0001493152-22-015463.txt : 20220531 0001493152-22-015463.hdr.sgml : 20220531 20220531161538 ACCESSION NUMBER: 0001493152-22-015463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220526 FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL PHYLLIS R CENTRAL INDEX KEY: 0001596950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 22983413 MAIL ADDRESS: STREET 1: AMERICAN CAPITAL, LTD. STREET 2: 2 BETHESDA METRO CENTER, 12TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 FORMER NAME: FORMER CONFORMED NAME: Caldwell Phyllis DATE OF NAME CHANGE: 20140113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 4 1 ownership.xml X0306 4 2022-05-26 0 0000873860 OCWEN FINANCIAL CORP OCN 0001596950 CALDWELL PHYLLIS R 1661 WORTHINGTON ROAD, SUITE 100 WEST PALM BEACH FL 33409 1 0 0 0 Common Stock 2022-05-26 4 P 0 500 26.93 A 34007 D Includes 2,383 restricted stock units vesting May 25, 2023 subject to certain conditions relating to the reporting person's service as a director of the issuer. Does not include 2,383 shares underlying RSUs vesting May 25, 2023 subject to certain conditions which are not settleable until the six-month anniversary of the director's termination of service. /s/ Leah E. Hutton, Attorney-in-Fact for Phyllis R. Caldwell 2022-05-31