0001493152-22-015354.txt : 20220527 0001493152-22-015354.hdr.sgml : 20220527 20220527161625 ACCESSION NUMBER: 0001493152-22-015354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220525 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL PHYLLIS R CENTRAL INDEX KEY: 0001596950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 22977721 MAIL ADDRESS: STREET 1: AMERICAN CAPITAL, LTD. STREET 2: 2 BETHESDA METRO CENTER, 12TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 FORMER NAME: FORMER CONFORMED NAME: Caldwell Phyllis DATE OF NAME CHANGE: 20140113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 4 1 ownership.xml X0306 4 2022-05-25 0 0000873860 OCWEN FINANCIAL CORP OCN 0001596950 CALDWELL PHYLLIS R 1661 WORTHINGTON ROAD, SUITE 100 WEST PALM BEACH FL 33409 1 0 0 0 Common Stock 2022-05-25 4 A 0 2383 0 A 33507 D Restricted Stock Units 2022-05-25 4 A 0 2383 0 A Common Stock 2383 2383 D Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2023, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2023. Does not include 2,383 shares underlying RSUs that will vest May 25, 2023, subject to certain conditions, which are not settleable until the six-month anniversary of the director's termination of service. On May 25, 2022, the reporting person was granted 2,383 RSUs that will vest May 25, 2023, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service. Not applicable /s/ Leah E. Hutton, Attorney-in-Fact for Phyllis R. Caldwell 2022-05-27