-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/AVikaoGLK8z59+dEJM3b5wqog8AzpEphsnzDQJFvo5CJVxInjzynHSmDUgXm8J xG5ou2ff6CAzyqHUnZLzCQ== 0001257957-07-000002.txt : 20070205 0001257957-07-000002.hdr.sgml : 20070205 20070205121859 ACCESSION NUMBER: 0001257957-07-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: STE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 5032270554 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: SUITE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURGER DENIS R CENTRAL INDEX KEY: 0001239414 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 07579129 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 9032270554 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STE 1105 STREET 2: AVI BIOPHARMA INC CITY: PORTLAND STATE: OR ZIP: 97258 5 1 edgardoc.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0 0000873303 AVI BIOPHARMA INC AVII 0001239414 BURGER DENIS R ONE SW COLUMBIA, SUITE 1105 PORTLAND OR 97258 1 1 0 0 CEO Common Stock 2006-05-15 5 A 0 7086 2.7625 A 170578 D Common Stock 2006-11-15 5 A 0 446 3.2895 A 171024 D Incentive Stock Option (right to buy) 2.53 2006-02-22 2015-02-22 Common Stock 118575 118575 D Incentive Stock Option (right to buy) 5.35 2004-12-05 2012-12-05 Common Stock 37382 37382 D Incentive Stock Option (right to buy) 5.75 2001-01-03 2010-01-03 Common Stock 52173 52173 D Incentive Stock Option (right to buy) 6.625 1998-02-02 2008-02-02 Common Stock 45282 45282 D Incentive Stock Option (right to buy) 7.35 2007-02-16 2016-02-16 Common Stock 13605 13605 D Non-Qualified Stock Option (right to buy) 2.53 2006-02-22 2015-02-22 Common Stock 56425 56425 D Non-Qualified Stock Option (right to buy) 5.35 2003-12-05 2012-12-05 Common Stock 292618 292618 D Non-Qualified Stock Option (right to buy) 5.75 2001-01-03 2010-01-03 Common Stock 147827 147827 D Non-Qualified Stock Option (right to buy) 6.38 1997-06-12 2007-06-12 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 6.625 1998-02-02 2008-02-02 Common Stock 154718 154718 D Non-Qualified Stock Option (right to buy) 7.35 2007-02-16 2016-02-16 Common Stock 161395 161395 D This amount represents shares acquired through the company's ESPP program. The Stock Option Grant vest as follows: 1/3 vest one year from date of grant and 1/3 each year thereafter until all shares vest three years from grant date. Grant vest 100% on grant date. By: Mark M. Webber, Attorny-in-fact For: Denis Burger 2007-02-02 -----END PRIVACY-ENHANCED MESSAGE-----