0001104659-17-026506.txt : 20170426 0001104659-17-026506.hdr.sgml : 20170426 20170426203431 ACCESSION NUMBER: 0001104659-17-026506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170420 FILED AS OF DATE: 20170426 DATE AS OF CHANGE: 20170426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Devaney John CENTRAL INDEX KEY: 0001298648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 17785923 MAIL ADDRESS: STREET 1: 240 CRANDON BOULEVARD, SUITE 167 CITY: KEY BISCAYNE STATE: FL ZIP: 33149 4 1 a4.xml 4 X0306 4 2017-04-20 0 0000873860 OCWEN FINANCIAL CORP OCN 0001298648 Devaney John 240 CRANDON BOULEVARD SUITE 167 KEY BISCAYNE FL 33149 0 0 1 0 Common Stock 2017-04-20 4 S 0 11900 4.12 D 12402476 I See Footnote Common Stock 2017-04-20 4 S 0 28061 4.12 D 12374415 I See Footnote Common Stock 2017-04-20 4 P 0 50000 4.06 A 12424415 I See Footnote Common Stock 2017-04-20 4 S 0 23300 4.02 D 12401115 I See Footnote Common Stock 2017-04-20 4 S 0 106694 4.00 D 12294421 I See Footnote Common Stock 2017-04-20 4 S 0 212907 3.66 D 12081514 I See Footnote Common Stock 2017-04-20 4 P 0 150000 3.57 A 12231514 I See Footnote Common Stock 2017-04-20 4 P 0 171016 3.22 A 12402530 I See Footnote Common Stock 2017-04-20 4 S 0 2345393 2.47 D 10057137 I See Footnote Common Stock 2017-04-20 4 P 0 2669193 2.59 A 12726330 I See Footnote Common Stock 2017-04-21 4 S 0 500000 2.65 D 12226330 I See Footnote Common Stock 2017-04-21 4 S 0 175000 2.65 D 12051330 I See Footnote Common Stock 2017-04-21 4 P 0 350000 2.47 A 12401330 I See Footnote Common Stock 2017-04-21 4 P 0 368000 2.54 A 12769330 I See Footnote Common Stock 2017-04-21 4 S 0 340000 2.61 D 12429330 I See Footnote Common Stock 2017-04-21 4 S 0 410000 2.61 D 12019330 I See Footnote Common Stock 2017-04-21 4 P 0 378505 2.69 A 12397835 I See Footnote Common Stock 2017-04-21 4 P 0 165220 2.59 A 12563055 I See Footnote Common Stock 2017-04-21 4 S 0 50000 2.37 D 12513055 I See Footnote Common Stock 2017-04-21 4 S 0 125518 2.39 D 12387537 I See Footnote Common Stock 2017-04-21 4 S 0 900000 2.41 D 11487537 I See Footnote Common Stock 2017-04-21 4 S 0 574482 2.41 D 10913055 I See Footnote Common Stock 2017-04-21 4 X 0 1188000 3.50 A 12101055 I See Footnote Common Stock 2017-04-21 4 X 0 153100 3.50 A 12254155 I See Footnote Common Stock 2017-04-21 4 X 0 929600 3.00 A 13183755 I See Footnote Common Stock 2017-04-21 4 S 0 810000 2.26 D 12373755 I See Footnote The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. The reported securities are owned directly by Devaney, who purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. /s/ D. John Devaney 2017-04-25