-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RX0VPchkkJj/38akxdxDU/DfG6oC0i77MNEuXc4MQhpHQMsLaEsPZmNrBS3mSKui r1GYEae84VIBHqpfpc7chg== 0001257957-07-000004.txt : 20070205 0001257957-07-000004.hdr.sgml : 20070205 20070205121923 ACCESSION NUMBER: 0001257957-07-000004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: STE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 5032270554 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: SUITE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TIMMINS ALAN P CENTRAL INDEX KEY: 0001234898 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 07579132 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA SUITE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503 227 0554 5 1 edgardoc.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0 0000873303 AVI BIOPHARMA INC AVII 0001234898 TIMMINS ALAN P ONE SW COLUMBIA, SUITE 1105 PORTLAND OR 97258 1 1 0 0 President & COO Common Stock 2006-05-15 5 A 0 5867 2.7625 A 68540 D Common Stock 2006-11-15 5 A 0 1342 3.2895 A 69882 D Common Stock 1500 I by Daughter Incentive Stock Option (right to buy) 2.53 2006-02-22 2015-02-22 Common Stock 99208 99208 D Incentive Stock Option (right to buy) 5.35 2003-12-05 2012-12-05 Common Stock 37382 37382 D Incentive Stock Option (right to buy) 5.75 2001-01-03 2010-01-03 Common Stock 52173 52173 D Incentive Stock Option (right to buy) 5.88 2004-05-19 2013-05-19 Common Stock 8333 8333 D Incentive Stock Option (right to buy) 6.625 1998-01-01 2008-02-02 Common Stock 20377 20377 D Incentive Stock Option (right to buy) 7.35 2007-02-16 2016-02-16 Common Stock 13605 13605 D Non-Qualified Stock Option (right to buy) 2.53 2006-02-22 2015-02-22 Common Stock 75792 75792 D Non-Qualified Stock Option (right to buy) 5.35 2003-12-05 2012-12-05 Common Stock 111118 111118 D Non-Qualified Stock Option (right to buy) 5.75 2001-01-03 2010-01-03 Common Stock 82827 82827 D Non-Qualified Stock Option (right to buy) 5.88 2004-05-19 2013-05-19 Common Stock 16667 16667 D Non-Qualified Stock Option (right to buy) 6.38 1997-06-12 2007-06-12 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 6.625 1998-01-01 2008-02-02 Common Stock 114623 114623 D Non-Qualified Stock Option (right to buy) 7.35 2007-02-16 2016-02-16 Common Stock 161395 161395 D This amount represents shares acquired through the company's ESPP program. The Stock Option Grant vest as follows: 1/3 vest one year from date of grant and 1/3 each year thereafter until all shares vest three years from grant date. Grant vest 100% on grant date. By: Mark M. Webber, Attorney-in-fact For: Alan Timmins 2007-02-02 -----END PRIVACY-ENHANCED MESSAGE-----