0001140361-16-062933.txt : 20160503 0001140361-16-062933.hdr.sgml : 20160503 20160503122603 ACCESSION NUMBER: 0001140361-16-062933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160429 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERBEY WILLIAM C CENTRAL INDEX KEY: 0001048105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 161614493 MAIL ADDRESS: STREET 1: 402 STRAND STREET CITY: FREDERIKSTED, ST. CROIX STATE: VI ZIP: 00840 4 1 doc1.xml FORM 4 X0306 4 2016-04-29 0 0000873860 OCWEN FINANCIAL CORP OCN 0001048105 ERBEY WILLIAM C P.O. BOX 25437 CHRISTIANSTED, ST. CROIX VI 00824 VIRGIN ISLANDS, U.S. 0 0 1 0 Common Stock 5409704 I By Munus, L.P. Common Stock 2000000 I By Salt Pond Holdings, LLC Common Stock 8020852 I By Tribue Limited Partnership Common Stock 2440000 I By Caritas Partners, LLC Call Options (obligation to sell) 2.50 2016-04-29 4 S 0 2500 50.00 D 2016-04-29 2017-01-20 Common Stock 250000 2500 I By Tribue Limited Partnership Call Options (obligation to sell) 3.00 2016-04-29 4 S 0 2500 35.00 D 2016-04-29 2017-01-20 Common Stock 250000 2500 I By Tribue Limited Partnership Call Options (obligation to sell) 3.50 2016-04-29 4 S 0 2500 25.00 D 2016-04-29 2017-01-20 Common Stock 250000 2500 I By Tribue Limited Partnership Call Options (obligation to sell) 4.00 2016-04-29 4 S 0 2500 15.00 D 2016-04-29 2017-01-20 Common Stock 250000 2500 I By Tribue Limited Partnership Option transaction entered into by Tribue Limited Partnership, a U.S. Virgin Islands limited partnership, in which Salt Pond Holdings, LLC (56.2% of which is owned by Mr. Erbey, 24.5% of which is owned by the Frederiksted Trust, a U.S. Virgin Islands Trust, and 19.3% of which is owned by Erbey Holding Corporation, Inc., a corporation wholly-owned by Mr. Erbey) has a 90% preferred limited partner interest and a 9.9% common limited partner interest and Mr. Erbey has a 0.1% general partner interest. /s/ William C. Erbey 2016-05-03