-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AbA04AauNtb5NRm4faOMpeHTY8ACR19lIjc8MuFaYROLagsh+ndo70VywwXQ28rW kDKVLUT/DEjTkd13IzW9Qw== 0000874016-04-000041.txt : 20041115 0000874016-04-000041.hdr.sgml : 20041115 20041115102133 ACCESSION NUMBER: 0000874016-04-000041 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041110 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNEYS NEW YORK INC CENTRAL INDEX KEY: 0001087414 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 134040818 BUSINESS ADDRESS: STREET 1: 575 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123393300 MAIL ADDRESS: STREET 1: 575 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES APPAREL GROUP INC CENTRAL INDEX KEY: 0000874016 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26229 FILM NUMBER: 041142209 BUSINESS ADDRESS: STREET 1: 250 RITTENHOUSE CIRCLE STREET 2: KEYSTONE PK CITY: BRISTOL STATE: PA ZIP: 19007 BUSINESS PHONE: 2157854000 MAIL ADDRESS: STREET 1: 250 RITTENHOUSE CIRCLE CITY: BRISTOL STATE: PA ZIP: 19007 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2004-11-10 0 0001087414 BARNEYS NEW YORK INC BNNY.OB 0000874016 JONES APPAREL GROUP INC 250 RITTENHOUSE CIRCLE KEYSTONE PARK BRISTOL, PA 19007 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 10576428 I See explanation of responses below. By virtue of that certain Principal Stockholders' Agreement dated as of November 10, 2004, among Jones Apparel Group, Inc. ("Parent"), Barneys New York, Inc. ("Barneys"), Whippoorwill Associates, Inc. as agent and/or general partner for its discretionary accounts and Bay Harbour Management L.C. for its managed accounts (the "Voting Agreement"), Parent may be deemed a beneficial owner pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Act"), of 10,576,428 shares of Common Stock subject to the Voting Agreement as of November 10, 2004. Pursuant to Rule 16a-1(a)(4) under the Act, Parent hereby states that this Initial Statement of Beneficial Ownership of Securities on Form 3 shall not be deemed an admission that Parent is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities of Barneys. Parent has no pecuniary interest in such shares of Common Stock. Wesley R. Card 2004-11-12 -----END PRIVACY-ENHANCED MESSAGE-----