0001104659-15-057337.txt : 20150806
0001104659-15-057337.hdr.sgml : 20150806
20150806201640
ACCESSION NUMBER: 0001104659-15-057337
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150804
FILED AS OF DATE: 20150806
DATE AS OF CHANGE: 20150806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP
CENTRAL INDEX KEY: 0000873860
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 650039856
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 ABERNATHY ROAD NE
STREET 2: SUITE 210
CITY: ATLANTA
STATE: 2Q
ZIP: 30328
BUSINESS PHONE: 561-682-8000
MAIL ADDRESS:
STREET 1: 1000 ABERNATHY ROAD NE
STREET 2: SUITE 210
CITY: ATLANTA
STATE: 2Q
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: OCWEN FINANCIAL Corp
DATE OF NAME CHANGE: 20110224
FORMER COMPANY:
FORMER CONFORMED NAME: OCWEN FINANCIAL CORP
DATE OF NAME CHANGE: 19960516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Devaney John
CENTRAL INDEX KEY: 0001298648
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13219
FILM NUMBER: 151034703
MAIL ADDRESS:
STREET 1: 240 CRANDON BOULEVARD, SUITE 167
CITY: KEY BISCAYNE
STATE: FL
ZIP: 33149
4
1
a4.xml
4
X0306
4
2015-08-04
1
0000873860
OCWEN FINANCIAL CORP
OCN
0001298648
Devaney John
240 CRANDON BOULEVARD
SUITE 167
KEY BISCAYNE
FL
33149
0
0
1
0
Common Stock
2015-08-04
4
S
0
3000
7.97
D
12349620
I
See footnote
Common Stock
2015-08-04
4
S
0
5000
8.00
D
12344620
I
See footnote
Common Stock
2015-08-04
4
S
0
5000
7.99
D
12339620
I
See footnote
Common Stock
2015-08-04
4
S
0
7000
7.99
D
12332620
I
See footnote
Common Stock
2015-08-04
4
S
0
4000
7.98
D
12328620
I
See footnote
Common Stock
2015-08-04
4
S
0
5000
7.97
D
12323620
I
See footnote
Common Stock
2015-08-04
4
S
0
7000
7.96
D
12316620
I
See footnote
Common Stock
2015-08-04
4
S
0
7000
7.97
D
12309620
I
See footnote
Common Stock
2015-08-04
4
S
0
7000
7.96
D
12302620
I
See footnote
Common Stock
2015-08-04
4
S
0
7000
7.96
D
12295620
I
See footnote
Common Stock
2015-08-04
4
S
0
8000
7.96
D
12287620
I
See footnote
Common Stock
2015-08-04
4
S
0
8000
7.95
D
12279620
I
See footnote
Common Stock
2015-08-04
4
S
0
9000
7.94
D
12270620
I
See footnote
Common Stock
2015-08-04
4
S
0
2000
7.94
D
12268620
I
See footnote
Common Stock
2015-08-04
4
S
0
1000
7.95
D
12267620
I
See footnote
Common Stock
2015-08-04
4
S
0
3000
7.93
D
12264620
I
See footnote
Common Stock
2015-08-04
4
S
0
7000
8.00
D
12257620
I
See footnote
Common Stock
2015-08-04
4
S
0
7000
7.99
D
12250620
I
See footnote
Common Stock
2015-08-04
4
S
0
609
7.98
D
12250011
I
See footnote
Common Stock
2015-08-04
4
S
0
2800
7.95
D
12247211
I
See footnote
Common Stock
2015-08-04
4
S
0
3900
7.94
D
12243311
I
See footnote
Common Stock
2015-08-04
4
S
0
4300
7.93
D
12239011
I
See footnote
The price provided in this column represents the average price per share of the transaction.
The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,352,620 shares of the issuer's common stock through a combination of non-derivative securities and derivative securities of the issuer.
The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,352,620 shares of the issuer's common stock through a combination of non-derivative securities and derivative securities of the issuer.
/s/ D. John Devaney
2015-08-06