0001493152-23-019108.txt : 20230525 0001493152-23-019108.hdr.sgml : 20230525 20230525163028 ACCESSION NUMBER: 0001493152-23-019108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL PHYLLIS R CENTRAL INDEX KEY: 0001596950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 23961171 MAIL ADDRESS: STREET 1: AMERICAN CAPITAL, LTD. STREET 2: 2 BETHESDA METRO CENTER, 12TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 FORMER NAME: FORMER CONFORMED NAME: Caldwell Phyllis DATE OF NAME CHANGE: 20140113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 4 1 ownership.xml X0407 4 2023-05-23 0 0000873860 OCWEN FINANCIAL CORP OCN 0001596950 CALDWELL PHYLLIS R 1661 WORTHINGTON ROAD, SUITE 100 WEST PALM BEACH FL 33409 1 0 0 0 0 Restricted Stock Units 2023-05-23 4 A 0 4424 0 A Common Stock 4424 4424 D On May 23, 2023, the reporting person was granted 4,424 RSUs that will vest May 23, 2024, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service. Not applicable /s/ Leah E. Hutton, Attorney-in-Fact for Phyllis R. Caldwell 2023-05-25