0001140361-16-089035.txt : 20161207 0001140361-16-089035.hdr.sgml : 20161207 20161207164136 ACCESSION NUMBER: 0001140361-16-089035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERBEY WILLIAM C CENTRAL INDEX KEY: 0001048105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 162039456 MAIL ADDRESS: STREET 1: PO BOX 25437 CITY: CHRISTIANSTED STATE: VI ZIP: 00824 4 1 doc1.xml FORM 4 X0306 4 2016-12-05 0 0000873860 OCWEN FINANCIAL CORP OCN 0001048105 ERBEY WILLIAM C P.O. BOX 25437 CHRISTIANSTED, ST. CROIX VI 00824 VIRGIN ISLANDS, U.S. 0 0 1 0 Common Stock 69805 D Common Stock 7849704 I By Munus, L.P. Common Stock 1000000 I By Salt Pond Holdings, LLC Common Stock 2016-12-05 4 X 0 200 2.50 D 9020652 I By Tribue Limited Partnership Common Stock 2016-12-06 4 X 0 300 2.50 D 9020352 I By Tribue Limited Partnership Common Stock 2016-12-06 4 X 0 500 3.00 D 9019852 I By Tribue Limited Partnership Call Options (obligation to sell) 2.50 2016-12-05 4 X 0 2 0 D 2016-07-20 2018-01-19 Common Stock 200 39998 I By Tribue Limited Partnership Call Options (obligation to sell) 2.50 2016-12-06 4 X 0 3 0 D 2016-07-20 2018-01-19 Common Stock 300 39995 I By Tribue Limited Partnership Call Options (obligation to sell) 3.00 2016-12-06 4 X 0 5 0 D 2016-04-29 2017-01-20 Common Stock 500 2495 I By Tribue Limited Partnership Membership Unit Interests 2016-10-27 5 G 0 1 0 D Common Stock 0 D Membership Unit Interests 2016-10-27 5 G 0 1 0 A Common Stock 0 I By Christiansted Trust On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change. /s/ William C. Erbey 2016-12-07