-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R83q464/XiTBPHH8tYwnOsxau+mzVV6Zd7YdkQjGMMFBIVVCNzsWbFrY5PtG8NA+ Jy574puhCI16UDslHeQ72w== 0000874016-04-000026.txt : 20040716 0000874016-04-000026.hdr.sgml : 20040716 20040716162817 ACCESSION NUMBER: 0000874016-04-000026 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040706 FILED AS OF DATE: 20040716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL SHOE CO INC CENTRAL INDEX KEY: 0000918578 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 042599205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 101 SPRAGUE ST STREET 2: P O BOX 37 CITY: READVILLE STATE: MA ZIP: 02137 BUSINESS PHONE: 6173645090 MAIL ADDRESS: STREET 1: 101 SPRAGUE STREET STREET 2: P O BOX 37 CITY: READVILLE STATE: MA ZIP: 02137 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES APPAREL GROUP INC CENTRAL INDEX KEY: 0000874016 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-74768 FILM NUMBER: 04918352 BUSINESS ADDRESS: STREET 1: 250 RITTENHOUSE CIRCLE STREET 2: KEYSTONE PK CITY: BRISTOL STATE: PA ZIP: 19007 BUSINESS PHONE: 2157854000 MAIL ADDRESS: STREET 1: 250 RITTENHOUSE CIRCLE CITY: BRISTOL STATE: PA ZIP: 19007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES APPAREL GROUP HOLDINGS INC CENTRAL INDEX KEY: 0001131759 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-74768 FILM NUMBER: 04918351 BUSINESS ADDRESS: STREET 1: WEST 9TH ST. PLZ STREET 2: SUITE 200 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 3027774869 MAIL ADDRESS: STREET 1: WEST 9TH ST. PLZ STREET 2: SUITE 200 CITY: WILMINGTON STATE: DE ZIP: 19801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MSC Acquisition Corp. CENTRAL INDEX KEY: 0001297493 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-74768 FILM NUMBER: 04918350 BUSINESS ADDRESS: STREET 1: 250 RITTENHOUSE CIRCLE STREET 2: KEYSTONE PARK CITY: BRISTOL STATE: PA ZIP: 19007 BUSINESS PHONE: (215) 785-4000 MAIL ADDRESS: STREET 1: 250 RITTENHOUSE CIRCLE STREET 2: KEYSTONE PARK CITY: BRISTOL STATE: PA ZIP: 19007 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2004-07-06 0 0000918578 MAXWELL SHOE CO INC NASDQ:MAXS 0000874016 JONES APPAREL GROUP INC 250 RITTENHOUSE CIRCLE, KEYSTONE PARK BRISTOL, PA 19007 0 0 1 0 0001131759 JONES APPAREL GROUP HOLDINGS INC C/O JONES APPAREL GROUP, INC. 250 RITTENHOUSE CIRCLE, KEYSTONE PARK BRISTOL, PA 19007 0 0 0 1 Joint Filler 0001297493 MSC Acquisition Corp. C/O JONES APPAREL GROUP, INC. 250 RITTENHOUSE CIRCLE, KEYSTONE PARK BRISTOL, PA 19007 0 0 0 1 Joint Filer Class A Common Stock, par value $.01 per share 13777824 I See explanation of responses below. Pursuant to an Agreement and Plan of Merger dated June 18, 2004, among MSC Acquisition Corp. ("MSCAC"), Maxwell Shoe Company Inc. ("Maxwell") and Jones Apparel Group, Inc. ("Jones"), MSCAC acquired (the "Acquisition") 13,777,724 shares of Class A Common Stock, par value $.01 per share (the "Shares"), of Maxwell pursuant to a tender offer by MSCAC for all the outstanding Shares. The 13,777,724 Shares acquired pursuant to the Acquisition, plus 50 Shares that MSCAC owned prior to the Acquisition, were owned directly by MSCAC, which is a wholly owned subsidiary of Jones Apparel Group Holdings, Inc. ("JAGH"), which is a wholly owned subsidiary of Jones. JAGH directly owned 50 Shares and may be deemed the beneficial owner of any Shares owned by MSCAC. Jones may be deemed a beneficial owner of any Shares owned by JAGH and MSCAC. As of July 8, 2004, all of the Shares were canceled pursuant to the merger of MSC Merger Sub, Inc., a wholly owned subsidiary of JAGH, with and into Maxwell. Ira M. Dansky, Executive V.P. General Counsel and Secretary of Jones Apparel Group, Inc. 2004-07-06 -----END PRIVACY-ENHANCED MESSAGE-----