0001140361-16-062933.txt : 20160503
0001140361-16-062933.hdr.sgml : 20160503
20160503122603
ACCESSION NUMBER: 0001140361-16-062933
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160429
FILED AS OF DATE: 20160503
DATE AS OF CHANGE: 20160503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP
CENTRAL INDEX KEY: 0000873860
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 650039856
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1661 WORTHINGTON ROAD
STREET 2: SUITE 100
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33409
BUSINESS PHONE: 561-682-8000
MAIL ADDRESS:
STREET 1: 1661 WORTHINGTON ROAD
STREET 2: SUITE 100
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33409
FORMER COMPANY:
FORMER CONFORMED NAME: OCWEN FINANCIAL Corp
DATE OF NAME CHANGE: 20110224
FORMER COMPANY:
FORMER CONFORMED NAME: OCWEN FINANCIAL CORP
DATE OF NAME CHANGE: 19960516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERBEY WILLIAM C
CENTRAL INDEX KEY: 0001048105
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13219
FILM NUMBER: 161614493
MAIL ADDRESS:
STREET 1: 402 STRAND STREET
CITY: FREDERIKSTED, ST. CROIX
STATE: VI
ZIP: 00840
4
1
doc1.xml
FORM 4
X0306
4
2016-04-29
0
0000873860
OCWEN FINANCIAL CORP
OCN
0001048105
ERBEY WILLIAM C
P.O. BOX 25437
CHRISTIANSTED, ST. CROIX
VI
00824
VIRGIN ISLANDS, U.S.
0
0
1
0
Common Stock
5409704
I
By Munus, L.P.
Common Stock
2000000
I
By Salt Pond Holdings, LLC
Common Stock
8020852
I
By Tribue Limited Partnership
Common Stock
2440000
I
By Caritas Partners, LLC
Call Options (obligation to sell)
2.50
2016-04-29
4
S
0
2500
50.00
D
2016-04-29
2017-01-20
Common Stock
250000
2500
I
By Tribue Limited Partnership
Call Options (obligation to sell)
3.00
2016-04-29
4
S
0
2500
35.00
D
2016-04-29
2017-01-20
Common Stock
250000
2500
I
By Tribue Limited Partnership
Call Options (obligation to sell)
3.50
2016-04-29
4
S
0
2500
25.00
D
2016-04-29
2017-01-20
Common Stock
250000
2500
I
By Tribue Limited Partnership
Call Options (obligation to sell)
4.00
2016-04-29
4
S
0
2500
15.00
D
2016-04-29
2017-01-20
Common Stock
250000
2500
I
By Tribue Limited Partnership
Option transaction entered into by Tribue Limited Partnership, a U.S. Virgin Islands limited partnership, in which Salt Pond Holdings, LLC (56.2% of which is owned by Mr. Erbey, 24.5% of which is owned by the Frederiksted Trust, a U.S. Virgin Islands Trust, and 19.3% of which is owned by Erbey Holding Corporation, Inc., a corporation wholly-owned by Mr. Erbey) has a 90% preferred limited partner interest and a 9.9% common limited partner interest and Mr. Erbey has a 0.1% general partner interest.
/s/ William C. Erbey
2016-05-03