0001493152-20-018921.txt : 20201005 0001493152-20-018921.hdr.sgml : 20201005 20201005161535 ACCESSION NUMBER: 0001493152-20-018921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201004 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Messina Glen A. CENTRAL INDEX KEY: 0001525371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 201223749 MAIL ADDRESS: STREET 1: 3000 LEADENHALL ROAD CITY: MOUNT LAUREL STATE: NJ ZIP: 08054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 4 1 ownership.xml X0306 4 2020-10-04 0 0000873860 OCWEN FINANCIAL CORP OCN 0001525371 Messina Glen A. 1661 WORTHINGTON ROAD, SUITE 100 WEST PALM BEACH FL 33409 1 1 0 0 President & CEO Common Stock 2020-10-04 4 M 0 16990 A 56008 D Common Stock 2020-10-04 4 F 0 7873 23.45 D 48135 D Common Stock 2020-10-04 4 M 0 4854 A 52989 D Common Stock 2020-10-04 4 F 0 2249 23.45 D 50740 D Restricted Stock Units 2020-10-04 4 M 0 16990 0 D Common Stock 16990 16990 D Restricted Stock Units 2020-10-04 4 M 0 4854 0 D Common Stock 4854 4854 D Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Includes 20,554 shares held jointly with spouse. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020 (the "Reverse Split"). Shares withheld pursuant to terms of the award to cover tax withholding obligations. On October 4, 2018, the reporting person was granted 50,970 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split. On October 4, 2018, the reporting person was granted 14,563 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split. /s/ Leah E. Hutton, Attorney-in-Fact for Glen A. Messina 2020-10-05