0001140361-16-089035.txt : 20161207
0001140361-16-089035.hdr.sgml : 20161207
20161207164136
ACCESSION NUMBER: 0001140361-16-089035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161205
FILED AS OF DATE: 20161207
DATE AS OF CHANGE: 20161207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP
CENTRAL INDEX KEY: 0000873860
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 650039856
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1661 WORTHINGTON ROAD
STREET 2: SUITE 100
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33409
BUSINESS PHONE: 561-682-8000
MAIL ADDRESS:
STREET 1: 1661 WORTHINGTON ROAD
STREET 2: SUITE 100
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33409
FORMER COMPANY:
FORMER CONFORMED NAME: OCWEN FINANCIAL Corp
DATE OF NAME CHANGE: 20110224
FORMER COMPANY:
FORMER CONFORMED NAME: OCWEN FINANCIAL CORP
DATE OF NAME CHANGE: 19960516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERBEY WILLIAM C
CENTRAL INDEX KEY: 0001048105
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13219
FILM NUMBER: 162039456
MAIL ADDRESS:
STREET 1: PO BOX 25437
CITY: CHRISTIANSTED
STATE: VI
ZIP: 00824
4
1
doc1.xml
FORM 4
X0306
4
2016-12-05
0
0000873860
OCWEN FINANCIAL CORP
OCN
0001048105
ERBEY WILLIAM C
P.O. BOX 25437
CHRISTIANSTED, ST. CROIX
VI
00824
VIRGIN ISLANDS, U.S.
0
0
1
0
Common Stock
69805
D
Common Stock
7849704
I
By Munus, L.P.
Common Stock
1000000
I
By Salt Pond Holdings, LLC
Common Stock
2016-12-05
4
X
0
200
2.50
D
9020652
I
By Tribue Limited Partnership
Common Stock
2016-12-06
4
X
0
300
2.50
D
9020352
I
By Tribue Limited Partnership
Common Stock
2016-12-06
4
X
0
500
3.00
D
9019852
I
By Tribue Limited Partnership
Call Options (obligation to sell)
2.50
2016-12-05
4
X
0
2
0
D
2016-07-20
2018-01-19
Common Stock
200
39998
I
By Tribue Limited Partnership
Call Options (obligation to sell)
2.50
2016-12-06
4
X
0
3
0
D
2016-07-20
2018-01-19
Common Stock
300
39995
I
By Tribue Limited Partnership
Call Options (obligation to sell)
3.00
2016-12-06
4
X
0
5
0
D
2016-04-29
2017-01-20
Common Stock
500
2495
I
By Tribue Limited Partnership
Membership Unit Interests
2016-10-27
5
G
0
1
0
D
Common Stock
0
D
Membership Unit Interests
2016-10-27
5
G
0
1
0
A
Common Stock
0
I
By Christiansted Trust
On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.
On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.
/s/ William C. Erbey
2016-12-07