-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SNH35yCDSTBG8b7etkUnRRfiWD0Fd5SJ8tRm99tsM/WzIlmhiRLo7DMWDCNFki0W +MG0QJtQwqFdFrTPouZ9hQ== 0001257957-09-000010.txt : 20090212 0001257957-09-000010.hdr.sgml : 20090212 20090212213952 ACCESSION NUMBER: 0001257957-09-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080824 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELLER DWIGHT D CENTRAL INDEX KEY: 0001237656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 09597404 BUSINESS ADDRESS: STREET 1: 3323 NW ELMWOOD DR CITY: COSVALLIS STATE: OR ZIP: 97330 BUSINESS PHONE: 5417521821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: STE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 5032270554 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: SUITE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2008-08-24 0 0000873303 AVI BIOPHARMA INC AVII 0001237656 WELLER DWIGHT D ONE SW COLUMBIA, SUITE 1105 PORTLAND OR 97258 0 1 0 0 Sr. VP Chemistry & Mfg. Common Stock 2009-02-10 4 A 0 28919 0 A 314741 D Common Stock 24936 I by Spouse Incentive Stock Option (right to buy) 0.92 2009-02-10 4 A 0 93839 A 2010-02-10 2019-02-10 Common Stock 93839 93839 D Incentive Stock Option (right to buy) 3.81 2008-08-24 4 J 0 10000 D 1999-08-24 2008-08-24 Common Stock 10000 0 I by Spouse Incentive Stock Option (right to buy) 4.34 2009-01-22 4 J 0 2682 D 2004-01-22 2009-01-22 Common Stock 2682 0 I by Spouse Non-Qualified Stock Option (right to buy) 0.92 2009-02-10 4 A 0 6161 A 2010-02-10 2019-02-10 Common Stock 6161 6161 D Incentive Stock Option (right to buy) 1.39 2009-02-28 2018-02-28 Common Stock 17985 17985 D Incentive Stock Option (right to buy) 2.53 2006-02-22 2015-02-22 Common Stock 75000 75000 D Incentive Stock Option (right to buy) 3 2009-02-06 2017-02-06 Common Stock 25001 25001 D Incentive Stock Option (right to buy) 5.35 2003-12-05 2012-12-05 Common Stock 37382 37382 D Incentive Stock Option (right to buy) 5.75 2001-01-03 2010-01-03 Common Stock 52173 52173 D Incentive Stock Option (right to buy) 7.35 2007-02-16 2016-02-16 Common Stock 23605 23605 D Incentive Stock Option (right to buy) 1.15 2009-06-12 2018-06-12 Common Stock 23000 23000 I by Spouse Incentive Stock Option (right to buy) 1.39 2008-02-28 2013-02-28 Common Stock 5316 5316 I by Spouse Incentive Stock Option (right to buy) 2.53 2005-02-22 2010-02-22 Common Stock 4921 4921 I by Spouse Incentive Stock Option (right to buy) 3 2007-02-06 2017-02-06 Common Stock 4567 4567 I by Spouse Incentive Stock Option (right to buy) 7.35 2006-02-16 2011-02-16 Common Stock 2782 2782 I by Spouse Non-Qualified Stock Option (right to buy) 1.39 2009-02-28 2018-02-28 Common Stock 57015 57015 D Non-Qualified Stock Option (right to buy) 3 2008-02-06 2017-02-06 Common Stock 49999 49999 D Non-Qualified Stock Option (right to buy) 5.35 2003-12-05 2012-12-05 Common Stock 55018 55018 D Non-Qualified Stock Option (right to buy) 5.75 2001-01-03 2010-01-03 Common Stock 31827 31827 D Non-Qualified Stock Option (right to buy) 7.35 2007-02-16 2016-02-16 Common Stock 51395 51395 D Restricted Stock Award granted on 2/10/2009 vests 100% at grant. Amount of Securities Beneficially Owned include shares purchased under the Company's registered Employee Stock Purchase Plan. The Stock Option Grant vest as follows: 1/3 vest one year from date of grant and 1/3 each year thereafter until all shares vest three years from grant date. Price not required on initial report of stock option granted. All shares expired. Vesting: 25% of the shares vest each year from the date of grant with all shares vesting in four years. Grant vest 100% on grant date. Dwight Weller 2009-02-12 -----END PRIVACY-ENHANCED MESSAGE-----