, hereby (i) agrees that each reference in the Three-Year Credit Agreement to the “Five-Year Credit Agreement” shall mean a reference to this Agreement and (ii) consents to the execution and delivery of this Agreement by the Credit Parties and the performance of their respective obligations hereunder pursuant to Section 14.11 of the Three-Year Credit Agreement.
[Signature pages to follow]

73


 

     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed under seal by their authorized officers, all as of the day and year first written above.
         
  JONES APPAREL GROUP USA, INC.,
as Borrower
 
 
  By:   /s/ Ira M. Dansky    
    Name:   Ira M. Dansky   
    Title:   Secretary   
 
  JONES APPAREL GROUP, INC.,
as Additional Obligor
 
 
  By:   /s/ Ira M. Dansky    
    Name:   Ira M. Dansky   
    Title:   Exec. V.P., General Counsel and Secretary   
 
  JONES APPAREL GROUP HOLDINGS, INC.,
as Additional Obligor
 
 
  By:   /s/ Ira M. Dansky    
    Name:   Ira M. Dansky   
    Title:   President   
 
  KASPER, LTD.,
as Additional Obligor
 
 
  By:   /s/ Efthimios P. Sotos    
    Name:   Efthimios P. Sotos   
    Title:   Vice President   
 
  NINE WEST FOOTWEAR CORPORATION,
as Additional Obligor
 
 
  By:   /s/ Ira M. Dansky    
    Name:   Ira M. Dansky   
    Title:   Executive Vice President and Secretary   

74


 

         
         
  WACHOVIA BANK, NATIONAL ASSOCIATION
as Administrative Agent, Issuing Lender and Lender
 
 
  By:   /s/ Kimberly A. Quinn    
    Name:   Kimberly A. Quinn   
    Title:   Director   
 
  CITIBANK, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Judith Green    
    Name:   Judith Green   
    Title:   Vice President   
 
  JPMORGAN CHASE BANK,
as Issuing Lender and Lender
 
 
  By:   /s/ James A. Knight    
    Name:   James A. Knight   
    Title:   Vice President   
 
  BANK OF AMERICA, N.A.,
as Issuing Lender and Lender
 
 
  By:   /s/ Douglas J. Bolt    
    Name:   Douglas J. Bolt   
    Title:   Vice President   
 
  BARCLAYS BANK PLC
as Lender
 
 
  By:   /s/ John Giannone    
    Name:   John Giannone   
    Title:   Director   
 
  SUNTRUST BANK
as Lender
 
 
  By:   /s/ Patrick M. Stevens    
    Name:   Patrick M. Stevens   
    Title:   Vice President   
 
  THE BANK OF NOVA SCOTIA
as Lender
 
 
  By:   /s/ Todd S. Meller    
    Name:   Todd S. Meller   
    Title:   Managing Director   

75


 

         
         
  THE ROYAL BANK OF SCOTLAND PLC
as Lender
 
 
  By:   /s/ Jayne Seaford    
    Name:   Jayne Seaford   
    Title:   Senior Vice President   
 
  UFJ BANK
as Lender
 
 
  By:   /s/ John T. Feeney    
    Name:   John T. Feeney   
    Title:   Vice President   
 
  THE BANK OF NEW YORK
as Lender
 
 
  By:   /s/ Roger Grossman    
    Name:   Roger Grossman   
    Title:   Vice President   
 
  MIZUHO CORPORATE BANK, LTD.
as Lender
 
 
  By:   /s/ Greg Botshon    
    Name:   Greg Botshon   
    Title:   SVP and Team Leader   
 
  NORINCHUKIN BANK
as Lender
 
 
  By:   /s/ Masanori Shoji    
    Name:   Masanori Shoji   
    Title:   Joint General Manager   
 
  STANDARD CHARTERED BANK
as Lender
 
 
  By:   /s/ Alan Babcock    
    Name:   Alan Babcock   
    Title:   Senior Vice President   
 
     
  By:   /s/ Robert K. Reddington    
    Name:   Robert K. Reddington   
    Title:   AVP/Credit Documentation   
 
  SUMITOMO MITSUI BANKING CORPORATION
as Lender
 
 
  By:   /s/ Edward McColly    
    Name:   Edward McColly   
    Title:   VP, Department Head   

76


 

         
         
  U.S. BANK NATIONAL ASSOCIATION
as Lender
 
 
  By:   /s/ Jennifer Thurston    
    Name:   Jennifer Thurston   
    Title:   AVP   
 
  UNION BANK OF CALIFORNIA, N.A.
as Lender
 
 
  By:   /s/ Theresa L. Rocha    
    Name:   Theresa L. Rocha   
    Title:   Vice President   
 
  CHIAO TUNG BANK CO., LTD.
as Lender
 
 
  By:   /s/ Kuang-Hua Wei    
    Name:   Kuang-Hua Wei   
    Title:   SVP & General Manager   
 
  BANK OF CHINA
as Lender
 
 
  By:   /s/ William W. Smith    
    Name:   William W. Smith   
    Title:   Deputy General Manager   
 
  BANCO BILBAO VIZCAYA ARGENTARIA
as Lender
 
 
  By:   /s/ Hector O. Villegas    
    Name:   Hector O. Villegas   
    Title:   Vice President, Global Corporate Banking   
 
     
  By:   /s/ John Martini    
    Name:   John Martini   
    Title:   Vice President, Corporate Banking   
 
  BEAR STEARNS CORPORATE LENDING
as Lender
 
 
  By:   /s/ Victor Bulzacchelli    
    Name:   Victor Bulzacchelli   
    Title:   Vice President   
 
  CHANG HWA COMMERCIAL BANK, LTD.,
NEW YORK BRANCH
as Lender
 
 
  By:   /s/ Ming-Hsien Lin    
    Name:   Ming-Hsien Lin   
    Title:   SVP & General Manager   

77


 

         
         
  E.SUN COMMERCIAL BANK, LTD.,
LOS ANGELES BRANCH
as Lender
 
 
  By:   /s/ Benjamin Lin    
    Name:   Benjamin Lin   
    Title:   EVP and General Manager   
 
  MALAYAN BANKING BERHAD
as Lender
 
 
  By:   /s/ Wan Fadzmi Othman    
    Name:   Wan Fadzmi Othman   
    Title:   General Manager   
 
  PNC BANK
as Lender
 
 
  By:   /s/ Denise D. Killen    
    Name:   Denise D. Killen   
    Title:   Vice President   
 
  UNICREDITO ITALIANO
as Lender
 
 
  By:   /s/ Salyed A. Abbas    
    Name:   Salyed A. Abbas   
    Title:   Vice President   
 
     
  By:   /s/ Luciano Cenedese    
    Name:   Luciano Cenedese   
    Title:   First Vice President   
 
  FIRST COMMERCIAL BANK,
NEW YORK AGENCY,
as Lender
 
 
  By:   /s/ Bruce M.J. Ju    
    Name:   Bruce M.J. Ju   
    Title:   VP & GM   
 

78


 

Schedule 1.1(a)
(Lenders and Revolving Credit Commitments)
                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT
Citibank, N.A.
    8.60%     $ 86,042,000  
2 Penns Way, Suite 200
New Castle, DE 19720
Attn: Laura D. Quashne
T: 302-894-6058
F: 302-894-6120
               
JPMorgan Chase Bank
    8.60%     $ 86,042,000  
1411 Broadway, 5th Floor
New York, NY 10018
Attn: Caridad Tio
T: 212-391-2711
F: 212-391-7283
               
Bank of America, N.A.
    8.60%     $ 86,041,500  
101 N. Tyron Street, NC1-001-15-03
Charlotte, NC 28255
Attn: Jason Petrea
T: 704-386-3781
F: 704-409-0056
               
Barclays Bank PLC
    8.60%     $ 86,041,500  
200 Park Avenue
New York, NY 10166
Attn: John Giannone
               
SunTrust Bank
    8.60%     $ 86,041,500  
303 Peachtree Street, N.E.
Atlanta, GA 30308
Attn: Don Besch
T: 404 575-2649
F: 404 575-2594
               
Wachovia Bank, National Association
    8.60%     $ 86,0410,500  
201 South College Street, CP-23
Charlotte, North Carolina 28202
Attn : Syndication Agency Services
T: 704 374-2698
F: 704 383-0288
               
The Bank of Nova Scotia
    5.00%     $ 50,000,000  
One Liberty Plaza, Floor 24
New York, NY 10006
Attn: Victor Chevallier
T: 212 225-5064
F: 212 225-5145
               

 


 

                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
The Royal Bank of Scotland plc
    5.00 %   $ 50,000,000  
101 Park Avenue
New York, NY 10178
Attn: Juanita Baird
T: 212 401-1420
F: 212 401-1336
               
UFJ Bank Limited, New York Branch
    5.00 %   $ 50,000,000  
55 East 52nd Street
New York, NY 10055
Attn: Martin Chin
T: 212 339-6392
F: 212 754-2368
               
The Bank of New York
    3.50 %   $ 35,000,000  
One Wall Street
New York, NY 10286
Attn: Laina Chan
T: 212-635-6720
F: 212-635-6397
               
Mizuho Corporate Bank, Ltd.
    2.50 %   $ 25,000,000  
1800 Plaza Ten
Jersey City, NJ 07311
Attn: Nicole Ferraro
T: 201 626-9341
F: 201 626-9913
               
The Norinchukin Bank, New York Branch
    2.50 %   $ 25,000,000  
245 Park Avenue, 29th Floor
New York, NY 10167
Attn: Jing Li
T: 212 949-10167
F: 212 808-4188
               
Standard Chartered
    2.50 %   $ 25,000,000  
One Madison Avenue
New York, NY 10010
Attn: Vicky
T: 212 667-0203
F: 212 667-0287
               
Sumitomo Mitsui Banking Corporation
    2.50 %   $ 25,000,000  
277 Park Avenue
New York, NY 10172
Attn: Tracy Watson
T: 212 224-4393
F: 212 224-5197
               
U.S. Bank National Association
    2.50 %   $ 25,000,000  
One U.S. Bank Plaza
St. Louis, MO 63166
Attn: Jennifer Thurston
               

2


 

                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
Union Bank of California
    2.50 %   $ 25,000,000  
601 Potrero Grande Drive
Monterey Park, CA 91754
Attn: Hisako Sakamoto
T: 323 720-6181
F: 323 278-6173
               
Chiao Tung Bank Co., Ltd. New York Agency
    2.00 %   $ 20,000,000  
One World Financial Center
200 Liberty Street, 30th Floor
New York, NY 10281
Attn: Anne Y. Lu
T: 212 285-0666 ext. 233
F: 212 285-2922
               
Bank of China, New York Branch
    1.50 %   $ 15,000,000  
410 Madison Avenue
New York, NY 10017
Attn: Elaine Ho
T: 212 935-3101 ext 281
F: 646 840-1796
               
Banco Bilbao Vizcaya Argentaria
    1.50 %   $ 15,000,000  
1345 Avenue of the Americas, 45th Floor
New York, NY 10105
Attn: Hector Villegas
T: 212 728-1513
F: 212 333-2904
               
Bear Stearns Corporate Lending Inc.
    1.50 %   $ 15,000,000  
383 Madison Avenue, 8th Floor
New York, NY 10179
Attn: Gloria Dombrowski
T: 212-272-6043
F: 212-272-4844
               
Chang Hwa Commercial Bank, Ltd,
    1.50 %   $ 15,000,000  
New York Branch
685 Third Avenue, 29th Floor
New York, NY 10017
Attn: Sarah Lim
T: 212 651-9770 ext. 31
F: 212 651-9785
               
E.Sun Commercial Bank, Ltd., Los Angeles Branch
    1.50 %   $ 15,000,000  
17700 Castleton Street, Suite 500
City of Industry, CA 91748
Attn: Shinghorng Lin
F: 626 810-2400 x. 228
F: 626 839-5531
               

3


 

                 
    COMMITMENT        
LENDER   PERCENTAGE     COMMITMENT  
Malayan Banking Berhad
    1.50 %   $ 15,000,000  
400 Park Avenue, 9th Floor
New York, NY 10022
Attn: Azahari Khalid
T: 212 303-1348
F: 212 308-0109
               
PNC Bank, National Association
    1.50 %   $ 15,000,000  
500 First Avenue
Pittsburgh, PA 15219
Attn: Marc Accamando
T: 412 768-7647
F: 412 768-4586
               
Unicredito Italiano
    1.50 %   $ 15,000,000  
430 Park Avenue, 9th Floor
New York, NY 10022
Attn: Dan Tausek
T: 212 546-9614
F: 212 826-8623
               
First Commercial Bank, New York Agency
    0.88 %   $ 8,750,000  
750 Third Avenue, 34th Floor
New York, NY 10017
Attn: Yating Hwang
T: 212-599-6868
F: 212-599-6133
               
Total:
    100 %   $ 1,000,000,000  

4


 

     
Schedule 1.1 (b)
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.   Page: 1
       
  Outstanding Summary Report   Date: 04/30/2004
       
  For Applicant: NINE WEST    
Applicant Name: NINE WEST GROUP INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
I167394K
  NINENW0042CW667   HNK   IMLC   FULL FUTURE CO., LTD.   TW   02/20/2004   04/26/2004     720.00  USD
I167403K
  NINENW0051DA101   HNK   IMLC   SOUTH SERVICE TRADING S/A   BR   02/20/2004   05/05/2004     66,445.20  USD
I167408K
  NINENW0056CW675   HNK   IMLC   KENFIELD INVESTMENT S/A   UY   02/26/2004   05/05/2004     106,880.10  USD
I167410K
  NINENW0058CW681   HNK   IMLC   KING KONG LEATHERWARE LTD.   HK   02/26/2004   04/27/2004     25,575.00  USD
I167413K
  NINENW0062DA112   HNK   IMLC   CENTROPE INDUSTRIA DE CALCADOS LTD   BR   03/12/2004   05/21/2004     93,967.50  USD
I167415K
  NINENW0064DA89   HNK   IMLC   GOLDEN MATE INTERNATIONAL CORP.   TW   03/10/2004   05/25/2004     32,700.00  USD
I167416K
  NINENW0065DA105   HNK   IMLC   PUIBRIGHT INVESTMENTS LIMITED   HK   03/10/2004   05/25/2004     67,750.50  USD
I167417K
  NINENW0066DA104   HNK   IMLC   PUIBRIGHT INVESTMENTS LIMITED   HK   03/10/2004   05/29/2004     11,441.85  USD
I167418K
  NINENW0067CW666   HNK   IMLC   FULL FUTURE CO., LTD.   TW   03/10/2004   05/24/2004     9,648.00  USD
I167420K
  NINENW0069CW683   HNK   IMLC   SINOWEST TRADING, LTD.   HK   03/17/2004   05/17/2004     94,149.00  USD
I167421K
  NINENW0070CW684   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   03/17/2004   05/02/2004     45,181.95  USD
I167422K
  NINENW0071DA114   HNK   IMLC   GOLDEN MATE INTERNATIONAL CORP.   TW   03/17/2004   06/06/2004     60,018.75  USD
I167423K
  NINENW0072DA115   HNK   IMLC   PRESTIGE FOOTWEAR CO. LTD.   TW   03/17/2004   06/05/2004     146,237.40  USD
I167427K
  NINENW0077DA116   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   03/25/2004   06/05/2004     30,833.25  USD
I167428K
  NINENW0078DA117   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   03/25/2004   05/16/2004     18,228.00  USD
I167429K
  NINENW0079CW693   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/02/2004   05/08/2004     39,110.40  USD
I167431K
  NINENW0081CW695   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/13/2004   06/02/2004     25,798.50  USD
I167432K
  NINENW0082CW696   HNK   IMLC   JYE DEAN INDUSTRIAL CO. LTD.   TW   04/13/2004   06/04/2004     28,699.50  USD
I167433K
  NINENW0083CW697   HNK   IMLC   DEBORBA CALCADOS LTDA   BR   04/13/2004   06/02/2004     50,400.00  USD
I167434K
  NINENW0084CW698   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/13/2004   06/09/2004     26,040.00  USD
I167435K
  NINENW0085CW699   HNK   IMLC   CALCADOS LILIANA LTDA   BR   04/13/2004   05/31/2004     60,000.00  USD
I167436K
  NINENW0086CW701   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/14/2004   06/07/2004     120,990.30  USD
I167437K
  NINENW0087DA118   HNK   IMLC   CALZATURIFICIO DARDI SRL   IT   04/14/2004   06/09/2004     29,667.00  USD
I167438K
  NINENW0088DA119   HNK   IMLC   DEBORBA CALCADOS LTDA   BR   04/14/2004   06/05/2004     11,880.00  USD
I167439K
  NINENW0089DA120   HNK   IMLC   DAIBY S/A   BR   04/14/2004   05/26/2004     14,512.50  USD
I167440K
  NINENW0090DDA121   HNK   IMLC   CALZATURIFICIO VENEZIA   IT   04/14/2004   06/10/2004     24,930.00  USD
I167441K
  NINENW0091DA110   HNK   IMLC   OVERLAND TRADING S/A   BR   04/23/2004   06/22/2004     130,698.00  USD
I167442K
  NINENW0092DA124   HNK   IMLC   PUIBRIGHT INVESTMENTS LIMITED   HK   04/23/2004   06/03/2004     16,140.00  USD
I167443K
  NINENW0093DA125   HNK   IMLC   OVERLAND TRADING S/A   BR   04/23/2004   06/05/2004     22,680.00  USD
I167444K
  NINENW0094CW700   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/23/2004   07/03/2004     129,234.00  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: NINE WEST
  Page: 2

Date: 04/30/2004
Applicant Name: NINE WEST GROUP INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
I167445K
  NINENW0095JL169   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/23/2004   06/22/2004     16,906.50  USD
I167446K
  NINENW0096CW685   HNK   IMLC   SAB JIE MEI IMP/EXP CO. LTD.   C2   04/30/2004   07/05/2004     36,750.00  USD
I167447K
  NINENW0099CW702   HNK   IMLC   GET EVER INTERNATIONAL LTD.   TW   04/30/2004   07/10/2004     24,030.00  USD
I167448K
  NINENW0100CW705   HNK   IMLC   DRIPSTONE FEDERAL S.A.   UY   04/30/2004   06/16/2004     40,500.00  USD
I167449K
  NINENWO101CW706   HNK   IMLC   CALCADOS LILIANA LTDA   BR   04/30/2004   05/28/2004     20,641.20  USD
I336000K
  NINENW0102CW707   HNK   IMLC   KING KONG LEATHERWARE LTD.   HK   04/30/2004   05/21/2004     15,080.00  USD
I336001K
  NINENW0103JL170   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/30/2004   06/16/2004     42,273.00  USD
I336002K
  NINENW0104JL171   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/30/2004   06/22/2004     5,460.00  USD
I336003K
  NINENW0105JL173   HNK   IMLC   YEN SHENG FACTORY LTD.   HK   04/30/2004   06/08/2004     25,381.80  USD
I336004K
  NINENW0106DA123   HNK   IMLC   PUIBRIGHT INVESTMENTS LIMITED   HK   04/30/2004   07/10/2004     6,652.80  USD
I336005K
  NINENWO107DA127   HNK   IMLC   LA TACHE INTERNATIONAL LIMITED   HK   04/30/2004   07/05/2004     9,792.90  USD
 
                                   
                        Appl Name Total:     1,784,024.90  
 
                                   
                        Total:
    1,784,024.90  
 
                                   
BA/ACCPT Summary:                                
 
                                   
                        Total:
       
 
***   END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 1

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
                        Opening   Expiry   L/C Equiv
L/C Bank Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
328338
  JONE2623D08098   HNK   IMLC   KEN TRADING   JP   11/03/2003   04/20/2004     62,785.54  USD
328407
  JONE2699BLANKET   HNK   IMLC   DOOLIM CORPORATION   KR   11/13/2003   05/11/2004     4,721.64  USD
328408
  JONE2700BLANKET   HNK   IMLC   DOOLIM CORPORATION   KR   11/13/2003   05/21/2004     525,000.00  USD
328409
  JONE2701BLANKET   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   11/13/2003   05/21/2004     525,000.00  USD
328410
  JONE2702BLANKET   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   11/13/2003   05/21/2004     525,000.00  USD
328411
  JONE2703BLANKET   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   11/13/2003   05/21/2004     525,000.00  USD
328412
  JONE2704BLANKET   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   11/13/2003   05/21/2004     525,000.00  USD
328416
  JONE2708BLANKET   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   11/13/2003   05/01/2004     83,292.06  USD
328418
  JONE2710BLANKET   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   11/13/2003   05/01/2004     45,345.07  USD
328421
  JONE2713BLANKET   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   11/13/2003   05/21/2004     525,000.00  USD
328427
  JONE2719BLANKET   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   11/13/2003   04/20/2004     23,310.01  USD
328431
  JONE2723BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328432
  JONE2724BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328433
  JONE2725BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/11/2004     53,509.34  USD
328434
  JONE2726BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328435
  JONE2727BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328436
  JONE2728BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/01/2004     113,348.07  USD
328438
  JONE2730BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328439
  JONE2731BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/26/2004     29,985.25  USD
328440
  JONE2732BLANET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   06/05/2004     525,000.00  USD
328441
  JONE2733BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328442
  JONE2734BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328443
  JONE2735BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328444
  JONE2736BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328445
  JONE2737BLANKET   HNK   IMLC   SAMKWANG APPAREL CORP   KR   11/13/2003   05/21/2004     525,000.00  USD
328459
  JONE2752BLANKETT   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328460
  JONE2753BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328461
  JONE2754BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328462
  JONE2755BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328463
  JONE2756BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 2

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
328464
  JONE2757BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328465
  JONE2758BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328466
  JONE2759BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328467
  JONE2760BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328468
  JONE2761BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328469
  JONE2762BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328470
  JONE2763BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328471
  JONE2764BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328472
  JONE2765BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328473
  JONE2766BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328474
  JONE2767BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328475
  JONE2768BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328476
  JONE2769BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328477
  JONE2770BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328478
  JONE2771BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328479
  JONE2772BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328480
  JONE2773BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328481
  JONE2774BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328482
  JONE2775BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328483
  JONE2776BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328484
  JONE2777BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328485
  JONE2778BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328486
  JONE2779BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328487
  JONE2780BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328488
  JONE2781BLANKET   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328502
  JONE2794BLANKET   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   06/05/2004     2,335.40  USD
328503
  JONE2795BLANKET   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   05/21/2004     58,939.17  USD
328504
  JONE2796BLANKBT   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   06/04/2004     127,361.36  USD
328505
  JONE2797BLANKET   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328506
  JONE2798BLANKET   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 3

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
                        Opening   Expiry   L/C Equiv
L/C Bank Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
328507
  JONE2799BLANKET   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328508
  JONE2800BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328509
  JONE2801BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328510
  JONE2802BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328511
  JONE2803BLANKET   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328512
  JONE2804BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328513
  JONE2805BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328514
  JONE2806BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328515
  JONE2807BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328516
  JONE2808BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328517
  JONE2809BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328518
  JONE2810BLANKET   HNK   IMLC   BAIK KYUNG END., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328519
  JONE2811BLANKET   HNK   IMLC   BAIK KYUNG IND., CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328521
  JONE2813BLANKET   HNK   IMLC   TAEBONG TONGSANG CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328522
  JONE2814BLANKET   HNK   IMLC   TAEBONG TONGSANG CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328523
  JONE2815BLANKET   HNK   IMLC   TAEBONG TONGSANG CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328524
  JONE2816BLANKET   HNK   IMLC   TAEBONG TONGSANG CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328525
  JONE2817BLANKET   HNK   IMLC   TAEBONG TONGSANG CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328526
  JONE2818BLANKET   HNK   IMLC   TAEBONG TONGSANG CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328527
  JONE2819BLANKET   HNK   IMLC   WOOIN INDUSTRIES LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328528
  JONE2820BLANKET   HNK   IMLC   WOOIN INDUSTRIES LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328531
  JONE2823BLANKET   HNK   IMLC   WOOIN INDUSTRIES LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328534
  JONE2826BLANKET   HNK   IMLC   WOOIN INDUSTRIES LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328535
  JONE2827BLANKET   HNK   IMLC   WOOIN INDUSTRIES LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
328540
  JONE2832BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328541
  JONE2833BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328542
  JONE2834BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328543
  JONE2835BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328544
  JONE2836BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328545
  JONE2837BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 4

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
328546
  JONE2838BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328547
  JONE2839BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328548
  JONE2840BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
328549
  JONE2841BLANKET   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   11/18/2003   05/21/2004     525,000.00  USD
329802
  JONE2844BLANKET   HNK   IMLC   FTN CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329807
  JONE2849BLANKET   HNK   IMLC   FTN CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329809
  JONE2851BLANKET   HNK   IMLC   FTN CO., LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329811
  JONE2853BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/01/2004     109,046.12  USD
329812
  JONE2854BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/08/2004     894.93  USD
329813
  JONE2855BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/08/2004     3,078.24  USD
329814
  JONE2856BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   04/24/2004     509.73  USD
329815
  JONE2857BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/02/2004     2,008.45  USD
329816
  JONE2858BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329817
  JONE2859BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329818
  JONE2860BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329819
  JONE2861BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329820
  JONE2862BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/08/2004     10,426.65  USD
329821
  JONE2863BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   06/26/2004     194,138.10  USD
329822
  JONE2864BLANKET   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329823
  JONE2865BLANKETS   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329824
  JONE2866BLANKETS   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329825
  JONE2867BLANKETS   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329826
  JONE2868BLANKETS   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329827
  JONE2869BLANKETS   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329828
  JONE2870BLANKETS   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
329829
  JONE2871BLANKETS   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   11/18/2003   05/21/2004     525,000.00  USD
330030
  JONE2655BLANKET   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   12/16/2003   04/30/2004     23,054.59  USD
330060
  JONE2685D08215   HNK   IMLC   KEN TRADING   JP   12/17/2003   05/15/2004     412,788.08  USD
330109
  JONE2736CALIOPA-   HNK   IMLC   NOVA CALIOPA   BG   12/22/2003   05/15/2004     133,875.00  USD
330119
  JONE2746KJ1376   HNK   IMLC   TAI KEI KNITTERS LIMITED   HK   12/23/2003   04/28/2004     412,211.06  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 5

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
330165
  JONE0002BLANKET   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   01/06/2004   04/23/2004     66,856.74  USD
330210
  JONE0051WLC322EC   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   01/14/2004   05/17/2004     9,732.78  USD
330250
  JONE0094D08234   HNK   IMLC   TESSIL GROSSO S.R.L.   IT   01/21/2004   04/25/2004     12,013.65  USD
330254
  JONE0098KDD121R1   HNK   IMLC   SLITHER LTD.   HK   01/21/2004   04/25/2004     87,181.00  USD
330258
  JONE0104D08280   HNK   IMLC   MITSUI AND CO. LTD.   JP   01/23/2004   06/09/2004     351,835.50  USD
330267
  JONE0113MA00327   HNK   IMLC   LANIFICIO DI MAZZONE S.A.S.   IT   01/28/2004   04/23/2004     18,502.59  USD
331112
  JONE0158WLC341EC   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   01/30/2004   05/13/2004     31,238.85  USD
331117
  JONE0163SK0128A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   01/30/2004   05/08/2004     9,200.34  USD
331119
  JONE01652MK128K   HNK   IMLC   SAMKWANG APPAREL CORP   KR   01/30/2004   04/20/2004     37,033.20  USD
331126
  JONE0172MA00363   HNK   IMLC   BTD TEKSTIL LTD   TR   02/03/2004   05/20/2004     128,825.11  USD
331129
  JONE0175WLC333EC   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   02/03/2004   05/11/2004     267,382.39  USD
331134
  JONE0181KJ1380   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   02/04/2004   04/28/2004     382,140.81  USD
331135
  JONE0182KJ1383R1   HNK   IMLC   TAI KEI KNITTERS LIMITED   HK   02/04/2004   04/28/2004     225,499.45  USD
331139
  JONE0189BLANKET   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/05/2004   07/29/2004     85,820.22  USD
331140
  JONE0190BLANKET   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/05/2004   05/14/2004     12,610.33  USD
331141
  JONE0191BLANKET   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/05/2004   07/24/2004     165,671.81  USD
331142
  JONE0192JG3251   HNK   IMLC   SAVERIO INTERNATIONAL LIMITED   HK   02/05/2004   04/22/2004     197,174.60  USD
331148
  JONE0198WLC347JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   02/05/2004   04/20/2004     281,198.40  USD
331149
  JONE0199SK0202B   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   02/05/2004   05/04/2004     321,148.09  USD
331150
  JONE0200SK0202A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   02/05/2004   05/01/2004     121,693.84  USD
331160
  JONE0212JG4019   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   02/10/2004   04/29/2004     605,845.89  USD
331166
  JONE0218WLC338EC   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   02/10/2004   04/20/2004     163,903.29  USD
331167
  JONE0219WLC349JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   02/10/2004   04/20/2004     300,337.43  USD
331168
  JONE0220WLC348JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   02/10/2004   04/20/2004     387,859.58  USD
331169
  JONE0221MFS06   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   02/10/2004   05/10/2004     416,367.67  USD
331171
  JONE0223KR013004   HNK   IMLC   JIN YOUNG INDUSTRIAL CO. LTD.   KR   02/10/2004   05/08/2004     28,524.70  USD
331179
  JONE0232MA00365   HNK   IMLC   TAECHANG ENTERPRISE CO., LTD.   KR   02/12/2004   05/22/2004     56,728.48  USD
331182
  JONE0236JG4078   HNK   IMLC   MONTHON LTD.   TH   02/12/2004   04/23/2004     182,016.05  USD
331189
  JONE0243WLC352JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   02/12/2004   04/20/2004     390,804.76  USD
331194
  JONE0248BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 6

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331195
  JONE0249BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331196
  JONE0250BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331197
  JONE0251BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331198
  JONE0252BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331199
  JONE0253BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331200
  JONE0254BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331201
  JONE0255BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331202
  JONE0256BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331203
  JONE0257BLANKET   HNK   IMLC   LAIENT CORPORATION   KR   02/18/2004   08/31/2004     525,000.00  USD
331204
  JONE0258BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331205
  JONE0259BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331206
  JONE0260BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331207
  JONE0261BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331208
  JONE0262BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331209
  JONE0263BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331210
  JONE0264BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331211
  JONE0265BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331212
  JONE0266BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331213
  JONE0267BLANKET   HNK   IMLC   INSUNG MULSAN   KR   02/18/2004   08/31/2004     525,000.00  USD
331217
  JONE0272JG4018   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   02/13/2004   04/20/2004     705,046.81  USD
331223
  JONE02782MK128L   HNK   IMLC   JUNIL CO., LTD.   KR   02/13/2004   04/20/2004     77,011.15  USD
331225
  JONE0280BLANKET   HNK   IMLC   GLOBAL SOURCING COMPANY   KR   02/18/2004   08/31/2004     525,000.00  USD
331226
  JONE0281BLANKET   HNK   IMLC   GLOBAL SOURCING COMPANY   KR   02/18/2004   08/31/2004     525,000.00  USD
331227
  JONE0282BLANKET   HNK   IMLC   GLOBAL SOURCING COMPANY   KR   02/18/2004   08/31/2004     525,000.00  USD
331228
  JONE0283BLANKET   HNK   IMLC   GLOBAL SOURCING COMPANY   KR   02/18/2004   08/31/2004     525,000.00  USD
331229
  JONE0284BLANKET   HNK   IMLC   GLOBAL SOURCING LIMITED   KR   02/18/2004   08/31/2004     525,000.00  USD
331230
  JONE0285BLANKET   HNK   IMLC   GLOBAL SOURCING LIMITED   KR   02/18/2004   08/31/2004     525,000.00  USD
331231
  JONE0286BLANKET   HNK   IMLC   GLOBAL SOURCING LIMITED   KR   02/18/2004   08/31/2004     525,000.00  USD
331232
  JONE0287BLANKET   HNK   IMLC   GLOBAL SOURCING LIMITED   KR   02/18/2004   08/31/2004     525,000.00  USD
331233
  JONE0288BLANKET   HNK   IMLC   GLOBAL SOURCING LIMITED   KR   02/18/2004   08/31/2004     525,000.00  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 7

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331234
  JONE0289BLANKET   HNK   IMLC   GLOBAL SOURCING LIMITED   KR   02/18/2004   08/31/2004     525,000.00  USD
331236
  JONE0291E03452   HNK   IMLC   SUNG AN SYNTHETICS CO., LTD.   KR   02/18/2004   07/22/2004     1,458,623.26  USD
331243
  JONE0298JG4083   HNK   IMLC   THAI GARMENT EXPORT CO., LTD.   TH   02/18/2004   05/07/2004     131,091.92  USD
331247
  JONE0302WLC353JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD.   HK   02/18/2004   04/20/2004     305,748.79  USD
331249
  JONE0304WLC354JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD.   HK   02/18/2004   04/20/2004     607,852.04  USD
331256
  JONE0315BLANKET   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/24/2004   04/25/2004     51,922.50  USD
331265
  JONE0324JG4020   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD.   HK   02/24/2004   04/27/2004     932,376.01  USD
331267
  JONE0326WLC357JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD.   HK   02/24/2004   04/30/2004     154,817.15  USD
331268
  JONE0327WLC373EC   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   02/24/2004   04/28/2004     128,373.14  USD
331269
  JONE0328WLC355JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD.   HK   02/24/2004   04/30/2004     289,685.43  USD
331276
  JONE0335WLC356JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD.   HK   02/24/2004   04/30/2004     470,094.77  USD
331278
  JONE0337MFS09   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   02/24/2004   05/01/2004     98,293.31  USD
331280
  JONE0339JO020604   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   02/24/2004   05/17/2004     83,935.13  USD
331285
  JONE0343MA00427   HNK   IMLC   BTD TEKSTIL LTD.   TR   02/26/2004   04/30/2004     4,386.25  USD
331286
  JONE0344BLANKET   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   02/26/2004   05/15/2004     42,147.11  USD
331294
  JONE0352JG4106   HNK   IMLC   WILFORD KNITWEAR FTY. LTD.   HK   02/26/2004   04/18/2004     118,324.08  USD
331306
  JONE0364JG4130   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/02/2004   06/26/2004     58,336.74  USD
331314
  JONE0372WLC366JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD.   HK   03/03/2004   04/27/2004     99,723.68  USD
331315
  JONE0373APR80   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/02/2004   04/20/2004     2,229.09  USD
331317
  JONE0377JG4118   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/04/2004   05/13/2004     499,887.79  USD
331327
  JONE0387JG4135   HNK   IMLC   HEMPEL CHINA LIMITED   C2   03/04/2004   04/22/2004     122,188.42  USD
331336
  JONE0396APR81   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   03/04/2004   04/20/2004     9,764.46  USD
331337
  JONE0397APR83   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/04/2004   04/27/2004     329,749.11  USD
331338
  JONE0398JEV28LY1   HNK   IMLC   HAN SAE CO., LTD.   KR   03/04/2004   05/13/2004     90,290.50  USD
331340
  JONE0400SK0211B   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   03/04/2004   05/31/2004     1,049,841.29  USD
331341
  JONE0401SH0227   HNK   IMLC   HAN SAE CO., LTD.   KR   03/04/2004   04/29/2004     55,023.53  USD
331345
  JONE0405NA01168   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   03/05/2004   05/02/2004     47,080.66  USD
331346
  JONE0406NA01291   HNK   IMLC   LANIFICIO LERIEN   IT   03/05/2004   05/10/2004     21,631.05  USD
331348
  JONE0408MA00434   HNK   IMLC   GEO MUCK CO. LTD.   KR   03/05/2004   04/22/2004     2,604.47  USD
331353
  JONE0413JG4151   HNK   IMLC   EXCELLENT JADE LIMITED.   HK   03/08/2004   05/08/2004     158,648.39  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 8

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331355
  JONE0415JG4158   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/08/2004   04/27/2004     74,201.40  USD
331357
  JONE0417JG4149   HNK   IMLC   DASHING INDUSTRIAL COMPANY LIMITED   HK   03/08/2004   05/05/2004     9,924.71  USD
331358
  JONE0418JG4136   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   03/08/2004   05/13/2004     113,757.13  USD
331359
  JONE0419WLC392EC   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/08/2004   05/19/2004     287,305.40  USD
331360
  JONE0420WLC367JW   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   03/08/2004   04/27/2004     93,684.68  USD
331362
  JONE0422KJ1382R1   HNK   IMLC   MAINFIELD DEVELOPMENT CO. LTD.   HK   03/08/2004   04/28/2004     303,175.83  USD
331365
  JONE0425NBU-043   HNK   IMLC   D AND S MODE COMPANY LTD.   KR   03/08/2004   05/16/2004     49,305.69  USD
331367
  JONE0428NA01281   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   03/09/2004   05/18/2004     19,730.90  USD
331370
  JONE0431JG4163   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/09/2004   05/29/2004     37,959.08  USD
331371
  JONE0432JG4164   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/09/2004   05/29/2004     17,406.90  USD
331372
  JONE0433JG4165   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/09/2004   06/06/2004     13,253.63  USD
331373
  JONE0434JG4166   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/09/2004   06/06/2004     24,097.50  USD
331375
  JONE0436JG4131   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/09/2004   04/20/2004     8,749.23  USD
331376
  JONE0437JG4064   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   03/09/2004   05/25/2004     89,345.55  USD
331377
  JONE0438JG4153   HNK   IMLC   ASIA COUTURE LIMITED   LK   03/09/2004   04/27/2004     454,014.99  USD
331378
  JONE0439JG4148   HNK   IMLC   JEANLY(H.K.) LIMITED   HK   03/09/2004   04/21/2004     6,332.82  USD
331379
  JONE0440WLC391EC   HNK   IMLC   JOY PLUS TRADING (H.K.) LTD.   HK   03/09/2004   05/25/2004     230,425.14  USD
331380
  JONE0441NWS15   HNK   IMLC   AUTOMOBILE FASHIONS CO., LTD   TW   03/09/2004   04/28/2004     123,951.60  USD
331381
  JONE0442JEV34LY2   HNK   IMLC   HAN SAE CO., LTD.   KR   03/09/2004   04/22/2004     74,934.67  USD
331383
  JONE0444W02152   HNK   IMLC   YOO SAN CO. LTD.   KR   03/10/2004   05/15/2004     7,570.80  USD
331388
  JONE0450MA00368   HNK   IMLC   WINNITEX INVESTMENT CO., LTD.   HK   03/12/2004   05/10/2004     23,802.13  USD
331391
  JONE0453NA01295   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   03/12/2004   05/17/2004     66,224.06  USD
331392
  JONE0454NA01170   HNK   IMLC   MENSA   TR   03/12/2004   05/10/2004     31,243.80  USD
331398
  JONE0460JG4168   HNK   IMLC   LEIGHTON TEXTILES CO. LTD.   HK   03/12/2004   06/08/2004     896,843.13  USD
331399
  JONE0461JG4193   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   03/12/2004   05/05/2004     158,765.67  USD
331400
  JONE0462JG4169   HNK   IMLC   LEIGHTON TEXTILES CO. LTD.   HK   03/12/2004   04/26/2004     45,305.63  USD
331403
  JONE0465WLC386JW   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/12/2004   05/12/2004     434,493.00  USD
331404
  JONE0466APR86   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   03/12/2004   06/15/2004     24,596.38  USD
331406
  JONE0468JEV026R2   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   03/12/2004   05/07/2004     201.89  USD
331407
  JONE0469NA01202   HNK   IMLC   PICCHI S.P.A.   IT   03/18/2004   04/20/2004     4,367.18  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 9

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331408
  JONE0470MA00430   HNK   IMLC   WILHELM ZULEEG GMBH   GB   03/18/2004   05/05/2004     114.30  USD
331411
  JONE0473MA00442   HNK   IMLC   EVERHARVEST WEAVING FACTORY LTD.   HK   03/18/2004   04/20/2004     305.36  USD
331412
  JONE0474MA00454   HNK   IMLC   TAECHANG ENTERPRISE CO., LTD.   KR   03/18/2004   04/20/2004     550.55  USD
331413
  JONE0475F03620   HNK   IMLC   N.I. TEIJIN SHOJI CO., LTD.   JP   03/18/2004   04/28/2004     41.48  USD
331415
  JONE0477JJ00799   HNK   IMLC   EVERHARVEST WEAVING FACTORY LTD.   HK   03/18/2004   05/15/2004     28,585.30  USD
331416
  JONE0478MA00450   HNK   IMLC   KAOSHA   TW   03/18/2004   04/20/2004     33,443.55  USD
331417
  JONE0479E03494   HNK   IMLC   WINNITEX INVESTMENT CO., LTD.   HK   03/18/2004   05/20/2004     178,869.60  USD
331418
  JONE0480BLANKET   HNK   IMLC   PT DAESE GARMIN   ID   03/22/2004   06/16/2004     144,197.10  USD
331419
  JONE0481JG4197   HNK   IMLC   PT DAESE GARMIN   ID   03/22/2004   05/05/2004     14,891.63  USD
331421
  JONE0483JG4203   HNK   IMLC   FU SON GARMENT FTY.   MO   03/22/2004   04/30/2004     10,189.13  USD
331422
  JONE0484JG4185   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/22/2004   04/25/2004     393,212.49  USD
331423
  JONE0485JG4189   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/22/2004   04/22/2004     382,314.88  USD
331425
  JONE0487JG4192   HNK   IMLC   DOKO (HONG KONG)LTD   HK   03/22/2004   05/16/2004     85,750.23  USD
331426
  JONE0488JG4183   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   03/22/2004   04/25/2004     138,449.14  USD
331427
  JONE0489JG4182   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   03/22/2004   04/27/2004     26,875.62  USD
331428
  JONE0490JG4201   HNK   IMLC   CHENFENG (JIANGSU) CLOTHING CO. LTD   C2   03/22/2004   04/30/2004     31,789.08  USD
331429
  JONE0491JG4204   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   03/22/2004   04/30/2004     74,874.61  USD
331430
  JONE0492WLC401JW   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/22/2004   05/19/2004     140,366.92  USD
331433
  JONE0495WLC404EC   HNK   IMLC   JOY PLUS TRADING (H.K.) LTD.   HK   03/22/2004   06/09/2004     67,857.85  USD
331434
  JONE0496WLC395JW   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/22/2004   04/30/2004     395,946.10  USD
331435
  JONE0497WLC394JW   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/22/2004   04/23/2004     290,559.58  USD
331436
  JONE0498WLC406EC   HNK   IMLC   SAVERIO INTERNATIONAL LIMITED   HK   03/22/2004   04/25/2004     39,865.67  USD
331437
  JONE0499KK1209   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   03/22/2004   04/25/2004     62,887.20  USD
331438
  JONE0500WLC376JW   HNK   IMLC   CHINAMINE TRADING LTD.   HK   03/22/2004   04/30/2004     13,450.40  USD
331439
  JONE0501UIJ03   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/22/2004   04/26/2004     123,316.22  USD
331440
  JONE0502APR89R   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/22/2004   05/11/2004     69,186.17  USD
331441
  JONE0503RIJ01   HNK   IMLC   P.T. RAJABRANA   ID   03/22/2004   05/05/2004     87,859.99  USD
331444
  JONE0506W02158   HNK   IMLC   YOO SAN CO. LTD.   KR   03/23/2004   04/25/2004     2,766.00  USD
331445
  JONE0507W02159   HNK   IMLC   GEO MUCK CO. LTD.   KR   03/23/2004   05/05/2004     40.12  USD
331446
  JONE0508D08372   HNK   IMLC   INDUSTRIA TESSILE SANESI S.P.A.   IT   03/23/2004   04/27/2004     130,024.13  USD
OSTSMY.RDF

 


 

         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 10

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331447
  JONE0509MA00417   HNK   IMLC   BTD TEKSTIL LTD   TR   03/23/2004   04/30/2004     165,776.63  USD
331449
  JONE0511JG4180   HNK   IMLC   UNIMIX LIMITED   HK   03/23/2004   06/05/2004     313,616.91  USD
331452
  JONE0514KJ1384R1   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   03/23/2004   05/05/2004     8,223.33  USD
331453
  JONE0515WLC398EC   HNK   IMLC   JOY PLUS TRADING (H.K.) LTD.   HK   03/23/2004   06/01/2004     619,681.17  USD
331454
  JONE0516WLC362EC   HNK   IMLC   MAXIMARK INTERNATIONAL LIMITED   HK   03/23/2004   05/05/2004     66,083.32  USD
331455
  JONE0517JEV34LY1   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   03/23/2004   05/07/2004     110,926.43  USD
331456
  JONE0518JEV38LY1   HNK   IMLC   HAN SAE CO., LTD.   KR   03/23/2004   05/13/2004     363,848.14  USD
331457
  JONE0519JEV026R1   HNK   IMLC   DONGHAN INTERNATIONAL CO., LTD   KR   03/23/2004   05/05/2004     116,032.35  USD
331458
  JONE0520JO030304   HNK   IMLC   HAN SAE CO., LTD.   KR   03/23/2004   04/23/2004     100,543.16  USD
331459
  JONE0521SK-0316A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   03/23/2004   05/29/2004     94,898.12  USD
331460
  JONE0522A103   HNK   IMLC   BISHARA WORSTED WOOL MANUFACTURING   EG   03/23/2004   05/15/2004     66,230.75  USD
331461
  JONE0523NWT03122   HNK   IMLC   SILKGATE PACIFIC LIGHT IND. ENT.   HK   03/23/2004   04/24/2004     21,413.00  USD
331465
  JONE0527U02415   HNK   IMLC   MARCOLANA LANIFICIO   IT   03/25/2004   05/09/2004     12,820.50  USD
331466
  JONE0528MA00453   HNK   IMLC   BTD TEKSTIL LTD   TR   03/25/2004   05/15/2004     72,917.26  USD
331467
  JONE0530E03515   HNK   IMLC   PANG RIM CO., LTD.   KR   03/25/2004   05/10/2004     62,597.27  USD
331468
  JONE0531D08301   HNK   IMLC   MANUFACTURE F. CLARENSON   FR   03/25/2004   05/10/2004     341,334.00  USD
331469
  JONE0532E03532   HNK   IMLC   SAEHAN INDUSTRIES, INC.   KR   03/25/2004   06/09/2004     11,427.57  USD
331470
  JONE0533JG4221   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   03/25/2004   05/30/2004     20,547.40  USD
331471
  JONE0534JG4217   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/25/2004   07/24/2004     17,967.60  USD
331472
  JONE0535JG4218   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/25/2004   07/31/2004     29,318.89  USD
331473
  JONE0536JG4142   HNK   IMLC   SHANDONG CHERRY GROUP MAYTEX   C1   03/25/2004   05/02/2004     156,205.21  USD
331474
  JONE0537WLC403EC   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   03/25/2004   05/25/2004     73,934.39  USD
331475
  JONE0538APR91   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   03/25/2004   05/25/2004     43,199.33  USD
331476
  JONE0539JEV044R1   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   03/25/2004   05/30/2004     99,442.39  USD
331477
  JONE0540JEV45LY1   HNK   IMLC   HAN SAE CO., LTD.   KR   03/25/2004   05/14/2004     47,175.32  USD
331478
  JONE0542W02150   HNK   IMLC   PIONEER STREAM LTD.   TW   03/30/2004   05/15/2004     26,332.95  USD
331479
  JONE0543F03639   HNK   IMLC   SAEHAN INDUSTRIES, INC.   KR   03/30/2004   04/25/2004     1,062.36  USD
331480
  JONE0544MA00439   HNK   IMLC   TESSILGODI S.P.A.   IT   03/30/2004   05/05/2004     125.12  USD
331481
  JONE0545D08323   HNK   IMLC   TOMEN CORPORATION   JP   03/30/2004   04/20/2004     28,428.75  USD
331482
  JONE0546JG4230   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/30/2004   07/30/2004     16,285.50  USD
OSTSMY.RDF

 


 

         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 11

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331483
  JONE0547JG4231   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/30/2004   08/16/2004     17,290.46  USD
331484
  JONE0548JG4232   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/30/2004   07/12/2004     13,951.25  USD
331485
  JONE0549JG4233   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   03/30/2004   07/12/2004     33,603.52  USD
331486
  JONE0550JG4211   HNK   IMLC   JOY PLUS TRADING (H.K.) LTD.   HK   03/30/2004   04/20/2004     378,076.58  USD
331488
  JONE0552JG4228   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   03/30/2004   04/29/2004     119,061.88  USD
331489
  JONE0553JG4225   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   03/30/2004   04/30/2004     220,835.16  USD
331490
  JONE0554JG4223   HNK   IMLC   VOGUE TEX (PVT) LTD.   LK   03/30/2004   05/03/2004     117,780.45  USD
331491
  JONE0555JG4219   HNK   IMLC   HIRDARAMANI (INDUSTRIES) LTD.   LK   03/30/2004   05/04/2004     6,460.70  USD
331492
  JONE0556JTK319A-   HNK   IMLC   HAN SAE CO., LTD.   KR   03/30/2004   05/06/2004     42,361.56  USD
331493
  JONE0557JTK316A   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   03/30/2004   05/06/2004     42,930.72  USD
331495
  JONE0559LCDYC-FE   HNK   IMLC   DISENO Y COLOR S.A.   PE   03/30/2004   05/06/2004     554,161.65  USD
331496
  JONE0560MA00462   HNK   IMLC   ABRAHAM MOON AND SONS LIMITED   GB   04/01/2004   06/05/2004     228,703.65  USD
331497
  JONE0561MA00412   HNK   IMLC   LANIFICIO DI MAZZONE S.A.S.   IT   04/01/2004   05/22/2004     200,655.00  USD
331498
  JONE0562D08306   HNK   IMLC   KEN TRADING   JP   04/01/2004   04/24/2004     1,260.04  USD
331501
  JONE0565JG4206   HNK   IMLC   SHANGHAI SALES CLOTHING (WEI YA)CO   C2   04/01/2004   04/20/2004     8,010.21  USD
331502
  JONE05663ZM89   HNK   IMLC   TAI KEI KNITTERS LIMITED   HK   04/01/2004   04/21/2004     4,085.38  USD
331503
  JONE05672MK330A   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   04/01/2004   05/06/2004     13,351.09  USD
331504
  JONE0568JG4238   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/01/2004   05/03/2004     16,400.77  USD
331505
  JONE0569JG4236   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   04/01/2004   05/05/2004     132,040.70  USD
331506
  JONE0570JG4234   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   04/01/2004   05/10/2004     35,632.46  USD
331507
  JONE0571MFS11   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   04/01/2004   05/15/2004     100,413.00  USD
331508
  JONE0572NBU-044-   HNK   IMLC   HAEYANG KNITTING FACTORY LTD   KR   04/01/2004   05/15/2004     193,419.35  USD
331509
  JONE0573AB-03-04   HNK   IMLC   ABU GOSH TEXTILE INDUSTRIES LTD.   IL   04/01/2004   05/30/2004     89,349.91  USD
331510
  JONE1201JG4253   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   04/06/2004   05/08/2004     23,027.35  USD
331511
  JONE1202JG4227   HNK   IMLC   HONG KONG SHUERTAI CO., LTD.   HK   04/06/2004   04/30/2004     71,431.01  USD
331512
  JONE1203JG4260   HNK   IMLC   JOY PLUS TRADING (H.K.) LTD.   HK   04/06/2004   04/27/2004     115,020.93  USD
331513
  JONE1204JG4252   HNK   IMLC   PT BUSANA PERKASA GARMENTS   ID   04/06/2004   05/13/2004     41,647.58  USD
331514
  JONE1205UIJ05   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   04/06/2004   05/31/2004     90,789.97  USD
331515
  JONE1206CNJ03   HNK   IMLC   CARNIVAL INDUSTRIAL CORP.   TW   04/06/2004   05/17/2004     99,119.87  USD
331516
  JONE12072MK-330D   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   04/06/2004   04/26/2004     13,454.28  USD
OSTSMY.RDF

 


 

         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 12

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331517
  JONE1208JTK329A-   HNK   IMLC   EUHA INTERNATIONAL LTD   KR   04/06/2004   05/06/2004     201,582.86  USD
331518
  JONE1209JEV55LY1   HNK   IMLC   HAN SAE CO., LTD.   KR   04/06/2004   06/12/2004     180,915.88  USD
331519
  JONE0578D08407   HNK   IMLC   MITSUI & CO. LTD.   JP   04/07/2004   05/15/2004     71,018.33  USD
331520
  JONE0579D08327   HNK   IMLC   YUNISAN YUNLU SANAYI   TR   04/07/2004   05/01/2004     40,540.50  USD
331521
  JONE0580MA00429   HNK   IMLC   ABRAHAM MOON AND SONS LIMITED   GB   04/07/2004   06/12/2004     19,304.78  USD
331522
  JONE0581MA00444   HNK   IMLC   ABRAHAM MOON AND SONS LIMITED   GB   04/07/2004   05/22/2004     159,180.00  USD
331523
  JONE0582MA00445   HNK   IMLC   ABRAHAM MOON AND SONS LIMITED   GB   04/07/2004   05/22/2004     83,057.94  USD
331524
  JONE0583MA00466   HNK   IMLC   GEO MUCK CO., LTD.   KR   04/07/2004   07/12/2004     269,891.21  USD
331525
  JONE0584WLC410EC   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/07/2004   05/12/2004     399,335.00  USD
331526
  JONE0585JG4235   HNK   IMLC   PT. UNGARAN SARI GARMENTS   ID   04/07/2004   05/30/2004     15,809.63  USD
331527
  JONE0586JO040204   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/07/2004   05/31/2004     330,183.67  USD
331528
  JONE0587NWT04031   HNK   IMLC   SILKGATE PACIFIC LIGHT IND. ENT.   HK   04/07/2004   05/19/2004     31,410.53  USD
331529
  JONE0588JG4254   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   04/07/2004   06/20/2004     189,236.69  USD
331530
  JONE0589JG4242   HNK   IMLC   JIING SHENG KNITTING CO., LTD.   TW   04/07/2004   05/20/2004     15,068.59  USD
331531
  JONE0590JG4246   HNK   IMLC   DATAS INDUSTRIES LIMITED   HK   04/07/2004   05/20/2004     19,522.49  USD
331532
  JONE0591JEV45LY2   HNK   IMLC   HAN SAE CO., LTD.   KR   04/07/2004   06/17/2004     88,390.73  USD
331533
  JONE0593MA00490   HNK   IMLC   LANIFICIO DI MAZZONE S.A.S.   IT   04/08/2004   05/30/2004     4,021.50  USD
331534
  JONE0594MA00465   HNK   IMLC   LANIFICIO DI MAZZONE S.A.S.   IT   04/08/2004   05/14/2004     20,160.00  USD
331535
  JONE0595D08320   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/08/2004   04/30/2004     185,387.69  USD
331536
  JONE0596NA01194   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/08/2004   05/06/2004     55,389.60  USD
331537
  JONE0597JG4269   HNK   IMLC   HIRDARAMANI (INDUSTRIES) LTD.   LK   04/08/2004   04/28/2004     62,111.94  USD
331538
  JONE0598JG4256   HNK   IMLC   VIMCHAMP GARMENTS LIMITED   HK   04/08/2004   07/20/2004     23,340.37  USD
331539
  JONE0599WLC409EC   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   04/08/2004   05/12/2004     106,240.91  USD
331540
  JONE0600JG4277   HNK   IMLC   LAI KO KNITTING FTY. LTD.   HK   04/13/2004   05/15/2004     34,287.16  USD
331541
  JONE0601JG4280   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/13/2004   05/05/2004     159,616.49  USD
331542
  JONE0602JG4275   HNK   IMLC   PT SARASA NUGRAHA TBK   ID   04/13/2004   06/02/2004     82,320.00  USD
331543
  JONE0603WLC405EC   HNK   IMLC   JOY PLUS TRADING (H.K.) LTD.   HK   04/13/2004   05/25/2004     59,759.75  USD
331544
  JONE0604JG4292   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   04/16/2004   07/29/2004     19,417.23  USD
331545
  JONE0605JG4304   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   04/16/2004   07/15/2004     12,600.00  USD
331546
  JONE0606JG4305   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   04/16/2004   08/15/2004     149,265.27  USD
OSTSMY.RDF

 


 

         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 13

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331547
  JONE0607JG4263   HNK   IMLC   HONG KONG SHUERTAI CO., LTD.   HK   04/16/2004   05/05/2004     36,701.35  USD
331548
  JONE0608JG4205   HNK   IMLC   LUEN THAI GARMENT COMPANY   HK   04/16/2004   06/30/2004     39,133.06  USD
331549
  JONE0609JG4259   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   04/16/2004   05/30/2004     75,856.88  USD
331550
  JONE0610JG4222   HNK   IMLC   ZHEJIANG WANLIFENG TEXTILE   C2   04/16/2004   06/15/2004     129,920.96  USD
331551
  JONE0611JG4237   HNK   IMLC   AUTOMOBILE FASHIONS CO., LTD   TW   04/16/2004   07/07/2004     314,139.46  USD
331552
  JONE0612JG4266   HNK   IMLC   ATRACO INDUSTRIAL ENTERPRISES   AE   04/16/2004   05/25/2004     1,482,416.42  USD
331553
  JONE0613JG4278   HNK   IMLC   TONGLU PUDE GARMENTS CO.   C2   04/16/2004   05/10/2004     199,053.37  USD
331554
  JONE0614JG4272   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   04/16/2004   05/06/2004     225,973.61  USD
331555
  JONE0615JG4264   HNK   IMLC   SHANGHAI SALES CLOTHING (WEI YA)CO   C2   04/16/2004   05/01/2004     45,871.45  USD
331556
  JONE0616JG4283   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/16/2004   05/01/2004     53,889.00  USD
331557
  JONE0617JG4265   HNK   IMLC   MOREGOAL INDUSTRIES LTD.   HK   04/16/2004   05/12/2004     75,192.41  USD
331558
  JONE0618JG4293   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/16/2004   05/12/2004     41,290.15  USD
331559
  JONE0619WLC416EC   HNK   IMLC   P.T. MASTERINDO JAYA ABADI   ID   04/16/2004   06/15/2004     9,151.04  USD
331560
  JONE0620WLC411EC   HNK   IMLC   SAVERIO INTERNATIONAL LIMITED   HK   04/16/2004   05/08/2004     845,273.33  USD
331561
  JONE0621SK0331A   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/16/2004   06/04/2004     1,017,189.63  USD
331562
  JONE0622KR040904   HNK   IMLC   HAN SAE CO., LTD.   KR   04/16/2004   05/20/2004     177,034.11  USD
331563
  JONE0623KR033104   HNK   IMLC   HAN SAE CO., LTD.   KR   04/16/2004   05/07/2004     25,111.17  USD
331564
  JONE0624NBU045A   HNK   IMLC   HAEYANG KNITTING FACTORY LTD   KR   04/16/2004   05/30/2004     121,524.03  USD
331565
  JONE0625NA01341   HNK   IMLC   ROSATI SPA   IT   04/20/2004   05/11/2004     6,490.05  USD
331566
  JONE0626D08497   HNK   IMLC   LANIFICIO CAVERNI AND GRAMIGNI SPA   IT   04/20/2004   05/25/2004     8,241.19  USD
331567
  JONE0627D08391   HNK   IMLC   KEN TRADING   JP   04/20/2004   06/14/2004     847,535.33  USD
331568
  JONE0628D08384   HNK   IMLC   KEN TRADING   JP   04/20/2004   05/25/2004     495,423.08  USD
331569
  JONE0629D08419   HNK   IMLC   AK-PA TEKSTIL IHRACAT PAZARLAMA AS   TR   04/20/2004   05/27/2004     23,409.75  USD
331570
  JONE0630D08433   HNK   IMLC   MITSUI & CO. LTD.   JP   04/20/2004   05/25/2004     106,347.15  USD
331571
  JONE0631D08434   HNK   IMLC   TEX BOX SRL   IT   04/20/2004   06/09/2004     82,882.80  USD
331572
  JONE0632D08442   HNK   IMLC   INDUSTRIA TESSILE SANESI S.P.A.   IT   04/20/2004   06/01/2004     36,571.50  USD
331573
  JONE0633D08447   HNK   IMLC   LANIFICIO CAVERNI AND GRAMIGNI SPA   IT   04/20/2004   06/09/2004     27,090.00  USD
331574
  JONE0634D08475   HNK   IMLC   LANIFICIO CAVERNI & GRAMIGNI SPA   IT   04/20/2004   06/22/2004     33,185.26  USD
331575
  JONE0635MA00462   HNK   IMLC   ABRAHAM MOON AND SONS LIMITED   GB   04/20/2004   06/05/2004     245,650.76  USD
331576
  JONE0636D08443   HNK   IMLC   KEN TRADING   JP   04/20/2004   05/15/2004     208,162.50  USD
OSTSMY.RDF

 


 

         
(WACHOVIA)
  Wachovia Bank, N.A.

Outstanding Summary Report

For Applicant: JONES APPAREL GROUP USA INC.
  Page: 14

Date: 04/30/2004
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
331577
  JONE0638D08317   HNK   IMLC   KEN TRADING   JP   04/20/2004   05/15/2004     300,658.58  USD
331578
  JONE0639D08347   HNK   IMLC   MITSUI AND CO. LTD.   JP   04/20/2004   05/21/2004     109,335.98  USD
331579
  JONE0640D08375   HNK   IMLC   MITSUI AND CO. LTD.   JP   04/20/2004   05/15/2004     220,626.00  USD
331580
  JONE0641D08358   HNK   IMLC   MANIFATURRA TESSILE NEW LINE SPA   IT   04/20/2004   05/10/2004     18,385.50  USD
331581
  JONE0643W02171   HNK   IMLC   YOO SAN CO. LTD.   KR   04/20/2004   05/12/2004     73,508.40  USD
331582
  JONE0644D08495   HNK   IMLC   AMOR TESSUTO SA   UY   04/20/2004   06/30/2004     30,444.75  USD
331583
  JONE0645D08449   HNK   IMLC   MITSUI & CO. LTD.   JP   04/20/2004   06/25/2004     37,366.88  USD
331584
  JONE0646D08445   HNK   IMLC   KEN TRADING   JP   04/20/2004   05/30/2004     102,791.85  USD
331585
  JONE0647U02435   HNK   IMLC   VERTEX TEXTILES INC. LTD   HK   04/20/2004   06/09/2004     14,895.09  USD
331586
  JONE0648MA00414   HNK   IMLC   TAECHANG ENTERPRISE CO., LTD.   KR   04/20/2004   06/10/2004     430,612.67  USD
331587
  JONE0650E03546   HNK   IMLC   BONDEX INTERNATIONAL (HONG KONG)   HK   04/20/2004   07/07/2004     103,729.51  USD
331588
  JONE0651D08494   HNK   IMLC   KARIBE INDUSTRIA E COMERCIO LTDA   BR   04/20/2004   06/25/2004     29,452.50  USD
331589
  JONE0652JG4298   HNK   IMLC   WISE TIME KNITTING FTY, LTD   HK   04/20/2004   06/02/2004     22,631.83  USD
331590
  JONE0653JG4291   HNK   IMLC   PT UNI-ENLARGE INDUSTRY INDONESIA   ID   04/20/2004   05/24/2004     36,933.01  USD
331591
  JONE0654JG4306   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   04/20/2004   05/25/2004     94,949.87  USD
331592
  JONE0655WLC415EC   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/20/2004   05/15/2004     197,455.93  USD
331593
  JONE0656WLC417SL   HNK   IMLC   CHINA TING GARMENT MFG. (GROUP) LTD   HK   04/20/2004   05/12/2004     24,573.83  USD
331594
  JONE0657JEV062R1   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/20/2004   06/20/2004     351,461.26  USD
331595
  JONE0659G02410   HNK   IMLC   JOUEN TEX COMPANY   KR   04/22/2004   05/14/2004     9,256.80  USD
331596
  JONE0660G02363   HNK   IMLC   L AND D INTERNATIONAL CO., LTD.   KR   04/22/2004   05/17/2004     12,810.00  USD
331597
  JONE0661G02399   HNK   IMLC   SE YANG INDUSTRIAL CO LTD.   KR   04/22/2004   05/20/2004     15,970.50  USD
331598
  JONE0662G02407   HNK   IMLC   HANA TEXTILES CO., LTD.   KR   04/22/2004   05/25/2004     17,062.50  USD
331599
  JONE0663W02174   HNK   IMLC   GEO MUCK CO. LTD.   KR   04/22/2004   05/22/2004     1,391.04  USD
334050
  JONE0664D08499   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/22/2004   05/12/2004     29,756.16  USD
334051
  JONE0665D08408   HNK   IMLC   TESSILGODI S.P.A.   IT   04/22/2004   06/04/2004     27,188.70  USD
334052
  JONE0666D08493   HNK   IMLC   MIGOTEX S.R.L.   IT   04/22/2004   06/14/2004     40,954.20  USD
334053
  JONE0667D08389   HNK   IMLC   YUNISAN YUNLU SANAYI   TR   04/22/2004   05/25/2004     63,063.00  USD
334054
  JONE0668D08499   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/22/2004   05/12/2004     29,756.16  USD
334055
  JONE0669D08321   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/22/2004   05/10/2004     57,741.60  USD
334056
  JONE0670D08452   HNK   IMLC   TESSIL GROSSO S.R.L.   IT   04/22/2004   06/25/2004     49,665.00  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.   Page: 15
       
  Outstanding Summary Report   Date: 04/30/2004
       
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
334057
  JONE0671D08542   HNK   IMLC   QINGDAO DONGLIM PLUSH CO., LTD.   C1   04/22/2004   06/01/2004     7,203.00  USD
334058
  JONE0672D08318   HNK   IMLC   MANUFACTURE F. CLARENSON   FR   04/22/2004   06/14/2004     340,964.40  USD
334059
  JONE0673E03504   HNK   IMLC   KURABO INDUSTRIES LTD., HONG KONG   HK   04/22/2004   05/15/2004     146,827.80  USD
334060
  JONE0674D08448   HNK   IMLC   KEN TRADING   JP   04/26/2004   05/25/2004     22,286.25  USD
334062
  JONE0676D08345   HNK   IMLC   MITSUI AND CO. LTD.   JP   04/26/2004   05/10/2004     197,400.00  USD
334063
  JONE0677D08318   HNK   IMLC   CLARENSON   FR   04/26/2004   05/20/2004     258,066.90  USD
334064
  JONE0682BLANKET   HNK   IMLC   PT DAESE GARMIN   ID   04/26/2004   06/09/2004     60,442.20  USD
334065
  JONE0683JG4315   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   04/26/2004   09/07/2004     42,000.00  USD
334066
  JONE0684JG4316   HNK   IMLC   THAI KNITTING FACTORY CO., LTD.   TH   04/26/2004   08/18/2004     13,266.75  USD
334067
  JONE0685JG4317   HNK   IMLC   DOKO (HONG KONG)LTD   HK   04/26/2004   05/24/2004     15,478.68  USD
334068
  JONE0686JG4309   HNK   IMLC   EXCELLENT JADE LIMITED   HK   04/26/2004   05/25/2004     95,497.15  USD
334069
  JONE0687JG4284   HNK   IMLC   HONG KONG SHUERTAI CO., LTD.   HK   04/26/2004   05/11/2004     69,865.95  USD
334070
  JONE0688JG4243   HNK   IMLC   FORNTON KNITTING CO., LTD.   HK   04/26/2004   05/20/2004     59,202.00  USD
334071
  JONE0689JG4318   HNK   IMLC   SLITHER LTD.   HK   04/26/2004   05/30/2004     9,606.66  USD
334072
  JONE0690WLC413EC   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/26/2004   05/19/2004     30,608.86  USD
334073
  JONE0691WLC414EC   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/26/2004   05/19/2004     96,804.03  USD
334074
  JONE0692WLC425SL   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/26/2004   05/12/2004     92,424.48  USD
334075
  JONE0693WLC426SL   HNK   IMLC   HIGH FASHION GARMENTS CO. LTD.   HK   04/26/2004   05/19/2004     63,739.59  USD
334076
  JONE0694JEV175R1   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/26/2004   07/05/2004     470,362.86  USD
334077
  JONE0695JEV59LY1   HNK   IMLC   HAN SAE CO., LTD.   KR   04/26/2004   07/08/2004     239,967.59  USD
334078
  JONE0696LAY46   HNK   IMLC   HEDEF KONFEKSIYON VE TEKSTIL   TR   04/26/2004   05/30/2004     46,138.85  USD
334080
  JONE0679D08354   HNK   IMLC   MANIFATURRA TESSILE NEW LINE SPA   IT   04/28/2004   05/20/2004     44,688.00  USD
334081
  JONE0680D08338   HNK   IMLC   TESSILGODI S.P.A.   IT   04/28/2004   05/25/2004     49,434.00  USD
334082
  JONE0697JG4314   HNK   IMLC   DOKO (HONG KONG)LTD   HK   04/28/2004   06/05/2004     37,193.88  USD
334083
  JONE0698JG4300   HNK   IMLC   WISEKNIT FACTORY LTD.   HK   04/28/2004   06/30/2004     172,058.65  USD
334084
  JONE0699JG4287   HNK   IMLC   BUSINESS FAITH INTERNATIONAL LTD.   HK   04/28/2004   06/06/2004     136,072.60  USD
334085
  JONE0700JG4289   HNK   IMLC   DOMINANT GARMENTS FTY LTD.   HK   04/28/2004   06/30/2004     331,580.77  USD
334086
  JONE0701JG4325   HNK   IMLC   P.T. CITRA ABADI SEJATI   ID   04/28/2004   06/10/2004     6,503.44  USD
334087
  JONE0702JG4310   HNK   IMLC   CHINAMINE TRADING LTD.   HK   04/28/2004   05/26/2004     221,227.29  USD
334088
  JONE0703JG4329   HNK   IMLC   EXCELLENT JADE LIMITED   HK   04/28/2004   06/08/2004     24,555.31  USD
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.   Page: 16
       
  Outstanding Summary Report   Date: 04/30/2004
       
  For Applicant: JONES APPAREL GROUP USA INC.    
Applicant Name: JONES APPAREL GROUP USA,INC.
                                     
L/C Bank                       Opening   Expiry   L/C Equiv
Reference   L/C Cust Reference   Site   Trans   Beneficiary   Ctry   Date   Date   Liability Balance
334089
  JONE0704JG4337   HNK   IMLC   FORMOSTAR GARMENT CO., LTD.   TW   04/28/2004   05/30/2004     8,431.46  USD
334090
  JONE0705JG4320   HNK   IMLC   VIMCHAMP GARMENTS LIMITED   HK   04/28/2004   06/09/2004     18,228.42  USD
334091
  JONE0706JSIG-46L   HNK   IMLC   ONE YOUNG INDUSTRIAL CO., LTD.   KR   04/28/2004   06/04/2004     98,567.79  USD
334092
  JONE0707JTK423A   HNK   IMLC   HAN SAE CO., LTD.   KR   04/28/2004   06/05/2004     105,598.71  USD
334093
  JONE0708NNB001-A   HNK   IMLC   HAEYANG KNITTING FACTORY LTD   KR   04/28/2004   06/05/2004     42,893.24  USD
334094
  JONE0710MA00501   HNK   IMLC   MANIFATURRA TESSILE NEW LINE SPA   IT   04/28/2004   06/20/2004     197,025.68  USD
334095
  JONE0711D08542   HNK   IMLC   QINGDAO DONGLIM PLUSH CO., LTD.   C1   04/28/2004   06/02/2004     7,203.00  USD
334096
  JONE0712D08402   HNK   IMLC   LANIFICIO TEXCO S.P.A.   IT   04/28/2004   06/09/2004     149,814.00  USD
334097
  JONE0713D08424   HNK   IMLC   LANIFICIO CAVERNI AND GRAMIGNI SPA   IT   04/28/2004   06/09/2004     57,939.00  USD
334098
  JONE0714NA01368   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/28/2004   05/22/2004     80,260.53  USD
334099
  JONE0715NA01363   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/28/2004   05/29/2004     21,498.75  USD
334100
  JONE0716NA01391   HNK   IMLC   BTD TEKSTIL LTD   TR   04/28/2004   06/19/2004     68,544.00  USD
334101
  JONE0717NA01236   HNK   IMLC   MENSA   TR   04/28/2004   05/15/2004     21,225.75  USD
334102
  JONE0718MA00462   HNK   IMLC   ABRAHAM MOON AND SONS LIMITED   GB   04/30/2004   06/15/2004     206,143.61  USD
334103
  JONE0719D08343   HNK   IMLC   EXSA EXPORT SANAYI MAMULLERI SATIS   TR   04/30/2004   05/29/2004     49,474.43  USD
334104
  JONE0720NA01209   HNK   IMLC   LANIFICIO NELLO GORI S.P.A.   IT   04/30/2004   05/25/2004     42,903.00  USD
334105
  JONE0721JG4327   HNK   IMLC   AUTOMOBILE FASHIONS CO., LTD   TW   04/30/2004   05/15/2004     15,653.63  USD
334106
  JONE0722JG4239   HNK   IMLC   KWIN HING KNITTING FTY. LTD.   HK   04/30/2004   07/07/2004     161,274.62  USD
334107
  JONE0723JG4331   HNK   IMLC   DOKO (HONG KONG)LTD   HK   04/30/2004   06/08/2004     167,241.69  USD
334108
  JONE0724JG4330   HNK   IMLC   DOKO (HONG KONG)LTD   HK   04/30/2004   06/15/2004     52,860.90  USD
334109
  JONE0725JEV70LY1   HNK   IMLC   HYUNJIN APPAREL CO., LTD.   KR   04/30/2004   07/06/2004     182,701.21  USD
334110
  JONE0726JTK-419A   HNK   IMLC   HAN SAE CO., LTD.   KR   04/30/2004   06/05/2004     114,345.00  USD
334111
  JONE0727JSI0427A   HNK   IMLC   HAN SAE CO., LTD.   KR   04/30/2004   06/07/2004     300,859.77  USD
334112
  JONE0728JSI-0427   HNK   IMLC   POONGIN TRADING CO., LTD.   KR   04/30/2004   06/14/2004     109,617.97  USD
334113
  JONE0729JSI0427B   HNK   IMLC   HAN SAE CO., LTD.   KR   04/30/2004   06/14/2004     515,338.90  USD
334114
  JONE0730AGKE226   HNK   IMLC   KISH EXPORTS LIMITED   IN   04/30/2004   06/14/2004     50,037.00  USD
334115
  JONE0731AGKE224   HNK   IMLC   KISH EXPORTS LIMITED   IN   04/30/2004   06/14/2004     275,815.90  USD
                        Appl Name Total:     114,686,584.50  
 
                      Total:         114,686,584.50  
OSTSMY.RDF

 


 

     
         
(WACHOVIA LOGO)
  Wachovia Bank, N.A.   Page: 17
 
Outstanding Summary Report
 
Date: 04/30/2004
 
For Applicant: JONES APPAREL GROUP USA INC.
   
BA/ACCPT Summary:
Total:                                    
 
*** END OF OUTSTANDING SUMMARY REPORT
OSTSMY.RDF

 


 

Trade Info Exchange   Page 1 of 1
L/C Import
     
Outstanding Summary   Selected
Fri Apr 30 07:07:11 EDT 2004
Download
Results: (1 — 5) of 5
Go To Page: 1 | Totals
Date range selected : as of 04/30/2004
                                         
Global                                    
Customer       Applicant           Item     Base     Base    
ID   DDA Account   Name   Location   Liability Type   (s)     Outstanding     CCY   ???
B000005723
  000000020918917   JONES APPAREL GROUP CANADA, INC.   JPMorgan New York   Airway Release L/C     1       1,642.90     USD   ???
 
              (Non-Liability Total)     1       1,642.90     USD   ???
 
              Irrevoc L/C Import Sight     118       1,958,450.72     USD   ???
 
              (Liability Total)     118       1,958,450.72     USD   ???
 
              (Grand Total)     119       1,960,093.62     USD   ???
Copyright © 2004, J.P. Morgan Chase & Co. All rights reserved.

 


 

Trade Info Exchange   Page 1 of 1
L/C Import
Outstanding Summary   selected
Fri Apr 30 07:07:57 EDT 2004
Download
Results: (1 — 10) of 10
Go To Page: 1 | Totals
Date range selected : as of 04/30/2004
                                         
Global                                    
Customer       Applicant           Item     Base     Base    
ID   DDA Account   Name   Location   Liability Type   (s)     Outstanding     CCY ???  
B000005738
  000000444382461   JONES APPAREL OF TEXAS,LTD   JPMorgan New York   Airway Release L/C     4       60,354.75     USD ???  
 
              Global LC S/S Memo     4       428,259.97     USD ???  
 
              (Non-Liablility Total)     8       488,614.72     USD ???  
 
              Acceptance     7       575,921.15     USD ???  
 
              Irrevoc L/C Import Sight     115       26,755,033.14     USD ???  
 
              Irrevoc L/C Import Time     3       1,465,532.85     USD ???  
 
              Irrevoc L/C Standby Sight     2       467,500.00     USD ???  
 
              Steamship L/C     7       100,941.46     USD ???  
 
              (Liability Total)     134       29,364,928.60     USD ???  
 
              (Grand Total)     142       29,853,543.32     USD ???  
Copyright © 2004, J.P. Morgan Chase & Co. All rights reserved.

 


 

     
         
(BANK OF AMERICA)   Outstanding Report — Import LC   Report as of 30-Apr-04
Page 1 of 7
                 
Customer   Total Items     Total Amount (USD Eqv)  
NORTON MCNAUGHTON OF SQUIRE INC
    270       55,621,297.19  
 
 
    270       55,621,297.19  
NORTON MCNAUGHTON OF SQUIRE INC (6055 — 89208)
Total Items: 270

Total Outstanding Amount (USD Equivalent): 55,621,297.19
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM371709/03
  2399NMCNHK   HK1H0408NM   USD     863,937.00       863,937.00     04-Apr-03   14-Jun-03   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM371728/03
  2401NMCNHK   HK1H0410NM   USD     458,581.80       458,581.80     4-Apr-03   14-Jun-03   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM382823/03
  2895NMCNHK   HK1H0906BA   USD     1,736.64       1,736.64     21-Jul-03   31-Dec-03   0   STANDTEX COMPANY LTD.   TAIWAN
IM385044/03
  3021NMCNHK   HK1H1033811GV   USD     68,488.18       68,488.18     14-Aug-03   1-Dec-03   0   MAVITEX   MADAGASCAR
IM387275/03
  3105NMCNHK   HK1H111794GV   USD     128,577.33       128,577.33     09-Sep-03   27-Feb-04   0   HI TECH TEXTILE   JORDAN
IM388376/03
  3155NMONHK   HK1H1168ME520   USD     9,151.20       9,151.20     22-Sep-03   14-Jan-04   0   JYOTI APPARELS   INDIA
IM390649/03
  3317NMCNHK   HK1H1329GV   USD     47,146.04       47,146.04     24-Oct-03   20-Mar-04   0   EGYPTIAN INTERNATIONAL COMPANY   EGYPT
IM391653/03
  3345NMCNHK   HK1H1356GV   USD     15,847.00       15,847.00     30-Oct-03   20-Nov-03   90   GLOBAL CENTURY TRADING LIMITED   HONG KONG
IM394357/03
  3381NMCNHK   HK1H1492NM   USD     97,548.32       97,548.32     02-Dec-03   22-Apr-04   0   PEARL BUYING SERVICES(PVT) LTD   BANGLADESH
IM395222/03
  3536NMCNHK   HK1H1547GC   USD     69,325.42       69,325.42     08-Dec-03   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM395224/03
  3538NMCNHK   HK1H1549EP   USD     48,059.03       48,059.03     08-Dec-03   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM395231/03
  3540NMCNHK   HK1H1551BA   USD     505,918.62       505,918.62     08-Dec-03   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM395232/03
  3541NMCNHK   HK1H1552JW   USD     204,000.00       204,000.00     08-Dec-03   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM395715/03
  3565NMCNHK   HK1H1576NM   USD     310,293.40       310,293.40     11-Dec-03   13-Feb-04   0   DUCK HUNG TRADING CO., LTD.   KOREA REPUBLIC
IM396195/03
  3474NMCNHK   HK1H1485NM   USD     550,786.28       550,786.28     16-Dec-03   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM396355/03
  TD6055000320   DOJI1598NC   USD     128,169.94       128,169.94     18-Dec-03   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM396830/03
  TD6055000320   DOJI5991851JJ   USD     30,866.13       30,866.13     23-Dec-03   4-May-04   0   GOLDTREND ENTERPRISES LTD.   HONG KONG
IM396955/03
  TD6055000320   DOJI1601JS   USD     397,800.00       397,800.00     24-Dec-03   30-May-04   0   PACIFIC YEE LIK CO.LTD   HONG KONG
IM396956/03
  TD6055000320   DOJI1602NC   USD     30,600.00       30,600.00     24-Dec-03   30-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM397894/04
  TD6055000320   DOJI00011853JJ   USD     57,508.50       57,508.50     09-Jan-04   20-Apr-04   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM397896/04
  TD6055000320   DOJI00031855JJ   USD     87,589.66       87,589.66     09-Jan-04   21-Jun-04   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM397899/04
  TD6055000320   DOJI00061859JJ   USD     841,037.50       841,037.50     09-Jan-04   07-Jun-04   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM397901/04
  TD6055000320   DOJI00081861JJ   USD     2,313,867.82       2,313,867.82     09-Jan-04   25-Jun-04   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM397917/04
  TD6055000320   DOJI00141871JJ   USD     1,397,795.78       1,397,795.78     09-Jan-04   09-Jul-04   0   GARTEX KNITTING FTY LTD.   HONG KONG
IM397920/04
  TD6055000320   DOJI00171874JJ   USD     135,661.95       135,661.95     09-Jan-04   17-May-04   0   HONG KONG KNITTERS LTD.   HONG KONG
IM397922/04
  TD6055000320   DOJI00101863JJ   USD     407,902.89       407,902.89     12-Jan-04   17-May-04   0   MING TAI KNITTING GARMENT FTY LTD   HONS KONG
IM397916/04
  TD6055000320   DOJI00131870JJ   USD     406,658.78       406,658.78     12-Jan-04   19-May-04   0   KING STAR GARMENT HONDURAS S. D[ILLIGIBLE]   TAIWAN
IM398014/04
  TD6055000320   DOJI00341878JJ   USD     463,589.23       463,589.23     12-Jan-04   30-Apr-04   0   EROS CAMASIRLARI A.S   TURKEY

 


 

     
         
(BANK OF AMERICA)   Outstanding Report — Import LC   Report as of 30-Apr-04
Page 2 of 7
                                                 
                Outstanding                            
Lc Ref No   CAR Ref   Customer Ref   Curr   Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM398325/04
  TD6055000320   DOJI0036NM   USD     754,051.02       754,051.02     14-Jan-04   07-May-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM398328/04
  TD6055000320   DOJI0039JS   USD     107,551.90       107,551.90     14-Jan-04   30-Apr-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM398329/04
  TD6055000320   DOJI0040NC   USD     19,015.30       19,015.30     14-Jan-04   30-Apr-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM398330/04
  TD6055000320   DOJI0041NM   USD     46,117.02       46,117.02     14-Jan-04   07-May-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM398331/04
  TD6055000320   DOJI0042NM   USD     2,453.60       2,453.60     14-Jan-04   30-Apr-04   0   KOWATEX LIMITED   HONG KONG
IM399157/04
  TD6055000320   DOJI0049NM   USD     68,069.70       68,069.70     23-Jan-04   23-Apr-04   0   HSIN LING ENTERRISE CO., LTD.   TAIWAN
IM400045/04
  TD6055000320   DOJI00651885JJ   USD     131,722.08       131,722.08     05-Feb-04   11-May-04   0   GOLDTREND ENTERPRISES LTD.   HONG KONG
IM400047/04
  TD6055000320   DOJI00671882JJ   USD     387,177.10       387,177.10     05-Feb 04   21-Jun-04   0   SAN WAI GARMENT FACTORY   MACAO
IM400048/04
  TD6055000320   DOJI00681883JJ   USD     80,483.30       80,483.30     06-Feb-04   24-May-04   0   SAN WAI GARMENT FACTORY   MACAO
IM400098/04
  TD6055000320   DOJI00701881JJ   USD     291,375.00       291,375.00     06-Feb-04   30-May-04   0   CREAT KNITWEAR CO., LTD.   TAIWAN
IM400228/04
  TD6055000320   DOJI0071NM   USD     79,405.78       79,405.78     10-Feb-04   04-May 04   0   NINGBO FANHUA WOLLEN SWEATER   CHINA
IM400229/04
  TD6055000320   DOJI0072NM   USD     16,608.15       16,608.15     10-Feb-04   04-May 04   0   WANG HING KNITTING FACTORY LTD.   HONG KONG
IM400233/04
  TD6055000321   DOJI0076JW   USD     31,826.52       31,826.52     10-Feb-04   06-May-04   0   SKYLITE APPARELS   HONG KONG
IM400236/04
  TD6055000321   DOJI00791890JJ   USD     602.00       602.00     10-Feb-04   27-Apr-04   0   WELL FULL GARMENT FACTORY LTD.   MACAO
IM400237/04
  TD6055000321   DOJI00801887JJ   USD     1,600.00       1,600.00     10-Feb-04   27-Apr-04   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM400550/04
  TD6055000321   DOJI0082EP   USD     9,353.20       9,353.20     13-Feb-04   11-May-04   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM400551/04
  TD6055000321   DOJI0083EP   USD     95,697.12       95,697.12     13-Feb-04   11-May-04   0   DUCK HUNG TRADING CO., LTD.   KOREA REPUBLIC
IM400552/04
  TD6055000321   DOJI0084JW   USD     8,011.08       8,011.08     13-Feb-04   07-May-04   0   DUCK HUNG TRADING CO., LTD.   KOREA REPUBLIC
IM400554/04
  TD6055000321   DOJI0086NC   USD     86,900.43       86,900.43     13-Feb-04   27-Apr-04   0   KING BEST INDUSTRIAL LTD.   HONG KONG
IM400573/04
  TD6055000321   DOJI00901898JJ   USD     1,999,635.12       1,999,635.12     13-Feb-04   14-Aug-04   0   WELSON TRADING LIMITED.   TAIWAN
IM400574/04
  TP6055000321   DOJI00911886LN   USD     1,689,116.68       1,689,116.68     13-Feb-04   08-Jun-04   0   INDOSHEEN INC.C O HANA   UNITED STATES
IM400700/04
  TD6055000321   DOJI0094BA   USD     132,242.39       132,242.39     14-Feb-04   05 May 04   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM400704/04
  TD6055000321   DOJI0098NM   USD     3,279.25       3,279.25     14-Feb-04   25-Apr-04   0   JUNG HWA KOREA CO.,LTD.   KOREA REPUBLIC
IM401033/04
  TD6055000321   DOJI0104NM   USD     510,000.00       510,000.00     19-Feb-04   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401045/04
  TD6055000321   DOJI0105NM   USD     459,000.00       459,000.00     19-Feb-04   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401034/04
  TD6055000321   DOJI0106AL   USD     153,000.00       153,000.00     19-Feb-04   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401046/04
  TD6055000321   DOJI0107NC   USD     204,000.00       204,000.00     19-Feb-04   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401035/04
  TD6055000321   DOJI0108BA   USD     255,000.00       255,000.00     19-Feb-04   15-May-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401036/04
  TD6055000321   DOJI0109NM   USD     459,000.00       459,000.00     19-Feb-04   14-Jun-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401047/04
  TD6055000321   DOJI0110NM   USD     714,000.00       714,000.00     19-Feb-04   14-Jun-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401048/04
  TD6055000321   DOJI0111NM   USD     204,000.00       204,000.00     19-Feb-04   14-Jun-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401037/04
  TD6055000321   DOJI0112AL   USD     204,000.00       204,000.00     19-Feb-04   14-Jun-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401038/04
  TD6055000321   DOJI0113BA   USD     204,000.00       204,000.00     19-Feb-04   14-Jun-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM401039/04
  TD6055000321   DOJI0114EP   USD     266,340.87       266,340.87     19-Feb-04   11-May-04   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM401041/04
  TD6055000321   DOJI0116JW   USD     102,892.30       102,892.30     19-Feb-04   11-May-04   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM401049/04
  TD6055000321   DOJI0117NC   USD     155,537.25       155,537.25     19-Feb-04   09-Jun-04   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM401042/04
  TD6055000321   DOJI0118EP   USD     34,357.56       34,357.56     19-Feb-04   11-May-04   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM401050/04
  TD6055000321   DOJI0119NC   USD     236,229.25       236,229.25     19-Feb-04   30-May-04   0   SUHCHEON COMPANY, LTD.   KOREA REPUBLIC
IM401043/04
  TD6055000321   DOJI0122NC   USD     61,701.84       61,701.84     19-Feb-04   20-May-04   0   THE HONESTIEST ENTERPRISE CO. LTD.   TAIWAN
IM401300/04
  TD6055000321   DOJI0125BA   USD     21,040.80       21,040.80     21-Feb-04   14-Apr-04   0   CHUNG SHING TEXTILE CO., LTD.   TAIWAN
IM401301/04
  TD6055000321   DOJI0126NM   USD     3,110.05       3,110.05     21-Feb-04   26-Apr-04   0   STANDTEX COMPANY LTD.   TAIWAN
IM401302/04
  TD6055000321   DOJI01271902JJ   USD     4,596.93       4,596.93     21-Feb-04   10-May-04   0   GARTEX KNITTING FTY LTD.   HONG KONG
IM401303/04
  TD6055000321   DOJI01281915JJ   USD     571,163.28       571,163.28     21-Feb-04   06-Jul-04   0   SAN WAI GARMENT FACTORY   MACAO
IM401304/04
  TD6055000321   DOJI01291918JJ   USD     413,222.78       413,222.78     21-Feb-04   30-Jul-04   0   E.Z. CO., LTD.   TAIWAN
IM401307/04
  TD6055000321   DOJI01321921JJ   USD     4,458.00       4,458.00     21-Feb-04   05-May-04   0   WIN SUM INTERNATIONAL CO. LTD.   KOREA REPUBLIC

 


 

     
(BANK OF AMERICA LOGO)   Outstanding Report — Import LC   Report as of 30-Apr-04
Page 3 of 7
                                                     
Lc Ref No   CAR Ref   Customer Ref   Curr   Outstanding Balance   USD Eqv   Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM401308/04
  TD6055000321   DOJI01331922JJ   USD     967,176.00       967,176.00     21-Feb-04   21-Jul-04     0     YONGWOO MODE CO. LTD.   KOREA REPUBLIC
IM401309/04
  TD6055000321   DOJI01341923JJ   USD     113,400.00       113,400.00     21-Feb-04   14-Aug-04     0     D AND S MODE CO., LTD   KOREA REPUBLIC
IM401310/04
  TD6055000321   DOJI01351924JJ   USD     18,900.00       18,900.00     21-Feb-04   30-May-04     0     CY INTERNATIONAL CO., LTD   KOREA REPUBLIC
IM401639 /04
  TD6055000321   DOJI0137JS   USD     187,067.27       187,067.27     26-Feb-04   15-May-04     0     MERIM CORPORATION   KOREA REPUBLIC
IM401641/04
  TD6055000321   DOJI0139NM   USD     402,515.76       402,515.76     26-Feb-04   29-May-04     0     JAY ONE TRADING CORP.   KOREA REPUBLIC
IM401642 /04
  TD6055000321   DOJI01401925JJ   USD     599,053.98       599,053.98     26-Feb-04   14-Aug-04     0     EVA SWEATER LTD.   BANGLADESH
IM401643 /04
  TD6055000321   DOJI01411932JJ   USD     28,875.00       28,875.00     26-Peb-04   17-May-04     0     FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM401644/04
  TD6055000321   DOJI01421933JJ   USD     1,072,333.70       1,072,333.70     26-Feb-04   12-Jul-04     0     FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM401645/04
  TD6055000321   DOJI01431934JJ   USD     2,365,879.13       2,365,879.13     26-Feb-04   19-Jul-04     0     FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM401656/04
  TD6055000321   DOJI01441935JJ   USD     310,220.40       310,220.40     26-Feb-04   12-Jun-04     0     MING TAI KNITTING GARMENT   HONG KONG
IM401748/04
  TD6055000321   DOJI01451937JJ   USD     216,079.50       216,079.50     27-Feb-04   25-Apr-04     0     DOGANLAR KONFEKSIYON SAN. VE TIC   TURKEY
IM401743/04
  TD6055000321   DOJI0148EP   USD     20,589.70       20,589.70     27-Feb-04   05-Jun-04     0     BROAD INTERNATIONAL CORP.   UNITED STATES
IM401744/04
  TD6055000321   DOJI0149EP   USD     82,229.00       82,229.00     27-Feb-04   13-May-04     0     TAECHANGE ENTERPRISE CO. LTD.   KOREA REPUBLIC
IM401745/04
  TD6055000321   DOJI01501939JJ   USD     662,756.78       662,756.78     27-Feb-04   18-Jun-04     0     CHINA ARIA TRADING LIMITED   HONG KONG
IM401746/04
  TD6055000321   DOJI01511938JJ   USD     941,088.15       941,088.15     27-Feb-04   25-Jun-04     0     CHINA ARIA TRADING LIMITED   HONG KONG
IM401747/04
  TD6055000321   DOJI0152NM   USD     57,372.55       57,372.55     27-Feb-04   04-May-04     0     HSIN LING ENTERPRISE CO., LTD.   TAIWAN
IM401665/04
  TD6055000321   DOJI01461936JJ   USD     364,599.90       364,599.90     02-Mar-04   14-Aug-04     0     MAC INTERNATIONAL   KOREA REPUBLIC
IM402059/04
  TD6055000321   DOJI01531942LN   USD     58,934.10       58,934.10     03-Mar-04   24-Apr-04     0     LAL TEXTIL LTDA   BRAZIL
IM402140/04
  TD6055000321   DOJI0154JS   USD     137,528.60       137,528.60     04-Mar-04   07-May-04     0     MUST GARMENT CORP. LTD   HONG KONG
IM402141/04
  TD6055000321   DOJI0155GC   USD     237,265.65       237,265.65     04-Mar-04   13-May-04     0     BROAD INTERNATIONAL CORP.   UNITED STATES
IM402142/04
  TD6055000321   DOJI0156BA   USD     157,904.57       157,904.57     04-Mar-04   27-Apr-04     0     NINGBO FANHUA WOLLEN SWEATER ???   CHINA
IM402143/04
  TD6055000321   DOJI0157BA   USD     65,493.79       65,493.79     04-Mar-04   04-May-04     0     KING BEST INDUSTRIAL LTD.   HONG KONG
IM402136/04
  TD6055000321   DOJI0158NM   USD     16,450.56       16,450.56     04-Mar-04   18-May-04     0     NINGBO FANHUA WOLLEN SWEATER CO.   CHINA
IM402138/04
  TD6055000321   DOJI0160NM   USD     66,838.97       66,838.97     04-Mar-04   11-May-04     0     KOREA APPAREL CO., LTD   KOREA REPUBLIC
IM402287/04
  TD6055000321   DOJI01621951JJ   USD     52,869.48       52,869.48     05-Mar-04   14-Jun-04     0     VICTORY CENTURY INDUSTRIES LTD.   HONG KONG
IM402281/04
  TD6055000321   DOJI01631952JJ   USD     228,690.00       228,690.00     05-Mar-04   30-May-04     0     KSM LIMITED   HONG KONG
IM402282/04
  TD6055000321   DOJI01641960JJ   USD     69,037.50       69,037.50     05-Mar-04   17-May-04     0     KING STAR GARMENT HONDURAS S D???   TAIWAN
IM402283/04
  TD6055000321   DOJI01651961JJ   USD     203,097.10       203,097.10     05-Mar-04   17-May-04     0     GARTEX KNITTING FTY LTD.   HONG KONG
IM402284/04
  TD6055000321   DOJI0166EP   USD     24,236.10       24,236.10     05-Mar-04   30-Apr-04     0     SKYLITE APPARELS   HONG KONG
IM402286/04
  TD6055000321   DOJI0168NC   USD     126,983.20       126,983.20     05-Mar-04   06-May-04     0     TAECHANGE ENTERPRISE CO.,LTD.   KOREA REPUBLIC
IM402288/04
  TD6055000321   DOJI0169NC   USD     339,088.39       339,088.39     05-Mar-04   19-May-04     0     INJAE TRADING COMPANY   HONG KONG
IM402289/04
  TD6055000321   DOJI0170NC   USD     17,656.51       17,656.51     05-Mar-04   09-Jun-04     0     SUHCHEON COMPANY. LTD.   KOREA REPUBLIC
IM402290/04
  TD6055000321   DOJI0171EP   USD     18,066.24       18,066.24     05-Mar-04   27-Apr-04     0     KING BEST INDUSTRIAL LTD.   HONG KONG
IM402291/04
  TD6055000321   DOJI0172GC   USD     94,740.05       94,740.05     05-Mar-04   27-Mar-04     0     DO1 MARKETING SERVICE   KOREA REPUBLIC
IM402387/04
  TD6055000322   DOJI0175GC   USD     428,737.50       428,737.50     06-Mar-04   30-May-04     0     STANDTEX COMPANY LTD.   TAIWAN
IM402388/04
  TD6055000322   DOJI0176JS   USD     24,874.50       24,874.50     06-Mar-04   25-Apr-04     0     STANDTEX COMPANY LTD.   TAIWAN
IM402439/04
  TD6055000322   DOJI01771963JJ   USD     142,480.80       142,480.80     09-Mar-04   24-Jun-04     0     GREAT CAPITAL GARMENT LIMITED   HONG KONG
IM402748/04
  TD6055000322   DOJI0178AL   USD     110,621.70       110,621.70     11-Mar-04   01-May-04     0     STANDTEX COMPANY LTD.   TAIWAN
IM402749/04
  TD6055000322   DOJI0179EP   USD     3,209.70       3,209.70     11-Mar-04   01-May-04     0     STANDTEX COMPANY LTD.   TAIWAN
IM402750/04
  TD6055000322   DOJI0180NM   USD     391.75       391.75     11-Mar-04   20-Apr-04     0     STANDTEX COMPANY LTD.   TAIWAN
IM402751/04
  TD6055000322   DOJI0181NM   USD     148,773.20       148,773.20     11-Mar-04   01-May-04     0     DRAGONFISH HOLDING (BVI)COMPANY   TAIWAN
IM402752/04
  TD6055000322   DOJI01821964JJ   USD     826,309.26       826,309.26     11-Mar-04   30-Jun-04     0     WAI LAM MAO IEK HONG   MACAO
IM402753/04
  TD6055000322   DOJI01831966LN   USD     425,289.06       425,289.06     11-Mar-04   14-Jun-04     0     SAYTAZ INTERNATIONAL   BANGLADESH
IM402754/04
  TD6055000322   DOJI01841969JJ   USD     202,002.15       202,002.15     11-Mar-04   09-Jun-04     0     SPECIAL INTERNATIONAL CO. LTD   TAIWAN
IM403322/04
  TD6055000322   DOJI01861953JJ   USD     522,597.60       522,597.60     18-Mar-04   14-Aug-04     0     EASY WORLD CO., LTD. KOREA   KOREA REPUBLIC


 

     
         
(ANK OF AMERIKA LOGO)
  Outstanding Report — Import LC   Report as of 30-Apr-04
Page 4 of 7
                                                 
Lc Ref No   CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM403323/04
  TD6055000322   DOJI01871954JJ   USD     23,310.00       23,310.00     18-Mar-04   30-May-04   0   LIAONING CHENGDA CO., LTD.   CHINA
IM403324/04
  TD6055000322   DOJI0188BA   USD     72,256.80       72,256.80     18-Mar-04   20-Apr-04   0   HUXING INTERNATIONAL, INC. (NY)   UNITED STATES
IM403309/04
  TD6055000322   DOJI0189JS   USD     230,608.33       230,608.33     18-Mar-04   14-Jun-04   0   INJAE TRADING COMPANY   HONG KONG
IM403310/04
  TD6055000322   DOJI0190BA   USD     131,527.61       131,527.61     18-Mar-04   30-Apr-04   0   SEJEE COMPANY LTD.   HONG KONG
IM403311/04
  TD6055000322   DOJI0191JS   USD     553,885.98       553,885.98     18-Mar-04   30-Jun-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM403312/04
  TD6055000322   DOJI0192BA   USD     25,265.93       25,265.93     18-Mar-04   06-Jun-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM403313/04
  TD6055000322   DOJI0193AL   USD     114,128.84       114,128.84     18-Mar-04   06-Jun-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM403314/04
  TD6055000322   DOJI0194EP   USD     64,946.06       64,946.06     18-Mar-04   30-Jun-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM403315/04
  TD6055000322   DOJI0195AL   USD     63,172.70       63,172.70     18-Mar-04   30-Jun-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM403316/04
  TD6055000322   DOJI0196BA   USD     357,000.00       357,000.00     18-Mar-04   30-Apr-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403317/04
  TD6055000322   DOJI0197NM   USD     428,400.00       428,400.00     18-Mar-04   30-Apr-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403318/04
  TD6055000322   DOJI0198NM   USD     229,500.00       229,500.00     18-Mar-04   31-May-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403319/04
  TD6055000322   DOJI0199NC   USD     387,600.00       387.600.00     18-Mar-04   31-May-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403320/04
  TD6055000322   DOJI0200JW   USD     1,709.65       1,709.65     18-Mar-04   20-Apr-04   0   MERIMO LTD.   BANGLADESH
IM403321/04
  TD6055000322   DOJI0201EP   USD     30.78       30.78     18-Mar-04   20-Apr-04   0   MERIMO LTD.   BANGLADESH
IM403326/04
  TD6055000322   DOJI0202EP   USD     131,219.02       131,219.02     18-Mar-04   30-Apr-04   0   SEJEE COMPANY LTD.   HONG KONG
IM403327/04
  TD6055000322   DOJI0203NC   USD     60,404.35       60,404.35     19-Mar-04   13-May-04   0   BROAD INTERNATIONAL CORP.   UNITED STATES
IM403493/04
  TD6055000322   DOJI0204NM   USD     15,867.15       15,867.15     19-Mar-04   21-May-04   0   TOMEN(HKG) CO LTD.   HONG KONG
IM403584/04
  TD6055000322   DOJI02061978JJ   USD     158,230.80       158,230.80     20-Mar-04   10-May-04   0   AG COM PAKSI SENG   MACAO
IM403588/04
  TD6055000322   DOJI0208AL   USD     152,218.48       152,218.48     20-Mar-04   19-Mar-04   0   KOREA APPAREL CO LTD.   KOREA REPUBLIC
IM403586/04
  TD6055000322   DOJI0209BA   USD     5,967.00       5,967.00     20-Mar-04   25-May-04   0   KING BEST INDUSTRIAL LTD.   HONG KONG
IM403587/04
  TD6055000322   DOJI0210JW   USD     10,748.35       10,748.35     20-Mar-04   30-Apr-04   0   SKYLITE AAPARELS   HONG KONG
IM403759/04
  TD6055000322   DOJI0211NC   USD     204,000.00       204,000.00     24-Mar-04   30-Apr-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403760/04
  TD6055000322   DOJI0212NC   USD     142,800.00       142,800.00     24-Mar-04   30-Apr-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403761/04
  TD6055000322   DOJI0213NM   USD     408,000.00       408,000.00     24-Mar-04   30-May-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403762/04
  TD6055000322   DOJI0214JS   USD     163,200.00       163,200.00     24-Mar-04   30-Jun-04   0   PACIFIC YEE LIK CO., LTD.   HONG KONG
IM403763/04
  TD6055000322   DOJI0215NM   USD     10,557.50       10,557.50     24-Mar-04   11-May-04   0   STANDTEX COMPANY LTD.   TAIWAN
IM403764/04
  TD6055000322   DOJI0216NM   USD     16,402.75       16,402.75     24-Mar-04   21-May-04   0   STANDTEX COMPANY LTD.   TAIWAN
IM404034/04
  TD6055000322   DOJI02181983JJ   USD     131,493.60       131,493.60     29-Mar-04   14-Aug-04   0   THE WILL-BES AND CO., LTD.   KOREA REPUBLIC
IM404035/04
  TD6055000322   DOJI02191989JJ   USD     52,500.00       52,500.00     29-Mar-04   18-May-04   0   GOLDTREND ENTERPRISES LTD.   HONG KONG
IM404039/04
  TD6055000322   DOJI02201994JJ   USD     60,419.10       60,419.10     29-Mar-04   30-Jun-04   0   FORTUNELY INTERNATIONAL LTD.   HONG KONG
IM404036/04
  TD6055000322   DOJI02212005JJ   USD     113,855.70       113,855.70     29-Mar-04   28-Jun-04   0   GARTEX KNITTING FTY. LTD.   HONG KONG
IM404037/04
  TD6055000322   DOJI02221985JJ   USD     156,177.00       156,177.00     29-Mar-04   30-Jul-04   0   CITY GROUP-PARSA KNITTING IND. LTD.   BANGLADESH
IM404038/04
  TD6055000322   DOJI02232006JJ   USD     22,176.00       22,176.00     29-Mar-04   07-Jun-04   0   KING STAR GARMENT HONDURAS S.D???   TAIWAN
IM404040/04
  TD6055000322   DOJI0228NC   USD     19,281.60       19,281.60     29-Mar-04   13-May-04   0   CANSTAR INTERNATIONAL ENTERPRISE   CHINA
IM404122/04
  TD6055000322   DOJI0224NM   USD     656,544.58       656,544.58     30-Mar-04   15-May-04   0   MERIMO LTD.   BANGLADESH
IM404123/04
  TD6055000322   DOJI0225NM   USD     486,547.59       486,547.59     30-Mar-04   15-May-04   0   MERIM CORPORATION   KOREA REPUBLIC
IM404124/04
  TD6055000322   DOJI0226JW   USD     91,288.57       91,288.57     30-Mar-04   15-May-04   0   MERIMO LTD.   BANGLADESH
IM404125/04
  TD6055000322   DOJI0227EP   USD     12,306.98       12,306.98     30-Mar-04   l5-May-04   0   MERIMO LTD.   BANGLADESH
IM404431/04
  TD6055000322   DOJI0229AL   USD     84,688.87       84,688.87     01-Apr-04   19-May-04   0   CK INTL CORP   KOREA REPUBLIC
IM404432/04
  TD6055000322   DOJI0230AL   USD     237,953.76       237,953.76     01-Apr-04   10-Jul-04   0   HONG KONG SHUERTAI CO., LTD.   HONG KONG
IM404433/04
  TD6055000322   DOJI0231JS   USD     200,356.55       200,386.55     01-Apr-04   07-Jun-04   0   DAEGU APPAREL CORPORATION   KOREA REPUBLIC
IM404434/04
  TD6055000322   DOJI0232JS   USD     256,210.13       256,210.13     01-Apr-04   13-Jun-04   0   SEOHEUNG TRADING CO., LTD.   KOREA REPUBLIC
IM404435/04
  TD6055000322   DOJI0233JS   USD     328,882.68       328,882.68     01-Apr-04   13-Jun-04   0   SEOHEUNG TRADING CO., LTD.   KOREA REPUBLIC
IM404436/04
  TD6055000322   DOJI0234JW   USD     138,858.52       138,858.52     01-Apr-04   18-May-04   0   NINGBO FANHUA WOLLEN SWEATER ???   CHINA


 

     
(LOGO)   Outstanding Report — Import LC   Report as of 30-Apr-04
Page 5 of 7
                                                     
Lc Ref No   CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM404437/04
  TD6055000322   DOJI0235NC   USD     27,505.73       27,505.73     01-Apr-04   20-Apr-04   0   HUXING INTERNATIONAL, INC. (NY)   UNITED STATES
IM404438/04
  TD6055000322   DOJI0236NC   USD     16,762.68       16,762.68     01-Apr-04   20-May-04   0   YUNG LIEN KNITWEAR MFT.CO,LTD   TAIWAN
IM404439/04
  TD6055000322   DOJI0237NC   USD     76,443.70       76,443.70     01-Apr-04   30-Jun-04   0   CK INT’L CORP   KOREA REPUBLIC
IM404440/04
  TD6055000322   DOJI0238NC   USD     140,485.82       140,485.82     01-Apr-04   30-Jun-04   0   INJAE TRADING COMPANY   HONG KONG
IM404441/04
  TD6055000322   DOJI0239EP   USD     30,761.77       30,761.77     01-Apr-04   23-May-04   0   JUNG HWA KOREA CO., LTD.   KOREA REPUBLIC
IM404442/04
  TD6055000322   DOJI0240EP   USD     89,654.33       89,654.33     01-Apr-04   14-Jun-04   0   SAMHAN CAMBODIA FABRIC CO., LTD.   CAMBODIA
IM404443/04
  TD6055000322   DOJI0241NC   USD     78,615.17       78,615.17     01-Apr-04   30-Jun-04   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM404444/04
  TD6055000322   DOJI0242NC   USD     131,843.98       131,843.98     01-Apr-04   30-Jun-04   0   HAE YANG KNITTING FACTORY, LTD.   KOREA REPUBLIC
IM404445/04
  TD6055000322   DOJI0243JW   USD     92,620.08       92,620.08     01-Apr-04   30-May-04   0   ROUSSO APPAREL GROUP (ASIA) LTD   HONG KONG
IM404447/04
  TD6055000322   DOJI0246NM   USD     561,855.78       561,855.78     01-Apr-04   14-Sep-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM404446/04
  TD6055000322   DOJI0246JS   USD     309,066.68       309,066.68     01-Apr-04   30-Jul-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM404513/04
  TD6055000322   DOJI0244BA   USD     336,995.25       336,995.25     02-Apr-04   30-Jun-04   0   ROUSSO APPAREL GROUP (ASIA) LTD   HONG KONG
IM405279/04
  TD6055000322   DOJI02472023JJ   USD     163,800.00       163,800.00     09-Apr-04   14-Aug-04   0   E.Z. CO., LTD.   TAIWAN
IM405283/04
  TD6055000322   DOJI0248JS   USD     170,974.52       170,974.52     09-Apr-04   30-Aug-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM405284/04
  TD6055000322   DOJI0249NM   USD     48,450.95       48,450.95     09-Apr-04   30-Jul-04   0   PEARL BUYING SERVICES (PVT) LTD   BANGLADESH
IM405280/04
  TD6055000322   DOJI0250JS   USD     190,477.28       190,477.28     09-Apr-04   10-Jun-04   0   MUST GARMENT CORP. LTD   HONG KONG
IM405281/04
  TD6055000322   DOJI0251EP   USD     51,912.00       51,912.00     09-Apr-04   27-May-04   0   GENIE WORKS CO. LTD.   KOREA REPUBLIC
IM405282/04
  TD6055000322   DOJI0252GC   USD     46,839.93       46,839.93     09-Apr-04   14-Jun-04   0   ALLIANCE MERCHANDISING P. LTD.   INDIA
IM405439/04
  TD6055000322   DOJI0253NM   USD     271,466.27       271,466.27     13-Apr-04   19-May-04   0   KOWATEX LIMITED   HONG KONG
IM405440/04
  TD6055000322   DOJI0254NM   USD     162,846.88       162,846.88     13-Apr-04   14-Jun-04   0   KOWATEX LIMITED   HONG KONG
IM405441/04
  TD6055000322   DOJI0255NM   USD     30,900.00       30,900.00     13-Apr-04   21-May-04   0   KUNSHAN SUNLONG TEXTILE CO., LTD   CHINA
IM405442/04
  TD6055000322   DOJI0256EP   USD     55,450.05       55,450.05     13-Apr-04   01-Jul-04   0   WUXI XIEXIN GROUP CO., LTD.   CHINA
IM405443/04
  TD6055000322   DOJI0257NC   USD     196.98       196.98     13-Apr-04   11-May-04   0   STANDTEX COMPANY LTD.   TAIWAN
IM405437/04
  TD6055000322   DOJI0258JW   USD     289,341.38       289,341.38     13-Apr-04   14-Jun-04   0   MERIMO LTD.   BANGLADESH
IM405438/04
  TD605500322   DOJI0259AL   USD     380.60       380.60     13-Apr-04   20-Apr-04   0   STANDTEX COMPANY LTD.   TAIWAN
IM405858/04
  TD6055000322   DOJI0260NC   USD     19,467.00       19,467.00     16-Apr-04   21-May-04   0   DRAGONFISH HOLDING (BVI) COMPANY   TAIWAN
IM405864/04
  TD6055000322   DOJI0261EP   USD     67,218.00       67,218.00     16-Apr-04   28-May-04   0   DUCK HUNG TRADING CO., LTD.   KOREA REPUBLIC
IM405865/04
  TD6055000322   DOJI0262NC   USD     101,347.20       101,347.20     16-Apr-04   31-May-04   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM405866/04
  TD6055000322   DOJI0263NC   USD     36,745.09       36,745.09     16-Apr-04   20-May-04   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM405867/04
  TD6055000322   DOJI0264EP   USD     81,620.50       81,620.50     16-Apr-04   12-Jul-04   0   ITEXFIL LTD.   KOREA REPUBLIC
IM405859/04
  TD6055000322   DOJI0265EP   USD     53,661.79       53,661.79     16-Apr-04   12-Jul-04   0   JAE SEUNG TEXTILE CO., LTD   KOREA REPUBLIC
IM405868/04
  TD6055000322   DOJI0266EP   USD     110,863.29       110,863.29     16-Apr-04   05-Jul-04   0   DUCK HUNG TRADING CO., LTD.   KOREA REPUBLIC
IM405860/04
  TD6055000322   DOJI0267EP   USD     20,219.66       20,219.66     16-Apr-04   06-Jun-04   0   ALLIANCE KNITTERS, INC.   UNITED STATES
IM405861/04
  TD6055000322   DOJI0268GC   USD     11,566.80       11,566.80     16-Apr-04   01-Jun-04   0   ALLIANCE KNITTERS, INC.   UNITED STATES
IM405862/04
  TD6055000322   DOJI0269EP   USD     72,633.79       72,633.79     16 Apr 04   01-Jun-04   0   CHI- FUNG ENTERPRISE (HK) LTD.   HONG KONG
IM405863/04
  TD6055000322   DOJI0270JW   USD     43,636.88       43,636.88     16-Apr-04   15-Jun-04   0   WANG HING KNITTING FACTORY LTD   HONG KONG
IM405869/04
  TD6055000322   DOJI0271JW   USD     110,125.73       110,125.73     16-Apr-04   15-Jun-04   0   NINGBO FANHUA WOLLEN SWEATER ???   CHINA
IM405870/04
  TD6055000322   DOJI0272EP   USD     206,498.69       206,498.69     16-Apr-04   20-May-04   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM405929/04
  TD6055000322   DOJI0273EP   USD     231,838.35       231,838.35     16-Apr-04   15-Jun-04   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM405930/04
  TD6055000323   DOJI0274GC   USD     32,168.56       32,168.56     16-Apr-04   15-Jun-04   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM405931/04
  TD6055000323   DOJI0275NM   USD     296,082.44       296,082.44     16-Apr-04   14-Jun-04   0   CK INT'L CORP   KOREA REPUBLIC
IM405932/04
  TD6055000323   DOJI0276NM   USD     30,511.87       30,511.87     16-Apr-04   23-Jun-04   0   CK INT'L CORP   KOREA REPUBLIC
IM405933/04
  TD6055000323   DOJI0277NM   USD     76,438.80       76,438.80     16-Apr-04   25-Jun-04   0   SUHCHEON COMPANY, LTD   KOREA REPUBLIC
IM405934/04
  TD6055000323   DOJI0278NM   USD     207,940.67       207,940.67     16-Apr-04   30-Jun-04   0   HAE YANG KNITTING FACTORY LTD   KOREA REPUBLIC
IM405935/04
  TD6055000323   DOJI0279NM   USD     99,762.32       99,762.32     16-Apr-04   30-Jun-04   0   HAE YANG KNITTING FACTORY LTD   KOREA REPUBLIC


 

     
         
(BANK OF AMERICA LOGO)
  Outstanding Report — Import LC   Report as of 30-Apr-04
Page 6 of 7
                                                     
Lc Ref No   CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM405936/04
  TD6055000323   DOJI0280NM   USD     217,336.60       217,336.60     16-Apr-04   22-Jun-04   0   HAE YANG KNITTING FACTORY LTD.   KOREA REPUBLIC
IM405937/04
  TD6055000323   DOJI0281NM   USD     32,773.62       32,773.62     16-Apr-04   19-May-04   0   HSIN LING ENTERRISE CO., LTD.   TAIWAN
IM405938/04
  TD6055000323   DOJI0282NM   USD     204,124.64       204,124.64     16-Apr-04   19-May-04   0   HSIN LING ENTERRISE CO., LTD.   TAIWAN
IM405939/04
  TD6055000323   DOJI0283NM   USD     91,486.25       91,486.25     16-Apr-04   19-May-04   0   HSIN LING ENTERRISE CO., LTD.   TAIWAN
IM405940/04
  TD6055000323   DOJI0284NM   USD     347,911.90       347,911.90     16-Apr-04   01-Jun-04   0   ALLIANCE KNITTERS, INC.   UNITED STATES
IM405941/04
  TD6055000323   DOJI0285BA   USD     48,546.29       48,546.29     16-Apr-04   05-Jul-04   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM405942/04
  TD6055000323   DOJI0286BA   USD     40,771.85       40,771.85     16-Apr-04   30-Jun-04   0   TOGETHER TRADING CO., LTD.   KOREA REPUBLIC
IM405943/04
  TD6055000323   DOJI0287BA   USD     102,808.96       102,808.96     16-Apr-04   16-Jun-04   0   TOGETHER TRADING CO., LTD.   KOREA REPUBLIC
IM405948/04
  TD6055000323   DOJI0288BA   USD     28,214.73       28,214.73     16-Apr-04   08-Jun-04   0   HSIN LING ENTERRISE CO., LTD.   TAIWAN
IM405949/04
  TD6055000323   DOJI0289BA   USD     143,000.33       143,000.33     16-Apr-04   22-Jun-04   0   KOWATEX LIMITED   HONG KONG
IM405945/04
  TD6055000323   DOJI0290BA   USD     178,460.42       178,460.42     16-Apr-04   15-Jun-04   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM405946/04
  TD6055000323   DOJI0291BA   USD     117,940.56       117,940.56     16-Apr-04   18-May-04   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM405947/04
  TD6055000323   DOJI0292BA   USD     98,931.02       98,931.02     16-Apr-04   18-May-04   0   HONG KONG SHUERTAI CO. LTD.   HONG KONG
IM406390/04
  TD6055000323   DOJI0293NM   USD     551,636.86       551,636.86     22-Apr-04   15-Jun-04   0   KOWATEX LIMITED   HONG KONG
IM406391/04
  TD6055000323   DOJI0294NM   USD     55,023.08       55,023.08     22-Apr-04   13-Jul-04   0   KOWATEX LIMITED   HONG KONG
IM406392/04
  TD6055000323   DOJI0295NM   USD     250,783.63       250,783.63     22-Apr-04   13-Jul-04   0   KOWATEX LIMITED   HONG KONG
IM406393/04
  TD6055000323   DOJI0296NM   USD     72,832.28       72,832.28     22-Apr-04   22-Jun-04   0   KOWATEX LIMITED   HONG KONG
IM406394/04
  TD6055000323   DOJI0297AL   USD     524,585.44       524,585.44     22-Apr-04   08-Jul-04   0   KOWATEX LIMITED   HONG KONG
IM406395/04
  TD6055000323   DOJI0298AL   USD     25,204.61       25,204.61     22-Apr-04   22-Jun-04   0   HIGH HOPE INTERNATIONAL GROUP   CHINA
IM406396/04
  TD6055000323   DOJI0299JW   USD     102,269.61       102,269.61     22-Apr-04   20-Jun-04   0   SEJEE COMPANY LTD.   HONG KONG
IM406397/04
  TD6055000323   DOJI0300JW   USD     74,212.65       74,212.65     22-Apr-04   20-Jun-04   0   MERIM CORPORATION   KOREA REPUBLIC
IM406398/04
  TD6055000323   DOJI0301NC   USD     11,330.00       11,330.00     22-Apr-04   31-May-04   0   BROAD INTERNATIONAL CORP.   UNITED STATES
IM406399/04
  TD6055000323   DOJI0302/NM   USD     134,527.94       134,527.94     22-Apr-04   14-Jun-04   0   MERIMO LTD.   BANGLADESH
IM406424/04
  TD6055000323   DOJI0303NM   USD     305,632.70       305,632.70     22-Apr-04   25-Jun-04   0   SEJEE COMPANY LTD.   HONG KONG
IM406425/04
  TD6055000323   DOJI0304NM   USD     156,288.49       156,288.49     22-Apr-04   25-Jun-04   0   MERIM CORPORATION   KOREA REPUBLIC
IM406426/04
  TD6055000323   DOJI0305AL   USD     154,698.76       154,698.76     22-Apr-04   25-Jun-04   0   SEJEE COMPANY LTD.   HONG KONG
IM406427/04
  TD6055000323   DOJI0306BA   USD     82,265.09       82,265.09     22-Apr-04   15-May-04   0   MERIMO LTD.   BANGLADESH
IM406428/04
  TD6055000323   DOJI0307EP   USD     40,928.93       40,928.93     22-Apr-04   14-Aug-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406429/04
  TD6055000323   DOJI0308AL   USD     361,136.05       361,136.05     22-Apr-04   15-Jul-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406430/04
  TD6055000323   DOJI0309/AL   USD     64,741.95       64,741.95     22-Apr-04   14-Aug-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406431/04
  TD6055000323   DOJI0310BA   USD     573,009.38       573,009.38     22-Apr-04   15-Jul-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406432/04
  TD6055000323   DOJI0311NM   USD     76,235.31       76,235.31     22-Apr-04   15-Jul-04   0   PAC1PIC YEE LIK CO. LTD.   HONG KONG
IM406433/04
  TD6055000323   DOJI0312AL   USD     175,715.71       175,715.71     22-Apr-04   14-Aug-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406434/04
  TD6055000323   DOJI0313BA   USD     611,676.25       611,676.25     22-Apr-04   14-Aug-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406435/04
  TD6055000323   DOJI0314EP   USD     45,494.86       45,494.86     22-Apr-04   15-Jul-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406436/04
  TD6055000323   DOJI0315EP   USD     215,043.13       215,043.13     22-Apr-04   14-Aug-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406437/04
  TD6055000323   DOJI0316EP   USD     52,269.49       52,269.49     22-Apr-04   15-Jul-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406438/04
  TD6055000323   DOJI0317EP   USD     59,000.47       59,000.47     22-Apr-04   14-Aug-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM406439/04
  TD6055000323   DOJI0318NM   USD     4,841.00       4,841.00     22-Apr-04   05-Jun-04   0   BROAD INTERNATIONAL CORP.   UNITED STATES
IM406653/04
  TD6055000323   DOJI0319EP   USD     58,140.61       58,140.61     23-Apr-04   11-May-04   0   HUXING INTERNATIONAL INC.(NY)   UNITED STATES
IM407180/04
  TD6055000323   DOJI0320JW   USD     145,985.46       145,985.46     30-Apr-04   18-Sep-04   0   PACIFIC YEE LIK CO. LTD.   HONG KONG
IM407182/04
  TD6055000323   DOJI0322EP   USD     49,556.70       49,556.70     30-Apr-04   14-Jun-04   0   HIGH HOPE INTERNATIONAL GROUP   CHINA
IM407183/04
  TD6055000323   DOJI0323NC   USD     231,172.60       231,172.60     30-Apr-04   08-Jun-04   0   HIGH HOPE INTERNATIONAL GROUP   CHINA
IM407184/04
  TD6055000323   DOJI0324NC   USD     23,147.37       23,147.37     30-Apr-04   08-Jun-04   0   HIGH HOPE INTERNATIONAL GROUP   CHINA
IM407185/04
  TD6055000323   DOJI0325NC   USD     54,468.00       54,468.00     30-Apr-04   09-Jun-04   0   TOGETHER TRADING CO., LTD.   KOREA REPUBLIC

 


 

     
         
(BANK OF AMERICA LOGO)
  Outstanding Report — Import LC   Report as of 30-Apr-04
Page 7 of 7
                                                     
Lc Ref No   CAR Ref   Customer Ref   Curr   Outstanding Balance     USD Eqv     Issue Date   Expiry Date   Tenor   Beneficiary   Ben Country
IM407187/04
  TD6055000323   DOJI0327JW   USD     143,567.86       143,567.86     30-Apr-04   15-Jun-04   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM407188/04
  TD6055000323   DOJI0328NC   USD     59,507.62       59,507.62     30-Apr-04   15-Jun-04   0   HONG KONG SHUERTAI CO. LTD   HONG KONG
IM407189/04
  TD6055000323   DOJI0329EP   USD     15,446.88       15,446.88     30-Apr-04   30-Jun-04   0   SUHCHEON COMPANY, LTD.   KOREA REPUBLIC
IM407190/04
  TD6055000323   DOJI0330EP   USD     20,563.20       20,563.20     30-Apr-04   30-Jun-04   0   THE HONESTIEST ENTERPRISE CO. LTD   TAIWAN
IM407191/04
  TD6055000323   DOJI0331NC   USD     38,225.52       38,225.52     30-Apr-04   30-Jun-04   0   THE HONESTIEST ENTERPRISE CO. LTD   TAIWAN
IM407192/04
  TD6055000323   DOJI0332EP   USD     62,628.00       62,628.00     30-Apr-04   30-Jun-04   0   AUTOMOBILE FASHIONS CO., LTD.   TAIWAN
IM407193/04
  TD6055000323   DOJI0333GG   USD     64,194.75       64,194.75     30-Apr-04   26-Jun-04   0   BROAD INTERNATIONAL CORP   UNITED STATES
IM407194/04
  TD6055000323   DOJI0334BA   USD     6,089.81       6,089.81     30-Apr-04   14-Jun-04   0   CHUNG SHING TEXTILE CO., LTD.   TAIWAN
IM407195/04
  TD6055000323   DOJI0335AL   USD     201,448.83       201,448.83     30-Apr-04   07-Jun-04   0   CHUNG SHING TEXTILE CO.. LTD.   TAIWAN
IM407196/04
  TD6055000323   DOJI0336NM   USD     59,487.73       59,487.73     30-Apr-04   14-Jun-04   0   CHUNG SHING TEXTILE CO., LTD.   TAIWAN
IM407177/04
  TD6055000323   DOJI0337AL   USD     209,058.89       209,058.89     30-Apr-04   31-May-04   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM407197/04
  TD6055000323   DOJI0338AL   USD     71,041.73       71,041.73     30-Apr-04   28-Jun-04   0   DO1 MARKETING SERVICE   KOREA REPUBLIC
IM407198/04
  TD6055000323   DOJI0339AL   USD     164,008.35       164,008.35     30-Apr-04   23-Jun-04   0   TOGETHER TRADING CO. LTD.   KOREA REPUBLIC
IM407199/04
  TD6055000323   DOJI0341AL   USD     61,285.00       61,285.00     30 Apr-04   04-Jun-04   0   TAECHANGE ENTERPRISE CO. LTD.   KOREA REPUBLIC
IM407200/04
  TD6055000323   DOJI0342EP   USD     11,587.50       11,587.50     30-Apr-04   15-Jun-04   0   FUTURE FABRICS INC.   UNITED STATES
IM407201/04
  TD6055000323   DOJI03432043JJ   USD     127,701.00       127,701.00     30-Apr-04   15-Jul-04   0   NJU INTERNATIONAL DEVELOPING CO.   TAIWAN
IM407202/04
  TD6055000323   DOJI03442056JJ   USD     289,074.45       289,074.45     30-Apr-04   23-Jul-04   0   CHINA ARIA TRADING LIMITED   HONG KONG

 


 

     
(CITIGROUP LOGO)
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5813344002
  UNITEX FASHION LTD.   Sight   12/12/2003   287,386.70 USD
AG/322
  HONG KONG       04/20/2004   87,451.29 USD
 
                   
5813554736
  UNITEX FASHION LIMITED   Sight   07/28/2003   131,820.00 USD
KG/084
  HONG KONG       05/25/2004   0.00 USD
 
                   
5813554862
  KOWATEX LIMITD,   Sight   10/31/2003   17,820.00 USD
AG/274
  HONG KONG       04/27/2004   2,848.13 USD
 
                   
5813554905
  SHANGHAI K AND J APPAREL CO., LTD.   Sight   12/08/2003   68,643.85 USD
AG/318
  PEOPLE’S REPUBLIC OF CHINA       04/20/2004   118,284.57 USD
 
                   
5813554906
  CHINA TING GARMENT MFG(GROUP) LTD.,   Sight   12/08/2003   288,628.45 USD
AG/319
  HONG KONG       05/04/2004   13,132.45 USD
 
                   
5813554929
  VENTURA ENTERPRISE INC.   Sight   12/18/2003   922,189.69 USD
AG/352
  UNITED STATES OF AMERICA       04/25/2004   172,130.66 USD
 
                   
5813554933
  FLORA FASHIONS FACTORY 1/F., FLAT   Sight   12/22/2003   198,704.11 USD
AG/359
  HONG KONG       05/04/2004   73,241.68 USD
 
                   
5813554935
  LEE YEUNG GARMENT FACTORY LIMITED,   Sight   12/22/2003   49,975.80 USD
AG/361
  HONG KONG       04/27/2004   65,412.66 USD
 
                   
5814554659
  N.I. TEIJIN SHOJI (USA) INC .,   Sight   01/16/2004   120,640.00 USD
KF/006
  UNITED STATES OF AMERICA       04/20/2004   50,161.34 USD
 
                   
5814554664
  JETWAY GARMENTS LIMITED, 9/F AND   Sight   01/14/2004   86,129.70 USD
AG/009
  HONG KONG       04/27/2004   40,304.61 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   1 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554675
  SAIWAN INTERNATIONAL LIMITED BLOCK   Sight   01/26/2004   253,619.63 USD
 
  HONG KONG       05/25/2004   328,698.45 USD
 
                   
5814554676
  GRAND TECH INTERNATIONAL CO., LTD.,   Sight   01/23/2004   177,577.11 USD
 
  HONG KONG       05/26/2004   269,795.06 USD
 
                   
5814554677
  CARNIVAL INDUSTRIAL CORP.,   Sight   01/23/2004   270,079.76 USD
KG/009
  TAIWAN, PROVINCE OF ROC       05/15/2004   603,349.73 USD
 
                   
5814554679
  DO DO FASHION LTD.   Sight   01/23/2004   562,030.19 USD
KG/011
  HONG KONG       05/25/2004   1,376,231.74 USD
 
                   
5814554698
  FORTUNE MINT LIMITED   Sight   02/13/2004   111,743.20 USD
KG/041
  HONG KONG       05/15/2004   163,728.80 USD
 
                   
5814554699
  WELL BUSINESS KNITTING FACTORY LTD.   Sight   02/16/2004   114,247.80 USD
KG/042
  HONG KONG       05/15/2004   6,440.00 USD
 
                   
5814554700
  UNITEX FASHION LTD.   Sight   02/13/2004   44,383.00 USD
KG/043
  HONG KONG       05/15/2004   50,026.00 USD
 
                   
5814554706
  GLOBAL SOURCING COMPANY   Sight   02/16/2004   500,000.00 USD
AG/038
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554707
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/039
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554708
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/040
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554709
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/041
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   2 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554710
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/042
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554711
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/043
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554712
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/044
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554713
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/045
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554714
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/046
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554715
  GLOBAL SOURCING COMPANY   Sight   02/18/2004   500,000.00 USD
AG/047
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554716
  GLOBAL SOURCING COMPANY   Sight   02/20/2004   500,000.00 USD
AG/048
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554717
  GLOBAL SOURCING COMPANY   Sight   02/20/2004   500,000.00 USD
AG/049
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554718
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/050
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554719
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/051
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554720
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/052
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554721
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/053
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   3 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554722
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/054
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554723
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/055
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554724
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/056
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554725
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/057
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554726
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/058
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554727
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/059
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554728
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/060
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554729
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/061
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554730
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/062
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554731
  GLOBAL SOURCING LIMITED   Sight   02/19/2004   500,000.00 USD
AG/063
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554732
  GLOBAL SOURCING LIMITED   Sight   02/19/2004   500,000.00 USD
AG/064
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554733
  GLOBAL SOURCING LIMITED   Sight   02/19/2004   500,000.00 USD
AG/065
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   4 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554734
  GLOBAL SOURCING LIMITED   Sight   02/20/2004   500,000.00 USD
AG/066
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554735
  GLOBAL SOURCING LIMITED   Sight   02/19/2004   500,000.00 USD
AG/067
  REPUBLIC OF KOREA       08/25/2004   500,000.00 USD
 
                   
5814554736
  TRISTATE TRADING LIMITED -MACAO   Sight   02/18/2004   292,034.44 USD
AG/069
  MACAU       05/25/2004   1,363,657.62 USD
 
                   
5814554738
  HIGH FASHION GARMENTS CO.   Sight   02/20/2004   90,316.00 USD
AG/077
  HONG KONG       05/04/2004   90,316.00 USD
 
                   
5814554739
  FU SON GARMENT FACTORY,   Sight   02/20/2004   77,750.50 USD
AG/078
  MACAU       04/27/2004   77,750.50 USD
 
                   
5814554740
  WESTBURG GARMENT FACTORY   Sight   02/20/2004   126,698.85 USD
AG/079
  MACAU       04/27/2004   0.00 USD
 
                   
5814554742
  KOWATEX LIMITED,   Sight   02/20/2004   105,451.80 USD
KG/052
  HONG KONG       05/25/2004   239,447.60 USD
 
                   
5814554746
  FORMOSTAR GARMENT CO., LTD.   Sight   02/20/2004   71,133.28 USD
KG/059
  TAIWAN, PROVINCE OF ROC       05/24/2004   71,133.28 USD
 
                   
5814554747
  FORMOSTAR GARMENT CO., LTD   Sight   02/20/2004   42,912.80 USD
KG/060
  TAIWAN, PROVINCE OF ROC       05/17/2004   42,912.80 USD
 
                   
5814554748
  FORMOSTAR GARMENT CO., LTD   Sight   02/20/2004   8,343.48 USD
KG/061
  TAIWAN, PROVINCE OF ROC       05/24/2004   8,343.48 USD
 
                   
5814554749
  FORMOSTAR GARMENT CO., LTD   Sight   02/23/2004   3,742.40 USD
KG/062
  TAIWAN, PROVINCE OF ROC       05/17/2004   3,742.40 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   5 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554751
  HT TRADING LIMITED, A VENIDA   Sight   02/24/2004   428.26 USD
KG/065
  MACAU       05/10/2004   2,724.26 USD
 
                   
5814554752
  HT TRADING LIMITED, A VENIDA   Sight   02/24/2004   2,814.04 USD
KG/066
  MACAU       04/25/2004   5,426.82 USD
 
                   
5814554756
  TAI FUNG TEXTILES   Sight   02/26/2004   111,155.00 USD
0004/AC00007
  HONG KONG       05/05/2004   5,463.98 USD
 
                   
5814554757
  SUIT WAY CO., LTD.,   Sight   02/27/2004   687,798.68 USD
KG/073
  HONG KONG       05/29/2004   833,950.47 USD
 
                   
5814554758
  EASY ON LTD.,   Sight   02/27/2004   71,132.75 USD
AG/083
  HONG KONG       05/04/2004   74,432.75 USD
 
                   
5814554759
  FORTUNE MINT LIMITED   Sight   02/27/2004   241,973.25 USD
AG/084
  HONG KONG       05/04/2004   122,195.80 USD
 
                   
5814554760
  JEN HSIEN INDUSTRIAL CO., LTD.,   Sight   02/27/2004   94,758.50 USD
KG/074
  TAIWAN, PROVINCE OF ROC       04/30/2004   7,262.00 USD
 
                   
5814554761
  GOKALDAS IMAGES PVT LTD   Sight   02/27/2004   469,109.78 USD
KG/075
  INDIA       05/01/2004   469,109.78 USD
 
                   
5814554762
  GOKALDAS IMAGES PVT LTD   Sight   02/27/2004   4,162.52 USD
KG/076
  INDIA       05/01/2004   4,162.52 USD
 
                   
5814554763
  GOKALDAS IMAGES PVT LTD   Sight   02/27/2004   21,052.04 USD
KG/077
  INDIA       05/01/2004   21,052.04 USD
 
                   
5814554765
  YANG SHENG GARMENT ENTERPRISES CO.,   Sight   03/03/2004   92,844.70 USD
KG/078
  TAIWAN, PROVINCE OF ROC       05/15/2004   8,897.40 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   6 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554767
  MIROGLIO TEXTILES USA, INC.   Sight   03/02/2004   55,722.50 USD
0005VB00021
  UNITED STATES OF AMERICA       06/25/2004   117,573.70 USD
 
                   
5814554768
  JOY PLUS TRADING (H.K.) LTD.   Sight   03/03/2004   297,045.40 USD
KG/082
  HONG KONG       04/20/2004   320,288.80 USD
 
                   
5814554773
  HT TRADING LIMITED, A VENIDA   Sight   03/05/2004   201,568.28 USD
KG/093
  MACAU       05/26/2004   1,809,226.39 USD
 
                   
5814554774
  CARNIVAL INDUSTRIAL CORP.,   Sight   03/05/2004   199,234.02 USD
KG/094
  TAIWAN, PROVINCE OF ROC       07/15/2004   2,174,784.27 USD
 
                   
5814554775
  TRISTATE TRADING LIMITED,A VENIDA   Sight   03/08/2004   114,828.00 USD
KG/095
  MACAU       06/08/2004   2,736,070.01 USD
 
                   
5814554777
  FLORA FASHIONS FACTORY 1/F., FLAT   Sight   03/08/2004   31,572.99 USD
KG/097
  HONG KONG       04/20/2004   0.00 USD
 
                   
5814554778
  JOY PLUS TRADING (H.K.) LTD.   Sight   03/08/2004   2,020.25 USD
KG/098
  HONG KONG       04/20/2004   2,020.25 USD
 
                   
5814554781
  GOLDEN WILL FASHIONS LTD   Sight   03/08/2004   98,671.60 USD
KG/101
  HONG KONG       04/20/2004   98,671.60 USD
 
                   
5814554782
  GOLDEN WILL FASHIONS LTD   Sight   03/08/2004   8,911.84 USD
KG/102
  HONG KONG       04/20/2004   8,911.84 USD
 
                   
5814554783
  GOLDEN WILL FASHIONS LTD.,   Sight   03/08/2004   18,327.40 USD
KG/103
  HONG KONG       04/20/2004   18,327.40 USD
 
                   
5814554784
  GOLDEN WILL FASHIONS LTD.,   Sight   03/08/2004   2,289.00 USD
KG/104
  HONG KONG       04/20/2004   2,289.00 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   7 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554785
  GOLDEN WILL FASHIONS LTD.,   Sight   03/08/2004   1,370.95 USD
KG/105
  HONG KONG       04/20/2004   1,370.95 USD
 
                   
5814554786
  GOLDEN WILL FASHIONS LTD.,   Sight   03/08/2004   526.47 USD
KG/106
  HONG KONG       04/20/2004   526.47 USD
 
                   
5814554787
  PT MASTERINDO JAYA ABADI   Sight   03/08/2004   9,498.00 USD
KG/107
  REPUBLIC OF INDONESIA       05/18/2004   9,498.00 USD
 
                   
5814554788
  PT MASTERINDO JAYA ABADI   Sight   03/08/2004   22,780.84 USD
KG/108
  REPUBLIC OF INDONESIA       05/18/2004   22,780.84 USD
 
                   
5814554789
  PT MASTERINDO JAYA ABADI   Sight   03/09/2004   3,762.00 USD
KG/109
  REPUBLIC OF INDONESIA       05/18/2004   3,762.00 USD
 
                   
5814554790
  PT MASTERINDO JAYA ABADI   Sight   03/09/2004   965.16 USD
KG/110
  REPUBLIC OF INDONESIA       05/18/2004   965.16 USD
 
                   
5814554791
  CHUNG WEI MING KNITTING FACTORY   Sight   03/10/2004   71,609.50 USD
KG/111
  HONG KONG       05/15/2004   71,609.50 USD
 
                   
5814554793
  VENTURA ENTERPRISE INC.   Sight   03/10/2004   80,735.00 USD
AG/092
  UNITED STATES OF AMERICA       05/25/2004   80,735.00 USD
 
                   
5814554794
  BROAD INTERNATIONAL CORP.   Sight   03/10/2004   25,658.50 USD
 
  UNITED STATES OF AMERICA       05/15/2004   6,096.64 USD
 
                   
5814554796
  JIING SHENG KNITTING CO., LTD.   Sight   03/11/2004   24,501.20 USD
AG/097
  TAIWAN, PROVINCE OF ROC       04/20/2004   0.00 USD
 
                   
5814554797
  CHINA TING GARMENT MFG. (GROUP)   Sight   03/12/2004   387,932.95 USD
AG/100
  HONG KONG       05/25/2004   387,932.95 USD
         
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   8 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
                 
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554798
  LAKEWILL INDUSTRIAL LIMITED. UNIT   Sight   03/15/2004   177,241.00 USD
AG/101
  HONG KONG       05/25/2004   147,427.20 USD
 
                   
5814554800
  TRISTATE TRADING LIMITED, A VENIDA   Sight   03/17/2004   49,044.16 USD
KG/116
  MACAU       04/20/2004   212,857.52 USD
 
                   
5814554802
  TRISTATE TRADING LTD-MACAO COMML   Sight   03/17/2004   2,423.35 USD
KG/120
  MACAU       05/07/2004   2,423.35 USD
 
                   
5814554806
  N.I. TEIJIN CO. LTD   Sight   03/17/2004   36,210.00 USD
0011AC00013
  JAPAN       05/05/2004   36,210.00 USD
 
                   
5814554807
  CARNIVAL INDUSTRIAL CORP.,   Sight   03/17/2004   29,293.20 USD
KG/130
  TAIWAN, PROVINCE OF ROC       06/15/2004   179,049.16 USD
 
                   
5814554809
  MITSUI CO. LTD.   Sight   03/17/2004   104,140.00 USD
0013AC00036
  JAPAN       04/25/2004   0.00 USD
 
                   
5814554810
  ORIENT CRAFT LTD   Sight   03/18/2004   54,579.60 USD
KG/132
  INDIA       05/19/2004   54,579.60 USD
 
                   
5814554811
  ORIENT CRAFT LTD   Sight   03/17/2004   987.08 USD
KG/133
  INDIA       05/05/2004   987.08 USD
 
                   
5814554812
  ORIENT CRAFT LTD   Sight   03/17/2004   7,513.28 USD
KG/134
  INDIA       05/05/2004   7,513.28 USD
 
                   
5814554815
  FUTURE FABRICS INT’L INC.   Sight   03/17/2004   41,251.00 USD
0016KU00022
  UNITED STATES OF AMERICA       04/30/2004   1,886.82 USD
         
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   9 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
                   
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554816
AG/104
  THE HONESTIEST ENTERPRISE CO.,LTD. TAIWAN, PROVINCE OF ROC   Sight   03/18/2004
04/20/2004
  272,399.56 USD
272,399.56 USD
 
                   
5814554818
  H.C.T. TEXTILES CO., LTD.   Sight   03/24/2004   35,346.00 USD
0017KU00009
  TAIWAN, PROVINCE OF ROC       05/10/2004   14,231.60 USD
 
                   
5814554819
  PIONEER STREAM LTD.   Sight   03/24/2004   43,898.00 USD
0019KU00026
  TAIWAN, PROVINCE OF ROC       05/10/2004   45,023.00 USD
 
                   
5814554820
  PIONEER STREAM LTD.   Sight   03/24/2004   7,280.00 USD
0020KU00060
  TAIWAN, PROVINCE OF ROC       05/15/2004   7,280.00 USD
 
                   
5814554821
  H.C.T. TEXTILES CO., LTD.   Sight   03/24/2004   65,250.00 USD
0021KU00032
  TAIWAN, PROVINCE OF ROC       05/15/2004   65,250.00 USD
 
                   
5814554822
  PIONEER STREAM LTD.   Sight   03/24/2004   92,500.00 USD
0022KU00039
  TAIWAN, PROVINCE OF ROC       06/14/2004   92,500.00 USD
 
                   
5814554823
  PIONEER STREAM LTD.   Sight   03/24/2004   30,765.50 USD
0023KU00011
  TAIWAN, PROVINCE OF ROC       04/25/2004   30,765.50 USD
 
                   
5814554824
  WONDERFUL INTL GROUP (HK) LTD.   Sight   03/25/2004   384,826.21 USD
KG/152
  HONG KONG       05/30/2004   540,572.82 USD
 
                   
5814554828
  WILHELM ZULEEG GMBH   Sight   03/26/2004   111,375.00 USD
0027AC00033
  FEDERAL REPUBLIC OF GERMANY       05/10/2004   111,375.00 USD
 
                   
5814554829
  PIONEER STREAM LTD.   Sight   03/26/2004   18,020.00 USD
0028KU00016
  TAIWAN, PROVINCE OF ROC       05/20/2004   10,318.90 USD
 
                   
5814554830
  MITSUI CO. LTD.   Sight   03/26/2004   4,461.45 USD
0029AC0006l
  JAPAN       04/20/2004   0.00 USD
 
                   
         
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   10 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
                 
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554831
  MITSUI CO. LTD.   Sight   03/26/2004   6,264.50 USD
0030AC00040
  JAPAN       05/30/2004   6,264.50 USD
 
                   
5814554832
  RNC LEATHER, LLC   Sight   03/26/2004   52,897.50 USD
003130J02
  UNITED STATES OF AMERICA       05/01/2004   52,897.50 USD
 
                   
5814554833
  SEO KWANG TRADING CO, LTD   Sight   03/30/2004   44,952.00 USD
0032WA00006
  REPUBLIC OF KOREA       04/21/2004   0.00 USD
 
                   
5814554834
  SEO KWANG TRADING CO, LTD   Sight   03/30/2004   24,240.00 USD
0033VB00041
  REPUBLIC OF KOREA       04/24/2004   0.00 USD
 
                   
5814554835
  TREMO LTD.   Sight   03/30/2004   7,829.30 USD
0034VB00094
  REPUBLIC OF KOREA       04/24/2004   0.00 USD
 
                   
5814554837
  SUN BONG SYNTHETICS, INC.   Sight   03/30/2004   56,115.00 USD
0036VB00086
  REPUBLIC OF KOREA       04/23/2004   5,280.40 USD
 
                   
5814554838
  EUHA INTERNATIONAL LTD.   Sight   03/30/2004   26,832.00 USD
0037AKS-0311
  REPUBLIC OF KOREA       05/21/2004   26,832.00 USD
 
                   
5814554839
  TREMO LTD.   Sight   04/01/2004   14,065.29 USD
0038WA00033
  REPUBLIC OF KOREA       05/05/2004   0.00 USD
 
                   
5814554840
  EUHA INTERNATIONAL LTD.   Sight   04/01/2004   10,320.00 USD
0039AKS-0328
  REPUBLIC OF KOREA       06/05/2004   10,320.00 USD
 
                   
5814554841
  SEO KWANG TRADING CO, LTD.   Sight   04/01/2004   4,080.00 USD
0040JW00008
  REPUBLIC OF KOREA       04/28/2004   24.00 USD
 
                   
5814554842
  NUANCE INDUSTRIES INC.   Sight   04/06/2004   41,654.00 USD
0041WA00038
  UNITED STATES OF AMERICA       05/05/2004   41,654.00 USD
 
                   
5814554843
  TRISTATE TRADING LIMITED   Sight   04/06/2004   1,035,376.96 USD
0042VGV-TRANSITI
  MACAU       05/22/2004   1,035,376.96 USD
         
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   11 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
                 
Citibank LC Reference   Exporter Name   Tenor Type Tenor   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Terms   Expiry Date   Outstanding Amount
5814554844
  HF TRADING LIMITED   Sight   04/07/2004   67,593.81 USD
0043HTA008/04
  MACAU       04/20/2004   67,593.81 USD
 
                   
5814554845
  WONDERFUL INT’L GROUP (HK) LTD.   Sight   04/06/2004   203,864.84 USD
0044NR-2
  HONG KONG       05/25/2004   210,847.22 USD
 
                   
5814554846
  SLITHER LTD.   Sight   04/06/2004   30,600.00 USD
0045JG4213
  HONG KONG       05/11/2004   30,600.00 USD
 
                   
5814554847
  JEN HSIEN INDUSTRIAL CO., LTD.   Sight   04/07/2004   45,304.60 USD
0046
  TAIWAN, PROVINCE OF ROC       04/21/2004   132.00 USD
 
                   
5814554848
  J.P. DOUMAK INC.   Sight   04/09/2004   13,300.00 USD
0047VB00128
  UNITED STATES OF AMERICA       05/05/2004   13,300.00 USD
 
                   
5814554849
  J.P. DOUMAK INC.   Sight   04/09/2004   3,997.50 USD
0048JW00010
  UNITED STATES OF AMERICA       05/15/2004   3,997.50 USD
 
                   
5814554850
  NUANCE INDUSTRIES INC.   Sight   04/09/2004   19,250.00 USD
0049VB00129
  UNITED STATES OF AMERICA       05/10/2004   19,250.00 USD
 
                   
5814554851
  FUTURE FABRICS INT’L INC.   Sight   04/09/2004   43,008.25 USD
0050KU00073
  UNITED STATES OF AMERICA       05/10/2004   43,008.25 USD
 
                   
5814554852
  FUTURE FABRICS INT’L INC.   Sight   04/09/2004   225,417.25 USD
0051KU00040
  UNITED STATES OF AMERICA       05/20/2004   225,417.25 USD
 
                   
5814554853
  LANIFICIO CAVERNI AND GRAMIGNI SPA   Sight   04/09/2004   226,312.50 USD
0052AC00018
  ITALIAN REPUBLIC       05/15/2004   226,312.50 USD
 
                   
5814554854
  TEXTILE IMPORTS LLC   Sight   04/09/2004   14,700.00 USD
0053AC00034
  UNITED STATES OF AMERICA       05/05/2004   14,700.00 USD
         
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   12 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554855
  MITSUI CO. LTD.   Sight   04/09/2004   94,804.00 USD
0054AE00029
  JAPAN       05/15/2004   0.00 USD
 
                   
5814554856
  MITSUI CO. LTD.   Sight   04/09/2004   51,163.00 USD
0055AE00026
  JAPAN       05/25/2004   24,148.40 USD
 
                   
5814554857
  ALTINYILDIZ CORP.   Sight   04/09/2004   41,678.50 USD
0056AC00026
  UNITED STATES OF AMERICA       05/25/2004   41,678.50 USD
 
                   
5814554858
  LANIFICIO TEXCO S.P.A.   Sight   04/09/2004   189,337.50 USD
0057AE00019
  ITALIAN REPUBLIC       06/12/2004   425,425.00 USD
 
                   
5814554859
  HSIN LING ENTERPRISE CO., LTD.   Sight   04/14/2004   1,332.80 USD
0058JT-0330-3
  TAIWAN, PROVINCE OF ROC       05/13/2004   1,332.80 USD
 
                   
5814554860
  CLERICI TESSUTO/C. SPA   Sight   04/14/2004   51,714.00 USD
0059AE00007
  ITALIAN REPUBLIC       05/15/2004   51,714.00 USD
 
                   
5814554861
  BONOTTO S.P.A   Sight   04/19/2004   48,070.00 USD
0060AE00008
  ITALIAN REPUBLIC       06/26/2004   150,524.00 USD
 
                   
5814554862
  LANIFICIO REXLANE SPA   Sight   04/14/2004   30,037.50 USD
0061AE00050
  ITALIAN REPUBLIC       06/08/2004   30,037.50 USD
 
                   
5814554863
  J.P. DOUMAK INC.   Sight   04/14/2004   4,891.25 USD
0062JW00009
  UNITED STATES OF AMERICA       05/15/2004   4,891.25 USD
 
                   
5814554864
  TREMO LTD.   Sight   04/14/2004   30,576.75 USD
0063WA00039
  REPUBLIC OF KOREA       05/07/2004   0.00 USD
 
                   
5814554865
  OEMEC GARMENT MFG., CO., LTD.   Sight   04/14/2004   18,814.40 USD
0064AW00807
  TAIWAN, PROVINCE OF ROC       05/06/2004   18,814.40 USD
 
                   
5814554866
  TRISTATE TRADING LIMITED   Sight   04/14/2004   146,036.03 USD
0065SG-3
  MACAU       06/14/2004   146,036.03 USD
 
                   
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   13 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554867
  TRISTATE TRADING LIMITED   Sight   04/14/2004   171,461.68 USD
0066SG-1
  MACAU       06/02/2004   171,461.68 USD
 
                   
5814554868
  TIMBACC INTERNATIONAL LTD.   Sight   04/14/2004   13,757.39 USD
0067JG4215
  HONG KONG       05/30/2004   13,757.39 USD
 
                   
5814554869
  TREMO LTD.   Sight   04/19/2004   32,745.00 USD
0068VB00093
  REPUBLIC OF KOREA       05/15/2004   0.00 USD
 
                   
5814554870
  N.I. TEIJIN SHOJI(USA) INC.   Sight   04/19/2004   37,766.00 USD
0069VB00075
  UNITED STATES OF AMERICA       05/15/2004   38,587.00 USD
 
                   
5814554871
  HAMIL TEXTILES   Sight   04/19/2004   16.089.00 USD
0070WA00032
  UNITED STATES OF AMERICA       05/12/2004   16,089.00 USD
 
                   
5814554872
  LANIFICIO DI TOLLEGNO   Sight   04/19/2004   52,082.50 USD
0071AE00003
  ITALIAN REPUBLIC       05/05/2004   52,082.50 USD
 
                   
5814554873
  BONOTTO S.P.A   Sight   04/19/2004   99,637.50 USD
0072AE00033
  ITALIAN REPUBLIC       06/05/2004   110,347.50 USD
 
                   
5814554874
  CUCCIRELLI/C. TESSUTI FANTASIA SPA   Sight   04/19/2004   148,043.15 USD
0073AE00018
  ITALIAN REPUBLIC       06/12/2004   158,813.15 USD
 
                   
5814554875
  LANIFICIO REXLANE SPA   Sight   04/19/2004   37,940.00 USD
0074AE00049
  ITALIAN REPUBLIC       06/08/2004   37,940.00 USD
 
                   
5814554876
  MITSUI CO. LTD.   Sight   04/19/2004   9,420.00 USD
0075AC00069
  JAPAN       06/14/2004   9,420.00 USD
 
                   
5814554877
  POWER FASHIONS MANF. LTD.   Sight   04/19/2004   91,304.01 USD
0076JW-7
  HONG KONG       05/15/2004   212,298.49 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   14 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount  
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount  
5814554878
  FLORA FASHIONS FTY   Sight   04/19/2004   100,272.71 USD
0077JW-8
  HONG KONG       05/20/2004   100,272.71 USD
 
                   
5814554879
  HT TRADING LTD. MACAO COMMERCIAL   Sight   04/19/2004   2,043.50 USD
0078JW-10
  MACAU       05/02/2004   2,043.50 USD
 
                   
5814554880
  FLORA FASHIONS FTY   Sight   04/19/2004   19,008.20 USD
0079MC-1
  HONG KONG       05/15/2004   19,008.20 USD
 
                   
5814554881
  TRISTATE TRADING LIMITED   Sight   04/19/2004   17,079.26 USD
0080SG-4
  MACAU       06/07/2004   17,079.26 USD
 
                   
5814554882
  TRISTATE TRADING LIMITED   Sight   04/19/2004   2,901.12 USD
0081SG-2
  MACAU       06/02/2004   2,901.12 USD
 
                   
5814554883
  SLITHER LTD.   Sight   04/19/2004   10,500.00 USD
0082JG4214
  HONG KONG       06/15/2004   10,500.00 USD
 
                   
5814554884
  HENFIELD ENTERPRISES LIMITED   Sight   04/19/2004   97,161.45 USD
0083JG4216
  HONG KONG       05/30/2004   97,161.45 USD
 
                   
5814554885
  HSIN LING ENTERPRISE CO., LTD.   Sight   04/19/2004   121,209.00 USD
0084AZ01
  TAIWAN, PROVINCE OF ROC       05/15/2004   121,209.00 USD
 
                   
5814554886
  JIING SHENG KNITTING CO., LTD.   Sight   04/19/2004   12,328.00 USD
0085AZ02
  TAIWAN, PROVINCE OF ROC       05/30/2004   12,328.00 USD
 
                   
5814554887
  EVRIM GIYIM SANAYI VE TIC A.S.   Sight   04/19/2004   10,141.20 USD
0086BLANKET
  TURKEY       07/07/2004   10,141.20 USD
 
                   
5814554888
  HF TRADING LIMITED   Sight   04/20/2004   22,478.50 USD
0087JW-9
  MACAU       05/10/2004   22,478.50 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   15 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount  
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount  
5814554889
  EVRIM GIYIM SANAYI VE TIC A.S.   Sight   04/20/2004   47,655.00 USD
0088BLANKET
  TURKEY       07/07/2004   47,655.00 USD
 
                   
5814554890
  MRM DERI KONFEKSIYON SAN VE TIC A.S   Sight   04/20/2004   16,458.00 USD
0089041604
  TURKEY       05/25/2004   16,458.00 USD
 
                   
5814554891
  DK GLOBAL, INC   Sight   04/20/2004   8,022.75 USD
0090AL00029
  REPUBLIC OF KOREA       05/05/2004   8,022.75 USD
 
                   
5814554892
  DK GLOBAL, INC   Sight   04/20/2004   8,550.00 USD
0091AL00009
  REPUBLIC OF KOREA       05/05/2004   8,550.00 USD
 
                   
5814554893
  MITSUI CO. LTD.   Sight   04/20/2004   31,556.25 USD
0092AL00007
  JAPAN       05/19/2004   32,066.25 USD
 
                   
5814554894
  LANIFICIO CAVERNI AND GRAMIGNI SPA   Sight   04/20/2004   15,300.00 USD
0093AC00084
  ITALIAN REPUBLIC       05/22/2004   15,300.00 USD
 
                   
5814554895
  AMOR TESSUTO S.A.   Sight   04/20/2004   26,286.00 USD
0094AC00088
  EASTERN REPUBLIC OF URUGUAY       05/23/2004   26,286.00 USD
 
                   
5814554896
  TAI FUNG TEXTILES   Sight   04/21/2004   20,942.00 USD
0095AC00089
  HONG KONG       06/11/2004   20,942.00 USD
 
                   
5814554897
  EXSA EXPORT SANAYI MAMULLERI SATIS   Sight   04/20/2004   30,030.00 USD
0096AE00047
  TURKEY       05/15/2004   30,030.00 USD
 
                   
5814554898
  INDUSTRIA TESSILE SANESI S.P.A.   Sight   04/20/2004   82,867.50 USD
0097AC00072
  ITALIAN REPUBLIC       06/01/2004   82,867.50 USD
 
                   
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   16 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
  949148   Branch Code   712
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount  
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount  
5814554899
  EXSA EXPORT SANAYI MAMULLERI SATIS   Sight   04/20/2004   15,100.00 USD
0098AC00075
  TURKEY       06/05/2004   15,100.00 USD
 
                   
5814554900
  MITSUI CO. LTD.   Sight   04/20/2004   208,500.00 USD
0099AC00035
  JAPAN       05/15/2004   208,500.00 USD
 
                   
5814554902
  LAN LUIGI BOGGIO SANPAOLO IMI   Sight   04/20/2004   10,260.00 USD
0100AE00013
  ITALIAN REPUBLIC       05/15/2004   10,260.00 USD
 
                   
5814554903
  FAB MILL INC.   Sight   04/23/2004   36,141.50 USD
0101KU00065
  UNITED STATES OF AMERICA       06/04/2004   36,141.50 USD
 
                   
5814554904
  PIONEER STREAM LTD..   Sight   04/23/2004   19,757.50 USD
0102KU00072
  TAIWAN, PROVINCE OF ROC       05/20/2004   19,757.50 USD
 
                   
5814554905
  SHANGHAI AVIATION I/E CO, LTD   Sight   04/23/2004   42,412.60 USD
0103KU00096
  PEOPLE’S REPUBLIC OF CHINA       05/20/2004   42,412.60 USD
 
                   
5814554906
  SHANGHAI AVIATION I/E CO, LTD   Sight   04/23/2004   10,556.00 USD
0104KU00021
  PEOPLE’S REPUBLIC OF CHINA       05/20/2004   10,556.00 USD
 
                   
5814554907
  FUTURE FABRICS INT’L INC.   Sight   04/23/2004   11,466.50 USD
0105KU00085
  UNITED STATES OF AMERICA       05/20/2004   11,466.50 USD
 
                   
5814554908
  FUTURE FABRICS INT’L INC.   Sight   04/23/2004   59,728.75 USD
0106KU00071
  UNITED STATES OF AMERICA       05/20/2004   59,728.75 USD
 
                   
5814554909
  LANIFICIO FALIERO SARTI/FIGLI SPA   Sight   04/23/2004   23,897.25 USD
0107AE00006
  ITALIAN REPUBLIC       05/15/2004   23,897.25 USD
 
                   
5814554910
  TEXTILE IMPORTS LLC   Sight   04/27/2004   124,215.00 USD
0108AC00077
  UNITED STATES OF AMERICA       05/25/2004   124,215.00 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   17 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
Customer Name
  949148
KASPER ASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554911
  DIVISIONE MODA   Sight   04/27/2004   39,120.90 USD
0109AE00038
  ITALIAN REPUBLIC       05/20/2004   39,120.90 USD
 
                   
5814554912
  LANIFICIO TEXCO S.P.A.   Sight   04/27/2004   194,862.50 USD
0110AE00021
  ITALIAN REPUBLIC       06/12/2004   194,862.50 USD
 
                   
5814554913
  ALTINYILDIZ CORP.   Sight   04/27/2004   21,022.00 USD
0111AC00032
  UNITED STATES OF AMERICA       05/15/2004   21,022.00 USD
 
                   
5814554914
  INDUSTRIA TESSILE SANESI S.P.A.   Sight   04/27/2004   52,260.00 USD
0112AC00071
  ITALIAN REPUBLIC       05/22/2004   52,260.00 USD
 
                   
5814554915
  LANIFICIO GIOVANNI MAGNI SPA   Sight   04/27/2004   32,917.50 USD
0113AC00073
  ITALIAN REPUBLIC       05/22/2004   32,917.50 USD
 
                   
5814554916
  ALTINYILDIZ CORP.   Sight   04/27/2004   12,682.00 USD
0114AC00029
  UNITED STATES OF AMERICA       05/15/2004   12,682.00 USD
 
                   
5814554917
  ALTINYILDIZ CORP.   Sight   04/27/2004   65,056.00 USD
0115AC00066
  UNITED STATES OF AMERICA       06/04/2004   65,056.00 USD
 
                   
5814554918
  MITSUI CO. LTD.   Sight   04/27/2004   68,130.00 USD
0116AC00067
  JAPAN       06/14/2004   68,130.00 USD
 
                   
5814554919
  MITSUI CO. LTD.   Sight   04/27/2004   34,065.00 USD
0117AC00083
  JAPAN       06/20/2004   34,065.00 USD
 
                   
5814554920
  MITSUI CO. LTD.   Sight   04/27/2004   3,735.00 USD
0118AC00068
  JAPAN       06/14/2004   3,735.00 USD
 
                   
5814554921
  TEXTILE IMPORTS LLC   Sight   04/27/2004   9,200.00 USD
0119AC00078
  UNITED STATES OF AMERICA       06/19/2004   9,200.00 USD
 
                   
5814554922
  GEO MUCK CO., LTD.   Sight   04/27/2004   1,860.00 USD
0120AC00100
  REPUBLIC OF KOREA       06/04/2004   1,860.00 USD
 
                   
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   18 of 22

 


 

Outstanding Import Letters of Credit by Citibank LC Reference
             
Customer Base Number
Customer Name
  949148
KASPER ASL LTD
  Branch Code
Branch Name
  712
HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554923
  SILVER BELL CO., LTD.   Sight   04/27/2004   42,742.50 USD
0121EK00026
  REPUBLIC OF KOREA       05/15/2004   42,742.50 USD
 
                   
5814554924
  PROSPERITY SILK CO LTD   Sight   04/27/2004   19,932.50 USD
0122EK00033
  HONG KONG       05/30/2004   19,932.50 USD
 
                   
5814554925
  LANIFICIO FEDORA S.P.A   Sight   04/27/2004   48,450.00 USD
0123AE00010
  ITALIAN REPUBLIC       05/22/2004   48,450.00 USD
 
                   
5814554926
  YAGI TSUSHO LTD   Sight   04/27/2004   45,120.00 USD
012410583
  JAPAN       05/15/2004   45,120.00 USD
 
                   
5814554927
  FUTURE FABRICS INT’L INC.   Sight   04/27/2004   36,180.00 USD
0125AY00026
  UNITED STATES OF AMERICA       05/25/2004   36,180.00 USD
 
                   
5814554928
  TRISTATE TRADING LIMITED   Sight   04/27/2004   252,456.77 USD
0126SG-5
  MACAU       06/07/2004   252,456.77 USD
 
                   
5814554929
  TRISTATE TRADING LIMITED   Sight   04/27/2004   11,837.72 USD
0127SG-6
  MACAU       05/31/2004   11,837.72 USD
 
                   
5814554930
  YEE TUNG GARMENT COMPANY LTD.   Sight   04/27/2004   216,000.00 USD
0128JG4307
  HONG KONG       06/15/2004   216,000.00 USD
 
                   
5814554931
  EVRIM GIYIM SANAYI VE TIC A.S.   Sight   04/27/2004   107,965.00 USD
0129BLANKET
  TURKEY       08/07/2004   107,965.00 USD
 
                   
5814554932
  EVRIM GIYIM SANAYI VE TIC A.S.   Sight   04/27/2004   59,475.00 USD
0130BLANKET
  TURKEY       08/07/2004   59,475.00 USD
 
                   
5814554933
  SHANGHAI AVIATION I/E CO, LTD   Sight   04/29/2004   18,699.20 USD
0131KU00074
  PEOPLE’S REPUBLIC OF CHINA       06/04/2004   18,699.20 USD
         
Report Date 05/03/2004 08:34:24 (EDT)
  DAILY OUTSTANDING   19 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
  949148     Branch Code   712  
Customer Name
  KASPER ASL LTD   Branch Name   HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554934
  VISIONLAND CO., LTD.   Sight   04/29/2004   3,540.00 USD
0132KU00061
  REPUBLIC OF KOREA       05/20/2004   3,540.00 USD
 
                   
5814554935
  BONOTTO S.P.A.   Sight   04/29/2004   39,570.00 USD
0133VF00001
  ITALIAN REPUBLIC       05/29/2004   39,570.00 USD
 
                   
5814554936
  LAN LUIGI BOGGIO CASERO SRL   Sight   04/29/2004   27,270.00 USD
0134AE00084
  ITALIAN REPUBLIC       06/02/2004   27,270.00 USD
 
                   
5814554937
  LANIFICIO NUOVO RIVERA S.P.A.   Sight   04/29/2004   8,809.50 USD
0135AC00062
  ITALIAN REPUBLIC       05/30/2004   8,809.50 USD
 
                   
5814554938
  ALTINYILDIZ CORP.   Sight   04/29/2004   28,132.25 USD
0136AC00064
  UNITED STATES OF AMERICA       06/04/2004   28,132.25 USD
 
                   
5814554939
  LANIFICIO CAVERNI AND GRAMIGNI SPA   Sight   04/29/2004   23,587.50 USD
0137AC00085
  ITALIAN REPUBLIC       06/15/2004   23,587.50 USD
 
                   
5814554940
  WILHELM ZULEEG GMBH   Sight   04/29/2004   175,972.50 USD
0138AC00086
  FEDERAL REPUBLIC OF GERMANY       06/24/2004   175,972.50 USD
 
                   
5814554941
  PROSPERITY SILK CO LTD   Sight   04/29/2004   17,584.50 USD
0139EK00008
  HONG KONG       06/04/2004   17,584.50 USD
 
                   
5814554945
  HONG KONG ORIENTAL YE YANG INTL LTD   Sight   05/03/2004   7,918.95 USD
0143KFBJO0401
  HONG KONG       05/30/2004   7,918.95 USD
 
                   
5814554947
  RNC LEATHER, LLC   Sight   05/03/2004   94,292.00 USD
0145RNC
  UNITED STATES OF AMERICA       06/01/2004   94,292.00 USD
 
                   
5814554948
  RNC LEATHER, LLC   Sight   05/03/2004   8,925.00 USD
0146RNC
  UNITED STATES OF AMERICA       06/01/2004   8,925.00 USD
         
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   20 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
    949148     Branch Code     712  
Customer Name
    KASPER ASL LTD   Branch Name     HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554949
  MITSUI CO. LTD.   Sight   05/03/2004   44,042.00 USD
0147AE00030
  JAPAN       06/04/2004   44,042.00 USD
 
                   
5814554950
  ALTINYILDIZ CORP.   Sight   05/03/2004   3,852.00 USD
0148AC00028
  UNITED STATES OF AMERICA       05/22/2004   3,852.00 USD
 
                   
5814554951
  INDUSTRIA TESSILE SANESI S.P.A.   Sight   05/03/2004   52,260.00 USD
0149AC00071
  ITALIAN REPUBLIC       06/01/2004   52,260.00 USD
 
                   
5814554952
  ALTINYILDIZ CORP.   Sight   05/03/2004   44,569.50 USD
0150AC00063
  UNITED STATES OF AMERICA       06/04/2004   44,569.50 USD
 
                   
5814554953
  TEXTILE IMPORTS LLC   Sight   05/03/2004   24,337.50 USD
0151AC00074
  UNITED STATES OF AMERICA       06/18/2004   24,337.50 USD
 
                   
5814554954
  JINSE CO., LTD.   Sight   05/03/2004   500,000.00 USD
0152BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
5814554955
  JINSE CO., LTD.   Sight   05/03/2004   500,000.00 USD
0153BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
5814554956
  JINSE CO., LTD.   Sight   05/03/2004   500,000.00 USD
0154BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
5814554957
  JINSE CO., LTD.   Sight   05/03/2004   500,000.00 USD
0155BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
5814554958
  JINSE CO., LTD.   Sight   05/03/2004   500,000.00 USD
0156BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
5814554959
  JINSE CO., LTD.   Sight   05/03/2004   500,000.00 USD
0157BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
5814554960
  JINSE CO., LTD.   Sight   05/03/2004   500,000.00 USD
0158BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   21 of 22

 


 

     
Outstanding Import Letters of Credit by Citibank LC Reference
                     
Customer Base Number
    949148     Branch Code     712  
Customer Name
    KASPER ASL LTD   Branch Name     HONG KONG CITIBANK
                     
Citibank LC Reference   Exporter Name   Tenor Type   Issuance Date   Original Amount
Importer LC Reference   Exporter Country   Tenor Terms   Expiry Date   Outstanding Amount
5814554970
  JINSE CO., LTD.   sight   05/03/2004   500,000.00 USD
0168BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
5814554971
  JINSE CO., LTD.   sight   05/03/2004   500,000.00 USD
0169BLANKET
  REPUBLIC OF KOREA       11/20/2004   500,000.00 USD
 
                   
Count for 949148
      236            
 
                   
Total Number of Transactions
      236            
 
                   
Total Outstanding Amount For
          USD   43,092,284.64 USD
         
Report Date 05/03/2004 08:34:24 (EDT)   DAILY OUTSTANDING   22 of 22

 


 

     
Import L/C — Outstanding: by Bank Reference   03 May 2004
JONES APPAREL GROUP-NINEWEST   7:55 AM
                                         
                            Foreign Currency        
Fleet Reference   Jones Apparel Ref   Beneficiary Name   Currency Code     Issue Date   Expiry Date   Outstanding Amount     Outstanding Amount  
01387001
  0028GV   ALNAHR ALKHALID INT CO   USD     26 Jan 2004   18 May 2004     0.00       219,972.88  
01387002
  0029GV   ALNAHR ALKHALID INT CO   USD     23 Jan 2004   30 Jul 2004     0.00       1,272,752.89  
01387004
  0031GV   DEFIANCE TRADING LLC   USD     23 Jan 2004   26 Apr 2004     0.00       301,722.12  
01387025
  00161205GV   MAVITEX   USD     30 Dec 2003   22 Jun 2004     0.00       742,182.85  
01387038
  0009ME622   SJ JERSEY ECUATORIANO C.A.   USD     09 Jan 2004   09 Apr 2004     0.00       102,047.06  
01387040
  0011ME624   M/S MAHABIR GARMENT INDUSTRIES   USD     09 Jan 2004   10 Apr 2004     0.00       7,740.61  
01387041
  0012ME625   JAY JAGADAMBA FASHION INDUSTRIES   USD     08 Jan 2004   20 Apr 2004     0.00       4,277.98  
01387044
  0015GV   MRC NAIROBI EPZ LTD   USD     14 Jan 2004   13 Jul 2004     0.00       1,647,320.72  
01387046
  0017ME628   OZSPRINT SPOR MALZIMALAT   USD     16 Jan 2004   14 Apr 2004     0.00       230,730.70  
01387047
  0018ME629   BAC TEKSTIL SAN VE TIC. LTD STI   USD     16 Jan 2004   15 May 2004     0.00       126,100.00  
01387048
  0019ME630   NIHSER TEKSTIL ITHALAT IHRACAT SAN   USD     16 Jan 2004   25 Apr 2004     0.00       148,073.00  
01387049
  0020ME631   TRAKYA TEKSTIL VE GIYIM   USD     16 Jan 2004   14 Apr 2004     0.00       194,670.11  
01387050
  0021ME632   POLARIS TEKSTIL SAN VE TIC AS   USD     16 Jan 2004   17 Apr 2004     0.00       90,712.36  
01387052
  0023ME634   WALDFORD HOLDINGS   USD     16 Jan 2004   05 Apr 2004     0.00       1,056.92  
01387055
  0026GV   GULF BARAKA APPAREL W.L.L.   USD     20 Jan 2004   30 Mar 2004     0.00       124,699.62  
01387061
  0042ME638   ULUDAG TEKSTIL KONFEKSIYON GIYIM   USD     28 Jan 2004   15 May 2004     0.00       162,117.99  
01387063
  GV0044   MEDITERRANEAN RESOURCES APPAREL   USD     06 Feb 2004   15 Jul 2004     0.00       2,058,821.09  
01387064
  GV0045   RISING SUN KENYA (EPZ) LTD   USD     13 Feb 2004   16 Mar 2004     0.00       86,237.49  
01387065
  GV0046   MONITEX   USD     06 Feb 2004   05 Jul 2004     0.00       544,065.22  
01387073
  ME6450055   M/S MAHABIR GARMENT INDUSTRIES   USD     06 Feb 2004   31 May 2004     0.00       207,849.59  
01387074
  ME6460056   SJ JERSEY ECUATORIANO C.A.   USD     06 Feb 2004   21 May 2004     0.00       79,857.50  
01387078
  GV0060   HITECH TEXTILE LLC   USD     11 Feb 2004   15 Jul 2004     0.00       1,917,576.87  
01387079
  GV0061   WING TAI ENTERPRISES LIMITED   USD     11 Feb 2004   04 Aug 2004     0.00       389,932.30  
01387080
  GV0062   RISING SUN KENYA (EPZ) LTD   USD     11 Feb 2004   29 Jun 2004     0.00       859,397.11  
01387081
  GV0063   GULF BARAKA APPAREL W.L.L.   USD     11 Feb 2004   15 Jun 2004     0.00       838,784.43  
01387082
  GV0064   MRC NAIROBI EPZ LTD   USD     11 Feb 2004   16 May 2004     0.00       684,181.89  
01387084
  GV0066   MEDITERRANEAN RESOURCES APPAREL   USD     11 Feb 2004   10 Jul 2004     0.00       1,379,016.82  
01387085
  GV0067   PETRA APPAREL   USD     11 Feb 2004   14 Jul 2004     0.00       2,245,224.78  
01387086
  ME6440054   JAY JAGADAMBA FASHION INDUSTRIES   USD     13 Feb 2004   31 May 2004     0.00       178,922.70  
01387087
  GV0068   MONITEX   USD     13 Feb 2004   26 Apr 2004     0.00       29,885.10  
01387088
  GV0069   SERVITEJO SA   USD     18 Feb 2004   18 May 2004     0.00       169,037.40  
01387090
  GV0071   PRESTIGE APPAREL MFG CO.   USD     23 Feb 2004   05 Jul 2004     0.00       1,428,900.76  
01387099
  GV0080   GULF BARAKA APPAREL W.L.L.   USD     24 Feb 2004   22 Jun 2004     0.00       649,597.58  
1387003
  0030GV   SOUTH ORIENT (PVT) LTD.   USD     26 Jan 2004   27 Apr 2004     0.00       78,029.18  
1387005
  0032GV   ORIT APPARELS PVT LTD.   USD     27 Jan 2004   02 Jun 2004     0.00       880,405.50  
1387011
  00011201GV   SOUTH ORIENT (PVT) LTD.   USD     09 Dec 2003   27 Apr 2004     0.00       31,727.62  
1387012
  00021201GV   UNION APPARELS (PVT) LTD.   USD     09 Dec 2003   20 Apr 2004     0.00       173,689.35  
     
Page 1 of 5   ImpBalBk.rpt

 


 

     
Import L/C — Outstanding: by Bank Reference   03 May 2004
JONES APPAREL GROUP-NINEWEST   7:55 AM
                                         
                            Foreign Currency        
Fleet Reference   Jones Apparel Ref   Beneficiary Name   Currency Code     Issue Date   Expiry Date   Outstanding Amount     Outstanding Amount  
1387013
  00031201GV   KANE APPARELS (PVT) LTD.   USD     09 Dec 2003   27 Apr 2004     0.00       127,202.23  
1387014
  00041201GV   MAGNUM GARMENTS LTD.   USD     10 Dec 2003   20 Apr 2004     0.00       12,168.06  
1387015
  00051202GV   FX GROUP INTERNATIONAL LIMITED   USD     09 Dec 2003   22 Apr 2004     0.00       "348,256.80  
1387017
  00071203GV   STERLING APPARELS LTD.   USD     09 Dec 2003   24 Jul 2004     0.00       1,163,929.12  
1387022
  00131205GV   SAYTAZ INTERNATIONAL   USD     09 Dec 2003   12 May 2004     0.00       582,364.63  
1387024
  00151205GV   DEFIANCE TRADING LLC   USD     24 Dec 2003   28 Jun 2004     0.00       2,149,528.97  
1387031
  0002ME615   MONTROSE MARKETING LTD.   USD     14 Jan 2004   14 Apr 2004     0.00       126,344.19  
1387032
  0003ME616   PRATTISON GARMENT LIMITED   USD     14 Jan 2004   19 Apr 2004     0.00       36,803.83  
1387033
  0004ME617   M/S EXEMPLARY COMPANY LTD.   USD     14 Jan 2004   21 Apr 2004     0.00       39,456.42  
1387034
  0005ME618   KUK RIM LIMITED   USD     14 Jan 2004   14 May 2004     0.00       490,921.67  
1387036
  0007ME620   KISH EXPORTS LIMITED   USD     14 Jan 2004   14 Apr 2004     0.00       66.26  
1387045
  0016GV   ORIT APPARELS PVT LTD.   USD     16 Jan 2004   04 May 2004     0.00       487,062.22  
1387060
  0041ME637   YAW CHING ENTERPRISE CO. LTD.   USD     29 Jan 2004   14 Apr 2004     0.00       23,500.00  
1387062
  ME6390043   SAMHAN CAMBODIA FABRIC CO., LTD.   USD     09 Feb 2004   21 May 2004     0.00       576,905.00  
1387066
  GV0047   ORIT APPARELS PVT LTD.   USD     06 Feb 2004   29 Jun 2004     0.00       1,128,061.11  
1387067
  GV0048   MAGNAUM GARMENTS LTD.   USD     10 Feb 2004   14 Apr 2004     0.00       61,460.03  
1387068
  GV0049   ORIT APPARELS PVT LTD.   USD     06 Feb 2004   20 Jul 2004     0.00       1,176,312.70  
1387069
  ME6400050   P.T. PAN RAMA VISTA GARMENT   USD     09 Feb 2004   20 Apr 2004     0.00       33,785.50  
1387070
  ME6410051   MONTROSE MARKETING LTD.   USD     06 Feb 2004   15 May 2004     0.00       120,808.63  
1387071
  ME6420052   KUK RIM LIMITED   USD     06 Feb 2004   21 May 2004     0.00       537,027.04  
1387072
  ME6430053   PRATTISON GARMENT LIMITED   USD     13 Feb 2004   17 May 2004     0.00       165,063.77  
1387075
  ME6470057   LEADING MANUFACTURER PTE LTD   USD     06 Feb 2004   21 May 2004     0.00       474,813.30  
1387076
  ME6480058   DAE GU APPAREL CORPORATION   USD     11 Feb 2004   16 May 2004     0.00       95,325.00  
1387083
  GV0065   ORIT APPARELS PVT LTD.   USD     11 Feb 2004   22 Jul 2004     0.00       6,744,924.24  
1387089
  GV0070   REALTY TEXTILE CO., LTD.   USD     19 Feb 2004   14 Apr 2004     0.00       261,515.13  
1387091
  ME6490072   INJAE TRADING   USD     23 Feb 2004   06 May 2004     0.00       53,200.00  
1387092
  ME6500073   EASTERN FORIA CORPORATION   USD     23 Feb 2004   20 Apr 2004     0.00       12,652.50  
1387093
  ME6510074   VICKA LIMITED   USD     23 Feb 2004   10 May 2004     0.00       16,452.61  
1387094
  ME6520075   JRB HOWARD INTERNATIONAL CO. LTD.   USD     24 Feb 2004   21 May 2004     0.00       47,720.15  
1387095
  ME6530076   YAW CHING ENTERPRISE CO. LTD.   USD     23 Feb 2004   21 May 2004     0.00       40,647.75  
1387096
  GV0077   KANE APPARELS (PVT) LTD.   USD     25 Feb 2004   13 Jul 2004     0.00       379,053.42  
1387097
  GV0078   KATUNAYAKE GARMENTS LTD   USD     24 Feb 2004   15 Jun 2004     0.00       45,735.90  
1387098
  GV0079   UNION APPARELS (PVT) LTD.   USD     24 Feb 2004   09 Jun 2004     0.00       156,089.59  
1387100
  ME6540081   KISH EXPORTS LIMITED   USD     24 Feb 2004   19 May 2004     0.00       73,546.88  
1387102
  ME6560083   CHANDER CREATIONS   USD     24 Feb 2004   10 May 2004     0.00       22,320.00  
64035901
  GV0084   UNION APPARELS (PVT) LTD.   USD     26 Feb 2004   27 Apr 2004     0.00       108,657.55  
64035902
  GV0085   MAGNUM GARMENTS LTD.   USD     26 Feb 2004   25 May 2004     0.00       211,419.98  
     
Page 2 of 5   ImpBalBk.rpt

 


 

     
Import L/C — Outstanding: by Bank Reference   03 May 2004
JONES APPAREL GROUP-NINEWEST   7:55 AM
                                         
            Currency     Issue   Expiry   Foreign Currency        
Fleet Reference   Jones Apparel Ref   Beneficiary Name   Code     Date   Date   Outstanding Amount     Outstanding Amount  
64035903
  ME6570086   ULUDAG TEKSTIL KONFEKSIYON GIYIM   USD     03 Mar 2004   15 May 2004     0.00       551,884.92  
64035904
  ME6580087   EVRO MIR OOD   USD     03 Mar 2004   21 May 2004     0.00       161,870.00  
64035905
  ME6590088   ULUDAG TEKSTIL KONFEKSIYON GIYIM   USD     03 Mar 2004   17 Apr 2004     0.00       369,085.37  
64035906
  ME6610089   TRAKYA TEKSTIL VE GIYIM   USD     03 Mar 2004   15 May 2004     0.00       467,056.85  
64035907
  GV0090   ANANTA FASHION LTD.   USD     05 Mar 2004   30 Jul 2004     0.00       468,586.79  
64035908
  GV0091   ORIT APPARELS PVT LTD.   USD     05 Mar 2004   20 Jul 2004     0.00       202,179.26  
64035909
  ME6600092   M/S EXEMPLARY COMPANY LTD.   USD     05 Mar 2004   20 Jun 2004     0.00       243,283.00  
64035910
  ME6620093   MONTROSE MARKETING LTD.   USD     05 Mar 2004   14 Jun 2004     0.00       212,043.72  
64035911
  ME6630094   UNITEX FASHIONS (INDIA) PVT LTD   USD     05 Mar 2004   14 Jun 2004     0.00       162,163.56  
64035912
  ME6640095   LEADING MANUFACTURER PTE LTD   USD     05 Mar 2004   21 Jun 2004     0.00       703,025.10  
64035913
  ME6650096   SAMHAN CAMBODIA FABRIC CO., LTD.   USD     08 Mar 2004   30 May 2004     0.00       477,288.76  
64035914
  ME6660097   SJ JERSEY ECUATORIANO C.A.   USD     08 Mar 2004   12 Jun 2004     0.00       15,719.58  
64035915
  ME6670098   KUK RIM LIMITED   USD     05 Mar 2004   20 Jun 2004     0.00       4,454,599.96  
64035916
  ME6680099   SHANTOU SEZ LIANXING WEAVING CO.   USD     11 Mar 2004   20 Jun 2004     0.00       501,814.00  
64035917
  GV0100   MRC NAIROBI EPZ LTD   USD     11 Mar 2004   11 Aug 2004     0.00       1,189,266.88  
64035918
  GV0101   FX GROUP INTERNATIONAL LIMITED   USD     12 Mar 2004   15 Aug 2004     0.00       2,231,600.37  
64035919
  GV0102   REALTY TEXTILE CO., LTD.   USD     11 Mar 2004   15 May 2004     0.00       593,448.14  
64035920
  GV0103   ORIT APPARELS PVT LTD.   USD     11 Mar 2004   27 Jul 2004     0.00       476,315.75  
64035921
  GV0104   HITECH TEXTILE LLC   USD     17 Mar 2004   15 Jul 2004     0.00       1,340,225.69  
64035922
  GV0105   DEFIANCE TRADING LLC   USD     17 Mar 2004   24 Jun 2004     0.00       2,283,961.94  
64035923
  GV0106   KANE APPARELS (PVT) LTD.   USD     17 Mar 2004   05 Jul 2004     0.00       628,305.03  
64035924
  GV0107   UNION APPARELS (PVT) LTD.   USD     18 Mar 2004   05 Jul 2004     0.00       983,992.66  
64035925
  GV0108   MAGNUM GARMENTS LTD.   USD     17 Mar 2004   05 Jul 2004     0.00       439,192.60  
64035926
  GV0109   MEGA DIS TICARET LTD STIL   USD     22 Mar 2004   30 Apr 2004     0.00       47,880.00  
64035927
  GV0110   KATUNAYAKE GARMENTS LTD   USD     22 Mar 2004   06 Jul 2004     0.00       366,237.22  
64035928
  GV0111   MRC NAIROBI EPZ LTD   USD     22 Mar 2004   13 Jul 2004     0.00       1,480,024.97  
64035929
  ME6690112   CHANGCHUN QIYA GARMENT CO. LTD   USD     22 Mar 2004   20 Jun 2004     0.00       44,125.00  
64035930
  ME6700113   NANJING TEXTILES IMPORT AND EXPORT   USD     22 Mar 2004   21 Jun 2004     0.00       203,100.00  
64035931
  ME6170114   EVA SWEATER LIMITED   USD     22 Mar 2004   05 Jun 2004     0.00       135,610.23  
64035932
  ME6720115   NIHSER TEKSTIL ITHALAT IHRACAT SAN   USD     22 Mar 2004   15 May 2004     0.00       138,921.00  
64035933
  ME6740117   S.P.A.R.K.   USD     23 Mar 2004   20 Apr 2004     0.00       15,063.90  
64035934
  ME6750118   OZSPRINT SPOR MALZ IMALAT   USD     22 Mar 2004   30 Apr 2004     0.00       137,447.00  
64035935
  GV0119   SERVITEJO SA   USD     22 Mar 2004   05 May 2004     0.00       108,906.00  
64035936
  ME6730016   MUDANJIANG TIANYE IMPORT AND   USD     24 Mar 2004   20 Jun 2004     0.00       95,262.50  
64035937
  GV0120   DEFIANCE TRADING LLC   USD     26 Mar 2004   21 Jun 2004     0.00       445,319.29  
64035938
  GV0121   DEFIANCE TRADING LLC   USD     26 Mar 2004   25 May 2004     0.00       99,939.53  
64035939
  GV0122   DEFIANCE TRADING LLC   USD     26 Mar 2004   04 Jun 2004     0.00       585,734.48  
     
Page 3 of 5   ImpBalBk.rpt


 

     
Import L/C - Outstanding: by Bank Reference   03 May 2004
JONES APPAREL GROUP-NINEWEST   7:55 AM
                                         
                            Foreign Currency        
            Currency     Issue   Expiry   Outstanding        
Fleet Reference   Jones Apparel Ref   Beneficiary Name   Code     Date   Date   Amount     Outstanding Amount  
64035940
  GV0123   DEFIANCE TRADING LLC   USD     26 Mar 2004   13 Jul 2004     0.00       1,716,305.10  
64035941
  GV0124   SUNTEX INTEGRATED INC.   USD     26 Mar 2004   14 Jun 2004     0.00       704,876.63  
64035942
  GV0125   MANUFACTURAS TEXTILES IMATEX LTDA   USD     26 Mar 2004   20 Jun 2004     0.00       287,242,20  
64035943
  ME6760126   M/S UNICON INTERNATIONAL PVT LTD   USD     26 Mar 2004   14 Jun 2004     0.00       80,250.00  
64035944
  0127ME677   EVER PROSPER BUSINESS CO. LTD   USD     26 Mar 2004   20 Jun 2004     0.00       140,574.40  
64035945
  ME6780128   YAW CHING ENTERPRISE CO. LTD.   USD     26 Mar 2004   05 Jun 2004     0.00       204,864.10  
64035946
  ME6790129   KUK RIM LIMITED   USD     26 Mar 2004   21 Jul 2004     0.00       2,885,341.76  
64035947
  ME6800130   DAE GU APPAREL CORPORATION   USD     29 Mar 2004   21 Jul 2004     0.00       483,655.57  
64035948
  ME6810131   SHANTOU SEZ LIANXING WEAVING CO.   USD     29 Mar 2004   21 Jul 2004     0.00       289,849.50  
64035949
  ME6820132   SAMHAN CAMBODIA FABRIC CO., LTD.   USD     29 Mar 2004   06 Jul 2004     0.00       39,337.50  
64035950
  ME6830133   PT. DAEYU POLEKO INDONESIA   USD     29 Mar 2004   06 Jul 2004     0.00       92,925.00  
64035951
  ME6840134   LIAONING CHENG DA ENTERPRISES CO.   USD     29 Mar 2004   21 Jul 2004     0.00       154,846.25  
64035952
  ME6850138   XINRUN KNITTING CO. LTD   USD     30 Mar 2004   19 Jul 2004     0.00       165,918.79  
64035953
  ME6860139   ULUDAG TEKSTIL KONFEKSIYON GIYIM   USD     02 Apr 2004   30 May 2004     0.00       89,444.00  
64035954
  GV0140   MUSTAFA AND KAMAL ASHRAF TRADING   USD     09 Apr 2004   30 Jun 2004     0.00       218,920.32  
64035955
  GV0141   CONFECCIONES TEXTILES EL AGUILA   USD     09 Apr 2004   25 Jun 2004     0.00       95,388.30  
64035956
  ME6870142   M/S EXEMPLARY COMPANY LTD.   USD     13 Apr 2004   06 Jul 2004     0.00       373,115.22  
64035957
  ME6880143   MONTROSE MARKETING LTD.   USD     13 Apr 2004   15 Jul 2004     0.00       96,812.78  
64035958
  ME6900144   ORIENT CRAFT LIMITED   USD     13 Apr 2004   20 Jun 2004     0.00       109,915.39  
64035959
  ME6910145   EVER PROSPER BUSINESS CO. LTD   USD     14 Apr 2004   01 Jul 2004     0.00       123,583.93  
64035960
  ME6920146   M/S UNICON INTERNATIONAL PVT LTD   USD     09 Apr 2004   15 Jul 2004     0.00       241,021.50  
64035961
  ME6930147   LEADING MANUFACTURER PTE LTD   USD     13 Apr 2004   21 Jul 2004     0.00       109,900.00  
64035962
  ME6940148   INJAE TRADING   USD     14 Apr 2004   15 Jul 2004     0.00       130,474.81  
64035963
  ME6890149   NANJING TEXTILES IMPORT AND EXPORT   USD     15 Apr 2004   21 Jul 2004     0.00       175,293.00  
64035964
  GV0150   KANE APPARELS (PVT) LTD.   USD     16 Apr 2004   05 Jul 2004     0.00       44,672.59  
64035965
  GV0151   DEFIANCE TRADING LLC   USD     15 Apr 2004   23 Jun 2004     0.00       249,682.25  
64035966
  0152GV   DEFIANCE TRADING LLC   USD     15 Apr 2004   11 Jun 2004     0.00       484,506.26  
64035967
  GV0153   ORIT APPARELS PVT LTD.   USD     15 Apr 2004   10 Aug 2004     0.00       270,893.10  
64035968
  GV0154   UNION APPARELS (PVT) LTD.   USD     15 Apr 2004   11 Aug 2004     0.00       827,056.28  
64035969
  GV0155   KATUNAYAKE GARMENTS LTD   USD     15 Apr 2004   11 Aug 2004     0.00       266,425.32  
64035970
  GV0156   MAGNUM GARMENTS LTD.   USD     15 Apr 2004   11 Aug 2004     0.00       298,226.41  
64035971
  GV0157   ORIT APPARELS PVT LTD.   USD     15 Apr 2004   11 Aug 2004     0.00       4,727,309.69  
64035972
  GV0159   ORIT APPARELS PVT LTD.   USD     16 Apr 2004   05 Sep 2004     0.00       230,958.12  
64035973
  GV00159   KANE APPARELS (PVT) LTD.   USD     16 Apr 2004   11 Aug 2004     0.00       152,588.10  
64035974
  GV0160   ALNAHR ALKHALID INT CO   USD     23 Apr 2004   09 Jul 2004     0.00       1,326,603.76  
64035975
  ME6950161   SUN TAY LON CO. LTD   USD     23 Apr 2004   21 Jul 2004     0.00       61,400.00  
64035976
  ME6960162   THOUSAND LANE LTD.   USD     23 Apr 2004   21 Jul 2004     0.00       74,500.00  
     
Page 4 of 5   ImpBalBk.rpt


 

     
Import L/C — Outstanding: by Bank Reference   03 May 2004
JONES APPAREL GROUPS — NINEWEST   7:55 AM
                                         
                            Foreign Currency        
Fleet Reference   Jones Apparel Ref   Beneficiary Name   Currency Code     Issue Date   Expiry Date   Outstanding Amount     Outstanding Amount  
64035977
  ME6970163   YAW CHING ENTERPRISE CO. LTD.   USD     23 Apr 2004   14 Jul 2004     0.00       56,250.00  
64035978
  ME6980164   JRB HOWARD INTERNATIONAL CO. LTD.   USD     23 Apr 2004   21 Jul 2004     0.00       270,490.00  
64035979
  ME6990165   ULUDAG TEKSTIL KONFEKSIYON GIYIM   USD     23 Apr 2004   30 Jun 2004     0.00       97,315.00  
64035980
  ME7000166   OZSPRINT SPOR MALZ IMALAT   USD     23 Apr 2004   30 Jun 2004     0.00       137,447.00  
64035981
  ME7010167   J/V SHAYHONTOHUR TEKSTIL   USD     29 Apr 2004   05 Jul 2004     0.00       487,776.59  
64035982
  GV0168   GULF BARAKA APPAREL W.L.L.   USD     29 Apr 2004   25 May 2004     0.00       286,761.83  
64035983
  GV0169   GULF BARAKA APPAREL W.L.L.   USD     29 Apr 2004   29 Jun 2004     0.00       764,425.33  
 
                                     
 
                          Grand Total:     81,604,045.00  
Selection Criteria:
     
Page 5 of 5   ImpBalBk.rpt


 

Subsidiaries and Capitalization   Schedule 7.1(b)
                         
    State/Country               Shares Issued and  
Name of Corporation   of Incorporation   Type of Shares   Shares Authorized     Outstanding  
Anne Klein ULC
  Canada   Common     100,000       1  
Apparel Testing Services, Inc.
  New Jersey   Common     1,000       100  
Asia Expert Limited
  Hong Kong   HK$   500,000       100  
Camisas de Juarez, S.A. de C.V.
  Mexico   Series A     2,000       2,000  
 
      Series B     35,411,970       35,411,970  
 
                       
CNC West Division Mexico, S.A. de C.V. (in liquidation)
  Mexico   Common     50,000       49,999  
Exportex de Mexico, S.A. de C.V.
  Mexico   Common     1,000       1,000  
Greater Durango, S. de R.L. de C.V.
  Mexico   Common     3,000       3,000  
Import Technology of Texas, Inc.
  Texas   Common     500,000       1,000  
JAG Management Services, Inc.
  Delaware   Common     200       60  
Jones Apparel Group Canada Inc.
  Canada   Common   Unlimited       6,010,907  
Jones Apparel Group Holdings, Inc.
  Delaware   Common     1,000       1,000  
Jones Apparel Group, Inc.
  Pennsylvania   Common     201,000,000       126,068,631 /*
Jones Apparel Group USA, Inc.
  Pennsylvania   Common     1,000       1,000  
Jones Apparel of Texas, Ltd. (Partnership)
  Texas                    
.5% is owned by Import Technology of Texas, Inc. and 99.5% is owned by Sun Apparel, Inc.
                       
Jones Factor Company
  Delaware   Common     1,000       1,000  
Jones International Limited
  Hong Kong   Common     100       100  
Jones Investment Co., Inc.
  Delaware   Common     200       100  
Jones Management Service Company
  Delaware   Common     1,000       1,000  
Jones Retail Corporation
  New Jersey   Common     1,000       100  
Kasper, Ltd.
  Delaware   Common     1,000       100  
Kasper Canada ULC
  Canada   Common     100,000       100  
Kasper Europe, Ltd.
  Delaware   Common     1,500       100  
Kasper Holdings, Inc.
  Delaware   Common     1,000       100  
Kasper Partnership, G.P.
  Canada   Common     100       100  
Maquilas Pami, S.A. de C.V.
  Mexico   Common     100       100  
Manufacturera Sun Apparel, S. de R.L. de C.V.
  Mexico   Common     3,000       3,000  
McNaughton Apparel Group Inc.
  Delaware   Common     1,000       1,000  
Nine West Accessories (HK) Limited
  Hong Kong   Ordinary     10,000       2  
Nine West Canada Corporation (in liquidation)
  Canada   Common   Unlimited       1  
Nine West Development Corporation
  Delaware   Common     3,000       1,000  
Nine West Footwear Corporation
  Delaware   Common     3,000       1,000  
Nine West Group Italy S.r.l. (in liquidation)
  Italy   Ordinary     20,000,000       20,000  
Nine West Melbourne Pty. Ltd.
  Australia   Ordinary     100,000       100  
Nine West Serviços de Assessoria de Compras Ltda. (in liquidation)
  Brazil   Reais   R514.430,00reais     R514.430,00reais  
Norton McNaughton of Squire, Inc.
  New York   Common     15,000       10,000  
Sun Apparel, Inc.
  Delaware   Common     200       200  
Victoria + Co International Ltd.
  Delaware   Common     1,000       1,000  
Victoria + Co Ltd.
  Rhode Island   Common     3,450       3,450  
 
*   This outstanding amount is as of 3/19/04

 


 

Schedule 7.1(n)
No Material Adverse Change

 


 

Schedule 7.1(p)
JONES APPAREL GROUP, INC.
SCHEDULE OF DEBT
AS OF MAY 1, 2004
                 
    Interest Rate     Balance at 5/01  
Jones Apparel Group USA, Inc.
               
 
               
Bank of America
               
(Tennessee warehouses)
  Various   $ 1,666,666  
 
               
Capital Leases
               
Computer Equipment
  Various   $ 15,859,289  
 
               
7.50% Senior Notes due 2004
    7.50 %   $ 174,963,353  
7.875% Senior Notes due 2006
    7.875 %   $ 224,338,122  
 
               
Nine West Group, Inc.
               
 
               
8.375% Series B Senior Notes due 2005
    8.375 %   $ 129,525,228  
 
               
Capital Leases
               
Equipment
  Various   $ 283,175  
 
               
Jones Retail Corporation
               
 
               
Capital Leases
               
Equipment
  Various   $ 1,690,903  
 
               
McNaughton
               
 
               
Capital Lease
               
(Virginia warehouse)
    7.20 %   $ 24,935,881  
 
               
Jones Management Service
               
 
               
Capital Leases
               
Equipment
  Various   $ 3,353,934  
 
               
Jones International Limited
               
 
               
Capital Leases
               
Equipment
  Various   $ 54,601  

 


 

JONES APPAREL GROUP, INC.
SCHEDULE OF INTERCOMPANY DEBT
AS OF MAY 1, 2004
                 
Jones Apparel Group USA, Inc.
               
Due to Jones Canada
  $ 13,487,093          
Due to Kasper
    5,606,188          
Due to Nine West
    284,743,102          
Due to Jones Apparel of Texas
    45,159,927          
Due to Jones Investment Company
    46,646,722          
Due to Apparel Testing Services
    555,979          
 
             
 
            396,199,011  
 
               
Nine West Footwear
               
Due to Jones Apparel of Texas
  $ 402,265          
Due to Jones Retail Corporation
    235,055,968          
Due to Kasper Canada
    147,878          
Due to Nine West International — Italy
    627,571          
Due to Nine West Development
    21,182,435          
Due to Jones Management Service Company
    8,586,270          
Due to Jones Investment Company
    753,074          
Due to Jones Apparel Group Holdings
    2,117,122          
 
             
 
            268,872,583  
 
               
Jones Apparel of Texas
               
Due to Jones Apparel Group, Inc.
  $ 13,242,003          
Due to Jones Canada
    2,994          
Due to RL Management, Inc.
    1,196,224          
Due to Jones Management Service Company
    10,058,021          
Due to Jones Investment Company
    1,304,983          
Due to Apparel Testing Services
    2,584          
Due to Jones International Limited
    1,378,943          
 
             
 
            27,185,752  
 
               
Jones Retail Corp.
               
Due to Jones Apparel Group USA
  $ 249,065,127          
Due to Jones Apparel Group, Inc.
    791,340          
Due to Jones Apparel of Texas
    5,801,389          
Due to Kasper
    27,427,372          
Due to Nine West Development
    33,747,588          
Due to Jones Factor Company
    971          
Due to Jones Management Service Company
    6,326,657          
Due to Nine West Footwear
    123,602,810          
Due to Victoria
    843,230          
 
             
 
            447,606,484  
 
               
Jones Apparel Group Canada Inc.
               
Due to Jones Apparel Group Inc.
  $ 5,445,720          

2


 

                 
Due to Nine West International — Canada
    6,051          
Due to Jones International Limited
    258,522          
Due to McNaughton Apparel
    7,337          
Due to Jones Apparel of Texas
    22,553          
 
             
 
            5,740,183  
 
               
Victoria + Co
               
Due to Jones Investment Company
  $ 4,617,271          
Due to Jones Apparel Group, USA
    8,536,352          
Due to Jones Apparel Group, Inc.
    980,803          
Due to Jones Apparel of Texas
    59,391          
Due to Jones Management Service Company
    28,542,478          
Due to Nine West Footwear
    3,659,251          
Due to Nine West Development
    2,635,955          
 
             
 
            49,031,501  
 
               
McNaughton Apparel Group
               
Due to Nine West Development
  $ 3,350,765          
Due to Jones Management Service Company
    11,540,608          
Due to Jones Apparel Group USA
    155,191,635          
Due to Jones Canada
    1,249          
Due to Jones Apparel of Texas
    3,154,660          
Due to Victoria
    1,760,007          
Due to Jones Retail Corporation
    6,700,798          
Due to Nine West Footwear
    44,576          
Due to Apparel Testing Services
    151,187          
 
             
 
            181,895,485  
 
               
Jones Investment Company Inc.
               
Due to Kasper
  $ 68,595,994          
Due to Lion Licensing, LTD
    4,475,687          
Due to Jones Retail Corporation
    3,665,967          
Due to McNaughton Apparel
    193,293,236          
Due to Jones Apparel Group Holdings
    3,597,808          
 
             
 
            273,628,692  
 
               
Jones Apparel Group Holdings, Inc.
               
Due to Jones Apparel Group USA
  $ 142,981,493          
Due to Jones Apparel Group, Inc.
    115,762          
Due to Jones Factor Company
    8          
Due to Nine West Development
    303,624          
Due to Jones Retail Corp
    24,545,612          
 
             
 
            167,946,499  
 
               
Jones Management Service Company
               
Due to Jones Apparel Group USA
  $ 48,000,749          
Due to RL Management, Inc.
    394,875          
Due to Nine West Development
    3,712,199          
Due to Jones Investment Company
    10,521,670          
Due to Jones Apparel Group Holdings
    254,826          
Due to Jones International Limited
    700,000          
 
             
 
            63,584,319  

3


 

                 
Nine West Development Corp.
               
Due to Jones Investment Company
  $ 1,338,418          
Due to Jones Apparel Group, USA
    5,937,554          
 
             
 
            7,275,972  
 
               
Nine West International — Canada
               
Due to Jones Apparel Group USA
  $ 4,839          
Due to Jones Retail Corporation
    148,189          
 
             
 
            153,028  
 
               
Nine West International – Hong Kong
               
Due to Jones Apparel Group USA
  $ 495          
Due to Jones Retail Corporation
    36,326          
Due to Nine West Footwear
    364,592          
 
             
 
            401,413  
 
               
Nine West International – Italy
               
Due to Jones Retail Corporation
            298,387  
 
               
Jones International, Ltd.
               
Due to Jones Apparel Group USA
  $ 5,354,943          
Due to Kasper
    539,380          
Due to Nine West International – Hong Kong
    495          
 
             
 
            5,894,818  
 
               
Jones Factor Company
               
Due to Jones Management Service Company
  $ 8,663          
Due to Nine West Development
    3,624          
 
             
 
            12,287  
 
               
Jones Apparel Group, Inc.
               
Due to Jones Apparel Group, USA
  $ 99,017,477          
Due to Kasper
    5,225          
Due to Nine West Footwear
    2,773,146          
Due to Norton McNaughton
    14,606,557          
Due to Jones Management Service Company
    40,276          
 
             
 
            116,442,621  
 
               
JAG Management Services
               
Due to Jones Apparel Group USA
  $ 1,062,225          
Due to Jones Apparel Group, Inc.
    6,867          
Due to Jones Retail Corporation
    24,654          
 
             
 
            1,093,746  
 
               
Kasper
               
Due to Jones Canada
  $ 586          
Due to Jones Apparel of Texas
    1,267,771          
Due to Asia Expert LTD
    3,099,433          
Due to Nine West Footwear
    2,240,806          
Due to Norton McNaughton
    58,445          

4


 

                 
Due to Jones Management Service Company
    1,524,664          
 
             
 
            8,191,705  
 
               
Lion Licensing
               
Due to Jones Apparel Group USA
  $ 4,986          
Due to Kasper
    28,705,500          
Due to Nine West Development
    3,624          
Due to Jones Investment Company
    4,475,687          
 
             
 
            33,189,797  
 
               
NSC Acquisition Corporation
               
Due to Jones Apparel Group USA
  $ 305,659          
Due to Jones Apparel Group, Inc.
    42,100          
 
             
 
            347,759  
 
               
 
          $ 2,054,992,042  
 
             

5


 

Schedule 7.1(q)
Litigation


 

Schedule 11.3
Existing Liens
1.  
Liens, if any, in respect of certain computer equipment, POS equipment, warehouse equipment, copiers and other office equipment and office furniture used by the Credit Parties and their Subsidiaries which are subject to leases, which Liens, in the aggregate, do not have a Material Adverse Effect.
 
2.  
Liens, if any, in respect of the intellectual property acquired pursuant to the acquisition by Nine West Group Inc. of the footwear business of The United States Shoe Corporation, which Liens, in the aggregate, do not have a Material Adverse Effect.

 


 

Schedule 11.4
Page 1 of 3
JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO CONTRACTORS
AS OF MAY 1, 2004
       
     
 
  $ 0
 
     
 
     
TOTAL LOANS AND ADVANCES
TO CONTRACTORS
  $ 0
 
     

 


 

Schedule 11.4
Page 2 of 3
JONES APPAREL GROUP, INC.
LOANS AND ADVANCES TO EMPLOYEES
AS OF MAY 1, 2004
         
SUN APPAREL
  $ 50,222  
 
       
JONES MANAGEMENT SERVICE COMPANY
  $ 99,700  
 
       
JONES CANADA
  $ 2,272  
 
     
 
       
TOTAL LOANS AND ADVANCES TO EMPLOYEES
  $ 152,194  
 
     

 


 

Schedule 11.4
Page 3 of 3
JONES APPAREL GROUP, INC.
INVESTMENTS
AS OF MAY 1, 2004
         
JAG USA
  $ 11,592  
JONES INVESTMENT
  $ 3,340,266  
 
     
 
       
TOTAL INVESTMENTS (including overnight deposits)
  $ 3,351,858  
 
     

 


 

EXHIBIT A-1 — FORM OF
REVOLVING CREDIT NOTE
                    $                                                                                  , 200_
                    FOR VALUE RECEIVED, the undersigned JONES APPAREL GROUP USA, INC., a corporation organized under the laws of Pennsylvania, (the “Borrower”), JONES APPAREL GROUP, INC., a corporation organized under the laws of Pennsylvania, JONES APPAREL GROUP HOLDINGS, INC., a corporation organized under the laws of Delaware, KASPER, LTD., a corporation organized under the laws of Delaware, and NINE WEST FOOTWEAR CORPORATION, a corporation organized under the laws of Delaware (collectively, with the Borrower, the “Debtors”), hereby jointly and severally promise to pay to the order of                                          , (the “Lender”), at the place and times provided in the Credit Agreement referred to below, the principal sum of                                          DOLLARS ($                    ) or, if less, the aggregate unpaid principal amount of all Revolving Credit Loans made to the Borrower by the Lender pursuant to that certain Amended and Restated Five Year Credit Agreement dated as of June 15, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders who are or may become a party thereto (collectively, the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                    The unpaid principal amount of Revolving Credit Loans from time to time outstanding is subject to mandatory repayment from time to time as provided in the Credit Agreement and shall bear interest as provided in Section 5.1 of the Credit Agreement. All payments of principal and interest on Revolving Credit Loans shall be payable in lawful currency of the United States of America in immediately available funds to the account designated in the Credit Agreement.
                    This Revolving Credit Note (the “Revolving Credit Note”) is entitled to the benefits of, and evidences Obligations incurred under, the Credit Agreement, to which reference is made for a statement of the terms and conditions on which the Borrower is permitted and required to make prepayments and repayments of principal of the Obligations evidenced by this Revolving Credit Note and on which such Obligations may be declared to be immediately due and payable.
                    THIS REVOLVING CREDIT NOTE SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.
                    The Debt evidenced by this Revolving Credit Note is senior in right of payment to all Subordinated Debt referred to in the Credit Agreement.
                    The Debtors hereby waive all requirements as to diligence, presentment, demand of payment, protest and (except as required by the Credit Agreement) notice of any kind with respect to this Revolving Credit Note.

 


 

                    IN WITNESS WHEREOF, the undersigned have executed this Revolving Credit Note under seal as of the day and year first above written.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP HOLDINGS, INC.
 
 
  By:      
    Name:      
    Title:      
 
  KASPER, LTD.,
 
 
  By:      
    Name:      
    Title:      
 
  NINE WEST FOOTWEAR CORPORATION
 
 
  By:      
    Name:      
    Title:      


 

         
EXHIBIT A-2 — FORM OF
COMPETITIVE BID
PROMISSORY NOTE
     
U.S.$                       Dated:                     , 200_
                    FOR VALUE RECEIVED, the undersigned JONES APPAREL GROUP USA, INC., a corporation organized under the laws of Pennsylvania, (the “Borrower”), JONES APPAREL GROUP, INC., a corporation organized under the laws of Pennsylvania, JONES APPAREL GROUP HOLDINGS, INC., a corporation organized under the laws of Delaware, KASPER, LTD., a corporation organized under the laws of Delaware, and NINE WEST FOOTWEAR CORPORATION, a corporation organized under the laws of Delaware (collectively, with the Borrower, the “Debtors”), hereby jointly and severally promise to pay to the order of                     , (the “Lender”), at the place and times provided in that certain Amended and Restated Five Year Credit Agreement dated as of June 15, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among Jones Apparel Group USA, Inc., the Additional Obligors referred to therein, the Lenders who are or may become a party thereto (collectively, the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents (as amended or modified from time to time, the “Credit Agreement”; the terms defined therein being used herein as therein defined)), on                     , 200_, the principal amount of [U.S.$                    ] [for a Competitive Bid Loan in an Alternative Currency, list currency and amount of such Loan].
                    The undersigned promise to pay interest on the unpaid principal amount hereof from the date hereof until such principal amount is paid in full, at the interest rate and payable on the interest payment date or dates provided below:
Interest Rate: ___% per annum (calculated on the basis of a year of ___ days for the actual number of days elapsed) (revise as appropriate for a Floating Rate Loan).
                    Both principal and interest are payable in lawful money of                      to Wachovia Bank, National Association, as administrative agent, for the account of the Lender at its office, at                                          in same day funds.
                    This Promissory Note is one of the Competitive Bid Notes referred to in, and is entitled to the benefits of, the Credit Agreement. The Credit Agreement, among other things, contains provisions for acceleration of the maturity hereof upon the happening of certain stated events.
                    THIS COMPETITIVE BID NOTE SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.

 


 

                    The Debt evidenced by this Competitive Bid Note is senior in right of payment to all Subordinated Debt referred to in the Credit Agreement.
                    The Debtors hereby waive all requirements as to diligence, presentment, demand of payment, protest and (except as required by the Credit Agreement) notice of any kind with respect to this Competitive Bid Note.
                    IN WITNESS WHEREOF, the undersigned have executed this Competitive Bid Note under seal as of the day and year first above written.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP, INC.
 
 
  By:      
    Name:      
    Title:      
 
  JONES APPAREL GROUP HOLDINGS, INC.
 
 
  By:      
    Name:      
    Title:      
 
  KASPER, LTD.
 
 
  By:      
    Name:      
    Title:      
 
  NINE WEST FOOTWEAR CORPORATION
 
 
  By:      
    Name:      
    Title:      

 


 

         
EXHIBIT B—1 — FORM OF
NOTICE OF REVOLVING CREDIT BORROWING
NOTICE OF REVOLVING CREDIT BORROWING
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
                    This irrevocable Notice of Revolving Credit Borrowing is delivered to you under Section 2.2(a) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
                    1. The Borrower hereby requests that the Lenders make a Revolving Credit Loan to the Borrower in the aggregate principal amount of $                    . (Complete with an amount in accordance with Section 2.2(a) of the Credit Agreement.)
                    2. The Borrower hereby requests that such Revolving Credit Loan be made on the following Business Day:                                          . (Complete with a Business Day in accordance with Section 2.2(a) of the Credit Agreement).
                    3. The Borrower hereby requests that the Revolving Credit Loan bear interest at the following interest rate, plus the Applicable Margin, as set forth below:
             
            Termination Date for
        Interest Period   Interest Period (If
Component of Loan   Interest Rate   (LIBOR Rate only)   applicable)
 
  Base Rate or LIBOR        
 
  Rate        
                    4. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof (including the requested Revolving Credit Loan) does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.

 


 

                    5. The Borrower hereby represents and warrants that the conditions specified in Section 6.3 of the Credit Agreement have been satisfied or waived as of the date hereof.
                    6. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                    IN WITNESS WHEREOF, the undersigned has executed this Notice of Revolving Credit Borrowing as of the ___day of ___, ___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT B-2 — FORM OF NOTICE OF
COMPETITIVE BID BORROWING
Dated as of:                                         
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
                    The undersigned, JONES APPAREL GROUP USA, INC., refers to the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents, and hereby gives you notice, irrevocably, pursuant to Section 4.1 of the Credit Agreement that the undersigned hereby requests a Competitive Bid Borrowing under the Credit Agreement, and in that connection sets forth the terms on which such Competitive Bid Borrowing (the “Proposed Competitive Bid Borrowing”) is requested to be made:
             
(A)
  Date of Competitive Bid Borrowing        
 
           
(B)
  Amount of Competitive Bid Borrowing        
 
           
(C)
  [Maturity Date] [Interest Period]        
 
           
(D)
  Interest Rate Basis        
 
           
(E)
  Day Count Convention        
 
           
(F)
  Interest Payment Date(s)        
 
           
(G)
  Currency        
 
           
(H)
  Borrower’s Account Location        
 
           
(I) 
                                                                
                    Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                    The undersigned hereby certifies that the following statements are true on the date hereof, and will be true on the date of the Proposed Competitive Bid Borrowing:
                    1. The principal Dollar Amount of all Loans and L/C Obligations outstanding as of the date hereof (including the requested Competitive Bid Loan) does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.

 


 

                    2. The Borrower hereby represents and warrants that the conditions specified in Section 6.4 of the Credit Agreement have been satisfied or waived as of the date hereof.
                    IN WITNESS WHEREOF, the undersigned has executed this Notice of Revolving Credit Borrowing as of the ___day of ______, 200___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
EXHIBIT C — FORM OF NOTICE OF
ACCOUNT DESIGNATION
NOTICE OF ACCOUNT DESIGNATION
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center, TW-4
301 South College Street
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
                    This Notice of Account Designation is delivered to you under Section 2.2(b) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
                    1. The Administrative Agent is hereby authorized to disburse all Loan proceeds into the following account(s):
             
 
         
 
  ABA Routing Number:        
 
     
 
   
 
  Account Number:        
 
           
                    2. This authorization shall remain in effect until revoked or until a subsequent Notice of Account Designation is provided by the Borrower to the Administrative Agent.
                    3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                    IN WITNESS WHEREOF, the undersigned has executed this Notice of Account Designation as of the ___day of _____, ___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

         
EXHIBIT D — FORM OF
NOTICE OF PREPAYMENT
NOTICE OF PREPAYMENT
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center
301 South College Street, TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
                    This irrevocable Notice of Prepayment is delivered to you under Section 2.3(c) of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
                    1. The Borrower hereby provides notice to the Administrative Agent that it shall repay the following [Base Rate Loans] and/or [LIBOR Rate Loans]:
                                                             . (Complete with an amount in accordance with Section 2.3(c) of the Credit Agreement.)
                    2. The Borrower shall repay the above-referenced Revolving Credit Loans on the following Business Day:                     . (Complete in accordance with Section 2.3(c) of the Credit Agreement.)
                    3. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                    IN WITNESS WHEREOF, the undersigned has executed this Notice of Prepayment as of the ______ day of                     , ___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

 


 

EXHIBIT E — FORM OF
NOTICE OF CONVERSION/CONTINUATION
NOTICE OF CONVERSION/CONTINUATION
Dated as of:                     
Wachovia Bank, National Association,
   as Administrative Agent
One First Union Center
301 South College Street,TW-4
Charlotte, North Carolina 28288-0608
Attention: Syndication Agency Services
Ladies and Gentlemen:
                    This irrevocable Notice of Conversion/Continuation (the “Notice”) is delivered to you under Section 5.2 of the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents.
                    1. This Notice is submitted for the purpose of: (Check one and complete applicable information in accordance with the Credit Agreement.)
  Converting all or a portion of a Base Rate Loan into a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
 
  (b)   The principal amount of such Revolving Credit Loan to be converted is $                    .
 
  (c)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
 
  (d)   The requested Interest Period applicable to the converted Revolving Credit Loan is                     .
  Converting all or a portion of a LIBOR Rate Loan into a Base Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    
 
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .

 


 

  (c)   The principal amount of such Revolving Credit Loan to be converted is $                    .
 
  (d)   The requested effective date of the conversion of such Revolving Credit Loan is                     .
  Continuing all or a portion of a LIBOR Rate Loan as a LIBOR Rate Loan
  (a)   The aggregate outstanding principal balance of such Revolving Credit Loan is $                    .
 
  (b)   The last day of the current Interest Period for such Revolving Credit Loan is                     .
 
  (c)   The principal amount of such Revolving Credit Loan to be continued is $                    .
 
  (d)   The requested effective date of the continuation of such Revolving Credit Loan is                     .
 
  (e)   The requested Interest Period applicable to the continued Revolving Credit Loan is                     .
                    2. The principal Dollar Amount of all Revolving Credit Loans and L/C Obligations outstanding as of the date hereof does not exceed the maximum Dollar Amount permitted to be outstanding pursuant to the terms of the Credit Agreement.
                    3. The Borrower hereby represents and warrants that no Default or Event of Default (as defined in the Credit Agreement) has occurred and is continuing.
                    4. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                    IN WITNESS WHEREOF, the undersigned has executed this Notice of Conversion/ Continuation as of the ___day of ___, ___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      


 

         
EXHIBIT F — FORM OF
OFFICER’S COMPLIANCE CERTIFICATE
OFFICER’S COMPLIANCE CERTIFICATE
                    The undersigned, on behalf of JONES APPAREL GROUP USA, INC. (the “Borrower”), hereby certifies to the Administrative Agent and the Lenders, each as defined in the Credit Agreement referred to below, as follows:
                    1. This Certificate is delivered to you pursuant to Section 8.2 of the Amended and Restated Five Year Credit Agreement dated as of June___, 2004 (as amended, restated, supplemented or otherwise modified, the “Credit Agreement”), by and among the Borrower, the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent (the “Administrative Agent”), and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                    2. I have reviewed the consolidated financial statements of Jones Apparel Group, Inc. and its Subsidiaries dated as of                      and for the                      period[s] then ended and such statements present fairly in all material respects the consolidated financial condition of Jones Apparel Group, Inc. and its Subsidiaries as of their respective dates and the results of the consolidated operations of Jones Apparel Group, Inc. and its Subsidiaries for the respective period[s] then ended, subject to normal year end adjustments for interim statements.
                    3. I have reviewed the terms of the Credit Agreement, and the related Loan Documents and have made, or caused to be made under my supervision, a review in reasonable detail of the transactions and the condition of Jones Apparel Group, Inc. and its Subsidiaries during the accounting period covered by the financial statements referred to in Paragraph 2 above. Such review has not disclosed the existence during or at the end of such accounting period of any condition or event that constitutes a Default or an Event of Default, nor do I have any knowledge of the existence of any such condition or event as at the date of this Certificate [except, if such condition or event existed or exists, describe the nature and period of existence thereof and what action the Borrower has taken, is taking and proposes to take with respect thereto].
                    4. The Applicable Margin and information as to the debt ratings necessary for determining such figure are set forth on the attached Schedule 1.
                    5. Jones Apparel Group, Inc. and its Subsidiaries are in compliance with the financial covenants contained in Article X of the Credit Agreement as shown on such Schedule 1.

 


 

                    WITNESS the following signature as of the ___day of ___, ___.
         
  JONES APPAREL GROUP USA, INC.
 
 
  By:      
    Name:      
    Title:      

2


 

         
Schedule 1
to
Officer’s Compliance Certificate
[To be provided by Borrower in form reasonably acceptable to the Administrative Agent]

 


 

EXHIBIT G — FORM OF
ASSIGNMENT AND ACCEPTANCE
ASSIGNMENT AND ACCEPTANCE
Dated as of:                     
                    Reference is made to the Amended and Restated Five Year Credit Agreement dated as of June 15, 2004, as amended, restated, supplemented or otherwise modified (the “Credit Agreement”) by and among JONES APPAREL GROUP USA, INC., a Pennsylvania corporation (the “Borrower”), the Additional Obligors referred to therein, the lenders party thereto (the “Lenders”), Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as Joint Lead Arrangers and Joint Bookrunners, Wachovia Bank, National Association, as Administrative Agent, and Citibank, N.A. and JPMorgan Chase Bank, as Syndication Agents, and Bank of America, N.A., Barclays Bank plc and SunTrust Bank, as Documentation Agents. Capitalized terms used herein which are not defined herein shall have the meanings assigned thereto in the Credit Agreement.
                                                    (the “Assignor”) and                                           (the “Assignee”) agree as follows:
                    1. The Assignor hereby sells and assigns to the Assignee, and the Assignee hereby purchases and assumes from the Assignor, as of the Effective Date (as defined below), a ___% interest in and to all of the Assignor’s interest, rights and obligations with respect to its Revolving Credit Commitment and Revolving Credit Loans (including such percentage of the outstanding L/C Obligations), which percentage represents not less than $5,000,000, unless such percentage equals 100% of such Lender’s Revolving Credit Commitment, and the Assignor thereby retains ___% of its interest therein.
                    This Assignment and Acceptance is entered pursuant to, and authorized by, Section 14.10 of the Credit Agreement.
                    2. The Assignor (i) represents that, as of the date hereof, its Revolving Credit Commitment Percentage (without giving effect to assignments thereof which have not yet become effective) under the Credit Agreement is ___% and the outstanding balances of its Revolving Credit Loans (including its Revolving Credit Commitment Percentage of the outstanding L/C Obligations) is $               ; (ii) makes no representation or warranty and assumes no responsibility with respect to any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document or the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Credit Agreement or any other instrument or document furnished pursuant thereto, other than that the Assignor is the legal and beneficial owner of the interest being assigned by it hereunder and that such interest is free and clear of any adverse claim; (iii) makes no representation or warranty and assumes no responsibility with respect to the financial condition of the Borrower or its Subsidiaries or the performance or observance by the Borrower or its Subsidiaries of any of their obligations under the Credit Agreement or any other instrument or document furnished or executed pursuant thereto; and (iv) to the extent it has received Revolving Credit Note(s) from the Borrower, attaches the applicable Revolving Credit Note(s) delivered to it under the Credit Agreement and requests that the Borrower exchange such Revolving Credit Note(s) for new Revolving Credit Notes payable to each of the Assignor and the Assignee as follows:

 


 

                 
    Revolving Credit Note            
    Payable to the Order of:       Principal Amount of Note:    
 
 
 
 
     
 
   
 
               
 
 
 
     
 
   
                    3. The Assignee (i) represents and warrants that it is legally authorized to enter into this Assignment and Acceptance; (ii) confirms that it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to Section 8.1 thereof and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Acceptance; (iii) agrees that it will, independently and without reliance upon the Assignor or any other Lender or the Administrative Agent and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement; (iv) confirms that it is an Eligible Assignee; (v) appoints and authorizes the Administrative Agent to take such action as agent on its behalf and to exercise such powers under the Credit Agreement and the other Loan Documents as are delegated to the Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; (vi) agrees that it will perform in accordance with their terms all the obligations which by the terms of the Credit Agreement and the other Loan Documents are required to be performed by it as a Lender; (vii) agrees to hold all confidential information in accordance with the provisions of Section 14.10(g) of the Credit Agreement; and (viii) includes herewith for the Administrative Agent the forms required by Section 5.11(e) of the Credit Agreement (if not previously delivered).
                    4. The effective date for this Assignment and Acceptance shall be as set forth in Section 1 of Schedule 1 hereto (the “Effective Date”), subject to the consents referred to in the following sentence. Following the execution of this Assignment and Acceptance, it will be delivered to the Administrative Agent for, to the extent required by the Credit Agreement, consent by the Borrower and the Administrative Agent and acceptance and recording in the Register.
                    5. Upon such consents, acceptance and recording, from and after the Effective Date, (i) the Assignee shall be a party to the Credit Agreement and the other Loan Documents to which Lenders are parties and, to the extent provided in this Assignment and Acceptance, have the rights and obligations of a Lender under each such agreement, and (ii) the Assignor shall, to the extent provided in this Assignment and Acceptance, relinquish its rights and be released from its obligations under the Credit Agreement and the other Loan Documents.
                    6. Upon such consents, acceptance and recording, from and after the Effective Date, the Administrative Agent shall make all payments in respect of the interest assigned hereby (including payments of principal, interest, fees and other amounts) to the Assignee. The Assignor and Assignee shall make all appropriate adjustments in payments for periods prior to the Effective Date or with respect to the making of this assignment directly between themselves.
                    7. THIS ASSIGNMENT AND ACCEPTANCE SHALL BE DEEMED TO BE A CONTRACT UNDER SEAL AND SHALL BE GOVERNED BY AND CONSTRUED IN

2


 

ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE CONFLICTS OR CHOICE OF LAW PRINCIPLES THEREOF.

3


 

     WITNESS the following signatures as of the ___ day of ___, ___.
         
   
ASSIGNOR:
 
 
  By:      
  Title:      
       
 
  ASSIGNEE:
 
 
  By:      
  Name:      
  Title:      
 
Acknowledged and Consented to on behalf of the Credit Parties:
             
JONES APPAREL GROUP USA, INC.    
 
           
By:
           
         
Name:          
Title:  
 
   
 
 
 
   
 
           
Consented to and Accepted by:    
 
           
WACHOVIA BANK, NATIONAL ASSOCIATION,    
as Administrative Agent    
 
           
By:
           
         
Name:          
Title:
 
   
 
 
 
   

4


 

Schedule 1
to
Assignment and Acceptance
                 
      1.     Effective Date: _________________, ______
 
               
      2.     Assignor’s Interest
            Prior to Assignment:
 
               
 
          (a)   Revolving Credit Commitment Percentage
 
               
%
               
 
               
 
          (b)   Outstanding balance of Revolving Credit Loans
 
               
$
               
 
               
 
          (c)   Outstanding balance of Assignor’s Revolving
 
              Credit Commitment Percentage of the
 
              L/C Obligations
 
               
$
               
 
               
      3.     Assigned Interest (from Section 1) of:
 
          (a)   Revolving Credit Loans
 
               
%
               
 
               
      4.     Assignee’s Extensions of Credit
            After Effective Date:
 
               
 
          (a)   Total outstanding balance of
 
              Assignee’s Revolving Credit Loans
 
              (line 2(b) times line 3(a))
 
               
$
               
 
               
 
          (b)   Total outstanding balance of
 
              Assignee’s Revolving Credit
 
              Commitment Percentage
 
              of the L/C Obligations
 
              (line 2(c) times line 3(a))
 
               
$
               
 
               
      5.     Retained Interest of Assignor after
            Effective Date:
 
               
 
          (a)   Retained Interest (from Section 1):
 
              (i) Revolving Credit Commitment Percentage
 
               
%
               
 
               
 
          (b)   Outstanding balance of Assignor’s Revolving Credit Loans
 
              (line 2(b) times line 5(a)(i))
 
               
$
               
 
               
 
          (c)   Outstanding balance of Assignor’s

 


 

                 
 
              Revolving Credit Commitment
 
              Percentage of L/C Obligations
 
              (line 2(c) times line 5(a)(i))
 
               
         
             
      6.     Payment Instructions:
 
               
 
          (a)   If payable to Assignor,
 
              to the account of Assignor to:
 
              ABA No.:
 
              Account Name:
 
              Account No.
 
              Attn:
 
              Ref:
 
               
 
          (b)   If payable to Assignee, to the account
 
              of Assignee to:
 
               
 
              ABA No.:
 
              Account Name:
 
              Account No.:
 
              Attn:
 
              Ref:

2

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