-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WAncB50axk965lILSXxaO0QF/HIkeB28RMCAsx5o7CRauyyrSTGvPWxFRagT7bNO 60oDyDIP+6/cgJLD5vD+AQ== 0000914121-07-001781.txt : 20070723 0000914121-07-001781.hdr.sgml : 20070723 20070720190334 ACCESSION NUMBER: 0000914121-07-001781 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070719 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070723 DATE AS OF CHANGE: 20070720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY SPECTRUM SELECT LP CENTRAL INDEX KEY: 0000873799 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133619290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19511 FILM NUMBER: 07992448 BUSINESS ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER PLAZA TWO CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2018764647 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER SPECTRUM SELECT LP DATE OF NAME CHANGE: 19990412 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER SPECTRUM SELECT LP DATE OF NAME CHANGE: 19980507 FORMER COMPANY: FORMER CONFORMED NAME: WITTER DEAN SELECT FUTURES FUND LP DATE OF NAME CHANGE: 19930328 8-K 1 ms9514589-8k.txt CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2007 Morgan Stanley Spectrum Select L.P. ------------------------------------------------------------------------------ (Exact Name of Registrant as Specified in its Charter) Delaware 0-19511 13-3619290 - -------------------------------------------------------------------------------- (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) c/o Demeter Management Corporation, 522 Fifth Avenue, 13th Floor, New York, NY 10036 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 296-6846 c/o Demeter Management Corporation, 330 Madison Avenue, 8th Floor, New York, NY 10017 - -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01. Entry into a Material Definitive Agreement. On July 19, 2007, Demeter Management Corporation, the general partner of the Registrant (the "General Partner"), amended the Request for Redemption Form used in connection with redemption of units of the Registrant and the Additional Subscription Agreement Update Form used in connection with subscription for additional units of the Registrant to reflect the new address of the General Partner, to which these forms are submitted. Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description -------------- ----------- 3.01 Specimen Form of Request for Redemption (replacing Annex A to the Form of Amended and Restated Limited Partnership Agreement of the registrant). 10.11 Specimen Form of Additional Subscription Agreement Update Form to be executed by purchasers of units. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MORGAN STANLEY SPECTRUM SELECT L.P. Date: July 19, 2007 By: Demeter Management Corporation as General Partner /s/ Walter Davis ------------------------------------------ Name: Walter Davis Title: President EX-3.01 2 ms9514589-ex3_01.txt SPECIMEN FORM OF REQUEST FOR REDEMPTION EXHIBIT 3.01 SPECIMEN - -------------------------------------------------------------------------------- REQUEST FOR REDEMPTION: MORGAN STANLEY MANAGED FUTURES FUNDS THIS IRREVOCABLE REQUEST FOR REDEMPTION MUST BE DELIVERED TO A LIMITED PARTNER'S LOCAL MORGAN STANLEY & CO. INCORPORATED BRANCH OFFICE IN TIME FOR IT TO BE FORWARDED AND RECEIVED BY THE GENERAL PARTNER, ATTN: MANAGED FUTURES, 522 FIFTH AVENUE, 13TH FLOOR, NEW YORK, NEW YORK 10036, NO LATER THAN 3:00 P.M., NEW YORK CITY TIME, ON THE LAST DAY OF THE MONTH IN WHICH THE REDEMPTION IS TO BE EFFECTIVE. _______________________, 20__ [_][_][_] -- [_][_][_][_][_][_] -- [_][_][_] (date) (print or type Morgan Stanley & Co. Incorporated account number) I hereby request redemption (effective as of the next applicable date as of which redemption is permitted as set forth in the Limited Partnership Agreement of the Partnership for which redemption is requested, subject to all terms and conditions set forth therein) of my capital account in an amount equal to the respective Net Asset Value, as defined in the Limited Partnership Agreement, of the following Unit(s) of Limited Partnership Interest ("Units"), less any amounts specified in the Limited Partnership Agreement. COMPLETE ONLY ONE SECTION -- A, B, C, OR D -- PER FORM - -------------------------------------------------------------------------------- Section A Spectrum Series shall only redeem Units in a minimum amount of 50 Units, unless a Limited Partner is redeeming his/her entire interest (all) in such Partnership. [DWSB] Spectrum Global Balanced [_] Entire Interest Units [____________] [DWSF] Spectrum Select [_] Entire Interest Units [____________] [DWSS] Spectrum Strategic [_] Entire Interest Units [____________] [DWST] Spectrum Technical [_] Entire Interest Units [____________] [DWSX] Spectrum Currency [_] Entire Interest Units [____________] - -------------------------------------------------------------------------------- Section B Cornerstone Funds shall only redeem $1,000 increments or WHOLE Units unless a Limited Partner is redeeming his/her entire interest (all) in such Partnership. [CFCFB] Cornerstone Fund II [_] Entire Interest Units [_____] $[_____],000 [CFCFC] Cornerstone Fund III [_] Entire Interest Units [_____] $[_____],000 [CFCFD] Cornerstone Fund IV [_] Entire Interest Units [_____] $[_____],000 - -------------------------------------------------------------------------------- Section C Charter Series shall only redeem Units in a minimum amount of 100 Units, unless a Limited Partner is redeeming his/her entire interest (all) in such Partnership. [MSCC] Charter Campbell [_] Entire Interest Units [____________] [MSCD] Charter Aspect [_] Entire Interest Units [____________] [MSCG] Charter Graham [_] Entire Interest Units [____________] [MSCM] Charter WCM [_] Entire Interest Units [____________] - -------------------------------------------------------------------------------- Section D Other managed futures funds shall only redeem $1,000 increments or WHOLE Units unless a Limited Partner is redeeming his/her entire interest (all) in such Partnership. MARK ONE FUND ONLY (Use One Form Per Fund): [_] [DFF] Diversified [_] Entire Interest Units [______] $[______],000 Futures Fund [_] [DFF3] Diversified [_] Entire Interest Units [______] $[______],000 Futures Fund III [_] [PPF] Principal [_] Entire Interest Units [______] $[______],000 Plus Fund [_] [PSF] Portfolio [_] Entire Interest Units [______] $[______],000 Strategy Fund SPECIMEN ACCOUNT INFORMATION AND SIGNATURES I understand that I may only redeem Units at such times as are specified in the Limited Partnership Agreement and that, under certain circumstances described therein, I may be subject to a redemption charge. I (either in my individual capacity or as an authorized representative of an entity, if applicable) hereby represent and warrant that I am the true, lawful and beneficial owner of Units (or fractions thereof) to which this Request for Redemption relates, with full power and authority to request redemption. The Units (or fractions thereof) which are the subject of this request are not subject to any pledge or otherwise encumbered in any fashion. My signature has been represented by a member of a registered national securities exchange. Signatures Must Be Identical to Name(s) in Which Units are Registered Type or Print all Information Below - -------------------------------------------------------------------------------- 1. Account Information - -------------------------------------------------------------------------------- .................................... .......................................... (Name of Limited Partner) (Morgan Stanley & Co. Incorporated Account Number) Address ........................................................................ (Street) ................................................................................. (City) (State or Province) (Zip Code or Postal Code) - -------------------------------------------------------------------------------- 2.a. Signature(s) of Individual Partner(s) or Assignee(s) including IRAs - -------------------------------------------------------------------------------- X. ................................... .................................... (Signature) (Date) X. ................................... .................................... (Signature) (Date) - -------------------------------------------------------------------------------- 2.b. Signature of Entity Partner or Assignee - -------------------------------------------------------------------------------- ....................................... By: X.................................. (Name of Entity) (Authorized officer, partner, trustee, or custodian. If a corporation, include certified copy of authorized resolution.) - -------------------------------------------------------------------------------- 3. Financial Advisor and Branch Manager Use Only - -------------------------------------------------------------------------------- We, the undersigned Financial Advisor and Branch Manager, represent that the above signature(s) is/ are true and correct. X..................................... By: X.................................. (Financial Advisor MUST sign) (Branch Manager MUST sign) ....................................... (Branch Telephone Number) Please enter a SELL order upon receipt of a completed Request for Redemption. EX-10.11 3 ms9514589-ex10_11.txt SPECIMEN FORM OF ADDITIONAL SUBSCRIPTION AGREEMENT EXHIBIT 10.11 SPECIMEN Morgan Stanley Spectrum Series Units of Limited Partnership Interest C Additional Subscription Agreement Update Form April 2, 2007 ---------------------------------------------------------- Please print or type (except signatures). Use ink only. Morgan Stanley & Co. Incorporated Account No. _ _ _ - _ _ _ _ _ _ - _ _ _ I am an investor in one or more of the Morgan Stanley Spectrum Series partnership(s). I acknowledge receipt of the Morgan Stanley Spectrum Series Prospectus dated April 2, 2007 (the "Prospectus") and any applicable supplement to the Prospectus. I have signed this form, which updates each Subscription and Exchange Agreement and Power of Attorney I signed when I purchased units in one or more of the Morgan Stanley Spectrum Series partnership(s), so that I may purchase additional units of such partnership(s) without the need to execute a new Subscription Agreement. I understand that if I wish to purchase additional units by way of an exchange, or if I wish to purchase units of any Morgan Stanley Spectrum Series partnership in which I am not currently an investor, I must first execute a new Subscription Agreement in the form annexed to the applicable Prospectus as Exhibit B. I hereby confirm that the representations, warranties and other information regarding the Subscriber in the Subscription Agreement(s) I previously executed are still accurate, and that any purchase of additional Units following the date of this Subscription Agreement Update Form shall be deemed confirmation that such representations, warranties and other information are still accurate at the time of that additional purchase. I will notify my Morgan Stanley & Co. Incorporated Financial Advisor prior to the purchase of additional Units if there is any material change in the Subscriber's representations, warranties, or other information contained in the previously executed Subscription Agreement(s). I understand that I will need to execute a new Subscription Agreement Update Form when a new Prospectus or Prospectus Supplement is issued. INDIVIDUAL SUBSCRIBERS IF SUBSCRIBER IS AN ENTITY X ________________________________ ............................................ Signature of Subscriber Print Full Name of Entity ................................... X___________________________________________ Print Full Name of Subscriber Signature of Person Signing for Entity X ________________________________ By:......................................... Signature of Co-Subscriber Print Full Name of Person Signing for Entity ................................... ............................................ Print Full Name of Co-Subscriber Title ....................... ...................... Date: Date: - -------------------------------------------------------------------------------- Financial Advisor and Branch Manager Use Only - -------------------------------------------------------------------------------- o We, the undersigned Financial Advisor and Branch Manager, certify that the above signature(s) is/are true and correct. If the Subscriber's account is a participant-directed ERISA Plan or Individual Retirement Account for which Morgan Stanley & Co. Incorporated is custodian, the Branch Manager then certifies that the representations set forth under the heading "Entity Subscription" of the Subscription Agreement(s) the Subscriber previously executed are still accurate. o We hereby confirm that at the time of any purchase of additional Units, the Subscriber received the Prospectus, any supplement to the Prospectus, and current monthly report at least five business days prior to the applicable monthly closing. o We hereby confirm that at the time of any purchase of additional Units, the Subscriber meets the applicable suitability standards under "State Suitability Requirements" on page 4 of the Subscription Agreement and any applicable supplement to the Prospectus. X................................. X........................................... (Financial Advisor MUST sign) (Branch Manager MUST sign) ................................... (Branch Telephone Number) Morgan Stanley & Co. Incorporated Financial Advisor: Please enter a BUY order upon making additions to an existing position during the life of the current prospectus, then this Agreement must be forwarded to the general partner, Attn: Managed Futures, at 522 Fifth Avenue, 13th Floor, New York, New York 10036. This form cannot be faxed. 11 -----END PRIVACY-ENHANCED MESSAGE-----